A Methodological Reassessment of Greek and Roman Battlefield Archaeology
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Collecting the Field: A Methodological Reassessment of Greek and Roman Battlefield Archaeology. Thesis submitted in accordance with the requirements of the University of Liverpool for the degree of Doctor in Philosophy by Joanne Elizabeth Ball February 2016 Collecting the Field: A Methodological Reassessment of Greek and Roman Battlefield Archaeology. Joanne Elizabeth Ball. Abstract. The study of Greek and Roman battles has been an area of academic interest for centuries, but understanding of the archaeological potential of battlefields from classical antiquity has remained severely limited. The field has stagnated partly through over- deference to unsuitable ancient literary accounts, compounded by a lack of exploration of the site formation processes on such battlefields. This has resulted in an unjustified pessimism among some ancient historians and battlefield archaeologists that any significant information can be extracted from the exploration of such sites. Several ancient battlefields, and numerous smaller-scale conflict sites, have been identified and excavated in the previous three decades. In spite of these projects, there has been a general absence of integration of the evidence from these sites into a wider understanding of the archaeology of ancient battlefields, and consequently, a failure to use the evidence to identify and locate new sites. Drawing evidence from a number of excavated conflict sites from the classical world, particularly the Roman battlefields at Baecula, Kalkriese, and Harzhorn, this thesis presents an argument for a more archaeologically-dominated approach to exploring Greek and Roman battlefields, despite the pragmatic challenges in doing so. While the ancient literary sources have been the primary base for much of the last two centuries, they contain little reliable or accurate evidence with regards to geographic or topographic location of specific battlefields or the post-battle processing of battle-deposited material. This research has explored the site formation processes on ancient battlefields, working from excavated examples including those at Baecula, Kalkriese, and the Harzhorn, as well as other smaller- scale conflict sites and battle-related graves. This research has considered the issue of site formation on ancient battlefields with a particular focus on the impact of post-battle processes, looting and the disposal of the dead, on the archaeological assemblages. It concludes that while such processes had a significant impact on the assemblage deposited by battle, a significant number of artefacts were left behind. The ‘signature’ of ancient battle is composed of these artefacts – small projectiles, fragments of military kit, caligae nails, and coins – which when found in spatial conjunction, identify battlefield sites. This thesis suggests that archaeological methodologies developed for exploration of modern (C19th and later) battlefields can be modified for use on sites from antiquity, contributing to the identification of battlefield locations and reconstruction of battle-narratives. ii Acknowledgements It would not have been possible to even start writing this thesis, let alone finish it, without the support of so many people. Thanks go out to my comrades in research, including Peta Bulmer, Sam Cook, Shirley Curtis-Summers, Pablo Fernández, Joey Gaynor, Sally Hoare, Pete Norris, Kevin Stover, and Jonty Trigg. Overall, I think we have learned more in the AJ from each other than the time we have lost! Appreciation is also given to academic staff from the department, particularly Matthew Ponting, my second supervisor, and Michael Sommer, my initial second supervisor. Achim Rost and Susanne Wilbers-Rost deserve particular thanks for their kindness in sharing their insights from Kalkriese, and for their work in both exploring and publicising the site. Credit must go to Lawrence Babits for many conversations and emails on the American Civil War, and for letting me fire a Brown Bess musket without seriously endangering the life of anyone. For assistance at various stages of research, thanks also to Juan Bellón Ruiz, Jon Coulston, Thomas Fischer, Michael Meyer, Gordon Noble, and Steve Smith. I would also like to thank everyone I have met at the Fields of Conflict Conferences. Thanks are also due to Rachel Plummer for her support and sympathy, chocolate, and for letting me drag her to Towton battlefield to look at not very much at all... My family and work colleagues have provided much support over the last five years and I am unending grateful to them. Particular gratitude and love to my parents for their support, and to Lee who, from necessity, has become more informed about the archaeology of ancient battle - and the Varus disaster - than he ever thought possible. Lastly, I would like to thank my supervisor, Phil Freeman, for all his support in writing this thesis, going back almost a decade to a scared undergraduate thinking about writing a dissertation on the Varus Disaster. This research really could not have been finished without the guidance, critique, and effort which Phil has given it in the last 5 years, and I am immensely grateful to him for everything he has done, and continues to do. iii Contents Abstract......................................................................................................................... ii Acknowledgments.................................................................................................... iii Contents........................................................................................................................ iv List of Figures............................................................................................................... x List of Tables................................................................................................................ xii List of abbreviations.................................................................................................. xiii Table summarising the principle battle sites noted in the text................. xiv Chapter One: Introduction and context 1.1: Question and aims..................................................................................................... 1 1.2: Thesis structure and organisation............................................................................. 3 1.3: Battlefield Archaeology............................................................................................. 6 1.3.1: Development of the discipline.................................................................... 11 1.3.2: Ancient battlefields in archaeology............................................................ 14 1.3.3: A brief historiography of ancient battlefield studies.................................. 18 1.4: Why ancient battlefields?.......................................................................................... 26 1.4.1: “Battle” in battlefield archaeology............................................................ 29 1.4.2: “Battle” in antiquity.................................................................................... 31 1.5: Excavated conflict sites from antiquity..................................................................... 36 1.6: Conclusion................................................................................................................. 41 iv Chapter Two: The Literary Record 2.1: Introduction............................................................................................................... 42 2.2: Battlefields in the ancient literary record................................................................. 45 2.2.1: Battlefields in ancient historical texts and commentaries........................ 47 2.2.2: Battlefields in ancient military treatises.................................................... 50 2.2.3: Battlefields in ancient biography............................................................... 51 2.2.4: The authors of battlefield texts.................................................................. 52 2.3: Battle narratives in ancient historical literature...................................................... 54 2.4: The sources of evidence for ancient battlefield narratives...................................... 57 2.4.1: Participant and eyewitness testimony........................................................ 57 2.4.2: The accuracy of participant and eyewitness testimony............................. 59 2.4.3: Campaign journals and military documentation....................................... 63 2.4.4: Earlier histories and epigraphy.................................................................. 65 2.5: The reliability of the ancient literature on battle-narrative..................................... 67 2.5.1: Deliberate simplification, alteration, and literary topoi............................ 69 2.6: The geography of battlefield location in antiquity.................................................... 71 2.6.1: Battlefield toponyms.................................................................................. 73 2.6.2: Etymology and toponymic-landscape reconciliation................................. 75 2.6.3: Geographic location without toponyms..................................................... 79 2.7: Battlefield topography in the ancient literary record............................................... 84 2.7.1: Battlefield terrain descriptions.................................................................. 85 2.7.2: The terrain of 'lost' battlefields...............................................................