Exchange Council Election Eurex Deutschland Preliminary Voter List – As of 16 August 2019

Total Page:16

File Type:pdf, Size:1020Kb

Exchange Council Election Eurex Deutschland Preliminary Voter List – As of 16 August 2019 Exchange Council Election Eurex Deutschland Preliminary Voter List – as of 16 August 2019 Voter group 1a cooperative credit institutions Company State DZ BANK AG Deutsche Zentral-Genossenschaftsbank Germany Page - 1 - Exchange Council Election Eurex Deutschland Preliminary Voter List – as of 16 August 2019 Voter group 1b credit institutions under public law Company State Bayerische Landesbank Germany DekaBank Deutsche Girozentrale Germany Hamburger Sparkasse AG Germany Kreissparkasse Köln Germany Landesbank Hessen-Thüringen Girozentrale Germany Landesbank Saar Germany Norddeutsche Landesbank - Girozentrale Germany NRW.BANK Germany Sparkasse Pforzheim Calw Germany Page - 2 - Exchange Council Election Eurex Deutschland Preliminary Voter List – as of 16 August 2019 Voter group 1c other credit institutions Company State ABN AMRO Bank N.V. Netherlands ABN AMRO Clearing Bank N.V. Netherlands B. Metzler seel. Sohn & Co. KGaA Germany Baader Bank Aktiengesellschaft Germany Banca Akros S.p.A. Italy Banca IMI S.p.A Italy Banca Sella Holding S.p.A. Italy Banca Simetica S.p.A. Italy Banco Bilbao Vizcaya Argentaria S.A. Spain Banco Comercial Português S.A. Portugal Banco Santander S.A. Spain Bank J. Safra Sarasin AG Switzerland Bank Julius Bär & Co. AG Switzerland Bank Vontobel AG Switzerland Bankhaus Lampe KG Germany Bankia S.A. Spain Bankinter Spain Banque de Luxembourg Luxemburg Banque Lombard Odier & Cie SA Switzerland Banque Pictet & Cie SA Switzerland Barclays Bank Ireland Plc Ireland Barclays Bank PLC United Kingdom Basler Kantonalbank Switzerland Berner Kantonalbank AG Switzerland Bethmann Bank AG Germany BNP Paribas United Kingdom BNP Paribas (Suisse) SA Switzerland BNP Paribas Fortis SA/NV Belgium BNP Paribas S.A. Niederlassung Deutschland Germany BNP Paribas Securities Services S.C.A. Zweigniederlassung Frankfurt Germany BRED Banque Populaire France CACEIS Bank SA France Caixabank S.A. Spain China Construction Bank Corporation Niederlassung Frankfurt Germany Citigroup Global Markets Europe AG Germany Commerzbank AG Germany Coöperatieve Rabobank U.A. Netherlands Page - 3 - Exchange Council Election Eurex Deutschland Preliminary Voter List – as of 16 August 2019 Voter group 1c other credit institutions Company State Corner Banca SA Switzerland Crédit Agricole Corporate and Investment Bank France Crédit Industriel et Commercial France Credit Suisse (Schweiz) AG Switzerland Credit Suisse AG Switzerland Credit Suisse International United Kingdom Danske Bank A/S Denmark DB Privat- und Firmenkundenbank AG Germany Deutsche Bank AG Germany Donner & Reuschel Aktiengesellschaft Germany DZ Privatbank S.A. Luxemburg EFG Bank AG Switzerland Erste Group Bank AG Austria Evli Bank Plc. Finland FinecoBank Banca Fineco S.p.A Italy flatex Bank AG Germany Goldman Sachs Bank Europe SE Germany Hamburg Commercial Bank AG Germany Hauck & Aufhäuser Privatbankiers AG Germany HSBC Bank plc United Kingdom HSBC France France HSBC Trinkaus & Burkhardt AG Germany ING Bank N.V. Netherlands Invest Banca SPA Italy IW Bank S.p.A. Italy J.P. Morgan AG Germany J.P. Morgan Securities plc United Kingdom Joh. Berenberg Gossler & Co. KG Germany KBC Bank N.V. Belgium Kutxabank S.A. Spain Landesbank Berlin AG Germany Lang & Schwarz AG Germany M.M. Warburg & CO (AG & Co.) Kommanditgesellschaft auf Aktien Germany Macquarie Bank Limited United Kingdom Mediobanca Banca di Credito Finanziario S.p.A Italy Merck Finck Privatbankiers AG Germany Morgan Stanley Europe SE Germany National Bank of Greece SA Greece Natixis France Page - 4 - Exchange Council Election Eurex Deutschland Preliminary Voter List – as of 16 August 2019 Voter group 1c other credit institutions Company State Natwest Markets NV Netherlands Natwest Markets Plc United Kingdom Nomura Financial Products Europe GmbH Germany Nordea Bank Abp Finland ODDO BHF Aktiengesellschaft Germany Piraeus Bank S.A. Greece Privatbank IHAG Zürich AG Switzerland Raiffeisen Bank International AG Austria Raiffeisen Centrobank AG Austria Raiffeisenlandesbank Oberösterreich Aktiengesellschaft Austria RBC Europe Limited United Kingdom Skandinaviska Enskilda Banken AB (publ) United Kingdom Société Générale France SOCIETE GENERALE, SUCURSAL EN ESPAÑA Spain St. Galler Kantonalbank AG Switzerland Swedbank AB Sweden Swissquote Bank S.A. Switzerland Tradegate AG Wertpapierhandelsbank Germany UBS AG Switzerland UBS Europe SE Germany UniCredit Bank AG Germany UniCredit S.p.A. Italy United Overseas Bank Ltd Singapore VOLKSBANK WIEN AG Austria VTB Capital plc United Kingdom Wolfgang Steubing AG Wertpapierdienstleister Germany Zürcher Kantonalbank Switzerland Page - 5 - Exchange Council Election Eurex Deutschland Preliminary Voter List – as of 16 August 2019 Voter group 2 financial services providers Company State 323 Trading BV Netherlands 3Red Partners LLC USA Aardvark Trading LLC USA ABC arbitrage Asset Management France ABN AMRO Clearing Chicago LLC USA ADG Europe Ltd Malta ADG Financial Products LLP United Kingdom ADG Market Making LLP United Kingdom ADM Investor Services Inc. USA ADM Investor Services International Ltd. United Kingdom Advantage Futures LLC USA AFS Equity & Derivatives B.V. Netherlands Ahorro Corporacion Financiera S.V.B., S.A. Spain All Options International B.V. Netherlands Allston Capital LLC USA Allston Trading LLC USA Allston Trading UK Limited United Kingdom Altura Markets Sociedad de Valores SA Spain AMP Global Clearing LLC USA ARB Trading Group North LLC USA Ardmore Group GmbH Germany Atlantic Trading London Limited United Kingdom Aurel BGC France Auriga Capital Limited United Arab Emirates Barak Capital G.T. LTD. Israel Barclays Capital Securities Ltd. United Kingdom BCS Prime Brokerage Limited United Kingdom BGC Brokers L.P. United Kingdom Blue Fire Capital LLC USA Bluefin Trading LLC USA BNP PARIBAS Arbitrage SNC France Boerboel Trading L.P. Cayman Islands BofA Securities Europe SA France Cantor Fitzgerald Europe United Kingdom Capital Fund Management France Capital Futures Corp. Taiwan Capital MarketsTrading UK LLP United Kingdom Page - 6 - Exchange Council Election Eurex Deutschland Preliminary Voter List – as of 16 August 2019 Voter group 2 financial services providers Company State Cast Trading L.P. USA Castle Capital Research Limited Ireland Celera Financial Limited British Virgin Islands Centercross B.V. Netherlands China Xin Yongan Futures Company Limited Hongkong Citadel Securities (Europe) Ltd. United Kingdom Citadel Securities GCS (Ireland) Limited Ireland Citigroup Global Markets Limited United Kingdom Clear Capital Group, LLC USA Clover Light L.L.C. USA CM Capital Markets Bolsa S.A. A.V. Spain CN FIRST INTERNATIONAL FUTURES LIMITED Hongkong comdirect bank AG Germany Concord Futures Corp. Taiwan Contech LP Cayman Islands Corretaje e Información Monetaria y de Divisas, Sociedad de Valores SA Spain Credit Suisse Securities (Europe) Limited United Kingdom Credit Suisse Securities Sociedad de Valores S.A Spain Criterion Arbitrage & Trading BV Netherlands CSC Futures (HK) Limited Hongkong CTC London Limited United Kingdom Cunningham Commodities LLC USA D. E. Shaw Asymptote Portfolios LLC USA Da Vinci Derivatives B.V. Netherlands Daiwa Capital Markets Europe Limited United Kingdom DeGiro B.V. Netherlands DESCARTES TRADING France Directa SIM Italy Dom Group AG Switzerlands Dorman Trading L.L.C. USA DRW Europe B.V. Netherlands DRW Europe Derivatives B.V. Netherlands DRW Investments (UK) Limited United Kingdom DRW Investments LLC USA DRW Singapore Pte Ltd Singapore DV Trading LLC USA E D & F Man Capital Markets MENA Limited United Arab Emirates Eagle Labs (HK) Limited Hongkong Eagle Market Makers Inc. USA Page - 7 - Exchange Council Election Eurex Deutschland Preliminary Voter List – as of 16 August 2019 Voter group 2 financial services providers Company State ED & F Man Capital Markets Ltd United Kingdom EQUITA SIM SpA Italy Exane Derivatives France Exane S.A. France Financial Market Engineering Limited United Kingdom Fingenom Ltd. Israel Finovesta GmbH Germany Flow Traders Asia Pte Ltd Singapore Flow Traders B.V. Netherlands Flow Traders U.S. LLC USA Fubon Futures Co., Ltd Taiwan G. H. Financials Ltd. United Kingdom Gair Loch Enterprises Ltd United Kingdom Gelber Coöperatief U.A. Netherlands Gelber Group LLC USA Geneva Ireland Financial Trading Ltd. Ireland GFI Securities Ltd. United Kingdom Global Execution Limited Jersey Goldenberg Hehmeyer LLP United Kingdom Goldman Sachs International United Kingdom Grammont Finance SA Switzerland GTS Securities Europe Ltd United Kingdom Hana Financial Investment Co. Ltd South Korea Hard Eight Futures LLC USA Hardcastle Trading AG Switzerland HC Technologies LLC USA Headlands Technologies Europe B.V. Netherlands Headlands Technologies Europe LLP United Kingdom Headlands Technologies LLC USA HGNH INTERNATIONAL FUTURES CO. LIMITED Hongkong HNK ALPHA PTE. LTD. Singapore HPC S.A. France HRTEU Limited Ireland Hudson River Trading Europe Ltd. United Kingdom IBKR Financial Services AG Switzerland IBROKER GLOBAL MARKETS, S.V., S.A. Spain IBVV Trading DMCC United Arab Emirates ICAP Securities Limited United Kingdom IMC Trading B.V. Netherlands Page - 8 - Exchange Council Election Eurex Deutschland Preliminary Voter List – as of 16 August 2019 Voter group 2 financial services providers Company State Inbar Group Finance Ltd. Israel Ingensoma Arbitrage PTE LTD Singapore Integral Technology LLC USA Interkapital vrijednosni papiri d.o.o. Croatia INTL FCStone Financial Inc. USA INTL FCStone Ltd United Kingdom Ion Volium Strategy Limited British Virgin Islands Jane Street Capital, LLC
Recommended publications
  • Reports and Financial Statements 2014
    REPORTS AND FINANCIAL STATEMENTS 2014 Report and Consolidated financial statements of the Bipiemme Group at 31 December 2014 Approved by the Supervisory Board on 17 March 2015 Co-operative Bank founded in 1865 Parent Company of the BPM - Banca Popolare di Milano – Banking Group Share capital at 31.12.2014: Euro 3,365,439,319.02 Milan Companies Register No. 00715120150 Enrolled on the National Register of Co-operative Companies No. A109641 Registered Office and General Management: Piazza F. Meda, 4 – Milan www.gruppobpm.it Member of the Interbank Guarantee Fund Registered Bank and Parent Company of the BPM – Banca Popolare di Milano - Registered Banking Group 2014 This English version is not an official translation and is not a substitute for the original Italian document. It is for informational purposes only and has been prepared solely for the convenience of international readers. Contents Directors and Officers, General Management and Independent Auditors 9 Notice of Ordinary General Meeting 11 Report and Consolidated financial statements of the Bipiemme Group Year 2014 17 Key figures and ratios of the Bipiemme Group 19 Structure of the Bipiemme Group 20 General aspects 21 Consolidated reclassified balance sheet 22 Consolidated reclassified balance sheet – quarter by quarter 23 Consolidated reclassified income statement 24 Consolidated reclassified income statement – quarter by quarter 25 Key figures 26 Key ratios 27 Consolidated reclassified income statement, net of non-recurring items 28 Report on operations of the Bipiemme Group
    [Show full text]
  • IRS Offshore Account Penalties Go Up, More Banks Listed
    Robert W. Wood THE TAX LAWYER TAXES 7/31/2015 IRS Offshore Account Penalties Go Up, More Banks Listed Since July 1, eleven more Swiss banks have entered deferred prosecution agreements with the U.S. government. The subject is tax evasion involving American account holders. Today, banks everywhere want to know if you are compliant with the IRS. Under FATCA, the entire world is lending the IRS a hand. Meanwhile, the IRS has updated its list of the foreign banks where offshore accounts trigger a 50% (rather than 27.5%) penalty based on the highest account balances in the IRS’s long-running Offshore Voluntary Disclosure Program (OVDP). The list of banks keeps growing. The IRS recently added Privatbank Von Graffenried AG (effective 7/2/15); Banque Pasche SA (effective 7/9/15); ARVEST Privatbank AG (effective 7/9/15); Mercantil Bank (Schweiz) AG (effective 7/16/15); Banque Cantonale Neuchateloise (effective 7/16/15); Nidwaldner Kantonalbank (effective 7/16/15); SB Saanen Bank AG (effective 7/23/15); Privatbank Bellerive AG (effective 7/23/15); PKB Privatbank AG (effective date to be announced); Falcon Private Bank AG (effective date to be announced); and Credito Privato Commerciale in liquidazione SA (effective date to be announced). This higher penalty was created as part of the June 2014 OVDP reforms that created a more lenient deal for the non-willful, and a more stringent OVDP for others. There will be more additions as more and more Swiss banks conclude their discussions as part of the U.S. settlement. This comes on the heels of many other enforcement efforts, including John Doe summonses issued to FedEx, DHL, UPS, and HSBC relating to Sovereign.
    [Show full text]
  • 2020 Sample Delegate List
    2020 Sample Delegate List Join 600+ institutional and private investors alongside fund managers, developers, telecoms, energy companies and the world's governments for four days of unrivalled networking opportunities and cutting-edge content. Here is a sample of some of the biggest names in the industry who you could meet in March: • Arendt & Medernach • Ancala Partners • 3i Group • APFC • 4IP Group • APG Asset Management • A.P. Moller Capital • Apollo Global Management • Aarden • Aquila Capital Management • Abu Dhabi Investment Authority • Arcus Infrastructure Partners • ABVCAP • Ardian • Access Capital Partners • Arjun Infrastructure • Achmea Investment Management • Arpinge • Actis • ASFO • Africa Investor • Ashurst • Africa50 • Asian Infrastructure Investment Bank • Al Saheal Property Development & • Asper Investment Management Management • Astarte Capital Partners • Alberta Teachers' Retirement Fund • Asterion Industrial Partners • Alberta Teachers' Retirement Fund Board • Astrid Advisors • Allen & Overy • ATLAS Infrastructure • Allianz Capital Partners • ATP • Altamar Capital Partners • AXA Real Estate Investment Managers • AMF Pension • Axium Infrastructure • AMP Capital • Bain & Company • Analysys Mason • Barmenia For more information, visit the website here. Last updated 21/01/2020 • Basalt Infrastructure Partners • Cooperatie • Bases Conversion and Development • Copenhagen Infrastructure Partners Authority (BCDA) • Covalis Capital • BayWa r.e. renewable energy • CPPIB • bfinance • CPV-CAP Pensionskasse Coop • Bimcor • Credit
    [Show full text]
  • Die Kantonalbanken in Zahlen
    Kennziffern und Adressen Die Kantonalbanken der Kantonalbanken in Zahlen Kennzahlen der 24 Kantonalbanken Eckdaten der 24 Kantonalbanken Angaben per 31.12.2018 (inkl. Tochtergesellschaften) Angaben per 31.12.2018 Kantonalbank Gründungsjahr Bilanzsumme Geschäftsstellen Personalbestand Kantonalbank Rechts- Dotations-/ PS-Kapital Kotierung Staats- in Mio. CHF teilzeitbereinigt form Aktienkapital in Mio. CHF SIX garantie in Mio. CHF Aargauische Kantonalbank 1913 28‘351 31 708 Aargauische Kantonalbank örK 200 - - ja Appenzeller Kantonalbank 1899 3‘365 4 81 Appenzeller Kantonalbank örK 30 - - ja Banca dello Stato del Cantone Ticino 1915 14‘322 21 444 Banca dello Stato del Cantone Ticino örK 430 - - ja Banque Cantonale de Fribourg 1892 22‘927 27 382 Banque Cantonale de Fribourg örK 70 - - ja Banque Cantonale de Genève 1816 23‘034 28 761 Banque Cantonale de Genève AG 360 - ja nein Banque Cantonale du Jura 1979 3‘152 12 122 Banque Cantonale du Jura AG 42 - ja ja Banque Cantonale du Valais 1917 16‘122 45 471 Banque Cantonale du Valais AG 158 - ja ja Banque Cantonale Neuchâteloise 1883 10‘847 12 285 Banque Cantonale Neuchâteloise örK 100 - - ja Banque Cantonale Vaudoise 1845 47‘863 72 1‘896 Banque Cantonale Vaudoise AG 86 - ja nein Basellandschaftliche Kantonalbank 1864 25‘341 22 689 Basellandschaftliche Kantonalbank örK 160 57 ja ja Basler Kantonalbank 1899 44‘031 46 1‘238 Basler Kantonalbank örK 304 50 ja ja Berner Kantonalbank 1834 30‘589 60 1‘000 Berner Kantonalbank AG 186 - ja nein Glarner Kantonalbank 1884 5‘982 6 191 Glarner Kantonalbank AG
    [Show full text]
  • Canadian Futures and Options
    CANADIAN FUTURES AND OPTIONS BAX OBX OBW OBY OBZ ONX OIS EMF SXF SXM SCF SXO SXA SXB SXH SXY SXK SXU SXJ SXV EQUITY OPTIONS WEEKLY OPTIONS SHARE FUTURES EXEXCXCHANGEG TRADED FUND OPTIONS USX MONTRÉAL EXCHANGE HOME OF DERIVATIVES CANADIAN FUTURES AND OPTIONS TRADING IN CANADA How to contact us INTEREST RATE DERIVATIVES AND CLIENT SOLUTIONS GROUP Robert Tasca Mark Bourcier Robert Domanko Mark Gunnip David Helps Kristina Mann-Krzisnik Nick Thomas Director Account Manager Head of Institutional Client Sales Manager Head of International Business Analyst Manager - Europe Development +1 514 871-3501 +1 514 871-3581 +1 514 787-6453 +1 514 871-3502 +1 514 787-6514 044 20 3009 3093 [email protected] [email protected] [email protected] [email protected] +44(0)203 786 2483 [email protected] [email protected] [email protected] EQUITY DERIVATIVES Gladys Karam Robert Domanko Richard Ho Ron Hochman Josiane Lanoue Karell Touma Director Head of Institutional Client Sales Senior Manager Senior Manager Senior Manager Analyst +1 514 871-7880 +1 514 787-6453 +1 514 871-7889 +1 514 871-7882 +1 514 871-3539 +1 514 787-6550 [email protected] [email protected] [email protected] [email protected] [email protected] [email protected] INNOVATION CENTER Jacques- A. Caussignac Colm Boyle Giancarlo Percio François Vendette Vice President, Derivatives Growth Senior Project Manager, IT Liaison Manager Senior Manager and Innovation +1 514 787-6468 +1 514 787-6484 +1 514 871-3515 +1 514 871-3560 [email protected] [email protected]
    [Show full text]
  • Listed Banking Assets Grow Over 8% in Qatar to $389.4Bn In
    OIL GAINS | Page 2 Q2 SCORE | Page 5 IMF warns Apple Arab states posts jump over debt in profi ts Thursday, May 3, 2018 Sha’baan 17, 1439 AH GULF TIMES DELIVERING GREAT BENEFITS : Page 16 QNB to launch e-commerce platform ‘QNB-Simplify’ with BUSINESS Mastercard in boost for ties Fed keeps interest rates unchanged, says Listed banking assets inflation near target Reuters Washington The Federal Reserve held interest rates steady yesterday grow over 8% in Qatar to and expressed confidence that a recent rise in inflation to near the US central bank’s 2% target would be sustained, leaving it on track to raise borrowing costs in June. The Fed’s rate-setting committee also downplayed a recent slowdown in economic and job growth, saying that activity had been expanding at a moderate rate and job $389.4bn in 2017: KPMG gains, on average, had been strong in recent months. In a statement following the end of a two-day policy By Pratap John On the report, Omar Mah- meeting, the Fed said inflation had “moved close” to its Chief Business Reporter mood, head (Financial Services) target and that “on a 12-month basis is expected to run for KPMG in the Middle East & near the Committee’s symmetric 2% objective over the South Asia, and partner at KPMG medium term.” otal listed banking sector in Qatar, said, “Overall it has been The Fed’s decision to leave its benchmark overnight assets in Qatar increased a strong year for listed banks in lending rate in a target range of between 1.50% and 1.75% Tby 8.1% to $389.4bn in Qatar.
    [Show full text]
  • Participant List
    Participant list GC SecLend Select Select Participant Country City Repo Market HQLAx Pooling CCP Invest Finance Aareal Bank AG D Wiesbaden x x ABANCA Corporaction Bancaria S.A E Betanzos x ABN AMRO Bank N.V. NL Amsterdam x x ABN AMRO Clearing Bank N.V. NL Amsterdam x x x Airbus Group SE NL Leiden x x Allgemeine Sparkasse Oberösterreich Bank AG A Linz x x ASR Levensverzekering N.V. NL Utrecht x x ASR Schadeverzekering N.V. NL Utrecht x x Augsburger Aktienbank AG D Augsburg x x B. Metzler seel. Sohn & Co. KGaA D Frankfurt x x Baader Bank AG D Unterschleissheim x x Banco Bilbao Vizcaya Argentaria, S.A. E Madrid x x Banco Cooperativo Español, S.A. E Madrid x x Banco de Investimento Global, S.A. PT Lisbon x x Banco de Sabadell S.A. E Alicante x x Banco Santander S.A. E Madrid x x Bank für Sozialwirtschaft AG D Cologne x x Bank für Tirol und Vorarlberg AG A Innsbruck x x Bankhaus Lampe KG D Dusseldorf x x Bankia S.A. E Madrid x x Banque Centrale du Luxembourg L Luxembourg x x Banque Lombard Odier & Cie SA CH Geneva x x Banque Pictet & Cie AG CH Geneva x x Banque Internationale à Luxembourg L Luxembourg x x x Bantleon Bank AG CH Zug x Barclays Bank PLC GB London x x Barclays Bank Ireland Plc IRL Dublin x x BAWAG P.S.K. A Vienna x x Bayerische Landesbank D Munich x x Belfius Bank B Brussels x x Berlin Hyp AG D Berlin x x BGL BNP Paribas L Luxembourg x x BKS Bank AG A Klagenfurt x x BNP Paribas Fortis SA/NV B Brussels x x BNP Paribas S.A.
    [Show full text]
  • A Primer on DOJ's Swiss Bank Program
    1012 Broad Street, 2nd Fl Bloomfield, NJ 07003 Tel (973) 783-7000 Fax (973) 338-3955 www.DeBlisLaw.com HIGH-STAKES TAX DEFENSE & COMPLEX CRIMINAL DEFENSE A Primer on DOJ’s Swiss Bank Program a. Background Information From the outside looking in, it is easy to accuse those who are unfamiliar with the Department of Justice’s Swiss Bank Program as living under a rock. But that is presumptuous when you are a tax attorney who is immersed in this work every day. Let’s begin with some background information. The Swiss Bank Program was unveiled on August 29, 2013. It provides a path for Swiss banks to resolve potential criminal liabilities in the United States. In order to participate, Swiss banks had to take the “bull by its horns” and notify the Department of Justice by December 31, 2013 that they had reason to believe that they had committed tax-related criminal crimes in connection with unreported U.S.-related accounts. In other words, they had to “eat crow.” Banks already under criminal investigation for shady banking activities (along with any individuals who work for such banks) were deemed ineligible from participating in the program. In order to be eligible for a non-prosecution agreement, banks must do the following: (1) Make a complete disclosure of their cross-border activities; (2) Provide detailed information on an account-by-account basis for accounts in which U.S. taxpayers have a direct or indirect interest; (3) Cooperate in treaty requests for account information; (4) Provide detailed information as to other banks that transferred funds into secret accounts or that accepted funds when secret accounts were closed; (5) Agree to close accounts of accountholders who fail to come into compliance with U.S.
    [Show full text]
  • Relazione Di Trasparenza 2013
    KPMG S.p.A. Relazione di trasparenza Esercizio chiuso al 30 settembre 2013 kpmg.com/it 2 | Relazione di trasparenza © 2013 KPMG S.p.A. è una società per azioni di diritto italiano e fa parte del network KPMG di entità indipendenti affiliate a KPMG International Cooperative (“KPMG International”), entità di diritto svizzero. Tutti i diritti riservati. Relazione di trasparenza | 3 Indice Introduzione 1. Forma giuridica, struttura societaria e di governo 6 Forma giuridica 6 Struttura proprietaria 6 Struttura di governo 6 Collegio Sindacale 7 Organismo di vigilanza 7 2. Rete di appartenenza e disposizioni giuridiche 8 e strutturali che la regolano 3. Sistema di controllo interno della qualità 9 L’esempio viene dai partner 10 Accettazione e mantenimento dei clienti e degli incarichi 12 Principi chiari e strumenti di revisione affidabili 13 Assunzione, formazione e assegnazione 19 di personale professionale qualificato Impegno verso l’eccellenza tecnica e servizi di qualità 23 Svolgimento di revisioni efficaci ed efficienti 25 Impegno al miglioramento continuo 27 4. Ultimo controllo esterno della qualità 29 5. Elenco degli enti di interesse pubblico i cui bilanci 30 sono stati oggetto di revisione legale nell’esercizio sociale chiuso al 30 settembre 2013 6. Informazioni finanziarie relative alle dimensioni 30 operative della società di revisione 7. Informazioni sulla base di calcolo della remunerazione 31 dei soci 8. Dichiarazioni del Consiglio di Amministrazione 32 ai sensi dell’art. 18, comma 1, lettere c), f) e g) del Decreto Legislativo 27 gennaio 2010 n. 39 Allegato 33 Enti di interesse pubblico oggetto di revisione legale da parte di KPMG S.p.A.
    [Show full text]
  • For Whatever Life Brings
    For whatever life brings Consolidated First Half Financial Report as at June 30, 2011 WorldReginfo - 48dfa3b1-c634-451e-a533-7d43b90a1708 WorldReginfo - 48dfa3b1-c634-451e-a533-7d43b90a1708 Everyone knows that life can be surprising. Many of these surprises are good things. Some are not so good. That is why people need their bank to be a reliable partner, helping them to deal with whatever life brings. Because this year’s report is inspired by real life, its graphics portray some of life’s more pleasant aspects, as well as a few of its less enjoyable features. Thus, the images present a range of contrasts, and our cover offers up a kaleidoscope of moments drawn from daily life. That is simply how life works. From the exciting to the ordinary, from the expected to the unanticipated, life is always changing and makes demands on all of us. And UniCredit is here to lend a hand. Our job is about more than offering products and managing transactions. It is about understanding the needs of our customers as individuals, families and enterprises. Our goal is to deliver solutions for the everyday issues that people face. This means providing them with concrete answers - day by day, customer by customer, need by need. Consolidated First Half Financial Report as at June 30, 2011 WorldReginfo - 48dfa3b1-c634-451e-a533-7d43b90a1708 For whatever life brings WorldReginfo - 48dfa3b1-c634-451e-a533-7d43b90a1708 Contents Introduction 5 Board of Directors, Board of Statutory Auditors and External Auditors 7 Prefatory Note to the Consolidated First Half Financial Report 8 Interim Report on Operations 11 Highlights 12 Condensed Accounts 14 Quarterly Figures 16 Comparison of Q2 2011 / Q2 2010 18 Segment Reporting (Summary) 19 How the UniCredit Group has grown 20 UniCredit Share 21 Group Results 22 Results by Business Segment 34 Other information 69 Subsequent Events and Outlook 76 Condensed Interim Consolidated Financial Statements 78 Consolidated Accounts 80 Explanatory Notes 91 Condensed Interim Consolidated Financial Statement Certification pursuant to Art.
    [Show full text]
  • G E Sch Ä Ftsb E Rich T 2018 Geschäftsbericht 2018
    Geschäftsbericht 2018 Geschäftsbericht 2018 Jahresbericht und Jahresrechnung 2018 Bericht des Verwaltungsrats an die Generalversammlung der Aktionärinnen und Aktionäre über das Geschäftsjahr 2018 Berner Kantonalbank AG BEKB Geschäftsbericht 2018 Berichterstattung der BEKB 3 Berichterstattung der BEKB Geschäftsbericht Der Geschäftsbericht (GB) stellt die wirtschaftliche Lage der Bank zuverlässig dar und umfasst Bilanz, Erfolgsrechnung, Geldflussrechnung, Eigenkapitalnachweis und Anhang. Weiter gibt er unter anderem Auskunft über die Unternehmens- struktur der Bank, die Geschäftstätigkeit, die Corporate Governance, die Vergütungen des Verwaltungsrats und der Geschäftsleitung und über das Risikomanagement. Buchführung, Bewertung und Bilanzierung erfolgen nach den Schweizer Rechnungslegungsvorschriften für Banken (RVB) sowie nach dem Kotierungsreglement der Schweizer Börse in Schweizer Franken. Der Einzelabschluss stellt die wirtschaft- liche Lage so dar, dass ein den tatsächlichen Verhältnissen entsprechendes Bild nach dem True-and-Fair-View-Prinzip vermittelt wird (statutarischer Einzelabschluss True and Fair View gemäss Artikel 25 Absatz 1 Bst. b BankV). Nachhaltigkeitsbericht Der Nachhaltigkeitsbericht (NHB) umfasst die Auswirkungen, Ziele und Aktivitäten der BEKB im Hinblick auf eine nachhal- tige Entwicklung. Zusammen mit dem Geschäftsbericht liefert er ein umfassendes Bild der finanziellen, gesellschaftlichen und ökologischen Dimensionen der Geschäftstätigkeit der BEKB. Die BEKB berichtet über alle wesentlichen Nachhaltigkeitsthemen.
    [Show full text]
  • Interim Report As at 30 June 2020 Hamburg Commercial Bank
    Interim Report as at 30 June 2020 Hamburg Commercial Bank Group overview INCOME STATEMENT (€ million ) BALANCE SHEET (€ billion) Net income before restructuring and Reported equity privatisation January - June 2020 30.06.2020 (cf. January - June 2019: 104) (cf. 31.12.2019: 4.4) ↘ 76 → 4.4 Net income before taxes Total assets 30.06.2020 (cf. January - June 2019: 96) (cf. 31.12.2019: 47.7) ↘ 71 ↘ 41.8 Group net result Business volume 30.06.2020 (cf. January - June 2019: 5) (cf. 31.12.2019: 55.6) ↘ 4 ↘ 48.0 CAPITAL RATIO & RWA (%)1) EMPLOYEES (computed on full-time equivalent basis) CET1 ratio 30.06.2020 (cf. 31.12.2019: 18.5) Total 30.06.2020 (cf. 31.12.2019: 1,482) ↗ 21.7 ↘ 1,215 Total capital ratio 30.06.2020 Germany 30.06.2020 (cf. 31.12.2019: 23.5) (cf. 31.12.2019: 1,421) ↗ 27.0 ↘ 1,180 Risk weighted assets (RWA) 30.06.2020 Abroad 30.06.2020 (€ billion) (cf. 31.12.2019: 21.0) (cf. 31.12.2019: 61) ↘ 19.0 ↘ 35 Due to rounding, numbers presented throughout this report may not add up to the totals disclosed and percentages may not precisely reflect the absolute figures. 1) Not in-period: regulatory disclosure pursuant to the CRR Content Interim Management Interim group financial Report statements 2 Economic report 46 Group statement of income 2 Underlying economic and industry conditions 7 Business development 47 Group statement of comprehensive income 9 Earings, net assets and financial position 17 Segment results 48 Group statement of financial position 19 Employees of Hamburg Commercial Bank 50 Group statement of changes in equity 21
    [Show full text]