Raman Spectroscopy for Quantitative Analysis in the Pharmaceutical Industry
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J Pharm Pharm Sci (www.cspsCanada.org) 23, 24 - 46, 2020 Raman Spectroscopy for Quantitative Analysis in the Pharmaceutical Industry José Izo Santana da Silva de Jesus1, Raimar Löbenberg2, Nádia Araci Bou-Chacra1 1.Department of Pharmacy, Faculty of Pharmaceutical Sciences, University of São Paulo, Professor Lineu Prestes Av 580, Cidade Universitária, 05508-000 São Paulo, SP, Brazil. 2.Faculty of Pharmacy and Pharmaceutical Sciences, Katz Group-Rexall Centre for Pharmacy & Health Research, University of Alberta, Edmonton, Alberta, Canada. Received, July 24, 2019; Revised, October 27, 2019; Accepted, January 3, 2020; Published, February 27, 2020. ABSTRACT - Raman spectroscopy is a very promising technique increasingly used in the pharmaceutical industry. Due to its development and improved instrumental versatility achieved over recent decades and through the application of chemometric methods, this technique has become highly precise and sensitive for the quantification of drug substances. Thus, it has become fundamental in identifying critical variables and their clinical relevance in the development of new drugs. In process monitoring, it has been used to highlight in-line real-time analysis, and it has been used more commonly since 2004 when the Food and Drug Administration (FDA) launched Process Analytical Technology (PAT), integrated with the concepts of Pharmaceutical Current Good Manufacturing Practices (CGMPs) for the 21st Century. The present review presents advances in the application of this tool in the development of pharmaceutical products and processes in the last six years. _______________________________________________________________________________________ INTRODUCTION solvents; it is easy to use, and the analyses can be without any preparation, even penetrating primary Raman and Krishnan discovered Raman packaging, such as polymeric materials and spectroscopy in 1928, and this technique has gone transparent glasses. In addition, portable types of several breakthroughs between the 1930s and equipment are available, and the analytical results 1950s. Currently, it is one of the leading analytical can be obtained in seconds (1,8). techniques among spectroscopies (1–3). This Therefore, this review presents the advances of technique, based on light scattering during Raman spectroscopy application in the quantitative monochromatic radiation exposure to samples, analyses in the product development cycles and as involves molecular vibration of the chemical a tool in process analytical technology (PAT). structures of a substance (1,4). The monochromatic laser beam illuminates the Main variants of Raman spectroscopy samples resulting in scattered light, from photon- In addition to the conventional Raman dispersion molecule interactions. Each photon occurs in a phenomenon, several studies, over recent decades, different vibrational mode, and this frequency have made possible the discovery of other events, difference refers to the separation of the vibrational which allowed the development of several variants energy level of the molecules. The dispersion of this spectroscopy (1,4,6). The difference signals origins from the inelastic movement frequency of incident radiation and the intensity of between the incident monochromatic radiation and the dispersion signals originates Stokes and anti- vibrational molecular motions, providing a unique Stokes lines, as shown in Figure 1. These signature for each substance (1,4–6). phenomena define the basic principle for the In the pharmaceutical industry, Raman variants presented in Table 1 (5,9). The spectroscopy is an excellent tool for identifying instrumental versatility of Raman spectroscopy counterfeit drugs (1,7). In addition, it is suitable in includes interferometric dispersive systems, single product development and the real-time monitoring channel multichannel detection systems, and of productive processes through Process Analytical microscope coupled systems (Table 1). Several Technology (PAT), according to the current laser systems are available for concepts of Pharmaceutical Current Good ________________________________________ st Manufacturing Practices (CGMPs) for the 21 Corresponding Author: Nádia Araci Bou-Chacra, Century (1,8). Department of Pharmacy, Faculty of Pharmaceutical Sciences, Raman spectroscopy has essential advantages University of São Paulo, Professor Lineu Prestes Av 580, due to its non-invasive feature; it does not use Cidade Universitária, 05508-000 São Paulo, SP, Brazil; E- mail: [email protected] 24 J Pharm Pharm Sci (www.cspsCanada.org) 23, 24 - 46, 2020 A. Vibrational energy levels E1 Stokes Rayleigh Anti-Stokes Virtual energy levels Energy Vibrational energy levels E 0 B. Rayleigh Stokes Anti-Stokes Intensity 1000 0 - 1000 Wavenumbers/cm-1 Figure 1. Energetic transitions involved in Raman scattering, A. More intense (blue shifted) Stokes bands, and less intense (orange shifted) anti-Stokes bands. Rayleigh line to higher wavenumbers (green shifted), without bands of Raman spectra, B. excitation and filtering units for spectral Conventional Raman spectroscopy requires purification. Typically, the characteristics of the high sample concentration and it is affected by devices vary depending on the size and relative fluorescence. FT-Raman can resolve such spectral cost of its components and accessories (5). interference (11). Furthermore, fluorescence The diversity of the types of device interference also can be reduced by exciting the configurations allows amplifying the sensitivity of near infrared laser sample as Nd-YAG at 1064 nm the technique and allows a variety of applications, (5). ranging from the quantification of drug substances For samples at low concentrations, Resonance in tablets and mixtures of powders to multiplex Raman Spectroscopy (RRS) increases the samples (3,10–17), samples in low concentrations scattering sensitivity. In such cases, the samples (18,19), molecular traces (20–22), samples inside must have electronic transitions close to the laser packs (23) and materials in nanometric scale line´s frequency. Thus, the incident radiation (Table 1) (24,25). frequency coincides with an electronic transition of 25 J Pharm Pharm Sci (www.cspsCanada.org) 23, xxx - xxx, 2020 the molecule, and as a result of this combination, a (PLS) method (10,38,39), described by Wold in more intense Raman spectrum is obtained (18,19). 1966 (40). Furthermore, for multicomponent In the Surface-enhanced Raman spectroscopy matrices, classical least squares (CLS), alternating (SERS), the sample is adsorbed on a colloidal least squares (MCR), principal component metal surface or by nanostructures such as regression (CRP), and principal component nanotubes typically made of gold (Au), silver (Ag) analysis (PCA) are commonly used (41). or copper (Cu) (20–22). This approach improves For the development of the calibration models, the intensity of signals and also extinguishes carefully selected representative samples should be fluorescence. used, which generally require qualification by Another variant, the Tip-enhanced Raman independent reference analytical procedures (36). spectroscopy (TERS), provides high chemical The selection of these models depends on the type sensitivity for surface molecular mapping with a of data and analytical objectives. In some cases, to nanoscale spatial resolution (24,25). This variant achieve better precision of the quantitative method, may help researchers to characterize and to it is necessary to compare several multivariate develop nano-based strategies in innovative models. Thus, it is possible to detect errors and therapy. Furthermore, Micro-Raman presents a allow selecting the appropriate model (41–43). wide area of illumination, which allows In 2015, the FDA (48) released the Analytical overcoming the challenges of quantifying Procedures and Methods Validation for Drugs and polymorphic mixtures (14). Biologics Guidance for Industry. This guidance All these variants were carefully developed was harmonized with ICH to complement the aiming to overcome the limitations of the guidance Q2(R1) Validation of Analytical conventional Raman spectroscopy. By using Procedures: Text and Methodology (49). The chemometric treatments, it is possible to improve guidelines provide the validation criteria to achieve analytical models for the quantification of drugs a successful calibration model to support the substances and excipients in multicomponent quantitative analysis in pharmaceutical formulas (10,16,26), as presented in Table 1. applications. According to these official documents, to Raman calibration model define a robust calibration model for quantification The interpretation of a complex spectrum of it is required the evaluation of the different sources samples requires the use of chemometric of variability and includes them in the samples. calibration models. Chemometrics is the use of These variabilities must be identified to predict and mathematical and statistical methods in chemical control them during method validation and routine data, allowing the acquisition and extraction of application (36). essential information regarding the components of The performance characteristics for the the formulation, as shown in Figure 2 (27). For this, spectroscopic methods is similar to the it is necessary to apply a univariate or multivariate conventional ones and include the evaluation of analysis. accuracy, precision (repeatability and intermediate The univariate analysis contemplates alone precision), specificity, linearity,