DOCSLIB.ORG

Annual Report 2018

Total Page：16

File Type：pdf, Size：1020Kb

Download full-text PDF Read full-text
Annual Report 2018 HAITONG SECURITIES CO., LTD. 海通證券股份有限公司 Annual Report 2018 年度報告 2018 Annual Report CONTENTS Section I DEFINITIONS AND MATERIAL RISK WARNINGS 3 Section II COMPANY PROFILE AND KEY FINANCIAL INDICATORS 7 Section III SUMMARY OF THE COMPANY’S BUSINESS 23 Section IV REPORT OF THE BOARD OF DIRECTORS 29 Section V SIGNIFICANT EVENTS 76 Section VI CHANGES IN ORDINARY SHARES AND PARTICULARS ABOUT SHAREHOLDERS 110 Section VII PREFERENCE SHARES 120 Section VIII DIRECTORS, SUPERVISORS, SENIOR MANAGEMENT AND EMPLOYEES 121 Section IX CORPORATE GOVERNANCE 162 Section X CORPORATE BONDS 200 Section XI FINANCIAL REPORT 209 Section XII DOCUMENTS AVAILABLE FOR INSPECTION 210 Section XIII INFORMATION DISCLOSURES OF SECURITIES COMPANY 211 2 | HAITONG SECURITIES CO., LTD. | Annual Report 2018 (H Share) IMPORTANT NOTICE The Board, the Supervisory Committee, Directors, Supervisors and senior management of the Company warrant the truthfulness, accuracy and completeness of contents of this annual report (the “Report”) and that there is no false representation, misleading statement contained herein or material omission from this Report, for which they will assume joint and several liabilities. This Report was considered and approved at the 36th meeting of the sixth session of the Board. Mr. Qu Qiuping, an executive Director, and Mr. Zhang Ming and Mr. Feng Lun, independent non-executive Directors were unable to attend the Board meeting in person due to business trips, and had appointed Mr. Zhou Jie, an executive Director, and Mr. Xiao Suining, an independent non-executive Director, to vote on their behalves respectively. None of the Directors or Supervisors has made any objection to this Report. BDO China Shu Lun Pan Certified Public Accountants LLP (Special General Partnership) and Deloitte Touche Tohmatsu (Deloitte Touche Tohmatsu and Deloitte Touche Tohmatsu Certified Public Accountants LLP (Special General Partnership)) have audited the annual financial reports of the Company prepared in accordance with PRC GAAP and IFRS respectively, and each issued a standard and unqualified audit report of the Company. All financial data in this Report are denominated in RMB unless otherwise indicated. Mr. Zhou Jie, the Chairman of the Company, Mr. Zhang Xinjun, the Chief Financial Officer, and Mr. Ma Zhong, the head of the accounting department warrant the truthfulness, accuracy and completeness of the financial report contained in this Report. The Board considered the profit distribution proposal or proposal on transfer of capital reserve funds into share capital for the Reporting Period, which are as follows: On the basis of the total share capital of 11,501,700,000 A Shares and H Shares as at 31 December 2018, a cash dividend of RMB1.50 for every 10 shares (inclusive of tax) will be distributed to holders of A Shares and H Shares whose names appear on the register of members of the Company on the record date, with a total amount of cash dividend of RMB1,725,255,000.00. The retained profits of the Company of RMB19,993,726,924.22 following the cash dividend distribution will be carried forward to the next year. Forward-looking statements, including future plans and development strategies, may be included in this report. All statements contained herein other than statements of historical fact are, or may be deemed to be, forward-looking statements. Neither the Company nor any of its subsidiaries undertakes any obligation to publicly update or revise any forward-looking statement as a result of new data. Investors should be reminded of the risks of investments and not place undue reliance on forward-looking statements. No appropriation of funds on a non-operating basis by the Company’s controlling shareholders or their respective related parties has occurred during the Reporting Period. The Company did not provide external guarantees in violation of the stipulated decision-making procedures during the Reporting Period. HAITONG SECURITIES CO., LTD. | Annual Report 2018 (H Share) | 3 SECTION I DEFINITIONS AND MATERIAL RISK WARNINGS I. DEFINITIONS In this Report, unless the context otherwise requires, the following terms and expressions have the meanings set forth below: “A Share(s)” domestic shares of the Company, with a nominal value of RMB1.00 each, which are listed and traded on the Shanghai Stock Exchange “ABS” Asset-backed Securities “Articles of Association” or “Articles” the articles of association of Haitong Securities “Board” the board of Directors of Haitong Securities “China” or “PRC” the People’s Republic of China, and for the purposes of this Report only, excluding Hong Kong, Macau Special Administrative Region and Taiwan “Code” the Corporate Governance Code and Corporate Governance Report set out in Appendix 14 to the Hong Kong Listing Rules “Company Law” the Company Law of the People’s Republic of China “Company” or “Haitong Securities” Haitong Securities Co., Ltd. “CSRC” the China Securities Regulatory Commission “Director(s)” the director(s) of Haitong Securities “ETF” exchange traded fund “EUR” the official currency of the Eurozone “Fortune HFT” Shanghai Fortune HFT Asset Management Co., Ltd. (上海富 誠海富通資產管理有限公司) “Fullgoal Fund” Fullgoal Fund Management Co., Ltd. (富國基金管理有限公 司) “Group” the Company and its subsidiaries “Gui’an UT” Gui’an UT Financial Leasing (Shanghai) Co., Ltd. (貴安恆信 融資租賃（上海）有限公司) 4 | HAITONG SECURITIES CO., LTD. | Annual Report 2018 (H Share) SECTION I DEFINITIONS AND MATERIAL RISK WARNINGS “H Share(s)” ordinary shares of the Company with a nominal value of RMB1.00 each, which are subscribed for and traded in HK dollars and are listed on the Hong Kong Stock Exchange “Haitong Bank” Haitong Bank, S.A “Haitong Capital” Haitong Capital Investment Co., Ltd. (海通開元投資有限公 司) “Haitong Futures” Haitong Futures Co., Ltd. (海通期貨股份有限公司) “Haitong Innovation Securities” Haitong Innovation Securities Investment Co., Ltd. (海通創 新證券投資有限公司) “Haitong International Holdings” Haitong International Holdings Limited (海通國際控股有限 公司) “Haitong International Securities” Haitong International Securities Group Limited (海通國際證 券集團有限公司), listed on the Hong Kong Stock Exchange, stock code: 665 “Haitong Resource” Shanghai Haitong Resource Management Co., Ltd. (上海海 通資源管理有限公司) “Haitong UniFortune” Haitong UniFortune International Leasing Co., Ltd. (海通恆 運國際租賃有限公司) “Haitong UniTrust Financial Haitong UniTrust Financial Leasing (Shanghai) Corporation ( Leasing (Shanghai)” 海通恆信融資租賃（上海）有限公司) “Haitong UT Capital” Haitong UT Capital Group Co., Limited (海通恆信金融集團 有限公司) “Haitong UT Holdings” Haitong UT Holdings Limited (海通恆信融資租賃控股有限 公司) “Haitong UT” Haitong UniTrust International Leasing Co., Ltd. (海通恒信 國際租賃股份有限公司) “Haitong Xinchuang” Haitong Xinchuang Investment Management Co., Ltd. (海通 新創投資管理有限公司) “Haitong-Fortis PE” Haitong-Fortis Private Equity Fund Management Co., Ltd. ( 海富產業投資基金管理有限公司) “HFT Investment” HFT Investment Management Co., Ltd. (海富通基金管理有 限公司) “HK$”, “HKD” or “HK dollars” the lawful currency of Hong Kong HAITONG SECURITIES CO., LTD. | Annual Report 2018 (H Share) | 5 SECTION I DEFINITIONS AND MATERIAL RISK WARNINGS “Hong Kong Listing Rules” the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited “Hong Kong Stock Exchange” The Stock Exchange of Hong Kong Limited “Hong Kong” the Hong Kong Special Administrative Region of the People’s Republic of China “HT Asset Management” Shanghai Haitong Securities Asset Management Company Ltd. (上海海通證券資產管理有限公司) “IFRS” International Financial Reporting Standards “IPO” initial public offering “Model Code” the Model Code for Securities Transactions by Directors of Listed Issuers set out in Appendix 10 to the Hong Kong Listing Rules “NEEQ” National Equities Exchange and Quotations (全國中小企業 股份轉讓系統) “NSSF” the National Council for Social Security Fund of the PRC “PPP” public-private partnership “QDII” Qualified Domestic Institutional Investor “QFII” Qualified Foreign Institutional Investor “Reporting Period” from 1 January 2018 to 31 December 2018 “RMB” or “Renminbi” the lawful currency of the PRC “RQFII” Renminbi Qualified Foreign Institutional Investor “SFO” the Securities and Futures Ordinance (Chapter 571 of the Laws of Hong Kong) as amended, supplemented or otherwise modified from time to time “Shanghai Weitai Properties” Shanghai Weitai Properties Management Co., Ltd. (上海惟 泰置業管理有限公司) “SSE” the Shanghai Stock Exchange “Supervisor(s)” the supervisor(s) of Haitong Securities 6 | HAITONG SECURITIES CO., LTD. | Annual Report 2018 (H Share) SECTION I DEFINITIONS AND MATERIAL RISK WARNINGS “Supervisory Committee” the supervisory committee of Haitong Securities “SZSE” the Shenzhen Stock Exchange “US$”, “USD” or “U.S. dollars” the lawful currency of the United States of America “WIND” Wind Information Co., Ltd. “WOFE” Wholly Owned Foreign Enterprises II. MATERIAL RISK WARNINGS The business of the Group is highly dependent on the overall economic and market conditions in jurisdictions where it operates. Our results of operations may be materially affected by various factors, such as macro-economic environment, cyclical fluctuations of the industry, development stages of the market, behaviours of the investors and the international economic conditions. The Group is exposed to various risks in its business operations, primarily including (i) policy risks, whereby the operations of securities firms in general may be subject to material adverse effect caused by national macro-control measures, and changes of laws, regulations, regulatory policies or trading rules applicable to securities industry; (ii) international
Load more

Recommended publications
  • China – 2009 Ipo
    CHINA – 2009 IPO Data do IPO Companhia Preço (US$) Volume (US$ MM) Subscrição 30-dez Shanghai Xinpeng Industrial Co Ltd 2,84 212,873 Qilu Securities Co Ltd 30-dez Shenzhen Fuanna Bedding and Furnishing Co Ltd 4,39 114,236 PingAn Securities Co Ltd 29-dez China CNR Corp Ltd 0,81 2.035,590 CICC, HUARON, HUATAI 25-dez Beijing Cisri-Gaona Materials & Technology Co Ltd 2,86 85,806 Guosen Securities Co Ltd 25-dez Beijing SuperMap Software Co Ltd 2,87 54,539 PingAn Securities Co Ltd 25-dez Guangzhou Improve Medical Instrument Co Ltd 3,66 68,100 Guosen Securities Co Ltd 25-dez Hexin Flush Information Network Co Ltd 7,73 129,908 Shenyin & Wanguo Securities Co Ltd 25-dez Hunan Zhongke Electric Co Ltd 5,27 81,720 PingAn Securities Co Ltd 25-dez Jiangsu Huasheng Tianlong Photoelectric Co Ltd 2,66 133,124 Everbright Securities Co 25-dez Jinlong Machinery & Electronic Co Ltd 2,78 99,338 Guosen Securities Co Ltd 25-dez Shenzhen Gas Corp Ltd 1,02 132,331 Guosen Securities Co Ltd 25-dez Wuxi Boton Belt Co Ltd 5,57 69,565 Qilu Securities Co Ltd 22-dez Shenzhen Hongtao Decoration Co Ltd 3,95 118,636 Guosen Securities Co Ltd 22-dez Zhejiang Yongtai Technology Co Ltd 2,93 98,131 Rising Securities Co Ltd 18-dez Jiangsu Zhonglian Electric Co Ltd 4,39 92,252 Goldstate Securities 18-dez Ningbo Lugong Online Monitoring Technology Co Ltd 5,86 97,817 CITIC Securities Co Ltd 18-dez Shanghai Pret Composites Co Ltd 3,29 115,315 China Merchants Securities Co Ltd 16-dez China Shipbuilding Industry Co Ltd 1,08 2.156,600 China International Capital Corp 16-dez Hainan Strait
    [Show full text]
  • Educated Youth Should Go to the Rural Areas: a Tale of Education, Employment and Social Values*
    Educated Youth Should Go to the Rural Areas: A Tale of Education, Employment and Social Values* Yang You† Harvard University This draft: July 2018 Abstract I use a quasi-random urban-dweller allocation in rural areas during Mao’s Mass Rustication Movement to identify human capital externalities in education, employment, and social values. First, rural residents acquired an additional 0.1-0.2 years of education from a 1% increase in the density of sent-down youth measured by the number of sent-down youth in 1969 over the population size in 1982. Second, as economic outcomes, people educated during the rustication period suffered from less non-agricultural employment in 1990. Conversely, in 2000, they enjoyed increased hiring in all non-agricultural occupations and lower unemployment. Third, sent-down youth changed the social values of rural residents who reported higher levels of trust, enhanced subjective well-being, altered trust from traditional Chinese medicine to Western medicine, and shifted job attitudes from objective cognitive assessments to affective job satisfaction. To explore the mechanism, I document that sent-down youth served as rural teachers with two new county-level datasets. Keywords: Human Capital Externality, Sent-down Youth, Rural Educational Development, Employment Dynamics, Social Values, Culture JEL: A13, N95, O15, I31, I25, I26 * This paper was previously titled and circulated, “Does living near urban dwellers make you smarter” in 2017 and “The golden era of Chinese rural education: evidence from Mao’s Mass Rustication Movement 1968-1980” in 2015. I am grateful to Richard Freeman, Edward Glaeser, Claudia Goldin, Wei Huang, Lawrence Katz, Lingsheng Meng, Nathan Nunn, Min Ouyang, Andrei Shleifer, and participants at the Harvard Economic History Lunch Seminar, Harvard Development Economics Lunch Seminar, and Harvard China Economy Seminar, for their helpful comments.
    [Show full text]
  • Dressing for the Times: Fashion in Tang Dynasty China (618-907)
    Dressing for the Times: Fashion in Tang Dynasty China (618-907) BuYun Chen Submitted in partial fulfillment of the requirements for the degree of Doctor of Philosophy in the Graduate School of Arts and Sciences COLUMBIA UNIVERSITY 2013 © 2013 BuYun Chen All rights reserved ABSTRACT Dressing for the Times: Fashion in Tang Dynasty China (618-907) BuYun Chen During the Tang dynasty, an increased capacity for change created a new value system predicated on the accumulation of wealth and the obsolescence of things that is best understood as fashion. Increased wealth among Tang elites was paralleled by a greater investment in clothes, which imbued clothes with new meaning. Intellectuals, who viewed heightened commercial activity and social mobility as symptomatic of an unstable society, found such profound changes in the vestimentary landscape unsettling. For them, a range of troubling developments, including crisis in the central government, deep suspicion of the newly empowered military and professional class, and anxiety about waste and obsolescence were all subsumed under the trope of fashionable dressing. The clamor of these intellectuals about the widespread desire to be “current” reveals the significant space fashion inhabited in the empire – a space that was repeatedly gendered female. This dissertation considers fashion as a system of social practices that is governed by material relations – a system that is also embroiled in the politics of the gendered self and the body. I demonstrate that this notion of fashion is the best way to understand the process through which competition for status and self-identification among elites gradually broke away from the imperial court and its system of official ranks.
    [Show full text]
  • 2017Annual Report CONTENTS
    (A joint stock company incorporated in the People’s Republic of China with limited liability) Stock Code: 6066 2017 Annual2017 Report 2017Annual Report CONTENTS Definitions ................................ 2 Chairman’s Statement ....................... 6 Section 1 Important Notice ................. 9 Section 2 Material Risk Factors ............. 10 Section 3 Company Information ............. 11 Section 4 Financial Summary ............... 26 Section 5 Management Discussion and Analysis .................... 32 Section 6 Report of Directors ............... 84 Section 7 Other Significant Events ........... 96 Section 8 Changes in Shares and Information on Substantial Shareholders .......... 108 Section 9 Directors, Supervisors, Senior Management and Employees ....... 114 Section 10 Corporate Governance Report ...... 150 Section 11 Environmental, Social and Governance Report ............... 177 Annex Independent Auditor’s Report and Notes to the Consolidated Financial Statements ..................... 205 Annual Report 2017 1 DEFINITIONS Unless the context otherwise requires, the following expressions have the following meanings in this annual report: “A Share(s)” the ordinary shares with a nominal value of RMB1.00 each proposed to be issued by the Company under the A Share Offering, to be listed on the Shanghai Stock Exchange and traded in RMB “A Share Offering” the proposed initial public offering of not more than 400,000,000 A Shares in the PRC by the Company “Articles of Association” or “Articles” the articles of association of CSC Financial
    [Show full text]
  • Annual Report 2015
    HAITONG SECURITIES CO., LTD. 海通證券股份有限公司 Annual Report 2015 2015 Annual Report 年度報告 CONTENTS Section I Definition and Important Risk Warnings 3 Section II Company Profile and Key Financial Indicators 8 Section III Summary of the Company’s Business 23 Section IV Report of the Board of Directors 28 Section V Significant Events 62 Section VI Changes in Ordinary Share and Particulars about Shareholders 84 Section VII Preferred Shares 92 Section VIII Particulars about Directors, Supervisors, Senior Management and Employees 93 Section IX Corporate Governance 129 Section X Corporate Bonds 160 Section XI Financial Report 170 Section XII Documents Available for Inspection 171 Section XIII Information Disclosure of Securities Company 172 IMPORTANT NOTICE The Board, the Supervisory Committee, Directors, Supervisors and senior management of the Company represent and warrant that this annual report (this “Report”) is true, accurate and complete and does not contain any false records, misleading statements or material omission and jointly and severally take full legal responsibility as to the contents herein. This Report was reviewed and passed at the fifteenth meeting of the sixth session of the Board. The number of Directors to attend the Board meeting should be 13 and the number of Directors having actually attended the Board meeting was 11. Director Xu Chao, was unable to attend the Board meeting in person due to business travel, and had appointed Director Wang Hongxiang to vote on his behalf. Director Feng Lun was unable to attend the Board meeting in person due to business travel and had appointed Director Xiao Suining to vote on his behalf.
    [Show full text]
  • 出口鳗鱼产品加工企业及其配套备案养殖场最新名单 配套养鳗场 鳗鱼产品加工厂 序号 中英文名称 备案号 备注 中英文名称 中英文地址 注册号 宁波徐龙水产有限公司 1 3900/M0002 Ningbo Xulong Aquatic Co.,Ltd
    別表30 中国産養殖鰻加工品検査命令免除業者 出口鳗鱼产品加工企业及其配套备案养殖场最新名单 配套养鳗场 鳗鱼产品加工厂 序号 中英文名称 备案号 备注 中英文名称 中英文地址 注册号 宁波徐龙水产有限公司 1 3900/M0002 Ningbo Xulong Aquatic Co.,Ltd.. 宁波旦晨食品有限公司 慈溪市经济开发区担山北路418号 No.418, 东台市东升鳗鱼养殖场 2 3200/M0014 (Ningbo Danchen Food Industry Danshan North Rd.,Cixi Economic 3302/02051 DONGTAI DONGSHENG EEL BREEDING CO.,LTD. Co.LTD ) Development Zone 东台市徐龙鳗鱼养殖场 3 3200/M0015 DONGTAI XULONG EEL BREEDING CO.,LTD. 台山市胜记鳗鱼养殖场 4 4400/M586 SHENGJI EEL FARMS OF TAISHAN CITY 台山市徐南水产养殖有限公司 5 4400/M602 XUNAN AQUATIC PRODUCTS COMPANY LIMITED OF TAISHAN CITY 台山市端芬镇朋诚水产养殖场 6 4400/M626 TAISHAN PENGCHENG AQUAFARM 台山市海宴兴中鳗鱼养殖场 7 4400/M628 XINGZHONG EEL FARM OF HAIYAN TAISHAN CITY 佛山市顺德区东龙烤鳗有限公司 广东省佛山市顺德区杏坛镇新冲工业区 台山市斗山镇永利园水产养殖场 8 4400/M814 FOSHAN SHUNDE DONGLONG ROASTED XINCHONG INDUSTRIAL ZONE XINTAN TOWN 4400/02152 YOULIYUAN AQUAFARM OF DOUSHAN TAISHAN CITY EEL CO.,LTD SHUNDE GUANGDONG 顺德徐顺水产养殖贸易有限公司有记鳗鱼养殖场 9 YOUJI EEL FARM OF SHUNDE XUSHUN AQUATIC BREEDING &TRADE 4400/M815 CO., LTD. 台山市海宴镇沙湾鳗鱼场 10 4400/M844 TAISHAN CITY HAIYAN TOWN SHAWAN EEL BREEDING FARM 台山市威信鳗鱼养殖场 11 4400/M852 TAISHAN CITY WEIXIN EEL BREEDING FARM 饶平县黄岗镇隆生鳗鱼养殖场 12 4400/M527 RAOPING COUNTY HUANGGANG TOWN LONGSHENG EEL BREEDING FARM 广东省饶平县黄冈镇龙眼城村 饶平县健力食品有限公司 LONGYANCHEN VILLAGE,HUANGGANG 4400/02243 RAOPING JIANLI FOOD CO.,LTD 饶平县烤鳗厂有限公司鳗鱼养殖基地 TOWN,RAOPING COUNTY,GUANGDONG,CHINA 13 4400/M892 RAOPING COUNTY EEL ROASTING FACTORY CO.,LTD. BREEDING BASE 配套养鳗场 鳗鱼产品加工厂 序号 中英文名称 备案号 备注 中英文名称 中英文地址 注册号 潮安县古巷华光养鳗场 14 4400/M024 CHAOAN GUXIANG HUAGUANG EEL BREEDING FARM 潮安县古巷岭后养鳗场 15 4400/M151 CHAOAN GUXIANG LINGHOU EEL BREEDING FARM 潮安县古巷华江水产养殖场 16 4400/M518 潮州市华海水产有限公司 广东潮安古巷镇 CHAOAN GUXIANG HUAJIANG AQUAFARM CHAOZHOU HUAHAI AQUATIC PRODUCTS GUXIANG TOWN，CHAOAN COUNTY GUANGDONG， 4400/02188 潮安县登塘华湖水产养殖场 CO., LTD.
    [Show full text]
  • Haitong International Investment Managers Limited
    HAITONG MIDDLE KINGDOM FUND C1 EXPLANATORY MEMORANDUM January 2020 C21 Issuer: Haitong International Investment Managers Limited - i - Table of Contents Page Management and Administration ............................................................................................... 1 Introduction .............................................................................................................................. 2 Preliminary Information ............................................................................................................ 3 Definitions ................................................................................................................................ 6 Table of Key Features ............................................................................................................. 10 Policy and Objectives of the Fund ........................................................................................... 12 Risk Factors ............................................................................................................................ 13 Management ........................................................................................................................... 17 Trustee and Registrar’s Agent ................................................................................................. 20 Application for Units ............................................................................................................... 22 Redemption of Units ..............................................................................................................
    [Show full text]
  • Results Announcement for the Year Ended 31 December 2018
    Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement. (A joint stock limited company incorporated in the People’s Republic of China with limited liability) (Stock Code: 6837) RESULTS ANNOUNCEMENT FOR THE YEAR ENDED 31 DECEMBER 2018 The Board of Directors (the “Board”) of Haitong Securities Co., Ltd. (the “Company”) hereby announces the audited results of the Company and its subsidiaries (the “Group”) for the year ended 31 December 2018. This announcement, containing the full text of the 2018 annual report of the Company, complies with the relevant requirements of the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited in relation to information to accompany preliminary announcement of annual results. The Group’s final results for the year ended 31 December 2018 have been reviewed by the audit committee of the Company. PUBLICATION OF ANNUAL RESULTS ANNOUNCEMENT AND ANNUAL REPORT This results announcement will be published on the website of The Stock Exchange of Hong Kong Limited (www.hkexnews.hk) and the Company’s website (www.htsec.com). The Company’s 2018 annual report will be dispatched to holders of H shares and published on the websites of the Company and The Stock Exchange of Hong Kong Limited in due course. By order of the Board Haitong Securities Co., Ltd.
    [Show full text]
  • Xiamen International Bank Co., Ltd. 2018 Annual Report
    Xiamen International Bank Co., Ltd. 2018 Annual Report 厦门国际银行股份有限公司 2018 年年度报告 Important Notice The Bank's Board of Directors, Board of Supervisors, directors, supervisors, and senior management hereby declare that this report does not contain any false records, misleading statements or material omissions, and they assume joint and individual responsibilities on the authenticity, accuracy and completeness of the information herein. The financial figures and indicators contained in this annual report compiled in accordance with China Accounting Standards, unless otherwise specified, are consolidated figures calculated based on domestic and overseas data in terms of RMB. Official auditor of the Bank, KPMG Hua Zhen LLP (special general partnership), conducted an audit on the 2018 Financial Statements of XIB compiled in accordance with China Accounting Standards, and issued a standard unqualified audit report. The Bank’s Chairman Mr. Weng Ruotong, Head of Accounting Affairs Ms. Tsoi Lai Ha, and Head of Accounting Department Mr. Zheng Bingzhang, hereby ensure the authenticity, accuracy and completeness of the financial report contained in this annual report. Notes on Major Risks: No major risks that can be predicted have been found by the Bank. During its operation, the key risks faced by the Bank include credit risks, market risks, operation risks, liquidity risks, compliance risks, country risks, information technology risks, and reputation risks, etc. The Bank has taken measures to effectively manage and control the various kinds of operational risks. For relevant information, please refer to Chapter 2, Discussion and Analysis of Business Conditions. Forward-looking Risk Statement: This Report involves several forward-looking statements about the financial position, operation performance and business development of the Bank, such as “will”, “may”, “strive”, “endeavor”, “plan to”, “goal” and other similar words used herein.
    [Show full text]
  • 2016 Annual Report.PDF
    HAITONG SECURITIES CO., LTD. 海通證券股份有限公司 Annual Report 2016 2016 Annual Report 年度報告 CONTENTS Section I Definition and Important Risk Warnings 3 Section II Company Profile and Key Financial Indicators 7 Section III Summary of the Company’s Business 23 Section IV Report of the Board of Directors 28 Section V Significant Events 62 Section VI Changes in Ordinary Share and Particulars about Shareholders 91 Section VII Preferred Shares 100 Section VIII Particulars about Directors, Supervisors, Senior Management and Employees 101 Section IX Corporate Governance 149 Section X Corporate Bonds 184 Section XI Financial Report 193 Section XII Documents Available for Inspection 194 Section XIII Information Disclosure of Securities Company 195 IMPORTANT NOTICE The Board, the Supervisory Committee, Directors, Supervisors and senior management of the Company represent and warrant that this annual report (this “Report”) is true, accurate and complete and does not contain any false records, misleading statements or material omission and jointly and severally take full legal responsibility as to the contents herein. This Report was reviewed and passed at the twenty-third meeting of the sixth session of the Board. The number of Directors to attend the Board meeting should be 13 and the number of Directors having actually attended the Board meeting was 11. Director Li Guangrong, was unable to attend the Board meeting in person due to business travel, and had appointed Director Zhang Ming to vote on his behalf. Director Feng Lun was unable to attend the Board meeting in person due to business travel and had appointed Director Xiao Suining to vote on his behalf.
    [Show full text]
  • Medical Observation Pursuant to Articles 10 and 14 of Law No
    16 August 2021 MACAU SAR MEASURES FOR TRAVELLERS ENTERING MACAU SAR UNDER CURRENT CONTEXT OF COVID-19 Dear Customers, We would like to keep you informed of current measures for travelers into Macau International Airport (VMMC/MFM). As required by AACM in regards to the pandemic prevention for flights arriving from low/moderate/high risk areas, with immediate effect, please strictly follow the disinfection process and arrangement for your aircraft as shown in this video. For your easy reference, kindly find below link for the video review. 預防新冠病毒經航空運輸接觸傳播的措施 https://www.youtube.com/watch?v=WC30n_v4_FI Medical observation Pursuant to articles 10 and 14 of Law no. 2/2004 – “Law on the Prevention, Control and Treatment of Infectious Diseases”: All individuals (including those intending to enter or already admitted to Macao) who have been to the following areas during the specified time and have left there for less than 14 days must, at the discretion of the health authorities, undergo medical observation at designated venue until 14 days after their departure from the concerned area(s), but for a minimum period of 7 days: Announcement Effective since Countries/ areas no. 19:00 of 2 August 2021 Jingzhou Railway Station in Hubei Province (visited between 13:00 119/A/SS/2021 and 16:00 on 27 July) 02:00 of 1 August 2021 Yangzhou City of Jiangsu Province or the Sixth People’s Hospital in 116/A/SS/2020 Zhengzhou City of Henan Province All arrivals who have been to the following areas during the specified time and have left there for less than 14 days must, at the discretion of the health authorities, undergo medical observation at designated venue until 14 days after their departure from the concerned area(s), but for a minimum period of 7 days: Announcement Effective since Countries/ areas no.
    [Show full text]
  • Recent Articles from the China Journal of System Engineering Prepared
    Recent Articles from the China Journal of System Engineering Prepared by the University of Washington Quantum System Engineering (QSE) Group.1 Bibliography [1] Mu A-Hua, Zhou Shao-Lei, and Yu Xiao-Li. Research on fast self-adaptive genetic algorithm and its simulation. Journal of System Simulation, 16(1):122 – 5, 2004. [2] Guan Ai-Jie, Yu Da-Tai, Wang Yun-Ji, An Yue-Sheng, and Lan Rong-Qin. Simulation of recon-sat reconing process and evaluation of reconing effect. Journal of System Simulation, 16(10):2261 – 3, 2004. [3] Hao Ai-Min, Pang Guo-Feng, and Ji Yu-Chun. Study and implementation for fidelity of air roaming system above the virtual mount qomolangma. Journal of System Simulation, 12(4):356 – 9, 2000. [4] Sui Ai-Na, Wu Wei, and Zhao Qin-Ping. The analysis of the theory and technology on virtual assembly and virtual prototype. Journal of System Simulation, 12(4):386 – 8, 2000. [5] Xu An, Fan Xiu-Min, Hong Xin, Cheng Jian, and Huang Wei-Dong. Research and development on interactive simulation system for astronauts walking in the outer space. Journal of System Simulation, 16(9):1953 – 6, Sept. 2004. [6] Zhang An and Zhang Yao-Zhong. Study on effectiveness top analysis of group air-to-ground aviation weapon system. Journal of System Simulation, 14(9):1225 – 8, Sept. 2002. [7] Zhang An, He Sheng-Qiang, and Lv Ming-Qiang. Modeling simulation of group air-to-ground attack-defense confrontation system. Journal of System Simulation, 16(6):1245 – 8, 2004. [8] Wu An-Bo, Wang Jian-Hua, Geng Ying-San, and Wang Xiao-Feng.
    [Show full text]