Power, legitimacy and political positioning: a case study evaluating James’ Public Relations Positioning Framework
A thesis submitted for the degree of Doctor of Philosophy to The School of Creative Industries University of Newcastle, Australia. by
Deborah Jane Wise
B. Communication (Hons) (UoN)
21 July 2017 Declaration
This thesis contains no material which has been accepted for the award of any other degree or diploma in any university or other tertiary institution and, to the best of my knowledge and belief, contains no material previously published or written by another person, except where due reference has been made in the text. I give consent to this copy of my thesis, when deposited in the University Library, being made available for loan and photocopying subject to the provisions of the Copyright Act 1968.
Signed: ______
Date:
Name: Deborah Jane Wise
ii Acknowledgements
I wish to firstly acknowledge the unfailing guidance and support provided by my primary supervisor, Dr Melanie James, from the University of Newcastle. Words cannot adequately express how much I appreciate everything she has done in the course of the supervision of this thesis, including providing me with invaluable guidance and insightful feedback at every stage of my ‘way finding’ PhD journey. I thank her for her kindness, friendship, and her indefatigable support and encouragement to pursue this research.
I would also like to thank my co-supervisor Professor Judy Motion from the University of New South Wales. I have always had the utmost regard and admiration for her scholarship. Given she is held is such high esteem in our field, it was with some trepidation that I approached Dr James about whether we could invite Profession Motion to be involved with my thesis supervision. I was delighted when she accepted and I am most grateful for the time she spent providing insightful critique and guidance when it was most necessary.
I would also like to acknowledge the generous assistance that has been provided by the University of Newcastle throughout this project. Through the support offered initially in the form of a three-year scholarship (that then became an Australian Post-Graduate Award), as well as travel scholarships and postgraduate awards, I have been able to spend extended periods of time working on my research. I have also been afforded opportunities to present my research in progress to my peers at conferences – a vital part of my ability to move through this project.
The generous support of my colleagues and fellow research students in the School of Design, Communication and IT, and now the School of Creative Industries, throughout my doctoral project has also been very much appreciated. I also wish to thank my undergraduate students who have challenged me and spurred me on to engage with new techniques and ideas.
Last, but certainly not least, thank you to my four wonderful children, Annika, Kurt, Zane and Declan who gave me the space to be ‘a different kind of mother’ and accompanied and supported me at every step of this wonderful journey.
I must also acknowledge the work of Ann Cowper who provided professional editorial services in the latter stages of my thesis preparation. These services were limited to editing for consistency (Standard E, Completeness and
iii Consistency of the Australian Standards for Editing Practice) and complied with the University of Newcastle’s Policy for Editing of Research Theses by Professional Editors.
This thesis is dedicated to my parents, Graeme and Barbara Wise.
iv Abstract
This research resulted in advancing understanding of how strategic positioning occurs within public relations and has also extended possibilities for the application of Positioning Theory. In terms of the public relations field I have explained, through the application of a positioning theoretical framework and Positioning Theory, how the intertwined concepts of power and legitimacy underpin public relations positioning. I provided an evaluation of both the 2010/2011 and 2014 iterations of James’ Framework for Intentional Positioning in Public Relations. Although these Frameworks had been variously tested and applied since 2010, they had not been evaluated using an in-depth case study approach. My work has resulted in a point of reference from which other public relations researchers can further develop conceptualisations and applications of public relations positioning. From the perspective of Positioning Theory, this research has indicated the prominence of power dimensions in positioning episodes. A suggested critical approach has been put forward that provides a sound basis from which to further investigate this phenomenon in contexts wider than public relations. The research results strongly suggested that the concept of legitimacy be given more prominence and be considered as a core factor in Positioning Theory and these results provide a platform from which a more general conceptual framework for intentional positioning could be developed. This research has also contributed to furthering understanding of political discourse in relation to government policies on climate change, identifying how the climate change discourse in Australia changed in 2010. The results indicated that how viewing climate change from an economic perspective achieved ‘truth’ status, wherein the very idea of action on climate change became an economic risk that took precedence over any concern for the environment.
Keywords: public relations, Positioning Theory, positioning analysis
v Referred publications resulting from this thesis:
Drawing on the work in this thesis I have published two articles in peer reviewed academic journals and I have presented my research at six international academic conferences:
Refereed journal articles Wise, D., & James, M. (2013). Positioning a price on carbon: Applying a proposed hybrid method of positioning discourse analysis for public relations. Public Relations Inquiry, 2(3), 327-353. doi: 10.1177/2046147x13494966
Wise, D. (2015). Positioning PR: an Analysis of the Representation of Public Relations in Australian Political Speeches. Asia Pacific Public Relations Journal, 16 (1), 90-106.
Copies of these journal articles are included in Appendix X and Y
Published refereed conference publications Wise, D. (2013). PR, positioning & a carbon tax: applying a new conceptual framework to the analysis of polarised political positions. Paper presented at the 2013 International Association for Media and Communication Research (IAMCR) Conference, Dublin, Ireland.
Referred conference abstracts Wise, D. (2015). Positioning PR: an analysis of the positioning of public relations in Australian political speeches. Paper presented at the 2015 Positioning Theory Symposium, Brugge, Belgium.
Wise, D. (2015). The political positioning of the Australian carbon price/tax: a case study approach to testing the analytical framework for strategic positioning in public relations. Paper presented at the 2015 Political Discourse-
vi Multidisciplinary Approaches Conference, London, UK.
Wise, D. (2013). Positioning PR: an analysis of the representation of public relations in Australian political speeches. Paper presented at BCN Meeting #3 International PR 2013 Conference, Barcelona, Spain.
Wise, D. (2012). Posting the shift or shifting the post? A review of the role of public relations in constructing climate change discourses. Paper presented at the 2012 Australian and New Zealand Communication Association (ANZCA) Conference, Adelaide, Australia.
Wise, D. (2011). Positioning a price on carbon: testing a model of positioning discourse analysis in public relations. Paper presented at the 3rd New Zealand Discourse Conference (NZDC3), 2011, Auckland, NZ.
vii Table of contents 1. Introduction ...... 1
1.1 Background and context ...... 2 1.2 Problem statement ...... 3 1.3 Statement of purpose and research questions ...... 3 1.4 Research approach ...... 4 1.5 Assumptions ...... 7 1.6 Rational and significance ...... 7 1.7 Definitions of key terms used throughout this thesis ...... 8 2. Situating the case study ...... 9
2.1. Overview of Australia’s political system ...... 10 2.2 The Clean Energy Act 2011 ...... 11 2.3 Australia and the vexed issue of climate change ...... 14 2.4 Australia’s history of policy action (inaction?) on climate change ...... 17 2.5 Chapter summary ...... 25 3. Review of the literature: conceptualising strategic positioning in public relations ...... 28
3.1 What are the origins of strategic positioning in public relations? ...... 30 3.1.1 Introduction ...... 30 3.1.2 How is strategy conceptualised in the public relations literature? ...... 30 3.1.3 How is positioning conceptualised in the public relations literature? ...... 32 3.1.4 Where do public relations and Positioning Theory scholarship on strategic positioning converge? ...... 42 3.1.5 Summary ...... 49 3.2 What are the origins of Positioning Theory? ...... 50 3.2.1 Introduction ...... 50 3.2.2 Discussion ...... 50 3.2.3 Summary ...... 55 3.3 What is strategic positioning in Positioning Theory? ...... 56 3.3.1 Introduction ...... 56 3.3.2 Discussion ...... 56 3.3.3 Summary ...... 60 3.4 Frameworks: Are they useful in public relations? ...... 60
viii 3.4.1 Introduction ...... 60 3.4.2 Functionalist frameworks ...... 62 3.4.3 Symbolic or interpretative frameworks ...... 68 3.4.4 Discursive frameworks ...... 74 3.4.5 Summary ...... 79 3.5 Frameworks: Are they useful in Positioning Theory? ...... 81 3.5.1 Introduction ...... 81 3.5.2 How are traditional Positioning Theory frameworks conceptualised? ...... 81 3.5.3 How are James’ (2010, 2011, 2014) Positioning Theory frameworks conceptualised? ...... 86 3.5.4 Discussion ...... 98 3.5.5 Summary ...... 99 3.6 Chapter summary ...... 100 4. Methodology ...... 102
4.1 Research approach: rationale for qualitative research design ...... 103 4.2 The research sample ...... 108 4.2.1 Speech transcripts ...... 108 4.2.2 Election campaigns ...... 111 4.3 Information needed to conduct the study ...... 113 4.4 Overview of research design ...... 113 4.4.1 Literature review ...... 115 4.4.2 Research journal ...... 115 4.4.3 Confirmation approval ...... 116 4.5 Data collection methods ...... 116 4.5.1 Data collection methods described ...... 117 4.6 Methods for data analysis and synthesis ...... 120 4.6.1 Overview of James’ (2010, 2011, 2014) Frameworks ...... 120 4.6.2 The process described (Phase 1) ...... 126 4.6.3 The process described (Phase 2) ...... 129 4.7 Ethical considerations ...... 134 4.8 Discussion of issues relating to trustworthiness ...... 135 4.8.1 Triangulation ...... 135 4.8.2 Peer reviews/debriefings ...... 137 4.8.3 Reflexivity ...... 139 4.9 Limitations of the research study ...... 142
ix 4.10 Chapter summary ...... 144 5. Major findings from applying and evaluating James’ (2010, 2011) Provisional Conceptual Framework for Intentional Positioning in Public Relations ...... 145
5.1 Finding 1 ...... 147 5.1.1 Positioning Goal Domain ...... 147 5.1.2 Purpose Positioning Domain ...... 149 5.1.3 Positioning Type Domain ...... 153 5.1.4 Positioning Triangle Domain ...... 167 5.2 Finding 2 ...... 171 5.2.1 Positioning Goal Domain ...... 171 5.2.2 Purpose Positioning Domain ...... 172 5.2.3 Positioning Type Domain ...... 175 5.2.4 Positioning Triangle Domain ...... 177 5.3. Finding 3 ...... 181 5.4. Finding 4 ...... 182 5.5 Chapter summary ...... 183 6. Major findings from applying James’ (2014) Intentional Positioning Framework for Public Relations ...... 185
6.1 Finding 1 ...... 187 6.1.1 Positioning Triangle Domain ...... 187 6.1.1 Positioning Triangle Domain ...... 206 6.1.2 Strategic Pre-positioning Domain ...... 212 6.1.3 Positioning Type Domain ...... 216 6.1.4 Positioning Goal Domain ...... 218 6.2 Discussion of key discourses ...... 219 6.3 Chapter summary ...... 224 7. The strengths and weaknesses of applying James’ (2014) Framework ...... 226
7.1 Finding 1 ...... 228
x 7.1.1 Positioning Triangle Domain ...... 228 7.1.2 Strategic Pre-Positioning domain ...... 243 7.1.3 Positioning Type Domain ...... 245 7.1.4 Goal Domain ...... 246 7.2 Chapter summary ...... 247 8. Discussion ...... 249
8.1 James’ (2014) Framework and legitimacy ...... 250 8.2 Using Positioning Theory to examine legitimacy in public relations positioning ...... 254 8.3 Linking legitimacy and public relations positioning ...... 257 8.4 Integrating critical PR scholarship into a future framework ...... 264 8.5 Chapter summary ...... 266 9. Conclusion ...... 269
9.1 Summary of the project ...... 269 9.1.1 The literature review ...... 271 9.1.2 Methodology ...... 271 9.1.3 The findings of study 1 (i.e. Chapter 5) ...... 272 9.1.4 The findings of study 2 (i.e. Chapter 6) ...... 273 9.1.5 The strengths and weaknesses of the framework (i.e. Chapter 7) ...... 274 9.2 Thesis conclusion: The case for incorporating power and legitimacy in a positioning framework for public relations ...... 275 9.3 Final observations and reflections ...... 281 10. References…………………………………………………………………………………………..288 11. Appendices
xi 1. Introduction
The aim of this doctoral research project was to evaluate James’ Provisional Conceptual Framework for Intentional Positioning in Public Relations (2010, 2011), and the Framework for Intentional Positioning in Public Relations (James, 2014), as a model for examining and explaining public relations positioning, and to extend theory in the discipline. This study consists of a single case study using James’ Framework(s) and positioning analysis to focus on how former Australian Prime Minister Julia Gillard, and former Leader of the Opposition Tony Abbott, positioned a carbon price or tax in political speech transcripts. It was anticipated that a deeper understanding of these phenomena would afford new insights into how Positioning Theory (Davies & Harré, 1990; Harré & van Langenhove, 1999) is used in and adapted to public relations scholarship, and that this could further inform the development of public relations research, practice and education. The study addressed four research questions:
RQ1 Did applying James’ Framework provide answers into how a carbon price/tax was strategically positioned in the case study and if so how?
RQ2 What are the strengths and weaknesses of applying James’ Framework?
RQ3 Could James’ Framework be improved upon and if so how?
RQ4 Does public relations need a positioning ‘framework’ at all?
This chapter commences with an overview of the background and context of the study. The problem statement, a statement about the purpose of the study, and the study’s research questions follow. The chapter also discusses the research approach taken and the perspectives of the researcher including the researcher’s assumptions. To conclude, the chapter discusses the proposed research rationale, the significance of the study, and definitions of key terms used.
1 1.1 Background and context
This thesis originated in mid2011 at a time when much of the political discourse in Australia was dominated by the Australian Labor Party (ALP) Government’s proposed introduction of a carbon emissions reduction scheme, and the contrary position of the opposition Liberal National Coalition (the LNP or the Coalition) that the scheme was a ‘bad idea’. Numerous opinion polls taken at the time suggested that many Australians were increasingly against the scheme, and I was interested to know why a country that in 2007 had held the world’s first climate change election (Burgmann & Baer, 2010), was now veering towards opposing a carbon price or a ‘carbon tax’ as it also came to be known. However, while this study started by being about a carbon tax/price, it also became apparent as the study progressed that it was about much more, and that ‘something’ else was going on. In addition to positioning a carbon price/tax, both Gillard and Abbott were seemingly locked in a discursive battle over legitimacy - but how was it being gained, maintained, and/or lost, in the pursuit of their respective political goals? These questions, then, provided the original impetus for this study. My PhD supervisor, Dr Melanie James, provided the other.
In 2011 Dr James published her second paper applying Positioning Theory to public relations. Positioning, from a social psychological theoretical perspective, refers to the analysis of “fine-grained symbolically mediated interactions” both from an individual standpoint, and “as representatives or exemplars for groups” (Harré & van Langenhove, 1999, p. 1). At the core of the theory is the concept of local moral orders or the “ever-shifting patterns of mutual and contestable rights and obligations of speaking and acting” (Harré & van Langenhove, 1999, p. 1). In organisational public relations, rights and obligations are strategically enacted “as intentional practices and processes of representation with others in multiple, contested sites in which information is exchanged; meaning is mobilized and managed; and consensus, consent, and legitimation won or lost (Berger, 1999, pp. 190-191; see also James, 2011, p. 98).
2 Drawing on the work of Berger (1999), and Harré and van Langenhove (1999), James (2010, 2011) proposed a ‘Provisional Conceptual Intentional Positioning Framework for Public Relations’ that could be applied to both devise, and analyse, public relations campaigns and texts. My interest in the political debate being played out over carbon pricing, together with the potential to test James’ (2010, 2011) Framework as an analytical heuristic, merged to become the spark for this thesis.
1.2 Problem statement
The greatest challenge facing humankind is changes to the planet’s climate system and our collective responses to this crisis. In Australia, in 2007, a hugely successful political public relations campaign led to Australians voting overwhelmingly for policy action on climate change. Yet, in 2017, Australia, which is the world’s largest carbon emitter per capita, has become the first country to repeal its laws requiring big carbon polluters to pay for the right to release carbon dioxide into the atmosphere. As it stands there is little previous work that has specifically examined this situation from a public relations Positioning Theory perspective.
1.3 Statement of purpose and research questions
The aim of this doctoral research project was to investigate how a particular positioning strategy gained ascendency and legitimacy, by applying James’ public relations positioning framework (James, 2010, 2011, 2014) against a case study of 23 political speech transcripts. It was anticipated this would provide fresh insights into strategic positioning in political public relations contexts, and that this would further inform the development of practice, research and education in public relations. To shed light on the problem, the following research questions are addressed:
3
RQ1. Did applying James’ Framework provide answers into how a carbon price/tax was strategically positioned in the case study and if so how?
RQ2. What are the strengths and weaknesses of applying James’ Framework?
RQ3. Could James’ Framework be improved upon and if so how?
RQ4. Does public relations need a positioning framework at all?
1.4 Research approach
This research project has largely been a “wayfinding” (Thomson & Kamler, 2016) that has required navigating not only the challenges inherent in any qualitative research project, but more particularly it has required navigating the challenges thrown up by applying a constantly evolving theoretical framework. This thesis, then, documents my wayfinding, as a researcher testing a theoretical framework , and it also reports on the research findings. In keeping with this research approach, I have used singular first person nouns to position myself within the study. While this may be contrary to positivist research approaches, it nevertheless aligns with qualitative/interpretative approaches and this was considered important given the cultural-political context in which the study is set.
Following this introduction, Chapter 2 presents a contextual backdrop to the case study. Positioning Theory holds that in any interaction there is both “knowledge of the past” as well as “insight into the current conversation” (Harré & van Langenhove, 1999, p. 6). This is beyond the roles of the social actors in the episode, and consists of a history of interactions as well as the specifics of the particular episode (Harré & van Langenhove, 1999, p. 6). This chapter includes a brief overview of Australia’s political system and the Clean Energy Act, 2011. This is followed by a discussion of some of the ‘knowledge of the past’ and ‘history of interactions’ that have contributed to the construction of the
4 ongoing climate change debates in Australia.
Chapter 3 is a critical review that explores several major areas of academic literature. To further contextualise the study, the review begins with a discussion of public relations as an area of academic scholarship and professional practice and, more specifically, political public relations as a subfield of public relations. This is followed by an examination of how positioning has been variously conceptualised in the academic literature, including public relations scholarship, and contrasts this with Positioning Theory conceptualisations of positioning. The review concludes with a discussion of James’ Public Relations Positioning Framework. The review sought to understand how positioning had been differently conceptualised in the public relations academic literature to a) clarify and distinguish these different understandings and b), to provide a contextual backdrop for the evaluation of James’ Positioning Frameworks for Public Relations (i.e. James, 2010, 2011, 2014).
In Chapter 4, a description of this project’s research methodology is provided which includes discussions around the following areas: (a) research approach rationale, (b) the research sample, (c) research design overview, (d) data collection methods, (e) data analysis and synthesis, (f) ethical considerations, (g) a discussion of issues relating to trustworthiness, (h) situating myself in the research project, and (i) the limitations of the research study. This research employed a qualitative methodology involving positioning analysis (e.g. Harré, Lee & Moghaddam, 2008; Harré, Moghaddam, Pilkerton Cairnie, Rothbart & Sabat, 2009; Harré and van Langenhove, 1999; James, 2011, 2012, 2014; Louis, 2008; Montiel & De Guzman, 2011; Neille, 2013; Pinnegar, Mangelson, Reed & Groves, 2011; Redman & Fawns, 2004; Slocum & van Langenhove,2003, 2004: Slocum-Bradley, 2008, 2010a, 2010b; Tsetsura, 2014& James, 2013; Yamakawa, Forman & Ansell, 2009; Zelle, 2009) of the transcripts of 23 political speeches delivered by the (former) Australian Prime Minister Julia Gillard and the (former) Leader of the Opposition Tony Abbott.
5 When I first commenced this research project in mid 2011 the Provisional Conceptual Framework for Intentional Positioning in Public Relations (James, 2010, 2011) was still, as its name implies, at the provisional/conceptual stage. Excited by the possibilities of a new approach to analysing positioning strategies in public relations, I applied the framework to a case study of 23 political speech transcripts delivered during a three-month period in 2011. This initial evaluation of the framework became the ‘case’ for this study; the findings of which are discussed in Chapter 5. A published version is also available in the appendices [see appendix X, Wise & James, 2013).
Eighteen months later, in mid 2013, and while writing up this research paper, I was employed as part of a small research team using quantitative and qualitative research methods to test James’ Framework as it stood at the time (i.e. 2010, 2011). During this time, I also commenced employment as the National Public Relations Officer for Australia’s largest community service organisation. In early 2014, I proofread a new book on positioning in public relations authored by my PhD supervisor, Dr Melanie James, who had also led the research team testing the framework in 2013. Dr James’ new book (James, 2014) included developments and refinements to the framework since it was originally conceived (i.e. James, 2010, 2011) and these modifications, together with the insights I gained from my initial evaluation of the framework, my work as a research assistant and my work outside of academia as a public relations practitioner, together with my proofreading of this new book, led to my re- evaluating the updated iteration of the framework in the latter part of 2014. The results from this latter evaluation are included in Chapter 6.
In Chapter 8 I bring these chapters together to pose the question “where to from here?” in terms of positioning in public relations. Although the chapter concludes that there are still unanswered questions, my research does indicate that James’ Framework(s) for positioning in public relations offers an exciting new way of approaching the analysis of legitimacy from a strategic public relations and Positioning Theory perspective.
6 1.5 Assumptions
When this study commenced in mid 2011 the primary assumption I initially made was that the speech transcripts under investigation were discursive debates about the introduction of a carbon price/tax. However, as the study progressed, it became clear that they were about much more. People, political parties, political leaders and nations were being positioned in the exercise of power. Underpinning this were the mutual attempts by both sides to legitimise their own positions and to deligitimise the position of their opponent.
1.6 Rational and significance
One of the original contributions to the public relations field that this doctoral study makes is to help explain, through the application of a positioning theoretical framework, how legitimacy is gained, maintained, lost or restored through the deployment of public relations texts. Texts, in this sense, are “the material site of emergence of immaterial discourse(s)…that realize the interests of their makers” (Kress, 2012, p. 36) (original italics). Texts, therefore, provide a means of “reading the interests and purposes of those involved in the making of texts in an institution” (Kress, 2012, p. 37) which was considered important within the context of this study.
In considering the central issue of legitimacy in public relations, the thesis also contributes to furthering understanding of discursive political positioning in relation to government policies on climate change. Climate change is a public relations issue in which policy responses are “determined by the success or failure of the competing discourses that seek to frame the issue” (Roper, 2004, p. 42). Central to this discursive battle are public policies that have potential to “shape discourse transformations, legitimate organizational identities and address social concerns” (Motion & Leitch, 2009, p. 1045). Arguably, there has never been a greater urgency or imperative to examine public policies in relation to climate change, than there currently is.
7 The study provides an evaluation of James’ PR positioning framework. The framework has been variously tested and applied since 2010 but to date has not been evaluated using an in-depth case study approach. This thesis adds to the growing body of work in this rich theoretical area.
1.7 Definitions of key terms used throughout this thesis
Earned, owned and paid media: earned media refers to organisational communication channels and information that involves journalists; owned media refers to communication channels and information that are owned and operated by an organisation; paid media refers to communication channels and information that are purchased (Smith, 2017)
Organisation/s: used throughout this thesis “in its broadest sense” in line with previously published scholarly work (Hallahan, Holtzhausen, van Ruler, Verčič & Sriramesh, 2007, p. 4) to refer to for-profit and not-for-profit organisations, corporations, clients of public relations agencies and consultants, activist groups, nongovernment organisations, social change organisations, political entities, and government organisations and agencies.
Public/s: any group of people who share common interest or values in a particular situation (Chia, 2009, p.5).
Stakeholder/s – A group or individual who can affect, or is affected by, the achievement of an organisation’s objectives (Freeman, 1984, p. 25).
8 2. Situating the case study
The aim of this doctoral research project was to evaluate James’ Provisional Conceptual Framework for Intentional Positioning in Public Relations (2010, 2011), and the Framework for Intentional Positioning in Public Relations (James, 2014), as a model for examining and explaining public relations positioning, and to extend theory in the discipline. This study consists of a single case study using James’ Framework(s) and positioning analysis to focus on how former Australian Prime Minister Julia Gillard, and former Leader of the Opposition Tony Abbott, positioned a carbon price or tax in political speech transcripts. It was anticipated that a deeper understanding of these phenomena would afford new insights into how Positioning Theory (Davies & Harré, 1990; Harré & van Langenhove, 1999) is used in and adapted to public relations scholarship, and that this could further inform the development of public relations research, practice and education. The study addressed four research questions:
RQ1 Did applying James’ Framework provide answers into how a carbon price/tax was strategically positioned in the case study and if so how?
RQ2 What are the strengths and weaknesses of applying James’ Framework?
RQ3 Could James’ Framework be improved upon and if so how?
RQ4 Does public relations need a positioning ‘framework’ at all?
This chapter provides a contextual backdrop to the case study which examines political positioning as presented in 22 political speech transcripts, delivered in 2011 by former Australian Prime Minister Julia Gillard and former Leader of the Opposition Tony Abbott. Positioning Theory holds that in any interaction there is both “knowledge of the past” as well as “insight into the current conversation” (Harré & van Langenhove, 1999, p. 6). This is beyond the roles of the social actors in the episode, and consists of a history of interactions as well as the specifics of that particular episode (Harré & van Langenhove, 1999, p. 6).
9 Moreover, “negotiations of power relationships and policy formation do not occur in isolation … but, rather, they are sensitive to social norms at any given time and place. Thus it is important to contextualize any discussion of power shifts within a historical context” (Roper, 2009, p. 73). What follows, then, is a historical backdrop to the current study, and provides a brief overview of Australia’s political system and the Clean Energy Act, 2011, followed by a discussion of some of the knowledge of the past and the history of interactions that have contributed to the construction of an ideological battle over climate change policies in Australia.
2.1. Overview of Australia’s political system
The Australian Federal Parliament consists of the House of Representatives and the Senate, and is led by the Prime Minister (Australian Electoral Commission, 2011). The powers of the two houses are defined by the Australian Constitution, and “all proposed laws (bills) must be passed by both houses” (Parliament of Australia, N.D.). However, while the “Senate's law-making powers are equal to those of the House of Representatives … it cannot introduce or amend proposed laws that authorise expenditure for the ordinary annual services of the government or that impose taxation” (Parliament of Australia, N.D.). Nevertheless, the Senate does have considerable power whereby it may “request that the House of Representatives makes amendments to financial legislation and it can refuse to pass any bill” (Parliament of Australia, N.D.). As such, unlike many Westminster systems of government, the Senate can block government legislation initiated in the House of Representatives.
Australia is also somewhat unusual in that voting is compulsory for every Australian citizen aged 18 years and over and, despite being a representative democracy, Queen Elizabeth II of the United Kingdom is formally the Queen of Australia. With three levels of government: Federal, State or Territory, and local (Australian Electoral Commission, 2011), the Australian Labor Party (ALP) and
10 the Liberal Party of Australia dominate at both the state and federal levels. Also at the federal level, the Liberal Party has formed a coalition with the Australian National Party, and is commonly referred to as The Coalition or the LNP. Because Australia’s Constitution limits the term of members of the House of Representatives, an election must be held every three years (Australian Electoral Commission, 2011). In addition, in 2010, the Australian Greens Party (commonly known as The Greens) finished with 13 per cent of the vote in the Senate and won their first seat in the House of Representatives; a first for any Australian minor party.
2.2 The Clean Energy Act 2011
The case study for this thesis centres on a three-month period in 2011 during the lead-up to the introduction of the ’Bill for an Act to encourage the use of clean energy, and for other purposes’ to the House of Representatives. Part of a package of measures introduced on 13 September 2011, the Clean Energy legislative package included 18 Bills, of which the Clean Energy Bill 2011 (the ‘Main Bill’) formed the framework for establishing a carbon price. In Australia, “a bill is a proposal for a law or a change to an existing law” that “becomes law (an Act) when agreed to in identical form by both houses of Parliament and assented to by the Governor-General” (Parliament of Australia, 2011). The package was passed by the Australian Parliament on 8 November 2011, and included “the Clean Energy Act 2011, which implements the carbon pricing mechanism for Australia, as well as the Clean Energy Regulator Act 2011 and the Climate Change Authority Act 2011, which implement key elements of the governance arrangements for the carbon pricing mechanism” (The Australian Government Department of Climate Change and Energy Efficiency, 2012). The purposes of the Clean Energy Bill 2011 were as follows:
The Clean Energy Bill 2011 and related Bills establish a framework to meet specified emissions reduction targets by creating incentives for the reduction of greenhouse gas emissions through the implementation of
11 measures that impose the costs of emissions on selected sectors of the economy” (Swoboda, Tomaras & Payne, 2011).
Interestingly, Swoboda, Tomaras and Payne (2011) also note,
There has been some controversy over the appropriate terminology to be used when referring to this Bill’s impost. The question of whether it constitutes a tax has legal implications as well as political implications. The Government, and others, refer to the introduction of a carbon price, whereas the Coalition, and others, refer to it as the introduction of a carbon tax. The legislative package is structured so as to accommodate the constitutional requirements governing the introduction of a tax. This Digest uses both the terms ‘a carbon price’ and ‘a carbon tax’, depending on the context of the reference.
The objects of the Clean Energy Act 2011 that resulted from the Bill were:
(a) to give effect to Australia’s obligations under:
(i) the Climate Change Convention; and (ii) the Kyoto Protocol; (b) to support the development of an effective global response to climate change, consistent with Australia’s national interest in ensuring that average global temperatures increase by not more than 2 degrees Celsius above pre-industrial levels;