Appendix 1 – List of Execution Venues
Total Page:16
File Type:pdf, Size:1020Kb
L I S T O F E X E C U T I O N V E N U E S - E X E C U T I O N P O L I C Y LIST OF EXECUTION VENUES LIST OF EXECUTION APPENDIX 1 APPENDIX MARCH 202 1 This document is an Appendix to the J.P. Morgan Execution Policy, which is available here: J.P. Morgan (including its affiliate entities) uses the following execution venues when obtaining best execution as defined by MiFID II and the FCA Rules. This list is not exhaustive and will be subject to change as described in the Execution Policy and will be re-issued from time to time. J.P. Morgan may also use other venues where it deems appropriate in accordance with the Execution Policy. Where J.P. Morgan acts as an execution venue it will have regard for the wider market in the relevant product, taking into account information source reasonably available, including but not limited to, exchanges, brokers/dealers and multi-lateral trading facilities to meet its best execution obligation. Asset class Region Execution venue Please refer to Appendix A of the J.P. Morgan EMEA Cash Equities: Equities EMEA Execution Policy. J.P. Morgan* (including but not limited to J.P. Morgan Securities LLC) American Stock Exchange BM&F Bovespa Bolsa de Valores Bolsa de Valores Columbia Bolsa de Valores Santiago Bolsa de Comercio de Buenos Aires North America and Bolsa Mexicana de Valores Equities Latin America International Securities Exchange Montreal Exchange Y Mercado de Valores de Buenos Aires C I Mercado Abierto Electronico S.A. L National Stock and Option Exchanges O NASDAQ P New York Stock Exchange N N NYFIX Euromillenium O I Pacific Stock Exchange T Philadelphia Stock Exchange U Pure Trading C Toronto Stock Exchange E X TSX Venture Exchange E J.P. Morgan* (including but not limited to J.P. Morgan Securities Australia Limited for equity executions in the - Australian market) S S E Australian Stock Exchange U Bombay Stock Exchange N Bursa Malaysia Securities Clearing Berhad E Hong Kong Stock Exchange V Indonesia Stock Exchange N Equities Asia Pacific JASDAQ O I Korean Stock Exchange T Karachi Stock Exchange (Guarantee) Limited U Nagoya Stock Exchange C National Stock Exchange of India E X Osaka Stock Exchange E Singapore Exchange Securiteis Trading Limited F Shanghai Stock Exchange O Taiwan Stock Exchange Tokyo Stock Exchange T S I 2 L Asset class Region Execution venue Athens Derivatives Exchange APX-Endex Borsa Italian: IDEM Bolsas y Mercados Espanoles: MEFF Eurex Deutchland Eurex Zurich Dubai Gold and Commodities Exchange EDX London European Climate Exchange European Energy Exchange Exchange European Energy Derivatives Exchange (ENDEX) Traded Euronext Liffe BClear Derivatives EMEA EEX and EPEX SpoT Commodities Euronext Liffe: London, Paris, Amsterdam, Brussels, Portugal International Maritime Exchange (IMAREX) ICE Futures Europe Global Coal London Metal Exchange London Commodities Exchange NASDAQ OMX OMIP OTOB – Wiener Boerse Oslo Stock Exchange Powernext Energy Exchange Turkdex Y South African Futures Exchange C Warsaw Stock Exchange I L O P N N O I T U C E X E - S S E U N E V N O I T U C E X E F O T S I 3 L Asset Class Region Execution venue American Stock Exchange (Options) Bolsa de Mercadorias & Futuros Boston Option Exchange Chicago Board Options Exchange Chicago Board of Trade Chicago Climate Futures Exchange Chicago Futures Exchange Chicago Mercantile Exchange Dubai Mercantile Exchange (NYMEX) Electronic Liquidity Exchange ICE Futures US International Securities Exchange Kansas City Board of Trade Mexican Derivatives Exchange Mercadorias & Futuros Mercado a Termino de Rosario Minneapolis Grain Exchange North America and Montreal Exchange Latin America NASDAQ Options Exchange NYSE Liffe New York Stock Exchange (Options) New York Board of Trade Exchange New York Mercantile Exchange (COMEX Divisions) Traded Pacific Stock Exchange Derivatives and Commodities Philadelphia Stock Exchange Philadelphia Board of Trade Y Toronto Stock Exchange C Winnipeg Commodity Exchange I L US Futures Exchange O Xtreame P Australian Securities Exchange N N Bursa Malaysia Derivatives Exchange O Central Japan Commodity Exchange I T Hong Kong Exchange U Joint Asia Derivatives Exchange C Korean Exchange E National Stock Exchange of India X E New Zealand Futures Exchange - Asia Pacific Osaka Securities Exchange Singapore Exchange Derivatives S S E Sydney Futures Exchange U Taiwan Futures Exchange N Thailand Futures Exchange E Tokyo Commodity Exchange V Tokyo Financial Exchange N Tokyo Grain Exchange O I Tokyo Stock Exchange. T U C E X E F O T S I 4 L Asset class Region Execution venue ALL EquiLend Europe Limited Agent lending: lending of securities and BGC Brokers LP – OTF • TradeWeb Europe Limited • Entity: investment of EMEA and North Tullett Prebon (Europe) Limited, Venue Name: Tullett Prebon cash collateral America (Europe) • Entity: Tullett Prebon Europe Limited, Venue Name:Tullett Prebon Europe OTF Asset class Region Execution venue Fixed income EMEA bonds and ALL J.P. Morgan* notes Asset class Region Execution venue Foreign ALL J.P. Morgan* Exchange Asset class Region Execution venue Y OTC C derivatives, I L structured O and ALL J.P. Morgan* P securitised products and N notes O I T U *J.P. Morgan refers to the use of entities within the J.P. Morgan group (being J.P. Morgan Chase & C Co. and its subsidiaries and affiliates worldwide) including but not limited to J.P. Morgan Europe E Limited, J.P. Morgan Chase Bank, National Association London branch, J.P. Morgan Limited, J.P. X Morgan Securities plc and J.P. Morgan Markets Limited and their respective EU branches and affiliates. E - S E U N E V N O I T U C E X E F O T S I 5 L.