Axiom of Choice, Trichotomy, and the Continuum Hypothesis
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1 Elementary Set Theory
1 Elementary Set Theory Notation: fg enclose a set. f1; 2; 3g = f3; 2; 2; 1; 3g because a set is not defined by order or multiplicity. f0; 2; 4;:::g = fxjx is an even natural numberg because two ways of writing a set are equivalent. ; is the empty set. x 2 A denotes x is an element of A. N = f0; 1; 2;:::g are the natural numbers. Z = f:::; −2; −1; 0; 1; 2;:::g are the integers. m Q = f n jm; n 2 Z and n 6= 0g are the rational numbers. R are the real numbers. Axiom 1.1. Axiom of Extensionality Let A; B be sets. If (8x)x 2 A iff x 2 B then A = B. Definition 1.1 (Subset). Let A; B be sets. Then A is a subset of B, written A ⊆ B iff (8x) if x 2 A then x 2 B. Theorem 1.1. If A ⊆ B and B ⊆ A then A = B. Proof. Let x be arbitrary. Because A ⊆ B if x 2 A then x 2 B Because B ⊆ A if x 2 B then x 2 A Hence, x 2 A iff x 2 B, thus A = B. Definition 1.2 (Union). Let A; B be sets. The Union A [ B of A and B is defined by x 2 A [ B if x 2 A or x 2 B. Theorem 1.2. A [ (B [ C) = (A [ B) [ C Proof. Let x be arbitrary. x 2 A [ (B [ C) iff x 2 A or x 2 B [ C iff x 2 A or (x 2 B or x 2 C) iff x 2 A or x 2 B or x 2 C iff (x 2 A or x 2 B) or x 2 C iff x 2 A [ B or x 2 C iff x 2 (A [ B) [ C Definition 1.3 (Intersection). -
Intransitivity, Utility, and the Aggregation of Preference Patterns
ECONOMETRICA VOLUME 22 January, 1954 NUMBER 1 INTRANSITIVITY, UTILITY, AND THE AGGREGATION OF PREFERENCE PATTERNS BY KENNETH 0. MAY1 During the first half of the twentieth century, utility theory has been subjected to considerable criticism and refinement. The present paper is concerned with cer- tain experimental evidence and theoretical arguments suggesting that utility theory, whether cardinal or ordinal, cannot reflect, even to an approximation, the existing preferences of individuals in many economic situations. The argument is based on the necessity of transitivity for utility, observed circularities of prefer- ences, and a theoretical framework that predicts circularities in the presence of preferences based on numerous criteria. THEORIES of choice may be built to describe behavior as it is or as it "ought to be." In the belief that the former should precede the latter, this paper is con- cerned solely with descriptive theory and, in particular, with the intransitivity of preferences. The first section indicates that transitivity is not necessary to either the usual axiomatic characterization of the preference relation or to plau- sible empirical definitions. The second section shows the necessity of transitivity for utility theory. The third section points to various examples of the violation of transitivity and suggests how experiments may be designed to bring out the conditions under which transitivity does not hold. The final section shows how intransitivity is a natural result of the necessity of choosing among alternatives according to conflicting criteria. It appears from the discussion that neither cardinal nor ordinal utility is adequate to deal with choices under all conditions, and that we need a more general theory based on empirical knowledge of prefer- ence patterns. -
Natural Numerosities of Sets of Tuples
TRANSACTIONS OF THE AMERICAN MATHEMATICAL SOCIETY Volume 367, Number 1, January 2015, Pages 275–292 S 0002-9947(2014)06136-9 Article electronically published on July 2, 2014 NATURAL NUMEROSITIES OF SETS OF TUPLES MARCO FORTI AND GIUSEPPE MORANA ROCCASALVO Abstract. We consider a notion of “numerosity” for sets of tuples of natural numbers that satisfies the five common notions of Euclid’s Elements, so it can agree with cardinality only for finite sets. By suitably axiomatizing such a no- tion, we show that, contrasting to cardinal arithmetic, the natural “Cantorian” definitions of order relation and arithmetical operations provide a very good algebraic structure. In fact, numerosities can be taken as the non-negative part of a discretely ordered ring, namely the quotient of a formal power series ring modulo a suitable (“gauge”) ideal. In particular, special numerosities, called “natural”, can be identified with the semiring of hypernatural numbers of appropriate ultrapowers of N. Introduction In this paper we consider a notion of “equinumerosity” on sets of tuples of natural numbers, i.e. an equivalence relation, finer than equicardinality, that satisfies the celebrated five Euclidean common notions about magnitudines ([8]), including the principle that “the whole is greater than the part”. This notion preserves the basic properties of equipotency for finite sets. In particular, the natural Cantorian definitions endow the corresponding numerosities with a structure of a discretely ordered semiring, where 0 is the size of the emptyset, 1 is the size of every singleton, and greater numerosity corresponds to supersets. This idea of “Euclidean” numerosity has been recently investigated by V. -
Reverse Mathematics, Trichotomy, and Dichotomy
Reverse mathematics, trichotomy, and dichotomy Fran¸coisG. Dorais, Jeffry Hirst, and Paul Shafer Department of Mathematical Sciences Appalachian State University, Boone, NC 28608 February 20, 2012 Abstract Using the techniques of reverse mathematics, we analyze the log- ical strength of statements similar to trichotomy and dichotomy for sequences of reals. Capitalizing on the connection between sequential statements and constructivity, we find computable restrictions of the statements for sequences and constructive restrictions of the original principles. 1 Axiom systems and encoding reals We will examine several statements about real numbers and sequences of real numbers in the framework of reverse mathematics and in some formalizations of weak constructive analysis. From reverse mathematics, we will concentrate on the axiom systems RCA0, WKL0, and ACA0, which are described in detail by Simpson [8]. Very roughly, RCA0 is a subsystem of second order arith- metic incorporating ordered semi-ring axioms, a restricted form of induction, 0 and comprehension for ∆1 definable sets. The axiom system WKL0 appends K¨onig'stree lemma restricted to 0{1 trees, and the system ACA0 appends a comprehension scheme for arithmetically definable sets. ACA0 is strictly stronger than WKL0, and WKL0 is strictly stronger than RCA0. We will also make use of several formalizations of subsystems of con- structive analysis, all variations of E-HA!, which is intuitionistic arithmetic 1 (Heyting arithmetic) in all finite types with an extensionality scheme. Unlike the reverse mathematics systems which use classical logic, these constructive systems omit the law of the excluded middle. For example, we will use ex- tensions of E\{HA!, a form of Heyting arithmetic with primitive recursion restricted to type 0 objects, and induction restricted to quantifier free for- mulas. -
Some Set Theory We Should Know Cardinality and Cardinal Numbers
SOME SET THEORY WE SHOULD KNOW CARDINALITY AND CARDINAL NUMBERS De¯nition. Two sets A and B are said to have the same cardinality, and we write jAj = jBj, if there exists a one-to-one onto function f : A ! B. We also say jAj · jBj if there exists a one-to-one (but not necessarily onto) function f : A ! B. Then the SchrÄoder-BernsteinTheorem says: jAj · jBj and jBj · jAj implies jAj = jBj: SchrÄoder-BernsteinTheorem. If there are one-to-one maps f : A ! B and g : B ! A, then jAj = jBj. A set is called countable if it is either ¯nite or has the same cardinality as the set N of positive integers. Theorem ST1. (a) A countable union of countable sets is countable; (b) If A1;A2; :::; An are countable, so is ¦i·nAi; (c) If A is countable, so is the set of all ¯nite subsets of A, as well as the set of all ¯nite sequences of elements of A; (d) The set Q of all rational numbers is countable. Theorem ST2. The following sets have the same cardinality as the set R of real numbers: (a) The set P(N) of all subsets of the natural numbers N; (b) The set of all functions f : N ! f0; 1g; (c) The set of all in¯nite sequences of 0's and 1's; (d) The set of all in¯nite sequences of real numbers. The cardinality of N (and any countable in¯nite set) is denoted by @0. @1 denotes the next in¯nite cardinal, @2 the next, etc. -
Logic and Proof Release 3.18.4
Logic and Proof Release 3.18.4 Jeremy Avigad, Robert Y. Lewis, and Floris van Doorn Sep 10, 2021 CONTENTS 1 Introduction 1 1.1 Mathematical Proof ............................................ 1 1.2 Symbolic Logic .............................................. 2 1.3 Interactive Theorem Proving ....................................... 4 1.4 The Semantic Point of View ....................................... 5 1.5 Goals Summarized ............................................ 6 1.6 About this Textbook ........................................... 6 2 Propositional Logic 7 2.1 A Puzzle ................................................. 7 2.2 A Solution ................................................ 7 2.3 Rules of Inference ............................................ 8 2.4 The Language of Propositional Logic ................................... 15 2.5 Exercises ................................................. 16 3 Natural Deduction for Propositional Logic 17 3.1 Derivations in Natural Deduction ..................................... 17 3.2 Examples ................................................. 19 3.3 Forward and Backward Reasoning .................................... 20 3.4 Reasoning by Cases ............................................ 22 3.5 Some Logical Identities .......................................... 23 3.6 Exercises ................................................. 24 4 Propositional Logic in Lean 25 4.1 Expressions for Propositions and Proofs ................................. 25 4.2 More commands ............................................ -
Preliminary Knowledge on Set Theory
Huan Long Shanghai Jiao Tong University Basic set theory Relation Function Spring 2018 Georg Cantor(1845-1918) oGerman mathematician o Founder of set theory Bertrand Russell(1872-1970) oBritish philosopher, logician, mathematician, historian, and social critic. Ernst Zermelo(1871-1953) oGerman mathematician, foundations of mathematics and hence on philosophy David Hilbert (1862-1943) o German mathematicia, one of the most influential and universal mathematicians of the 19th and early 20th centuries. Kurt Gödel(1906-1978) oAustrian American logician, mathematician, and philosopher. ZFC not ¬CH . Paul Cohen(1934-2007)⊢ oAmerican mathematician, 1963: ZFC not CH,AC . Spring 2018 ⊢ Spring 2018 By Georg Cantor in 1870s: A set is an unordered collection of objects. ◦ The objects are called the elements, or members, of the set. A set is said to contain its elements. Notation: ◦ Meaning that: is an element of the set A, or, Set A contains ∈ . Important: ◦ Duplicates do not matter. ◦ Order does not matter. Spring 2018 a∈A a is an element of the set A. a A a is NOT an element of the set A. Set of sets {{a,b},{1, 5.2}, k} ∉ the empty set, or the null set, is set that has no elements. A B subset relation. Each element of A is also an element of B. ∅ A=B equal relation. A B and B A. ⊆ A B ⊆ ⊆ A B strict subset relation. If A B and A B ≠ |A| cardinality of a set, or the number of distinct elements. ⊂ ⊆ ≠ Venn Diagram V U A B U Spring 2018 { , , , } a {{a}} ∈ ∉ {{ }} ∅ ∉∅ {3,4,5}={5,4,3,4} ∅ ∈ ∅ ∈ ∅ S { } ∅⊆ S S ∅ ⊂ ∅ |{3, 3, 4, {2, 3},{1,2,{f}} }|=4 ⊆ Spring 2018 Union Intersection Difference Complement Symmetric difference Power set Spring 2018 Definition Let A and B be sets. -
Learnability Can Be Independent of ZFC Axioms: Explanations and Implications
Learnability Can Be Independent of ZFC Axioms: Explanations and Implications (William) Justin Taylor Department of Computer Science University of Wisconsin - Madison Madison, WI 53715 [email protected] September 19, 2019 1 Introduction Since Gödel proved his incompleteness results in the 1930s, the mathematical community has known that there are some problems, identifiable in mathemat- ically precise language, that are unsolvable in that language. This runs the gamut between very abstract statements like the existence of large cardinals, to geometrically interesting statements, like the parallel postulate.1 One, in particular, is important here: The Continuum Hypothesis, CH, says that there are no infinite cardinals between the cardinality of the natural numbers and the cardinality of the real numbers. In Ben-David et al.’s "Learnability Can Be Undecidable," they prove an independence2 result in theoretical machine learning. In particular, they define a new type of learnability, called Estimating The Maximum (EMX) learnability. They argue that this type of learnability fits in with other notions such as PAC learnability, Vapnik’s statistical learning setting, and other general learning settings. However, using some set-theoretic techniques, they show that some learning problems in the EMX setting are independent of ZFC. Specifically they prove that ZFC3 cannot prove or disprove EMX learnability of the finite subsets arXiv:1909.08410v1 [cs.LG] 16 Sep 2019 on the [0,1] interval. Moreover, the way they prove it shows that there can be no characteristic dimension, in the sense defined in 2.1, for EMX; and, hence, for general learning settings. 1Which states that, in a plane, given a line and a point not on it, at most one line parallel to the given line can be drawn through the point. -
Math 7409 Lecture Notes 10 Posets and Lattices a Partial Order on a Set
Math 7409 Lecture Notes 10 Posets and Lattices A partial order on a set X is a relation on X which is reflexive, antisymmetric and transitive. A set with a partial order is called a poset. If in a poset x < y and there is no z so that x < z < y, then we say that y covers x (or sometimes that x is an immediate predecessor of y). Hasse diagrams of posets are graphs of the covering relation with all arrows pointed down. A total order (or linear order) is a partial order in which every two elements are comparable. This is equivalent to satisfying the law of trichotomy. A maximal element of a poset is an element x such that if x ≤ y then y = x. Note that there may be more than one maximal element. Lemma: Any (non-empty) finite poset contains a maximal element. In a poset, z is a lower bound of x and y if z ≤ x and z ≤ y. A greatest lower bound (glb) of x and y is a maximal element of the set of lower bounds. By the lemma, if two elements of finite poset have a lower bound then they have a greatest lower bound, but it may not be unique. Upper bounds and least upper bounds are defined similarly. [Note that there are alternate definitions of glb, and in some versions a glb is unique.] A (finite) lattice is a poset in which each pair of elements has a unique greatest lower bound and a unique least upper bound. -
Unsolvable Problems, the Continuum Hypothesis, and the Nature of Infinity
Unsolvable problems, the Continuum Hypothesis, and the nature of infinity W. Hugh Woodin Harvard University January 9, 2017 V : The Universe of Sets The power set Suppose X is a set. The powerset of X is the set P(X ) = fY Y is a subset of X g: Cumulative Hierarchy of Sets The universe V of sets is generated by defining Vα by induction on the ordinal α: 1. V0 = ;, 2. Vα+1 = P(Vα), S 3. if α is a limit ordinal then Vα = β<α Vβ. I If X is a set then X 2 Vα for some ordinal α. I V0 = ;, V1 = f;g, V2 = f;; f;gg. I These are just the ordinals: 0, 1, and 2. I V3 has 4 elements. I This is not the ordinal 3 (in fact, it is not an ordinal). I V4 has 16 elements. I V5 has 65; 536 elements. I V1000 has a lot of elements. V! is infinite, it is the set of all (hereditarily) finite sets. The conception of V! is mathematically identical to the conception of the structure (N; +; ·). Beyond the basic axioms: large cardinal axioms The axioms I The ZFC axioms of Set Theory specify the basic axioms for V . I These axioms are naturally augmented by additional principles which assert the existence of \very large" infinite sets. I These additional principles are called large cardinal axioms. I There is a proper class of measurable cardinals. I There is a proper class of strong cardinals. I There is a proper class of Woodin cardinals. -
Forcing? Thomas Jech
WHAT IS... ? Forcing? Thomas Jech What is forcing? Forcing is a remarkably powerful case that there exists no proof of the conjecture technique for the construction of models of set and no proof of its negation. theory. It was invented in 1963 by Paul Cohen1, To make this vague discussion more precise we who used it to prove the independence of the will first elaborate on the concepts of theorem and Continuum Hypothesis. He constructed a model proof. of set theory in which the Continuum Hypothesis What are theorems and proofs? It is a use- (CH) fails, thus showing that CH is not provable ful fact that every mathematical statement can from the axioms of set theory. be expressed in the language of set theory. All What is the Continuum Hypothesis? In 1873 mathematical objects can be regarded as sets, and Georg Cantor proved that the continuum is un- relations between them can be reduced to expres- countable: that there exists no mapping of the set sions that use only the relation ∈. It is not essential N of all integers onto the set R of all real numbers. how it is done, but it can be done: For instance, Since R contains N, we have 2ℵ0 > ℵ , where 2ℵ0 0 integers are certain finite sets, rational numbers and ℵ are the cardinalities of R and N, respec- 0 are pairs of integers, real numbers are identified tively. A question arises whether 2ℵ0 is equal to with Dedekind cuts in the rationals, functions the cardinal ℵ1, the immediate successor of ℵ0. -
The Continuum Hypothesis and Forcing
The Continuum Hypothesis and Forcing Connor Lockhart December 2018 Abstract In this paper we introduce the problem of the continuum hypothesis and its solution via Cohen forcing. First, we introduce the basics of first order logic and standard ZFC set theory before elaborating on ordinals, cardinals and the forcing concept. The motivation of this paper is exposi- tory and should be approachable for anyone familiar with first order logic and set theory. Contents 1 Introduction and the Continuum Hypothesis 2 2 First Order Logic 2 2.1 Formal Languages . 2 2.2 Model Theory . 3 3 Set Theory and the ZFC axioms 6 3.1 List and Motivation of the Zermelo-Fraenkel Axioms . 6 4 Ordinals and Cardinals 9 4.1 Orderings and Ordinal numbers . 9 4.2 Ordinal Arithmetic . 10 4.3 Cardinal Numbers . 11 5 Forcing 11 5.1 Tools of Forcing . 12 5.2 Useful Forcing Lemmas . 15 6 Independence of the Continuum Hypothesis 16 7 Acknowledgments 17 1 1 Introduction and the Continuum Hypothesis The continuum hypothesis (also referred to as CH) was first formulated in 1878 by Georg Cantor following his work on the foundations of set theory. Its for- mulation is often stated as There is no set whose cardinality is strictly between that of the integers and the real numbers. This can also be reformulated to state that the successor cardinal to @0 is the cardinality of the reals. Such was suspected, but not proven, by Cantor and his contemporaries. The first major advance on the problem was presented by G¨odelin 1940 showing its consistency with ZFC axioms, and independence was finally shown in 1963 by Cohen.