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Received by NSD/FARA Registration Unit 06/29/2015 10:08:30 AM U.S Received by NSD/FARA Registration Unit 06/29/2015 10:08:30 AM OMB No. 1124-0003; Expires April 30,2017 u.s. Department of Justice Amendment to Registration Statement Washington, DC 20S30 Pursuant to the Foreign Agents Registration Act of 1938, as amended INSTRUCTIONS. File this amendment form for any changes to a registratioa Compliance is accomplished by filing an electronic amendment to registration statement and uploading any supporting documents at http://www.fara.gov. Privacy Act Statement The filing Of this document is required for the Foreign Agents Registration Act of 1938, as amended, 22 U.S.C. § 611 el seq., for the purposes of registration under the Act and public disclosure. Provision of the information requested is mandatory^ and failure to provide the information is subject to the penalty and enforcement provisions established in Section 8 of the Act. Every registration statement, short form registration statement, supplemental statement, exhibit, amendment, copy of informational materials or other document or information filed with the Attorney General under this Act is a public record open to public examination, inspection and copying during the posted business hours of the Registration Unit in Washington, DC. Statements are also available online at the Registration Unit's webpage: http://www, fara. gov. One copy of every such document, other than informational materials, is automatically provided to the Secretary of Stale pursuant to Section 6(b) of the Act, and copies of any and all documents are routinely made available to other agencies, departments and Congress pursuant to Section 6(c) of the Act. The Attorney General also transmits a semi-annual report to Congress on the administration of the Act which lists the names of all agents registered under the Act and the foreign principals they represent This report is available to the public in print and online at hftp://www.fara.gov. Public Reporting Burdea Public reporting burden for this collection of information is estimated to average 1.5 hours per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden to Chief, Registration Unit, Counterespionage Section, National Security Division, U.S. Department of Justice, Washington, DC 20530; and to the Office of Information and Regulatory Affairs, Office of Management and Budget, Washington, DC 20503. 1. Name of Registrant 2. Registration No. The Harbour Group, LLC 5478 3. This amendment is filed to accomplish the following indicated purpose or purposes: • To give a 10-day notice of change in infonnation as required by Section 2(b) of the Act H To correct a deficiency in • Initial Statement 0 Supplemental Statement for the period ending March 31,2015 • Other purpose (specify) • To give notice of change in an exhibit previously filed. 4. If this amendment requires the filing of a document or documents, please list: Supplemental statement for the reporting period ending March 31,2015. 5. Each item checked above must be explained below in full detail together with, where appropriate, specific reference to and identity of the item in the registration statement to which it pertains. (Ifspace is insufficient, a full insert page must be used.) Registrant Is submitting an updated response to an item on the supplemental statement for the reporting period ending March 31,2015. FORM NSD-5 Revised 03/14 Received by NSD/FARA Registration Unit 06/29/2015 10:08:30 AM Received by NSD/FARA Registration Unit 06/29/2015 10:08:30 AM EXECUTION In accordance with 28 U.S.C. § 1746, the undersigned swear(s) or afFirih(s) under penalty of perjury that he/she has (they have) read the inforrnation set forth in this registration statement and the attached exhibits and that he/she is (they are) familiar with the contents thereof and that such contents are in their entirety true and accurate to the best of his/her (their) knowledge and belief, except that the undersigned rhake(s) no representation as to the truth or accuracy of the information contained in the attached Short Form Registration Statements), if any, insofar as such information is not within his/her (their) personal knowledge. (Date of signature) (Print or type narrn unp\each signature or provide electronic signature') 1 iluVsMement shall tie signed by the individual agent, if the registrant is an individual, or by a majority of those partners, officers, directors or persons performing similar functions, if the registrant is ah organization, except that the organization can, by power of attorney, authorize one or more individuals to execute this statement on its behalf. Received by NSD/FARA Registration Unit 06/29/2015 10:08:30 AM Received by NSD/FARA Registration^ lQ^^^fflfip.AtA U.S. Department of Justice i Supplemental Statement (3/ Wasiiington, DC 20530 Pursuant to the Foreign Agents Registration Act of 1938, as amended For Six Month Period Ending 3/31/2015 (Insert dale) I - REGISTRANT I. (a) Name of Registrant (b) Registration No. The Harbour Group, LLC 5478 (c) Business Address(es) of Registrant 1200 New Hampshire Ave NW Suite 850 Washington, DC 20036 2. Has there been a change in the information previously furnished in connection with the following? (a) If an individual: (!) Residence address(es) Yes • No B (2) Citizenship Yes • No g] (3) Occupation Yes • No 0 (b) If an organization; (1) Name Yes • No g} (2) Ownership or control Yes • No ED (3) Branch offices Yes 0 No • (c) Explain fully all changes, if any, indicated in Items (a) and (b) above. In December 2014, The Harbour Group's office moved to 1200 New Hampshire Ave NW, Ste 850, Washington, DC 20036. IF THE REGISTRANT IS AN INDIVIDUAL, OMIT RESPONSE TO ITEMS 3,4, AND 5(a). 3. If you have previously filed Exhibit C1, state whether any changes therein have occurred during this 6 month reporting period. Yes • No B If yes, have you filed an amendment to the Exhibit C? Yes • No • If no, please attach the required amendment. 1 The Exhibit C, for which no prated form is provided, consists Ola true copy of the charter, articles of incorporation, association, and by laws ot'a registrant tbat is an organization. (A waiver of the requirement to file an Exhibit C may be obtained for good cause upon written application to the Assistant Attorney General, National Security Division, U.S. Department of Justice, Washington, DC 20530.) FORMNSD-2 Revised 03/14 Received by NSD/FARA Registration Unit 06/29/2015 10:08:30 AM Received by NSD/FARA Registration Unit 06/29/2015 10:08:30 AM (PAGE 2) 4. (a) Have any persons ceased acting as partners, officers, directors or similar officials of the registrant during this 6 month reporting period? Yes • No IS If yes, furnish the following information: Name Position Date Connection Ended (b) Have any persons become partners, officers, directors or similar officials during this 6 month reporting period? Yes • No H If yes, furnish the following information: Name Residence Address Citizenship Position Date Assumed 5. (a) Has any person named in Item 4(b) rendered services directly in furtherance of the interests of any foreign principal? Yes D No H If yes, identify each such person and describe the service rendered. (b) During this six month reporting period, has the registrant hired as employees or in any other capacity, any persons who rendered or will render services to the registrant directly in furtherance of the interests of any foreign principal(s) in other than a clerical or secretarial, or in a related or similar capacity? Yes B No • Name Residence Address Citizenship Position Date Assumed Paul Hortenstine 200411 Street NW #228 USA Director 1/1/2015 Washington, DC 20001 (c) Have any employees or individuals, who have filed a short form registration statement, terminated their employment or connection with the registrant during this 6 month reporting period? Yes • No IS] If yes, furnish the following information: Name Position or Connection Date Terminated (d) Have any employees or individuals, who have filed a short form registration statement, terminated their connection with any foreign principal during this 6 month reporting period? Yes • No 13 If yes, furnish the following information: Name Position or Connection Foreign Principal Date Terminated 6. Have short form registration statements been filed by ajl of the persons named in Items 5(a) and 5(b) of the supplemental statement? Yes 13 No • If no, list names of persons who have riot filed the required statement. i Received by NSD/FARA Registration Unit 06/29/2015 10:08:30 AM Received by NSD/FARA Registration Unit 06/29/2015 10:08:30 AM (PAGE 3) II - FOREIGN PRINCIPAL 7. Has your connection with any foreign principal ended during this 6 month reporting period? Yes • No El If yes, furnish the following information: Foreign Principal Date of Termination 8. Have you acquired any new foreign principal(s)2 during this 6 month rerxuting period? Yes • No §9 If yes, furnish th following information; Name and Address of Foreign Principal(s) Date Acquired • 9. In addition to those named in Items 7 and 8, if any, list foreign principals)2 whom you continued to represent during the 6 month reporting period. Embassy of the United Arab Emirates Georgia (through Patton Boggs LLP) (as of 4/1/15, these services were provided through Pillsbury Winthrop Shaw PittmanLLP) 10. (a) Have you filed exhibits for the newly acquired foreign principals), if any, listed in Item 8? Exhibit A3 Yes • No • Exhibit B4 Yes • No • If no, please attach the required exhibit.
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