43023-013: Guangxi Beibu Gulf Cities Development Project

Resettlement Monitoring Report

Project Number: 43023-013 August 2017

PRC: Guangxi Beibu Gulf Cities Development Project – Resettlement Monitoring and Evaluation Report (No.8)

Prepared by Shanghai Yiji Construction Engineering Consulting Company for the Guangxi Beibu Gulf Cities Development Project and the Asian Development Bank.

This resettlement monitoring report is a document of the borrower. The views expressed herein do not necessarily represent those of ADB’s Board of Director, Management or staff, and may be preliminary in nature.

In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any

judgments as to the legal or other status of any territory or area.

Resettlement, Monitoring and Evaluation Report

2017 No.7 Report Aug. 2017

PRC: GUANGXI BEIBU GULF CITIES DEVELOPMENT PROJECT

Prepared by Shanghai Yiji Construction Engineering Consulting Company for the PRC: GUANGXI BEIBU GULF CITIES DEVELOPMENT PROJECT and the Asian Development Bank.

Report Director: Wu Zongfa,

Report Co-compiler: Wu Zongfa, Zhan Zexiong, Ma Zhenpeng, Li Yong, Xue Yuxiang

E-mail: [email protected]

LIST OF ACRONYMS AND MEASURES

ABBREVIATIONS

ADB - Asian Development Bank AFs - Affected Families AHs - Affected Households APs - Affected Persons BPMO - Beihai Poject Management Office BUCIDCL - Beihai Urban Construction Investment and Development Co.,Ltd. EA - Executing Agency FCDTCL - Fangchenggang City Dongwan Transportation Co.,Ltd. GDG - Gangkou District Government GZAR - Guangxi Zhuang Automomous Region HDAO - House Demolishment Administration Office HHs - Households IA - Implementing Agency LA - Land Acquisition LAR - Land Acquisition and Resettlement LRB - Land Resources Bureau M&E - Monitoring and Evaluation MLG - Minimum Living Guarantee OP - Operational Procedures PLG - Project Leading Group PMO - Project Management Office PRC - People’Rrepublic of China RO - Resettlement Office ROW - Right Of Way RP - Resettlement Plan VCs - Village Commettees WF - Women’s Federation US$ - United Stated Dollar CNY - CNY1 =1/6.80US$

WEIGHTS AND MEASURES Mu - Chinese area measure for land. 1 mu=1/15ha ( 1 ha = 15mu ) ㎞ - Kilometer ㎡ - Square Meter % - Percentage

CONTENTS

REPLIES TO THE MIGRATION AND RESETTLEMENT MEMO IN THE ABD INSPECTION BETWEEN 28TH. NOV. TO 2ND DEC. 2016 ...... - 1 -

1.1 PROJECT DESCRIPTION ...... - 3 - 1.2 RESETTLEMENT POLICY AND FRAMEWORK ...... 8 1.3 PROGRESS OF RESETTLEMENT IMPLEMENTATION ...... 8 1.4 EXTERNAL MONITORING AND EVALUATION ON RESETTLEMENT ...... 11 A. Work Plan and Arrangement ...... 11 B. Work Procedures ...... 11 C. Methods ...... 12 1.5 LAR INSTITUTIONAL ARRANGEMENTS ...... 12 1.6 LAND ACQUISITION PROGRESS ...... 13 D. Land Acquisition Procedures ...... 13 E. Land Acquisition Progress ...... 14 1.7 HOUSE DEMOLITION PROGRESS ...... 15 1.8 RELOCATION FOR AFFECTED ENTERPRISES AND NONRESIDENTIAL RESETTLEMENT ...... 16 1.9 COMPENSATION PAYMENT AND UTILIZATION ...... 17 1.10 MONITORING AND EVALUATION ...... 17 1.11 GENDER AND SOCIAL DIMENSIONS ...... 17 1.12 CONCLUSIONS AND SUGGESTIONS ...... 17 F. Conclusions ...... 17 G. Suggestions ...... 18

2. BEIHAI INFRASTRUCTURE CONSTRUCTION ...... 19

2.1 PROJECT BACKGROUND ...... 19 2.2 LAR PROGRESS ...... 19 2.3 PROJECT IMPACTS ...... 20 2.4 RELOCATION PROGRESS ...... 20 H. Progress of land acquisition ...... 20 I. Relocation Progress ...... 23 J. Policy for Land Acquisition ...... 26 K. Policy for House Demolition ...... 27 2.6 INCOME AND LIVELIHOOD RESTORATION ...... 27 L. Social Economic Profile of the Affected Area ...... 27 M. Land Acquisition ...... 29 2.7 HOUSING RELOCATION ...... 31 N. Related Policies ...... 31 2.8 RESTORATION OF INFRASTRUCTURE ...... 34 2.9 BUDGET AND COST ESTIMATES FOR RESETTLEMENT ...... 34 2.10 PUBLIC PARTICIPATION AND INFORMATION DISCLOSURE ...... 35

2.11 COMPLAINTS AND APPEALS ...... 35 2.12 ORGANIZING AND ADMINISTRATING ...... 36 2.13 ASSISTANCE TO VULNERABLE GROUPS ...... 36 2.14 RE-EMPLOYMENT IN ZHULIN SALT FARM ...... 36 2.15 CONCLUSIONS AND SUGGESTIONS ...... 37 O. Conclusions ...... 37 P. Suggestions ...... 37 2.16 INTERVIEW RECORDS ...... 37 3 QINZHOU PORT XINCHENG URBAN ROAD NETWORK AND RELATED INFRASTRUCTURE COMPONENT ...... 43

3.1 PROJECT BACKGROUND ...... 43 3.2 CURRENT STATUS FOR RESETTLEMENT ...... 43 3.3 PROJECT IMPACTS ...... 44 3.4 RESETTLEMENT PROGRESS ...... 44 Q. Progress of Land Aacquisition ...... 44 R. Progress of Relocation Construction ...... 51 3.5 RELOCATION POLICY ...... 54 S. Policy for Land Acquisition ...... 54 T. House Relocation Policy ...... 61 3.6 INCOME AND LIVELIHOOD RESTORATION PROGRAM ...... 61 U. Social Economic Status of Affected Area ...... 61 V. Sampling Design ...... 62 W. Sample Household Survey ...... 62 3.7 HOUSE RELOCATION ...... 65 3.8 RESTORATION OF INFRASTRUCTURE ...... 70 3.9 BUDGET AND FUND OF RESETTLEMENT ...... 70 3.10 PUBLIC PARTICIPATION AND INFORMATION DISCLOSURE ...... 73 3.11 COMPLAINTS AND APPEALS ...... 73 3.12 VULNERABLE GROUPS ...... 73 3.13 ORGANIZATION AND ADMINISTRATION ...... 74 3.14 CONCLUSION AND SUGGESTIONS ...... 75 X. Conclusion ...... 75 Y. Suggestions ...... 76 3.15 INTERVIEW RECORD ...... 76 4. FANGCHENGGANG CITY FANGCHENG-JIANGSHAN URBAN ROAD AND FANGCHENGGANG MAOLING WWTP ....80

4.1 PROJECT BACKGROUND ...... 80 4.2 THE OVERALL SITUATION ABOUT RELOCATION ...... 80 4.3 IMPACTS OF THE PROJECT ...... 81 4.4 PROGRESS OF LAND ACQUISITION ...... 81 Z. Progress of Land Acquisition: ...... 81

AA. Progress of House Demolition ...... 82 4.5 RELOCATION POLICY ...... 87 BB. Land Acquisition Policy ...... 87 CC. House Relocation Policy ...... 89 4.6 INCOME AND LIVELIHOOD RESTORATION ...... 91 DD. Social Economic Status of Affected Area ...... 91 EE. Design of Sampling Survey ...... 91 FF. Survey to Sampling Households ...... 91 4.7 HOUSE RELOCATION ...... 102 4.8 RESTORATION OF INFRASTRUCTURE ...... 103 4.9 BUDGET AND COST ESTIMATES FOR RESETTLEMENT ...... 103 4.10 PUBLIC PARTICIPATION AND INFORMATION DISCLOSURE ...... 105 4.11 COMPLAINTS AND APPEALS ...... 105 4.12 ORGANIZATION AND ADMINISTRATION ...... 106 4.13 ASSISTANCE TO VULNERABLE GROUPS ...... 107 4.14 CONCLUSIONS AND SUGGESTIONS ...... 107 GG. Conclusions ...... 107 HH. Suggestions ...... 107 4.15 INTERVIEW RECORDS ...... 108

5 GENDER AND SOCIAL DIMENSIONS ...... 113

5.1 GENDER ACTION PLAN MONITORING ...... 113 5.2 SOCIAL ACTION PLAN MONITORING ...... 113 5.3 CONCLUSIONS AND SUGGESTIONS ...... 113 II. Conclusions ...... 113 JJ. Suggestions ...... 113

Replies to the Migration and Resettlement Memo in the

ABD Inspection between 15th to 22nd May. 2017 Questions related to LAR

20. Qinzhou subproject: As is known by the Inspection Delegation, land acuquisition, except the demolition of the 3 houses along the Road No. 3 still under disgussion, has been completed. Based on the “one household one construction slot” policy, 129 houses in the migration resettlement spot are ready for reconstruction. Besides, 77 apartments are meanwhile provided to affected households. Reply: As far as the 3 households along Road No. 3 are concerned, negotiation is still in progress.

21. ADB funding will be extended to the construction of 700 meters on No. 2 Road extension. Related LAR can be handled with the original No. 2 Road together. The due diligence report had been completed prior to January 2017. The improvement of the Binhai Lu (coastal highway) is now listed as new subprojuct. 114 mu collective land and 52 households will be affected. All AHs wang to acquire their reconstruction slot in a same resettlement spot. Prior to 30th, June, 2017, the base and the ground floor of 1500 resettlement slot will be completed. Inventory and surveying statistics and updated LAR plan has been submitted. The inspection delegation reminded an another amount of 30 million CNY shall be on schedule to ensure the progress of the project. Reply: The preparation for the construction of 700 meters on No. 2 Road extension and the improvement of the Binhai Lu (coastal highway) is being organized. LAR work has not begun yet.

22. Fangchenggang-jiangshan subproject: Land acquisition within the red line has been completed. But the housing demolition and resettlement for Honghua Road construction is slow, because the 25 AHs, this time influenced by the Jiangshan Overbridge, are involved in a second resettlement in a short time, it is now rather difficult for the two sides to reach a consensus. The IA will change the design of the bridge in the project, so as to settle the problem. Prior to the April 2017, 97 households are to move, among which 83 households has signed the resettlement agreement. The negotiation with the rest 14 households affected will also be completed before 31st, May, 2017. Agreement has been reached on the LAR with the gas station (K12+900) and the local police station (K12+700). The delegation acknowledges the progress on the house demolition work in the project while emphasizes more attention on the construction of the Resettlement Spot. Also, the delegation expressed the necessity of an updated LAR plan in time, to ensure the construction of resettlement within the time limit of the project. In addition, the inspection delegation plans to use the remenant of the fund for the upgrading of the Dongxing Dadao, on condition that the due diligence report excludes the possibility of LAR. Reply: The progress of land acquisition is encouraging, with only five households to move. Although the updated design has been approved, the land acquisition concerning the Jiangshan Gas Station is not settled yet. The municipal government is now helping settling the LA concerning the Jiangshan Police Station. All house demolition work are expected to

complete before 15th of September. The widening and upgrading of Dongxing Dadao will not involve any land acquisition.

23. Maoling subproject in Fangchenggang: The land needed shrinks to 56.4 mu, among which 38.6 mu will be acquired for Wastewater Treatment Plant and Sewerage Network. 33.2 mu land had been acquired and land leveling work had been completed before 2015. But the deligation was informed that the rest 4.5 mu land has not been acquired due to the compensation dispute with the AHs. A lasting compensation problem unsolved may lead to the delay of the construction and the whole project. Considering the proposal from the IA about using the domestic fund for the above mentioned subproject, the delegation would like to point out that even if the domestic fund is to used in the construction, since the sub is still in the coverage of the ADB, the rest part of LAR will also be conducted under the supervision of ADB. Reply: The land dispute on the remaining 5.4 mu has not been settled yet. The main reason is that the APs did not know that land acquired will be used for the construction of wastewater treatment plant, the start of the construction would help to solve the problem.

24. For the next phase, the Resettlement, Monitoring and Evaluation Report shall focus on the preparation and distribution of the homestead construction slot, as well as the land compensation dispute concerning the Maoling Wastewater Treatment Plant. PMO agrees that the report, including gender action program and social action program, can be submitted before 30th, September, 2017 and 31st, March, 2018. Reply: The evaluation and the report will be completed as required.

- 2 -

1.1 Project Description

The Asian Development Bank (ADB) financed Guangxi Beibu Gulf Cities Development

Project (loan number: 2821-PRC, hereinafter referred to as the "project") consists of municipal

infrastructure construction projects in the southwestern cities of Fangchenggang, Qinzhou City,

Beihai City; consulting services and a training and capacity building sub-project package. This

project as a total invests of US$ 406.8 million, including the ADB loans, US$ 0.2 billion. Three

city sub-project implementation units are shown in table 1-1. The three project component

locations and main impacts are shown in Table 1-2.

Table 1-1 Cities and Components City Project Components Implementing Agency (IA) Beihai Zhulin urban road and related Beihai infrastructure Beihai City Urban Construction Henan Road, Beihai Road and Nanzhu Investment Development Co. Ltd.

Avenue Qinzhou No.1 Road (northern section) No.2 Road (northern section – phase II) No. 3 Road (northern section – phase II) No.1 Street Guangxi Qinzhou Coastal Industry Investment Co. Ltd. No.3 Street (phase II)

Jingu outer ring-road (phase II) No.2 Road (700m extension ) Widening and upgrading Binhai Road Fangchen Fangcheng–Jiangshan road and related Fangchenggang Dongwan ggang infrastructure Transportation Co. Ltd. Fangchenggang Maoling Wastewater Fangchenggang City Fangcheng District Treatment Plant and Sewerage Network. Urban Construction Investment Co. Ltd. Widening and upgrading Dongxing Dadao

Total land acquisition involves 4910.02 Mu, affecting 20 communities (Villages), 2 enterprises, 1456 households, 6394 people and 101 households nonresidentially affected. The total resettlement expenditure estimated is CNY 492,590,000. See Table 1-3.

- 3 -

Table 1-1 Project Component Locations and Main Impacts

No. Project City Components Project Outputs Location Major Resettlement Impacts The project component will mainly involve land acquisition and structure demolishment in Dakan Village, Dongcun Village, Hailu Village of Fucheng Township, state-owned (a) 8.42 km of urban road, Sanhekou Farm and Zhulin Salt Farm. A total of 499.5 mu of rural collective land will (b) 16.83 km of storm water be acquired permanently, including 271.44 mu (54.34%) farmland. In addition, 241.23 Beihai Zhulin 1 Beihai drainage ditch, (c) street Beihai mu of state-owned land will also be acquired. The permanent land acquisition will affect urban road lighting and signage and (d) 137 households or 689 persons, including 584 farmers and 105 workers in Zhulin Salt landscaping ; Farm and Sanhekou Farm. A total of 5,828.49 ㎡ of residential houses will be demolished, affecting 59 households with 252 persons, among whom there are 229 belonging to vulnerable group.

(a) 3.55 km of Beihai Ave. (b) 3.85km Nanzhu Ave. (c) Beihai Dongqu Overpass bridge over Xinan The project component will mainly involve 72.15 Mu rotation farmland, inc. 28.8 mu 2 Urban Road Ave. and YachaLing. Beihai sapling, 35.85 mu vegetable; 7.5 mu ponds. 417 ㎡ agri-production houses and 148 reconstruction (d) 1.744 km Henan Ave. persons are affected. (e) BeiBuwan East ~ Beihai Ave.

Road length: 2.33 km Road width: 60 m The project component will involve 451.63 mu land acquisition and 11278.6 ㎡ No.1 Road Storm water drainage 3 Qinzhou (northern pipeline: 5.58 km Qinzhou structure demolition affecting 462 households with 1,628 persons including collective land acquisition affecting 409 households, 1420 persons. 53 households 208 persons section) Sewerage pipeline: 2.84 km Public utility conduit: 2.33 will be affected for residential demolition. km

No. Project City Components Project Outputs Location Major Resettlement Impacts It is a 1.3-km north-south No.3 Road road which starts from city This land acquisitioninvolved 292.59 mu collective land and 74 households. Home (northern 4 belt in Gangkou district to Qinzhou demolition of this subject will involve 17,631 ㎡ residential homestead and 35 section - phase the first phase of this households II) subproject. Total length: 8.57 km Rate: II No. 2 Road Road width: 50 ~60 m (northern Estimated speed: 40-60km/h section - phase This land acquisition involved 1282.76 mu collective land and 250 households. Home 5 Construction includes road, Qinzhou II), No. 1 St. demolition will involve 47083.42 ㎡ residential homestead and 104 households. bridges and culverts, No. 3 St.(2 drainage works, phase) transportation facility, lighting facility, landscaping Widening and upgrading the Binhai Road (between Jinguang Bridge and Dalanping No.4) with a Widening and length of 4km. upgrading the Binhai Road The middle phase of The land acquisition involved 140.7 mu collective land and 94 households. Home 6 and the Dalanping Road Qinzhou demolition will involve 8263 ㎡ residential homestead and 52 households. Dalanping No.2(between Street No.2 Road No.2 (the and Street No. 4, ie, mid phase) K1+004.578～K1+577.077) with a length of 0.573km.

The total length of these two parts is 4.573km.

No. Project City Components Project Outputs Location Major Resettlement Impacts The project will involve land acquisition of 1872.968 Mu including 1443.968 mu (a) 16.13 km of urban road collective land, 429 mu state-owned land, affecting 2339 persons in 418 households. rehabilitation and Temporarily acquired land covers 40 mu, affecting 44 households with 242 people. Fangcheng– construction, (b) landscaping Fangchen 7 Fangchenggang 15,949 ㎡ residential houses will be demolished, affecting 77 households with 448 Jiangshan road (c) storm water drainage ggang persons. This project will also affect 4,543 ㎡ of 460 rooms in non-residential houses, ditch 32.26 km, and (d) traffic signage and affect 192 tombs and one gas station.

(a) wastewater treatment plant with a capacity of 20,000 m³/day, (b) sewerage Fangchenggang pipeline network, (c) Maoling Fangchen The project will acquire 56.441 Mu collective land, affecting 25 households with 177 8 pumping station, (d) sludge wastewater people. treatment facility, (e) office ggang treatment plant and other plant ancillaries; f power supply system and automatic control system Widening and upgrading the Fangchen 9 No LAR. Dongxing ggang Dadao

Table 1-3 Population Affected by Sub-projects

Residen Ent Resident Popula Affected tial erpr Enterprise Estimated Communities Permanent State- Temporary Family affected tion Households Area of ise Land Resettlemen City Project Component and Villages Land owned Land Affecte by House Affecte by House House Aff demolishe t Costs Involved Acquisition land acquisition d demolitio d demolition demolit ecte d n ion d No. Mu Mu Mu No. No. No. ㎡ No. ㎡ CNY Beihai Zhulin urban Beihai 5 499.50 241.23 0.0 137 689 59 252 5828.5 2 0 72,269,400 road Beihai Henan Road 2 72.15 0 0.0 40 119 9 29 417.0 0 0 1,203,900 No.1 Road (northern Qinzhou 1 451.63 0 0.0 409 1420 53 208 11278.6 0 0 57,017,900 section) No.3 Road (northern 2 292.59 0 0.0 74 320 35 153 17631.9 0 0 46,050,900 section - phase II) The rest 4 roads 2 1282.77 0 0.0 250 1084 90 393 45676.8 14 1407 161,188,300 Fangchen Fangcheng- 5 1443.97 429 40.0 418 2339 77 448 15948.7 85 4543 118,864,900 ggang Jiangshan Road Fangchenggang Maoling wastewater 1 56.44 0 150.0 25 77 0 0 0 0 0 2,844,500 treatment plant Sum. 18 4099.05 670.23 190.0 1353 6048 325 1491 96958.1 101 5950 459,439,800

1.2 Resettlement Policy and Framework

The project land acquisition and resettlement (LAR) is implemented on PRC’s and local governments’ relevant laws, regulations and policies, and requirements of Asian Development Bank (ADB) involuntary resettlement. The laws and regulations include: (i) State Council Document 28: State Council Decision to Deepen Reform and Strictly Enforce Land Administration (2004); (ii) Implementation Stipulations of Land Administration Law of PRC (1998); (iii) Land Administration Law of Guangxi Zhuang Autonomous Region (GZAR); (iv) GZAR Guidelines for Implementation of the Urban House Demolition Management Regulation of the PRC; and (v) local relevant laws and regulations.

The LAR purpose is to improve APs’ living standard which is at least not lower due to land acquisition. The principle of the compensation and entitlements established for the Project are as follows: (i) compensation and entitlements provided must be adequate to allow APs to at least maintain their pre-project living standard, with the prospect of improvement; (ii) compensation and entitlements provided are based on market value or replacement value and must be adequate; (iii) the area and duration of temporary land occupation should be reduced to the minimum; (iv) lands occupied and structures or attachments built after the deadline regulated by local government will not be compensated; (v) adequate compensation should be provided to the APs timely; (vi) all the APs should be adequately informed about compensation rates and standards, livelihood and income restoration plans and project progress; and (vii) close monitoring and timely actions should be carried out to identify and resolve any problems.

1.3 Progress of Resettlement Implementation

By 31st, July., 2017, Land acquisition had been competed 97.8%, ie. 4804.13 mu. Sufficient progress has been made in house demolition and relocation. A summary of resettlement progress of each project component is listed in Table 1-4.

Table 1-2 Project Resettlement Progress Proj ect Project Resettlement Progress Cit Component Progress y Plan Actual Plan Actual Land acquisition 60 households choose monetary compensation. They are supposed to build the procedures since Bei Zhulin Commenced at Under residende by themselves. 12 households choose to build their residence in the Sept. 2013. hai Avenue Dec. 2013 construction centralized resettlement point. So far, the construction of 10 households has been Resettle at Dec. completed successfully, and there are 2 more under building. 2013. Henan Jan. 2016 Jul. 2015 LA completed. The compensation for LA and the attachment completed. Road Tempororay location for more than 1,000 trees to be transplanted has been

Beihai planned along Yuanminggou West next to the sea outfall. The rest 800 will stay Jan. 2016 Road for road afforestation. This sub also involves the redesign of some communication and power lines. Nanzhu Jan. 2016 Planning the transplanting of the trees along the road. Avenue

No. 1 Road Commenced Construction Finished land Qin (northern Land acquisitioncompleted. 53 households are under transition. at Dec. 2013 completed acquisitionin 2011. zho section) u No.3 Street (Norther Commenced at Land acquisition has been completed. House demolition and relocation are in May. 2015 section Nov. 2015 progress. Phase II) Commenced at Mar., May, Jun, Land acquisition has been completed. House demolition and relocation are in 4 roads Jul. 2015 2016 progress. respectively Widening Under and Preparing. preparation. upgrading

Proj ect Project Resettlement Progress Cit Component Progress y Plan Actual Plan Actual Binhai Road Fan Fangcheng gch gang Compensation A total of 1836.67 mu of land involved in Land aquisition. 2248 households are Commenced at Construction is eng Fangcheng contract signed in affected, Land acquisition has completed. A total of 41 households, 3705 square Dec. 2013 in progress. gan –Jiangshan Dec. 2013. meters involved in the relocation. g road Fangcheng Construction By 20th. Apr. Land acquisition gang bidding will be 2015, land is started from May Maoling 13 households signed the contract. the scale of the project is adjusted to 20000 acompleshed leveled. 2014 and wastewater tons / day. No more land acquisition will be conducted. before 30, Jun. Construction is completed before treatment 2016 in progress. Sept. 2014. plant

1.4 External Monitoring and Evaluation on Resettlement

Shanghai Yiji Construction Engineering Consulting Company is an individual external resettlement monitor for the Project. By 31st july, 2017, eight external resettlement monitoring and evaluation (M&E) were completed.

A. Work Plan and Arrangement

The resettlement monitoring and evaluation is conducted semi-annually during resettlement implementation and annually after the completion of resettlement (twice in total). The tasks of external resettlement monitoring and evaluation included:

1) Follow-up investigation of the production and livelihood of villages and villagers affected by land acquisition and house demolition for a better understanding of the progress of land acquisition and the restoration of production and livelihood of APs; 2) Follow-up investigation of enterprises/undertaking units affected by land acquisition and house demolition for a better understanding of LAR impacts on those units and the restoration of production and operation; 3) Understanding of the progress of land acquisition, house demolition, compensation and relocation, and conducting external resettlement monitoring and evaluation against RPs; 4) Collection of APs’ opinions: interview affected villagers, staff of affected enterprises and resettlement implementation units, as well as APs having complaints, for a better understanding of APs’ opinions; informing project resettlement and land acquisition offices about the opinions and suggestions of APs and affected enterprises; providing suggestions to help improving resettlement with smoother and more effective land acquisition and house demolition. 5) Investigation in the temporary land acquisition 6) Investigation in the distribution and usage of the compensation 7) Investigation in the restoration of the life of people affected 8) Investigation in the construction of the resettlements 9) Investigation in the help to the vulnerable group 10) Investigation in the consultant and participation of the public 11) Investigation in complain handling 12) Investigation in the implementation of mitigation measures

B. Work Procedures

The work procedures of external resettlement monitoring and evaluation are as follow:

1 prepare the work outline and work plan (program)

2 design sampling method

3 interview and follow-up investigation

4 analyse information and data

5 prepare monitoring and evaluation report

C. Methods

(i) Sampling. Sampling scheme and questionnaires were designed. The monitor conducted detailed investigation to AHs and different affected groups with utilization of random sampling method and the questionnaires prepared in advance. The content of investigation included family members’ basic information, the structure of family income and expenditure, compensation progress, satisfaction on LAR, and so on.

(ii) Conferencing. Hold conference with LAR implementation agencies, relevant units, street offices, affected village committees and AHs were conducted for a better understanding of the progress of LAR and house demolition.

(iii)Consulting documents. Consulting and verifying documents and materials (files, agreements and statistical statements) in relation to LAR and demolition.

(iv) Interviewing key informants, such as director of land acquisition and house demolition office, related official of undertaking unit, village head, and head of affected family, women, and senior citizens.

1.5 LAR Institutional Arrangements

For a successful project implementation, a project management office at the provincial level was established under the instruction of Guangxi Provincial Government. Guangxi project management office (GXPMO) provides overall guidance and coordination for project implementation. Each project city government has established local municipal project management office, being responsible for the guidance and coordination to the components. The LAR institutional arrangement for the Project is shown in Figure 1-1 below.

Figure 1-1 LAR Institutional Arrangements

1.6 Land Acquisition Progress D. Land Acquisition Procedures

The land acquisition procedures under the Project are as follow：

(i) issue pre-announcement of land acquisition;

(ii) conduct investigations to lands and ground attachments to be acquired;

(iii) prepare announcement of land acquisition scheme and submit it to government for approval, and post land acquisition scheme in affected villages;

(iv) conduct social-economic investigations;

(v) Implement compensation and relocation scheme for land acquisition and pay the compensations, as well as implement compensation and relocation scheme for house demolition;

(vi) Clear ground attachments and hand over the lands to project construction contractors.

E. Land Acquisition Progress

By 31st, July, 2017, the actual/completed land acquisition was 4804.13 mu, which is 97.8% of those anticipated in the RPs, as listed in Table 1-5.

Table 1-3 Land Acquisition Progress by Project Components Project Permanent Land Project Component City Acquisitionmu Planned Actual Percentage%

Beihai Beihai Zhulin urban road 740.73 830.40 112.1%

Beihai Henan Road 72.15 72.10 99.9%

Qinzhou No.1 Road (northern section) 451.632 451.63 100.0%

No.3 Road (northern section - phase II) 292.5939 292.59 100.0%

4 roads 1282.77 1282.78 100.0%

Widening and upgrading Binhai Road 140.7 0.00 0.0%

Fangchen Fangcheng-Jiangshan Road 1872.968 1846.41 98.6% ggang

Fangchenggang Maoling wastewater treatment 56.441 28.22 50.0% plant

Sum. 4910.0 4804.13 97.8%

1.7 House Demolition Progress

As of 31st, July, 2017, the actual/completed house demolition was a total of 89052.0 ㎡, which was 84.62% of the quantities of demolition in the RPs, as listed in Table 1-6.

Table 1-4 House Demolition Progress by Project Components

Project Project Percent Planned Actual Relocation City Component age Area AHs Area AHs (㎡) (no.) (㎡) (no.) 60 households chose monetary compensation to build their own Beihai Zhulin residence. 14 households chose to 5828.49 59 5828.49 74 125.4% Beihai urban road resettle centralizedly. Two households have begun their construction. Two chose to perchase apartments downtown. Beihai Henan 417 9 417 9 100.0% Road Between east of Beiduan No. 1 road and No.1 Road west of No. 2 road Dalanping (northern 11278.6 53 11278.6 53 100% Qinzhougang; with No.1 Street at the section) north and No. 3 Street at the south. No. 3 Road Qinzhou 10846.48 Resettled into the Resettlement spot of (northern section 17631.88 35 21 60% 727 the previous phase. - phase II)

Resettled into the Resettlement spot of 4 roads 45676.77 90 45676.77 90 100% the previous phase. Widening and upgrading Binhai 8263.0 52 0 0 0% Road Fangcheng- 15948.7 77 15004.7 72 93.5% Fangchen Jiangshan Road ggang Maoling wastewater 176.61 2 0 0 0.0% treatment plant Sum. 105221.05 377 89052.0 319 84.62%

1.8 Relocation for Affected Enterprises and nonresidential resettlement

There are a total of 2 enterprises and 99 nonresidential households affected by the project. As of 31st, July, 2017, land acquisition and house demolition are in progress. Components are listed in Table 1-7.

Table 1-5 Resettlement Compensation Progress of Project Components

Project Project Plan Actual Percentage Monitoring Result house Land house Land house Land city Component holds area holds area holds area ㎡㎡ As the restructuring of the leadership team for Beihai Zhulin Salt Farm, Beihai Tourism Group Co. Ltd. is restructuring the salt farm. Land acquisition problem State-owned Beihai Zhulin has been solved. The salt Beihai Zhulin Salt urban road farm will be overall Farm relocated to Beihai City Industrial Park, now the relocation is in progress. The relocation will be completed be the end of this year.

state-owned Sanhekou Land acquisition completed. Farm 1406. Qinzhou 4 Roads 14 65

Fangche Fangcheng- 85 4543 nggang Jiangshan Road

Maoling cash Janitor's Wastewater compensation Target demolished. Room treatment plant

1.9 Compensation Payment and Utilization

As of 31st, July, 2017, a total of CNY 407,071,700 of resettlement cash compensation had been paid under the Project. Payment amount under each project component is listed in Table 1-8.

Table 1-6 Payment of Resettlement Compensation by Project Components

City Planned Actual percentage CNY CNY Beihai 7,347.3 8962.0 122.0% Qinzhou 29,741.7 23402.9 78.7% Fangchenggang 12,170.9 8342.2 68.5% Total 49,259.9 40707.17 82.6%

1.10 Monitoring and Evaluation Shanghai Yiji Construction Engineering Consulting Companyis now carrying out External Resettlement Monitoring and Evaluation for the project. The Monitoring and Evaluation team investigated sample households for their life data. Two methods are applied to the investigation, namely, 1Interviews to LAR affected village committees and 2Interviews to LAR affected households with sample families.

1.11 Gender and Social Dimensions Comprehensive implementation of gender and social dimensions are in progress as planned. Social benefits are achieved without major social risks.

1.12 Conclusions and Suggestions F. Conclusions

Progress of land acquisition and house demolition are made in Beihai Zhulin urban road, Qinzhou No.1 Road (northern section), Fangcheng-Jiangshan Road, Maoling Wastewater Treatment Plant.

1 Land acquisitionand and house demolition has been completed. 2 households are building their residence. As for Henan Road, the compensation of the ground attachments are now being conducted to the measurement according to the plan and the standard. The transplantation for the trees along Beihai Avenue and Nanzhu Avenue is now being planned. 2 The Administrative Committee of Qinzhou Port Development Zone assigned experienced and full-time personnel to be responsible for LA & HD, and had basically completed 1650 mu land acquisition within the red line of the 6 roads and 171 households in 144 houses involving in 5 road networks had been resettled by June 2016. The compensation agreement has also

been signed with 164 houses in 139 houses. There are 7 households in 5 house to reach an agreement. Housing demolition work is also being carried out. The demolition of 48 houses of 77 households had been completed. So far, there were only about 500 meters of land still not ready for construction.

Dalanping Road North involves a total of 53 households, among which 48 have been placed in a roadside temporary resettlement near Road 1. The 5 remaining households received a rent for self-resettlement; the relocation of people involed in the 5 roads chose to resettle temporarily in the first phase of the resettlement housing for villagers.

Permanent Resettlement. By September 3rd, 2016, lots had been drawn for the allocation of permanent housing resettlement. According to the resettlement policy, AHs can choose homestead resettlement or apartment resettlement. The first phase of the urban village reconstruction project in Xincheng District of Qinzhou Port will be assigned as a permanent resettlement for the road network project. Now 129 sets of apartments are under construction for road network resettlement project. The construction of the first floor is expected to be completed and delivered to the AHs for further self construction on planning by the end of October 2017.

3 Fangchenggang Project. Remarkable progress has been made in the LA, since only five houses are left to be demolished. Although the updated design has been approved, the land acquisition concerning the Jiangshan Gas Station is not settled yet. The municipal government is now helping settling the LA concerning the Jiangshan Police Station. All house demolition work are expected to complete before 15th of September.

G. Suggestions

1 Beihai: Quicken the progress of tree transplantation for Nanzhu Avenue and Beihai Avenue. 2 Qinzhou: Because the house demolition issue has to a degree negatively influenced the construction progress of Road 3 and the 3rd street. There are still cases lifke graves and houses listed in the agreement not moved. We strongly advise to quicken the steps of the move of the remaining graves and demolish the rest houses. 3 Fangchenggang: Quicken the follow-up work in the LAR, to ensure a proper construction site for the project so that people can benefit from the project.

2. Beihai Infrastructure Construction

2.1 Project Background Beihai Zhulin Urban Road project component: 8.4 km of urban road and Related Infrastructure which includes 16.8 km of storm water drainage ditch, street lighting and signage and landscaping. Due to the change of Beihai Yingpan Road subproject and the difficulty in land acquisition, house demolition and migrants resettlement, Beihai municipal government appeal to the ADB to cancel the construction of Yingpan Road and its relavant facility, therefore offer a substitue subproject of Beihai Dongqu urban road reconstruction. This alternative subproject includes 3 road reconstruction, 1) Beihai Avenue, 2) Nanzhu Avenue, 3) Henan Avenue. The subproject involving Haicheng District of Beihai covers road reconstruction, water drainage ditch, street lighting traffic facility and landscaping. Beihai Municipal government has initialed a transplantation of flowers and trees in due area to sides of railroads. Three roads are all located in Haicheng District in Beihai city. The basic situation of updated Beihai subproject is listed in Table 2-1.

Name Scale Length Width Type m m Zhulin Road 8400 60 Secondary road Beihai Ave. Nanzhu road~ Yingbin road 3550 80 Main road Nanzhu Ave. Xinan road – Yachaling overpass 3850 80 Main road Henan Road Beibuwan East – Beihai Ave. 1744 40 Secondary road

2.2 LAR Progress With due consideration of the opinion of the affected households, In accordance with the Notification for Announcement of Standard Annual Output for Land Acquisition in Beihai, Approval Compensation Standard for Land Acquisition Demolition Attachments in Beihai, Implementation Measures for Construction Project in Land Acquisition Demolition in Beihai, Beihai City Urban Construction Investment Development Co. Ltd and Fucheng Towngovernment have done much negotiation about land acquisition and house demolition. So far 758.30 mu land from 377 households has been acquired, a 102.37% of the expected. Land acquisition for the state-owned Sanhe Farm and the Zhulin Salt Farm is completed. 74 households are involved in house demolition, 12 households choose to reconstruct their residence in the resettlement spot, while two households choose to purchase their flat in the Beihai city. The management mechanism of land acquisition and house demolition: Beihai City Urban Construction Investment Development Co. Ltd is to raise the funds for land acquisition and house

demolition for the project; to set up a department of land acquisition and house demolition, and to coordinate in issues related to land acquisition and house demolition during construction. The land and house acquisition office in Yinhai District takes the full responsibility of land acquisition and relocation. Fucheng Town government is responsible for the land acquisition and relocation of the town. Yinpan road component is canceled.

2.3 Project Impacts Beihai Zhulin urban road of the project component will mainly involve land acquisition and structure demolishment in Dakan Village, Dongcun Village, Hailu Village of Fucheng Township, Yinhai District, and Beihai City and in state-owned Sanhekou Farm and Zhulin Salt Farm. A total of 740.73 mu land will be acquired. 241.23 mu of state-owned land will be acquired permanently, affecting 105 persons. 499.5 mu of rural collective land will be acquired permanently, affecting 689 persons in 137 households. A total of 5,828.49 ㎡ of residential houses will be demolished, relocating 59 households with 252 persons who are caused by permanent land acquisition of collective-owned land. Zhulin Salt Farm is located in Zhulin Cluster2, Fucheng Township, Yinhai District of Beihai City, within the Project area of Beihai Zhulin Urban Road and Related Infrastructure Project. The farm is 28 km away from the central town of Beihai City. It was established on 15 November 1968 and put into operation in 1971. In April 2009, the municipal government transferred the state ownership of Zhulin Salt Farm to Beihai Tourism Group. In August 2009, the variation and registration of the state ownership of the farm has been completed. Currently, the salt farm is still working with a declining output. Recently Zhulin Salt Farm will be moved to the urban industry zone. Construction of the new farm is under progress. Presumably, the move and the reshape of the salt farm will be accomplished by the end of 2016.

2.4 Relocation Progress H.Progress of land acquisition As of 31st, July, 2017, the actual/completed land acquisition was 830.40 mu, including 132.289mu farmland, 248.69mu forest, 134.25 mu of construction land, 236.62 mu of state-owned land, 28.8mu trees 35.8 mu vegetables and 7.5 mu fishing pond, as listed in Table 2-2. Land acquisition affected 1828 persons from 457 households, completing 245.70 % of those anticipated in the RPs, as listed in Table 2-3.

Table 2-2 Progress of land acquisitionas of 31st, July, 2017 Planned Actual Percentage State- State- Project Farm Wood Construc Farm Wood Construc District Town Village owned Total owned Total Component land land tion land land land tion land land land Mu Mu Mu Mu Mu Mu Mu Mu Mu Mu % Beihai Zhulin 137.4 Yinhai Fucheng Dakan 34 63.04 0 234.49 78 62 98.25 0 238.25 101.60 urban road 5 165.4 Dongcun 11.34 52.12 0 228.95 46 154.35 36 0 236.35 103.23 9 Hailu 21.87 12 2.19 0 36.06 8.289 32.34 0 0 40.63 112.67 State-owned 0 0 0 51.88 51.88 0 0 0 0 0 0 Sanhekou Farm State-owned 189.35 189.35 0 0 0 189.35 189.35 100 Zhulin Salt Farm Dispute land 0 0 0 9.91 9.91 Research 0 0 0 1.90 1.90 institute 324.8 132.2 Subtotal 57.34 117.35 241.23 740.73 248.6 134.2 243.07 758.30 102.37 1 89 Vegeta Stated- Woo Fish ble owned Total dland pond field land Malan, Henan Road 28.8 35.85 7.5 0 72.15 28.8 35.80 7.5 0.00 72.10 Gaonong Beihai Ave. 0 0 0 0 0 0 0 0 0 0.00 Nanzhu Ave. 0 0 0 0 0 0 0 0 0 0.00 Subtotal 28.8 35.85 7.5 0 72.15 28.8 35.8 7.5 0 72.1 Total 812.88 830.40 102.2%

Table 2-3 Households affected by land acquisition as of 31st, July, 2017 Planned Actual Percentage Project Total Farmland Households People Farmland Households People Town Village Component Farmland Acquired affected affected Acquired affected affected Mu Mu Household person Mu Household person % Beihai Zhulin Fucheng Dakan Village 13500 137.45 67 320 130.50 136 544 202.99% urban road Township Dongcun Village 13900 165.49 52 204 165.5 211 844 405.77% Hailu Village 6000 21.87 18 60 21.87 30 120 166.67% State-owned Sanhekou Farm 85 0 0 0 State-owned Zhulin Salt Farm 20 0 0 0 Sub total 33400 324.81 137 689 317.87 377 1508 275.18% 0 28.8 9 29 28.8 17 68 188.89% Henan Road Malan village Gaonong village 0 43.35 40 119 43.35 63 252 157.50% Subtotal 43.35 40 119 72.15 80 320 163.27% Total 33400 368.16 177 808 390.02 457 1828 245.70%

I. Relocation Progress As of 31st, July, 2017, sixty households chose monetary compensation to build their own residence in Zhulin Ave.. Twelve households chose to resettle centralizedly. Two households choose to purchase a flat in the city. For the reconstruction, two households are constructing. The demolition of 9 households in the Henan Ave. had completed. The construction of the resettlements all stays in their original villages. In Dakan Village, 43 households need to be demolished, two among which chose to resettle in the urb and the rest 41 households chose to take the cash compensation to build their own residence, the construction of which have so far completed. 31 households in Dongcun Village need to be demolished, among which 19 households chose cash compensation, 12 households chose centralized resettlement, among which two are constructing. Cash has been paid to all households who signed the contracts. Relocation progress is listed in Table2-4.

Table2-4 Relocation progressAs of 31st, July, 2017 Perce Planned Actual ntage Project Project Sub HHs Town Village Village Village Relocation Site Area HHs Component Component Sub total total Relocated HHs Person ㎡ HHs Person ㎡ HHs % % In Dakancun Village, 43 households are involved in the house demolition, among which 2 HHs chose to Beihai Zhulin live in the urb, and 41 Yinhai Fucheng Dakan 100.0 130.3 urban road 33 150 3326.77 43 195 3326.77 households chose cash 43 District Township Village 0% 0% component compensation to build their own residence. So far, all 41 households affected have finished their construction. In Dongcun Village, 31 HHs are affected in the house demolition, among which 19 households affected chose cash Dongcun 100.0 119.2 26 102 2501.72 31 121 2501.72 compensation 12 31 Village 0% 3% households chose to relocate centralizedly, 17 HHs have constructed their new residence. Two are constructing. 100.0 125.4 74 Sub Total 59 252 5828.49 74 316 5828.49 0% 2% Henan Road 9 29 417 9 29 417 9 100 100

Perce Planned Actual ntage Project Project Sub HHs Town Village Village Village Relocation Site Area HHs Component Component Sub total total Relocated HHs Person ㎡ HHs Person ㎡ HHs % % 100.0 122.0 83 Total 68 281 6245.49 83 345 6245.49 0% 6%

2.5 LAR Policy J. Policy for Land Acquisition In accordance with the Standard Annual Output for Land Acquisition publicized by the Notification for Announcement of Standard Annual Output for Land Acquisition in Beihai City [2013]2), the compensation standards for collective land acquisition and construction land are consistent with the Standard Annual Output for Land Acquisition. The standard annual outputs for Fucheng Township is CNY 1,714 per Mu, compensation multiplier is 21. Regional Compensation Rate is CNY 35,994 per mu. House demolition compensation accords with the Beihai municipal government’s Implementation Measures for Construction Project in Land Acquisition Demolition in Beihai, which also meets the compensation standard in the resettlement plan approved by ADB. The standard for land acquisition is listed in Table 2-5. The compensation standard for temporary Land acquisition is listed in Table 2-6.

Talbe 2-5 Standard for Land Acquisition (CNY/mu) Planned Actural Zhulin Urban Henan Ave. Zhulin Urban Henan Road Road Road Comprehensive (CNY/mu) 35,994 35994 land price Contract land (CNY/mu) 35994 Collective land (CNY/mu) Qiaomiao (CNY/mu) 35,000 Terminalia (big) (CNY/mu) 25,000 Terminalia (CNY/mu) 6,000 (small) Camellia (CNY/mu) 25,000 Sapling (CNY/mu) 10,000 Maple (CNY/mu) 25,000 Kapok (CNY/mu) 25,000 Bixa (CNY/mu) 25,000 Pachira 10,000 Podocarpus 10,000

Note: Compensation coefficient for basic farmland is 1.3.

Table 2-6 Compensation Standard for Temporary Land Acquisition Planned Actual Zhulin urban Zhulin urban road Henan Road road Henan Road CNY/mu CNY/mu Paddy field 1714 1714 Dry land 1714 1714 Vegetable

field 1714 1714 Orchardland 1714 1714 Fish pond 1714 1714 Grassland 1714 1714 Woodland 1714 1714

K. Policy for House Demolition Table 2-7 Compensation Rates of House Demolition Planned Actual Zhulin Henan Zhulin Henan urban road Road urban road Road Brick-concrete CNY/㎡ 720 720 1225 720 Brick-wood CNY/㎡ 500 500 540 500 Bungalow CNY/㎡ 465 465 Cottage CNY/㎡ 395 Relocation Allowance CNY/㎡ 8 800 800 Temporary Transit Allowance CNY/㎡/HHs 8 500 500 Workdays Loss Allowance CNY/㎡/HHs 300

2.6 Income and Livelihood Restoration L. Social Economic Profile of the Affected Area Yinhai District is located in the central south and outskirt of Beihai City. It is well known as “Yinhai” by the famous tourists’ spot of Beihai Silver Beach and embracing the vast Beibu Gulf. It is located between north latitude 21°25′ ~ 21°41′and east longitude 109°04′ ~ 109°19′, connected with Tieshan Port District in the east, adjacent to Haicheng District in the west, closed to Beibu Gulf in the south and bordered with Hepu County in the north. It occupies a total area of 420 k ㎡ and has jurisdiction over 4 townships of Fucheng, Pingyang, Qiaogang, and Yintan, 40 village committees (VCs) and 7 resident committees (RCs) with a total population of 148,000. 1 Fucheng Township Fucheng Township covers an area of 293.8 km, administering 22 village (resident) committees, 237 natural villages, with a total population of 79,844 persons, including 63,000 agricultural population, and more than 16,000 urban residents. Fucheng Township has convenient transportation.

The Beihai airport is about 7 km away from the township government seat. The township has 104,604.9 mu of farmland and 60,000 mu of forest land. It is rich in production of paddy rice, sugarcane, cassava, peanuts, pineapple, watermelon, longan, lychee, and other tropical crops, particularly in the largest production of sugar cane, with an annual output of over 400,000 tons, and is the main sugar cane raw material base of Yinhai District, and known as "Sugarcane Township". In addition, the length of coastal line is 26.4 km. There are 86,000 mu of shallow beach to be developed and utilized, which is the natural places of seafood farming for pearl, Tai Ho, shrimp, blue crab, the sandworm, etc. 2 Sanhekou Farm Sanhekou Farm is part of Guangxi Beibu Gulf General Farm, which was established in 1951. It is a large enterprise groups set up by regional government. It is directly under the regional government administration; it runs the operation and production by scale, industrial management and group management. The General Farm has 112 direct state-owned enterprises, including Sanhekou Farm. The total asset of the General Farm is more than several hundred million CNY. The Sanhekou Farm has a total of 89 mu farmland area, and the large proportion of land is sugar cane plantation. The Farm is mainly involved in sugar cane plantation, employee families also use part of the land for bananas or vegetables plantation. These workers are also engaged in domestic breeding of pigs and goats and other sideline to increase income. The sugar cane production base of the Farm has reached over 20,000 mu; annual production of raw sugarcane is more than 110,000 tons, the annual income of the employees reached to about CNY 10,000. The land is owned by the farm and the employees work together and get monthly payment from the farm. Due to the low productivity in other crop farm in general, the farm, in 2007, began to speed up the pace of the farm industrial structure, clarified the main production direction as the cane sugar industry. By developing sugarcane production, in 2010, the farm started to achieve profitability with an increase production and an increasing payment for the workers. In 2012, farm workers average income reached CNY 11,848. With the support and the guidance from the municipal government, the net income of the affected farmers rose to 15,000CNY per mu in planting Greenhouse vegetable. Recently Beihai municipal government put great emphasis on specialized agriculture and promote the modern agriculture, helping the farmers to be richer. 3 Zhulin Salt Farm Zhulin Salt Farm is located in Zhulin Cluster2, Fucheng Township, Yinhai District of Beihai City, within the Project area of Beihai Zhulin Urban Road and Related Infrastructure Project. The farm is 28 km away from the central town of Beihai City. It was established on 15 November 1968 and put into operation in 1971. It is the largest salt-producing state-owned enterprise (SOE) under the administration of Yinpan District of Beihai City and Guangxi Zhuang Autonomous Region (GZAR). In April 2009, the municipal government transferred the state ownership of Zhulin Salt Farm to Beihai

Tourism Group. In August 2009, the variation and registration of the state ownership of the farm has been completed. The total area of the salt farm is 11,045 hectare, of which 664 hectare are salt field, 200 hectare shrimp pond, 125 hectare water pond, and 124.51 hectare other types of land use, including 16.49 hectare residential land use. As of the end of 2009, the salt farm has produced 1.1 million tons of raw salt with an accumulated value of CNY 234.18 million. However, in recent years, the annual production of the salt farm has decreased from 50,000 tons at the beginning of operation to 29,100 tons in 2009. In 2013 the annual production dropped to 10,000 tons due to the weather.

M. Land Acquisition On 1st April 2014, Beihai government publisized the Land Acquisition. Beihai Zhulin Urban Road Project acquired 33.2901 ha collective land, affecting Dakan Village, Dongcun Village and Hailu Village, Fucheng Township, Yinhai District of Beihai City. Also, Beihai Zhulin Urban Road Project acquired 16.8354 ha state-owned land operated and used by Beihai Municipal Government, Zhulin Salt Farm, Sanhekou Farm, Dakan Villagge and Dongcun Village of Fucheng Township. In total, 50.1255 ha land will be acquired for transportation purpose. Position: the south of Beitie Road, the north of Haijing Avenue, the east of XicunGang, and the west of Bailongwan. Land acquisition status is listed in Table 2-8 Compensation Standard for Land Acquisition is CNY 495,000 per ha. The allocation of the agriculture population will mainly be cash compensation and social security resettlement.

Table 2-8 Land Acquisition Greeni Agri. Hydraulic N Dry Village Irrigation Homes Minin River Sand Affected Unit ng Faciliti construction Pond Road Total o. Land Road canals tead g land Body Land Land es land Ha Ha Ha Ha Ha Ha Ha Ha Ha Ha Ha Ha Ha 1 Dakan Village 9.1636 2.2672 0.0702 0.2657 0.5137 3.2305 0.122 15.6329 Dongcun 2 6.7557 0.7559 0.064 0.8967 1.9965 4.267 0.4471 0.07 15.2529 Village 3 Hailu Village 1.4581 0.8002 0.0545 0.091 2.4038 Zhulin Salt 4 12.273 0.0473 12.3203 Farm Sanhekou 5 0.0583 2.736 2.7943 Farm Sanhekou Farm and 6 0.6605 0.6605 Sanjiacun in Dakan Village Dongcun Village and 7 0.3031 0.3031 Zhulin Salt Farm Beihai Municipal 8 0.0915 0.6655 0 0.757 government 18.096 12.720 6.5593 0.1342 0.2657 1.4649 5.227 0.213 4.5701 0.1388 0.6655 0.07 50.1248 2 1

2.7 Housing Relocation N. Related Policies Relocation is based on the Implementation on Land Acqusition and House Demolition inBeihaiissued by Beihai Municipal Government(27th 2014). After much consideration, a special programme is made in relocation compensation and resettlement.

1. Scope of relocation:

Zhulin Road project will influence villages (including Shangsanjia Village,Xiasanjia Village, Dongcun Village, Toucun Village, Tiantou Village), 4 village groups, 74 households and 2 relocation sites. 22.2 mu is needed for relocation including 7.90 mu in Sanjiacun Village relocation and 12.3 mu relocation in Dongcun Village and Toucun Village.

2. Object of relocation compensation and resettlement:

Households, residential, crops and attatchment on the land acquired in the Zhulin Road project.

3. Compensation standard on house, crops and attachments:

Refer to the "Beihai Municipal People's government approval for the adjustment of Beihai City area of land acquisition demolition attachments compensation standards" (68th, 2008) and the approval on the request of the Zhulin Road project. A 20% raise will be approved to the approval (68th, 2008)

4. The area and the nature of the resettlement:

According to the general plan approved by the City Planning Bureau, relocation resettlement falls into three specifications of 60 ㎡,80 ㎡ and 100 ㎡.

5. Relocation:

1) The affected local households with a valid certificate or approved material can choose one of the following ways to arrange their resettlement.

Method A: To apply on the basis of the household population.

Methed B: To apply on the basis of the land area affected.

2) The affected non-local households with a valid certificate or approved material can apply to arrange their resettlement in the resettlement sites.

3) The affected non-local households who own a house without a valid certificate or approved material can apply to arrange their resettlement in the resettlement sites on the basis of the land area affected after the approval of the village community, regional administration.

4) the members of the collective economic organizations in the village with only one house in the village can apply for a residential homestead with reference at a standard of 20 ㎡ per capital.

Article 17 [2009] is the basis of the standard.

5) The affected households who do no want to apply to resettlement can apply for cash compensation at a price of 1225 CNY/㎡.

6) The affected households who choose to build in the resettlement can apply to perchase ahomestead at a residential land cost price of 1055 CNY/㎡ with a maximum of the the marginalized part of the affected area.

6. Steps for house demolition and resettlement:

1) Investigation and registration: Working groups will be sent to investigate and register within the scope of land to be acquired on the population, households, ownership, constructure of the households affected.

2) Audition: Working personels will be sent to into households affected. A signed report will be then presented to the land acquisition headquaters

3) Reviewing: The qualification of the affected households will be reviewed by personnels.

4) Publisizing: Materials will be posted in affected villages on the allocation of residential homestead, compensation standard, households affected, family population, land area etc. The area and compensation standard will be confirmed after the expiration of publicity without objection.

5) Signing the contract: The leading group will organize negotiations with the affected households and sign the contract on house relocation and resettlement.

6) Land clearance: District government administration will organize cleaning, demolition of the land acquired.

7. Arrangement for the transition and the residential homestead:

1) The arrangement of the transition:

a) Independently: To those affected households who want to transit independently, the PIC will provide financial aid for temporary transitional resettlement fees at a 500CNY per households per month, from the date the affected households move out of the original residence till five month since they are offered the reconstruction sites for residential homestead. The aid will be paid at a minimum of 12 months, ie. If the time is within 12

month, the aid will be paid at 12 month. If the time is more than 12 month, the aid will be paid at the real months. The moving subsidy standard is 800 CNY per household.

b) Temporary transition housing: For those affected households who can not solve the transitional housing, the PIC will arrange temporary transitional housing and a moving subsidy at 800CNY per household. Temporary transitional resettlement fee will not be paid to these people.

2) The arrangement of the residential homestead: The arrangement of residential homestead is to be arranged at a “first sign, first choose” policy.

8. Rewarding:

1) 6000CNY per households will be paid to the affected qualified households who sign the resettlement contract before 15th, Sept., 2014 and complete moving.

2) 6000CNY per households will be paid to the affected unqualified households who sign the resettlement contract before 15th, Sept., 2014 and complete moving.

3) No reward will be paid to the affected households who sign the resettlement contract after 15th, Sept., 2014.

9. Moving back to resettlement:

Resettlement will be build in accordance to the general layout scheme. The affected will build financially support their construction to the unified design. The PIC will unify commissioned planning design and infrastructure and be responsible for the land acquisition compensation, water supply, power, road, sewage and land leveling.

The application for the land use for Zhulin Ave. has been approved, as listedin Talbe 2-9.

Talbe 2-9 The approval of the land usefor Zhulin Ave (Sample)

Name Amount Approval Serial No.

㎡

YE MINGDA 80 Beihai Municipal (2016) Remark No. g00163 YE CHAOFU 80 Beihai Municipal (2016) Remark No. g00164 YE LINGDA 80 Beihai Municipal (2016) Remark No. g00165 WU MEIYONG 60 Beihai Municipal (2016) Remark No. g00036 YE FADA 80 Beihai Municipal (2016) Remark No. g00244 WU WENSHENG 80 Beihai Municipal (2016) Remark No. g00248 YE RUIMING 100 Beihai Municipal (2016) Remark No. g00243 YE RUIHAI 80 Beihai Municipal (2016) Remark No. g00241 YE XIANCAI 100 Beihai Municipal (2016) Remark No. g00246 YE FUDA 80 Beihai Municipal (2016) Remark No. g00242 YE RUIJIN 100 Beihai Municipal (2016) Remark No. g00245 WU XIAN MING 100 Beihai Municipal (2016) Remark No. g00247

Samples on the compensation for the Henan Ave. are listed in Table 2-10.

Table 2-10 Samples on the compensation for the Henan Ave.(Sampled in Jan. 2017)

Village Team Name Compensation Time CNY

Malan 12 SU QUANQIAN 18807.05 20161213 Malan 13 LUO YUANLING 61386.65 20161206 Malan 13 LUO YUANLING 10125 20161206 Malan 8 SU YAOYONG 750 20161206 Malan 8 SU YAOYONG 760 20161206 Malan 6 SU YUANGUI 56453.75 20161101 Malan 7 LI YONGGUI 31057.5 20160906 Malan 2 LI SHIGUI 36750 20160906 Malan 4 YANG MINGBAO 1500 20160906 Malan 4 YANG MINGBAO 37275 20160906

2.8 Restoration of Infrastructure So far, infrastructure in the ROW is still functioning properly. Resettlement infrastructure has still not been built.

2.9 Budget and Cost Estimates for Resettlement Funds for land acquisition and resettlement are raised by Beihai City Urban Construction Investment Development Co. Ltd. The LAR costs can meet the needs of land acquisition and house demolition for the Project. As of 31st, July, 2017, Beihai Zhulin urban road project has paid CNY 89,620,000 in total for land acquisition and relocation, which is 121.98% of the budget. The compensation paid by Beihai sub project is listed in Table 2-11.

Table 2-11 Compensation Paid (CNY) planned Actual Percentage

Zhulin urban Henan Sub Total Zhulin Henan Sub Total road road urban road road 2、Land Compensation 36,549,417 0 36,549,417 0 3、House Compoensation 3,807,931 0 3,807,931 0 0 4、special compensation for restoration and 1,231,790 0 1,231,790 0 0 reconstruction 5、Other Cost 1,589,263 0 1,589,263 0 0 6、Land-Related Taxes 22,852,629 0 22,852,629 0 0 7、Price 6,238,371 0 6,238,371 0 0 Contingencies Total 72,269,401 1203930 73,473,332 86620000 3000000 89620000 121.98%

2.10 Public Participation and Information Disclosure On 1st April, 2013 Guangxi Zhuang Autonomous Region People’s Government released the approval on the Land Acquisition for the Construction of Beihai Zhulin Urban Road and issued the Announcement of Land Acquisition. In June, 2013, Beihai municipal government publized the Announcement of Land acquisition. The announcement clarified the name of the project, usage of land, scope and area; affected units and their land type and area to be recovered; compensation standard to agricultural population affected for land acquisition or recover; registration for LA compensation and security for eldly farmers affected. During LAR quantity investigation and land acquisition, the IAs paid great attention to public participation and held meetings to publicize the land acquisition and house demolition policies under the project. In April 2014, the external monitor expert team paid a visit to project sites and affected villages for updated resettlement progress and for affected households’ attitudes and opinions to land acquisition and relocation through interviewing village grassroots cadres. In October, 2014, several seminars were held to negotiate the construction of the resettlement. Opinions of the affected were collected and carefully considerated, thus the resettlement program was well accepted by most of the affected residents. Great attention has been paid to public participation in the progress of land acquisition and house demolition. Before land acquisition, the signing of the resettlement and compensation agreement, land acquisition and house demolition cadres would every two days visit the affected households and listen to their views, including women’s. Most of suggestions raised by women are a): the new resettlements shall be built close to their original residential and their kids’ shool; b): the compensation standard shall be higher. Some of the reasonable request are meet in land acquisition and resettlement.

2.11 Complaints and Appeals Problems in the land acquisition and resettlement are listed in Table 2-1120. Table 2-12 Problems in the Land Acquisition and Resettlement Tiem Problem Solution Result Relocation allowance and Report for higher compensation has been presented to the Beihai municipal Dec., 2013 compensation for young crops government by Yinhai District government Settled. are low. and Beihai City Urban Construction Investment Development Co. Ltd. Not enough time for April.2014 To prolong the time. Settled. resettlement. April.2014 Low Land Compensation Settled.

Tiem Problem Solution Result The affected are not satisfied May 2014 with the placement of the Modify the relocation resettlement plan Settled. relocation. 7 households in Dongcun has Oct. 2014 Quicken the progress. Settled. not signed the agreement.

The construction of residential Oct. 2014 Quicken the progress. Settled. land is not complete.

Dec. 2014 Land ownership dispute. Negotiation. Settled.

2.12 Organizing and Administrating To ensure a smooth land acquisition and house demolition in the municipal infrastructure construction, Beihai governments at all levels first put great emphasis on organization establishing and ability strengthening for the project preparation. Related organizations were set up for the land acquisition and relocation in Beihai infrastructure project. Duties of different organizations were clarified. Organizations related to land acquisition and resettlement for the project are listed as follow: (1) Beihai Municipal Bureau of Finance (2) Beihai City Urban Construction Investment Development Co. Ltd (3) Beihai Land Resources Bureau (4) Yinhai District Land Acquisition and House Demolishment Office

2.13 Assistance to Vulnerable Groups Vulnerable group in the Project area, including households or persons under “five guarantees”, under minimum living guarantee (MLG), families or persons disabled, women-headed households. In the Project area, 54 households or 229 persons belong to the vulnerable group clarified above. Monitor and Evaluation Result: Assistance was given to villagers in vulnerable group.

2.14 Re-employment in Zhulin Salt Farm 1Re-employment Plan: All of the employees totaling at 811 registered workers who are currently recruited in Zhulin Salt Farm will be properly arranged for the re-employment by Zhulin Salt Farm, Beihai Tourism Group and relevant government organizations. They will be re-employed in the same sector with improved production capacity and working environment or re-employed in other industries to be developed in the newly developed area of Zhulin Cluster. For the 604 retired employees who are not registered in the Zhulin Salt Farm, they will continue to receive the social insurance fund, including medical insurance through the insurance institutions. The employees of the salt farm and local residents of the Zhulin Cluster could also find short-term and long-term jobs generated by the integrated development and construction of the Zhulin Cluster Area. All the people

will be ensured that they will not be financially worse off after the implementation of the enterprise restructuring. Therefore, the restructuring of the Zhulin Salt Farm will not have any significant negative impacts on the employees if properly managed. No job, income and living conditions will be affected. After the enterprise restructuring, the working and living conditions are expected to be improved greatly. There might have some temporary psychological stress on the personnel who switch to other new jobs during the transfer period and adjust to the new working environment. Since no unemployment will be involved, the impacts are therefore expected to be minor. The Human Resources Department of the enterprise will be responsible for the transfer, allocation and training of the employees. They will assist the employees to experience smoothly the transitional period and settlement through training and personal counseling. 183 mu land of the Zhulin Salt Farm has been acquired and the land compensation, a total of 6.405 million CNY has been duely paid. 2 Monitoring of Re-emplyment: Zhulin Salt Farm has not started its restructuring. Currently there are 770 formally registered workers, who receive regular payment. For the 680 retired employees, they can now receive CNY 1800 per person per month as pension.

2.15 Conclusions and Suggestions O. Conclusions 1 Land acquisition for Zhulin Urban Road has been completed. The construction work is now in progress. Two households are involved with earthwork. 2The compensation for the Henan road component has not begun yet. 3The transplantation of the trees along the Beihai Ave. and Nanzhu Ave is now being planned. P.Suggestions 1Quicked the pace of the transplantation of the trees for the Nanzhu Ave. and Beihai Ave..

2.16 Interview Records Time: 2017-July.-18 Interviewee: Huang Huan Content: More than 1,000 trees along the Nanzhu Ave. and Beihai Ave. will be transplanted temporarily planned along Yuanminggou West next to the sea outfall. The rest 800 will be used for road afforestation after our construction. The construction work will influence some telecommunication companies like Unicom and Telecom. Now we are working on the pipes. When those pipes are done, we will inform them to rearrange their lines. Also our construction will influence some high-tension lines, and the planning for them is coming out. The construction might begin at the end of Agust.

Time: 2017-July.-18 Interviewee: Chen

Content: So far the construction of Zhulin Ave. and Henan Ave. is going quite smoothly. And we are also preparing for the construction work of Nanzhu Ave. and Beihai Road.

The following are the interviews prior to this visit.

Time: 2017-Jan.-19 Interviewee: Zhao Content: The construction work related to Henan Ave. began in Dec. 2016. That of Beihai Ave. will begin in Jun. 2017. And that for Nanzhu Ave. will begin in May 2016. The compensation work for the attachment on the construction area is now in progress on the standard. Overall the work goes smooth.

Time: 2017-Jan.-19 Interviewee: Wang Tiansheng Content: Land acquisition and relocation work for Zhulin Ave. has basically completed so far. Only two households are constructing their residence.

Time: 2016-Aug.-12 Interviewee: Wang Tiansheng Content: Construction of Zhulin Urban Road is conducted normally to the schedule. So far a total of 74 hosueholds affected finished house demolition, 60 households among which chose monetary compensation and built their own residence. 12 households chose to build their residence centralizedly. Eight of them have finished the construction. Three are building, one to start (Ye mingda, planning to start in Sept.) Two households chose to buy a flat in Baihai city. The quality of the new residence is far better than their originals. Farmers are now all involved in raising sandworms (a local sand-dwelling polychaete worms for food. ). The annual income would exceed ten thousand. Their income is not going down.

Time: 2016-Aug.-12 Interviewee: Wang Huan Content: Now the compensation work for the attachment on the construction area has not begun officially. The transplantation of the trees along the Nanzhu Ave. and Beihai Ave. has not begun yet. The preparation work is now in progress.

Time: 2016-Jan.-25 Interviewee: Wang Tiansheng Content: Construction of Zhulin Dadao is conducted normally to the schedule. One household (composed of three small households) complaining about the compensation rate, has not yet signed the contract. Two households scheduled to the Xiashanjia have not begun their construction. Nine households are now constructing their 3rd floor. Approximately construction will be completed prior to 31st, May 2016. Beihai Municipal government has released a package of files for

the reformation of Zhulin Salt Farm.

Time: 2016- Jan.-25 Interviewee: Ou Mnaager Content: Our company is responsible for the construction of the four new roads. So far we are engaged in the prelimilary preparation work. The transplantation of trees along the Beihai Dadao has been settled. Municipal gardening administration in Beihai government will be responsible for the transplantation.

Time: 2015-Aug.-07 Interviewee: Wu Rongfu (F) Content: I am working here. 80 ㎡ of my house is involved. Many brothers will share the compensation, which is too small. The cartilage is too small. We can’t afford to build a house with many stories. We are Han nationality. Four people in my family, two are kids. We have one mu farming land. The compensation arrived. We are supporting this project, it is the construction of the nation.

Time: 2015-Aug.-07 Interviewee: Ye Zhenping Content: We got the compensation and are ready to build our new house. We support the construction of the nation.

Time: 2015-Aug.-07 Interviewee: Wang Tiansheng Content: 13 HHs will be relocated. Today the municipal administration related are also here to arrange the cartilage for the affected. The compensation standard is still the same as usual. There are still one grave to move and one household to sign the contract. They think the standard is too low.

Time： 2015-Jan-13 Interviewee: Sun Jingzhao Director of Land Acquisition and Relocation Office of Yinhai District Land acquisition is completed. 750 mu land has been acquired, among which are farmland and non-farmland. The compensation standard is 35994CNY/mu. And there is a Compensation coefficient for basic farmland, which is 1.3. The land dispute between the Sanhe Farm and the village is still under negotiation. 3 households chose Xiasanjia in Dakancun Village. 40 households chose cash compensation to build their own residence.8 households in Dongcun Village chose to build their own residential, Content: 16 households chose cash compensation and 7 households has not ye signed the agreement. Many factors will influence the construction of residence in the countryside, so the completion of the reconstruction of the residence is planned to be completed in Jun. 2015. Before that time, there still might be changes for their choice. The programme fashioned this programme. A total sum of 81.3 million CNY has so far been allocated in the Zhulin Road project, 50.73 million of which has been paid. The balance is 30.57 million. We will quicked the steps of the construction of the

resettlement.

Time： 2015-Jan-13 Interviewee: Wang Dahong, Chairperson of the People’s Congress in Fucheng Town Content: Land acquisition is done. More than 700 mu. The compensation went to the Production Team of the Village. How to allocate the Land compensation will be decided by the team themselves. The relocation is well planned. But the completed construction is not that much.

Time： 2015-Jan-13 Interviewee: Yao Shengdai Party Secretary of Dongcun village Content: Land Compensation has been transferred to the account of the production team. The allocation of the compensation will be decided by the production teams independently, still not settled. When the allocation plan is proposed by the production team to the village. The village will confirm the plan before the money is distributed. Land acquisition exerted little influence to the local life. For vulnerable group, they will have subsidies. We have 100 villagers in the vulenerable group. Those who are in the type A will have a subsidy of 60CNY per month capital, type B 45. Our village has 15 production teams, 7 of which are involved in this land acquisition. Our village includes 7500 mu land, a population of 4558 residents in 1060 households. Most of us are Han. Some minority weman married into our village. The relocation site is settle. The paper is done. My estimate is that water, power and road connection and land leveling will be accomplished before March of 2015. The local people put a lot emphasis on the climate, date and tradition in constructing their residence. This might slow down the progress a bit.

Time： 2015-Jan-13 Interviewee: Wu Xianming, villager in Dongcun Village. Content: This is the relocation site. My house will be demolished. I got 32,000CNY for my 292 ㎡ house and my 0.3 mu land. Source of income? We are fishermen. We fish. I am quite satisfied about the land compensation.

The following is some interviews prior to this monitoring. Time： 2014-April-14 Interviewee: Wang Tiansheng Deputy Chief Engineer of Beihai City Urban Construction Investment Development Co. Ltd

Content: Land acquisition is in progress. When involved in the ground attachment, work became difficult and not so smooth. But however slow, it is still in progress. Most of the land compensation has been paid to the villagers affected. Some villagers are not satisfied with the relocation site. Negociation is being made.

Time： 2014-April-14 Interviewee: Sun Jingzhao Director of Land Acquisition and Relocation Office of Yinhai District Content: Land acquisition has mostly been completed. Several households have not signed the Land Acquisition Contract. Land acquisition in Sanhekou Farm has not been completed yet. Some households affected are not satisfied with the relocation site. The scheme is being modified. Estimately, relocation can be completed by the end of this year.

Time： 2014-April-14 Interviewee: Yao Shengdai Party Secretary of Dongcun village Content: Document from the above is needed to conduct external monitor and evaluation. (It is now being applied.)

Time： 2014-April-17 Interviewee: Wang Tiansheng Content: Material measuring investigation is in progress. By estimate, land acquisition can be completed before 30 june, 2014. By 30 August relocation will be completed. The compensation standard applied today was set in 2008. Villagers found the standard is too low. Report has been made to the Municipal Government for a higher standard. We are now waiting for the approval. On 7th May, 2013, Announcement on Lang Acquisition was publized. In October, 2012, we held land acquisition meetings. Many meeting. Usually at least one person from each household participated. Women also participated. They have the say. Till now, CNY 30 million has been paid. In Dec. 2012 we deputed land acquisition and house demolition work of Zhulin Urban Road to Land Acquisition and House Demolition Office of Yinhai District. Land measurement has been completed. 59 households need to be demolished. Three reconstruction house lands are Shangsanjia, Xiasanjia and Tiantou Village. House relocation is not a problem. Our company is responsible for the infrastructure for the reconstruction house land. In each reconstruction house land, the affected choose their own house layout from 100 ㎡ 80 ㎡ or 60 ㎡ But the affected will build their own house, usually 3 to 5 stories.

Time： 2014-April-17 Interviewee: Yao Shengdai Party Secretary of Dongcun Village Content: Dongcun village has 7500 mu farmland with a population of 4700. The village is devided into 15 group, 8 natural villages. Villagers are all of Han nationality. Annual income is CNY 4380 per person, mainly from agriculture or fising. Some people earn quite a lot in fishing. About 200 people are working out in cities as migrant workers. 25 households are affected by the project. The allocation for the relocation sites had been released. But the time assigned for our construction is too short. A lot meetings were held about land acquisition and relocation. Women came. They are also well- informed about land acquisition and relocation. This is the first time that land in our village be acquired in our village. The allocation of the land compensation is still under discussion. Government does has some special policies for the vulnerable group.

Time： 2014-April-17 Interviewee: Sun Jingzhao Director of Land Acquisition and Relocation Office of Yinhai District Content: In Dec. 2013 we started measuring, about 10 people involved. Contracts of 238 mu land have been signed. 182 mu of them came from Zhulin Salt Farm, 39 mu from Hailu Village, 278 mu from Dongcun Village, 280 mu fromDakan Village. Land acquisition will be completed in June. By August, house demolition will be completed. The affected will build their own house.

Time： 2014-April-17 Interviewee: Ye Shengjin Villager from Dongcun Village Content: There are 4 people in the family. We work on the farm or work in the cities. We have 1.6 mu contracted land for farming. We support the project. Hope to have the road as soon as possible.

Time： 2014-April-17 Interviewee: Ye Guoqi Villager from Dongcun Village Content: I used to be a worker for a state-owned enterprise. Now retired. Surely support the construction of the road. The earlier the road is built, the better.

3 Qinzhou Port Xincheng Urban Road Network and Related

Infrastructure Component

3.1 Project Background

The Qinzhou Port Xincheng Urban Road and Related Infrastructures Component is composed of: No.1 Road (northern section); No.2 Road Northern Section (Phase II); No. 3 Road Northern Section (Phase II); 1st Street; 3rd Street (Phase II); Jingu Outer Ring Road (Phase II), with a total of 6 urban roads, three vertical, two horizontal and one ring road, and total length of 12.77 km, including traffic lights, drainage, sewerage pipeline and landscaping. The Dalanping No. 1 road (Northern Section), also called Danliao Street is a Class I Urban main road 2,890.323m long, 60m wide. The designed speed for this South-North road is 60 km/h. The construction started from the designed south tip of Belt of the Gangkou District and ended at the Binhai Road (now called Jingu Dadao). The content of the construction covers the road construction, bridges and culverts, Storm water drainage pipeline and Sewerage pipeline, transportation facility, street lighting and signage and landscaping. An updated resettlement plan for No.1 Road (northern section) has been completed.

3.2 Current Status for Resettlement No. 1 road is to affect a total of 462 households and 1,628 persons. House demolition will affect 53 households and 208 persons, whose land, at the same time, are also acquisition. To maintain the social relationship of affected persons and the continuity of their living and work habit, their demolished houses will be compensated according to relevant compensation standards for land acquisition and house demolition in the project area in Qinzhou city. There are two ways of compensations: the first one is “monetary compensation” for affected persons to purchase new apartments in the resettlement community; the second way is to provide them with permanent Residential Plot Land to build new houses. The new site is arranged by the construction and planning office of Qinzhou Port Economic and Technological Zone and is located in the new urban area of Qinzhou Port. Before the resettlement community is completed, Qinzhou municipal government has built transitional houses for their temporary resettlement. The affected persons are provided with CNY200/month/person living subsidy and free electricity and water until they are relocated to new resettlement houses. Currently, these affected households are living in the transitional houses. No.3 Road (northern section - phase II) is a 1.3-km north-south road which starts from the designed south tip of Belt of the Gangkou District to No 3 Road (the first phase of this subproject).

As a major urban road, with a 50m ROW, an estimated speed of 50km/h, the construction of the road planned to begin in Jun, 2015 and to finish before the end of 2016. The content of the construction includes the road construction, bridges and culverts, Storm water drainage pipeline and Sewerage pipeline, transportation facility, street lighting and signage and landscaping. Construction is scheduled to start in Nov. 2015 and complete at the end of 2017. The 4-road project includes No. 2 road north (phase II)(whose construction began on the 11th of Mar. 2016) , No.1 Ave(whose construction began on the 28th May 2016), No.3 Ave.(whose construction began on the 24th Jun. 2016), and Jingu city belt (phase II)(whose construction began on 27th, Jun. 2016). With a total length of 8.57km, this secondary urban road will be constructed with a Row of 40-60 m and an estimated speed of 40-60km/h. According to the schedule, the construction will begin in Sept. 2015 and finish before the end of 2016. The content includes road construction, bridges and culverts, drainage works, transportation facilities, lighting facility and landscaping. The construction will begin in the March of 2016 and will have been finished by the end of 2017. Preparation work is now been conducted for the newly added sub, a phase three road network in Xincheng district of Qingzhougang. 3.3 Project Impacts This project involves a 2026.9959 mu of land acquisition, 74587.25 ㎡ of residential and 1406.7 ㎡ nonresidential house demolition. A total of 733 households and 2824 persons are affected. Among them, 733 households and 2824 persons are affected by land acquisition (all being the collective land). 178 households and 754 persons are affected by house demolition.

3.4 Resettlement Progress Q. Progress of Land Aacquisition As of 31st, July, 2017, the project has acquired a total land of 2027.01 mu. Progress of land acquisition is listed in Table 3-1 to 3-4. 1061 households or 3796 persons are affected. 144.7% of the total is completed. A summary of households affected by land acquisition is listed in Table 3-5.

Table 3-1 Progress of land acquisition in No. 1 road (northern section)As of 31st, July, 2017

Percentage Planned Actual %

State- Constru State- Construction Sub- Farm Sub- Town Village Farmland Woodland owned Woodland ction owned land Total land Total land land land mu mu mu mu mu mu mu mu mu mu % Jingu Cluster 1 Jingu 31.176 0 7.331 0 38.507 31.176 0 7.331 0 38.507 100.00% hamlet 1 & 2 Jingu Cluster 2 16.205 0 13.655 0 29.86 16.205 0 13.655 0 29.86 100.00% hamlet 3 & 4 Jingu Cluster 3 54.898 165.772 2.236 0 222.906 54.898 165.772 2.236 0 222.906 100.00% hamlet 5 & 6 Jingu Cluster 5 66.501 20.866 0 0 87.367 66.501 20.866 0 0 87.367 100.00% hamlet 8 Jingu Community 64.012 0 0 0 64.012 64.012 0 0 0 64.012 100.00% Cluster 1-5 Jingu Community 8.98 0 0 0 8.98 8.98 0 0 0 8.98 100.00% 241.77 241.772 186.638 23.222 0 451.632 186.638 23.222 0 451.632 100.00% Sub-Total 2

Table 3-2 Progress of land acquisition in No. 3 Road (northern section - phase II)As of 31st, July, 2017 Planned Actual Percentage Paddy Wood Sloping Fish Home Sub- Paddy Wood Sloping Fish Home- To Sub-Total Village land land field Pond -stead Total land land field Pond stead % wn mu mu mu mu mu mu mu mu mu mu mu mu

Jin Jingu Cluster 1 8.989 44.78 10.854 64.623 8.99 44.78 0.00 10.85 64.62 gu hamlet 1 & 2

Jingu Cluster 45.4351 55.435 47.7302 9.9817 9.76 168.342 45.44 55.44 47.73 9.98 9.76 168.34 hamlet 11 Jingu Community 54.4241 100.215 47.7302 20.8357 9.76 232.97 54.42 100.22 47.73 20.84 9.76 232.97

Xinlian Cluster 26.61 26.61 0.00 26.61 26.61 hamlet 1 &2 Xinlian Cluster 2.2426 4.7379 6.9805 2.24 0.00 4.74 6.98 hamlet 8 Xinlian Cluster 3.083 20.116 2.5894 0.25 26.0384 3.08 20.12 2.59 0.00 0.25 26.04 hamlet 9 Xinlian 5.3256 20.116 7.3273 26.61 0.25 59.629 5.33 20.12 7.33 26.61 0.25 59.63 Community 100.0%

Total 59.7497 120.331 55.0575 47.4457 10.01 292.594 59.75 120.33 55.06 47.45 10.01 292.59

Table 3-3 Progress of land acquisition in 4 Roads As of 31st, July, 2017 Planned Actual Percentage Paddy Sloping Wood Fish Irrag Home- Sub- Paddy Sloping Wood Fish Irrag Home- Sub- To % Village land field land Pond ation stead Total land field land Pond ation stead Total wn mu mu mu mu mu mu mu mu mu mu mu mu mu Jin hamlet 1 72.25 0 313.07 0 0 3 388.32 72.25 0.00 313.07 3.00 388.32 gu hamlet 2 13.65 0 109.75 1.06 0 5.06 129.52 13.65 0.00 109.75 1.06 0.00 5.06 129.52 hamlet 3 15.98 0 42.76 0 1.24 0 59.98 15.98 0.00 42.76 0.00 1.24 0.00 59.98 hamlet 4 23.89 6.23 121.1 0 0 1.31 152.53 23.89 6.23 121.10 0.00 0.00 1.31 152.53 hamlet 5 4.23 1.36 80.44 0 0 4.31 90.34 4.23 1.36 80.44 0.00 0.00 4.31 90.34 hamlet 6 0 0 13 0 0 0 13 0.00 0.00 13.00 0.00 0.00 0.00 13.00 hamlet 7 13.79 1.29 10.16 0 0 0 25.24 13.79 1.29 10.16 0.00 0.00 0.00 25.24 hamlet 8 50.78 23.32 15.63 4.86 0 17.48 112.07 50.78 23.32 15.63 4.86 0.00 17.48 112.07 hamlet 11 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Jingu Community 194.57 32.2 705.91 5.92 1.24 31.16 971 194.57 32.20 705.91 5.92 1.24 31.16 971.00 Subtotal Xin Hamlet 3 39.48 0 0 20.46 0 0 59.94 39.48 0.00 20.46 59.94 lian Hamlet 4 4.05 0 0 0 0 0 4.05 4.05 4.05 Hamlet 7 148.21 0 0 0 0 1.13 149.33 148.21 1.13 149.34 Hamlet 8 8.51 14.93 66.88 0 0 2.63 92.95 8.51 14.93 66.88 0.00 0.00 2.63 92.95 Hamlet 9 5.5 0 0 0 0 0 5.5 5.50 5.50 Xinlian Community 205.75 14.93 66.88 20.46 0 3.76 311.77 205.75 14.93 66.88 20.46 0.00 3.76 311.78 Subtotal 1282.7 100.0% 400.32 47.13 772.79 26.38 1.24 34.92 1282.77 400.32 47.13 772.79 26.38 1.24 34.92 Total 8

Table 3-4 Summary on Land Acquisition (As of 31st, July, 2017 Percentag Planned Actual Sub-total e% Constr Constr Farm Wood Fish Sub- Farmla Wood Fish uction uction Component land land Pond total nd land Pond land land mu mu mu mu mu mu mu mu mu mu No. 1 Road 241.7 186.63 451.63 (northern 23.222 0 241.77 186.64 23.22 0.00 451.63 100.0% 72 8 2 section) No.3 Street Padd (North Wood Slopin Fish Home- Sub- Paddy Wood Slopin Fish Home- y section Land g Land Pond stead total Land Land g Land Pond stead Land phase II) 59.74 120.33 55.057 47.44 193.0 10.01 59.75 120.33 55.06 47.45 10.01 0.00 292.59 100.0% 97 1 5 57 43 Padd Hom Hom 4 roads Slopin Wood Fish Irrigati Sub- Paddy Sloping Wood Fish Irrigati y e- e- Sub-total g Land Land Pond on total Land Land Land Pond on Land stead stead 400.3 47.13 772.79 26.38 1.24 34.92 1282.77 400.32 47.13 772.79 26.38 1.24 34.92 1282.78 100.0% 2 17.8 122.86 140.7 Binhai Road 0.00 0.00 0.00 0.00 72 11 331 2167.7 2027.01 93.5% Total 29

Table 3-5 A summary of Households Affected by Land AcquisitionAs of 31st, July, 2017 Planned Actual percentage Farm Farmland House- Farmland House Households Component Township Village land Acquisition holds Population Acquisition holds Population Farmland mu mu HHs Person mu HHs Person No. 1 Road Jingu Cluster 1 (northern 31.176 134 460 31.18 134 460 100.0% 100.0% hamlet 1 & 2 section) Jingu Jingu Cluster 2 16.205 95 305 16.21 95 305 100.0% 100.0% hamlet 3 & 4 Jingu Cluster 3 54.898 117 427 54.90 117 117 100.0% 100.0% hamlet 5 & 6 Jingu Cluster 5 66.501 63 228 66.50 63 228 100.0% 100.0% hamlet 8 Jingu Community 64.012 64.01 100.0% Cluster 1-5 Jingu Community 8.98 8.98 100.0% Total 241.772 409 1420 241.77 409 1110 100.0% 100.0% No.3 Street (North section Jingu hamlet 1 & 2 8.989 15 66 8.99 63 240 363.64% 100.0% phase II) Jingu hamlet 11 45.4351 47 202 45.44 79 256 126.73% 100.0% Subtotal 54.4241 62 268 54.42 142 496 185.07% 100.0% Xinlian hamlet1&2 0 0 0.00 35 115 Xinlian hamlet8 2.2426 4 18 2.24 4 18 100.00% 100.0% Xinlian hamlet9 3.083 8 34 3.08 8 34 100.00% 100.0% Subtotal 5.3256 12 52 5.33 47 167 321.15% 100.0% Total 59.7497 74 320 59.75 189 663 207.19% 100.0% 4 roads Jingu hamlet 1 72.25 37 160 72.25 37 160 100.00% 100.0% Jingu hamlet 2 13.65 37 162 13.65 37 162 100.00% 100.0% Jingu hamlet 3 15.98 15 63 15.98 15 63 100.00% 100.0%

Planned Actual percentage Farm Farmland House- Farmland House Households Component Township Village land Acquisition holds Population Acquisition holds Population Farmland mu mu HHs Person mu HHs Person Jingu hamlet 4 23.89 18 82 23.89 18 82 100.00% 100.0% Jingu hamlet 5 4.23 24 104 4.23 92 404 388.46% 100.0% Jingu hamlet 6 0 0 0 0.00 Jingu hamlet 7 13.79 10 43 13.79 82 361 839.53% 100.0% Jingu hamlet 8 50.78 48 210 50.78 48 210 100.00% 100.0% Jingu hamlet 11 0.00 60 264 Subtotal 194.57 189 824 194.57 329 1442 175.0% 100.0% Xinlian hamlet 3 39.48 0 0 39.48 73 321 100.0% Xinlian hamlet 4 4.05 0 0 4.05 0 0 100.0% Xinlian hamlet 7 148.21 30 131 148.21 30 131 1 100.0% Xinlian hamlet 8 8.51 26 106 8.51 26 106 100.00% 100.0% Xinlian hamlet 9 5.5 5 23 5.50 5 23 100.00% 100.0% Subtotal 205.75 61 260 205.75 134 581 300.00% 100.0% Total 400.32 250 1084 400.32 463 2023 186.6% 100.0% Sum 701.8417 733 2824 701.84 1061 3796 144.7% 100.0%

R. Progress of Relocation Construction

Land acquisition and house demolition began in August 2011. The Administrative Committee of Qinzhou Port Development Zone assigned experienced and full-time personnel to be responsible for LA & HD, and had basically completed 1650 mu land acquisition within the red line of the 6 roads and 171 households in 144 houses involving in 5 road networks had been resettled by June 2016. The compensation agreement has also been signed with 164 houses in 139 houses. There are 7 households in 5 house to reach an agreement. Housing demolition work is also being carried out. 32 households in 26 houses had completed the demolition of their houses. By the end of 2016, there were about 3800 meters of land ready for the construction of 5 roads. Dalanping Road North involves a total of 53 households, among which 48 have been placed in a roadside temporary resettlement near Road 1. The 5 remaining households received a rent for self-resettlement; the relocation of people involed in the 5 roads chose to resettle temporarily in the first phase of the resettlement housing for villagers.

The progress for relocation is listed in Table 3-6. Nonresidential houses affected are listed in Table 3-7

Table 3-6 The Progress for RelocationAs of 31st, July, 2017

Planned Actual Percentage Note Project Distr Commit Community/ Rural Sub- Rural Sub- HHs house Relocation Site Area Component ict tees village Area total Area total Relocated hold HHs person ㎡ HHs person ㎡ HHs % % To the east of north section (Danliao street) of 53 HHs are No.1 Road Dalanping No.1 road and Qing Jingu 11278. 1127 in (northern Jingu 53 208 53 208 to the west of the No.2 0 0 0 ang 1,2,3,5 6 8.6 transitional section) road in Qinzhou port, north relocation. to No.1 street and south to No.3 street. 17044.4 1084 Jingu hamlet 11 33 143 21 91 No.3 Road 8 6.5 Affected Villagers will be (northern Xinlian hamlet 2 10 587.4 0 0 0 relocated in the completed section - 9 resettlement (phase one). 17631.8 1084 phase II) 35 153 21 91 Subtotal 8 6.5 4 roads Jingu hamlet 1 10 43 5482 10 43 5482 Jingu hamlet 2 18 81 9041 18 81 9041 Jingu hamlet 4 1 5 1000 1 5 1000 1063 Jingu hamlet 5 16 70 10630 16 70 0 8748. Affected Villagers will be Jingu hamlet 8 27 116 8748.77 27 116 77 relocated in the completed resettlement (phase one). Jingu 34901.7 34901 72 314 72 315 community 7 .8 Subtotal

Xinlian Hamlet 7 5 25 2725 5 25 2725 Xinlian Hamlet 8 13 53 8050 13 53 8050 Xinlian community 18 78 10775 18 78 10775 subtotal 45676.7 45676 90 393 90 393 Sum. 7 .8

Table 3-7 Nonresidential Houses Affected4 Roads Plan Actual Brick- Brick- Building Brick- Building Hamlet Subtotal HHs Person Brick-tile Subtotal HHs Person concrete tile Numbers concrete Numbers ㎡㎡㎡ No. HHs person ㎡㎡㎡ No. HHs person Jingu 1 493 20 513 5 5 20 493 20 513 5 5 20 Jingu 2 78 120 198 2 1 5 78 120 198 2 1 5 Jingo 8 175.28 520.4 695.65 12 8 38 175.28 520.4 695.65 12 8 38 Total 746.28 660.4 1406.7 19 14 63 746.28 660.4 1406.7 19 14 63

3.5 Relocation Policy S. Policy for Land Acquisition According to Unified Standard of Annual Output Value Document issued by the People's Government of Qinzhou in 2010, the compensation standards are 20 times of multiplier for land compensation, resettlement subsidy and standing crops. All compensation shall be paid to the affected households. The compensation rate for collective land (calculated based on 20 times of multiplier) is equivalent to the replacement value and also acceptable to the affected households. Compensation Rate of Collective Land can be found in Table 3-8 and Table 3-9. Samples of compensation contract are listed in Table 3-10 and Table 3-11. Table 3-8 Compensation Rate of Collective Land Items Planned Actual No. 3 No. 3 No.1 No.1 Road Road Road Road (northern 4 roads (northern 4 roads (northern (northern section - section - section) section) phase II) phase II) Paddy Land CNY / mu 41,400 45,400 45,400 41,400 41,400 41,400

Dry Land CNY / mu 36,200 36,200 36,200 36,200 Vegetable CNY / mu 32,000 32,000 Land Orchard CNY / mu 32,000 32,000 Land Fish Pond CNY / mu 35,000 39,000 39,000 35,000 Grassland CNY / mu 32,000 32,000 30,000 30,000 Residential CNY / mu 40,000 39,000 39,000 40,000 Plot Land

Table 3-9 Components in Compensation Standard in Land Acquisition (No. 3 road & 4 roads) Dry (sloping) Woodland and Paddy Land Land others Benchmark CNY/mu 35000 30000 25000 Crop CNY/mu 1400 1200 0 Encouragement CNY/mu 5000 5000 5000 Subtotal CNY/mu 41400 36200 30000

Table 3-10 Land Acquisition Samping in Jul. 2015 Encourage Total Crop Time ment compensation Paddy Dry (sloping) Woodland Paddy Dry (sloping) Village Land Land and others Land Land CNY/m CNY/m CNY/m mu mu mu CNY/mu CNY/mu CNY/mu u u u Jingu Hamlet 1&2 146.096 35000 426.4299 30000 90.32 25000 1400 1200 5000 24194736.78 20140423 Jingu Hamlet 11 83.5282 35000 82.0401 30000 10.248 25000 1400 1200 5000 6735359.1 20150625 Xinlian Hamlet 8 0 35000 15.8165 30000 3.9541 25000 1400 1200 5000 691180.3 20150623 Xinlian Hamlet 1 &2 54.4972 35000 0 30000 0 25000 1400 1200 5000 2256184.08 20150506

Table 3-11Land Acquisition Sampling in Jan., 2016 Land Acqu AH ired Locati Wood Sloping Pond Residential Subtotal HHs People Land Crops Encourag Subtotal Time Street Padd Village on (slopi (collecti Plot Land Compen ement y ng) ve) Land sation Land Land mu mu mu mu mu mu HHs Persons CNY CNY CNY CNY Jingu Jingu Hamlet 53.5 155.6195 4936546. 197461. 5912105 20151 Street Hamlet 102.0272 0 0 82 361 778097.5 Diyido 923 21 5 86 .86 111 No.1 7 ng 0 Street Jingu Jingu Hamlet 64.3 20151 No.1,No.2 Hamlet 94.186 158.523 92 404 5077375 203095 792615 6073085 Chigan 37 021 , 5，6 g Citybelt Da Xinlian 8.95 370550. 20151 Street Hamlet lingji 8.9505 18 313267.5 12530.7 44752.5 05 7 116 No.1 8 ao 0 0 0 0 4

Land Acqu AH ired Locati Wood Sloping Pond Residential Subtotal HHs People Land Crops Encourag Subtotal Time Street Padd Village on (slopi (collecti Plot Land Compen ement y ng) ve) Land sation Land Land mu mu mu mu mu mu HHs Persons CNY CNY CNY CNY Jingu Hamlet 1、2、 Laogua 94.0 3291473. 131658. 3893342 20151 Street 94.0421 35 470210.5 3、4、 n port 421 5 9 .9 222 No.1 5、6、 7、8 0 0 0 0 8 Luoma Jingu 7.27 44600.9 1339397 20151 Street Hamlet Xidong 28.679 0 0 35.9548 60 264 1115023 179774 58 2 .92 201 No.1 9、10 huan 0 Da Jiao Xinlian 1.32 148512. 20151 Street Hamlet Ling 2.5895 0 0 3.9125 8 35 123990 4959.6 19562.5 3 1 118 No.3 9 Villag e East 0 Da Jiao Xinlian 27.5 38606.5 1141650 20151 Street Hamlet Ling 0 0 0 27.5761 73 321 965163.5 137880.5 761 4 .54 104 No.1 3 Villag e East 0 257. 484.5785 632913. 1887864 0 227.4817 0 0 327 1439 15822839 2422892.5 0968 21 52 5.02

Table 3-12 Land Acquisition Sampling in Aug., 2016 Paddy Sloping Encou Land Crops Encour Paddy Sloping Wood Paddy Sloping Wood Land Village Subtotal Land with ragem compensa compensa ageme Subtotal Land Land Land Land Land Land with crops ent tion tion nt crops CNY /mu /mu mu mu mu mu CNY CNY CNY /mu CNY CNY CNY CNY Jingu Hamlet 64.337 94.186 0 158.523 35000 30000 1400 1200 5000 5077375 203095 792615 6073085 5、6、 Jingu 53.5923 102.0272 0 155.6195 35000 30000 1400 1200 5000 4936547 197462 778098 5912106 Hamlet 7 Jingu Hamlet 1，2，3， 94.0421 0 0 94.0421 35000 30000 1400 1200 5000 3291474 131659 470211 3893343 4，5，6， 7，8 Jingu Hamlet 7.2758 28.679 0 35.9548 35000 30000 1400 1200 5000 1115023 44601 179774 1339398 9，10 Jingu 27.5761 0 0 27.5761 35000 30000 1400 1200 5000 965164 38607 137881 1141651 Hamlet 3 Jingu 8.9505 0 0 8.9505 35000 30000 1400 1200 5000 313268 12531 44753 370551 Hamlet 8 Jingu 1.323 2.5895 0 3.9125 35000 30000 1400 1200 5000 123990 4960 19563 148512 Hamlet 9 Xinlian 0 15.8165 3.9541 19.7706 35000 30000 25000 1400 1200 5000 573348 18980 98853 691180 Hamlet8 Xinlian Hamlet1， 54.4972 0 0 54.4972 35000 30000 1400 1200 5000 1907402 76296 272486 2256184 2 Jingu 83.5282 82.0401 10.248 175.8163 35000 30000 25000 1400 1200 5000 5640890 215388 879082 6735359 Hamlet11 Xinlian 89.9137 0 0 89.9137 35000 30000 25000 1400 1200 5000 3146980 125879 449569 3722427 Hamlet7 Xinlian 2.8299 4.7373 0 7.5672 35000 30000 25000 1400 1200 5000 241166 9647 37836 288648 Hamlet8

Paddy Sloping Encou Land Crops Encour Paddy Sloping Wood Paddy Sloping Wood Land Village Subtotal Land with ragem compensa compensa ageme Subtotal Land Land Land Land Land Land with crops ent tion tion nt crops CNY /mu /mu mu mu mu mu CNY CNY CNY /mu CNY CNY CNY CNY Jingu 23.6381 139.2649 0 162.903 35000 30000 25000 1400 1200 5000 5005281 200211 814515 6020007 Hamlet3,4 Jingu 0 33.7961 0 33.7961 35000 30000 25000 1400 1200 5000 1013883 40555 168981 1223419 Hamlet3,4 Jingu 79.3307 324.7292 0 404.0599 35000 30000 25000 1400 1200 5000 12518451 123230 2020300 14661980 Hamlet1,2 Jingu 17.4732 139.0547 0 156.5279 35000 30000 25000 1400 1200 5000 4783203 191328 982640 5957171 Hamlet8

Table 3-13 Land Acquisition Sampling in Aug., 2016 House Signing of the Unit Name Area Balance allowance Subtotal compensation contract ㎡ CNY CNY CNY Year Month Day Jingu Wen Qikang, Wen Quanfa, Wen 843.72 962656 19954 982610 20160611 Hamlet11 Quanda

Jingu Wen Qishun, Wen Quanman, 711.87 844616 180471.5 1025087.5 20160611 Hamlet11 Wen Quanquan Jingu Wu Ruiyan 127.28 117378 61996 179374 20160705 Hamlet4 Jingu Wen Quanquan 299.69 292851.45 11170.5 304021.95 20160611 Hamlet11 Jingu Wen Quanyao 330.23 419268.45 170.5 419438.95 20160611 Hamlet11 Jingu Gao Renda, Gao Chengli 890.08 853731 96576 950307 20160708 Hamlet4 Jingu Wu Yongkang, Wu Yuankang, 1179.6815 773175 200808 973983 20160628 Hamlet3 Wu Songkang

House Signing of the Unit Name Area Balance allowance Subtotal compensation contract ㎡ CNY CNY CNY Year Month Day Jingu Wu Quanan 358.6839 364928 364928 20160625 Hamlet 3 Jingu Gao Shaohua, Gao Quanda, 339.33 417769 297368 715137 20160708 Hamlet 4 Gao Quanda Jingu Liu Yuqian, Liu Yukun 575.63 704541.75 9378 713919.75 20160618 Hamlet 1 Jingu Liu Yi 132.97 145687.8 14866.5 160554.3 2016 Hamlet 1 Jingu Liu Huiying 263.34 228000 57684 285684 20160624 Hamlet 1 Jingu Liu Quanquan, Liu Jinling 289.42 241443.98 29652 271095.98 20160622 Hamlet 1 Jingu Liu Fenglian 119.41 118215.9 66324.5 184540.4 20160622 Hamlet 1 Jingu Liu Dewen, Liu Xiuhan, 469.23 578611 93923.5 672534.5 20160618 Hamlet 2 LiuBaoquan Jingu Liu Zhongnian, Liu Haimei 364.1 344075 63745 407820 20160708 Hamlet 2 Jingu Li Kaiying, Xu Guosheng 389.85 364480 0 364480 20160617 Hamlet 8

Table 3-13 (2) Land Acquisition Sampling in July, 2017 House Signing of the Unit Name Area compensation contract ㎡ CNY Year Month Day Jingu Wen Qishou 268.4 218337.6 20161226 Hamlet11

Jingu Wen Quande 659.6 595823 20161226 Hamlet11

House Signing of the Unit Name Area compensation contract ㎡ CNY Year Month Day Jingu Wu Quankun 489.26 572879 20161226 Hamlet4 Jingu Wen Quansong 720 688968 20161226 Hamlet11 Jingu Wen Qifu 25.2 90260 20161229 Hamlet11 Jingu Gao Shengmei 270.56 288671 20170411 Hamlet4 Jingu Zhen Cunzhen 523.88 876222 20170411 Hamlet3 Jingu Su Quanfeng 355.95 407482 20170425 Hamlet 11 Jingu Wen Yongjin 425.83 406624 20170425 Hamlet 11 Jingu Wen Qibiao 262.26 274504 20170424 Hamlet 11 Jingu Wen Quanneng 318.89 393487 20170424 Hamlet 11 Jingu Mo Deguo 452.3 491918 20170426 Hamlet 7 Jingu Mo Rujun 403.2 447695 20170503 Hamlet 7 Jingu Wei Xianhua 13.57 135980 20170505 Hamlet 7 Jingu Chen Songcai 499.29 461099 20170506 Hamlet 11

T. House Relocation Policy House demolition compensations are listed in Table 3-14. Table 3-14 Compensation Standards for House Demolition Planned Actual No. 1 No.3 road (north 4 No. 1 No.3 road (north 4

road section phase II) roads road section phase II) roads Brick-concrete structure CNY/㎡ 1050 815 815 1050 815 815 Brick-tile structure CNY/㎡ 700 600 600 700 600 600 Sun-dried mud brick structure CNY/㎡ 600 600 365 365 Relocation subsidy CNY/㎡ (CNY/person) 20 500 500 20 Temporary Transit Allowance CNY/person/month 200 200 200 200 200 200 Working Day Loss Allowance CNY/HHs 300 300

3.6 Income and Livelihood Restoration Program U. Social Economic Status of Affected Area In 2013, Qinzhou city GDP reached CNY 75 billion, an increase of 9%; above scale industrial output value of CNY 111.5 billion, an increase of 2%; CNY 56 billion in fixed assets investment, an increase of 35%; local public finance budget revenue CNY 4.2 billion, an increase of 25%; disposable income of urban residents CNY 23,760 per capita, an increase of 10%; net income of farmers CNY 8,140 per capita, a growth of 14%. Family and population village affected is the rural household registration (Hukou), including 46.27% women. Average family population is 4.4 people per household. Among the total population affected, labor force accounted for 65.83%. Employment situation is: 6% of the affected are engaged in the third industry, 50% in agricultural and sideline, 44% in non-agricultural work. Meanwhile, they also use agricultural slack season to serve as migrant workers. Women also out in temporary work. Some young people go out for seasonal labor. For all the survey population, except agricultural production, 70% people are engaged in seasonable labor, which actually is the main income resource. Other occupations, such as going to nearby factories or enterprises for seasonable labors account for 5%.

V. Sampling Design 15 sample households were selected randomly in the baseline survey. Sample households were listed in Table 3-15. Table 3-15 Sample households Township/ Community Hamlet Household Jingu Community of Qinzhou Port 1 4 2 3 3 2 Xinlian Community of Qinzhou Port 6 Total 15

W. Sample Household Survey The per capita income of the sample households ranges between CNY 9000 and CNY 36933 in 2013. The per capita income of the sample households ranges between CNY 4000 and CNY 66000 in 2014. The per capita income of the sample households ranges between CNY 5125 and CNY 166933 in 2016. Sample households are from two communities with an average population 4.2 persons per household. Per capita income in 2013 is CNY 18,411，per household income CNY 71, 600(Jingu Community). Per capita income in 2014 is CNY 18,816，per household income CNY 79, 026(Jingu Community and Xinlian Community). The average farmland per capita currently is 2.42 mu, The average farmland acquired per capita is 0.71 mu, which is 29% of the farmland. (Note: Land acquisition here includes cultivated farmland and non-cultivated farmland.) The income and resources of sample households are listed in Table 3-14. In the survey in 2013 to 9 sample households, there are 10TVs, 9 fridges, 9 washing machines, 0 tracors, 9 motorcycles, 0 pumps, 200 head of livestocks, 0 internet, 21 telephones, and 7 cars. In the survey in 2014, as we found in 15 sample households, there are 16TVs, 15 fridges, 14 washing machines, 1 tracor, 13 motorcycles, 6 pumps, 200 head of livestocks, 9 internet, 47 telephones, and 9 cars. In the survey in 2016, as we found in 15 sample households, there are 16TVs, 15 fridges, 14 washing machines, 1 tracor, 13 motorcycles, 6 pumps, 200 head of livestocks, 15 internet, 47 telephones, and 12 cars.

Family Property of sample households is listed in Table 3-16. As of 15th Jan., 2017, land acquisition of 15 household in the sample pool has been completed.

Table 3-16 The Income and Resources of Sample Households As of 31st, July, 2017 HHs Land Communit Ham Before Name Popul Income Acqui y let LA ation sition Agricult Farm Dry Orc Sub- Farm Dry Sub- Compen Claim Income per Odd Jobs Subtotal Orchard ure land land hard total land land total sation Time head CNY CNY CNY mu mu mu mu mu mu mu mu CNY Jingu 3 Lin Hui 5 0 180000 180000 2 0 0 2 2 0 0 2 24000 Jingu 2 Wu Songkang 5 800 700000 700800 6 0 0 6 5 0 5 64160 Jingu 1 Liu Xinhan 133600 3 800 500000 500800 5 0 0 5 4 0 0 4 Jingu 2 Liu Nairong 3 1600 60000 61600 3 0 0 3 1 0 0 1 20533 Jingu 1 Liu Quanhan 4 0 70000 70000 1 0 0 1 1 0 0 1 17500 Jingu 2 Liu Naisheng 10000 4 0 50000 50000 1 0 0 1 1 0 0 1 Jingu 1 Liu Dehan 4 1600 81000 82600 5 0 0 5 3 0 0 3 20650 Jingu 3 Liu Zijin 10000 4 0 40000 40000 1 0 0 1 1 0 0 1 Jingu 1 Liu Cuihan 40533 3 1600 120000 121600 4 0 0 4 3 0 0 3 Xinlian Su Huangkang 7000 4 8000 20000 28000 3 10.5 1.5 15 3 3 Xinlian Su Fenkang 5125 8 8000 33000 41000 5 20 25 7 7 Xinlian Liu Julong 7600 5 8000 30000 38000 18 2 20 5 5 Xinlian Liu Jianyou 6600 5 8000 25000 33000 30 30 5 5 Xinlian Su Jingkang 10000 5 0 50000 50000 25 25 3 3 Xinlian Liu Xiuying 1 0 0 0 10 10 1 1 0

Subtotal 62 38400 1959000 1997400 36 113.5 3.5 153 21 24 0 45 0 0 23345

Table 3-17 Family Property of Sample Households As of 31st, July, 2017 HHs Commu Ham Roo Floor T Ice Washing Tract Inter Auto Name Popula Motor Pump Stocks Phone Others Note nity let ms Space V box machine or net mobile tion S Person ㎡ Set Set Set Set Set Head Spot Set et Jingu 3 Lin Hui 5 1000 1 1 1 1 1 4 1 2 forklifts Jingu 2 Wu Songkang 5 700 1 1 1 1 1 3 1 2 forklifts Jingu 1 Liu Xinjian 3 600 2 1 1 1 200 1 2 1 Pig raising Jingu 2 Liu Nairong 3 500 1 1 1 1 1 2 1 Jingu 1 Liu Quanhan 4 500 1 1 1 1 1 2 1 Jingu 2 Liu Naisheng 4 500 1 1 1 1 1 2 1 Jingu 1 Liu Dehan 4 700 1 1 1 1 1 2 1 Jingu 3 Liu Zijin 4 450 1 1 1 1 1 2 1 Jingu 1 Liu Cuihan 3 500 1 1 1 1 1 2 1 1 truck Xinlian Su Huangkang 4 1 1 1 0 0 1 0 1 4 1 Xinlian Su Fenkang 8 1 1 1 0 1 1 0 1 6 1 Xinlian Liu Juyou 5 1 1 1 1 1 1 0 1 5 0 Xinlian Liu Jianyou 5 1 1 1 0 1 1 0 1 5 0 Xinlian Su Jingkang 5 1 1 1 0 1 1 0 1 5 1 Xinlian Liu Xiuying 1 1 1 0 0 0 1 0 1 1 0 1 63 0 5450 15 14 1 13 6 200 15 47 12 Subtotal 6 1. 4.2 0.0 363.3 1.0 0.9 0.1 0.9 0.4 13.3 1 3.4 0.9 Per HH 1

3.7 House Relocation No.1 Road (northern section) project needs to demolish in the ROW 32 buildings, affecting 53 households, among which 48 households were relocated in the temporary resettlement community. The affected reaidents are satisfied with the living condition there. The permanent relocation program has been settled. The relocation apartment has been completed. The construction of first floor for 129 permanent homestead slots are now under construction, which are expected to complete by the october of 2017. Then they can be delivered to the AHs for their further self construction. House relocation includes cash resettlement, residential plot resettlement and apartment resettlement. Compensation Standard for House Demolition The areas of the AHHs house will be combined in the calculation and these AHHs will be verified and compensated by the following standard: 1. Those affected households whose legitimate residential construction area reached 80 ㎡ per capita and above will be compensated by the standard in the table 3-14. Those AHHs who can not afford legitimate certificates related but who are willing to sign written promise to actively cooperate to evacuate and deliver to demolition would also be granted with a certain sum of material compensation. The standard is listed as followed: the frame structure 350 CNY/㎡, brick structure 300 CNY/㎡, Brick-wood structure 200 CNY/㎡, simple structure 100 CNY/㎡. 2. Those affected households whose residential construction area of the demolition (with and without legal procedures included) did not reach 80 ㎡ per capita will be compensated on the standard 3-14. The margin between the actual area and the 80 ㎡ per capita will be compensated on a standard of 550 CNY/㎡. The area per capita (with and without legal procedures included) exceeds 80 ㎡ in which the per capita residential area with legal procedures is less than 80 ㎡, the per capita housing area in 80 ㎡ will be compensated on the standard of table 3-14; the part per capita above 80 ㎡ ,on the precondition that the AHHS offer written commitment to cooperate actively with the ecacuation and delivery, will be compensated on the following standard: the frame structure 350 CNY/㎡, brick structure 300 CNY/㎡, Brick-wood structure 200 CNY/㎡, simple structure 100 CNY/㎡. 3. Those affected households whose total residential area affected without legal procedures did not reach 80 ㎡ per capita, will be compensated on the standard 3-14. The margin between the actual area and the 80 ㎡ per capita will be compensated on a standard of 550 CNY/㎡. If the area per capita exceeds 80 ㎡, the area in 80 ㎡ will be compensated on the standard

of table 3-14 while the area above 80 ㎡ ,on the precondition that the AHHS offer written commitment to cooperate actively with the ecacuation and delivery, will be compensated in the name of material cost on the following standard: the frame structure 350 CNY/㎡, brick structure 300 CNY/㎡, Brick-wood structure 200 CNY/㎡, simple structure 100 CNY/㎡. 4. Those who enjoyed the contemporary transitional relocation policy of the land acquisition and house demolition, and whose house(s) has been compensated, want to construct their own new residence. If they offer written commitment to cooperate actively with the ecacuation and delivery, will be also compensated in the name of material cost on the following standard: the frame structure 350 CNY/㎡, brick structure 300 CNY/㎡, Brick- wood structure 200 CNY/㎡, simple structure 100 CNY/㎡. A. Members of the non-rural collective economic organizations who perchased or constructed their residence within the scope of the project land, if they offer written commitment to cooperate actively with the ecacuation and delivery, will be also compensated in the name of material cost on the following standard: the frame structure 350 CNY/㎡, brick structure 300 CNY/㎡, Brick-wood structure 200 CNY/㎡, simple structure 100 CNY/㎡. B. The paying of the compensation for the relocation of the housing For those who choose to build their own residence on the assigned relocation spot and who are ready to arrange their residence construction, their compensation to the house demolition and relocation, their subsidies (with construction deposit removed at a standard of 600CNY/㎡) will be paid to the affected households in one lump sum payment. And the construction deposit will be returned to the AHHs at the pace of their construction. For those who choose flat relocation, their compensation for the house demolition and their subsidies (with the cost of the relocated flat removed ) will be paid to the affected households in one lump sum payment. For those who have so far insufficient condition in resettlement, their construction deposit will be fully returned to them one year after they sign the contract. C. Encouragement policies on house demolition To ensure a smooth progress in land acquisition, those AHHs who sign the contract on time, evacuate and deliver the affected house for demolition, will receive appropriate incentives no more than 30,000 CNY per household. D. Housing Relocation a) Relocation modes The AHHs have three choices in relocation, i.e. residential relocation, flat relocation and monetary relocation. The AHHs can choose on their own will. The relocation spots are in Jinguxinqu and Dalanpingqu in the Xincheng district in Qinzhou Port.

b) People involved in relocation i. The agricultural population in rural collective economic organizations. ii. Those who were members of rural collective economic organizations before their entrance to higher education, to compulsory service or current servicemen. iii. Those whose children were members of rural collective economic organizations before their entrance to higher education, to compulsory service or current servicemen, and return after graduation or their service without being employed by state administrative institutions or state-owned enterprises. iv. Adopted children by members of rural collective economic organizations who can offer adoption certificate in accordance with the "Adoption Law of the people's Republic of China”. v. Those married couples belonging to the rural collective economic organizations whose residential registration (Hukou) stays, and whose spouses has not applied a residential homestead in the corresponding collective economic organization(s); children whose residential registration (Hukou) belong to the rural collective economic organizations. c) Relocation Standard i. Homestead relocation 1. A “one for one” policy will be strictly implemented in the homestead relocation, which means one house demolished for one homestead spot relocated. One household(a multi-house household and a multi-family household will be considered as one household.) can only applied for one homestead spot. Two conditions shall be met in homestead relocation:1. Individual household (on residential registration (Hukou)), 2. Affected by Projected involved. 2. To qualified households, a resettlement standard of 20 ㎡ per capita will be strictly followed, moreover, one piece of homestead spot shal not be more than 80 ㎡. If there are more than four people in one household, the rest of the member can choose flat relocation or monetary relocation. 3. One-person households and two-person households and special personnels can only choose flat relocation. 4. If AHHs have more than one homestead within the affected area of this project, they can only choose one homestead spot for relocation. If AHHs have more than one homestead both within and out of the affected area of this project, they can either choose to deliver their homestead spot out of the

affected area to the government for demolition and choose one homestead spot for relocation, or choose to keep their homestead spot out of the affected area,and their homestead spot within the affected area will be removed without being considered as AHHs of the project and thus shall not enjoy the “one on one” policy. 5. For those AHHs who choose homestead relocation, planning, the façade and a 5-story foundation will be unifiedly organized by the Organizing Committee. The rest of the construction will be strictly executed to the design and the blueprints individually. The design drawings will be provided free by the Organizing Committee. 6. The AHHs have the obligation to sign a construction contract and conduct their construction on the contract. The constrction span will be 2 years, starting from the delivery of the homestead spot to the AHHs. If the AHHs fail to complete the main construction and the external wall decoration, the rest deposit will not be returned to the AHHs. ii. Flat (Appartment) Relocation Those who choose flat relocation can choose relocated flat constructed by the Organizing Committee or choose to buy a relocated flat instead of construct one. 1. Those AHHs who choose flat relocation can appy to purchase a relocated flat at the standard of 80 ㎡ per capita at a price of 650CNY/㎡ for decorated flat or 360CNY/㎡ for flat undecorated. The arrangement of commercial shop for 10 ㎡ per capita will not be valid. The AHHs can only choose flats with similar area to their relocation standard. When the AHHs choose a flat larger than 80 ㎡ but no more than 90 ㎡, the margin will be covered by the AHHs at a price of 650CNY/㎡ for decorated flat or 360CNY/㎡ for flat undecorated. When the AHHs choose a flat larger than 90 ㎡, the part over 90 ㎡ will be covered by the AHHs at a price of 2180CNY/㎡ for decorated flat or 1890CNY/㎡ for flat undecorated. When the AHHs choose a flat under 90 ㎡, the part under 90 ㎡ will be paid to the AHHs by the Organizing Committee at a price of 2180CNY/ ㎡ for decorated flat or 1890CNY/ ㎡ for flat undecorated. The organizaing committee will offer respectively to each AHHs involved the State-owned Land Use Permit and Real Estate License. The relocated flat will not be transferred within five years.

2. Those AHHs who choose to buy instead of constructing resettlement house have to observe the "Qinzhou downtown shantytowns housing resettlement to purchase for building procedures" (Qinzhou Gov. [2015] No. 66) 3. Those AHHs who are qualified for the homestead relocation can also choose flat relocation. 4. Those AHHs who are married without any child (including adopted) or who have one-child certificate issued by the health departments of the development zone can have one extra place in the flat relocation iii. Monetary relocation Relocated Households who choose monetary relocation will receive a relocation compensation of 54,000CNY per capita. Also they will receive a one-year living subsidies for contemporary transition. The AHHs will find their own residence. Those who choose monetary relocation shall provide the following materials: certificate of ownership of a livable residence, a written statement to give up the purchase of the relocated flat, and a written statement to give up homestead relocation. iv. Special relocation AHHs who choose special relocation can only choose flat relocation at a standard of 30 ㎡ per capita at the price of 650CNY/㎡. The standard for one-person households is 60 ㎡ per capita. The 10 ㎡ commercial shop arrangement is no longer valid. The AHHs are supposed to choose flats with similar area to their relocation standard. The exceeding part will be covered by the AHHs at a price of 2180CNY/㎡ for decorated flat. AHHS who choose to buy instead of to build to relocate will be arranged to buy a flat at a standard of 30 ㎡ per capita at the price of 650CNY/㎡. The standard for one- person households is 60 ㎡ per capita. Relocation will be restricted by the "Qinzhou downtown shantytowns housing resettlement to purchase for building procedures" (Qinzhou Gov. [2015] No. 66) v. Contemporary Transitional Relocation 1. In the Contemporary Transitional Relocation mode, Project owner will offer to the AHHs public rental housing as transition, at a standard of 20 ㎡ per capita. Besides, these AHHs will also enjoy a living subsidy of 200CNY per capita, a water subsidy of 8.2CNY per capita and a power subsidy of 26.5CNY per capita. 2. AHHs who choose their own transitional residence will be subsidized at a 250CNY/month per capita.

3. The contemporary transitional relocation will cease 2 years after the residence is delivered to AHHs, or 6 months after relocated flat is delivered to the AHHs. vi. Employment Relocation AHHs whose farmland ownership is lower than 03.mu per capita after the acquisition of the land from the rural collective economic organization, will be arranged to employ. There are three choices in employment relocation: subsidized land use, compensatory flat, self-employment subsidy. Among the three, AHHs can only choose one. AHHs will make a decision, offer written application, approved by the village group, verified by the community community and organizing committee will approve and implement. 1. Subsidized Landuse: a standard of no more than 60 ㎡ per capita on the registered population in rural collective economic organizations. 2. Compensatory Flat: In the form of housing subsidies for resettlement, AHHs can choose flat relocation whose site is located in Dalanping relocation site in Qinzhou Xincheng District. AHHs who choose compensatory flat will be subsidized for the residential construction area no more than 20 ㎡ per capita. AHHs are supposed to choose flats with similar area to their relocation standard. The part over 20 ㎡ will be covered by the AHHs at a price of 2180CNY/㎡. The part under 20 ㎡ will be returned to the AHHs at a price of 2180CNY/ ㎡ in cash. 3. Self-employment Subsidy: AHHs will sign contract with their rural collective economic organization unit, and land acquisition unit. AHHs will be subsidized at 40 thousand CNY per capita for a one-time subsidy for their self employment. AHHs shall the employment problem on their own.

3.8 Restoration of Infrastructure So far, infrastructure in temporary residential functions properly. The infrastructurein the relocation sites are under construction.

3.9 Budget and Fund of Resettlement Guangxi Qinzhou Linhai Industry Investment Co., Ltd. is responsible for raising fund for land acquisition and resettlement. The fund for Resettlement Compensation can meet the needs of land acquisition and house demolition. As of 31st, July, 2017, for land acquisition and relocation

CNY 234,029,500 has been paid, which is 77.2% of the total budget. As of 15th Jan., 2017, IA has paid to the affected the compensation for land acquisition. Fund used for land acquisition and resettlement is presented in Table 3-16.

Table 3-16 Fund Used for Land Acquisition and Resettlement (CNY)

Planned Actual Percent age No.1 Road No. 3 Road No.1 Road No. 3 Road (northern (northern section Binhai (northern (northern section Binhai Sub- section) - phase II) 4 roads Road Sub-Total section) - phase II) 4 roads Road Total 5264.60 1626.982 1185.963 0 8077.547 1 Land Compensation 19 5324.19 1451.197 2030.103 0 8805.498 2 House Compoensation 83 3 Special compensation 456.637 796.213 175.998 0 1428.848 for restoration and 2 reconstruction 342.408 180.1062 105.154 0 627.6688 4 Other Cost 6 5 Land-Related Taxes 1066.13 768.6633 3626.44 0 5461.233 1104.54 581.1588 339.2064 0 2024.909 6 Price Contingencies 37 16118.8 11190.7 23402.9 5701.787 4605.087 3315.9504 29741.65 8592.706 3619.509 0 78.69% Total 297 3 5

3.10 Public Participation and Information Disclosure Great attention has been paid to public participation under the Project during the planning, and resettlement report preparation and updating. Comments and suggestions on relocation site, compensation and income restoration program have been provided from the affected Residents Committee, government organizations, project management office, implementation agency, Design Institute and other organizations. During the Project implementation phase, PMO, IA and RO will encourage local residents to involve in the land acquisition and livelihood rehabilitation and income restoration process.

3.11 Complaints and Appeals Table 3-17 Problems in Land Acquisition and Resettlement Time Items Solutions Completion Construction of apartment relocation 70% Long transitional Quicken the construction Jan. 2013 completed; residential plot land 30% period of relocations completed. Completed six round training on No working Feb. 2014 Training Machinery, automotive, electrical. Recruit skills about 180 persons. Dongfang Resource, Dayang crops and Mar. to Offer working Employment oil, free trade zone, sanitation section Jun. 2014 opportunities recuited 200 workers. Low Further negotiation and Aug. 2014 compensation job training.

Publication of countdown resettlement policies on Publication of house demolition on the Jan., 2016 resettlement Publisized. base of construction policies period and on the house temperory acquisition. Intercropping issue in Guangxi Offer proper Jan.2017 Jinqinzhou Settled in April, 2017. compensation. Fengchan Forestry The move of roadside transformers Negotiate with the power Jan. 2017 Settled in June, 2017. within the supply unit. comstruction area

3.12 Vulnerable Groups The Resettlement Plan: The needs and interests of vulnerable groups, special attention will be given to them, particularly the potential difficulties faced by vulnerable people in affected areas in

resettlement planning and implementation. The PMO and IA will supervise implementation to ensure these vulnerable persons receive adequate compensation, house selection, social security plan, special fund and MLG. Assistances on training with free charge, employment, and micro-credit will be provided to them by the QMG, PMO and IA to restore their living conditions and incomes. During resettlement phase, the women-headed households and disabled and elderly people will be given priority to choose the house, floor and type of houses, and the QMG and IA will also provide assistance on the relocation. Monitoring and evaluation: Attention was paid to the interest of the vulnerable groups. For example: residential subsidies were offered to the affected households whose house compensation was lower than CNY 30 m² per person.

3.13 Organization and Administration The project leading group is established within the Qinzhou Municipal Government with the Project Management Office as the secretariat communicating with government of Qinzhou Port District. Qinzhou House Demolishment Administration Office of Qinzhou Land Resources Bureau is responsible for land acquisition and relocation. Guangxi Qinzhou Linhai Industrial and Investment Company Ltd. is the PIC. Under the IA, there is a resettlement office, responsible for land acquisition and resettlement. Project management office of different levels established regulations and staffed with sufficient experience workers. Qinzhou Project Management Office directed Port District Government, Resettlement Office from Qinzhou Land Resources Bureau. Implementation agency also set up a resettlement office for land acquisition and relocation. On the 4th of Jan., 2016, Qinzhou Municipal Government released a meeting minutes to promote the project (Phase II), thus clarified: 1). How to tackle land acquisition and resettlement problems. Land acquisition and resettlement are now considered as the key to promote the project. Administration committee of Qinzhougang Port must fulfill the task of land acquisition before the end of March 2016, and finish resettlement before the end of Jun. 2016. 2). How to speed up the construction of the project. According to the load contract, the construction of the project shall be completed as of 31st of Dec. in 2016, and the account of the project will be finally closed on 30th of Jun. in 2017, so the construction of the project will be extremely tight. EA shall formulate scientific construction scheme, set a countdown time limit and well organize the construction, thus to ensure the successful completion of the project as of Dec. 2016. 3). How to coordinate the counterpart funding. Qinzhou Municipal government promised to coordinate the counterpart funding needed in the project. The Bureau of Finance of Qinzhou

municipal government will be responsible for the coordination of prompt and sufficient funds in accordance with the progress of the land acquisition, resettlement and construction in the project. Administration Committee of Qinzhou Port District is supposed to present the fund using plan to the Bureau of Finance of Qinzhou Municipal Government, who will then arrange the funds according to the using plan presented. The minutes of the conference clarifies respectively the responsibility for the Development and Reform Commission of Qinzhou, Administration Commettee in Qinzhou Port District, project owner and the Bureau of Finance of Qinzhou Municipal Government. The minutes of the conference also listed the project-related work into the Annual Performance Assessment System for the project-related administrative departments, which will be collaboratively supervised and overseen by the Supervision Office of the CPC Qinzhou Municipal Committee and the Supervision Office of the Qinzhou Municipal People's Government. Ever since the Jan. 2016, at least one supervisional check for each month will be carried out, mainly on the land acquisition, resettlement, partner funds and the responsibility fulfillment of related department. Results of supervision will be presented to the CPC Qinzhou Municipal Committee and the Qinzhou Municipal People's Government. This conference minutes, paying due attention to the key elements for the development of this project, clarifies the responsibilities of departments related and would function positively for the promotion of the project. For the progress table of the land acquisition and resettlement to the second phase of the road construction in the Xincheng District, each individual team is supposed to present theirs to the coordinational committee, who will thus obtain an overall progress of the whole project. So far, the key subject in the existing problems has been resting on the time when resettlement policies for the house releated will be issued and the effect of the execution of these policies. 3.14 Conclusion and Suggestions X. Conclusion 1) Remarkable progress has been made both in the land acquisition and in the house demolition with the assignation of experienced staff to the project. 2) 53 households are involved in the north of Dalanping Road 1, and they are now in the transition period. 3) In the permanent resettlement, the AHs drew the lot for allocation. AHs can also choose residential resettlement or flat resettlement.

Y. Suggestions (1) Quicken the house demolition and the progress of flat resettlement and speed up the permanent relocation of flat resettlement.

3.15 Interview Record Time： 2017-July.-17th Interviewee: Wu zichun, secretary of the Jingu Community Content: All the land acquisition for the ADB project had been completed. Eighty percent of the houses in the demolition agreement have been removed. Those people are now living in the apartment. All relocation homestead slots have been allocated. There are 3,000 people in 800 households in 12 hamlets of our villege. Most people in the village are Han nationality, with only a few minorities. The average income here is between 6,000 and 7,000 CNY. Few people here work outside. People prefer to work locally. We have 187 households living with a minimun allowance of 280 CNY per month.

The following are the interview in the previous trip. Time： 2017-Jan.-18th Interviewee: Weng Xiangjian Content: The forest of Jinqinzhou Fengchanlin forestry involves Jingu 1 and Jingu 2. The compensation contract with Jingu 1 was signed on the 3rd of Jan. 2017. And the contract with Jingu 2 are still in negotiation. The move of roadside transformers along Road 3 has not been solved. The newly- proposed 700m extension for Road 2 and updating of the resettlement plan for the improvement of the Binhai Lu (coastal highway) are now in preparation. So far, the key factor that influence our progress are the progress of house demolition and the clearance of the ground attachments.

Time： 2016-Aug.-11th Interviewee: Qu Jiacai, director of Land Acquisition and House Demolition Office of Qinzhou Port Administration. Content: We paid great attention to the public participation. So far we have held more than 10 conferences. Land acquisition has been completed. The 7th Group of Jingu has not distributed the land acquisition compensation to the villagers for internal reasons. The government has set up a working group to tackle this issue. I supposed the problem will be settled in the end of August. 171 households has signed the contract with us. 144 houses will be involved in house demolition. By the end of July, we have signed contracts with 164 households on 139 buildings. 5 buildings from 7 households are to sign the contract. Now we are working on that. By the end of September, we can basically settle the house demolition problem. Governmental administrative mobilization worked.

Time： 2016-Aug.-11th Interviewee: Hua Weigang, Resettlement Office of Qinzhou Port Administration. Content: Now housing distribution is an important task. We organized batch arrangement. AHHs will be involved in Two draw, the first draw determines their order in the second draw which is their order to choose their house location. AHHs are supposed to sign the contract after the draw. A three parties co-management contract will be sign. The work is planned to finish by the end of September this year.

Time： 2016-Aug.-11th Interviewee: Wu Zichun, Jingu Community Content: In June this year, the full compensation arrived. 11,800,000CNY in total for the whole village. The 7th group of our community has not yet been handed to the villagers. There is some family planning issue. It won’t influence the progress of the project.

Time： 2016-Aug.-11th Interviewee: Su Xiangkang Director of Xinlian Community. Content: The compensation came in June in full. There is some disputes among three households in the 8th group. So the money has not been handed out to the villagers. We are coordinating. For the rest, all is well. There is no house demolition involved in our community.

Time： 2016-Jan.-26 Interviewee: Zhou, Manager Assistant of Linhai co. Content: After the inspection trip of the ADB, great and obvious progress has been made in the project. The Municipal Government issued the conference minutes. This afternoon, Supervision Office from the Qinzhou Municipal Government visited the project. So far, great progress has been made in land acquisition and little progress in house demolition. We will operate on the duties assigned by the conference minutes. We will fight to accomplish the task to the timetable.

Time： 2016-Jan.-26 Interviewee: Lian Shixiu, Construction Director of No. 1 Road Content: Due to the rain in these days, the progress of the construction is seriously affected. The road construction will be accomplished before the end of March. So far, there is no accident in the construction site.

Time： 2016-Jan.-26 Interviewee: Chi Yuanjie, Construction Director of No. 3 Road Content: Our company moved in on the eighth of Oct., 2016. So far, a section of 500m of the road can be filled with earth. The rest of the road construction hindered because of land acquisition and house demolition. Land acquisition and house demolition involves 2 villages. Because the 2 villages overlap with each other, we countered great difficulties in land acquisition and house demolition. So far, little progress was made in this part.

Time： 2015-aug.-6 Interviewee: Hua Weigang HDAO Content: Now we are engaged in great amount of measuring work. When negotiating with the affected, we come across great difficulties because they ask for more compensation, much more than the compensation standard. In measuring, we are still faced with border disputes, which is no easy to handle. Resettlement is complicated, for the affected raise requirement on the location and standard in resettlement. We have so far completed 430 set rooms, with 369 more to build. To finish that in 3 years is not an easy job. For the 53 households in transition, they will move to their new residential before 30 Jun. 2016.

Time： 2015-aug.-6 Interviewee: Su Xiangkang Director of Xinlian Community Content: We lost more than 30 mu land in No.3 Road land acquisition. The compensation

arrived in March this year. There are 8 affected households. The standard? Paddy 35,000CNY/mu, dry 30,000 cny/mu, woodland 25,000. Villagers are quite supportive for the project. In our community we have a population of 600 persons, 7,000 mu land. The whole community is composed of 9 hamlets, average income is 2,000CNY per person. We do not have minorities in the community. We have 30 MLG households. My family? 5 members 10 mu land, yearly income CNy30,000. We got the compensation for the 4 mu land acquisition. We support the program.

Time： 2015-aug.-6 Interviewee: Wu Zichun Director of Jingu Community Content: The 53 households in transition are still there. No. they do not have any complaint to make. The transitional living standard is high, and what’s more, they have allowance. They may move in the next spring. 170 households in our community have signed the contract. The standard is 41,400cny/mu for the dry land 36,200cny/mu, for the woodland 30,000 cny/mu. This includes 5,000cny/mu allowance and 1,400cny/mu for crops. We all got the money.

Time： 2014-July-15 Interviewee: Zhai Caijia Content: Since April 2014, land acquisition and relocation work has been at a standstill. The main reason is there is no money. Those 53 households affected can move in the new house before 30 June 2015. But applications shall be made to the municipal government for this priority.

Time： 2014-July-15 Interviewee: Wu Zichun Party secretary of Jingu Community Content: No progress has been made so far, as land acquisition and house demolition is concerned. Hope to speed up the land acquisition and relocation.

Time： 2014-April -11 Interviewee: Director of Qinzhou House Demolishment Administration Office Content: We began at 2011 for No. 1 road. More than 50 households was affected. We follow Qinzhou regulations about land acquisition and house demolition. So far, the affected household are in transition. Actually they have 3 options. Cash compensation, residential plot land relocation and apartment relocation. They can pick any one. Now the apartment relocation is almost done. By the end of June 2014, people can move in. Residential plot land is under construction, very possible to be completed by the end of the year. Problem for now? Money.

Time： 2014-April -11 Interviewee: Wu Zichun Party secretary of Jingu Community Content: No. 1 road is completed. 53 households are staying in the transitional apartment. Transitional apartment is fine with all the facilities. People feel ok about that, still they want to move in quicker. Land acquisition? Partly completed. 8 hamlets are affected. Compensation standard of land acquisition? We have Qinzhou Policy. The affected will have every penny. With these money, people buy trucks for transportation business; some may buy fishing tools. Land acquisition announcement was issued in April 2011. We did a lot of PR during the land acquisition and house demolition. Millions meetings were held. People affected came. Women came too. The income here? People fish, do some earthwork, and run some small business. The construction

project? Everyone knows it is good.

4. Fangchenggang City Fangcheng-Jiangshan Urban Road and

Fangchenggang Maoling WWTP

4.1 Project Background (1) Fangchenggang City Fangcheng-Jiangshan Urban Road Component：i) 16.13 km of urban roads and Related Infrastructure, including 32.3 km drainage pipeline, traffic lights, and landscaping. (2) Fangchenggang Maoling WWTP Component：A wastewater treatment plant with a capacity of 20,000 t/day, 5km of sewerage pipeline network, pumping station, sludge treatment facility, power supply system and automatic control system, and office and other plant ancillaries. On the 17th, Dec., 2015, Fangchenggang Municipal Government approved the modified construction plan for Fangchenggang Maoling WWTP Component. Due to the change of the component, Fangchenggang Maoling WWTP Component will be oriented differently in accordance with the modified plan which Maoling County and Maoling Industry Zone designed as a Trade and Tourism Zone. Taking a overall consideration into the pollution discharge situation of the enterprises in operation, Fangcheng Government planned to keep the original construction initial, but the construction scale will be decreased from 30,000 m³ to 20,000 m³, the length of the pipe will also be changed from 24km to 5km. Opinions from the municipal Development and Reform Commission are: 1) It is rational to modify the construction scale of the Fangchenggang Maoling WWTP Component in accordance with the local situation. 2) To settle the scale of the construction, It is advisable to further verify the actural need of the waste water treatment in the local area. 3) It is proper to refer to the conference decisions on the ABD inspection on the 17th of Dec. 2016, to better the preparation work and promote the progress of the project. Opinion from the Fangchenggang Municipal Engineering Administration Bureau is to advise the component owner to authorize the designing department to reorganize and readjust the designing, to verify the scale of the waste water treatment and to ensure that the load of the WWTP can operate more than 60% of its overall capacity. So far, premilinary preparation for the construction of the Fangchenggang Maoling WWTP Component is being conducted. Since the land acquisition previously accomplished can satisfy the need of the construction, no more land acquisition is needed.

4.2 The Overall Situation about Relocation Willingness and opinions of the affected considered, FHDAO signed Land Acquisition Contract with related villages and hamlets in accordance with “The Unify Standard of Annual Value of

Production in LA Issued By Fangchenggang Government” ， “ The Notice of compensation adjustment for the permanent collective land acquisition in Fangchenggang City”. Contracts clarified the boundary, land area, compensation standard, payment, responsibilities etc. Currently, land acquisition has been completed. Acquisition of 1864.89 mu collective land has been completed. House demolition and relocation work is in progress. The management mechanism of land acquisition and house demolition: Fangchenggang City Fangcheng-Jiangshan Urban Road and Related Infrastructures Project Construction Headquarter (FPCH) is responsible for raising fund for land acquisition and resettlement and to coordinate in issues related to land acquisition and house demolition during construction. FHDAO takes overall responsibilities for the implementation of the land acquisition and relocation. Fangcheng Township Government and Jiangshan Township Government are responsible for the land acquisition and relocation within the jurisdiction. Fangcheng District Urban Construction & Investment Co., Ltd., as PIC, is responsible for the construction and raising fund for the project. FLRB is responsible for land acquisition and Maoling Township Governemtn is responsible for the implementation.

4.3 Impacts of the Project Fangcheng-Jiangshan Urban Road Project Component will mainly involve land acquisition and structure demolishment inShuiying Village, Liyujiang Village, Dawangjiang Village of Fangcheng Township, andJiangshan Village and Shanjiao Village of Jiangshan Township, Fangcheng District, Fangchenggang City. 429 mu state-owned land will be acquired permanently, as well as 1444 mu collective land, including 640.538 mu farmland, 44.36%. Permanent land acquisition will affect 418 households or 2,339 persons. A total of 15,949 m² of residential houses will be demolished, relocating 77 households or 448 persons. Fangchenggang City Maoling WWTP Project Component will mainly involve acquisition of 56.441 mu pond, affecting 25 households or 177 persons. Two Janitor's Rooms will be demolished. Due to the adjustment of the construction scale, the impact to the local community decreases. Land acquisition and house demolition in the previous accomplished preparation can satisfy the need of the component construction.

4.4 Progress of Land Acquisition Z.Progress of Land Acquisition: As of 31st, July, 2017, the project component has completed acquiring 1874.63 mu, including 659.01 mu farmland, 218.19 mu non-farmland, and 997.42mu state-own land. Progress of land acquisition is listed in Table 4-1. Land Acquisition affected 2261 households or 10119 persons, which

is 510.4% of the expected. The reason for this data exposion is wrong estimation in the original M&R plan. Affected households are listed in Table 4-2. AA.Progress of House Demolition House demolition so far involved 72 households of 417 people ie. 15005 ㎡ , which is 94.08% of the total house demolition in the schedule. Progress for residential house demolition is listed in Table 4-3, progress for non-residential house demolistion is listed in Table 4-4.

Table 4-1 Progress of Land Acquisition As of 31st, July, 2017

Planned Actual Percentage State- Project Non- Non- Non- District Township Village Farmland CL owned Total LA Farmland CL Total LA Component farmland farmland farmland Land mu mu mu mu mu mu mu mu mu mu % Fangcheng- Jiangshan Fangcheng Fangcheng Shuiying 20.288 11.662 31.95 21.23 0.00 0.00 34.06 106.59% Urban District Township Village Road 0 0 12.82 Fangcheng Liyujiang 172.13 57.458 229.588 157.24 30.00 0.00 232.25 101.16% Township Village 0 0 45.01 Fangcheng Dawangjiang 158.12 141.41 299.53 158.12 53.63 0.00 304.66 101.71% Township Village 0 0 92.91 Jiangshan Jiangshan 123.93 372.151 496.081 127.14 108.21 0.00 503.89 101.57% Township Village 0 0 268.54 Jiangshan Shanjiao 166.07 220.749 386.819 167.06 26.35 0.00 387.81 100.26% Township Village 0 0 194.40 State-owned 0 0 0 429 429 0.00 0.00 383.74 383.74 89.45% Sub-Total 640.538 803.43 0 429 1872.968 630.79 218.19 0.00 997.42 1846.41 98.58% Maoling Fishpond Sha’ao 0 28.22 50.00% WWTP Acquired Village 56.441 0 0 56.441 0.00 0.00 0.00 28.22 Total 696.979 803.43 0 429 1929.409 659.01 218.19 0.00 997.42 1874.63 97.16% Note: CL refers to “Construction Land” in this table.

Table 4-2 Affected Households As of 31st, July, 2017

Planned Actual Percentage Project Total Farmland Land Person Farmland Land Person

Component Township Village Farmland Acquired Acquired Affected Acquired Acquired Affected mu mu Household Person mu Household Person % Fangcheng- Fangcheng Shuiying Jiangshan 20.288 18 92 21.233 72 316 400.0% Township Village Urban Road Fangcheng Liyujiang 172.13 83 426 157.24 473 2122 569.9% Township Village Fangcheng Dawangjia 158.12 82 428 158.122 403 1809 491.5% Township ng Village Jiangshan Jiangshan 123.93 123 700 127.135 628 2809 510.6% Township Village Jiangshan Shanjiao 166.07 112 693 167.064 672 3024 600.0% Township Village State- 429 0 0 0 0 0 0.0% owned Sub-Total 1069.538 418 2339 630.794 2248 10080 537.8% Maoling Fishpond Sha’ao 56.44 25 77 28.22 13 39 52.0% WWTP Acquired Village Total Total 1125.978 443 2416 659.014 2261 10119 510.4%

Table 4-3 Progress for Residential House Demolition As of 31st, July, 2017 Planned Actual Percentage Sub- Sub- Reloca Reloca Land Township Township Village Rural Rural HHs Total Total tion ted Area HHs person HHs person ㎡ HHs % % Fangcheng-Jiangshan Self- 100.00 Fangcheng Fangcheng Shuiying 2 18 468.7 2 100.00% Urban Road 2 18 469 build % Self- 100.00 9 100.00% Liyujiang 20 133 5030 20 133 5030 build % Self- 15 83.86% 83.87% Dawangjiang 31 189 5850 26 158 4906 build Self- 100.00 5 100.00% Jiangshan Jiangshan 8 35 1600 8 35 1600 build % Self- 100.00 6 100.00% Shanjiao 16 73 3000 16 73 3000 build % 1500 94.08% 93.51% Sub-Total 77 448 15949 72 417 5 37 Maoling WWTP 2 8 177 0 0 0 0 0.00% 0.00% 1500 91.14% Total 79 456 16125.31 72 417 4.7 37 94.08%

Table 4-4 Progress for Non-residential House Demolistion As of 31st, July, 2017 Percentag Planned Actual e Project Component Village Households Persons Rooms Houses Households Persons Rooms Houses households HHs Person Room ㎡ HHs Person Room ㎡ Fangcheng-Jiangshan Urban Shuiying 2 18 13 111 18 111 100% Road 2 13 Liyujiang 21 137 122 1157 21 137 122 1157 100% Dawangjiang 33 196 191 1910 33 196 191 1910 100% Jiangshan 10 43 45 480 10 43 45 480 100% Shanjiao 19 87 89 885 19 87 89 885 100% Subtotal 85 481 460 4543 85 481 460 4543

4.5 Relocation Policy BB. Land Acquisition Policy Collective land acquisition will be compensated at the standard of 25000CNY/mu regardless of their location, nature. The compensation of land acquisition and resettlement for state-owned agricultural, forest, animal husbandry, fishery land, is 70% of that for the collective land. Compensation to crops and attachment to the ground is the same with the standard to that of collective land. Employment arrangement: for those villages whose 70% of collective land and in which the farmland per capital is lower than 0.3 mu, the local government will arrange their employment with the following assistance: 1) Commercial and business assistance: Those affected households who choose this assistance will enjoy a standard commercial shop at 15 ㎡ (on the first floor) or 30 ㎡ (on the second floor) 2) Productive and development assistance: local government will offer those affected households who choose this assistance a reserve land for collective production and development. If the land is to be used for industrial purpose, the arrangement would be at no more than 0.15 mu per capical; If the land is to be used for commercial purpose, the arrangement would be at no more than 0.1 mu per capital. The village or team will unify management of these commercial shops on shares or will divided into households management independently. The production teams will unify the development and construction of the collective production and delelopment land to solve the employment issue. Incentive mechanism: For those who, within specified time, take the lead in signing the compensation agreement on land acquisition and crops and who take the lead in signing the house demolition agreement and move out the acquired house, would enjoy a priority, according to the chronical sequence of the land delivery and house demolition, on choosing an apartment for transition, on choosing residential homestead in the resettlement, on choosing the position of their commercial shops and on the arrangement of employment. The resettlement population includes the permanent agricultural population living in the range of the land and construction acquired before the land acquisition announcement (including adults and minor children). The resettlement population also includes the following family members who do not have a permanent Hukou (residential registration): 1) soldiers in service whose Hukou was in the range; 2) campus college students whose Hukou was in the range. For those who choose resettlement in apartment, one more resettlement population can be added to the households in the following circumstances: 1) married without child; 2) with a one-child certificate.

When legitimate housing on collective land are acquired or demolished for additional land acquisition and home demoli\tion reasons, in principle, they will be resettled into their own village or team. For those households, government will offer the expenditure on the water, power, road connection and land leveling, and will also issue free certificate for construction planning, construction land planning and land use certificate. The affected population with less than 0.3 mu farmland after land acquisition will receive training and enjoy social security. Compensation standard for land acquisition is listed in Table 4-5. Conpensation standard for temporary land acquisition is presented in Table 4-6. Table 4-5 Compensation Standard for Land Acquisition

Planned Actual Fangcheng- Fangcheng- Maoling Maoling WWTP Jiangshan Urban Jiangshan Urban WWTP Road Road Integrated Land Price 25000 25000 25000 25000 (CNY/mu)

Table 4-6 Conpensation Standard for Temporary Land Acquisition

Planned Actual Fangcheng- Fangcheng- Maoling WWTP Jiangshan Urban Maoling WWTP Jiangshan Urban Road Road

Paddy Land 746 Vegetable

Field 3,173.00 Dry Land 700 Fishpond 4,481.00 Waste Land 0 Wood Land 1,242.00 CNY/ 3,000 Crops mu CNY/ 5,000 Woods mu CNY/ 5,000 Gardens mu

Sampling on the land acquisition is listed in table 4-7 and table 4-8

Table 4-7 compensation on land acquisition Farm Non- households Assigning Village Team Subtotal standard compensation land farmland Number Time mu mu mu CNY/mu CNY household Jianshan Chashan 1 5.894 0.012 5.906 25000 147650 21 20141028 Jianshan Chashan 1 26.788 19.535 46.323 25000 1158075 34 20141028 Jianshan Fenshuiao 2.884 51.085 53.969 25000 1349225 25 20141028 Jianshan Fenshuiao 0.152 0 0.152 25000 3800 2 20141028 35.781 70.632 106.35 2658750 82

Table 4-8 compensation on land acquisitionSampled in Jan., 2017 Village Team Farm land Non-farmland Subtotal standard compensation mu mu mu CNY/mu CNY

Jianshan Weixiang 11.67 19.625 31.295 25000 782375 Jianshan Chashan two 1.27 0 1.27 25000 31750 Shanjiao Changing 0.388 25000 9700

Table 4-8 compensation on land acquisitionSampled in June, 2017

Village Team Farm land Standard Subtotal Date

mu CNY/mu CNY

Dawangjiang Wugoutian 3.239 30000 97170 26-Dec.-2016

Shanjiao Shankou 0.307 30000 9210 26-May-2017

CC.House Relocation Policy The compensation to properties in lawful homes includes the relocation of telephone lines, web lines, cable TV, water pipe, power lines, air-condition, solar heater and etc. and will be paid at the standard described. Residence relocation is to be arranged at the skirt of the city in the following ways: 1) Apartment resettlement: each affected households can apply to buy resettlement at 30 ㎡ per person, at the same time each affected person can also apply to buy a subsidy house smaller in size than 20 ㎡. This 30 ㎡ can be purchased at a price of 640CNY/㎡, for the part beyond 30 ㎡ or 20 ㎡, the cost would be 800 CNY/㎡. The compensation of the home demolition would be detained to balance the cost of apartment resettlement till the resettlement apartment is delivered to the affected households. When the compensation is less than the apartment resettlement, the affected will pay the insufficient part.

2) Residential homestead resettlement: For those who choose this approach, local government will arrange 25 ㎡ residential homestead resettlement site for each affected person. For small households with less than 3 family member, they can still apply for a residential hosestead resettlement site of 80 ㎡, the affected will pay the cost of the part beyond 25 ㎡ per person. Residential homestead resettlement can be built in an unified way collectively or by the affected themselves. Government will be responsible for the water, power and road connection and land leveling. 3) Cash resettlement: For those affected who choose this approach will be paid 42,000CNY per person as a resettlement fee to resettle by themselves. Besides, certificates of alternative and permanent living location, book promis of giving up their apartment resettlement and residential homestead resettlement shall also be filed. Temporary relocation: Before the apartment resettlement and self-built residence is put into use, government will offer one of the two following approaches for the affected. Transitional residence and cash compensation. For cash compensation, government will offer 4000CNY per person to the affected as two years comtemporary transition subsidy, or 6000CNY per person to the affected as three years comtemporary transition subsidy. So far, house relocation work is still in preliminary preparation. Policy for house relocation is listed in Table 4-9.

Table 4-9 Policy for House Relocation

Planned Actual Fangcheng- Fangcheng- Maoling Maoling Jiangshan Urban Jiangshan Urban WWTP WWTP Road Road brick-concrete CNY/m2 650 800～850 650 800～850 brick-wood CNY/m2 550 500～550 550 500～550 bunk house CNY/m2 230 220 230 430～500 relocation CNY/m2(CN 10 500 10 500 allowance Y/person) Janitor's Room CNY/m2 110 Temporary Housing CNY/person Allowance Transit Allowance CNY/person 4000～6000

4.6 Income and Livelihood Restoration DD. Social Economic Status of Affected Area Fangchenggang Fangcheng-Jiangshan Urban Road Component will affect 5 villages, incolcing 9,733mu farmland，12,710 people in 2,775 households. Average farmland is 3.15 per household, 0.77 per person. These 5 villages mainly have Paddy Land, irrigated Land Dry Land, Vegetable Field, woodland, Orchard and fishpond. The maini crops are Rice, corn, vegetables Etc. Aquaculture is shrimp and fish; fruit is mainly composed of litchi, peach, plum and citrus. The average per capita income CNY 4941 per year, of which, 68.51% comes from the transport and migration works (construction and catering), 14.38% from agricultural and sideline, 5% from fixed income, 1.44% from government subsidies, 10.67% from other channels. In total household income, men contribute 70%, , women 30%, mainly because most men engaged in transportation and migration works. EE. Design of Sampling Survey Baseline sample survey involves 65 sampling households. The result of the survey is listed in Table 4-10.

Table 4-10 Baseline sample survey on 65 sampling households Township Village Household Shuiying Liyujiang Village 20

Jiangshan Shanjiao Village 40 Maoling Sha’ao Village 5 Sub-Total 65

FF. Survey to Sampling Households In 2013, the per capita income of the sample households ranges between CNY 750 and CNY 18,667. In 2014, the per capita income of the sample households ranges between CNY 750 and CNY 20,333. In 2015, the per capita income of the sample households ranges between CNY 1000 and CNY 20,333. In 2016, the per capita income of the sample households ranges between CNY 1250 and CNY 20,333. Sample households come from 3 communities. Average household population in the three hamlets is 4.52 persons. Per capita income in 2013 is CNY 3,971，per household income CNY 20,332. In 2013, the average farmland per capita currently is 0.95 mu, The average farmland acquired

per capita is 0.41 mu, which is 43.3% of the farmland. (Note: Land acquisition here includes cultivated farmland and non-cultivated farmland.) In 2014, average household population in the three hamlets is 4.58 persons. Per capita income is CNY 3,059，per household income CNY 14,026. The average farmland per capita currently is 0.73 mu, The average farmland acquired per capita is 0.41 mu, which is 43.26% of the farmland. (with new samples added.) The income and resources of sample households are listed in Table 4-11. In 2013 survey to 25 sample households, there are 26TVs, 19 fridges, 19 washing machines, 1 tracors, 22 motorcycles, 21 pumps, 3 head of livestocks, 3 internet, 40 telephones, and 1 car. In 2014 survey to 65 sample households, there are 66TVs, 59 fridges, 31 washing machines, 1 tracors, 41 motorcycles, 21 pumps, 3 head of livestocks, 3 internet, 80 telephones, and 1 car. In 2015 survey to 65 sample households, there are 66TVs, 59 fridges, 31 washing machines, 1 tracors, 41 motorcycles, 21 pumps, 3 head of livestocks, 3 internet, 80 telephones, and 1 car. In 2016 survey to 65 sample households, there are 66TVs, 59 fridges, 31 washing machines, 1 tracors, 41 motorcycles, 21 pumps, 3 head of livestocks, 22 internet, 80 telephones, and 1 car.

Family Property of sample households is listed in Table 4-12. As of 31st, July, 2017, land acquisition of 65 households in the sample pool has been completed.

Table 4-11 The Income and Resources of Sample HouseholdsAs of 31st, July, 2017 Commu Haml Household Name Income Before Land Acquisition After LandAcquired nity et Population Agricu Seasonabl Sub- Farm Dry Orch Sub- Farm Dry Orch Sub- Conpens Claim

lture e Labor Total land Land ard Total land Land ard Total ation Time CNY CNY CNY mu mu mu mu CNY CNY Liyuj 201402- Shuiying Xu Guoxin 4 1000 4000 5000 3.4 0.50 4.10 0.642 0.466 0.272 1.380 34500 iang 201407 Xu 201402- 6 2000 5000 7000 5.000 1.00 0.50 6.50 0.183 0.183 4575 Meiqiang 201408 201402- 4 2500 3000 5500 3.000 0.80 0.30 4.10 1.166 0.15 1.316 32900 Xu Yefang 201409 Yang 201402- 4 2000 7500 9500 3.500 0.50 0.30 4.30 0.121 0.029 0.144 0.294 7350 Hanxin 201410 Xu 201402- 6 3000 8000 11000 4.500 1.00 0.50 6.00 0.446 0.446 11150 Qiangbnag 201411 201402- 5 2000 9000 11000 4.500 1.00 0.50 6.00 0.583 0.583 1457.5 Xu Ruibang 201412 Xu 201402- 4 1000 6000 7000 3.000 0.50 0.50 4.00 0.435 0.751 1.186 29650 Guobang 201413 Ruan 201402- 6 2000 5500 7500 4.500 1.00 0.50 6.00 0.373 0.373 9325 Huasheng 201414 Xu 201402- 4 1000 7000 8000 3.000 0.50 0.50 4.00 0.319 1.652 1.971 49275 Shouqiang 201415 Xu 201402- 6 2000 6500 8500 4.500 1.00 0.50 6.00 0.326 0.326 8150 Qunbang 201416 Wei 201402- 6 2000 4500 6500 6.000 2.00 0.50 8.50 2.251 1.546 3.797 94925 Yonghui 201417 Xu 201402- 6 2500 5500 8000 6.000 2.00 0.50 8.50 0.066 0.066 1650 Zhunfang 201418 Cai 201402- 4 1500 4500 6000 5.000 1.00 0.30 6.30 0.432 0.303 0.735 18375 Yanzhen 201419 201402- 5 1800 5200 7000 5.500 1.00 0.30 6.80 0.521 0.521 13025 Tan Jincai 201420 Xu Keming 7 3000 6000 9000 7.000 2.00 0.50 9.50 0.282 0.475 1.530 2.287 57175 201402-

Commu Haml Household Name Income Before Land Acquisition After LandAcquired nity et Population Agricu Seasonabl Sub- Farm Dry Orch Sub- Farm Dry Orch Sub- Conpens Claim

lture e Labor Total land Land ard Total land Land ard Total ation Time CNY CNY CNY mu mu mu mu CNY CNY 201421 201402- 4 0 6000 6000 0.50 0.50 1.00 0.034 2.974 3.008 75200 Xu Guirong 201422 Xu 201402- 10 2500 10000 12500 5.500 1.00 0.50 7.00 0.283 0.283 7075 Xianbang 201423 201402- 9 2000 12000 14000 4.500 1.00 0.30 5.80 0.549 0.549 13725 Xu Kexing 201424 Xu 201402- 7 2000 13000 15000 5.000 1.00 0.50 6.50 0.909 0.909 22725 Chunbang 201425 201402- 4 2000 6000 8000 5.000 1.00 0.50 6.50 0.551 0.551 13775 Xu Xinbang 201426 Jiangsha Shanj Yang 7 2000 8000 10000 4.400 0.50 0.00 4.90 3.600 0.6 4.200 141050 201407 n iao Shizhong He Dinghui 5 1500 10000 11500 3.000 0.50 0.00 3.50 2.900 0.2 3.100 97375 201407 Ye Shide 3 8000 8000 1.600 0.50 0.00 2.10 1.400 0.4 1.800 15850 201407 Ye Shiyun 4 9000 9000 2.300 0.50 0.00 2.80 2.100 0.4 2.500 35275 201407 Song 2 14000 14000 1.200 0.20 0.00 1.40 2.300 0.2 2.500 16772 201407 Yongbin Yu Jiaobin 9 22000 22000 2.400 0.40 0.00 2.80 2.300 0.2 2.500 16772 201407 Yang Shibin 7 1600 18400 20000 4.200 0.70 0.00 4.90 3.900 0.5 4.400 49308 201407 Liang Hu 6 11000 11000 3.700 0.50 0.00 4.20 3.100 0.6 3.700 27650 201407 He 5 10000 10000 3.000 0.50 0.00 3.50 2.800 0.3 3.100 39775 201407 Dingbiao Song Caibin 4 10000 10000 2.400 0.40 0.00 2.80 2.300 0.3 2.600 6720 201407 Yang Shihui 3 240 9000 9240 1.800 0.60 0.00 2.40 1.200 0.4 1.600 107632 201407 Yang Shiqin 5 9000 9000 3.400 0.60 0.00 4.00 2.200 0.5 2.700 74312 201407 Yi Rusheng 4 9000 9000 2.600 0.60 0.00 3.20 2.100 0.6 2.700 81788 201407 Yi Ruqiang 3 8000 8000 1.800 0.60 0.00 2.40 1.500 0.5 2.000 51324 201407

Commu Haml Household Name Income Before Land Acquisition After LandAcquired nity et Population Agricu Seasonabl Sub- Farm Dry Orch Sub- Farm Dry Orch Sub- Conpens Claim

lture e Labor Total land Land ard Total land Land ard Total ation Time CNY CNY CNY mu mu mu mu CNY CNY Luo Ying 3 10000 10000 1.800 0.60 0.00 2.40 1.600 0.4 2.000 43148 201407 Li 4 6000 6000 2.600 0.60 0.00 3.20 2.100 0.6 2.700 46424 201407 Mingsheng Yang 3 8000 8000 1.800 0.60 0.00 2.40 1.600 0.5 2.100 54096 201407 Shizhong Tang 3 10000 10000 1.800 0.60 0.00 2.40 1.500 0.6 2.100 42616 201407 Shangcun Yang Shixi 5 8000 8000 3.400 0.60 0.00 4.00 2.800 0.4 3.200 112028 201407 Tong 6 12000 12000 4.000 0.60 0.00 4.60 2.900 0.9 3.800 8540 201407 Lianying Xu Caian 3 8000 8000 1.800 0.30 0.00 2.10 1.700 0.3 2.000 30212 201407 Liang 6 14000 14000 3.600 0.60 0.00 4.20 2.900 0.6 3.500 98000 201407 Xuanhua Tang 4 13000 13000 2.400 0.40 0.00 2.80 2.200 0.4 2.600 84392 201407 Honghui Huang 4 12000 12000 2.400 0.40 0.00 2.80 2.400 0.4 2.800 28868 201407 Houhui Pei Xingyou 3 10000 10000 1.900 0.50 0.00 2.40 2.000 0.3 2.500 23550 201407 Teng Ji 5 13000 13000 3.000 0.50 0.00 3.50 2.200 0.3 2.500 38100 201407 Teng Bin 5 13000 13000 3.000 0.50 0.00 3.50 2.200 0.3 2,5 69400 201407 Huang 3 13000 13000 1.600 0.50 0.00 2.10 1.700 0.2 1.900 32750 201407 Yuelan Yang 5 8000 8000 3.000 0.50 0.00 3.50 1.800 0.3 2.100 96875 201407 Guicheng Huang 6 12000 12000 3.600 0.60 0.00 4.20 3.300 0.4 3.700 3475 201407 Houming Chen 2 2000 2000 3.000 1.50 0.00 4.50 0.600 1.3 1.900 53200 201407 Mingjin

Commu Haml Household Name Income Before Land Acquisition After LandAcquired nity et Population Agricu Seasonabl Sub- Farm Dry Orch Sub- Farm Dry Orch Sub- Conpens Claim

lture e Labor Total land Land ard Total land Land ard Total ation Time CNY CNY CNY mu mu mu mu CNY CNY Chen 4 5000 5000 2.200 1.00 0.00 3.20 0.400 0.2 0.600 16800 201407 Mingxian Gan 3 8000 8000 2.000 0.40 0.00 2.40 0.3 0.300 8400 201407 Licheng Gan 4 12000 12000 2.600 0.60 0.00 3.20 0.6 0.300 8400 201407 Lizhong Gan 4 12000 12000 2.000 1.20 0.00 3.20 1.1 1.100 30800 201407 Shaoming Li Mingjin 2 12000 12000 1.000 0.60 0.00 1.60 1 1.000 28000 201407 Li Mingxin 5 12000 12000 4.000 5.00 0.00 9.00 3.5 3.500 98000 201407 Yang 6 13000 13000 1.200 0.40 0.00 1.60 0.2 0.200 5600 201407 Shizhang Zheng 4 6000 6000 2.500 0.70 0.00 3.20 0.100 0.5 0.600 16800 201407 Zhixiu Yan Qicai 1 4100 4100 2.000 0.40 0.00 2.40 0.4 0.400 11200 201407 79.76 27.47 109.5 2357259. 281 43140 545700 588840 190.4 47.6 8.5 246.7 4.92 Sub-Total 5 9 64 5 Sha’a Maoling Bao Wu 6 4000 118000 122000 5 1 0.5 6.5 2.126 0 0 2.126 63780 o Deng 4 3500 48600 52100 3.6 1 0.3 4.9 3.3 0 0 3.3 99000 Xiaoling Bao Shuang 4 3500 58000 61500 3.6 1 0.3 4.9 1.366 0 0 1.366 10980 Bao He 10 8000 172000 180000 9 1 1 11 2.983 0 0 2.983 89490 Chen 6 4000 56000 60000 5 0 0.5 5.5 1.575 0 0 1.575 47250 Chengqiang Sub-Total 30 23000 452600 475600 26.2 4 2.6 32.8 11.35 0 0 11.35 310500 91.11 27.47 120.9 311 66140 998300 1064440 216.6 51.6 11.1 279.5 4.92 2667760 Total 5 9 14

Commu Haml Household Name Income Before Land Acquisition After LandAcquired nity et Population Agricu Seasonabl Sub- Farm Dry Orch Sub- Farm Dry Orch Sub- Conpens Claim

lture e Labor Total land Land ard Total land Land ard Total ation Time CNY CNY CNY mu mu mu mu CNY CNY 1017.5 4.7846 15358.462 16376 3.3 0.79 0.17 4.30 1.40 0.42 0.08 1.86 41042 Average 38

Table 4-12 Family Property of sample households As of 15th Jan., 2017 Washi Hous Tele- Auto- Commun Roo Fridg ng Tract Motor Live Inter National Hamlet Name e TV Pump phon mobil ity ms e Machi or cycle stock net ity Area e e ne Roo piec m2 m Set set set e Set Set Head Spot set piece Liyujia Shuiying Xu Guoxin 3 70 1 1 0 0 1 1 0 0 1 0 Han ng Xu Meiqiang 3 70 1 1 1 0 1 1 1 0 1 0 Han Xu Yefang 1 23 1 0 0 0 0 1 2 0 1 0 Han Yang Hanxin 2 47 1 1 1 0 1 1 0 0 1 0 Han Xu Qiangbang 3 70 1 1 1 0 1 1 0 1 1 0 Zhuang Xu Ruibang 3 70 1 1 1 0 1 1 0 1 1 0 Zhuang Xu Guobang 2 47 1 0 1 0 0 1 0 1 1 0 Li Ruan 2 47 1 0 0 0 1 1 0 1 1 0 Jing Huansheng Xu Shouqiang 2 47 1 1 1 0 0 0 0 1 1 0 Han Xu Qunbang 4 93 1 0 1 0 1 1 0 1 1 0 Li Wei Yonghui 2 47 1 1 1 0 0 1 0 1 1 0 Han Xu Zhunfang 3 70 1 0 0 1 1 1 0 0 1 0 Li Cai Yanzhen 3 70 1 1 1 0 0 1 0 0 1 0 Han Tan Jincai 1 23 1 1 0 0 1 1 0 0 1 0 Han Huang 3 70 1 1 0 0 0 0 0 0 1 0 Zhuang Mingling Xu Guirong 1 23 1 0 1 0 1 1 0 0 1 0 Zhuang Xu Xianbang 3 70 1 1 1 0 1 1 0 0 1 0 Han Xu Kexing 3 70 1 1 1 0 1 1 0 1 1 1 Han Xu Chunbang 3 70 1 1 1 0 1 1 0 1 1 0 Han Xu Xinbang 3 70 1 1 1 0 1 1 0 1 1 0 Han Sub-Total 50 1167 20 14 14 1 14 18 3 10 20 1

He Dinghui 1 1 1 0 1 0 0 0 1 0

Ye Shide 1 1 0 0 1 0 0 0 1 0 Ye Shiyun 1 1 0 0 1 0 0 1 1 0 Song Yongbin 1 1 0 0 1 0 0 1 1 0 Wu Jiaobin 1 1 1 0 1 0 0 1 1 0 Yang Shibin 1 1 0 0 1 0 0 0 1 0 Liang Hu 1 1 1 0 1 0 0 0 1 0 He Dingbiao 1 1 0 0 1 0 0 0 1 0 Zong Caibin 1 1 0 0 1 0 0 0 1 0 Yang Shihui 1 1 0 0 0 0 0 0 1 0 Yang Shiqin 1 1 0 0 0 0 0 0 1 0 Er Rusheng 1 1 0 0 0 0 0 0 1 0 Er Ruqiang 1 1 0 0 0 0 0 0 1 0 Luo Ying 1 1 0 0 0 0 0 0 1 0 Li Mingsheng 1 1 0 0 0 0 0 0 1 0 Yang Shizhong 1 1 0 0 0 0 0 1 1 0 Tang Shangcun 1 1 0 0 0 0 0 0 1 0 Yang Shixi 1 1 0 0 0 0 0 0 1 0 Tong Lianying 1 1 1 0 1 0 0 0 1 0 Xu Caian 1 1 0 0 0 0 0 0 1 0 Liang Xuanhua 1 1 1 0 1 0 0 1 1 0 Tang Honghui 1 1 0 0 0 0 0 0 1 0 Huang Houhui 1 1 0 0 0 0 0 0 1 0 Pei Xingyou 1 1 0 0 0 0 0 1 1 0

Washi Hous Tele- Auto- Commun Roo Fridg ng Tract Motor Live Inter National Hamlet Name e TV Pump phon mobil ity ms e Machi or cycle stock net ity Area e e ne Roo piec m2 m Set set set e Set Set Head Spot set piece Teng Ji 1 1 1 0 1 0 0 1 1 0 Teng Bin 1 1 1 0 1 0 0 0 1 0 Huang Yuelan 1 1 0 0 0 0 0 1 1 0 Yang Guicheng 1 1 0 0 0 0 0 0 1 0 Huang Houming 1 1 1 0 1 0 0 0 1 0 Chen Mingjin 1 1 0 0 0 0 0 0 1 0 Chen Mingxian 1 1 0 0 0 0 0 0 1 0 Gan Licheng 1 1 0 0 0 0 0 0 1 0 Gan Lizhong 1 1 1 0 1 0 0 1 1 0 Gan Shaoming 1 1 1 0 1 0 0 0 1 0 Li Mingjin 1 1 0 0 0 0 0 0 1 0 Li Mingxin 1 1 0 0 0 0 0 0 1 0 Yang Shizhang 1 1 1 0 1 0 0 1 1 0 Zheng Zhixiu 1 1 0 0 1 0 0 0 1 0 Yan Qicai 1 1 0 0 0 0 0 0 1 0 Subtotal 40 40 12 0 19 0 0 10 40 0 Maoling Sha’ao Bao Wu 4 160 2 1 1 0 2 1 0 4 0 Deng 2 180 1 1 1 0 1 1 0 1 4 0 Xiaoling Bao Shuang 4 160 1 1 1 0 2 1 0 1 4 1 Bao He 5 180 1 1 1 0 2 0 0 0 6 0 Chen 5 100 1 1 1 0 1 0 0 0 2 1 Chengqiang Sub-Total 20 780 6 5 5 0 8 3 0 2 20 2 1946 70 66 59 31 1 41 21 3 22 80 3 Total .7 Average 2.8 77.8 1.0153 0.907 0.4769 0.015 0.630 0.323 0.046 0.33 1.23 0.046

100

101

4.7 House Relocation There is still one more household with agreement signed to deliver their house and 4 households to sign the contract. The relocation spot has been listed into the Guomen Ave. project, thus excluded from our project. The municipal government is now helping settling the LA concerning the Jiangshan Police Station, and expected to settle before 15th September, 2017. Although the updated design has been approved, the land acquisition concerning the Jiangshan Gas Station is not settled yet, but expected to settle before 15th September, 2017. All house demolition work are completed.

Table 4-13 housing compensation (Sample in January 2017)

Resettl People Compen Resettl Village Team Name Area Subtotal ement Time affected sation ement method Head ㎡ CNY CNY CNY

Dawangj Wugou Gan 31029. Self- 1 40.8 23000 54029.7 20160820 iang tian Quanjun 7 build Dawangj Gan Wugou 79567. Self- iang Shengtan 3 74.4 69000 148567.5 20160819 tian 5 build g Dawangj Laosa Jiang Self- 2 34.34 20473 46000 66473 20160812 iang njie Hanjuan build Dawangj Wugou Gan Self- 11 345 513006 253000 766006 20160812 iang tian Quanwei build

Table 4-13(2) housing compensation (Sample in July 2017) Compensa Other Sub Village Team Name Area Time tion compensation total ㎡ CNY CNY CNY

Shanjiao Xicun Tang Xingchun 99.7 51533.8 20170612

Liyujiang Erjiang Xu Songbang 22.5 13835 20170607

Dawangjia Laosanji Luo Weicai 142.52 88859.7 20170525 ng e Shanjiao Tang Xingzhen Xicun 2 98.37 51761.4 53261 105022 20170601

Jiangshan Jiangyi He Zongsheng 393.01 520489.4 138000 658489 20170511

Table 4-14House Sampling Suevey Samplin Area Comp Distanc New Hous Payment Distanc willi g Demoli ensati e to Residenti e to the e to ngne To Vil Househo shed on work al Area House work ss wns lag ld hip e Way of Househo ㎡ CNY km Construc ㎡ CNY km ld tion

102

4.8 Restoration of infrastructure So far, infrastructure in the ROW is still functioning properly. Resettlement infrastructure is now under construction.

4.9 Budget and Cost Estimates for Resettlement Funds for land acquisition and resettlement are raised by Fangchenggang City Fangcheng- Jiangshan Urban Road and Related Infrastructures Project Construction Headquarter (FPCH). As of 31st, July, 2017, Fangchenggang City Fangcheng-Jiangshan Urban Road Project Component has paid CNY 82,000,000 in total for land acquisition and relocation, which is 69 % of the budget. Maoling WWTP Project Component has paid CNY 1,422,200 in total for land acquisition and relocation, which is 50% of the budget. As of 31st, July, 2017, Executive agency has paid the affected compensation to the land acquisition. Compensation paid to land acquisiton and relocation is presented in Table 4-15.

103

Table 4-15 Compensation Paid to Land Acquisiton and relocation (CNY) As of 31st, July, 2017 Percent Planned Actual age Fangcheng-Jiangshan Sub-Total Fangcheng-Jiangshan Maoling Sub-Total Urban Road Maoling WWTP Urban Road WWTP 1. Land Compensation 41,875,072 1,583,406 43,458,478 35447260 1422200 36869460

2. Temporary Land 160,000 0 160,000 1103001 1103001 Occupation 3. House 17,171,675 19,537 17,191,212 35147856 35147856 Compoensation 4. Special compensation for restoration and 3,677,561 581,859 4,259,420 10301883 10301883 reconstruction

5. Other Cost 2,149,414 267,728 2,417,142 0

6. Land-Related Taxes 47,542,771 64,263 47,607,034 0

7. Price Contingencies 6,288,431 327,720 6,616,151 0

Total 118864924 2844513 121709437 82000000 1422200 83422200 68.54%

104

4.10 Public Participation and Information Disclosure Great attention has been paid to public participation and information disclosure during the planning, and resettlement report preparation and updating. Comments and suggestions on relocation site, compensation and income restoration program have been provided from the affected Residents Committee, government organizations, PMOs, IA, Design Institute and other organizations. Updating of the resettlement plan is based on the above.

4.11 Complaints and Appeals Table 4-16 Problems in the Land Acquisition and Resettlement Tiem Problem Solution Completion Dec. 2013 Higher compensiton standard More communication. Completed Feb. 2014 the rural subsistence allowances Under negotiation. Settled. Problems of all the 62 households has been the problem of endowment Mar. 2014 Under negotiation. properly solved in insurance accordance with the policy. Mar. to Jun. 12 disputes 12 solved. All settled. 2014 Tomb migrantion of 120 Nov. 2014 All settled. households

The new policy offers a Government of Guangxi compensation of Zhuang Automonous ￥23,000(CNY), which is lower Region issued files to help solve the problem. At a standard of 2015 than the original standard of About 18 negotiations has 42,000CNY per capita. ￥ 42 ,000(CNY). Affected been organized on it, households do not agree on this which so far has led to no change. result. According to the resettlement schedule, resettlement spot is chosen at the ending point of the Fangcheng-Jiangshan road, which was approved in 2015. But so far, earth flatting of the spot has not begun yet. In the schedule, 34 More work need to be 2015 households will be relocated into Being settled. done. the resettlement spot, 36 households approved, and 36 households chose monetary resettlement. So far, house demolition has exerted certain influence.

There is a grave 1 meters Organize the construction Jan., 2017 away from the red line on the of a wall outside the ditch Settled. right side of the construction site along the road.

105

Tiem Problem Solution Completion of K1 km, impacting the construction. A more 5.13 mu land acquisition is needed around K-7 kilometers, Publication and more PR involving 4 households in work is needed. If Wugoutian village. The land A land of 5.13mu has necessary, secured Jan., 2017 acquisition agreements on 3.308 been acquired, so far LA construction can be a mu in 2 households have been has been completed. choice. signed, while that on 1.805mu in

the other 2 households have not signed the agreement. There are 4 more households to sign the The construction of Lizitan contract, among whom Exchange involves the relocation one has signed the Jan., 2017 of 81 people of 13 households. More work need to be contract, but not The measurement work is done. delivered the house yet. completed, but the contract is to For the rest, demolition be signed. has completed. The issue is expected to settle before 31st, July. The municipal The issue of the recovery of government is now 4.018 mu state-owned land use More negotiation need to Jan., 2017 helping, which can be rights concerning the Jiangshan be done. expected to complete police station. before 15th of September. Land Resource Bureau, The updated design has Housing Construction been approved. Bureau, Bureau of Negotiaion for land Land replacement and demolition Jan., 2017 Commerce will plan exchange is going on, of Jiangshan gas station. together a new gas station which can be expected to site in the vicinity of the complete before 15th of original gas station. September. The construction of the Organize the construction This is shifted to the Jan., 2017 HonghuaLu centralized and move the graves. Guomen Ave. project. resettlement site.

4.12 Organization and Administration Fangchenggang Project Leading Group is established within the Fangchenggang Municipal Government. PMO and other participants jointly carried out land acquisition and relocation. Fangchenggang Dongwan Transportation Co. Ltd. is the IA of the Project Component. Fangchenggang House Demolishment Administration Office (FHDAO) takes overall responsibilities for the implementation of the land acquisition and relocation. Land acquisition and resettlement agencies can effectively carry out the work. Fangcheng District Urban Construction & Investment Co., Ltd., as PIC, is responsible for construction and raising fund for the project. FLRB is responsible for land acquisition and Maoling Township Governemtn is responsible for the implementation.

106

4.13 Assistance to Vulnerable Groups The external monitor and evaluation team found in their survey permanent land acquisition of this project component will affect 77 persons in 20 househoulds who can be classified into vulnerable groups. 8 households are affected both in land acquisition and house demolition. Vulnerable groups in the ROW are listed in the Table 4-17.

Table 4-17 Vulnerable Groups in the ROW Shuiyin Liyujian Dawangji Jiangsha Shanjia g g ang n o Village Village Village Village Village per per per per per househo househo househoul househo househ so so so so so uld uld d uld ould n n n n n “Five Guarantees” 2 4 2 5 1 2 1 3 household MLG 1 7 3 15 2 7 4 17 1 4 household Disabled 1 5 1 5 Famliy women- 1 3 headed Total 3 11 6 25 3 12 5 19 3 10 Conclusion：The vulnerable groups are taken care of. Low income households will get an allowance of CNY 90 per person per month.

4.14 Conclusions and Suggestions GG. Conclusions 1 Encouraging progress has been made in LAR, which is expected to complete before 15th, September. 2 Because of the adjustment of the construction scale in the Maoling WWTP subproject, no more land is needed since the land acquisition in the previous stage can satisfy the need for the construction. A negotiation of a land of 5.4mu is going on because the AH does not agree the land acquired for water treatment. 3 The remenant of the fund is suggested for the upgrading of the Dongxing Dadao. The due diligence report now excludes the possibility of LAR. HH. Suggestions 1Quicken the solving of the Jiangshan Gas Station issue. 2Quicken the solving of the Jiangshan Police Station issue. 3Put more focus on the LAR of the remaining 5 households.

107

4.15 Interview Records Time： 2017-Jul.-14 Interviewee: Qin Fuxiao Content: We made great progress in LAR with only five households to move. Although the updated design has been approved, the land acquisition concerning the Jiangshan Gas Station is not settled yet. The municipal government is now helping settling the LA concerning the Jiangshan Police Station. All house demolition work are expected to complete before 15th of September.

Time： 2017-Jul.-14 Interviewee: Cai Liang, Party secretary in Liyujiang village Content: Our village has more than 2,000mu farmland, with a population of 2420, which is devided into 19 teams. One third of the population is in 10 minorities. Average income here is 3,000(RMB), 80% of which is from agriculture. About 200 people are working migrants, whose income would reach 4,000 to 5,000(RMB) per month. We grow rice mainly.

Time： 2017-Jul.-14 Interviewee: Huang Houbiao, Party secretary in Shanjiaoxia village Content: LAR work has been completed in our village. The resettlement for us is around the Huangtengba. They all have new houses now. The land now has been delivered to the construction unit. There is a population of 2180 in our village. Ninty percent of them are Han Nationality. The average income here is 5750 per month. There are people from almost every household work as migrant workers, with an income about 2,000 per month. Now we are introducing some tourism group to promote the agri-tourism in the village, to help increase the income of the villagers.

The following are the interview records in the previous visit. Time： 2017-Jan.-18 Interviewee: Qin Fuxiao Content: Land acquisition within the red lines has now completed. But the house demolition and the construction of the centralized resettlement at Honghualu are quite slow in progress. We need to quicken those works.

Time： 2016-Aug.-11 Interviewee: Cai Liang, Party secretary in Liyujiang village Content: We have got the compensation for land acquisition. Most villagers put the money into banks or construct their own residence. We do hope the land in the corners shall also be caculated into the land acquisition. 11 households have not start the demolition. The construction subsidy has been raised to 42 thousand CNY per capita. Most of the places involved can be put into construction now.

Time： 2016-Aug.-11 Interviewee: Huang Houbiao, Party secretary in Shanjiaoxia village Content: Land acquisition has been completed. The new residence has not been completed. They are expected to be completed by the end of October. We should accelerate the construction.

Time： 2016-Aug.-11

108

Interviewee: Zhong Jing Content: There is no change in the land acquisition and resettlement so far for the Maoling Waste Water Treatment Plant subproject

Time： 2016-Jan.-26 Interviewee: Lu Zhulin, Qin Fuxiao Content: Land acquisition for the Fangcheng-Jiangshan road has so far finished. 30mu land will be added because some more land close to the construction shall also be involved in the construction. In the new policy, the compensation for the house resettlement is 23,000 CNY per person, which is much lower than the original standard of 42,000 CNY per person. For this, people affected do not agree. The regional government sent files and conducted more than 17 meetings to negotiate. So far no agreement has been reached. The resettlement spot has been chosen at the end of the Fangcheng-Jiangshan road. Early in 2015, the schedule was approved by the regional government, bu so far the earth flatting is yet to start. In the collective resettlement spot, 34 households will be relocated, 36 households have got the approval. Moreover, 36 households chose monetary resettlement. In our estimate, there would be a 4 million financial gap in the resettlement funds. So far the problem in the house demolition has exerted some negative influence to the progress of the construction. House demolition involving eight households is now greatly influence the construction in the program. For the rest, the influence is relatively not so obvious. These problems are planned to be solved prior to the August of 2016. But we believe it would be better if they can be properly solved prior to the May. The construction of the contemporary resettlement, we have not started yet.

Time： 2016-Jan.-26 Interviewee: Zhong Jing Content: Due to the adjustment in the Maoling Waste Water Treatment Plant subproject, the construction scale and the content of the construction has also been adjusted accordingly. The scale now is 20,000 ton. The length of the pipes constructed is adjusted to 5 km. Land occupied is adjusted to 33 mu. The land acquisition in the early stage can satisfy the need of the construction for the new scale, so no more land acquisition is need. The construction of the pipes is next to the construction of the road, so there would be no contemporary land occupation and no house demolition. In the pipe construction, there is one section of 200 m involving the road construction. A fee of 60CNY per ㎡ for this section shall be contributed to the road management department. There is another section with narrow road width, steel plates are needed to support the construction, so that the traffic would not be influenced. The construction drawing design is supposed to be accomplished prior to the 5th of Feb. in 2016. the construction can begin after the 30th of June in 2016.

Time： 2015-aug.-05 Interviewee: Qin Fuxiao Content: Land acquisition is quite smooth however, house demolition is relatively slow. 98% of house demolition work remains undone, which is the main reason for the slow construction progress. In house demolition, disputes in house demolition need time and patience. Local people have more to expect in compensation.

Time： 2015-aug.-05 Interviewee: Cai Liang, Party secretary in Liyujiang village Content: There are 590 households in our village, with a population of 2300, plus 3500 in the

109

frontier station. One third of the population is Zhuang Nationality. Average farmland per person is 1.2 mu. In 2014, average income of our village is 3,000. A high percentage of the population goes out for seasonal labor. Land acquisition involved 300mu land, affecting 16 hamlets. We have got the compensation at a standard of cny280,000/mu. Most of the money has been given to the affected persons. The village community kept a bit. There are 8 households will involve in house demolition. It is a happy thing to have the compensation. My family? There are 11 persons in my family. We have 15 mu land in total, 4.4 mu of which are involved in land acquisition at a standard of 280,000CNY/mu. We’ve got the money.

Time： 2015-aug.-05 Interviewee: Huang Houbiao, Party secretary in Shanjiaoxia village Content: The total population of our village is 2180 persons in 473 households. Our village has 17 hamlets. 90% of the population are Zhuang Nationality. Average income here is CNY5,800. 500mu land and 38 households are involved. We have not got the compensation for the homestead has not been settled. 10 households are MLG households. We hope to see a quickened resettlement. It would be better if we get the compensation sooner.

Time： 2015-aug.-05 Interviewee: Song Qishe, Party secretary in Sha’ao village Content: In our village, there are 2,600 persons in 18 hamlets, most of whom are Zhuang and Yao Nationality. Our village has 1,650mu land. Average income is 4,000, only 5% of which comes from agriculture, seasonal labor and fishing mainly. 12 households have not signed the contracts. The rest are ok. They gave up fishing for the fishing ponds have been leveled. Hope to see government pay more attention to initial more public well-fare programs like strengthening the road in the village, improve the trenches for drainage. Villagers like to see the improvement of their living environment.

Time： 2015-aug.-05 Interviewee: Dai Sanjun, Party secretary in Maoling Township Content: In Feb. 2016 we will finish land acquisition. In Dec. 2015, 12 households will sign the contracts. Our township will work with the HDAO to settle these issues.

Time： 2015-Jan.-12 Interviewee: Su Shaohui, Huangzhongping, Xu jiaxing, Yi Jingjia, Lu Zhulin, Huangshineng Content: Land acquisition for Fangcheng-Jiangshan Urban Road project component is now completed. 98% of the land has been delivered to the construction units. Among the 2%, some thought the standard shall be higher, or some land is in property disputes. These problems are not serious problems. We can handle them quickly. The compensation standard is 25000CNY/mu. The modification of K12 and K13 involves 100 mu more land acquisition. Now the agreements are all signed. The affected has already accepted the compensation. More work need to be done as far as home demolition is concerned. Some centralized resettlement plans are offered to the municipal government for approval. Currently, demolition of 7 households are completed. The rest, in progress. There are some difficulties, such as factors of climates and tradition etc. It would take 2 months to arrange the residential homestead site. After spring festival, it will be done. in July, the water, power and road connection and land leveling will be done. To finish the construction and resettlement before Dec. 2015 would be difficult.

110

Time： 2014-July-18 Interviewee: Chen Huagui, party secretary of Maoling Township Zhongjing, general manager. Content: Maoling wastewater treatment plant is planned to start construction in May 2015. Land acquisition is supposed to finish in April. Still some problem in land acquisition. Main issue is that the affected thought the standard is too low. We need to do more negotiation work. We have finished 33mu land acquisition. That is the main part. The minor dispute part would not influence the construction. The compensation to the original shelters has been paid 100,000 (including the crops compensation) to Tao Xiangyun and Man Shengguang before Jun. 2014. It is all paid.

Time： 2014-July-18 Interviewee: Lu Zhulin Chief of Fangchenggang City Fangcheng-Jiangshan Urban Road and Related Infrastructures Project Construction Headquarter (FPCH) Content: Fangcheng-Jiangshan Urban Road project component is now in good progress, with 90% completed. Members in this office pay great attention to this work. Specialists were organized to measure. Meanwhile, problems aroused were thoroughly and timly discussed by highly constant 3-party meetings(IA, EA and villager cadres). House demolition is not commenced. But measuring is partly done. Relocation can be completed in Sept. this year. Experience to share? 1. Cooperation is important. 2. FPCH needs to coordinate a lot between the three parties. 3. Local government shall take AL&HD as an important routine. 4. Money is the key to get everything smooth. 5. Leaders of all levels pay enough attention.

Time： 2014-July-18 Interviewee: Xu Guoxing Party Secretary of Liyujiang Village Content: We signed the land acquisition contract. Land acquisition is done. Houses to be demolished are measured. But the compensational relocation is not yet started. 8 households are affected. Two have already pick their residential plot land. We are working on the rest. House demolition can be done before the end of this year. Every penny of the compensation goes directly to the pocket of the affected. The village won’t keep any of them. Compensation standard is CNY 250 thousand per mu; CNY 2,000 – 5,000 for stand crops per mu. We paid a lot attention to the participation of the public. We held more than 10 meetings, women from every household were there too. There are 7 people in my family with 3 mu land. Yearly income is CNY40,000. I’ve got the compensation. I am satisfied with the land acquisition.

Time： 2014-July-18 Interviewee: Cai Liang Director of Liyujiang Village Content: We have 2,300 people in the village. 19 hamlets. 20% minorities. Average income is CNY 2300, mainly form farming. There is no factory in the village. 10 people in my family, with 5 mu land. Yearly income is CNY 20,000. 3 mu land was acquired. I have the money. Quite satisfied about the land acquisition.

Time： 2014-July-17 Interviewee: Shi Luojuan (Female) villager from Liyujiang Village Content: There are 8 in my family. 3 mu land. 20 thousand yearly income. 0.7 mu land was acquired. Got the compensation. Satisfied.

111

Time： 2014-July-17 Interviewee: Liang Rongcai (Female) villager from Liyujiang Village Content: There are 4 in the family. We have 1 mu land. The yearly income is 10 thousand. We lost 0.3 mu land. Got the money for the land. Satisfied about the land acquisition.

Time： 2014-July-17 Interviewee: Xu Shimei (Female) villager from Liyujiang Village Content: 5 people; 1mu land. CNY20,000 yearly income. I lost 0.3 mu. Have collected the money. Satisfied about the Land acquisition.

Time： 2014-July-17 Interviewee: Huang Bojin Fangchenggang City Fangcheng District Urban Construction and Investment Co., Ltd Content: Land acquisition of the Fangchenggang Maoling WWTP component was relatively slow. Our company is mainly focusing on the construction work. Land acquisition is mainly on the land administration deparment and township government. Our next move is to strengthen the coordination among us. We need to help the other parties to quicken their pace in land acquisition.

Time： 2014-July-17 Interviewee: Hu Huiying Director of Fangcheng-Jiangshan Urban Road and Related Infrastructures Project Construction Headquarter (FPCH) Content: Fangcheng-Jiangshan Urban Road Project Component has started measuring since Nov. 2013. Now conctracts on 486 mu land has been signed. The fund raised for Resettlement Compensation can meet the needs of land acquisition and house demolition. Land acquisition is not an easy job. We have a lot to do. Now we are measuring the house affected and preparing the construction of the residential plot land. All in all, land acquisition can be finished before 30, June, 2014.

112

5 Gender and Social Dimensions

5.1 Gender Action Plan Monitoring The IA of Beihai Zhulin urban road, Qinzhou subproject, Fangchenggang Fangcheng-Jiangshan Urban Road Component and Maoling WWTP have started their work. External M&E did some PR about gender action plan, has set up a monitoring network for gender action. IA value the role of women in the project. Monitoring network for gender action is presented in Table 5-1.

5.2 Social Action Plan Monitoring The IA of Beihai Zhulin urban road, Qinzhou subproject, Fangcheng-Jiangshan Urban Road Component and Maoling WWTP have started their construction work. External M&E did some PR about social action program, has set up a monitoring network for social action. IA value the role of social action in the project. Construction units involved are have so far conducted three-level safety education for machine operators and new employees. Safety and disease control education are also conducted once or twice for every month. During the construction, the company also helped in road construction and path improvement etc. with a total length of more than 5,790 m. The company also help to level two resettlement residential bases about 160 ㎡, cleaned up and repaired 4 irrigation canals(about 3,455 m) and power lines (about 170 m). In the construction materials perchase 156,491 ton sands,587,640 tons stones and 99,900 ton cements were local. Monitoring network for social action is presented in Table 5-2.

5.3 Conclusions and Suggestions II. Conclusions 1 All IA pay sufficient attention to the social action. Due attention has been paid to training, resettlement, environment protection and assistance to the proverty etc. 2 No accident in work nor prevalence of disease. 3 IA use local construction material to offer opportunities for local enterprices. 4 IA employed local people to work in construction. JJ. Suggestions 1 Guangxi Project Management Office shall organize trainings about gender action program and social action program. 2 More special PR shall be done to bid-winning IAs about gender action program and social action program. 3 The outline plan of social action needs more consideration. So that social problems caused by the project can be stressed and the positive social interests can be strengthened, while minimizing the negative influence.

113

4 Perspectives of safety, disease control and employment of the local shall be taken into serious consideration to bring about more social benefit. 5 IAs shall abide by the principle of bring convenience to the local community and pay due attention to matters specially designed to reduce negative influence. 6 IAs shall keep an implementation record of social action plan (SAP) 7 IAs shall try to use local building materials as much as possible.

114

Table 5-1 Monitoring of Gender Action Plan Activity Indicators and Targets Organizations Involved Time (year) Monitoring Results 1. Road Network and Related Municipal Infrastructures Components in Beihai, Qinzhou and Fangchenggang Municipalities Women’s participation in Include female Respective City PMO, landacquisition and representation and Records of participants PICs, WF, PAO, CAB, resettlement was participation during public (40% female participants) in EMAO, ZSF, BLSSB, RC, emphasized, which can be participation and public meetings on road and VC, and Implementation Dec. 2011 – Dec. 2016 reflected in a female consultations, in decision- municipal infrastructures Consultant (Reporting participation record of making, and local decision- interventions (sex indicators should be 2,600 person-time. making bodies and disaggregated data) reflected in ADB's project Women’s participation is structures performance report system) more than 40%. Promote the creation of job Target at least 20% of jobs opportunities for women created in subprojects for 4,491 person-month record during project construction women for women’s involvement, and operation, and provide which is 32% of the total appropriate training Include women leaders and Records of seminars, representatives as workshops, and meetings In a total record of 628 participating members in (sex disaggregated data) person-time, women’s seminars, workshops, and with 30% of women’s participationin the training meetings conducted to participation of the project reached 30%. discuss road and municipal infrastructures interventions Collect sex-disaggregated Sex disaggregated baseline baseline and end-line and end-line information in In Progress. information monitoring road and related trends infrastructure areas is

115

Activity Indicators and Targets Organizations Involved Time (year) Monitoring Results available;

HIV/AIDS awareness Training records (to be training is provided to disaggregated by sex) In a total record of 960 women and men at person-time, women’s construction camps, participationin the training communities, and public of the project reached 30%. places Ensure that gender sensitive Awareness promotion materials of the traffic materials to be developed safety awareness are made and distributed to the local In security training of all and distributed, and women community people, and components, women’s are included in the traffic awareness training records participation is 30%. safety awareness training (sex disaggregated data), programs with 40% of female recipients Ensure that female Target at 100% female employees of the Zhulin employees re-employed and Salt Farm to be re- training records (sex Variation in Beihai Zhulin employed in other industries disaggregated data) Salt Farm has not with proper training completed. provision

2. Fangchenggang Maoling WWTP and In Progress. Sewerage Network Include female Records of participants in Industrial users, RC, VC, Dec. 2011 – Dec. 2016 representation and public (40% female and Implementation participation during public participants) meetings on Consultant (Reporting Being in preparation. participation and Maoling WWTP and Sewer indicators should be consultations, in decision- Network interventions (sex reflected in ADB's project making , and local decision- disaggregated data) performance report system)

116

Activity Indicators and Targets Organizations Involved Time (year) Monitoring Results making bodies and structures

Use a gender sensitive Affordability analysis approach when analyzing includes disaggregation by Being in preparation. affordability of household sex and incorporation into wastewater tariffs subproject reporting Promote the creation of job Target at least 20% of jobs opportunities for women created in the subproject for Female employment rate during project construction women reached 32%. and operation, and provide appropriate training Collect sex-disaggregated Sex disaggregated baseline baseline and end-line and end-line information in information monitor trends wastewater disposal, Being in preparation. collection and treatment area is available Include women leaders and Records of seminars, representatives as workshops, and meetings participating members in (sex disaggregated data) seminars, workshops, and with 30% of women’s Being in preparation. meetings conducted to participations discuss wastewater collection and treatment plans Ensure gender sensitive Awareness promotion materials of the materials to be developed environmental and and distributed to the local Being in preparation. sanitation awareness are community people, and made and distributed. awareness training records Women are included in (sex disaggregated data),

117

Activity Indicators and Targets Organizations Involved Time (year) Monitoring Results environmental and with 40% of female sanitation awareness recipients training programs

3. Capacity Development GPMO and city PMOs One GFP from GPMO and Dec. 2011 – Dec. 2016 GPMO, respective city assign one gender focal city PMOs, respectively, for PMOs, PICs, and point (GFP) to manage and managing and coordinating Implementation Consultant coordinate GAP. The GFP GAP’s work; In Progress. (GPMO and Consultant will be trained on safeguard shall submit monitoring and gender impacts by the report to ADB annually). Consultant GZARG recruits One international and one consultants to monitoring domestic social Shanghai Yiji Construction the GAP’s implementation development specialist Engineering Consulting under the consulting service Company is responsible for of loan implementation to the Monitoring and be responsible for the GAP evaluating of social and monitoring to ensure social gender action. safeguards and gender

mainstreaming are properly done.

BLSSB = Beihai Labor and Social Security Bureau, BTDG = Beihai Tourism Development Group, CAB = Civil Affairs Bureau, EMAO = Ethnic Minority Affairs Office, GAD = Gender and Development, GAP = Gender Action Plan, GFP = Gender Focal Point, GPMO = Guangxi Project Management Office, PAO = Poverty Alleviation Office, PIC = Project Implementing Company, PMO = Project Management Office, RC = Resident Committee, VC = Village Committee, WF = Women’s Federation, ZSF = Zhulin Salt Farm. Source: Asian Development estimates.

118

Table 5-2: Social Action Plan Monitoring Funding Needs & Monitoring Monitoring Proposed Actions Target Group(s) Agencies Involved Timing Source Indicators Results 1. Local About 9,850 jobs PICs 53970 local people employment for per month. The construction work number of women Number of local and other services workers is 32%. people Included in project Monthly income is 2012–2016 (disaggregated by cost. between CNY sex, ethnicity and 3,600-6,000. The income level) percentage of minority workers is 35. Priority to local Targets: 60% local Contractors Source of Routine labor in general labor for unskilled construction employment work. Included in project materials enrolls 32% 2014-2016 cost. (interview to wemen and 23% contractors) minorities and the poor. Use of local Target of 20% Contractors Women in rountine construction women for works accounted materials, e.g., unskilled labor, Included in project for 32%. Minority 2014-2016 rock, gravel, clay, and 20% minority cost. and the poor cement and the poor for accounted for 23%. unskilled work All construction Overall Action Plan must CNY0.70 million No. of 74 PR programs. camps, villages, Coordination: city be in place prior to in project budget posters/brochures 662 posters. 2. Control of public places, PMO and PICs the start of civil (Beihai: Construction Transmissible transport service works CNY100,000;) contracts 44 Disease centers copies. 241 Speed Limit boards. Workers and 2014-2016 Qinzhou: CNY No. of posters in Have done some Control of villagers near the 100,000 minority language PR program. HIV/AIDS/STI:

119

Funding Needs & Monitoring Monitoring Proposed Actions Target Group(s) Agencies Involved Timing Source Indicators Results construction or drawing No transmissible campus disease found.

Advocacy, Target to prevent Implementation 2012–2016 Fangchenggang: No. of TV/radio Have done some information & or reduce Agencies: CNY 500,000 announcements PR program. education outbreaks of Contractors, City No transmissible campaigns at transmissible CDC, and cross- disease found. construction diseases as border vaccination camps, compared to past centers, communities, construction public places in projects local languages and with appropriate signage Install vaccination No. of tests Have done some equipments in PR program. Inform workers of border and tourists No transmissible the availability of concentrated areas, disease found. HIV/AIDS and STI as required, to keep testing pace with clinics/hospitals increased border trade Culturally sensitive Local residents Contractors 2014-2016 No. of Have done some health education and the workers. HIV/AIDs/STI/HV PR program. programs for C infections No transmissible villagers near disease found. construction sites Supporting No. of community No Agencies: WF, meetings and Voluntary free Health Bureaus participants testing and EPBs disaggregated by sex and ethnicity

120

Funding Needs & Monitoring Monitoring Proposed Actions Target Group(s) Agencies Involved Timing Source Indicators Results Monitoring by No CDC of respective city Provide posters in Communicate Contractors 2014-2016 Minorities can read minority language with the local Chinese. or drawing which people in the local help minority accents. group can understand easily Control of No disease found. typhoid, encephalitis, malaria, tuberculosis & hepatitis: Screening and No disease found. testing for Included in project Migrant workers Contractors 2014-2016 transmissible cost. diseases Monitoring of No disease found. biological media for transmissible diseases (rat types and density, mosquito types and density Advocacy, No disease found. information & education Included in project Migrant workers Contractors 2014-2016 campaigns for cost. migrant workers, and implement

121

Funding Needs & Monitoring Monitoring Proposed Actions Target Group(s) Agencies Involved Timing Source Indicators Results quarantine for malaria;

Monitoring of Water quality can drinking water in Local residents and reach the national Contractors and IA 2014-2016 construction and migrant workers standard for resettlement sites drinking water. Same as above Routine work is health education being conducted and awareness regularly. programs with special attention to language and outreach for ethnic minorities where necessary. 3. Prevention of Special attention to Overall Action Plan should Agreement with Routine work. Drug and Human border port of Coordination: city be in place prior to PSBs Regular check on Trafficking Dongxi in PMOs and PICs the start of civil the rails. Fangchenggang works and Qingang Duty Free Zone in Qinzhou. Target to reduce the number of trafficking cases Appropriate Special targeting of PSBs monitoring Routine work. information on the awareness reports Regular check on risk of drug and programs towards the rails. human trafficking women and is provided to minorities communities

122

Funding Needs & Monitoring Monitoring Proposed Actions Target Group(s) Agencies Involved Timing Source Indicators Results Implementation 2012-2016 Reduction in Routine work. Agencies: PSBs number of reported Regular check on and WF cases of trafficking the rails. No. of community Routine work. meetings/awarenes Regular check on s session and the rails.

participants (disaggregated by sex and ethnicity) Supporting Routine work. Agencies: Regular check on

village/street the rails. committee 4. Traffic Safety No. of warning 250 PR programs. Residents in PICs, PSBs and Awareness Integrated into signboards communities along local transport 2012-2016 Training project design the roads. bureaus, and WF Programs Awareness No. of promotion 330 copies promotion materials Community materials and Listed in the distributed residents alone the IA, contractors 2014-2016 education program contract. road. are provided to the local communities No. of education 228 PR

programs programs. Accident statistics 5. Environmental No. of promotion 130 PR programs. Residents in and Sanitation materials communities PICs, local EPBs Integrated into Awareness 2012-2016 distributed within the Project and WF project design Training beneficiary areas Programs

123

Funding Needs & Monitoring Monitoring Proposed Actions Target Group(s) Agencies Involved Timing Source Indicators Results Awareness 130 PR programs. promotion materials and No. of education education 2014-2016 programs programs are provided to local communities 6. Protection of No environmental Communities complaint. Monitoring should from All construction begin within first 3 Included in project No. of pedestrian Construction campus and PICs, and months of budget (refer to crossing and Disturbances and villages in the contractors commencement of EMP) over/under passes Ensure Safe project areas civil works Construction Practices Number and No environmental Prohibiting night- Minorities near resolution of complaint. time construction the construction PICs, and complaints and adherence to campus and 2014-2016 contractors (disaggregated by proposed noise villages in the sex of complainant standards project areas and ethnicity) Restoration of Include clauses in No environmental damaged local all construction 2014–2015 No. of fines complaint. infrastructures contracts Build pedestrian No environmental Community crossing, PICs, and Included in complaint. residents alone the 2014-2016 over/under passes contractors project budget road and culverts Water supply, No environmental waste water and Community complaint. garbage residents management

124

Funding Needs & Monitoring Monitoring Proposed Actions Target Group(s) Agencies Involved Timing Source Indicators Results Resettlement No. of persons Project and local affected 2011–2016 and affected 7. Resettlement Refer to RP government, and households, at least after disaggregated by IA 50% females ethnicity Land and Resources Bureau, Number and kind Land acquisition of training, and Development and Investment of The affected Reform and house number of Full compensation 2012-2016 CNY 407,071,700 households Commission, demolition fees in participants completed. Municipal Land the project. (disaggregated by Acquisition Office, sex and ethnicity) PICs Financial Bureau, Subsidies for Low Special assistance Unemployed Proverty Personnel Bureau, income for vulnerable farmers and five 2012-2016 alleviation fee and Home Affairs households: CNY people guarantees family social security Bureau 90 person/month Personnel Collect the Special assistance The affected Bureau, Home compensation and for vulnerable 2012-2016 Financial input households Affairs Bureau and get employed in people local government other cities. Training on non- Unemployed Agricultural Proverty farming 2012-2016 In Progress farmers Bureau alleviation fee employment skills Training of women on In Progress employment skills

125