3298 MONTHLY WEATHER REVIEW VOLUME 138
A Vortex Relocation Scheme for Tropical Cyclone Initialization in Advanced Research WRF
LING-FENG HSIAO Central Weather Bureau, and Taiwan Typhoon and Flood Research Institute, Taipei, Taiwan
CHI-SANN LIOU Naval Research Laboratory, Monterey, California
TIEN-CHIANG YEH Central Weather Bureau, Taipei, Taiwan
YONG-RUN GUO National Center for Atmospheric Research, Boulder, Colorado
DER-SONG CHEN,KANG-NING HUANG,CHUEN-TEYR TERNG, AND JEN-HER CHEN Central Weather Bureau, Taipei, Taiwan
(Manuscript received 6 November 2009, in final form 23 February 2010)
ABSTRACT
This paper introduces a relocation scheme for tropical cyclone (TC) initialization in the Advanced Research Weather Research and Forecasting (ARW-WRF) model and demonstrates its application to 70 forecasts of Ty- phoons Sinlaku (2008), Jangmi (2008), and Linfa (2009) for which Taiwan’s Central Weather Bureau (CWB) issued typhoon warnings. An efficient and dynamically consistent TC vortex relocation scheme for the WRF terrain- following mass coordinate has been developed to improve the first guess of the TC analysis, and hence improves the tropical cyclone initialization. The vortex relocation scheme separates the first-guess atmospheric flow into a TC circulation and environmental flow, relocates the TC circulation to its observed location, and adds the relocated TC circulation back to the environmental flow to obtain the updated first guess with a correct TC position. Analysis of these typhoon cases indicates that the relocation procedure moves the typhoon circulation to the observed typhoon position without generating discontinuities or sharp gradients in the first guess. Numerical experiments with and without the vortex relocation procedure for Typhoons Sinlaku, Jangmi, and Linfa forecasts show that about 67% of the first-guess fields need a vortex relocation to correct typhoon position errors while eliminates the topographical effect. As the vortex relocation effectively removes the typhoon position errors in the analysis, the simulated typhoon tracks are considerably improved for all forecast times, especially in the early periods as large adjustments appeared without the vortex relocation. Comparison of the horizontal and vertical vortex structures shows that large errors in the first-guess fields due to an incorrect typhoon position are eliminated by the vortex relocation scheme and that the analyzed typhoon circulation is stronger and more symmetric without distortions, and better agrees with observations. The result suggests that the main difficulty of objective analysis methods [e.g., three-dimensional variational data assimilation (3DVAR)], in TC analysis comes from poor first-guess fields with incorrect TC positions rather than not enough model resolution or observations. In addition, by computing the eccentricity and correlation of the axes of the initial typhoon circulation, the distorted typhoon circulation caused by the position error without the vortex relocation scheme is demonstrated to be responsible for larger track errors. Therefore, by eliminating the typhoon position error in the first guess that avoids a distorted initial typhoon circulation, the vortex relocation scheme is able to improve the ARW-WRF typhoon initialization and forecasts particularly when using data assimilation update cycling.
Corresponding author address: Ling-Feng Hsiao, Central Weather Bureau, No. 64, Gongyuan Road, 10048 Taipei, Taiwan. E-mail: [email protected]
DOI: 10.1175/2010MWR3275.1
Ó 2010 American Meteorological Society Unauthenticated | Downloaded 09/26/21 10:12 PM UTC AUGUST 2010 H S I A O E T A L . 3299
1. Introduction symmetric and asymmetric parts of the initial vortex to the environmental flow. The community Weather Research and Forecasting Xiao et al. (2000) proposed the Bogus Data As- (WRF) modeling system is a mesoscale forecast and similation (BDA) scheme to initialize tropical cy- data assimilation system that is designed to advance clones for numerical model forecasts. The variational both atmospheric research and operational prediction initialization scheme specifies the sea level pressure (Skamarock et al. 2008). It has been used for atmo- of the hurricane vortex based on Fuijita’s formula spheric research including the study of mesoscale con- (Fuijita 1952) and then derives the wind from the vective systems, tropical cyclones (TCs), and large eddy gradient wind relationship. The important step is studies (e.g., Jankov et al. 2005; Davis et al. 2008; Moeng a minimization procedure that generates all other et al. 2007). The WRF has also been used by several variables by integrating the forecast model. In their numerical weather prediction (NWP) centers in their sensitivity study of Hurricane Fran (1996) using the daily operations to provide guidance for forecasters [e.g., BDA scheme, Xiao et al. (2000) show that the size of the National Centers for Environmental Predication the specified bogus vortex has significant impacts on (NCEP), Air Force Weather Agency (AFWA), and Korea the simulations of the hurricane track and intensity. Meteorological Administration (KMA)]. At Taiwan’s Meanwhile, they pointed out that, in the BDA scheme, Central Weather Bureau (CWB), the WRF model is the assimilation of sea level pressure bogus data is undergoing testing for operational use. more effective than the wind bogus data in improving There are two key components for numerical TC the hurricane structure. However, a different result forecasting—an accurate forecast model and a proper was presented by Pu and Braun (2001) that the as- method to initialize tropical cyclones. Since tropical similationwiththewinddataismoreefficientthan cyclones spend most of their lifetime over oceans where that with the sea level pressure data. Further research observational data are lacking, special effort must be by Wu et al. (2006) found that the radius of Rossby taken to properly initialize numerical prediction models. deformation was considerably different between the The present paper proposes a method of improving TC cases studied by Xiao et al. (2000) and Pu and Braun initialization, and hence TC forecasts for the Advanced (2001). Therefore, the scale of the TC vortex plays Research WRF model (ARW-WRF; Skamarock et al. a critical role on the geostrophic adjustment process in 2008). In this study, we use version 3.0.1 of the ARW- the BDA scheme. WRF with a 221 3 127 grid in 45-km grid spacing to In recent years, a vortex relocation technique was illustrate the TC initialization and forecast. successfully developed and implemented in the Global Over the last few decades, methods that supplement Forecast System (GFS) at NCEP (Liu et al. 2000). The observations near a TC center with synthetic (or bogus) vortex relocation technique is based on the vortex sep- observations were developed for TC model initialization aration method developed by Kurihara et al. (1995) for (Kurihara et al. 1990; Lord 1991; Thu and Krishnamurti GFDL model TC initialization. Rather than implanting 1992). However, the synthetic observational data do not a spunup vortex, the relocation method fetches the include all meteorological parameters required in the model-predicted vortex and moves it to the observed assimilation analysis. As a result, the initialized TC position. The relocation method greatly reduces the vortex is usually out of balance with respect to the dy- false spinup problem caused by inconsistencies between namics of the forecast model. To overcome the model the initial conditions and the model dynamics and phys- inconsistency problem, Kurihara et al. (Kurihara et al. ics. As demonstrated by Liu et al. (2006), the average of 1993, 1995) proposed a method of specifying an initial the TC track forecasts in 1999 was substantially improved vortex in the Geophysical Fluid Dynamics Laboratory not only in the GFS model, but also in the GFDL model (GFDL) hurricane prediction model. In their work, the with the improvement of 31% and 25%, respectively. In large-scale analysis is decomposed into environmental addition, the vortex relocation technique was also imple- flow and vortex circulation. Through the time inte- mented in the Global Ensemble Forecast System (GEFS) gration of an axisymmetric version of the hurricane and it significantly reduces the mean track errors of the prediction model, the symmetric vortex is generated by GEFS forecast. targeting the symmetric tangential wind component to A similar vortex relocation method for improving TC match observed TC parameters and empirical TC struc- initialization was developed and implemented in the ture. The asymmetric part of the initial vortex is con- Nonhydrostatic Forecast System (NFS) at CWB (Liou structed from the asymmetric perturbation of the previous 2004). The method is also based upon the vortex sepa- 12-h forecast valid at the current time (Bender et al. 2007). ration method from Kurihara et al. (1995). In addition The final initial condition is constructed by adding the to the relocation technique applied for improving the
Unauthenticated | Downloaded 09/26/21 10:12 PM UTC 3300 MONTHLY WEATHER REVIEW VOLUME 138
first-guess fields, the NFS optimal interpolation analysis warnings. Sinlaku and Jangmi are two category 4 strong uses 41 bogus data generated around an observed TC to typhoons and Linfa is a category 1 weak typhoon. The help define the TC structure (Liou 2002). impacts on the typhoon track and intensity forecasts are There is a TC bogusing initialization method included discussed in section 3. A higher-resolution nested grid of in the preprocessing system of the WRF. The method is 15/5-km grid spacing is used in examining the impact on designed for cold start runs using background fields in- typhoon intensity forecast. Finally, conclusions are terpolated from global models (Davis and Low-Nam presented in section 4. 2001). It first removes the TC circulation from the back- ground by removing vorticity, divergence, and geostrophic 2. Methodology vorticity within 300 km of the background TC center, The ARW-WRF model uses a terrain-following, and then implants an axisymmetric Rankine vortex at hydrostatic-pressure vertical coordinate with the model the observed TC location generated using observed top being a constant pressure surface. The model physics maximum wind and a specified wind profile. The method employed includes the Goddard microphysics scheme proposed in this paper provides another typhoon ini- (Tao et al. 2003), the Grell–Devenyi cumulus parameter- tialization process in the ARW-WRF modeling system ization scheme (Grell and Devenyi 2002), and the Yonsei that can be integrated into the WRF data assimilation University (YSU) planetary boundary layer scheme for high-resolution cycling runs. (Hong et al. 2006). More detailed descriptions of the WRF In summary, the vortex initialization method pro- model can be obtained from Skamarock et al. (2008). posed by Kurihara et al. (1993, 1995) may produce an The procedure of the ARW-WRF version 3.0.1 con- initial vortex that is dynamically consistent with the sists of the following modules: (i) the WRF Prepro- forecast model. However, the method requires a sym- cessing System (WPS_v3.0 plus WRF/real.exe) that metric vortex in the forecast model and the observed TC generates WRF model grids including terrestrial fields vortex structure can only be indirectly included in the and interpolates the horizontal and vertical data to the initial TC vortex through nudging the wind of the spinup grids, (ii) the WRF three-dimensional variational data vortex toward the target wind derived from observed assimilation (3DVAR) that combines the observations wind and an empirical wind distribution. The BDA with first-guess fields and their respective error statistics scheme can also reduce the inconsistency between the to provide an improved estimate of the atmospheric initialized TC vortex and the model dynamics. However, state at the analysis time, and (iii) the main module of it involves very costly assimilation integration and the the ARW-WRF forecast model. The vertical coordinate geostrophic adjustment in the minimization procedure in the WRF model is defined as h 5 (p 2 p )/m , requires the determination of using either sea level dh dht d where m represents the mass of the dry air in the column pressure or wind bogus data depending on the scale of d and p and p represent the hystrostatic pressure of the TC vortex. Moreover, dynamical inconsistencies dh dht the dry atmosphere at the model level and model top, may still be generated in the forecast while the initial- respectively. ized TC vortex disagrees with the bogus vortex. On the The vortex relocation scheme proposed in this paper other hand, the vortex relocation technique removes TC is applied after the module (i) to fix TC position errors in position errors, which greatly reduces the first-guess the first-guess fields. The modified first-guess and obser- errors and eliminates double or distorted centers in the vational data are then assimilated by the WRF-3DVAR analyzed TC circulation. WRF forecasts of TC track and to get the model initial conditions. The first step of the structure (to be shown later) indicate its tropical cy- vortex relocation scheme is to separate the TC vortex clones are not properly initialized. While considering from its environmental flow in the first-guess fields. The the efficiency in initializing a TC vortex and its dynamic separation procedure is similar to that described in consistency with the forecast model, we choose the Kurihara et al. (1995), except we use the vorticity maxi- vortex relocation technique (based on the scheme im- mum at h 5 0.85 (about 850 hPa) to determine the lo- plemented in the NFS) to initialize tropical cyclones in cation of the TC center for avoiding the noisy near the WRF model. The main difference between the two surface, and the Barnes (1994) analysis to obtain the schemes is that first-guess fields are relocated on con- nonTC perturbation over the TC circulation domain. In stant pressure levels in the NFS, while first-guess fields this scheme, the computation steps are as follows: are relocated on terrain-following sigma levels in the
ARW-WRF. Section 2 describes the detailed algorithm 1) To get the basic state, uL, yL, uL, gL, and psL, a low- of the vortex relocation scheme. The method is applied pass filter is applied to the original first-guess fields of to TC forecasts of Typhoons Sinlaku (2008), Jangmi wind (u, y), potential temperature u, water vapor
(2008), and Linfa (2009) for which CWB issued typhoon mixing ratio g, and surface pressure ps to filter out
Unauthenticated | Downloaded 09/26/21 10:12 PM UTC AUGUST 2010 H S I A O E T A L . 3301
disturbances with wavelengths shorter than 1200 km In the second pass, the non-TC perturbation at grid within a 4000 km2 centered at the TC center. Then point g is then modified as the perturbation fields are computed as residuals by
subtracting the basic fields from the original first- å W9j (x j xa) 5 guess fields. j 1,24 x9g 5 xg 1 , 2) To determine the range of the TC circulation, the å Wk9 perturbation wind at h 5 0.85 is first interpolated to k51,24 TC-centered polar coordinates in 24 directions. Next, where xa is the first pass result interpolated to the TC azimuthally averaged tangential wind profiles are (r/R )2 edge point j, W95e 2 , and the radius of influence R computed for the 24 directions to determine the 2 is set to 173 km. The radius of influence for each pass is starting radius for search. The TC edge in each di- chosen to provide relatively smooth but not too localized rection is then determined by searching outward from non-TC perturbation fields inside the TC domain. the starting radius to reach a radius where the tan- The TC vortex separated by the above steps is relo- gential wind profile satisfies one of the two conditions: 2 2 2 2 cated to its observed location to form the new first-guess y , 6ms 1 and ›y/›r , 4 3 10 6 s 1,ory , 3ms 1 fields in the module (i) for the WRF-3DVAR analysis. until the search hits the outer limit set to 800 km. The relocated variables here are the wind (u , y ), poten- 3) To obtain the non-TC perturbations, u , y , u , g , g g nt nt nt nt tial temperature u , water vapor mixing ratio g , and sur- and p , over the TC circulation domain, a two-pass g g snt face pressure p computed as Barnes analysis (Barnes 1994) is applied using the sg non-TC perturbations at the TC edge as observa- ug 5 u ut 1 ut(new TC location) 5 u 1 u~, tional data. The TC vortex circulation, ut, yt, ut, gt, y 5 y y 1 y (new TC location) 5 y 1 ~y, and pst, is finally computed as a residual by sub- g t t tracting the non-TC perturbations from the total u 5 u u 1 u (new TC location) 5 u 1 u~, perturbations over the TC circulation domain. g t t g 5 g g 1 g (new TC location) 5 g 1 g~, In step 1, the 1200-km filtering wavelength is chosen as g t t the 4 times of the 34-kt wind radius for a typical TC, psg 5 ps pst 1 pst(new TC location) 5 ps 1 p~s, (1) which is assumed 300 km or less. The scheme is, how- ever, not sensitive to the choice as we have compared the where the increments due to the relocation are results from using 1200- and 1500-km filtering wave- lengths and the difference is not significant (not shown). u~5 ut(new TC location) ut, Meanwhile, instead of computing for the whole model ~y 5 y (new TC location) y , domain, 4000 km is large enough to contain typhoon t t ~ circulation before and after the relocation. In the step 2, u 5 ut(new TC location) ut, the tangential-wind criterion used to determine the g~ 5 gt(new TC location) gt, range of TC circulation is directly following the criterion p~ 5 p (new TC location) p . (2) used in the GFDL model (Kurihara et al. 1995). Dif- s st st ferent filtering wavelengths and tangential-wind criteria The hydrostatic dry surface pressure md and geopotential have been tested (not shown) and the results indicate height F are also predicted variables in the WRF model, that the TC relocation scheme is not sensitivity to these but cannot be directly included in the above relocation choices. In the step 3, the first pass of the two-pass procedure because they should be diagnosed from u, g,and Barnes analysis computes the non-TC perturbation at ps (Skamarock et al. 2008). Otherwise, an unbalanced WRF grid point g inside the TC domain as initial state will be created, which violates the diagnostic relationship and causes the model to crash during the time integration. Once the surface pressure and water vapor å Wjy j j51,24 x 5 , mixing ratio increments are calculated, the md increment g can be computed by removing the moisture contribution å Wk k51,24 from the surface pressure increment as in Eq. (3): ð 1.0 where y is the perturbation at the TC edge in 24 di- j p~s md g~ dh (r/R )2 rections, W 5 e 1 , r is the distance between the grid ð 0.0 m~d 5 1.0 . (3) point g and edge point j, and the radius of influence R1 is (1 1 g) dh set to 300 km for the first pass. 0.0
Unauthenticated | Downloaded 09/26/21 10:12 PM UTC 3302 MONTHLY WEATHER REVIEW VOLUME 138
The mass of the dry air in the column after the reloca- several hectopascals difference in the surface pressure. tion is The terrain contamination on relocated surface pressure can be eliminated, as suggested by an anonymous re-
mdg 5 md 1 m~d. (4) viewer, by relocating sea level pressure and then con- verting the sea level pressure back to surface pressure In the ARW-WRF forecast model, geopotential height after the relocation. It is a good technique worthwhile is an important variable that links the vertical velocity and trying. However, for all typhoons we are interested in pressure in the prediction. The initialization of the F term East Asia, the complicated terrain prohibits such cases must be computed from dry density rd and md by the di- from existence. It is worth noting that there is often more agnostic and hydrostatic equation: than one TC in the WRF model domain. The previous relocation procedure is applied individually to each TC m d inside the model domain. ›hFh 5 . (5) rd After the vortex relocation is performed, the WRF- 3DVAR analysis (Barker et al. 2004) is used to assimi-
The dry density rd is related to pressure, temperature, and late the observational and bogus data with the new first moisture, and is not trivial to derive rd (see the appendix). guess. Its configuration is based on an incremental for- Once the rd after the relocation is obtained, the model- mulation to produce multivariate incremental analyses consistent F can be calculated by integrating Eq. (5). for surface pressure, wind, temperature, and relative The vortex relocation procedure is performed only humidity at the model grid points. The minimization of when (i) the first-guess TC center is more than one grid the incremental cost function is conducted in a precondi- distance away from the observed location, (ii) the tioned control variable space. The WRF-3DVAR has maximum wind speed of the first-guess TC at h 5 0.85 is several background error statistics options for control greater than 15 m s21, (iii) the TC center is at least variables. The ‘‘cv5’’ option, which we have adopted here, 300 km away from the lateral boundary, and (iv) there formulates physical-space control variables: stream- are no grid points with terrain height greater than 50 m function, unbalanced velocity potential, unbalanced sur- within 150 km of the TC center. The terrain-height face pressure, unbalanced temperature, and ‘‘pseudo’’ condition is imposed to avoid relocating a TC vortex relative humidity. The background error covariance ma- that is distorted by high terrains. The high terrains near trix allows for a separate definition of the vertical and a TC center may affect the vortex relocation in three horizontal correlation functions. A statistical regression ways. The low-level wind distribution is greatly modified is used to estimate background error cross covariance by the high terrains that the TC edge cannot be properly via the National Meteorological Center (NMC) method determined. The low-level TC circulation modified by (Parrish and Derber 1992). An additional description of the high terrains is no longer equivalent barotropic in the 3DVAR system can be found in Barker et al. (2004). the vertical that the TC edge determined at h 5 0.85 may For TC analysis at CWB, dynamically consistent bo- not be applicable to all levels. Finally, the large gradient gus data are created near an observed TC to help the of pressure, height, and temperature on h levels at a high 3DVAR analysis in better defining TC structure. A new terrain point may be relocated to a point with very dif- method different from that used in the NFS (Liou 2002) ferent terrain height that creates imbalances in the re- is developed for the WRF-3DVAR TC analysis. The located flow. The problem associated with the last effect method first removes the typhoon vortex from the first may be improved by performing the vortex relocation guess by a filtering procedure following Kurihara et al. on constant pressure levels through interpolating the (1993) to get environmental flow. It then implants an first-guess fields to the pressure levels and then in- idealized vortex at the observed typhoon location with terpolating the relocation increments back to the h a wind profile proposed by Chan and William (1987) as levels. However, the relocation on constant pressure ()"# levels cannot help the first two problems caused by the r 1 r b high terrains. In section 3b, a case of TC Jangmi ap- V(r) 5 V exp 1 , (6) m r b r proaching Taiwan is used to illustrate the necessity of m m imposing this high-terrain condition on the vortex re- location. The condition, however, is tunable that may be where Vm is the maximum wind, rm is the radius of modified when the vortex relocation is applied at differ- maximum wind, and factor b is the shape of outer wind ent areas. In cases a TC is near or over low terrain that the profile. In Eq. (6), the Vm is directly from the observa- TC vortex can be properly determined, the terrain-height tion and the rm and b are iteratively computed by the difference before and after the relocation may cause nonlinear balance equation and hydrostatic equation,
Unauthenticated | Downloaded 09/26/21 10:12 PM UTC AUGUST 2010 H S I A O E T A L . 3303
The bogus data of sea level pressure, wind, temperature, and relative humidity derived from the above are con- structed on 19 pressure levels between 1000 and 200 hPa at the TC center, 4 points at 0.58 and 8 points at each ra- dius increased in every 18 from the TC center. Depending upon the size of the typhoon, there are 29 bogus data points within 38 of the typhoon center for smaller ty-
phoons with r15 # 200 km and 37 bogus data points within 48 of the center for typhoons with r15 . 200 km. These bogus data are treated as observational data and assimi- lated in the WRF-3DVAR analysis as prior descriptions. To examine the impact of the vortex relocation scheme on the ARW-WRF TC forecast, two sets of numerical experiments, with (WR) and without (NR) the vortex relocation, are conducted for 72-h forecasts with update cycles in the data assimilation. The experiments use the FIG. 1. CWB best-track positions for Typhoons Sinlaku, Jangmi, ARW-WRF forecast model with 45-km grid resolution and Linfa plotted every 6 h with labels indicating 0000 UTC and 222 by 128 grid points in the zonal and meridional Sep 2008 for Sinlaku and Jangmi and 0000 UTC Jun 2009 for Linfa. directions, respectively. Three typhoons for which CWB issued warnings in 2008 and 2009, Sinlaku, Jangmi, and Linfa, are selected for the numerical experiments with together with observed 15 m s21 wind radius available a total of 70 forecast runs in each experiment set. from CWB forecasters, as follows: