Underdetermination Thesis, Duhem-Quine Thesis
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eophil_U 10/28/05 3:41 PM Page 575 UNDERDETERMINATION THESIS, DUHEM-QUINE THESIS Jung,C.G.Wandlung und Symbole der Libido. Leipzig, 1912. ory can be justified even if the theory is not proven by the Translated by Beatrice M. Hinkle as Psychology of the evidence: Warrant-conferring methods need not be Unconscious. London, 1916. Rev. ed. and new translation by deductive. R. F. C. Hull from the 4th ed. (1952), Symbole der Wandlung, as Symbols of Transformation, published as Vol. V of Deductive underdetermination speaks against sim- Collected Works, Herbert Read et al., eds. London and New plistic accounts of the hypothetico-deductive method, York, 1956. which presuppose that the epistemic warrant for a theory Leibniz, G. W. Die philosophischen Schriften. Edited by C. J. Gerhardt, 7 vols. Berlin, 1875–1890. Vol. V, p. 48, Vol. VI, p. is solely a matter of entailing correct observational conse- 600. quences. Two or more rival theories (together with suit- Schopenhauer, Arthur. Die Welt als Wille und Vorstellung. able initial conditions) may entail exactly the same Leipzig, 1819. Translated by R. B. Haldane and J. Kemp as observational consequences. Given the above presupposi- The World as Will and Idea, 3 vols. London: Trubner, tion, it follows that the observational consequences can- 1883–1886. not warrant belief in one theory over its rivals. Though Lancelot Law Whyte (1967) simplistic accounts of the hypothetico-deductive method need to be jettisoned, there are ways to meet the challenge of deductive underdetermination, even if we stay close to underdetermination hypothetico-deductivism. Since theories entail observa- tional consequences only with the aid of auxiliary thesis, duhem-quine assumptions, and since the available auxiliary assump- thesis tions may change over time, the set of observational con- sequences of a theory is not circumscribed once and for Underdetermination is a relation between evidence and all. Hence, even if, for the time being, two (or more) the- theory. More accurately, it is a relation between the ories entail the same observational consequences, there propositions that express the (relevant) evidence and the may be future auxiliary assumptions such that, when propositions that constitute the theory. The claim that conjoined with one of them, they yield fresh observa- evidence underdetermines theory may mean two things: tional consequences that can shift the evidential balance first, that the evidence cannot prove the truth of the the- in favor of it over its rivals. Besides, a more radical ory, and second, that the evidence cannot render the (though plausible) thought is that theories may get (indi- theory probable. Let us call the first deductive underde- rect) support from pieces of evidence that do not belong termination and the second inductive (or ampliative) to their observational consequences. underdetermination. Both kinds of claims are supposed to have a certain epistemic implication, namely that belief inductive underdetermination in theory is never warranted by the evidence. This is the Inductive underdetermination takes for granted that any underdetermination thesis. attempt to prove a theory on the basis of evidence is futile. Still, it is argued, no evidence can confirm a theory or deductive underdetermination make it probable, or no evidence can confirm a theory Deductive underdetermination is pervasive in all interest- more than its rivals. This claim is rather odd. In all its ing cases of scientific theory. If the theory is not just a generality, it is a recapitulation of inductive skepticism. If summary of the evidence, the evidence cannot deter- induction lacks justification, then no inductively estab- mine, in the sense of proving, the theory. For instance, no lished theory is warranted by the evidence. Yet induction finite amount of evidence of the form Aai & Bai can entail does not lack justification. In any case, according to an unrestricted universal generalization of the form All recent externalist-reliabilist theories of justification, A’s are B. Deductive underdetermination rests on the belief in theory is justified if induction is reliable; and claim that the link between evidence and (interesting) there is no argument that it is not. If inductive scepticism theory is not deductive. What is the epistemic problem it is set aside, inductive underdetermination must relate to is supposed to create? Given that the link is not deductive, problems with the theory of confirmation. For on any it is claimed that we can never justifiably believe in the theory of confirmation, the evidence (even if it is truth of a theory, no matter what the evidence is. How- restricted to observational consequences) can render a ever, it would be folly to think that deductive underdeter- theory probable or more probable than its rivals. That is, mination creates a genuine epistemic problem. There are the evidence can raise the probability of a theory. So enough reasons available for the claim that belief in the- inductive underdetermination must rest on some argu- ENCYCLOPEDIA OF PHILOSOPHY 2nd edition • 575 eophil_U 10/28/05 3:41 PM Page 576 UNDERDETERMINATION THESIS, DUHEM-QUINE THESIS ments that question the confirmatory role of the evidence observational generalisations can be confirmed. Hence, it vis-à-vis the theory. There is a battery of such arguments, does not deny that the evidence can confirm or render but they may be classified under two types. probable observational theories. It denies that the same The first capitalizes on the fact that no evidence can can be the case for theories that refer to unobservable affect the probability of the theory unless the theory is entities. assigned some nonzero initial probability. In fact, given Even if a sharp distinction between observable and the fact that two or more rival theories are assigned dif- unobservable entities were granted (though it is by no ferent prior probabilities, the evidence can confirm one means obvious that it should), this selective inductive more than the others, or even make one highly probable. underdetermination has a bite only if the methods that The challenge, then, is this: Where do these prior proba- lead to, and warrant, belief in observable entities and bilities come from? A total denial of the legitimacy of any observational generalizations are different from the prior probabilities would amount to inductive skepti- methods that lead to, and warrant, belief in theories that cism. Inductive underdetermination would be inductive posit unobservable entities. Yet the methods are the same. skepticism. The more interesting version of inductive In particular, explanatory considerations play an indis- underdetermination does not challenge the need to pensable role in both cases. In the end, this kind of selec- employ prior probabilities, but rather their epistemic cre- tive inductive underdetermination undermines itself: it dentials. If, it is argued, prior probabilities have epistemic either collapses into inductive skepticism or has no force force, then the evidence can warrant a high degree of at all. belief in a theory (or greater degree of belief in a theory than its rivals). But, it is added, how can prior probabili- empirical equivalence ties have any epistemic force? It is commonly argued that there can be totally empiri- The subjective Bayesians’ appeal to subjective prior cally equivalent theories— that is, theories that entail probabilities (degrees of belief) accentuates rather than exactly the same observational consequences under any meets this challenge. Bayesians typically argue that, in the circumstances. In its strong form, this claim (let’s call it long run, the prior probabilities wash out: even widely the Empirical Equivalence Thesis, EET) asserts that any different prior probabilities will converge, in the limit, to theory has empirically equivalent rivals (some of which the same posterior probability, if agents conditionalize on might be hitherto unconceived). EET is an entry point for the same evidence. But this is scant consolation because, the epistemic thesis of total underdetermination: that apart from the fact that in the long-run we are all dead, there can be no evidential reason to believe in the truth of the convergence-of-opinion theorem holds only under any theory. But there is no formal proof of EET, though a limited and very well-defined circumstances that can number of cases have been suggested ranging from hardly be met in ordinary scientific cases. The alternative Descartes’ “evil demon” hypothesis to the hypothesis that is to claim that prior probabilities have epistemic force for every theory T there is an empirically equivalent rival because they express rational degrees of belief, based, for asserting that T is empirically adequate yet false, or that instance, on plausibility or explanatory judgements. This the world is as if T were true. One can, of course, argue claim faces many challenges, but its defense might well be that these rival hypotheses have only philosophical value necessary for blocking the epistemic implications of and drive only an abstract philosophical doubt. In sci- inductive underdetermination. In its favor, it can be said ence, it is often hard to come by just one totally empiri- that rational belief in theory is not solely a matter of cally adequate theory, much less a bunch of them. looking for strict observational evidence. Yet it seems that there is a genuine case of empirical The second type of argument rests on the claim that equivalence of theories