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The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. The reader should not assume that the information is accurate and complete. OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0006 Washington, D.C. 20549 Oct 31, FORM 13F Expires: 2018 FORM 13F COVER PAGE Estimated average burden hours per 23.8 response: Report for the Calendar Year or Quarter Ended: 03-31-2020 Check here if Amendment Amendment Number: This Amendment (Check only one.): is a restatement. adds new holdings entries. Institutional Investment Manager Filing this Report: Name: US BANCORP \DE\ Address: U.S. BANCORP 800 NICOLLET MALL MINNEAPOLIS, MN 55402-7020 Form 13F File 028-00551 Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michele Michals Title: Vice President Phone: 314-418-1707 Signature, Place, and Date of Signing: Michele Michals St Louis, MO 05-12-2020 [Signature] [City, State] [Date] Report Type (Check only one.): X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 7,182 Form 13F Information Table Value Total: 32,059,958 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state “NONE” and omit the column headings and list entries.] Form 13F File No. Name Number 1 028-02267 US BANK NATIONAL ASSOCIATION 5 028-16147 U.S. BANCORP INVESTMENTS, INC. The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. The reader should not assume that the information is accurate and complete. OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0006 Washington, D.C. 20549 Oct 31, FORM 13F Expires: 2018 FORM 13F INFORMATION TABLE Estimated average burden hours per 23.8 response: COLUMN COLUMN COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 5 COLUMN 6 COLUMN 8 4 7 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY TITLE OF NAME OF ISSUER CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE CLASS COMMON EURONAV NV B38564108 4 378 SH DFND 1 378 0 0 STOCK COMMON DEUTSCHE BANK AG D18190898 70 10,995 SH DFND 1 5,721 0 5,274 STOCK COMMON DEUTSCHE BANK AG D18190898 17 2,588 SH OTR 1 277 2,145 166 STOCK COMMON CONSTELLIUM SE F21107101 1 190 SH DFND 1 190 0 0 STOCK COMMON ADIENT PLC G0084W101 27 3,019 SH DFND 1 2,678 0 341 STOCK COMMON ADIENT PLC G0084W101 4 395 SH OTR 1 395 0 0 STOCK COMMON ALKERMES PLC G01767105 7 471 SH DFND 1 394 0 77 STOCK COMMON ALLEGION PLC G0176J109 770 8,363 SH DFND 1 8,000 0 363 STOCK COMMON ALLEGION PLC G0176J109 329 3,574 SH OTR 1 3,500 61 13 STOCK COMMON ALLERGAN PLC G0177J108 2,360 13,324 SH DFND 1 11,380 0 1,944 STOCK COMMON ALLERGAN PLC G0177J108 306 1,727 SH OTR 1 1,660 28 39 STOCK COMMON ALLERGAN PLC G0177J108 4 22 SH DFND 5 22 0 0 STOCK COMMON AMCOR PLC G0250X107 5,874 723,396 SH DFND 1 723,319 0 77 STOCK COMMON AMCOR PLC G0250X107 2,948 363,000 SH OTR 1 330,707 192 32,101 STOCK COMMON AMDOCS LTD G02602103 1,646 29,941 SH DFND 1 29,323 0 618 STOCK COMMON AMDOCS LTD G02602103 566 10,303 SH OTR 1 9,696 108 499 STOCK COMMON AMDOCS LTD G02602103 2 33 SH DFND 5 33 0 0 STOCK COMMON AMBARELLA INC G037AX101 208 4,273 SH DFND 1 4,273 0 0 STOCK COMMON AMBARELLA INC G037AX101 19 399 SH OTR 1 399 0 0 STOCK COMMON AMBARELLA INC G037AX101 8 173 SH DFND 5 173 0 0 STOCK COMMON AON PLC G0408V102 1,854 11,234 SH DFND 1 10,103 0 1,131 STOCK COMMON AON PLC G0408V102 2,826 17,124 SH OTR 1 5,856 619 10,649 STOCK COMMON AON PLC G0408V102 32 191 SH DFND 5 191 0 0 STOCK COMMON ARCH CAP GROUP LTD G0450A105 987 34,671 SH DFND 1 26,053 0 8,618 STOCK COMMON ARCH CAP GROUP LTD G0450A105 257 9,005 SH OTR 1 7,029 0 1,976 STOCK ARCH CAPITAL GROUP COMMON G0450A105 1 44 SH DFND 5 44 0 0 LTD STOCK ARCOS DORADOS COMMON G0457F107 1 374 SH DFND 1 0 0 374 HOLDINGS INC A STOCK ARCOS DORADOS COMMON G0457F107 3 1,000 SH OTR 1 1,000 0 0 HOLDINGS INC A STOCK ARGO GROUP INTL COMMON G0464B107 1,502 40,535 SH DFND 1 23,534 0 17,001 HLDGS LTD STOCK ARGO GROUP INTL COMMON G0464B107 174 4,690 SH OTR 1 4,189 501 0 HLDGS LTD STOCK ARGO GROUP COMMON G0464B107 6 164 SH DFND 5 164 0 0 INTERNATIONAL STOCK ASSURED GUARANTY COMMON G0585R106 223 8,640 SH DFND 1 6,000 0 2,640 LTD STOCK ASSURED GUARANTY COMMON G0585R106 2 95 SH OTR 1 0 30 65 LTD STOCK ATLASSIAN CORP PLC COMMON G06242104 321 2,336 SH DFND 1 2,135 0 201 CLASS A STOCK ATLASSIAN CORP PLC COMMON G06242104 236 1,718 SH OTR 1 1,420 298 0 CLASS A STOCK COMMON ATHENE HLDG LTD G0684D107 101 4,075 SH DFND 1 3,354 0 721 STOCK COMMON ATHENE HLDG LTD G0684D107 16 645 SH OTR 1 0 91 554 STOCK AXIS CAPITAL COMMON G0692U109 15 386 SH DFND 1 316 0 70 HOLDINGS LTD STOCK AXALTA COATING COMMON G0750C108 43 2,515 SH DFND 1 1,462 0 1,053 SYSTEMS LTD STOCK AXALTA COATING COMMON G0750C108 2 120 SH OTR 1 0 0 120 SYSTEMS LTD STOCK AXALTA COATING COMMON G0750C108 21 1,229 SH DFND 5 1,229 0 0 SYSTEMS LTD STOCK COMMON ATLANTICA YIELD PLC G0751N103 2,200 98,648 SH DFND 1 98,531 0 117 STOCK COMMON ATLANTICA YIELD PLC G0751N103 535 23,978 SH OTR 1 23,787 0 191 STOCK COMMON ATLANTICA YIELD PLC G0751N103 21 958 SH DFND 5 958 0 0 STOCK BANK OF NT COMMON G0772R208 74 4,360 SH DFND 1 170 0 4,190 BUTTERFIELD SON STOCK COMMON ACCENTURE PLC CL A G1151C101 158,054 968,111 SH DFND 1 929,696 0 38,415 STOCK COMMON ACCENTURE PLC CL A G1151C101 44,564 272,963 SH OTR 1 246,514 14,039 12,410 STOCK COMMON ACCENTURE PLC G1151C101 650 3,981 SH DFND 5 3,981 0 0 STOCK COMMON MIMECAST LTD G14838109 481 13,636 SH DFND 1 13,636 0 0 STOCK COMMON MIMECAST LTD G14838109 179 5,058 SH OTR 1 5,058 0 0 STOCK BROOKFIELD BUSINESS COMMON G16234109 2 72 SH DFND 1 72 0 0 PARTNERS L STOCK BROOKFIELD COMMON G16249107 16 2,023 SH DFND 1 2,023 0 0 PROPERTY PARTNERS L STOCK BROOKFIELD COMMON G16249107 40 5,000 SH OTR 1 5,000 0 0 PROPERTY PARTNERS L STOCK BROOKFIELD COMMON G16252101 15 412 SH DFND 1 412 0 0 INFRASTRUCTURE PART STOCK BROOKFIELD COMMON G16252101 131 3,642 SH OTR 1 2,180 0 1,462 INFRASTRUCTURE PART STOCK BROOKFIELD COMMON G16258108 179 4,219 SH DFND 1 3,219 0 1,000 RENEWABLE PARTNERS STOCK BROOKFIELD COMMON G16258108 98 2,300 SH OTR 1 2,300 0 0 RENEWABLE PARTNERS STOCK COMMON BUNGE LIMITED G16962105 105 2,569 SH DFND 1 2,327 0 242 STOCK COMMON CAPRI HOLDINGS LTD G1890L107 27 2,521 SH DFND 1 877 0 1,644 STOCK COMMON CAPRI HOLDINGS LTD G1890L107 3 305 SH OTR 1 101 204 0 STOCK COMMON CARDTRONICS PLC G1991C105 10 488 SH DFND 1 439 0 49 STOCK COMMON CARDTRONICS PLC G1991C105 21 1,018 SH OTR 1 0 1,018 0 STOCK CHINA YUCHAI INTL COMMON G21082105 80 7,473 SH DFND 1 1,949 0 5,524 LTD STOCK COMMON CIMPRESS PLC G2143T103 1 25 SH DFND 1 25 0 0 STOCK CHINA BIOLOGIC COMMON G21515104 1 13 SH OTR 1 13 0 0 PRODUCTS HOLD STOCK COMMON CREDICORP LTD G2519Y108 147 1,029 SH DFND 1 827 0 202 STOCK COMMON CREDICORP LTD G2519Y108 9 62 SH OTR 1 25 0 37 STOCK COMMON COSAN LTD CL A G25343107 3 220 SH DFND 1 220 0 0 STOCK COCA COLA EUROREAN COMMON G25839104 3,601 95,937 SH DFND 1 94,235 0 1,702 PARTNERS STOCK COCA COLA EUROREAN COMMON G25839104 498 13,287 SH OTR 1 13,212 16 59 PARTNERS STOCK COCA-COLA EUROPEAN COMMON G25839104 6 147 SH DFND 5 147 0 0 PARTNERS STOCK CUSHMAN WAKEFIELD COMMON G2717B108 8 639 SH DFND 1 0 0 639 PLC STOCK COMMON EATON CORP PLC G29183103 22,520 289,875 SH DFND 1 281,907 0 7,968 STOCK COMMON EATON CORP PLC G29183103 5,057 65,087 SH OTR 1 62,540 1,885 662 STOCK EATON CORPORATION COMMON G29183103 142 1,818 SH DFND 5 1,818 0 0 PLC STOCK ENDO INTERNATIONAL COMMON G30401106 4 1,180 SH DFND 1 761 0 419 PLC STOCK ENDO INTERNATIONAL COMMON G30401106 6 1,527 SH OTR 1 0 1,527 0 PLC STOCK COMMON ENSTAR GROUP LTD G3075P101 36 226 SH DFND 1 44 0 182 STOCK ASA GOLD AND OTHER G3156P103 0 21 SH DFND 1 21 0 0 PRECIOUS METALS L COMMON ESSENT GROUP LTD G3198U102 229 8,698 SH DFND 1 8,698 0 0 STOCK COMMON ESSENT GROUP LTD G3198U102 3 96 SH OTR 1 96 0 0 STOCK EVEREST RE GROUP COMMON G3223R108 2,288 11,895 SH DFND 1 4,941 0 6,954 LTD STOCK EVEREST RE GROUP COMMON G3223R108 146 756 SH OTR 1 730 5 21 LTD STOCK EVEREST RE GROUP COMMON G3223R108 22 112 SH DFND 5 112 0 0 LTD STOCK COMMON FABRINET G3323L100 368 6,739 SH DFND 1 6,724 0 15 STOCK COMMON FABRINET G3323L100 35 634 SH OTR 1 634 0 0 STOCK COMMON FERROGLOBE PLC G33856108 1 1,128 SH DFND 1 1,128 0 0 STOCK FRESH DEL MONTE COMMON G36738105 476 17,251 SH DFND 1 17,251 0 0 PRODUCE INC STOCK FRESH DEL MONTE COMMON G36738105 106 3,852 SH OTR 1 3,852 0 0 PRODUCE INC STOCK COMMON FRONTLINE LTD G3682E192 1 85 SH DFND 1 85 0 0 STOCK
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    Important Notice National Securities Clearing Corporation A#: 8973 P&S #: 8546 Date: 03/05/2021 To: ALL PARTICIPANTS OPERATIONS PARTNER/OFFICER; MANAGER P&S DEPARTMENT; CASHIER; Attention: ACATS PARTICIPANTS; FUND/SERV PARTICIPANTS; MUNICIPAL BOND COMPARISON PARTICIPANTS From: ACCOUNT ADMINISTRATION Subject: CHANGES IN THE LIST OF PARTICIPANTS • The following firms will retire from all services, as detailed below: Last Trade Date, March 03, 2021 Preste Capital Partners S.A. No. 1156 Last Trade Date, March 05, 2021 Cary Street Partners, LLC No. 6487 Last Trade Date, March 09, 2021 Galloway Capital Management LTD. No. 3434 Veritas Independent Partners, LLC No. 4416 Last Trade Date, March 10, 2021 Ultimus Fund Distributors, LLC/Ryan Labs Funds No. 3183 • The following firm will begin participation in the MF Profile service, as detailed below: First Trade Date, March 08, 2021: Quasar Distributors, LLC/Locorr Investment Trust No. 5569 • The following firm will begin participation in the Omni/SERV Activity & Position service, as detailed below: First Trade Date, March 08, 2021: Goldman, Sachs & Co. LLC/Goldman Sachs International Fund No. 6570 DTCC offers enhanced access to all important notices via a Web-based subscription service. The notification system leverages RSS Newsfeeds, providing significant benefits including real-time updates and customizable delivery. To learn more and to set up your own DTCC RSS alerts, visit http://www.dtcc.com/rss-feeds.aspx. DTCC Public (White) • The following firm will change its OTC Symbol, as detailed below: Effective First Trade Date, March 15, 2021: From: Interactive Brokers LLC No. 0017 OTC Alpha Identifier: IBKR To: Interactive Brokers LLC No.
  • Numerical.Pdf

    Numerical.Pdf

    DTC PARTICPANT REPORT (Numerical Sort ) Month Ending - July 31, 2021 NUMBER PARTICIPANT ACCOUNT NAME 0 SERIES 0005 GOLDMAN SACHS & CO. LLC 0010 BROWN BROTHERS HARRIMAN & CO. 0013 SANFORD C. BERNSTEIN & CO., LLC 0015 MORGAN STANLEY SMITH BARNEY LLC 0017 INTERACTIVE BROKERS LLC 0019 JEFFERIES LLC 0031 NATIXIS SECURITIES AMERICAS LLC 0032 DEUTSCHE BANK SECURITIES INC.- STOCK LOAN 0033 COMMERZ MARKETS LLC/FIXED INC. REPO & COMM. PAPER 0045 BMO CAPITAL MARKETS CORP. 0046 PHILLIP CAPITAL INC./STOCK LOAN 0050 MORGAN STANLEY & CO. LLC 0052 AXOS CLEARING LLC 0057 EDWARD D. JONES & CO. 0062 VANGUARD MARKETING CORPORATION 0063 VIRTU AMERICAS LLC/VIRTU FINANCIAL BD LLC 0065 ZIONS DIRECT, INC. 0067 INSTINET, LLC 0075 LPL FINANCIAL LLC 0076 MUFG SECURITIES AMERICAS INC. 0083 TRADEBOT SYSTEMS, INC. 0096 SCOTIA CAPITAL (USA) INC. 0099 VIRTU AMERICAS LLC/VIRTU ITG LLC 100 SERIES 0100 COWEN AND COMPANY LLC 0101 MORGAN STANLEY & CO LLC/SL CONDUIT 0103 WEDBUSH SECURITIES INC. 0109 BROWN BROTHERS HARRIMAN & CO./ETF 0114 MACQUARIE CAPITAL (USA) INC. 0124 INGALLS & SNYDER, LLC 0126 COMMERZ MARKETS LLC 0135 CREDIT SUISSE SECURITIES (USA) LLC/INVESTMENT ACCOUNT 0136 INTESA SANPAOLO IMI SECURITIES CORP. 0141 WELLS FARGO CLEARING SERVICES, LLC 0148 ICAP CORPORATES LLC 0158 APEX CLEARING CORPORATION 0161 BOFA SECURITIES, INC. 0163 NASDAQ BX, INC. 0164 CHARLES SCHWAB & CO., INC. 0166 ARCOLA SECURITIES, INC. 0180 NOMURA SECURITIES INTERNATIONAL, INC. 0181 GUGGENHEIM SECURITIES, LLC 0187 J.P. MORGAN SECURITIES LLC 0188 TD AMERITRADE CLEARING, INC. 0189 STATE STREET GLOBAL MARKETS, LLC 0197 CANTOR FITZGERALD & CO. / CANTOR CLEARING SERVICES 200 SERIES 0202 FHN FINANCIAL SECURITIES CORP. 0221 UBS FINANCIAL SERVICES INC.