HUDCO BONDS Resident.Pmd

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HUDCO BONDS Resident.Pmd C K HOUSING AND URBAN DEVELOPMENT CORPORATION LIMITED APPLICATION FORM Our Company was incorporated as Housing and Urban Development Finance Corporation Private Limited on April 25, 1970 as a private limited company under the Companies Act, 1956, as amended (the “Companies Act”) and was granted a certificate of incorporation by the then Registrar of Companies, Delhi. Subsequently the ISSUE OPENS ON : JANUARY 27, 2012 name of our Company was changed to its present name and a fresh certificate of incorporation dated July 9, 1974 was issued by the then Registrar of Companies, Delhi and Haryana. For further details, see the section titled “History and Certain Corporate Matters” on page 64 of the Shelf Prospectus. ISSUE CLOSES ON : FEBRUARY 06, 2012^ Registered and Corporate Office: HUDCO Bhawan, Core- 7A, India Habitat Centre, Lodhi Road, New Delhi 110003, India., Telephone: +91 11 2464 9610; Facsimile: +91 11 2464 8179; Company Secretary and Compliance Officer: Mr. H. Verma; Telephone: +91 11 2464 9610; Facsimile: +91 11 2464 8179; Application No. E-mail: [email protected]; Website: www.hudco.org 66706866 ISSUE I PUBLIC ISSUE BY HOUSING AND URBAN DEVELOPMENT CORPORATION LIMITED (“COMPANY” OR THE “ISSUER”) OF TAX FREE BONDS OF FACE VALUE OF ` 1,000 EACH IN THE NATURE OF SECURED, REDEEMABLE, NON-CONVERTIBLE DEBENTURES, HAVING BENEFITS UNDER SECTION 10(15)(iv)(h) OF THE INCOME TAX ACT, 1961, AS AMENDED (“BONDS”) AGGREGATING ` 2,000 CRORES (“ISSUE”) WITH AN OPTION TO RETAIN AN OVERSUBSCRIPTION UPTO THE SHELF LIMIT (i.e. ` 4,684.72 CRORES). THIS ISSUE IS BEING OFFERED BY WAY OF THE PROSPECTUS TRANCHE- I WHICH CONTAINS, INTER ALIA, ALL TERMS AND CONDITIONS OF THE TRANCHE- I (THE “PROSPECTUS TRANCHE- I”), WHICH SHOULD BE READ TOGETHER WITH THE SHELF PROSPECTUS DATED JANUARY 23, 2012 FILED WITH THE BSE, THE NSE AND SEBI (THE “SHELF PROSPECTUS”). THE SHELF PROSPECTUS, TOGETHER WITH THE PROSPECTUS TRANCHE- I SHALL CONSTITUTE “THE PROSPECTUS”. CREDIT RATING : 'CARE AA+', 'Fitch AA+ (ind)' Lead Manager’s / Affiliate’s / Consortium Member’s Name & Code Sub-Consortium Member’s / Broker’s Name & Code Sub-Broker’s / Agent’s Code Bank Branch Stamp Bank Branch Serial No. Date of Receipt ENAM SEC. PVT. LTD. 01/0509-1 To, The Board of Directors, HOUSING AND URBAN DEVELOPMENT CORPORATION LIMITED, HUDCO Bhawan, Core- 7A, India Habitat Centre, Lodhi Road, New Delhi 110003, India. Dear Sirs, Having read, understood and agreed to the contents and terms and conditions of HOUSING AND URBAN DEVELOPMENT CORPORATION LIMITED Shelf Prospectus and Prospectus Tranche- I dated January 23, 2012, (“Prospectus”) I/We hereby apply for allotment to me/us; of the under mentioned Bonds out of the Issue. The amount payable on application for the below mentioned Bonds is remitted herewith. I/We hereby agree to accept the Bonds applied for or such lesser number as may be allotted to me/us in accordance with the contents of the Prospectus subject to applicable statutory and/or regulatory requirements. I/We irrevocably give my/our authority and consent to SBICAP Trustee Company Limited, to act as my/our trustees and for doing such acts and signing such documents as are necessary to carry out their duties in such capacity. I/We acknowledge that the Applications made by me/us do not exceed the investment limit on the maximum number of Bonds which may be held by me/us under applicable statutory and /or regulatory requirements. By making this application, I/We acknowledge that I/We have understood the terms and conditions of the Issue of the Company as disclosed in the Prospectus. Notwithstanding anything contained in this form and the attachments hereto, by making this application: I/We confirm that I am/We are Indian National(s)/registered in India, resident in India and I am/ we are not applying for the said Bonds as nominee(s) of any person resident outside India and/or Foreign National(s). Notwithstanding anything contained in this form and the attachments hereto, I/we confirm that I/we have carefully read and understood the contents, terms and conditions of the Prospectus, in their entirety and further confirm that in making my/our investment decision, (i) I/We have relied on my/our own examination of the Company and the terms of the Issue, including the merits and risks involved, (ii) my/ our decision to make this application is solely based on the disclosures contained in the Prospectus, (iii) my/our application for Bonds under the Issue is subject to the applicable statutory and/or regulatory requirements in connection with the subscription to Indian securities by me/us, (iv) I am/We are not persons resident outside India and/or foreign nationals within the meaning thereof under the Foreign Exchange Management Act, 1999, as amended and rules, regulations, notifications and circulars issued thereunder; (v) I/We have obtained the necessary statutory and/or regulatory permissions/consents/approvals in connection with applying for, subscribing to, or seeking allotment of Bonds pursuant to the Issue. Please fill in the Form in English using BLOCK letters Date d d / m m / 2012 APPLICANTS’ DETAILS (for Applicants applying in Demat Mode name(s) should be in the same order as it appears in the demat account) NAME OF SOLE/FIRST APPLICANT Mr./Ms./M/s. AGE years NAME OF GUARDIAN Mr./Ms. DATE OF BIRTH d d mm yyyy (In case of minor only) (Compulsory for minor) ADDRESS (of Sole / First Applicant) Pin Code Telephone City (Compulsory) (with STD code) Mobile E-mail SECOND APPLICANT Mr./Ms. THIRD APPLICANT Mr./Ms. OTHER DETAILS OF SOLE/FIRST APPLICANT CATEGORY (Please ) Category I - Companies / Bodies Corporate / Registered Societies; Public/Private Charitable/Religious Trusts; Scientific and/or Industrial Research Organisations; Partnership Firms in the name of the partner; and Limited liability partnership Category II - Resident Indian individuals*; Hindu Undivided Families through the Karta*. (*applying for an amount aggregating to above ` 5 lakhs) Category III - Resident Indian individuals#; Hindu Undivided Families through the Karta#. (#applying for an amount aggregating to upto and including ` 5 lakhs) DOCUMENTS TO BE SUBMITTED ALONG WITH THE APPLICATION FORM. MoA and AoA / Charter Documents Registration Certificate Resolution and Specimen Signature Power of Attorney Others (Please Specify ...................................) DEPOSITORY PARTICIPANT DETAILS (For Applications In Demat Mode) Depository Name (Please ✓) National Securities Depository Limited (NSDL) Central Depository Services (India) Limited (CDSL) Depository Participant Name DP - ID IN Beneficiary Account Number (16 digit beneficiary A/c. No. to be mentioned above) OPTION TO HOLD THE BONDS IN PHYSICAL FORM* (If this option is selected, the KYC Documents as mentioned under General Instructions no. 31 are mandatory) In terms of Section (8)(1) of the Depositories Act, 1996 as amended, I/we wish to hold the Bonds in physical form. I/We hereby confirm Bank Details for payment of Refund / Interest / Maturity Amount PUBLIC ISSUE OF TAX FREE BONDS - TRANCHE that the information provided in “APPLICANTS’ DETAILS” is true and correct. I/We enclose herewith as the KYC Documents, self attested copies of PAN Card, Proof of Residence Address and a cancelled cheque of the bank account to which the amount Bank Name : Branch : pertaining to payment of refunds, interest and redemptions as applicable should be credited. Account No.: _____________________________ IFSC Code : ___________________MICR Code : ___________________________ TEAR HERE NOMINATION (FOR ALLOTMENT IN PHYSICAL FORM) Name of the Nominee : Sole/First Applicant Second Applicant Third Applicant In case of Minor, Guardian : THE SPECIFIC TERMS OF EACH INSTRUMENT ARE SET OUT BELOW: Options Series of Bonds* COMMON TERMS FOR ALL SERIES OF THE BONDS Tranche- I Series 1 Bonds (I) Tranche- I Series 2 Bonds (II) Objects of the Issue See the section titled "Objects of the Issue" on page 17 of Prospectus Tranche - I Tenor 10 years 15 years Market Lot/ Trading Lot One Bond. Redemption Date 10 years from the Deemed Date of Allotment 15 years from the Deemed Date of Allotment Pay-in date Application Date (full Application amount is payable on Application). Redemption Amount (`/ Bond) Repayment of the Face Value and any interest Repayment of the Face Value and any interest Listing BSE and NSE. that may have accrued on the Redemption Date that may have accrued on the Redemption Date Security The Bonds proposed to be issued are secured by a floating first pari-passu charge on present and future receivables of our Company to the extent of amount mobilized under Frequency of interest payment Annual Annual the Issue. Our Company reserves the right to create first pari-passu charge on present Minimum Application size ` 10,000 (10 Bonds). ` 10,000 (10 Bonds). and future receivables for its present and future financial requirements. Security cover In multiples of ` 1,000 (One Bond). ` 1,000 (One Bond). At least 100% of the outstanding Bonds at any point of time. Debenture Trustee SBICAP Trustee Company Limited. Face Value (`/Bond) ` 1,000 ` 1,000 Depositories NSDL and CDSL. Issue Price (`/Bond) (A) ` 1,000 ` 1,000 Registrar Karvy Computershare Private Limited. Modes of interest payment Through various available modes. ** Through various available modes. ** Modes of payment (i) At-par cheques; (ii) Demand drafts. Issuance Dematerialised form or physical form* as specified by an Applicant in the Application Coupon Rate (%) p.a. 8.10% p.a. 8.20% p.a. Form. Options Additional Coupon Rate*** Additional Coupon Rate*** Trading In dematerialised form only. for Category III Investors: 0.12% p.a. for Category III Investors: 0.15% p.a. Deemed date of Allotment The date on which the Board or a duly constituted committee thereof approves the Allotment of the Bonds for this Issue. All benefits relating to the Bonds including interest Aggregate Coupon Rate for Aggregate Coupon Rate for on Bonds (as specified in the Prospectus Tranche- I) shall be available to the investors Category III Investors: 8.22% p.a.
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