SYMPOSIUM ON BUILDING THE ST FINANCIAL SYSTEM OF THE 21 CENTURY: AN AGENDA FOR EUROPE AND THE UNITED STATES ELTVILLE, GERMANY • APRIL 15-17, 2015

PARTICIPANT LIST as of April 13 2015

Simona Amati Ed Bowles Director, , Kreab Regional Head of Public Affairs, EMEA and Americas, Ignazio Angeloni Member of the Supervisory Board, European Central Danny Busch Bank Chair for Financial Law, Institute for Financial Law, University of Nijmegen Gabriele Apfelbacher Partner, Cleary Gottlieb Steen & Hamilton LLP Tom Clark Executive Counsel, Government Affairs and Policy, GE Javier Arias Capital Head Representative to the E.U., BBVA Roger Cogan Maja Augustyn Head, European Public Policy, ISDA Senior Advisor, BNP Paribas Securities Services Nick Collier Gregory Baer Global Head of Government & Regulatory Affairs, Head of Regulatory Policy, JPMorgan Chase & Co. Thomson Reuters

Mark Barber Michael Collins Deputy Treasurer, Global Relations, General Electric Director of Public Affairs, EVCA Company Raffaele Cosimo Chris Bates Chief Executive Officer, Promontory Financial Group Partner, LLP Italy S.r.l.

Troy Beatty Joanna Cound Assistant Director, International Regulatory Policy, Managing Director, Blackrock Office of International Affairs, U.S. Securities and Exchange Commission Chris Cummings CEO, TheCityUK Johannes Beermann Member of the Executive Board, Deutsche Bundesbank Robert Dannhauser Head, Global Capital Markets Policy, Gabriel Bernadino CFA Institute Chairman, European and Occupational Pensions Authority

Allison Breault Associate, Cleary Gottlieb Steen & Hamilton LLP

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Catherine Davidson Stefan Gavell Head of EMEA Government Relations, Executive Vice President, and Head of Regulatory, Industry, and Government Affairs, State Street Willem Pieter De Groen Corporation Research Fellow, Financial Institutions, Prudential Policy & Tax Unit, CEPS Neena Gill Member of the European Parliament

Edouard de Lencquesaing Simon Gleeson CEO, European Institute of Financial Regulation (EIFR) Partner, Clifford Chance LLP

Eva Dieben Charles Goodhart Senior Legal Counsel, Regulatory, AEGON N.V. Professor Emeritus, Silviu Eduard Dinca School of Economics PHD Candidate, University of Craiova, Romania (UCV- FEAA) Mauro Grande Member of the Board, Single Resolution Board

Margaret Doyle Partner, William Grimes Professor of International Relations, Boston University Vilhjalmur Egilsson Rector, Bifrost University Seraina Grünewald Assistant Professor, University of Zurich Karen Elinski SVP, General Counsel and Head of Government Ulf Grunnesjö Relations & Public Policy, TIAA-CREF Head of Investor Relations, Skandinaviska Enskilda Banken (SEB) Colin Ellis MD - Chief Credit Officer, Levin Holle Moody's Investors Service Director General, Financial Market Policy, German Federal Ministry of Finance Maike Falk Alan Houmann Analyst, Banking and Financial Supervision Department, Head of Government Affairs for Europe, Middle East & Deutsche Bundesbank Africa, Citi

Sebastian Fairhurst Thomas Huertas Head of Public Policy Germany, Santander Consumer Partner, FS Risk and Chair, Global Regulatory Network, Bank AG Ernst & Young LLP

Antonio Garcia del Riego Veronica Iommi Director of European Corporate Affairs, Banco EMEA Head of Public Policy, Bank of New York Mellon Santander Sven Kasper Nathan Gatten SVP, Director EMEA, Regulatory, Industry & Managing Director, Head of Global Government Government Affairs, State Street Relations, JP Morgan Chase Etay Katz Partner, Allen & Overy LLP

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Richard Kaye Stefano Mazzocchi Head of Government Relations, EMEA, APAC, JP Director, Advocacy, AFME Morgan Elizabeth McCaul Patrick Kenadjian Partner-in-Charge, Promontory Financial Group Senior Counsel, Davis Polk; Adjunct Professor, Institute for Law and Finance, Goethe University Eric Morgan de Rivery Partner, Jones Day Peter King Partner, Weil Gotshal & Manges LLP Nicolette Moser Director, European Regulatory Affairs & Public Policy, Wolf Klinz Allianz SE Former MEP, European Parliament Burkhard Ober Michael Krimminger Head of the SE European Affairs Office, Allianz Partner, Cleary Gottlieb Steen & Hamilton LLP Toru Otsuka Susanne Korbmacher Managing Director, Group Strategy & Executive Office, Head of Division, Financial Stability Department, Nomura Holdings, Inc. Deutsche Bundesbank Allison Parent Edmund Lakin Adviser, EU Strategy, Global Markets Policy Manager, HSBC Holdings plc Leah Perry Director, Global Government & Public Policy, McGraw Karel Lannoo Hill Financial CEO, Centre for European Policy Studies (CEPS) Fatima Pires Ida Levine Head of Financial Regulation Division, ECB Director and Senior Counsel, Capital International Brian Polk Janne Lipponen FS Regulation Leader for EMEA, PWC Deputy Director, EU and International Banking and Financial Services Strategy, HMT Uta Proud Vice President, Government & Public Affairs, Moody’s Daniela Marilungo Head of Public Policy, EMEA, Bank of America Merrill Lisa Rabbe Lynch Head of Public Policy, EMEA Credit Sussie Securities (Europe) Limited Rich Mattione Researcher, NichiLA LLC Nickolas Reinhardt Director, Afore Consulting Sylvie Matherat Global Head of Government & Regulatory Affairs, Paul Saltzman AG Stephen Sanders Robin Maxwell Head of EMEA Regulatory Policy Developments, Partner, Head of US Financial Regulation Group, JPMorgan LLP Dirk Schoenmaker Dean, Duisenberg School of Finance

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David Schraa Bouke de Vries Regulatory Counsel, The Institute of International Advisor to the Board, Public Affairs, Rabobank Finance Karlheinz Walch Hal Scott Standing Deputy of the Head of the Banking and Nomura Professor and Director, Program on Financial Supervision, Deutsche Bundesbank International Financial Systems, Harvard Law School Ruth Wandhöfer Jens Seiler TTS Head of Regulatory & Market Strategy, Citi Deputy Head of Division, Financial Stability Department, Deutsche Bundesbank Jon Whitehouse Managing Director, Government Relations, Joerg Stephan Bank Deputy Head of Department, Financial Stability Department, Deutsche Bundesbank Candida Wolff Executive Vice President and Head of Global Steffen Strodthoff Government Affairs, Citi Analyst, Economics Department, Deutsche Bundesbank David Wright Heath Tarbert Secretary General, International Organization of Partner, Allen & Overy LLP Securities Commissions (IOSCO)

Emiliano Tornese George Zavvos Senior Officer, Directorate General for Financial Legal Adviser, Legal Service, European Commission Stability, Financial Services, and Capital Markets Union, European Commission

Daniel Trinder Global Head of Regulatory Policy, Deutsche Bank AG

Michael Turner Counsel, General Counsel’s Office The Depository Trust & Clearing (DTCC)

Diego Valiante Head of Financial Markets and Institution, Centre for European Policy Studies (CEPS)

Arthur van den Hurk Senior Legal Counsel, Regulatory, AEGON N.V.

Therese M. Vaughan Dean, Drake University

Adrian Van Rixtel Senior Economist

Bank for International Settlements

Pieter Verheugd Manager Public and Government Affairs, ING

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