Equitable Financial Life Insurance Company of America

Statement as of September 30, 2020 of the EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA ASSETS Current Statement Date 4 1 2 3 Net Admitted December 31 Nonadmitted Assets Prior Year Net Assets Assets (Cols. 1 - 2) Admitted Assets 1. Bonds...... 1,747,203,327 ...... 1,747,203,327 ...... 1,350,945,339 2. Stocks: 2.1 Preferred stocks...... 2,250,000 ...... 2,250,000 ...... 2,250,000 2.2 Common stocks...... 52,677,234 ...... 52,677,234 ...... 58,915,677 3. Mortgage loans on real estate: 3.1 First liens...... 17,000,000 ...... 17,000,000 ...... 17,000,000 3.2 Other than first liens...... 0 ...... 4. Real estate: 4.1 Properties occupied by the company (less $...... 0 encumbrances)...... 0 ...... 4.2 Properties held for the production of income (less $...... 0 encumbrances)...... 0 ...... 4.3 Properties held for sale (less $...... 0 encumbrances)...... 0 ...... 5. Cash ($.....8,586,767), cash equivalents ($.....33,174,256) and short-term investments ($...... 0)...... 41,761,023 ...... 41,761,023 ...... 88,135,177 6. Contract loans (including $...... 0 premium notes)...... 108,610,758 ...... 494,439 ...... 108,116,319 ...... 88,515,561 7. Derivatives...... 31,968,550 ...... 31,968,550 ...... 28,189,475 8. Other invested assets...... 0 ...... 9. Receivables for securities...... 1,815,337 ...... 1,815,337 ...... 940,671 10. Securities lending reinvested collateral assets...... 0 ...... 11. Aggregate write-ins for invested assets...... 0 ...... 0 ...... 0 ...... 0 12. Subtotals, cash and invested assets (Lines 1 to 11)...... 2,003,286,229 ...... 494,439 ...... 2,002,791,790 ...... 1,634,891,900 13. Title plants less $...... 0 charged off (for Title insurers only)...... 0 ...... 14. Investment income due and accrued...... 18,427,602 ...... 18,427,602 ...... 13,825,929 15. Premiums and considerations: 15.1 Uncollected premiums and agents' balances in the course of collection...... 677,870 ...... 677,870 ...... (1,305,338) 15.2 Deferred premiums, agents' balances and installments booked but deferred and not yet due (including $...... 0 earned but unbilled premiums)...... 0 ...... 15.3 Accrued retrospective premiums ($...... 0) and contracts subject to redetermination ($...... 0)...... 0 ...... 16. Reinsurance: 16.1 Amounts recoverable from reinsurers...... 5,098,332 ...... 5,098,332 ...... 2,145,130 16.2 Funds held by or deposited with reinsured companies...... 0 ...... 16.3 Other amounts receivable under reinsurance contracts...... 1,252,268 ...... 1,252,268 ...... 1,226,594 17. Amounts receivable relating to uninsured plans...... 0 ...... 18.1 Current federal and foreign income tax recoverable and interest thereon...... 22,641,879 ...... 22,641,879 ...... 18.2 Net deferred tax asset...... 88,054,172 ...... 70,040,877 ...... 18,013,295 ...... 16,550,858 19. Guaranty funds receivable or on deposit...... 668,594 ...... 668,594 ...... 642,333 20. Electronic data processing equipment and software...... 0 ...... 21. Furniture and equipment, including health care delivery assets ($...... 0)...... 0 ...... 22. Net adjustment in assets and liabilities due to foreign exchange rates...... 0 ...... 23. Receivables from parent, subsidiaries and affiliates...... 10,049,313 ...... 10,049,313 ...... 88,340,412 24. Health care ($...... 0) and other amounts receivable...... 0 ...... 25. Aggregate write-ins for other than invested assets...... 5,098,781 ...... 5,085,096 ...... 13,685 ...... 13,813 26. Total assets excluding Separate Accounts, Segregated Accounts and Protected Cell Accounts (Lines 12 through 25)...... 2,155,255,040 ...... 75,620,412 ...... 2,079,634,628 ...... 1,756,331,631 27. From Separate Accounts, Segregated Accounts and Protected Cell Accounts...... 2,805,026,360 ...... 2,805,026,360 ...... 2,704,217,132 28. Total (Lines 26 and 27)...... 4,960,281,400 ...... 75,620,412 ...... 4,884,660,988 ...... 4,460,548,763

DETAILS OF WRITE-INS 1101...... 0 ...... 1102...... 0 ...... 1103...... 0 ...... 1198. Summary of remaining write-ins for Line 11 from overflow page...... 0 ...... 0 ...... 0 ...... 0 1199. Totals (Lines 1101 thru 1103 plus 1198) (Line 11 above)...... 0 ...... 0 ...... 0 ...... 0 2501. Miscellaneous Assets...... 13,685 ...... 13,685 ...... 13,813 2502. IMR debit balance...... 4,368,311 ...... 4,368,311 ...... 0 ...... 2503. Other assets non-admitted...... 716,785 ...... 716,785 ...... 0 ...... 2598. Summary of remaining write-ins for Line 25 from overflow page...... 0 ...... 0 ...... 0 ...... 0 2599. Totals (Lines 2501 thru 2503 plus 2598) (Line 25 above)...... 5,098,781 ...... 5,085,096 ...... 13,685 ...... 13,813

Q02 Statement as of September 30, 2020 of the EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA LIABILITIES, SURPLUS AND OTHER FUNDS 1 2 Current December 31 Statement Date Prior Year 1. Aggregate reserve for life contracts $.....1,862,206,074 less $...... 0 included in Line 6.3 (including $...... 0 Modco Reserve)...... 1,862,206,074 ...... 1,602,864,852 2. Aggregate reserve for accident and health contracts (including $...... 0 Modco Reserve)...... 17,780,364 ...... 13,246,021 3. Liability for deposit-type contracts (including $...... 0 Modco Reserve)...... 5,227,195 ...... 3,680,842 4. Contract claims: 4.1 Life...... 20,531,524 ...... 12,027,955 4.2 Accident and health...... 1,671,103 ...... 1,825,309 5. Policyholders' dividends/refunds to members $...... 0 and coupons $...... 0 due and unpaid...... 6. Provision for policyholders' dividends/refunds to members and coupons payable in following calendar year - estimated amounts: 6.1 Policyholder's dividends/refunds to members apportioned for payment (including $...... 0 Modco)...... 6.2 Policyholder's dividends/refunds to members not yet apportioned (including $...... 0 Modco)...... 6.3 Coupons and similar benefits (including $...... 0 Modco)...... 7. Amount provisionally held for deferred dividend policies not included in Line 6...... 8. Premiums and annuity considerations for life and accident and health contracts received in advance less $...... 0 discount; including $...... 0 accident and health premiums...... 9. Contract liabilities not included elsewhere: 9.1 Surrender values on canceled contracts...... 9.2 Provision for experience rating refunds, including the liability of $...... 0 accident and health experience rating refunds of which $...... 0 is for medical loss ratio rebate per the Public Health Service Act...... 9.3 Other amounts payable on reinsurance, including $.....177,060 assumed and $...... 0 ceded...... 177,060 ...... 404,373 9.4 Interest Maintenance Reserve...... (1,075,974) ...... 10. Commissions to agents due or accrued - life and annuity contracts $.....11,845,698, accident and health $...... 0 and deposit-type contract funds $...... 0...... 11,845,698 ...... 15,818,608 11. Commissions and expense allowances payable on reinsurance assumed...... 12. General expenses due or accrued...... 2,120,211 ...... 5,688,015 13. Transfers to Separate Accounts due or accrued (net) (including $.....(226,849,516) accrued for expense allowances recognized in reserves, net of reinsured allowances)...... (225,547,074) ...... (223,407,190) 14. Taxes, licenses and fees due or accrued, excluding federal income taxes...... 7,156,192 ...... 8,116,408 15.1 Current federal and foreign income taxes, including $...... 0 on realized capital gains (losses)...... 10,061,512 15.2 Net deferred tax liability...... 16. Unearned investment income...... 17. Amounts withheld or retained by reporting entity as agent or trustee...... 5,866,347 ...... 14,654,549 18. Amounts held for agents' account, including $...... 0 agents' credit balances...... 19. Remittances and items not allocated...... 7,460,585 ...... 9,554,899 20. Net adjustment in assets and liabilities due to foreign exchange rates...... 21. Liability for benefits for employees and agents if not included above...... 22. Borrowed money $...... 0 and interest thereon $...... 0...... 23. Dividends to stockholders declared and unpaid...... 24. Miscellaneous liabilities: 24.01 Asset valuation reserve...... 18,459,736 ...... 21,105,357 24.02 Reinsurance in unauthorized and certified ($...... 0) companies...... 125,864 ...... 24.03 Funds held under reinsurance treaties with unauthorized and certified ($...... 0) reinsurers...... 24.04 Payable to parent, subsidiaries and affiliates...... 10,756,743 ...... 7,922,681 24.05 Drafts outstanding...... 24.06 Liability for amounts held under uninsured plans...... 24.07 Funds held under coinsurance...... 24.08 Derivatives...... 24.09 Payable for securities...... 24.10 Payable for securities lending...... 24.11 Capital notes $...... 0 and interest thereon $...... 0...... 25. Aggregate write-ins for liabilities...... 3,803,120 ...... 5,293,005 26. Total liabilities excluding Separate Accounts business (Lines 1 to 25)...... 1,748,564,768 ...... 1,508,857,196 27. From Separate Accounts statement...... 2,785,455,252 ...... 2,685,127,569 28. Total liabilities (Lines 26 and 27)...... 4,534,020,020 ...... 4,193,984,765 29. Common capital stock...... 2,500,000 ...... 2,500,000 30. Preferred capital stock...... 31. Aggregate write-ins for other-than-special surplus funds...... 0 ...... 0 32. Surplus notes...... 33. Gross paid in and contributed surplus...... 748,995,000 ...... 548,588,333 34. Aggregate write-ins for special surplus funds...... 0 ...... 0 35. Unassigned funds (surplus)...... (400,854,032) ...... (284,524,335) 36. Less treasury stock, at cost: 36.1 .....0.000 shares common (value included in Line 29 $...... 0)...... 36.2 .....0.000 shares preferred (value included in Line 30 $...... 0)...... 37. Surplus (Total Lines 31 + 32 + 33 + 34 + 35 - 36) (including $.....19,571,108 in Separate Accounts Statement)...... 348,140,968 ...... 264,063,998 38. Totals of Lines 29, 30 and 37...... 350,640,968 ...... 266,563,998 39. Totals of Lines 28 and 38 (Page 2, Line 28, Col. 3)...... 4,884,660,988 ...... 4,460,548,763 DETAILS OF WRITE-INS 2501. Miscellaneous liabilities...... 3,803,120 ...... 5,293,005 2502...... 2503...... 2598. Summary of remaining write-ins for Line 25 from overflow page...... 0 ...... 0 2599. Totals (Lines 2501 thru 2503 plus 2598) (Line 25 above)...... 3,803,120 ...... 5,293,005 3101...... 3102...... 3103...... 3198. Summary of remaining write-ins for Line 31 from overflow page...... 0 ...... 0 3199. Totals (Lines 3101 thru 3103 plus 3198) (Line 31 above)...... 0 ...... 0 3401...... 3402...... 3403...... 3498. Summary of remaining write-ins for Line 34 from overflow page...... 0 ...... 0 3499. Totals (Lines 3401 thru 3403 plus 3498) (Line 34 above)...... 0 ...... 0

Q03 Statement as of September 30, 2020 of the EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA SUMMARY OF OPERATIONS 1 2 3 Current Prior Prior Year Ended Year to Date Year to Date December 31 1. Premiums and annuity considerations for life and accident and health contracts...... 482,288,850 ...... 466,579,164 ...... 633,451,362 2. Considerations for supplementary contracts with life contingencies...... 3. Net investment income...... 49,589,726 ...... 41,169,163 ...... 55,704,097 4. Amortization of Interest Maintenance Reserve (IMR)...... (197,714) ...... 280,617 ...... 9,769 5. Separate Accounts net gain from operations excluding unrealized gains or losses...... 359,886 ...... 587,027 ...... 568,916 6. Commissions and expense allowances on reinsurance ceded...... 14,612,410 ...... 13,486,308 ...... 18,871,952 7. Reserve adjustments on reinsurance ceded...... 8. Miscellaneous Income: 8.1 Income from fees associated with investment management, administration and contract guarantees from Separate Accounts...... 32,366,724 ...... 33,488,142 ...... 48,936,278 8.2 Charges and fees for deposit-type contracts...... 8.3 Aggregate write-ins for miscellaneous income...... 2,113,950 ...... 1,984,132 ...... 2,666,169 9. Totals (Lines 1 to 8.3)...... 581,133,832 ...... 557,574,553 ...... 760,208,543 10. Death benefits...... 108,963,930 ...... 73,308,911 ...... 83,081,751 11. Matured endowments (excluding guaranteed annual pure endowments)...... 12. Annuity benefits...... 13. Disability benefits and benefits under accident and health contracts...... 23,228,504 ...... 14,890,552 ...... 20,192,192 14. Coupons, guaranteed annual pure endowments and similar benefits...... 15. Surrender benefits and withdrawals for life contracts...... 32,515,694 ...... 78,542,588 ...... 88,506,493 16. Group conversions...... 17. Interest and adjustments on contract or deposit-type contract funds...... 823,909 ...... 305,161 ...... 382,913 18. Payments on supplementary contracts with life contingencies...... 19. Increase in aggregate reserves for life and accident and health contracts...... 263,875,564 ...... 140,024,313 ...... 296,845,074 20. Totals (Lines 10 to 19)...... 429,407,601 ...... 307,071,525 ...... 489,008,423 21. Commissions on premiums, annuity considerations and deposit-type contract funds (direct business only)...... 84,716,915 ...... 86,286,429 ...... 119,471,623 22. Commissions and expense allowances on reinsurance assumed...... 23. General insurance expenses and fraternal expenses...... 92,429,969 ...... 93,373,458 ...... 134,897,795 24. Insurance taxes, licenses and fees, excluding federal income taxes...... 12,861,459 ...... 12,759,051 ...... 15,467,369 25. Increase in loading on deferred and uncollected premiums...... 26. Net transfers to or (from) Separate Accounts net of reinsurance...... 13,658,816 ...... (274,429) ...... (3,667,843) 27. Aggregate write-ins for deductions...... 66,467,721 ...... 78,588,293 ...... 118,819,522 28. Totals (Lines 20 to 27)...... 699,542,481 ...... 577,804,327 ...... 873,996,889 29. Net gain from operations before dividends to policyholders and federal income taxes (Line 9 minus Line 28)...... (118,408,649) ...... (20,229,774) ...... (113,788,346) 30. Dividends to policyholders and refunds to members...... 31. Net gain from operations after dividends to policyholders, refunds to members and before federal income taxes (Line 29 minus Line 30)...... (118,408,649) ...... (20,229,774) ...... (113,788,346) 32. Federal and foreign income taxes incurred (excluding tax on capital gains)...... (29,903,239) ...... (10,957,605) ...... (19,116,739) 33. Net gain from operations after dividends to policyholders, refunds to members and federal income taxes and before realized capital gains or (losses) (Line 31 minus Line 32)...... (88,505,410) ...... (9,272,169) ...... (94,671,607) 34. Net realized capital gains (losses) (excluding gains (losses) transferred to the IMR) less capital gains tax of $.....(179,502) (excluding taxes of $.....(315,679) transferred to the IMR)...... (5,812,937) ...... 46,193,720 ...... 64,884,601 35. Net income (Line 33 plus Line 34)...... (94,318,347) ...... 36,921,551 ...... (29,787,006) CAPITAL AND SURPLUS ACCOUNT 36. Capital and surplus, December 31, prior year...... 266,563,998 ...... 222,446,844 ...... 222,446,844 37. Net income (Line 35)...... (94,318,347) ...... 36,921,551 ...... (29,787,006) 38. Change in net unrealized capital gains (losses) less capital gains tax of $.....(3,617,206)...... (13,607,586) ...... 5,492,863 ...... 15,700,899 39. Change in net unrealized foreign exchange capital gain (loss)...... 40. Change in net deferred income tax...... 10,927,452 ...... (3,009,431) ...... 11,097,228 41. Change in nonadmitted assets...... (10,857,672) ...... 4,850,097 ...... (7,257,666) 42. Change in liability for reinsurance in unauthorized and certified companies...... (125,864) ...... 43. Change in reserve on account of change in valuation basis, (increase) or decrease...... 44. Change in asset valuation reserve...... 2,645,621 ...... (1,982,181) ...... (5,342,010) 45. Change in treasury stock...... 46. Surplus (contributed to) withdrawn from Separate Accounts during period...... (10,113) ...... 1,521 ...... (6,204) 47. Other changes in surplus in Separate Accounts Statement...... 121,659 ...... 171,930 ...... 384,974 48. Change in surplus notes...... 49. Cumulative effect of changes in accounting principles...... 50. Capital changes: 50.1 Paid in...... 50.2 Transferred from surplus (Stock Dividend)...... 50.3 Transferred to surplus...... 51. Surplus adjustment: 51.1 Paid in...... 200,406,667 ...... 353,333 ...... 85,353,333 51.2 Transferred to capital (Stock Dividend)...... 51.3 Transferred from capital...... 51.4 Change in surplus as a result of reinsurance...... (11,104,847) ...... (10,081,094) ...... (13,696,394) 52. Dividends to stockholders...... 53. Aggregate write-ins for gains and losses in surplus...... 0 ...... 0 ...... (12,330,000) 54. Net change in capital and surplus (Lines 37 through 53)...... 84,076,970 ...... 32,718,589 ...... 44,117,154 55. Capital and surplus as of statement date (Lines 36 + 54)...... 350,640,968 ...... 255,165,433 ...... 266,563,998 DETAILS OF WRITE-INS 08.301. Sundry receipts and adjustments...... 2,113,950 ...... 1,984,132 ...... 2,666,169 08.302...... 08.303...... 08.398. Summary of remaining write-ins for Line 8.3 from overflow page...... 0 ...... 0 ...... 0 08.399. Totals (Lines 08.301 thru 08.303 plus 08.398) (Line 8.3 above)...... 2,113,950 ...... 1,984,132 ...... 2,666,169 2701. Sundry disbursements and adjustments...... 4,748,179 ...... 5,815,748 ...... 8,640,624 2702. Separate account MODCO reinsurance...... 61,719,542 ...... 72,772,545 ...... 110,178,898 2703...... 2798. Summary of remaining write-ins for Line 27 from overflow page...... 0 ...... 0 ...... 0 2799. Totals (Lines 2701 thru 2703 plus 2798) (Line 27 above)...... 66,467,721 ...... 78,588,293 ...... 118,819,522 5301. Prior Year Correction...... (12,330,000) 5302...... 5303...... 5398. Summary of remaining write-ins for Line 53 from overflow page...... 0 ...... 0 ...... 0 5399. Totals (Lines 5301 thru 5303 plus 5398) (Line 53 above)...... 0 ...... 0 ...... (12,330,000)

Q04 Statement as of September 30, 2020 of the EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA CASH FLOW 1 2 3 Current Year Prior Year Prior Year Ended to Date To Date December 31 CASH FROM OPERATIONS 1. Premiums collected net of reinsurance...... 480,078,329 ...... 466,063,273 ...... 635,068,471 2. Net investment income...... 45,347,948 ...... 39,132,924 ...... 54,153,102 3. Miscellaneous income...... 37,988,237 ...... 38,877,488 ...... 56,778,005 4. Total (Lines 1 through 3)...... 563,414,514 ...... 544,073,685 ...... 745,999,578 5. Benefit and loss related payments...... 160,152,196 ...... 168,491,182 ...... 201,414,464 6. Net transfers to Separate Accounts, Segregated Accounts and Protected Cell Accounts...... 15,798,700 ...... 20,262,215 ...... 26,625,244 7. Commissions, expenses paid and aggregate write-ins for deductions...... 266,086,473 ...... 275,716,528 ...... 384,529,087 8. Dividends paid to policyholders...... 9. Federal and foreign income taxes paid (recovered) net of $...... 0 tax on capital gains (losses)...... (882,175) 10. Total (Lines 5 through 9)...... 442,037,369 ...... 464,469,925 ...... 611,686,620 11. Net cash from operations (Line 4 minus Line 10)...... 121,377,145 ...... 79,603,760 ...... 134,312,958 CASH FROM INVESTMENTS 12. Proceeds from investments sold, matured or repaid: 12.1 Bonds...... 104,066,982 ...... 61,312,278 ...... 63,041,152 12.2 Stocks...... 3,759,250 ...... 3,759,250 12.3 Mortgage loans...... 12.4 Real estate...... 12.5 Other invested assets...... 12.6 Net gains or (losses) on cash, cash equivalents and short-term investments...... 12.7 Miscellaneous proceeds...... 10,185,812 ...... 71,082,166 ...... 88,630,996 12.8 Total investment proceeds (Lines 12.1 to 12.7)...... 114,252,794 ...... 136,153,694 ...... 155,431,398 13. Cost of investments acquired (long-term only): 13.1 Bonds...... 503,042,867 ...... 288,645,138 ...... 350,122,068 13.2 Stocks...... 10,300 ...... 13.3 Mortgage loans...... 13.4 Real estate...... 13.5 Other invested assets...... 13.6 Miscellaneous applications...... 30,953,272 ...... 17,062,500 ...... 2,046,025 13.7 Total investments acquired (Lines 13.1 to 13.6)...... 534,006,439 ...... 305,707,638 ...... 352,168,093 14. Net increase or (decrease) in contract loans and premium notes...... 19,478,002 ...... (25,169,916) ...... (21,608,758) 15. Net cash from investments (Line 12.8 minus Line 13.7 and Line 14)...... (439,231,647) ...... (144,384,028) ...... (175,127,937) CASH FROM FINANCING AND MISCELLANEOUS SOURCES 16. Cash provided (applied): 16.1 Surplus notes, capital notes...... 16.2 Capital and paid in surplus, less treasury stock...... 285,000,000 ...... 70,000,000 ...... 70,000,000 16.3 Borrowed funds...... 16.4 Net deposits on deposit-type contracts and other insurance liabilities...... 1,536,999 ...... (1,195,060) ...... (1,222,914) 16.5 Dividends to stockholders...... 16.6 Other cash provided (applied)...... (15,056,651) ...... 7,897,275 ...... 11,335,680 17. Net cash from financing and miscellaneous sources (Lines 16.1 through 16.4 minus Line 16.5 plus Line 16.6)...... 271,480,348 ...... 76,702,215 ...... 80,112,766 RECONCILIATION OF CASH, CASH EQUIVALENTS AND SHORT-TERM INVESTMENTS 18. Net change in cash, cash equivalents and short-term investments (Line 11 plus Line 15 plus Line 17)...... (46,374,154) ...... 11,921,947 ...... 39,297,787 19. Cash, cash equivalents and short-term investments: 19.1 Beginning of year...... 88,135,177 ...... 48,837,389 ...... 48,837,390 19.2 End of period (Line 18 plus Line 19.1)...... 41,761,023 ...... 60,759,336 ...... 88,135,177 Note: Supplemental disclosures of cash flow information for non-cash transactions: 20.0001 Non-cash Transactions for Bonds acquired/proceeds...... 28,991,353 ...... 9,172,446 ...... 16,348,046

Q05 Statement as of September 30, 2020 of the EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA EXHIBIT 1 DIRECT PREMIUMS AND DEPOSIT-TYPE CONTRACTS 1 2 3 Current Year Prior Year Prior Year To Date To Date Ended December 31

1. Industrial life......

2. Ordinary life insurance...... 467,056,464 ...... 483,359,371 ...... 664,772,533

3. Ordinary individual annuities...... 12,573,456 ...... 8,686,681 ...... 14,466,282

4. Credit life (group and individual)......

5. Group life insurance...... 36,500,245 ...... 27,047,957 ...... 37,877,328

6. Group annuities......

7. A&H - group...... 51,620,402 ...... 30,922,511 ...... 41,924,642

8. A&H - credit (group and individual)......

9. A&H - other......

10. Aggregate of all other lines of business...... 0 ...... 0 ...... 0

11. Subtotal (Lines 1 through 10)...... 567,750,567 ...... 550,016,520 ...... 759,040,785

12. Fraternal ( Fraternal Benefit Societies Only)......

13. Subtotal (Lines 11 through 12)...... 567,750,567 ...... 550,016,520 ...... 759,040,785

14. Deposit-type contracts......

15. Total (Lines 13 and 14)...... 567,750,567 ...... 550,016,520 ...... 759,040,785

DETAILS OF WRITE-INS

1001......

1002......

1003......

1098. Summary of remaining write-ins for Line 10 from overflow page...... 0 ...... 0 ...... 0

1099. Total (Lines 1001 thru 1003 plus 1098) (Line 10 above)...... 0 ...... 0 ...... 0

Q06 Statement as of September 30, 2020 of the EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA

NOTES TO FINANCIAL STATEMENTS

1] Summary of Significant Accounting Policies

A. Accounting Practices The accompanying financial statements of Equitable Financial Life Insurance Company of America (“the Company” or “EFLOA”), formerly MONY Life Insurance Company of America are presented on the basis of accounting practices prescribed or permitted by the Arizona Department of Insurance (“SAP”). The Arizona Department of Insurance recognizes only statutory accounting practices prescribed or permitted by the State of Arizona for determining and reporting the financial condition and results of operations of an insurance company, and for determining its solvency under Arizona Insurance Law. The National Association of Insurance Commissioners’ (NAIC) Accounting Practices and Procedures manual (“NAIC SAP”) has been adopted as a component of prescribed or permitted practices by the State of Arizona. There are no differences in net income and capital and surplus between NAIC SAP and SAP for EFLOA. See table below:

September 30, December 31, SSAP # F/S Page F/S Line # 2020 2019 NET INCOME (1) EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA state basis (Page 4, Line 35, Columns 1 & 2) XXX XXX XXX $ (94,318,347) $ (29,787,006) (2) State Prescribed Practices that increase/decrease NAIC SAP N/A N/A N/A (3) State Permitted Practices that increase/decrease NAIC SAP N/A N/A N/A (4) NAIC SAP (1 - 2 - 3 = 4) XXX XXX XXX $ (94,318,347) $ (29,787,006) SURPLUS (5) EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA state basis (Page 3, line 38, Columns 1 & 2) XXX XXX XXX $ 350,640,968 $ 266,563,998 (6) State Prescribed Practices that increase/decrease NAIC SAP N/A N/A N/A (7) State Permitted Practices that increase/decrease NAIC SAP N/A N/A N/A (8) NAIC SAP (5 - 6 - 7 = 8) XXX XXX XXX $ 350,640,968 $ 266,563,998

B. No significant change.

C. Accounting Policy

(2) Bonds are stated principally at amortized cost, the value of which is based on the effective interest rate method, and are adjusted to regulatory mandated values through the establishment of a valuation allowance, and for impairments in value deemed to be other than temporary through write-downs recorded as realized capital losses.

(6) Loan-backed securities are stated at either amortized cost or the lower of amortized cost or fair value. Prepayment assumptions for loan-backed bonds and structured securities were obtained from broker-dealer survey values or internal estimates. These assumptions are consistent with the current interest rate and economic environment. The retrospective adjustment method is predominately used for securities; the prospective adjustment method was used for issues in default and issues that have a variable interest rate.

D. Going Concern

There is no issue regarding the Company's ability to continue as a going concern.

2] Accounting Changes and Correction of Errors

No significant change.

3] Business Combinations and Goodwill

No significant change.

4] Discontinued Operations

No significant change.

5] Investments

A.-C. No significant change.

Q07 Statement as of September 30, 2020 of the EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA

NOTES TO FINANCIAL STATEMENTS

D. Loan-Backed Securities

1) Prepayment assumptions for loan-backed bonds and structured securities were obtained from broker-dealer survey values or internal estimates. These assumptions are consistent with the current interest rate and economic environment. The retrospective adjustment method is used to value all securities except issues in default; the prospective adjustment method was used to value issues in default and issues that have a variable interest rate.

2) There were no Loan-backed securities with a recognized other than temporary impairment as of September 30, 2020.

3) There were no loan-backed securities with a recognized other than temporary impairment recorded during the year.

4) All impaired (fair value is less than cost or amortized cost) loan-backed securities for which an other-than-temporary-impairment has not been recognized in earnings as a realized loss (including securities with a recognized other-than-temporary impairment for non-interest related declines when a non-recognized interest related impairment remains) as of September 30, 2020:

a. The aggregate amount of unrealized losses: 1. Less than 12 Months $ 0 2. 12 Months or Longer $ 0 b. The aggregate related fair value of securities with unrealized losses: 1. Less than 12 Months $ 0 2. 12 Months or Longer $ 0

The aggregate unrealized losses of $0 include $0 of valuation allowances already recognized through surplus.

5) The Company’s management, with the assistance of its investment advisors, monitors the investment performance of its portfolio. This review process culminates with a quarterly review of certain assets by Equitable Holding's Investments Under Surveillance Committee that evaluates whether any investments are other than temporarily impaired. The review considers an analysis of individual credit metrics of each issuer as well as industry fundamentals and the outlook for the future. Based on the analysis, a determination is made as to the ability of the issuer to service its debt obligation on an ongoing basis. If this ability is deemed to be impaired, then the appropriate provisions are taken.

E. Dollar Repurchase Agreements and /or Securities Lending Transactions

The Company does not have any dollar repurchase agreements and/or securities lending transactions.

F. Repurchase Agreements Transactions Accounting for as Secured Borrowing

The Company does not have any repurchase agreements transactions accounting for as secured borrowing.

G. Reverse Repurchase Agreements Transactions Accounted for as Secured Borrowing

The Company does not have any reverse repurchase agreements transactions accounted for as secured borrowing.

H. Repurchase Agreements Transactions Accounted for as a Sale

The Company does not have any repurchase agreements transactions accounted for as a sale.

I. Reverse Repurchase Agreements Transactions Accounted for as a Sale

The Company does not have any reverse repurchase agreements transactions accounted for as a sale.

J. Real Estate

The Company does not hold any real estate investments.

K. Low-Income Housing Tax Credits (LIHTC)

No significant change.

L. Restricted Assets

No significant change.

M. Working Capital Finance Investments

The Company does not hold any working capital finance investments.

Q07.1 Statement as of September 30, 2020 of the EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA

NOTES TO FINANCIAL STATEMENTS

N. Offsetting and Netting of Assets and Liabilities

September 30, 2020 Gross Net Amount Amounts Amount Presented on Recognized Offset Balance Sheets ASSETS Description Equity $ 38,343,612 $ 6,375,062 $ 31,968,550 Interest Rate 0 0 $ 0 Total Derivatives, subject to a master netting agreement 38,343,612 6,375,062 31,968,550 Total Derivatives, not subject to a master netting agreement 0 0 0 Total Derivatives $ 38,343,612 $ 6,375,062 $ 31,968,550

LIABILITIES Description Equity $ 6,375,062 $ 6,375,062 $ 0 Interest Rate 0 0 0 Total Derivatives, subject to a master netting agreement 6,375,062 6,375,062 0 Total Derivatives, not subject to a master netting agreement 0 0 0 Total Derivatives $ 6,375,062 $ 6,375,062 $ 0

O. 5GI Securities

The Company does not hold any 5GI securities.

P. Short Sales

The Company did not have in any short sales during 2020.

Q. Prepayment Penalty and Acceleration Fees

No significant changes.

6] Joint Ventures, Partnerships and Limited Liability Companies

No significant change.

7] Investment Income

No significant change.

8] Derivative Instruments

H. Total Premium Costs for Contracts

NONE

9] Income Taxes

No significant change.

10] Information Concerning Parent, Subsidiaries and Affiliates

A. On February 7, 2020, the Arizona Department of Insurance granted the Company permission to accrue a $85.0 million capital contribution from its parent Equitable Financial Services, LLC. This amount was settled on February 27, 2020.

As of March 31, 2020, with the permission of the Arizona Department of Insurance, the Company accrued a $200.0 million capital contribution from it's parent Equitable Financial Services, LLC. This amount was settled on May 21, 2020.

B. No significant change.

C. No significant change.

D. The Company reported amounts due from affiliates of $10.0 million and $88.3 million at September 30, 2020 and December 31, 2019, respectively. The Company reported amounts payable to affiliates of $10.8 million and $7.9 million at September 30, 2020 and December 31, 2019, respectively. The receivable and payable for both periods are primarily related to capital contribution, expense allocations, reinsurance settlements and commission payables.

E.-M. No significant change.

Q07.2 Statement as of September 30, 2020 of the EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA

NOTES TO FINANCIAL STATEMENTS

11] Debt

A. No significant change.

B. Federal Home Loan Bank (“FHLB”)

(1) During 3Q 2020, the Company had no borrowings from FHLB.

(2) a. FHLB Capital Stock – Aggregate Totals:

1. Current Year

1 2 3 Total General Separate 2 + 3 Account Accounts (a) Membership Stock – Class A 0 0 0 (b) Membership Stock – Class B $203,300 $203,300 0 (c) Activity Stock 0 0 0 (d) Excess Stock 0 0 0 (e) Aggregate Total $203,300 $203,300 $0 (f) Actual or estimated borrowing capacity as determined by the insurer $300,000,000 XXX XXX

2. Prior Year

1 2 3 Total General Separate 2 + 3 Account Accounts (a) Membership Stock – Class A 0 0 0 (b) Membership Stock – Class B 193,000 $193,000 0 (c) Activity Stock 0 $0 0 (d) Excess Stock 0 0 0 (e) Aggregate Total $193,000 $193,000 $0 (f) Actual or estimated borrowing capacity as determined by the insurer $300,000,000 XXX XXX

b. Membership Stock (Class A and B) Eligible for Redemption

Current Period Not Eligible for Less Than 6 6 Months to Less 1 to Less than 3 to 5 Total Redemption Months than 1 Year 3 Years Years 1. Class A 0 0 0 0 0 0 2. Class B $203,300 $203,300 0 0 0 0

(3) Collateral pledge to FHLB- None

(4) Borrowings from FHLB- None

12] Retirement plans, Deferred Compensation, Post-employment Benefits and Compensated Absences and Other Postretirement Plans

The Company does not have any Retirement Plans, Deferred Compensation, Post-employment Benefits and Compensated Absences and Other Postretirement Benefit Plans.

13] Capital and Surplus, Shareholders’ Dividend Restrictions and Quasi-Reorganizations

On February 7, 2020, the Arizona Department of Insurance granted the Company permission to accrue a $85.0 million capital contribution from its parent Equitable Financial Services, LLC. This amount was settled on February 27, 2020.

Q07.3 Statement as of September 30, 2020 of the EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA

NOTES TO FINANCIAL STATEMENTS

14] Liabilities, Contingencies and Assessments

No significant change.

15] Leases

No significant change.

16] Information About Financial Instruments With Off-Balance Sheet Risk and Financial Instruments With Concentrations of Credit Risk

No significant change.

17] Sale, Transfer and Servicing of Financial Assets and Extinguishments of Liabilities

A. No significant change.

B. Transfer and Servicing of Financial Assets

The Company did not have any transactions related to the transfer and servicing of financial assets and extinguishments of liabilities.

C. Wash Sales

The Company did not sell any securities for the period ended September 30, 2020 that were reacquired within 30 days of the sale date.

18] Gain or Loss to the Reporting Entity from Uninsured A&H Plans and the Uninsured Portion of Partially Insured Plans

No significant change.

19] Direct Premium Written/Produced by Managing General Agents/Third Party Administrators

No significant change.

Q07.4 Statement as of September 30, 2020 of the EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA

NOTES TO FINANCIAL STATEMENTS

20] Fair Value Measurement

A. 1) Fair Value Measurement as of September 30, 2020:

Net Asset Value Description Level 1 Level 2 Level 3 (NAV) Total a. Assets at Fair Value : Bonds: Residential Mortgage-Backed Securities $ — — — — — Commercial Mortgage-Backed Securities — — — — — Other Loan-Backed and Structured — — — — — U.S.Securities Government and Agency — — — — — Other Governments — — — — — States and Political Subdivisions — — — — — Other Corporate — — — — — Parent, Subsidiaries and Affiliates — — — — — Total Bonds $ — $ — $ — $ — $ —

Preferred Stocks: Industrial and Miscellaneous $ — — — — — Parent, Subsidiaries and Affiliates — — — — — Total Preferred Stocks $ — — — — —

Common Stocks: Industrial and Miscellaneous $ — — 203,300 — 203,300 Total Common Stocks $ — $ — $ 203,300 $ — $ 203,300

Derivative Assets: Swaps $ — — — — — Futures 25,743,400 — — — 25,743,400 Options — 6,225,150 — — 6,225,150 Floors — — — — — Swaptions — — — — — Total Derivatives $ 25,743,400 $ 6,225,150 $ — $ — 31,968,550

Separate Account Assets 2,333,093,483 14,198,125 — — 2,347,291,608 Total Assets at Fair Value $ 2,358,836,883 $ 20,423,275 $ 203,300 $ — $ 2,379,463,458

b. Liabilities at Fair Value: Derivative Liabilities $ — — — — — Total Liabilities at Fair Value $ — — — — —

2) Fair Value Measurements in Level 3 of the Fair Value Hierarchy:

a. Assets Total Gains Total Gains Ending Beginning Transfers and (Losses) and (Losses) Balance, Balance, Transfers Out of Included in Included in Sept. 30, Jan. 1, 2020 Into Level 3 Level 3 Net Income Surplus Purchases Issuances Sales Settlements 2020 Commercial mortgage-backed securities $0 0 0 0 $0 Common stock - Industrial and Miscellaneous 193,000 0 0 10,300 — $203,300 Separate Account $0 Total $193,000 0 0 0 0 10,300 0 0 0 $203,300 b. Liabilities Total Gains Total Gains Ending Beginning Transfers and (Losses) and (Losses) Balance, Balance, Transfers Out of Included in Included in Sept. 30, Jan. 1, 2020 Into Level 3 Level 3 Net Income Surplus Purchases Issuances Sales Settlements 2020

Total

3) Separate Account amounts include $0 of Level 3 securities now carried at fair value, which were (carried at adjusted cost in prior period).

4/5) No significant change.

B. N/A

Q07.5 Statement as of September 30, 2020 of the EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA

NOTES TO FINANCIAL STATEMENTS

C. The following table discloses carrying value and estimated fair value (defined within the fair value hierarchy) as of September 30, 2020 for financial instruments:

Not Practicable Aggregate Fair Net Asset Value (Carrying Type of Financial Instrument Value Admitted Assets (Level 1) (Level 2) (Level 3) (NAV) Value) Bonds $ 1,920,546,219 $ 1,747,203,327 $ 1,907,065,676 $ 13,480,543 Preferred Stock $ 2,258,100 $ 2,250,000 $ 2,258,100 Common Stock * $ 70,168,543 $ 52,677,234 $ 70,168,543 Mortgage Loans on Real Estate $ 17,680,000 $ 17,000,000 $ 17,680,000 Other Invested Assets $ 0 $ 0 $ 0 Derivatives $ 31,968,550 $ 31,968,550 $ 25,743,400 $ 6,225,150 Separate Accounts** $ 2,836,393,316 $ 2,800,965,269 $ 2,338,878,966 $ 497,514,350 $ 0 Policy Loans $ 129,246,261 $ 108,116,319 $ 129,246,261 Policyholders liabilities: Investment contracts $ 5,227,195 $ 5,227,195 $ 5,227,195

*Difference between fair value and admitted value represents affiliated holdings of AllianceBernstein units, which for statutory admitted carrying value is discounted by 25% as of September 30, 2020. The discount is based on SSAP #97 sliding scale and approved by the SVO. ** Includes only cash and invested assets

D. Not practicable estimate fair value - None

21] Other Items

No significant change.

22] Events Subsequent

COVID-19 Pandemic

During the first three quarters of 2020, the COVID-19 pandemic has negatively impacted the U.S. and global economies and created impacts and risks to the Company’s business. As of September 30, 2020, COVID-19 related impacts to the Company, including adverse mortality experience, have been manageable and below initial expectations. However, it is expected that the effects from the pandemic are likely to persist for months to come, and as a result, the extent and nature of its full financial impact cannot reasonably be estimated at this time due to the continued uncertainty as to the severity and duration of the pandemic.

23] Reinsurance

No significant change.

24] Retrospectively Rated Contracts

The Company does not write retrospective rated contracts.

25] Change in Incurred Losses and Loss Adjustment Expenses

There are no material changes in the provision for incurred loss and loss adjustment expenses attributable to insured events of prior years. 26] Intercompany Pooling Arrangements

No significant change.

27] Structured Settlements

No significant change.

28] Health Care Receivables

No significant change.

29] Participating Policies

No significant change.

30] Premium Deficiency Reserves

No significant change.

Q07.6 Statement as of September 30, 2020 of the EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA

NOTES TO FINANCIAL STATEMENTS

31] Reserves for Life Contracts and Annuity Contracts

No significant change.

32] Analysis of Analysis of Annuity Actuarial Reserves and Deposit Type Contract Liabilities by Withdrawal Characteristics

No significant change.

33] Analysis of Life Actuarial Reserves by Withdrawal Characteristics

No significant change.

34] Premium and Annuity Considerations Deferred and Uncollected

No significant change.

35] Separate Accounts

No significant change.

36] Loss/Claim Adjustment Expenses

No significant change.

Q07.7 Statement as of September 30, 2020 of the EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA GENERAL INTERROGATORIES PART 1 - COMMON INTERROGATORIES GENERAL 1.1 Did the reporting entity experience any material transactions requiring the filing of Disclosure of Material Transactions with the State of Domicile, as required by the Model Act? Yes [ ] No [ X ] 1.2 If yes, has the report been filed with the domiciliary state? Yes [ ] No [ ] 2.1 Has any change been made during the year of this statement in the charter, by-laws, articles of incorporation, or deed of settlement of the reporting entity? Yes [ X ] No [ ] 2.2 If yes, date of change: 09/23/2020 3.1 Is the reporting entity a member of an Insurance Holding Company System consisting of two or more affiliated persons, one or more of which is an insurer? Yes [ X ] No [ ] If yes, complete Schedule Y, Parts 1 and 1A. 3.2 Have there been any substantial changes in the organizational chart since the prior quarter end? Yes [ ] No [ X ] 3.3 If the response to 3.2 is yes, provide a brief description of those changes.

3.4 Is the reporting entity publicly traded or a member of a publicly traded group? Yes [ X ] No [ ] 3.5 If the response to 3.4 is yes, provide the CIK (Central Index Key) code issued by the SEC for the entity/group. 1333986 4.1 Has the reporting entity been a party to a merger or consolidation during the period covered by this statement? Yes [ ] No [ X ] If yes, complete and file the merger history data file with the NAIC for the annual filing corresponding to this period. 4.2 If yes, provide name of entity, NAIC Company Code, and state of domicile (use two letter state abbreviation) for any entity that has ceased to exist as a result of the merger or consolidation. 1 2 3 NAIC Company State of Name of Entity Code Domicile

5. If the reporting entity is subject to a management agreement, including third-party administrator(s), managing general agent(s), attorney-in-fact, or similar agreement, have there been any significant changes regarding the terms of the agreement or principals involved? If yes, attach an explanation. Yes [ ] No [X ] N/A [ ]

6.1 State as of what date the latest financial examination of the reporting entity was made or is being made. 12/31/2015 6.2 State the as of date that the latest financial examination report became available from either the state of domicile or the reporting entity. This date should be the date of the examined balance sheet and not the date the report was completed or released. 12/31/2015 6.3 State as of what date the latest financial examination report became available to other states or the public from either the state of domicile or the reporting entity. This is the release date or completion date of the examination report and not the date of the examination (balance sheet date). 06/16/2017 6.4 By what department or departments? Department of Insurance of the State of Arizona 6.5 Have all financial statement adjustments within the latest financial examination report been accounted for in a subsequent financial statement filed with Departments? Yes [ ] No [ ] N/A [ X ] 6.6 Have all of the recommendations within the latest financial examination report been complied with? Yes [ ] No [ ] N/A [ X ] 7.1 Has this reporting entity had any Certificates of Authority, licenses or registrations (including corporate registration, if applicable) suspended or revoked by any governmental entity during the reporting period? Yes [ ] No [ X ] 7.2 If yes, give full information:

8.1 Is the company a subsidiary of a bank holding company regulated with the Federal Reserve Board? Yes [ ] No [ X ] 8.2 If response to 8.1 is yes, please identify the name of the bank holding company.

8.3 Is the company affiliated with one or more banks, thrifts or securities firms? Yes [ X ] No [ ] 8.4 If the response to 8.3 is yes, please provide below the names and location (city and state of the main office) of any affiliates regulated by a federal regulatory services agency [i.e. the Federal Reserve Board (FRB), the Office of the Comptroller of the Currency (OCC), the Federal Deposit Insurance Corporation (FDIC) and the Securities Exchange Commission (SEC)] and identify the affiliate’s primary federal regulator]. 1 2 3 4 5 6 Affiliate Name Location (City, State) FRB OCC FDIC SEC AllianceBernstein Corporation New York, NY Yes AllianceBernstein Global Derivatives Corporation New York, NY Yes AllianceBernstein Holding LP New York, NY Yes AllianceBernstein Investments Inc. New York, NY Yes AllianceBernstein LP New York, NY Yes AllianceBernstein Real Estate Investments LLC New York, NY Yes AB Private Credit Investors LLC New York, NY Yes AB Custom Alternative Investments LLC New York, NY Yes Equitable Advisors, LLC New York, NY Yes Equitable Investment Management Group, LLC New York, NY Yes Equitable Distributors, LLC New York, NY Yes Sanford C. Bernstein & Co., LLC New York, NY Yes Equitable Financial Life Insurance Company New York, NY Yes Equitable Holdings Inc. New York, NY Yes W.P. Stewart Asset Management Ltd. New York, NY Yes W.P. Stewart & Co., LLC. New York, NY Yes

9.1 Are the senior officers (principal executive officer, principal financial officer, principal accounting officer or controller, or persons performing similar functions) of the reporting entity subject to a code of ethics, which includes the following standards? Yes [ X ] No [ ] (a) Honest and ethical conduct, including the ethical handling of actual or apparent conflicts of interest between personal and professional relationships; (b) Full, fair, accurate, timely and understandable disclosure in the periodic reports required to be filed by the reporting entity;

Q08 Statement as of September 30, 2020 of the EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA GENERAL INTERROGATORIES PART 1 - COMMON INTERROGATORIES

(c) Compliance with applicable governmental laws, rules and regulations; (d) The prompt internal reporting of violations to an appropriate person or persons identified in the code; and (e) Accountability for adherence to the code. 9.11 If the response to 9.1 is No, please explain:

9.2 Has the code of ethics for senior managers been amended? Yes [ ] No [ X ] 9.21 If the response to 9.2 is Yes, provide information related to amendment(s).

9.3 Have any provisions of the code of ethics been waived for any of the specified officers? Yes [ ] No [ X ] 9.31 If the response to 9.3 is Yes, provide the nature of any waiver(s).

FINANCIAL 10.1 Does the reporting entity report any amounts due from parent, subsidiaries or affiliates on Page 2 of this statement? Yes [ X ] No [ ] 10.2 If yes, indicate any amounts receivable from parent included in the Page 2 amount: $ 0 INVESTMENT 11.1 Were any of the stocks, bonds, or other assets of the reporting entity loaned, placed under option agreement, or otherwise made available for use by another person? (Exclude securities under securities lending agreements.) Yes [ X ] No [ ] 11.2 If yes, give full and complete information relating thereto: Exceptions are listed in Schedule of Special Deposits 12. Amount of real estate and mortgages held in other invested assets in Schedule BA: $ 0

13. Amount of real estate and mortgages held in short-term investments: $ 0 14.1 Does the reporting entity have any investments in parent, subsidiaries and affiliates? Yes [ X ] No [ ] 14.2 If yes, please complete the following: 1 2 Prior Year End Book/Adjusted Current Quarter Book/Adjusted Carrying Value Carrying Value 14.21 Bonds $ 0 $ 0 14.22 Preferred Stock 0 0 14.23 Common Stock 58,722,676 52,473,931 14.24 Short-Term Investments 0 0 14.25 Mortgage Loans on Real Estate 0 0 14.26 All Other 0 0 14.27 Total Investment in Parent, Subsidiaries and Affiliates (Subtotal Lines 14.21 to 14.26) $ 58,722,676 $ 52,473,931 14.28 Total Investment in Parent included in Lines 14.21 to 14.26 above $ 0 $ 0 15.1 Has the reporting entity entered into any hedging transactions reported on Schedule DB? Yes [ X ] No [ ]

15.2 If yes, has a comprehensive description of the hedging program been made available to the domiciliary state? Yes [ X ] No [ ] N/A [ ] If no, attach a description with this statement.

16. For the reporting entity's security lending program, state the amount of the following as of current statement date: 16.1 Total fair value of reinvested collateral assets reported on Schedule DL, Parts 1 and 2: $ 0 16.2 Total book adjusted/carrying value of reinvested collateral assets reported on Schedule DL, Parts 1 and 2: $ 0 16.3 Total payable for securities lending reported on the liability page: $ 0 17. Excluding items in Schedule E-Part 3-Special Deposits, real estate, mortgage loans and investments held physically in the reporting entity's offices, vaults or safety deposit boxes, were all stocks, bonds and other securities, owned throughout the current year held pursuant to a custodial agreement with a qualified bank or trust company in accordance with Section 1, III - General Examination Considerations, F. Outsourcing of Critical Functions, Custodial or Safekeeping Agreements of the NAIC Financial Condition Examiners Handbook? Yes [ X ] No [ ] 17.1 For all agreements that comply with the requirements of the NAIC Financial Condition Examiners Handbook, complete the following: 1 2 Name of Custodian(s) Custodian Address JPMorgan Chase 270 Park Avenue, New York, NY 10017 BNY Mellon Liquidity Direct One Wall Street, New York, NY 10286 AB Investor Services, Inc 8000 IH 10 W, 13th FL, San Antonio, TX 78230 17.2 For all agreements that do not comply with the requirements of the NAIC Financial Condition Examiners Handbook, provide the name, location and a complete explanation: 1 2 3 Name(s) Location(s) Complete Explanation(s)

17.3 Have there been any changes, including name changes, in the custodian(s) identified in 17.1 during the current quarter? Yes [ ] No [ X ] 17.4 If yes, give full and complete information relating thereto: 1 2 3 4 Date of Old Custodian New Custodian Change Reason

17.5 Investment management – Identify all investment advisors, investment managers, broker/dealers, including individuals that have the authority to make investment decisions on behalf of the reporting entity. For assets that are managed internally by employees of the reporting entity, note as such ["…that have access to the investment accounts", "handle securities"]. 1 2

Q08.1 Statement as of September 30, 2020 of the EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA GENERAL INTERROGATORIES PART 1 - COMMON INTERROGATORIES Name of Firm or Individual Affiliation Equitable Agrifinance, LLC A Alliance Bernstein, LP A AXA Real Estate Investment Managers US LLC U AXA Investment Managers, Inc. U 17.5097 For those firms/individuals listed in the table for Question 17.5, do any firms/individuals unaffiliated with the reporting entity (i.e., designated with a "U") manage more than 10% of the reporting entity's invested assets? Yes [ ] No [ X ] 17.5098 For firms/individuals unaffiliated with the reporting entity (i.e., designated with a "U") listed in the table for Question 17.5, does the total assets under management aggregate to more than 50% of the reporting entity's invested assets? Yes [ ] No [ X ] 17.6 For those firms or individuals listed in the table for 17.5 with an affiliation code of "A" (affiliated) or "U" (unaffiliated), provide the information for the table below. 1 2 3 4 5 Investment Central Registration Depository Management Number Name of Firm or Individual Legal Entity Identifier (LEI) Registered With Agreement (IMA) Filed Equitable Agrifinance, LLC 5493003SYWQCN68VWG95 Domiciled in the state of No Delaware with a foreign qualification in both North and South Dakota 108477 Alliance Bernstein, LP 0JK55UGWSWNF3X7KLQ85 SEC DS 167667 AXA Real Estate Investment Managers SEC DS US LLC 113608 AXA Investment Managers, Inc. F0MIWIFRU0RT2UJ3VE57 SEC DS 18.1 Have all the filing requirements of the Purposes and Procedures Manual of the NAIC Investment Analysis Office been followed? Yes [ X ] No [ ] 18.2 If no, list exceptions:

19. By self-designating 5GI securities, the reporting entity is certifying the following elements for each self-designated 5GI security: a. Documentation necessary to permit a full credit analysis of the security does not exist or an NAIC CRP credit rating for an FE or PL security is not available. b. Issuer or obligor is current on all contracted interest and principal payments. c. The insurer has an actual expectation of ultimate payment of all contracted interest and principal. Has the reporting entity self-designated 5GI securities? Yes [ ] No [ X ] 20. By self-designating PLGI securities, the reporting entity is certifying the following elements for each self-designated PLGI security: a. The security was purchased prior to January 1, 2018. b. The reporting entity is holding capital commensurate with the NAIC Designation reported for the security. c. The NAIC Designation was derived from the credit rating assigned by an NAIC CRP in its legal capacity as a NRSRO which is shown on a current private letter rating held by the insurer and available for examination by state insurance regulators. d. The reporting entity is not permitted to share this credit rating of the PL security with the SVO. Has the reporting entity self-designated PLGI securities? Yes [ ] No [ X ] 21. By assigning FE to a Schedule BA non-registered private fund, the reporting entity is certifying the following elements of each self-designated FE fund: a. The security was purchased prior to January 1, 2019. b. The reporting entity is holding capital commensurate with the NAIC Designation reported for the security. c. The security had a public credit rating(s) with annual surveillance assigned by an NAIC CRP in its legal capacity as an NRSRO prior to January 1, 2019. d. The fund only or predominantly holds bonds in its portfolio. e. The current reporting NAIC designation was derived from the public credit rating(s) with annual surveillance assigned by an NAIC CRP in its legal capacity as an NRSRO. f. The public credit rating(s) with annual surveillance assigned by an NAIC CRP has not lapsed. Has the reporting entity assigned FE to Schedule BA non-registered private funds that complied with the above criteria? Yes [ ] No [ X ]

Q08.2 Statement as of September 30, 2020 of the EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA GENERAL INTERROGATORIES (continued) PART 2 - LIFE AND ACCIDENT AND HEALTH COMPANIES/FRATERNAL BENEFIT SOCIETIES Life and Accident and Health Companies/Fraternal Benefit Societies 1. Report the statement value of mortgage loans at the end of this reporting period for the following categories: 1.1 Long-term mortgages in good standing Amount 1.11 Farm mortgages...... $...... 1.12 Residential mortgages...... $...... 1.13 Commercial mortgages...... $...... 17,000,000 1.14 Total mortgages in good standing...... $...... 17,000,000 1.2 Long-term mortgages in good standing with restructured terms 1.21 Total mortgages in good standing with restructured terms...... $...... 1.3 Long-term mortgage loans upon which interest is overdue more than three months 1.31 Farm mortgages...... $...... 1.32 Residential mortgages...... $...... 1.33 Commercial mortgages...... $...... 1.34 Total mortgages with interest overdue more than three months...... $...... 0 1.4 Long-term mortgage loans in process of foreclosure 1.41 Farm mortgages...... $...... 1.42 Residential mortgages...... $...... 1.43 Commercial mortgages...... $...... 1.44 Total mortgages in process of foreclosure...... $...... 0 1.5 Total mortgage loans (Lines 1.14 + 1.21 + 1.34 + 1.44) (Page 2, Column 3, Lines 3.1 + 3.2) ...... $...... 17,000,000 1.6 Long-term mortgages foreclosed, properties transferred to real estate in current quarter 1.61 Farm mortgages...... $...... 1.62 Residential mortgages...... $...... 1.63 Commercial mortgages...... $...... 1.64 Total mortgages foreclosed and transferred to real estate...... $...... 0 2. Operating Percentages: 2.1 A&H loss percent...... 68.0 2.2 A&H cost containment percent...... 0.7 2.3 A&H expense percent excluding cost containment expenses...... 69.9 3.1 Do you act as a custodian for health savings accounts?...... Yes [ ] No [ X ] 3.2 If yes, please provide the amount of custodial funds held as of the reporting date...... $...... 3.3 Do you act as an administrator for health savings accounts?...... Yes [ ] No [ X ] 3.4 If yes, please provide the balance of the funds administered as of the reporting date...... $...... 4. Is the reporting entity licensed or chartered, registered, qualified, eligible or writing business in at least two states?...... Yes [ X ] No [ ] 4.1 If no, does the reporting entity assume reinsurance business that covers risks residing in at least one state other than the state of domicile of the reporting entity?...... Yes [ ] No [ ]

Fraternal Benefit Societies Only: 5.1 In all cases where the reporting entity has assumed accident and health risks from another company, provisions should be made in this statement on account of such reinsurance for reserve equal to that which the original company would have been required to establish had it retained the risks. Has this been done? Yes [ ] No [ ] N/A [X ] 5.2 If no, explain:

6.1 Does the reporting entity have outstanding assessments in the form of liens against policy benefits that have increased surplus? Yes [ ] No [ X ] 6.2 If yes, what is the date(s) of the original lien and the total outstanding balance of liens that remain in surplus? Date Outstanding Lien Amount ......

Q09 Statement as of September 30, 2020 of the EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA SCHEDULE S - CEDED REINSURANCE Showing All New Reinsurance Treaties - Current Year to Date 1 2 3 4 5 6 7 8 9 10

NAIC Effective Date of Company Domiciliary Type of Reinsurance Certified Reinsurer Certified Reinsurer Code ID Number Effective Date Name of Reinsurer Jurisdiction Ceded Type of Business Ceded Type of Reinsurer Rating (1 through 6) Rating Accident & Health - Non-Affiliates 80926...... 06-0893662...... 01/01/2020 Sun Life & Health Ins. Co...... MI...... OTH/G...... A...... Authorized...... 80926...... 06-0893662...... 01/01/2020 Sun Life & Health Ins. Co...... MI...... OTH/G...... SD...... Authorized...... Q 1 0 Statement as of September 30, 2020 of the EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA SCHEDULE T - PREMIUMS AND ANNUITY CONSIDERATIONS Current Year to Date - Allocated by States and Territories 1 Direct Business Only Life Contracts 4 5 6 7 2 3

A&H Insurance Premiums, Active Including Policy Status Life Insurance Annuity Membership and Other Total Columns 2 Deposit-Type States, Etc. (a) Premiums Considerations Other Fees Considerations through 5 Contracts 1. Alabama...... AL ...... L...... 13,507,390 ...... 152,187 ...... 1,847,979 ...... 15,507,557 ...... 2. Alaska...... AK ...... L...... 392,409 ...... 179,179 ...... 2,431 ...... 574,018 ...... 3. Arizona...... AZ ...... L...... 7,920,512 ...... 244,488 ...... 634,120 ...... 8,799,120 ...... 4. Arkansas...... AR ...... L...... 2,218,967 ...... 75,641 ...... 329,635 ...... 2,624,243 ...... 5. California...... CA ...... L...... 66,403,498 ...... 715,735 ...... 6,711,202 ...... 73,830,435 ...... 6. Colorado...... CO ...... L...... 8,616,471 ...... 80,156 ...... 1,042,277 ...... 9,738,903 ...... 7. Connecticut...... CT ...... L...... 6,910,575 ...... 91,531 ...... 1,970,364 ...... 8,972,470 ...... 8. Delaware...... DE ...... L...... 1,461,490 ...... 600 ...... 263,707 ...... 1,725,796 ...... 9. District of Columbia...... DC ...... L...... 1,165,679 ...... 19,000 ...... 34,161 ...... 1,218,840 ...... 10. Florida...... FL ...... L...... 45,441,968 ...... 699,128 ...... 515,932 ...... 46,657,028 ...... 11. Georgia...... GA ...... L...... 14,151,371 ...... 154,859 ...... 1,854,849 ...... 16,161,079 ...... 12. Hawaii...... HI ...... L...... 2,776,852 ...... 36,751 ...... 3,119 ...... 2,816,722 ...... 13. Idaho...... ID ...... L...... 1,747,210 ...... 66,927 ...... 416,924 ...... 2,231,061 ...... 14. Illinois...... IL ...... L...... 27,374,887 ...... 99,671 ...... 3,015,165 ...... 30,489,723 ...... 15. Indiana...... IN ...... L...... 3,698,209 ...... 9,800 ...... 677,218 ...... 4,385,227 ...... 16. Iowa...... IA ...... L...... 8,980,853 ...... 755,246 ...... 228,193 ...... 9,964,292 ...... 17. Kansas...... KS ...... L...... 3,451,153 ...... 6,200 ...... 39,918 ...... 3,497,271 ...... 18. Kentucky...... KY ...... L...... 3,235,137 ...... 535,428 ...... 188,520 ...... 3,959,085 ...... 19. Louisiana...... LA ...... L...... 8,659,180 ...... 551,130 ...... 4,826,871 ...... 14,037,181 ...... 20. Maine...... ME ...... L...... 886,032 ...... 91,600 ...... 929,934 ...... 1,907,567 ...... 21. Maryland...... MD ...... L...... 9,433,651 ...... 625,191 ...... 105,139 ...... 10,163,981 ...... 22. Massachusetts...... MA ...... L...... 9,255,228 ...... 109,792 ...... 6,564,920 ...... 15,929,940 ...... 23. Michigan...... MI ...... L...... 12,393,270 ...... 27,460 ...... 1,789,403 ...... 14,210,132 ...... 24. Minnesota...... MN ...... L...... 7,956,008 ...... 20,000 ...... 134,392 ...... 8,110,400 ...... 25. Mississippi...... MS ...... L...... 2,205,227 ...... 173,095 ...... 64,468 ...... 2,442,789 ...... 26. Missouri...... MO ...... L...... 5,254,254 ...... 59,990 ...... 862,753 ...... 6,176,997 ...... 27. Montana...... MT ...... L...... 435,905 ...... 458,005 ...... 893,910 ...... 28. Nebraska...... NE ...... L...... 2,037,283 ...... 18,802 ...... 2,056,085 ...... 29. Nevada...... NV ...... L...... 4,456,081 ...... 6,832 ...... 83,777 ...... 4,546,690 ...... 30. New Hampshire...... NH ...... L...... 882,305 ...... 35,000 ...... 970,491 ...... 1,887,796 ...... 31. New Jersey...... NJ ...... L...... 41,822,779 ...... 521,066 ...... 1,716,280 ...... 44,060,125 ...... 32. New Mexico...... NM ...... L...... 1,705,203 ...... 2,917 ...... 70,681 ...... 1,778,801 ...... 33. New York...... NY ...... N...... 8,464,210 ...... 239,600 ...... 18,980 ...... 8,722,790 ...... 34. North Carolina...... NC ...... L...... 19,374,643 ...... 219,579 ...... 2,466,179 ...... 22,060,401 ...... 35. North Dakota...... ND ...... L...... 1,903,760 ...... 60,000 ...... 148,228 ...... 2,111,988 ...... 36. Ohio...... OH ...... L...... 11,215,473 ...... 426,428 ...... 82,880 ...... 11,724,781 ...... 37. Oklahoma...... OK ...... L...... 4,023,510 ...... 24,200 ...... 618,865 ...... 4,666,575 ...... 38. Oregon...... OR ...... L...... 3,162,778 ...... 12,430 ...... 105,329 ...... 3,280,537 ...... 39. Pennsylvania...... PA ...... L...... 25,166,377 ...... 3,035,538 ...... 2,217,077 ...... 30,418,992 ...... 40. Rhode Island...... RI ...... L...... 781,891 ...... 93,344 ...... 875,235 ...... 41. South Carolina...... SC ...... L...... 4,656,088 ...... 151,875 ...... 361,840 ...... 5,169,803 ...... 42. South Dakota...... SD ...... L...... 1,834,480 ...... 112,061 ...... 1,946,542 ...... 43. Tennessee...... TN ...... L...... 4,886,508 ...... 26,000 ...... 262,744 ...... 5,175,252 ...... 44. Texas...... TX ...... L...... 42,736,713 ...... 1,410,665 ...... 3,842,643 ...... 47,990,021 ...... 45. Utah...... UT ...... L...... 6,115,353 ...... 138,867 ...... 1,188,059 ...... 7,442,279 ...... 46. Vermont...... VT ...... L...... 681,763 ...... 100 ...... 123,962 ...... 805,825 ...... 47. Virginia...... VA ...... L...... 13,393,224 ...... 65,664 ...... 233,250 ...... 13,692,138 ...... 48. Washington...... WA ...... L...... 11,360,747 ...... 418,381 ...... 34,081 ...... 11,813,209 ...... 49. West Virginia...... WV ...... L...... 1,165,956 ...... 192,991 ...... 28,191 ...... 1,387,138 ...... 50. Wisconsin...... WI ...... L...... 6,250,697 ...... 4,239 ...... 243,347 ...... 6,498,282 ...... 51. Wyoming...... WY ...... L...... 1,309,756 ...... 589,370 ...... 1,899,125 ...... 52. American Samoa...... AS ...... N...... 0 ...... 53. Guam...... GU ...... N...... 3,206 ...... 3,206 ...... 54. Puerto Rico...... PR ...... L...... 170,820 ...... 300 ...... 106 ...... 171,226 ...... 55. US Virgin Islands...... VI ...... L...... 28,809 ...... 28,809 ...... 56. Northern Mariana Islands...... MP ...... N...... 0 ...... 57. Canada...... CAN ...... N...... 10,754 ...... 10,754 ...... 58. Aggregate Other Alien...... OT ..XXX...... 9,958,414 ...... 0 ...... 0 ...... 0 ...... 9,958,414 ...... 0 59. Subtotal...... XXX...... 505,492,967 ...... 12,573,456 ...... 51,142,167 ...... 0 ...... 569,208,590 ...... 0 90. Reporting entity contributions for employee benefit plans...... XXX...... 0 ...... 91. Dividends or refunds applied to purchase paid-up additions and annuities...... XXX...... 0 ...... 92. Dividends or refunds applied to shorten endowment or premium paying period...... XXX...... 0 ...... 93. Premium or annuity considerations waived under disability or other contract provisions...... XXX...... 642,342 ...... 14,644 ...... 656,987 ...... 94. Aggregate other amounts not allocable by State...... XXX...... 0 ...... 0 ...... 0 ...... 0 ...... 0 ...... 0 95. Totals (Direct Business)...... XXX...... 506,135,310 ...... 12,573,456 ...... 51,156,811 ...... 0 ...... 569,865,576 ...... 0 96. Plus Reinsurance Assumed...... XXX...... 1,230,499 ...... 1,230,499 ...... 97. Totals (All Business)...... XXX...... 507,365,808 ...... 12,573,456 ...... 51,156,811 ...... 0 ...... 571,096,075 ...... 0 98. Less Reinsurance Ceded...... XXX...... 68,206,303 ...... 12,573,456 ...... 10,237,988 ...... 91,017,746 ...... 99. Totals (All Business) less Reinsurance Ceded...... XXX...... 439,159,506 ...... (0) ...... 40,918,823 ...... 0 ...... 480,078,329 ...... 0 DETAILS OF WRITE-INS 58001. Other...... XXX...... 9,958,414 ...... 9,958,414 ...... 58002...... XXX...... 0 ...... 58003...... XXX...... 0 ...... 58998. Summary of remaining write-ins for line 58 from overflow page...... XXX...... 0 ...... 0 ...... 0 ...... 0 ...... 0 ...... 0 58999. Total (Lines 58001 thru 58003 plus 58998) (Line 58 above)...... XXX...... 9,958,414 ...... 0 ...... 0 ...... 0 ...... 9,958,414 ...... 0 9401...... XXX...... 0 ...... 9402...... XXX...... 0 ...... 9403...... XXX...... 0 ...... 9498. Summary of remaining write-ins for line 94 from overflow page...... XXX...... 0 ...... 0 ...... 0 ...... 0 ...... 0 ...... 0 9499. Total (Lines 9401 thru 9403 plus 9498) (Line 94 above)...... XXX...... 0 ...... 0 ...... 0 ...... 0 ...... 0 ...... 0 (a) Active Status Count L - Licensed or Chartered - Licensed insurance carrier or domiciled RRG...... 52 R - Registered - Non-domiciled RRGs...... 0 E - Eligible - Reporting entities eligible or approved to write surplus lines in the state ...... 0 Q - Qualified - Qualified or accredited reinsurer...... 0 N - None of the above - Not allowed to write business in the state 5

Q11 Statement as of September 30, 2020 of the EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA

SCHEDULE Y - INFORMATION CONCERNING ACTIVITIES OF INSURER MEMBERS OF A HOLDING COMPANY GROUP PART 1 – ORGANIZATIONAL CHART

Names of Parent, Subsidiaries or Affiliates Ownership % Federal ID# NAIC Code State of Domicile Equitable Holdings, Inc - 90-0226248 Alpha Units Holdings, Inc. 100.00 83-2796390 DE AllianceBernstein LP 28.81 13-4064930 AllianceBernstein Corporation 100.00 13-3633538 Alpha Units Holdings II, Inc. 100.00 68-0461436 DE AllianceBernstein LP 15.35 13-4064930 Corporate Solutions Life Reinsurance Company 100.00 04-2729166 68365 DE CS Life Re Company 100.00 46-5697182 15502 AZ 787 Holdings, LLC 100.00 27-0294443 1285 Holdings, LLC 100.00 46-1106388 AllianceBernstein LP 19.68 13-4064930 AXA Strategic Ventures US, LLC 100.00 47-2605009 Equitable Financial Services, LLC 100.00 52-2197822 Equitable Distribution Holding Corporation 100.00 13-4078005 Equitable Advisors, LLC 100.00 13-4071393 Equitable Network, LLC 100.00 06-1555494

Q12 PlanConnect, LLC 100.00 27-1540220 EQ AZ Life Re Company 100.00 82-3971925 16234 AZ Equitable Financial Life Insurance Company 100.00 13-5570651 62944 NY Equitable Investment Management Group, LLC 100.00 27-5373651 EVSA, Inc 100.00 23-2671508 Broad Vista Partners, LLC 70.00 81-3019204 Long Creek Club Partners, LLC 100.00 81-4093983 200 East 87th Street Company, LLC 100.00 86-3691523 Equitable Holdings, LLC 100.00 22-2766036 Equitable Casualty Insurance Company 100.00 06-1166226 10589 VT Equitable Distributors, LLC 100.00 52-2233674 JMR Reality services, Inc 100.00 13-3813232 Equitable Structured Settlement Corporation 100.00 22-3492811 DE Equitable Financial Life and Annuity Company 100.00 13-3198083 62880 CO Equitable Financial Life Insurance Company of America 100.00 86-0222062 78077 AZ AllianceBernstein LP 0.95 13-4064930 DE MONY International Holdings, LLC 100.00 13-3790446 MONY Financial Services, Inc 100.00 11-3722370 Financial Marketing Agency, Inc. 100.00 31-1465146 1740 Advisors, Inc. 100.00 13-2645490 Statement as of September 30, 2020 of the EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA SCHEDULE Y PART 1A - DETAIL OF INSURANCE HOLDING COMPANY SYSTEM 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 Name of Type of Securities Control Exchange (Ownership Is an if Publicly Board, If Control is SCA NAIC Traded Names of Relationship Management, Ownership Filing Group Group Company ID Federal (U.S. or Parent, Subsidiaries Domiciliary to Reporting Directly Controlled by Attorney-in-Fact, Provide Ultimate Controlling Required? Code Name Code Number RSSD CIK International) or Affiliates Location Entity (Name of Entity/Person) Influence, Other) Percentage Entity(ies)/Person(s) (Y/N) * Members

New York Stock 4965 Equitable Holdings Inc Grp..... 00000... 90-0226248...... 1333986 Exchange Equitable Holdings, Inc...... USA...... UIP...... Publicly Traded...... OWNERSHIP...... Publicly Traded...... N...... 0000 ...... 00000... 83-2796390...... Alpha Units Holdings, Inc...... USA...... NIA...... Equitable Holdings, Inc...... OWNERSHIP...... 100.000 Equitable Holdings, Inc...... N......

New York Stock 0000 ...... 00000... 13-4064930...... 1109448 Exchange AllianceBernstein LP...... USA...... NIA...... Alpha Units Holdings, Inc...... OWNERSHIP...... 28.810 Equitable Holdings, Inc...... Y...... 0000 ...... 00000... 13-3633538...... AllianceBernstein Corporation...... USA...... NIA...... Alpha Units Holdings, Inc...... OWNERSHIP...... 100.000 Equitable Holdings, Inc...... N...... 0000 ...... 00000... 68-0461436...... Alpha Units Holdings II, Inc...... USA...... NIA...... Equitable Holdings, Inc...... OWNERSHIP...... 100.000 Equitable Holdings, Inc...... N......

New York Stock 0000 ...... 00000... 13-4064930...... 1109448 Exchange AllianceBernstein LP...... USA...... NIA...... AXA-IM Holding U.S. Inc...... OWNERSHIP...... 15.350 Equitable Holdings, Inc...... Y...... Q

1 4965 Equitable Holdings Inc Grp..... 68365... 04-2729166...... Corporate Solutions Life Reinsurance Company USA...... IA...... Equitable Holdings, Inc...... OWNERSHIP...... 100.000 Equitable Holdings, Inc...... N...... 3 Corporate Solutions Life Reinsurance 4965 Equitable Holdings Inc Grp..... 15502... 46-5697182...... CS Life Re Company...... USA...... IA...... Company OWNERSHIP...... 100.000 Equitable Holdings, Inc...... N...... 0000 ...... 00000... 27-0294443...... 787 Holdings, LLC...... USA...... NIA...... Equitable Holdings, Inc...... OWNERSHIP...... 100.000 Equitable Holdings, Inc...... N...... 0000 ...... 00000... 46-1106388...... 1285 Holdings, LLC...... USA...... NIA...... Equitable Holdings, Inc...... OWNERSHIP...... 100.000 Equitable Holdings, Inc...... N......

New York Stock 0000 ...... 00000... 13-4064930...... 1109448 Exchange AllianceBernstein LP...... USA...... NIA...... Equitable Holdings, Inc...... OWNERSHIP...... 19.680 Equitable Holdings, Inc...... Y...... 0000 ...... 00000... 47-2605009...... AXA Strategic Ventures US, LLC...... USA...... NIA...... Equitable Holdings, Inc...... OWNERSHIP...... 100.000 Equitable Holdings, Inc...... N...... 0000 ...... 00000... 52-2197822...... 1257148 ...... Equitable Financial Services, LLC...... USA...... UDP...... Equitable Holdings, Inc...... OWNERSHIP...... 100.000 Equitable Holdings, Inc...... N...... 0000 ...... 00000... 13-4078005...... Equitable Distribution Holding Corporation...... USA...... NIA...... Equitable Financial Services, LLC...... OWNERSHIP...... 100.000 Equitable Holdings, Inc...... N...... 0000 ...... 00000... 13-4071393...... 33179 ...... Equitable Advisors, LLC...... USA...... NIA...... Equitable Distribution Holding Corporation...... OWNERSHIP...... 100.000 Equitable Holdings, Inc...... N...... 0000 ...... 00000... 06-1555494...... 1292309 ...... Equitable Network, LLC...... USA...... NIA...... Equitable Distribution Holding Corporation...... OWNERSHIP...... 100.000 Equitable Holdings, Inc...... N...... 0000 ...... 00000... 27-1540220...... PlanConnect, LLC...... USA...... NIA...... Equitable Distribution Holding Corporation...... OWNERSHIP...... 100.000 Equitable Holdings, Inc...... N...... 4965 Equitable Holdings Inc Grp..... 16234... 82-3971925...... EQ AZ Life Re...... USA...... IA...... Equitable Financial Services, LLC...... OWNERSHIP...... 100.000 Equitable Holdings, Inc...... N...... 4965 Equitable Holdings Inc Grp..... 62944... 13-5570651...... 727920 ...... Equitable Financial Life Insurance Company..... USA...... RE...... Equitable Financial Services, LLC...... OWNERSHIP...... 100.000 Equitable Holdings, Inc...... N...... 0000 ...... 00000... 27-5373651...... Equitable Investment Management Group, LLC USA...... DS...... Equitable Financial Life Insurance Company... OWNERSHIP...... 100.000 Equitable Holdings, Inc...... N...... 0000 ...... 00000... 23-2671508...... EVSA, Inc...... USA...... DS...... Equitable Financial Life Insurance Company... OWNERSHIP...... 100.000 Equitable Holdings, Inc...... N...... 0000 ...... 00000... 81-3019204...... Broad Vista Partners, LLC...... USA...... DS...... Equitable Financial Life Insurance Company... OWNERSHIP...... 70.000 Equitable Holdings, Inc...... N...... 0000 ...... 00000... 81-4093983...... Long Creek Club Partners, LLC...... USA...... DS...... Equitable Financial Life Insurance Company... OWNERSHIP...... 100.000 Equitable Holdings, Inc...... N...... 0000 ...... 00000... 86-3691523...... 200 East 87th Street Company, LLC...... USA...... DS...... Equitable Financial Life Insurance Company... OWNERSHIP...... 100.000 Equitable Holdings, Inc...... N...... 0000 ...... 00000... 22-2766036...... 1257149 ...... Equitable Holdings, LLC...... USA...... DS...... Equitable Financial Life Insurance Company... OWNERSHIP...... 100.000 Equitable Holdings, Inc...... N...... 4965 Equitable Holdings Inc Grp..... 10589... 06-1166226...... Equitable Casualty Insurance Company...... USA...... DS...... Equitable Holdings, LLC...... OWNERSHIP...... 100.000 Equitable Holdings, Inc...... N...... 0000 ...... 00000... 52-2233674...... 858875 ...... Equitable Distributors, LLC...... USA...... DS...... Equitable Holdings, LLC...... OWNERSHIP...... 100.000 Equitable Holdings, Inc...... N...... Statement as of September 30, 2020 of the EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA SCHEDULE Y PART 1A - DETAIL OF INSURANCE HOLDING COMPANY SYSTEM 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 Name of Type of Securities Control Exchange (Ownership Is an if Publicly Board, If Control is SCA NAIC Traded Names of Relationship Management, Ownership Filing Group Group Company ID Federal (U.S. or Parent, Subsidiaries Domiciliary to Reporting Directly Controlled by Attorney-in-Fact, Provide Ultimate Controlling Required? Code Name Code Number RSSD CIK International) or Affiliates Location Entity (Name of Entity/Person) Influence, Other) Percentage Entity(ies)/Person(s) (Y/N) * 0000 ...... 00000... 13-3813232...... JMR Reality services, Inc...... USA...... DS...... Equitable Holdings, LLC...... OWNERSHIP...... 100.000 Equitable Holdings, Inc...... N...... 0000 ...... 00000... 22-3492811...... Equitable Structured Settlement Corp...... USA...... DS...... Equitable Holdings, LLC...... OWNERSHIP...... 100.000 Equitable Holdings, Inc...... N...... 4965 Equitable Holdings Inc Grp..... 62880... 13-3198083...... 1342913 ...... Equitable Financial Life and Annuity Company.. USA...... IA...... Equitable Financial Services, LLC...... OWNERSHIP...... 100.000 Equitable Holdings, Inc...... N...... Equitable Financial Life Insurance Company of 4965 Equitable Holdings Inc Grp..... 78077... 86-0222062...... 835357 ...... America USA...... IA...... Equitable Financial Services, LLC...... OWNERSHIP...... 100.000 Equitable Holdings, Inc...... N......

New York Stock Equitable Financial Life Insurance Company 0000 ...... 00000... 13-4064930...... 1109448 Exchange AllianceBernstein LP...... USA...... NIA...... of America OWNERSHIP...... 0.950 Equitable Holdings, Inc...... Y...... 0000 ...... 00000... 13-3790446...... MONY International Holdings, LLC...... USA...... NIA...... Equitable Financial Services, LLC...... OWNERSHIP...... 100.000 Equitable Holdings, Inc...... N...... 0000 ...... 00000... 11-3722370...... MONY Financial Services, Inc...... USA...... NIA...... Equitable Financial Services, LLC...... OWNERSHIP...... 100.000 Equitable Holdings, Inc...... N...... 0000 ...... 00000... 31-1465146...... Financial Marketing Agency, Inc...... USA...... NIA...... MONY Financial Services, Inc...... OWNERSHIP...... 100.000 Equitable Holdings, Inc...... N...... 0000 ...... 00000... 13-2645490...... 1740 Advisors, Inc...... USA...... NIA...... MONY Financial Services, Inc...... OWNERSHIP...... 100.000 Equitable Holdings, Inc...... N...... Q 1 3 . 1 Statement as of September 30, 2020 of the EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA SUPPLEMENTAL EXHIBITS AND SCHEDULES INTERROGATORIES

The following supplemental reports are required to be filed as part of your statement filing. However, in the event that your company does not transact the type of business for which the special report must be filed, your response of NO to the specific interrogatory will be accepted in lieu of filing a "NONE" report and a bar code will be printed below. If the supplement is required of your company but is not being filed for whatever reason, enter SEE EXPLANATION and provide an explanation following the interrogatory questions. Response 1. Will the Trusteed Surplus Statement be filed with the state of domicile and the NAIC with this statement? NO 2. Will the Medicare Part D Coverage Supplement be filed with the state of domicile and the NAIC with this statement? NO 3. Will the Reasonableness of Assumptions Certification required by Actuarial Guideline XXXV be filed with the state of domicile and electronically with the NAIC? NO 4. Will the Reasonableness and Consistency of Assumptions Certification required by Actuarial Guideline XXXV be filed with the state of domicile and electronically with the NAIC? NO 5. Will the Reasonableness of Assumptions Certification for Implied Guaranteed Rate Method required by Actuarial Guideline XXXVI be filed with the state of domicile and electronically with the NAIC? NO 6. Will the Reasonableness and Consistency of Assumptions Certification required by Actuarial Guideline XXXVI (Updated Average Market Value) be filed with the state of domicile and electronically with the NAIC? NO 7. Will the Reasonableness and Consistency of Assumptions Certification required by Actuarial Guideline XXXVI (Updated Market Value) be filed with the state of domicile and electronically with the NAIC? YES 8. Will the Life PBR Statement of Exemption be filed with the state of domicile by July 1st and electronically with the NAIC with the second quarterly filing per the Valuation Manual (by August 15)? (2nd Quarterly Only). The response for 1st and 3rd quarters should be N/A. A NO response resulting with a barcode is only appropriate in the 2nd quarter. N/A

Explanations: 1. The data for this supplement is not required to be filed. 2. The data for this supplement is not required to be filed. 3. The data for this supplement is not required to be filed. 4. The data for this supplement is not required to be filed. 5. The data for this supplement is not required to be filed. 6. The data for this supplement is not required to be filed. 7. 8. Not Applicable for 1st and 3rd Quarters

Bar Code: *78077202049000003* *78077202044700003* *78077202036500003* *78077202044800003* *78077202044500003* *78077202044600003*

Q14 Statement as of September 30, 2020 of the EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA Overflow Page for Write-Ins

NONE

Q15 Statement as of September 30, 2020 of the EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA SCHEDULE A - VERIFICATION Real Estate 1 2 Prior Year Ended Year to Date December 31 1. Book/adjusted carrying value, December 31 of prior year...... 0 ...... 2. Cost of acquired: 2.1 Actual cost at time of acquisition...... 2.2 Additional investment made after acquisition...... 3. Current year change in encumbrances...... NONE ...... 4. Total gain (loss) on disposals...... 5. Deduct amounts received on disposals...... 6. Total foreign exchange change in book/adjusted carrying value...... 7. Deduct current year's other-than-temporary impairment recognized...... 8. Deduct current year's depreciation...... 9. Book/adjusted carrying value at end of current period (Lines 1+2+3+4-5+6-7-8)...... 0 ...... 0 10. Deduct total nonadmitted amounts...... 11. Statement value at end of current period (Line 9 minus Line 10)...... 0 ...... 0

SCHEDULE B - VERIFICATION Mortgage Loans 1 2 Prior Year Ended Year to Date December 31 1. Book value/recorded investment excluding accrued interest, December 31 of prior year...... 17,000,000 ...... 17,000,000 2. Cost of acquired: 2.1 Actual cost at time of acquisition...... 2.2 Additional investment made after acquisition...... 3. Capitalized deferred interest and other...... 4. Accrual of discount...... 5. Unrealized valuation increase (decrease)...... 6. Total gain (loss) on disposals...... 7. Deduct amounts received on disposals...... 8. Deduct amortization of premium and mortgage interest points and commitment fees...... 9. Total foreign exchange change in book value/recorded investment excluding accrued interest...... 10. Deduct current year's other-than-temporary impairment recognized...... 11. Book value/recorded investment excluding accrued interest at end of current period (Lines 1+2+3+4+5+6-7-8+9-10)...... 17,000,000 ...... 17,000,000 12. Total valuation allowance...... 13. Subtotal (Line 11 plus Line 12)...... 17,000,000 ...... 17,000,000 14. Deduct total nonadmitted amounts...... 15. Statement value at end of current period (Line 13 minus Line 14)...... 17,000,000 ...... 17,000,000

SCHEDULE BA - VERIFICATION Other Long-Term Invested Assets 1 2 Prior Year Ended Year to Date December 31 1. Book/adjusted carrying value, December 31 of prior year...... 0 ...... 3 2. Cost of acquired: 2.1 Actual cost at time of acquisition...... 2.2 Additional investment made after acquisition...... 3. Capitalized deferred interest and other...... 4. Accrual of discount...... 5. Unrealized valuation increase (decrease)...... (3) 6. Total gain (loss) on disposals...... 7. Deduct amounts received on disposals...... 8. Deduct amortization of premium and depreciation...... 9. Total foreign exchange change in book/adjusted carrying value...... 10. Deduct current year's other-than-temporary impairment recognized...... 11. Book/adjusted carrying value at end of current period (Lines 1+2+3+4+5+6-7-8+9-10)...... 0 ...... 0 12. Deduct total nonadmitted amounts...... 13. Statement value at end of current period (Line 11 minus Line 12)...... 0 ...... 0

SCHEDULE D - VERIFICATION Bonds and Stocks 1 2 Prior Year Ended Year to Date December 31 1. Book/adjusted carrying value of bonds and stocks, December 31 of prior year...... 1,412,111,000 ...... 1,124,672,697 2. Cost of bonds and stocks acquired...... 532,044,521 ...... 366,470,114 3. Accrual of discount...... 632,079 ...... 796,916 4. Unrealized valuation increase (decrease)...... (6,248,745) ...... 5,705,376 5. Total gain (loss) on disposals...... (2,021,314) ...... (570,306) 6. Deduct consideration for bonds and stocks disposed of...... 133,058,332 ...... 83,148,448 7. Deduct amortization of premium...... 1,726,626 ...... 1,815,349 8. Total foreign exchange change in book/adjusted carrying value...... 9. Deduct current year's other-than-temporary impairment recognized...... 10. Total investment income recognized as a result of prepayment penalties and/or acceleration fees...... 397,960 ...... 11. Book/adjusted carrying value at end of current period (Lines 1+2+3+4+5-6-7+8-9+10)...... 1,802,130,543 ...... 1,412,111,000 12. Deduct total nonadmitted amounts...... 13. Statement value at end of current period (Line 11 minus Line 12)...... 1,802,130,543 ...... 1,412,111,000

QSI01 Statement as of September 30, 2020 of the EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA SCHEDULE D - PART 1B Showing the Acquisitions, Dispositions and Non-Trading Activity During the Current Quarter for all Bonds and Preferred Stock by NAIC Designation 1 2 3 4 5 6 7 8 Book/Adjusted Carrying Acquisitions Dispositions Non-Trading Activity Book/Adjusted Carrying Book/Adjusted Carrying Book/Adjusted Carrying Book/Adjusted Carrying Value Beginning During During During Value End of Value End of Value End of Value December 31 NAIC Designation of Current Quarter Current Quarter Current Quarter Current Quarter First Quarter Second Quarter Third Quarter Prior Year

BONDS

1. NAIC 1 (a)...... 677,088,363 ...... 61,112,894 ...... 4,532,409 ...... (3,924,460) ...... 604,784,547 ...... 677,088,363 ...... 729,744,388 ...... 627,065,862

2. NAIC 2 (a)...... 927,786,367 ...... 97,480,203 ...... 26,020,349 ...... 3,629,658 ...... 803,068,014 ...... 927,786,367 ...... 1,002,875,879 ...... 720,604,933

3. NAIC 3 (a)...... 12,225,473 ...... 323 ...... 11,614,747 ...... 12,225,473 ...... 12,225,796 ......

4. NAIC 4 (a)...... 0 ......

5. NAIC 5 (a)...... 2,668,848 ...... 311,584 ...... 2,974,608 ...... 2,668,848 ...... 2,357,264 ...... 3,274,544

6. NAIC 6 (a)...... 0 ...... Q S I

0 7. Total Bonds...... 1,619,769,051 ...... 158,593,097 ...... 30,864,342 ...... (294,479) ...... 1,422,441,916 ...... 1,619,769,051 ...... 1,747,203,327 ...... 1,350,945,339 2 PREFERRED STOCK

8. NAIC 1...... 0 ......

9. NAIC 2...... 0 ......

10. NAIC 3...... 2,250,000 ...... 2,250,000 ...... 2,250,000 ...... 2,250,000 ...... 2,250,000

11. NAIC 4...... 0 ......

12. NAIC 5...... 0 ......

13. NAIC 6...... 0 ......

14. Total Preferred Stock...... 2,250,000 ...... 0 ...... 0 ...... 0 ...... 2,250,000 ...... 2,250,000 ...... 2,250,000 ...... 2,250,000

15. Total Bonds and Preferred Stock...... 1,622,019,051 ...... 158,593,097 ...... 30,864,342 ...... (294,479) ...... 1,424,691,916 ...... 1,622,019,051 ...... 1,749,453,327 ...... 1,353,195,339 (a) Book/Adjusted Carrying Value column for the end of the current reporting period includes the following amount of short-term and cash equivalent bonds by NAIC designation: NAIC 1 $...... 0; NAIC 2 $...... 0; NAIC 3 $...... 0; NAIC 4 $...... 0; NAIC 5 $...... 0; NAIC 6 $...... 0. Statement as of September 30, 2020 of the EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA SCHEDULE DA - PART 1 Short-Term Investments 1 2 3 4 5 Book/Adjusted Actual Interest Collected Paid for Accrued Interest Carrying Value Par Value Cost Year To Date Year To Date 9199999...... XXX...... NONE......

SCHEDULE DA - VERIFICATION Short-Term Investments 1 2 Prior Year Ended Year To Date December 31

1. Book/adjusted carrying value, December 31 of prior year...... 0 ......

2. Cost of short-term investments acquired......

3. Accrual of discount......

4. Unrealized valuation increase (decrease)...... 5. Total gain (loss) on disposals...... NONE ...... 6. Deduct consideration received on disposals......

7. Deduct amortization of premium......

8. Total foreign exchange change in book/adjusted carrying value......

9. Deduct current year's other-than-temporary impairment recognized......

10. Book/adjusted carrying value at end of current period (Lines 1+2+3+4+5-6-7+8-9)...... 0 ...... 0

11. Deduct total nonadmitted amounts......

12. Statement value at end of current period (Line 10 minus Line 11)...... 0 ...... 0

QSI03 Statement as of September 30, 2020 of the EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA SCHEDULE DB - PART A - VERIFICATION Options, Caps, Floors, Collars, Swaps and Forwards

1. Book/adjusted carrying value, December 31, prior year (Line 10, prior year)...... 15,065,975

2. Cost paid/(consideration received) on additions...... 597,752

3. Unrealized valuation increase/(decrease)...... (6,021,014)

4. SSAP No. 108 adjustments......

5. Total gain (loss) on termination recognized...... 6,768,250

6. Considerations received/(paid) on terminations...... 10,185,812

7. Amortization......

8. Adjustment to the book/adjusted carrying value of hedge item......

9. Total foreign exchange change in book/adjusted carrying value......

10. Book/adjusted carrying value at end of current period (Lines 1 + 2 + 3 + 4 + 5 - 6 + 7 + 8 + 9)...... 6,225,151

11. Deduct nonadmitted assets......

12. Statement value at end of current period (Line 10 minus Line 11)...... 6,225,151

SCHEDULE DB - PART B - VERIFICATION Futures Contracts

1. Book/adjusted carrying value, December 31, prior year (Line 6, prior year)...... 13,123,500

2. Cumulative cash change (Section 1, Broker Name/Net Cash Deposits Footnote - Cumulative Cash Change column)...... 12,619,900

3.1 Add: Change in variation margin on open contracts - Highly Effective Hedges: 3.11 Section 1, Column 15, current year to date minus...... 3.12 Section 1, Column 15, prior year...... 0 Change in variation margin on open contracts - All Other: 3.13 Section 1, Column 18, current year to date minus...... (325,638) 3.14 Section 1, Column 18, prior year...... 4,629,398 (4,955,036) (4,955,036)

3.2 Add: Change in adjustment to basis of hedged item: 3.21 Section 1, Column 17, current year to date minus...... 3.22 Section 1, Column 17, prior year...... 0 Change in amount recognized: 3.23 Section 1, Column 19, current year to date minus...... (325,638) 3.24 Section 1, Column 19, prior year...... 4,629,398 3.25 SSAP No. 108 adjustments...... (4,955,036) (4,955,036)

3.3 Subtotal (Line 3.1 minus Line 3.2)...... 0

4.1 Cumulative variation margin on terminated contracts during the year...... (11,905,918)

4.2 Less: 4.21 Amount used to adjust basis of hedged item...... 4.22 Amount recognized...... (11,905,918) 4.23 SSAP No. 108 adjustments...... (11,905,918)

4.3 Subtotal (Line 4.1 minus Line 4.2)...... 0

5. Dispositions gains (losses) on contracts terminated in prior year: 5.1 Total gain (loss) recognized for terminations in prior year...... 5.2 Total gain (loss) adjusted into the hedged item(s) for the terminations in prior year......

6. Book/adjusted carrying value at end of current period (Lines 1 + 2 + 3.3 - 4.3 - 5.1 - 5.2)...... 25,743,400

7. Deduct nonadmitted assets......

8. Statement value at end of current period (Line 6 minus Line 7)...... 25,743,400

QSI04 Statement as of September 30, 2020 of the EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA

Sch. DB - Pt. C - Sn. 1 NONE

Sch. DB - Pt. C - Sn. 2 NONE

QSI05, QSI06 Statement as of September 30, 2020 of the EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA SCHEDULE DB - VERIFICATION Verification of Book/Adjusted Carrying Value, Fair Value and Potential Exposure of all Open Derivative Contracts

Book/Adjusted Carrying Value Check

1. Part A, Section 1, Column 14...... 6,225,150

2. Part B, Section 1, Column 15 plus Part B, Section 1 Footnote - Total Ending Cash Balance...... 25,743,400

3. Total (Line 1 plus Line 2)...... 31,968,550

4. Part D, Section 1, Column 5...... 31,968,550

5. Part D, Section 1, Column 6......

6. Total (Line 3 minus Line 4 minus Line 5)...... 0

Fair Value Check

7. Part A, Section 1, Column 16...... 6,225,150

8. Part B, Section 1, Column 13...... 1,806,392

9. Total (Line 7 plus Line 8)...... 8,031,542

10. Part D, Section 1, Column 8...... 8,031,542

11. Part D, Section 1, Column 9......

12. Total (Line 9 minus Line 10 minus Line 11)...... (0)

Potential Exposure Check

13. Part A, Section 1, Column 21...... 205,768

14. Part B, Section 1, Column 20...... 25,399,640

15. Part D, Section 1, Column 11...... 25,605,408

16. Total (Line 13 plus Line 14 minus Line 15)...... (0)

QSI07 Statement as of September 30, 2020 of the EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA SCHEDULE E - PART 2 - VERIFICATION Cash Equivalents 1 2 Prior Year Ended Year To Date December 31

1. Book/adjusted carrying value, December 31 of prior year...... 85,794,256 ...... 44,209,300

2. Cost of cash equivalents acquired...... 1,155,554,000 ...... 795,076,501

3. Accrual of discount......

4. Unrealized valuation increase (decrease)......

5. Total gain (loss) on disposals......

6. Deduct consideration received on disposals...... 1,208,174,000 ...... 753,491,545

7. Deduct amortization of premium......

8. Total foreign exchange change in book/ adjusted carrying value......

9. Deduct current year's other-than-temporary impairment recognized......

10. Book/adjusted carrying value at end of current period (Lines 1+2+3+4+5-6-7+8-9)...... 33,174,256 ...... 85,794,256

11. Deduct total nonadmitted amounts......

12. Statement value at end of current period (Line 10 minus Line 11)...... 33,174,256 ...... 85,794,256

QSI08 Statement as of September 30, 2020 of the EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA

Sch. A Pt. 2 NONE

Sch. A Pt. 3 NONE

Sch. B - Pt. 2 NONE

Sch. B - Pt. 3 NONE

Sch. BA - Pt. 2 NONE

Sch. BA - Pt. 3 NONE

QE01, QE02, QE03 Statement as of September 30, 2020 of the EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA SCHEDULE D - PART 3 Showing all Long-Term Bonds and Stocks ACQUIRED During Current Quarter 1 2 3 4 5 6 7 8 9 10

NAIC Designation and CUSIP Identification Description Foreign Date Acquired Name of Vendor Number of Shares of Stock Actual Cost Par Value Paid for Accrued Interest and Dividends Administrative Symbol Bonds - Industrial and Miscellaneous 00751Y AE 6 ADVANCE AUTO PARTS INC...... 07/27/2020...... DIRECT...... 14,522,409 ...... 13,965,000 ...... 152,800 2FE...... 015271 AV 1 ALEXANDRIA REAL ESTATE EQUITIE...... 08/13/2020...... VARIOUS...... 4,988,283 ...... 5,000,000 ...... 1,042 2FE...... 036752 AH 6 ANTHEM INC...... 07/09/2020...... JEFFERIES GROUP LLC...... 5,231,960 ...... 4,000,000 ...... 66,733 2FE...... 036752 AM 5 ANTHEM INC...... 08/19/2020...... ROYAL BANK OF CANADA...... 2,163,140 ...... 2,000,000 ...... 18,403 2FE...... 040555 DB 7 ARIZONA PUBLIC SERVICE CO...... 07/20/2020...... VARIOUS...... 7,428,300 ...... 6,500,000 ...... 35,919 1FE...... 09857L AR 9 BOOKING HOLDINGS INC...... 09/09/2020...... MORGAN STANLEY...... 6,015,450 ...... 5,000,000 ...... 95,069 1FE...... 110122 CP 1 BRISTOL-MYERS SQUIBB CO...... 07/17/2020...... DIRECT...... 1,985,252 ...... 2,000,000 ...... 32,300 1FE...... 125523 AK 6 CIGNA CORP...... 07/22/2020...... MORGAN STANLEY...... 4,254,660 ...... 3,000,000 ...... 15,925 2FE...... 209111 FH 1 CONSOLIDATED EDISON CO OF NEW...... 07/14/2020...... VARIOUS...... 3,909,172 ...... 3,256,000 ...... 10,795 1FE...... 209111 FY 4 CONSOLIDATED EDISON CO OF NEW...... 07/20/2020...... BANK OF AMERICA CORP...... 6,372,170 ...... 5,000,000 ...... 61,097 1FE...... 26875P AU 5 EOG RESOURCES INC...... 07/23/2020...... BARCLAYS PLC...... 6,090,650 ...... 5,000,000 ...... 62,587 1FE...... 30161N AY 7 EXELON CORP...... 07/13/2020...... CITIGROUP INC...... 3,985,500 ...... 3,000,000 ...... 40,733 2FE...... 30225V B* 7 EXTRA SPACE STORAGE LP...... 08/25/2020...... DIRECT...... 15,000,000 ...... 15,000,000 ...... 2Z...... 337738 AV 0 FISERV INC...... 07/22/2020...... VARIOUS...... 6,590,080 ...... 5,000,000 ...... 11,367 2FE...... 482480 AJ 9 KLA CORP...... 08/19/2020...... BANK OF AMERICA CORP...... 2,178,800 ...... 2,000,000 ...... 31,717 2FE...... 512807 AT 5 LAM RESEARCH CORP...... 09/09/2020...... CREDIT SUISSE GROUP...... 4,311,900 ...... 3,000,000 ...... 71,500 1FE...... 521865 BA 2 LEAR CORP...... 07/15/2020...... BANK OF AMERICA CORP...... 3,291,549 ...... 3,148,000 ...... 23,042 2FE...... 70109H AN 5 PARKER-HANNIFIN CORP...... 08/25/2020...... JEFFERIES GROUP LLC...... 7,205,615 ...... 5,650,000 ...... 67,047 2FE......

Q 842587 DE 4 SOUTHERN CO/THE...... 07/14/2020...... JEFFERIES GROUP LLC...... 11,509,900 ...... 10,000,000 ...... 105,861 2FE......

E 92529@ AA 5 VERSANT POWER...... 07/15/2020...... DIRECT...... 5,000,000 ...... 5,000,000 ...... 2Z......

0 251566 AA 3 DEUTSCHE TELEKOM AG...... D...... 08/27/2020...... VARIOUS...... 6,435,058 ...... 5,429,000 ...... 7,218 2FE...... 4 606822 BU 7 MITSUBISHI UFJ FINANCIAL GROUP...... D...... 07/13/2020...... MITSUBISHI...... 10,000,000 ...... 10,000,000 ...... 1FE...... 60687Y BH 1 MIZUHO FINANCIAL GROUP INC PUB CORP...... D...... 07/06/2020...... MIZUHO...... 15,000,000 ...... 15,000,000 ...... 1FE...... 874060 AX 4 TAKEDA PHARMACEUTICAL CO LTD...... D...... 08/21/2020...... BANK OF AMERICA CORP...... 5,123,250 ...... 5,000,000 ...... 13,097 2FE...... 3899999. Total - Bonds - Industrial and Miscellaneous...... 158,593,098 ...... 141,948,000 ...... 924,252 ...... XXX...... 8399997. Total - Bonds - Part 3...... 158,593,098 ...... 141,948,000 ...... 924,252 ...... XXX...... 8399999. Total - Bonds...... 158,593,098 ...... 141,948,000 ...... 924,252 ...... XXX...... 9999999. Total - Bonds, Preferred and Common Stocks...... 158,593,098 XXX ...... 924,252 ...... XXX...... Statement as of September 30, 2020 of the EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA SCHEDULE D - PART 4 Showing all Long-Term Bonds and Stocks SOLD, REDEEMED or Otherwise DISPOSED OF During Current Quarter 1 2 3 4 5 6 7 8 9 10 Change in Book/Adjusted Carrying Value 16 17 18 19 20 21 22 11 12 13 14 15

F Current Bond o Year's Interest / NAIC r Unrealized Current Other-Than- Total Foreign Foreign Stock Stated Designation ei Prior Year Valuation Year's Temporary Total Change Exchange Book/Adjusted Exchange Realized Total Gain Dividends Contractual and Admini- g Disposal Number of Book/Adjusted Increase (Amortization) Impairment in B./A.C.V. Change in Carrying Value at Gain (Loss) Gain (Loss) (Loss) on Received Maturity strative CUSIP Identification Description n Date Name of Purchaser Shares of Stock Consideration Par Value Actual Cost Carrying Value (Decrease) / Accretion Recognized (11+12-13) B./A.C.V. Disposal Date on Disposal on Disposal Disposal During Year Date Symbol Bonds - U.S. Special Revenue and Special Assessment 3128KV H5 7 FED HOME LOAN MTG CORP...... 09/01/2020. MBS PAYDOWN...... 1,203 ...... 1,203 ...... 1,209 ...... 1,203 ...... 0 ...... 1,203 ...... 0 ...... 48 08/01/2037. 1...... 3199999. Total - Bonds - U.S. Special Revenue and Special Assessments...... 1,203 ...... 1,203 ...... 1,209 ...... 1,203 ...... 0 ...... 0 ...... 0 ...... 0 ...... 0 ...... 1,203 ...... 0 ...... 0 ...... 0 ...... 48 XXX XXX Bonds - Industrial and Miscellaneous 00111@ AA 2 AES HAWAII INC...... 09/30/2020. SINKING FUND REDEMPTION...... 342,400 ...... 342,400 ...... 311,584 ...... 311,584 ...... 0 ...... 311,584 ...... 30,816 ...... 30,816 ...... 17,642 06/30/2022. 5...... 00751Y AD 8 ADVANCE AUTO PARTS INC...... 07/27/2020. DIRECT...... 14,522,409 .....13,965,000 .....14,528,856 ...... (6,447) ...... (6,447) ...... 14,522,409 ...... 0 .....152,800 04/15/2030. 2FE...... 097023 BU 8 BOEING CO/THE...... 08/10/2020. VARIOUS...... 2,645,554 ...... 2,742,000 ...... 2,586,803 ...... 2,607,524 ...... 10,022 ...... 10,022 ...... 2,617,546 ...... 28,008 ...... 28,008 ...... 71,821 03/01/2027. 2FE...... 110122 CB 2 BRISTOL-MYERS SQUIBB CO...... 07/17/2020. DIRECT...... 1,985,252 ...... 2,000,000 ...... 1,983,500 ...... 1,984,486 ...... 766 ...... 766 ...... 1,985,252 ...... 0 ...... 79,522 07/26/2029. 1FE...... 370334 BT 0 GENERAL MILLS INC...... 08/10/2020. GOLDMAN SACHS...... 4,381,454 ...... 4,000,000 ...... 3,993,600 ...... 3,997,120 ...... 368 ...... 368 ...... 3,997,488 ...... 383,966 ...... 383,966 .....137,331 02/15/2024. 2FE...... 370334 BZ 6 GENERAL MILLS INC...... 07/28/2020. VARIOUS...... 2,846,196 ...... 2,500,000 ...... 2,451,900 ...... 2,463,857 ...... 2,559 ...... 2,559 ...... 2,466,416 ...... 379,780 ...... 379,780 ...... 76,473 02/10/2027. 2FE...... 40468@ AA 7 HA ECON 101-A TRUST...... 09/11/2020. SINKING FUND REDEMPTION...... 4,917 ...... 4,917 ...... 4,917 ...... 4,917 ...... 0 ...... 4,917 ...... 0 ...... 152 05/11/2043. 1PL...... 78409V AK 0 S&P GLOBAL INC...... 09/12/2020. CALLED THRU ISSUER...... 2,397,960 ...... 2,000,000 ...... 2,155,160 ...... 2,139,234 ...... 258,726 ...... 258,726 ...... 2,397,960 ...... (397,960) ...... (397,960) .....492,557 02/15/2026. 1FE...... 832696 AR 9 JM SMUCKER CO/THE...... 07/16/2020. BANK OF AMERICA CORP...... 2,808,933 ...... 2,530,000 ...... 2,346,826 ...... 2,367,845 ...... 9,249 ...... 9,249 ...... 2,377,094 ...... 431,839 ...... 431,839 ...... 49,354 12/15/2027. 2FE...... 88031V AA 7 TENASKA GATEWAY PARTNERS...... 09/30/2020. SINKING FUND REDEMPTION...... 39,396 ...... 39,396 ...... 39,396 ...... 39,396 ...... 0 ...... 39,396 ...... 0 ...... 1,788 12/30/2023. 2FE...... 90363@ AB 6 USTA NATIONAL TENNIS CENTER...... 07/08/2020. SINKING FUND REDEMPTION...... 143,077 ...... 143,077 ...... 143,077 ...... 143,077 ...... 0 ...... 143,077 ...... 0 ...... 5,838 09/08/2039. 1FE...... Q 3899999. Total - Bonds - Industrial and Miscellaneous...... 32,117,548 .....30,266,790 .....30,545,619 ...... 16,059,040 ...... 0 ...... 275,243 ...... 0 ...... 275,243 ...... 0 ...... 30,863,139 ...... 0 .....856,449 ...... 856,449 ..1,085,278 XXX XXX E 8399997. Total - Bonds - Part 4...... 32,118,751 .....30,267,993 .....30,546,828 ...... 16,060,243 ...... 0 ...... 275,243 ...... 0 ...... 275,243 ...... 0 ...... 30,864,342 ...... 0 .....856,449 ...... 856,449 ..1,085,326 XXX XXX 0

5 8399999. Total - Bonds...... 32,118,751 .....30,267,993 .....30,546,828 ...... 16,060,243 ...... 0 ...... 275,243 ...... 0 ...... 275,243 ...... 0 ...... 30,864,342 ...... 0 .....856,449 ...... 856,449 ..1,085,326 XXX XXX 9999999. Total - Bonds, Preferred and Common Stocks...... 32,118,751 XXX .....30,546,828 ...... 16,060,243 ...... 0 ...... 275,243 ...... 0 ...... 275,243 ...... 0 ...... 30,864,342 ...... 0 .....856,449 ...... 856,449 ..1,085,326 XXX XXX Statement as of September 30, 2020 of the EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA SCHEDULE DB - PART A - SECTION 1 Showing all Options, Caps, Floors, Collars, Swaps and Forwards Open as of Current Statement Date

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23

Cumulative Prior Year(s) Initial Current Year Hedge Cost of Initial Cost of C Unrealized Total Foreign Adjustment to Credit Effectiveness Description of Items(s) Hedged, Schedule / Type(s) of Date of Strike Price, Undiscounted Undiscounted o Valuation Exchange Current Year's Carrying Quality of at Inception Used for Income Generation or Exhibit Risk(s) Exchange, Counterparty Trade Maturity or Number of Notional Rate of Index Premium Premium Current Year Book/Adjusted d Increase Change in (Amortization) / Value of Potential Reference and at Year- Description Replicated Identifier (a) or Central Clearinghouse Date Expiration Contracts Amount Received (Paid) (Received) Paid (Received) Paid Income Carrying Value e Fair Value (Decrease) B./A.C.V. Accretion Hedged Items Exposure Entity end (b) Purchased Options - Hedging Other - Collars 779828 EFLOA Athena Collar 806-S&P500. LIFE HEDGE...... N/A...... Equity/Index HSBU...... 1IE8VN30JCEQV1H4R804..... 10/17/2017.... 10/14/2020...... 91 ...... 152,425 2559.36...... 25,622 ...... 73,297 ...... 73,297 ...... 47,674 ...... 149 ...... 003...... 779829 EFLOA Athena Collar 806-S&P500. LIFE HEDGE...... N/A...... Equity/Index HSBU...... 1IE8VN30JCEQV1H4R804..... 10/17/2017.... 10/14/2020...... 91 ...... 152,425 3583.10...... (1,223) ...... (302) ...... (302) ...... 921 ...... 149 ...... 003...... 779830 EFLOA Athena Collar 807-S&P500. LIFE HEDGE...... N/A...... Equity/Index HSBU...... 1IE8VN30JCEQV1H4R804..... 10/17/2017.... 10/14/2020...... 240 ...... 806,797 2559.36...... 67,810 ...... 193,983 ...... 193,983 ...... 126,172 ...... 790 ...... 003...... 779831 EFLOA Athena Collar 808-S&P500. LIFE HEDGE...... N/A...... Equity/Index HSBU...... 1IE8VN30JCEQV1H4R804..... 10/17/2017.... 10/14/2020...... 782 ...... 1,314,657 2559.36...... 220,991 ...... 632,180 ...... 632,180 ...... 411,190 ...... 1,287 ...... 003...... 779832 EFLOA Athena Collar 808-S&P500. LIFE HEDGE...... N/A...... Equity/Index HSBU...... 1IE8VN30JCEQV1H4R804..... 10/17/2017.... 10/14/2020...... 782 ...... 1,314,657 3455.14...... (16,828) ...... (16,961) ...... (16,961) ...... (132) ...... 1,287 ...... 003...... 779833 EFLOA Athena Collar 809-S&P500. LIFE HEDGE...... N/A...... Equity/Index HSBU...... 1IE8VN30JCEQV1H4R804..... 10/17/2017.... 10/14/2020...... 783 ...... 1,317,285 2559.36...... 221,432 ...... 633,444 ...... 633,444 ...... 412,012 ...... 1,290 ...... 003...... 779834 EFLOA Athena Collar 809-S&P500. LIFE HEDGE...... N/A...... Equity/Index HSBU...... 1IE8VN30JCEQV1H4R804..... 10/17/2017.... 10/14/2020...... 783 ...... 1,317,285 3711.07...... (6,617) ...... (587) ...... (587) ...... 6,029 ...... 1,290 ...... 003...... 783900 EFLOA Athena Collar 820-S&P500. LIFE HEDGE...... N/A...... Equity/Index GSFM...... VF1AUT09OCSW5Y7OE568.. 11/15/2017.... 11/16/2020...... 127 ...... 426,173 2564.62...... 37,852 ...... 102,350 ...... 102,350 ...... 64,497 ...... 765 ...... 003...... 784026 EFLOA Athena Collar 832-S&P500. LIFE HEDGE...... N/A...... Equity/Index WMST...... 4PQUHN3JPFGFNF3BB653... 11/15/2017.... 11/16/2020...... 119 ...... 199,318 2564.62...... 35,811 ...... 95,737 ...... 95,737 ...... 59,926 ...... 358 ...... 003...... 784027 EFLOA Athena Collar 832-S&P500. LIFE HEDGE...... N/A...... Equity/Index WMST...... 4PQUHN3JPFGFNF3BB653... 11/15/2017.... 11/16/2020...... 119 ...... 199,318 3590.47...... (2,371) ...... (3,502) ...... (3,502) ...... (1,131) ...... 358 ...... 003...... 793102 EFLOA Athena Collar 839-S&P500. LIFE HEDGE...... N/A...... Equity/Index HSBU...... 1IE8VN30JCEQV1H4R804..... 12/15/2017.... 12/14/2020...... 128 ...... 429,832 2675.81...... 39,949 ...... 90,581 ...... 90,581 ...... 50,632 ...... 974 ...... 003...... 793155 EFLOA Athena Collar 840-S&P500. LIFE HEDGE...... N/A...... Equity/Index WMST...... 4PQUHN3JPFGFNF3BB653... 12/15/2017.... 12/14/2020...... 65 ...... 109,343 2675.81...... 20,528 ...... 46,085 ...... 46,085 ...... 25,557 ...... 248 ...... 003...... 793156 EFLOA Athena Collar 840-S&P500. LIFE HEDGE...... N/A...... Equity/Index WMST...... 4PQUHN3JPFGFNF3BB653... 12/15/2017.... 12/14/2020...... 65 ...... 109,343 3746.14...... (1,301) ...... (1,524) ...... (1,524) ...... (223) ...... 248 ...... 003...... 793160 EFLOA Athena Collar 841-S&P500. LIFE HEDGE...... N/A...... Equity/Index WMST...... 4PQUHN3JPFGFNF3BB653... 12/15/2017.... 12/14/2020...... 563 ...... 947,011 2675.81...... 177,422 ...... 399,137 ...... 399,137 ...... 221,714 ...... 2,146 ...... 003...... 793161 EFLOA Athena Collar 841-S&P500. LIFE HEDGE...... N/A...... Equity/Index WMST...... 4PQUHN3JPFGFNF3BB653... 12/15/2017.... 12/14/2020...... 563 ...... 947,011 3879.93...... (7,885) ...... (6,456) ...... (6,456) ...... 1,429 ...... 2,146 ...... 003...... 956101 EFLOA Athena Collar 849-S&P500. LIFE HEDGE...... N/A...... Equity/Index WMST...... 4PQUHN3JPFGFNF3BB653... 12/15/2017.... 12/14/2020...... 742 ...... 1,247,389 2675.81...... 525,737 ...... 525,737 ...... 525,737 ...... 2,827 ...... 003...... Q 956107 EFLOA Athena Collar 849-S&P500. LIFE HEDGE...... N/A...... Equity/Index WMST...... 4PQUHN3JPFGFNF3BB653... 12/15/2017.... 12/14/2020...... 742 ...... 1,247,389 3612.34...... (37,043) ...... (37,043) ...... (37,043) ...... 2,827 ...... 003...... E

0 956108 EFLOA Athena Collar 843-S&P500. LIFE HEDGE...... N/A...... Equity/Index WMST...... 4PQUHN3JPFGFNF3BB653... 11/15/2017.... 11/16/2020...... 352 ...... 592,710 2564.62...... 284,690 ...... 284,690 ...... 284,690 ...... 1,063 ...... 003......

6 956109 EFLOA Athena Collar 842-S&P500. LIFE HEDGE...... N/A...... Equity/Index WMST...... 4PQUHN3JPFGFNF3BB653... 11/15/2017.... 11/16/2020...... 527 ...... 885,787 2564.62...... 425,461 ...... 425,461 ...... 425,461 ...... 1,589 ...... 003...... 956110 EFLOA Athena Collar 842-S&P500. LIFE HEDGE...... N/A...... Equity/Index WMST...... 4PQUHN3JPFGFNF3BB653... 11/15/2017.... 11/16/2020...... 527 ...... 885,787 3718.70...... (6,242) ...... (6,242) ...... (6,242) ...... 1,589 ...... 003...... 956111 EFLOA Athena Collar 843-S&P500. LIFE HEDGE...... N/A...... Equity/Index WMST...... 4PQUHN3JPFGFNF3BB653... 11/15/2017.... 11/16/2020...... 352 ...... 592,710 3462.24...... (25,739) ...... (25,739) ...... (25,739) ...... 1,063 ...... 003...... 947596 EFLOA MSO Collar 114-S&P500.... LIFE HEDGE...... N/A...... Equity/Index BPA...... R0MUWSFPU8MPRO8K5P83 10/18/2019.... 10/16/2020...... 796 - ...... 2239.65...... (51,322) ...... (191) ...... (191) ...... 51,131 ...... 003...... 947597 EFLOA MSO Collar 114-S&P500.... LIFE HEDGE...... N/A...... Equity/Index BPA...... R0MUWSFPU8MPRO8K5P83 10/18/2019.... 10/16/2020...... 796 - ...... 2986.20...... 171,381 ...... 307,540 ...... 307,540 ...... 136,159 ...... 003...... 947598 EFLOA MSO Collar 114-S&P500.... LIFE HEDGE...... N/A...... Equity/Index BPA...... R0MUWSFPU8MPRO8K5P83 10/18/2019.... 10/16/2020...... 796 ...... 2,675,805 3199.71...... (59,875) ...... (149,960) ...... (149,960) ...... (90,085) ...... 2,801 ...... 003...... 955631 EFLOA MSO Collar 115-S&P500.... LIFE HEDGE...... N/A...... Equity/Index SUNTB...... IYDOJBGJWY9T8XKCSX06... 11/15/2019.... 11/20/2020...... 956 - ...... 2340.35...... (42,373) ...... (3,367) ...... (3,367) ...... 39,006 ...... 003...... 955632 EFLOA MSO Collar 115-S&P500.... LIFE HEDGE...... N/A...... Equity/Index SUNTB...... IYDOJBGJWY9T8XKCSX06... 11/15/2019.... 11/20/2020...... 956 - ...... 3120.46...... 195,153 ...... 290,903 ...... 290,903 ...... 95,749 ...... 003...... 955633 EFLOA MSO Collar 115-S&P500.... LIFE HEDGE...... N/A...... Equity/Index SUNTB...... IYDOJBGJWY9T8XKCSX06... 11/15/2019.... 11/20/2020...... 956 ...... 3,215,933 3354.18...... (74,421) ...... (131,310) ...... (131,310) ...... (56,889) ...... 6,011 ...... 003...... 966158 EFLOA MSO Collar 116-S&P500.... LIFE HEDGE...... N/A...... Equity/Index BBI...... G5GSEF7VJP5I7OUK5573..... 12/20/2019.... 12/18/2020...... 1,129 - ...... 2415.92...... (40,724) ...... (13,553) ...... (13,553) ...... 27,171 ...... 003...... 966159 EFLOA MSO Collar 116-S&P500.... LIFE HEDGE...... N/A...... Equity/Index BBI...... G5GSEF7VJP5I7OUK5573..... 12/20/2019.... 12/18/2020...... 1,129 - ...... 3221.22...... 223,251 ...... 296,006 ...... 296,006 ...... 72,755 ...... 003...... 966160 EFLOA MSO Collar 116-S&P500.... LIFE HEDGE...... N/A...... Equity/Index BBI...... G5GSEF7VJP5I7OUK5573..... 12/20/2019.... 12/18/2020...... 1,129 ...... 3,796,037 3452.18...... (84,828) ...... (133,180) ...... (133,180) ...... (48,352) ...... 8,830 ...... 003...... 971721 EFLOA MSO Collar 117-S&P500.... LIFE HEDGE...... N/A...... Equity/Index HSBU...... 1IE8VN30JCEQV1H4R804..... 01/17/2020.... 01/15/2021...... 932 - ...... 2497.22...... (28,857) ...... (22,756) ...... (22,756) ...... 6,102 ...... 003...... 971722 EFLOA MSO Collar 117-S&P500.... LIFE HEDGE...... N/A...... Equity/Index HSBU...... 1IE8VN30JCEQV1H4R804..... 01/17/2020.... 01/15/2021...... 932 - ...... 3329.62...... 178,112 ...... 196,327 ...... 196,327 ...... 18,215 ...... 003...... 971723 EFLOA MSO Collar 117-S&P500.... LIFE HEDGE...... N/A...... Equity/Index HSBU...... 1IE8VN30JCEQV1H4R804..... 01/17/2020.... 01/15/2021...... 932 ...... 3,134,107 3555.04...... (68,855) ...... (85,188) ...... (85,188) ...... (16,333) ...... 8,485 ...... 003...... 981609 EFLOA MSO Collar 118-S&P500.... LIFE HEDGE...... N/A...... Equity/Index HSBU...... 1IE8VN30JCEQV1H4R804..... 02/21/2020.... 02/19/2021...... 1,064 - ...... 2503.31...... (40,790) ...... (40,323) ...... (40,323) ...... 467 ...... 003...... 981610 EFLOA MSO Collar 118-S&P500.... LIFE HEDGE...... N/A...... Equity/Index HSBU...... 1IE8VN30JCEQV1H4R804..... 02/21/2020.... 02/19/2021...... 1,064 - ...... 3337.75...... 220,101 ...... 243,074 ...... 243,074 ...... 22,973 ...... 003...... 981611 EFLOA MSO Collar 118-S&P500.... LIFE HEDGE...... N/A...... Equity/Index HSBU...... 1IE8VN30JCEQV1H4R804..... 02/21/2020.... 02/19/2021...... 1,064 ...... 3,576,857 3556.37...... (96,205) ...... (118,624) ...... (118,624) ...... (22,419) ...... 11,155 ...... 003...... 1007647 EFLOA MSO Collar 119-S&P500.. LIFE HEDGE...... N/A...... Equity/Index GSFM...... VF1AUT09OCSW5Y7OE568.. 03/20/2020.... 03/19/2021...... 4,440 - ...... 1728.69...... (648,827) ...... (43,676) ...... (43,676) ...... 605,152 ...... 003...... 1007648 EFLOA MSO Collar 119-S&P500.. LIFE HEDGE...... N/A...... Equity/Index GSFM...... VF1AUT09OCSW5Y7OE568.. 03/20/2020.... 03/19/2021...... 4,440 - ...... 2304.92...... 1,345,981 ...... 4,786,008 ...... 4,786,008 ....3,440,027 ...... 003...... 1007649 EFLOA MSO Collar 119-S&P500.. LIFE HEDGE...... N/A...... Equity/Index GSFM...... VF1AUT09OCSW5Y7OE568.. 03/20/2020.... 03/19/2021...... 4,440 ....14,931,955 2646.97...... (527,782) ...... (3,412,147) ...... (3,412,147) ...(2,884,364) ...... 50,952 ...... 003...... 1022623 EFLOA MSO Collar 120-S&P500.. LIFE HEDGE...... N/A...... Equity/Index BBI...... G5GSEF7VJP5I7OUK5573..... 04/17/2020.... 04/16/2021...... 1,464 - ...... 2155.92...... (165,374) ...... (42,510) ...... (42,510) ...... 122,864 ...... 003...... 1022624 EFLOA MSO Collar 120-S&P500.. LIFE HEDGE...... N/A...... Equity/Index BBI...... G5GSEF7VJP5I7OUK5573..... 04/17/2020.... 04/16/2021...... 1,464 - ...... 2874.56...... 438,895 ...... 862,798 ...... 862,798 ...... 423,903 ...... 003...... Statement as of September 30, 2020 of the EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA SCHEDULE DB - PART A - SECTION 1 Showing all Options, Caps, Floors, Collars, Swaps and Forwards Open as of Current Statement Date

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23

Cumulative Prior Year(s) Initial Current Year Hedge Cost of Initial Cost of C Unrealized Total Foreign Adjustment to Credit Effectiveness Description of Items(s) Hedged, Schedule / Type(s) of Date of Strike Price, Undiscounted Undiscounted o Valuation Exchange Current Year's Carrying Quality of at Inception Used for Income Generation or Exhibit Risk(s) Exchange, Counterparty Trade Maturity or Number of Notional Rate of Index Premium Premium Current Year Book/Adjusted d Increase Change in (Amortization) / Value of Potential Reference and at Year- Description Replicated Identifier (a) or Central Clearinghouse Date Expiration Contracts Amount Received (Paid) (Received) Paid (Received) Paid Income Carrying Value e Fair Value (Decrease) B./A.C.V. Accretion Hedged Items Exposure Entity end (b) 1022625 EFLOA MSO Collar 120-S&P500.. LIFE HEDGE...... N/A...... Equity/Index BBI...... G5GSEF7VJP5I7OUK5573..... 04/17/2020.... 04/16/2021...... 1,464 ...... 4,923,015 3172.36...... (216,712) ...... (535,237) ...... (535,237) ...... (318,525) ...... 18,130 ...... 003...... 1033197 EFLOA MSO Collar 121-S&P500.. LIFE HEDGE...... N/A...... Equity/Index BPA...... R0MUWSFPU8MPRO8K5P83 05/15/2020.... 05/21/2021...... 1,077 - ...... 2147.78...... (123,360) ...... (37,251) ...... (37,251) ...... 86,110 ...... 003...... 1033198 EFLOA MSO Collar 121-S&P500.. LIFE HEDGE...... N/A...... Equity/Index BPA...... R0MUWSFPU8MPRO8K5P83 05/15/2020.... 05/21/2021...... 1,077 - ...... 2863.70...... 308,091 ...... 656,223 ...... 656,223 ...... 348,132 ...... 003...... 1033199 EFLOA MSO Collar 121-S&P500.. LIFE HEDGE...... N/A...... Equity/Index BPA...... R0MUWSFPU8MPRO8K5P83 05/15/2020.... 05/21/2021...... 1,077 ...... 3,621,716 3171.35...... (143,961) ...... (410,776) ...... (410,776) ...... (266,815) ...... 14,468 ...... 003...... 1048608 EFLOA MSO Collar 122-S&P500.. LIFE HEDGE...... N/A...... Equity/Index BBI...... G5GSEF7VJP5I7OUK5573..... 06/19/2020.... 06/18/2021...... 1,464 - ...... 2323.31...... (327,953) ...... (78,023) ...... (78,023) ...... 249,930 ...... 003...... 1048609 EFLOA MSO Collar 122-S&P500.. LIFE HEDGE...... N/A...... Equity/Index BBI...... G5GSEF7VJP5I7OUK5573..... 06/19/2020.... 06/18/2021...... 1,464 - ...... 3097.74...... 432,734 ...... 648,049 ...... 648,049 ...... 215,316 ...... 003...... 1048610 EFLOA MSO Collar 122-S&P500.. LIFE HEDGE...... N/A...... Equity/Index BBI...... G5GSEF7VJP5I7OUK5573..... 06/19/2020.... 06/18/2021...... 1,464 ...... 4,924,417 3394.50...... (43,954) ...... (366,090) ...... (366,090) ...... (322,136) ...... 20,821 ...... 003...... 1060121 EFLOA MSO Collar 123-S&P500.. LIFE HEDGE...... N/A...... Equity/Index BBI...... G5GSEF7VJP5I7OUK5573..... 07/17/2020.... 07/16/2021...... 892 - ...... 2418.55...... (181,700) ...... (62,924) ...... (62,924) ...... 118,777 ...... 003...... 1060122 EFLOA MSO Collar 123-S&P500.. LIFE HEDGE...... N/A...... Equity/Index BBI...... G5GSEF7VJP5I7OUK5573..... 07/17/2020.... 07/16/2021...... 892 - ...... 3224.73...... 241,788 ...... 327,152 ...... 327,152 ...... 85,364 ...... 003...... 1060123 EFLOA MSO Collar 123-S&P500.. LIFE HEDGE...... N/A...... Equity/Index BBI...... G5GSEF7VJP5I7OUK5573..... 07/17/2020.... 07/16/2021...... 892 ...... 2,998,276 3487.22...... (23,259) ...... (185,756) ...... (185,756) ...... (162,497) ...... 13,340 ...... 003...... 1070097 EFLOA MSO Collar 124-S&P500.. LIFE HEDGE...... N/A...... Equity/Index HSBU...... 1IE8VN30JCEQV1H4R804..... 08/21/2020.... 08/20/2021...... 885 - ...... 2547.87...... (86,813) ...... (86,699) ...... (86,699) ...... 114 ...... 003...... 1070098 EFLOA MSO Collar 124-S&P500.. LIFE HEDGE...... N/A...... Equity/Index HSBU...... 1IE8VN30JCEQV1H4R804..... 08/21/2020.... 08/20/2021...... 885 - ...... 3397.16...... 238,677 ...... 240,173 ...... 240,173 ...... 1,496 ...... 003...... 1070099 EFLOA MSO Collar 124-S&P500.. LIFE HEDGE...... N/A...... Equity/Index HSBU...... 1IE8VN30JCEQV1H4R804..... 08/21/2020.... 08/20/2021...... 885 ...... 2,975,774 3679.46...... (113,927) ...... (116,744) ...... (116,744) ...... (2,816) ...... 14,018 ...... 003...... 1079152 EFLOA MSO Collar 125-S&P500.. LIFE HEDGE...... N/A...... Equity/Index BBI...... G5GSEF7VJP5I7OUK5573..... 09/18/2020.... 09/17/2021...... 746 - ...... 2489.60...... (164,835) ...... (71,001) ...... (71,001) ...... 93,834 ...... 003...... 1079153 EFLOA MSO Collar 125-S&P500.. LIFE HEDGE...... N/A...... Equity/Index BBI...... G5GSEF7VJP5I7OUK5573..... 09/18/2020.... 09/17/2021...... 746 - ...... 3319.47...... 223,492 ...... 243,281 ...... 243,281 ...... 19,789 ...... 003...... 1079154 EFLOA MSO Collar 125-S&P500.. LIFE HEDGE...... N/A...... Equity/Index BBI...... G5GSEF7VJP5I7OUK5573..... 09/18/2020.... 09/17/2021...... 746 ...... 2,507,456 3600.96...... (26,953) ...... (129,422) ...... (129,422) ...... (102,469) ...... 12,312 ...... 003......

Q 0199999999. Total-Purchased Options-Hedging Other-Collars...... 1,047,437 ...... 597,752 ...... 0 ...... 6,225,150 XXX ....6,225,150 ....4,579,961 ...... 0 ...... 0 ...... 0 ...... 205,768 XXX XXX E 0219999999. Total-Purchased Options-Hedging Other...... 1,047,437 ...... 597,752 ...... 0 ...... 6,225,150 XXX ....6,225,150 ....4,579,961 ...... 0 ...... 0 ...... 0 ...... 205,768 XXX XXX 0 Total Purchased Options 6

. 0479999999. Total-Purchased Options-Collars...... 1,047,437 ...... 597,752 ...... 0 ...... 6,225,150 XXX ....6,225,150 ....4,579,961 ...... 0 ...... 0 ...... 0 ...... 205,768 XXX XXX 1 0499999999. Total-Purchased Options...... 1,047,437 ...... 597,752 ...... 0 ...... 6,225,150 XXX ....6,225,150 ....4,579,961 ...... 0 ...... 0 ...... 0 ...... 205,768 XXX XXX Totals 1709999999. Total-Hedging Other...... 1,047,437 ...... 597,752 ...... 0 ...... 6,225,150 XXX ....6,225,150 ....4,579,961 ...... 0 ...... 0 ...... 0 ...... 205,768 XXX XXX 1759999999. TOTAL...... 1,047,437 ...... 597,752 ...... 0 ...... 6,225,150 XXX ....6,225,150 ....4,579,961 ...... 0 ...... 0 ...... 0 ...... 205,768 XXX XXX

(a) Code Description of Hedged Risk(s) 003 Hedges equity or interest rate risk of life products Statement as of September 30, 2020 of the EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA SCHEDULE DB - PART B - SECTION 1 Futures Contracts Open as of the Current Statement Date

1 2 3 4 5 6 7 8 9 10 11 12 13 14 Highly Effective Hedges 18 19 20 21 22 15 16 17

Change in Change in Description of Variation Variation Hedge Number Item(s) Hedged, Margin Gain Cumulative Margin Gain Effectiveness of Used for Income Schedule / Date of Cumulative Deferred (Loss) Used to Variation (Loss) at Inception Ticker Contract Notional Generation or Exhibit Type(s) of Risk(s) Maturity or Trade Transaction Book/Adjusted Variation Variation Adjust Basis of Margin for All Recognized in Potential and at Year- Value of One Symbol s Amount Description Replicated Identifier (a) Expiration Exchange Date Price Reporting Date Price Fair Value Carrying Value Margin Margin Hedged Item Other Hedges Current Year Exposure end (b) (1) Point Long Futures Hedging Other RTYZ0...... 57 ..4,287,540 1076087 CME NEW MINI RUSSELL FUT...... LIFE HEDGE... N/A...... EQUITY/INDEX.. 12/18/2020. CME 9R7GPTSO7KV3UQJZQ078 09/11/2020...... 1,502.3500 ...... 1,504.4000 ...... (7,410) ...... 5,843 ...... 5,843 ...... 330,600 ...... 003 ...... 50 RTYZ0...... 44 ..3,309,680 1077378 CME NEW MINI RUSSELL FUT...... LIFE HEDGE... N/A...... EQUITY/INDEX.. 12/18/2020. CME 9R7GPTSO7KV3UQJZQ078 09/15/2020...... 1,532.0500 ...... 1,504.4000 ...... (5,720) ...... (60,830) ...... (60,830) ...... 255,200 ...... 003 ...... 50 MFSZ0...... 45 ..4,169,700 1076085 NYL EMINI MSCI EAFE...... LIFE HEDGE... N/A...... EQUITY/INDEX.. 12/18/2020. NYB. 9R7GPTSO7KV3UQJZQ078 09/11/2020...... 1,891.5000 ...... 1,853.2000 ...... (23,625) ...... (86,175) ...... (86,175) ...... 356,400 ...... 003 ...... 50 MFSZ0...... 32 ..2,965,120 1077376 NYL EMINI MSCI EAFE...... LIFE HEDGE... N/A...... EQUITY/INDEX.. 12/18/2020. NYB. 9R7GPTSO7KV3UQJZQ078 09/15/2020...... 1,918.0000 ...... 1,853.2000 ...... (16,800) ...... (103,680) .....(103,680) ...... 253,440 ...... 003 ...... 50 ESZ0...... 616 103,241,600 1076083 S&P 500 EMINI FUT...... LIFE HEDGE... N/A...... EQUITY/INDEX.. 12/18/2020. CME 9R7GPTSO7KV3UQJZQ078 09/11/2020...... 3,330.0500 ...... 3,352.0000 ...... 568,035 ...... 676,060 ...... 676,060 ....7,392,000 ...... 003 ...... 50 ESZ0...... 163 27,318,800 1077372 S&P 500 EMINI FUT...... LIFE HEDGE... N/A...... EQUITY/INDEX.. 12/18/2020. CME 9R7GPTSO7KV3UQJZQ078 09/15/2020...... 3,372.2500 ...... 3,352.0000 ...... 150,308 ...... (165,038) .....(165,038) ....1,956,000 ...... 003 ...... 50 ESZ0...... 491 82,291,600 1077373 S&P 500 EMINI FUT...... LIFE HEDGE... N/A...... EQUITY/INDEX.. 12/18/2020. CME 9R7GPTSO7KV3UQJZQ078 09/15/2020...... 3,372.3500 ...... 3,352.0000 ...... 452,769 ...... (499,593) .....(499,593) ....5,892,000 ...... 003 ...... 50 ESZ0...... 75 12,570,000 1077374 S&P 500 EMINI FUT...... LIFE HEDGE... N/A...... EQUITY/INDEX.. 12/18/2020. CME 9R7GPTSO7KV3UQJZQ078 09/15/2020...... 3,390.0000 ...... 3,352.0000 ...... 69,160 ...... (142,500) .....(142,500) ...... 900,000 ...... 003 ...... 50 ESZ0...... 390 65,364,000 1077953 S&P 500 EMINI FUT...... LIFE HEDGE... N/A...... EQUITY/INDEX.. 12/18/2020. CME 9R7GPTSO7KV3UQJZQ078 09/16/2020...... 3,395.1000 ...... 3,352.0000 ...... 359,633 ...... (840,450) .....(840,450) ....4,680,000 ...... 003 ...... 50 ESZ0...... 59 ..9,888,400 1078348 S&P 500 EMINI FUT...... LIFE HEDGE... N/A...... EQUITY/INDEX.. 12/18/2020. CME 9R7GPTSO7KV3UQJZQ078 09/17/2020...... 3,347.5000 ...... 3,352.0000 ...... 54,406 ...... 13,275 ...... 13,275 ...... 708,000 ...... 003 ...... 50 ESZ0...... 73 12,234,800 1078716 S&P 500 EMINI FUT...... LIFE HEDGE... N/A...... EQUITY/INDEX.. 12/18/2020. CME 9R7GPTSO7KV3UQJZQ078 09/18/2020...... 3,309.0000 ...... 3,352.0000 ...... 67,316 ...... 156,950 ...... 156,950 ...... 876,000 ...... 003 ...... 50 ESZ0...... 92 15,419,200 1079669 S&P 500 EMINI FUT...... LIFE HEDGE... N/A...... EQUITY/INDEX.. 12/18/2020. CME 9R7GPTSO7KV3UQJZQ078 09/21/2020...... 3,272.0000 ...... 3,352.0000 ...... 84,836 ...... 368,000 ...... 368,000 ....1,104,000 ...... 003 ...... 50

Q ESZ0...... 30 ..5,028,000 1080432 S&P 500 EMINI FUT...... LIFE HEDGE... N/A...... EQUITY/INDEX.. 12/18/2020. CME 9R7GPTSO7KV3UQJZQ078 09/23/2020...... 3,225.5000 ...... 3,352.0000 ...... 27,664 ...... 189,750 ...... 189,750 ...... 360,000 ...... 003 ...... 50

E ESZ0...... 28 ..4,692,800 1080807 S&P 500 EMINI FUT...... LIFE HEDGE... N/A...... EQUITY/INDEX.. 12/18/2020. CME 9R7GPTSO7KV3UQJZQ078 09/24/2020...... 3,235.7500 ...... 3,352.0000 ...... 25,820 ...... 162,750 ...... 162,750 ...... 336,000 ...... 003 ...... 50

0 ...... CASH MARGIN ...... LIFE HEDGE...... - ...... 25,743,400 ...... 7 1539999999. Total-Long Futures-Hedging Other...... 1,806,392 ..25,743,400 ...... 0 ...... 0 ...... 0 .....(325,638) .....(325,638) ..25,399,640 XXX XXX 1579999999. Total-Long Futures...... 1,806,392 ..25,743,400 ...... 0 ...... 0 ...... 0 .....(325,638) .....(325,638) ..25,399,640 XXX XXX Totals 1709999999. Total-Hedging Other...... 1,806,392 ..25,743,400 ...... 0 ...... 0 ...... 0 .....(325,638) .....(325,638) ..25,399,640 XXX XXX 1759999999. TOTAL...... 1,806,392 ..25,743,400 ...... 0 ...... 0 ...... 0 .....(325,638) .....(325,638) ..25,399,640 XXX XXX

Beginning Cumulative Ending Cash Cash Cash Broker Name Balance Change Balance Morgan Stanley ..13,123,500 ..12,619,900 ..25,743,400 Total Net Cash Deposits...... 13,123,500 ..12,619,900 ..25,743,400

(a) Code Description of Hedged Risk(s) 3 Hedges equity or interest rate risk of life products Statement as of September 30, 2020 of the EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA SCHEDULE DB - PART D - SECTION 1 Counterparty Exposure for Derivative Instruments Open as of Current Statement Date 1 2 3 4 Book Adjusted Carrying Value Fair Value 11 12 5 6 7 8 9 10

Credit Master Support Contracts with Contracts with Agreement Annex Fair Value of Acceptable Book/Adjusted Carrying Book/Adjusted Carrying Exposure Net Contracts with Contracts with Exposure Net Potential Off-Balance Description of Exchange, Counterparty or Central Clearinghouse (Y or N) (Y or N) Collateral Value > 0 Value < 0 of Collateral Fair Value > 0 Fair Value < 0 of Collateral Exposure Sheet Exposure Exchange Traded Derivatives 0199999999. Aggregate Sum of Exchange Traded...... XXX XXX XXX ...... 25,743,400 ...... 25,743,400 ...... 1,806,392 ...... 25,399,640 ...... NAIC 1 Designation Barclays Bank PLC...... G5GSEF7VJP5I7OUK5573... Y...... Y...... 550,000 ...... 759,589 - ...... 209,589 ...... 759,589 - ...... 209,589 ...... 73,432 ...... 73,432 BNP PARIBAS...... R0MUWSFPU8MPRO8K5P83 Y...... Y...... 506,000 ...... 365,585 - ...... 0 ...... 365,585 - ...... 0 ...... 17,269 ...... 0 Goldman Sachs Financial Markets L.P...... VF1AUT09OCSW5Y7OE568 Y...... Y...... 1,370,000 ...... 1,432,535 - ...... 62,535 ...... 1,432,535 - ...... 62,535 ...... 51,717 ...... 51,717 HSBC Bank USA, N.A...... 1IE8VN30JCEQV1H4R804... Y...... Y...... 1,760,000 ...... 1,814,875 - ...... 54,875 ...... 1,814,875 - ...... 54,875 ...... 40,875 ...... 40,875 Morgan Stanley & Co. International plc...... 4PQUHN3JPFGFNF3BB653. Y...... Y...... 1,680,000 ...... 1,696,340 - ...... 16,340 ...... 1,696,340 - ...... 16,340 ...... 16,464 ...... 16,464 TRUIST BANK...... IYDOJBGJWY9T8XKCSX06. Y...... Y...... - ...... 156,226 - ...... 156,226 ...... 156,226 - ...... 156,226 ...... 6,011 ...... 6,011 0299999999. Total NAIC 1 Designation...... 5,866,000 ...... 6,225,150 ...... 0 ...... 499,565 ...... 6,225,150 ...... 0 ...... 499,565 ...... 205,768 ...... 188,499 0999999999. Gross Totals...... 5,866,000 ...... 31,968,550 ...... 0 ...... 26,242,965 ...... 8,031,542 ...... 0 ...... 499,565 ...... 25,605,408 ...... 188,499 1. Offset per SSAP No. 64...... 2. Net after right of offset per SSAP No. 64...... 31,968,550 ...... 0 Q E 0 8 Statement as of September 30, 2020 of the EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA

Sch. DB - Pt. D - Sn. 2 NONE

Sch. DB - Pt. E NONE

Sch. DL - Pt. 1 NONE

Sch. DL - Pt. 2 NONE

QE09, QE10, QE11, QE12 Statement as of September 30, 2020 of the EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA SCHEDULE E - PART 1 - CASH Month End Depository Balances 1 2 3 4 5 Book Balance at End of Each 9 Month During Current Quarter 6 7 8 Amount of Interest Amount of Interest Accrued at Rate of Received During Current Statement Depository Code Interest Current Quarter Date First Month Second Month Third Month * Open Depositories BANK OF AMERICA...... DALLAS, TX...... 1,637,340 ...... 1,065,575 ...... 2,592,534 XXX BANK OF AMERICA...... HARTFORD, CT...... (5,393,463) ...... (5,424,582) ...... (7,355,469) XXX JP MORGAN CHASE...... NEW YORK, NY...... 5,176,936 ...... 4,984,298 ...... 11,575,934 XXX MELLON BANK...... PITTSBURGH, PA...... 299,047 ...... 412,700 ...... 611,454 XXX NORTHERN TRUST...... CHICAGO, IL...... 200,000 ...... 200,000 ...... 1,162,313 XXX 0199999. Total Open Depositories...... XXX XXX ...... 0 ...... 0 ...... 1,919,861 ...... 1,237,991 ...... 8,586,767 XXX 0399999. Total Cash on Deposit...... XXX XXX ...... 0 ...... 0 ...... 1,919,861 ...... 1,237,991 ...... 8,586,767 XXX 0499999. Cash in Company's Office...... XXX XXX XXX XXX ...... 101,220 ...... XXX 0599999. Total Cash...... XXX XXX ...... 0 ...... 0 ...... 2,021,081 ...... 1,237,991 ...... 8,586,767 XXX

QE13 Statement as of September 30, 2020 of the EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA SCHEDULE E - PART 2 - CASH EQUIVALENTS Show Investments Owned End of Current Quarter 1 2 3 4 5 6 7 8 9 Amount of Interest Due & CUSIP Description Code Date Acquired Rate of Interest Maturity Date Book/Adjusted Carrying Value Accrued Amount Received During Year All Other Money Market Mutual Funds 018616 755AB GOVERNMENT STIF PORTFOLIO...... 09/30/2020...... 0.040 ...... 33,174,256 ...... 8699999. Total - All Other Money Market Mutual Funds...... 33,174,256 ...... 0 ...... 0 8899999. Total - Cash Equivalents ...... 33,174,256 ...... 0 ...... 0 Q E 1 4