Form 5500, Schedule C Year Ended December 31, 2016

Brandywine Global Investment Management, LLC

The following is a list of brokers used by Brandywine Global that provided Brandywine Global with proprietary research or soft dollar credits that were used to obtain research products and services generated by third parties during the calendar year ended December 31, 2016.

Amherst Securities Group L.P. & New Zealand Autonomous Research LLP Banca IMI of America/ Lynch Barclays Capital Bay Crest Partners BB&T Capital Markets Bloomberg Tradebook BMO Capital BNY Mellon Capital Markets LLC Bradesco Securities Brean Capital Brownstone Investment Group LLC Buckingham Research C L King & Associates Cabrera Capital Markets Canaccord Genuity Inc. Cantor Fitzgerald Capital Institutional Services CIBC Commerzbank AG Commonwealth Bank of Australia Credit Agricole First Boston CRT Capital Group Daiwa Securities Danske Bank Davidson & Co. Drexel Hamilton /ISI FTN Financial Capital Markets Gabelli and Co. GMP Securities LLC Guggenheim Capital Markets Howard Weil Trading HSBC Imperial Capital ING Financial Markets Instinet Itau BBA J P Morgan Securities Janney Montgomery Scott Jefferies Keefe Bruyette & Woods Keybanc KGS Liquidnet Lloyds Securities Loop Capital Markets Macquarie Equities Market Axess Mary Ramsey King Millennium Advisors Mitsubishi UFJ Securities USA Mizuho MKM Holdings/Partners National Australia Capital Northcoast Research Partners Oppenheimer Paribas Performance Trust Capital Partners, LLC Pershing Piper Jaffray Rafferty Capital Markets LLC Raymond James RBC Capital Markets Robert W & Co. S. Bernstein Santander Investments SEB Securities Inc. Sidoti & Co. Societe Generale Southcoast Capital Southwest Securities State Street Global Advisers Stephens Nicolaus StormHarbour Securities, LP Strategas Sumridge Partners Sun Trust Robinson Humphry Susquehanna Partners The Seaport Group Toronto Dominion Securities UBS Group US Bancorp Investments Inc. Weeden Securities Westminster Research Associates Form 5500, Schedule C Year Ended December 31, 2016

ClearBridge Investments, LLC

The following is a list of broker-dealers with which ClearBridge Investments, LLC (“ClearBridge”) has entered into client commission arrangements (“CCAs”) which enable ClearBridge to direct client brokerage to broker-dealers who provide research and brokerage services to ClearBridge. The CCAs may be structured as traditional soft dollar arrangements obligating the broker-dealer to pay for a specific research product or they may be structured to allow ClearBridge to designate broker-dealer payments to specific independent research providers based on the broker vote and existing commission credits with the executing broker-dealers.

Bank of America Bloomberg TradeBook Aggregates (with Citigroup Global Markets, Barclays Capital and UBS Securities as executing brokers) Capital Institutional Services Goldman Sachs JP Morgan Securities Morgan Stanley Westminster Aggregates (with Jefferies & Company, Liquidnet US and Credit Suisse as executing brokers) BIDS Aggregates (with Credit Suisse, JP Morgan Securities and Morgan Stanley as executing brokers)

Form 5500, Schedule C Year Ended December 31, 2016

ClearBridge, LLC

The following is a list of broker-dealers with which ClearBridge, LLC (“ClearBridge”) has entered into client commission arrangements (“CCAs”) which enable ClearBridge to direct client brokerage to broker-dealers who provide research and brokerage services to ClearBridge. The CCAs may be structured as traditional soft dollar arrangements obligating the broker-dealer to pay for a specific research product or they may be structured to allow ClearBridge to designate broker-dealer payments to specific independent research providers based on the broker vote and existing commission credits with the executing broker-dealers.

Bank of America Bloomberg TradeBook Aggregates (with Citigroup Global Markets, Barlcays Capital and UBS Securities as executing brokers) Capital Institutional Services Goldman Sachs JP Morgan Securities Morgan Stanley Westminster Aggregates (with Jefferies & Company, Liquidnet US and Credit Suisse as executing brokers) BIDS Aggregates (with Credit Suisse, JP Morgan Securities and Morgan Stanley as executing brokers)

Form 5500, Schedule C Year Ended December 31, 2016

EnTrustPermal Management LLC

EnTrustPermal Management LLC (“EnTrustPermal”) does not direct client brokerage transactions to any broker-dealer in exchange for products and services (e.g. research), other than execution services for securities transactions on behalf of its clients, or otherwise participate in “soft dollar” arrangements.

Form 5500, Schedule C Year Ended December 31, 2016

QS Investors, LLC

QS Investors, LLC (“QS Investors”) does not direct client brokerage transactions to any broker- dealer in exchange for products and services (e.g., research), other than execution services for securities transactions on behalf of its clients, or otherwise participate in “soft dollar” arrangements. Although QS Investors does not participate in any such arrangement, QS Investors may receive research from broker-dealers through whom securities transactions are executed. However, QS Investors does not consider such research as a factor in selecting broker-dealers to execute client transactions.