Vol. 22, No. 4 December 2001
Health Indicators: Building Blocks for Health Situation Analysis
The availability of information based on valid, reliable example of the number of new cases of malaria in a week) to data is a sine qua non condition for the analysis and objec- the calculation of proportions, rates, ratios, and more sophis- tive evaluation of the health situation, evidence-based deci- ticated indices (for example life expectancy at birth).5 Ac- sion-making and programming in health. The search for ob- cordingly, the quality of an indicator strongly depends on jective measures of a population’s state of health is an old the quality of its components (frequency of cases, size of tradition in public health, particularly in epidemiology. Start- populations at risk etc.) The quality of the data information, ing with the works of William Farr in the 19th century, health recollection, and registration systems is equally important. descriptions and analyses were, for a long time, based on More specifically, the quality and usefulness of an indicator measures of mortality and survival.1,2 The need for consider- are defined by its validity (effectively measures what it at- ing other dimensions of a population’s health status was tempts to measure) and reliability (repeated measurements recognized more recently. This realization came in part as a in similar conditions produce the same results). Additional result of the successful control — mostly in the most indus- attributes to ensure quality are its specificity (measures only trialized areas — of infectious diseases that were traditional- the phenomena that it is meant to measure), sensitivity (has ly responsible for the greatest burden of mortality. It is also the capacity to measure changes in the phenomena that it is the product of a more comprehensive vision of health and its meant to measure), measurability (is based on available or population determinants. As a consequence, measures of easy to obtain data), policy-relevance (is capable of provid- morbidity, disability and non-biological determinants of health ing clear responses to key policy issues) and cost-effective- (such as access to services, quality of care, living conditions ness (results justify the investment in time and other resourc- and environmental factors) are increasingly necessary to es).6-8 Indicators must also be easy to use and interpret by document people’s capacity to function physically, emotion- analysts, as well as understandable by information users, ally and socially, as well as to objectively analyze the health such as managers and decision-makers. 3 situation (See figure 1). Health indicators facilitate the quan- Important attributes to insure quality of the set of indica- tification and evaluation of these different dimensions of a tors are: integrity (no missing data) and internal consistency population’s health. (when seen alone or in a group, the values of the indicators A health indicator is “a construct of public health sur- are realistic and coherent and do not contradict themselves).9 veillance that defines a measure of health (i.e., the occur- Therefore, the systematic use of standardized operational rence of a disease or other health-related event) or a factor definitions and measurement and calculation procedures is associated with health (i.e., health status or other risk factor) fundamental to guarantee the quality and comparability of among a specified population.”4 In general terms, health in- the indicators.2,9 dicators represent summary measures that capture relevant An appropriately defined and maintained set of health information on different health attributes and dimensions, indicators provides information for the elaboration of a rele- and the performance of the health system. Seen together, vant profile of a population’s health situation. The selection these measures attempt to reflect and monitor the health sta- of such an indicators set —and its levels of disaggregation— tus of a population. can vary with the availability of information systems, data The construction of an indicator is a process with vari- sources, resources, and specific needs and priorities of each ous degrees of complexity, ranging from a direct count (for region or country.2 Maintenance of an indicators set also
002 - 2 2 IN THIS ISSUE... 0 9 1 • Health Analysis: • Announcements: - Health Indicators: Building Blocks for Health - Summer Courses in Epidemiology in 2002 Analysis • Norms and Standards in Epidemiology: • Epidemiological Surveillance System for Acute - Case Definitions: Meningococcal Disease; Viral Pesticide Poisoning Meningitis Pan American Health Organization: Celebrating 100 Years of Health Figure 1: Examples of Indicators of the Health Status and some of its Determinants*
Environmental Determinants
Indicators include: population with access to services Health Status Indicators such as potable water, sewerage and excreta disposalI, levels of mercury in water, % of acceptable water Perceived Health analysisv… - Satisfaction: Proportion of the population 15 and over that report being dissatisfied with their social lifeiii… - Quality of life: Proportion of the population Social Determinants that report perceiving themselves in fair or poor healthiii… Demographic Indicators Population by age and sexiii, crude birth ratei, fertility Objective health ratei,urban populationi, life expectancy at birthi… - Mortality Maternal mortalityi,vi, infant mortalityi,vi, Socioeconomic Indicators registered deaths from homicidei, mortality Literate population (15+ years old) i, annual GDP growth rates from communicable diseasesi… ratei, calories availabilityi, highest 20% / lowest 20% - Morbidity income ratioi… Measles incidencei, confirmed dengue casesi, AIDS annual incidence ratei, cancer incidence rateii… Behavioral Determinants - Disability Prevalence of different types of disability in iii Indicators include: Proportion of regular smokersiii, a given population , average number of contraceptive usei… days per year lost to school, work, homemaking and other social roles for a defined populationiv… Health System-related Determinants
Indicators include: Human resources per 10,000 pop.i, immunization coverage in infants under 1 year old (%)i, % births attended by trained personnelii…
HEALTH SITUATION ANALYSIS
* Appear, among others, in: i Regional Core Health Data Initiative (PAHO) - see reference 10; ii Third Evaluation of the Implementation of the Strategies for Health for All in the year 2000. Region of the Americas. Pan American Health Organization/World Health Organization. 1997 [Brochure produced by the Health Situation Analysis Program]; iii Health and Welfare Canada. User’s Guide to 40 Community Health Indicators. Ottawa; 1992; iv “Leading Health Indicators for Healthy People 2010” (United States). Available at: http://www.health.gov/healthypeople/LHI/. February 2002.; v “Salud Uruguay 2010” (Uruguay). Available at: http://www.presidencia.gub.uy/salud-uruguay/documentos/situacion_salud.htm. Februeary 2002.; vi DATASUS de la RIPSA (Brazil). Available at: http://www.datasus.gov.br/. February 2002. depends on the availability of data sources and regular oper- of the Regional PAHO Initiative of Core Health Data and ation of information systems. Additionally important is the Country Profiles10 (see box)— generates evidence on the sta- simplicity of the instruments and methods used in compiling tus and trends of the health situation in the population. This the indicators.9 Quality must be monitored regularly because includes documentation of inequalities in health, which may it is crucial in building and maintaining the information —in turn—serve as empirical basis for the determination of users’confidence in the indicators. It is a condition for their population groups with the greatest health needs, stratifica- regular use, which also depends on the indicators’ dissemi- tion of epidemiological risk, and identification of critical ar- nation policy, including their frequency of compilation and eas. The availability of an indicators set provides the material timeliness. For example, the time lag between data collection, for this analysis. Concomitantly, health indicators facilitate analysis and dissemination of an indicator used in monitor- monitoring of health objectives and goals, strengthen the 8 ing must be short for it to maintain its relevance. analytical capacities of health teams, and serve as a platform When generated and administered within a functional to promote the development of interconnected health infor- information system, health indicators constitute a fundamental mation systems. In short, valid and reliable health indicators tool for decision-makers at all management levels. In general, are basic and important epidemiological tools for health man- a basic set of health indicators —such as the one that is part agement.
2 Epidemiological Bulletin / PAHO, Vol. 22, No. 4 (2001) The “Core Health Data” Initiative
The Core Health Data (CHD) Initiative was launched crease institutions’ transparency and technical credibili- in 1995 to monitor the level of advancement of the health ty, and efficiently prioritize cooperation in health. objectives and mandates adopted by PAHO/WHO and The CHD Initiative’s principal component is its data- its Member States in the region of the Americas. The base. Including the 48 countries and territories of the CHD Initiative seeks to provide a standardized informa- Americas, the database is made up of 109 indicators dis- tion platform on the regional health situation and trends. aggregated into 405 core data and their historical series This information can be used by managers and policy since 1990. The CHD Initiative includes mortality, mor- makers for: i) formulation, adjustment, and evaluation of bidity and access, resources and health services system health policies and programs; ii) reorientation of health coverage, socioeconomic health determinants, and envi- services and public health surveillance systems; iii) pro- ronmental and demographic indicators. The Initiative in- gramming, monitoring, evaluation, and adaptation of tech- cludes a Web-based system allowing the user to gener- nical cooperation; iv) mobilization of resources; and, v) ate tables and permitting fast access and versatile que- 10 dissemination of technical health information. There- ries to the regional database. Published annually since fore, the CHD Initiative is a process that promotes the 1995, the brochure “Health Situation in the Americas: use of epidemiology for health management, strengthen- Basic Indicators” displays 58 indicators aggregated by ing analytical capacities and creating evidence for deci- country and 38 aggregated by subregion. Among the CHD sion-making in public health policy, including detection Initiative’s components is an up-to-date series of Coun- of health inequalities and identifying priorities for tech- try Profiles and a set of technical reference documents, nical cooperation. CHD is part of the response by the including a glossary of harmonized definitions of indica- Epidemiology Services and PAHO towards the current tors and standardized criteria for validation and data con- demand to rethink essential public health functions, in- sistency. Strategic Approach for the Use of the Regional Core Health Data Initiative
ANALYTICAL DEMAND STRATEGIC USES INFORMATION AXIS EXPECTED PRODUCTS
- Geographic Information Systems - Basic Indicators brochure - High level communication - Table generator Political - Sectoral policy Core Health - International agreements negotiation - Subregional integration Data
Institutional - Programming of activities - Implementation of strategies management - Assessment of interventions - COUNTRY PROFILES - SITUATION ANALYSIS - TRENDS ANALYSIS
Mobilization - Project proposals - SITUATION ROOM - Cooperation agreements of Resources - Allocative efficiency
Reference Dissemination - Preparation of technical reports - Contact with mass media documents of Information - Public health information - Mandates and Goals - Norms and Standards - Methodological Tools
Source: PAHO’s Special Program for Health Analysis (SHA). Regional Initiative of Core Health Data and Country Profiles. I Meeting of National Epidemiology Directors and SHA Focal Points. Santo Domingo, Dominican Republic; September 12-15, 2000.
Epidemiological Bulletin / PAHO, Vol. 22, No. 4 (2001) 3 The CHD Initiative has been broadly supported by America within the framework of current subregional inte- the countries of the Americas. Presently, 23 of the 35 gration agreements. Member States have adapted the CHD and produced na- Experiences within countries in implementing the CHD tional pamphlets of Basic Indicators, disaggregated at Initiative have demonstrated the crucial importance of in- subnational levels. For example, in Argentina, Brazil, and tersectoral coordination to guarantee the data quality and Cuba pamphlets have been published annually since 1996 analytical use of the information. The most successful ex- and in Costa Rica, Ecuador, Guatemala, Mexico, Nicara- ample of this type of coordination is Brazil’s Interagency gua, Peru, Uruguay, and Venezuela, from 1997-98. Some Network of Information for Health (“Red Interagencial de countries have even attempted to extend and adapt the Información para la Salud (RIPSA)”). A network of institu- CHD Initiative to the local-level. Cuba maintains a disag- tions, RIPSA coordinates national entities responsible for gregated database at the municipal level; in Colombia, the production and/or data analysis in health. Through the work department of Santander already published its departmen- of subcommittees, RIPSA is responsible for technical qual- tal version and Amazonas is in the process of doing the ity, coverage, validation, and harmonization of core data same; Nicaragua recently published the complete set of including aspects of dissemination of information. This in- basic indicator brochures for each of the 17 Local Integral cludes maintenance of the unified health system (DATA- Health Care Systems (“Sistemas Locales de Atención In- SUS) Web page, managerial use of the situation analyses, tegral de la Salud (SILAIS)”), which are the geographic including the establishment of health situation rooms and and administrative organizational units for the health sec- the continuity and sustainability of the network. tor. In 2001, Haiti launched its first publication of the Ba- sic Indicators. This was an impressive endeavor given The CHD Initiative has formed a rich venue of techni- the challenges presented by the structural and organiza- cal cooperation for strengthening information systems and tional management of health information in the country. networks for communicating in health. CHD contributes to Publication of subnational core data for Bolivia and Ja- the creation of epidemiological intelligence for public health maica is imminent in 2002. Also on the agenda for 2002 is management and the formulation of more efficient, effec- the strengthening of the Core Data Initiative in Central tive, and equitable health policies in the Americas.
Regional Basic Indicators Brochure Published Annually since 1995
Table Generator System
http://www.paho.org/English/SHA/coredata/tabulator/newTabulatorFirst.htm
4 Epidemiological Bulletin / PAHO, Vol. 22, No. 4 (2001) Examples of National Basic Indicators Brochures
National Brochures
Different levels of disaggregation: National and Departmental brochures
References: (7) Last J. A Dictionary of Epidemiology, Fourth Edition. New (1) Hansluwka H. Measuring the health of populations, indicators York, NY: Oxford University Press; 2001. and interpretations. Soc Sci Med. 1982;20(12):1207-1224. (8) United Nations. A Critical Review of the Development of (2) Catford J. Positive health indicators - towards a new Indicators in the Context of Conference Follow-up. Report of information base for health promotion. Community Medicine the Secretary General. Geneva:UN Economic and Social 1983;5:125-132. Council; 5-30 July 1999. Document E/1999/11. (3) Pascal J, Lombrail P. Mesure de L’Etat de Santé de la (9) Pan American Health Organization. Special Program for Health Population. La Revue du Praticien 2001;51:1931-1938. Analysis. Regional Initiative of Core Health Data and Country Profiles 2000. Working Document. Washington, DC; 2000. (4) Lengerich EJ (ed.). Indicators for Chronic Disease Surveillance: (Unedited Document). Consensus of CSTE, ASTCDPD, and CDC. Atlanta, GA: Council of States and Territorial Epidemiologists, November (10) Pan American Health Organization. Collection and Use of 1999. Core Health Data. Washington, DC:PAHO; 25 September 1997. Document CD40.R10. (5) Merchán-Hamann E, Tauil PL, Pacini Costa M. Terminología das Medidas e Indicadores em Epidemiologia: Subsídios para uma Possível Padronização da Nomenclatura. Informe Epidemiológico do SUS 2000;9(4):273-284. Source: Prepared by the Analysis Group from PAHO’s Special (6) Ware J, Brook R, Davies A, Lohr K. Choosing Measures of Program for Health Analysis. Health Status for Individuals in General Populations. AJPH 1981;71(6): 620-625.
Epidemiological Bulletin / PAHO, Vol. 22, No. 4 (2001) 5 Epidemiological Surveillance System for Acute Pesticide Poisoning Introduction – Characterize pesticide exposures that pose the greatest Surveillance in public health requires the systematic and risks for the population. continuous collection, analysis, and interpretation of data – Determine the causes of poisoning and death in the pop- on health events. These data are then used in the planning, ulation. execution and evaluation of health interventions. A surveil- – Identify pesticides more frequently related to APP. lance system requires developing the functional ability to – Focus the design of prevention and control strategies compile, analyze, and disseminate data in a timely fashion to towards these problems in the population. those able to undertake effective prevention and control ac- – Facilitate the evaluation of environmental conditions that tions. create risk situations, in order to propose control mea- In public health, it is imperative to direct surveillance sures. actions not only to health problems of infectious or chronic – Direct research proposals to determine the public health origin, but also those caused by external agents. These implications of pesticide use and the effectiveness of agents can be closely related to the environment, which has prevention and control actions. been deteriorating at an increased pace over the last decades. 2. Case Definition In the case of pesticides, the Pan American Health Orga- A case of APP is defined as any person who, after hav- nization (PAHO) established as a priority promoting better ing been exposed to one or more pesticides, presents clinical methods for collecting data related to acute pesticide poi- manifestations of poisoning, or specific laboratory test re- soning (APP) in member countries. The aim is to better un- sults compatible with poisoning, in the first 24 hours after derstand health problems caused by pesticides, the magni- contact. tude of which are still not known with precision. This docu- Manifestations of the diseases caused by APP are often ment presents some preliminary guidelines proposed and not very specific. One source of information that contains a adopted by PAHO on this subject. list of the most important signs and symptoms is a manual An APP surveillance system makes it possible to deter- from the United States Environmental Protection Agency mine how poisoning is affecting the population’s health, (EPA): Recognition and Management of Pesticide Poison- population groups most affected, types and characteristics ings. Fifth edition, 1999; USA. This manual is available in of high risk exposures, main pesticides involved, and other electronic format at the following Internet address: http:// determining factors. This information is used to direct pre- www.epa.gov/oppfead1/safety/healthcare/handbook/ vention and control actions to reduce the negative health handbook.htm. effects of chemical substances in places where cases are iden- At the state level in the United States, a monitoring in- tified (i.e. in practical terms, an epidemiological blockade). dex is used to assign a level of severity to different diseases Furthermore, if surveillance system data are cross- due to APP. Table 1 shows the signs and symptoms accord- checked with complementary information from other sourc- ing to severity categories (Original table available at: es, surveillance can facilitate the identification of pesticide www.cdc.gov/niosh/pestsurv/pdfs/pest-sitablev6.pdf). use patterns and evaluation of contaminated soils, water and pesticide residues in food. Case classification Suspected Case 1. Objectives of the surveillance system A case that suggests acute pesticide poisoning by present- – Determine the number of cases and deaths by APP ac- ing a symptomatology compatible with poisoning (systemic cording to time, place, and person (in populations and or localized) and/or is suspected to have been exposed to regions of greater risk, with trends over time) and their pesticides. principal determining factors, to implement timely pre- Confirmed Case vention and control measures. This makes it possible to A case in which at least one of the following criteria is estab- calculate the APP morbidity and mortality incidence. lished: – After an outbreak of cases is identified, investigate the – Epidemiological visit where the background of exposure origin and develop training activities aimed at avoiding to the toxic substance, the means of exposure, the agent, new cases (epidemiological blockade). the mechanism, and their relation in time are identified – Define high-risk populations. and, additionally, presenting clinical manifestations of – Detect situations of alert where effective and timely ac- poisoning. tions are required to minimize the negative public health effects of poisoning. – History of exposure to the toxic substance and altered
6 Epidemiological Bulletin / PAHO, Vol. 22, No. 4 (2001) Table 1: Signs and Symptoms of Acute Pesticide Poisoning by Severity Category
Severity Category High Moderate Low Severe and life-threatening signs Pronounced or Prolonged Signs and Symptoms Mild, transient, and/or spontaneously Organ System Fatal resolving symptoms
Massive hemorrhage/ • Diarrhea Abdominal pain, cramping Gastrointestinal Death • • System perforation of gut • Melena • Anorexia • Vomiting • Constipation • Diarrhea • Nausea • Vomiting
Abnormal pulmonary x-ray Cough Respiratory Death • Cyanosis + Respiratory • • System depression • Pleuritic chest pain/pain on deep breathing • Upper respiratory pain, irritation • Pulmonary edema • Respiratory depression • Dyspnea, shortness of breath • Respiratory arrest • Wheezing • Dyspnea, shortness of breath
Confusion Hyperactivity Nervous System Death • Coma • • • Paralysis, generalized • Hallucinations • Headache • Seizure • Miosis with blurred vision • Profuse sweating • Seizure • Dizziness • Ataxia • Ataxia • Slurred speech • Peripheral neuropathy • Syncope (fainting) • Peripheral neuropathy
Bradycardia/heart rate 40-50 in adults, 60-80 in Cardiovascular Death • Bradycardia/heart rate <40 for • System adults, <60 infants and infants/children, 80-90 in neonates children, <80 neonates • Tachycardia/heart rate=140-180 in adults, 160-190 • Tachycardia/heart rate >180 for infants/children, 160-200 in neonates adults, >190 infants/children, • Chest pain + hyperventilation, tachypnea >200 in neonates • Conduction disturbance • Cardia arrest • Hypertension • Hypotension
Acid Base disturbance (pH = 7,15-7,24 or 7,60- Fever Metabolism Death • Acid Base disturbance • • (pH<7,15 or >7,70) 7,69) • Elevated anion gap
Anuria • Hematuria Polyuria Renal System Death • • • Renal failure • Oliguria • Proteinuria
Fasciculations Muscle weakness Muscular System Death • Muscle rigidity + elevated • • urinary myoglobin + elevated • Muscle rigidity • Muscle pain creatinine • Muscle weakness
Bullae Skin edema/swelling, erythema, Local effects on Death • Burns, second degree • • skin (involving >50% of body • Burns, second degree (involving <50% of body rash, irritation/pain, pruritis surface area) surface area) • Hives/urticaria • Burns, third degree (involving • Burns, third degree (involving <2% of body surface >2% of body surface area) area)
Corneal ulcer/perforation • Corneal abrasion Lacrimation Local effects on Death • • eye • Ocular burn • Mydriasis • Miosis • Ocular pain/irritation/inflammation (diagnosis of conjunctivitis)
Fatigue Other effects Death • • Malaise
Source: Adapted from “Signs and symptoms [for pesticide active ingredients] by severity category” from SENSOR (Sentinel Event Notification System for Occupational Risk) Case Definition and Severity Index”, National Institute for Occupational Safety and Health, United States.
Epidemiological Bulletin / PAHO, Vol. 22, No. 4 (2001) 7 biological indicators of exposure or effect in accordance - II: Moderately hazardous with the pesticide, and presence or no presence of clin- - III: Slightly hazardous ical manifestations. Definition of Alerts – In case of death, confirmation with medical-legal proce- A set of events related to pesticide poisoning which, dures. according to epidemiological criteria, demand immediate in- According to the circumstance of the exposure: tervention. They include: – Occupational: Exposure to pesticides during the indus- – Death trial processes of manufacture, storage, transportation, – Poisoning in pregnant or lactating women application, and final disposal. – Poisoning in children (minors as defined by each country – Accidental: Unintentional and unexpected exposure to legislation) pesticides. This includes food poisoning. – Severe poisoning – Two or more cases in a week, in the same place – Intentional: Exposure to pesticides with the intention of – Two or more cases on a given day or cases on consecutive causing harm. This includes suicide attempts, suicides, days in the same place and homicides. – Poisoning with unregistered or prohibited pesticides According to characteristics of the pesticide: – Alerts that the local pesticide monitoring commission con- - Chemical Group: sider should be investigated – Emergencies where pesticides are involved such as: leaks, - Bipyridyls spills, natural disasters, technological disasters and others - Carbamates - Arsenical compounds 3. Operational organization of the surveillance sys- - Copper compounds tem - Organochlorine compounds Surveillance Types - Organotin compounds Through passive surveillance the background of pesti- - Organophosphate compounds cide exposure is sought in persons attended by health ser- - Organomercury compounds vices personnel who present compatible signs and symp- - Derivatives of phenoxyacetic acid toms. - Coumarins and Indandiones Notification of APP cases is made on a periodic basis. - Derivatives of hydrocarbons, halocarbons, oxides, and Reports are made immediately at the local level, weekly at the aldehydes, composed of sulfur, composed of phos- national level, and quarterly at the level of international agen- phorus, composed of nitrogen (all as fumigants) cies. These reports are integrated into the established notifi- - Nitrophenolics and Nitrocresolic cation system within the local public health surveillance sys- - Pyrethrins and Pyrethroids tem or pesticide prevention and control program when appli- - Thio- and dithiocarbamates cable. - Triazines - Others In specific cases, surveillance can be carried out to mon- itor occupational risks with evaluation of environmental con- - Organisms to control: ditions and/or utilization of biological markers (active sur- - Insecticides veillance). Some biological markers can identify early alter- - Herbicides ations due to pesticide exposure. - Fungicides In the case of an alert situation as previously defined, - Rodenticides notification to the local health authority should be immediate - Nematicides and a compulsory epidemiological investigation should be - Acaricides conducted for every case. - Bactericides - Others Data collection Data Sources - Toxicological Classification of Pesticides/WHO * Morbidity: APP case notification forms; notifications by - Ia: Extremely hazardous Local Pesticides Commissions; community notifications. If - Ib: Highly hazardous resources are adequate, it is possible to use registries of med- ical consultations and emergencies, clinical histories of pa- tients and hospital discharge information to confirm that there * This classification is available at the following address: http:/ www.who.int/pcs/pcs act.htm (select WHO Recommended Classifica- were no additional cases. tion of Pesticides by hazard and Guidelines to Classification).
8 Epidemiological Bulletin / PAHO, Vol. 22, No. 4 (2001) Research findings and laboratory results can be used to ac- - Number of deaths from poisoning by cause: occupational, tively look for active cases of pesticide poisoning in high- accidental, intentional risk groups. - Number of occupational poisonings by type of crop Consolidated monthly reports of data summarizing the epi- - Total poisonings per month demiological behavior of APP. - Total weight of pesticides imported annually by country (in kg): by chemical group, type of organism to control and Mortality: individual death certificates, hospital or emergen- by toxicological classification cy mortality records, vital statistics and community medical - Number and type of alert situations and legal records. - Number and type of prevention and control measures car- Field investigations: reports of epidemiologic field studies ried out (inspection visits, active search of new cases, hy- carried out due to the presence of alert situations such as giene and safety conditions improvement, education, com- poisoning outbreaks or cases of special importance. pliance with legislation, follow-up of previous activities, Other registries (when resources are available): reports of others) occupational injuries and labor absenteeism; registries of - Cases by place of occurrence (company, neighborhood, companies and of the Ministry of Labor; press reports and city) results of special research, for example on evaluation of un- Instrument derreporting. The form for Report of Acute Pesticide Poisoning should be Environment: Soil and water monitoring reports and reports used for every person that is attended by health services, or of pesticide residues in food. Classification of pesticides used; who dies and meets the criteria established in the Case Defi- hygiene and safety conditions and use of personal protec- nition. tion against pesticides. Additional sources Minimum data recommended The following information will be needed to analyze the For each case of APP: data provided by the surveillance system. Socio-demographic variables: age, sex, origin (urban / ru- - Socio-demographic information (total population, popula- ral), education, occupation. tion of economically active age, proportion of economical- Exposure variables: place and activity at time of exposure, ly active population working in agriculture, distribution of date, hour of exposure, means of exposure, cause of the poi- the population by age and sex, by urban/ rural origin and soning (occupational, accidental, intentional). by level (local, regional or national). - Imports of pesticides by chemical group, by type of organ- Variables related to the clinical manifestations: date and ism to control, and according to toxicological classifica- hour of onset of symptoms, type of clinical manifestations, tion. severity of clinical manifestations, condition of discharged - Types, areas, and seasons of crops. Technologies used for patient (alive / dead). these crops. Variables related to the implicated pesticide(s): type of pes- - Pesticide waste inventory. ticide, generic name, brand name, classification according to - Monitoring of pesticide residues in food. chemical group and according to type of organism controlled; - Environmental impact assessments. Contamination of wa- type of crop. ter and soil. Note: These data are included in the notification form at time - Census of job sites by Municipality. of patient admission or subsequently based on clinical histo- - Directory of organizations and institutions which work with ry data. pesticides that may have resources available. Data consolidated periodically (monthly or yearly): - Available legal framework (laws, regulations, technical stan- dards) - Total number of poisonings - Laboratory capacity at local and national level. - Number of poisonings by sex - Investigations and studies in the area. - Number of poisonings by 5-year age groups - Number of poisonings in children (minors as defined by 4. Data analysis the legislation of each country) Epidemiological Indicators - Number of poisoning by cause: occupational, accidental, Incidence rate of acute poisoning: intentional Number of new cases of APP in a period / Population at mid- - Number of deaths from poisoning period x 100,000 - Number of deaths from poisoning by age and sex Mortality from acute poisoning: - Number of deaths from poisoning in children (minors as Number of deaths by APP in a period / Population at mid- defined by the legislation of each country) period x 100,000
Epidemiological Bulletin / PAHO, Vol. 22, No. 4 (2001) 9 Case-fatality: Dissemination of information can be carried out through Number of deaths by APP in a period / Number of cases of bulletins which include epidemiological analysis of APP us- APP in a period x 100 ing proposed indicators. Also, the mass media can be used Rate or in case of not having data for denominators, pro- to strengthen education related to the proper use of pesti- portional distributions: cides. Proportion of cases by sex Uses of data for decision-making Proportion of cases by age group Surveillance: Proportion of cases in children (minors as defined by each - Analyze the epidemiological behavior of APP and related country legislation) mortality. Proportion of cases according to type of pesticide (chemical group, organism to control and WHO toxicological classifi- - Estimate the magnitude of the problem by using incidence cation) rates of APP and mortality in the population, by locality Proportion of cases according to cause of poisoning (occu- and year. pational, accidental, intentional) - Monitor the characteristics of APP cases and deaths by Proportion of cases of occupational poisoning by type of sex, age, and specifically in children, using incidence and agriculture mortality rates. Proportion of cases by place or company - Characterize APP according to cause (occupational, acci- Indicators regarding the importation of pesticides dental, intentional) through proportional distributions of cases by place and year. – Kilograms of Imported Active Ingredients* / Number of inhabitants in the country - Describe the pesticides responsible for APP cases and – Kilograms of Imported Active Ingredients* / Population deaths through a classification list according to chemical economically active in agriculture. group, organism to control, and toxicological classifica- – Kilograms of Imported Active Ingredients* / Hectares cul- tion. tivated - Identify and characterize alert situations according to year, In the analysis of these epidemiological indicators, month- place, source of poisoning, type of pesticide, number of ly or yearly trends can be calculated. These trends can be affected people, number of deaths, cause, and prevention analyzed for different localities, regions or countries. Behav- and control actions. ior by sex, age group, cause of poisoning, type of pesticide Investigation: according to chemical group, and type of organism to control - Characterize the changes in APP frequency by time and also can be analyzed in time. place To present this information, trend graphs are used to - Identify populations at risk through periodic monitoring illustrate rates and pie or bar graphs to represent the propor- tional distributions of the proposed variables. Maps are also - Characterize importation and utilization of pesticides in dif- useful to geographically locate where cases occur and define ferent places high-risk areas in a locality. - Identify the impact of specific pesticides on public health for the purpose of regulating their use 5. Dissemination of Information It is of vital importance that information from a surveil- - Develop and strengthen enforcement of legislation in the lance system reach the people and institutions responsible area for decision-making in a timely fashion. With this informa- - Provide impetus for organized education and control activ- tion, decision-makers will be able to effectively direct timely ities regarding the use of Pesticides prevention and control actions. - Assess the impact of different intervention strategies for In situations where APP is involved, information needs the problem of APP. to be shared not only among health authorities but other - Monitor soil, water, and work places, as well as pesticide organizations as well. These situations require the involve- residues in food. ment and commitment of regulatory agencies, occupational health programs, local pesticide commissions, and the com- - Characterize under-registration, using a standard model munity. 6. Evaluation of the System To evaluate the fulfillment of APP surveillance activi- ties, an assessment must be carried out at every participating * These calculations should be carried out taking into account that level: local, regional, and national. Evaluation includes: 1) 85% of the imported active ingredients are used in agriculture. fulfillment of the directives established by the system, 2) ad-
10 Epidemiological Bulletin / PAHO, Vol. 22, No. 4 (2001) ministrative and human resources, including appropriate ma- – Evaluation of the System at the local level terials for the development of the system and resources nec- National level: essary to carry out activities of surveillance, 3) Aspects re- – Consolidation of information from the regional levels lated to the system’s capacity to detect cases and prevent – Epidemiological analysis of the behavior of the problem at and control future cases, 4) Reduction of morbidity and mor- the national level tality rates. – Advisory services at regional levels Indicators of fulfillment of surveillance actions – Strengthening of sanitary regulation regarding pesticides – Proportion of reported cases with complete report file – Evaluation of the Surveillance System at the regional level – Proportion of cases reported by the community – Dissemination of information at the national, regional and local levels – Proportion of alert situations that are investigated
– Proportion of alert situations with intervention follow-up References: in occupational and accidental cases (1) Belize. Ministry of Health. Manual for de Epidemiological Surveillance of Acute Pesticide Intoxication in Belize. Belize, – Time elapsed between reported and investigated cases. 2000, pp-20. Attributes of the system: (2) Brazil, Ministério da Saúde. Manual de Vigilancia da saúde de populacoes expostas a agrotóxicos. Divisao de Meio Ambiente e ecología Humana. It is considered a prerequisite that data available through the Organizacao Pan-Americana da Saúde, Brasilia, 1997. surveillance system are of good quality and consistent. The (3) Centers for Disease Control and Prevention. Updated Guidelines system must also be sustainable and stable. for Evaluating Public Health Surveillance Systems. MMWR. July 27, 2001; 50 (No. RR-13):1-35. Simplicity: Ease of collection and analysis of APP data. (4) Costa Rica, Ministerio de Salud, Caja Costarricense de Seguro Social, Instituto Nacional de Seguros. Protocolo de Vigilancia Flexibility: Capacity to incorporate monitoring of the APP in Epidemiológica para el manejo de las intoxicaciones causadas por existing surveillance systems. plaguicidas. San José de Costa Rica, 2001. pp. 1-28. (5) Chile, Ministerio de Salud. Red Nacional de Vigilancia Acceptability: Willingness of individuals and organizations Epidemiológica de Plaguicidas. Situación epidemiológica de las to participate in the Surveillance System. intoxicaciones agudas por plaguicidas. Chile, 1998. Santiago de Chile, 2000 pp. 1-45. Sensitivity: Ability of the system to capture the cases of (6) Environmental Protection Agency (EPA) Recognition and APP that really occur in the population. It can be affected by Management of Pesticide Poisonings. Fifth edition. Washington, underreporting and low quality of the diagnosis. 1999; pp.236 (7) Guatemala, Ministerio de Salud Pública y Asistencia Social. Instituto Positive predictive value: Proportion of APP cases captured Guatemalteco de Seguridad Social. Manual para la Vigilancia Epidemiológica by the system that really are cases. de Intoxicaciones por plaguicidas. Guatemala, 1998; pp. 30. (8) Honduras. Secretaría de Salud Pública. Manual para el Abordaje Representativeness: Capacity of the system to accurately Integral de las Intoxicaciones Agudas por Plaguicidas. Tegucigalpa, reflect APP that occur at territorial levels. It can also be af- 2000; pp. 71. fected by underreporting. (9) IPSC. International Programme on Chemical Safety. The WHO Recommended Classification of Pesticides by Hazard and Guidelines Opportunity: Rapid availability of the APP data for its report to Classification 2000-2002. Geneva, 2001. and response. (10)Nicaragua. Ministerio de Salud. Dirección General de Salud y Epidemiología. Manual de Vigilancia Epidemiológica. Managua, 7. Responsibilities of the Surveillance System at 2000; pp. 50. (11)Panamá, Ministerio de Salud. Normas de Vigilancia Epidemiológica different levels. de las Intoxicaciones Agudas por plaguicidas. Panamá, 1999. Local level: (12) PLAGSALUD/OPS. Informe 2000. Vigilancia Epidemiológica de Intoxicaciones Agudas por Plaguicidas. San José, 2001; pp.29-36. – Data collection (13) República de El Salvador. Ministerio de Salud Pública y Asistencia – Alert identification Social. Normas y procedimientos para la vigilancia epidemiológica – Epidemiological investigation of the alerts de las intoxicaciones agudas y crónicas por plaguicidas. El Salvador, 1998. Epidemiological analysis (14) Teutsch, SM., Thacker, SB. Planificación de un sistema de – vigilancia en salud pública. Boletín Epidemiológico. Organización – Prevention and control actions Panamericana de la salud. 1995; 16(1):1-7. – Report to higher levels (15) World Health Organization, International Labour Organization, – Dissemination of pertinent information United Nations Environment Programme. Epidemiology of pesticide poisoning. Harmonized collection of data on human Regional level: pesticide exposures in selected countries of the western pacific – Consolidation of information from local levels region. International programme on chemical safety. Geneva, 2000. – Epidemiological analysis of behavior of the problem in the region Source: Prepared by Dr. Samuel Henao from the PAHO/WHO Representation in Costa Rica and Dr. Maria Patricia Arbelaez – Report to the national level from the Public Health Department of the University of – Advisory services at the local levels Antioquia, Medellin, Colombia. – Dissemination of information at regional and local levels
Epidemiological Bulletin / PAHO, Vol. 22, No. 4 (2001) 11 Summer Courses in Epidemiology in 2002