Shall the Executive Agreement Replace The
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SHALL THE EXECUTIVEEXECUTIVE AGREEMENT REPLACEREPLACE THE TREATY? EDWIN BORCHARDt IN recent years many political leaders and publicists have sought toto prove that the treaty-making process, requiring the approval of two-thirds of the Senate, has become too cumbersome, inefficient, and "undemo~"undemo- cratic." Because of well established "usage," they claim, it has become valid and desirable to substitute forfor the treatytreaty the executive agreement, preferably without congressional approval or, ifif necessary, with approval by a majoritym~jority of Congress.Congress.'1 Advocates of the change point out that some 1300 executive agreements have been concl.udedconcluded during our national his-his~ tory, as contrasted with some 900 treaties. It isi8 not mentioned, however, that up to 1928 only 15 treaties had been rejected by the Senate, usually for good reasons; that 47 were not acted upon; and that while some 160 treaties have been amended by thethe Senate,2Senate,2 in most cases the changes havehnve benefited the nation. BASES OF THE PROPOSALS FOR CHANGE The recent proposals for a change in the Constitution, either with or , without benefit of a constitutional amendment, have their origin in several grievances and are said to derive moral support from several recent deci-deci~ sions of the Supreme Court. The modern "reform" movement may be said to have begunbegun, with Secretary Hay's denunciation of the Senate for substituting the word "treaty" for the words "special agreement" in the projected arbitration treaties of 1904.1904.88 The movement received particular impetus from, and finds its chief present source in, the belief that the two~two- thirds rule prevented American ratification of the Treaty of Versailles, and thus, to use President Wilson's phrase, "broke the heart of the world." ft Justus S. Hotchkiss Professor of Law, Yale Law School. 1. See MCCLURE,McCLuRE, INTERNATIONAL EXECUTIVE AGREEMENTSAGREEmaENTS (1941) 363,363. He makes thethe concession, intendedintended to be generous, thatthat unimportant, non-controversial matters may still be left to treaty and Senate "ratification," but that important and controversial matters become thethe subject of executive agreement. Id.ld. at 378. Senator Taft remarked inin the debate on the Panama Resolution, December 3, 1942, that "As a matter of fact, no treaties of any importance have been submitted to the Senate since I have been a Member of the body." 88 CONG.CoNG. Rac.REc. 9276 (1942). ' 2. See DANGERFIELD, IN DEFENSE OF THE SENATE: A STUDY IxIN TPEATYTREATY MAKtMGMmlUNG (1933) 256. While only 1.8 per cent of the treaties considered were actually rejected by the Senate, such figures are not conclusive, since these treatiestreaties differed inin importance. 3. See also 1 BRYCE, A7rERICANAMERICAN COMMONWEALTH (1913) 109. 664 1944J1944] EXECUTIVEEXECUTIVE AGREEMENTS AND TREATIESTREATIES 665 ButBut thisthis argumentargument isis self-defeating, since, asas recentrecent admissionsadmissions of thethe un-un workability andand improprietyimpropriety ofof thethe TreatyTreaty of VersaillesVersailles demonstrate,demonstrate, thethe Treaty deserved defeat becausebecause itit waswas not a treaty ofof peacepeace butbut aa declara-declara tiontion ofof war.war.44 EvenEven atat thethe time,time, informedinformed studentsstudents realizedrealized thatthat it waswas likelylikely toto proveprove a charter forfor thethe productionproduction ofof conflictconflict and war.war. ItIt must bebe ad-ad mitted, however, that only aa few Senators, such as thethe latelate Robert M. La FolletteFollette of Wisconsin,·Wisconsin, placedplaced theirtheir opposition toto thethe TreatyTreaty on this ground. NorNor was ratification thwarted,thwarted, as it might well have been, because ArticlesArticles X and XVI of thethe Covenant purportedpurported to commit the UnitedUnited States toto a "blank check" diplomacy, creating an obligation toto go toto war if neces-neces sarysary inin order toto maintain the status quo of 1919. The real cause of thethe Treaty's defeat was that President Wilson\Vilson requestedrequested Democratic Sena-Sena torstors not toto accept thethe Lodge reservations, which,whicll, it maymay be added, were acceptable toto the British and many students of the subject. u The apprehensions of recent opponents of thethe two-thirdstwo-thirds rule have been aroused by the belief that retention of the rule might prevent the associa-associa tion of thethe United States with a projected international organization,"organization,o of a character still unknown. An effort was made to preserve the Senate preroga-preroga tive in the Connally Resolution,Resolution/7 which insisted that "constitutional proc-proc esses" be observed by the United States in joining any peace organization and further provided that any treaty designed to produce international coco- operation require approval of two-thirds of the Senate. The countercounter- attack has been vigorous. Professor Corwin has interpreted the term "con- 4. See Bullitt, The Tragedy 0/of Versailles, Life, March 27, 1944, p. 99. NV.W. D. HerridgeHerridge, former Canadian Minister to thethe United State:.,Statc,, ~aidsaid that: "Versailles was not a treaty of peace but a declaration of war."var." HER.l'JltGE,Hmantpm "'menWincH KnmK DnoFOF REVOLUREvOLU- TioN?TION? (1943) 23. See also the late Senator Robert M. La Follette's contempQrar:rcontemporary charchar- acterization of the "peacemakers" of Versailles as "war makers:' Reprinted in The Progressive, June 26, 1944, p. 1, col. 3; and Mrs. Clare BoaUlBooth Luce's statement: "This ",,'arwar began at VersaillesVersailles..."••• " N. Y. Times, June 25,25, 1944, § 1, p. 23, col. 5. 5.5. See Thomas Lamont's letter toto thethe Editor of the New York Times: "It wasvas upon the Administration's insistenceinsistence thatthat the DenlocraticDemocratic Senators voted against acceptance of the Covenant with reservations and therebythereby automatically voted to defeat the treaty."treaty." N. Y. Times, April 23, 1944, § 4, p. 8, col. 6. See Earl Grey's letterletter to the LondouLondon Times,Tin'es, which was endorsed by the British and FrencllFrench press, reprintedreprinted in N. Y. Times, Feb. 1,1, 1920, p. 1,1, col. 8; FLEMING,FLEIXING, TETHE Ul'o"lTEDUNITED STATES A:WAND TH&THE LE.'\GUELAGU OF NATIoNsN/<TIo::s (1932) 311-13.311-13. See alsoalso BONSAL,BoNsAi., UNFINISHEDUzmrNsHan BUSlliESSBUsiESs (1944) 2i8.278. For aa statement of th>1tha negligible part played byby thethe two-thirds rule inin thethe defeatdefeat of treaties,treaties, secsee 1IcQendon,McClendon, TheThe Two-Thirds Rule inin Senate Action Upon Treaties,Trcaties, 1789-19011799-1901 (1932) 26 AM.Am. J. h:T.IrT. L.L 37,55.37, 55. 6.6. See CoLEGROTI:,CoLErovE, THETHE AMERICANAmTERIcAN SENATE AND WOnLDWVoIn PEAcePnAcz (1944)(1944);j Co:lWUl,Comn:, THETE CONSTITUTIONCONsTIT=ON AND WORLD ORGAl'o"lZA1'.lONORGANIZATION (1944)(1944) 31 etct seq.seq. 7.7. SEN.SEr.REs. No. 192,192,8989 CoNG.CONG. REc.,R., Nov.Nov. 5,5, 1943,1943, at 9329;9329; CoRWUl,Colw., op:oP' cit.cit. supramsvra note 6,6, atat 51-52.51-52. SeeSee alsoalso thethe plankplank on foreign affairsaffairs of thethe RepublicanRepublican PartyParty platform,platform, JuneJune 27, 1944,1944, whichwhich tooktook thethe precaution ofof insistinginsisting onon Senate consent not only forfor aa "treaty""treaty" but alsoalso forfor an "agreement.""agreement." N. Y.Y. Times, June 28,1944,28, 1944, p. 1,1, col.col. 2-3.2-3. 666 THE YALE LAW JOURNAL [Vol. 53 : 604 stitutional processes" in the Connally Resolution as being "non-committal" and has observed that the reference to "any treaty" merely means that if a treaty is made, the Senate will of course have to approve it.8 More recently, Congressman Bloom, the Chairman of the Committee on Foreign Affairs of the House of Representatives, has argued that the House should be given a coordinate share with the Senate in the "ratification" of treaties by mere majority vote. In dismissing the historical fact that the proposal of James Wilson to this effect was defeated in the Constitutional Conven- tion of 1787, by ten votes to one,' ° Mr. Bloom alleges that the reasons11 for excluding the House have become obsolete and that a more democratic method of treaty approval is now necessary. Some of the original objections to House participation in the treaty- making process-the necessity for secrecy and speed, the short term of House members, the fluctuating membership-were, as Congresxnan Bloom urges in his pamphlet, probably valid only so long as the Senate was considered to be an executive council which shared in the actual negotia- tion of treaties. The fact that the Senate is now merely asked to give "con- sent" by the constitutional two-thirds vote to treaties pieviously negotiated by the executive-a fait accompli-does not by itself invalidate the tradi- tional doctrine. At least one of the other reasons originally underlying the two-thirds requirement-the desire of the small states to prevent imposition of treaties by a mere majority-retains its cogency. It is well known that some delegates in the ratifying conventions thought the two-thirds require- ment too small, rather than too large a prote'tion. More important than the historical reasons, in justifying continuation of decisive Senate con- trol, is perhaps the need for counteracting the recent unprecedented infla- 8. See CORWIN, op. cit. supra note 6, at 52. Mr. Corwin objected to the saving clause "or agreement" in the Republican Party platform. N. Y. Times, June 30, 1944, p. 20, col. 6. 9. BLOOM, TREATY-MAKING PowER: FOURTEEN POINTS SHOWING WHY THE TREATY- MAKING POWER SHOULD BE SHARED BY THE HOUSE OF REPRESENTATIVES (1944). 10. See 2 FARRAxD, RECORDS OF THE FEDERAL COvENoTio (1937) 538; CORWIN, op. cit. supra note 6, at 33. Mr. Corwin states: "Not until September 7 (1787), ten days before its final adjournment, did the Convention adopt the existing provision [allowing participation by the President] incidentally rejecting by a vote of ten States to one a proposal by Wilson of Pennsylvania that treaties should be made by the President with the advice and consent of the Senate and House of Representatives," Id.