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brill.com/shrs osce Mediation in an Eroding International Order
Philip Remler retired u.s. diplomat
Abstract
The feeling is widespread in the West that the post wwii normative international or- der has been under severe challenge since Russia’s seizure of Crimea, now exacerbated by statements from the American president casting doubt on the institutions that un- derpin that order. Is there a future role for osce mediation as this order erodes? Study of the Ukraine crisis in light of other protracted conflicts on the territory of the former Soviet Union shows that the same challenges have existed for a generation. Because the conflicts were small, however, the international community chose to accept a fic- tion of convenience to isolate them from an otherwise functioning international order: the narrative that the separatists sought independence, not (as in reality) a re-drawing of post-Soviet borders. This isolation is under pressure both from the new experience in Ukraine and from the extension of ever-greater Russian control over the separatists, amounting to crypto-annexation, despite a backlash from Moscow’s clients, including in Armenia. There is little likelihood of a resolution to the Ukraine crisis, including Russia’s annexation of Crimea, and prospects for mediation to resolve the conflicts remain dim. However, continued talks may resolve some humanitarian issues and pro- vide a release valve to prevent pressures boiling over into renewed open warfare.
In 2015 the present author published an article outlining some effects of the Ukraine crisis on protracted conflicts in the osce area and on osce mediation in those conflicts.1 He has been asked to revisit his assessment of that time in
* Philip Remler is a retired u.s. diplomat with experience in osce missions and mediation efforts: he served with the osce Assistance Group in Chechnya (1995), collaborated with the osce Minsk Group (1993, 1996–98), and headed the osce Mission in Moldova (2007–2012). He also served in Turkey, Iraqi Kurdistan, Russia, Azerbaijan, and Georgia. He has written on protracted conflicts, including a study of negotiations to end the Karabakh war. 1 “Ukraine, Protracted Conflicts and the osce,” Security and Human Rights 26 (2015), 88–106.
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Keywords mediation – separatism – frozen conflict – border – osce – Armenia – Azerbaijan – Georgia – Moldova – Russia – Ukraine – Abkhazia – Crimea – Donbass – Karabakh – South Ossetia – Transdniestria i Russia-West Tensions and the osce
Uncertainty is the major handicap to analyzing the effects of East-West ten- sions on the osce and its mediation efforts. Some of the uncertainty was gen- erated in anticipation of a series of European elections. But to a much greater extent, the uncertainty derives from the blank slate of future u.s. policy to- wards Russia. No one knows what it will be, including those currently charged with making it. New developments appear constantly, and point in many con- tradictory directions. In such a highly fluid situation, contemporary analysis is of necessity journalistic. Much has been made of the praise candidate Trump lavished on President Putin. Indeed, the two were natural allies, since both wanted to upend the post- World War ii international order and recreate in its place a neo-Westphalian world in which ethnically defined nations advance their individual interests through bilateral relations dictated by relative strength and weakness. Since World War ii, an international order has been built through norms-based treaties and cooperative organisations aimed at regulating or mitigating in- ternational frictions. In contrast, as Trump’s chief security and economic advi- sors, H.R. McMaster and Gary Cohn, wrote in a much-quoted joint Wall Street Journal op-ed on 30 May 2017, in Trump’s view “the world is not a ‘global com- munity’ but an arena where nations, nongovernmental actors and businesses engage and compete for advantage”. This complements the view of Trump’s “Alt-Right” advisors and supporters, who (along with far-right populists in Europe) see Putin as a proponent of their conservative social values and a
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defender of Christian and “European” civilisation against a perceived threat from Islamic terrorists and immigrants. Trump as President has therefore made clear that he would favor a rap- prochement with Russia. He has been vague, however, on what the u.s. could get out of it, limiting himself to little more than “getting along”, with the hope that in some undefined way Russia could help the u.s. in its struggle against the Islamic State. In the wake of Russian interference in the u.s. election there is broad bipartisan antipathy in Washington to any such rapprochement, and senior figures in Trump’s party have called for new sanctions against Russia, rather than a relaxation of existing ones. Investigations into Russian actions by several Congressional oversight committees and by a Justice Department Special Counsel are underway that will keep the issue before the public in a way that may render most of Trump’s prospective rapprochement politically unsustainable. Foreign policy shifts in this and other areas are not the purely inside-the- Beltway struggle between Trump and the Washington foreign policy estab- lishment that some have portrayed. Rather, real facts on the ground in the real world have made themselves felt, the more so because the prior level of knowledge was so low. Thus, North Korean nuclear and missile tests, the po- tential disaster of a trade war with China, use of chemical weapons and oth- er urgent issues in Syria, and the fallout from Russian attempts to meddle in u.s. elections – all of these, rather than a power struggle inside Washington’s maison sans fenêtres, are forcing u.s. policy into its new direction, and any president would be forced to make adjustments. What of Russia’s approach to the Trump presidency? It would appear that Russia has maintained the policy line it adopted in the wake of its annexation of Crimea in 2014.2 Russia has been clear on what it wants from a prospec- tive rapprochement with the Trump Administration; it wants exactly what it wanted previously: an end to sanctions and recognition as a member of a small group of Great Powers, with an uncontested right to a clearly defined sphere of influence, including border changes to legitimise facts on the ground. It ap- pears from leaked intelligence information that Russian figures believed that Trump’s National Security Advisor, Michael Flynn, was key to advancing these goals. Shortly after Flynn was fired, on 13 February 2017, Russian state media outlets were ordered to stop their positive coverage of Trump, according to a
2 Ample literature has emerged to explain Russia’s foreign policy course; a good analysis is available in Russia and the New World Disorder by Bobo Lo (Brookings Institution Press/ Chatham House, 2015).
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As we approach the future of osce mediation in the context of the develop- ments outlined above, we must start with the conflicts in which the osce plays a mediation role. These traditionally include the Karabakh, Abkhazia, South Ossetia, and Transdniestria conflicts. The conflict in the Donbass, in Eastern Ukraine, appears to be in the process of becoming similarly protracted. To these we should also add the Russian annexation of Crimea and Sevastopol, though in the Russian view there is no longer any conflict, nor issues to discuss except practical ones such as electricity supply. But it is instructive to look briefly at Crimea, because it highlights one strik- ing similarity among all these conflicts: though all are separatist conflicts, and though the separatist sides all maintain they are seeking independence, in fact the original aim of all the separatists, when their movements began during the collapse of the Soviet Union, was not independence, but rather to belong to a political formation other than the one to which the Soviets, and subsequently international law, assigned them. Today, however, the separatists and their supporters go to elaborate lengths to maintain a narrative asserting that their struggles are for independence. They do so to maintain the fiction that the post-Helsinki international order has not been violated. And this fictional nar- rative has in fact been accepted, by and large, by the international community, which has been averse to allowing conflicts on such a small scale to upend the international order. As we shall see, the annexation of Crimea proved too much for the international order to swallow and it remains the casus belli of the tensions some are calling a new cold war. The original aims of the separatists in the “traditional” protracted conflicts are a matter of historical record. The initial slogan of the Karabakh conflict was “miatsum”: union with Armenia. The conflict started during the Soviet era, and the initial demand was to excise the Nagornyy Karabakh Autonomous Oblast’ from one Union Republic of the ussr – the Azerbaijan Soviet Socialist Republic – and incorporate it into another, the Armenian Soviet Socialist Re- public. That remained the goal until the dissolution of the Soviet Union. In the Alma-Ata Protocols of 21 December 1991, the Soviet Union’s Union Republics explicitly recognised one another – and not lower-level Soviet autonomies – as independent states within their Soviet-era borders (which put Nagornyy Karabakh, Abkhazia and South Ossetia inside Azerbaijan and Georgia), and the international community quickly adopted that judgement; admission of the new states to the un and osce was predicated on that commitment. As a newly independent state, and heavily dependent upon foreign assistance and acceptance, Armenia was not in a position to risk the ire of the international
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The same playbook has been run in the Donbass. Despite all evidence to the contrary, Russia has rigorously maintained that it is not involved on the ground and that it supports the territorial integrity of Ukraine. And despite the ethnic relationship and the initial slogan of “Novorossiya”, Russia has held off from recognition or hints that it would be willing to annex this area as it did Crimea. This is only in part due to aspects internal to the conflict and to Russian-Ukrainian relations. Strategic assets in Crimea, including the Black Sea Fleet’s home port of Sevastopol, overrode Russia’s considerations of all other aspects of Russian-Ukrainian relations and the opprobrium of the in- ternational community. When Russia approaches the separatist conflict in the Donbass, however, those other aspects weigh heavily: Ukraine is on an order of magnitude larger, more strategic and more central to Russia than Azerbaijan, Georgia and Moldova. Russia’s goals with regard to Ukraine include strategic interests such as ensuring that Ukraine does not enter what Russia considers to be an opposing military or economic bloc. And, to be sure, Russia does not want to suffer additional Western sanctions. But it is also true that in the Normandy process and elsewhere, Russia is tacitly collaborating with the West to ensure that the international order is not openly seen to be challenged – that the fictions we have seen in the other protracted separatist conflicts are maintained. Which brings us back to Crimea, where the fictions have clearly failed. In 2014, when Ukrainian President Yanukovych’s flight convinced Russia that its policies in Ukraine had failed, with the likeli- hood that Ukraine would remain hostile for the foreseeable future, and perhaps also with a desire to punish Ukraine for thwarting Putin’s will, Russia seized and annexed Crimea. Russia went through the motions of the fiction played out elsewhere, at first denying that the “little green men” were under Russian command and then organising a referendum overseen by Russian armed forces and local pro-Russian armed militias, all aimed at creating the narrative that the people of Crimea had risen up against their Ukrainian masters and chosen instead to “rejoin” Russia, from which they had been severed in 1954. The masquerade, however, was too blatant for the international community to swallow, either in Crimea or in eastern Ukraine, where “little green men” also appeared as the first wave. And in refusing to accept the Russian version of its intervention in Crimea and Ukraine, the international community is in the uncomfortable position of having to reject one fiction while continuing to accept very similar fictions of convenience, as it has for decades, in other pro- tracted conflicts. There are both quantitative and qualitative reasons for this. Quantitatively, as mentioned earlier, the four “traditional” protracted con- flicts involve tiny separatist populations, and the metropolitan states from which they are trying to secede are small, generally poor, and of moderate
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In the author’s earlier essay, he noted that starting in late 2011 Russia changed the leaderships of Transdniestria, Abkhazia and South Ossetia in connec- tion with Vladimir Putin’s return to the Russian presidency. The leaders who emerged had smaller (or nonexistent) indigenous power bases, and were therefore more compliant to their Russian patrons. In the years since, those new leaders have proved extremely unpopular, partly because they were per- ceived to be neglecting local interests. A similar process is playing out in Arme- nia, where the escalation of April 2016 has both made the Russians extremely unpopular and put President Sargsyan in a precarious position. Transdniestria: In December 2011, a Russian media campaign against the Transdniestrian leader, Igor Smirnov, resulted in his last-place finish in the first round of “presidential” elections in the breakaway region. In the runoff election the following month, Transdniestrians chose Yevgeniy Shevchuk, who swiftly broke with his own local patrons, the Sheriff corporation,3 to cement
3 Sheriff is a Transdniestrian conglomerate founded by former police officials (hence the name) that plays a major role in the economic and political life of Transdniestria.
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At the same time, Tibilov was also pushing for a referendum to incorpo- rate South Ossetia into the Russian Federation, announcing that this would take place in 2016. In public, Putin was cautious and vague on the issue,4 but it was soon clear that in private he opposed the move and had his envoy for South Ossetia and Abkhazia, Vladislav Surkov, dissuade Tibilov. No referen- dum took place in 2016. Instead, with the approach of new “presidential” elec- tions scheduled for 9 April 2017, and facing an electoral challenge from former leader Eduard Kokoity, Tibilov announced a referendum – to take place along with the “presidential” elections – to change the name of the breakaway re- gion to include “The State of Alania”, harking back to the medieval kingdom that covered most of what is now North and South Ossetia (Alania is now also part of the title of the North Ossetian autonomous republic within the Russian Federation). For good measure, Tibilov’s Central Electoral Commission reject- ed Kokoity’s candidacy to be “president”. Publicly blaming Surkov, Kokoity’s supporters took to the streets for several days. In the 9 April elections, voters roundly rejected Tibilov, electing Parliament speaker Anatoliy Bibilov with an absolute majority in the first round. Bibilov, who was denied the presidency in 2011 on a technicality, is known to want to incorporate South Ossetia into Russia. At the same time, voters overwhelmingly (78% to 20%) favored renam- ing the breakaway entity “Alania”. Abkhazia: After Abkhaz “President” Sergei Bagapsh died on 29 May 2011, the Kremlin-backed candidate, Raul Khajimba, came in third in the elections to replace him; the victor was Bagapsh’s deputy (and Acting “President” after the death of Bagapsh), Aleksandr Ankvab. Khajimba led violent extra-parliamen- tary protests aimed at unseating Ankvab, and after the intervention of Rus- sian officials, notably Vladislav Surkov, Ankvab was removed from power on 1 June 2014 (as the crisis was still unfolding in eastern Ukraine) and replaced by Khajimba. Khajimba soon began working on a “Treaty of Alliance and Integra- tion” with Russia, but the initial Russian draft proved too much for the Abkhaz elites, and a much watered-down version, a “Treaty of Alliance and Strategic Partnership”, was signed on 24 November 2014. Over the following two years implementing arrangements were ratified, including on the unification of Ab- khaz and Russian military units located in Abkhazia (ratified November 2016). In the course of 2016, however, the Abkhaz opposition to Khajimba ramped up its activities, demanding extraordinary presidential elections and storming the “Ministry of Internal Affairs” headquarters to demand the resignation of the “Prime Minister”. Khajimba set a referendum for 10 July on whether to hold
4 “Slova Putina o prisoyedinenii Yuzhnoy Osetii vyzvali neodnoznachnuyu traktovku eksper- tov”, Kavkazskiy Uzel 15 April 2016, 23: 13.
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5 See for example Armen Grigoryan, “Armenia Chooses Customs Union over eu Association Agreement”, caci Analyst, 18 September 2013, at https://www.cacianalyst.org/publications/
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analytical-articles/item/12817-armenia-chooses-customs-union-over-eu-association-agree- ment.html.
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6 Kavkazskiy Uzel, 8 and 9 April 2016, at http://www.kavkaz-uzel.eu/articles/280520/ and http://www.kavkaz-uzel.eu/articles/280566/.
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Following the April 2016 fighting, Armenian popular discontent with Sarg- syan grew, usually couched in terms of fear that he might be pressured into making concessions on Karabakh. Groups of veterans of the conflict began demonstrating, and on the eve of the meeting in St. Petersburg authorities in Yerevan arrested the leader of one group, Zhirayr Sefilyan, on suspicion that he was conspiring to take over a local television station. On 17 July 2016, a group called “Sasna Tsrer” (“Daredevils of Sasun”) violently occupied a police build- ing in Yerevan, resulting in the death of two police officers, and kept up their occupation for two weeks, with protest demonstrations in sympathy with the mutineers lasting well beyond their 31 July surrender. To support Sargsyan, Russia announced it would supply advanced anti-aircraft missiles. Sargsyan survived the parliamentary elections of 2 April 2017, which left his Republican Party and their allies, the Dashnaktsutyun, in possession of a majority. How- ever, the besieged Sargsyan is not in a position to engage in serious negotia- tions on Karabakh, which has often proved to be the “third rail” of Armenian and Azerbaijani politics. One factor noted in the present author’s previous article was the growing communion of separatist entities – a network of relations among Transdnies- tria, South Ossetia, Abkhazia, and the Donetsk and Luhansk separatists. These imitate the panoply of benefits friendly states grant to one another. A reac- tion appears to be developing among the metropolitan states suffering from separatist conflicts. For example, Azerbaijani President Aliyev and Ukrainian President Poroshenko, meeting on 7 February 2017, agreed to ban the import of goods produced in Nagorny Karabakh and the Donbass unless licensed by Baku and Kyiv. To summarise this section, the Russians have continued to extend their in- fluence over the separatist regions and over Armenia, including through the crypto-annexation of Abkhazia and South Ossetia; but the proverb that all politics is local still applies, and leaders have suffered from a perception that they have ignored local priorities. The starkest example of this is in Armenia, but Abkhazia and South Ossetia have also undergone upheavals from the ten- sion between Russian aims and local concerns. iv Prospects for osce Mediation
The prospects for progress on the substance of any of these conflicts looks bleak. The Karabakh conflict zone remains tense, exacerbated by a new dy- namic since last April’s clashes: Armenian popular opinion, always averse to compromise, has started to express aversion to the very idea of negotiations,
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beyond solution in the foreseeable future, as “Krymnash” is a slogan used to justify not only the annexation itself, but the very existence of the current regime. This echoes Soviet practice in the Brezhnev era, when victory in the “Great Patriotic War” (World War ii) was used to marshal support for Soviet rule after Communist ideology had lost its attraction amidst corruption and disillusionment (“Den’ Pobedy”, the Soviet Union’s most popular World War ii song, was in fact written in 1975). The annexation of Crimea is accepted as legitimate and legitimising throughout Russian society, where it is termed a “reunification”, and reversing it will be exceedingly problematic. The possibility that the dynamics could change, the uncertainties internal to both the eu and the u.s., and the effects of those uncertainties on their foreign policies, all militate towards treating the protracted conflicts with the diplomatic equivalent of “economy of force”: given enough attention to pre- vent (hopefully) their eruption into violence, but no more than that. The usual strategy in such cases is to devolve policy to an international organisation such as the osce and to maintain a public posture of support for the proxy’s ac- tions. The osce is not an independent body, but rather reflects the consensus of its participating States. That is a strength, because it ensures inclusivity; but it is also a hindrance to effective action. Given that all negotiations are at a standstill, given that the negotiation positions of the separatists (seeking in- dependence) do not comport with their actual original aims and that the fic- tional narratives are increasingly threadbare, given that crypto-annexation of the separatist polities is proceeding (despite restless locals), and given that the Ukraine crisis has made it more difficult to accept as a matter of convenience the idea that the conflicts are not about annexation, the osce may wish to re- evaluate what it wants realistically to accomplish through mediation. That is not a recommendation to disengage. Rather, it is a call for a more clear-eyed recognition of what is standing in the way of a comprehensive reso- lution of these conflicts, and a more modest set of goals for the international community. Relieving the misery of civilians in the conflict zones is a valid goal, even if it does not serve to end the conflicts. Reducing tensions is an in- vestment in the future: improving the atmosphere can one day enable future mediation on comprehensive solutions. States have sometimes scoffed at the idea of such a long-term investment, preferring an immediate frontal assault on basic issues – a direct approach that usually halts negotiations at the first sentence of a draft peace plan. But long-term investment is essential to me- diating protracted conflicts. And mediation, even if only as an investment, is often useful for providing a non-violent outlet for airing grievances and pre- venting tensions from spiraling out of control: as Churchill put it, “To jaw-jaw is always better than to war-war”.
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