Neutrinoless Double-Electron Capture
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REVIEWS OF MODERN PHYSICS, VOLUME 92, OCTOBER–DECEMBER 2020 Neutrinoless double-electron capture K. Blaum and S. Eliseev Max-Planck-Institut f¨ur Kernphysik, Saupfercheckweg 1, 69117 Heidelberg, Germany F. A. Danevich and V. I. Tretyak Institute for Nuclear Research of NASU, Prospekt Nauky 47, Kyiv 03028, Ukraine Sergey Kovalenko Departamento de Ciencias Físicas, Universidad Andres Bello, Sazi´e 2212, Santiago 8320000, Chile M. I. Krivoruchenko Institute for Theoretical and Experimental Physics, NRC “Kurchatov Institute”, B. Cheremushkinskaya 25, 117218 Moscow, Russia and National Research Centre “Kurchatov Institute”, Ploschad’ Akademika Kurchatova 1, 123182 Moscow, Russia Yu. N. Novikov Petersburg Nuclear Physics Institute, NRC “Kurchatov Institute”, Gatchina, 188300 St. Petersburg, Russia and Department of Physics, St. Petersburg State University, 199034 St. Petersburg, Russia J. Suhonen Department of Physics, University of Jyvaskyla, P.O. Box 35, Jyvaskyla FI-40014, Finland (published 16 December 2020) Double-beta processes play a key role in the exploration of neutrino and weak interaction properties, and in the searches for effects beyond the standard model. During the last half century many attempts were undertaken to search for double-beta decay with emission of two electrons, especially for its neutrinoless mode 0ν2β−, the latter having still not been observed. Double-electron capture (2EC) was not yet in focus because of its in general lower transition probability. However, the rate of neutrinoless double-electron capture 0ν2EC can experience a resonance enhancement by many orders of magnitude when the initial and final states are energetically degenerate. In the resonant case, the sensitivity of the 0ν2EC process can approach the sensitivity of the 0ν2β− decay in the search for the Majorana mass of neutrinos, right-handed currents, and other new physics. An overview of the main experimental and theoretical results obtained during the last decade in this field is presented. The experimental part outlines search results of 2EC processes and measurements of the decay energies for possible resonant 0ν2EC transitions. An unprecedented precision in the determination of decay energies with Penning traps has allowed one to refine the values of the degeneracy parameter for all previously known near-resonant decays and has reduced the rather large uncertainties in the estimate of the 0ν2EC half-lives. The theoretical part contains an updated analysis of the electron shell effects and an overview of the nuclear-structure models, in which the nuclear matrix elements of the 0ν2EC decays are calculated. One can conclude that the decay probability of 0ν2EC can experience a significant enhancement in several nuclides. DOI: 10.1103/RevModPhys.92.045007 CONTENTS III. Phenomenology of Neutrinoless 2EC 9 A. Underlying formalism 10 I. Introduction 2 B. Decay amplitude of the light Majorana neutrino II. Double-Electron Capture and Physics beyond exchange mechanism 10 the Standard Model 4 C. Comparison of 0ν2EC and 0ν2β− decay half-lives 12 0ν2 A. Quark-level mechanisms of EC 5 IV. Electron Shell Effects 13 B. Examples of underlying high-scale models 6 A. Interaction energy of electron holes 15 C. Hadronization of quark-level interactions 8 1. Electrostatic interaction 16 0034-6861=2020=92(4)=045007(61) 045007-1 © 2020 American Physical Society K. Blaum et al.: Neutrinoless double-electron capture 2. Retardation correction in the Feynman gauge 17 astrophysics, and cosmology. The fermions described by the 3. Magnetostatic interaction in the Feynman gauge 17 Dirac equation can also be electrically neutral. However, even 4. Magnetostatic interaction in the Coulomb gauge 18 in this case there is a conserved current in Diracs theory, which 5. Gauge invariance of the interaction energy ensures a constant number of particles (minus antiparticles). of electron holes 18 Majorana fermions, like photons, do not have such a con- B. Double-electron ionization potentials in Auger served current. In Dirac’s theory, particles and antiparticles are spectroscopy 19 independent, while Majorana fermions are their own anti- C. Summary 21 particles and, via CPT, it follows that they must have zero V. Nuclear Matrix Elements 22 charge. Truly neutral spin-1=2 fermions are referred to as A. Overview of the calculated nuclear matrix Majorana fermions, and those with a conserved current are 0ν2 elements in EC 22 referred to as Dirac fermions. Majorana fermions in bispinor B. Overview of the calculation frameworks 23 basis are vectors of the real vector space R4. They can also be 1. Multiple-commutator model 24 described by two-component Weyl spinors in the complex 2. Deformed quasiparticle random-phase space C2. In both representations, the superposition principle approximation 26 3. Microscopic interacting boson model 26 for Majorana fermions holds over the field of real numbers. 4. Energy-density functional method 26 Majorana fermions belong to the fundamental real represen- C. Decays of nuclides with the calculated nuclear tation of the Poincar´e group. A Dirac fermion of mass m can matrix elements 27 be represented as a superposition of two Majorana fermions of − D. Summary 28 masses m and m, respectively. VI. Status of Experimental Searches 28 The neutron has a nonvanishing magnetic moment, so it A. Experimental studies of 2EC processes 28 cannot be a pure Majorana particle. On the other hand, there B. Prospects for possible future experiments 42 is no fundamental reason to claim that it is a pure Dirac C. Neutrinoless 2EC with radioactive nuclides 43 particle. In theories with nonconservation of the baryon D. Summary 43 number, the mass eigenstates include a mixture of baryons and VII. Precise Determination of 2EC Decay Energies 43 antibaryons. At the phenomenological level, the effect is A. Basics of high-precision Penning-trap mass modeled by adding a Majoranian mass term to the spectrometry 43 effective Lagrangian. As a result, the neutron experiences B. Decay energies of 2EC transitions in virtually oscillations n ↔ n¯ whereby the nuclei decay with noncon- stable nuclides 45 servation of the baryon number (Dover, Gal, and Richard, C. Prospects for measurements of decay energies in 1983, 1985; Krivoruchenko, 1996a, 1996b; Gal, 2000; radioactive nuclides 47 Kopeliovich and Potashnikova, 2010; Phillips et al., 2016). VIII. Normalized Half-Lives of Near-Resonant Nuclides 47 Experimental limits for the period of the n ↔ n¯ oscillations A. Decays of virtually stable nuclides 47 τ 2 7 108 in the vacuum vac > . × s(Abe et al., 2015) constrain B. Decays of long-lived radionuclides 51 Δ ∼ 1 τ 0 8 10−33 the neutron Majorana mass to m = vac < . × m, IX. Conclusions 51 2 List of Symbols and Abbreviations 53 where m ¼ 939.57 MeV=c is the neutron Dirac mass. Thus, Acknowledgments 53 under the condition of nonconservation of the baryon number, References 54 Majorana’s idea on the existence of truly neutral fermions can be partially realized in relation to the neutron. In contrast, I. INTRODUCTION neutrinos can be pure Majorana fermions or pure Dirac fermions or a mixture of these two extreme cases. It is In 1937, Ettore Majorana found an evolution equation for a noteworthy that none of the variants of neutrino masses are truly neutral spin-1=2 fermion (Majorana, 1937). His work possible within the SM. The neutrino mass problem leads us to was motivated by the experimental observation of a free physics beyond the SM. Alternative examples of Majorana neutron by James Chadwick in 1932. Majorana also conjec- particles include weakly interacting dark-matter candidates tured that his equation applies to a hypothetical neutrino and Majorana zero modes in solid state systems (Elliott and introduced by Wofgang Pauli to explain the continuous Franz, 2015). − spectrum of electrons in the β decay of nuclei. In the mid- Searches for neutrinoless double-beta (0ν2β ) decay, neu- 1950s, Reines and Cowan (1956, 1959) discovered a particle trinoless double-electron capture (0ν2EC) by nuclei, and other with neutrino properties. At the time of the establishment of lepton number violating (LNV) processes provide the pos- the standard model (SM) of electroweak interactions, three sibility to shed light on the question of the nature of neutrinos families of neutrinos were known. While the neutron is a whether they are Majorana or Dirac particles. By virtue of the composite fermion consisting of quarks, neutrinos acquired black-box theorem (Schechter and Valle, 1982; Hirsch, the status of elementary particles with zero masses in the Kovalenko, and Schmidt, 2006), observation of the 0ν2β SM framework. The discovery of neutrino oscillations decay would prove that neutrinos have a finite Majorana mass. by the Super-Kamiokande Collaboration (Fukuda et al., The massive Majorana neutrinos lead to a violation of the 1998) showed that neutrinos are mixed and massive. A conservation of the total lepton number L. In the quark sector comprehensive description of the current state of neutrino of the SM, the baryon charge B is a similar quantum number. physics was given by Bilenky (2018). Vector currents of B and L are classically conserved. Left- Whether neutrinos are truly neutral fermions is one handed fermions are coupled to the SUð2Þ electroweak gauge of the fundamental questions in modern particle physics, fields WÆ and Z0 so that vector currents of B and L, Rev. Mod. Phys., Vol. 92, No. 4, October–December 2020 045007-2 K. Blaum et al.: Neutrinoless double-electron capture FIG. 1. Schematic representation of neutrinoless double-beta FIG. 2. Schematic representation of neutrinoless double- decay. Two neutrons in the nucleus experience β decay accom- electron capture. Two protons in the nucleus each capture a panied by the exchange of a Majorana neutrino. Neutrons, bound electron from the electron shell and turn into two neutrons protons, electrons, and neutrinos are represented by solid lines. by the exchange of a Majorana neutrino. Notation is the same as Arrows show the flow of baryon charge of protons and neutrons in Fig.