Fiscal Year 2019
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·1 2949i3060021Q 9 Return of Private Foundation OMS No 1545-0052 Form 99.Q.-PF . or Sectaon 4947(a)(1) Trust Treated as Provate Foundataon Dep'I'illnent 01 Ih:TreaSury ~ Do not enter socIal securoty numbers on thIs form as It may be made public lQ02J 2018 Inlernal Revenue Serv,ce ~ Go to www Irs gov/Form990PF for Instructaons and the latest Informataon en 10 U Ie ns ee Ion For calendar year 2018 or lax year beginning MAR 1 2018 and ending FEB 28 2019 Name of foundation /? A Employer IdentlflcalfOn number ALP~AWOOD FOUNDATION 36-3805338 Number and street (or PObox number II maillS nol delivered to street address) I Room/su,te B Telephone number 2401 N. HALSTED ST, SUITE 200 (773) 975-0401 City or town, state or province, country, and ZIP or foreign postal code C If exemption application IS pending check here ~D CHICAGO IL 60614 G Check all that apply D Imtlal return D Imtlal return of a former public charity D 1 Foreign orgamzatlons, check here ~D D Final return D Amended return 2 Foreign organlzallons meeting the 85% lest, D Address change D Name change .,;. ~. check here and attach computation ~D H Check type of orgamzatlon- [KJ Secllon 501(c)(3) exempt private foundalton E If private foundation status was terminated D Section 4947(a)( 1) nonexempt charitable trust D Other taxable Private foundation 04- under section 507(b)(I)(A), check here ~D I Fair market value of all assets at end of year J Accounting method: D Cash [KJ Accrual F If the foundation IS In a 50-month termination (from Part II, col (c), line 15) D Other (specify) under secllon 507(b)(I)(8), check here ~D ~$ 104, 528 ,922. (Part I, column (d) must be on cash basIs) I Part II AnalYSIS of Revenue and Expenses (a) Revenue and (b) Net Investment (c) Adlusted net (d) Disbursements (The tolal of amounts In columns (b), (e), and (d) may not for charitable purposes necessarily equal the amounts In column (a) ) expenses per books Income Income (cash baSIS only) 1 Contributions, giftS, grants, etc, receIved . N/A I 2 Check ~ [KJ ,llhe 10undal'On ,s nOI reqUired 10 attach Sch B I Interest on savings and temporary 3 cash Investments I 4 DIVidends and Interest from seCUrities 1,844,834. 2,059,255. STATEMENT 1 I 5a Gross rents ! b Net rental Income or (loss) I 6a Net gain or (loss) from sale of assets nol on hne 10 3,693,443. I Q) ::::t b Gross sales price for all 11,520,992. c: assets on hne 6a I Q) > Capital gam net Income (from Part IV, hne 2) 3,693,443. Q) 7 I a: 8 Net short-term capital gain I 9 I ncome modifications I 1Oa ~~~~I~~:~:S returns I I b Less Cost of goods sold I c Gross profit or (loss) I 11 Other Income 197,726. 455,938. STATEMENT 2 I 12 Total Add hnes 1 throuah 11 5,736,003. 6,208,636. I 13 Compensalron of olflcers, directors, trustees, etc 299,999. O. 299,999. 14 Other employee salaries and wages 481,250. O. 476 ,453. 46 ,781. O. 46,781. i}1 ~ e~~~'C5Ployee benefits l'1i 11" gal· e _ STMT 3 13,981. O. 13,981. ~~, J::O b Accounting fees (f) STMT 4 67 ,850. O. 91,673. TOt~r tra184lSnal f~e's, . STMT 5 1,500. O. 1,500. o UJ)( oG: Q) -'1.. .!nterest _,_ _.. _ J > E- ~ . -Q8' raxe.sN I tT , STMT 6 368,694. 13,648. 52,133. ~ ,P..,J,..J:"_ • ...., j 1 >~ 15,056. O. ~ j:lLD.ep.r.walJ.Qn andjgll.l1!.t!9n I ZS E 20 Occupancy Q" 21 Travel, conferences, and meetings 20,551. o . 26 ,200. W~ 22 Printing and publications Z~ 23 Other expenses STMT 7 2,472,374. 167 ,708. 2,419,472. '~ Zg (3~ 24 Total operating and admlntstraltve (,J).e expenses Add lines 13 through 23 3,788,036. 181,356_ 3,428,192. 0 25 Contributions, giftS, grants paid 11,645,829. 15,217,583. 26 Total expenses and dIsbursements Add lines 24 and 25 15, 433 ,865. 181,356. 18,645,775. 27 Subtrart line 26 from line 12. a Excess of revenue over expenses and disbursements -9 697 ,862. b Net Investment Income (,, negal,ve, enler -0-) 6,027,280. c Adjusted net Income (,I negalove enlOl -0-) N/A 823501 1211-18 LHA For Paperwork Reduction Act Noltce, see Instrucltons Form 990-PF (2018) <j5Q} /0 " fit f, Form 990-PF (2018), ALPHAWOOD FOUNDATION 36 - 3805338 Page 2 Allached schedules and amounlS '" Ihe descllpllon Begmnlng of year End of year Part II I Balance Sheets I column should be lor end 01 year amounls only (a) Book Value (b) Book Value (c) Fair Market Value 1 Cash - non-mterest-bearmg 2 Savmgs and temporary cash mvestments 12,332,638. 9,809,466. 9,809,466. 3 Accounts receivable ~ I . -- - ~ - - - - Less: allowance for doubtful accounts ~ 22,624. 4 Pledges receivable ~ • > - -- -- - ., - --- J Less allowance for doubtful accounts ~ 5 Grants receivable 6 Receivables due from officers, directors, trustees, and other disqualified persons 7 Olher nOles and loans recervable ~ I --- -- ~~- --- Less allowance for doubtful accounts ~ .l!l 8 InventOries for sale or use Q) CIl 9 Prepaid expenses and, deferred charges 3,793. 5,422. 5,422. CIl « IDa Investments - U S and state government obligatIOns STMT 9 23,281,315. 12,999,881. 12,999,88l. b Investments - corporate stock STMT 10 61,878,798. 57,253,819. 57,253,819. c Investments - corporate bonds 11 InveSlmenlS land burldrngs and equrpmenl basrs ~ ------- I Less accumulaled depreerallon ~ 12 Investments - mortgage loans 13 Investments - other STMT 11 11,177,727. 12,248,996. 12,248,996. 14 Land, bUlldmgs, and equipment baSIS ~ 53,15l. -- I Less accumulaled depreerallon STMT 8 ~ 18,932. 44 ,347. 34,219. 34,219. 15 Other assets (describe ~ STATEMENT 12 ) 12,485,454. 12,177,119. 12,177,119. 16 Total assets (to be completed by all filers - see the mstructlons Also see paoe 1 Item II 121,226,696. 104,528,922. 104,528,922. 17 Accounts payable and accrued expenses 73,350. 86,126. I 18 Grants payable 5,236,343. 1,264,589. I CIl 19 Deferred revenue I Q) ~ 20 Loans from officers. directors, trustees, and other disqualified persons I .c 21 Mortgages and other notes payable I .J'" 22 Other liabilities (deSCribe ~ ACCRUED EXCISE AND INCOME T) 285,139. 79,840. J 23 Total liabilities (add lines 17 throuoh 221 5,594,832. 1,430,555. I Foundallons that follow SFAS 117, check here ~D and complete tines 24 through 26, and lines 30 and 31 CIl Q) 24 Unrestricted <.> c: Temporarily restricted .!!! 25 ! [II'" 26 Permanently restricted I "0 c: Foundallons that do not follow SFAS 117, check here ~ITJ ::l u..... and complete lines 27 through 31 0 27 Capital stock, trust prmclpal, or current funds O. o. CIl !i Pald-m or capital surplus, or land, bldg, and equipment fund O. o. CIl 28 I «CIl 29 Retamed earnmgs, accumulated mcome, endowment, or other funds 115,631,864. 103,098,367. 1 ...Q) 115,631,864. 103,098,367. z 30 Total net assets or fund balances I 31 Total liabilities and net assets/fund balances 121,226,696. 104,528,922. ! I Part III I AnalYSIS of Changes In Net Assets or Fund Balances 1 Total net assets or fund balances at begmnmg of year - Part II, column (a), line 30 (must agree With end-of-year figure reported on prior year's return) 1 115,631,864. 2 Enter amount from Part I, Ime 27a 2 -9,697,862. 3 Other mcreases not mcluded mime 2 (Itemize) ~ REFUND OF PRIOR YEAR GRANTS 3 70,061. 4 Add Imes 1, 2, and 3 4 106,004,063. 5 Decreases not mcluded mime 2 (Itemize) ~ UNREALIZED DEPRECIATION IN MARKET VALUE OF INVESTMENTS 5 2,905,696. 6 Total net assets or fund balances at end of vear lime 4 mmus line 5) - Part II column (b),lme 30 6 103,098,367. Form 990-PF (2018) 823511 12- 11-18 1.0 Form 990-PF (2018) ALPHAWOOD FOUNDATION 36-3805338 Page 3 I Part IV I Capital Gains and Losses for Tax on Investment Income , (a) List and describe the klnd(s) of property sold (for example, real estate, (b ~ How acqUired (e~ Date acqUired (d) Date sold - Purchase (mo., day, yr.) 2-story brick warehouse; or common stock, 200 shs. MLC Co ) D - Donation mo., day, yr.) 1a 19,688 SHARES OF VANGUARD INSTITUTIONAL INDEX FUND P VARIOUS 03/14/18 b US TRESURY INFLATED NOTE (TIP) 1.375% 7/15/18 P 11/17/08 07/15/18 e WHITEHALL PARALLEL REAL ESTATE PARTNERHSIP XIII P VARIOUS 10/10/18 d WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP XI/XII P VARIOUS 10/10/18 e (e) Gross sales price (f) DepreCiation allowed (g) Cost or other baSIS (h) Gain or (loss) (or allowable) plus expense of sale ((e) plus (f) minus (g)) a 5,000,000. 2,197,897. 2,802,103. b 6,518,680. 5,600,000. 918,680. e 130. 12,719. -12,589. d 2,182. 16,933. -14,751. e Complete only for assets shOWing gain In column (h) and owned by the foundation on 12131/69 (I) Gains (Col (h) gain minus (j) Adlusted baSIS (k) Excess of col.