Alpha Sorted by Symbol; Numerical Sorted by NSCC Clearing Participant Then Executing Broker) November 2014

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Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

Clearing Muni ALLU 0750 Alluvion Securities, LLC CNS MPID No. Name Clearing Allen, Mooney & Barnes ABN Amro Chicago Corporation AMBB 0141 Brokerage Services, LLC CNS AABT 5231 Bond Trading TFT American General Securities Thrivent Investment Management, AMGN 0443 Incorporated CNS AALC 0226 Inc. CNS AMIC 0226 L.S.Y., Inc. CNS ABAI 0309 Abacus Investments, Inc. CNS AMMI 0443 AM&M Investment Brokers, Inc. CNS ABAS 0226 Conover Securities Corporation CNS AMMS 0141 American Municipal Securities Inc. CNS ABLE 0031 Natixis Securities Americas LLC CNS AMNN 0443 American Network Securities Corp. CNS ABPI 0235 Allied Beacon Partners, Inc. CNS AMTD 0188 Ameritrade, Inc. CNS North Star Investment Services, ABYL 0226 Inc. CNS ANBF 0309 ANB Financial Group LLC CNS ACAD 0352 Academy Securities, Inc. CNS ANDG 0235 Garrett (Andrew) Inc. CNS ACBD 0443 American Century Brokerage, Inc. CNS ANOV 0750 Anovest Financial Services, Inc. CNS ACCP 0158 Aegis Capital Corp. CNS ANSR 0443 Anderson & Strudwick, Inc. CNS ACCU 0158 AltaCorp Capital (USA) Inc. CNS ANZS 0443 ANZ Securities, Inc. CNS ACGP 0235 Andes Capital Group, LLC CNS APEX 0443 Rice Financial Products Company CNS ACLP 0235 Alexander Capital, L.P. CNS APFS 0443 America's Portfolio's CNS ACSL 0226 FinTrust Brokerage Services, LLC CNS APTO 0103 Apto Partners, LLC CNS ACTI 0443 Activner Securities, Inc. CNS Cantor Fitzgerald & Co./Aqua ADAK 0052 Adirondack Trading Group, LLC CNS AQUA 7310 Securities, L.P. CNS ADAM 0352 Canaccord Genuity Inc. CNS ARBI 0443 Aufhauser Securities, Inc. CNS ARCH 0226 Investacorp, Inc. CNS American Diversified Financial ADFG 0235 Group, LLC CNS ARGA 0443 Auriga USA, Inc. CNS ADKT 0309 Adirondack Trading Group LLC CNS ARIV 0309 Arive Capital Markets LLC CNS ADSO 0141 Prospera Financial Services CNS ARKA 0443 ARKA Securities, Inc. CNS ADVA 0052 Advanced Equities, Inc. CNS ARTI 0388 Arbor Research & Trading, Inc. CNS AEGC 0512 Aegis Capital Corp. CNS ARVS 0141 Arvest Investments, Inc. CNS AEGS 0750 Aegis Investments, Inc. CNS ASCR 0595 Ascendiant Capital Markets, LLC CNS AFCO 0284 Fried (Albert) & Company, LLC CNS ASEL 0370 Tradition Asiel Securities, Inc. CNS AFGI 0352 Access Financial Group, Inc. CNS ASGI 0235 Alton Securities Group Inc. CNS AFGL 0161 Atlas One Financial Group, LLC CNS ASKR 0141 Askar Corp. CNS Associated Investment Services, AFGR 0052 Avenir Financial Group, Inc. CNS ASOI 0226 Inc. CNS AFGT 0279 Ambassador Financial Group, Inc. CNS ASPN 0309 Aspen Equity Partners, LLC CNS AFIN 0226 All Funds, Inc. CNS ASTI 0226 AST Investor Services LLC CNS AGCP 0235 Aegis Capital Corp. CNS ATGP 0226 Agency Trading Group, Inc. CNS AGIS 0235 Aegis Capital Corp. CNS Strand Atkinson Williams & York, AGSS 0443 Great American Advisors, Inc. CNS ATKC 0141 Inc. CNS AHBI 0352 Abner, Herrman & Brock, Inc. CNS ATPA 0161 Concept Capital Markets, LLC CNS AHSI 0141 American Heritage Securities, Inc. CNS Atlantic Trading Partners ATTR 0235 Incorporated CNS AIAI 0226 LTC Investment Services, Inc. CNS AUDO 0418 Audobon Securities, Inc. CNS AICO 0352 Arcadia Investment Corp. CNS AURA 0750 Aura Financial Services, Inc. CNS AIGF 0443 Sagepoint Financial, Inc. CNS AURC 0052 Aurora Capital LLC CNS AIGI 0279 American Investors Group CNS AVEN 0226 Aventura Securities, LLC CNS AIGN 0226 Sagepoint Financial, Inc. CNS AVIA 0443 Avian Securities, LLC CNS AIRS 0309 Hand Securities, Inc. CNS AVIL 0226 Avila Capital Markets, Inc. CNS American Independent Securities AVML 6704 AVM, L.P. TFT AISG 0235 Group, LLC CNS AVON 0226 Avondale Partners, LLC CNS AJCO 0443 Alexandra & James Co. CNS AXAA 0075 AXA Advisors, LLC CNS AKGS 0141 Alliance Financial Group, Inc. CNS AXCB 0443 Access Securities, Inc. CNS ALAC 0309 Alamo Capital CNS AXIO 0352 Axiom Capital Management, Inc. CNS ALAD 0235 Alliance Advisory & Securities, Inc. CNS AYME 0052 Martinez-Ayme Securities CNS ALEN 0141 Allen & Company of Florida, Inc. CNS AZAD 0750 Alzaid Financial Services, Inc. CNS ALIN 0309 Alanar Incorporated CNS Alexander Investment Services BAIN 0279 Bankers & Investors Co. CNS ALIS 0235 Co. CNS BAKR 6069 James Baker & Associates, L.P. TFT ALLE 0226 Alleghany Investments Inc. CNS BALL 0443 Ballew Investments, Inc. CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

BANF 0443 Banif Securities Inc. CNS BHKS 0141 BHK Securities, LLC CNS BANK 0701 Cetera Investment Services LLC CNS BHLP 0226 Belle Haven Investments, LP CNS BAQP 0443 Burke & Quick Partners LLC CNS BHSE 0309 The Bond House CNS Baird (Robert W.) & Co., BICA 0443 Beacon Investment Company CNS BARD 0547 Incorporated CNS BIDS 0161 BIDS Trading L.P. CNS BARR 0226 Barrett & Company CNS BIGS 0352 PCBB Capital Markets, LLC CNS BAUM 0129 Baum (George K.) & Co. TFT Brownstone Investment Group, BBBI 0443 Bluebid Brokerage, LLC CNS BIGZ 0443 LLC CNS BBCC 0750 BankersBanc Capital Corporation CNS BIMI 0136 Banca IMI Securities Corp. CNS BBGC 0235 Graham (B.B.) & Company CNS BISH 0226 Bishop, Rosen & Co., Inc. CNS BBID 6409 Bankers Bank TFT BJCM 0750 Essex Securities LLC CNS BBII 0235 Sierra Equity Group Ltd. CNS BJRC 0235 Cascade Investment Group, Inc. CNS Performance Trust Capital BKCM 0443 BNY Capital Markets Inc. CNS BBNI 0443 Partners, Inc. CNS Broker Dealer Financial Services BKFC 0141 Corp. CNS BBNT 0702 BB&T Securities, LLC CNS BKRT 0235 Buckman, Buckman & Reid, Inc. CNS BBTT 0702 BB&T Investment Services, Inc. CNS Barclays Capital, Inc./Fixed BKVW 0443 Brookview Capital LLC CNS BCAP 7256 Income CNS BLAY 0443 Bley Investments Group, Inc. CNS BCCS 0443 BAC Florida Investments Corp. CNS BLCK 7031 Black (James I.) & Co. CNS BCLE 0229 Barclays Capital, Inc./LE CNS BLKB 0642 Blackburn & Company CNS BCLT 0309 Barton Creek Ltd. CNS BLNI 0226 Ameritas Investment Corp. CNS BCMI 0235 Blackwall Capital Markets, Inc. CNS Braymen, Lambert and Noel BCMR 0443 BBVA Investments Inc. CNS BLNS 0309 Securities, Ltd. CNS BCOM 0235 Baker & Co., Incorporated CNS Butler Larsen Pierce & Company, BLPC 0279 Inc. CNS BCPI 0309 GVC Capital LLC CNS BLTN 0235 Bolton Securities Corporation CNS BCRK 0309 Bear Creek Securities, LLC CNS BLTS 0443 Bulltick Securities, Inc. CNS BCSB 0352 Blue Capital Securities, Inc. CNS BMAC 0052 BMA Securities CNS BCZC 0443 Ziegler (B.C.) & Company CNS Backstrom McCarley Berry & Co., BDDK 0226 BondDesk Trading LLC CNS BMCB 0103 LLC CNS BDIR 0352 Jefferies & Co., Inc. CNS BMKS 0309 Benchmark Securities LLC CNS BDON 0750 Bond One, LLC CNS BMRK 0235 Benchmark Investments, Inc. CNS BDST 0352 Broad Street Securities CNS BMSA 0443 Mariva Capital Markets, LLC CNS BDTR 0226 Bonddesk Trading, LLC CNS BMUR 0443 Brean Capital, LLC CNS Beaconsfield Financial Services, Bellamah, Neuhauser & Barrett, BEAF 0235 Inc. CNS BNBB 0443 Inc. CNS BEAL 0443 Beal (M.R.) & Company CNS BNCH 0352 Benchmark Company, LLC (The) CNS BEAR 0352 J.P. Morgan Securities, Inc. CNS BNDI 0443 Bernardi Securities, Inc. CNS BECS 0443 Becker & Suffern Ltd. CNS BNDS 0443 Bonds.com, Inc CNS BEJJ 0052 Benjamin & Jerold Brokerage, Inc. CNS BNKS 0141 FIG Partners, LLC CNS Beloyan Investment Securities, BELO 0052 Inc. CNS Bozarth, Newton & Murphy BNMI 0226 Securities, Inc. CNS BELS 0352 Bel Air Securities LLC CNS BNPS 2154 BNP Paribas Securities Corp. CNS BEMC 0235 Berghoff & Company, Inc. CNS BNYN 0226 Banyan Securities, LLC CNS Bermuda Investment Advisory BOBO 0235 Penates Group Inc. CNS BERM 0443 Services CNS BERN 0013 Bernstein (Sanford C.) & Co., Inc. CNS Merrill Lynch, Pierce, Fenner & BOFA 0773 Smith Incorporated/Fixed Income CNS BEST 0352 J.P. Morgan Securities, Inc. CNS BOKF 6757 BOSC, Inc. TFT BFEW 0443 Bill Few Associates, Inc. CNS BOKI 0443 BOSC, Inc. CNS Berthel, Fisher & Company BOKL 6752 Bank of Oklahoma, N.A. TFT BFFI 0226 Financial Services, Inc. CNS BOLL 0309 Bodell Overcash Anderson & Co. CNS BFSL 0235 Briggs-Ficks Securities, LLC CNS BOSC 0141 Boenning & Scattergood, Inc. CNS BGCF 0537 BGC Financial, L.P. CNS BOTZ 0052 Botzum (C.A.) & Company CNS BGHT 0141 Brighton Securities Corp. CNS BOYR 0443 Mark Boyar & Co., Inc. CNS BGIA 0226 Biondo Asset Management LLC CNS BOYS 0226 Financial Advisers of America, LLC CNS BGIS 0352 BlackRock Execution Services CNS BPAT 0443 Baird Patrick & Co., Inc. CNS BGSG 0226 CBIZ Financial Solutions, Inc. CNS BNP Paribas Prime Brokerage, BHII 0443 Belle Haven Investments, LP CNS BPBI 2154 Inc. CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

BPCO 0750 Blount Parrish & Co., Inc. CNS CALT 0279 Calton & Associates, Inc. CNS Gleacher & Company Securities, CAMC 0052 Cambria Capital, LLC CNS BPSG 0443 Inc. CNS Comprehensive Asset BPWP 0226 Buttonwood Partners, Inc. CNS CAMS 0443 Management and Servicing, Inc. CNS BRBR 0279 Brown & Brown Securities, Inc. CNS CANR 0103 Cantone Research, Inc. CNS BRCY 0443 BCP Securities, LLC CNS CANT 0696 Cantor Fitzgerald & Co. TFT BRGE 0052 Newbridge Securities Corporation CNS CAPB 0750 Capital Investment Brokerage Inc. CNS BRGI 0235 Advanced Asset Trading, Inc. CNS CAPE 0279 Cape Securities, Inc. CNS BRIL 0352 Brill Securities, Inc. CNS CAPG 0750 Capital Investment Group, Inc. CNS BRIT 0226 Brittingham, Inc. CNS CAPI 0443 Capital Analysts Inc. CNS Birkelbach Investment Securities, BRKE 0443 Inc. CNS CAPT 0512 Capital Path Securties CNS BRLI 0226 Brown, Lisle/Cummings, Inc. CNS CARC 0702 Carolina Capital Markets, Inc. CNS First Bermuda Securities (BVI), CARL 0443 Base Securities LLC CNS BRMF 0158 Ltd. CNS CART 0443 Carty & Company, Inc. CNS BRNK 0226 Brinker Capital Securities Corp. CNS CARY 0141 Cary Street Partners LLC CNS BRNM 0352 Burnham Securities Inc. CNS Chicago Analytic Trading BRNT 0235 Brent (H.D.) & Company, Inc. CNS CATC 0443 Company, LLC CNS Barrington Research Associates, CATE 0235 Carter, Terry & Company, Inc. CNS BRRR 0352 Inc. CNS CBAL 0443 Access Securities, Inc. CNS BRSA 0103 Boursa Investments CNS CBCI 0443 Cain Brothers & Company, LLC CNS BRSE 0226 Bradesco Securities, Inc. CNS BRST 0443 Braver Stern CNS City National Bank, Beverly Hills, CBEV 0226 California CNS BRVL 0443 Blaylock Robert Van, LLC CNS CBFG 0750 CBG Financial Group, Inc. CNS BSAZ 0103 Berry Shino Securities, Inc. CNS CBII 0443 Wesbanco Securities, Inc. CNS BSCO 0750 Brookshire Securities Corporation CNS CBIN 0443 Compass Brokerage, Inc. CNS BSEC 0141 Brown Advisory Securities, LLC CNS CBOL 0226 Mutual Securities, Inc. CNS BSIN 0418 Bedford Securities, Inc. CNS CBSS 2483 Compass Bank TFT Bancorpsouth Investment CBTD 0226 Synovus Securities Inc. CNS BSIS 0443 Services, Inc. CNS CCBI 6744 Country Club Bank, Kansas City TFT BSSC 0352 J.P. Morgan Clearing Corp. CNS CCCM 0352 Concept Capital Markets, LLC CNS BSTO 0443 Banesto Securities, Inc. CNS CCMC 0443 CommerzeBank Capital Corp. CNS BTIX 0352 BTIG, LLC CNS CCSS 0443 Crown Capital Securities, L.P. CNS BTSI 0595 B&T Securities, Inc. CNS CDSO 0750 Cert Direct Securities Inc. CNS Buckingham Research Group CENT 0750 Central Securities, LLC CNS BUCK 0226 Incorporated (The) CNS CEON 0352 Rice, Voelker LLC CNS BUEL 0443 Buell Securities Corp. CNS CERS 0226 Ceros Financial Services, Inc. CNS Burke, Lawton, Brewer & Burke, BURK 0141 LLC CNS CESI 0235 Cressman Esser Securities, Inc. CNS BUZZ 0141 Heidtke & Company, Inc. CNS Cantor Fitzgerald & Co./Debt BVCM 0443 Unicredit Capital Markets, Inc. CNS CFCO 7311 Capital Markets CNS BVIS 0235 BestVest Investments, Ltd. CNS CFCS 0501 Cantor Fitzgerald & Co. CNS BWEL 0443 Barclays Capital, Inc. CNS CFDI 0235 CFD Investments CNS BWEX 0595 Birchwood Securities Corp. CNS CFGM 0235 Trustmont Financial Group, Inc. CNS BWNA 0235 Brown Associates, Inc. CNS CFGO 0161 CF Global Trading, LLC CNS BYAI 0226 Brecek & Young CNS CFGT 0161 CF Global Trading, LLC CNS BZPI 0443 BPU Investment Management Inc. CNS Consolidated Financial CFII 0352 Investments, Inc. CNS Alliant Securities, Inc. Turner, BZTN 0141 Nord, Kienbaum CNS CFIN 0309 Chelsea Financial Services CNS CGAT 0443 Cadaret, Grant & Co., Inc. CNS Goldman Sachs Execution & BZYE 0501 Clearing, L.P. CNS CGCO 0443 CG Compass (USA) LLC CNS CABA 0161 Cabrera Capital Markets, Inc. CNS CGLN 0103 Coughlin & Co., Inc. CNS CABR 0443 Cabrera Capital Markets, Inc. CNS CHAS 0164 Charles Schwab & Co., Inc. CNS CHBC 0161 Cheevers & Company Inc CNS CommunityAmerica Financial CAFS 0443 Solutions, LLC CNS CHCH 0352 Churchill Financial LLC CNS CAGI 0279 Crescent Securities Group, Inc. CNS CHCK 0352 Chickasaw Securities, LLC CNS CALL 0309 Callaway Financial Services, Inc. CNS CHDA 0141 Chapin, Davis CNS CHHS 0141 Harris (Chester) & Co., Inc. CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

CHIL 0352 Chilian Partners L.P. CNS Conservative Financial Services, CONF 0235 Inc. CNS CHLM 0161 Craig-Hallum Capital Group, LLC CNS CONS 0141 Consultiva Securities, Inc. CNS CHNR 0235 Chauner Securities, Inc. CNS Continental Investors Services, Tullett Prebon Financial Services CONT 0279 Inc. CNS CHPP 0624 LLC CNS Coordinated Capital Securities, CHSI 0187 J.P. Morgan Securities LLC CNS COOR 0141 Inc. CNS CHTS 0279 Chatsworth Securities LLC CNS CORR 0052 COR Clearing LLC CNS Commerce Bank Investment COSE 8153 Cosse International Securities Inc. CNS CICI 0443 Services, Inc. CNS COST 0443 Coastal Securities L.P. CNS Carolinas Investment Consulting, COWN 0226 Cowen & Company, LLC CNS CICL 0141 LLC CNS COWP 0226 Cowen & Company, LLC CNS CIIV 0052 Corporate Investments Group Inc. CNS COWX 0161 Cowen and Company, LLC CNS CINV 0158 Corporate Investments Group Inc. CNS Cambridge Investment Research, COYL 0235 Coyle Securities LLC CNS CIRI 0443 Inc. CNS CPAM 0141 Capital Securities of America, Inc. CNS Caldwell International Securities CPCS 0052 CP Capital Securities CNS CISC 0279 Corporation CNS CPGL 0226 Continuity Partners Group, LLC CNS CISI 0352 Chase Investment Services Corp. CNS CPLC 0235 Cova Capital Partners LLC CNS CIST 0161 Capital Institutional Services, Inc. CNS CPMI 0352 Capital Portfolio Management Inc. CNS CISV 0226 Citizens Investment Services Corp. CNS CPPM 0443 Coker & Palmer CNS CITA 0443 Citation Financial Group, L.P. CNS CPSL 0750 Charter Pacific Securities, LLC CNS CITY 0141 City Securities Corporation CNS CQSI 0443 Capitalquest Securities, Inc. CNS CLAN 0284 Clancy Financial Services, Inc CNS CRBY 0226 Corby Capital Markets, Inc. CNS CLAY 0309 Charleston Capital Corporation CNS CRDL 0235 Cardinal Investments Inc. CNS CLCI 0052 Clayton, Lowell & Conger Inc. CNS CRED 0443 Credicorp Securities, Inc. CNS CLKS 0100 Clarkson Capital Markets TFT TIAA-CREF Individual and CLLC 0226 Curran Advisory Services, LLC CNS CREF 0443 Institutional Services, LLC CNS CLLN 0226 Carillon Investments, Inc. CNS CREW 5158 Crews & Associates, Inc. CNS CLRK 0235 Clark Dodge & Co., Inc. CNS CRII 0443 CRI Securities Inc. CNS CLRT 6783 Arbor Research & Trading, LLC TFT CRIS 0443 Caris & Company, Inc. CNS CLSI 0279 Caprock Securities, Inc. CNS CRON 0443 Cronin & Co., Inc. CNS CLSS 0443 Cabot Lodge Securities LLC CNS CRPT 0443 Cross Point Capital LLC CNS Guggenheim Funds Distributors, CRRT 0443 Brean Murray, Carret & Co., LLC CNS CLYM 0526 LLC CNS CRTC 0443 CRT Capital Group, LLC CNS CLYN 0443 Carlin Equities LLC CNS CRTG 0387 CRT Capital Group LLC CNS CMCA 0443 Comerica Securities CNS CRTH 0443 Corinthian Partners, LLC CNS CMCE 0226 Commerce Brokerage Services CNS CRTS 0226 CertusSecurities, Inc. CNS CMGT 0235 Country Capital Inc. CNS CSCB 0161 Computershare Securities Corp. CNS U.S Bank N.A./U.S. Bank Central States Capital Markets, CMMB 2781 Municipal Securities Group CNS CSCM 0443 LLC CNS CMMC 0279 Cooper Malone McClain Inc. CNS Capitol Securities Management, CSCV 0702 Inc. CNS CMMW 0226 Commonwealth Financial Network CNS CSFL 6770 CenterState Bank of Florida, N.A. TFT CNBS 6707 CNBS, LLC TFT Concorde Investment Services, CSIB 0443 RBC Centura Securities, Inc. CNS CNCD 0235 LLC CNS Capital Securities Investment CNFI 0443 Centaurus Financial Inc. CNS CSIC 0226 Corporation CNS CNFR 0443 Conifer Securities, LLC CNS Commonwealth Securities and CNSI 0226 City National Securities Inc. CNS CSII 0443 Investments, Inc. CNS COAK 0197 CastleOak Securities, L.P CNS CSIN 0235 Capital Select Investment CNS COAS 0141 Coastal Equities, Inc. CNS Capitol Securities Management, CSMI 0443 Inc. CNS COBR 0141 Coburn & Meredith, Inc. CNS CSMR 0226 Casimir Capital, L.P. CNS Colorado Financial Service CSMS 0161 Cornerstone Macro LLC CNS COFS 0309 Corporation CNS CSNT 0309 Crescent Securities Group, Inc. CNS COHI 0226 High Point Capital Group, Inc. CNS CSOA 0443 Clearing Services of America CNS COHN 0235 Cohen Bros. & Company CNS CSPA 0226 Credit Suisse Private Advisors CNS COLL 0235 Collins & Co. CNS COLS 0279 Colonial Securities Inc. CNS Cantor Fitzgerald & Co. - Cantor CSPD 0197 Clearing Services CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

CSPI 0235 Capital Synergy Partners CNS DKEI 0141 Dale K. Ehrhart, Inc. CNS CSTI 0352 Canaccord Genuity Securities LLC CNS DLAE 5144 Lerner (David) Associates, Inc. CNS CTBK 0279 Central Trust Bank CNS DLNY 0052 Delaney Equity Group LLC CNS CTLA 0226 Cantella & Co., Inc. CNS DLSC 0309 DLS Capital Partners, Inc. CNS Centennial Securities Company, DLSI 0226 Dempsey Lord Smith, LLC CNS CTNL 0141 LLC CNS DLTA 0161 Dealerweb Inc. CNS CTRD 0595 Choice Trade CNS DMKC 0141 Kelley (D.M.) & Co. CNS CTSC 0443 Creditex Securities Corporation CNS DNWL 0443 Duncan & Williams, Inc. CNS CUEF 0443 Cue Financial Group, Inc. CNS DOFT 0443 Doft & Co., Inc. CNS CUFT 0226 Frost Brokerage Services, Inc. CNS DOMI 0309 Dominion Investor Services Inc. CNS CURR 0352 Curren & Company CNS DOMK 0443 Dominick & Dominick, Inc./CDS CNS CUSO 0443 CUSO Financial Services, L.P. CNS DORS 0141 Dorsey & Co. Inc. CNS CUTT 0141 Cutter & Company Brokerage, Inc. CNS DOTC 0352 Dougherty & Company LLC CNS CVBR 0388 CV Brokerage Inc. CNS DOVE 0226 Securities Equity Group CNS CWAA 0443 Constellation Wealth Advisors LLC CNS DPAA 0235 Palmieri (Angnardo) & Co., Inc. CNS CWEI 0443 Cantor, Weiss & Friedner, Inc. CNS DRAT 0571 Dratel Group, Inc. (The) CNS CWMK 0438 CIBC World Markets Corp. CNS DREX 0443 Drexel Hamilton, LLC CNS DADA 0361 Davidson (D.A.) & Co. Inc. CNS DSGG 0226 DMG Securities, Inc. CNS DAGH 0443 Daugherty Cole, Inc. CNS DSTC 0626 DST Market Services, LLC CNS DAII 0235 Alexander (Don) Investments, Inc. CNS DSTR 0443 Destra Capital Investments LLC CNS DAIN 0235 RBC Capital Markets Corporation CNS DTAP 0161 Direct Trading Institutional LP CNS Dakota Securities International, DAKO 0052 Inc. CNS DTII 0141 Delta Trust Investments, Inc. CNS America Northcoast Securities, DVNE 0443 Marco Polo Securities Inc. CNS DALE 0443 Inc. CNS DWFN 0443 DeWaay Financial Network, LLC CNS DARA 0235 Darwood Associates, Inc. CNS Empire Asset Management DAVA 0715 Davenport & Company LLC CNS EAMC 0352 Company CNS DAVE 0344 Diamant Investment Corp. CNS EAST 6742 Eastern Bank Capital Markets TFT DAVI 0226 Shelby Cullom Davis & Co., LP CNS EBRD 0103 Earlybird Capital, Inc. CNS DAVS 0103 Davis Securities LLC CNS EBXL 0161 EBX LLC CNS ConvergEx Execution Solutions DAVW 0309 Seidel & Shaw, LLC CNS ECUT 0100 LLC TFT Daiwa Capital Markets America DAWA 0647 Inc. CNS EDFC 0388 ED& F Man Capital Markets Inc. CNS DBAB 0573 Deutsche Bank Securities Inc. CNS EDIR 0235 EDI Financial, Inc. CNS DBIB 0573 Deutsche Bank Securities Inc. CNS EDJO 0057 Jones (Edward D.) & Co. CNS DBKS 0573 Deutsche Bank Securities Inc. CNS EDLR 0103 De La Rosa (E.J.) & Co., Inc. CNS DBMC 0725 McKenna (D.B.) & Co., Inc. CNS EFGC 0352 EFG Capital International CNS DBPC 0443 Deutsche Bank Securities Inc. CNS EHSC 0161 Smith (E.H.) Jacobs & Co., Inc. CNS DCAN 0279 Duncan (R.M.) Securities Inc. CNS EKRI 0141 Riley (E.K.) Investments, LLC CNS DCSD 0235 Dain Correspondent Services CNS ELEV 0161 Elevation, LLC CNS Elish & Elish Brokerage and DCVL 0501 Dart Executions, LLC CNS ELSH 0052 Research CNS DEAN 0015 Morgan Stanley Smith Barney LLC CNS ELTD 0161 Elevation LLC CNS DEFA 0443 Jefferies LLC CNS EMET 5234 Emmet & Co., Inc. TFT DELA 0443 Delafield & Hambrecht, Inc. CNS Magnus (E.) Oppenheim & Co., DEMF 0443 Dempsey Financial Network CNS EMOC 0750 Inc. CNS DENI 0279 H.C. Denison Co. CNS EMPR 0279 Selkirk Investments, Inc. CNS DETF 0501 Dart Executions, LLC CNS EQNX 0052 Equinox Securities, Inc. CNS Detwiler Fenton Wealth EQSV 0226 Equity Services, Inc. CNS DFWM 0226 Management Inc CNS EQUA 0443 Equitas America, LLC CNS DGLS 0443 Douglas & Co. Municipals CNS ESFS 0443 E.S. Financial Services, Inc. CNS DHAN 0443 Hancock Securities Group, LLC CNS ESPP 0443 Esposito Securities, LLC CNS DHCO 0235 David Harris & Co., Inc. CNS ESTR 0309 Estrada Hinojosa & Co. CNS DHLN 0235 Equinox Group Distributors, LLC CNS ESUS 0443 Evolution Securities US Inc, CNS DIDI 0443 DXS Investment Distributors, Inc. CNS ETCB 0052 ETC Brokerage Services, LLC CNS DILG 0279 Dillon Gage Securities Inc. CNS ETCL 0385 E*Trade Clearing, LLC CNS DIVA 0103 Divine Capital Markets, LLC CNS ETRF 0161 G1 Execution Services, LLC CNS DJST 0443 D.J. St Germain Co., Inc. CNS ETRS 0385 E*Trade Securities, LLC CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

EURP 0226 Euro Pacific Capital, Inc. CNS FHON 0235 First Honolulu Securities Inc. CNS EVER 0226 Evertrade Direct Brokerage, Inc. CNS FIAF 0443 Florida Investment Advisers CNS EVOL 0226 Evolve Securities, Inc. CNS FIBS 0226 Fidelity Brokerage Services LLC CNS EVRS 0052 E1 Asset Management, Inc. CNS Fixed Income Capital Partners, FICP 0443 LLC CNS EWIN 0226 E-W Investments, Inc. CNS Excel Securities and Associates, FIFS 0309 First Independent Financial CNS EXCS 0443 Inc. CNS FILL 0352 Tradestation Securities, Inc. CNS EXCU 0443 XCU Capital Corp. CNS FINC 0443 Financial Counseling Corporation CNS EXTF 0235 Wynston Hill Capital, LLC CNS FINF 0235 Finance 500, Inc. CNS FACA 0443 Financial Assets Corporation CNS FINR 0352 Financial Research Company CNS FAFT 0161 Factfet Systems, Inc. CNS FINT 0443 Fintegra, LLC CNS FALC 0103 Falcon Square Capital, LLC CNS FINW 0226 Financial West Group CNS FALK 0235 Steven L. Falk & Associates CNS FINX 0161 Fintech Securities CNS FAMI 0235 First American Municipals, Inc. CNS FIRF 0279 First Research Finance Inc. CNS FAMS 0279 First American Securities CNS FISA 0443 Advisors Asset Management, Inc. CNS FAMV 0226 Family Investors Co. CNS FISB 0226 Advisors Asset Management, Inc. CNS FANC 0052 Finance 500, Inc. CNS FISH 0235 Fisher (L.B.) & Company CNS FARA 0103 Farina & Associates, Inc. CNS FISN 0226 Landolt Securities, Inc. CNS FAST 0352 First Allied Securities Inc. CNS FITE 0443 Foresight Investments, LLC CNS FATS 0443 First Brokers Securities LLC CNS FJRF 0226 Pariter Securities, LLC CNS FBAL 0226 First Brokerage America, LLC CNS First Kentucky Securities Credit Suisse Securities (USA) FKSC 0235 Corporation CNS FBCO 0355 LLC CNS FLAT 0226 Florida Atlantic Securities Corp. CNS FBLC 0161 Freimark Blair & Co., Inc. CNS FLCO 6909 Frazer Lanier Company (The) TFT FBLT 0750 First Ballantyne, LLC CNS FLIB 0235 First Liberties Financial CNS FBNW 0418 Floor Broker Network Inc. CNS FLOU 0443 First St. Louis Securities, Inc. CNS Credit Suisse Securities (USA) First London Securities FBPC 0443 LLC CNS FLSC 0309 Corporation CNS First Bank Puerto Rico Securities, FLTL 0226 Feltl and Company CNS FBPR 0750 Corp. CNS FMAC 0226 Feldman, Ingardona & Co. CNS Friedman, Billings, Ramsey & Co., FMAT 0608 Newedge USA LLC CNS FBRC 0352 Inc. CNS FMCO 0443 First Manhattan Co. CNS FBSB 0280 U.S. Bancorp Investments Inc. TFT FMFS 0226 Fisrt Merit Financial Services, Inc CNS FBTI 0443 FBT Investments, Inc. CNS Family Management Securities, First Commercial Bank of FMGT 0443 LLC CNS FCBI 6755 Birmingham, Alabama TFT FMID 6792 First Midstate Inc. TFT FCCP 0141 First Clearing LLC CNS FNBB 6753 First National Banker's Bank TFT FCFP 0141 First Citizens Financial Plus, Inc. CNS FNBS 0235 Alerus Securities Corporation CNS FCGA 0226 FCG Advisors LLC CNS FNCM 6708 First National Capital Markets, Inc. TFT First Citizens Investor Services, Wachovia Securities Financial FCIT 0443 Inc. CNS FNET 0141 Network, LLC CNS FCML 0279 FNBB Capital Markets, LLC CNS Folger Nolan Fleming Douglas FDMI 0571 Freedom Investments, Inc. CNS FNFD 0141 Incorporated CNS FDSC 0158 1st Discount Brokerage, Inc. CNS Financial Network Investment FDSI 0141 First Dallas Securities, Inc. CNS FNIC 0443 Corporation CNS Detwiler, Mitchell, Fenton & Financial Northeastern Securities FEDE 0226 Graves, Inc. CNS FNSJ 0352 Inc. CNS FESI 0443 First Empire Securities, Inc. CNS FOMA 0188 TD Ameritrade Clearing, Inc. CNS FFCB 0235 Forefront Capital Markets LLC CNS Fordham Financial Management, FORD 0052 Inc. CNS FFCI 0443 Frontier Financial Consultants, Inc. CNS FORE 0235 Forest Securities, Inc. CNS FFCM 0235 Forefront Capital Markets LLC CNS FORT 0443 Ticonderoga Securities LLC CNS FFPS 0443 FFP Securities CNS FOXN 0352 Fox Run Alpha Fund, L.P. CNS FGCC 0226 1st Global Capital Corp. CNS FOXR 6851 Fox, Reusch & Co., Inc. TFT FGCS 0595 FGC Securities, LLC CNS Financorp Group International First Partners Bank Investment FGIC 0226 Corp. CNS FPBK 0750 Division CNS FGOE 0226 First Georgetown Securities, Inc. CNS Financial Planning Consultants FPCI 0235 Inc. CNS FHCI 0443 First Heartland Capital, Inc CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

FRGP 0750 Forge Financial Group Inc. CNS GKST 2344 BMO Capital Markets GKST Inc. CNS FRIC 0279 Freedom Investors Corp. CNS GKST 6001 BMO Capital Markets GKST Inc. TFT FRIS 0052 J.D. Nicholas & Associates, Inc. CNS GLBZ 0443 Online Brokerage Services, Inc. CNS FRLZ 0103 Friedman Luzzatto & Co CNS GLED 0595 Glendale Securities, Inc. CNS FROS 6751 Frost Bank TFT GLLL 0309 Gill Capital Partners CNS FRSE 0443 Franklin Securities, LLC CNS GLYN 0443 Glynn (J.A.) & Co. CNS FRST 0309 First Southern Securities LLC CNS GMCI 0750 Gardnyr Michael Capital, Inc. CNS First South Carolina Securities, GMCK 0226 McKelvey (George) Co., Inc. CNS FSCC 6731 Inc. TFT GMSG 0443 GMS Group (The), LLC CNS FSCN 0226 FSC Securities Corporation CNS GNTS 0309 Great Nation Investment Group CNS FSCS 0443 FSC Securities Inc. CNS Greenman, Parker, Connally, FSEC 0161 FRS Securities, LLC CNS GPCG 0443 Greenman, Inc. CNS First Security Financial Advisors, FSFA 0443 Inc. CNS GPSS 0161 Great Pacific Securities CNS GRBF 0750 GRB Financial LLC CNS ING Investment Management FSFS 0352 Services LLC CNS GRCF 0443 Greater Community Financial LLC CNS FSII 0235 Forsyth Securities CNS GRDK 0443 SecondMarket, Inc. CNS FSST 0443 Franklin Street Securities, Inc. CNS GRFC 0235 GRF Capital Investors Inc. CNS FSTN 0052 Fieldstone Services Corp. CNS Griffith (M.) Locke Investment FSWC 0309 First Southwest Company CNS GRIF 0141 Services, Inc. CNS FTCM 2445 First Tennessee Capital Markets TFT GRIN 0443 Sandgrain Securities, Inc. CNS FTEN 0226 FTB Advisors, Inc. CNS GROD 0226 Grodsky Associates, Inc. CNS FTLP 8244 First Trust Portfolios, L.P. CNS GRPS 0226 MML Investors Services, LLC CNS FTSC 0202 FTN Financial Services Corp. CNS GRST 0235 Garden State Securities Inc. CNS FUJI 0443 Mizuho Securities USA Inc. CNS GRWC 0443 GRW Capital Corp. CNS FUND 0226 Wunderlich Securities, Inc. CNS GRYG 0226 Goldberg (Gary) & Co., Inc. CNS FWAI 0226 First Western Advisors CNS GSAD 0235 Gatten Sadowski Inc CNS FWCO 0443 First Washington Corp. CNS GSBI 0279 Global Brokerage Services, Inc. CNS FWSI 0141 First Western Securities CNS GSCL 0750 Obsidian Financial Group LLC CNS FWSS 6715 First Winston Securities TFT GSCO 0005 Goldman, Sachs & Co. CNS GABE 0141 G.Research, Inc. CNS GSEC 0100 Griffin Securities, Inc. TFT GAFI 0235 Gardner Financial Services Inc. CNS GSIL 0158 Global Strategic Investments, LLC CNS GARB 0148 ICAP Corporates LLC CNS GSRI 0443 Global Strategic Investments, LLC CNS GARQ 0161 ICAP Corporates, LLC CNS Georgeson Shareholder Securities GARR 0226 Garrett Nagle & Company, Inc. CNS GSSC 0161 Corp. CNS GATS 0443 Gates Capital Corporation CNS GTRN 0141 Gorian Investment Group CNS GBMT 0443 GBM International, Inc. CNS GTSY 0161 GTS Securities, LLC CNS Greentree Brokerage Services, GTSZ 0501 GTS Securities, LLC CNS GBSI 0443 Inc. CNS GUGG 0352 Guggenheim Securities, LLC CNS Gladowsky Capital Management GWLP 0309 Grant Williams, L.P. CNS GCMC 0443 Corp. CNS Wade (G.W.) Asset Management GCPL 0443 Global Credit Partners, LLC CNS GWWD 0226 Company, Inc. CNS GDCO 0443 Gilbert, Doniger Co., Inc. CNS GZML 0161 Guzman & Company CNS GDNR 0100 Gardner Rich, LLC TFT HACA 0701 Harvest Capital LLC CNS GFBD 0226 G. F. Investment Services, LLC CNS HACL 0235 Halen Capital Management, Inc CNS GFGH 0501 Grace Financial Group, LLC CNS HAMR 0235 W.R. Hambrecht + Co., LLC CNS GFIG 0443 GFI Securities LLC CNS HANK 0226 Hancock Investment Services, Inc. CNS GFSI 0352 Global Financial Services, Inc. CNS HARB 0443 Harbour Investments Inc. CNS GGWI 0141 Gage-Wiley & Co., Inc. CNS HARS 0226 Harvestons Securities, Inc. CNS GHAS 0226 Gordon Hasket & Co. CNS Gordon, Haskett Capital HAVN 0443 CFG Captial Markets, LLC CNS GHCC 0226 Corporation CNS HAYV 0279 Haywood Securities (USA) Inc. CNS GILG 0352 Gilder, Gagnon, Howe & Co., LLC CNS HAZL 0226 Hazlett, Burt & Watson, Inc. CNS GIMM 0226 GIT Investment Services, Inc. CNS HBCK 0443 H. Beck, Inc. CNS GIRL 0226 Girard Securities, Inc. CNS HBCO 0443 Global Investor Services, LLC CNS GISJ 0352 Global Investor Services, L.C. CNS HBKI 0352 HBK Finance, LP CNS GJSS 0235 Schwartz, Gregory J. & Co. Inc. CNS HCPL 0052 Halen Capital, Inc. CNS HCTA 0501 Hardcastle Trading USA, LLC CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

HDLY 0768 J.J.B. Hilliard, W.L. Lyons, LLC CNS Industrial and Commerical Bank of HDVS 0141 H.D. Vest Investments Services CNS ICBK 0388 China Financial Services LLC CNS HEAD 0443 Headlands Global Markets, LLC CNS ICCP 0443 Investors Capital Corporation CNS HEFR 0443 Hefren-Tillotson, Inc. CNS ICEN 0443 Investment Center, Inc. (The) CNS HENN 0235 Hennig (Carl M.) Inc. CNS Intercarolina Financial Services, ICFS 0226 Inc. CNS HENY 0443 Henley & Company LLC CNS Institutional Capital Management, HERO 0443 Herold (Bernard) & Co. CNS ICMH 0235 Inc. CNS HFIS 0141 HFI Securities, Inc. CNS Intercontinental Asset HFLD 0443 Hartfield, Titus & Donnelly, LLC CNS ICON 0443 Management Group, Ltd. CNS HFSB 0235 Heritage Financial Systems, Inc. CNS ICPX 0443 ICP Securities LLC CNS HIAI 0226 Heartland Investment Associates CNS ICRL 0443 Rideau (I.C.) Lyons and Co. CNS HIGG 0235 Higgins Capital Management, Inc. CNS International Correspondent HIGH 0443 Highlander Capital Group, Inc. CNS ICTI 0226 Trading, Inc. CNS HILF 0443 Hill Thompson Magid & Co Inc. CNS IESI 0443 Itau Europa Securities Inc. CNS HJSC 0443 Sims (Herbert J.) & Co., Inc. CNS IIGH 0226 IIG Horizons Securities LLC CNS HLHC 0768 J.J.B Hilliard, W.L.Lyons, LLC CNS Indiana Merchant Banking & HLIX 0235 Lucia Securities, LLC CNS IMBB 0279 Brokerage Co., Inc. CNS HLLC 0352 Hollencrest Securities, LLC CNS IMPC 0443 Imperial Capital, LLC CNS HMPT 0226 Hampton Securities (USA), Inc. CNS INCP 0235 Incapital, LLC CNS HMRB 0235 W.R. Hambrecht + Co., LLC CNS INDE 0309 Independent Brokers LLC CNS HMRK 0052 Hallmark Investments, Inc. CNS INGS 0124 Ingalls & Snyder, LLC CNS HMRN 0226 Hanson McClain CNS ING Private Wealth Management HNTR 0443 Hunter Associates Inc. CNS INGW 0443 LLC CNS Carey, Thomas, Hoover & Breault, INPI 0235 Investment Planners Inc. CNS HOOV 0226 Inc. CNS INPR 0443 Investment Professionals, Inc. CNS HOTO 0443 Hornor, Townsend & Kent, Inc. CNS INTA 0226 International Assets Advisory, LLC CNS HPOL 0141 Herndon Plant Oakley CNS INTG 0158 Lightspeed Trading, LLC CNS HPWD 0311 Piper Jaffray & Co. CNS INTL 0161 INTL Trading, Inc. CNS American Enterprise Investment INTX 0226 International Assets Advisory, LLC CNS HRBF 0756 Services Inc. CNS INVE 0352 Investacorp, Inc. CNS HRCS 0443 HRC Investment Services, Inc. CNS INVM 0352 Invemed Associates, LLC CNS HRGR 0235 Harger and Company, Inc. CNS IPAC 0226 Interpacific Investors Services, Inc. CNS HRRS 0443 Harris Investors Services, Inc. CNS IPGR 0443 Investment Placement Group CNS HRST 6713 BMO Harris Bank NA TFT IPRV 0750 DPEC Capital, Inc. CNS HSBK 0816 HSBC Securities (USA) Inc. CNS ISCN 0279 Institutional Securities Corporation CNS HSBC Securities (USA), Inc./Fixed ISFA 0226 IFC Holdings, Inc. CNS HSBM 0486 Income Securities CNS International Strategy & HTJP 0352 Hightower Securities, LLC CNS ISIG 0352 Investment Group, Inc. CNS HTWR 0226 Hightower Securities, LLC CNS ISIL 0103 ISI Capital, LLC CNS HUCO 0226 Huntington Investment Company CNS ISSB 0443 Ironstone Securities Inc. CNS HUTC 6963 Hutchinson, Shockey, Erley & Co. TFT ISSC 0443 Investors Securities Services, LLC CNS HVST 0235 Harvest Financial Corporation CNS ITBS 0750 ITB Securities, LLC CNS HWLS 0443 Howells (M.S.) & Co. CNS Sterne Agee Financial Services, HXGN 0443 Hexagon Securities, LLC CNS ITCC 0750 Inc. CNS IAAK 0279 Isaak Bond Investment, Inc. CNS ITDC 0750 ITradedirect.com Corp. CNS Independent Bankers' Bank of ITEC 0443 Hapoalim Securities USA, Inc. CNS IBBF 6778 Florida TFT ITFS 0226 Blue Creek Securities, Inc. CNS IBCO 0534 Interactive Brokers Corp. CNS ITUS 0309 InterTrading USA Securities, Inc. CNS IBER 0226 IBERIA Capital Partners L.L.C. CNS IVNT 0235 Investment Network, Inc. CNS Industrial and Commerical Bank of IVOL 0235 Union Capital Company CNS China Financial Services Intervest International Equities IBFS 0824 LLC/Equity Clearance CNS IVST 0443 Corporation CNS Interactive Brokers, LLC/Retail JACK 0443 Jackson Securities LLC CNS IBKR 0534 Clearance CNS JACQ 0226 Liberty Group, LLC CNS IBSH 0595 Integrity Brokerage Services, Inc. CNS JANC 0443 Janco Partners Inc. CNS IBSJ 0595 Integrity Brokerage Services, Inc. CNS JANE 0352 Jane Street Markets, LLC CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

JANY 0374 Janney Montgomery Scott LLC CNS KENY 0443 Kenny Securities Corp. CNS JASC 0352 Jane Street Capital, LLC CNS KEYB 0443 KeyBanc Capital Markets Inc. CNS JDAA 0443 Dardis (Jack) & Associates CNS KEYS 0226 Arete Wealth Management CNS JDCO 0235 Cummins Financial Corporation CNS KGSA 0443 KGS Alpha Capital Markets LLC CNS JEFF 0019 Jefferies LLC CNS KHKC 0226 Kevin Hart Kornfield & Co., Inc. CNS Jeffrey Matthews Financial Group, KILD 0103 Kildare Capital, Inc. CNS JEFM 0235 LLC CNS KIML 0352 Kimelman & Baird, LLC CNS JEVO 0235 Atis, Inc. CNS KING 0743 King (C.L.) & Associates, Inc. CNS JGII 0443 Garbacz Group Inc. (The) CNS KISL 0443 Key Investment Services LLC CNS JGUN 0226 Gunnar (Joseph) & Co., LLC CNS KJER 0052 Kenneth, Jerome & Co., Inc. CNS JHDI 0226 Signator Investors, Inc. CNS KMSF 0443 KMS Financial Services CNS JHDR 0052 JH Darbie & Co. Inc. CNS KOSE 0712 Koonce Securities Inc. CNS Jeffries Partner Opportunity Fund KOVP 0443 Kovack Securities Inc. CNS JHYT 0019? II, LLC CNS KOVS 0226 Kovack Securities, Inc. CNS JJKE 0161 Dealerweb Inc. CNS KRAM 0141 Kramer Securities Corp. CNS JJKS 0161 Rafferty Capital Markets, LLC CNS KRCO 0352 K.R. Securities LLC CNS JKCA 0103 J.K. Chilton & Associates, Inc. CNS KRTH 0235 Korth (J.W.) & Company, Inc. CNS JKFS 0279 J.K. Financial Services, Inc. CNS KRUG 0235 Krueger Brokerage, Inc. CNS JKRC 0443 J.K.R. & Co., Inc. CNS KUYK 0309 Kuykendall & Schneider, Inc. CNS JKSI 0750 JK Securities, Inc. CNS KVTZ 0443 Kovitz Securities, LLC CNS JNWS 0443 Whipple (J.N.) Inc. CNS KWIL 0052 Key West Investments, LLC CNS Johnston, Lemon & Co. KWSC 0235 KW Securities Corporation CNS JOLE 0443 Incorporated CNS LABR 0188 LaBrunerie Financial Services CNS JONE 0161 JonesTrading CNS LAFB 0235 Lafferty (R.F.) & Co., Inc. CNS JPMC 0443 McGowan (J.P.) & Company, Inc. CNS LAFC 0443 R.F. Lafferty & Co., Inc. CNS JPMT 0352 J.P. Morgan Securities LLC CNS LAFF 0443 R.F. Lafferty & Co., Inc. CNS JPTC 0158 Turner (J.P.) & Co. LLC CNS LAGI 0226 Allstate Financial Services, LLC CNS Jackson Partners & Associates JPTR 0100 Inc. TFT LAKA 0352 KW Securities Corp. CNS JPTS 0158 Turner (J.P.) & Company, LLC CNS LAKE 0235 Lake Forest Securities, LLC CNS JRLC 0279 JRL Capital Corporation CNS LAMA 0235 Lara, Shull & May, Ltd. CNS Jane Street Execution Services, LAMS 0443 Lamon & Stern Inc. CNS JSES 0352 LLC CNS LANP 0309 Lancaster Pollard & Co. CNS JSSC 0352 J. Scott Securities Corp. CNS LARC 0235 Larimer Capital Corporation CNS JSSF 0352 JMP Securities, LLC CNS LARK 0750 Larkin (Emmett A.) Co., Inc. CNS Jack V. Butterfield Investments LASE 0235 Legacy Asset Securities Inc. CNS JVBF 0235 Company CNS LASI 0141 Lieblong & Associates, Inc. CNS JVBG 0443 J.V.B. Financial Group LLC CNS LASS 0226 LaSalle Street Securities, Inc. CNS JWCF 0226 J. W. Cole Financial, Inc. CNS LATN 0443 Lantern Investments, Inc. CNS JWFS 0443 Financial Telesis Inc. CNS LAZA 0443 Lazard Capital Markets LLC CNS JWML 0235 Millegan (J.W.), Inc. CNS LAZF 0443 Lazard Freres & Co. LLC CNS First Integrity Capital Partners LBCO 0443 Lebanthal & Co., LLC CNS KACI 0279 Corp CNS LBSC 0226 IFMG Securities, Inc. CNS KALA 0352 K.A. Associates Inc. CNS LCSS 0352 LCS Securities, LLC CNS KALO 0226 Kalos Capital Incorporated CNS LDIL 0226 Lincoln Douglas Investments, LLC CNS KAPE 0279 Cape Securities, Inc. CNS LDLW 0750 Laidlaw & Company (UK) Ltd. CNS KART 0750 Revere Securities Corp. CNS LDOT 0226 Landolt Securities, Inc. CNS Kashner Davidson Securities LaraDorbecker Securities KASH 0750 Corporation CNS LDSC 0226 Corporation CNS KBWI 0793 Keefe, Bruyette & Woods, Inc. CNS LEAD 0226 Leaders Group, Inc. (The) CNS KCAP 0103 Kildare Capital, Inc. CNS LEBO 0226 Baldwin (Leigh) & Co., LLC CNS Investment Management Ledgewood Capital Management, KCIM 0235 Corporation CNS LEDG 0443 LLC CNS KCIX 0309 Kiley Partners, Inc. CNS LEER 0443 Leerink Swann & Company CNS KCWF 0052 Ward (K.C.) Financial CNS LEGD 0052 Legend Securities, Inc. CNS KEDM 0352 Kedem Capital Corp. CNS LENX 0279 Lenox Financial Services Inc. CNS KEEL 0226 Keeley Investment Corp. CNS LEON 0235 Leonard Securities, Inc. CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

LESW 0443 Leerink Swann & Company CNS Inc. LEVN 0418 Levco Securities, Inc. CNS LYSI 0443 Lloyds Securities Inc. CNS LEVY 0352 Levy, Harkins & Co., Inc. CNS MACC 0226 Mid Atlantic Capital Corp. CNS LEXI 0352 Lexington Investment Co. Inc. CNS MACM 0161 Madison Capital Markets, Inc. CNS LEYA 0235 Lemley, Yarling & Co. CNS MACP 0443 Griffon May, Inc. CNS LFAC 0226 Lincoln Financial Advisors CNS MADV 0443 Millennium Advisors, LLC CNS LFIN 0161 Lighthouse Financial Group, LLC CNS MAIA 0235 Maia Securities, Inc. CNS LFRO 0235 LF Rothschild, LLC CNS MAMA 0352 Securevest Financial Group CNS LGLL 0141 Feil Daily Investment Company CNS MANI 0750 Manning (V.M.) & Co., Inc. CNS LGNT 0052 COR Clearing LLC CNS MARX 6741 Hugo Marx & Co., Inc. TFT Woori Investment & Securities MASE 0141 Managed Account Services, LLC CNS LGSA 0443 America, Inc. CNS MAVS 0443 Madison Avenue Securities CNS LIBE 0443 KCG Americas LLC CNS MAWI 0103 Montecito Advisors, Inc. CNS LIFG 0309 Long Island Financial Group, Inc CNS MAXM 0443 Maxim Group, LLC CNS LIIS 0226 USAA Financial Advisors, Inc. CNS MBSC 0161 MBSC Securities Corporation CNS LIJP 0352 Lime Brokerage LLC CNS MBSL 0443 MBS Capital Markets, LLC CNS LINC 0352 Liberum Capital Inc. CNS Manhattan Beach Trading Linkbrokers Derivatives MBTS 0158 Financial Services, Inc. CNS LINQ 0443 Corporation CNS MCBT 0141 Moors & Cabot, Inc. CNS LISI 0443 Leumi Investment Services, Inc. CNS MCCL 0443 McClurg Capital Corporation CNS LJHT 0443 Hart (LJ) & Company CNS MCFM 0226 Morton Clarke, Inc. CNS LLSI 0750 Inlet Securities, LLC CNS MCIN 0161 Moors & Cabot, Inc. CNS LMAR 0226 Lifemark Securities Corp. CNS MCLI 8039 McLiney & Company TFT LMFI 0235 Lauren & Merlin Inc. CNS MCLL 6733 Merchant Capital, LLC TFT LMKO 0235 Kohn (L.M.) & Company CNS MCME 0702 McMillion Securities, Inc. CNS LMSC 0235 Bay Colony Securities Co., Inc. CNS MCMG 0309 Municipal Capital Market Group CNS LMSE 0750 LAM Securities CNS McCourtney-Breckenridge & LNKS 0443 Guggenheim Securities, LLC CNS MCTY 0235 Company CNS LNRT 0501 L&R Trading L.L.C. CNS MDBC 0226 MDB Capital Group, LLC CNS LOBR 0352 Loeb Partners Corporation/Retail CNS MDEB 0141 World First Financial Services, Inc. CNS LOMB 0279 Lombard Securities Incorporated CNS MDGS 0226 Middlegate Securities Ltd. CNS Loewen, Ondaatje, McCutcheon MDTH 0443 Meredith (Robert R.) & Co. CNS LOMU 0235 USA Limited CNS MDWD 0750 Wellington Shields & Co., LLC CNS LOOP 0443 Loop Capital Markets, LLC CNS MEAL 0226 M. E. Allison & Co., Inc. CNS LOWL 0309 Lowell & Company CNS MEAN 0226 Means Investment Company, Inc. CNS LPCM 0103 Lampert Capital Markets Inc. CNS MEFG 0750 Meritus Financial Group, Inc. CNS LPCO 0551 Lipper Convertibles, L.P. CNS MELL 0443 Mell (W.H.) Associates, Inc. CNS Liberty Partners Financial MERC 0235 Mercadien Securities CNS LPFS 0235 Services, Inc. CNS Merriman Curhan Ford & MERI 0443 Company CNS LPSP 0279 LPS Partners Inc. CNS MERL 0352 Merlin Securities, LLC CNS LQNA 0352 Liquidnet, Inc. CNS MERQ 0161 Mercator Associates, LLC CNS LQNB 0352 Liquidnet, Inc. CNS MERS 0352 Merrion Securities, LLC CNS LQNF 0443 Liquidnet, Inc. CNS Merrimac Corporate Securities, LQNT 0352 Liquidnet, Inc. CNS MERX 0052 Inc. CNS LSCI 0512 LEK Securities Corporation CNS MESF 0443 Mesirow Financial, Inc. CNS LSKO 0226 Lesko Securities Inc. CNS MESI 0226 Surety Financial Services CNS Lafayette Investments LSPI 0141 Incorporated CNS Monarch Financial Corporation of MFCA 0141 America CNS LSPS 0158 Lightspeed Trading, LLC CNS MFPC 0750 Manna Capital Management CNS LSSM 0443 Locust Street Securities, Inc. CNS MFRS 0443 MFR Securities, Inc. CNS LSTR 0824 Lodestar Securities Corp. CNS MIAM 6440 FMSBonds, Inc. TFT LTCO 0226 Ladenburg, Thalmann & Co. Inc. CNS MICG 0141 MICG Investment Management CNS LTIN 2786 BBVA Securities Inc. CNS Littlewood (L.P.) and Associates, MIFI 0226 Milkie Ferguson Investments, Inc. CNS LTLI 0141 Inc. CNS MINV 0235 Mack Investments Securities, Inc. CNS LWFL 0443 Lawson Financial Corporation CNS MIOH 0226 Mid-Ohio Securities Corp. CNS LYON 0651 Credit Agricole Securities (USA) CNS MISL 0161 Mischler Financial Group, Inc. CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

MISM 0161 Mismi, Inc. CNS Inc. MITC 0279 CapNet Securities Corporation CNS MULT 0443 Multi-Financial Securities Group CNS MITR 0352 GMP Securities, LLC CNS MUNP 0443 Municipal Partners CNS MJWH 0352 Whitman (M.J.) & Co., Inc. CNS MURF 0443 Murphy & Durieu CNS UnionBanc Investment Services, MVII 0235 Minnesota Valley Investments CNS MKTI 0226 LLC CNS MVSG 0226 MV Securities Group, Inc. CNS MKTX 0443 MarketAxess Corporation CNS MWCO 0443 Madison Williams and Company CNS Merrill Lynch, Pierce, Fenner & MWIL 0235 Morgan Wilshire Securities, Inc. CNS MLCO 0161 Smith Inc. CNS MXSI 0309 Maxwell Simon Inc. CNS Merrill Lynch, Pierce, Fenner & MYDM 0595 MYD Market, Inc CNS MLMA 0161 Smith Incorporated CNS MYLG 0052 Meyers Associates, L.P. CNS Mainline West Municipal Securities MLMS 0279 LLC CNS Money Market One Institutional MLVM 0161 McNicoll, Lewis & Vlak LLC CNS MYMK 0443 Investment Dealer CNS MLVN 0443 Melvin Securities, L.L.C. CNS MYRS 0750 Meyers Associates, L.P. CNS MMAN 0443 McMahan Securities Co. L.P. CNS National Alliance Securities MNCO 0279 Nelson (Martin) & Co., Inc. CNS NACL 0309 Corporation CNS MNRC 0443 Monarch Capital Group LLC CNS NADL 0235 Warren D. Nadel & Company CNS MNXS 0443 Muniaxis Lebenthal LLC CNS NAFA 0309 NAFA Capital Markets, LLC CNS MOJO 0103 Montag & Joselson CNS NAIS 0443 N.A. Investments Services, Inc. CNS MOLO 0235 Moloney Securities CNS NAPK 0052 National Securities Corporation CNS MOMY 0279 Ashton Young, Inc. CNS NATL 0226 National Securities Corporation CNS MONR 0352 Monroe Securities Inc. CNS NBAR 0226 Barron (Nancy) & Associates, Inc. CNS MORA 0352 Mora WM Securities CNS NBLB 0352 Neuberger Berman, LLC CNS MORG 0750 Morgenthau & Associates, Inc. CNS NBNA 6737 Bank of America, N.A. TFT MPLM 0651 Momentum Trading Partners, LLC CNS NBST 0103 Brandis Tallman LLC CNS Maplewood Investment Advisors, NCFS 0052 New Castle Financial Group, Inc CNS MPLW 0226 Inc. CNS NCIS 0052 Newport Coast Securities CNS MPSG 0161 E D & F Man Capital Markets Inc. CNS NCSI 0103 Newport Coast Securities CNS MRPH 0226 WM Financial Services, Inc. CNS Nanes Delorme Capital MRSC 0287 Marsco Investment Corporation CNS NDCM 0352 Management, LLC CNS MRSW 0727 Mesirow Financial, Inc. CNS NEED 0352 Needham & Company, LLC CNS MSCH 0443 Magna Securities Corp. CNS NEHL 0235 Greenberg Financial Group CNS MSCO 0050 Morgan Stanley & Co. LLC CNS NELS 0235 Nelson Securities, Inc. CNS MSEC 0750 Mission Securities Corporation CNS NESC 0443 Northeast Securities, Inc. CNS MSFS 0052 Mystockfund Securities, Inc. CNS New England Securities MSIE 0443 Mason Securities, Inc. CNS NESS 0443 Corporation CNS MSII 0443 Metlife Securities, Inc. CNS NEWO 0443 NewOak Capital Markets LLC CNS MSIM 0226 Michigan Securities, Inc. CNS NEXT 0443 Next Financial Group, Inc. CNS Main Street Management NFGR 0141 Nations Financial Group, Inc. CNS MSMC 0188 Company CNS National Financial Services MSNY 0015? Morgan Stanley & Co., Inc. CNS NFSC 0226 Corporation CNS MSPD 0050 Morgan Stanley & Co. LLC CNS NFTY 0235 Infinity Financial Services CNS MSPW 0050 Morgan Stanley Smith Barney LLC CNS New Horizons Asset Management MSRO 0226 Mesirow Financial, Inc. CNS NHMG 0226 Group, LLC CNS MSSS 0050 MS Securities Services, Inc. CNS NHWI 0141 Hennion & Walsh, Inc. CNS Midwestern Securities Trading NIKH 0750 Nikoh Securities Corporation CNS MSTC 0226 Company, LLC CNS NITC 0295 KCG Americas LLC CNS MTBK 0443 Multi-Bank Securities, Inc. CNS NITE 0161 Knight Equity Markets, L.P. CNS MTCN 0443 Miller Tabak & Co., LLC CNS NOBL 0443 Noble Financial Capital Markets CNS MTDB 0443 M&T Securities, Inc. CNS NORC 0235 Northern Capital Sec. Corp. CNS MTLE 0235 MTL Equity Products, Inc. CNS NORP 0443 Pareto Securities Inc CNS MTRN 0443 Multitrade Securities LLC CNS NORT 0443 Northland Securities, Inc. CNS Manufacturers & Traders Trust Wells Fargo Brokerage Services, MTSD 0922 Company TFT NORW 0250 LLC CNS MTSL 0226 Montage Securities, LLC CNS NOYS 0141 Noyes (David A.) & Co. CNS MUFG 0076 Mitsubishi UFJ Securities (USA), CNS NQBX 0163 NASDAQ OMX BX, INC CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

NRSC 0443 North Ridge Securities Corp. CNS PCAP 0608 Newedge USA LLC CNS Newbury Street Capital Limited PCCA 0226 Peachtree Capital Corporation CNS NSCB 0443 Partnership CNS PCCN 0443 Pactual Capital Corp. CNS NSFP 0235 Northstar Financial Partners CNS PCIS 0226 Bankoh Investment Services, Inc. CNS NSMS 0750 NSM Securities, Inc. CNS Peraza Capital and Investment, PECA 0279 LLC CNS NSRD 0235 Nestlerode & Co., Inc. CNS NTBC 0279 Neidiger, Tucker, Bruner, Inc. CNS American Trust Investment PEER 0235 Services, Inc. CNS NTCP 0309 Marv Capital Inc. CNS PENA 0226 Pennaluna & Company Inc. CNS NTFN 0052 Network 1 Financial Securities Inc. CNS PENC 0052 Penrod Financial Group CNS NTMG 0443 Fieldpoint Private Services, LLC CNS NTRC 0226 Northern Trust Securities, Inc. CNS Pennsylvania Group Incorporated PENG 0443 (The) CNS NTSI 0443 Nesbitt Thomson Securities, Inc. CNS PERC 0279 Percival Financial Partners, Ltd. CNS NVEN 0448 Nuveen Securities, LLC CNS PERS 0443 Pershing LLC CNS NVGT 0388 Navigate Advisors LLC CNS PFCG 0279 Preferred Client Group, Inc. CNS NWCM 0279 NW Capital Markets Inc. CNS PFCL 0158 Apex Clearing Corporation CNS NYLS 0226 NY Life Securities, Inc. CNS PFFI 0279 Profinancial Inc. CNS NYPP 0235 NYPPEX, LLC CNS Professional Investments Services, The Oak Ridge Financial Services PFIS 0279 Inc. CNS OAKR 0235 Group, Inc. CNS PFML 0226 United Equity Securities, LLC CNS OBSH 0279 O'Brien & Shepard, Inc. CNS PFPI 0443 Prebon Financial Products Inc. CNS OBWS 0226 Oberweis Securites, Inc. CNS PGRS 0443 PGR Securities, LLC CNS OCAC 0235 Olson, Cross & Alamo LLC CNS O'Connor & Company Securities PGSI 0443 Prime Global Securities, Inc. CNS OCON 0103 Inc. CNS PHCO 0443 Phillips & Company Securities, Inc. CNS ODNC 0443 Odeon Capital Group LLC CNS PHIN 0443 Philadelphia Investors, Ltd. CNS OFCC 0352 NRP Financial, Inc. CNS PHRS 0309 Navaid Financial Services CNS OFGF 0235 OFG Financial Services Inc. CNS PIAC 0226 Protected Investors of America CNS OGRU 0161 Oscar Gruss & Son, Incorporated CNS PICC 0235 Planned Investment Co., Inc. CNS OHIO 0226 Fifth Third Securities, Inc. CNS PICI 0279 Polar Investment Counsel, Inc. CNS OLDM 0501 Old Mission Capital, LLC CNS PICK 0161 Pickering Energy Partners, Inc. CNS OLMM 0750 Olmsted & Mulhall, Inc. CNS PIGS 0443 Penn Investment Group, Inc. (The) CNS OLMP 0052 Olympus Securities, LLC CNS Prudential Investment ONEL 0161 O'Neil (William) & Co. Inc. CNS PIMS 0226 Management Services, LLC CNS ONES 0443 O N Equity Sales Co. CNS PINA 0226 Pinnacle Investments, LLC CNS OPCO 0571 Oppenheimer & Co., Inc. CNS PIPR 0311 Piper Jaffray & Co. CNS ORTL 0443 Oriental Financial Services CNS PIRR 0443 Pirrone & Co., Inc. CNS OSHM 0226 Oshima & Associates CNS PJEF 0443 Jefferies LLC CNS OTKR 0352 Otkritie Inc. CNS PLMA 0352 Paloma Securities CNS Ogilvie Security Advisors PMAS 0443 English Concepts, Inc. CNS OTSC 0443 Corporation CNS PMFS 0443 Portsmouth Financial Services CNS OXPS 0338 OptionsXpress, Inc. CNS PMKS 0141 PMK Securities & Research, Inc. CNS PAAI 0235 Portfolio Advisors A CNS PMLC 0443 Prager, Sealy & Co., LLC CNS PAFA 0443 Pan-American Financial Advisors CNS PNCC 0226 PNC Investments CNS PAMC 0226 Progressive Asset Management CNS PNCI 0768 PNC Investments CNS Professional Asset Management, PAMI 0141 Inc. CNS PNCM 2835 PNC Bank N.A. TFT PAMS 0443 Pacific American Securities, LLC CNS PNSA 0161 Penserra Securities, LLC CNS PANA 0443 Panamerica Securities CNS PNSR 0161 Penserra Securities, LLC CNS PARI 0630 BNP Paribas Securities Corp. CNS POCM 0443 Powell Capital Markets, Inc. CNS PARK 0443 Parker (S.C.) & Co., Inc. CNS PODE 0235 Podesta & Co. CNS PASC 0443 Park Avenue Securities LLC CNS POLI 0443 Hapoalim Securities USA, Inc. CNS PASL 0443 Pershing Advisor Solutions, LLC CNS POND 0141 Pond Equities CNS PASQ 0443 Du Pasquier & Co., Inc. CNS POOH 0443 Questar Capital Corporation CNS PATH 0052 Capital Path Securities, LLC CNS POPI 6779 Popular Securities, Inc. TFT PATR 0624 Tullett Liberty Securities Inc. CNS POPP 0443 Oppenheimer & Close Inc. CNS PAUL 0235 Paulson Investment Company, Inc. CNS POPS 0226 Popular Securities, Inc. CNS PBON 0501 Prebon Financial Products Inc. CNS POWL 0443 Powell (Elmer E.) Company CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

PPSI 0235 Pension Planners Securities, Inc. CNS REGN 0226 Regions Securities LLC CNS PRBC 0235 Pointe Capital, LLC CNS REID 0141 Reid and Associates CNS PRGA 0279 Gilboy (P.R.) & Associates, Inc. CNS RENC 0352 Rencap Securities, Inc. CNS PRGL 0141 Prudential Equity Group, LLC CNS REND 0226 Ticonderoga Securities LLC CNS PROE 0443 ProEquities CNS RENS 0279 Rensselaer Securities Corporation CNS PROG 0226 Putnam Retail Management CNS REPG 0443 First Republic Group, LLC CNS PRPO 0443 Private Portfolio, Inc. CNS REWI 0443 Redwine & Company, Inc. CNS PRSB 0141 Presidential Brokerage, Inc. CNS Thomas P. Reynolds Securities REYN 0352 Ltd CNS Merrill Lynch Professional Clearing RFRC 0309 The Rockwell Financial Group, Inc. CNS PRST 0551 Corp. CNS RGEL 0309 Regal Securities, Inc. CNS PRUC 0226 Pruco Securities, LLC CNS RGIC 0443 R-G Investment Corporation CNS PSAE 0141 PSA Equities, Inc. CNS RGIL 0750 Gilford Securities Incorporated CNS PSII 0226 NFP Securities, Inc. CNS RGLS 0235 Regal Securities, Inc. CNS PSIN 0443 Red Capital Markets, Inc. CNS RGWD 0141 Ridgewood Associates Inc. NJ CNS PSRI 0103 Globalink Securities, Inc. CNS RHCO 0418 SunTrust Capital Markets, Inc. CNS PSUS 0443 Pine Securities USA LLC CNS RHDS 0141 Rhodes Securities, Inc. CNS PTIS 0235 PTI Securities & Futures L.P. CNS National Bank Financial of Canada RHGL 0226 Resource Horizons Group, LLC CNS PTLV 0443 Inc. CNS RHIC 0279 R H Investment Corporation CNS PTRI 0443 Petrie Parkman & Company, Inc. CNS Riedl, First Securities Company of PULB 0052 Pulaski Bank CNS RIED 0235 Kansas CNS Gaye (C.E.) & Sons Securities, RINO 0443 Rhino Trading Partners, LLC CNS PUMP 0141 Ltd. CNS Raymond James & Associates, PUPL 0226 Puplava Securities, Inc. CNS RJFI 0390 Inc./Fl CNS PURP 0309 Liberty Capital Investment Corp. CNS RJLB 0161 RJL Capital Group, LLC CNS PWJC 0221 UBS Financial Services Inc. CNS RKWS 0235 Rockwell Securities LLC CNS UBS Financial Services INC of RLUK 7607 Robinson & Lukens, Inc. CNS PWPR 0221 Puerto Rico CNS RMAT 0352 Ramat Securities Ltd. CNS QBSI 0352 CFT Securities LLC CNS RMPI 0141 Richards, Merrill & Peterson, Inc. CNS QCAS 0226 Cass (Quincy) Associates Inc. CNS RMST 0443 Stark (R.M.) & Co., Inc. CNS QUET 0235 Quest Capital Strategies, Inc. CNS ROAR 0103 Dinosaur Securities, L.L.C. CNS QUOI 0309 Quoin Capital LLC CNS ROBI 0235 Robinson & Robinson, Inc. CNS QWER 0443 Whitehall-Parker Securities, Inc. CNS ROBO 0235 Rodgers Brothers, Inc. CNS RAAI 0226 Royal Alliance Associates, Inc. CNS ROBT 0443 Robotti & Company, LLC CNS RACO 0158 Shearman, Ralston, Inc. CNS ROCH 0443 Rochdale Securities, LLC CNS RAIN 0226 Rainier Securities, LLC CNS ROCK 0443 Rockwell Global Capital, LLC CNS Royal American Investment Rodecker & Co. Investment RAIS 0443 Services, Inc. CNS RODE 0443 Brokers, Inc. CNS RAIT 0161 RAIT Securities CNS ROGO 0750 Rogo Capital LLC CNS Raymond James & Associates, ROMO 0141 Romano Brothers and Company CNS RAJA 0725 Inc. CNS ROND 0750 McKim Capital, Inc. CNS RAYF 0161 Raymond C. Forbes & Co., Inc. CNS ROPK 0443 Reinoso & Company, Incorporated CNS RAYG 0443 Bolton Global Capital CNS ROTH 0161 Roth Capital Partners, LLC CNS RBAC 0235 Robert B. Ausdal & Co., Inc. CNS ROYL 0443 Royal Alliance Associates, Inc. CNS RBCD 0235 RBC Capital Markets Corporation CNS RPCP 0052 RP Capital LLC CNS RBCX 0235 RBC Capital Markets Corporation CNS RPEX 0352 Repex & Co., Inc. CNS RBII 0279 Regional Brokers, Inc. CNS Samuel A. Ramirez & Company, RBMU 0279 Blum (Robert) Municipals Inc. CNS RREZ 0352 Inc. CNS RCKF 0309 Rockfleet Financial Services, Inc. CNS RRII 0443 Roberts & Ryan Investments, Inc. CNS RCLF 0235 Olympia Asset Management, Ltd. CNS Samuel A. Ramirez & Company, RRPR 0443 Inc. CNS RCML 0161 Dealerweb Inc. CNS RRUD 0235 Reid & Rudiger, LLC CNS RCRS 0352 Roosevelt & Cross, Incorporated CNS RCSK 0642 Ruane, Cunniff & Goldbarb LLC CNS The Bank of New York Mellon/RRZ RRZP 6033 Public Markets, Inc. TFT RDMI 0226 RDM Investment Services, Inc. CNS RSAI 0443 Ross Sinclaire & Associates, LLC CNS RDNK 0279 Woodstock Financial Group Inc. CNS RSCO 0443 Ramius Securities, LLC CNS RDSS 0141 RDSC, LLC CNS REAV 0443 W.H. Reaves & Co., Inc CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

Russell Implementation Srvs., Inc. SEGE 0443 Segerdahl and Company CNS RSSE 0443 Pt of Russell Inv. CNS SEGI 0750 Sterling Enterprise Group, Inc. CNS Riverstone Wealth Management, SEIB 0158 Seibert (J.D.) & Company, Inc. CNS RSWM 0141 Inc. CNS SEIC 0352 SEI Investments Distribution CNS RVSI 0103 Robert Van Securities, Inc. CNS SEIN 0226 Southeast Investments N.A., Inc. CNS RWCI 0052 Ridgeway & Conger, Inc. CNS SEMQ 0226 Summit Equities, Inc. CNS RWPS 0352 Pressprich (R.W.) & Company Inc. CNS SEMT 0197 Mint Brokers CNS RWSM 0279 Smith (R.W.) & Associates, Inc. CNS SEPN 0161 Seapine Securities, LLC CNS Reliance Worldwide Investments, RWWI 0279 LLC CNS SEQU 0309 Sequoia Investments, Inc. CNS RYAL 0235 Royal Securities Company CNS SERL 0443 Searle & Co. CNS RYAN 0443 Ryan, Beck & Co. CNS SESL 0158 Seslia Securities, Inc. CNS SABF 0161 Saudi American Bank CNS SFCO 0443 Signator Financial Services, Inc. CNS SABS 0443 Sabadell Securities USA, Inc. CNS SFEI 0226 Stern Fisher Edwards, Inc. CNS Susquehanna Financial Group, SAFS 0750 Sterne Agee Financial Services CNS SFGB 0161 LLP CNS SAGE 0141 Sage, Rutty & Co., Inc. CNS SFPS 0443 S.F. Investments, Inc. CNS SAIN 0226 Securities America, Inc. CNS SFRS 0226 Robertson Stephens Securities CNS Stephen A. Kohn & Associates, SAKL 0226 Ltd. CNS SFSI 0235 Superior Financial Services, Inc. CNS The Bank of New York SFSS 0352 SF Sentry Securities, Inc. CNS Mellon/Southtrust Bank of SGAS 0286 SG Americas Securities, LLC CNS SALA 6523 Alabama TFT SGBI 0226 Smith, Brown & Groover, Inc. CNS Citigroup Global Markets SGCM 0161 S. Goldman Capital LLC CNS SALB 0274 Inc./Salomon Brothers CNS SGFC 0226 Sigma Financial Corporation CNS SALC 0443 Sterne Agee & Leach, Inc CNS SGLC 0235 Long (S.G.) & Company CNS SALI 0750 Sterne, Agee & Leach, Inc. CNS SGNL 0279 Signal Securities, Inc. CNS SAMI 0352 Spectrum Asset Management Inc. CNS SGOV 0286 SG Americas Securities, LLC CNS Saperston Asset Management, SHAY 0443 Shay Financial Services, Inc. CNS SAPA 0141 Inc. CNS Purshe Kaplan Sterling Smith Hayes Financial Services SARG 0226 Investments CNS SHFS 0226 Corporation CNS SAVY 0235 Savoy Capital Management, Inc. CNS SHIV 0226 SteelPoint Securities, LLC CNS SAYB 0103 Saybrook Capital Corporation CNS SHRE 0352 Shufro, Rose & Company, LLC CNS SBAM 0443 Investment Professionals, Inc. CNS SHRR 0443 Carl P. Sherr and Co., LLC CNS SBER 0013? Bernstein (Sanford C.) & Co., LLC CNS Sungard Institutional Brokerage SIBI 0573 Inc. CNS SunAmerica Capital Services, Simmons First Investment Group, SBLT 0226 Inc./Valic CNS SIGI 0309 Inc. CNS SBRO 0443 Stern Brothers & Co. CNS SIIW 0443 SII Investments, Inc. CNS SBRT 0226 Siebert (Muriel) & Co., Inc. CNS Goldman Sachs Execution & Siebert Brandford Shank & Co., SBSC 0226 LLC CNS SILK 0501 Clearing, L.P. CNS Securities Industry Management SBSH 0418 Citigroup Global Markets Inc. CNS SIMC 0443 Corp. CNS SCFA 0226 SCF Securities, Inc. CNS SIMM 0443 Simmons & Company International CNS Stanchart Securities International, SIRI 0352 Safian Investment Research Inc. CNS SCFL 0443 Inc. CNS SCHM 0443 A. R. Schmeidler & Co., Inc. CNS Hefren-Tillotson/Shelby, Kern, SKFS 0443 Frederick and Shelby Div. CNS SCIL 0052 Strategic Capital Investments, LLC CNS SCMT 0279 Southwestern Capital Market, Inc. CNS SKTR 0279 Stock Traders CNS SKYC 0750 Sky Capital LLC CNS SCSI 0370 Standard Credit Securities CNS SKYE 0226 Skyebanc Inc. CNS SCSS 0161 Stonecastle Securities, LLC CNS SLAK 0279 Southlake Capital LLC CNS SCTI 0443 Security Capital Brokerage, Inc. CNS SCTO 0158 Scottrade, Inc. CNS SLHC 0103 SL Hare Capital, Inc. CNS SLIN 0052 Sterling Investments CNS SDIC 0235 Sauer Dazey Investments Co. CNS SLRD 0352 Reed (S.L.) & Company CNS SDLR 0352 Sandler, O'Neill & Partners, L.P. CNS SLWY 0226 Solowey & Co. CNS SEAI 0100 Seaboard Securities, Inc. TFT SEAP 0352 Seaport Securities Corp. CNS SMCO 0235 Smith, Moore & Co. CNS SMHI 0443 Sanders Morris Harris Inc. CNS SEBR 0279 Sentinel Brokers Company CNS SMHJ 0141 Sanders Morris Harris Inc. CNS SECS 0161 Second Street Securities, Inc. CNS SMNS 0226 Parkland Securities, LLC CNS SEEL 0141 Seelaus (R.) & Co., Inc. CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

SMPR 0443 Summit Brokerage Services, Inc. CNS STRT 0352 Octavus, LLC CNS SMRD 0352 Sumridge Partners, LLC CNS STSE 0052 Southern Trust Securities, Inc. CNS Securities Management & STSI 0235 Spencer Trask Ventures, Inc. CNS SMRI 0226 Research, Inc. CNS STTR 0443 State Trust Investments, Inc. CNS SNWS 0443 Snowden Account Services, Inc. CNS STTT 0052 StateTrust Investments Inc. CNS SOCO 0443 Capital One Securities, Inc. CNS STYO 0443 Stone & Youngberg LLC CNS SOLM 0352 Solium Financial Services LLC CNS Susquehanna Financial Group, SUFI 0551 LLC CNS SORE 0750 Source Capital Group, Inc. CNS SUMT 0141 Summit Brokerage Services, Inc. CNS SORS 0235 Sorsby Financial Corp. CNS SUSF 0551 Susquehanna Fixed Income, L.P. CNS SPAC 0309 Sierra Pacific Securities, LLC CNS SUSQ 0551 Susquehanna Capital Group CNS SPCA 0188 Spectrum Capital, Inc. CNS SUST 0235 Sunstreet Securities, LLC CNS SPEN 0443 Spencer Clarke LLC CNS SUTT 0443 Sutter Securities Incorporated CNS SPGS 0161 Seaport Global Securities LLC CNS SPHN 0419 Stephens, Inc. CNS SVB Securities, Inc./A Non-Bank SVBS 0158 Affiliate of Silicon Valley Bank CNS SPIN 0750 Spencer Edwards, Inc. CNS SWBC 0226 SWBC Investment Services, LLC CNS SPLC 0226 Spire Securities, LLC CNS SWEN 7027 Sweney, Cartwright & Company CNS SPSR 0279 Stark Municipal Brokers CNS SWST 0279 Southwest Securities, Inc. CNS SPTC 0052 Seven Points Capital, LLC CNS Stock USA Execution Services, SWTX 0443 SWBT Securities, Inc. CNS SPTD 0052 Inc. CNS SYCA 0443 Syndicated Capital, Inc. CNS Spencer Winston Securities SYMP 0443 Symphonic Securities LLC CNS SPWI 0279 Corporation CNS SZZI 0141 Stofan, Agazzi & Company, Inc. CNS Stillpoint Wealth Management, TAFI 0443 Nathan Hale Capital, LLC CNS SPWM 0443 LLC CNS TAGC 0161 Telsey Advisory Group LLC CNS SRAM 0443 Samco Capital Markets, Inc. CNS TAGS 0443 Taglich Brothers, Inc. CNS SRCE 6782 1st Source Bank TFT TAIG 0235 Geoffrey Richards Securities Corp. CNS SRFL 0443 Securities Research, Inc. CNS TASE 0443 Tradition Asiel Securities, Inc. CNS SSBS 0189 State Street Global Markets, LLC CNS TBBK 0226 Bancorp Bank (The) CNS SSET 0226 Sunset Financial Services, Inc. CNS Thoroughbred Financial Services, SSGC 0226 Signature Securities CNS TBRD 0226 LLC CNS SSGI 0443 Seton Securiteis Group, Inc. CNS TCAN 0443 TCAdvisors Network, Inc. CNS SSGM 0226 State Street Global Markets, LLC CNS TCFG 0226 TCFG Wealth Management, LLC CNS SSGR 0443 Shareholders Services Group Inc. CNS TCMU 0443 TCM Capital, Inc. CNS SSIN 0226 SunTrust Investment Services, Inc. CNS TCOR 0226 Tricor Financial, LLC CNS SSLC 0309 Sanderlin Securities, LLC CNS TCPX 0443 Toussaint Capital Partners, LLC CNS SSLL 0189 State Street Global Markets, LLC CNS TDAR 0188 TD Ameritrade, Inc. CNS SSNG 0443 Sisung Securities Corp. CNS TDCO 0443 Thompson Davis & Co., Inc. CNS SSNI 0226 Securities Service Network, Inc. CNS TDPA 0226 TD Securities (USA) LLC CNS SSPR 0443 Santander Securities Corporation CNS TDSI 0352 TD Securities (USA) LLC CNS STAD 0141 Equitable Advisors, Inc. CNS TEJS 0158 Tejas Securities Group, Inc. CNS STBK 2436 SSB - Bank Portfolio TFT TFAS 0443 Tradition Aisel CNS STCM 2095 SunTrust Robinson Humphrey Inc. CNS Twenty-First Securities TFSC 0235 Corporation CNS First American Capital and Trading TFSL 0235 Teckmeyer Financial Services CNS STCS 0158 Corporation CNS TGEQ 0052 TriPoint Global Equities, LLC CNS STEW 0352 Collins Stewart, Inc. CNS TGHS 0443 TGH Securities, Inc. CNS Stifel, Nicolaus & Company TGUL 0235 Cleary Gull Inc. CNS STFL 0793 Incorporated CNS Sterling Grace Municipal Securities THFA 6806 Thornton, Farish & Gauntt TFT STGC 0279 Co. CNS TIAN 0226 Triad Securities Corp CNS STHR 0352 StormHarbour Securities LP CNS TIB The Independent Bankers TIBD 6412 Bank TFT STIN 0103 Stinson Securities, LLC CNS TIBS 0443 Telemus Investment Brokers, LLC CNS STLR 0235 Prime Solutions Securities, Inc. CNS TIGC 0235 Nelsonreid, Inc. CNS STLZ 0443 Bedrok Securities, LLC CNS TKGA 0226 Kelt (The) Group, LLC CNS STOS 0226 Stockcross Financial Services, Inc. CNS STOV 0443 Stoever,Glass & Company Inc. CNS Thurston, Springer, Miller, Herd & TMBI 0235 Titak, Inc. CNS STOX 0445 Stockcross Financial Services, Inc. CNS TMBR 0549 Timber Hill LLC CNS STRS 0161 Strategas Research Partners, LLC CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

TMBS 0443 Tradition Asiel Securities Inc. CNS USIC 0226 US Securities International Corp. CNS TMCC 0443 TMC Bonds, L.L.C. CNS USIS 0226 USI Securities, Inc. CNS TMCD 0141 Thomas McDonald Partners, LLC CNS USSI 0309 U.S. Sterling Securities, Inc. CNS TMII 0226 Trustcore Investments, Inc. CNS Uvest Financial Services Group, UVST 0443 Inc. CNS TOCQ 0443 Tocqueville Securities, L.P. CNS VABD 0295 Knight Capital Americas LLC CNS TONG 0443 Tonge (R.M.) Company CNS VALI 0226 Valley National Investments, Inc. CNS TORI 0235 Torino Capital LLC CNS VALM 0235 Valmark Securities, Inc. CNS TORO 0309 Valdes & Moreno, Inc. CNS VARI 0352 Variant Research Corporation CNS TOVC 0235 TOV Capital Markets, Inc. CNS VASL 0352 Vasiliou & Company Inc. CNS TOWT 0750 R.W. Towt & Associates CNS VBCS 0279 VBC Securities CNS TPMR 0141 Trade-PMR, Inc. CNS VBLT 0226 Vanderbilt Securities, LLC CNS TRAD 0271 TradeStation Securities, Inc. CNS VCAP 0443 Vanguard Capital CNS TRCO 0279 Tryco Securities, Inc. CNS VCAS 0352 VCA Securities, LP CNS TREK 0226 Ramirez Tradetrek Securities, LLC CNS VCLM 0279 Van Clemens & Co., Inc. CNS TREX 0226 Dinosaur Securities, L.L.C. CNS VCMS 0443 VCM Securities, LLC CNS TRID 0226 Triad Advisors, Inc. CNS VCSI 0443 Vaughan & Co. Securities, Inc. CNS TRIM 0161 Knight Capital Markets, LLC CNS VEGA 0443 Vega-Chi US Limited CNS TRIN 0141 Triangle Securities, LLC CNS VERT 0161 Vertical Trading Group, LLC (The) CNS TRIP 0235 Trident Partners Ltd. CNS VFGS 0750 VFG Securities, LLC CNS TRKA 0443 Troika Dialog USA, Inc. CNS VFIN 0226 vFinance Investments, Inc. CNS TRSC 0052 Transcend Capital, LP CNS VGRD 0062 Vanguard Marketing Corporation CNS TRSH 0309 Thrasher & Company CNS VIEW 0595 Viewtrade Securities, Inc. CNS TRSQ 0443 Tower Square Securities, Inc. CNS VISI 0443 Vision Investment Services, Inc. CNS TRSR 0279 Mutual Money Investments, Inc. CNS VKMI 0692 Invesco Capital Markets, Inc. CNS TRUB 0141 Trubee, Collins & Co., Inc. CNS TRWN 0443 T.R. Winston & Company, LLC CNS Valley Forge Asset Management VLYF 0443 Corporation CNS TRYN 0443 First Tryon Securities, LLC CNS VMEX 0352 Vectormex WMG, Inc. CNS TSCD 0235 Sturges Company (The) CNS VNDM 0161 Vandham Securities Corp. CNS TSFA 0443 Strategic Financial Alliance (The) CNS VNDS 0161 Vandham Securities Corp. CNS TSGI 0158 Tejas Securities Group, Inc. CNS VOLS 2447 Home Financial Services, Inc. TFT TSII 0226 TradeStar Investments, Inc. CNS VOTO 0443 Banco Votorantim Securities, Inc. CNS TSPI 0141 T.S Phillips Investments CNS VPEW 0158 VPE Wertpapierhandelsbank AG CNS TUNA 0443 Bluefin Research Partners, Inc. CNS VSIN 0595 Vision Financial Markets LLC CNS TURN 0161 CCM Securities, LLC CNS VSLP 6043 Vining-Sparks IBG, L.P. TFT TWFS 0188 21st Century Financial Services CNS VSRF 0141 VSR Financial Services, Inc. CNS Stifel, Nicolaus & Company, VSTS 0279 Vista Securities, Inc. CNS TWPL 0793 Incorporated CNS VTDT 0158 ViewTrade Securities, Inc. CNS UBII 0221 UBS International, Inc. CNS VTMW 0235 Emergent Financial Group, Inc. CNS UBKR 6732 United Bankers Bank TFT WABR 0443 Wall Street Access CNS UBOC 2851 Union Bank N.A. TFT WACC 0279 Weller, Anderson & Co., Ltd. CNS UBSI 0141 United Brokerage Services, Inc. CNS WACL 0709 Wachtel & Co., Inc. TFT UBSW 0642 UBS Securities LLC CNS WAIN 0103 H.C. Wainwright & Co., Inc. CNS UCMI 0443 United Capital Markets, Inc. CNS WANG 0279 Wang Investment Associates, Inc. CNS UFSM 0750 Nelnet Capital LLC CNS WARF 0235 Ward's Financial Services, Inc. CNS ULAT 0443 Ultralat Corporation CNS WAYN 0141 Wayne Hummer Investments LLC CNS UMBF 0226 UMB Financial Services, Inc. CNS WBBC 0226 WBB Securities, LLC CNS UMBI 2451 UMB Bank National Association TFT WBLR 0771 Blair (William) & Company, LLC CNS UNIB 0443 Unibanco Securities Inc CNS WBNA 2072 Wells Fargo Bank, N.A./SIG CNS United Planners Financial Services WBRO 0443 Wiley Bros.-Aintree Capital, LLC CNS UPLN 0443 of America CNS WCAH 0309 Westhoff Cone & Holmstedt CNS USAA Investment Management WCHV 0250 Wells Fargo Securities, LLC CNS USAA 0226 Company CNS Willow Cove Investment Group, USCA 0226 U.S. CA Securities LLC CNS WCIG 0750 Inc. CNS USCO 0052 Underhill Securities Corp CNS Wescorp Investment Services, USDB 0279 U.S. Brokerage, Inc. CNS WCIS 0443 LLC CNS USFB 0595 U.S. Financial Investments, Inc CNS WCMS 0352 Westport Capital Markets, LLC CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

WCSC 0235 Wilmington Capital Securities, LLC CNS WSCC 0235 Washington Securities Corporation CNS WCSO 0052 World Choice Securities, Inc. CNS WSCX 0235 Workman Securities Corp. CNS WDAC 0279 Wilson-Davis & Company, Inc. CNS WSEC 0443 Willis Securities, Inc. CNS WECK 0595 Weckstein (D.) & Co., Inc. CNS WSFG 0226 Wall Street Financial Group CNS WEDB 0103 Wedbush Securities Inc. CNS WSGD 8199 Wedbush Securities Inc./P3 CNS WEED 0161 Weeden & Co. L.P. CNS Wall Street Management WSMC 0443 Corporation CNS WEFI 0103 Western Financial Corporation CNS Westrock Capital Management, WEGI 0235 World Equity Group Inc. CNS WSRK 0750 Inc. CNS WEGP 0235 Western Equity Group, Inc. CNS Westminster Securities WEIL 0226 Weil Company, Inc. (The) CNS WSWW 0443 Corporation CNS WELC 0702 H. G. Wellington & Co., Inc. CNS WTCO 0050 Williams Trading, LLC CNS WELD 0443 White, Weld & Co. Securities, LLC CNS WTKR 0443 Whitaker Securities, LLC CNS WELL 0309 Wells Nelson & Associates, LLC CNS WTNY 6414 Whitney National Bank TFT WESC 0141 Wellington Shields & Co., LLC CNS WTOU 0052 Wolverton Securities (USA), Ltd. CNS Wells Fargo Institutional WTRI 0235 Waterford Investors Services, Inc. CNS WFIS 0250 Securities, LLC CNS WUND 0141 Wunderlich Securities, Inc. CNS WFPB 0250 Wells Fargo Prime Services, LLC CNS WUNT 226? Wunderlich Securities, Inc. CNS WFSI 0352 Windham Financial Services Inc. CNS Merrill Lynch Pierce Fenner & WGWD 0158 Wedgewood Partners, Inc. CNS WVBD 0161 Smith Incorporated CNS WHAE 0158 Wharton Equity Corporation CNS WYNS 0443 Winslow, Evans & Crocker Inc. CNS WHBB 0537 BGC Financial, L.P. CNS WYOM 0443 Kaiser and Company CNS WHCG 0443 Whitaker Securities, LLC CNS YAMN 0443 Trade Manage Capital, Inc. CNS WHCO 0443 Wulff Hansen & Co. CNS YLPL 0075 LPL Financial Corporation CNS WHIT 0279 WIC Corp. CNS YOST 0235 Young Stovall & Company CNS WHOT 0595 Whotrades, Inc. CNS YQST 0279 YieldQuest Securities, LLC CNS WICK 0309 Bonwick Capital Partners, LLC CNS ZACK 0352 Zacks & Company CNS Wisconsin Discount Securities ZDNF 0226 Zions Direct, Inc. CNS WIDS 0279 Corp. CNS ZFNB 2104 Zions First National Bank TFT WILB 0235 Wilbanks Securities, Inc. CNS ZION 0065 Zions Direct, Inc. CNS WING 0443 ING Financial Partners, Inc. CNS ZIVI 8082 ZIV Investment Co. CNS Windsor, Sheffield & Company, WISC 0226 Inc. CNS Western International Securities, WISI 0352 Inc. CNS Western International Securities, WISW 0103 Inc. CNS WMBU 0226 WFG Investments, Inc. CNS WMCL 0352 White Mountain Capital, LLC CNS WMEI 0279 Meeschaert Capital Markets, Inc. CNS WMPB 0750 Hahn Securities, Inc. CNS WNDR 0161 Wunderlich Securities, Inc. CNS WNJC 0309 WNJ Capital, Inc CNS WNUT 0443 Walnut Street Securities CNS WODL 0279 Woodlands Securities Corp. CNS WOHU 0537 BGC Financial, L.P. CNS WORL 0052 World Trade Financial Corporation CNS WORX 0052 World Trade Financial Corporation CNS WPCC 0052 Westpark Capital, Inc. CNS WPST 0443 Stewart (W.P.) Securities Limited CNS WRET 0141 Wells Fargo Advisors, LLC CNS WRGR 0235 Warner Group Inc. (The) CNS Westport Resources Investment WRIS 0443 Services, Inc. CNS WRLD 0235 Hunter World Markets, Inc. CNS WRPI 0750 WRP Investments, Inc. CNS WRRF 0750 WR Rice Financial Services, Inc. CNS WRTC 0750 W.R. Taylor & Company, LLC CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

Clearing Muni 0052 MYLG Meyers Associates, L.P. CNS No. MPID Name Clearing 0052 NAPK National Securities Corporation CNS 0005 GSCO Goldman, Sachs & Co. CNS 0052 NCFS New Castle Financial Group, Inc CNS Bernstein (Sanford C.) & Co., 0052 NCIS Newport Coast Securities CNS 0013 BERN Inc. CNS 0052 NTFN Network 1 Financial Securities Inc. CNS 0013 SBER Bernstein (Sanford C.) & Co., LLC CNS 0052 OLMP Olympus Securities, LLC CNS Morgan Stanley Smith Barney 0015 DEAN LLC CNS 0052 PATH Capital Path Securities, LLC CNS 0015 MSNY Morgan Stanley & Co., Inc. CNS 0052 PENC Penrod Financial Group CNS 0019 JEFF Jefferies LLC CNS 0052 PULB Pulaski Bank CNS 0052 RPCP RP Capital LLC CNS Jeffries Partner Opportunity Fund 0019 JHYT II, LLC CNS 0052 RWCI Ridgeway & Conger, Inc. CNS 0031 ABLE Natixis Securities Americas LLC CNS 0052 SCIL Strategic Capital Investments, LLC CNS 0050 MSCO Morgan Stanley & Co. LLC CNS 0052 SLIN Sterling Investments CNS 0050 MSPD Morgan Stanley & Co. LLC CNS 0052 SPTC Seven Points Capital, LLC CNS Stock USA Execution Services, 0050 MSPW Morgan Stanley Smith Barney LLC CNS 0052 SPTD Inc. CNS 0050 MSSS MS Securities Services, Inc. CNS 0052 STSE Southern Trust Securities, Inc. CNS 0050 WTCO Williams Trading, LLC CNS 0052 STTT StateTrust Investments Inc. CNS 0052 ADAK Adirondack Trading Group, LLC CNS 0052 TGEQ TriPoint Global Equities, LLC CNS 0052 ADVA Advanced Equities, Inc. CNS 0052 TRSC Transcend Capital, LP CNS 0052 AFGR Avenir Financial Group, Inc. CNS 0052 USCO Underhill Securities Corp CNS 0052 AURC Aurora Capital LLC CNS 0052 WCSO World Choice Securities, Inc. CNS 0052 AYME Martinez-Ayme Securities CNS 0052 WORL World Trade Financial Corporation CNS 0052 BEJJ Benjamin & Jerold Brokerage, Inc. CNS 0052 WORX World Trade Financial Corporation CNS Beloyan Investment Securities, 0052 BELO Inc. CNS 0052 WPCC Westpark Capital, Inc. CNS 0052 BMAC BMA Securities CNS 0052 WTOU Wolverton Securities (USA), Ltd. CNS 0052 BOTZ Botzum (C.A.) & Company CNS 0057 EDJO Jones (Edward D.) & Co. CNS Vanguard Marketing 0052 BRGE Newbridge Securities Corporation CNS 0062 VGRD Corporation CNS 0052 CAMC Cambria Capital, LLC CNS 0065 ZION Zions Direct, Inc. CNS 0052 CIIV Corporate Investments Group Inc. CNS 0075 AXAA AXA Advisors, LLC CNS 0052 CLCI Clayton, Lowell & Conger Inc. CNS 0075 YLPL LPL Financial Corporation CNS 0052 CORR COR Clearing LLC CNS Mitsubishi UFJ Securities (USA), 0052 CPCS CP Capital Securities CNS 0076 MUFG Inc. CNS Dakota Securities International, 0052 DAKO Inc. CNS 0100 CLKS Clarkson Capital Markets TFT 0052 DLNY Delaney Equity Group LLC CNS ConvergEx Execution Solutions Elish & Elish Brokerage and 0100 ECUT LLC TFT 0052 ELSH Research CNS 0100 GDNR Gardner Rich, LLC TFT 0052 EQNX Equinox Securities, Inc. CNS 0100 GSEC Griffin Securities, Inc. TFT 0052 ETCB ETC Brokerage Services, LLC CNS Jackson Partners & Associates 0052 EVRS E1 Asset Management, Inc. CNS 0100 JPTR Inc. TFT 0052 FANC Finance 500, Inc. CNS 0100 SEAI Seaboard Securities, Inc. TFT Fordham Financial Management, 0103 APTO Apto Partners, LLC CNS 0052 FORD Inc. CNS Backstrom McCarley Berry & Co., 0052 FRIS J.D. Nicholas & Associates, Inc. CNS 0103 BMCB LLC CNS 0052 FSTN Fieldstone Services Corp. CNS 0103 BRSA Boursa Investments CNS 0052 HCPL Halen Capital, Inc. CNS 0103 BSAZ Berry Shino Securities, Inc. CNS 0052 HMRK Hallmark Investments, Inc. CNS 0103 CANR Cantone Research, Inc. CNS 0052 JHDR JH Darbie & Co. Inc. CNS 0103 CGLN Coughlin & Co., Inc. CNS 0052 KCWF Ward (K.C.) Financial CNS 0103 DAVS Davis Securities LLC CNS 0052 KJER Kenneth, Jerome & Co., Inc. CNS 0103 DIVA Divine Capital Markets, LLC CNS 0052 KWIL Key West Investments, LLC CNS 0103 EBRD Earlybird Capital, Inc. CNS 0052 LEGD Legend Securities, Inc. CNS 0103 EDLR De La Rosa (E.J.) & Co., Inc. CNS 0052 LGNT COR Clearing LLC CNS 0103 FALC Falcon Square Capital, LLC CNS Merrimac Corporate Securities, 0103 FARA Farina & Associates, Inc. CNS 0052 MERX Inc. CNS 0103 FRLZ Friedman Luzzatto & Co CNS 0052 MSFS Mystockfund Securities, Inc. CNS 0103 ISIL ISI Capital, LLC CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

0103 JKCA J.K. Chilton & Associates, Inc. CNS 0141 CPAM Capital Securities of America, Inc. CNS 0103 KCAP Kildare Capital, Inc. CNS Centennial Securities Company, 0141 CTNL LLC CNS 0103 KILD Kildare Capital, Inc. CNS 0141 CUTT Cutter & Company Brokerage, Inc. CNS 0103 LPCM Lampert Capital Markets Inc. CNS 0141 DKEI Dale K. Ehrhart, Inc. CNS 0103 MAWI Montecito Advisors, Inc. CNS 0141 DMKC Kelley (D.M.) & Co. CNS 0103 MOJO Montag & Joselson CNS 0141 DORS Dorsey & Co. Inc. CNS 0103 NBST Brandis Tallman LLC CNS 0141 DTII Delta Trust Investments, Inc. CNS 0103 NCSI Newport Coast Securities CNS O'Connor & Company Securities 0141 EKRI Riley (E.K.) Investments, LLC CNS 0103 OCON Inc. CNS 0141 FCCP First Clearing LLC CNS 0103 PSRI Globalink Securities, Inc. CNS 0141 FCFP First Citizens Financial Plus, Inc. CNS 0103 ROAR Dinosaur Securities, L.L.C. CNS 0141 FDSI First Dallas Securities, Inc. CNS 0103 RVSI Robert Van Securities, Inc. CNS Wachovia Securities Financial 0103 SAYB Saybrook Capital Corporation CNS 0141 FNET Network, LLC CNS 0103 SLHC SL Hare Capital, Inc. CNS Folger Nolan Fleming Douglas 0103 STIN Stinson Securities, LLC CNS 0141 FNFD Incorporated CNS 0103 WAIN H.C. Wainwright & Co., Inc. CNS 0141 FWSI First Western Securities CNS 0103 WEDB Wedbush Securities Inc. CNS 0141 GABE G.Research, Inc. CNS 0103 WEFI Western Financial Corporation CNS 0141 GGWI Gage-Wiley & Co., Inc. CNS Western International Securities, Griffith (M.) Locke Investment 0103 WISW Inc. CNS 0141 GRIF Services, Inc. CNS 0124 INGS Ingalls & Snyder, LLC CNS 0141 GTRN Gorian Investment Group CNS 0129 BAUM Baum (George K.) & Co. TFT 0141 HDVS H.D. Vest Investments Services CNS 0136 BIMI Banca IMI Securities Corp. CNS 0141 HFIS HFI Securities, Inc. CNS 0141 ADSO Prospera Financial Services CNS 0141 HPOL Herndon Plant Oakley CNS 0141 AHSI American Heritage Securities, Inc. CNS 0141 KRAM Kramer Securities Corp. CNS 0141 AKGS Alliance Financial Group, Inc. CNS 0141 LASI Lieblong & Associates, Inc. CNS 0141 ALEN Allen & Company of Florida, Inc. CNS 0141 LGLL Feil Daily Investment Company CNS Allen, Mooney & Barnes Lafayette Investments 0141 AMBB Brokerage Services, LLC CNS 0141 LSPI Incorporated CNS 0141 AMMS American Municipal Securities Inc. CNS Littlewood (L.P.) and Associates, 0141 LTLI Inc. CNS 0141 ARVS Arvest Investments, Inc. CNS 0141 MASE Managed Account Services, LLC CNS 0141 ASKR Askar Corp. CNS Strand Atkinson Williams & York, 0141 MCBT Moors & Cabot, Inc. CNS 0141 ATKC Inc. CNS 0141 MDEB World First Financial Services, Inc. CNS 0141 BGHT Brighton Securities Corp. CNS Monarch Financial Corporation of 0141 BHKS BHK Securities, LLC CNS 0141 MFCA America CNS Broker Dealer Financial Services 0141 MICG MICG Investment Management CNS 0141 BKFC Corp. CNS 0141 NFGR Nations Financial Group, Inc. CNS 0141 BNKS FIG Partners, LLC CNS 0141 NHWI Hennion & Walsh, Inc. CNS 0141 BOSC Boenning & Scattergood, Inc. CNS 0141 NOYS Noyes (David A.) & Co. CNS 0141 BSEC Brown Advisory Securities, LLC CNS Professional Asset Management, Burke, Lawton, Brewer & Burke, 0141 PAMI Inc. CNS 0141 BURK LLC CNS 0141 PMKS PMK Securities & Research, Inc. CNS 0141 BUZZ Heidtke & Company, Inc. CNS 0141 POND Pond Equities CNS Alliant Securities, Inc. Turner, 0141 PRGL Prudential Equity Group, LLC CNS 0141 BZTN Nord, Kienbaum CNS 0141 PRSB Presidential Brokerage, Inc. CNS 0141 CARY Cary Street Partners LLC CNS 0141 PSAE PSA Equities, Inc. CNS 0141 CHDA Chapin, Davis CNS Gaye (C.E.) & Sons Securities, 0141 CHHS Harris (Chester) & Co., Inc. CNS 0141 PUMP Ltd. CNS Carolinas Investment Consulting, 0141 RDSS RDSC, LLC CNS 0141 CICL LLC CNS 0141 REID Reid and Associates CNS 0141 CITY City Securities Corporation CNS 0141 RGWD Ridgewood Associates Inc. NJ CNS 0141 COAS Coastal Equities, Inc. CNS 0141 RHDS Rhodes Securities, Inc. CNS 0141 COBR Coburn & Meredith, Inc. CNS 0141 RMPI Richards, Merrill & Peterson, Inc. CNS 0141 CONS Consultiva Securities, Inc. CNS 0141 ROMO Romano Brothers and Company CNS Coordinated Capital Securities, Riverstone Wealth Management, 0141 COOR Inc. CNS 0141 RSWM Inc. CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

0141 SAGE Sage, Rutty & Co., Inc. CNS 0161 CIST Capital Institutional Services, Inc. CNS Saperston Asset Management, 0161 COWX Cowen and Company, LLC CNS 0141 SAPA Inc. CNS 0161 CSCB Computershare Securities Corp. CNS 0141 SEEL Seelaus (R.) & Co., Inc. CNS 0161 CSMS Cornerstone Macro LLC CNS 0141 SMHJ Sanders Morris Harris Inc. CNS 0161 DLTA Dealerweb Inc. CNS 0141 STAD Equitable Advisors, Inc. CNS 0161 DTAP Direct Trading Institutional LP CNS 0141 SUMT Summit Brokerage Services, Inc. CNS 0161 EBXL EBX LLC CNS 0141 SZZI Stofan, Agazzi & Company, Inc. CNS 0161 EHSC Smith (E.H.) Jacobs & Co., Inc. CNS 0141 TMCD Thomas McDonald Partners, LLC CNS 0161 ELEV Elevation, LLC CNS 0141 TPMR Trade-PMR, Inc. CNS 0161 ELTD Elevation LLC CNS 0141 TRIN Triangle Securities, LLC CNS 0161 ETRF G1 Execution Services, LLC CNS 0141 TRUB Trubee, Collins & Co., Inc. CNS 0161 FAFT Factfet Systems, Inc. CNS 0141 TSPI T.S Phillips Investments CNS 0161 FBLC Freimark Blair & Co., Inc. CNS 0141 UBSI United Brokerage Services, Inc. CNS 0161 FINX Fintech Securities CNS 0141 VSRF VSR Financial Services, Inc. CNS 0161 FSEC FRS Securities, LLC CNS 0141 WAYN Wayne Hummer Investments LLC CNS 0161 GARQ ICAP Corporates, LLC CNS 0141 WESC Wellington Shields & Co., LLC CNS 0161 GPSS Great Pacific Securities CNS 0141 WRET Wells Fargo Advisors, LLC CNS Georgeson Shareholder Securities 0141 WUND Wunderlich Securities, Inc. CNS 0161 GSSC Corp. CNS 0148 GARB ICAP Corporates LLC CNS 0161 GTSY GTS Securities, LLC CNS 0158 ACCP Aegis Capital Corp. CNS 0161 GZML Guzman & Company CNS 0158 ACCU AltaCorp Capital (USA) Inc. CNS 0161 INTL INTL Trading, Inc. CNS First Bermuda Securities (BVI), 0158 BRMF Ltd. CNS 0161 JJKE Dealerweb Inc. CNS 0158 CINV Corporate Investments Group Inc. CNS 0161 JJKS Rafferty Capital Markets, LLC CNS 0158 FDSC 1st Discount Brokerage, Inc. CNS 0161 JONE JonesTrading CNS 0158 GSIL Global Strategic Investments, LLC CNS 0161 LFIN Lighthouse Financial Group, LLC CNS 0158 INTG Lightspeed Trading, LLC CNS 0161 MACM Madison Capital Markets, Inc. CNS 0158 JPTC Turner (J.P.) & Co. LLC CNS 0161 MBSC MBSC Securities Corporation CNS 0158 JPTS Turner (J.P.) & Company, LLC CNS 0161 MCIN Moors & Cabot, Inc. CNS 0158 LSPS Lightspeed Trading, LLC CNS 0161 MERQ Mercator Associates, LLC CNS 0161 MISL Mischler Financial Group, Inc. CNS Manhattan Beach Trading 0158 MBTS Financial Services, Inc. CNS 0161 MISM Mismi, Inc. CNS 0158 PFCL Apex Clearing Corporation CNS Merrill Lynch, Pierce, Fenner & 0158 RACO Shearman, Ralston, Inc. CNS 0161 MLCO Smith Inc. CNS 0158 SCTO Scottrade, Inc. CNS Merrill Lynch, Pierce, Fenner & 0158 SEIB Seibert (J.D.) & Company, Inc. CNS 0161 MLMA Smith Incorporated CNS 0158 SESL Seslia Securities, Inc. CNS 0161 MLVM McNicoll, Lewis & Vlak LLC CNS 0161 MPSG E D & F Man Capital Markets Inc. CNS First American Capital and Trading 0158 STCS Corporation CNS 0161 NITE Knight Equity Markets, L.P. CNS 0161 OGRU Oscar Gruss & Son, Incorporated CNS SVB Securities, Inc./A Non-Bank 0158 SVBS Affiliate of Silicon Valley Bank CNS 0161 ONEL O'Neil (William) & Co. Inc. CNS 0158 TEJS Tejas Securities Group, Inc. CNS 0161 PICK Pickering Energy Partners, Inc. CNS 0158 TSGI Tejas Securities Group, Inc. CNS 0161 PNSA Penserra Securities, LLC CNS 0158 VPEW VPE Wertpapierhandelsbank AG CNS 0161 PNSR Penserra Securities, LLC CNS 0158 VTDT ViewTrade Securities, Inc. CNS 0161 RAIT RAIT Securities CNS 0158 WGWD Wedgewood Partners, Inc. CNS 0161 RAYF Raymond C. Forbes & Co., Inc. CNS 0158 WHAE Wharton Equity Corporation CNS 0161 RCML Dealerweb Inc. CNS 0161 AFGL Atlas One Financial Group, LLC CNS 0161 RJLB RJL Capital Group, LLC CNS 0161 ATPA Concept Capital Markets, LLC CNS 0161 ROTH Roth Capital Partners, LLC CNS 0161 BIDS BIDS Trading L.P. CNS 0161 SABF Saudi American Bank CNS 0161 CABA Cabrera Capital Markets, Inc. CNS 0161 SCSS Stonecastle Securities, LLC CNS 0161 CFGO CF Global Trading, LLC CNS 0161 SECS Second Street Securities, Inc. CNS 0161 CFGT CF Global Trading, LLC CNS 0161 SEPN Seapine Securities, LLC CNS Susquehanna Financial Group, 0161 CHBC Cheevers & Company Inc CNS 0161 SFGB LLP CNS 0161 CHLM Craig-Hallum Capital Group, LLC CNS 0161 SGCM S. Goldman Capital LLC CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

0161 SPGS Seaport Global Securities LLC CNS Berthel, Fisher & Company 0161 STRS Strategas Research Partners, LLC CNS 0226 BFFI Financial Services, Inc. CNS 0161 TAGC Telsey Advisory Group LLC CNS 0226 BGIA Biondo Asset Management LLC CNS 0161 TRIM Knight Capital Markets, LLC CNS 0226 BGSG CBIZ Financial Solutions, Inc. CNS 0161 TURN CCM Securities, LLC CNS 0226 BHLP Belle Haven Investments, LP CNS 0161 VERT Vertical Trading Group, LLC (The) CNS 0226 BISH Bishop, Rosen & Co., Inc. CNS 0161 VNDM Vandham Securities Corp. CNS 0226 BLNI Ameritas Investment Corp. CNS 0161 VNDS Vandham Securities Corp. CNS Bozarth, Newton & Murphy 0161 WEED Weeden & Co. L.P. CNS 0226 BNMI Securities, Inc. CNS 0161 WNDR Wunderlich Securities, Inc. CNS 0226 BNYN Banyan Securities, LLC CNS Merrill Lynch Pierce Fenner & 0226 BOYS Financial Advisers of America, LLC CNS 0161 WVBD Smith Incorporated CNS 0226 BPWP Buttonwood Partners, Inc. CNS 0163 NQBX NASDAQ OMX BX, INC CNS 0226 BRIT Brittingham, Inc. CNS 0164 CHAS Charles Schwab & Co., Inc. CNS 0226 BRLI Brown, Lisle/Cummings, Inc. CNS 0187 CHSI J.P. Morgan Securities LLC CNS 0226 BRNK Brinker Capital Securities Corp. CNS 0188 AMTD Ameritrade, Inc. CNS 0226 BRSE Bradesco Securities, Inc. CNS 0188 FOMA TD Ameritrade Clearing, Inc. CNS Buckingham Research Group 0188 LABR LaBrunerie Financial Services CNS 0226 BUCK Incorporated (The) CNS Main Street Management 0226 BYAI Brecek & Young CNS 0188 MSMC Company CNS City National Bank, Beverly Hills, 0188 SPCA Spectrum Capital, Inc. CNS 0226 CBEV California CNS 0188 TDAR TD Ameritrade, Inc. CNS 0226 CBOL Mutual Securities, Inc. CNS 0188 TWFS 21st Century Financial Services CNS 0226 CBTD Synovus Securities Inc. CNS 0189 SSBS State Street Global Markets, LLC CNS 0226 CERS Ceros Financial Services, Inc. CNS 0189 SSLL State Street Global Markets, LLC CNS 0226 CISV Citizens Investment Services Corp. CNS 0197 COAK CastleOak Securities, L.P CNS 0226 CLLC Curran Advisory Services, LLC CNS Cantor Fitzgerald & Co. - Cantor 0226 CLLN Carillon Investments, Inc. CNS 0197 CSPD Clearing Services CNS 0226 CMCE Commerce Brokerage Services CNS 0197 SEMT Mint Brokers CNS 0226 CMMW Commonwealth Financial Network CNS 0202 FTSC FTN Financial Services Corp. CNS 0226 CNSI City National Securities Inc. CNS 0221 PWJC UBS Financial Services Inc. CNS 0226 COHI High Point Capital Group, Inc. CNS UBS Financial Services INC of 0226 COWN Cowen & Company, LLC CNS 0221 PWPR Puerto Rico CNS 0226 COWP Cowen & Company, LLC CNS 0221 UBII UBS International, Inc. CNS 0226 CPGL Continuity Partners Group, LLC CNS Thrivent Investment Management, 0226 AALC Inc. CNS 0226 CRBY Corby Capital Markets, Inc. CNS 0226 ABAS Conover Securities Corporation CNS 0226 CRTS CertusSecurities, Inc. CNS North Star Investment Services, Capital Securities Investment 0226 ABYL Inc. CNS 0226 CSIC Corporation CNS 0226 ACSL FinTrust Brokerage Services, LLC CNS 0226 CSMR Casimir Capital, L.P. CNS 0226 AFIN All Funds, Inc. CNS 0226 CSPA Credit Suisse Private Advisors CNS 0226 AIAI LTC Investment Services, Inc. CNS 0226 CTLA Cantella & Co., Inc. CNS 0226 AIGN Sagepoint Financial, Inc. CNS 0226 CUFT Frost Brokerage Services, Inc. CNS 0226 ALLE Alleghany Investments Inc. CNS 0226 DAVI Shelby Cullom Davis & Co., LP CNS 0226 AMIC L.S.Y., Inc. CNS Detwiler Fenton Wealth 0226 ARCH Investacorp, Inc. CNS 0226 DFWM Management Inc CNS Associated Investment Services, 0226 DLSI Dempsey Lord Smith, LLC CNS 0226 ASOI Inc. CNS 0226 DOVE Securities Equity Group CNS 0226 ASTI AST Investor Services LLC CNS 0226 DSGG DMG Securities, Inc. CNS 0226 ATGP Agency Trading Group, Inc. CNS 0226 EQSV Equity Services, Inc. CNS 0226 AVEN Aventura Securities, LLC CNS 0226 EURP Euro Pacific Capital, Inc. CNS 0226 AVIL Avila Capital Markets, Inc. CNS 0226 EVER Evertrade Direct Brokerage, Inc. CNS 0226 AVON Avondale Partners, LLC CNS 0226 EVOL Evolve Securities, Inc. CNS 0226 BARR Barrett & Company CNS 0226 EWIN E-W Investments, Inc. CNS 0226 BDDK BondDesk Trading LLC CNS 0226 FAMV Family Investors Co. CNS 0226 BDTR Bonddesk Trading, LLC CNS 0226 FBAL First Brokerage America, LLC CNS 0226 FCGA FCG Advisors LLC CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

Detwiler, Mitchell, Fenton & 0226 KALO Kalos Capital Incorporated CNS 0226 FEDE Graves, Inc. CNS 0226 KEEL Keeley Investment Corp. CNS 0226 FGCC 1st Global Capital Corp. CNS 0226 KEYS Arete Wealth Management CNS Financorp Group International 0226 KHKC Kevin Hart Kornfield & Co., Inc. CNS 0226 FGIC Corp. CNS 0226 KOVS Kovack Securities, Inc. CNS 0226 FGOE First Georgetown Securities, Inc. CNS 0226 LAGI Allstate Financial Services, LLC CNS 0226 FIBS Fidelity Brokerage Services LLC CNS 0226 LASS LaSalle Street Securities, Inc. CNS 0226 FINW Financial West Group CNS 0226 LBSC IFMG Securities, Inc. CNS 0226 FISB Advisors Asset Management, Inc. CNS 0226 LDIL Lincoln Douglas Investments, LLC CNS 0226 FISN Landolt Securities, Inc. CNS 0226 LDOT Landolt Securities, Inc. CNS 0226 FJRF Pariter Securities, LLC CNS LaraDorbecker Securities 0226 FLAT Florida Atlantic Securities Corp. CNS 0226 LDSC Corporation CNS 0226 FLTL Feltl and Company CNS 0226 LEAD Leaders Group, Inc. (The) CNS 0226 FMAC Feldman, Ingardona & Co. CNS 0226 LEBO Baldwin (Leigh) & Co., LLC CNS 0226 FMFS Fisrt Merit Financial Services, Inc CNS 0226 LFAC Lincoln Financial Advisors CNS 0226 FSCN FSC Securities Corporation CNS 0226 LIIS USAA Financial Advisors, Inc. CNS 0226 FTEN FTB Advisors, Inc. CNS 0226 LMAR Lifemark Securities Corp. CNS 0226 FUND Wunderlich Securities, Inc. CNS 0226 LSKO Lesko Securities Inc. CNS 0226 FWAI First Western Advisors CNS 0226 LTCO Ladenburg, Thalmann & Co. Inc. CNS 0226 GARR Garrett Nagle & Company, Inc. CNS 0226 MACC Mid Atlantic Capital Corp. CNS 0226 GFBD G. F. Investment Services, LLC CNS 0226 MCFM Morton Clarke, Inc. CNS 0226 GHAS Gordon Hasket & Co. CNS 0226 MDBC MDB Capital Group, LLC CNS Gordon, Haskett Capital 0226 MDGS Middlegate Securities Ltd. CNS 0226 GHCC Corporation CNS 0226 MEAL M. E. Allison & Co., Inc. CNS 0226 GIMM GIT Investment Services, Inc. CNS 0226 MEAN Means Investment Company, Inc. CNS 0226 GIRL Girard Securities, Inc. CNS 0226 MESI Surety Financial Services CNS 0226 GMCK McKelvey (George) Co., Inc. CNS 0226 MIFI Milkie Ferguson Investments, Inc. CNS 0226 GROD Grodsky Associates, Inc. CNS 0226 MIOH Mid-Ohio Securities Corp. CNS 0226 GRPS MML Investors Services, LLC CNS UnionBanc Investment Services, 0226 GRYG Goldberg (Gary) & Co., Inc. CNS 0226 MKTI LLC CNS Maplewood Investment Advisors, Wade (G.W.) Asset Management 0226 MPLW Inc. CNS 0226 GWWD Company, Inc. CNS 0226 MRPH WM Financial Services, Inc. CNS 0226 HANK Hancock Investment Services, Inc. CNS 0226 MSIM Michigan Securities, Inc. CNS 0226 HARS Harvestons Securities, Inc. CNS 0226 MSRO Mesirow Financial, Inc. CNS 0226 HAZL Hazlett, Burt & Watson, Inc. CNS 0226 HIAI Heartland Investment Associates CNS Midwestern Securities Trading 0226 MSTC Company, LLC CNS 0226 HMPT Hampton Securities (USA), Inc. CNS 0226 MTSL Montage Securities, LLC CNS 0226 HMRN Hanson McClain CNS Carey, Thomas, Hoover & Breault, 0226 MVSG MV Securities Group, Inc. CNS 0226 HOOV Inc. CNS 0226 NATL National Securities Corporation CNS 0226 HTWR Hightower Securities, LLC CNS 0226 NBAR Barron (Nancy) & Associates, Inc. CNS 0226 HUCO Huntington Investment Company CNS National Financial Services 0226 IBER IBERIA Capital Partners L.L.C. CNS 0226 NFSC Corporation CNS Intercarolina Financial Services, New Horizons Asset Management 0226 ICFS Inc. CNS 0226 NHMG Group, LLC CNS International Correspondent 0226 NTRC Northern Trust Securities, Inc. CNS 0226 ICTI Trading, Inc. CNS 0226 NYLS NY Life Securities, Inc. CNS 0226 IIGH IIG Horizons Securities LLC CNS 0226 OBWS Oberweis Securites, Inc. CNS 0226 INTA International Assets Advisory, LLC CNS 0226 OHIO Fifth Third Securities, Inc. CNS 0226 INTX International Assets Advisory, LLC CNS 0226 OSHM Oshima & Associates CNS 0226 IPAC Interpacific Investors Services, Inc. CNS 0226 PAMC Progressive Asset Management CNS 0226 ISFA IFC Holdings, Inc. CNS 0226 PCCA Peachtree Capital Corporation CNS 0226 ITFS Blue Creek Securities, Inc. CNS 0226 PCIS Bankoh Investment Services, Inc. CNS 0226 JACQ Liberty Group, LLC CNS 0226 PENA Pennaluna & Company Inc. CNS 0226 JGUN Gunnar (Joseph) & Co., LLC CNS 0226 PFML United Equity Securities, LLC CNS 0226 JHDI Signator Investors, Inc. CNS 0226 PIAC Protected Investors of America CNS 0226 JWCF J. W. Cole Financial, Inc. CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

Prudential Investment 0226 TMII Trustcore Investments, Inc. CNS 0226 PIMS Management Services, LLC CNS 0226 TREK Ramirez Tradetrek Securities, LLC CNS 0226 PINA Pinnacle Investments, LLC CNS 0226 TREX Dinosaur Securities, L.L.C. CNS 0226 PNCC PNC Investments CNS 0226 TRID Triad Advisors, Inc. CNS 0226 POPS Popular Securities, Inc. CNS 0226 TSII TradeStar Investments, Inc. CNS 0226 PROG Putnam Retail Management CNS 0226 UMBF UMB Financial Services, Inc. CNS 0226 PRUC Pruco Securities, LLC CNS USAA Investment Management 0226 PSII NFP Securities, Inc. CNS 0226 USAA Company CNS 0226 PUPL Puplava Securities, Inc. CNS 0226 USCA U.S. CA Securities LLC CNS 0226 QCAS Cass (Quincy) Associates Inc. CNS 0226 USIC US Securities International Corp. CNS 0226 RAAI Royal Alliance Associates, Inc. CNS 0226 USIS USI Securities, Inc. CNS 0226 RAIN Rainier Securities, LLC CNS 0226 VALI Valley National Investments, Inc. CNS 0226 RDMI RDM Investment Services, Inc. CNS 0226 VBLT Vanderbilt Securities, LLC CNS 0226 REGN Regions Securities LLC CNS 0226 VFIN vFinance Investments, Inc. CNS 0226 REND Ticonderoga Securities LLC CNS 0226 WBBC WBB Securities, LLC CNS 0226 RHGL Resource Horizons Group, LLC CNS 0226 WEIL Weil Company, Inc. (The) CNS 0226 SAIN Securities America, Inc. CNS Windsor, Sheffield & Company, Stephen A. Kohn & Associates, 0226 WISC Inc. CNS 0226 SAKL Ltd. CNS 0226 WMBU WFG Investments, Inc. CNS Purshe Kaplan Sterling 0226 WSFG Wall Street Financial Group CNS 0226 SARG Investments CNS 0226 WUNT Wunderlich Securities, Inc. CNS SunAmerica Capital Services, 0226 ZDNF Zions Direct, Inc. CNS 0226 SBLT Inc./Valic CNS 0229 BCLE Barclays Capital, Inc./LE CNS 0226 SBRT Siebert (Muriel) & Co., Inc. CNS 0235 ABPI Allied Beacon Partners, Inc. CNS Siebert Brandford Shank & Co., 0226 SBSC LLC CNS 0235 ACGP Andes Capital Group, LLC CNS 0226 SCFA SCF Securities, Inc. CNS 0235 ACLP Alexander Capital, L.P. CNS 0226 SEIN Southeast Investments N.A., Inc. CNS American Diversified Financial 0226 SEMQ Summit Equities, Inc. CNS 0235 ADFG Group, LLC CNS 0226 SFEI Stern Fisher Edwards, Inc. CNS 0235 AGCP Aegis Capital Corp. CNS 0226 SFRS Robertson Stephens Securities CNS 0235 AGIS Aegis Capital Corp. CNS 0226 SGBI Smith, Brown & Groover, Inc. CNS American Independent Securities 0226 SGFC Sigma Financial Corporation CNS 0235 AISG Group, LLC CNS 0235 ALAD Alliance Advisory & Securities, Inc. CNS Smith Hayes Financial Services Alexander Investment Services 0226 SHFS Corporation CNS 0235 ALIS Co. CNS 0226 SHIV SteelPoint Securities, LLC CNS 0235 ANDG Garrett (Andrew) Inc. CNS 0226 SKYE Skyebanc Inc. CNS 0235 ASGI Alton Securities Group Inc. CNS 0226 SLWY Solowey & Co. CNS Atlantic Trading Partners 0226 SMNS Parkland Securities, LLC CNS 0235 ATTR Incorporated CNS Securities Management & 0235 BBGC Graham (B.B.) & Company CNS 0226 SMRI Research, Inc. CNS 0235 BBII Sierra Equity Group Ltd. CNS 0226 SPLC Spire Securities, LLC CNS 0235 BCMI Blackwall Capital Markets, Inc. CNS 0226 SSET Sunset Financial Services, Inc. CNS 0235 BCOM Baker & Co., Incorporated CNS 0226 SSGC Signature Securities CNS Beaconsfield Financial Services, 0235 BEAF Inc. CNS 0226 SSGM State Street Global Markets, LLC CNS 0235 BEMC Berghoff & Company, Inc. CNS 0226 SSIN SunTrust Investment Services, Inc. CNS 0235 BFSL Briggs-Ficks Securities, LLC CNS 0226 SSNI Securities Service Network, Inc. CNS 0235 BJRC Cascade Investment Group, Inc. CNS 0226 STOS Stockcross Financial Services, Inc. CNS 0235 BKRT Buckman, Buckman & Reid, Inc. CNS 0226 SWBC SWBC Investment Services, LLC CNS 0235 BLTN Bolton Securities Corporation CNS 0226 TBBK Bancorp Bank (The) CNS Thoroughbred Financial Services, 0235 BMRK Benchmark Investments, Inc. CNS 0226 TBRD LLC CNS 0235 BOBO Penates Group Inc. CNS 0226 TCFG TCFG Wealth Management, LLC CNS 0235 BRGI Advanced Asset Trading, Inc. CNS 0226 TCOR Tricor Financial, LLC CNS 0235 BRNT Brent (H.D.) & Company, Inc. CNS 0226 TDPA TD Securities (USA) LLC CNS 0235 BVIS BestVest Investments, Ltd. CNS 0226 TIAN Triad Securities Corp CNS 0235 BWNA Brown Associates, Inc. CNS 0226 TKGA Kelt (The) Group, LLC CNS 0235 CATE Carter, Terry & Company, Inc. CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

0235 CESI Cressman Esser Securities, Inc. CNS 0235 INCP Incapital, LLC CNS 0235 CFDI CFD Investments CNS 0235 INPI Investment Planners Inc. CNS 0235 CFGM Trustmont Financial Group, Inc. CNS 0235 IVNT Investment Network, Inc. CNS 0235 CHNR Chauner Securities, Inc. CNS 0235 IVOL Union Capital Company CNS 0235 CLRK Clark Dodge & Co., Inc. CNS 0235 JDCO Cummins Financial Corporation CNS 0235 CMGT Country Capital Inc. CNS Jeffrey Matthews Financial Group, Concorde Investment Services, 0235 JEFM LLC CNS 0235 CNCD LLC CNS 0235 JEVO Atis, Inc. CNS 0235 COHN Cohen Bros. & Company CNS Jack V. Butterfield Investments 0235 COLL Collins & Co. CNS 0235 JVBF Company CNS Conservative Financial Services, 0235 CONF Inc. CNS 0235 JWML Millegan (J.W.), Inc. CNS Investment Management 0235 COYL Coyle Securities LLC CNS 0235 KCIM Corporation CNS 0235 CPLC Cova Capital Partners LLC CNS 0235 KRTH Korth (J.W.) & Company, Inc. CNS 0235 CRDL Cardinal Investments Inc. CNS 0235 KRUG Krueger Brokerage, Inc. CNS 0235 CSIN Capital Select Investment CNS 0235 KWSC KW Securities Corporation CNS 0235 CSPI Capital Synergy Partners CNS 0235 LAFB Lafferty (R.F.) & Co., Inc. CNS 0235 DAII Alexander (Don) Investments, Inc. CNS 0235 LAKE Lake Forest Securities, LLC CNS RBC Capital Markets 0235 DAIN Corporation CNS 0235 LAMA Lara, Shull & May, Ltd. CNS 0235 DARA Darwood Associates, Inc. CNS 0235 LARC Larimer Capital Corporation CNS 0235 DCSD Dain Correspondent Services CNS 0235 LASE Legacy Asset Securities Inc. CNS 0235 DHCO David Harris & Co., Inc. CNS 0235 LEON Leonard Securities, Inc. CNS 0235 DHLN Equinox Group Distributors, LLC CNS 0235 LEYA Lemley, Yarling & Co. CNS 0235 DPAA Palmieri (Angnardo) & Co., Inc. CNS 0235 LFRO LF Rothschild, LLC CNS 0235 EDIR EDI Financial, Inc. CNS 0235 LMFI Lauren & Merlin Inc. CNS 0235 EXTF Wynston Hill Capital, LLC CNS 0235 LMKO Kohn (L.M.) & Company CNS 0235 FALK Steven L. Falk & Associates CNS 0235 LMSC Bay Colony Securities Co., Inc. CNS 0235 FAMI First American Municipals, Inc. CNS Loewen, Ondaatje, McCutcheon 0235 FFCB Forefront Capital Markets LLC CNS 0235 LOMU USA Limited CNS 0235 FFCM Forefront Capital Markets LLC CNS Liberty Partners Financial 0235 FHON First Honolulu Securities Inc. CNS 0235 LPFS Services, Inc. CNS 0235 FINF Finance 500, Inc. CNS 0235 MAIA Maia Securities, Inc. CNS McCourtney-Breckenridge & 0235 FISH Fisher (L.B.) & Company CNS 0235 MCTY Company CNS First Kentucky Securities 0235 FKSC Corporation CNS 0235 MERC Mercadien Securities CNS 0235 FLIB First Liberties Financial CNS 0235 MINV Mack Investments Securities, Inc. CNS 0235 FNBS Alerus Securities Corporation CNS 0235 MOLO Moloney Securities CNS 0235 FORE Forest Securities, Inc. CNS 0235 MTLE MTL Equity Products, Inc. CNS Financial Planning Consultants 0235 MVII Minnesota Valley Investments CNS 0235 FPCI Inc. CNS 0235 MWIL Morgan Wilshire Securities, Inc. CNS 0235 FSII Forsyth Securities CNS 0235 NADL Warren D. Nadel & Company CNS 0235 GAFI Gardner Financial Services Inc. CNS 0235 NEHL Greenberg Financial Group CNS 0235 GJSS Schwartz, Gregory J. & Co. Inc. CNS 0235 NELS Nelson Securities, Inc. CNS 0235 GRFC GRF Capital Investors Inc. CNS 0235 NFTY Infinity Financial Services CNS 0235 GRST Garden State Securities Inc. CNS 0235 NORC Northern Capital Sec. Corp. CNS 0235 GSAD Gatten Sadowski Inc CNS 0235 NSFP Northstar Financial Partners CNS 0235 HACL Halen Capital Management, Inc CNS 0235 NSRD Nestlerode & Co., Inc. CNS 0235 HAMR W.R. Hambrecht + Co., LLC CNS 0235 NYPP NYPPEX, LLC CNS 0235 HENN Hennig (Carl M.) Inc. CNS The Oak Ridge Financial Services 0235 HFSB Heritage Financial Systems, Inc. CNS 0235 OAKR Group, Inc. CNS 0235 HIGG Higgins Capital Management, Inc. CNS 0235 OCAC Olson, Cross & Alamo LLC CNS 0235 HLIX Lucia Securities, LLC CNS 0235 OFGF OFG Financial Services Inc. CNS 0235 HMRB W.R. Hambrecht + Co., LLC CNS 0235 PAAI Portfolio Advisors A CNS 0235 HRGR Harger and Company, Inc. CNS 0235 PAUL Paulson Investment Company, Inc. CNS 0235 HVST Harvest Financial Corporation CNS American Trust Investment Institutional Capital Management, 0235 PEER Services, Inc. CNS 0235 ICMH Inc. CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

0235 PICC Planned Investment Co., Inc. CNS Wells Fargo Institutional 0235 PODE Podesta & Co. CNS 0250 WFIS Securities, LLC CNS 0235 PPSI Pension Planners Securities, Inc. CNS 0250 WFPB Wells Fargo Prime Services, LLC CNS 0235 PRBC Pointe Capital, LLC CNS 0271 TRAD TradeStation Securities, Inc. CNS 0235 PTIS PTI Securities & Futures L.P. CNS Citigroup Global Markets 0235 QUET Quest Capital Strategies, Inc. CNS 0274 SALB Inc./Salomon Brothers CNS 0235 RBAC Robert B. Ausdal & Co., Inc. CNS 0279 AFGT Ambassador Financial Group, Inc. CNS 0235 RBCD RBC Capital Markets Corporation CNS 0279 AIGI American Investors Group CNS 0235 RBCX RBC Capital Markets Corporation CNS 0279 BAIN Bankers & Investors Co. CNS 0235 RCLF Olympia Asset Management, Ltd. CNS Butler Larsen Pierce & Company, 0279 BLPC Inc. CNS 0235 RGLS Regal Securities, Inc. CNS 0279 BRBR Brown & Brown Securities, Inc. CNS Riedl, First Securities Company of 0279 CAGI Crescent Securities Group, Inc. CNS 0235 RIED Kansas CNS 0279 CALT Calton & Associates, Inc. CNS 0235 RKWS Rockwell Securities LLC CNS 0279 CAPE Cape Securities, Inc. CNS 0235 ROBI Robinson & Robinson, Inc. CNS 0279 CHTS Chatsworth Securities LLC CNS 0235 ROBO Rodgers Brothers, Inc. CNS 0235 RRUD Reid & Rudiger, LLC CNS Caldwell International Securities 0279 CISC Corporation CNS 0235 RYAL Royal Securities Company CNS 0279 CLSI Caprock Securities, Inc. CNS 0235 SAVY Savoy Capital Management, Inc. CNS 0279 CMMC Cooper Malone McClain Inc. CNS 0235 SDIC Sauer Dazey Investments Co. CNS 0279 COLS Colonial Securities Inc. CNS 0235 SFSI Superior Financial Services, Inc. CNS Continental Investors Services, 0235 SGLC Long (S.G.) & Company CNS 0279 CONT Inc. CNS 0235 SMCO Smith, Moore & Co. CNS 0279 CTBK Central Trust Bank CNS 0235 SORS Sorsby Financial Corp. CNS 0279 DCAN Duncan (R.M.) Securities Inc. CNS 0235 STLR Prime Solutions Securities, Inc. CNS 0279 DENI H.C. Denison Co. CNS 0235 STSI Spencer Trask Ventures, Inc. CNS 0279 DILG Dillon Gage Securities Inc. CNS 0235 SUST Sunstreet Securities, LLC CNS 0279 EMPR Selkirk Investments, Inc. CNS 0235 TAIG Geoffrey Richards Securities Corp. CNS 0279 FAMS First American Securities CNS Twenty-First Securities 0279 FCML FNBB Capital Markets, LLC CNS 0235 TFSC Corporation CNS 0279 FIRF First Research Finance Inc. CNS 0235 TFSL Teckmeyer Financial Services CNS 0279 FRIC Freedom Investors Corp. CNS 0235 TGUL Cleary Gull Inc. CNS 0279 GSBI Global Brokerage Services, Inc. CNS 0235 TIGC Nelsonreid, Inc. CNS 0279 HAYV Haywood Securities (USA) Inc. CNS Thurston, Springer, Miller, Herd & 0279 IAAK Isaak Bond Investment, Inc. CNS 0235 TMBI Titak, Inc. CNS 0235 TORI Torino Capital LLC CNS Indiana Merchant Banking & 0279 IMBB Brokerage Co., Inc. CNS 0235 TOVC TOV Capital Markets, Inc. CNS 0279 ISCN Institutional Securities Corporation CNS 0235 TRIP Trident Partners Ltd. CNS 0279 JKFS J.K. Financial Services, Inc. CNS 0235 TSCD Sturges Company (The) CNS 0279 JRLC JRL Capital Corporation CNS 0235 VALM Valmark Securities, Inc. CNS First Integrity Capital Partners 0235 VTMW Emergent Financial Group, Inc. CNS 0279 KACI Corp CNS 0235 WARF Ward's Financial Services, Inc. CNS 0279 KAPE Cape Securities, Inc. CNS 0235 WCSC Wilmington Capital Securities, LLC CNS 0279 LENX Lenox Financial Services Inc. CNS 0235 WEGI World Equity Group Inc. CNS 0279 LOMB Lombard Securities Incorporated CNS 0235 WEGP Western Equity Group, Inc. CNS 0279 LPSP LPS Partners Inc. CNS 0235 WILB Wilbanks Securities, Inc. CNS 0279 MITC CapNet Securities Corporation CNS 0235 WRGR Warner Group Inc. (The) CNS Mainline West Municipal Securities 0235 WRLD Hunter World Markets, Inc. CNS 0279 MLMS LLC CNS 0235 WSCC Washington Securities Corporation CNS 0279 MNCO Nelson (Martin) & Co., Inc. CNS 0235 WSCX Workman Securities Corp. CNS 0279 MOMY Ashton Young, Inc. CNS 0235 WTRI Waterford Investors Services, Inc. CNS 0279 NTBC Neidiger, Tucker, Bruner, Inc. CNS 0235 YOST Young Stovall & Company CNS 0279 NWCM NW Capital Markets Inc. CNS Wells Fargo Brokerage Services, 0279 OBSH O'Brien & Shepard, Inc. CNS 0250 NORW LLC CNS Peraza Capital and Investment, 0250 WCHV Wells Fargo Securities, LLC CNS 0279 PECA LLC CNS 0279 PERC Percival Financial Partners, Ltd. CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

0279 PFCG Preferred Client Group, Inc. CNS 0309 BCPI GVC Capital LLC CNS 0279 PFFI Profinancial Inc. CNS 0309 BCRK Bear Creek Securities, LLC CNS Professional Investments Services, 0309 BHSE The Bond House CNS 0279 PFIS Inc. CNS Braymen, Lambert and Noel 0279 PICI Polar Investment Counsel, Inc. CNS 0309 BLNS Securities, Ltd. CNS 0279 PRGA Gilboy (P.R.) & Associates, Inc. CNS 0309 BMKS Benchmark Securities LLC CNS 0279 RBII Regional Brokers, Inc. CNS 0309 BOLL Bodell Overcash Anderson & Co. CNS 0279 RBMU Blum (Robert) Municipals Inc. CNS 0309 CALL Callaway Financial Services, Inc. CNS 0279 RDNK Woodstock Financial Group Inc. CNS 0309 CFIN Chelsea Financial Services CNS 0279 RENS Rensselaer Securities Corporation CNS 0309 CLAY Charleston Capital Corporation CNS 0279 RHIC R H Investment Corporation CNS Colorado Financial Service 0279 RWSM Smith (R.W.) & Associates, Inc. CNS 0309 COFS Corporation CNS Reliance Worldwide Investments, 0309 CSNT Crescent Securities Group, Inc. CNS 0279 RWWI LLC CNS 0309 DAVW Seidel & Shaw, LLC CNS 0279 SCMT Southwestern Capital Market, Inc. CNS 0309 DLSC DLS Capital Partners, Inc. CNS 0279 SEBR Sentinel Brokers Company CNS 0309 DOMI Dominion Investor Services Inc. CNS 0279 SGNL Signal Securities, Inc. CNS 0309 ESTR Estrada Hinojosa & Co. CNS 0279 SKTR Stock Traders CNS 0309 FIFS First Independent Financial CNS 0279 SLAK Southlake Capital LLC CNS First London Securities 0279 SPSR Stark Municipal Brokers CNS 0309 FLSC Corporation CNS Spencer Winston Securities 0309 FRST First Southern Securities LLC CNS 0279 SPWI Corporation CNS 0309 FSWC First Southwest Company CNS Sterling Grace Municipal Securities 0309 GLLL Gill Capital Partners CNS 0279 STGC Co. CNS 0309 GNTS Great Nation Investment Group CNS 0279 SWST Southwest Securities, Inc. CNS 0309 GWLP Grant Williams, L.P. CNS 0279 TRCO Tryco Securities, Inc. CNS 0309 INDE Independent Brokers LLC CNS 0279 TRSR Mutual Money Investments, Inc. CNS 0309 ITUS InterTrading USA Securities, Inc. CNS 0279 USDB U.S. Brokerage, Inc. CNS 0309 KCIX Kiley Partners, Inc. CNS 0279 VBCS VBC Securities CNS 0309 KUYK Kuykendall & Schneider, Inc. CNS 0279 VCLM Van Clemens & Co., Inc. CNS 0309 LANP Lancaster Pollard & Co. CNS 0279 VSTS Vista Securities, Inc. CNS 0309 LIFG Long Island Financial Group, Inc CNS 0279 WACC Weller, Anderson & Co., Ltd. CNS 0309 LOWL Lowell & Company CNS 0279 WANG Wang Investment Associates, Inc. CNS 0309 MCMG Municipal Capital Market Group CNS 0279 WDAC Wilson-Davis & Company, Inc. CNS 0309 MXSI Maxwell Simon Inc. CNS 0279 WHIT WIC Corp. CNS Wisconsin Discount Securities National Alliance Securities 0279 WIDS Corp. CNS 0309 NACL Corporation CNS 0279 WMEI Meeschaert Capital Markets, Inc. CNS 0309 NAFA NAFA Capital Markets, LLC CNS 0279 WODL Woodlands Securities Corp. CNS 0309 NTCP Marv Capital Inc. CNS 0279 YQST YieldQuest Securities, LLC CNS 0309 PHRS Navaid Financial Services CNS 0280 FBSB U.S. Bancorp Investments Inc. TFT 0309 PURP Liberty Capital Investment Corp. CNS 0284 AFCO Fried (Albert) & Company, LLC CNS 0309 QUOI Quoin Capital LLC CNS 0284 CLAN Clancy Financial Services, Inc CNS 0309 RCKF Rockfleet Financial Services, Inc. CNS 0286 SGAS SG Americas Securities, LLC CNS 0309 RFRC The Rockwell Financial Group, Inc. CNS 0286 SGOV SG Americas Securities, LLC CNS 0309 RGEL Regal Securities, Inc. CNS 0287 MRSC Marsco Investment Corporation CNS 0309 SEQU Sequoia Investments, Inc. CNS Simmons First Investment Group, 0295 NITC KCG Americas LLC CNS 0309 SIGI Inc. CNS 0295 VABD Knight Capital Americas LLC CNS 0309 SPAC Sierra Pacific Securities, LLC CNS 0309 ABAI Abacus Investments, Inc. CNS 0309 SSLC Sanderlin Securities, LLC CNS 0309 ADKT Adirondack Trading Group LLC CNS 0309 TORO Valdes & Moreno, Inc. CNS 0309 AIRS Hand Securities, Inc. CNS 0309 TRSH Thrasher & Company CNS 0309 ALAC Alamo Capital CNS 0309 USSI U.S. Sterling Securities, Inc. CNS 0309 ALIN Alanar Incorporated CNS 0309 WCAH Westhoff Cone & Holmstedt CNS 0309 ANBF ANB Financial Group LLC CNS 0309 WELL Wells Nelson & Associates, LLC CNS 0309 ARIV Arive Capital Markets LLC CNS 0309 WICK Bonwick Capital Partners, LLC CNS 0309 ASPN Aspen Equity Partners, LLC CNS 0309 WNJC WNJ Capital, Inc CNS 0309 BCLT Barton Creek Ltd. CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

0311 HPWD Piper Jaffray & Co. CNS 0352 INVE Investacorp, Inc. CNS 0311 PIPR Piper Jaffray & Co. CNS 0352 INVM Invemed Associates, LLC CNS 0338 OXPS OptionsXpress, Inc. CNS International Strategy & 0344 DAVE Diamant Investment Corp. CNS 0352 ISIG Investment Group, Inc. CNS 0352 ACAD Academy Securities, Inc. CNS 0352 JANE Jane Street Markets, LLC CNS 0352 ADAM Canaccord Genuity Inc. CNS 0352 JASC Jane Street Capital, LLC CNS 0352 AFGI Access Financial Group, Inc. CNS 0352 JPMT J.P. Morgan Securities LLC CNS 0352 AHBI Abner, Herrman & Brock, Inc. CNS Jane Street Execution Services, 0352 JSES LLC CNS 0352 AICO Arcadia Investment Corp. CNS 0352 JSSC J. Scott Securities Corp. CNS 0352 AXIO Axiom Capital Management, Inc. CNS 0352 JSSF JMP Securities, LLC CNS 0352 BCSB Blue Capital Securities, Inc. CNS 0352 KALA K.A. Associates Inc. CNS 0352 BDIR Jefferies & Co., Inc. CNS 0352 KEDM Kedem Capital Corp. CNS 0352 BDST Broad Street Securities CNS 0352 KIML Kimelman & Baird, LLC CNS 0352 BEAR J.P. Morgan Securities, Inc. CNS 0352 KRCO K.R. Securities LLC CNS 0352 BELS Bel Air Securities LLC CNS 0352 LAKA KW Securities Corp. CNS 0352 BEST J.P. Morgan Securities, Inc. CNS 0352 LCSS LCS Securities, LLC CNS 0352 BGIS BlackRock Execution Services CNS 0352 LEVY Levy, Harkins & Co., Inc. CNS 0352 BIGS PCBB Capital Markets, LLC CNS 0352 LEXI Lexington Investment Co. Inc. CNS 0352 BNCH Benchmark Company, LLC (The) CNS 0352 LIJP Lime Brokerage LLC CNS 0352 BRIL Brill Securities, Inc. CNS 0352 LINC Liberum Capital Inc. CNS 0352 BRNM Burnham Securities Inc. CNS Barrington Research Associates, 0352 LOBR Loeb Partners Corporation/Retail CNS 0352 BRRR Inc. CNS 0352 LQNA Liquidnet, Inc. CNS 0352 BSSC J.P. Morgan Clearing Corp. CNS 0352 LQNB Liquidnet, Inc. CNS 0352 BTIX BTIG, LLC CNS 0352 LQNT Liquidnet, Inc. CNS 0352 CCCM Concept Capital Markets, LLC CNS 0352 MAMA Securevest Financial Group CNS 0352 CEON Rice, Voelker LLC CNS 0352 MERL Merlin Securities, LLC CNS Consolidated Financial 0352 MERS Merrion Securities, LLC CNS 0352 CFII Investments, Inc. CNS 0352 MITR GMP Securities, LLC CNS 0352 CHCH Churchill Financial LLC CNS 0352 MJWH Whitman (M.J.) & Co., Inc. CNS 0352 CHCK Chickasaw Securities, LLC CNS 0352 MONR Monroe Securities Inc. CNS 0352 CHIL Chilian Partners L.P. CNS 0352 MORA Mora WM Securities CNS 0352 CISI Chase Investment Services Corp. CNS 0352 NBLB Neuberger Berman, LLC CNS 0352 CPMI Capital Portfolio Management Inc. CNS Nanes Delorme Capital 0352 CSTI Canaccord Genuity Securities LLC CNS 0352 NDCM Management, LLC CNS 0352 CURR Curren & Company CNS 0352 NEED Needham & Company, LLC CNS 0352 DOTC Dougherty & Company LLC CNS 0352 OFCC NRP Financial, Inc. CNS Empire Asset Management 0352 OTKR Otkritie Inc. CNS 0352 EAMC Company CNS 0352 PLMA Paloma Securities CNS 0352 EFGC EFG Capital International CNS 0352 QBSI CFT Securities LLC CNS 0352 FAST First Allied Securities Inc. CNS 0352 RCRS Roosevelt & Cross, Incorporated CNS Friedman, Billings, Ramsey & Co., 0352 FBRC Inc. CNS 0352 RENC Rencap Securities, Inc. CNS Thomas P. Reynolds Securities 0352 FILL Tradestation Securities, Inc. CNS 0352 REYN Ltd CNS 0352 FINR Financial Research Company CNS 0352 RMAT Ramat Securities Ltd. CNS Financial Northeastern Securities 0352 FNSJ Inc. CNS 0352 RPEX Repex & Co., Inc. CNS Samuel A. Ramirez & Company, 0352 FOXN Fox Run Alpha Fund, L.P. CNS 0352 RREZ Inc. CNS ING Investment Management 0352 RWPS Pressprich (R.W.) & Company Inc. CNS 0352 FSFS Services LLC CNS 0352 SAMI Spectrum Asset Management Inc. CNS 0352 GFSI Global Financial Services, Inc. CNS 0352 SDLR Sandler, O'Neill & Partners, L.P. CNS 0352 GILG Gilder, Gagnon, Howe & Co., LLC CNS 0352 SEAP Seaport Securities Corp. CNS 0352 GISJ Global Investor Services, L.C. CNS 0352 SEIC SEI Investments Distribution CNS 0352 GUGG Guggenheim Securities, LLC CNS 0352 SFSS SF Sentry Securities, Inc. CNS 0352 HBKI HBK Finance, LP CNS 0352 SHRE Shufro, Rose & Company, LLC CNS 0352 HLLC Hollencrest Securities, LLC CNS 0352 SIRI Safian Investment Research Inc. CNS 0352 HTJP Hightower Securities, LLC CNS 0352 SLRD Reed (S.L.) & Company CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

0352 SMRD Sumridge Partners, LLC CNS 0443 ARKA ARKA Securities, Inc. CNS 0352 SOLM Solium Financial Services LLC CNS 0443 AVIA Avian Securities, LLC CNS 0352 STEW Collins Stewart, Inc. CNS 0443 AXCB Access Securities, Inc. CNS 0352 STHR StormHarbour Securities LP CNS 0443 BALL Ballew Investments, Inc. CNS 0352 STRT Octavus, LLC CNS 0443 BANF Banif Securities Inc. CNS 0352 TDSI TD Securities (USA) LLC CNS 0443 BAQP Burke & Quick Partners LLC CNS 0352 VARI Variant Research Corporation CNS 0443 BBBI Bluebid Brokerage, LLC CNS 0352 VASL Vasiliou & Company Inc. CNS Performance Trust Capital 0352 VCAS VCA Securities, LP CNS 0443 BBNI Partners, Inc. CNS 0352 VMEX Vectormex WMG, Inc. CNS 0443 BCCS BAC Florida Investments Corp. CNS 0352 WCMS Westport Capital Markets, LLC CNS 0443 BCMR BBVA Investments Inc. CNS 0352 WFSI Windham Financial Services Inc. CNS 0443 BCZC Ziegler (B.C.) & Company CNS Western International Securities, 0443 BEAL Beal (M.R.) & Company CNS 0352 WISI Inc. CNS 0443 BECS Becker & Suffern Ltd. CNS 0352 WMCL White Mountain Capital, LLC CNS Bermuda Investment Advisory 0352 ZACK Zacks & Company CNS 0443 BERM Services CNS Credit Suisse Securities (USA) 0443 BFEW Bill Few Associates, Inc. CNS 0355 FBCO LLC CNS 0443 BHII Belle Haven Investments, LP CNS 0361 DADA Davidson (D.A.) & Co. Inc. CNS 0443 BICA Beacon Investment Company CNS 0370 ASEL Tradition Asiel Securities, Inc. CNS Brownstone Investment Group, 0370 SCSI Standard Credit Securities CNS 0443 BIGZ LLC CNS 0374 JANY Janney Montgomery Scott LLC CNS 0443 BKCM BNY Capital Markets Inc. CNS 0385 ETCL E*Trade Clearing, LLC CNS 0443 BKVW Brookview Capital LLC CNS 0385 ETRS E*Trade Securities, LLC CNS 0443 BLAY Bley Investments Group, Inc. CNS 0387 CRTG CRT Capital Group LLC CNS 0443 BLTS Bulltick Securities, Inc. CNS 0388 ARTI Arbor Research & Trading, Inc. CNS 0443 BMSA Mariva Capital Markets, LLC CNS 0388 CVBR CV Brokerage Inc. CNS 0443 BMUR Brean Capital, LLC CNS 0388 EDFC ED& F Man Capital Markets Inc. CNS Bellamah, Neuhauser & Barrett, 0443 BNBB Inc. CNS Industrial and Commerical Bank 0443 BNDI Bernardi Securities, Inc. CNS 0388 ICBK of China Financial Services LLC CNS 0443 BNDS Bonds.com, Inc CNS 0388 NVGT Navigate Advisors LLC CNS 0443 BOKI BOSC, Inc. CNS Raymond James & Associates, 0443 BOYR Mark Boyar & Co., Inc. CNS 0390 RJFI Inc./Fl CNS 0443 BPAT Baird Patrick & Co., Inc. CNS 0418 AUDO Audobon Securities, Inc. CNS Gleacher & Company Securities, 0418 BSIN Bedford Securities, Inc. CNS 0443 BPSG Inc. CNS 0418 FBNW Floor Broker Network Inc. CNS 0443 BRCY BCP Securities, LLC CNS 0418 LEVN Levco Securities, Inc. CNS Birkelbach Investment Securities, 0418 RHCO SunTrust Capital Markets, Inc. CNS 0443 BRKE Inc. CNS 0418 SBSH Citigroup Global Markets Inc. CNS 0443 BRST Braver Stern CNS 0419 SPHN Stephens, Inc. CNS 0443 BRVL Blaylock Robert Van, LLC CNS 0438 CWMK CIBC World Markets Corp. CNS Bancorpsouth Investment 0443 ACBD American Century Brokerage, Inc. CNS 0443 BSIS Services, Inc. CNS 0443 ACTI Activner Securities, Inc. CNS 0443 BSTO Banesto Securities, Inc. CNS 0443 AGSS Great American Advisors, Inc. CNS 0443 BUEL Buell Securities Corp. CNS 0443 AIGF Sagepoint Financial, Inc. CNS 0443 BVCM Unicredit Capital Markets, Inc. CNS 0443 AJCO Alexandra & James Co. CNS 0443 BWEL Barclays Capital, Inc. CNS American General Securities 0443 BZPI BPU Investment Management Inc. CNS 0443 AMGN Incorporated CNS 0443 CABR Cabrera Capital Markets, Inc. CNS 0443 AMMI AM&M Investment Brokers, Inc. CNS CommunityAmerica Financial 0443 AMNN American Network Securities Corp. CNS 0443 CAFS Solutions, LLC CNS 0443 ANSR Anderson & Strudwick, Inc. CNS Comprehensive Asset 0443 ANZS ANZ Securities, Inc. CNS 0443 CAMS Management and Servicing, Inc. CNS 0443 APEX Rice Financial Products Company CNS 0443 CAPI Capital Analysts Inc. CNS 0443 APFS America's Portfolio's CNS 0443 CARL Base Securities LLC CNS 0443 ARBI Aufhauser Securities, Inc. CNS 0443 CART Carty & Company, Inc. CNS 0443 ARGA Auriga USA, Inc. CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

Chicago Analytic Trading 0443 DNWL Duncan & Williams, Inc. CNS 0443 CATC Company, LLC CNS 0443 DOFT Doft & Co., Inc. CNS 0443 CBAL Access Securities, Inc. CNS 0443 DOMK Dominick & Dominick, Inc./CDS CNS 0443 CBCI Cain Brothers & Company, LLC CNS 0443 DREX Drexel Hamilton, LLC CNS 0443 CBII Wesbanco Securities, Inc. CNS 0443 DSTR Destra Capital Investments LLC CNS 0443 CBIN Compass Brokerage, Inc. CNS 0443 DVNE Marco Polo Securities Inc. CNS 0443 CCMC CommerzeBank Capital Corp. CNS 0443 DWFN DeWaay Financial Network, LLC CNS 0443 CCSS Crown Capital Securities, L.P. CNS 0443 EQUA Equitas America, LLC CNS 0443 CGAT Cadaret, Grant & Co., Inc. CNS 0443 ESFS E.S. Financial Services, Inc. CNS 0443 CGCO CG Compass (USA) LLC CNS 0443 ESPP Esposito Securities, LLC CNS Commerce Bank Investment 0443 ESUS Evolution Securities US Inc, CNS 0443 CICI Services, Inc. CNS Excel Securities and Associates, Cambridge Investment Research, 0443 EXCS Inc. CNS 0443 CIRI Inc. CNS 0443 EXCU XCU Capital Corp. CNS 0443 CITA Citation Financial Group, L.P. CNS 0443 FACA Financial Assets Corporation CNS 0443 CLSS Cabot Lodge Securities LLC CNS 0443 FATS First Brokers Securities LLC CNS 0443 CLYN Carlin Equities LLC CNS Credit Suisse Securities (USA) 0443 FBPC LLC CNS 0443 CMCA Comerica Securities CNS 0443 FBTI FBT Investments, Inc. CNS 0443 CNFI Centaurus Financial Inc. CNS First Citizens Investor Services, 0443 CNFR Conifer Securities, LLC CNS 0443 FCIT Inc. CNS 0443 COST Coastal Securities L.P. CNS 0443 FESI First Empire Securities, Inc. CNS 0443 CPPM Coker & Palmer CNS 0443 FFCI Frontier Financial Consultants, Inc. CNS 0443 CQSI Capitalquest Securities, Inc. CNS 0443 FFPS FFP Securities CNS 0443 CRED Credicorp Securities, Inc. CNS 0443 FHCI First Heartland Capital, Inc CNS TIAA-CREF Individual and 0443 FIAF Florida Investment Advisers CNS 0443 CREF Institutional Services, LLC CNS Fixed Income Capital Partners, 0443 CRII CRI Securities Inc. CNS 0443 FICP LLC CNS 0443 CRIS Caris & Company, Inc. CNS 0443 FINC Financial Counseling Corporation CNS 0443 CRON Cronin & Co., Inc. CNS 0443 FINT Fintegra, LLC CNS 0443 CRPT Cross Point Capital LLC CNS 0443 FISA Advisors Asset Management, Inc. CNS 0443 CRRT Brean Murray, Carret & Co., LLC CNS 0443 FITE Foresight Investments, LLC CNS 0443 CRTC CRT Capital Group, LLC CNS 0443 FLOU First St. Louis Securities, Inc. CNS 0443 CRTH Corinthian Partners, LLC CNS 0443 FMCO First Manhattan Co. CNS Central States Capital Markets, Family Management Securities, 0443 CSCM LLC CNS 0443 FMGT LLC CNS 0443 CSIB RBC Centura Securities, Inc. CNS Financial Network Investment Commonwealth Securities and 0443 FNIC Corporation CNS 0443 CSII Investments, Inc. CNS 0443 FORT Ticonderoga Securities LLC CNS Capitol Securities Management, 0443 FRSE Franklin Securities, LLC CNS 0443 CSMI Inc. CNS 0443 FSCS FSC Securities Inc. CNS 0443 CSOA Clearing Services of America CNS First Security Financial Advisors, 0443 CTSC Creditex Securities Corporation CNS 0443 FSFA Inc. CNS 0443 CUEF Cue Financial Group, Inc. CNS 0443 FSST Franklin Street Securities, Inc. CNS 0443 CUSO CUSO Financial Services, L.P. CNS 0443 FUJI Mizuho Securities USA Inc. CNS 0443 CWAA Constellation Wealth Advisors LLC CNS 0443 FWCO First Washington Corp. CNS 0443 CWEI Cantor, Weiss & Friedner, Inc. CNS 0443 GATS Gates Capital Corporation CNS 0443 DAGH Daugherty Cole, Inc. CNS 0443 GBMT GBM International, Inc. CNS America Northcoast Securities, Greentree Brokerage Services, 0443 DALE Inc. CNS 0443 GBSI Inc. CNS 0443 DBPC Deutsche Bank Securities Inc. CNS Gladowsky Capital Management 0443 GCMC Corp. CNS 0443 DEFA Jefferies LLC CNS 0443 GCPL Global Credit Partners, LLC CNS 0443 DELA Delafield & Hambrecht, Inc. CNS 0443 GDCO Gilbert, Doniger Co., Inc. CNS 0443 DEMF Dempsey Financial Network CNS 0443 GFIG GFI Securities LLC CNS 0443 DGLS Douglas & Co. Municipals CNS 0443 GLBZ Online Brokerage Services, Inc. CNS 0443 DHAN Hancock Securities Group, LLC CNS 0443 GLYN Glynn (J.A.) & Co. CNS 0443 DIDI DXS Investment Distributors, Inc. CNS 0443 GMSG GMS Group (The), LLC CNS 0443 DJST D.J. St Germain Co., Inc. CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

Greenman, Parker, Connally, 0443 KISL Key Investment Services LLC CNS 0443 GPCG Greenman, Inc. CNS 0443 KMSF KMS Financial Services CNS 0443 GRCF Greater Community Financial LLC CNS 0443 KOVP Kovack Securities Inc. CNS 0443 GRDK SecondMarket, Inc. CNS 0443 KVTZ Kovitz Securities, LLC CNS 0443 GRIN Sandgrain Securities, Inc. CNS 0443 LAFC R.F. Lafferty & Co., Inc. CNS 0443 GRWC GRW Capital Corp. CNS 0443 LAFF R.F. Lafferty & Co., Inc. CNS 0443 GSRI Global Strategic Investments, LLC CNS 0443 LAMS Lamon & Stern Inc. CNS 0443 HARB Harbour Investments Inc. CNS 0443 LATN Lantern Investments, Inc. CNS 0443 HAVN CFG Captial Markets, LLC CNS 0443 LAZA Lazard Capital Markets LLC CNS 0443 HBCK H. Beck, Inc. CNS 0443 LAZF Lazard Freres & Co. LLC CNS 0443 HBCO Global Investor Services, LLC CNS 0443 LBCO Lebanthal & Co., LLC CNS 0443 HEAD Headlands Global Markets, LLC CNS Ledgewood Capital Management, 0443 LEDG LLC CNS 0443 HEFR Hefren-Tillotson, Inc. CNS 0443 LEER Leerink Swann & Company CNS 0443 HENY Henley & Company LLC CNS 0443 LESW Leerink Swann & Company CNS 0443 HERO Herold (Bernard) & Co. CNS 0443 HFLD Hartfield, Titus & Donnelly, LLC CNS Woori Investment & Securities 0443 LGSA America, Inc. CNS 0443 HIGH Highlander Capital Group, Inc. CNS 0443 LIBE KCG Americas LLC CNS 0443 HILF Hill Thompson Magid & Co Inc. CNS Linkbrokers Derivatives 0443 HJSC Sims (Herbert J.) & Co., Inc. CNS 0443 LINQ Corporation CNS 0443 HNTR Hunter Associates Inc. CNS 0443 LISI Leumi Investment Services, Inc. CNS 0443 HOTO Hornor, Townsend & Kent, Inc. CNS 0443 LJHT Hart (LJ) & Company CNS 0443 HRCS HRC Investment Services, Inc. CNS 0443 LNKS Guggenheim Securities, LLC CNS 0443 HRRS Harris Investors Services, Inc. CNS 0443 LOOP Loop Capital Markets, LLC CNS 0443 HWLS Howells (M.S.) & Co. CNS 0443 LQNF Liquidnet, Inc. CNS 0443 HXGN Hexagon Securities, LLC CNS 0443 LSSM Locust Street Securities, Inc. CNS 0443 ICCP Investors Capital Corporation CNS 0443 LWFL Lawson Financial Corporation CNS 0443 ICEN Investment Center, Inc. (The) CNS 0443 LYSI Lloyds Securities Inc. CNS Intercontinental Asset 0443 MACP Griffon May, Inc. CNS 0443 ICON Management Group, Ltd. CNS 0443 MADV Millennium Advisors, LLC CNS 0443 ICPX ICP Securities LLC CNS 0443 MAVS Madison Avenue Securities CNS 0443 ICRL Rideau (I.C.) Lyons and Co. CNS 0443 MAXM Maxim Group, LLC CNS 0443 IESI Itau Europa Securities Inc. CNS 0443 MBSL MBS Capital Markets, LLC CNS 0443 IMPC Imperial Capital, LLC CNS 0443 MCCL McClurg Capital Corporation CNS ING Private Wealth Management 0443 MDTH Meredith (Robert R.) & Co. CNS 0443 INGW LLC CNS 0443 MELL Mell (W.H.) Associates, Inc. CNS 0443 INPR Investment Professionals, Inc. CNS Merriman Curhan Ford & 0443 IPGR Investment Placement Group CNS 0443 MERI Company CNS 0443 ISSB Ironstone Securities Inc. CNS 0443 MESF Mesirow Financial, Inc. CNS 0443 ISSC Investors Securities Services, LLC CNS 0443 MFRS MFR Securities, Inc. CNS 0443 ITEC Hapoalim Securities USA, Inc. CNS 0443 MKTX MarketAxess Corporation CNS Intervest International Equities 0443 MLVN Melvin Securities, L.L.C. CNS 0443 IVST Corporation CNS 0443 MMAN McMahan Securities Co. L.P. CNS 0443 JACK Jackson Securities LLC CNS 0443 MNRC Monarch Capital Group LLC CNS 0443 JANC Janco Partners Inc. CNS 0443 MNXS Muniaxis Lebenthal LLC CNS 0443 JDAA Dardis (Jack) & Associates CNS 0443 MSCH Magna Securities Corp. CNS 0443 JGII Garbacz Group Inc. (The) CNS 0443 MSIE Mason Securities, Inc. CNS 0443 JKRC J.K.R. & Co., Inc. CNS 0443 MSII Metlife Securities, Inc. CNS 0443 JNWS Whipple (J.N.) Inc. CNS 0443 MTBK Multi-Bank Securities, Inc. CNS Johnston, Lemon & Co. 0443 MTCN Miller Tabak & Co., LLC CNS 0443 JOLE Incorporated CNS 0443 MTDB M&T Securities, Inc. CNS 0443 JPMC McGowan (J.P.) & Company, Inc. CNS 0443 MTRN Multitrade Securities LLC CNS 0443 JVBG J.V.B. Financial Group LLC CNS 0443 MULT Multi-Financial Securities Group CNS 0443 JWFS Financial Telesis Inc. CNS 0443 MUNP Municipal Partners CNS 0443 KENY Kenny Securities Corp. CNS 0443 MURF Murphy & Durieu CNS 0443 KEYB KeyBanc Capital Markets Inc. CNS 0443 MWCO Madison Williams and Company CNS 0443 KGSA KGS Alpha Capital Markets LLC CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

Money Market One Institutional Royal American Investment 0443 MYMK Investment Dealer CNS 0443 RAIS Services, Inc. CNS 0443 NAIS N.A. Investments Services, Inc. CNS 0443 RAYG Bolton Global Capital CNS 0443 NESC Northeast Securities, Inc. CNS 0443 REAV W.H. Reaves & Co., Inc CNS New England Securities 0443 REPG First Republic Group, LLC CNS 0443 NESS Corporation CNS 0443 REWI Redwine & Company, Inc. CNS 0443 NEWO NewOak Capital Markets LLC CNS 0443 RGIC R-G Investment Corporation CNS 0443 NEXT Next Financial Group, Inc. CNS 0443 RINO Rhino Trading Partners, LLC CNS 0443 NOBL Noble Financial Capital Markets CNS 0443 RMST Stark (R.M.) & Co., Inc. CNS 0443 NORP Pareto Securities Inc CNS 0443 ROBT Robotti & Company, LLC CNS 0443 NORT Northland Securities, Inc. CNS 0443 ROCH Rochdale Securities, LLC CNS 0443 NRSC North Ridge Securities Corp. CNS 0443 ROCK Rockwell Global Capital, LLC CNS Newbury Street Capital Limited Rodecker & Co. Investment 0443 NSCB Partnership CNS 0443 RODE Brokers, Inc. CNS 0443 NTMG Fieldpoint Private Services, LLC CNS 0443 ROPK Reinoso & Company, Incorporated CNS 0443 NTSI Nesbitt Thomson Securities, Inc. CNS 0443 ROYL Royal Alliance Associates, Inc. CNS 0443 ODNC Odeon Capital Group LLC CNS 0443 RRII Roberts & Ryan Investments, Inc. CNS 0443 ONES O N Equity Sales Co. CNS Samuel A. Ramirez & Company, 0443 ORTL Oriental Financial Services CNS 0443 RRPR Inc. CNS Ogilvie Security Advisors 0443 RSAI Ross Sinclaire & Associates, LLC CNS 0443 OTSC Corporation CNS 0443 RSCO Ramius Securities, LLC CNS 0443 PAFA Pan-American Financial Advisors CNS Russell Implementation Srvs., Inc. 0443 PAMS Pacific American Securities, LLC CNS 0443 RSSE Pt of Russell Inv. CNS 0443 PANA Panamerica Securities CNS 0443 RYAN Ryan, Beck & Co. CNS 0443 PARK Parker (S.C.) & Co., Inc. CNS 0443 SABS Sabadell Securities USA, Inc. CNS 0443 PASC Park Avenue Securities LLC CNS 0443 SALC Sterne Agee & Leach, Inc CNS 0443 PASL Pershing Advisor Solutions, LLC CNS 0443 SBAM Investment Professionals, Inc. CNS 0443 PASQ Du Pasquier & Co., Inc. CNS 0443 SBRO Stern Brothers & Co. CNS 0443 PCCN Pactual Capital Corp. CNS Stanchart Securities International, Pennsylvania Group Incorporated 0443 SCFL Inc. CNS 0443 PENG (The) CNS 0443 SCHM A. R. Schmeidler & Co., Inc. CNS 0443 PERS Pershing LLC CNS 0443 SCTI Security Capital Brokerage, Inc. CNS 0443 PFPI Prebon Financial Products Inc. CNS 0443 SEGE Segerdahl and Company CNS 0443 PGRS PGR Securities, LLC CNS 0443 SERL Searle & Co. CNS 0443 PGSI Prime Global Securities, Inc. CNS 0443 SFCO Signator Financial Services, Inc. CNS 0443 PHCO Phillips & Company Securities, Inc. CNS 0443 SFPS S.F. Investments, Inc. CNS 0443 PHIN Philadelphia Investors, Ltd. CNS 0443 SHAY Shay Financial Services, Inc. CNS 0443 PIGS Penn Investment Group, Inc. (The) CNS 0443 SHRR Carl P. Sherr and Co., LLC CNS 0443 PIRR Pirrone & Co., Inc. CNS 0443 SIIW SII Investments, Inc. CNS 0443 PJEF Jefferies LLC CNS Securities Industry Management 0443 SIMC Corp. CNS 0443 PMAS English Concepts, Inc. CNS 0443 SIMM Simmons & Company International CNS 0443 PMFS Portsmouth Financial Services CNS 0443 PMLC Prager, Sealy & Co., LLC CNS Hefren-Tillotson/Shelby, Kern, 0443 SKFS Frederick and Shelby Div. CNS 0443 POCM Powell Capital Markets, Inc. CNS 0443 SMHI Sanders Morris Harris Inc. CNS 0443 POLI Hapoalim Securities USA, Inc. CNS 0443 SMPR Summit Brokerage Services, Inc. CNS 0443 POOH Questar Capital Corporation CNS 0443 SNWS Snowden Account Services, Inc. CNS 0443 POPP Oppenheimer & Close Inc. CNS 0443 SOCO Capital One Securities, Inc. CNS 0443 POWL Powell (Elmer E.) Company CNS 0443 SPEN Spencer Clarke LLC CNS 0443 PROE ProEquities CNS Stillpoint Wealth Management, 0443 PRPO Private Portfolio, Inc. CNS 0443 SPWM LLC CNS 0443 PSIN Red Capital Markets, Inc. CNS 0443 SRAM Samco Capital Markets, Inc. CNS 0443 PSUS Pine Securities USA LLC CNS 0443 SRFL Securities Research, Inc. CNS National Bank Financial of Canada 0443 SSGI Seton Securiteis Group, Inc. CNS 0443 PTLV Inc. CNS 0443 SSGR Shareholders Services Group Inc. CNS 0443 PTRI Petrie Parkman & Company, Inc. CNS 0443 SSNG Sisung Securities Corp. CNS 0443 QWER Whitehall-Parker Securities, Inc. CNS 0443 SSPR Santander Securities Corporation CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

0443 STLZ Bedrok Securities, LLC CNS Wall Street Management 0443 WSMC Corporation CNS 0443 STOV Stoever,Glass & Company Inc. CNS Westminster Securities 0443 STTR State Trust Investments, Inc. CNS 0443 WSWW Corporation CNS 0443 STYO Stone & Youngberg LLC CNS 0443 WTKR Whitaker Securities, LLC CNS 0443 SUTT Sutter Securities Incorporated CNS 0443 WYNS Winslow, Evans & Crocker Inc. CNS 0443 SWTX SWBT Securities, Inc. CNS 0443 WYOM Kaiser and Company CNS 0443 SYCA Syndicated Capital, Inc. CNS 0443 YAMN Trade Manage Capital, Inc. CNS 0443 SYMP Symphonic Securities LLC CNS Stockcross Financial Services, 0443 TAFI Nathan Hale Capital, LLC CNS 0445 STOX Inc. CNS 0443 TAGS Taglich Brothers, Inc. CNS 0448 NVEN Nuveen Securities, LLC CNS 0443 TASE Tradition Asiel Securities, Inc. CNS HSBC Securities (USA), 0443 TCAN TCAdvisors Network, Inc. CNS 0486 HSBM Inc./Fixed Income Securities CNS 0443 TCMU TCM Capital, Inc. CNS Goldman Sachs Execution & 0443 TCPX Toussaint Capital Partners, LLC CNS 0501 BZYE Clearing, L.P. CNS 0443 TDCO Thompson Davis & Co., Inc. CNS 0501 CFCS Cantor Fitzgerald & Co. CNS 0443 TFAS Tradition Aisel CNS 0501 DCVL Dart Executions, LLC CNS 0443 TGHS TGH Securities, Inc. CNS 0501 DETF Dart Executions, LLC CNS 0443 TIBS Telemus Investment Brokers, LLC CNS 0501 GFGH Grace Financial Group, LLC CNS 0443 TMBS Tradition Asiel Securities Inc. CNS 0501 GTSZ GTS Securities, LLC CNS 0443 TMCC TMC Bonds, L.L.C. CNS 0501 HCTA Hardcastle Trading USA, LLC CNS 0443 TOCQ Tocqueville Securities, L.P. CNS 0501 LNRT L&R Trading L.L.C. CNS 0443 TONG Tonge (R.M.) Company CNS 0501 OLDM Old Mission Capital, LLC CNS 0443 TRKA Troika Dialog USA, Inc. CNS 0501 PBON Prebon Financial Products Inc. CNS 0443 TRSQ Tower Square Securities, Inc. CNS Goldman Sachs Execution & 0443 TRWN T.R. Winston & Company, LLC CNS 0501 SILK Clearing, L.P. CNS 0443 TRYN First Tryon Securities, LLC CNS 0512 AEGC Aegis Capital Corp. CNS 0443 TSFA Strategic Financial Alliance (The) CNS 0512 CAPT Capital Path Securties CNS 0443 TUNA Bluefin Research Partners, Inc. CNS 0512 LSCI LEK Securities Corporation CNS 0443 UCMI United Capital Markets, Inc. CNS Guggenheim Funds 0443 ULAT Ultralat Corporation CNS 0526 CLYM Distributors, LLC CNS 0443 UNIB Unibanco Securities Inc CNS 0534 IBCO Interactive Brokers Corp. CNS United Planners Financial Services Interactive Brokers, LLC/Retail 0443 UPLN of America CNS 0534 IBKR Clearance CNS Uvest Financial Services Group, 0443 UVST Inc. CNS 0537 BGCF BGC Financial, L.P. CNS 0537 WHBB BGC Financial, L.P. CNS 0443 VCAP Vanguard Capital CNS 0537 WOHU BGC Financial, L.P. CNS 0443 VCMS VCM Securities, LLC CNS 0443 VCSI Vaughan & Co. Securities, Inc. CNS Baird (Robert W.) & Co., 0443 VEGA Vega-Chi US Limited CNS 0547 BARD Incorporated CNS 0443 VISI Vision Investment Services, Inc. CNS 0549 TMBR Timber Hill LLC CNS 0551 LPCO Lipper Convertibles, L.P. CNS Valley Forge Asset Management 0443 VLYF Corporation CNS Merrill Lynch Professional 0443 VOTO Banco Votorantim Securities, Inc. CNS 0551 PRST Clearing Corp. CNS Susquehanna Financial Group, 0443 WABR Wall Street Access CNS 0551 SUFI LLC CNS 0443 WBRO Wiley Bros.-Aintree Capital, LLC CNS 0551 SUSF Susquehanna Fixed Income, L.P. CNS Wescorp Investment Services, 0551 SUSQ Susquehanna Capital Group CNS 0443 WCIS LLC CNS 0571 DRAT Dratel Group, Inc. (The) CNS 0443 WELD White, Weld & Co. Securities, LLC CNS 0571 FDMI Freedom Investments, Inc. CNS 0443 WHCG Whitaker Securities, LLC CNS 0443 WHCO Wulff Hansen & Co. CNS 0571 OPCO Oppenheimer & Co., Inc. CNS 0443 WING ING Financial Partners, Inc. CNS 0573 DBAB Deutsche Bank Securities Inc. CNS 0573 DBIB Deutsche Bank Securities Inc. CNS 0443 WNUT Walnut Street Securities CNS 0573 DBKS Deutsche Bank Securities Inc. CNS 0443 WPST Stewart (W.P.) Securities Limited CNS Sungard Institutional Brokerage Westport Resources Investment 0573 SIBI Inc. CNS 0443 WRIS Services, Inc. CNS 0595 ASCR Ascendiant Capital Markets, LLC CNS 0443 WSEC Willis Securities, Inc. CNS 0595 BTSI B&T Securities, Inc. CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

0595 BWEX Birchwood Securities Corp. CNS 0750 CAPB Capital Investment Brokerage Inc. CNS 0595 CTRD Choice Trade CNS 0750 CAPG Capital Investment Group, Inc. CNS 0595 FGCS FGC Securities, LLC CNS 0750 CBFG CBG Financial Group, Inc. CNS 0595 GLED Glendale Securities, Inc. CNS 0750 CDSO Cert Direct Securities Inc. CNS 0595 IBSH Integrity Brokerage Services, Inc. CNS 0750 CENT Central Securities, LLC CNS 0595 IBSJ Integrity Brokerage Services, Inc. CNS 0750 CPSL Charter Pacific Securities, LLC CNS 0595 MYDM MYD Market, Inc CNS Magnus (E.) Oppenheim & Co., 0750 EMOC Inc. CNS 0595 USFB U.S. Financial Investments, Inc CNS 0750 FBLT First Ballantyne, LLC CNS 0595 VIEW Viewtrade Securities, Inc. CNS 0595 VSIN Vision Financial Markets LLC CNS First Bank Puerto Rico Securities, 0750 FBPR Corp. CNS 0595 WECK Weckstein (D.) & Co., Inc. CNS 0595 WHOT Whotrades, Inc. CNS First Partners Bank Investment 0750 FPBK Division CNS 0608 FMAT Newedge USA LLC CNS 0750 FRGP Forge Financial Group Inc. CNS 0608 PCAP Newedge USA LLC CNS Tullett Prebon Financial Services 0750 GMCI Gardnyr Michael Capital, Inc. CNS 0624 CHPP LLC CNS 0750 GRBF GRB Financial LLC CNS 0624 PATR Tullett Liberty Securities Inc. CNS 0750 GSCL Obsidian Financial Group LLC CNS 0626 DSTC DST Market Services, LLC CNS 0750 IPRV DPEC Capital, Inc. CNS 0630 PARI BNP Paribas Securities Corp. CNS 0750 ITBS ITB Securities, LLC CNS 0642 BLKB Blackburn & Company CNS Sterne Agee Financial Services, 0750 ITCC Inc. CNS 0642 RCSK Ruane, Cunniff & Goldbarb LLC CNS 0750 ITDC ITradedirect.com Corp. CNS 0642 UBSW UBS Securities LLC CNS 0750 JKSI JK Securities, Inc. CNS Daiwa Capital Markets America 0750 KART Revere Securities Corp. CNS 0647 DAWA Inc. CNS Kashner Davidson Securities Credit Agricole Securities (USA) 0750 KASH Corporation CNS 0651 LYON Inc. CNS 0750 LARK Larkin (Emmett A.) Co., Inc. CNS 0651 MPLM Momentum Trading Partners, LLC CNS 0750 LDLW Laidlaw & Company (UK) Ltd. CNS 0692 VKMI Invesco Capital Markets, Inc. CNS 0750 LLSI Inlet Securities, LLC CNS 0696 CANT Cantor Fitzgerald & Co. TFT 0750 LMSE LAM Securities CNS 0701 BANK Cetera Investment Services LLC CNS 0750 MANI Manning (V.M.) & Co., Inc. CNS 0701 HACA Harvest Capital LLC CNS 0750 MDWD Wellington Shields & Co., LLC CNS 0702 BBNT BB&T Securities, LLC CNS 0750 MEFG Meritus Financial Group, Inc. CNS 0702 BBTT BB&T Investment Services, Inc. CNS 0750 MFPC Manna Capital Management CNS 0702 CARC Carolina Capital Markets, Inc. CNS Capitol Securities Management, 0750 MORG Morgenthau & Associates, Inc. CNS 0702 CSCV Inc. CNS 0750 MSEC Mission Securities Corporation CNS 0702 MCME McMillion Securities, Inc. CNS 0750 MYRS Meyers Associates, L.P. CNS 0702 WELC H. G. Wellington & Co., Inc. CNS 0750 NIKH Nikoh Securities Corporation CNS 0709 WACL Wachtel & Co., Inc. TFT 0750 NSMS NSM Securities, Inc. CNS 0712 KOSE Koonce Securities Inc. CNS 0750 OLMM Olmsted & Mulhall, Inc. CNS 0715 DAVA Davenport & Company LLC CNS 0750 RGIL Gilford Securities Incorporated CNS 0725 DBMC McKenna (D.B.) & Co., Inc. CNS 0750 ROGO Rogo Capital LLC CNS Raymond James & Associates, 0750 ROND McKim Capital, Inc. CNS 0725 RAJA Inc. CNS 0750 SAFS Sterne Agee Financial Services CNS 0727 MRSW Mesirow Financial, Inc. CNS 0750 SALI Sterne, Agee & Leach, Inc. CNS 0743 KING King (C.L.) & Associates, Inc. CNS 0750 SEGI Sterling Enterprise Group, Inc. CNS 0750 AEGS Aegis Investments, Inc. CNS 0750 SKYC Sky Capital LLC CNS 0750 ALLU Alluvion Securities, LLC CNS 0750 SORE Source Capital Group, Inc. CNS 0750 ANOV Anovest Financial Services, Inc. CNS 0750 SPIN Spencer Edwards, Inc. CNS 0750 AURA Aura Financial Services, Inc. CNS 0750 TOWT R.W. Towt & Associates CNS 0750 AZAD Alzaid Financial Services, Inc. CNS 0750 UFSM Nelnet Capital LLC CNS 0750 BBCC BankersBanc Capital Corporation CNS 0750 VFGS VFG Securities, LLC CNS 0750 BDON Bond One, LLC CNS Willow Cove Investment Group, 0750 WCIG Inc. CNS 0750 BJCM Essex Securities LLC CNS 0750 WMPB Hahn Securities, Inc. CNS 0750 BPCO Blount Parrish & Co., Inc. CNS 0750 WRPI WRP Investments, Inc. CNS 0750 BSCO Brookshire Securities Corporation CNS 0750 WRRF WR Rice Financial Services, Inc. CNS

Muni Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

0750 WRTC W.R. Taylor & Company, LLC CNS 6440 MIAM FMSBonds, Inc. TFT Westrock Capital Management, 0750 WSRK Inc. CNS The Bank of New York Mellon/Southtrust Bank of American Enterprise Investment 6523 SALA Alabama TFT 0756 HRBF Services Inc. CNS 6704 AVML AVM, L.P. TFT 0768 HDLY J.J.B. Hilliard, W.L. Lyons, LLC CNS 6707 CNBS CNBS, LLC TFT 0768 HLHC J.J.B Hilliard, W.L.Lyons, LLC CNS First National Capital Markets, 0768 PNCI PNC Investments CNS 6708 FNCM Inc. TFT 0771 WBLR Blair (William) & Company, LLC CNS 6713 HRST BMO Harris Bank NA TFT Merrill Lynch, Pierce, Fenner & 6715 FWSS First Winston Securities TFT Smith Incorporated/Fixed 0773 BOFA Income CNS First South Carolina Securities, 6731 FSCC Inc. TFT 0793 KBWI Keefe, Bruyette & Woods, Inc. CNS 6732 UBKR United Bankers Bank TFT Stifel, Nicolaus & Company 6733 MCLL Merchant Capital, LLC TFT 0793 STFL Incorporated CNS 6737 NBNA Bank of America, N.A. TFT Stifel, Nicolaus & Company, 6741 MARX Hugo Marx & Co., Inc. TFT 0793 TWPL Incorporated CNS 6742 EAST Eastern Bank Capital Markets TFT 0816 HSBK HSBC Securities (USA) Inc. CNS 6744 CCBI Country Club Bank, Kansas City TFT Industrial and Commerical Bank 6751 FROS Frost Bank TFT of China Financial Services 6752 BOKL Bank of Oklahoma, N.A. TFT 0824 IBFS LLC/Equity Clearance CNS 6753 FNBB First National Banker's Bank TFT 0824 LSTR Lodestar Securities Corp. CNS First Commercial Bank of Manufacturers & Traders Trust 6755 FCBI Birmingham, Alabama TFT 0922 MTSD Company TFT 6757 BOKF BOSC, Inc. TFT 2072 WBNA Wells Fargo Bank, N.A./SIG CNS CenterState Bank of Florida, SunTrust Robinson Humphrey 6770 CSFL N.A. TFT 2095 STCM Inc. CNS Independent Bankers' Bank of 2104 ZFNB Zions First National Bank TFT 6778 IBBF Florida TFT 2154 BNPS BNP Paribas Securities Corp. CNS 6779 POPI Popular Securities, Inc. TFT BNP Paribas Prime Brokerage, 6782 SRCE 1st Source Bank TFT 2154 BPBI Inc. CNS 6783 CLRT Arbor Research & Trading, LLC TFT 2344 GKST BMO Capital Markets GKST Inc. CNS 6792 FMID First Midstate Inc. TFT 2436 STBK SSB - Bank Portfolio TFT 6806 THFA Thornton, Farish & Gauntt TFT 2445 FTCM First Tennessee Capital Markets TFT 6851 FOXR Fox, Reusch & Co., Inc. TFT 2447 VOLS Home Financial Services, Inc. TFT 6909 FLCO Frazer Lanier Company (The) TFT 2451 UMBI UMB Bank National Association TFT Hutchinson, Shockey, Erley & 2483 CBSS Compass Bank TFT 6963 HUTC Co. TFT 7027 SWEN Sweney, Cartwright & Company CNS U.S Bank N.A./U.S. Bank 2781 CMMB Municipal Securities Group CNS 7031 BLCK Black (James I.) & Co. CNS 2786 LTIN BBVA Securities Inc. CNS Barclays Capital, Inc./Fixed 2835 PNCM PNC Bank N.A. TFT 7256 BCAP Income CNS 2851 UBOC Union Bank N.A. TFT Cantor Fitzgerald & Co./Aqua 5144 DLAE Lerner (David) Associates, Inc. CNS 7310 AQUA Securities, L.P. CNS 5158 CREW Crews & Associates, Inc. CNS Cantor Fitzgerald & Co./Debt 7311 CFCO Capital Markets CNS ABN Amro Chicago Corporation 5231 AABT Bond Trading TFT 7607 RLUK Robinson & Lukens, Inc. CNS 5234 EMET Emmet & Co., Inc. TFT 8039 MCLI McLiney & Company TFT 6001 GKST BMO Capital Markets GKST Inc. TFT 8082 ZIVI ZIV Investment Co. CNS The Bank of New York Cosse International Securities 6033 RRZP Mellon/RRZ Public Markets, Inc. TFT 8153 COSE Inc. CNS 6043 VSLP Vining-Sparks IBG, L.P. TFT 8199 WSGD Wedbush Securities Inc./P3 CNS 6069 BAKR James Baker & Associates, L.P. TFT 8244 FTLP First Trust Portfolios, L.P. CNS 6409 BBID Bankers Bank TFT TIB The Independent Bankers 6412 TIBD Bank TFT 6414 WTNY Whitney National Bank TFT