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Copy of Rhode Island Potential Capital Sources RHODE ISLAND - POTENTIAL CAPITAL SOURCES Investment Key Executives (Current Board Members (Current Company Name Firm Type Level Business Description Primary Address Website Only) Only) MEDport LLC is an incubator specializing in financing consumer-related business. The firm also provides professional services that include 23 Acorn St., Providence, RI capital investment and financing, product design, manufacturing, warehousing and distribution, sales, marketing, customer service, MIS, and 02903 Phone: 401-490-4600 accounting. It was formerly known as The Ocean Group, Inc. MEDport LLC was founded in 1996 and is based in Providence, RI. MEDport LLC PE/VC fax: 401-273-0630 Jacober, Jeff (board) Jacober, Jeff (board) 1 Richmond Sq., Providence, Richmond Square RI 02906 phone 401-521- Capital Corp. PE/VC Richmond Square Capital Corporation is a principal investment firm. It is based in Providence, RI 3000 fax: 401-751-3940 Schein, Harold South Street Advisors, 1 Richmond Sq., Providence, L.P. PE/VC South Street Advisors, L.P. is a principal investment firm. It was founded in 1997 and is based in Providence, RI RI 02906 TPG has owned, developed or managed over 100 hotels representing more than 20,000 guest rooms. TPG Hospitality is a fully accredited operator of InterContinental, Hyatt, Marriott, Westin, Hilton, and Wyndham that together represent over 40 hotel brands. TPG Hospitality 1140 Reservoir Ave, Cranston has a proven track record of meeting the stringent demands of the major corporate brands and is recognized as a leader in performance, , RI 02920 phone: 401-946- The Procaccianti Group PE/VC service, and quality. 4600 fax: 401-943-6320 www.tpgcompanies.com Procaccianti, James 45 Barberry Hill Road, Viridian Investment Viridian Investment Partners, L.P. is a principal investment firm specializing in small and mid-sized businesses. It primarily invests in Providence, RI 02906 phone: Partners, L.P. PE/VC telecommunications, technology, and energy industries. Viridian Investment Partners, L.P. is based in Providence, RI. 401-965-3006 www.viridianinvestmentpartners.com Fanch, Bob Warbros Venture Partner is a venture capital firm specializing in early-state financing. The firm prefers to take a board seat or act as advisors to the companies in which they invest. It seeks to take minority stake in companies who are looking to raise between $250,000 and $2 million. The firm typically invests in proprietary technologies and well-developed brands. It prefers to make investment in Northeast and New England with a focus on New York. The firm seeks to invest between $100,000 and $500,000 in its portfolio companies. It was founded Warbors Venture PO Box 1033, Westerly, RI Warburg, Michael; in 1996 by Mr. John Warburg and Mr. Michael Warburg and is based in Westerly, Rhode Island with an additional office in Connecticut. Partners PE/VC 02891 phone: 401-854-1850 http://www.warbros.com/ Warburg, John Angel Street Capital is a venture capital firm specializing in investment in early state companies. It invests in companies involved in providing tools and services to digital interactive media which includes internet radio, digital advertising systems, audience data and analytics, local web portals, ad exchanges, content management system, music management and distribution, and social media. The firm 402 Angell Stret, Providence, seeks to invest between $0.05 million to $0.25 million in initial round of funding. It prefers to invest in form or preferred equity or PE/VC; PE/VC RI 02906 phone: 401-854- Maccini, Robert; convertible debt. Angel Street Capital is based in Providence, Rhode Island with an addition office in Newport. Angel Street Capital (fundless only) 1850 http://angelstreetcapital.com Gallagher, Joseph Slater Technology Fund is a venture capital firm specializing in investments and incubation, seed stage and startups. The firm seeks to invest in life sciences, biomedical technology, information technology, and clean energy companies. Within information technology, it invests in software, internet, and digital media and within clean energy sector; it invests in energy and environment technology and alternative energy 3 Davol Square, Ste. A340, resources. It typically invests in companies based in Rhode Island. The firm seeks to invest up to $0.75 million per transaction and up to $3 PE/VC; PE/VC Providence, RI 02903 million annually. It can re-invest in its companies. Slater Technology Fund was founded in 1997 and is based in Providence, RI. Slater Technology Fund (fundless only) phone: 831-6633 http://www.slaterfund.com/ Horan, Richard. Blue Fin Capital, Inc. is an employee owned investment manager. The firm primarily provides its services to individuals, typically high net worth individuals. It also manages accounts for pension and profit sharing plans, charitable organizations, and corporation. The firm manages separate client-focused equity portfolios. It invests in the public equity and fixed income markets of the United States. The firm Traditional employs fundamental analysis with a combination of top-down and a bottom-up stock picking approach to make its investments. For its 10 Weybossett St., Ste. 302B, Investment fixed income investment, it typically invests in investment-grade securities, typically, treasury bills, municipal bonds, and corporate bonds. Providence, RI 02903 phone: BlueFin Capital, Inc. Manager Blue Fin Capital is based in Providence, RI. 401-454-0772 http://www.bluefincapital.com Sammarino, Clark: Citizens Investment Management Services (CIMS) is an asset management arm of RBS Citizens, N.A. The firm also provides trust services, pension plan administration services, municipal entities, and retirement planning services. It provides its services to high- net-worth individuals, not-for-profit organizations, pension plans and corporations. The firm manages separate client focused Traditional 870 Westminster St., Ste. Kelliher, Maureen; equity fixed income and balanced portfolios. It invests in public equity and fixed income market of the United States. The firm Citzens Investment Investment 850, Providence, RI 02903 Ginnetty, Gail; Haut, also invests in index vehicles and specialized products. CIMS is based in Providence. Management Services Manager home: 401-453-4040 Mary Compton Capital Management, Inc. is an employee owned investment manager. The firm primarily provides its services to high net worth individuals. It also caters to individual, pension and profit sharing plans, charitable organizations, and meehan fund. The firm manages separate client-focused equity and fixed income portfolios. It invests in the public equity and fixed income Traditional 170 Westminster St., Ste. Kilborn, George markets across the globe. The firm typically invests in value stocks of companies. It employs fundamental and technical analysis Compton Capital Investment 850, Providence, RI 02903 Frederick; Ransom, to make its investments. Compton Capital Management, Inc. was founded in 1991 and is based on Providence. Management, Inc. Manager phone: 401-453-4040 Charles Winship Eliot-Rose Asset Management, LLC is an employee owned investment manager. The firm also provides advisory services to its clients. It provided its services to individuals, typically high net worth individuals. The firm also provides its services to other pooled investment vehicles and corporations. It manages equity portfolios for its clients. The firm invests in the public equity Traditional 1000 Chapel View Blvd, Ste. markets of the United States. It primarily invests in value stocks of micro-cap companies with market capitalization of less than Eliot•Rose Asset Investment 240, Cranston,RI phone: $250 million. The firm conducts in-house research to make its investments. Eliot-Rose Asset Management is based in Providence. Management, LLC Manager 401.588.5100 http://www.eliotrose.com Siperstein, Gary Traditional 780 Reservoir Ave, #123, Gold Eagle Acquisition, Investment Cranston, RI 02910 Phone: Inc. Manager 401-440-9533 RHODE ISLAND - POTENTIAL CAPITAL SOURCES Traditional 30 Exchange Terrace, Newman Dignan & Investment Providence, RI 02903 phone: Sheerar, Inc. Manager 401-351-4010 http://www.newmandignan.com/ Newman, William Parsons Capital Management, Inc. is an employee owned investment manager. The firm provides its services to individuals, typically high net worth individuals. It also caters to trusts, foundations, corporations, retirement accounts, charitable organizations, and pension and profit sharing plans. The firm manages separate client focused equity portfolios. It invests in public equity markets. It employs a Traditional fundamental, quantitate and a technical analysis to create its portfolios. It obtains external research from organizations to complement its 10 Weybossett St., Ste. 106 Parsons Capital Investment in-house research. Parsons Capital Management, Inc. was founded in 1993 and is based in Providence with an additional office in Mystic, Providence, RI 02903 phone: Management, Inc. Manager Connecticut. 401-521-2440 http://www.parsonscapital.com Parsons, Robert Pyramis Global Advisors, LLC is a privately owned investment manager. The firm primarily provides its services pooled investment vehicles. It also caters to investment companies, pension and profit sharing plans, corporation or other businesses, state and municipal government entities, other investment advisors, and insurance companies. The firm manages separate client-focused equity, fixed income and balance portfolios for its clients. It also manages mutual funds
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