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Int J Clin Exp Med 2019;12(12):13203-13220 www.ijcem.com /ISSN:1940-5901/IJCEM0100790

Review Article The development of local and their applications beyond

Siyi Yu1,3, Bin Wang2, Jiqin Zhang2, Kaiyun Fang2,3

1College of , Guizhou Medical University, Guiyang 550004, Guizhou Province, China; 2Department of Anesthesiology, Guizhou Provincial People’s Hospital, Guiyang 550002, Guizhou Province, China; 3Department of Anesthesiology, Affiliated People’s Hospital of Guizhou Medical University, Guiyang 550002, Guizhou Province, China Received August 10, 2019; Accepted October 10, 2019; Epub December 15, 2019; Published December 30, 2019

Abstract: This article reviews the development of classic local anesthetics in the past and presents some recent, new ideas for developing long-acting local anesthetics. It is now widely acknowledged that management is a worldwide problem. The use of local anesthetics is one of the most common pain therapies. includes topical anesthesia, infiltration anesthesia, conduction anesthesia, spinal anesthesia, and epidural anes- thesia, etc. Classical local anesthetics mainly consist of aminoesters and aminoamides, the discovery and devel- opment of which are based on the discovery of the first local drug, . Different local anesthetics have different clinical applications. Some important properties of clinically used local anesthetics include potency, speed of onset, duration of anesthetic activity, depth of action, and differential blockade, which are related to their physicochemical properties, including lipid , protein binding and pKa, etc. Other factors that also influence anesthetic activity include the dosage of solutions, the addition of a vasoconstrictor to local anes- thetic solutions, the injection site, mixtures of local anesthetics, etc. Of course, the side effects of local anesthetics, such as neurotoxicity and cardiotoxicity, should also be of concern. At present, there are two research trends that warrant special attention. One is the development of new high-efficiency and low-toxicity long-acting local anesthet- ics, which promises to facilitate the occurrence of better local anesthetics. The other is the use of old drugs for new purposes, exemplified by such local anesthetics as anticancer, anti-inflammatory, antimicrobial, and antiarrhythmic anesthetics. This can fully maximize the usefulness of existing drugs. These trends highlight the current directions in research and clinical practice regarding the role of local anesthetics in and beyond.

Keywords: Local anesthetics, pain, aminoesters, aminoamides, long-acting local anesthetics, use of old drugs for new purposes

Introduction steroidal anti-inflammatory drugs may cause coagulopathy, digestive tract ulcers, and Pain is one of the most common miseries in kidney dysfunction, etc. [5]. Therefore, the humans and one of the most unbearable clini- treatment of pain, especially chronic and can- cal symptoms in patients. Common forms of cer pain, represents a serious challenge to clini- pain are broadly classified into two categories, cal practice. The Global Burden of Disease including acute pain and chronic pain [1], which Study 2015 showed that the main causes of cover such specific forms as trauma, posto- disability were waist pain and neck pain [6]. In perative pain, as well as pain caused by osteo- the United States, more than 40% of the popu- porosis, migraine, diabetic neuralgia, back lation suffers from chronic pain [7]. In middle- pain, and cancer pain. At present, painkillers income and low-income countries, the preva- mainly include opioids [2] and non-steroidal lence of chronic pain in adults is 33%, and the prevalence of chronic pain in the elderly is 56% anti-inflammatory drugs [3]. However, these [8]. two types of drugs have some side effects. For example, opioids may cause respiratory depres- Local anesthetics, which work through a local sion, addiction, nausea and vomiting, constipa- reversible blockage of sensory nerve impulses, tion, itchy skin, biliary colic, etc. [4]. Non- have been used in clinical practice for more Phylogeny and the applications of local anesthetics

cific binding with the hydrophobic cell mem- brane of the nerve fiber, while the positively charged portion of the other side of the mole- cule (i.e., the protonated amine) accumulates outside the cell membrane. In this way, even if the local anesthetic does not enter the cell, it can still accumulate enough positive charge outside the cell membrane, thereby increasing the transmembrane potential without changing the resting potential of the cell. This could cause depolarization and reduce the probabili- ty of reaching the threshold potential, thus pro- ducing biological activity. However, one flaw in this theory is that it cannot explain the working Figure 1. Structure of cocaine. mechanism of neutral local anesthetics such as . than a century. In general, the function of the Local anesthetics prevent noxious stimuli from local anesthetic is limited to the site of adminis- being uploaded to the central nervous system. tration. Despite its long history of use, the work- They exert a highly targeted effect, without the ing mechanisms underlying the functions of risk of central facilitation and pain . In local anesthetics have not been fully elucidated addition, due to the location of the local drug [9]. Currently, there exist three different theo- administration, the blood concentration is low. ries to reveal possible mechanisms [10]. The Therefore, in the absence of accidental blood frst theory is called the Receptor Site Theory, entry, there are fewer systemic side effects which holds that, under physiological condi- [11]. These characteristics highlight the advan- tions, local anesthetics exist in both neutral tages of local anesthetics in pain treatment. free base form and cationic form. After local injection, molecules in the form of neutral In the following sections, we will begin with an bases penetrate the interior of nerve cells from introduction to the discovery and development the injection site. As the pH inside the cell of classic local anesthetics, with a focus on decreases, the molecular content of the cat- aminoester and aminoamide local anesthetics. ionic form increases. This then competes with Next, we will review the development status the sodium ion for the receptor of long-acting local anesthetics. Finally, we by reducing the number of activated channels, will introduce some other applications of lo- decreasing the ion flux in the open channel, cal anesthetics beyond anesthesia, such as and suppressing the channel from resting to their anticancer, anti-inflammatory, antimicro- open and reducing the magnitude and speed of bial, and antiarrhythmic effects. the potential rise. This can block the harmful The first local anesthetic-cocaine stimulation signals transmitted by the periph- eral nerves to reach the spinal cord or the brain, Cocaine (Figure 1) is found in the leaves of thereby achieving the purpose of relieving pain. several plants, such as Erythroxylum . The second theory is called the Membrane Records from archaeological sites in South Expansion Theory, which holds that, the hydro- America show that cocaine has been in use phobic local anesthetic molecules can cause since the 6th century. The Spaniards once the cell membrane to swell, resulting in a banned the use of the coca leaves after con- change in membrane structure that narrows quering the Inca Kingdom in the 16th century, the sodium channel, thereby preventing the but they later discovered that the daily distribu- conduction of action potentials. But the limita- tion of quantitative coca leaves could boost the tion of this theory is that it can only explain the local Indians’ energy in mining silver mines. working mechanism of neutral local anesthet- After the coca leaves were imported into ics. The third theory is called Surface Charge Europe, the German scientist Albert Niemann Theory. This theory claims that the lipophilic purified it into cocaine in 1860, which marked portion of the local anesthetic forms non-spe- the beginning of a new era [12].

13204 Int J Clin Exp Med 2019;12(12):13203-13220 Phylogeny and the applications of local anesthetics

Figure 2. The phylogeny of local anesthetics.

The pharmacologist Karl Damian Ritter von some of the developed local anesthetics were Schroff from Vienna was the first to experiment not successfully applied to clinical practice. with cocaine as a narcotic. He found that Therefore, in this review, we only highlight the cocaine has skin insensibility, which he attrib- commonly used local anesthetics, such as ami- uted to cocaine acting on the central nervous noesters and aminoamides. The phylogeny of system. Samuel Percy was the first to propose local anesthetics is shown in Figure 2. As we all the use of the coca leaves as an anesthetic in know, the most important clinical properties of 1856. Sigmund Freud was the first to propose local anesthetics are potency, onset, duration the idea of using cocaine clinically for its local of action, and the relative blockade of sensory anesthetic properties. After he mentioned this and motor fibers, etc. In addition to these prop- to his colleague and friend Carl Koller, Koller erties, we also need to consider the neurotoxic- discovered in 1884 that cocaine has analgesic ity, cardiotoxicity and other adverse reactions properties in the eye [13]. of local anesthetics as well as other new effects besides local anesthesia simultaneously. However, the potential systemic toxicity and the addiction liabilities associated with its use Important structure type-aminoester local resulted in the abandonment of this agent for anesthetics most regional anesthesia techniques [12]. Even so, cocaine is an excellent topical anes- Not long after Niemann discovered cocaine thetic agent and the only local anesthetic that from coca bush in 1860, Koller identified its produces at clinically useful local anesthetic effect and applied it for the concentrations. As a result, it is still used to first time to clinical practice in 1884 [13]. anaesthetize and constrict the nasal mucosa However, the side effects of cocaine soon before nasotracheal intubation [14]. surfaced, such as tissue stimulation and insta- bility to aqueous solution, which prompted The development of classic local anesthetics chemists to optimize the structure of cocaine. In 1890, Ritsest synthesized ethyl p-amino- Since the discovery of cocaine, a large number benzoate (Benzocaine) [15], an agent that was of local anesthetics have also been identified later found to have a local anesthetic effect. and developed. Structurally classified, local He then continued to synthesize a large num- anesthetics can be divided into aminoes- ber of aromatic acid ester compounds. Thanks ters, aminoamides, aminoethers, aminoke- to his efforts, both Orthoform and Orthoform tones, and other structure types. Given the New were found, which showed a strong local sheer number of local anesthetics, however, anesthetic activity. However, the solubility of

13205 Int J Clin Exp Med 2019;12(12):13203-13220 Phylogeny and the applications of local anesthetics

Figure 3. The structure of dif- ferent aminoester local anes- thetics.

Table 1. Physicochemical properties, pharmacological properties, and the applications of different local anestheticsa Physicochemical properties Pharmacological properties Drug pKa Protein Relative Applications (Anesthesia) MW Onset Duration (25°C) binding (%) potency (withdraw) 235 8.9 / / / / Spinal 236 9.0 5.8 1 Slow Short Infiltration; Conduction 271 8.7 / 1 Fast Short Infiltration; Epidural 264 8.5 75 6 Fast Long Mucosal 343 8.8 / 12 Slow Long Epidural 234 7.7 64 2 Fast Moderate / 246 7.6 78 2 Fast Moderate Infiltration; Epidural 248 7.9 / 3 Fast Moderate Infiltration; Epidural 220 7.7 55 2 Fast Moderate Infiltration; Epidural 288 8.1 95 8 Moderate Long Epidural; Subarachnoid 276 7.7 94 8 Fast Long Epidural; Infiltration 284 7.8 94 3 Fast Long Oral cavity 274 8.1 94 8 Fast Long Infiltration aThe data in Table 1 was partially based on an earlier work [85] and reproduced with procaine as the standard in relative potency, onset and duration section. the drug in the blood is too small to be injected, 3 reveals the structures of different aminoe- and its hydrochloride salt is too acidic to be ster local anesthetics. Table 1 shows the physi- applied. Finally, in 1904, procaine with excel- cochemical properties, pharmacological prop- lent local anesthetic activity was synthesized erties and applications of different local anes- [15]. From the structural study of cocaine to the thetics, including aminoester local anesthe- discovery of benzocaine, the optimization of tics. procaine is a prime example of how scientific endeavors are pursued to design and discover Amylocaine (also called storvain): Despite the new drugs based on the structure of natural introduction of using cocaine injections for compounds. regional anesthesia in 1884, non-addictive substitutes were sought immediately. In 1903, Next, we will first introduce the important struc- the world’s first synthetic and non-addictive ture type-aminoester local anesthetics. Figure local anesthetic-amylocaine, was synthesized

13206 Int J Clin Exp Med 2019;12(12):13203-13220 Phylogeny and the applications of local anesthetics and patented under the name Forneaucaine because of its rapid onset and low systemic by Ernest Fourneau at the Pasteur Institute. In toxicity in mother and fetus. Chloroprocaine other anglophone countries it was referred to has also proven of value for peripheral nerve as Stovaine, retaining the meaning of the blocks and extradural anesthesia when the French word “fourneau” (“stove” in English) duration of surgery is not expected to exceed (The Wood Library-Museum: Stovaine Profile, 30-60 mins. In order to provide a rapid onset https://www.woodlibrarymuseum.org/muse- and prolonged duration of anesthesia, it needs um/item/504/stovaine). to be mixed with other agents such as bupiva- caine or amethocaine. But such mixtures with Although amylocaine could be administered bupivacaine may not result in a long duration of topically or injected, it was most widely used anesthesia. for spinal anesthesia. Even though it carried fewer severe side effects than cocaine, the Chlorprocaine was first used in the United development and clinical use of newer, more States in 1952. However, after 1980, the use effective and even safer local anesthetics like of chlorprocaine declined rapidly in clinical lidocaine, bupivacaine and prilocaine soon fol- practice, mostly because of reports of pro- lowed in the 1940s. In the 1950s, the use of longed sensory and motor deficits following the amylocaine was already obsolete [16]. accidental subarachnoid injection of this agent [20]. When administrated with a dosage of 3% Procaine (also called novocaine): Due to the chloroprocaine, it can appear short-lived and limited clinical applications of cocaine, it cause severe back pain. remained in popular use until safer drugs appeared. Niemann hydrolyzed cocaine to ben- Tetracaine (also called amethocaine): Although zoic acid in his previous work, and the search researchers have tested many other local for other benzoates precipitated the birth of anesthetics, in the first 50 years following new local anesthetics. In 1903, researchers Koller’s synthesis of cocaine, only tetracaine synthesized storvain, which was widely used in and cinchocaine were obtained. Developed in subarachnoid block before its stimulating 1930, tetracaine has a relatively strong local effect was discovered. Importantly, the devel- anesthetic effect compared with procaine. But opment of procaine by Alfred Einhorn in 1904 the toxicity of tetracaine is also significantly was a major advancement. Given that pro- greater than procaine. This agent is used for caine has low toxicity, no drug addiction, and spinal anesthesia, with a duration of action of relatively stable properties, it can be widely 1.5 to 2.5 hrs. It provides a relatively rapid used not only for local anesthesia, but also for onset of spinal anesthesia (about 3~5 mins), new anesthesia that requires larger doses of shows excellent qualities of sensory anesthe- drugs. However, as procaine is hydrolyzed by sia and a profound block of motor function. heat, it also has a short duration of action and Tetracaine is also an effective topical airway can cause allergic reactions, which disqualifies anesthetic. However, the absorption of tetra- it from becoming an ideal local anesthetic. caine from the tracheobronchial area is extremely rapid. The use of an endotracheal Chloroprocaine (also called nesacaine): Cho- aerosol of tetracaine may even cause death loprocaine was derived from procaine with a [21]. Tetracaine is rarely used for other forms of chlorine substitution. This chemical modifica- regional anesthesia because of its extremely tion accelerates the onset of anesthesia, and slow onset of action and the potential for sys- is twice as potent as procaine, and five times temic toxic reactions when the larger doses faster than procaine in its metabolic rate. The required for other types of regional blockade side effects are only 0.5 times that of procaine. are used. Therefore, for safety concerns, tetra- It is characterized by a rapid onset, a short caine is usually not used for infiltration duration of action and low systemic toxicity. anesthesia. The duration of action of chloroprocaine is approximately 30-60 mins. Although the poten- Another important structure type-aminoamide cy of this agent is relatively low, it may be used local anesthetics in a concentration of 3% considering its sys- temic safety. It is primarily used for extradural Another major development occurred in the analgesia [18] and in anesthesia in obstetrics 1930s. Erdtman, an organic chemist working in

13207 Int J Clin Exp Med 2019;12(12):13203-13220 Phylogeny and the applications of local anesthetics

Figure 4. The structure of different amino- local anesthetics.

Stockholm, believed in the importance of feel- Huxley, whose innovative application of devices ing in chemical analysis. When studying the such as voltage clamps enables us to under- structure of gramine, he tasted one of precur- stand the mechanisms of nerve conduction sor substances of gramine. The subsequent and drug blockade at the molecular level [23]. numbness he felt immediately became a hot topic that drew the attention of academia and The local anesthetic pharmacokinetic studies beyond. Edrtman began looking for a derivative conducted during the same period proved to for clinical use. Nils Löfgren continued his have more practical implications, as they not research and synthesized lidocaine in 1943 only advanced people’s understanding, but also offered prescriptions for the best drugs [22]. Almost as important as synthetic lidocaine and dosages for various local anesthesia meth- is his systematic study of a range of com- ods. Therefore, significant contributions have pounds, which laid the foundation for subse- been made to the establishment of clinical quent local anesthetics research. Through local anesthesia based on a correct, scientific these studies, the researchers synthesized a principle. number of lidocaine derivatives such as mepi- vacaine, prilocaine, bupivacaine, eticacaine Figure 4 reveals the structures of different and ropivacaine. aminoamide local anesthetics. Table 1 shows the physicochemical properties, pharmacologi- Although the application of these drugs greatly cal properties and applications of different expanded the applications of local anesthetics, local anesthetics, including aminoamide local they were basically improvements to the same anesthetics. research topic. Due to the emergence of lido- caine, research in the field of membrane physi- Cinchocaine (also called dibucaine): In 1931, ology witnessed the greatest progress. Two pio- cinchocaine was introduced as a local anes- neering figures in this field are Hodgkin and thetic. As a local anesthetic of the amide type,

13208 Int J Clin Exp Med 2019;12(12):13203-13220 Phylogeny and the applications of local anesthetics cinchocaine is now generally used for surface effects, it may also induce some adverse anesthesia as Na+ . It is one of effects on the central nervous system, causing the most potent and toxic of the long-acting such reactions as lethargy, paresthesia, mus- local anesthetics, and its parenteral use is cle tremor, convulsions and coma. It also can restricted to spinal anesthesia [24]. Although cause and bradycardia. Excessive the chemical structure of cinchocaine is pres- blood levels of lidocaine can cause atrial con- ent in amide, it is still hydrolyzed like other plas- duction velocity to slow down, induce an atrio- ma local anesthetics. It can be used clinically to ventricular block, and inhibit myocardial con- identify the effect of the esterase. The local tractility and cardiac output [27]. anesthesia effect of cinchocaine is 22 to 25 times larger than that of procaine, and it lasts Mepivacaine (also called cabocaine): Mepiva- for a long time, but the toxicity is 15-20 times caine is an amide local anesthetic. In 1957, greater than that of procaine. Once poisoning mepivacaine was applied to clinic practice [28]. occurs, it takes 4-8 hours to reverse the pro- Its chemical structure is similar to that of lido- cess. It is far more stable than procaine in tis- caine, on which the amine is part of a piperi- sues, so the duration of anesthesia lasts lon- dine ring [29]. Compared with lidocaine, mepi- ger (about 3 times longer than procaine). As a vacaine has a fast onset speed, a moderate highly toxic agent, cinchocaine can cause nau- duration of action and a strong anesthetic sea, sweating, breathing difficulty, sputum, or effect. In addition, it is stable and carries less toxicity and fewer side effects. When it reaches slang. When used in large doses, it may cause a certain concentration, the penetration ability convulsions and facial or skin flushing. In- of cations such as sodium ions and potassium dividual cases have allergic reactions. In recent ions on the nerve cell membrane can be years, new methods have been developed to reduced, thereby preventing the conduction of reduce toxicity produced by cinchocaine. nerve impulses. It is a new local anesthetic Raquel de M. Barbosa et al. used solid lipid used in the clinical department of stomatology nanoparticles (SLNs) as carriers for cincho- in recent years, mainly used for squat treat- caine delivery, which prolonged cinchocaine ment and endodontic treatment. When concen- release and reduced its toxicity. By enhancing trations vary from 0.5 to 2.0%, it may be used its bioavailability, the applications of cincho- for extradural, infiltration and peripheral nerve caine may be greatly expanded. blocks. Lidocaine (also called lignocaine): As a classic There are some other differences between local anesthetic, lidocaine was discovered dur- mepivacaine and lidocaine. For example, mepi- ing systematic investigations at the Institute of vacaine as a agent is not as Chemistry at Stockholm University (Stockholms effective as lidocaine. In addition, mepivacaine Hogskola), Stockholm. It was prepared in early is not usually applied for obstetric anesthesia 1943 and originally named LL30 by Nils Löf- because the metabolism of mepivacaine is gren (1913-1967) [22]. After lidocaine was markedly prolonged in the newborn fetus. used in clinical trials in 1948, it became widely However, the toxicity of mepivacaine seems employed because of its potency, rapid onset, less severe than lidocaine in adults [30], and and effectiveness. Lidocaine is mainly used the vasodilator activity of mepivacaine is less for infiltration anesthesia, epidural anesthesia, strong than that of lidocaine. In addition, the surface anesthesia (including mucosal anes- use of affects the duration of anes- thesia for thoracoscopic or abdominal surgery) thesia of mepivacaine because mepivacaine and . It can also be used for ven- has weaker vasodilating activity than lido- tricular premature beats and ventricular tachy- caine. cardia after acute , as well as digitalis poisoning, , and ven- Trimecaine (also called mesocaine): Trimecaine tricular caused by cardiac cathe- is an amide-type local anesthetic with a stron- terization, which are usually ineffective for ger anesthetic effect than procaine and lido- supraventricular arrhythmias. Lidocaine car- caine. It was prepared in 1948 by Nils Löfgren bonate is used for low epidural anesthesia et al. (patent number: US 2441498). Infiltration and anesthesia. Although anesthesia and conduction anesthesia appear lidocaine has a wide range of local anesthetic after 1 to 1.5 minutes. The action time of trime-

13209 Int J Clin Exp Med 2019;12(12):13203-13220 Phylogeny and the applications of local anesthetics caine is longer and can be maintained for about anesthesia since lidocaine appeared. In 1973, 3 hours, while the analgesic effect around the it was introduced to the USA. Bupivacaine has wound can be maintained for up to 8-12 hours. an acceptable onset, a long duration of action, Trimecaine can be used for infiltration anesthe- a profound conduction blockade, and a signifi- sia, conduction anesthesia and epidural anes- cant separation of sensory anesthesia and thesia [31]. The toxicity of trimecaine is less motor blockade. It can be used for infiltration, severe than that of procaine, lidocaine, and peripheral nerve block, epidural, and spinal tetracaine. anesthesia with concentrations of 0.125%, 0.25%, 0.5%, and 0.75%, respectively. But it Prilocaine: Prilocaine was prepared in 1960 by cannot be used for topical anesthesia. When it Nils Löfgren et al. [32]. Prilocaine belongs to was applied for surgical anesthesia, the aver- the amide family of local anesthetics and has a age duration of bupivacaine varies from 3 to similar effect to lidocaine. It has a relatively 10 h. In some special situations, when this drug rapid onset of action, a moderate duration of is used for major peripheral nerve blocks such anesthesia and a profound depth of conduction as brachial plexus blockade, the duration of blockade. Compared with lidocaine, it shows a effective surgical anesthesia may last up to 24 significantly weaker vasodilating effect, less h, with complete recovery of sensation after- toxicity and less accumulation. As prilocaine wards. Another important application of bupiva- has a significantly weaker vasodilating effect, caine appears in the area of obstetric analgesia it is particularly useful in patients with con- for labor. During labor, it can achieve adequate traindicated adrenaline. A significant portion of analgesia without significant motor blockade, prilocaine is metabolized or sequestered in the so that the patient is able to move her legs. In lungs and is rapidly metabolized by the liver in addition, bupivacaine is also widely used for the body, with less toxicity than lidocaine. spinal anesthesia [34]. Compared with ametho- Prilocaine is indicated for epidural anesthesia, caine, it shows little difference in terms of block anesthesia and infiltration anesthesia. onset, spread, and duration of spinal blockade. Currently, it is not commonly used in clinical However, the frequency of satisfactory anes- practice and is mainly used for local infiltration thesia may be greater with bupivacaine than anesthesia or intravenous anesthesia, a 1% with amethocaine. In the 1980s, there were solution for infiltration anesthesia; a 2% or 3% some studies showing that bupivacaine may solution for various nerve block or epidural have severe cardiotoxicity after it was adminis- anesthesia. When the dose of prilocaine tered [35, 36]. From then on, the pharmaceuti- exceeds 600 mg, o-toluidine produced by cal industry has set out to find a less toxic, metabolism, hemoglobin was reduced to met- long-acting drug which can distinguish sensory hemoglobin [33]. And when blood methemoglo- and motor blockade similar to bupivacaine. bin exceeds 1.5 g/dl, complications such as Bupivacaine consists of racemic mixture, and cyanosis and hemoglobinuria may occur. Thus, its S-(-)-form has less toxicity than the R-(+)- it can cause an eliminated use in obstetrics. form, or with the racemic mixture [37]. The Once this symptom occurs, 1 mg/kg of methy- enantiomers of bupivacaine were studied in lene blue can effectively treat methemoglobin- vivo between 1991 and 1996 [38]. Finally, they emia. For patients receiving other chose the S-(-)-enantiomer of bupivacaine (such as sulfa drugs) that may cause meth- () for further evaluation in clin- emoglobinemia, prilocaine stands out as one ic practice [39]. that can aggravate the formation of methe- moglobin. Etidocaine: Etidocaine was prepared in 1972 by H. J. F. Adams et al. (patent number: DE Bupivacaine: In 1957, bupivacaine was syn- 2162744). It is characterized by a very rapid thesized together with mepivacaine by B. onset, a prolonged duration of action and pro- Ekenstam et al. [29]. It contains a cyclic amino found sensory and motor blockade. Etidocaine group in its structure and the aliphatic chain is may be used for peripheral nerve blockade, composed of butyl group instead of a methyl infiltration and extradural anesthesia [40]. one. As the first single compound long-acting Compared with bupivacaine, it has a more rapid amino amide local anesthetic, bupivacaine may onset of action. When enough sensory anes- have had the greatest influence on regional thesia is required, etidocaine produces a more

13210 Int J Clin Exp Med 2019;12(12):13203-13220 Phylogeny and the applications of local anesthetics profound motor blockade. As a result of this suitable for postoperative analgesia and ob- property, it is mainly used for surgical proce- stetric anesthesia. Studies have shown that dif- dures involving neuromuscular blockade. Since ferent modes of administration of ropivacaine etidocaine could not distinguish the blockade have different and that the of sensory and motor fibers, its use was limited peak plasma concentration is closely related to to obstetric extradural analgesia and postoper- dosage. In different species, the absorption ative pain relief. can be single-phase or biphasic. Both ropiva- caine and bupivacaine may have similar central Articaine: Articaine is a local anesthetic devel- toxicity, and the dose of convulsions is nearly oped by Hoechst AG (Germany) in 1972. It is equal [44]. mainly used for oral local anesthesia [41]. The pain of the local submucosal anesthesia injec- Developing better local anesthetics (long- tion is significantly weaker than that of lido- acting local anesthetics) caine. The local anesthesia of articaine has a fast onset time (about 4 minutes) and a long The local anesthetics currently used in clinical duration (about 2.4 hours). It has strong inva- practice have a limited duration of action, with siveness and local penetration ability to the tis- the analgesic time for a single administration sue. It is safe and effective during infiltration. It falling short of 8 hours on average [45]. While is especially suitable for common alveolar sur- they can satisfy the needs of most surgical or gical treatment. Compared with lidocaine’s invasive operations, they are far from ideal in block anesthesia, it uses local submucosal the treatment of postoperative pain, chronic infiltration anesthesia to avoid complications pain, etc. Therefore, prolonging the action time such as deep hematoma infection and nerve of local anesthetics and developing long-acting damage caused by conduction anesthesia. At local anesthetics that meet clinical needs have the same time, articaine uses international an important clinical significance and broad card syringes and matching needles, which market prospects. are easy to use and are especially suitable for The methods for developing long-acting local oral high-pressure injection because they can anesthetics mainly include the addition of syn- avoid liquid leakage. The disposable needle ergists to traditional local anesthetics, the con- used in combination is designed with a small tinuous pumping of drugs around the nerves, diameter in order to lessen pain at the inje- the use of material carriers with controlled ction point. If used in combination with a topi- release functions, other types of sodium chan- cal anesthetic cream, it can basically achieve nel blockers, and the development of new painless tooth extraction. Articaine belongs to compounds. a new generation of local anesthetics. It may have neurotoxicity and cause adverse reac- Adding synergists to traditional local anesthet- tions that vary from one individual to another. ics

Ropivacaine: Ropivacaine is a new type of pure α adrenergic receptor agonist: The addition of (S)-(-)-enantiomer long-acting amide local anes- α adrenergic receptor agonists, such as low thetic developed by Astra Pharmaceuticals concentrations of adrenaline, norepinephrine (Sweden). It was initially tested in 1990 and or ephedrine to local anesthetics can prolong later introduced to clinical practice in 1996. the duration of action [46]. After local injec- Ropivacaine has the dual effects of analgesia tion of the anesthetic, some of the drug mole- and anesthesia. It is widely used for nerve cules diffuse into the blood vessels and cannot block anesthesia, local infiltration anesthesia act on the peripheral nerves to produce anes- and epidural anesthesia. Its distinguishing thesia. In addition to cocaine, most local anes- pharmacological characteristic is low cardiotox- thetics can dilate blood vessels, thereby icity [43]. When administered at equivalent increasing the amount of drug entering the doses, ropivacaine is less cardiotoxic than blood vessels. The drug residuals left in the bupivacaine, but more cardiotoxic than lido- vicinity of the nerve are reduced. α adrenergic caine. And the separation of sensory block and receptor agonists enhance the anesthetic motor block is obvious, with peripheral vaso- effect by contracting blood vessels, reducing constriction. Therefore, the drug is especially the number of local anesthetic drugs entering

13211 Int J Clin Exp Med 2019;12(12):13203-13220 Phylogeny and the applications of local anesthetics the blood circulation and increasing the num- therapy. Several adjuvants have been used to ber of drugs at the site of action. Since the prolong the analgesic duration of peripheral systemic side effects of local anesthetics are nerve block, including perineural or intravenous related to the plasma concentration level, . Pehora et al. found that when reducing vascular absorption can slow down used as an adjuvant to peripheral nerve block the rate and extent of blood drug concentration in upper limb surgery, both perineural and intra- and reduce systemic side effects. However, venous dexamethasone may prolong the dura- vasoconstrictor drugs extend the duration of tion of sensory block and are effective in reduc- local anesthesia to a limited extent and do not ing postoperative pain intensity and opioid fundamentally achieve long-acting anesthesia. consumption.

Dexmedetomidine is a selective α2 adrenocep- Other commonly used synergists: Neostigmine tor agonist. Brummett et al. reported that dex- has the effect of enhancing local anesthesia, medetomidine could prolong the duration of but its side effects, such as nausea and vomit- action of bupivacaine or ropivacaine. Clonidine ing, limit its clinical applications. Results from is another selective α2 adrenergic receptor Kumari Vasantha et al. indicated that intrathe- agonist. Nasir et al. found that clonidine signifi- cal neostigmine is associated with significantly cantly prolonged the duration of ropivacaine prolonged sensory, motor blockade, and effec- effects for the postoperative analgesia in tive postoperative analgesia of bupivacaine. patients who underwent upper arm surgeries. combined with ropivacaine for fis- tula anesthesia also achieved long-term post- Opioids: Opioids such as morphine, fentanyl, operative analgesia [57]. Sodium bicarbonate and can enhance the analgesic shortens the onset time of local anesthetics by effect and reduce the amount of local anes- increasing the amount of nonionic drug mole- thetics [50-52]. However, opioids are less cules in the drug solution. However, currently, effective in prolonging the duration of action of these synergists are not widely used in clinical local anesthetics. Due to the reduced amount practice, possibly because of their systemic (concentration) of local anesthetics, epidural side effects and local tissue irritation. anesthesia may occur only to block sensory function while retaining motor function. This Continuous pumping of drugs around the sensory-sport separation anesthesia is widely nerve used in childbirth and postoperative analgesia. The embedded catheter is placed around the Magnesium agent: Magnesium sulfate is an peripheral nerve and a local anesthetic is con- N-Methyl-D-aspartic receptor (NMDA receptor) tinuously administered through the catheter to antagonist that has been used for intrathecal produce a long-term anesthetic effect. The analgesia since the 20th century. Whether or method is widely used in the fields of labor not magnesium sulfate is a potentiator for analgesia, postoperative analgesia and the local anesthetics remains controversial. Pre- like. However, the technical requirements for rana N. Shah et al. [53] found that intravenous embedding the catheter are high, and postop- magnesium sulfate, when given as a bolus, fol- erative changes in the position of the patient lowed by an infusion, delayed and decreased may cause catheter displacement, nerve injury, the need of rescue analgesics after spinal bleeding, etc. [58]. In the case of special epi- anesthesia. Eizaga Rebollar et al. [54] argued dural catheter anesthesia, if the catheter acci- that with its high safety and low cost, magne- dentally penetrates the dura mater, it may sium sulfate has a multitude of potential appli- cause an excessive concentration of the local cations in pediatric anesthesia and could be anesthetic to enter the subarachnoid space, considered a super adjuvant. resulting in serious consequences such as spi- nal cord injury and total spinal anesthesia. Glucocorticoid: Peripheral nerve block (infiltra- Improper use may even lead to certain disabili- tion of local anesthetic around a nerve) is used ties or even death. for anesthesia or analgesia. A limitation to its use for postoperative analgesia is that the anal- Since sensory nerves and motor nerves are gesic effect lasts only a few hours, after which simultaneously encapsulated in the nerve moderate to severe pain at the surgical site sheath, local anesthetics may block sensory may call for the need for alternative analgesic and motor function at the same time in periph-

13212 Int J Clin Exp Med 2019;12(12):13203-13220 Phylogeny and the applications of local anesthetics eral nerve block and epidural anesthesia, caus- blocker is represented by , which is ing sensory loss and muscle paralysis. Long- located on the cell surface side of the sodium term muscle paralysis is not conducive to early channel. Due to the different sites of action, postoperative activities or functional exercise, such sodium channel blockers do not need to which is one of the drawbacks of the embed- penetrate the cell membrane and therefore ded catheter method. have high blocking efficiency. However, the clin- ical application of this class of drugs is limited Use a material carrier with controlled release due to its toxicity. Local absorption into the blood can cause respiratory muscle paralysis, Drug delivery systems are widely used in phar- leading to serious adverse reactions [62]. maceuticals and biological agents. The use of materials with sustained or controlled release Neurotoxicity has been reported with tricyclic characteristics (including liposomes, nanoma- (TCAs) used as local anesthet- terials, microspheres, microneedle arrays, etc.) ics. Barnet et al. investigated whether TCAs can to load local anesthetics is a hot topic in this cause tissue injury, particularly myotoxicity, as field [59]. The main preparation method of the is the case with many local anesthetics. Their drug carrier or the sustained-release system is results indicated that TCAs do not appear to to encapsulate or load the drug into a special offer any advantages over conventional local material and to achieve long-acting effects by anesthetics (such as bupivacaine) and may slowly releasing the drug in the body. even have increased toxicity.

The relatively short duration of effect of local Developing new compounds anesthetics has been addressed by enca- psulation in drug delivery systems. Co-delivery QX-314: It is difficult for Lidocaine’s quaternary with a single compound that produces an adju- ammonium salt derivative QX-314, originally a vant effect on nerve block but without intrinsic research tool, to actively permeate fat-soluble local anesthetic properties can further prolong cell membranes, because it is permanently the nerve block effect. Rwei et al. found that positively charged. However, it can effectively the co-delivery of liposomal-dexamethasone block sodium ion current after injection into phosphate and liposomal-dexmedetomidine cells. In 2007, Binshtok et al. showed that enhanced the efficacy of liposomal-bupiva- QX-314 can be administered into the nerve caine. This benefit was also seen with the co- cells via the activated transient receptor chan- delivery of both adjuvant molecules in the nel vanilloid 1 (TRPV1) via rat sciatic nerve. unencapsulated state, but with marked sys- QX-314 can also enter cells through the tran- temic toxicity. sient receptor channel subtype A1 (TRPA1), the Exparel® (Bupivacaine Liposome Injectable adenosine triphosphate receptor (P2X3), and Suspension, Pacira Pharmaceuticals Inc., San the transient receptor channel subtype M8 Diego, CA) is a novel formulation of bupiva- (TRPM8). However, due to the strong irritancy caine available in the United States since of TRPV1 agonist capsaicin, the combination of mid-2012. Bupivacaine is encapsulated within capsaicin and QX-314 has been clinically limit- multivesicular liposomes and released slowly, ed [65]. Despite this, the long-acting and which is claimed to prolong its duration up to selective blocking based on TRPV channels 72 hours. Its primary use is surgical wound infil- and QX-314 have become a research hotspot. tration. However, due to the inherent physical Brenneis et al. used a combination of clinically and chemical characteristics of liposomes, the used local anesthetics and other sodium chan- encapsulation efficiency and the total amount nel agonists with QX-314. They found out that of drug-loaded bupivacaine are limited, thus bupivacaine is the most potent agonist of tran- restraining the intensity of action in the large sient receptor channel (TRP), which not only peripheral nerve trunk block [61]. stimulates TRPV1, but also stimulates TRPA1 and non-TRP channels, thereby promoting the Other types of sodium channel blockers entry of QX-314 into nerve cells and resulting in long-term local anesthetic effects. The site where the traditional local anesthetics blockade the sodium channel is the intracellu- It has been reported that local anesthetics lar cytoplasmic side. A type I sodium channel such as lidocaine and bupivacaine when com-

13213 Int J Clin Exp Med 2019;12(12):13203-13220 Phylogeny and the applications of local anesthetics bined with QX-314 can produce long-term nerve the unilateral sciatic nerve, transient analgesia block in rats, showing certain clinical prospects and limb paralysis also appeared in the con- [66, 67]. It is well known that the combination tralateral limb, suggesting that the systemic of local anesthetics may result in increased absorption was rapid after local administration, local neurotoxicity and systemic toxicity. In the and that the systemic distribution could cause above studies, lidocaine and bupivacaine are limb paralysis. The dose-climbing test showed used at higher concentrations. Although the that the median lethal dose of neosaxitoxin evidence obtained in animal experiments has was 4.9 μg/kg-1, and the median lethal dose of been compelling, more studies are still neces- bupivacaine combined with 5.7 μg/kg-1, and sary to address safety and pharmacodynamic the dose of drug production (3 μg/Kg-1) is concerns before they can be used in clinical close; the main manifestations of death are settings. dyspnea and respiratory arrest. The above test results suggest that although the toxicity of Tetrodotoxin (TTX) combined with QX-314 can neosaxitoxin is lower than that of tetrodotoxin, produce up to 15 hours of blockade in rat sci- it remains a big concern [71]. atic nerve block, 8 to 10 times that of QX-314 alone, but with a mild to moderate muscular Other applications beyond anesthesia of local inflammatory response [68]. Therefore, it is dif- anesthetics ficult to weigh the advantages and disadvan- tages of the combination of TTX and QX-314. The use of old drugs for new purposes per- Interestingly, TTX itself has an excellent effect tains to the use of known drugs to treat diseas- as an analgesic drug in many animal models es such as non-indications. Advances in sci- and even human cancer pain. ence in recent years have illuminated the role that traditionally used drugs can play in the EN3427: EN3427 is an analog of QX-314. treatment of other human diseases beyond Banerjee et al. found that EN3427 produces their original scope, often showing excellent effective and long-lasting analgesia in 2 ro- results and few side effects. Take metformin as dent pain models. The analgesic effects of an example. Metformin is a classic drug for the EN3427 are significantly longer-lasting than treatment of type 2 diabetes. But scientists lidocaine and are further extended when EN3427 is combined with lidocaine. However, from the U.K. have found that pancreatic can- a high concentration (1 g/L-1) of EN3427 can cer stem cells are actually more prone to aero- cause more serious local tissue toxicity, and bic metabolic processes, according to which the dose-effect relationship between concen- diabetes treatment such as metformin can be tration and tissue toxicity is unknown. In addi- used to inhibit pancreatic cancer stem cell tion, lidocaine itself has concentration-depen- growth [72]. Another example is salicylic acid, dent tissue irritancy, so EN3427 is safe. There which is a key compound in the non-steroidal is no complete study of local tissue response or anti-inflammatory drugs aspirin and diflunisal. corresponding clinical trials of EN3427. Researchers at the Gladstone Institutes found that salicylic acid can block inflammation and Neosaxitoxin: Neosaxitoxin (neoSTX®) is a bio- cancer. Salicylic acid and diflunisal inhibit the logical neurotoxin, an analog of , which activity of two key proteins that control gene belongs to type I . expression in the body, while the two sister pro- Compared with traditional local anesthetics, its teins, p300 and CREB-binding protein (CBP) local muscle and neurotoxicity are negligi- are special. Epigenetic regulators control the ble and its sodium block resistance is greatly levels of key proteins that promote inflamma- increased [70]. Neosaxitoxin when used alone tion and participate in cell growth; salicylic acid is able to block the sciatic nerve of rats for 0.2 and diflunisal can inhibit the activity of the hours. Combined with bupivacaine, it can pro- p300 and CBP proteins and inhibit the effects duce a blocking effect of up to 6 hours. When of cellular damage caused by inflammation epinephrine is added, it could last for 48 h. The [73]. time to apnea, and cardiac arrest after intravenous injection of neosaxitoxin was In addition to the anesthetic effect of local significantly longer than bupivacaine. However, anesthetics, they also have some other direct after the local administration of neosaxitoxin to or indirect effects, such as anticancer, anti-

13214 Int J Clin Exp Med 2019;12(12):13203-13220 Phylogeny and the applications of local anesthetics inflammatory, antimicrobial, antiarrhythmic eff- simultaneously, while the level of p38 was not ect, and so on. changed with the treatment of lidocaine.

Anticancer effect Ropivacaine is an aminoamide local anesthet- ic. Zheng Q et al. [78] found that ropivacaine Procaine is an aminoester local anesthetic. In (1000 μM) inhibited proliferation in a dose- and addition to its local anesthetic effect, its anti- time-dependent manner by arresting cells at cancer effect has also been documented by the G2/M stage and inducing apoptosis in the scientists. Chang Li et al. investigated its CML cell line (K562, LAMA84). It induced apop- effect on a human colon cancer cell line tosis and inhibited colony formation in CD34 (HCT116) in vitro and revealed the mechanism progenitor or stem cells derived from patients of its effect. Their results also indicated that with blast phase. When ropivacaine (500 or procaine (2 µM) significantly inhibited cell via- 1000 μM) is combined with imatinib (1 μM) or bility, increased the percentage of apoptotic dasatinib (20 or 200 nM) (Bcr-Abl tyrosine cells, and decreased the expression level of kinase inhibitors), it proves more effective in RhoA in HCT116 cells in a dose-dependent targeting CML cell lines as well as BP-CML manner. It also increased the proportion of CD34 cells than imatinib or dasatinib alone. HCT116 cells in the G1 phase, downregulated The mechanism of ropivacaine acts on CML cyclin D1 and cyclin E expressions, and re- cells (K562) by inhibiting the PI3K/Akt/mTOR markably inhibited cell migration. But these pathway. effects could be reversed by PCA+pc-RhoA. The levels of p-ERK, p-p38MAPK and p-FAK also Anti-inflammatory effect decreased after treatment with procaine (2 µM). In addition to its anticancer effect, lidocaine also has an anti-inflammatory effect. Kuan Another aminoamide local anesthetic is lido- Ming Chiu et al. [79] found that, an i.p. inje- caine, which may have anticancer effects for ction of kainic acid (KA) (15 mg/kg) could lead certain different types of cancer. D’Agostino et to neuronal death in the CA3 pyramidal layers al. found that, at clinical concentrations (10 or of the hippocampus, but this effect was at- 100 μM), lidocaine significantly inhibited CX- tenuated by the systemic administration of CR4 signaling and blocked human breast can- lidocaine (0.8 or 4 mg/kg, i.p.) 30 mins before cer progression and metastasis. Ferreira et al. KA injection. The mechanism revealed that the used 2-hydroxypropyl-b-cyclodextrin (HP-β-CD) expression of proinflammatory factors such as to complex with lidocaine (HP-β-CD-lido) and IL-1β, IL-6 and TNF-α was decreased by the evaluated their effect on cell viability and the lidocaine pretreatment in the hippocampus of proliferation of human tongue squamous cell rats. In another study, Ryo Tateuchi et al. evalu- carcinoma SCC9 and SCC25 with MTT assay ated the changes of the apparent partition and SRB assay. Their results indicated that coefficient of indomethacin (log P’IND) caused HP-β-CD-lido (4000 μM) has a stronger inhibi- by clinically used local anesthetics (lidocaine, tory effect on proliferation and cell viability of tetracaine, mepivacaine, bupivacaine and dibu- SCC9 and SCC25 compared with lidocaine caine) and by structurally similar basic drugs (4000 μM) or HP-β-CD (4000 μM) alone, (, and ). Their respectively. In another study, et al. conducted results showed that the local anesthetics and an investigation into human gastric cancer structurally similar drugs could function as cells (SGC7901, BGC823) with lidocaine in phase-transfer catalysts, increasing the mem- vitro. Their data showed that lidocaine could brane permeability of indomethacin (an acidic significantly suppress proliferation, migration nonsteroidal anti-inflammatory drug) via het- and invasion and induce apoptosis in a dose- erogeneous intermolecular association. This dependent manner in human gastric cancer method may improve efficiency and decrease cells (SGC7901, BGC823). For the mechanisms the side effects of indomethacin when used on of lidocaine in these two different kinds of patients. human gastric cancer cells, their results indi- cated that the expression of Bcl-2 was Antimicrobial effect decreased, the level of Bax was increased, the protein expression of the MAPK pathway was Antimicrobial agents represent another impor- also changed, and that p-p38 was increased tant kind of commonly used drugs. Thanawat

13215 Int J Clin Exp Med 2019;12(12):13203-13220 Phylogeny and the applications of local anesthetics

Kaewjiaranai et al. [81] reviewed local anes- Based on the chemical structure of clinical thetics as antimicrobial agents used in dentist- common local anesthetics, Dmitrii V. Kalinin et ry from 1970 to 2018, covering many kinds of al. designed, synthesized and evaluated the different local anesthetics such as lidocaine, local anesthetic and antiarrhythmic activities of procaine, bupivacaine, and mepivacaine, am- a series of N-alkylproline anilides in vivo. Their ong others. These local anesthetics function results showed that Compound 4o was the against different oral microorganisms alone or most promising compound in terms of surface in combination with other drugs. Although local anesthesia and antiarrhythmic effects, and anesthetics can be considered as an adjunct to that the toxicity was significantly lower than the the use of traditional antibacterial drugs in clini- toxicity of the reference drugs. Compound 4p cal or laboratory settings, minimal information exhibited a relatively low anesthetic activity, is available on the antimicrobial efficacy of but it may be further developed as an antiar- anesthetic agents in dental clinical settings. rhythmic agent with low toxicity. The final use of local anesthetics in clinical Conclusion practice requires more studies. In another study, Bibi Marjan Razavi et al. reviewed the Since cocaine was discovered and developed antimicrobial action of local anesthetics. They as a local anesthetic, a large number of deriva- collected data from different databases such tives have been developed by researchers as PubMed, Scopus, and Web of Science- at pharmaceutical companies and university using such keywords as “antimicrobial”, “anti- research institutions. The advent of procaine bacterial”, “antifungal”, “bactericidal”, “fungi- and lidocaine has marked a new era for the cidal”, “local anesthetic”, “lidocaine (ligno- development of local anesthetics. The discov- caine)”, “bupivacaine”, “prilocaine”, “mepiva- ery of local anesthetics such as bupivacaine caine”, “ropivacaine”, “articaine”, “procaine”, and ropivacaine in the later stage enriched “tetracaine (amethocaine)”, “dibucaine (cin- the clinical applications of local anesthesia. chocaine)”, and “benzocaine” without setting a However, the classic local anesthetics still have limit on publication time. They found that the certain defects. In recent decades, no local most studied bacteria are E. coli, P. aerugino- anesthetics have been found for truly new sa, and S. aureus. Moreover, among different chemical entities (NCE). Due to the urgent local anesthetics, lidocaine is the most studied need for long-acting local anesthetics, the next preparation. The mechanisms underlying local generation of new local anesthetics is likely to anesthetics’ antimicrobial activity include the achieve long-term analgesia. And many of the disruption of the bacterial cell membrane, the possible breakthroughs in the development of inhibition of cell wall synthesis, the dysfun- new long-acting local anesthetics may come ction of cellular respiration, an alteration in from drug carriers, derivatives of existing local DNA synthesis, the lysis of protoplasts, an alter- anesthetics, TRP channel-based sodium block- ation in permeability and leakage of intracellu- ers QX-314, other class I sodium channel block- lar components, ultrastructural changes, etc. ers, or existing local anesthetics in combina- Further research is needed in this area to eluci- tion with hormones, opioid receptors agonist/ date these mechanisms. blockers and HCN receptor agonists. Among them, bupivacaine liposomes and analogs of Antiarrhythmic effect saxitoxin are undergoing clinical trials and are expected to be applied on a large scale to clini- Lidocaine is a local anesthetic commonly used cal practice. However, the bottleneck in the in medical clinics. In 1963, it was originally development of long-acting local anesthetics is used to treat arrhythmia. As a ventricular pre- the conflict between the duration of drug action mature beat of acute myocardial infarction and and/or the intensity of effect and drug toxicity. ventricular tachycardia, it is specially designed In general, the longer the action time, the high- for the prevention and treatment of acute myo- er the intensity of action and the greater the cardial infarction and various diseases systemic toxicity and tissue toxicity. The repair with rapid ventricular arrhythmia. It is also the ability of nerve tissue damage is very limited, preferred drug for overspeed and ventricular and once it is damaged, the consequences are tremor [83]. more serious. Therefore, safety has always

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