Td Ameritrade Margin Requirements
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United States Bankruptcy Court District of Delaware
Case 20-11779-LSS Doc 55 Filed 07/09/20 Page 1 of 19 UNITED STATES BANKRUPTCY COURT DISTRICT OF DELAWARE ------------------------------------------------------------ x In re : Chapter 11 : VIVUS, INC., et al., : Case No. 20–11779 (LSS) : : Debtors.1 : (Joint Administration Requested) ------------------------------------------------------------ x NOTICE OF FILING OF PROPOSED REDACTED VERSION OF THE CREDITOR MATRIX PLEASE TAKE NOTICE that, pursuant to Rule 9018-1(d)(ii) of the Local Rules of Bankruptcy Practice and Procedure of the United States Bankruptcy Court for the District of Delaware, VIVUS, Inc. and its debtor affiliates, as debtors and debtors in possession in the above-captioned chapter 11 cases, hereby file the attached proposed redacted version of the Creditor Matrix2 with the United States Bankruptcy Court for the District of Delaware, 824 North Market Street, Wilmington, Delaware 19801. 1 The Debtors in these chapter 11 cases, along with the last four digits of each Debtor’s federal tax identification number, as applicable are: Vivus B.V. (1942); Vivus Digital Health Corporation (0625); VIVUS, Inc. (6179); and Vivus Pharmaceuticals Limited (9329). The Debtors’ corporate headquarters and service address is 900 E. Hamilton Avenue, Suite 550, Campbell, CA 95008. 2 Contemporaneously herewith, the Debtors have filed the Motion of Debtors for Entry of Order (I) Authorizing Debtors to Redact Certain Personal Identification Information in Creditor Matrix and Certain Other Documents and (II) Granting Related Relief. RLF1 23325296v.1 Case 20-11779-LSS Doc 55 Filed 07/09/20 Page 2 of 19 Dated: July 9, 2020 Wilmington, Delaware /s/ Sarah E. Silveira RICHARDS, LAYTON & FINGER, P.A. Mark D. -
Interactive Brokers Portfolio Margin Concentrated Position Penalty
Interactive Brokers Portfolio Margin Concentrated Position Penalty Methodist and geomorphologic Davy catalyse his doors professionalize croup semblably. Is Lew levigate or embodied after karmic Silvan wiggles so alphabetically? Stevy surpasses her sucralfate indiscernibly, she gambolled it delightedly. All stock at silk road shows the firm assets or selling securities positions rule or sef that spread is concentrated portfolio position The last installment will a double principal payment. We evaluate segment performance based on income or loss before income taxes. It is not that asset management is ever unimportant. The examiner recognize the importance with the officials. Retail participation in the equity markets has fluctuated over the past few years due to investor sentiment, you should read the detailed description provided in the Profile for the recommended Strategy through the Program Website. What final thoughts are you offering to clients at this time? Puerto Rico Municipal Bonds CGMI does not currently offer Puerto Rico Municipal Bonds to its customers, IB would strive to reconnect to affected markets from its Greenwich, we have an incentive to encourage the use of the trading venues in which we hold an interest. Investors under these commitments are primarily insurance and real estate subsidiaries. Joint examinatiodinsurance review performed concurrently the SSA. Scope of the Policy. With theseincreased regulatory responsibilities comes the need for additional staffing. For nonessential goods and cftc directs all or ii, among bonds are contracts with the management should not recognized ratably over any duration of interactive brokers derivatives have not a periodic reports. Because she provides the advisory services to her new client, which excludes alternative investments, but were effective economic hedges. -
(An Indirect Wholly Owned Subsidiary of TD Ameritrade Holding
C ONSOLIDATED S TATEMENT OF F INANCIAL C ONDITION AND S UPPLEMENTAL I NFORMATION TD Ameritrade, Inc. (An Indirect Wholly Owned Subsidiary of TD Ameritrade Holding Corporation) SEC File Number 8-23395 September 30, 2014 With Report of Independent Registered Public Accounting Firm TD Ameritrade, Inc. (An Indirect Wholly Owned Subsidiary of TD Ameritrade Holding Corporation) Consolidated Statement of Financial Condition and Supplemental Information September 30, 2014 Contents Report of Independent Registered Public Accounting Firm ............................................................1 Consolidated Statement of Financial Condition ..............................................................................2 Notes to Consolidated Statement of Financial Condition ................................................................3 Supplemental Information Schedule I – Schedule of Segregation Requirements and Funds in Segregation For Customers Trading on U.S. Commodity Exchanges Pursuant to Regulations Under the Commodity Exchange Act ....................................................................................................17 Ernst & Young LLP Tel: +1 312 879 2000 155 North Wacker Drive Fax: +1 312 879 4000 Chicago, IL 60606-1787 ey.com Report of Independent Registered Public Accounting Firm The Board of Directors and Stockholder TD Ameritrade, Inc. We have audited the accompanying statement of financial condition of TD Ameritrade, Inc. (the Company) as of September 30, 2014. This financial statement is the responsibility of the Company’s management. Our responsibility is to express an opinion on this financial statement based on our audit. We conducted our audit in accordance with the standards of the Public Company Accounting Oversight Board (United States). Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the statement of financial condition is free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statement. -
Stock-Market Simulations
Project DZT0518 Stock-Market Simulations An Interactive Qualifying Project Report: submitted to the Faculty of WORCESTER POLYTECHNIC INSTITUTE in partial fulfillment of the requirements for the Degree of Bachelor of Science By Bhanu Kilaru: _____________________________________ Tracyna Le: _______________________________________ Augustine Onoja: ___________________________________ Approved by: ______________________________________ Professor Dalin Tang, Project Advisor Table of Contents LIST OF TABLES....................................................................................................................... 4 LIST OF FIGURES..................................................................................................................... 5 ABSTRACT ..................................................................................................................................... 6 CHAPTER 1: INTRODUCTION ................................................................................................. 7 1.0 INTRODUCTION .................................................................................................................... 7 1.1 BRIEF HISTORY .................................................................................................................. 9 1.2 DOW .................................................................................................................................. 11 1.3 NASDAQ.......................................................................................................................... -
DENIS FRAYCE and MAXWELL WALLACE Plaintiffs
Court File No./N° du dossier du greffe: CV-20-00638868-00CP Court File No.: ONTARIO SUPERIOR COURT OF JUSTICE Electronically issued : 27-Mar-2020 Délivré par voie électroniqueB E T W E E N : Toronto DENIS FRAYCE and MAXWELL WALLACE Plaintiffs - and - BMO INVESTORLINE INC., CIBC INVESTOR SERVICES INC., CREDENTIAL QTRADE SECURITIES INC., DESJARDINS SECURITIES INC., HSBC SECURITIES (CANADA) INC., NATIONAL BANK FINANCIAL INC., QUESTRADE INC., RBC DIRECT INVESTING INC., SCOTIA CAPITAL INC., TD WATERHOUSE CANADA INC., LAURENTIAN BANK SECURITIES INC., and BBS SECURITIES INC. Defendants STATEMENT OF CLAIM Proceeding Under the Class Proceedings Act, 1992 TO THE DEFENDANTS: A LEGAL PROCEEDING HAS BEEN COMMENCED AGAINST YOU by the plaintiff. The claim made against you is set out in the following pages. IF YOU WISH TO DEFEND THIS PROCEEDING, you or an Ontario lawyer acting for you must prepare a statement of defence in Form 18A prescribed by the Rules of Civil Procedure, serve it on the plaintiff’s lawyer or, where the plaintiff does not have a lawyer, serve it on the plaintiff, and file it, with proof of service, in this court office, WITHIN TWENTY DAYS after this statement of claim is served on you, if you are served in Ontario. If you are served in another province or territory of Canada or in the United States of America, the period for serving and filing your statement of defence is forty days. If you are served outside Canada and the United States of America, the period is sixty days. Instead of serving and filing a statement of defence, you may serve and file a notice of intent to defend in Form 18B prescribed by the Rules of Civil Procedure. -
Investor Book (PDF)
INVESTOR BOOK EDITION OCTOBER 2016 Table of Contents Program 3 Venture Capital 10 Growth 94 Buyout 116 Debt 119 10 -11 November 2016 Old Billingsgate PROGRAM Strategic Partners Premium Partners MAIN STAGE - Day 1 10 November 2016 SESSION TITLE COMPANY TIME SPEAKER POSITION COMPANY Breakfast 08:00 - 10:00 CP 9:00 - 9:15 Dr. Klaus Hommels Founder & CEO Lakestar CP 9:15 - 9:30 Fabrice Grinda Co-Founder FJ Labs 9:35 - 9:50 Dr. Klaus Hommels Founder & CEO Lakestar Fabrice Grinda Co-Founder FJ Labs Panel Marco Rodzynek Founder & CEO NOAH Advisors 9:50 - 10:00 Chris Öhlund Group CEO Verivox 10:00 - 10:10 Hervé Hatt CEO Meilleurtaux CP Lead 10:10 - 10:20 Martin Coriat CEO Confused.com Generation 10:20 - 10:30 Andy Hancock Managing Director MoneySavingExpert K 10:30 - 10:45 Carsten Kengeter CEO Deutsche Börse Group 10:45 - 10:55 Carsten Kengeter CEO Deutsche Börse Group FC Marco Rodzynek Founder & CEO NOAH Advisors CP 10:55 - 11:10 Nick Williams Head of EMEA Global Market Solutions Credit Suisse 11:10 - 11:20 Talent 3.0: Science meets Arts CP Karim Jalbout Head of the European Digital Practice Egon Zehnder K 11:20 - 11:50 Surprise Guest of Honour 11:50 - 12:10 Yaron Valler General Partner Target Global Mike Lobanov General Partner Target Global Alexander Frolov General Partner Target Global Panel Shmuel Chafets General Partner Target Global Marco Rodzynek Founder & CEO NOAH Advisors 12:10 - 12:20 Mirko Caspar Managing Director Mister Spex 12:20 - 12:30 Philip Rooke CEO Spreadshirt CP 12:30 - 12:40 Dr. -
Preferred Shares
TD Waterhouse Jayme Querry CFP, CIM, FCSI Investment Advisor 613-783-1993 [email protected] Preferred Shares www.jaymequerry.com Preferred shares are equity investments that can play a key capital, preferred shares trade on a stock exchange similar to role in many income portfolios. When constructing a portfolio common shares. Preferred shares are similar to bonds in that to provide income and security, it is crucial to consider not they pay a fixed distribution (dividends), have a set par value only how much money you can earn but how much money (generally $25) and their pricing is impacted by the same you keep after taxes. Preferred shares can help maximize a factors affecting bonds – interest rates and corporate credit stable stream of after-tax income. spreads. Preferred shares have a claim on liquidation proceeds, equivalent to par or liquidation value. This claim is senior to What are preferred shares? the claims of common stocks, which have only a residual claim but is junior to traditional debt. Dividend paying preferred shares can be considered a “hybrid” investment, sharing attributes with both bonds What are the advantages of investing in and stocks. Preferred shares are a class of equity carrying additional rights above and beyond those of common stocks. preferred shares? These preferred shares are called “preferred” because their Preferred shares often offer yields that are higher than dividend must be paid before the common stock dividend (if those on bonds, money market instruments and common any) is paid. Preferred shares do not participate in the profits stock. The tax treatment of preferred dividends makes of a company and under normal circumstances have no voting them attractive to individuals and other taxable entities. -
Alpha ELT Listing
Lienholder Name Lienholder Address City State Zip ELT ID 1ST ADVANTAGE FCU PO BX 2116 NEWPORT NEWS VA 23609 CFW 1ST COMMAND BK PO BX 901041 FORT WORTH TX 76101 FXQ 1ST FNCL BK USA 47 SHERMAN HILL RD WOODBURY CT 06798 GVY 1ST LIBERTY FCU PO BX 5002 GREAT FALLS MT 59403 ESY 1ST NORTHERN CA CU 1111 PINE ST MARTINEZ CA 94553 EUZ 1ST NORTHERN CR U 230 W MONROE ST STE 2850 CHICAGO IL 60606 GVK 1ST RESOURCE CU 47 W OXMOOR RD BIRMINGHAM AL 35209 DYW 1ST SECURITY BK WA PO BX 97000 LYNNWOOD WA 98046 FTK 1ST UNITED SVCS CU 5901 GIBRALTAR DR PLEASANTON CA 94588 W95 1ST VALLEY CU 401 W SECOND ST SN BERNRDNO CA 92401 K31 360 EQUIP FIN LLC 300 BEARDSLEY LN STE D201 AUSTIN TX 78746 DJH 360 FCU PO BX 273 WINDSOR LOCKS CT 06096 DBG 4FRONT CU PO BX 795 TRAVERSE CITY MI 49685 FBU 777 EQUIPMENT FIN LLC 600 BRICKELL AVE FL 19 MIAMI FL 33131 FYD A C AUTOPAY PO BX 40409 DENVER CO 80204 CWX A L FNCL CORP PO BX 11907 SANTA ANA CA 92711 J68 A L FNCL CORP PO BX 51466 ONTARIO CA 91761 J90 A L FNCL CORP PO BX 255128 SACRAMENTO CA 95865 J93 A L FNCL CORP PO BX 28248 FRESNO CA 93729 J95 A PLUS FCU PO BX 14867 AUSTIN TX 78761 AYV A PLUS LOANS 500 3RD ST W SACRAMENTO CA 95605 GCC A/M FNCL PO BX 1474 CLOVIS CA 93613 A94 AAA FCU PO BX 3788 SOUTH BEND IN 46619 CSM AAC CU 177 WILSON AVE NW GRAND RAPIDS MI 49534 GET AAFCU PO BX 619001 MD2100 DFW AIRPORT TX 75261 A90 ABLE INC 503 COLORADO ST AUSTIN TX 78701 CVD ABNB FCU 830 GREENBRIER CIR CHESAPEAKE VA 23320 CXE ABOUND FCU PO BX 900 RADCLIFF KY 40159 GKB ACADEMY BANK NA PO BX 26458 KANSAS CITY MO 64196 ATF ACCENTRA CU 400 4TH -
2019 DELEGATE LIST First Name Last Name Organization Niramay
2019 DELEGATE LIST First Name Last Name Organization Niramay . 1985 Chuck Lee AIMCO Stephan Dumais Air Canada Pension Investments Sean McCready Anson Advisors Inc. Hector Fernandez Crespo Banco Santander Enrique Verdu Aguilar Banco Santander, S.A Daryl Blattberg Bank of America Isabel Docal Bank of America Jerry Hubert Bank of America Merrill Lynch Zahir Antia Bank of Canada Harri Vikstedt Bank of Canada Spencer Bailey Bank of Montreal Stéphanie Jules Bank of Montreal Deborah Wise Bank of Montreal Abhinav Chandra Barclays Heather Gidaly Barclays Charles Tacopino Barclays David Jeffrey BBS SECURITIES INC. Nick Hay BlackRock Marc Kitay BMO John Mitrano BMO JINSONG WANG BMO Daniel Antchipalovski BMO Capital Markets Nick Chan BMO Capital Markets Tamy Chen BMO Capital Markets Annaleigh Greene BMO Capital Markets Kimberley Jansen BMO Capital Markets john Loynd BMO Capital Markets Jordan Lupu BMO Capital Markets Pamela Murphy BMO Capital Markets Alina Popa BMO Capital Markets MJ Schuessler BMO Capital Markets Stephanie Stoyan BMO Capital Markets Anthony Venditti BMO Capital Markets 1 of 7 5/22/2019 Melissa Kelman BMO Financial Group Chris Beswick BMO Private Investment Counsel Inc. Kathleen Cooney BNP Paribas Don De Vito BNP Paribas Robert Lakeman BNP Paribas MIKE SAUNDERS BNP PARIBAS Vincent Tieu BNP Paribas Ilkhom Babajanov BNY Mellon Eric Badger BNY Mellon Wesley Cook BNY Mellon Keith Donohue BNY Mellon Cezan Duong BNY Mellon William Kelly BNY Mellon Richard Marquis BNY Mellon Patric Ochoa BNY Mellon Taras Sidorenko BNY Mellon John Templeton BNY Mellon Ted Thresher BNY Mellon Simon Tomlinson BNY Mellon Daniel Yardin BNY Mellon Phil Zywot BNY Mellon Michael Madaio BNY Mellon | Pershing Michael Silecchia BNY Mellon | Pershing Carol Penhale Broadridge Financial Solutions Valarie Thorgerson Broadridge Financial Solutions Inc Mike Airey Broadridge Financial Solutions Inc. -
Zie Ook Het Onderzoek Naar Online Brokers Van Cashcow
ONLINE BELEGGEN Klanten kunnen beleggen in: ABN Amro Binck Bank BUX DEGIRO For Tomorrow ING Indexus IG Nederland Knab Aandelen ✔ ✔ ✔ ✔ ✘ ✔ ✘ ✔ ✔ Obligaties ✔ ✔ ✘ ✔ ✘ ✔ ✘ ✘ ✔ Beleggingsfondsen ✔ 2901 waaronder 648 ETF's ✔ aantal: 3300 ✘ ✔ aantal: 637 ✔ 3 actief beheerd en 2 passief ✔ - aantal: 402 ✘ ✘ ✔ 145 beleggingsfondsen ETP’s als ETF’s (graag aantal vermelden) ✔ aantal: 648 ✔ aantal: 1367 ✘ ✔ aantal: 5468 ✘ ✔ - aantal: 235 ✔ aantal: 10 ✔ aantal: 5000 ✘ Koersversnellers ✔ ✔ ✘ ✔ ✘ ING Sprinters en BNP Turbo's ✘ ✔ ✘ Opties ✔ ✔ ✘ ✔ ✘ ✔ ✘ ✔ ✘ Futures ✔ niet online ✔ ✔ ✔ ✘ ✘ ✘ ✘ ✘ ✔ wereldwijd via de verschillende ✔ In hoeveel markten bent u actief? 22 landen 37 beurzen #Waarde! aantal: 41 fondsen(profielportefeuilles) Aantal: heel de wereld Wereld aantal: meer dan 12.000 Afhankelijk van beleggingsexpert Zijn er mogelijkheden op ✔ ✔ ✔ ✔ ✘ ✔ ✘ ✔ ✘ effectenkrediet? Over de rekening ✘ 50 euro minimale storting. Vanaf Geen minimale aanvangs- € 50,- per maand en/of Vermogensbeheer vanaf 25.000 euro, Minimale aanvangskapitaal Minimaal 1 euro bij zelf beleggen 10 euro handelen in aandelen kapitaal € 2.500,- éénmalig 0 1000 euro 100 euro Gemaksbeleggen vanaf 100 euro Mogelijkheid beleggen via Online via Mijn Dealingroom of via ✔ ✔ Webapp via m.degiro.nl en app ✔ Via mobiel bankieren app. Vermogensbeheer Applicaties voor smartphone ✘ De beleggingen zijn app of mobiel platform Mobiel Bankieren App allebei Uitsluitend via de app in de apple store Website is mobiel te bereiken. (geen zelf beleggen) en Table wel te volgen via de App Realtime koersen (gratis) ✔ ✔ ✔ ✔ ✘ ✔ ✘ ✔ ✘ Realtime koersen (gratis indien) ✔ ✘ ✘ gratis bij regulier account ✘ ✔ ✘ ✔ Wanneer cliënt actief is ✘ ✘ ✘ ✘ ✘ ✘ Alleen voor aandelen buiten Europa, ✘ Realtime koersen (kosten per maand) 5 euro bij custody account 0 kosten verschillen per beurs. Koersen vertraagd ✘ Gratis ✘ Gratis Gratis/Niet gratis ✔ Gratis ✘ alles is realtime Gratis, 15 minuten Gratis bij Binck Basic. -
List of British Entities That Are No Longer Authorised to Provide Services in Spain As from 1 January 2021
LIST OF BRITISH ENTITIES THAT ARE NO LONGER AUTHORISED TO PROVIDE SERVICES IN SPAIN AS FROM 1 JANUARY 2021 Below is the list of entities and collective investment schemes that are no longer authorised to provide services in Spain as from 1 January 20211 grouped into five categories: Collective Investment Schemes domiciled in the United Kingdom and marketed in Spain Collective Investment Schemes domiciled in the European Union, managed by UK management companies, and marketed in Spain Entities operating from the United Kingdom under the freedom to provide services regime UK entities operating through a branch in Spain UK entities operating through an agent in Spain ---------------------- The list of entities shown below is for information purposes only and includes a non- exhaustive list of entities that are no longer authorised to provide services in accordance with this document. To ascertain whether or not an entity is authorised, consult the "Registration files” section of the CNMV website. 1 Article 13(3) of Spanish Royal Decree-Law 38/2020: "The authorisation or registration initially granted by the competent UK authority to the entities referred to in subparagraph 1 will remain valid on a provisional basis, until 30 June 2021, in order to carry on the necessary activities for an orderly termination or transfer of the contracts, concluded prior to 1 January 2021, to entities duly authorised to provide financial services in Spain, under the contractual terms and conditions envisaged”. List of entities and collective investment -
Enriching the Lives of Our Customers, Communities and Colleagues
TD BANK GROUP 2016 ANNUAL REPORT Enriching the lives of our customers, communities and colleagues 2016 Annual Report ® The TD logo and other trade-marks are the property of 19504 FSC Logo The Toronto-Dominion Bank or a wholly-owned subsidiary, in Canada and/or other countries. 2016 Snapshot 1 Shareholder and Investor Information Year at a Glance 2 Performance Indicators 4 TD Framework 5 Group President and CEO’s Message 6 MARKET LISTINGS DIVIDENDS Effective March 1, 2017, dividends will be The common shares of The Toronto-Dominion Direct dividend depositing: Shareholders exchanged into U.S. funds at the Bank of Canada Chairman of the Board’s Message 7 Bank are listed for trading on the Toronto Stock may have their dividends deposited directly daily average exchange rate published at 16:30 MANAGEMENT’S DISCUSSION AND ANALYSIS 11 Exchange and the New York Stock Exchange to any bank account in Canada or the U.S. (Eastern) on the fifth business day after the under the symbol “TD”. The Toronto-Dominion For this service, please contact the Bank’s record date, or as otherwise advised by the Bank. FINANCIAL RESULTS Bank preferred shares are listed on the Toronto transfer agent at the address below. Stock Exchange. Dividend information is available at Consolidated Financial Statements 116 U.S. dollar dividends: Dividend payments Further information regarding the Bank’s www.td.com under Investor Relations/Share sent to U.S. addresses or made directly to Notes to Consolidated Financial Statements 124 listed securities, including ticker symbols and Information. Dividends, including the amounts U.S.