Debt Management Department

Qualification No. 10089751‐21‐W RFSQ Services ‐ Underwriter and Commercial Paper Dealer Pool Term: April 2021 ‐ March 2026

Firms currently in the pool as of April 22, 2021:

Senior Manager Academy Securities, Inc. Piper Sandler & Co. BofA Securities, Inc Raymond James & Associates, Inc. Cabrera Capital Markets LLC RBC Capital Markets, LLC Global Markets Inc. Samuel A. Ramirez & Co., Inc. D.A. Davidson & Co. Siebert Williams Shank & Co., LLC & Co. LLC Stern Brothers & Co. Jefferies LLC , Nicolaus & Company, JP Morgan Securities LLC Incorporated Loop Capital Markets UBS Financial Services Inc. & Co. LLC Securities

Co‐Manager 280 Securities Mischler Financial Group, Inc. Academy Securities, Inc. Morgan Stanley & Co. LLC Alamo Capital Multi‐ Securities, INC. American Veterans Group, PBC Piper Sandler & Co. BofA Securities, Inc Samuel A. Ramirez & Co., Inc. Blaylock Van, LLC Raymond James & Associates, Inc. Cabrera Capital Markets LLC RBC Capital Markets, LLC Citigroup Global Markets Inc. Rice Securities, LLC D.A. Davidson & Co. Siebert Williams Shank & Co., LLC Drexel Hamilton, LLC Stern Brothers & Co. Goldman Sachs & Co. LLC Stifel, Nicolaus & Company, Jefferies LLC Incorporated JP Morgan Securities LLC UBS Financial Services Inc. Loop Capital Markets Wells Fargo Securities

Commercial Paper Dealer BofA Securities, Inc Piper Sandler & Co. Goldman Sachs & Co. LLC RBC Capital Markets, LLC Jefferies LLC Siebert Williams Shank & Co., LLC JP Morgan Securities LLC UBS Financial Services Inc. Morgan Stanley & Co. LLC Wells Fargo Securities

For questions regarding the City’s Investment Banking Services ‐ Underwriter and Commercial Paper Dealer Pool, please contact Taif Tozy at (619) 533‐4517 or [email protected]

Updated 4/22/2021