America's Top 1,200 Financial Advisors • Special Section

AMERICA’S TOP 1,200 FINANCIAL ADVISORS • SPECIAL SECTION INSIDE

VOL. CI NO. 11 MARCH 15, 2021 $5.00 ONE YEAR LATER

With the Covid crisis finally ebbing, the U.S. economy could surge. The case for consumer stocks, financials, and energy. PAGE 18

> 63142 2 BARRON’S March 15, 2021

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ENERGY SECTOR SPDR ETF TOP 10 HOLDINGS* XLE Company Name Symbol Weight Exxon Mobil XOM 24.27%

Chevron CVX 21.15%

ConocoPhillips COP 5.80%

Schlumberger SLB 4.50%

EOG Resources EOG 4.36%

Phillips 66 PSX 4.20%

Marathon Petroleum MPC 4.12%

Valero Energy VLO 3.64%

Pioneer Natural Resources PXD 3.48%

Kinder Morgan KMI 3.32%

*Components and weightings as of 2/28/21. Please see website for daily updates. Holdings subject to change.

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Aninvestorshouldconsiderinvestmentobjectives,risks,chargesandexpensescarefullybeforeinvesting.Toobtainaprospectus,whichcontainsthisandother information,call1-866-SECTOR-ETForvisitwww.sectorspdrs.com.Readtheprospectuscarefullybeforeinvesting. TheS&P500,SPDRs®,andSelectSectorSPDRs®areregisteredtrademarksofStandard&Poor’sFinancialServicesLLC.andhavebeenlicensedforuse.ThestocksincludedineachSelectSectorIndexwereselected by the compilation agent. Their composition and weighting can be expected to differ to that in any similar indexes that are published by S&P.The S&P 500 Index is an unmanaged index of 500 common stocks that is generally considered representative of the U.S. stock market. The index is heavily weighted toward stocks with large market capitalizations and represents approximately two-thirds of the total market valueofalldomesticcommonstocks.Investorscannotinvestdirectlyinanindex.TheS&P500Indexfiguresdonotreflectanyfees,expensesortaxes.Ordinarybrokeragecommissionsapply.ETFsareconsidered transparent because their portfolio holdings are disclosed daily. Liquidity is characterized by a high level of trading activity. SelectSectorSPDRsaresubjecttoriskssimilartothoseofstocks,includingthoseregardingshort-sellingandmarginaccountmaintenance.AllETFsaresubjecttorisk,includingpossiblelossofprincipal.Funds focusing on a single sector generally experience greater volatility. Diversificationdoes not eliminate the risk of experiencing investment losses. ALPS Portfolio Solutions Distributor, Inc., a registered broker-dealer, is distributor for the Select Sector SPDR Trust. CONTENTS 03.15.21 VOL.CI NO.11

P. 14 P. 18 P. M1 Timeshare Operators Trader: It’s Still Clear With Staying Power Now for the Next Step Sailing for Stocks Follow-Up: U.S. leisure travel Cover Story: An impressive rebound for stocks and the economy is laying the By AL ROOT is poised to snap back. These groundwork for an even stronger postpandemic snapback. For investors, consumer, timeshare companies are ready. financial, and energy stocks could prove especially rewarding. By BEN LEVISOHN P. M4 By LAWRENCE C. STRAUSS Remarkable Recovery Euro Trader: Luxury P. 14 Nearly every asset class rose in price in the past 12 months as central bankers and vaccine Brand Moncler’s Plan Three Companies makershelpedtheworldavertadepression. By RUPERT STEINER Bloomberg Barclays U.S. Facing New Realities 10-Yr Treasury Yield Bitcoin Aggregate Bond Index Cboe Volatility Index (VIX) P. M4 Follow-Up: After the pandemic, it Emerging Markets: might not be business-as-usual for 0.58* 960.4% 2.0% -62.1% GameStop, AMC, and Cinemark. Homegrown Start-Ups By LIZ MOYER By CRAIG MELLOW Dow Jones Gold MSCI Emerging Industrial Average (per troy ounce) Markets Index Nasdaq Composite P. 15 P. M5 Time to Fix Your 40.1% 12.6% 52.3% 70.1% Striking Price: Disney Fixed-Income Strategy Recaptures the Magic Refinitiv/CoreCommodity Rising Treasury yields are reason Nikkei 225 CRB Index Russell 2000 S&P 500 By STEVEN M. SEARS to consider alternatives, such as preferreds and leveraged loans. 67.6% 38.1% 93.4% 45.3% P. M6 By ALEXANDRA SCAGGS Commodities: Rare- P. 16 Earth Metals Plays STOXX Europe 600 Shanghai Composite U.S. Dollar Index WTI Crude (per barrel) An Apartment Lender By MYRA P. SAEFONG With Lofty Ambitions 41.8% 19.0% -7.4% 108.1% AMERICA’S TOP 1200 FINANCIAL ADVISORS 2021 Sizing Up Small-Caps: Walker & 3/13/20 - 3/11/21; *Change in percentage points Source: Bloomberg MARCH 15, 2021 Dunlop looks appealing as it raises its profile in multifamily lending. By DAREN FONDA AQuestion of Balance

Amidthecrazefor highflyingstocks, advisors are steering P. 23 P. 7 P. 31 clients back to

Big Pharma Could Up&DownWallStreet: Economy: America’s SPECIAL REPORT Catch Spring Fever Dr. Doom Weighs In Bold Move Pays Off Index P. 5 America’s Top 1,200 U.S. drugmakers are far healthier By RANDALL W. FORSYTH By MATTHEW C. KLEIN Review & Preview P. 12 Financial Advisors than investors give them credit for. Mailbag P. 35 By ANDREW BARY InsideScoop P. M7 P. 11 P. 32 How the trusted advisors in our Chartingthe Market P. M8 Streetwise: Nostalgic Q&A: Aviation Expert annual ranking are helping clients P. 25 Winners & Losers P. M11 regain a healthy balance between Research Reports P. M12 Names That Endure Richard Aboulafia fear and greed. Plus, profiles of Is the IPO Market Market View P. M13 By ALEX EULE By AL ROOT seven advisors, and our guide to Getting Too Frothy? the best advisors in each state and Cover Illustration by While it doesn’t look like a repeat Neil Jamieson P. 29 P. 34 the District of Columbia. of 1999, there’s reason for caution. Funds: Best Bargains Other Voices: Short- By LUISA BELTRAN © 2021 Dow Jones & Company, Inc. All Rights Reserved. Among Value Stocks Termism Is the Enemy Barron’s Roundtable P. 27 Our newspapers are 100% sourced By LEWIS BRAHAM By SARAH KEOHANE WILLIAMSON from sustainable certified mills. on Fox Business Charts Help Guide BARRON’S (USPS 044-700) (ISSN 1077-8039) Published every P. 30 P. 35 Watch our weekly TV show on Monday. Editorial and Publication This Fund to Success Headquarters: 1211 Avenue of Fridays at 10 p.m. or 11:30 p.m. the Americas, New York, N.Y. Tech Trader: Seoul’s Income: HowtoRead Profile: Lord Abbett Growth 10036. Periodicals postage paid at ET; Saturdays at 10 a.m. or 11:30 Chicopee, MA and other mailing Leaders uses a unique formula. offices. Postmaster: Send Coupang IPO Coup the REIT Reversal a.m.; or Sundays at 7 a.m., 10 a.m., address changes to Barron’s, 200 By DEBBIE CARLSON Burnett Rd., Chicopee, MA 01020 By ERIC J. SAVITZ By LAWRENCE C. STRAUSS or 11:30 a.m. March 15, 2021 BARRON’S 5

Our index lists significant companies mentioned in stories and columns, For Customer Service, call 1 (800) 544-0422, or go to INDEX plus Research Reports, and Corrections & Amplifications. The references customercenter.barrons.com. For reprints of articles, are to the first page of the item in which the company is mentioned. call 1 (800) 843-0008, or go to djreprints.com.

A AbbVie ...... 23 Mattel ...... 11 Nucor ...... 22 Shoals Technologies Group ...... 13 ABM Industries ...... M12 McDonald's ...... 21 Shopify ...... 29 Acadia Pharmaceuticals ...... M8 MercadoLibre ...... M4 O Ozon Holdings...... M4 Simon Property Group ...... 35 Accenture...... 13 Merck ...... 23 SoftBank Group ...... 12,30 Advanced Micro Devices ...... 13 Microsoft ...... 28 P Pfizer...... 23 SolarEdge Technologies ...... 13 AerCap Holdings ...... 12 Moncler ...... M4 Pioneer Natural Resources...... 22 SpringWorks Therapeutics ...... M7 Alibaba Group Holding ...... 12,30,M4 Mosaic ...... 22 Plug Power ...... 13 Square...... 28 Align Technology ...... 28 Poshmark ...... M8 Starbucks...... 21 Allegro ...... M4 N Naver ...... M4 Stitch Fix ...... M8 Alphabet...... 29 Netflix ...... M3 R Reliance Industries ...... M4 Syneos Health ...... M7 Amazon.com ...... M4 NextEra Energy...... 13 Roblox ...... 12,25 AMC Entertainment Holdings...... 11,14 Nike ...... 13 T Tegna ...... M7 American International Group ...... 7 Nikola ...... 13 S Safran ...... 33 Tesla ...... 12,21,29,M2 Ameriprise Financial...... 22 Northrop Grumman ...... 33 Sea...... M4 Tian Ruixiang Holdings ...... 25 Amgen...... 23 Novavax ...... M8 Seagate Technology ...... M7 Travel Leisure ...... 14 AnaptysBio ...... M7 Apollo Global Management...... 12 U United Airlines ...... 32 Apple ...... 21,28,29 Array Technologies ...... 13 V Vail Resorts ...... M8 Verizon Communications ...... M12 B Barnes & Noble Education ...... 11 ViacomCBS ...... 11,M3,M8 Berkshire Hathaway ...... 23 Vir Biotechnology ...... M8 Bill.com Holdings ...... 26 Vodafone Group...... 12 BioNTech...... 23 Bloom Energy ...... 13 W Walker & Dunlop ...... 16 Rupert Murdoch Executive Chairman, News Corp Boeing...... 32 CEO, News Corp CEO, Dow Jones Walmart ...... M4 Bristol Myers Squibb ...... 23 Robert Thomson Almar Latour Walt Disney ...... M5 SENIOR VICE PRESIDENT, BARRON’S GROUP Mae M. Cheng Wayfair ...... M7 C Wells Fargo...... 16 CBRE Group ...... 16 ASSOCIATE PUBLISHER, BARRON’S GROUP Chewy ...... 12,14 Dan Shar WW International...... 11 Cinemark Holdings...... 11,14 MANAGING EDITORS, BARRON’S GROUP Duncan Mavin, Dave Pettit Cintas ...... 13 Y Yum! Brands ...... 21

Coupang...... 12,25,30,M4 EXECUTIVE EDITOR SENIOR MANAGING EDITOR CrowdStrike Holdings ...... 13 Bob Rose Lauren R. Rublin Z Zoom Video Communications...... 22 DEPUTY EDITOR Alex Eule DEPUTY EDITOR Ben Levisohn D Daqo New Energy ...... M8 EDITORIAL DIRECTOR, INVESTING & ASSET MANAGEMENT Beverly Goodman Deluxe ...... 11 EDITORIAL DIRECTOR, MAGAZINE Phil Roosevelt Devon Energy ...... 22 Discover Financial Services ...... 22 MANAGING EDITOR, DIGITAL Matt Bemer MANAGING EDITOR, FEATURES Jeffrey Cane Discovery ...... M3 MANAGING EDITOR, ENTERPRISE Brian Hershberg DocuSign ...... 28,S6 Dollar General ...... 13 ASSISTANT MANAGING EDITORS Mary Romano, Robert Sabat

ASSOCIATE EDITORS E eBay...... 30,S6 Andrew Bary,Randall W.Forsyth, Jack Hough, Reshma Kapadia, Eric J. Savitz Enphase Energy...... 13 SENIOR WRITERS Bill Alpert, Daren Fonda, Matthew C. Klein, Leslie P.Norton, Al Root, Avi Salzman, Alexandra Scaggs, Lawrence C. Strauss F FedEx ...... 13 First Solar...... 13 REPORTERS Lisa Beilfuss, Luisa Beltran, Max A. Cherney, Carleton English, Nicholas Jasinski, Evie Liu, Five Below ...... 13 Josh Nathan-Kazis, Teresa Rivas, Connor Smith, Jacob Sonenshine, Ben Walsh FuelCell Energy ...... 13 STORY EDITORS Henry Cutter, Mel Gray,Ed Lin, Erin McCarthy G GameStop ...... 12,14,26 COPY DESK Michael J. Burlingham, Richard Rescigno, Robert Teitelman Gannett ...... 11 General Electric...... 12,M8,M12 IDEAS EDITOR Matt Peterson

H Hartford Financial Services Group ...... M12 DEPUTY DIGITAL MANAGING EDITOR Zoe Szathmary Hermes International ...... M4 SENIOR AUDIO MANAGER Mette Lützhøft DIGITAL PRODUCERS Robert Cushing, Clare McKeen Hilton Grand Vacations ...... 14 Hilton Hotels Worldwide ...... 14 DESIGN DIRECTOR Chris Mihal ART DIRECTORS Robert Connolly,Nick Hallam, Sue Ng Howmet Aerospace ...... 33 DIRECTOR OF PHOTOGRAPHY Sarina Finkelstein PHOTO EDITORS Sam Kelly,Nicole Silver J JoAnn ...... 11 RESEARCH DIRECTOR Pauline Yuelys RESEARCHER Dan Lam Johnson & Johnson ...... 23 STATISTICS MANAGER Michael T.Kokoszka STATISTICIAN Darren Chima JPMorgan Chase...... 12,16 MANAGER, ADVERTISING SERVICES James H. Balmer ASSOCIATE MANAGER WardS. McGuiness K Kinross Gold...... 29 NEWS [email protected] STATISTICS [email protected] CUSTOMER SERVICE 800-544-0422 Koss ...... M8 GLOBAL HEAD, WEALTH & ASSET MANAGEMENT Jack Otter L Lennar ...... 13 Barron’s is a trademark of Dow Jones and its affiliates. Barron’s (USPS 044-700) (ISSN 1077-8039) Published every Monday. Editorial and Publication Lockheed Martin ...... 33 Headquarters: 1211 Avenue of the Americas, New York, N.Y. 10036. Periodicals postage paid at Chicopee, MA and other mailing offices. Regular Lordstown Motors ...... M8 U.S. subscription rate: one year, $223. Entire editorial content of this publication copyrighted by Dow Jones & Co., Inc. and must not be reproduced in whole or in part without special permission. Unsolicited manuscripts should be accompanied by self-addressed envelope with proper postage. All LVMH Moet Hennessy Louis Vuitton .....M4 advertising published in Barron’s is subject to the applicable rate card, copies of which are available from the Advertising Director, 1211 Avenue of the Americas, New York, N.Y. 10036. Barron’s reserves the right not to accept an advertiser’s order. Only publication of an advertisement shall constitute acceptance M Marriott International ...... 14 of the advertiser's order. Postmaster: Send address changes to Barron’s, 200 Burnett Rd., Chicopee, MA 01020. Marriott Vacations Worldwide ...... 14 6 BARRON’S March 15, 2021

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Market liquidity can be illusionary. Few corporate UP & DOWN WALL STREET bonds trade regularly, and they’re often quoted based on a valuation formula at a pricing agency.

home, the 93-year-old economist stabilize the corporate bond market. sounds as sharp as ever, as he charac- Yet Kaufman is not a doctrinaire oppo- ‘Dr. Doom’ of the ’80s teristically refuses to sugarcoat the nent of such actions. “In hindsight, it dangers he perceives. was a mistake not rescuing Lehman The Fed has done nothing to slow [Brothers],” whose collapse precipi- the concentration among financial tated the worst of the 2008 financial Is Worrying About institutions, Kaufman says. “I would crisis, he says. (The very next day, how- favor breaking them apart by func- ever, the authorities bailed out Ameri- tion”—consumer finance or under- can International Group [ticker: writing or asset management. (That AIG], whose failure could have had Today’s Markets sounds like a reimposition of the even more disastrous consequences.) Glass-Steagall Act, the Depression-era Now, Kaufman sees a dangerous law that separated commercial and dependency on the Fed in financial investment banking, which was effec- markets, economic policy, and politics. tively repealed in 1999.) Neither has “The Federal Reserve’s quasi-inde- eople of a certain age The Dow Jones Industrial Average the central bank done anything to re- pendence has always been in question will recall an advertis- surged 38.81 points, or 4.9%, to 831.24 verse the steady deterioration of credit and has be even more so now” that the ing campaign from de- that day. (That would be equivalent to quality, he adds. That has had several central bank and the Treasury are, in cades past: “When E.F. a nearly 1,600-point jump in the blue implications for markets and policy. his words, “joined at the hip.” This Hutton talks, people chips today.) And that rally would There also is an illusion of liquidity goes beyond the Treasury’s being P listen.” That’s what they mark the initial liftoff of the secular in markets, Kaufman argues, because headed by the former Fed chair, Janet imagined on Madison bull market that would run, with most financial instruments aren’t re- Yellen. “The implication is near-term Avenue, but on Wall Street in the 1970s some interruptions, basically through ally marketable. Only a fraction of political decisions may have greater and 1980s, everyone hung on what the end of the 20th century. outstanding corporate bonds trade force over financial market behavior Henry Kaufman had to say about the By Randall W. Salomon, along with E.F. Hutton, regularly, and they are priced based than ever before.” And he adds: “It economy and interest rates. Forsyth Bache, and scores of other brokerages on some quote, usually drawn from a seems to me that the equity markets Never more was that the case than and banks, has passed into history, valuation formula from a pricing ser- are highly dependent on the continua- nearly four decades ago, when the cele- leaving just a few financial behemoths vice. “It’s a very nice concept,” he says, tion of monetary ease.” brated Dr. Doom—as the widely fol- controlling an unprecedented share of but when bonds actually must be sold, Even the merest hint of a shift of lowed former chief economist of Salo- the financial markets—one of the their marketability isn’t real. Fed policy could upset the markets. If, mon Brothers was popularly known— more disconcerting aspects of the cur- That was starkly evident a year ago, for instance, the central bank were to reversed his longstanding bearish rent landscape, in Kaufman’s view. In when markets nearly melted down, announce that it would gradually re- outlook for bonds. That sparked a a telephone interview from his Florida resulting in the Fed’s intervening, to duce its securities purchases from then-record jump in stocks, recounted $120 billion a month, “the equity mar- in Kaufman’s latest book, due out next kets would surmise it’s the first move- month, The Day the Markets Roared. ment toward restraint. In current con- That happened on a summer Tues- ditions, I believe the Fed would not day, Aug. 17, 1982, when Kaufman countenance a dramatic decline in called for long-term U.S. government stock prices,” Kaufman says. bond yields to drop to 9%-10% from Indeed, Jerome Powell, the central 12.75%, and predicted that the Federal bank chief, has pledged that monetary Reserve would lower the overnight policy won’t be tightened while it aims federal-funds rate to 6%-7% from for inflation to exceed its putative 2% 10%, resulting in a massive bond rally. target for a considerable period and The world, including his rivals on until maximum employment has been Wall Street, was stunned by Dr. reached. Doom’s turnabout. Ed Yardeni, then In sum, monetary policy is now the Prudential-Bache Securities’ chief polar opposite of what it was when economist, had just bullishly predicted Kaufman made his famous call in a Fed-led recovery. In his memoir, Pre- 1982. The Fed, then under Paul Vol- dicting the Markets, he writes: “I nearly cker, had raised interest rates to un- fell off my chair when longtime bond precedented levels to squeeze out in- bear Henry Kaufman turned bullish on flation, at the cost of back-to-back bonds the very next day. I wasn’t the recessions in 1980 and 1981-82. In only one impressed by his ability to contrast, today’s Fed has lowered the change his mind after having been fed-funds rate to just above 0%, while bearish for so long: stock prices pumping in $1.44 trillion a year with Henry Kaufman sees dangers in 2021’s markets, including their dominance by a relatively few financial giants.

Christopher Goodney/Bloomberg soared.” its securities purchases. At the same 8 BARRON’S March 15, 2021

Up & Down Wall Street Continued

“At the end of the day, the message is time, the Treasury has been able to fund the greater impact of higher discount rates fiscal packages totaling over $5 trillion at on cash flows expected in the distant fu- historically low interest rates, and with the ture. Even so, the Nasdaq broke a three- clear. Be disciplined about price, don’t stock market recovering to records. week losing streak, ending up 3.1%. So, what’s the problem? As always, The Dow and the S&P 500 closed Fri- Kaufman peers around the corner for the day at records, with respective weekly ad- overreact to headline news and be a implications. vances of 4.1% and 2.6%. What’s unusual “With the federal government and the is that both the S&P and the 10-year Trea- Fed firmly joined at the hip, the transfor- sury yields finished at 52-week highs, with long-term investor.” mation of capitalism into statism is gaining the latter ending at 1.62%, writes Doug momentum, perhaps irreversibly. Not only Ramsey, chief investment officer at the is this a great departure from the vision of Leuthold Group. Historically, this conflu- - Jim Cullen, Chairman & CEO America’s founders, I suspect it is also not ence has suggested tough sledding for the kind of economic system most Ameri- stocks. But in all but one instance in the cans living today want to leave for future past 25 years, it was followed by a signifi- generations,” his book concludes. cant drop in bond yields, which often re- Agree with him or not, Kaufman’s chal- lieved the pressure on stocks. High Dividend Value Equity lenges to the bullish consensus have al- Fully mindful of the danger of writing ways been worth serious thought. these words, we wonder if it might be different this time. The rise in the 10-year s if there were any doubt, the Treasury and the S&P 500 both could be Enhanced Equity Income connection between the Fed and reflecting the expectations of stronger A the stock market described by growth ahead, especially with the economy Kaufman was dramatically dem- getting the dual boosts from vaccinations onstrated in the past momentous year. and the fiscal thrust from the just-signed Despite the sharpest economic contrac- $1.9 trillion Covid-relief package. Most of Value Equity tion on record taking place during its sec- the recent rise in bond yields has been in ond quarter, 2020 saw a massive leap in real interest rates, rather than inflation household wealth, the vast majority of it compensation. In the past month, the 10- due to a surge in asset values, largely eq- year Treasury’s yield is up by 0.41 of a International High Dividend uities. And that in no small part could be percentage point, while 10-year Treasury traced to the central bank’s slashing of inflation-protected securities’ real yield is interest rates to near zero, its massive up 0.37, according to Bloomberg data. infusion of funds into the financial sys- As a result, the Federal Open Market tem, and its backstopping of the corporate Committee will face significantly changed Emerging Markets High Dividend and municipal credit markets. circumstances as it gathers this coming According to Fed data released this week. It’s certain that the FOMC will make past week, household wealth last year no changes in current policy, instead main- rose by 10%—5.6% in the fourth quarter taining its near-zero overnight federal-funds alone—to a record $130.2 trillion. Of the rate target and its current $120 billion $6.9 trillion increase in the latest three monthly securities purchases. So, the mar- months, $6.2 trillion came from gains in ket’s attention will be on the panel’s Sum- asset holdings, according to a J.P. Morgan mary of Economic Projections, which will economics note, which added: “This un- be updated for the first time since Dec. 16. derscores why the outlook for household No doubt the Fed’s gross-domestic- finances depends more on the future be- product growth projection for 2021 will be havior of asset prices than past behavior lifted significantly from the previous 4.2%. For further information, please contact Schafer Cullen Capital Management of personal saving.” But even more, all eyes will be on the 212.644.1800 • [email protected] • schafer-cullen.com Yet the Fed’s exertions have had less group’s fed-funds rate projections. The impact on the real economy. In part, that’s December projections summary showed because the wealth effect—the supposed that the FOMC’s median expectation was tendency of investors to spend a portion of for fed funds to hold near zero through the their winnings—largely has been dead for end of 2023. Schafer Cullen Capital Management is an independent investment advisor registered under the Investment a decade, the bank’s economists write. In- But Christian Scherrmann, U.S. econo- Advisers Act of 1940. This information should not be used as the primary basis for any investment decision stead, much of the profits have been saved, mist at DWS Group, writes that the Euro- nor, should it be construed as advice to meet a particular investment need. It should not be assumed that any which they attribute to “the skew of wealth dollar futures market has priced in no fewer security transaction, holding or sector discussed has been or will be profitable, or that future recommendations gains toward the ultra-rich.” than five quarter-point fed-funds rate hikes or decisions we make will be profitable or equal the investment performance discussed herein. A list of all In the stock market this past week, the in 2024. While that’s still a ways off, the recommendations made by the Adviser in this strategy is available upon request for the 12 months prior to the rise of long-term interest rates weighed stock market will be sensitive to any sign of date of this report. most heavily on the Nasdaq Composite, higher interest rates in the future. B which mainly traded counter to moves in 10- and 30-year Treasury yields, owing to email: [email protected] March 15, 2021 BARRON’S 9 WHEN YOU YOU KNOW KNOW WHAT WHAT YOU YOU OWN GET

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What if Barnes & Noble were publicly traded STREETWISE in our GameStop era? The retail traders on WallStreetBets would be having a field day.

broadcast and cable-TV company, Barnes & Noble Education. He calls with some extra film revenue. it his favorite reopening stock. The As Tech Stocks Sticking with the old media theme, company operates 765 physical book- there’s also Gannett (GCI). The stores, largely on college campuses. company long ago shed its broad- This past week, the company said casting business and was supposed to on its earnings call that “every day, Wobble, Investors be the place that newspapers went to we are getting good news and good die. Its shares are up 69% this year. feedback from our universities about Still don’t believe me about the their plans—not just optimism, but nostalgia? How about Deluxe (DLX), their plans—for reopening in a much Are Getting Nostalgic a financial-technology leader when it more normalized way for the fall was founded a century ago to make semester.” checkbooks. The stock is up 42% in Fuhrman also covers WW, which 2021. he says is a “reopening play that The nostalgia movement even hit nobody is talking about.” The have spent the past two stocks, for instance, have had their the initial-public-offering market this company’s in-person weight-loss months trying to make sense time in the sun. And anything with week. On Friday, Joann (JOAN), the meetings disappeared during the of the GameStop mania. lots of mentions on social-media site fabric and craft seller founded in 1943, pandemic, but membership is at My colleagues—and other Reddit has been a good near-term returned to the market for the first record levels, Fuhrman notes, thanks journalists—have done great trade. But at its core, the GameStop time in a decade. to online subscriptions. “The brand I reporting on the topic. phenomenon feels like a rush of is as relevant as it has ever been,” he Congress has devoted hours nostalgia. any of us are working says. As the economy reopens, “the to hearings. And Wall Street analysts It’s a vote for bricks and mortar through complex feelings news is only going to get better in and strategists have filled pages of over e-commerce, and physical (discs) about technology and the terms of the physical meetings By Alex Eule M research notes. And yet I still can’t over digital (downloads). The nostalgic rapid pace of change. business.” give you a rational explanation for sentiment goes deeper than GameStop And now, investors have found These nostalgia plays have rallied the stock’s gyrations. and its fellow meme stock, AMC opportunity in the ambivalence: of late, but they’re all down from their This past week, GameStop (ticker: Entertainment Holdings (AMC). Buying nostalgia could be the best historic peaks. Barnes & Noble GME) soared 9 % and is now back The best-performing stock in the way to hedge against expensive tech Education traded for $15 shortly after near its late-January highs. The latest S&P 500 index in 2021 is Viacom- stocks and red-hot exchange-traded its spinoff from Barnes & Noble in rally seems to have been triggered CBS (VIAC). It’s up 155%. Viacom- funds like ARK Innovation (ARKK). 2015. Today, the stock is $9. by GameStop naming Ryan Cohen— CBS is making a delayed move to In that spirit, I put together Speaking of Barnes & Noble, I’ve a GameStop investor and director, streaming, but it was just 10% of a Nostalgia Index, a basket of wondered what its stock would be and the founder of Chewy—to a board revenue in 2020. This is still a companies that should have been doing in our GameStop era. The committee dedicated to the company’s disrupted by technology but have companies have a shared history—both transformation. But Cohen isn’t new managed to endure. In addition to were built by Leonard Riggio—and a to the GameStop story. He has been The Nostalgia Index ViacomCBS, Gannett, and Deluxe, shared bricks-and-mortar legacy. the core of the bull case for months. So far in 2021, investors have gravitated to stocks long seen as it includes movie-theater chain Elliott Management took Barnes & His initial investments drove old-fashioned. Cinemark Holdings (CNK), toy Noble private in 2019, at a moment of GameStop shares from $5 to $18. maker Mattel (MAT), college great pain for traditional retailers. Joining the board took them from $18 Company / Ticker YTD Price Change campus bookseller Barnes & Noble The purchase price was $683 million, to $325. Tweeting a picture of an ice- ViacomCBS / VIAC 154.8% Education (BNED), postage-meter including debt. Retail traders on cream cone sparked a separate rally. Barnes & Noble Education / BNED 91.2 maker Pitney Bowes (PBI), watch- Reddit’s WallStreetBets would be I wish I were joking. maker Fossil Group (FOSL), tax- having a field day with the company if So, if you believe in an efficient Fossil Group / FOSL 68.8 preparation chain H&R Block it were still public. Using GameStop’s market, there’s no reason that Game- Gannett / GCI 67.4 (HRB), and Weight Watchers’ parent, current multiple of 3.5 times trailing Stop shares should have jumped on the WW International (WW). annual sales, Barnes & Noble would Pitney Bowes / PBI 49.8 latest board committee announcement. The index is partially a reopening be worth $12 billion (based on the In fact, investors typically exit on that WW Intl. / WW 47.1 play, as people pull back on some of company’s last public financial data). kind of news. After all, it’s “buy the Deluxe / DLX 42.4 the tech that helped them through the I asked Elliott whether it had any rumor, sell the news.” pandemic and return to more- thoughts on the changing landscape Cinemark Holdings / CNK 37.9 With GameStop, the news arrived traditional ways of doing things. for traditional retail, but the firm and the stock just kept heading H&R Block / HRB 33.5 So far this year, the group is up an declined to comment. higher. It’s time to stop fighting the Mattel / MAT 20.2 average of 61%, led by ViacomCBS Even so, the time might be ripe for tape. and a 91% rally for Barnes & Noble a Barnes & Noble IPO. For the first It has become trendy—and not Average 61.3 Education. time in years, traditional companies unprofitable—to look for patterns in Source: Boomberg Craig-Hallum’s Alex Fuhrman is have a fighting chance against their the GameStop trade. Highly shorted one of just two analysts who cover disrupters. B 12 * BARRON’S March 15, 2021 REVIEW 32,778.64 518.97 1.63% Dow Industrials: +1,282.34 Dow Global Index: +13.40 10-year Treasury note: +0.08

Yield Signs HE SAID The tech-heavy Nasdaq Composite slipped into correction territory as Treasuries continued to sell off, joined “July Fourth with by China’s CSI index. But by mid- week, tech rallied, lifting the Nasdaq your loved ones on an all-but-unchanged February consumer prices report as bond yields is the goal.” fell. Tesla gained $106 billion in mar- President Joe Biden on ket cap. Value stocks continued to widening Covid vaccination eligibility rally, while tech stocks faded as yields rose again. Still, despite the volatility, it was a positive week, with the Dow industrials up 4.1%, to 32,778.64; the S&P 500 rising 2.6%, to 3943.34; and the Nasdaq ahead 3.1%, to 13,319.86. Summer Relief A CD WITH A DIFFERENCE After a few compromises, the $1.9 trillion Covid relief bill passed the Senate on a partisan vote and re- THE NUMBERS turned to the House, roughly a year Investing as after lockdowns began. On Tuesday, the House passed the bill, again without GOP support, and President Bi- $153 B den signed it. In a TV address, Biden If It’s2005 Amount Americans took out in urged states to make all adults eligible Wall Street Journal reported that a small cash from their home equity in for vaccinations by May 1, and set July number of large clients were responsible Once upon a time, you could earn 5% or more with little 2020, a 42% increase on 2019, Fourth as a goal for returning to some for 70% of its revenue in 2020, including risk in a money-market fund or certificate of deposit. and the most since 2007. form of normalcy. Separately, the Cen- a coal mining company owned by West That was in the aughts, when folks talked on flip phones ters for Disease Control and Preven- Virginia’s governor, Vodafone, and GFG or, if they were on the bleeding edge, their thumbs typed tion said fully vaccinated Americans Alliance, a European steel operation. on BlackBerrys. could now gather in small groups JPMorgan Chase crashed the sale of One feature of our era is zero interest rates, which 10% without masks. But the CDC contin- some Greensill assets to Apollo Global means money funds or CDs return approximately noth- Margin of outperformance of ued to warn of variants. Management by providing Taulia, a tech ing, a hardship for those who rely on interest income. Russell 1000 Value over Russell platform that worked with Greensill, But not only can you still buy a BlackBerry with a key- 1000 Growth so far this year. GameStop, the Aftermath some $6 billion to fund the firm’s cus- board, you can still find investments yielding 5% that The GameStop affair triggered re- tomers. Apollo then pulled out. aim to return your money on a set date. newed interest in Congress in a stock- Consider closed-end funds with termination dates, trading transaction tax, which would Annals of Deal-Making such as this sampling: Invesco High Income 2023 $32 B be used to fund an infrastructure bill. General Electric agreed to combine its Target Term (yield 6.56%); Invesco High Income Amount raised in February for The White House hasn’t taken a posi- aircraft leasing business with that of Ire- 2024 Target Term (5.96%); Nuveen Credit Opportu- SPAC IPOs, a record, according tion, though Treasury Secretary Janet land’s AerCap Holdings in a $30 billion nities 2022 Target Term (6.82%); Nuveen Preferred to Goldman Sachs. Yellen is an opponent, and Wall Street deal, then announced a reverse 1-for-8 & Income 2022 Term (6.47%). A full table appears at lobbyists have long decried the plan. stock split…The Greensill deal fizzled, but barrons.com/cefs. Separately, acting Securities and Ex- Apollo Global continued its run, buying These CEFs aren’t like the old CDs. They have caveats change Commission Chairwoman Alli- 65% of insurer Athene Holding it didn’t as long as TV prescription-drug commercials. They in- $2.8 T son Herren Lee urged a review of pay- already own. The all-stock deal’s value: vest in risky assets and, like bond CEFs, they use bor- Net new two- to 30-year new ment for order flow used by trading $11 billion. The merger defuses friction rowed money to boost yields, increasing the risk. Treasuries expected this year, apps like Robinhood. GameStop stock over fees Athene paid to Apollo...Soft- They do aim to return capital—an intention, not a con- up from $1.7 trillion in 2020, itself made another wild run on news Bank-backed Korean e-commerce site tractual promise. Some try return a dollar amount per from BofA Global Research. that Chewy founder Ryan Cohen will Coupang saw its shares rise 41%, the share; others liquidate net asset value on a stated date. head a board committee to transform largest initial public offering and valua- Those features make them less volatile. But hitting targets To get Numbers by Barron’s the company, before easing back. tion, at $88 billion, in New York since and yields aren’t assured. These CEFs were dragged down daily, sign up wherever Alibaba Group in 2014...Videogame plat- in the crash a year ago. But there’s no return without risk. you listen to podcasts or at Sorting Through Greensill form Roblox soared over 54% in a direct While your flip phone may still work in 2021, risk-free Barrons.com/podcasts Short-term lender Greensill Capital listing, ending up with a $41 billion mar-

rates aren’t coming back. —Randall W. Forsyth filed for insolvency in the U.K. The ket cap. Illustration by Elias Stein; Chris Kleponis/CNP/Bloomberg March 15, 2021 BARRON’S 13

The Federal Open Market Committee announces Sign up for the Review & Wednesday its monetary-policy decision. The Federal Re- serve has stressed that it will keep interest Preview daily newsletter at PREVIEW rates near zero through 2023, but might tweak its bond-buying program. Barrons.com/reviewpreview

Monday 3/15 remain just off their post-financial- crisis peak. Advanced Micro Devices hosts a conference call in conjunction with the launch of its third-generation Thursday 3/18 EPYC processors. Senior management, including CEO Lisa Su, will Accenture, Dollar General, FedEx, give presentations on the new chips. and Nike hold conference calls to AMD shares doubled last year, mak- discuss quarterly results. ing them the 10th best performers in the S&P 500. The Conference Board releases its Leading Economic index for Febru- The Federal Reserve Bank of New ary. Economists forecast a 0.4% York releases its Empire State Manu- monthly rise. The LEI has increased facturing Survey for March. The con- every month since last April, though sensus estimate is for a 16.5 reading, the rate of growth has slowed since versus February’s 12.1. The index has the third quarter of last year. had eight consecutive months of posi- ANALYSTS SEE A REBOUND tive readings, indicating improving The Department of Labor reports conditions in the region’s manufac- jobless claims for the week ended Tale of Two Markets turing sector. on March 13. This past week’s total of A Renewal for Renewable-energy stocks outpaced 712,000 claims was the second low- theS&P500lastyear,butgaveup Tuesday 3/16 est since the beginning of the some gains in early 2021. Covid-19 pandemic. Renewables? WilderHill Clean Energy ETF and CrowdStrike Holdings and Lennar the S&P 500, 2020 to YTD 2021 report quarterly results. Friday 3/19 300% Renewable energy stocks have struggled this year, after Invesco WilderHill The National Association of Home The Bank of Japan announces its soaring in 2020. The WilderHill Clean Energy Index rose Clean Energy ETF Builders releases its NAHB/Wells monetary-policy decision after a two- 203% in 2020, but is up about 4% in 2021. Now, analysts 200 S&P 500 Fargo Housing Market index for day meeting. The central bank is are getting more positive. Few think the big names in re- March. Economists forecast an 84 widely expected to keep its key

newable energy are a screaming buy, but they see the pos- 100 reading, even with February’s. The short-term interest rate unchanged, sibility of renewed growth. index is off its all-time high of 90, set at a negative 0.1%. The BOJ also will Credit Suisse analyst Michael Weinstein upgraded solar last November, but home builders review its policy tools during the manufacturer First Solar to Neutral from Underperform 0 remain bullish on the housing mar- meeting. after the stock tumbled from $100 to $72 in the past month. ket. 2020 ’21 He sees the solar-panel market tightening in 2022 as China Coming Earnings deploys panels to meet carbon targets. His price target: $70. The Census Bureau reports retail- Consensus Estimate Year ago Weinstein also upgraded NextEra Energy, a utility Power Plays sales data for February. Expectations T focused on renewable energy, to Outperform. His $85 price are for a 0.7% month-over-month CrowdStrike (Q4) $0.10 $0.08 target is 11% above the current $76. He also likes hydrogen Renewableenergystocksarea decline, after a 5.3% jump in January. Jabil (Q2) 0.94 0.50 fuel-cell company Bloom Energy, which has also re- diverse group that often trade Excluding autos, spending is seen Smartsheet (Q4) -0.09 -0.13 W treated after a 2020 boom. He upgraded the stock to Out- similarly.Lastyeartheywereup,this edging down 0.1%, compared with a year down. Cintas (Q3) 2.19 2.16 perform, with a $35 price target. It trades at $29. 5.9% increase previously. Five Below (Q4) 2.11 1.97 As the market starts to favor value over growth stocks, J.P. First Solar, NextEra Energy, Land’s End (Q4) 0.56 0.78 Morgan’s Mark Strouse suggests investors look to renewable Bloom Energy, Enphase Energy More Earnings on Page M36. companies with high margins and free cash flow, including shares, 2020 - ’21 YTD Wednesday 3/17 Consensus Estimate Array Technologies, Enphase Energy, Solaredge, and 750% First Solar Day Consensus Est Last Period Shoals Technologies. He’s concerned, however, about hy- NextEra Energy Cintas and Five Below report T February Retail Sales -0.30% 5.3% Bloom Energy February Capacity Utilization 74.4% 75.6% drogen-focused stocks, such as FuelCell Energy, Plug 500 earnings. Power, Bloom, and Nikola. “Apullback of this magnitude is Enphase Energy February Industrial Production 0.20% 0.90% likely to have a lasting impact on risk appetite,” he writes. The Census Bureau reports resi- March NAHB Housing Market Index 84.0 84.0 250 W February Housing Starts -0.95% -6.0% Raymond James’s Pavel Molchanov upgraded Enphase, dential construction data for Febru- TH February Leading Indicators 0.50% 0.50% which makes solar equipment called inverters. After rising ary. The consensus call is for a sea- 0 Unless otherwise indicated, times are Eastern. a-Advanced; 571% in 2020, Enphase has slid; it’s down more than 30% in sonally adjusted annual rate of 1.57 f-Final; p-Preliminary; r-Revised Source: FactSet For more information about coming economic reports the past month. Enphase is pricey, but not outrageously so, 2020 ’21 million housing starts, in line with - and what they mean - go to Barron’s free Economic Calendar at www.barrons.com Illustration by Eliasand Stein he raised its rating to Market Perform. —Avi Salzman Sources: FactSet the January figure. Housing starts 14 BARRON’S March 15, 2021

Once again, investors sent the shares of FOLLOW-UP GameStop soaring. Does it make any sense? Theater stocks are also drawing a crowd.

ing its footprint by buying Welk Re- 2021 and 2022. sorts, one of the largest independent Barron’s thought the shares looked timeshare companies in North Amer- More Thrills, pricey at $18 in January, and we haven’t ica, for $430 million. changed our minds, given the monu- Some potentially good news for in- mental challenges ahead. GameStop vestors is that, barring a big setback for Maybe Spills said its committee will look for “identi- the reopening, these stocks could have fying actions” to transform the com- more room to appreciate—owing in pany into a technology business. part to valuation. Based on Truist’s AMC and Cinemark (CNK) both estimates, Hilton Grand Vacations was For 3 Stocks are getting new life, particularly with recently trading at 10 times projected the opening of theaters in major mar- 2022 earnings before interest, taxes, kets like Los Angeles and New York depreciation and amortization, or There’s fresh excitement about City. AMC beat earnings expectations Timeshare operators have been Ebitda, compared with nearly 9 times GameStop, AMC, and Cinemark. for the fourth quarter, and shares positioning for a rebound. for T+L and 11 times for Marriott Vaca- Now comes the hard part: putting popped 40.4% this past week, to a tions—all toward the higher end of recent $11.16. But Lightshed Partners’ the turnarounds into action. their historical ranges. Richard Greenfield says AMC’s debt In contrast, lodging companies Hil- load—equal to 8.3 times 2022 esti- Timeshares Remain ton Hotels Worldwide (HLT) and mated earnings before interest, taxes, Marriott International (MAR) were By Liz Moyer and amortization—makes the stock a recently changing hands around 19 Sell. His price target: one penny. times enterprise value (mainly market or GameStop, AMC Enter- AMC couldn’t be reached for com- A Relative Bargain capitalization, plus net debt) to consen- tainment Holdings, and ment. sus 2022 Ebitda estimates, according to Cinemark Holdings, the Not all analysts are negative, but Bloomberg. past 12 months have been a many point to AMC’s steeply rising Hilton Grand Vacations, T+L, and Marriott Vacations Unlike harder-hit areas of the travel series of sickening lows and costs, such as $450 million in deferred have rallied since our article—and have room to run industry, such as the cruise companies, F dizzying highs. Now that rent. AMC has been raising cash by which have had to raise billions of dol- the worst appears to be over, selling shares and issuing convertible lars in debt and equity to stay afloat, they are moving to the next difficult debt, and said in an earnings release By Lawrence C. Strauss the timeshare operators haven’t had to phase: delivering a rebound. Thursday that “we will continue to ac- tap the capital markets nearly as much. All three are emerging from brutal tively explore alternatives to raise addi- he largest U.S. timeshare companies are betting Marriott Vacations, for example, had pandemic lockdowns. GameStop tional capital and reduce our leverage.” heavily on growth with a series of recent acquisi- debt of about $4.3 billion at the end of (ticker: GME) and AMC (AMC) also Cinemark has less debt; leverage is tions, confident that they can benefit from the last year, an increase of $200 million made it through short squeezes and under five times 2022 Ebita, and it is economy’s reopening as the Covid vaccines are from the level a year earlier. The com- retail trading frenzies. Each is now selling a $405 million bond to retire rolled out. pany announced in January that it was maneuvering through what many con- some of it. Cinemark recently flexed its T And their stocks, which all have gained at offering senior convertible notes, whose sider permanent shifts in the way con- muscles with Hollywood, opting not to least 25% this year alone, could offer more up- principal was $500 million, in connec- sumers shop and seek entertainment. show Disney’s (DIS) Raya and the Last side, relative to other travel and leisure sectors, such as tion with the Welk Resorts acquisition. The companies each have mapped Dragon, denting premier weekend box- cruise lines, hotels, and casinos. Still, the timeshare companies, out paths forward, but at least two of office sales for the studio. With their focus on leisure travelers who are largely do- which run resorts at which their cus- the stocks—Gamestop and AMC—are Taking such a stand shows that the- mestic, timeshare companies are well positioned for a recov- tomers can stay for a specific period apt to face more struggles. ater chains still have some power, says ery in travel whenever one does occur, as Barron’s pointed each year, based on a point system, have GameStop, which sells new and Eric Wold of B. Riley Securities, who out late last year. The timeshare organizations, unlike many taken a hit during the pandemic. All used videogames and consoles, is try- rates Cinemark a Buy. “This could lodging firms, don’t rely on corporate and group travel—seg- three lost money in 2020 as sales plum- ing to transform itself from a collection force studios to take a closer look at ments that have been hit hard during the pandemic and are meted due to shutdowns, but they are of 5,000-plus traditional stores to a distribution strategies,” he says. B likely to be slower to rebound. expected to swing back to profitability nimble digital force under the eye of “Leisure travel is not going to be replaced by a Zoom meet- this year. Chewy (CHWY) founder Ryan Cohen, ing,” says Patrick Scholes, an analyst at Truist Securities. But there are encouraging signs. who bought a 9% stake last year and GameStop Meanwhile, the firms are positioning for better days. Hil- Speaking at a JPMorgan conference assumed a board seat. Shares jumped GME/NYSE March 11, 2021 ton Grand Vacations (ticker: HGV), said this past week that Thursday, T+L CEO Michael Brown 97.1% last week, to a recent $264, on $256.20 $300 it would acquire Diamond Resorts, an independent time- said that “we’re ahead of where we the formation of a committee on the share company, for about $1.4 billion in a stock and debt deal. were at the same time last year” in company’s reinvention. 200 Travel + Leisure (TNL), formerly Wyndham Destina- gross bookings, which had been down, Still, revenue was already trending 100 tions, was born in January of a $100 million acquisition of the year over year, earlier in 2021. He down, from $9.2 billion in 2018 to $6.5 travel media platform that included a rebranding. The deal pointed to improved bookings in Cali- billion for 2020 and an estimated $5.2 0 included two T+L travel clubs with about 60,000 members. fornia, Hawaii, and Las Vegas, all of billion for 2021. Analysts tracked by ’21

And Marriott Vacations Worldwide (VAC) is expand- which underperformed in 2020. B FactSet expect per-share losses for Source: FactSet Photograph Courtesy Westin Vacation Club March 15, 2021 BARRON’S 15

and preferred securities for relatively thinks that debt with lower credit qual- solid yields and more manageable du- ity is a better bet at this point in the rations. economic expansion. “The fact of the Investors can trade preferred secu- matter is you’re early [in the] cycle, so rities on their own, or through ETFs you can hang out in credit and clip such as the iShares Preferred & coupons,” he says. “You’re not going to Income Securities ETF (ticker: PFF) get a lot of price appreciation, but you or Invesco Preferred ETF (PGX), can get some income, and not worry but high yield and emerging markets too much about credit risk.…Just keep may require more professional in- duration out of your portfolio.” volvement. Given the need to avoid duration, To limit exposure to currency fluc- traditional fixed-income markets sim- tuations, look to buy emerging market ply might not be a good place for inves- debt through proven active managers tors over the next couple of years, espe- or passive funds that focus on dollar- cially for those who need cash from denominated bonds. The iShares J.P. portfolios soon, whether through in- Morgan EM High Yield Bond ETF come or redemptions. (Rising yields can (EMHY) tracks high-yield corporate lead to paper losses in fixed-rate bonds.) and government emerging market debt “It means probably hiring an active issued in dollars, while the VanEck manager who’s got an unconstrained Vectors Emerging Markets High income mandate. It also means you Yield Bond ETF (HYEM) tracks just want to complement that with some high-yield corporate emerging market real assets, or assets that tend to earn debt issued in dollars or euros. Some returns in excess of inflation,” says Lisa active funds with five-star Morningstar Shalett, investment chief with Morgan ratings include the MFS Emerging Stanley Wealth Management. “That Markets Debt fund (MEDHX) and would include real estate, commodities, the TIAA-CREF Emerging Markets infrastructure assets, gold, and some 10 Funds for Managing Debt fund (TEDHX). folks have even thrown in Bitcoin.” U.S. high-yield bonds, on the other Among nontraditional and uncon- hand, are likely to benefit from active strained bond fund managers, a cou- managers who are able to pick their ple of options with five-star Morning- spots, especially now that the overall star ratings and relatively strong Those Rising Bond Yields market’s yield is around a historically performance in recent years include low 4%. Last year, Barron’s profiled the the Columbia Strategic Income Artisan High Income fund (ARTFX), fund (COSIX) and the Lord Abbett Emerging market bonds, high-yield debt, and preferred securities should offer yield, if not which has consistently outperformed Bond Debenture fund (LBNDX). price appreciation, as Covid subsides. One firm’s mantra: ‘income without duration’ its category over the past six years. Both have low duration and take more Other options on Morningstar’s list of credit risk. five-star bond funds include the PGIM And if investors expect higher infla- By ALEXANDRA SCAGGS stock returns at higher rates. But many Yield Field High Yield fund (PBHAX). tion, as many do, that may be another observers do expect yields to continue Recent yields on It’s important to keep duration risk reason to ditch long-term debt. Princi- reasury yields have been to rise, pushing bond prices lower, select securities. in mind when picking funds. “Our pal Global’s Jablonski found that a rising and, while there may which has important implications for mantra has been really simple: income handful of other markets provide good be ebbs and flows as the fixed-income investors. without duration,” says Brad Tank, alternatives, and tend to outperform economy emerges from the First, investors likely won’t be able 1.53% chief investment officer and global before inflation arrives. Those include pandemic, that general to earn much in the way of returns 10-year Treasury, up head of fixed income with Neuberger “equities, high-yield bonds, real estate, T uptrend isn’t expected to from their core bond funds. Investors from 0.51% Aug. 4 Berman. and commodities,” he says. “You want reverse anytime soon. have sent plenty of cash into invest- He says that Neuberger Berman is to allocate toward those asset classes in The 10-year yield has climbed 61 ment-grade corporate bond funds and bullish on floating-rate loans, often advance.” basis points, or hundredths of a per- exchange-traded funds this year—$49 4.8% known as leveraged loans, and collat- Still, few investors or economists centage point, to 1.53% through Thurs- billion through March 3, according to iShares Preferred eralized loan obligations, or CLOs. expect runaway inflation. That matters day, with more than half of that ad- Refinitiv Lipper—even as rising Trea- & Income Securi- There are closed-end funds that allow because it implies much of the rebound vance coming in the past month. The sury yields have led the fund category ties ETF individual investors to take part in in consumer prices is already reflected view that’s driving long-term yields to to post a loss of 3.6% this year through these complex markets, which don’t in the market for Treasury Inflation- their highest level since the pandemic Wednesday, Morningstar notes. The experience significant losses when Protected Securities, or TIPS. So while hit is that widespread vaccinations and losses are the result of the market’s 5.3% yields rise the way fixed-rate debt TIPS can provide some helpful infla- $1.9 trillion in coronavirus aid will relatively low coupons and long ma- Artisan High does. But investors should keep in tion protection, they may not be a produce a surge in economic activity turities, which boost duration, or sen- Income fund mind that these products usually money spinner soon—and most of the this year, and possibly boost inflation. sitivity to interest rates. invest in junk-rated debt that is less market still carries negative yields. Wall Street doesn’t expect a continu- To counter this, Todd Jablonski, liquid than bonds. The good news, says Neuberger ation of the volatility that started in late chief investment officer of Principal 5.6% Even so, while Treasury yields are Berman’s Tank, is that “a lot of the February, when soaring yields helped Global Asset Allocation, says investors iShares J.P. Mor- rising, they are still low. That means drama is largely behind us from here, fuel a correction in the Nasdaq as in- should diversify out of those funds. He gan EM High Yield that investors will need to sacrifice and [the rise in yields] will start to get

Illustration by Andyvestors Potts discounted companies’ future likes emerging market debt, high yield, Bond ETF somewhere to earn income, and Tank a little more tempered.” B 16 BARRON’S March 15, 2021 SIZING UP SMALL-CAPS MultifamilyLender HasRoomforGrowth

Walker & Dunlop is expanding as a lender for the acquisition and refinancing of apartment buildings. Plus, its stock is inexpensive.

By DAREN FONDA is among the top five in multifamily loans, financing $24 billion worth last rends in the residential year. And at 12 times 2021 earnings, mortgage market look W&D stock is cheaper than its bigger troubling. Rising interest rivals. JPMorgan and Wells Fargo rates are stoking fears that trade around 15 times, while CBRE lending activity will slow, goes for 20 times 2021 earnings. T hitting the refinancing “They trade at a discount for a business particularly hard. company growing at a 15% clip, and Rocket Companies, a residential they’re small enough that it’s easier lender, has become a battleground for them to grow than a big commer- stock between the mortgage bulls cial lender,” says Bill Hench, manager and bears. of the Royce Opportunity fund. He Yet another side of the mortgage sees the stock hitting $150 in the next market—commercial loans for the few years, fueled by earnings growth, tasks—generates steady cash flows onerous to refinance. Nonetheless, acquisition and refinancing of apart- while its multiple holds steady. and a pipeline for new loans, which Walker says, “we’re in no man’s land” ment buildings—appears to be on the W&D makes money by originating tend to mature every 10 years. “We get with rates. upswing. Even as higher interest rates loans that are largely funded by Fannie to take another bite of the apple since W&D also needs Fannie and Fred- remain a worry, investment in multi- and Freddie. It earns fees and a profit we know who the borrower is,” die to stay market-friendly. The mort- family buildings has been growing, margin on the interest rate, and sells Walker says. W&D also aims to capi- gage agencies imposed caps on multi- fueled by demand from private pools the loans to the mortgage agencies or talize off brokerage sales and structur- family funding in 2013 and plan to of capital and ample funding from the private investors, keeping its balance ing new debt deals as loans mature. limit lending to $140 billion combined U.S. mortgage agencies, Fannie Mae sheet light. Revenue also comes in from Wedbush Securities analyst Henry this year. Any hints of a pullback, and Freddie Mac. brokering sales, structured finance, and Coffey calls W&D a “money-making along with stiffer lending require- A rising star in financing the multi- servicing rights on loans. W&D’s servic- machine with a lot of arrows in its ments, would probably affect the family market is Walker & Dunlop ing asset base reached $107 billion last quiver.” stock. “It’s a risk to Walker if Fannie (ticker: WD). Its revenue rose 33% last year, up 15% over 2019, with servicing The company now wants to become and Freddie shrink,” says Wolfe Re- year, to $1.1 billion, from 2019, while fees amounting to 22% of total revenue. the largest multifamily lender and search analyst Matt Howlett, who net income surged 42%, to $246 mil- Servicing—processing loan pay- broker. W&D has outlined a goal of nonetheless likes the stock. lion. Wall Street expects earnings to ments and handling administrative nearly tripling annual loan volume to CEO Walker says he isn’t con- rise 13% this year. Longer term, the $60 billion and quadrupling broker- cerned about Fannie and Freddie, company seeks to nearly double earn- age volume to $25 billion by 2025. It is noting that they are supplying ample ings per share by 2025. If it can de- Walker&Dunlop targeting growth markets like Hous- capital to the market. And the firm liver, the stock should be a winner. Commercial Mortgage Lender ton, Denver, and Phoenix. has other funding sources. “Deals that “We have a lot of growth initiatives,” Headquarters: WD (NYSE) The firm’s average loan size is about aren’t going to get done by the agen- says CEO Willy Walker, whose grand- Bethesda, MD $125 $20 million, but it is aiming to capture cies, we’ll get done with insurers, father co-founded the company during Recent Price: $108.67 more loans of about $5 million, the banks, our own balance sheet, or se- the Great Depression. When Walker 100 sweet spot of lenders like JPMorgan. curitized debt,” he says. YTD Change: 18% took over from his father in 2007, the All told, W&D’s goal is to hit $13 to $15 With a digestible size for a big bank firm was privately held, had about 100 2021E Sales (bil): $1.1 75 a share in earnings by 2025, up from or financial firm, W&D could become employees, and was worth $25 million. 2021E Net Income an estimated $8.67 this year. an acquisition target. Walker says that Today, it has more than 1,000 employ- (mil): $271 50 The firm, and its stock, do face if a buyer offered $150 a share, he ees, $4.7 billion in assets, and a $3.2 2021E EPS: $8.67 threats. Rising interest rates depress would be obligated to entertain it. 25 billion market cap. Revenue grew at an 2021E P/E: 12.5 acquisition activity and asset values as Still, he has no intention of selling or 18% annualized rate since 2015. capital costs rise. Refinancings could stepping down. “Working for your Market Value (bil): $3.4 Along with JPMorgan Chase 0 slow. Lenders have some protection, own equity is better than working for (JPM), Wells Fargo (WFC), CBRE Dividend Yield: 1.8% 2019 '20 '21 since commercial loans typically have someone else’s,” he says. “I’m 53 and E=Estimate Source: FactSet Group (CBRE), and Berkadia, W&D prepayment penalties that make it don’t plan on going anywhere.” B Illustration by Andrea Ucini March 15, 2021 BARRON’S 17

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More than investing. Invested. 18 BARRON’S March 15, 2021 BARRON’S 19

As the Covid pandemic starts to wane, a bright future awaits the U.S. economy. What that means for investors.

By BEN LEVISOHN THE ROAD AHEAD Illustration by NEIL JAMIESON 18 BARRON’S March 15, 2021 BARRON’S 19

As the Covid pandemic starts to wane, a bright future awaits the U.S. economy. What that means for investors.

By BEN LEVISOHN THE ROAD AHEAD Illustration by NEIL JAMIESON 20 BARRON’S March 15, 2021

verything we heard about menting the swiftest bear market on Covid-19 was true. The novel record. The decline reflected what coronavirus has killed mil- had become obvious by the time the lions of people around the World Health Organization declared world, left others seriously a pandemic on March 11: The U.S. Eimpaired, and turned even economy was facing a full stop that the simplest acts, like hug- would cause one of the largest drops ging our loved ones, into potentially in gross domestic product in the na- deadly encounters. tion’s history—and quite possibly, Yet everything we heard about another depression. Covid-19 was also wrong, at least in To avert this worst-case scenario, relation to the economy and financial as Barron’s declared on its March 23, markets. Exactly one year ago, as the 2020, cover, the government had to virus began to spread across the U.S., step up in a big way. And it did, the economy effectively shut down, defying numerous skeptics. leaving more than 20 million people The Federal Reserve cut interest unemployed and sending the stock rates to near-zero, and then reinsti- market into a tailspin. But quick and tuted financial-crisis-era policies, such dramatic actions by the Federal Re- as quantitative easing, in a matter of serve and the U.S. government, and the weeks, before going even further and development of vaccines in record buying corporate bonds. The central time, not only helped to avert a second bank’s moves kept the markets liquid catastrophe, but also led to one of the and the cost of borrowing cheap. Con- swiftest economic recoveries on record gress, meanwhile, passed the Cares and successive stock market highs. Act, which pumped $2.2 trillion into With the lifting of Covid-19 restrictions the economy by extending and increas- just about in sight, America itself could bounce back more speedily than even purpose acquisition vehicles, or President Biden ing unemployment benefits, sending signed a $1.9 trillion be on the cusp of a new beginning. the Fed expects. This environment SPACs. For those who can pivot as stimulus bill on checks to most Americans, and allow- The combination of trillions of dol- won’t be easy for investors to navi- the market shifts, however, multiple March 11, a further ing the Fed to lend money to small step toward bol- lars of fiscal stimulus, ultralow inter- gate, as a likely rise in interest rates opportunities await. stering the U.S. businesses. est rates, and a newfound sense of and a rebound in economically sensi- Embracing the changes ahead re- economy. These responses weren’t perfect, liberation means the U.S. economy in tive stocks could diminish the lure— quires an understanding of what so but they didn’t need to be. Impor- coming months will be unlike any the and performance—of stocks that many investors got wrong a year ago. tantly, they dwarfed the policy moves country has experienced in decades. worked so well in 2020, including From its peak on Feb. 19, 2020, to its made during the financial crisis of Growth will be faster. Inflation will highflying tech shares, work-from- trough on March 23 of that year, the 2008-09, and sent a strongly positive run hotter. The job market could home plays, and speculative special- S&P 500 index tumbled 34%, ce- signal to business and the financial

It's Different This Time Due,inparttofederalspending,whichhasswelledthemoneysupply,theeconomyisrecoveringfastertodaythanitdidafterthefinancialcrisis.Thatcreates opportunities for investors.

Percentage change from prerecession GDP Unemployment rate each month following the start of the recession Increase in money supply since the start of the recession

Pandemic Financial Crisis Pandemic Financial Crisis Pandemic Financial Crisis 5% 15% 30%

10 20

-5

5 10

-10

-15 0 0

Peak* Q1 Q2 Q3 Q4 Q5 Q6 Q7 Peak* m1 m2 m3 m4 m5 m6 m7 m8 m9 m10 m11 m12m13 m14 m15 m16 m17 m18 m19 m20 m21 m22 m23 Peak* m1 m2 m3 m4 m5 m6 m7 m8 m9 m10 m11 m12

*Prerecession peak; m=month Sources: U.S. Bureau of Economic Analysis; U.S. Bureau of Labor Statistics; Federal Reserve; St. Louis Fed Mandel Ngan/AFP/Getty Images; Previous page: (reference) Getty Images (5) March 15, 2021 BARRON’S 21 markets. “You don’t fight the Fed Follow the Earnings move ahead of the Fed.” when it’s fighting a pandemic,” says Companies in industries with the largest increases in profit estimates could get rewarded by investors. One doesn’t have to accept that view Edward Yardeni, president of 12-Month 2021 Earnings Revisions Since to know that the 10-year Treasury Yardeni Research. “I get the sense Sector Price Change Growth Expectations 12/31/20 Forward P/E yield is too low in relation to economic that the only regret that the Fed and expansion—and just about every other Communication Services 52.5% 13.5% 5.3% 24.0 fiscal policy makers have is that they asset class. Nearly all have regained didn’t do this in 2008.” Consumer Discretionary 56.4 49.2 -0.3 28.2 their prepandemic levels. The S&P 500 Consumer Staples 13.4 5.9 0.5 20.1 is up 16% from its February 2020 nvestors also underestimated hu- peak; the Nasdaq Composite has man ingenuity. Early estimates put Energy 58.3 N/A 47.7 30.0 gained 36%. Oil prices, which went I the development of a successful Financials 51.1 24.1 9.7 15.3 negative last April, are trading at their Covid-19 vaccine somewhere Health Care 25.0 13.1 2.3 16.0 highest level since April 2019, while the around the summer of 2021, but with copper price has surged to levels last the help of the government’s Operation Industrials 47.3 94.5 -3.7 26.2 seen in 2011. Even after its recent jump, Warp Speed, the first shots were de- Information Technology 58.6 17.7 6.0 26.0 the 10-year Treasury yield, at 1.62%, is veloped and approved before the end still 0.30 of a percentage point below Materials 63.4 33.5 8.4 20.7 of 2020. Now, they are making their the level at which it started 2020. way into millions of arms across the Real Estate 8.5 2.8 0.5 20.8 country. At the same time, the techno- Utilities 1.5 3.9 -0.2 18.3 rise in the 10-year yield to 2% logical advances made in the past de- could shave 10% to 15% off the S&P 500 43.7 24.7 4.6 20.4 cade, including the ability of many to S&P 500’s price/earnings ratio. N/A=not applicable Sources: Bloomberg; FactSet A seamlessly transition from the office to The good news for investors is working at home, meant that parts of that the decline in P/Es can be offset the economy could keep functioning by earnings gains. That’s why Wilson almost as if nothing had changed. unemployment rate fell to 6.2% last year’s fourth quarter. Economists are has a price target of 3900 on the S&P In the chaos of the moment, it month from a peak of 14.8% in April forecasting a gain of 4.5% in the cur- 500, essentially unchanged from Fri- was easy to miss what seems obvious 2020—a decline that took 10 months. rent quarter—compared with projec- day’s close. now. Many investors believed that the During the financial crisis, GDP slid tions of 4% at the end of 2020—and “The most mispriced market in stock market would resume falling just 3.3% from its peak, but took 4.7% for the full year. Add expecta- the world is for the 10-year Treasury after a reprieve in mid-April. History seven quarters to recover. Jobless- tions of 2% inflation, and nominal yield,” says Wilson. “It will have a even suggested as much. The market ness, which peaked at 10% in Octo- GDP growth could total 6.7% for all major impact on what you can pay plummeted following Lehman Broth- ber 2009, didn’t decline to 6.2% for of 2021. for assets.” ers’ bankruptcy in September 2008, another 54 months. But even those forecasts could be Investors have already gotten a taste then staged a massive end-of-year In contemplating the Covid-19 low, says Mike Wilson, chief U.S. eq- of what some are calling “regime rebound, and then turned down downturn, “most people were think- uity strategist at Morgan Stanley. The change” in the bond market, when a again. Other bear markets have ing it would be a long, deep recession firm sees growth of 8.1% in 2021, well Barron’s said a year quick 0.7-of-a-point rise in the 10-year ago that policy mak- followed a similar pattern. and a slow recovery,” says Michael ahead of the Fed’s 4.2% forecast. ers would “have to yield caused the Nasdaq Composite to But last year’s bear market wasn’t Darda, chief economist at MKM Part- “The Fed will react to the data after get creative” to drop nearly 11% from its peak on Feb. just another bear market. Unlike the ners. “Instead, the recession was the fact,” says Wilson, who expects avert an economic 12 through March 8. Stocks such as catastrophe. They market meltdown of 2008, which was deep but short, and growth will the 10-year bond’s yield to hit 2% by did and, as a result, Tesla (TSLA) and Apple (AAPL), and sparked by a financial crisis, or even really be picking up now with the the end of the year. “The markets will better times await. other tech titans tumbled even more. that of 2001, caused by excessive dot- reopening.” In contrast, shares of companies com valuations combined with the As economic activity resumes, that do well when economic growth terrorist attacks of Sept. 11, 2001, and consumer spending should provide quickens and inflation expectations rise the run-up to the second Iraq war, a big boost. Americans are sitting on soared. The Energy Select Sector 2020’s plunge owed to a black-swan lots of money, and are about to get SPDR exchange-traded fund (XLE) event, or exogenous shock. Yet his- more: U.S. consumer net worth hit a gained 19%; the Financial Select tory shows that recessions and bear record $130.2 trillion at the end of Sector SPDR ETF (XLF) advanced markets caused by so-called sudden the fourth quarter of 2020, up 23.3% 8.3%, and the Industrial Select Sec- stops rarely last long, says Barry from the level in the corresponding tor SPDR ETF (XLI) rose 4.6%. Knapp, managing partner at Iron- 2018 period, and Congress just ap- As the recovery continues, investors sides Macroeconomics. proved another round of stimulus, will do best to buy not simply the The Asian flu, for instance, caused checks for most Americans, this time cheapest stocks, but also those of com- the S&P 500 to tumble 20% over three $1,400. “We have never seen the con- panies that can out-earn analysts’ esti- months in 1957, before recovering fully. sumer emerge this strong from a mates. The focus on earnings will be “The failure to look at historical ana- recession,” says Chris Harvey, head particularly acute, given that 40% of logues was the greatest mistake people of equity strategy at Wells Fargo S&P 500 companies had rescinded or made last March,” Knapp says. “It’s a Securities. stopped giving guidance during the huge shock, but a quick shock.” Harvey recently recommended crisis, resulting in a wider range of The same could be said of the buying consumer-services stocks. forecasts than usual from analysts. Covid-19 recession. U.S. GDP tum- Examples would be McDonald’s At the same time, operating lever- bled 10.2% from the peak at the end (ticker: MCD), Starbucks (SBUX), age should start to kick in. As the of 2019; four quarters later, it is off and Yum! Brands (YUM). economy perks up, and as GDP esti- just 1.2%, and should hit a new high U.S. GDP grew 4.1% on an mates rise, profit forecasts should, during the first quarter of 2021. The inflation-adjusted basis in last too. “Once earnings-per-share esti- 22 BARRON’S March 15, 2021

mates are revised upward, we anticipate further positive [estimate] revisions,” Harvey says. “Stocks will HOW DO YOU MANAGE follow earnings revisions higher.” he sectors with the largest in- RISK WHEN THE WORLD IS crease in profit forecasts since the end of 2020 are materials, UPSIDE DOWN? T financials, and energy, at 8.4%, 9.7%, and 47.7%, respectively. All three are getting a boost from the economy’s comeback. To track the recovery in real time, Credit Suisse created a cyclical- acceleration index, which incorporates changes in Treasury yields, high-yield- bond spreads, and commodity prices. The firm also offered a basket of stocks positively correlated to changes in the index and that should outperform the market if the post-Covid economy lives up to its potential. Stocks that make the list include energy companies Devon Energy (DVN) and Pioneer Natural Re- sources (PXD), materials concerns Mosaic (MOS) and Nucor (NUE), and financials Discover Financial Services (DFS) and Ameriprise Financial (AMP). Pharma stocks, too, could rally after years of investor neglect. (See storyonpage23.) Just don’t make the mistake of expecting a short-lived rally in these industries. Covid-19 accelerated the use of technology, from videoconfer- encing to cloud-based data, by old- economy companies around the world. That should translate into faster earnings growth and better profit margins, meaning that economically sensitive and heretofore unloved sectors should shine in the years ahead. “The benefits of the decadelong investment in the cloud will accrue to users of tech from producers,” says Ironsides Macro’s Knapp. Even so, big technology stocks should continue to do well, supported by their issuers’ massive cash flows. But highly priced, speculative shares, We can't control what's next, but we can help navigate it. CME Group provides 24-hour such as those of Tesla and Zoom access to trading opportunities in every investable asset class, allowing market participants Video Communications (ZM), could worldwide to manage risk and capture opportunities. For every economic twist and turn, struggle. when the new normal is anything but… CME Group. The next year could be bumpy for the country and the stock market— and, yes, the novel policies employed VISIT CMEGROUP.COM/ACTION to stave off disaster could sow the seeds of a future financial crisis. But the arrival of vaccines and the begin- Derivatives are not suitable for all investors and involve the risk of losing more than the amount originally deposited and any profit you might have made. This ning of an economic resurgence sug- communication is not a recommendation or offer to buy, sell or retain any specific investment or service. Copyright © 2020 CME Group Inc. All rights reserved. gest that the year ahead will also bring renewed hope and happiness, and not only for investors. B March 15, 2021 BARRON’S 23

ratio of 22 for the S&P 500. this decade. J.P. Morgan’s Schott, how- The drug P/E ratio is one of the ever, says the patent issue looks man- lowest among any major industry ageable, given a promising industry group. Indeed, the stocks haven’t been drug pipeline that is focused on oncol- so inexpensive relative to the S&P 500 ogy, immunology, diabetes, and Alz- in at least 20 years, according to J.P. heimer’s disease. Morgan analyst Chris Schott. Most “This is a totally different situation yield 3% or more—double the 1.5% from the last time the sector was at yield on the S&P 500—with Pfizer at a similar relative valuation,” in 2011 4.4% and AbbVie (ABBV) at 4.8%. and 2012, Schott says. “Then, you had “It’s hard to believe the drug stocks a more severe patent cliff and no pipe- are so cheap,” says Jon Boyar of the line to speak of.” Boyar Value Group “The companies Another investor fear is the poten- have built up so much goodwill.” tial for drug-price controls now that Bill Smead, manager of the Smead the Democrats are in charge in Wash- Value fund, which holds Merck ington. Schott, again, is sanguine, say- (MRK), Amgen (AMGN), and Pfizer, ing that major healthcare reform will argues that the group amounts to a be “very difficult to enact in the near “closet reopening play.” Many Ameri- term,” thanks to razor-thin Senate cans put off going to the doctor in control, differing policy views among 2020 and didn’t get prescriptions for Democrats, and more-pressing issues chronic conditions like osteoporosis, like the economy. which hurt revenue. Merck has estimated that Covid-19 depressed sales ow to invest? Investors who by about 5% last year. want a basket approach can So, growth is coming. Schott says buy the VanEck Vectors Phar- that the major drugmakers could aver- H maceutical ETF, which holds age mid-single digit annual revenue 25 global drug stocks including Eli growth and low-double digit earnings Lilly (LLY) and Johnson & Johnson. growth through 2025. That should The much larger Health Care Select stack up well versus most industries. SPDR (XLV) owns a broad spectrum “There’s no reason to avoid the of healthcare stocks in the S&P 500, group,” he says. “We’re seeing drug with a weighting of about 45% in pipelines strengthening, and core drug and biotechnology stocks. Big Pharma Offers operations generally are exceeding A case can be made for all of the expectations.” big drugmakers, from industry star One investor who is keen on drug- Eli Lilly, which has the best projected makers is Berkshire Hathaway CEO earnings growth among its peers, to Warren Buffett. In the second half of deep-value AbbVie and Bristol Myers. last year, Berkshire (BRK.A, BRK.B) Both of those trade for under 10 times A Big Opportunity bought stakes of about $2 billion each projected 2021 earnings, among the in three drug stocks: AbbVie, Bristol lowest P/E ratios for any large com- Myers Squibb (BMY), and Merck. pany in the S&P 500. The investment highlights Buffett’s Then there is Pfizer. Its shares, The drugmakers may be pandemic heroes, but their stocks are unloved. Investors value investing philosophy. The three now around $35, are little changed can get companies with huge cash flows and steady profits at cheap valuations. stocks have some of the lowest P/E since November, when it reported posi- multiples in the pharmaceutical tive results for its Covid-19 vaccine, group. Investors can now buy Merck developed with BioNTech (BNTX). for below Buffett’s cost and Bristol Pfizer’s stock trades for little more than By ANDREW BARY overall market in the past year—the Myers for about what he paid. 10 times estimated 2021 earnings and VanEck Vectors Pharmaceutical The drugmakers, Smead says, yields 4.4%. Investors think that reve- aving the world from exchange-traded fund (PPH) is up “are wonderful businesses,” echoing nue from the Covid-19 vaccine will Covid-19 doesn’t seem to 21%, compared with a 43% rise in the a Buffett phrase. “These companies drop sharply after widespread global count for much on Wall S&P 500 index. have fantastic balances sheets, mas- vaccinations in 2021 and 2022. Street. Instead, investors have gravitated sive free cash flow, sustainable profit Yet the Covid-19 vaccine could The global drug industry toward companies that stand to more The drug margins, and high returns on equity prove more durable for Pfizer, with S mobilized quickly to tackle directly benefit from a return to nor- without using leverage,” he says. the potential for booster shots against the pandemic, and the re- mal life and a reopening of the econ- companies They’re socially responsible and have new variants that could be priced for sults have been remarkable, with the omy in the U.S. in the months to come. “are great governance.” more than the $19.50 Covid-19 shot. rapid development of effective vac- As a result, drug stocks now look However, as with the language about Pfizer does face more patent expi- cines by companies like Pfizer (ticker: like one of the best pockets of value wonderful potential side effects that accompany rations this decade than its peers, in- PFE) and Johnson & Johnson (JNJ). in a richly priced stock market. Major businesses.” every drug commercial, there are a cluding its breast cancer drug Ibrance. Investors haven’t been in a celebra- pharmaceutical companies trade for number of investing risks to be noted. But its pipeline of drugs, like one for Bill Smead, tory mood, however. Most major U.S. an average of 13 times projected 2021 manager of the Most drugmakers are facing patent atopic dermatitis, is underappreciated,

Illustration by Carldrug Wiens stocks have badly trailed the earnings, against a price/earnings Smead Value fund expirations on their top-selling drugs says Louise Chen, analyst at Cantor 24 BARRON’S March 15, 2021

Fitzgerald. “The innovation at Pfizer is Time to Take Drugs and yields 3.2%. Schott has price tar- not being rewarded,” says Chen, who Here’s how the big U.S. pharmaceutical companies and some industry-focused funds stack up. get of $80 and an Overweight rating has an Overweight rating and a $53 on the stock. price target on the stock. Estimated Merck has been the group’s worst Recent 52-Week 2021E 2021E 5-Year EPS Div Market Lilly is favored by ClearBridge In- Company / Ticker Price Change EPS P/E Growth* Yield Value (bil) performer in the past year. At $74, it vestments senior research analyst trades for just 11 times estimated 2021 AbbVie / ABBV $108.00 23% $12.36 8.7 7% 4.8% $190.7 Marshall Gordon. He thinks the com- earnings and yields 3.5%. Investors pany is capable of high-single digit Amgen / AMGN 229.96 11 16.85 13.7 6 3.1 132.8 worry about the 2028 patent expira- earnings growth and low-double digit tion for oncology blockbuster Key- Bristol Myers Squibb / BMY 60.93 5 7.49 8.1 7 3.2 136.5 earnings growth over the next five truda, which made up about 30% of years, even without a contribution Eli Lilly / LLY 205.45 46 8.30 24.8 15 1.7 196.9 Merck’s sales last year. from its Alzheimer’s drug under de- Bulls like Morgan Stanley analyst Johnson & Johnson / JNJ 159.15 12 9.51 16.7 10 2.5 419.0 velopment, Donanemab, which is a David Risinger argue that Merck has a potential blockbuster. Merck / MRK 74.76 -9 6.50 11.5 12 3.5 189.2 good pipeline, including islatrivir for That drug showed promise in an HIV, and a durable vaccine franchise Pfizer / PFE 34.93 7 3.36 10.4 11 4.4 194.8 early-stage clinical trial in clearing led by Gardasil for cervical cancer that plaque and improving cognitive Total could be worth $100 billion. Risinger function. More details are expected Recent 52-Week Assets Dividend Expense has an Overweight rating and a $90 on Saturday morning. If successful, ETF / Ticker Price Change (mil) Yield Ratio Top Holdings price target on the stock. Donanemab could have potential Health Care Select SPDR / XLV $113.66 25% $24,130 1.5% 0.13% J&J, United Shares of Amgen, at $230, trade sales of $10 billion a year, given that HealthGroup, for 14 times projected 2021 earnings there is no currently effective drugs Abbott Labs and yield over 3%. Risinger is posi- for Alzheimer’s disease. tive on the stock, citing pipeline VanEck Vectors Pharma Another of Lilly’s pipeline winners / PPH 68.60 21 189 1.6 0.35 Eli Lilly, J&J, drugs for lung cancer and asthma as Catalent could be Tirzepatide, which looks like well a growing portfolio of biosimi- the best-in-class treatment for Type 2 E=estimate. *Annualized. Note: data as of 3/10/21. Sources: Bloomberg; Mizuho Securities; J.P. Morgan lars, which are the generic equivalent diabetes and could hit $10 billion in of bioengineered drugs like Humira. annual sales following a potential Amgen also generates huge free launch in 2022 or 2023. Lilly’s stock, Adverse Reaction cash flow—nearly $10 billion in 2020— recently at $205, trades for 25 times resulting in a 7%-plus free-cash-flow Pharmaceutical stocks (here represented by the VanEck Vectors Pharmaceutical ETF) have fallen projected 2021 earnings. yield on the stock. Amgen could buy well behind the S&P 500 in recent years. J.P. Morgan’s Schott says he is in- back 3% of its stock this year. Risinger creasingly comfortable that AbbVie 200% has an Overweight rating and a price can get past the 2023 U.S. patent expi- S&P 500 target of $277 on the stock. ration of immunology blockbuster 150 VanEck Vectors Pharma ETF Johnson & Johnson is the bluest Humira, which accounted for over chip in healthcare. It has the largest 40% of the company’s sales in 2020, market value (at over $400 billion), a 100 without a big hit to earnings. His 2024 rare triple-A credit rating, and a diver- estimate of $13 is about equal to this sified revenue base of pharmaceuti- year’s projection. He sees earnings 50 cals, medical devices, and consumer growth of more than 10% annually products. from that 2024 base to 2030. 0 Its shares, at about $160, aren’t He points to AbbVie’s new immu- expensive, trading for under 17 times nology drugs, Skyrizi and Rinvoq, that ’12 ’15 ’20 projected 2021 earnings and carrying are getting substituted for Humira, as Source: FactSet a secure 2.5% dividend yield. Cantor well as the benefits of the 2020 deal for Fitzgerald’s Chen says the company’s Allergan that brought the Botox fran- quick delivery of a Covid-19 vaccine chise. AbbVie, at a recent $108, trades Pharma Karma demonstrates J&J’s drug development for only nine times projected 2021 Drug stocks are cheap relative to the S&P 500, based on a ratio of price to forward earnings. expertise. earnings. Schott has an Overweight J&J, she says, has a “first-in-class” S&P 500 versus US Pharmaceutical Index 1-year forward P/E, 2000-21 rating and a price target of $135 on the pipeline that isn’t well recognized and stock. 30x is focused on areas of unmet needs in Like AbbVie, Bristol Myers faces immunology, oncology, and rare dis- major patent expirations in the coming S&P 500 eases. Chen has an Overweight rating years on two of its top drugs, Revlimid Pharma Index and a price target of $200 on the stock. for cancer and Eliquis for strokes. 20 The U.S. drug industry is in great Schott says investors aren’t giving Bris- shape, with an impressive pipeline of tol Myers sufficient credit for an im- drugs and ample free cash flow. And proving drug pipeline, including an their stocks have rarely been this oral psoriasis drug that has similar 10 cheap. efficacy to injectable treatments. The “People want to own all these dis- company sees low- to mid-single digit 2000 ’05 ’10 ’15 ’20 rupter stocks in technology, but not revenue growth in the next five years. Sources: Bloomberg; J.P.Morgan companies that are disrupting cancer,” The stock, at a recent $61, trades for Smead says. That could change in eight times projected 2021 earnings 2021, to the benefit of investors. B March 15, 2021 BARRON’S * 25

listing—soared on its public market debut. Coupang (CPNG), a South Korean e-commerce firm, opened 81% above its IPO price, giving the company a market value of $114 billion. Other big names are expected to come to market later this year, including Robinhood, Marqeta, Coinbase Global, and Instacart. Not everyone, however, is happy with the boom in new issues. Some IPO investors are growing more cau- tious of what they see as super-frothy valuations. “I’d be pretty surprised if many of these valuations were still standing at this level in 12 months time,” says Mark Hawtin, an investment director at GAM Investments, a European- based asset manager with $120 billion in assets under management. Hawtin, who runs the GAM Star Disruptive Growth fund, which in- vests in IPOs, says he is finding it harder to buy into new issues right now compared with six or nine months ago. “There are companies I really like but I can’t justify buying them because their price is too high,” he tells Barron’s. IPOs, after their first initial price move, typically match over time the performance of the S&P 500 but this has changed. Hawtin points to the Renaissance IPO exchange-traded fund (IPO), which tracks new issues for their first two years. The ETF is up 139.6% over the last year, while the S&P 500 has gained 43.5%. “This is The Unstoppable Boom in IPOs indicative of the stretched valuation they have,” he says. Special purpose acquisition companies, or SPACs, have been the hottest Has to End Sometime. Right? corner of the market. Of the 302 IPOs so far this year, 80% are SPACs. Roughly 240 of these blank-check companies, valued at nearly $76 bil- Newly public stocks are having impressive trading debuts. Yet the explosion in the number of SPACs and the lion, went public as of March 10 com- skyhigh valuations are causing some investors to worry. Are there echoes of the dot-com bubble? pared with just 13 SPACs that col- lected roughly $3.9 billion for the same period last year, Dealogic says. By LUISA BELTRAN Before that, the high-water mark for TIRX) began trading in January, and its Many SPACs attract investors spec- IPOs came during the dot-com bubble shares jumped 1,000% from a $4 offer ulating on what business they might he market for new stocks is of 1999 when 547 offerings raised price before the Nasdaq halted trading merge with. But Hawtin says that un- experiencing a moment of about $108 billion. on its first day. The stock closed at til a deal is announced, they should exuberance not seen in More impressive than the volume $63.44 on Wednesday, up 1,486% from The trade at their $10 trust value, effec- roughly 20 years. has been the performance of these the IPO. EZGO Technologies (EZGO), Readback tively a call option on what will be the So far this year, 302 U.S. stocks. Over the past 12 months, the an e-bike maker, roared 353% during Podcast combined company. T initial public offerings have shares of 52 tech IPOs jumped an av- its market debut in January, while “When the [SPAC’s share] of the raised $102.3 billion as of erage of 65% on their first day of trad- Cloopen Group Holding (RAAS), a In the new season: combined deal is worth more [than March 10, according to Dealogic. That ing, according to data from Jay Ritter, cloud-based communications provider, The making of an the shell company’s cash in trust], is up 763% from the 35 offerings, val- a University of Florida professor who rose a mere 200% on its first day last IPO frenzy and then it makes sense for the price to ued at $11 billion, for the same period studies the IPO market. month. what comes next. move up,” he says. in 2020. For all of 2020, there were Some IPOs have simply rocketed. This past week, the videogame At barrons.com/ The red-hot IPO market has been a podcasts Illustration by Jonathan457 Carlson IPOs, collecting $167.8 billion. TRX Insurance Brokers (ticker: platform Roblox (RBLX)—a direct product of a long-running bull mar- 26 BARRON’S March 15, 2021 ket, low interest rates, and a flood of li- Party LikeIt's1999 quidity in stocks as investors have few TheU.S.marketforinitialpublicofferings other places “where you can expect any ASPAC,aOnceHighflying continuestoboom,butmanyofthenewly meaningful yield,” says Dan Rosen, a part- public companies are not profitable. ner at Commerce Ventures. Echoes of the dot-com boom? His firm has invested in 72 tech start-ups, Insurer, andtheHuntforDeals including Bill.com Holdings (BILL), and Deal Value of U.S.-Listed IPOs (bil) Rosen says the last six months have been the $175 best time for companies seeking to go public in his 20-years as a venture capitalist. 150 Executives of AmTrust Financial, an insurer that has drawn scrutiny from the SEC, The revived enthusiasm many small 125 are seeking to raise $345 million through a SPAC to make deals in the industry investors have for stocks—highlighted by 100 the frenzy in the shares of GameStop (GME) and the like—has also helped the 75 By BILL ALPERT AmTrust’s history of growing through IPO market. While retail investors may 50 more than 40 acquisitions overseen by not be able to get into an offering, they can n today’s bubbly flood of SPACs— Pine Tech’s founders: Zyskind, AmTrust 25 buy shares on the first day of trading. those blank-check stock offerings President Adam Karkowsky, and That has spurred strong aftermarket 0 known as special-purpose acquisi- AmTrust’s former head of information gains for newly public businesses. In ‘95 2000 '05 '10 '15 '21* tion companies—an increasing num- technology, Christopher Longo, who will 2020, 165 operating companies went pub- NumberofU.S.-ListedIPOs ber of deals are fronted by athletes become Pine Tech’s CEO. lic, producing an equally weighted average and entertainers with little clear busi- Beginning in 2014, Barron’s published 800 I first-day return of 41.6%, Ritter says. So ness experience. That’s not a problem articles questioning how AmTrust reported far this year, the average is 33%. for Pine Technology Acquisition, a SPAC its industry-leading profits. Citing regula- GAM’s Hawtin pointed to retail investors 600 registering to raise $345 million with the tory filings, Barron’s noted accounting dis- who are “very passionate” about certain help of underwriter Cantor Fitzgerald. But crepancies, underreserving for claims, and stocks. “They want to buy it and they can 400 the experience of this SPAC’s founders may a maneuver in which AmTrust sent under- buy it in the aftermarket, and they will pay give some investors pause. writing losses to subsidiaries in Luxem- whatever price they have to pay,” he says. Pine Technology’s draft prospectus asks bourg without reflecting them in its SEC 200 Such enthusiasm can be risky. Many of investors to fund a search for insurance- filings. Zyskind and the company vigorously the companies going public now aren’t industry acquisitions by a team of execu- defended AmTrust’s reporting, and the generating any earnings. 0 tives, based on their track record of running stock doubled to a 2015 peak of $35. Ross Yarrow, managing director U.S. ‘95 2000 '05 '10 '15 '21* AmTrust Financial Services, an insurer Under pressure from the New York equities at Robert W. Baird, looked at the Loss-Making IPOs that AmTrust chief executive Barry Zys- State Department of Financial Services, first-quarter results for companies that kind and other Pine Tech founders have AmTrust changed auditors in 2016. In went public last year. He found that 81% 80% run as long ago as 1998. AmTrust shares their first audit, the new accountants were unprofitable. He also analyzed com- rose over tenfold through 2015, as it became found reporting errors that obliged panies that went public in 2000, the peak 60 one of the country’s fastest-growing prop- AmTrust to reduce its previous five years’ of the dot-com bubble. Roughly 73% were erty and casualty insurers. profits by $310 million. In 2017, AmTrust’s unprofitable one quarter after the IPO. 40 But then, AmTrust went on to lose insurance operations proved unprofitable Growth prospects seem to trump a lack almost three-quarters of its stock market as a result of repeatedly boosting their loss of earnings for newly public companies. value after revising down previously re- reserves by hundreds of millions of dol- Airbnb (ABNB) and DoorDash (DASH) 20 ported profits and remedying inadequate lars. By November of 2017, AmTrust stock produced two of the biggest IPOs of 2020. loss reserves. Zyskind and the insurer’s had sunk below $10. Airbnb on Feb. 25 posted a near $4 billion 0 controlling Karfunkel family—Zyskind’s loss during its first earnings report as a ‘95 2000 '05 '10 '15 '20 in-laws—took the company private in a he SPAC prospectus doesn’t mention public company, and the stock jumped 13% Note: *Data through March 10th 2018 buyout. the charges filed by the SEC last June the next day. The same day, DoorDash said Sources: Dealogic, Robert W. Baird In June of last year, without admitting in Manhattan’s federal district court, that losses more than doubled in the or denying wrongdoing, AmTrust settled T where the agency alleged that Am- fourth quarter, to $312 million, from the charges by the Securities and Exchange Trust and its former financial chief Ron period a year ago. Shares added nearly 2% fairly mature, if not profitable, with the Commission that alleged the insurer had Pipoly had misled investors in the reporting the next day. exception of the biopharma sector, where misrepresented results equivalent to about of $588 million worth of insurance reserves Is this the dot-com boom-and-bust all the firms tend to be young and still in the half of the pretax profits it reported from by moving American underwriting losses to over again? Hawtin, who was an investor R&D stage.” 2009 to 2015. The SPAC prospectus Luxembourg units and by making unsub- in 1999, thinks the current frothiness is While the IPO market shows no signs of doesn’t mention the charges or the stantiated reductions to the estimates of different from 20 years ago. Then, compa- cooling off anytime soon, a sharp increase in settlement. AmTrust’s actuaries. Without admitting nies were not valued on revenue, but on inflation or a geopolitical shock could put a Barron’s sought comment on the restate- or denying the SEC’s allegations, AmTrust “eyeballs and users,” he remembers. stop to the market’s frothiness, Commerce ments and SEC case from Pine Technology, and Pipoly agreed to fines and injunctions This time around, he thinks only cer- Venture’s Rosen says. AmTrust, Cantor, and Zyskind, but they did against future security law violations. tain sectors and stocks are frothy. The IPO GAM’s Hawtin is more certain a correc- not respond. At the time of last year’s SEC Barron’s was unable to reach Pipoly for market is “very overvalued,” but compa- tion is coming. “It would be foolish to sug- settlement, AmTrust told Barron’s that the this article. nies going public right now come armed gest now or next week is the moment it conduct alleged by the agency wasn’t related Pipoly was the only AmTrust executive with significant revenue and real growth, will turn,” he says. “I don’t know the mo- to AmTrust’s financial condition, which named in the SEC’s complaint, and the Hawtin says. ment [the IPO market] will turn, but it will AmTrust said remained strong. agency alleged that he was the “only per- University of Florida’s Ritter notes that turn. Not if, but when. Ultimately, I think Like all SPACs, Pine Technology has son who fully understood” his process for companies going public now “are generally it will end in tears.” B no existing business. Its selling point is adjusting reserves. B March 15, 2021 BARRON’S 27

Talking With Thomas O’Halloran FUND PROFILE Portfolio Manager, Lord Abbett Growth Leaders Charting A Course to Stock Stars

By DEBBIE CARLSON

ortfolio managers of big mutual funds don’t often rely heavily on technical analysis as part of their investment process. But for the managers of the $8.1 billion Lord Abbett Growth Leaders fund, it’s part of what P makes them unique. “We are fundamental analysts who are guided by charts,” says Thomas O’Halloran, 66, partner and portfolio manager. Fundamental analysts sometimes deride technical analysis, saying the study of stock price and volume movement is too short-term to be useful for long-term holdings. But O’Halloran says the three-person management team—which includes Vernon Bice, portfolio manager, and Matthew DeCicco, partner and director of equities—integrates several price-momentum measurements to gauge rising and falling price trends into their fundamental research. This combination gives them the confidence to hold large positions in as many of the big growth-stock winners as possible. Supplementing traditional analysis with chart trends seems to be working. Growth Leaders (ticker: LGLAX) has beaten its benchmark index, Russell 1000 Growth, and at least 94% of its category peers on a one-, three-, and five-year basis. The fund, which turns 10 years old in June, has a below-average expense ratio of 0.9%. Southampton, N.Y.–based O’Halloran started at Lord Abbett in 2001 as a technology analyst on the small-cap growth team, following more than a decade at investment bank Dillon, Read and a five-year law career. He has been with Growth Leaders since its 2011 inception. Bice is the fund’s main technical-analysis guru. Growth Leaders looks for innovative companies ben- efiting from technological disruption, particularly in the consumer discretionary, communication services, technology, and healthcare sectors.

Photograph by RICK WENNER 28 BARRON’S March 15, 2021

In addition to technical analysis, the Maslow’s Hierarchy of Needs, which says Scoreboard: The Power of Positive fund’s investment process includes evaluat- that people are motivated by five categories ( Stocks snapped back on vaccine and relief bill news, and ebbing inflation fears. The S&P 500 rose 4.53% ing a firm’s potential and operating mo- of needs, including safety, self-esteem, and and small-cap value stocks flew 8.24%. The bottom wasn’t very deep: EM debt funds only slipped 0.27%. mentum. To assess potential, the team self-actualization. Innovative companies One Week Year-to-Date looks for profitable businesses that can often go to sectors where people spend scale, or that have annuity-like revenues. money on their needs, he says. U.S. STOCK FUNDS 5.65% 9.41% TOP SECTOR / Small-Cap Value Funds 8.24 25.94 They also seek market-leading companies A firm tapping into one of those needs, BOTTOM SECTOR / Emerging Mrkts Hard Currency Debt Funds – 0.27 – 2.97 with strong management, and consider the and with significant growth potential, is S&P 500 4.53 4.88 health and size of the company’s particular Align Technology (ALGN). The company U.S. BOND FUNDS 0.05 – 0.77 market. When assessing operating momen- makes clear teeth aligners, which are much Bloomberg Barclays AGG Bond 0.03 – 2.62 tum, O’Halloran and team review earnings, more visually subtle than metal braces. THE WEEK'S TOP 25 zeroing in on revenue growth, which they Clear aligners have only a 15% penetration Fund Investment Objective One Week Year-to-Date consider the most important measurement rate in the worldwide orthodontic market, Athena Bhvrl Tctcl I / ATVIX Multi-Cap Value 18.19% 36.9% for innovative growth companies. but O’Halloran believes that they eventu- Kinetics Internet NL / WWWFX Science & Tech 14.84 34.9 Though Growth Leaders isn’t considered ally will replace all metal braces. Kinetics Paradigm NL / WWNPX Small-Cap Growth 14.13 46.9 a sustainable fund, the group also evaluates “Straight teeth are a big deal,” he says. Kinetics SO & CR Inst / LSHUX GL Sm/Mid-Cap 14.08 49.2 a firm’s environmental impact, and how it “They have a powerful impact on self-es- WP Sm Co Inc+ Inst / WPSMX Equity Income 14.06 16.5 Kinetics SC Oppty NL / KSCOX GL Sm/Mid-Cap 13.96 50.7 treats its employees and business partners. teem, which allows for self-actualization.” Kinetics Mkt Opps NL / KMKNX Flexible Portfolio 13.65 40.4 “We’ve seen the market tell us that we need Growth Leaders has owned the stock off Hennessy Crnst Gro Inv / HFCGX Small-Cap Core 13.58 20.9 to start factoring it in,” O’Halloran says, and on in the past decade, but most re- Bridgeway Ultra-Sm Co / BRUSX Small-Cap Value 12.35 37.3 Footprints Discover Val / DVALX Flexible Portfolio 12.00 40.6 noting that companies conscious of these cently bought it again in October 2020, Kinetics Global NL / WWWEX GL Sm/Mid-Cap 11.68 27.8 issues are carrying higher valuations. after strong sales growth pushed the stock Fuller&Thaler BMCE Inst / FTMSX Small-Cap Value 11.43 37.9 Another way the fund stands out is how above its three-year high. Global Clean Equity I / CGCNX Industrials 11.03 – 0.1 all three managers have small-cap back- Digital payments should continue to One Rock Fund / ONERX Multi-Cap Core 10.97 6.7 Towle Deep Value / TDVFX Small-Cap Value 10.60 28.8 grounds, which they use to diversify hold- become popular, and O’Halloran considers AQR Sm Cap Mom Style I / ASMOX Small-Cap Growth 10.44 18.4 ings. The fund does have a little wiggle Square (SQ) to be the most creative large- Bridgeway Omni SCV / BOSVX Small-Cap Value 10.19 35.9 room to add smaller names, as they believe cap fintech company. “Its Cash App has Bridgeway Sm Cp Val / BRSVX Small-Cap Value 10.16 48.0 Applied Finance Exp Inst / AFDZX Small-Cap Core 10.13 25.3 smaller-cap companies will be stock market been a huge innovation that will allow it to DWS Sm Cp Core A / SZCAX Small-Cap Core 10.08 27.3 winners for a few years. take chunks of market share from banks,” Bridgeway Omni TxMgSCV / BOTSX Small-Cap Value 10.07 35.5 One example of a smaller-cap, sustain- he says. Growth Leaders first bought Lord Abbett Foc SCV I / LMVYX Small-Cap Core 10.02 28.6 James Adv Micro Cap / JMCRX Small-Cap Core 9.97 25.3 able business is DocuSign (DOCU), the Square in January 2020 and increased its Sterling Beh SC VE R6 / STRBX Small-Cap Value 9.79 29.6 leading cloud-software signature provider, position in March and again later in 2020. Shelton Green Alpha / NEXTX Specialty & Misc 9.78 3.8 which the fund bought in September 2019, O’Halloran estimates that his investment O’Halloran says. Digital signatures can style falls out of favor about 10% to 15% of THE WEEK'S BOTTOM 10 eliminate paper forms. “That has very posi- the time, and when it does, the drops can Fund Investment Objective One Week Year-to-Date tive environmental benefits, which we be dramatic. For instance, 2016 was a tough Nvgtr Sentry Mgd Vol I / NVXIX Equity Mkt Neutral – 9.09% – 20.0% think will provide a long-tailed growth year, as value stocks outperformed growth. Gotham Short Strat Inst / GSSFX Alt Long/Short Eq – 3.49 – 2.4 opportunity,” he adds. But O’Halloran says problems started in Hartfd Schr China A SDR / HSHRX China Region – 3.11 – 0.1 Nuance Conc Val L/S Inst / NCLSX Alt Long/Short Eq – 2.87 1.1 To help select stocks and sectors, O’Hal- the last quarter of 2015 when the team Absolute Strat Inst / ASFIX Abs Return – 2.21 – 2.3 loran uses a psychological theory, Abraham waited too long to sell growth holdings, and Bail Giff China A Inst / BCANX China Region – 2.11 – 7.9 then missed out when growth stocks re- BlackRock Ch A Opp Inst / CHILX China Region – 1.62 – 1.1 Virtus KAR Em Mkts SC I / VIESX Emerging Markets – 1.44 – 1.8 bounded. Aberdeen China A SE I / GOPIX China Region – 1.38 – 3.7 Lord Abbett Growth Leaders To rectify the situation, the fund added BlackRock EM Flx Dyn K / BREDX Emg Mkts HC Debt – 1.34 – 4.6 Total Return more analysts, allowing DeCicco to become THE LARGEST 25 1-Yr 3-Yr 5-Yr a full-time portfolio manager. Bice also took Assets 3-Year* 1-Week YTD LGLAX 63.9% 25.4% 25.4% a more disciplined approach toward which Fund (billions) Investment Objective Return Return Return technical signals to use, to eliminate short- Russell 1000 Growth Index 37.4 18.9 20.8 American Funds Gro A / AGTHX $126.9 Large-Cap Growth 18.3% 5.08% 3.5% term market “noise,” O’Halloran says. Fidelity Contrafund / FCNTX 110.1 Large-Cap Growth 16.7 4.55 2.4 Top 10 Holdings Currently, 40% of the portfolio is in Vanguard Wellington Adm / VWENX 95.5 Mix Tgt All Gro 10.5 2.60 2.6 Company / Ticker % of Assets American Funds EuPc R6 / RERGX 91.9 Intl Large-Cap Growth 10.6 2.48 1.9 technology, slightly less than the Russell American Funds Bal A / ABALX 89.3 Mix Tgt All Gro 9.7 2.88 3.1 Apple / AAPL 6.0% 1000 Growth’ index’s 45% weighting. The American Funds Inc A / AMECX 76.3 Mix Tgt All Mod 7.8 2.70 5.1 Dodge & Cox Stock / DODGX 76.1 Multi-Cap Value 12.2 4.73 16.8 Amazon.com / AMZN 5.5 fund trimmed its position in some tech gi- PIMCO Income Inst / PIMIX 74.0 Multi-Sector Inc 5.1 0.33 0.1 ants when concerns about potential stricter American Funds ICA A / AIVSX 69.0 Large-Cap Core 11.1 3.91 6.0 Microsoft / MSFT 5.4 Dodge & Cox Income / DODIX 68.8 Core Bond 5.8 0 – 2.1 government regulations dented their Tesla / TSLA 3.8 Vanguard PRIMECAP Adm / VPMAX 66.5 Large-Cap Core 15.1 4.50 9.5 stocks. The regulatory risks are real, but American Funds Wash A / AWSHX 65.2 Large-Cap Core 11.5 4.21 7.2 Alphabet / GOOGL 3.5 American Funds CIB A / CAIBX 62.9 Global Equity Income 5.9 2.62 4.4 O’Hallaron isn’t giving up on the Apples American Funds FInv A / ANCFX 61.6 Large-Cap Core 12.2 4.40 6.0 Roku/ROKU 2.4 (AAPL) and Microsofts (MSFT) of the BlackRock Cash Inst SLA / 61.0 Instl Money Mkt NA NA NA 60.2 Intl Large-Cap Growth 21.0 4.06 2.2 Nvidia / NVDA Vanguard Intl Gro Adm / VWILX 2.3 world—the fund’s No. 1 and No. 3 holdings, American Funds NPer A / ANWPX 59.7 Global Large-Cap Growth 16.9 4.22 3.2 Uber Technologies / UBER 2.0 respectively. These are great companies American Funds CWGI A / CWGIX 57.8 Global Large-Cap Core 9.7 3.39 4.6 T Rowe Price BC Gro / TRBCX 57.0 Large-Cap Growth 18.1 4.59 2.1 Qualcomm / QCOM 1.9 with annuity-like revenues, he says. Fidelity Str Adv LgCp / FALCX 54.5 Large-Cap Core 0 4.71 6.7 In a market selloff, these quality compa- MetWest Total Rtn I / MWTIX 53.4 Core Plus Bond 5.9 0.02 – 2.4 Pinterest / PINS 1.7 PIMCO Tot Rtn Inst / PTTRX 53.0 Core Plus Bond 5.2 0.04 – 2.5 nies may provide a ballast to portfolios, he Vanguard Sh-Tm Inv Adm / VFSUX 51.9 Short Inv Grade 4.1 – 0.06 – 0.4 Total 34.5% says: “If we had a bear market, which Fidelity SA US Tot Stk / FCTDX 51.4 Multi-Cap Core 0 5.03 7.7 Note: Holdings as of Jan. 29. Returns through March 8; three- and wouldn’t surprise me at all, then I think we Vanguard Wellesley Adm / VWIAX 49.9 Mix Tgt Alloc Con 8.1 1.49 0.6 five-year returns are annualized. Sources: Morningstar; Lord Abbett would [want to] own more of them.” B *Annualized 03/08/2018 to 03/11/2021. Through Thursday. Source: Lipper March 15, 2021 BARRON’S 29

Value stocks are finally having their moment, FUNDS thanks to a reopening economy and other factors. Here’s where to find the best bargains.

of 44 during the 1999-2000 tech bub- the promise of stimulus driving cycli- ble. U.S. value stocks have a Shiller cal value stocks up, but rising interest Fund Managers Say P/E of 21.6, and growth 46.8. “If you rates driving high-priced growth look at a Shiller P/E ratio, growth is stocks down. The stimulus Wall insanely expensive, and value is Street expects will cause inflation, cheap, relative to the market,” Arnott which makes bonds with low yields Value Will Continue says, “but not quite cheap relative to less attractive, so rates on 10-year its historic norms.” He says value Treasury notes, after hitting a low of stocks need to fall 5% and growth 0.5% last year, are now 1.5%. 50% to achieve fair value in accor- Companies with high valuations To Trounce Growth dance with historic norms. like Tesla (TSLA), which has a 172 For this reason, Arnott favors for- forward P/E, have much of their earn- eign stocks, and emerging market ings growth in the future, and conse- stocks especially, which are cheaper quently have low earnings yields, overall than U.S. stocks. Emerging which is the inverse of their P/E ra- onday, Feb. 22, By Lewis Braham Growth Index had a P/B of 11.1 at the markets value stocks have a 10 Shiller tios—0.6% in Tesla’s case. Those was a great day end of January versus the Russell P/E. “I have about half of my liquid yields compare more unfavorably to for Ali Mot- 3000 Value’s P/B of 2.5. Historically, assets in emerging markets deep bonds with each increase in rates. amed, but a value managers searched for compa- value,” he says. “Growth stocks are longer-duration bad one for nies trading below one times book But someone like Motamed can equities,” explains Scott McBride, M most investors. value for bargains. The valuation play the spread in valuation by going manager of Hotchkis & Wiley Large While the pop- spread is currently at “the peak of the long value in gold miner stocks like Cap Value (HWLAX) “Their cash ular, technology-driven Nasdaq 100 [2000] tech-bubble levels,” says Rob Kinross Gold (KGC), and short tech flows are further out into the future. index fell 2.6% and the S&P 500 index Arnott, founding chairman of Re- stocks like Apple (AAPL) or Shopify A move in interest rates has a bigger dropped 0.8%, Motamed’s Invenomic search Affiliates, which manages $153 (SHOP). “I can buy gold [miner] equi- impact on price, just like it has a big- fund soared 5.8% because he was bet- billion. “So, I look on this as the first ties that in many cases are unlevered ger impact on the price of long-dura- ting against the popular tech stocks big step in what’s likely to be a long [zero debt] or becoming unlevered, tion bonds.” Bond prices move in- and for the unpopular value ones. march back for value.” well below book value, with enor- versely with rates, and long-duration That’s right—beaten-up value Yet book value doesn’t measure mous cash flows,” he says. ones are more sensitive to rates. stocks are finally winning. Both the technology companies well, as they Meanwhile, “Apple is just a misrep- In addition, traditional value sec- Russell 2000 Value Index of the often have little in the way of physical resentation of a growth company,” tors can benefit from rising rates, smallest, cheapest stocks and the assets. Another metric is the Shiller Motamed says, pointing to its earn- especially banks, which can increase Russell 1000 Value Index of the larg- price/earnings ratio, which normal- ings before interest, taxes, deprecia- profit margins on their loans by est are beating their Russell growth izes, or smooths out, earnings for tion, and amortization, or Ebitda. “If charging more for them as rates rise. counterparts by more than 10 per- stocks in the ratio by averaging them you look at Apple’s Ebitda, it made Meanwhile, inflation should drive up centage points this year. And this over the past 10 years. U.S. large-cap $82 billion in 2015. In the last year, it prices of hard-asset-based energy, time, after numerous head-fakes—in- stocks overall have a 35.5 Shiller P/E, did $86 billion in Ebitda. That’s a 1% gold mining, and real estate stocks. cluding a one-day surge among tech a valuation not seen since their peak growth rate. They’ve saturated their That said, some managers think stocks this week—the comeback market.” the reversal will be temporary. Mitch seems for real. Rubin, manager of the RiverPark “We still have among the biggest ValueMakesaComeback ome value-oriented managers Long/Short Opportunity (RLSFX), spreads in valuation between value Aftera10-yearwalloping,theRussell1000ValueIndexhas have a more nuanced view. which favors growth stocks, says and growth stocks that we’ve ever reboundedstronglythisyear,returning10.5%yeartodate, S Chris Davis, chairman of Da- rates were so low to begin with that had,” says Motamed. That, plus the faroutpacingtheRussell1000GrowthIndex's0.5%return. vis Advisors and manager of what is happening now is really a promise of fiscal stimulus, has driven Selected American (SLADX), says “period of normalizing stable rates.” 12.5% up value stocks, which are generally there’s a distinction between what he Long-term bonds rates below 5% are weaker, more cyclical, or more eco- 10.0 Russell 1000 Value Index calls “growth stalwarts” like Alpha- generally good for growth companies Russell 1000 Growth Index nomically sensitive than growth 7.5 bet (GOOGL) and more speculative that can borrow cheaply and expand, stocks. Consequently. Motamed’s 5.0 fare. Google, he says, has “incredible he says. value-oriented fund (ticker: BIVRX), cash-generation ability” and a domi- Rubin owns Apple and other is the No. 1 fund this year in Morning- 2.5 nant position in search engines that’s stocks Motamed is shorting. “We star’s Long-Short Equity category, 0 nearly impossible to dislodge. don’t think Apple is done as an inno- with a 26% return. What Davis wants in growth vator,” he says. His fund is up only -2.5 How wide is the valuation gap? stocks is proven cash flow generation, 1.8% this year, but it has beaten every That depends on which metric you -5.0 not expected cash flow years down other long/short fund in the past five use. The most traditional one is price- -7.5 the road. The distinction between years. to-book value, which examines a com- January 2021 February March current growth and expected growth Whether he or Motamed win in the pany’s hard assets. The Russell 3000 Source: FactSet is a vital one now because it isn’t just next five years is the question. B 30 BARRON’S March 15, 2021

Venture capitalist Lydia Jett says Korean tech TECH TRADER companies had been seen as not innovative enough: “That door has now been blown off.”

packaging or printed label required. (SFTBY)—the Japanese holding com- Coupang had 2020 revenue of $12 pany is the largest investor in both New IPO Coupang billion, up 91% from the previous year, companies. as the pandemic helped accelerate SoftBank invested $700 million in growth from 55% in 2019 and 69% in Coupang in 2015. In 2018, the SoftBank 2018. Growth was above 90% in each Vision Fund, the company’s $100 bil- Is South Korea’s of the past four quarters. lion venture portfolio founded in 2016, While not profitable yet, the com- invested another $2 billion in a deal led pany is getting close. Coupang’s profit by Lydia Jett, a Vision Fund executive margin, as measured by adjusted earn- who now sits on the Coupang board. Amazon —and More ings before interest, taxes, depreciation, The original investment was rolled into and amortization, was minus 2.1% last the Vision Fund, for a total bet of $2.7 year, versus minus 8.8% the previous billion. That stake is now worth $30 year. And that reflects some unusual billion. It’s a monster win—and possi- costs to protect workers from the bly the biggest exit ever for a deal led he more I learn ple are jammed into an area the size of pandemic. by a woman venture investor. about Coupang, Rhode Island. In the IPO, Coupang sold 130 mil- SoftBank did not sell any shares in the more I want That high density helps make lion shares at $35 apiece. The stock the offering, and Jett says in an inter- to move to Seoul. Coupang superresponsive. The com- opened for trading at $63.50, giving the view with Barron’s that the company The largest e- pany has 25 million square feet of company a $114 billion market cap. intends to be a long-term investor, as it commerce company warehouse space, spread over 100 lo- The stock then drifted lower, closing has been with Alibaba. More than 20 in South Korea, cations in more than 30 cities. Coupang on Thursday at just under $50 a share, years after its initial investment, Soft- Coupang (ticker: CPNG), went public says that 70% of Koreans live within for a valuation just shy of $90 billion. Bank’s remains the single largest thisT past week in spectacular fashion. seven miles of one of its distribution Coupang shares aren’t cheap—eBay holder in Alibaba. It now ranks as the country’s second- By Eric J. Savitz centers. Almost anything can be or- (EBAY) has comparable revenue and “We’re set up to hold Coupang for largest publicly held company, trailing dered same-day, and “dawn delivery” less than half the market cap. And the the long term,” Jett says. “There is a lot only Samsung Electronics. It was the assures that goods ordered by mid- stock trades at a slight premium to of room left in what is a $500 billion biggest U.S. initial public offering by a night are delivered by 7 a.m. Alibaba (BABA) based on trailing 12- retail market.” foreign issuer since Alibaba Group Coupang has also eliminated the months sales. But Coupang has some It seems odd that South Korea, one Holding in 2014, and the biggest U.S. need for cardboard boxes and bubble distinct advantages. Alibaba faces of the world’s most technologically new issue of any kind since Uber Tech- wrap for 75% of deliveries. (Let’s see fierce competition from companies like advanced nations, has played such a nologies in 2019. you do that, Amazon.) Coupang Fresh, Pinduoduo and JD.com. Alibaba’s small role in the U.S. stock market. Founded in 2010 by Harvard Busi- the company’s market-leading online growth rate is less than half that of Coupang was the first Korean tech ness School dropout Bom Kim, grocery service, ships goods in reusable Coupang. And Coupang doesn’t have company to go public here in more Coupang has become a huge force containers—leave them by the door and the Chinese Communist Party looking than a decade. Jay Ritter, a University in the South Korean econ- they are whisked away by one of over its shoulder. of Florida business school professor omy. The company accounts Coupang’s 15,000 delivery staff mem- One thing that Alibaba and who studies the IPO market, says just for 4% of the country’s con- bers for reuse. Returning goods? Leave Coupang have in common is a tight six Korean tech firms have gone public sumer commerce, with a them outside your door—no special relationship with SoftBank Group in the U.S. market, all from 1999 to broad array of online retailing 2006. That list actually includes Gmar- services: Think Amazon.complus ket, an e-commerce company that went Instacart, DoorDash, and Netflix. public in 2006 and was acquired by Coupang has about 50,000 employ- eBay for $1.2 billion in 2009. EBay has ees and expects to hire another Think of a combination announced that it is seeking a buyer for 50,000 Koreans by 2025. its Korean business. None of the best- Coupang may be like Amazon, but of Amazon, Instacart, known Korean tech and manufacturing it has important geographical advan- companies—Samsung, LG, Hyundai tages. South Korea is a tech-savvy, su- DoorDash, and Motor, Kia, SK Hynix—have U.S. perdense, highly populated country of listings. more than 50 million people. Eric Kim, Netflix, and you’ll get Jett thinks the Coupang deal will who sat on the Coupang board from be a turning point for Korea’s venture 2011 to 2017 while a managing director a sense of the powerful capital market. She says there has been at Maverick Capital, an investor in the a misconception that Korean tech com- company, notes that South Korea has position that Coupang panies weren’t innovative enough. about the same land mass as Indiana— “That door has now been blown off,” but almost 10 times the population. hasinSouthKorean she says. “This will transform how Take out the uninhabitable mountain Korean companies are funded. This is regions, he adds, and all of those peo- e-commerce. just the beginning.” B SeongJoon Cho/Bloomberg March 15, 2021 BARRON’S 31

The possibility that faster U.S. growth will lead to THE ECONOMY a wider trade deficit isn’t an argument against doing more to help Americans in need.

The necessary counterparts to which will come from the rest of the The Global Recovery America’s widening trade deficit are world. Societies as far afield as Brazil rising trade surpluses, or shrinking and the United Kingdom are expected trade deficits, in the rest of the world, to get a 0.5% bump to GDP. most notably China, but also Europe The OECD isn’t expecting compara- Is Made in the U.S.A. and Japan. The dollar value of Chinese ble efforts by other governments to exports of goods and services in De- support consumers outside the U.S., cember 2020 was 13% higher than in which is why it also projects that the December 2019, while spending on U.S. trade deficit will rise by about one We’re Better Off for It. imports was up only 1%. For the year, percentage point of GDP over the com- the value of Chinese exports rose 2%, ing year. These imbalances likely will while imports fell more than 4%. get bigger. After all, the Biden adminis- In other words, some of the funds tration’s multitrillion-dollar infrastruc- appropriated for the Cares Act and ture package—and its other ambitions— follow-on legislation effectively leaked will probably have similar effects on the ou’re welcome, world. cans, including many at the lower end outside America’s borders, partly global economy and on the U.S. trade American consum- of the income scale who had never compensating households and busi- balance, plus other ambitions. ers—financed by the been as flush before in their lives. nesses in the rest of the world. The possibility that faster U.S. federal government— U.S. disposable personal income in The American Rescue Plan Act, growth will lead to a surge in imports bailed out companies 2020 was 7% higher than in 2019, which President Biden signed into law and a wider trade deficit isn’t an argu- Y and governments in while consumer spending on durable on Thursday, could have an even big- ment against doing more to help Amer- the rest of the world in goods such as cars, electronics, and ger impact. The Organization for Eco- icans in need. But it does help explain 2020 at the cost of a widening U.S. furniture was 6% higher. Govern- nomic Cooperation and Development why one of Biden’s first actions was an trade deficit. And it’s set to happen ments in Europe, Japan, and China, all currently estimates that the $1.9 tril- executive order tightening “Buy Ameri- again this year on an even bigger scale. By Matthew C. of which could have afforded compa- lion package will boost the world’s can” federal procurement rules. The The pandemic initially led to a col- Klein rable levels of support for their resi- growth rate by more than one percent- desirability of those provisions is a di- lapse in global trade as demand for dents, were far stingier. age point over the coming year. Amer- rect consequence of the rest of the manufactured goods, commodities, The consequence of this imbalance icans are going to be the biggest bene- world’s unwillingness to match Amer- and travel services plunged. Goods has been a surge in the U.S. trade defi- ficiaries, with growth now expected to ica’s ambition to bounce back from the trade volumes fell by 16% between cit. The difference between U.S. exports be about 3.8 percentage points faster pandemic. While there’s no way to pre- December 2019 and May 2020, accord- and imports of manufactured goods is in the next 12 months than otherwise vent American money from flowing to ing to the Netherlands Bureau for Eco- now at its highest level ever relative to would have been the case. But the the rest of the world without curtailing nomic Policy Analysis. While the the size of the economy, at roughly 5% gains will be globally distributed as consumer purchasing power, the gov- world economy has yet to fully recover, of gross domestic product, up from U.S. households use the extra cash to ernment can at least try to make sure trade has rebounded quickly. As of about 4% before the pandemic. buy goods and services, some of that its own spending is directly sup- December, total volumes of imports porting U.S. businesses and workers. and exports had already hit new highs. Ultimately, the rest of the world is But neither the declines in imports AmericaSavestheWorld–Again losing out. Hundreds of millions of and exports, nor the subsequent recov- The U.S. has far outspent other large economies to safeguard businesses and citizens during the people outside the U.S. are living be- eries, have been evenly distributed. As pandemic,helpingtobuoygrowthworldwide.Thepricehasbeenawideningtradedeficitintherest low their means because their govern- of January, U.S. imports of goods and of the world, particularly with China. ments are unwilling to borrow at neg- services were slightly higher than be- ative interest rates at a time of massive Estimated impact of the American Rescue Dollar value of U.S. goods and services trade fore the pandemic, while the value of Plan on GDP growth over next year excess global productive capacity. U.S. exports was still down more than 110 That, and differences in the pace of 9%. For 2020 as a whole, exports fell U.S. vaccinations, explains why the OECD by 16%, while imports were down 10%. Canada expects the U.S. economy to return to The reason is that the U.S. did a far 100 its prepandemic trend before the end better job of supporting household World January 2018 = 100 of 2022, while other rich countries are incomes and consumer spending than Mexico set to remain well below where they 90 governments elsewhere. The “eco- Brazil otherwise would have been, for years. nomic impact payments,” massive Imports This won’t be the first time that U.K. enhancements to unemployment in- Exports U.S. generosity is set to benefit coun- surance, forgivable Paycheck Protec- Japan 80 tries unwilling to help themselves. It tion Program loans, eviction moratori- Euro area happened in the financial crisis and in ums, mortgage and student debt 2017-18. But Americans aren’t the China 70 forbearance, and extra money paid to ones losing out. Instead, it’s people in healthcare providers all led to a surge 0% 1 2 3 4 2018 ’19 ’20 ’21 the rest of the world who are unwill- in spending power for many Ameri- Sources: Bureau of Economic Analysis;Barron’s calculations; Organization for Economic Cooperation and Development ing or unable to follow our lead. B 32 BARRON’S March 15, 2021 March 15, 2021 BARRON’S 33

In the veteran analyst’s view, five “Boeing needs to rethink where engineers fit in the Raytheon Technologies, Safran, An Interview With Richard Aboulafia companies should do well when global Lockheed Martin, Northrop Q&A Vice President, Analysis, Teal Group air travel returns to normal altitude: org chart…rethink who runs the show.” Richard Aboulafia Grumman, and Howmet Aerospace.

How so? rest that drop in market share. They And Howmet and Raytheon? and Archer Aviation. The implied cost They need to rethink where engineers need [to develop a new] jet that costs Howmet does castings and forgings. of Archer’s aircraft is $5 million. Reg- fit in the company org chart. They $10 billion. In the broader context of On the low end, they make fasteners; ular people just don’t get to experience need to rethink who runs the show. what they owe, [the debt needed to on the high end, they make turbine multimillion transportation products Taking to It’s really shocking to have an engi- build that aircraft] won’t make a dif- components. They have good, broad very often. Your Uber driver has a neering company that basically doesn’t ference. When the market comes back, exposure to a high-value segment of $10,000 used Camry. have engineers on its board. Boeing and Boeing launches the right jet, a lot the aerospace industry. Raytheon is needs to empower engineers within of investors are going to be attracted nicely balanced between commercial Where is the next big innovation? the chain of command, reinforce engi- to some pretty impressive order-intake and military, and is easily the world’s Loyal Wingman. neering capabilities, and add more numbers. There’s an opportunity here. biggest commercial aerospace sup- The Skies engineers to the board and the leader- plier. Great exposure to hypersonics What’s that? ship team. [Boeing referred Barron’s to That’s how Boeing comes back. and missiles and radar. Small drones that work closely with its proxy statement outlining board How does the rest of the aerospace piloted aircraft to multiply their effec- qualifications, pointing out that seven industry take flight again? Hypersonic, meaning much faster tiveness in battle. It isn’t just one air- nominees have “engineering and tech- The economy entered a medically than the speed of sound. Is hyper- craft; it’s an aircraft with 10 un- Once Again nical leadership” experience. Boeing’s induced coma. When does it wake sonic travel real? manned helpers that shoot. Boeing is board has 12 directors.] up? The International Air Transport We can have this conversation after working on this in Australia. Nor- Association says we get back to the we have a [hypersonic] warhead. throp Grumman and other companies What do you mean by “reinforce 2019 traffic peak in early 2024. I say are working on what’s called the Mos- BY AL ROOT engineering capabilities?” late 2022. Don’t we have hypersonic warheads? quito program in the U.K. The U.S. When Boeing bid on the LRSB [long- Developing it and having it are two program is called Skyborg. ichard Aboulafia, Teal Group’s vice presi- range strike bomber] against Nor- That’s fast. different things. There are two flavors dent of analysis, has been consulting for 33 throp Grumman [NOC], Northrop The traveling public now has a half- of hypersonic. One is something we’ve Let’s bring this conversation back years and has been a fixture on Wall Street came with a strong message—unified century-record level of savings wait- effectively had for a half-century, to earth. The pandemic has for more than two decades. Street analysts design and production. They had their ing to be thrown back at the vacations which is boost/glide—that is simply an wreaked havoc on national budgets and portfolio managers rely on his projec- own leading bomber-design team. that they haven’t been taking. This is ICBM coming back to Earth. all over the world. What does that R tions for commercial aviation and defense Boeing’s message: They could build a recipe for the fastest recovery ever. mean for defense contractors? sales, as well as his insights about the sector. things cheap and used Lockheed Boost/glide is like the space shut- Defense is a safe haven. People lose There are other reasons Aboulafia is popular: For start- Martin [LMT] for design. The lack of Which companies benefit the most tle—we send it into orbit and it re- sight of that. Compared to what it was ers, he’s good company, always willing to tour a group of unified design and production capa- from people flying again? enters the atmosphere at 17,500 in the last really serious jetliner pro- investors around the Paris or Farnborough Air Shows bility cost Boeing. I could never pretend to be an inves- miles an hour. Why don’t we have duction downturn, the defense pro- while translating technical jargon into usable information. tor, but I’m happy to offer five compa- personal hypersonic travel? curement budget is almost three times Plus, there’s his wry wit and irreverent chuckle. Is Boeing in trouble? nies best positioned for the recovery Developing hypersonic engine tech- as big. There has been no relationship Aboulafia recently sat down—virtually of course— Aerospace has high barriers to entry comeback: Raytheon Technologies nologies, such as scramjets or ramjets, between defense spending and eco- with Barron’s to discuss his outlook for commercial in a guaranteed long-term growth [RTX], Northrop Grumman, Safran is like lighting a match in a hurricane. nomics since World War II. That aerospace in a postpandemic world and which compa- business. That can smooth over many [SAF.France], Lockheed Martin, and It’s hard. You have to get to Mach 5 doesn’t mean it can’t change. But I nies are best positioned for a return to the skies. Topic mistakes. Howmet Aerospace [HWM]. [five times the speed of sound], stay have a chart that shows recessions No. 1 was the outlook for Boeing (ticker: BA) and Quicker there, and control it. Then there is cost and defense budgets—zero relation- whether it can recover from a brutal two years: Its 737 Guaranteed growth? Comeback? What do you like about those five? and practicality. Engineers and econo- ship whatsoever. Defense is driven by MAX was grounded in March 2019 after two deadly More people have wanted to fly for Lockheed Martin is the world’s most mists don’t like to talk to each other. threat and politics, that’s all. crashes, and it wasn’t until December 2020 that the way over a half-century. “The Interna- important maker of combat-aircraft Engineering challenges need to be MAX was able to carry passengers again—at which tional Air Trans- products, and that’s a strong market. tempered by economic realities. The pandemic has grounded the point the pandemic had decimated demand for air Being part of a duopoly doesn’t port Association They are also strong in missiles. Safran global air shows you used to bring travel. Then, in February 2021, Boeing was forced to make it indestructible. Airbus says we get is the second-biggest aerospace sup- Is that why you don’t like new ur- clients to. ground 69 of its 777-model jets following a Pratt & [AIR.France], its main competitor, back to the 2019 plier, and they are very balanced, with ban air-mobility companies? The I think this is the first year the Paris Whitney engine failure on a United Airlines (UAL) could take market share, iterate traffic peak in European and U.S. business—and not ability to move short distances by Air Show has been canceled since flight. An edited version of our conversation follows. faster, and leave Boeing in the early 2024. I say just from Airbus and Boeing, but mili- air via an Uber-like app seems like World War II. Air shows are a very dust. late 2022,” de- tary, business aircraft, and helicopters. the precursor to flying cars. important part of the industry. The Barron’s: We can’t talk about aerospace without Exactly. Last year, Boeing engineering clares Aboulafia. Safran is very well managed. Urban air mobility is your classic tech- debate about bringing them back mir- talking about Boeing. It’s had a rough two years. Is spending fell by over 25%. If it keeps Northrop Grumman: lots to like, bubble creation: Imagine a machine rors the broader debate about the re- the company fixed now? losing market share and its engineer- $10Billion strong emphasis on investing in the that could lift you up vertically in the turn of business travel. You’ll always Richard Aboulafia: Hell, no. The [investigation] basi- ing spend falls commensurately, it’s future of defense. That focus won air and take you to another place and have people who’ll say: “Maybe we cally focused on two 737 MAX test pilots. Blaming the test really tough to recover from that dy- The cost of them the two legs of the nuclear bring you down vertically. There’s a should do fewer of these.” I am firmly pilots is deciding that Hamlet is about Rosencrantz and namic. That’s how empires collapse. developing a new triad, how the U.S. delivers nuclear little voice in the back of your head in the camp that says: “This problem Guildenstern, two hapless messengers who were killed jet that Boeing weapons, that are being replaced— that says, dude, that’s a helicopter. ends, and we will go back to where we halfway through. Boeing needs to change its culture. Boeing has to invest, no matter might need to ground-based intercontinental ballis- were, and the way we were.” what that does to earnings? regain market tic missiles [ICBMs] and the strategic What’s wrong with helicopters? Photograph by BENJAMIN C TANKERSLEY That is precisely it. They need to ar- share. stealth bomber. Look at the latest deal between United Thanks, Richard. B 32 BARRON’S March 15, 2021 March 15, 2021 BARRON’S 33

To begin to close the wealth gap, institutional OTHER VOICES investors need to start prioritizing long-term gains over short-term targets.

tended investment horizons that house- nificant enough to put undue pressure holds need to build financial security, on companies to shorten their own often a decade or more, are much lon- investment horizons. Improved syn- ger than those of the markets in which chronicity would unlock the full po- they entrust their savings. Savers are tential of capital markets for savers, exposed to unnecessary risk when the investors, and companies alike. gap in horizons extends too far, with To begin to close the wealth gap, we asset managers aiming for goals far need to shrink the investment-hori- shorter than those of their clients. For zons gap. There are practical steps savings to turn into real financial secu- that companies, investors, and savers rity, a realignment is required. themselves can take. Data from our new project, FCLT- Companies should pursue long- Compass, show the severity of the mis- term goals and build toward them match. As recently as 2018, household through their day-to-day activities. savers said they intended to invest for This can include increasing invest- just over 13 years, when in fact they ments in innovation, judiciously re- actually invest for five years; this gap turning capital to shareholders, or has hovered between eight to nine re-evaluating pay structures to align years for a decade. Capital markets as with long-term performance. currently structured aren’t meeting Investors need to focus on meeting savers’ long-term intentions. The scar- the future needs of their stakeholders, city of long-term-oriented asset classes made possible by incorporating into in prompts institutional investors to pri- their strategy long-term trends or dis- oritize near-term gains, and in some ruptive risks, such as changing demo- cases leads savers to hoard cash, both graphics, climate change, the move to of which stifle growth and returns. algorithmic investing, or technological Like savers, companies also gener- change. Restructuring asset-manager ally have long-term investment inten- incentives in a way that emphasizes tions, allocating capital in support of long-term gains over short-term targets their strategy. But there is an “inten- is a good step forward in this regard. tion allocation” gap here, too, with a Individuals need far greater access disconnect between a company’s use to, participation in, and knowledge of Near-Term Thinking of capital and its much shorter-hori- capital markets than we see today. Re- zon sources of funding. We found that tirement plans with default settings to public companies allocated capital on start saving sooner lead to both greater a blended average basis of five years, savings and greater wealth accumula- Can Cut Wealth Short seven months in 2018—down from six tion over time. Time is on the savers’ years, six months in 2009. But taken side, and long-term retirement-savings as a whole, the dollar-weighted aver- plans give employees greater access to age investment horizon of typical asset longer-term asset classes that individ- classes—cash, real estate, or equity, for uals normally couldn’t invest in, such ack of income, savings, By Sarah Keohane begin to build wealth, income inequal- example—is just five years. as private equity or infrastructure. and wealth are the Williamson ity, as a concept, masks a larger prob- In a well-functioning market, asset Greater financial inclusion will also three strikes of finan- lem. In most cases, disparities in owners and managers invest to meet lead young people to better under- cial inequality. The wealth are even more severe. Recent the long-term goals of their beneficia- stand the financial choices they’ll economic upheaval of research shows that as recently as ries, clients, pensioners, and so on— make later in life and highlight the L 2020 wasn’t an over- 2016, the net worth of a typical white the average household saver—and benefits of financial literacy. night phenomenon: family in the U.S. was nearly 10 times companies take that money to drive Many things must happen to re- Returns from equity markets have greater than that of a Black family. innovation, create jobs, and fuel eco- cover from the downturn of 2020. been strong, but median income has Similar gaps exist even for families nomic growth. This self-reinforcing Understanding and closing the inten- stagnated over the past 30 years. Only with the same income. These wealth cycle is how strong capital markets tion-allocation gap is just one of them, a small percentage of the global popu- disparities drive economic instability. support a thriving economy over the but one that the investment industry lation owns equities or has any expo- For households, the core function of long term. But all of these market par- can embrace. B sure to the capital markets. capital markets is to turn savings de- ticipants can struggle to balance im- For many, the surge in unemploy- rived from income into wealth, usually mediate financial needs or pressures Sarah Keohane Williamson is CEO of FCLT- ment from Covid-19 was just the tip- over long time horizons. Why, then, are against long-term objectives. Global, a nonprofit that develops research ping point. While it is clear that with- the markets not accomplishing this Though the intention-allocation and tools to encourage long-term business

out adequate income you can’t even goal? One key reason is that the ex- gaps are shrinking, they are still sig- and investing. Illustration by Alexander Glandien March 15, 2021 BARRON’S 35 INCOME INVESTING MAILBAG

REITs’ Reversal Shows Womenin Finance: You Can Win for Losing Their Day in the Sun

By Lawrence C. Strauss 7% last year, are off by about 8% in 2021. To the Editor: Wealth Tax Could be Good for Investors,” Not every REIT sector that gained in I am grateful and honored to be featured The Economy, March 5). When this tax he REIT rotation is well under 2020 has changed course. Self-storage on this list again (“100 Women Making was embedded in 1913, the top rate was way. But there could still be REITs, up 13% last year, have returned Their Mark in the World of Finance,” 7%, and only on those earning over T room to run in some segments. about 6% so far in 2021. Cover Story, March 5). It is so important $500,000. Five years later, it was 77%. After a year in which the pan- And for sectors that have come under to give women visibility in our male- One generation later, it hit 94% on demic upended real estate investment pressure, it’s not that fundamentals are dominated industry. I am on the board $200,000. Of Matthew C. Klein’s doubtful trusts, investors have been shifting their necessarily bad. A recent note by real estate of 100 Women in Finance—a 20,000- assumptions, one does hold up: The pro- holdings into cyclical sectors that suffered analytics firm Green Street, for example, strong nonprofit where we hear over posed fee is a form of theft. big losses last year and away from some of observed that “data-center demand set new and over again, “You can’t be what you Thomas D. Finnigan 2020’s winners. Stronger-performing records” last year and that “expectations for can’t see.” Alexandria, Va. REIT sectors this year include retail, of- ’21 are high,” though the firm expects Thank you for doing your bit in help- fice, lodging, and residential, all of which “lumpy,” or uneven, demand to return. ing women and women of color get their suffered double-digit losses last year. Instead, Sakwa says, a big reason for day in the sun. I hope your efforts turn a Prohibition’s Back Story REITs are attractive to income investors these sectoral rotations is portfolio manag- moment into a movement. because they are required to pay out at least ers making changes to their holdings: Rupal J. Bhansali To the Editor: 90% of their taxable income in dividends. “They were overweight these defensive Stamford, Conn. While the article focused on Protestantism The FTSE Nareit All Equity REITs Index areas, and now they are looking to put and the women’s suffrage movement as has returned about 3.3% this year, as of money into these cyclical sectors.” the main cultural drivers of Prohibition, a March 9, compared with 3.5% for the S&P Looking ahead, he adds “it’s really Blazing Fund Manager bigger back story was left out (“Pot or Al- 500. It was recently yielding about 3.4%, about the pace of the economic recovery cohol, Barron’s Has Never Favored Prohi- versus 1.5% for the broader stock market. and the job growth and how that translates To the Editor: bition,” 100 Years of Barron’s, March 4). Last year, there were “the winners, the into an earnings recovery for many of Risk mitigation and ARK funds are Despite those efforts over many years, not so big losers, and then you had a really these companies that were pretty beaten mutually exclusive, and they should be Prohibition could not gain traction be- big group of stocks that got crushed by the up.” He called 2021 “somewhat of a lost (“ARK’s Cathie Wood Disrupted Invest- cause the U.S. government relied heavily pandemic,” says Steve Sakwa, an analyst at year from an earnings perspective.” ment Management. She’s Not Done Yet,” on alcohol-tax income. Only after the 1913 Evercore ISI who heads the real estate Shares of Simon Property Group March 5). How many funds seek the approval of a federal income tax was there investing group there. (ticker: SPG), which owns and operates black swan to the upside? That is what enough alternative revenue to allow a con- “Effectively, what we are seeing is a big higher-end malls around the U.S., have ARK funds are about. These funds are gressional coalition to pass Prohibition. reversal of 2020,” he adds. “The laggards returned about 30% this year—a signal of about the big wins, not balance, caution, And then, when the Depression hit in are playing pretty big catchup.” how investors’ perceptions of retail REITs capital preservation. If you seek risk mit- 1929, income-tax revenue fell a lot. When This rotation trend started in the fourth have shifted. The stock lost around 40% igation, do it yourself with a personal Congress looked around for where it could quarter, particularly after positive news last year. diversification strategy, rather than ex- raise money, it became easy to get behind surfaced in November about Covid vac- The company cut its quarterly dividend pecting a blazing-guns manager to be all the repeal of Prohibition and reclaim those cines that were being developed and are last year to $1.30 a share from $2.10. things to all people. This is one manager lost taxes. When you’re looking for under- now rolling out in the U.S. and elsewhere. Another broad concern for REITs could who is not afraid of her own shadow, or lying drivers, follow the money. At the same time, some of last year’s be higher interest rates, which can pres- the quarterly comparisons of fund per- Jeff Howard favored REIT sectors have reversed course sure their stock valuations and create formance to benchmarks. Goodlettsville, Tenn. or lost ground. That includes data centers, higher borrowing costs. The 10-year U.S. Charlie Ofelt which were seen as a durable play during Treasury note’s yield was recently at On Barrons.com the pandemic. That sector has been down 1.54%—low by historical standards, but Send letters to [email protected] nearly 9% this year, compared with a 21% well above the 0.5% low hit last August. considered for publication, correspondence return in 2020, dividends included. Still, says Sakwa, “borrowing costs are Wealth Tax must bear the writer’s name, address, and Industrial REITs, whose holdings can very attractive for the group, even though phone number. Letters are subject to include warehouses and distribution centers they are off their absolute lows of, say, six To the Editor: editing. used for e-commerce, have also lagged be- months ago.” To those smitten with the proposed an- hind other sectors, and are down about 1%, Bottom line: Wherever the rotation goes nual tax on the net worth of just the so- The Readback, a podcast taking you inside year to date. That sector returned 12% last in the short term, the fundamentals will called superrich, the history of the in- the latest stories, is available wherever you year. Infrastructure REITs, which returned matter in the longer term. B come tax is predictive (“Why Warren’s listen to podcasts. 36 BARRON’S March 15, 2021

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MARKET PERFORMANCE DASHBOARD

Dow Jones Industrials S&P 500 Nasdaq Composite Russell 1000 Value Index 32,778.64 3943.34 13,319.86 1496.54 52-wk: +41.37% YTD: +7.10% Wkly: +4.07% 52-wk: +45.46% YTD: +4.99% Wkly: +2.64% 52-wk: +69.14% YTD: +3.35% Wkly: +3.09% 52-wk: +42.99% YTD: +10.89% Wkly: +3.22%

Tech Turmoil

TheNasdaqCompositedropped2.4%onMonday, 4 into correction territory. Growth stocks’ pain was value stocks’gain,astheRussell1000Valuehitarecordhigh.

2 Value on Top Stimulus, All Right Theweekendedwithvalue TheDowJonesIndustrialAverage, stocks clear winners over 0 S&P500,andRussell2000allhit growth stocks, but the Buying the Dip recordhighsasPresidentJoeBiden tech-heavy Nasdaq The Nasdaq’s correction signed a $1.9 trillion spending bill still broke a three-week didn’t last long, with investors intolawonThursday. losing streak. swoopingintopickupbargains -2 on Tuesday. The index surged 3.7%.

-4 Monday Tuesday Wednesday Thursday Friday Source: Barron’s Statistics

ometimes when the gaining almost 1,300 points, or 4.1%, reasons. First, they make it harder to water gets rough, the closing at 32,779. That’s its best weekly finance businesses. Higher interest THE TRADER first inclination is to find gain since November. The S&P 500 expenses means bondholders, and not a port to ride out the index’s intraweek range was almost stockholders, get a bit more of a com- storm. This isn’t one of 4%. It ended up rising four out of five pany’s cash. Second, they reduce the S those times. Investors days and finishing up the week 2.6%, value of future cash flow and dividends, would be wise to sail on. at 3,943. The Nasdaq broke a three hitting growth stocks especially hard. Sure, the major indexes finished week losing streak, despite the volatil- Yet rates aren’t even all that high. Higher higher on the week after setting record ity, riding a big 3.7% Tuesday gain to The 10-year Treasury yield has gone highs along the way. Value stocks con- By Al Root finish up 3.1% for the week at 13,320. from about 1.2% to 1.6% over the past RatesCan’t tinued their run-up. But heightened Rising interest rates—and what month. Rates were higher than that volatility—especially on the Nasdaq they signal about rising inflation—are back in January 2020, before the pan- Kill This Composite—made things look a lot the reason for the volatility. But higher demic. What is really vexing investors more blustery. The tech-heavy index rates aren’t a signal that investors is how fast they have risen. moved up or down more than 2% three should sell now. The market could At the end of 2020’s third quarter, Rally.What of the five days this past week. On well rise higher still. The stocks lead- the 10-year Treasury yield was about Wednesday, a relatively calm day, the ing the market, however, might be a 0.7%. On Feb. 16—the date the Nasdaq To Do Now. Nasdaq had a 1.8% intraday swing. little different than the ones that led it reached its all-time high—it was 1.3%, The Dow Jones Industrial Average, to records in 2020. a 60-basis-point increase. (A basis for its part, rose five straight days, Investors fear rising rates for two point is 1/100th of a percentage point.) M2 BARRON’S March 15, 2021

The Nasdaq rose 21% over that span. Then the end of a bull market, even if people feel bond yields went from 1.3% to 1.6% be- uncomfortable,” he says. tween Feb. 16 and March 8, just after the Most of his clients feel agitated right Nasdaq entered correction territory. That’s now, Rauscher says. Growth managers a 30-basis-point move in less than a month. want to know if they should buy the recent The Nasdaq tanked, dropping 10%. dip. Value managers wonder if they should “When rates creep higher, the market ride the recent rally further. For him, tech can take that,” Andrew Slimmon, a senior stocks aren’t dead, but value-oriented, cy- portfolio manager at Morgan Stanley In- clical stocks such as industrial companies, vestment Management, tells Barron’s.“The financials, materials producers, and travel path of rates—the speed at which rates companies look even more attractive. move—is the key question.” Marketwide valuations are a little high, Rates matter, but they can’t explain all he acknowledges. That’s another risk his the swings of the Nasdaq this past week. clients are worried about. “Elevated, not U.S. inflation data, for instance, was benign stretched,” is how Rauscher characterizes FOR INSTITUTIONS on Wednesday. Consumer prices rose at a the situation. “Is the market above fair slower rate than expected, and bond yields value? Sure. Is it ridiculous? No.” fell. Still, the Nasdaq, which had jumped He doesn’t see silliness or euphoria yet: Registered Investment Advisors almost 2% early in the day, gave up all its “This does not feel like a market top.” gains and closed lower. Tesla (ticker: That’s good news for investors vexed by Turnkey custody solutions to help build competitive advantage, TSLA), a highflying growth stock, which the impact of rising bond yields on the stock efficiently manage your business and serve clients at lower1 cost. had risen more than 6% that day, closed market. As long as things don’t go too far, down 0.8%. too fast, there is clear sailing ahead. And The reason? “Investors were worried sectors such as industrials and banks appear IBKR does not have an in-house advisory team, conduct proprietary trading about being overweight growth stocks,” says to have the wind at their backs. Slimmon. Growth stocks have trounced or compete with you for clients. We offer a low-cost custody solution to value stocks for years, but more recently Calling All Investors advisors of all sizes that includes: value has made a comeback. The Russell Investors got to spend a combined eight 1000 Value index, for instance, is up about hours listening to telecom executives this No ticket charges, custodial fees, Onboarding support and multiple 11% year to date. The Russell 1000 Growth past week, with back-to-back-to-back in- minimums, technology, software, options for adding clients to the index is down slightly. vestor days from Verizon Communica- platform or reporting fees. IBKR platform. Slimmon sees value stocks continuing tions, T-Mobile US, and AT&T on Flexible pricing plans, including $0 Advanced trading technology, including their momentum. Analysts’ earnings esti- Wednesday through Friday. Management commissions on US exchange-listed a pre-trade allocation tool for allocating mates for the coming year are rising faster teams laid out their plans for newly ac- stock and ETF trades.2 block trades to multiple clients with a among financial and industrial companies quired wireless spectrum licenses and single mouse click. than tech names. Such revisions are a use- hyped up their strategies for the 5G era. Free CRM that supports clients from over 200 countries and territories. The Advisor Model Marketplace, ful way to see which sectors are getting AT&T’s depressed stock (T) was the big- which simplifies the management of better, or worse, and at what rate. Big posi- gest winner on its investor day, but for rea- PortfolioAnalyst®, our tool for client assets. tive earnings revisions typically mean good sons unrelated to its core wireless business. consolidating, tracking and things for stocks down the road. Verizon (VZ) and T-Mobile (TMUS), mean- analyzing your clients’ complete IBKR Client Risk Profile and financial portfolio. IBKR Impact Profile for better Brian Rauscher, Fundstrat Global Advi- while, both stuck to their tried-and-true understanding client risk and sors’ head of global portfolio strategy and messages: “Network, network, network” for Global access to stocks, options, sustainable investing preferences. asset allocation, also looks at earnings esti- Verizon, and “Leaving competitors in the futures, currencies, bonds and mate revisions to help clients allocate in- dust” for T-Mobile. funds across 135 markets in Registration and compliance support vestment dollars. He’s still bullish. “Accel- Verizon was the biggest spender in the 23 countries. from Greenwich Compliance. erating estimate revisions and good recently completed C-Band auction, having [monetary and fiscal] policy do not signal committed a whopping $53 billion for spec-

On a consolidated basis, IBG LLC exceeds $9 billion in equity capital.3 Our strong capital position, conservative balance sheet and automated risk controls Vital Signs are designed to protect IBKR and our clients from large trading losses. Friday's Week's Week's Close Change % Chg. Last Week Week Earlier DJ Industrials 32778.64 +1282.34 +4.07 NYSE Advances 2,738 2,048 DJ Transportation 14156.69 +528.71 +3.88 Declines 619 1,291 To ﬁnd out more, contact an IBKR representative DJ Utilities 844.88 +30.85 +3.79 Unchanged 47 61 by calling toll-free: 855-861-6414 or by visiting: DJ 65 Stocks 10851.43 +415.51 +3.98 New Highs 951 583 DJ US Market 997.77 +28.22 +2.91 New Lows 66 212 NYSE Comp. 15715.21 +463.37 +3.04 Av Daily Vol (mil) 5,426.7 6,176.6 NYSE Amer Comp. 2848.17 +145.22 +5.37 Dollar (Finex spot index) 91.66 91.98 ibkr.com/whyria S&P 500 3943.34 +101.40 +2.64 T-Bond (CBT nearby futures) 155-180 157-070 S&P MidCap 2646.34 +133.42 +5.31 Crude Oil (NYM light sweet crude) 65.61 66.09 S&P SmallCap 1397.66 +95.54 +7.34 Inflation KR-CRB (Futures Price Index) 193.79 193.45 Interactive Brokers LLC is a member of NYSE, FINRA, SIPC – [1] Rated Lowest Cost Broker by StockBrokers.com Annual Online Gold Review 2021. For more info, see ibkr.com/info [2] IBKR Lite provides commission-free trades in US exchange-listed stocks and Nasdaq 13319.86 +399.72 +3.09 (CMX nearby futures) 1719.50 1698.00 ETFs routed to select market makers. IBKR may charge non-commission related fees. For more information, see ibkr.com/liteinfo Value Line (arith.) 9294.78 +436.81 +4.93 [3] Includes Interactive Brokers Group and its affiliates. Supporting documentation for any claims and statistical information willbe Russell 2000 2352.79 +160.58 +7.32 provided upon request. 03-IB21-1438CH1427 DJ US TSM Float 41665.73 +1306.65 +3.24 March 15, 2021 BARRON’S M3

Industry Action Performance of the Dow Jones U.S. Industrials, ranked by weekly percent change.*

Basic Materials 4.83% Consumer Goods 4.37 Consumer Services 3.87 Utilities 3.01 Industrials 2.97 Financials 2.91 Technology 2.44 Health Care 1.41 Oil & Gas 0.96 –0.35 Telecommunications COMMUNICATIONS SERVICES SECTOR * For breakdown see page M36. Source: S&P Dow Jones Indices OF THE S&P 500 IN ONE ETF trum licenses and associated clearing costs. soaring. But AT&T might not get as much Management made that the centerpiece of credit given its conglomerate structure. Visit www.sectorspdrs.com or call 1-866-SECTOR-ETF its pitch on Wednesday evening. It expects AT&T and Verizon remain appealing to to invest $10 billion to upgrade its network value investors—Warren Buffett’s Berk- equipment to handle that spectrum—on top shire Hathaway (BRK.A) recently took a An investor should consider investment objectives, risks, charges and expenses carefully before investing. To obtain a of an existing annual capital expenditure stake in the latter—and neither management prospectus, which contains this and other information, call 1-866-SECTOR-ETF or visit www.sectorspdrs.com. Read the prospectus carefully before investing. budget around $18 billion. team did much to change that. Trading for Verizon sees its 5G investments paying about nine and 11 times forward earnings, AllETFsaresubjecttorisk,includingpossiblelossofprincipal.SectorETFproductsarealsosubjecttosectorrisksandnon-diversificationrisks,whichgenerally results in greater price fluctuations than the overall stock market. Ordinary brokerage commissions apply. off in earnest in a few years. It said it ex- respectively, and with hefty annual dividend The S&P 500 is an index of 500 common stocks that is generally considered representative of the U.S. stock market. You cannot invest directly in an index. pects to grow its service revenues by at yields of 7% and 4.4%, they certainly look least 2% in 2021, at least 3% in 2022 and attractive relative to the market. But there’s ALPS Portfolio Solutions Distributor, Inc., a registered broker-dealer, is distributor for the Select Sector SPDR Trust. 2023, and at least 4% in 2024 and beyond. much more growth to be found elsewhere. That’s not much, but it’s a decent clip for Coming about a year after its acquisition Verizon. In a saturated U.S. wireless mar- of Sprint, T-Mobile’s event on Thursday ket, management is focused on moving cus- afternoon focused on the company’s prog- tomers to higher-priced premium unlim- ress integrating its former rival. T-Mobile ited plans. It also pointed to new 5G management hasn’t been shy about its ambi- monetization opportunities like mobile tions to win market share in the rural and edge computing for enterprises and a wire- suburban U.S. and with business custom- less home broadband product, which it sees ers—where it lags behind AT&T and Verizon covering 50 million homes by 2025. Veri- today—and suggesting the merger will result zon stock slipped 2.8% after its event. in even larger benefits than when first pro- The highlight of AT&T’s presentation on posed in 2018. Wall Street was expecting Friday morning was not telecom-related. revised synergy and free-cash-flow targets. The company unveiled a significantly higher T-Mobile delivered, lifting its merger-re- subscriber target for HBO Max and HBO, lated annual cost-savings estimate by 25%, Don’t settle and management detailed plans for an ad- to $7.5 billion, and saying that its integra- vertising-supported tier and international tion was a year ahead of schedule. The launches. Other guidance and commentary company now sees about $65 billion in cu- was largely reiterating previous remarks. mulative free cash flow through 2025, some That streaming focus seemed to be 20% more than before, which opens the for average. enough, and AT&T’s stock rose 0.9% on door to a potential $60 billion of share buy- Friday. The company now expects to have backs from 2023 to 2025. T-Mobile’s cur- up to 150 million streaming subscribers by rent market value is about $157 billion. Upgrade your financial advisor at 2025, versus its previous forecast—from But estimates along those lines were late 2019—of up to 90 million. already in Wall Street’s consensus num- barrons.com/directory The market lately has valued streaming bers. T-Mobile stock went from being up services on revenue multiples and sub- 1.9% on Thursday afternoon to close down scriber growth alone—very unlike AT&T’s 1.1% as the event continued. slow-growth and capital-intensive telecom Management execution over the coming businesses. Netflix stock (NFLX) has long years will be crucial, with the stock priced traded predominantly on its subscriber for success at about 48 times forward earn- numbers, while ambitious targets from ings. Nonetheless, T-Mobile remains the ViacomCBS (VIAC) and Discovery U.S. wireless industry’s most compelling ©201 9 Dow Jones & Company. All Rights Reserved. 2E200 (DISCA) have recently sent those stocks growth story. —Nicholas Jasinski M4 BARRON’S March 15, 2021 EUROPEAN TRADER EMERGING MARKETS

Moncler Looks to China E-Commerce Upstarts and Younger Customers Flourish Worldwide

By Rupert Steiner market segment of casual wear and By Craig Mellow are eyeing expansion into payments, video sportswear, Saad wrote in a note. streaming, and gaming. “Competition is uxury puffer jacket maker Mon- Moncler has invested heavily in tech- ost investors had never heard heating up for who will own the Korean cler has a rich valuation but nology, and last year brought its e-com- of Coupang until March 11, superapp,” says James Lim, Korea analyst L could still be poised for growth, merce business in-house, which means it M when the South Korean e- at Dalton Investments. thanks to a focus on China and a has better control over its customer base commerce purveyor raised A similar donnybrook is taking shape push for younger customers. and inventory levels. $3.5 billion in an initial public offering. in Southeast Asia, where Indonesia and The Italian-listed luxury-goods com- “The target to double the share of total The company closed its first day of trading the Philippines alone offer nearly 400 pany (ticker: MONC: Italy) has suffered, digital revenue (retail plus wholesale) by with a market value close to $90 billion. million consumers, says Kevin Carter, along with other retail stocks, from store 2023 is ambitious but credible consider- It’s not the only emerging markets plat- chief investment officer at the EMQQ closures and travel bans linked to the ing the fact that digital revenue already form to burst onto the radar lately. Alle- Emerging Markets Internet & E-Com- pandemic. went from 10% of the total in 2019 to gro (ticker: ALE.Poland) became Poland’s merce exchange-traded fund (EMQQ). But Moncler, which sells outerwear about 15% in 2020,” says Randone. most valuable company after its IPO last Sea, based in Singapore, started out as a mostly in the $1,000 to $2,000 range— The Milan-based firm employs 4,569 October. Russia’s Ozon Holdings (OZON) gaming app, then grabbed first-mover along with apparel like the “Acosta” plaid people and has a market value of €13.2 has soared 80% since going public in advantage in e-commerce. Indonesia- flannel shirt for $11,885— has fared bet- billion. It fetches a high multiple of 36.4 November. That’s peanuts compared with based rival Tokopedia may be merging ter than many of its peers due to strong times this year’s expected earnings but is regional champions like MercadoLibre with ride-hailing service GoJek, to out- sales from its e-commerce platform and valued at a 30% discount to its peers. (MELI) in Latin America or Sea (SE) in flank Sea. GoJek’s main competitor, Grab, better-than-expected growth in China. It posted recent net income of €300 Southeast Asia, whose shares have tripled is pushing aggressively into financial ser- Asia is Moncler’s biggest market. A Bain million for the calendar year 2020, down and quintupled, respectively, over the past vices, and maybe healthcare, working Consultancy report predicts almost half from €358 million in 2019, due to clo- year. with Indonesia’s government on mobile of sales for luxury goods companies will sures from the pandemic. Annual reve- There’s a pattern here: Homegrown Covid-19 vaccinations. “You’re seeing com- come from China within the next four nue was €1.4 billion. start-ups in the world’s hottest industry panies identify opportunities once they years. Remo Ruffini, chief executive officer of are beating the pants off global giant have the user base,” Carter says. Moncler’s shares have gained 240% Moncler, told Barron’s that while 2020 Amazon.com (AMZN) and Chinese The highest-stakes battle for the su- over the past five years, climbing 17% was challenging, “we have worked to- heavyweight Alibaba Group Holding perapp is taking shape in India, with its over the past three months to 49.55 euros gether to turn these challenges into oppor- (BABA). Cultural knowledge is prevailing youthful population of 1.4 billion. Ama- ($59), outperforming French rival tunities.” The Moncler brand is strong, he over scale, and Coupang (CPNG) offers zon is a top player here, locked in a dog- Hermes International (RMS: France), says, and the business model is “flexible, some lessons on why. Its next-level deliv- fight with Flipkart, an Indian creation whichisup10%,andLVMH Moet Hen- agile, and, most important, reactive.” ery network—order before midnight, get now majority-owned by Walmart nessy Louis Vuitton (MC: France), The outlook for this year “remains it early the next morning—is adapted for (WMT). But the duopoly is challenged which has climbed 8.5%. uncertain and difficult to predict,” he a nation of dense population and small by Jio Platforms, the digital subsidiary At the end of last year, Moncler says. “This is the time to act even bolder, refrigerators. “Customers get hooked on of family conglomerate Reliance Indus- bought—subject to antitrust approval— to stand firm on our strategy and to in- ordering a carton of milk or tube of tooth- tries (500325.India), and a range of start- Stone Island, the Italian premium casual vest on what is crucial for the long-term paste,” says Yoojeong Oh, investment di- ups like food-deliverers Zomato and fashion brand, which will give it access to development of our company.” rector for Korea at Aberdeen Standard Swiggy, or the self-explanatory Paytm. an edgier 20-something market for Moncler started as a quilted sleeping- Investments. If Coupang’s successful debut is any streetwear. bag manufacturer in the French alpine Another lesson: Competition is smok- guide, a steady stream of these names Omar Saad, an analyst at Evercore, village of Monestier-de-Clermont, from ing hot in the emerging market digital should be heading for markets soon. has an Outperform rating and estimates which its name derives. It has since ex- universe, and driving innovation. “India could have 10 IPOs this year,” the stock could rise more than 40%, to panded into its signature puffer jackets, Coupang has two major rivals in South Carter says. “We’re waiting and hoping.” €70. Andrea Randone, an analyst at Ital- accessories, dresses, and boots. Ruffini Korea’s midsize market converging on Investors should note another feature ian investment bank Intermonte, has a bought the business in 2003, and floated similar goals from different directions. that Coupang shares with emerging more modest price target of €58. the business publicly a decade later. Naver (035420.Korea) has leveraged market internet peers: an aggressive price Moncler will benefit from the Stone Moncler’s digital strategy, along with search dominance into an online mall, and based on the hope—rather than reality— Island acquisition, increased sales in plans to extend its footprint with eight is investing to match Coupang’s delivery of profit. The company lost a half-billion Asia, its newly designed digital platform, new stores in the Asia-Pacific region, prowess. Kakao, which may IPO later this dollars last year. “We were priced out of and strong brand awareness among could mean the year of the Ox will be year, is a social-media network that has the IPO,” says Aberdeen’s Oh. “Coupang younger customers in the fastest-growing bullish for Moncler. B branched into online banking. All three is worth some hype, but not that much.” B March 15, 2021 BARRON’S M5

Though the hunger to buy reopening stocks THE STRIKING PRICE seems frothy, Disney’s ability to adapt and overcome pandemic hurdles has been incredible.

HowtoTakeaRideon Equity Options CBOE VOLATILITY INDEX THE EQUITY-ONLY PUT-CALL RATIO Disney’s Reopening Play VIX Close VIX Futures Put-Call Ratio S&P 500 Index 90 330 305 280 70 255 230 By Steven M. Sears since dramatically remade the company. 205 50 180 First-quarter earnings had been pounded 155 t’s hard to remember what life was lower by the pandemic when Disney re- 130 like before Covid-19, but a recent ported results in mid-February, but the 30 105 80 weekend at Disney World is a re- stock still advanced in anticipation of better 55 minder of what it may be like days. Hence, it makes sense to wager that 10 30 AMJ J ASOND JFM AMJ J ASOND JFM when things normalize, thanks Disney may set another all-time high when Daily Values Source: CBOE Source: McMillan Analysis Corp. to vaccines. it reports second-quarter earnings in May. I Walt Disney ’s theme parks in With the stock at $197.16, investors could SPX SKEW NDX SKEW Orlando, Fla., were packed but carefully sell a May $195 put option and buy a May Implied volatility % Implied volatility % controlled. To get into the parks, you had to $200 call option to pre-position for that. 17% 16% have your temperature checked at the gate. The short put positions investors to buy the 16 15 You also had to wear a mask that covered stock on a pullback, while the call will in- 15 14 your nose and mouth. Anyone who failed crease in value if the stock rallies higher. 13 14 to observe proper mask protocols was The risk-reversal strategy—that is, selling a 12 13 asked by a staff member to comply. Lack of put and buying a call with a higher strike 11 12 compliance meant ejection. price but the same expiration—costs about 10 The lines for rides were still long, but 20 cents. 11 9 markers were strategically placed to keep If the stock is at $220 at expiration, the 10 8 guests properly spaced. At serpentine lines call is worth $20. Should the stock price 9 7 AMJ J ASOND JFM AMJ J ASOND JFM where people were huddled together, plexi- fall below the strike price at expiration, Source: Credit Suisse Equity Derivatives Strategy Source: Credit Suisse Equity Derivatives Strategy glass dividers blocked airborne particu- the trade fails. Skew indicates whether the options market expects a stock-market advance or decline. It measures the difference lates. Staffers wielding spray bottles of yel- During the past 52 weeks, Walt Disney between the implied volatility of puts and calls that are 10% out of the money and expire in three months. Higher low sanitizing solution were omnipresent. stock has ranged from $79.07 to $203.02. readings are bearish. The masks were a little tedious from time Shares are up 8.8% this year, handily out- Week's Most Active to time, and it was odd wearing them for performing the S&P 500 index. Company Symbol Tot Vol Calls Puts Avg Tot Vol IV %ile Ratio family photos, but it felt incredible to be out The risk to the strategy is that Disney’s MediciNova MNOV 13752 6467 7285 124 99 110.9 of quarantine, traveling, and moving about. stock tumbles far below the put strike Russell 2000 Value ETF IWN 43851 27560 16291 1004 72 43.7 That Disney stock (ticker: DIS) has re- price. Should the stock be at $150, for ex- Acadia Pharmaceuticals ACAD 49728 36230 13498 1968 99 25.3 ample, investors would be obligated to buy Aveo Pharmaceuticals AVEO 50496 34508 15988 3120 95 16.2 cently hit an all-time high is perhaps a sign PluralSight PS 7969 7156 813 548 0 14.5 of how much pent-up demand exists to re- shares at $195 to cover the put, or to try to Auris Medical EARS 21453 16052 5401 1488 94 14.4 turn to a pre-Covid life. Disney is a likely adjust the position in the options market. MBIA MBI 31302 26944 4358 3176 87 9.9 beneficiary of the pending normalization, Many investors are hesitant to sell puts. ProPetro PUMP 30691 30054 637 3116 45 9.8 Flagstar Bancorp FBC 2674 2536 138 288 70 9.3 when parents are again able to take their They don’t like the downside exposure, Builders FisrtSource BLDR 31022 27606 3416 3524 44 8.8 kids on vacation, probably providing a posi- but that aversion often makes the strategy RadNet RDNT 4391 2913 1478 572 50 7.7 tive impact on the company’s earnings. attractive for more-aggressive investors. Paya PAYA 27609 17312 10297 4024 2 6.9 It would also not be surprising if Chris- Besides, Disney’s implied volatility is Univar Solutions UNVR 16389 16227 162 2368 54 6.9 AAR AIR 21931 21780 151 3216 58 6.8 tine M. McCarthy, Disney’s chief financial about 37%, or about double that of the S&P FinVolution FINV 102535 47949 54586 15956 98 6.4 officer, disclosed on the company’s next 500. Many investors like selling options RYB Education RYB 4181 2550 1631 668 100 6.3 earnings call that she personally designed with elevated volatility. Moreover, it’s Iron Mountain IRM 86937 83066 3871 13976 55 6.2 a T-shirt spotted on a father, which simply impossible to convey how busy the parks Omnicom OMC 20866 18219 2647 3524 63 5.9 Idera Pharmaceuticals IDRA 18518 2268 16250 3268 100 5.7 read, “Most Expensive Day Ever.” were, and the enthusiasm and exhilaration Washington Prime WPG 49174 36261 12913 8748 100 5.6 Though the hunger to buy reopening of the crowd. This table of the most active options this week, as compared to average weekly activity – not just raw volume. The idea is that the unusually heavy trading in these options might be a predictor of corporate activity – takeovers, earnings surprises, earnings pre- stocks seems frothy, Disney’s ability to adapt If you can acclimate yourself to the put announcements, biotech FDA hearings or drug trial result announcements, and so forth. Dividend arbitrage has been eliminated. In and overcome—even when confronted by a sale, which helps make the total strategy short, this list attempts to identify where heavy speculation is taking place. These options are likely to be expensive in comparison to their usual pricing levels. Furthermore, many of these situations may be rumor-driven. Most rumors do not prove to be true, so one pandemic that has adversely affected its price more attractive, the trade positions should be aware of these increased risks if trading in these names theme parks—is incredible. you in the center of the reopening frenzy, Ratio is the Tot Vol divided by Avg Tot Vol. IV %ile is how expensive the options are on a scale from 0 to 100. We were early to recognize Disney’s a place where Mickey Mouse seems unusu- Source: McMillan Analysis streaming strategy in July 2020, which has ally well situated to profit. B M6 BARRON’S March 15, 2021 COMMODITIES

Rare-Earth Metals Market Could Have ‘Huge’ Gains

By Myra P. Saefong With its tight grip on the world market for rare earths, it’s no wonder that China are-earth metals are used to make has taken advantage of that in the past, and just about everything, from smart- considered restricting exports in its trade R phones and display panels to disputes with the U.S. The World Trade speakers and televisions, and Organization found in 2014 that China had while China currently dominates the mar- set limits and duties on rare-earth exports ket for these commodities, the U.S. has that breached the group’s rules. taken an interest—and resource investors Handwerger says he told his readers for should too. over a decade that China recognized rare These rare-earth elements haven’t spent earths as the “strategic commodity over the much time in the investor spotlight, but next generation similar to oil.” He sees a “Covid has been a wake-up call for secure “huge jump in prices coming” as China supply chains for strategic metals needed uses rare earths as a weapon. for our most advanced critical technolo- As for ways to invest, Brodrick says he’s gies,” says Jeb Handwerger, editor of Gold “riding the move higher in miners, proces- Stock Trades, which tracks the junior min- sors, and others leveraged to rare earths.” ing sector searching for new deposits. Even rare earths that are mined in the U.S. Rare earths refer to a group of 17 ele- must be sent to China for processing, he ments that have a variety of uses, including says. “This is the kind of area where the lanthanum, used in oil refining, praseo- U.S. government will shoot a fire hose of dymium for aircraft engines, and neodym- money at a problem, and I’m always ium, used to create permanent magnets standing by with a bucket when that hap- that have many applications. pens,” implying that the U.S. will want to Among the most highly prized are the ease its reliance on China. “magnet feed” rare earths: neodymium and Choosing individual stocks takes a lot of praseodymium, says natural-resource ex- research, Brodrick says, so for now, small Manage Your Barron’s pert Sean Brodrick, an editor at Weiss Rat- investors should stick to the REMX ETF. ings. “They are critical for high-perfor- If you want to play the U.S. rare-earth mance magnets used in cellphones, electric market, however, investing in that ETF Account Online vehicles, and wind turbines,” he says. wouldn’t be the best approach, says Demand for these powerful magnets are Handwerger, since it’s mostly made up of Update your account details any time. poised to experience sharp growth in the Chinese rare-earth companies. It’s quick and easy. next decade. Rare-earth magnet applications Instead, look to the juniors that are are forecast to account for roughly 40% of working with academic institutions and the • Place delivery holds total rare-earth demand by 2030, compared U.S. Department of Defense, Handwerger • Change an address with an estimated 29% in 2020, according to says. Rare earths are used in many defense commodity analysis provider Roskill. applications. In November, the DOD an- • Report an issue The VanEck Vectors Rare Earth/ nounced agreements with several rare- • Update your payment information Strategic Metals exchange-traded fund earth producers, including MP Materials • Reset your password and more (ticker: REMX) climbed by more than 63% (MP), in a move to strengthen the market’s last year and is up more than 21% this year. domestic supply chain. China has about 70% of the world’s Brodrick believes it’s a great time to in- customercenter.barrons.com known rare-earth reserves, the most in the vest in rare-earth miners and processors, world, says Brodrick. China has also an- with a positive supply/demand picture that nounced that it will boost its mining quotas is set to grow more bullish over the longer in the first quarter of this year by nearly term. “The U.S. government is about to

© 202 Dow Jones & Co., Inc. All rights reserved. 2E7837 30%, which indicates “strong and rising throw money at companies in this industry. demand,” he says. Grab a bucket and get busy.” B March 15, 2021 BARRON’S M7

stake to 9.7% of Seagate’s tradable POWER PLAY INSIDE SCOOP stock. Syneos Health (SYNH) Kohl’s Thomas H. Lee Partners slashed its interest in the contract clinical- trial-services firm by 31%, to Activists 9,108,713 shares. The firm sold 3,718,778 shares at $74.18 each Michael Kumin Buys through an offering that closed on March 3. Thomas H. Lee sold an Scale Back additional 277,176 shares directly to Syneos through a connected More Wayfair Stock repurchase agreement, completed By CARLETON ENGLISH on the same day and at the same price. The firm’s reduced stake ensions between Kohl’s and now stands at 8.8% of Snyeos’ out- the activist group trying to By ED LIN 56,000 Wayfair shares. Kumin also standing stock. T put representatives on the has 240,941 Wayfair shares in a per- department-store chain’s ayfair stock has sonal account, and another 4,000 Tegna (TGNA) board are still running high. soared, and director through a retirement trust of Great Standard General lowered its Macellum Advisors, which has a Michael Kumin bought Hill Partners, a private-equity firm of Wayfair director interest in the television-station 9.5% stake in the retailer with part- a large number of which he’s a managing partner. Michael Kumin operator to 17,382,636 shares, or ners Ancora Holdings, Legion Part- shares of the online Kumin didn’t respond to a request bought $13.6 7.9% of the outstanding stock. Stan- ners, and 4010 Capital, now plans W home-furnishings re- for comment on his purchase. He has million more of the dard General first sold 2,500,000 to nominate five directors to Kohl’s tailer. been a director of Wayfair since 2011, home-furnishings Tegna shares on March 8 at a per- board, down from the nine it previ- Wayfair (ticker: W) jumped 250% three years before the company’s ini- retailer’s shares. share price of $19.01, then followed ously had sought. Kohl’s (ticker: in 2020, as customers ordered items tial public offering. The stock rocket- up by selling another 345,726 on KSS) has a 12-member board. The for their homes (and home offices) and The latest purchase of Wayfair ed last year and March 9 at prices ranging from activists argue that they want the the pandemic triggered lockdowns stock is Kumin’s first since 2019, when is up 40% in 2021. $19.04 to $19.09. company to have the “strongest and roiled markets. Earnings remain he paid $3.2 million for 29,000 In January, Standard General possible board.” Their slate, which strong, and the shares have gained shares, or an average price of $109.75. presented four nominees to includes Macellum founder and about 40% in 2021. After Wayfair reported fourth- Tegna’s board to be elected at the CEO Jonathan Duskin, wants to On March 4, Kumin paid $13.6 mil- quarter results in February, Credit coming annual shareholders meet- unseat directors who, they say, lack lion—an average price of $283.50 per Suisse analyst Stephen Ju raised his ing. On March 3, one of those rep- retail experience and have allowed share—for 48,000 Wayfair shares. He target price on the shares to $326, resentatives, media consultant executive pay to remain high as made the purchase through TOF Cap- from $321, and maintained an Out- Adonis Hoffman, notified Stan- Kohl’s financial results deterio- ital, an entity of which he is the man- perform rating. Ju wrote that he has dard General that he would no rated. aging member, according to a filing “[i]ncreased confidence in Wayfair’s longer be a nominee. By reducing the number of nom- with the Securities and Exchange longer-term growth trajectory.” B The Wall Street Journal re- inees, the activist group is trying to Commission. TOF Capital now owns ported that Hoffman withdrew counter Kohl’s claim that it is at- due to potential conflicts of inter- tempting to seize control of the est and an incident in 2014 when board. With no resolution in sight, now-Tegna CEO David Lougee the activists say they want to focus mistook Hoffman for a valet at an on moving Kohl’s forward. industry event. Hoffman was of- Kohl’s doesn’t appear to see it Increases Decreases fended by the episode, and Lougee that way. In a statement issued on has said that he apologized to him Thursday, the retailer claimed that In Holdings In Holdings at the time. its incumbent directors “outmatch” the activist group’s nominees. AnaptysBio (ANAB) Seagate Technology (STX) These disclosures are SpringWorks Kohl’s went on to accuse the activ- from 13Ds filed with EcoR1 Capital lifted its stake in ValueAct Capital cut its position in the Securities and Therapeutics (SWTX) ists of trying to impose “short-ter- the clinical-stage immunology the data-storage company by nearly a Exchange Commission. OrbiMed Advisors decreased its mism and financial engineering” 13Ds are filed within biotech to 7,151,624 shares, by quarter, to 23,011,223 shares, selling a 10 days of an entity’s holding of the clinical-stage bio- and of getting in the way of the buying 3,338,300 shares at prices total of 7,135,450 Seagate shares from attaining more than pharmaceutical company to company’s momentum. that ranged from $18.70 to $25.48 Jan. 4 through March 3. This included 5% in any class of a 6,186,307 shares. OrbiMed Advi- Kohl’s stock is up more than 40% company’s securities. from Feb. 23 through March 9. an apparent block-trade sale of Subsequent changes sors sold 1,220,000 SpringWorks this year, keeping pace with the EcoR1 characterized the fresh 4,650,000 shares on March 3 at in holdings or inten- shares on March 1 at $83.19 per SPDR S&P Retail exchange-traded purchases as “an attractive invest- $72.75 each. The other sales occurred tions must be re- share. fund (XRT). The shares popped as ported in amended ment opportunity.” EcoR1 is the earlier, at prices ranging from $60.01 filings. This material is No reason was given for the much as 8% on the day the activists largest shareholder of AnaptysBio to $60.85 apiece. from March 4 through sale , which leaves OrbiMed with unveiled their original stake last March 10, 2021. with a 26.1% position in the com- ValueAct Capital cited no reason Source: Insider- a 12.6% interest in SpringWorks. month. Kohl’s might not have the pany. for the divestment, which reduces its Score.com appetite for change, but investors seem to think it’s coming. B M8 BARRON’S March 15, 2021 Charting the Market A graphic look at selected stock activity for the week ended March 12, 2021 n Edited by Bill Alpert

GENERAL ELECTRIC KOSS VIACOMCBS LORDSTOWN MOTORS

GE (NYSE) • 12.58 • -1.02 15 KOSS (NASD) • 27.88 • 13.10 42 VIAC (NASD) • 94.94 • 20.70 97 RIDE (NASD) • 14.78 • -1.99 20 Guiding analysts for the 14 The headphone maker 35 After announcing its Para- 91 The shorts who debunked 18 year, the conglomerate said 13 and other stocks on the 28 mount+ streaming service, 85 Nikola, Hindenburg Re- 16 it will exit jet-leasing, stop 12 meme team, like GameStop 21 the CBS parent enjoyed high 79 search, alleged that many 14 selling receivables, and do a 11 and Express, regained some 14 ratings for Meghan Markle’s 73 preorders for Lordstown 12 1-for-8 reverse stock split. MTWT F of their altitude...and intra- MTWT F interview, and prepared to MTWT F electric trucks are illusory. MTWT F Bears weren’t appeased. day volatility. air NCAA March Madness. Lordstown disagreed. Stock Price $ Stock Price $ Stock Price $ Stock Price $ 16.5 140 99 35.5 14.0 112 81 30.0 11.5 84 63 24.5 9.0 56 45 19.0 6.5 28 27 13.5 4.0 0 9 8.0

Volume in Millions Volume in Millions Volume in Millions Volume in Millions 918 100 142 88 459 50 71 44 0 0 0 0 M A M J J A S O N D J FM M A M J J A S O N D J FM M A M J J A S O N D J FM M A M J J A S O N D J FM

VIR BIOTECHNOLOGY STITCH FIX NOVAVAX ACADIA PHARMACEUTICALS

VIR (NASD) • 52.82 • 7.64 73 SFIX (NASD) • 53.87 • -19.13 77 NVAX (NASD) • 202.77 • 27.93 223 ACAD (NASD) • 27.04 • -21.94 52 A week after discouraging 64 Blaming delivery carri- 69 Final data on trials of the 206 The company’s applica- 44 results for Vir’s Covid anti- 55 ers, the shopping service 61 firm’s Covid vaccine showed 189 tion to expand marketing of 36 body in hospitalized patients, 46 fell short of expected sales 53 96% efficacy against the first 172 its antipsychotic drug to de- 28 another trial showed it was 37 for the December quarter. 45 coronavirus, 87% against a 155 mentia patients was defi- 20 MTWT F MTWT F MTWT F MTWT F highly effective at keeping It also cut 2021 sales guid- U.K. strain, but 49% against cient, said the Food and mild cases from worsening. ance, to $2.05 billion or less. the South African strain. Drug Administration. Stock Price $ Stock Price $ Stock Price $ Stock Price $ 142 116 336 60 115 94 269 52 88 72 202 44 61 50 135 36 34 28 68 28 7 6 1 20

Volume in Millions Volume in Millions Volume in Millions Volume in Millions 36 58 154 48 18 29 77 24 0 0 0 0 M A M J J A S O N D J FM M A M J J A S O N D J FM M A M J J A S O N D J FM M A M J J A S O N D J FM

DAQO NEW ENERGY POSHMARK VAIL RESORTS SECOND SIGHT MEDICAL PRODUCTS

DQ (NYSE) • 94.22 • 14.24 100 POSH (NASD) • 47.63 • -2.37 64 MTN (NYSE) • 315.00 • 6.53 340 EYES (NASD) • 15.20 • 9.41 22.0 In China’s controversial 91 In its first post-IPO re- 59 The ski-resort operator 329 Investors cheered the 18.5 Xinjiang region, the maker 82 port, the online marketplace 54 had stronger-than expected 318 FDA’s approval of Second 15.0 of polysilicon for solar panels 73 reported a 27% rise in De- 49 revenue and earnings in its 307 Sight’s video prosthesis for 11.5 said December-quarter sales 64 cember-quarter revenue. But 44 January quarter, despite 296 patients with retinitis pig- 8.0 doubled and profits tripled MTWT F March-quarter guidance dis- MTWT F Covid impacts on visits, MTWT F mentosa. Second is merging MTWT F from September’s quarter. appointed fans. rentals, and dining. with Pixium Vision. Stock Price $ Stock Price $ Stock Price $ Stock Price $ 136 120 340 22.5 110 96 297 18.0 84 72 254 13.5 58 48 211 9.0 32 24 168 4.5 6 0 125 0.0

Volume in Millions Volume in Millions Volume in Millions Volume in Millions 28 14 6 744 14 7 3 372 0 0 0 0 M A M J J A S O N D J FM M A M J J A S O N D J FM M A M J J A S O N D J FM M A M J J A S O N D J FM

The charts record the net change in share price, the high, low and closing trades, and share volume for companies with noteworthy stock activity last week. In addition, the graphs depict last week’s daily price activity in detail. The dotted line on some graphs denotes the stock’s 200-day moving average; lack of a moving average means the shares have traded for less than that time period. March 15, 2021 BARRON’S M9

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NYSE BIGGEST % MOVERS NYSE MOST ACTIVE NYSE AMERICAN MOST ACTIVE NASDAQ MOST ACTIVE Winners Volume Percentage Leaders Volume Percentage Leaders Volume Percentage Leaders Name (Sym) Volume Close Change %Chg. Name (Sym) Volume %Chg. Close Change Name (Sym) Volume %Chg. Close Change Name (Sym) Volume %Chg. Close Change RYBEducation(RYB) 9959 5.91 +2.87 +94.4 CrucibleAcqnA(CRU) 1348 1854.1 10.01 –0.12 NewBeginnings(NBA) 5455 1968.1 10.08 +0.07 AveoPharma(AVEO) 103554 4958.3 12.44 +4.26 GameStop(GME) 228028 264.50+126.76 +92.0 EmpowerA(EMPW) 5696 1254.2 10.30 +0.42 AltisourceAsset(AAMC) 261 417.5 17.98 –3.79 MediciNova(MNOV) 35911 3514.2 6.03 +0.60 Express(EXPR) 291161 4.44 +1.98 +80.5 AMTD Intl(HKIB) 2840 730.8 7.45 +0.95 Espey(ESP) 195 414.5 15.26 –3.70 GraybugVision(GRAY) 11379 2720.2 8.25 –7.60 FinVolution(FINV) 108281 8.60 +3.62 +72.7 NexaResources(NEXA) 1818 633.0 10.75 +1.47 BattalionOil(BATL) 325 398.3 12.71 +0.04 AnPacBioMed(ANPC) 45264 1336.0 6.87 +1.07 REV(REVG) 3127 20.37 +6.98 +52.1 Invacare(IVC) 7117 584.6 8.49 –0.61 CompX Intl(CIX) 142 304.0 14.85 +0.06 AcadiaPharm(ACAD) 46569 901.0 27.04 –21.94 Chico'sFas(CHS) 23151 3.55 +1.21 +51.7 MBIA(MBI) 15668 472.3 9.93 +2.25 inTEST(INTT) 816 181.1 10.38 +1.29 Talend(TLND) 12858 762.1 64.57 +13.39 ReneSola(SOL) 25876 16.05 +5.21 +48.1 NamTaiProperty(NTP) 3637 413.1 12.87 +2.56 PTK Acqn(PTK) 394 102.5 9.84 –0.08 FedNat(FNHC) 2750 593.1 5.20 –1.66 Rafael(RFL) 636 45.51 +14.75 +48.0 Cactus(WHD) 8250 389.7 33.10 –3.79 EvansBancorp(EVBN) 136 88.0 36.04 +2.01 SolGelTech(SLGL) 875 591.0 12.50 +3.50 ApolloGlbMgmt(APO) 28229 360.3 48.08 –1.48 ImperialOil(IMO) 3294 36.0 25.84 +2.17 AnaptysBio(ANAB) 11512 546.0 21.35 –8.12 Losers CAE(CAE) 7355 347.9 28.14 –2.40 MAG Silver(MAG) 5211 34.0 16.63 –0.08 InnovAge(INNV) 4524 473.8 25.98 +1.90 Name (Sym) Volume Close Change %Chg. Athene(ATH) 24467 345.7 50.14 +1.26 GoodrichPetrol(GDP) 362 33.2 10.69 +0.36 BrynMawrBank(BMTC) 2318 442.3 47.52 +5.77 JustEnergy(JE) 36303 1.88 –2.02 –51.8 ManchesterUnited(MANU) 2926 321.1 18.26 –1.54 ParkNational(PRK) 329 29.5 140.17 +9.92 OlympicSteel(ZEUS) 1323 440.6 29.00 +7.91 Tupperware(TUP) 12851 24.98 –6.06 –19.5 dMYTechIIIA(DMYI) 12757 305.0 11.51 –1.19 BlueRidgeBkshs(BRBS) 103 27.4 21.50 +1.68 Itron(ITRI) 9559 404.7 94.62 –16.30 CloopenGroup(RAAS) 9099 16.87 –2.88 –14.6 HessMidstream(HESM) 2564 287.9 21.15 –1.50 AlphaProTech(APT) 6938 26.2 10.40 –2.05 HighPeakEner(HPK) 2120 362.9 7.20 –3.63 StudioCity(MSC) 9 12.88 –2.07 –13.8 AerCap(AER) 25316 274.7 60.93 +10.13 FriedmanInds(FRD) 160 22.4 8.66 +0.27 BankofCommerce(BOCH) 906 329.7 12.91 +1.67 Cloudera(CLDR) 47604 12.76 –1.90 –13.0 HorizonII A(HZON) 13841 273.6 11.13 –0.35 TompkinsFin(TMP) 222 15.6 92.36 +5.81 RiminiStreet(RMNI) 7944 329.6 8.23 +0.14 Autohome(ATHM) 10177 95.87 –14.23 –12.9 SJW Group(SJW) 1436 263.5 59.77 –2.79 CoreMoldingTech(CMT) 198 12.0 11.89 –0.49 FidelityD&D(FDBC) 103 288.6 65.34 +7.84 NexTierOilfield(NEX) 13551 4.84 –0.71 –12.8 OakStreetHealth(OSH) 14375 259.6 56.51 +4.10 LGL Group(LGL) 58 11.5 13.80 +1.95 Atrion(ATRI) 141 283.8 685.00 +52.10 Exterran(EXTN) 1955 4.40 –0.62 –12.4 AmericasTechA(ATA) 315 254.9 9.95 +0.00 FTS Intl(FTSI) 686 11.5 25.79 +4.39 AmtechSystems(ASYS) 2240 276.1 12.32 +3.31 CornerstoneBldg(CNR) 10113 254.9 13.84 +1.03 Electromed(ELMD) 340 10.9 12.13 +0.16 UnityBancorp(UNTY) 387 250.9 22.80 +1.41 NYSE AMERICAN BIGGEST % MOVERS By Share Volume By Share Volume By Share Volume Winners Name (Sym) Volume Close Change%Chg. Name (Sym) Volume Close Change%Chg. Name (Sym) Volume Close Change%Chg. Name (Sym) Volume Close Change %Chg. GeneralElec(GE) 917851 12.58 –1.02 –7.5 Zomedica(ZOM) 331329 2.29 +0.51 +28.7 Apple(AAPL) 586708 121.03 –0.39 –0.3 TakungArt(TKAT) 2818 4.09 +1.56 +61.7 NIO(NIO) 758249 45.50 +7.39 +19.4 Senseonics(SENS) 249834 3.17 +0.69 +27.8 Tesla(TSLA) 249485 693.73 +95.78 +16.0 RileyExpln(REPX) 284 26.82 +9.07 +51.1 AMC Ent(AMC) 720515 11.16 +3.11 +38.6 TimberPharm(TMBR) 201929 2.48 +0.52 +26.5 AdvMicroDevices(AMD) 221214 81.05 +2.53 +3.2 SifcoInd(SIF) 549 12.57 +4.24 +50.9 PalantirTech(PLTR) 440132 26.92 +2.97 +12.4 Oragenics(OGEN) 188628 1.05 +0.23 +28.0 AmerAirlines(AAL) 217626 23.37 +2.92 +14.3 AgEagleAerial(UAVS) 25419 8.66 +2.82 +48.3 SOS(SOS) 386181 6.63 +0.13 +2.0 SyntheticBio(SYN) 167292 0.92 +0.37 +67.0 EbangIntl(EBON) 196752 10.40 +4.24 +68.8 UraniumEner(UEC) 24897 2.69 +0.65 +31.9 FordMotor(F) 352673 13.37 +1.10 +9.0 Globalstar(GSAT) 95557 1.61 +0.19 +13.4 OrganiGram(OGI) 194208 4.44 +1.76 +65.7 Senseonics(SENS) 249834 3.17 +0.69 +27.8 ItauUnibanco(ITUB) 297678 4.86 +0.02 +0.4 NorthernDynasty(NAK) 88095 0.74 +0.08 +11.5 FuelCell(FCEL) 193981 18.16 +5.11 +39.2 22ndCentury(XXII) 22879 3.05 +0.65 +27.1 Express(EXPR) 291161 4.44 +1.98 +80.5 DenisonMines(DNN) 80810 1.14 +0.14 +14.0 Microsoft(MSFT) 150627 235.75 +4.15 +1.8 NTN Buzztime(NTN) 5596 3.92 +0.83 +26.9 BankofAmerica(BAC) 274258 37.94 +1.01 +2.7 AsensusSurg(ASXC) 66435 4.14 +0.33 +8.7 Canaan(CAN) 149025 34.63 +14.66 +73.4 Losers AT&T(T) 253883 29.81 +0.19 +0.6 ITTechPkg(ITP) 47334 0.72 +0.09 +14.6 Intel(INTC) 147483 62.90 +2.16 +3.6 (PBR) 248996 8.12 +0.36 +4.6 (NSPR) 46106 0.73 +0.00 +0.2 (TLRY) 142979 27.57 +5.94 +27.5 Name (Sym) Volume Close Change %Chg. PetroleoBrasil InspireMD Tilray GameStop(GME) 228028 264.50+126.76 +92.0 GranTierraEner(GTE) 45666 0.84 +0.03 +4.1 ViacomCBS B(VIAC) 127765 94.94 +20.70 +27.9 IMPAC Mortgage(IMH) 2323 2.33 –0.61 –20.7 Nokia(NOK) 212016 4.22 +0.34 +8.8 CamberEnergy(CEI) 38860 1.32 +0.12 +10.0 SiriusXM(SIRI) 121706 6.16 +0.27 +4.6 Espey(ESP) 195 15.26 –3.70 –19.5 Carnival(CCL) 198155 28.46 +2.37 +9.1 NewGold(NGD) 38568 1.73 +0.13 +8.1 CiscoSystems(CSCO) 117718 48.82 +2.57 +5.6 AltisourceAsset(AAMC) 261 17.98 –3.79 –17.4 Vale(VALE) 186939 17.62 –0.12 –0.7 RingEnergy(REI) 34918 2.96 +0.41 +16.1 MicronTech(MU) 111013 87.77 –1.16 –1.3 AlphaProTech(APT) 6938 10.40 –2.05 –16.5 Roblox(RBLX) 176324 69.70 +0.00 +0.0 US Antimony(UAMY) 33321 1.34 +0.20 +17.5 Comcast A(CMCSA) 108717 57.09 +2.00 +3.6 AgeX Therap(AGE) 2806 1.95 –0.27 –12.2 Transocean(RIG) 172775 4.59 +0.33 +7.7 B2Gold(BTG) 33261 4.51 +0.00 +0.0 DraftKings(DKNG) 103858 71.75 +12.23 +20.5 ContangoO&G(MCF) 7432 4.76 –0.48 –9.2 WellsFargo(WFC) 171790 39.97 +2.54 +6.8 AultGlobal(DPW) 32613 3.80 +0.73 +23.8 AveoPharma(AVEO) 103554 12.44 +4.26 +52.1 NorthernOil&Gas(NOG) 5133 14.11 –0.77 –5.2 XPeng(XPEV) 169112 35.15 +7.12 +25.4 GoldStandrdVntr(GSV) 28617 0.62 +0.05 +8.5 Aphria(APHA) 98996 20.00 +4.29 +27.3 Flanigans(BDL) 4 23.83 –1.11 –4.5 ExxonMobil(XOM) 150273 61.97 +1.04 +1.7 iBio(IBIO) 28263 1.83 +0.41 +28.9 Facebook(FB) 96852 268.40 +4.12 +1.6 NASDAQ BIGGEST % MOVERS By Dollar Volume By Dollar Volume By Dollar Volume Winners Name (Sym) $ Volume Close Change%Chg. Name (Sym) $ Volume Close Change%Chg. Name (Sym) $ Volume Close Change%Chg. Name (Sym) Volume Close Change %Chg. GameStop(GME) 54504251 264.50+126.76 +92.0 Senseonics(SENS) 738135 3.17 +0.69 +27.8 Tesla(TSLA) 161880105 693.73 +95.78 +16.0 Canaan(CAN) 149025 34.63 +14.66 +73.4 Boeing(BA) 31314778 269.19 +45.97 +20.6 Zomedica(ZOM) 675487 2.29 +0.51 +28.7 Apple(AAPL) 70104276 121.03 –0.39 –0.3 Aemetis(AMTX) 14547 20.83 +8.67 +71.3 NIO(NIO) 31280879 45.50 +7.39 +19.4 TimberPharm(TMBR) 561731 2.48 +0.52 +26.5 Amazon.com(AMZN) 498838503089.49 +89.03 +3.0 EbangIntl(EBON) 196752 10.40 +4.24 +68.8 Alibaba(BABA) 17695377 231.87 –2.02 –0.9 CheniereEnergy(LNG) 477515 75.14 +2.49 +3.4 Microsoft(MSFT) 35056937 235.75 +4.15 +1.8 OrganiGram(OGI) 194208 4.44 +1.76 +65.7 Disney(DIS) 17137483 197.16 +7.17 +3.8 AsensusSurg(ASXC) 269673 4.14 +0.33 +8.7 Facebook(FB) 25747598 268.40 +4.12 +1.6 Yellow(YELL) 13881 9.57 +3.68 +62.5 Square(SQ) 13817445 242.11 +25.67 +11.9 Oragenics(OGEN) 224362 1.05 +0.23 +28.0 NVIDIA(NVDA) 24702959 514.24 +15.78 +3.2 Innodata(INOD) 1800 8.31 +2.93 +54.5 Roblox(RBLX) 12369901 69.70 +0.00 +0.0 AgEagleAerial(UAVS) 194131 8.66 +2.82 +48.3 AdvMicroDevices(AMD) 17309409 81.05 +2.53 +3.2 AlimeraSciences(ALIM) 622 11.29 +3.97 +54.2 GeneralElec(GE) 11955286 12.58 –1.02 –7.5 B2Gold(BTG) 149307 4.51 +0.00 +0.0 Alphabet A(GOOGL) 162054042050.00 –47.07 –2.2 AveoPharma(AVEO) 103554 12.44 +4.26 +52.1 Visa(V) 11116284 224.36 +8.95 +4.2 Globalstar(GSAT) 145788 1.61 +0.19 +13.4 Alphabet C(GOOG) 156577862061.92 –46.62 –2.2 JPMorganChase(JPM) 11106501 156.15 +5.24 +3.5 SyntheticBio(SYN) 134490 0.92 +0.37 +67.0 Baidu(BIDU) 13984707 264.25 +2.53 +1.0 Losers PalantirTech(PLTR) 10897976 26.92 +2.97 +12.4 AultGlobal(DPW) 114482 3.80 +0.73 +23.8 PayPal(PYPL) 12517902 250.35 +11.30 +4.7 Name (Sym) Volume Close Change %Chg. BankofAmerica(BAC) 10193676 37.94 +1.01 +2.7 NewConceptEner(GBR) 96841 5.78 +1.06 +22.5 ViacomCBS B(VIAC) 10928644 94.94 +20.70 +27.9 GraybugVision(GRAY) 11379 8.25 –7.60 –47.9 Shopify(SHOP) 101755051140.63 +9.62 +0.9 RingEnergy(REI) 95034 2.96 +0.41 +16.1 Netflix(NFLX) 10047377 518.02 +1.63 +0.3 AcadiaPharm(ACAD) 46569 27.04 –21.94 –44.8 ExxonMobil(XOM) 9138528 61.97 +1.04 +1.7 EnergyFuels(UUUU) 86348 5.92 +0.65 +12.3 Futu(FUTU) 9799464 159.49 +19.08 +13.6 HighPeakEner(HPK) 2120 7.20 –3.63 –33.5 BerkHathwy B(BRK.B) 9032519 260.02 +6.87 +2.7 MAG Silver(MAG) 86160 16.63 –0.08 –0.5 MicronTech(MU) 9716234 87.77 –1.16 –1.3 SundanceEnergy(SNDE) 7785 1.55 –0.70 –31.1 Mastercard(MA) 8972860 382.71 +21.83 +6.0 DenisonMines(DNN) 82540 1.14 +0.14 +14.0 Intel(INTC) 9160231 62.90 +2.16 +3.6 AnaptysBio(ANAB) 11512 21.35 –8.12 –27.6 TaiwanSemi(TSM) 8537315 118.30 –2.50 –2.1 ImperialOil(IMO) 82249 25.84 +2.17 +9.2 ZoomVideo(ZM) 8086110 346.39 +8.96 +2.7 StitchFix(SFIX) 33765 53.87 –19.13 –26.2 Chevron(CVX) 8412656 111.56 +2.56 +2.3 AlphaProTech(APT) 71823 10.40 –2.05 –16.5 Qualcomm(QCOM) 7942565 129.98 +0.23 +0.2 FedNat(FNHC) 2750 5.20 –1.66 –24.2 Salesforce.com(CRM) 8295644 212.21 +1.45 +0.7 NorthernOil&Gas(NOG) 71688 14.11 –0.77 –5.2 Pinduoduo(PDD) 7407034 161.06 +4.24 +2.7 BurningRockBio(BNR) 2556 27.09 –7.07 –20.7 Walmart(WMT) 7902376 134.12 +5.00 +3.9 NewGold(NGD) 65592 1.73 +0.13 +8.1 Roku(ROKU) 7355171 359.96 +6.42 +1.8

Includes Common shares only. All figures reflect activity for the most-recent five-day trading week. Share volume figures are expressed in thousands. Volume percentage leaders exclude stocks with average daily volume of fewer than 5,000 shares or priced under $5. Average volume is based on 65 trading days. Volume figures do not reflect extended trading hours. a-Stock has not been in existence or not been traded for 65 consecutive sessions. S-Stock split or stock dividend amounting to 10% or more. X-Ex-dividend M12 BARRON’S March 15, 2021 Research Reports How Analysts Size Up Companies

These reports, excerpted and edited by Barron’s, were issued recently by investment perform, as the company tends to be over- in its business, paying and growing the divi- weight growth, relative to value. However, T. dend, deleveraging, and considering share and research firms. The reports are a sampling of analysts’ thinking; they should not Rowe’s equity assets-under-management repurchases “at a later date.” Verizon will be considered the views or recommendations of Barron’s. Some of the reports’ issuers growth of 2.6% last month (in line with the spend $52.9 billion in the C-band auction, in- have provided, or hope to provide, investment-banking or other services to the general equity market) appears favorable, cluding clearing costs. We see two key read- companies being analyzed. given that growth underperformed value by throughs: First, Verizon’s boosting capital [6%] in February. Target price: $200. expenditure and committing to a maximum speed deployment [for the new spectrum] is General Electric • GE-NYSE share. The Hartford has a history of outper- Verizon Communications • VZ-NYSE good for the [wireless] tower sector. Second, Outperform • Price $13.25 on March 10 forming its peers during hard markets in Buy • Price $57.08 on March 10 the company expects to see rising volume by RBC Capital Markets commercial lines, posting an above-peer aver- by BofA Securities growth in 2021’s second half. age return on equity 73% of the time. Its Our stock-price objective of $64 is based GE hosted its 2021 Outlook call on March stock trades at a considerable discount to its Verizon hosted an investor day on Wednes- on a 0.8 times relative price/earnings ratio to 10. Guidance was reaffirmed, and the seg- peers. Our price target for the shares is $60. day to discuss its strategy now that the fed- the S&P 500’s. Verizon’s relative P/E spread ment level assumptions look reasonable/ eral C-band spectrum auction quiet period versus the S&P 500 has narrowed during pe- well supported to us. The stated longer- ABM Industries • ABM-NYSE has ended. The company reiterated that its riods of political and economic uncertainty. term goals indicate that the multiyear Hold • Price $47.34 on March 9 capital-allocation priorities remain un- We believe the current macroeconomic cli- turnaround at GE is right on track. The by Maxim Group changed. In order, they include investment mate supports our relative multiple target. company also announced an innovative combination of GE Capital Aviation Ser- Yesterday, ABM [which provides commer- vices with AerCap, where GE will receive cial cleaning and disinfecting services] re- INSIDER TRANSACTIONS: Recent Filings $30 billion in proceeds while retaining 46% ported fiscal first-quarter 2021 revenue of Purchases Sales $ Val $ Val ownership. This structure will enable GE $1.49 billion, above our $1.44 billion fore- Company /Symbol Insiders Shares (000's) Company /Symbol Insiders Shares (000's) to participate in the expected rebound in cast and the $1.48 billion consensus. Oper- Morphic MORF 3 104,000 7,261 DatadogDDOG 3 1,058,600 103,657 commercial aero finance, with options for a ating earnings were $1.01 a share, up 169% Mack-Cali RealtyCLI 1 442,000 6,412 C3Ai AI 7 803,336 69,380 Teledyne TechnologiesTDY 2 13,000 4,688 Teladoc Health TDOC 8 289,663 63,220 staged exit.We attribute the selling on year over year, due to demand for higher- Primo Water (Mississauga)PRMW 2 228,000 3,301 PaypalPYPL 5 232,339 61,137 March 10 mostly to some profit-taking af- margin intense-cleaning services not in- Ironwood PharmaceuticalsIRWD 1 225,000 2,336 Zoom Video Communications ZM 3 158,901 53,809 ter GE’s rally. Notably, General Electric cluded in normal janitorial contracts. Kennedy-WilsonKW 2 100,000 1,978 SquareSQ 3 212,357 48,171 CortexymeCRTX 1 50,000 1,767 FacebookFB 1 179,000 47,064 bonds traded 10 to 12 basis points [each We are increasing our fiscal 2021 oper- Essa PharmaEPIX 1 57,000 1,539 Ww InternationalWW 3 1,211,212 42,925 equal to 1/100th of a percentage point] ating earnings estimate to $3.09 a share, KaleyraKLR 1 80,000 1,537 Affirm AFRM 5 478,888 42,891 tighter on March 10, indicating that the from $2.27, and fiscal 2022 operating earn- Editas MedicineEDIT 2 30,800 1,421 SnowflakeSNOW 2 169,186 40,713 CernerCERN 1 17,745 1,250 SynopsysSNPS 1 158,696 39,350 fixed-income market liked the news. We ings per share to $3.14, from $2.32. But we Parker-HannifinPH 1 3,900 1,169 Lyft LYFT 2 599,173 39,012 are raising our 2022 earnings estimate by are maintaining our Hold rating, based on Dominion EnergyD 2 16,402 1,139 CaterpillarCAT 4 176,950 38,726 five cents, to 50 cents a share, and our potential limited revenue growth in the ma- AdtADT 2 150,000 1,068 Capital One FinancialCOF 5 286,202 36,205 EvergyEVRG 2 20,000 1,064 DiscoveryDISCA 2 569,943 35,208 stock-price target by $2, to $15. jority of ABM’s markets. WalmartWMT 1 7,725 1,001 Adaptive Biotechnologies ADPT 4 824,771 33,111 VistraVST 4 55,000 912 Berkeley Lights BLI 8 547,590 32,187 BHVN 1 10,000 851 TEN 1 2,812,476 31,969 The Hartford Financial Services T. Rowe Price Group • TROW-NYSE Biohaven Pharmaceutical Tenneco Keurig Dr PepperKDP 2 25,640 794 Cooper Companies COO 1 79,745 30,991 Group • HIG-NYSE Overweight • Price $171.46 on March 10 Dirtt Environmental SolutionsDRTT 1 223,620 548 Live Nation EntertainmentLYV 3 338,869 30,612 Outperform • Price $54.71 on March 10 by Wells Fargo An insider is any officer, director or owner of 10% or more of a class of a company's securities. In most cases, an insider must report any trade to by Raymond James the SEC within two business days. The tables highlight companies that filed with the SEC through last Wednesday. The tables do not include pension-plan or employee stock-option activity, trades by beneficial owners of 10% or more, trades under $2 per share or trades under 100 T. Rowe Price continues to be well posi- shares. The "Purchases" column includes only open-market and private purchases; the "Sales" column includes only open-market and private sales, We are revising our estimates to reflect tioned to distinguish itself from its peer and excludes trades preceded by option exercise in the 12 months prior to the reported event. Source: Thomson Reuters losses from Winter Storm Uri. Catastrophe group in investment inflows, assets-under- modeling firms estimate insured industry management growth, profitability, and fi- INSIDER TRANSACTIONS RATIO losses from the storm at $10 billion to $18 bil- nancial strength. We also like its prospects 80 lion. While the company has exposure, it has for inflow improvement in 2021, as T. Rowe substantial catastrophe reinsurance, with an moves beyond the 2020 outflows tied to the 70 estimated retention around $150 million. The Cares Act, and investors allocate more 60 50 company incurred catastrophe losses of $137 money to equity funds. Larger equity allo- Bearish Ratio = 22 million in its commercial segment and $38 cations indeed are happening, and data 40 million in its personal segment from Hurri- from Morningstar show that net inflows 30 cane Harvey in third-quarter 2017. into equity assets (both U.S. mutual funds 20 We are lowering our estimates to reflect and exchange-traded funds) in February as 10 our guess of first-quarter catastrophe losses perhaps the highest on record. Bullish 0 of about $167 million, or about 40 cents a T. Rowe Price is well positioned, given its M A M J J A S O N D J FM strong investment performance and rela- To be considered for this section, material tively heavy weighting in equities. One risk Ratio of Insiders Sales to Buys. Readings under 12:1 are Bullish. Those over 20:1 are Bearish. should be sent to [email protected]. is the potential for growth stocks to under- The total top 20 sales and buys are 920,338,186 and 42,035,231 respectively; Source: Thomson Reuters March 15, 2021 BARRON’S M13 Market View This commentary was issued recently by money managers, research firms, and market newsletter writers and has been edited by Barron’s.

”Small tech companies have elbowed their way into certain areas of banking and financial services with little capital but lots of tech savvy...If the large establishment banks weren’t paying attention before, they certainly should now.” —E D YARDENI, Yardeni Research

Rig Count Rises 80% Instead of buying a large bank as an en- would force us to re-evaluate our position... f. After the September 2022 meeting, tryway into banking, Walmart may be bet- Despite a critical period ahead from a simply embark upon a program to “re-in- Monthly Chart Book ting on technology to help it break in. Wal- price perspective, relative strength remains vest” maturing proceeds of the Federal Re- Oppenheimer mart has hired Omer Ismail from Goldman powerful! The monthly relative strength serve’s balance sheet. opco.com Sachs Group, where he led Marcus, the chart versus the S&P 500 Equal Weight in- —JOHN D. HERRMANN firm’s online consumer-banking business. dex shows a dramatic breakout from a half- March 12: As crude oil prices have normal- In his new post, Ismail will lead a fin- way consolidation. Emerging as recently as ized to prepandemic levels in recent tech partnership between Walmart and October, relative strength still has much fur- Emerging Markets Bet on Tech months, U.S. oil production has also begun venture firm Ribbit Capital. Walmart, ther to climb in price and time. to recover from the pandemic’s impact. which tried but failed to get an industrial —ANDREW ADDISON Blog U.S. crude production reached about 10.9 loan charter in the mid-2000s, already of- William Blair million barrels per day in the week ended fers credit and prepaid debit cards, check Mr. Powell, Listen Up williamblair.com March 5, 2021,up from a recent low of 9.7 cashing, money transfers, and installment million daily barrels in late August 2020. loans through third parties. It also has 200 Rates Strategy March 4: The drivers of value creation over U.S. crude production averaged about 13 million customers a week visiting the com- MUFG Securities the past decade have shifted, transforming million barrels per day before the pandemic. pany’s 10,500 stores and clubs in 24 coun- mufgsecurities.com the shape of emerging-market equities as From a low of 172 rigs in operation in tries and its e-commerce websites. an asset class. The MSCI EM Index has late August 2020, the Baker Hughes rig Goldman, which received a state banking March 10: Why is the Federal Reserve’s gone from being highly dependent on en- count has risen 80% to 310 rigs as of charter during the financial crisis, has used Federal Open Market Committee continu- ergy and commodities to being driven by March 5, 2021. As these rigs ramp up pro- technology to help it break into consumer ing its emergency pace (i.e., of a total $120 IT [information technology], media, and duction, they could help further reduce banking. Marcus is an online-only bank that billion per month) of quantitative-easing consumer companies. U.S. reliance on imported oil. offers high-yield savings accounts, certifi- asset purchases of Treasury securities, and The four largest components of the index The U.S. imported about 5.7 million bar- cates of deposit, and personal loans. It also of agency mortgage-backed securities, as in 2020—Alibaba Group Holding, Tencent rels of crude oil each day during the week recently announced plans to launch Marcus the economy is tracking a near-complete Holdings, TSMC, and Samsung Group— of March 5, down from an average of 6.5 Invest, a low-cost, digital investment plat- recovery to its pre-pandemic, full-employ- account for nearly a quarter of the index million barrels per day in February 2020 form. The company gained broad recognition ment stature by year-end 2021? weighting. We find that current valuations prior to the pandemic. when Apple chose Marcus to be the bank be- In our models, before the March 16-17 in emerging markets don’t fully reflect the —JOHN STOLTZFUS, JIM JOHNSON hind Apple’s credit card. Marcus doesn’t of- [FOMC] meeting, we would deliver to Mr. index’s shift toward higher-growth sectors. fer checking accounts, ATMs, branches, or Powell [Fed Chair Jerome Powell} the fol- The transformation of India’s Reliance Walmart’s Fintech Ambitions mobile check deposits. But it did generate lowing monetary policy recommendations: Industries is a microcosm of the shift in $1.2 billion in revenue last year and held $97 a. The FOMC likely is NOT the only ‘game emerging markets broadly. Reliance was Morning Briefing billion in deposits. in town’ over years 2021 and 2022 and 2023, originally an oil and gas infrastructure and Yardeni Research —ED YARDENI b. The economy is far more resilient and energy company, but in the past decade the yardeni.com flexible than the committee’s assessment(s) company has invested heavily in telecommu- A Technical Analysis of Bitcoin for it over the prior twelve-months, nications and other less commodity-driven March 11: Small tech companies have el- c. The FOMC should reduce the pace of areas. As part of that change, Reliance has bowed their way into certain areas of Quick Takes asset purchases at the June 15-16, 2021, built a wireless and fiber optic network in banking and financial services with little The Institutional View meeting to $60 billion per month in Trea- India and then moved to capitalize on e- capital but lots of tech savvy. They’ve often theinstitutionalview.com sury securities (from the current $80 billion commerce, fintech, and social media oppor- entered the market in low-margin areas, per month) and to $20 billion per month tunities from the broad consumer base it like payments or retail trading, relying on March 10: Bitcoin suffered a bearish key (from the current $40 billion per month) in built through that rollout. traditional banks to accept insured deposits reversal after reaching our $55,000-$60,000 agency mortgage-backed securities, Country weightings in the index have or provide the capital for loans. Now Wal- target. The bearish reversal was only the d. The FOMC should maintain that cumu- changed significantly as well, shifting to- mart looks to be forming its own fintech second since Bitcoin began trading. The lative pace of $80 billion per month in asset ward Asia at the expense of Latin America company, while fintech companies Social occurrence after a long and big percentage purchases until 1Q-2022, when it will, again, and the Europe, Middle East, and Africa Finance and Square have grown up and regain warns us that a top may form. review the “progress” towards its mandate, (EMEA) region. ceived banking charters that will allow How well prices absorb the strong selling e. Outline at that time (at the March —TODD MCCLONE them to avoid relying on outside banks or pressure will be critical in determining future 2022 meeting) another reduction to the the capital markets. If the large establish- price action. $58,000-$60,000 offers strong re- pace of asset purchases and, then, by the To be considered for this section, material, with ment banks weren’t paying attention be- sistance. On the downside, $40,000 is critical September 2022 meeting likely cease the the author’s name and address, should be sent fore, they certainly should now. support. A break of $40,000 closing support QE asset purchase program, to [email protected]. M14 BARRON’S March 15, 2021 New York Stock Exchange Composite List

52-Week Tick Div 52-Week Tick Div 52-Week Tick Div NOTICE TO READERS: High Low Name Sym Yld P/E Last Chg. Amt. High Low Name Sym Yld P/E Last Chg. Amt. High Low Name Sym Yld P/E Last Chg. Amt. 20.52 4.30 APi Group APG ...... 20.49 +0.88 ... 50.35 8.69 Avient AVNT 1.7 35 50.28 +3.34 .2125 10.99 10.00 BlueRiverAcqn BLUA.UT ...... 10.09 –0.13 ... Sign up for the Weekly Market Lab Newsletter: barrons.com/newsletters 14.74 4.12 ApolloComRlEst ARI 9.6 cc 14.65 +0.90 .35 53.00 32.09 Avista AVA 3.8 24 45.00 +2.08 .4225 13.35 9.85 BluescapeOpps BOAC.UT ...... 11.00 –0.10 ... 55.39 19.46 ApolloGlbMgmt APO 4.2 cc 48.08 –1.48 .60 31.48 12.92 AxaltaCoating AXTA ... 58 29.95 +1.09 ... 13.09 9.82 BluescapeOppsAcqn BOAC ...... 10.11 –0.13 ... 12.31 9.90 ApolloStratGr APSG.UT ...... 10.76 +0.14 ... 52.50 13.69 AxosFinancial AX ... 15 52.06 +4.23 ... 3.15 1.39 BluescapeOppsWt BOAC.WT ...... 1.82 +0.27 ... Please visit the new Market Lab home page on barrons.com under Data. 11.40 9.65 ApolloStratGrA APSG ...... 10.23 +0.15 ... 25.84 5.30 Azul AZUL ... dd 22.36 +2.21 ... 269.72 89.00 Boeing BA ... dd 269.19 +45.97 ... 2.93 1.00 ApolloStratGrWt APSG.WT ...... 1.56 –0.07 ... 53.60 12.56 AzurePowerGlbl AZRE ... dd 29.76 +2.85 ... 61.94 20.08 BoiseCascade BCC .7 13 59.36 +6.37 .10 www.barrons.com/market-data/market-lab 10.96 10.05 ApolloStratGrII APGB.UT ...... 10.21 +0.03 ... 40.79 8.25 BonanzaCreekEner BCEI ... 7 34.89 –4.61 ... 15.15 4.48 AppleHospREIT APLE ... dd 14.97 +0.84 ... B 69.18 8.03 BootBarn BOOT ... 46 63.22 +4.77 ... 95.80 30.66 AppliedIndlTechs AIT 1.4 dd 95.21 +3.30 .33 100.26 54.37 BoozAllen BAH 1.9 20 78.55 +1.80 .37 144.76 79.84 Aptargroup ATR 1.0 44 140.77 +6.68 .36 12.84 4.06 BoqiiHolding BQ ... dd 6.04 +0.57 ... 52-Week Tick Div 52-Week Tick Div 47.84 11.28 B&G Foods BGS 5.9 16 32.33 +2.26 .475 50.53 High Low Name Sym Yld P/E Last Chg. Amt. High Low Name Sym Yld P/E Last Chg. Amt. 160.14 29.22 Aptiv APTV ... 22 150.90 +4.73 ... 46.40 31.66 BCE BCE 6.0 22 45.39 +0.39 .6816 17.00 BorgWarner BWA 1.4 23 50.33 +1.49 .17 42.84 9.65 Aramark ARMK 1.0 dd 42.32 +1.08 .11 2.86 0.24 BorrDrilling BORR ... dd 1.27 ...... 17.86 9.53 AlgonquinPwr AQN 3.9 12 15.88 +0.69 .1551 5.83 1.91 BEST BEST ... dd 2.39 +0.18 ... 17.19 3.54 ArborRealty ABR 7.5 12 16.69 +1.01 .33 16.49 85 1236.57 290.02 BostonBeer SAM ... 70 1086.01 –2.31 ... A 319.32 169.95 Alibaba BABA ... 27 231.87 –2.02 ... 27.17 5.69 BGSF BGSF 2.5 16.12 +1.35 .10 6.64 ArcelorMittal MT ... dd 26.94 +2.38 ... 27 118.24 69.69 BostonProps BXP 3.6 20 108.59 +6.33 .98 663.56 426.87 Alleghany Y ... 90 645.93 +13.06 ... 81.82 30.06 BHP Group BHP 4.2 74.58 –1.79 2.02 58.88 21.80 ArchResources ARCH ... dd 49.74 +0.43 ... 67.03 23.87 BHP Group BBL 5.1 22 60.98 –1.19 2.02 42.37 24.10 BostonSci BSX ... dd 38.85 –0.69 ... 45.49 22.58 4.95 AlleghenyTechs ATI ... dd 22.23 +1.97 ... 59.12 23.12 8.56 AAR AIR .7 dd 43.97 +2.20 .075 28.92 ArcherDaniels ADM 2.5 19 58.25 +0.66 .37 50.18 21.50 BJ'sWholesale BJ ... 14 42.32 +3.22 ... 8.64 Box BOX ... dd 22.93 +4.37 ... 31.14 .6957 121.33 77.37 Allegion ALLE 1.2 35 117.29 +3.98 .36 66.17 14.71 ABB ABB 2.3 13 30.79 +1.09 10.80 2.09 Archrock AROC 5.5 dd 10.47 –0.23 .145 10.22 9.95 BoaAcqn BOAS.UT ...... 9.98 –0.10 ... 6.44 BoydGaming BYD ... dd 63.94 +3.52 ... 55.48 .19 70.19 48.22 Allete ALE 3.6 21 70.03 +6.41 .63 31.85 57.85 19.79 ABMIndustries ABM 1.5 77 51.94 +5.72 5.80 Arconic ARNC ... dd 29.95 +4.68 ... 13.62 6.41 BP Midstream BPMP 10.8 8 12.89 +0.63 .3475 33.00 Brady BRC 1.5 29 57.70 +3.15 .22 111.68 20.51 AllianceData ADS .8 25 110.44 +6.69 .21 9.56 3.51 ACCO Brands ACCO 2.9 14 8.89 +0.48 .065 5.66 2.92 ArcosDorados ARCO .0 dd 5.19 +0.08 .03 28.57 14.74 BP BP 5.8 dd 26.96 +0.19 .315 7.45 1.14 BraemarHtls BHR ... dd 6.97 +0.20 ... 39.65 13.24 AllianceBernstein AB 7.5 13 38.60 +1.21 .97 .05 13.91 27.39 2.85 AcresCmclRlty ACR ... dd 15.93 +1.33 ... 68.46 28.14 Arcosa ACA .3 30 66.37 +7.22 6.14 1.26 BP Prudhoe BPT ... 6 4.61 +0.39 ... 7.48 BrandywineRealty BDN 5.5 8 13.89 +0.96 .19 45.92 26.15 AllisonTransm ALSN 1.8 16 42.56 +1.95 .19 10.00 56.59 21.51 ADC Therap ADCT ... dd 25.28 +2.53 ... 10.56 ArctosNthStar ANAC.UT ...... 10.14 +0.03 ... 4.84 2.27 BRF BRFS ... 14 4.54 +0.35 ... 5.72 2.50 BrasilAgro LND 2.8 12 4.18 +0.07 .1117 116.68 7 17.21 3.41 ADT ADT 1.7 dd 8.32 +1.08 .035 64.13 Allstate ALL 2.8 115.74 +4.12 .81 42.36 9.85 ArcusBiosci RCUS ... dd 36.45 +2.44 ... 21.70 6.00 BRT Apartments BRT 4.3 dd 20.43 +3.49 .22 12.33 3.86 Braskem BAK ... dd 12.26 +1.35 ... 12.41 9.90 AEA-Bridges IMPX.UT ...... 10.65 +0.16 ... 46.40 10.22 AllyFinancial ALLY 1.7 16 45.59 +1.61 .19 27.22 9.20 Ardagh ARD 2.3 cc 26.62 +1.21 .15 17.05 5.86 BrighamMin MNRL 6.2 dd 16.42 +0.50 .26 17.39 65.60 40.40 BWX Tech BWXT 1.3 22 63.08 +3.33 .21 11.42 9.65 AEA-BridgesA IMPX ...... 10.02 +0.02 ... 1.93 AlphaMetal AMR ... dd 15.51 –0.28 ... 7.92 2.61 ArdmoreShipping ASC ... dd 5.30 +1.04 ... 8.24 0.77 Babcock&Wilcox BW ... dd 7.40 +0.81 ... 182.49 64.23 BrightHorizons BFAM ... cc 169.60 +8.10 ... 2.33 0.65 AEA-BridgesWt IMPX.WT ...... 1.26 –0.04 ... 20.19 7.74 AlpineIncmProp PINE 5.3 cc 18.20 –0.04 .24 10.80 9.96 AresAcqn AAC.UT ...... 10.06 –0.10 ... 8.78 5.51 BrightScholarEduc BEDU 1.6 33 6.43 +0.04 .12 62.82 11.78 14.91 111.77 41.50 BadgerMeter BMI .7 62 104.63 +4.26 .18 21.76 AECOM ACM ... dd 62.70 +4.44 ... 3.59 AltaEquipment ALTG ... dd 11.76 +0.66 ... 2.78 AresCommRealEst ACRE 8.9 24 14.76 +0.72 .02 25.64 9.12 BakerHughes BKR 3.0 dd 24.37 +0.02 .18 21.69 3.61 BrightSphere BSIG .2 6 20.17 +0.88 .01 29.07 8.11 AES AES 2.1 cc 28.45 +2.46 .1505 3.34 0.45 AltaEquipWt ALTG.WT ...... 3.04 +0.32 ... 55.54 20.20 AresMgmt ARES 3.4 72 55.24 +4.08 .47 17.89 6.85 BrightView BV ... dd 17.87 +1.34 ... 51.93 55.37 102.76 51.26 Ball BLL .7 48 84.64 +2.43 .15 76.38 23.07 Aflac AFL 2.5 8 51.84 +1.89 .33 185.75 75.17 Alteryx AYX ... dd 85.71 +2.57 ... 32.40 Argan AGX 1.8 cc 54.52 +3.59 1.00 73.52 dd 7.00 BrinkerIntl EAT ... cc 76.15 +4.16 ... 139.62 52.75 7.22 Bally's BALY ... 71.58 +12.01 ... 84.72 35.33 AGCO AGCO .5 25 138.46 +5.06 .16 38.30 15.96 AlticeUSA ATUS ... 44 34.40 +1.31 ... 25.00 ArgoGroup ARGO 2.4 dd 51.31 +1.38 .31 21.40 6.44 BancCalifornia BANC 1.1 dd 21.32 +1.90 .06 33.17 Brink's BCO .7 cc 82.16 +2.24 .15 11.32 1.46 AG Mortgage MITT 2.8 dd 4.36 +0.29 .03 13.07 9.86 AltimarAcqn ATAC.UT ...... 10.36 –0.20 ... 326.60 156.63 AristaNetworks ANET ... 35 279.61 +6.55 ... 2 67.16 45.76 BristolMyers BMY 3.2 dd 60.64 +0.21 .49 .04 9.90 4.42 5.09 2.10 BancoBBVA BBAR ... 2.88 +0.19 ... 0.22 3.16 1.29 AHBeloA AHC 6.4 dd 2.51 +0.52 12.07 AltimarAcqnA ATAC ...... 9.94 –0.12 ... 1.40 ArlingtonAsset AAIC ... dd 4.30 +0.16 ... 5.86 2.49 BancoBilbaoViz BBVA 4.0 dd 5.76 +0.04 .1744 0.55 BristolMyersRt CELG.RT 54.6 ... .26 ... .1479 20.36 1.91 AMC Ent AMC ... dd 11.16 +3.11 ... 3.78 0.97 AltimarAcqnWt ATAC.WT ...... 1.59 +0.02 ... 10.49 1.20 ArloTech ARLO ... dd 8.02 +1.31 ... 4.90 2.58 BancoBradesco BBDO 2.2 11 4.03 +0.11 .0023 30.82 10.50 Bristow VTOL ... dd 28.66 +0.04 ... 89.22 36.65 AMN Healthcare AMN ... 53 77.95 +5.32 ... 10.28 9.95 AltimarAcqnIII ATAQ.UT ...... 10.03 –0.12 ... 14.32 6.40 ArmadaHoffler AHH 4.3 37 13.96 +0.61 .15 24.89 41.58 27.32 BritishAmTob BTI 7.9 10 37.46 +0.70 .7412 12.50 BancodeChile BCH 2.5 21 24.59 +1.21 .5131 21.00 16.53 4.26 AMTD Intl HKIB ...... 7.45 +0.95 ... 10.94 10.00 AltimarAcqnII ATMR.UT ...... 10.17 –0.08 ... 13.99 4.95 ArmourRes ARR 9.9 dd 12.17 +0.36 .10 16.92 7.73 Bladex BLX 6.0 9 16.56 +0.67 .25 7.51 BrixmorProp BRX 4.1 52 20.89 +0.72 .215 6.96 2.69 0.34 ARC Document ARC 3.2 17 2.47 +0.47 .02 15.21 10.20 AltimeterGrw2 AGCB ...... 11.98 +0.90 ... 1.25 ArmstrongFlooring AFI ... dd 6.73 +1.53 ... 26.79 11.45 BancoMacro BMA ... 2 14.42 +1.32 ... 10.96 5.44 BroadmarkRealty BRMK 7.9 15 10.58 +0.50 .07 9.00 3.17 ASETech ASX 1.2 17 7.50 +0.15 .1363 48.81 30.95 Altria MO 7.1 20 48.65 +3.53 .86 95.43 57.96 ArmstrongWorld AWI .9 dd 95.27 +9.21 .21 0.35 0.15 BroadmarkRltyWt BRMK.WT ...... 25 +0.02 ... 13.73 8.95 3.69 BancSanBrasil BSBR 2.4 ... 7.09 –0.06 .0254 100.97 29.04 ASGN ASGN ... 26 99.71 +6.70 ... 4.60 AlumofChina ACH ... cc 13.11 +1.40 ... 108.27 39.25 ArrowElec ARW ... 14 105.27 +3.90 ... 25.75 11.43 BcoSantChile BSAC ... 18 25.53 +1.18 ... 158.36 81.90 BroadridgeFinl BR 1.6 33 144.06 +1.58 .575 34.61 26.08 AT&T T 7.0 dd 29.81 +0.19 .52 17.71 9.51 AlussaEnergy ALUS.UT ...... 11.80 –0.29 ... 55.25 17.69 ArtisanPtrsAsset APAM 6.2 15 49.98 +2.07 .31 5.70 2.52 BcoSantMex BSMX ... 8 5.07 +0.39 ... 11.36 9.84 BroadstoneAcqn BSN.UT ...... 10.41 +0.01 ... 11.86 3.43 A10Networks ATEN ... 45 10.10 +0.92 ... 15.28 9.25 AlussaEnergyA ALUS ... dd 10.78 –0.15 ... 43.72 20.57 Asana ASAN ... dd 32.17 +1.46 ... 3.70 1.71 BancoSantander SAN ... dd 3.60 –0.08 ... 10.69 9.60 BroadstoneAcqnA BSN ...... 10.00 +0.10 ... 53.96 31.82 AXIS Capital AXS 3.2 dd 51.71 +1.68 .42 4.62 0.47 AlussaEnergyWt ALUS.WT ...... 2.75 +0.57 ... 191.80 39.36 AsburyAutomotive ABG ... 15 191.05 +19.40 ... 1.85 0.53 BroadstoneAcqnWt BSN.WT ...... 1.00 –0.01 ... 18.60 42.00 16.27 BanColombia CIB 3.2 cc 34.39 +0.98 .3201 48.79 26.35 Azek AZEK ... dd 45.58 +3.67 ... 8.74 AmbacFin AMBC ... dd 17.90 +0.91 ... 12.99 10.00 AscendantDigital ACND.UT ...... 10.41 –0.05 ... 34.98 17.21 BancorpSouth BXS 2.2 16 34.95 +2.41 .19 19.99 15.90 Broadstone BNL 5.5 ... 18.25 +0.08 .25 56.74 6.58 19.31 AZZ AZZ 1.2 cc 56.46 +4.36 .17 6.77 3.24 AmbacFinWt AMBC.WT ...... 5.27 –0.13 ... 11.32 9.57 AscendantDigA ACND ...... 9.95 –0.03 ... 38.18 17.95 BankofAmerica BAC 1.9 20 37.94 +1.01 .18 1.47 BrookdaleSrLiving BKD ... 15 6.47 +0.54 ... .10 31.00 16.20 Aaron's AAN 1.6 ... 25.39 +1.43 3.20 1.90 Ambev ABEV ... 20 2.75 +0.04 ... 2.74 0.93 AscendantDigWt ACND.WT ...... 1.15 –0.03 ... 40.60 13.76 BankofButterfield NTB 4.3 14 40.50 +2.15 .44 44.24 21.57 BrookfieldMgt BAM 1.2 dd 43.55 +1.94 .13 128.54 61.61 AbbottLabs ABT 1.5 47 116.71 –0.54 .45 12.40 5.80 Amcor AMCR 4.0 24 11.77 +0.16 .1175 18.80 1.27 AshfordHosp AHT ... dd 3.08 +0.38 ... 96.23 44.34 18.60 BrookfieldBusPtr BBU .6 dd 40.18 +0.08 .0625 46.70 BankofHawaii BOH 2.8 25 94.98 +3.31 .67 76.64 113.41 62.55 AbbVie ABBV 4.8 38 108.22 +1.52 1.30 86.90 58.74 Ameren AEE 2.8 22 77.30 +4.44 .55 90.78 38.88 AshlandGlobal ASH 1.2 dd 90.68 +3.77 .275 88.37 38.31 BankofMontreal BMO 3.8 14 88.34 +2.99 .8469 32.54 BrookfieldInfr BIPC 2.7 dd 76.19 +6.36 .51 34.27 7.42 Abercrombie&Fitch ANF ... dd 34.20 +4.50 ... 70.26 13.38 Ameresco AMRC ... 43 47.56 +4.56 ... 26.98 4.09 AspenAerogels ASPN ... dd 22.30 +0.77 ... 46.90 26.40 BankNY Mellon BK 2.7 12 46.66 +1.63 .31 54.74 23.22 BrookfieldInfr BIP 3.8 cc 53.20 +1.53 .51 21.18 9.10 AcadiaRealty AKR .0 dd 21.16 +1.48 .29 15.24 10.12 AmericaMovil AMX 2.6 22 13.63 +0.50 .1771 12.39 9.85 AspirCnsUn ASPL.UT ...... 11.13 –0.30 ... 63.88 31.94 BkNovaScotia BNS 4.5 16 63.61 +2.38 .7133 63.31 26.89 BrookfieldRenew BEPC 2.6 ... 45.41 +3.92 .3038 15.11 5.22 AccelEnt ACEL ... dd 12.21 +1.11 ... 15.87 10.41 AmericaMovil A AMOV 2.6 22 13.42 +0.22 .1771 11.75 9.65 AspirCnsA ASPL ...... 10.49 –0.24 ... 50.71 13.47 BankUnited BKU 1.8 24 49.92 +6.01 .23 49.87 16.03 BrookfieldRenew BEP 3.0 dd 41.10 +2.32 .3038 36.60 271.18 137.15 Accenture ACN 1.3 33 264.95 +15.44 .88 20.15 AmericanAssets AAT 3.2 77 35.49 +0.89 .28 2.58 0.73 AspirCnsWt ASPL.WT ...... 1.75 –0.09 ... 10.10 3.41 Barclays BCS .5 ... 10.10 +0.55 .0555 48.76 30.70 Brown&Brown BRO .8 28 46.82 +0.78 .0925 12.92 141.85 67.46 AcuityBrands AYI .4 22 140.83 +14.62 .13 2.50 AmericanAxle AXL ... dd 12.90 +2.63 ... 29.45 13.94 AssetMarkFin AMK ... dd 23.52 –0.28 ... 10.25 4.67 BaringsBDC BBDC 7.6 dd 10.05 +0.11 .19 83.01 41.03 Brown-Forman A BF.A 1.1 35 66.44 +0.34 .1795 47.68 20.65 Acushnet GOLF 1.5 33 42.69 +1.71 .165 46.06 20.13 AmCampus ACC 4.3 86 43.73 +1.88 .47 23.14 10.23 AssociatedBanc ASB 3.1 12 23.14 +1.66 .18 9.30 1.11 Barnes&NobleEduc BNED ... dd 8.89 +2.00 ... 83.40 44.68 Brown-Forman B BF.B 1.0 38 71.91 +0.78 .1795 30.67 .1375 104.99 9.24 3.31 Adecoagro AGRO ... dd 9.01 +0.73 ... 6.54 AmerEagle AEO 1.8 dd 29.81 +1.27 45.22 24.19 AssocCapital AC .6 42 36.29 +2.00 .10 57.64 30.22 BarnesGroup B 1.1 47 57.54 +2.51 .16 25.22 Brunswick BC 1.0 22 103.59 +10.49 .27 47.98 5.90 Adient ADNT ... dd 47.47 +9.58 ... 34.25 9.07 AmEqtyLf AEL 1.0 5 32.46 +2.66 .32 143.67 76.27 Assurant AIZ 1.9 20 136.28 +4.36 .66 31.22 12.65 BarrickGold GOLD 1.6 16 20.32 +0.48 .09 42.36 11.76 Buckle BKE 2.2 18 40.65 +3.09 2.00 10.60 9.92 AditEdTech ADEX.UT ...... 10.07 –0.13 ... 151.46 67.00 AmerExpress AXP 1.2 39 148.54 +1.21 .43 45.72 13.64 AssuredGuaranty AGO 2.0 10 44.19 +0.52 .22 34.80 14.32 5.12 Buenaventura BVN ... dd 11.45 –0.07 ... 11.15 BauschHealth BHC ... dd 33.34 +0.37 ... 8.80 9.92 9.44 AditEdTechA ADEX ...... 9.72 –0.04 ... 118.11 44.01 AmericanFin AFG 1.7 14 117.77 +4.35 .50 30.20 1.20 AtHomeGroup HOME ... dd 29.82 +5.36 ... 1.01 Build-A-Bear BBW ... dd 8.29 +1.13 ... 95.19 69.10 BaxterIntl BAX 1.3 37 77.96 –0.10 .245 82.33 0.90 0.56 AditEdTechAcqnWt ADEX.WT ...... 72 –0.17 ... 32.54 17.50 AmHomes4Rent AMH 1.2 cc 32.20 +2.42 .10 25.26 3.78 Atento ATTO ... dd 22.00 –0.06 ... 21.80 4.39 BeazerHomes BZH ... 10 20.53 +2.54 ... 29.00 Bunge BG 2.5 11 80.78 +3.06 .50 43.85 19.76 AdtalemGlbEduc ATGE ... 10 41.69 +2.89 ... 48.92 16.07 AIG AIG 2.6 dd 48.44 +1.47 .32 55.39 7 11.10 3.40 BurfordCapital BUR ... 13 8.67 +0.46 ... 13.37 Athene ATH ... 50.14 +1.26 ... 284.97 197.75 BectonDicknsn BDX 1.4 46 238.24 –8.21 .83 311.74 179.75 71.33 AdvanceAuto AAP .6 25 179.58 +8.07 .25 14.00 5.99 AmRltyInv ARL ... 17 9.93 –0.32 ... 75.60 10.85 Atkore ATKR ... 18 73.80 +4.55 ... 54.80 25.54 Belden BDC .4 dd 45.38 +0.87 .05 105.67 BurlingtonStrs BURL ... dd 311.51 +32.16 ... 113.85 22.13 AdvDrainageSys WMS .3 44 104.97 +2.72 .09 96.64 65.11 AmerStWater AWR 1.9 31 72.16 +1.22 .335 3.06 1.70 AtlanticPower AT ... 5 2.92 +0.02 ... 26.53 13.56 BellRingBrands BRBR ... 41 26.03 +2.65 ... 29.13 9.34 ButterflyNtwk BFLY ...... 18.90 +2.78 ... 10.00 ... 272.20 174.32 AmerTowerREIT AMT 2.1 57 215.20 +15.20 1.24 31.76 16.66 0.77 ButterflyNtwkWt BFLY.WT ...... 7.73 +1.53 ... 10.20 AdvancedMerg AMPI.UT ... 10.08 –0.03 ... 10.65 9.55 AtlStreetAcqn ASAQ ...... 9.94 –0.01 ... 14.06 BenchmarkElec BHE 2.0 83 31.63 +1.84 .16 22.15 30.43 8.06 AdvanSix ASIX ... 18 29.08 +0.52 ... 22.49 11.35 AmerVanguard AVD .4 62 22.35 +1.55 .02 11.24 9.82 AtlStreetAcqn ASAQ.UT ...... 10.36 +0.06 ... 77.31 43.05 Berkley WRB .6 27 76.60 +3.64 .12 8.13 BylineBancorp BY 1.1 23 21.91 +0.76 .06 5.11 1.80 Aegon AEG 2.4 cc 4.99 +0.09 .0727 172.56 92.00 AmerWaterWorks AWK 1.6 36 139.13 +3.12 .55 ...... AtlStreetAcqnWt ASAQ.WT ...... 1.00 ...... 407750 239440 BerkHathwy A BRK.A ... 14 394701 +13101 ... 2.50 1.34 Aenza AENZ ... dd 2.26 +0.11 ... 43.75 20.10 AmericanWell AMWL ... dd 23.67 +2.33 ... 14.83 5.39 Atlas ATCO 3.4 29 14.57 +0.45 .125 267.50 159.50 BerkHathwy B BRK.B ... 14 260.02 +6.87 ... C 61.52 10.42 AerCap AER ... dd 60.93 +10.13 ... 11.00 10.05 AmericasTechAcqn ATA.UT ...... 10.25 –0.01 ... 20.91 9.93 AtlasCrestInvt ACIC.UT ...... 12.10 +0.15 ... 24.86 8.55 BerkshireHills BHLB 2.0 dd 24.38 +2.30 .12 53.53 32.15 AerojetRocket AJRD .0 28 47.16 –3.90 5.00 10.30 9.82 AmericasTechA ATA ...... 9.95 ...... 18.60 9.73 AtlasCrestInvt ACIC ...... 11.15 +0.12 ... 61.00 25.00 BerryGlobal BERY ... 12 59.14 +0.35 ... 266.31 156.15 CACI Intl CACI ... 16 241.53 +23.26 ... 148.99 44.37 AffiliatedMgrs AMG .0 33 145.35 +6.04 .01 1.78 0.52 AmericasTechWt ATA.WT ...... 77 +0.08 ... 6.44 1.30 AtlasCrestInvtWt ACIC.WT ...... 2.67 +0.17 ... 124.89 48.11 BestBuy BBY 2.5 16 110.99 +8.14 .70 50.21 10.13 CAI Intl CAI 2.3 44 46.80 +4.09 .30 10.05 9.94 AfricanGoldAcqn AGAC.UT ...... 9.98 +0.01 ... 41.29 23.30 AmericoldRealty COLD 2.4 cc 35.67 +1.41 .21 11.25 10.09 AtlasCrestII ACII.UT ...... 10.41 +0.19 ... 69.45 10.13 BigLots BIG 1.7 4 68.67 +6.62 .30 4.92 2.64 CBD Pao CBD 2.5 10 4.46 –0.34 .1052 136.98 61.13 AgilentTechs A .6 47 121.44 +5.30 .194 233.91 80.01 Ameriprise AMP 1.8 19 225.49 +3.19 1.04 111.34 77.92 AtmosEnergy ATO 2.7 18 91.42 –0.29 .625 773.50 250.50 BiglariA BH.A ... dd 773.50 +33.50 ... 34.13 16.85 CBIZ CBZ ... 24 34.03 +1.61 ... 89.23 31.00 AgnicoEagle AEM 2.4 28 59.11 +1.94 .35 113.57 72.06 AmerisourceBrgn ABC 1.6 dd 112.92 +8.09 .44 22.75 17.00 Atotech ATC ... dd 21.93 +0.67 ... 155.00 37.85 BiglariB BH ... dd 153.28 –0.86 ... 11.33 10.02 CBRE Acqn CBAH.UT ...... 10.29 –0.09 ... 73.00 45.23 AgreeRealty ADC 3.7 38 67.16 +2.69 .207 125.81 54.82 Ametek AME .7 32 121.57 –0.68 .20 19.68 3.71 AuroraCannabis ACB ... dd 10.57 +0.97 ... 195.95 23.61 Bill.com BILL ... dd 160.40 +11.40 ... 11.00 9.72 CBRE Acqn A CBAH ...... 9.99 +0.06 ... 52.96 8.41 AirLease AL 1.2 12 51.96 +3.97 .16 6.24 2.40 AmnealPharm AMRX ... 10 6.02 +1.07 ... 10.66 10.10 AusterlitzAcqnI AUS.UT ...... 10.20 ...... 100.77 26.56 BiohavenPharm BHVN ... dd 81.54 –2.49 ... 2.60 1.04 CBRE Acqn Wt CBAH.WT ...... 1.24 –0.03 ... 327.89 167.43 AirProducts APD 2.2 32 273.26 +9.44 1.50 8.81 1.94 Ampco-Pitt AP ... 12 8.20 +1.26 ... 10.70 10.05 AusterlitzAcqnII ASZ.UT ...... 10.20 –0.05 ... 689.00 309.38 Bio-RadLab A BIO ... 4 559.98 –7.94 ... 82.05 29.17 CBRE Group CBRE ... 36 79.28 +2.00 ... 15.19 9.96 AjaxI AJAX.UT ...... 11.32 –0.53 ... 69.10 31.53 Amphenol APH .9 33 64.09 +2.53 .145 147.67 59.54 Autohome ATHM 1.7 23 95.87 –14.23 .87 10.33 9.89 BiteAcqn BITE.UT ...... 9.99 –0.06 ... 12.00 9.95 CCNeubergerII PRPB.UT ...... 10.81 +0.31 ... 13.85 10.18 AjaxI AJAX ...... 10.71 –0.13 ... 4.15 0.49 AmplifyEnergy AMPY .0 dd 3.57 –0.14 .10 98.60 38.16 Autoliv ALV ... 46 98.54 +4.54 ... 70.80 48.07 BlackHills BKH 3.4 18 65.79 +3.24 .565 11.37 9.72 CCNeubergerII PRPB ...... 10.44 +0.28 ... 4.82 1.62 AjaxIWt AJAX.WT ...... 2.15 –0.40 ... 10.31 3.98 Amrep AXR ... dd 9.53 +1.98 ... 90.78 20.59 AutoNation AN ... 20 89.04 +3.23 ... 97.19 50.01 BlackKnight BKI ... 47 77.21 +4.46 ... 3.08 1.01 CCNeubergerIIWt PRPB.WT ...... 1.67 +0.17 ... 164.96 70.99 AlamoGroup ALG .3 34 163.64 +8.91 .14 86.17 26.04 Anaplan PLAN ... dd 59.29 +1.85 ... 1297.82 684.91 AutoZone AZO ... 16 1285.52 +65.27 ... 10.13 4.04 BlackStoneMin BSM 7.5 19 9.39 –0.22 .175 10.84 10.05 CCNeubergerIII PRPC.UT ...... 10.34 +0.04 ... 11.58 3.34 AlamosGold AGI ... 22 8.04 +0.36 ... 38.50 12.66 AngloGoldAsh AU ... 10 22.56 +0.95 ... 185.37 55.50 Avalara AVLR ... dd 146.68 +0.54 ... 28.77 2.70 BlackBerry BB ... dd 11.85 +2.40 ... 51.24 19.73 CF Industries CF 2.4 33 49.26 +2.14 .30 69.17 20.02 AlaskaAir ALK ... dd 68.02 +3.13 ... 72.41 32.58 AB InBev BUD 1.7 dd 62.87 +1.91 .5669 193.93 118.17 Avalonbay AVB 3.3 32 190.49 +12.84 1.59 788.00 323.98 BlackRock BLK 2.3 22 716.19 +13.91 4.13 81.51 46.32 CGI GIB ... 24 80.50 +3.61 ... 89.69 30.46 AlbanyIntl AIN .9 28 86.00 –1.84 .20 8.78 3.51 AnnalyCap NLY 10.4 dd 8.74 +0.42 .22 56.20 35.62 Avangrid AGR 3.6 26 48.30 +2.22 .44 75.27 33.00 Blackstone BX 1.2 52 74.84 +8.82 .54 15.56 7.50 CI Financial CIXX 3.8 9 14.90 +1.50 .1417 188.35 48.89 Albemarle ALB 1.0 45 157.28 +13.40 .39 9.69 1.69 AnteroMidstream AM 13.6 dd 9.02 –0.44 .3075 53.61 19.46 AvanosMedical AVNS ... dd 48.23 +1.68 ... 32.38 12.67 BlackstoneMtg BXMT 7.7 35 32.11 +1.36 .62 53.95 12.02 CIT Group CIT 2.6 dd 53.08 +5.15 .35 20.62 12.91 Albertsons ACI 2.2 10 18.37 +0.62 .10 10.69 0.64 AnteroResources AR ... dd 10.24 +0.36 ... 12.60 9.85 AvantiAcqn AVAN.UT ...... 10.74 +0.02 ... 21.23 11.29 BlockHR HRB 4.9 54 21.17 +1.26 .26 14.10 9.14 CITICCapAcqn CCAC.UT ...... 11.45 +0.76 ... 32.87 5.16 Alcoa AA ... dd 31.51 +2.52 ... 344.17 171.03 Anthem ANTM 1.3 19 341.72 +8.12 1.13 11.40 9.65 AvantiAcqnA AVAN ...... 10.14 +0.07 ... 44.95 3.00 BloomEnergy BE ... dd 29.55 +3.94 ... 12.21 9.51 CITICCapAcqnA CCAC ...... 10.52 +0.16 ... 76.26 39.37 Alcon ALC ... dd 68.57 +0.63 ... 3.13 0.79 AnworthMtg ANH 7.7 dd 3.13 +0.25 .04 2.97 0.61 AvantiAcqnWt AVAN.WT ...... 1.49 +0.23 ... 28.84 2.10 BlueApron APRN ... dd 8.37 +1.08 ... 3.55 0.30 CITICCapAcqnWt CCAC.WT ...... 1.67 +0.30 ... 19.22 8.32 Alexander&Baldwin ALEX 3.1 cc 19.17 +1.39 .15 235.88 143.93 Aon AON .8 27 228.00 –4.76 .46 31.05 6.66 Avantor AVTR ... cc 28.34 +1.02 ... 10.36 3.25 BluegreenVac BXG .0 83 9.46 +0.22 1.19 67.98 46.03 CMS Energy CMS 3.0 22 57.54 +2.17 .435 330.00 223.03 Alexanders ALX 5.9 38 307.40 +19.75 4.50 44.44 35.99 AptIncmREIT AIRC 3.9 ... 44.30 +3.05 .43 34.06 6.27 Avaya AVYA ... dd 30.55 +1.80 ... 19.61 4.24 BluegreenVac BVH ... dd 19.11 +2.53 ... 46.72 25.18 CNA Fin CNA 3.3 18 46.28 +1.90 .75 179.79 109.22 AlexandriaRlEst ARE 2.7 28 163.50 +5.15 1.09 6.48 3.27 ApartmtInv AIV 30.9 4 5.30 +0.48 .9831 186.77 76.96 AveryDennison AVY 1.4 27 180.79 +3.52 .62 46.75 3.60 BlueLinx BXC ... 5 39.14 +4.26 ... 15.87 5.06 CNH Indl CNHI .0 dd 15.34 +0.27 .131

The Week’s Statistics Bonus Tables: M39

Barron's 50-Stock Average...... 35 Dividend Ex-Payment Dates...... 39 Gold Mining Index ...... 38 Nasdaq National Market...... 19 Stock Volume ...... 35 Cash Track ...... 28 DJ Averages ...... 34 Indexes P/Es & Yields ...... 35 New Corporate Listings ...... 39 Top Savings Deposit Yields...... 33 Charting the Market ...... 8 DJ U.S. Total Market Industry Groups 36 Initial Public Offerings...... 36 New Highs & Lows ...... 37 Trading Diary...... 34 Closed-End Funds...... 32 Dow Jones Averages...... 34 Investor Sentiment Readings ...... 38 NYSE Half-Hourly Volume...... 36 Vital Signs...... 2 Dow Jones Per Share Values...... 35 Other Market Indexes ...... 34 Coming Earnings ...... 36 Key Foreign Market Indexes ...... 27 Week In Stocks...... 35 Exchange Traded Portfolios ...... 24 Pulse of the Economy...... 36 Conference Call Calendar...... 31 Market Lab ...... 34 Weekly Bond Statistics...... 38 Federal Reserve Data Bank ...... 38 SEC Form 144 Filings...... 35 Winners & Losers Stocks ...... 11 Delta Tactical Sentiment ...... 35 Foreign Exchange ...... 38 Money Rates, U.S. & Foreign ...... 38 Short Interest NASDAQ...... 30 Distributions & Offerings ...... 35 Global Stock Markets...... 27 Mutual Funds ...... 28 Short Interest NYSE/NYSE Amer..... 30 For statistical queries please contact the Statistics Team: 609-520-4799 Dividend Boosts - Reductions...... 39 Gold & Silver Prices...... 38 N.Y. Stock Exchange ...... 14 Stock Splits - Special Dividends ...... 39 or email: [email protected] March 15, 2021 BARRON’S M15 New York Stock Exchange Composite List

52-Week Tick Div 52-Week Tick Div 52-Week Tick Div High Low Name Sym Yld P/E Last Chg. Amt. High Low Name Sym Yld P/E Last Chg. Amt. High Low Name Sym Yld P/E Last Chg. Amt. FIVE-DAY DOW COMPOSITE 26.47 8.79 CNO Financial CNO 1.8 12 26.09 +1.57 .12 114.50 46.25 ChoiceHotels CHH .0 80 107.93 +3.47 .225 38.15 21.15 CousinsProperties CUZ 3.3 53 36.32 +1.44 .30 15.27 4.55 CNX Resources CNX ... dd 14.89 +0.95 ... 176.40 87.35 Chubb CB 1.8 22 175.05 +3.38 .78 15.56 6.57 Covanta CVA 2.1 dd 15.09 +0.89 .08 12.50 3.35 CONSOL Energy CEIX ... dd 11.27 +0.04 ... 40.25 34.46 ChunghwaTel CHT 2.8 27 39.41 –0.47 1.4187 93.66 36.77 Crane CR 1.8 30 93.51 +4.00 .43 Flying: The Dow finished Friday at a record 32,779—up 4.1% in its 48.70 17.73 CRH CRH 1.8 34 48.67 +2.15 .215 98.96 47.98 Church&Dwight CHD 1.2 27 82.90 +2.94 .2525 10.90 5.43 Crawford A CRD.A 2.2 50 10.67 +0.17 .06 56.90 33.41 CTO Realty CTO 7.1 dd 56.06 +2.06 1.00 6.21 1.30 ChurchillV Wt CCV.WT ...... 2.08 +0.02 ... 10.67 4.95 Crawford B CRD.B 2.4 47 10.20 +0.20 .06 best week this year. Boeing rose a remarkable 20.6%, after getting 37.26 17.92 CTS CTS .5 31 33.29 +0.57 .04 13.56 9.82 ChurchillCapII CCX.UT ...... 10.58 +0.15 ... 174.83 110.47 Credicorp BAP 5.7 cc 151.91 –3.60 8.6579 orders for its 737 MAX, while Coca-Cola ended the week down 0.9% 183.90 77.00 C3.ai AI ...... 90.00 –5.15 ... 11.99 9.25 ChurchillCapIIA CCX ... cc 10.05 +0.01 ... 14.95 6.47 CreditSuisse CS .9 12 12.85 –1.04 .0761 20.81 3.43 Curo CURO 1.4 9 15.62 +0.62 .055 3.39 0.60 ChurchillCapIIWt CCX.WT ...... 1.58 +0.02 ... 4.66 0.51 CrescentPoint CPG .2 dd 4.58 +0.23 .002 Monday Tuesday Wednesday Thursday Friday 27.02 26.69 9.81 CVR Energy CVI .0 dd 25.71 +1.39 .40 64.86 9.60 ChurchillCapIV CCIV ...... 26.77 +2.37 ... 2.65 CrestwoodEquity CEQP 9.7 dd 25.69 –0.21 .625 32880 30.13 5.75 CVR Partners UAN ... dd 29.79 +3.79 ... 73.63 8.90 ChurchillCapIV CCIV.UT ...... 29.73 +2.98 ... 8.34 1.96 CrestwoodEqUn CEQP.PR 10.3 ... 8.19 –0.02 .2111 77.23 52.04 CVS Health CVS 2.7 14 73.92 +3.29 .50 43.98 0.93 ChurchillCapIVWt CCIV.WT ...... 14.12 +3.08 ... 10.58 4.01 CrossTimbers CRT 7.0 12 10.09 +0.89 .0867 2326.80 1031.39 CableOne CABO .5 36 1865.68 +65.68 2.50 13.75 10.11 ChurchillCapCorp.V CCV.UT ...... 10.99 +0.33 ... 19.32 6.81 CrossAmerPtrs CAPL 11.3 6 18.58 +0.52 .525 53.79 20.00 Cabot CBT 2.6 dd 53.05 +2.27 .35 13.88 9.82 ChurchillCapV A CCV ...... 10.48 +0.18 ... 180.00 114.18 CrownCastle CCI 3.4 68 158.68 +8.53 1.33 22.67 13.16 CabotOil COG 2.1 37 18.80 –0.17 .10 12.97 10.23 ChurchillCapVI CCVI.UT ...... 10.55 –0.11 ... 101.95 42.97 CrownHoldings CCK .8 22 96.00 –0.84 .20 32510 39.07 8.16 Cactus WHD 1.1 53 33.10 –3.79 .09 11.50 10.02 ChurchillCapVII CVII.UT ...... 10.21 –0.10 ... 10.50 9.93 CrownPropTech CPTK.UT ...... 10.03 –0.04 ... 23.84 4.63 CadenceBancorp CADE 2.5 dd 23.79 +2.46 .15 61.52 30.58 Ciena CIEN ... 24 54.34 +4.79 ... 14.39 10.25 CrucibleAcqn CRU.UT ...... 10.55 +0.05 ... 31.17 9.80 CAE CAE ... cc 28.14 –2.40 ... 243.90 118.50 Cigna CI 1.6 11 243.46 +12.84 1.00 11.10 9.85 CrucibleAcqnA CRU ...... 10.01 –0.12 ... 19.05 3.12 Caleres CAL 1.5 dd 18.64 +1.24 .07 69.35 12.15 CimarexEnergy XEC 1.7 dd 65.14 –2.05 .27 3.30 1.14 CrucibleAcqnWt CRU.WT ...... 1.57 –0.18 ... 32140 28.10 10.99 CaliforniaRscs CRC ... dd 25.66 –0.84 ... 15.43 11.66 CincinnatiBell CBB ... dd 15.37 +0.08 ... 26.60 12.63 CryoLife CRY ... dd 25.05 +0.61 ... 60.50 39.74 CalWtrSvc CWT 1.7 28 53.96 +1.00 .23 27.85 5.71 Cinemark CNK ... dd 24.01 –0.28 ... 39.24 19.61 CubeSmart CUBE 3.6 45 37.97 +1.51 .34 46.50 5.61 Calix CALX ... 94 46.38 +7.45 ... 14.49 9.40 CinerRscs CINR .0 17 14.19 +0.29 .34 70.22 30.86 Cubic CUB .4 cc 70.10 +1.00 .135 32.59 4.75 CallawayGolf ELY .0 dd 30.90 +2.30 .01 40.84 8.00 CircorIntl CIR ... dd 40.83 +5.75 ... 117.38 47.69 Cullen/Frost CFR 2.5 23 117.19 +6.43 .72 31770 40.98 3.90 CallonPetrol CPE ... dd 39.70 +1.47 ... 75.25 32.00 Citigroup C 2.7 15 75.18 +4.95 .51 17.88 5.28 Culp CULP 2.5 dd 17.31 +1.39 .11 110.00 62.48 CamdenProperty CPT 3.1 86 106.61 +3.92 .83 46.97 14.12 CitizensFin CFG 3.4 21 45.48 +1.18 .39 274.48 101.03 Cummins CMI 2.0 23 273.92 +8.06 1.35 (Prev Fri's 17.99 5.30 Cameco CCJ .4 dd 17.24 +1.44 .0609 7.06 3.55 Citizens CIA ... dd 6.98 +0.44 ... 123.92 70.56 CurtissWright CW .5 26 123.92 +5.59 .17 Close) +306.14 +30.30 +464.28 +188.57 +293.05 57.54 40.70 CampbellSoup CPB 3.1 18 47.96 +1.37 .37 11.46 6.12 CityOfficeREIT CIO 5.3 dd 11.40 +0.52 .15 17.78 6.84 Cushman&Wkfd CWK ... dd 17.41 +1.69 ... 31400 43.44 3.40 CampingWorld CWH .9 14 41.82 +8.71 .14 20.67 4.08 Civeo CVEO ... dd 18.48 –0.46 ... 31.96 8.36 CustomersBancorp CUBI ... 9 31.71 +3.23 ... 10 12 2 4pm 10 12 2 4pm 10 12 2 4pm 10 12 2 4pm 10 12 2 4pm 50.05 12.94 CanadaGoose GOOS ... 89 43.99 –1.08 ... 33.55 15.00 Clarivate CLVT ... dd 23.92 +2.64 ... 6.59 1.90 CypressEnvl CELP .0 dd 3.13 +0.11 .21 99.88 46.45 CIBC CM 4.7 14 99.80 +2.97 1.1669 11.15 10.07 ClassAccel CLAS.UT ...... 10.24 +0.04 ... 116.16 65.13 CanNtlRlwy CNI 1.7 31 115.69 +3.32 .4803 9.97 9.68 ClassAccelA CLAS ...... 9.75 ...... D 32.64 6.71 CanNaturalRes CNQ 4.6 dd 32.23 +1.17 .3217 1.29 0.89 ClassAccelWt CLAS.WT ...... 93 ...... 52-Week Tick Div 52-Week Tick Div 91.94 379.00 173.26 CanPacRlwy CP .8 28 373.05 +10.39 .7436 29.45 CleanHarbors CLH ... 37 90.20 +3.24 ... 10.88 9.98 D&ZMedia DNZ.UT ...... 10.02 –0.15 ... High Low Name Sym Yld P/E Last Chg. Amt. High Low Name Sym Yld P/E Last Chg. Amt. 19.60 4.20 Cango CANG 2.4 5 9.45 +1.10 1.00 2.26 0.36 ClearChannelOutdr CCO ... dd 2.09 +0.21 ... 26.44 2.20 DCP Midstream DCP 6.0 dd 26.09 +2.66 .39 3.65 0.86 DriveShack DS ... dd 3.14 +0.79 ... 113.36 75.19 Entergy ETR 4.0 14 95.76 +6.63 .95 46.57 20.51 Cannae CNNE ... 2 39.32 +1.12 ... 45.81 11.88 ClearwaterPaper CLW ... 9 40.54 +1.42 ... 11.51 9.87 D8 Holdings DEH.UT ...... 10.60 +0.19 ... 62.57 24.22 15.46 Canon CAJ 2.9 40 21.71 +0.63 .3838 34.47 15.29 ClearwayEnergyA CWEN.A 4.3 cc 27.14 +1.44 .324 16.27 Ducommun DCO ... 26 62.57 +5.57 ... 23.58 10.27 EnterpriseProd EPD 7.7 14 23.45 +0.29 .45 10.59 9.60 D8 A DEH ...... 10.04 ...... 53 4.39 dd .025 89.10 20.81 CantelMedical CMD ... 66 77.31 +2.21 ... 37.23 16.12 ClearwayEnergyC CWEN 4.1 cc 28.56 +1.37 .324 0.20 98.88 62.13 DukeEnergy DUK 4.2 91.40 +2.87 .965 1.10 Entravision EVC 2.5 4.06 +0.63 1.93 D8 Wt DEH.WT ...... 1.17 +0.05 ... 51 dd 134.70 38.00 CapitalOne COF 1.2 26 132.55 +4.85 .40 18.77 2.63 Cleveland-Cliffs CLF .0 dd 17.54 +3.42 .06 3.99 43.45 25.19 DukeRealty DRE 2.5 40.73 +1.77 .255 92.51 45.53 Envestnet ENV ... 71.29 +0.03 ... 1.66 DHI Group DHX ... dd 3.55 +0.20 ... 29.55 21.34 Dun&Bradstreet DNB ... dd 22.68 +0.43 ... 41.40 10.08 Envista NVST ... cc 40.75 +1.86 ... 41.36 6.75 CapitalSrLiving CSU ... dd 37.68 +8.52 ... 27.36 9.95 ClimateChgI CLII.UT ...... 17.19 +3.99 ... 8.68 4.52 DHT DHT 17.3 4 6.25 +0.54 .05 2.00 1.15 CapitolInvV Wt CAP.WT ...... 1.33 +0.06 ... 24.34 9.75 ClimateChgCrisisA CLII ...... 14.54 +1.49 ... 87.27 28.33 DuPont DD 1.6 dd 77.06 +3.03 .30 53.96 20.63 EnvivaPartners EVA 6.1 dd 49.40 +1.07 .78 13.12 9.90 DPCM Capital XPOA.UT ...... 10.93 +0.30 ... 101.13 12.24 DycomInds DY ... 97 100.78 +13.25 ... 3.60 1.56 EnzoBiochem ENZ ... dd 2.86 +0.06 ... 11.13 10.00 CapitolInvtV CAP.UT ...... 10.58 ...... 8.27 0.75 ClimateChgCrisWt CLII.WT ...... 4.02 +1.28 ...... 10.20 11.96 9.92 DPCM Cap A XPOA ... 10.33 +0.22 ... 3.97 0.98 DynagasLNG DLNG ... 4 3.26 +0.35 ... 196.47 103.01 Equifax EFX .9 41 170.53 +0.78 .39 10.61 9.80 CapitolInvV A CAP ...... 10.18 +0.08 ... 12.38 ClimateRealI CLIM.UT ...... 10.38 +0.10 ... 3.51 1.21 DPCM Cap Wt XPOA.WT ...... 1.86 +0.19 ... 54.89 56.77 17.10 Dynatrace DT ... cc 52.76 +2.83 ... 20.81 8.41 Equinor EQNR 2.1 dd 20.68 +0.35 .11 5.42 Capri CPRI ... dd 54.06 +6.36 ... 9.31 4.32 ClipperRealty CLPR 4.6 dd 8.30 +0.27 .095 18.05 3.06 DRDGOLD DRD 4.8 11 9.58 +0.41 .2072 16.10 19.53 7.04 DynexCapital DX 8.4 3 18.64 +0.88 .13 32.34 9.89 Equitable EQH 2.1 dd 32.27 +1.59 .17 11.79 9.96 Capstar CPSR.UT ...... 10.60 +0.08 ... 59.00 CloopenGroup RAAS ...... 16.87 –2.88 ... 135.60 71.21 DTE Energy DTE 3.4 18 127.36 +4.20 1.085 10.88 9.65 CapstarSpacA CPSR ...... 9.95 –0.05 ... 239.87 156.68 Clorox CLX 2.3 20 188.99 +4.65 1.11 .7813 11.66 3.75 EquitransMdstm ETRN 7.4 8 8.06 +0.51 .15 52.86 28.15 DTEEnergy DTP 6.4 ... 48.89 +1.58 35.08 25.80 EquityCommnwlth EQC .0 8 28.50 –0.21 3.50 1.96 0.50 CapstarSpacWt CPSR.WT ...... 1.10 –0.01 ... 19.35 4.76 Cloudera CLDR ... dd 12.76 –1.90 ... 30.14 7.90 DXC Tech DXC .0 dd 29.02 +1.73 .21 E 6.48 1.97 CapsteadMtg CMO 9.5 dd 6.33 +0.46 .15 95.77 15.05 Cloudflare NET ... dd 76.30 +9.27 ... 27.15 12.12 10.00 EquityDistribution EQD.UT ...... 10.91 +0.45 ... 4.22 Dana DAN 1.5 dd 26.86 +2.53 .10 11.06 9.32 EquityDistrA EQD ...... 10.15 +0.07 ... 59.46 39.05 CardinalHealth CAH 3.4 12 57.35 +3.86 .4859 5.03 2.90 CN Finance CNF ... 28 3.58 +0.06 ... 248.86 119.60 Danaher DHR .4 44 214.68 –3.67 .21 29.10 7.58 elfBeauty ELF ... cc 28.61 +2.83 ... 160.09 2.35 0.83 EquityDistrWt EQD.WT ...... 1.38 –0.01 ... 97.55 Carlisle CSL 1.3 27 159.22 +7.97 .525 54.93 36.27 Coca-Cola KO 3.3 28 50.36 –0.43 .42 49.56 2.50 Danaos DAC ... 7 47.73 +8.26 ... 115.59 41.85 EMCOR EME .5 48 115.30 +10.82 .13 136.34 37.59 CarMax KMX ... 29 133.76 +10.56 ... 54.55 28.35 Coca-Cola Euro CCEP 3.7 43 54.31 +1.42 1.00 24.99 12.10 ENI E 3.4 dd 24.96 +0.74 .284 68.52 41.97 EquityLife ELS 2.2 50 62.31 +2.45 .3425 66.30 9.60 DanimerScientific DNMR ... dd 41.84 +9.04 ... 74.22 45.43 EquityResdntl EQR 3.3 32 73.44 +4.58 .6025 29.59 7.80 Carnival CCL ... dd 28.46 +2.37 ... 48.81 36.16 Coca-Cola Femsa KOF 4.5 cc 47.65 +1.15 1.1303 47.00 0.37 DanimerSciWt DNMR.WT ...... 29.35 +8.88 ... 77.15 27.00 EOG Rscs EOG 2.2 dd 75.00 +0.42 .4125 25.16 7.08 Carnival CUK ... dd 24.04 +1.46 ... 12.60 1.98 CoeurMining CDE ... 91 9.51 +0.74 ... 402.62 151.97 EPAM Systems EPAM ... 65 364.15 +5.60 ... 2.32 0.74 EquusTotReturn EQS ... dd 1.85 +0.06 ... 130.33 8.32 DaqoNewEnergy DQ ... 55 94.22 +14.24 ... 4.36 1.21 ErosSTX ESGC ...... 2.02 +0.06 ... 48.06 13.60 CarpenterTech CRS 1.7 dd 46.77 +4.99 .20 78.82 33.52 Cohen&Steers CNS 2.7 43 67.92 +2.03 .45 145.83 26.15 Darden DRI .9 dd 145.41 +4.75 .37 49.77 12.56 EPR Prop EPR .0 dd 48.94 +3.34 .3825 36.94 9.95 49.53 17.52 EssentGroup ESNT 1.4 12 45.92 +3.65 .16 13.54 CarriageSvcs CSV 1.1 41 36.14 +2.08 .10 12.39 9.90 CohnRobbins CRHC.UT ...... 10.80 +0.05 ... 79.48 10.25 DarlingIngred DAR ... 44 78.74 +5.21 ... 10.49 EQ Health EQHA.UT ...... 10.00 –0.03 ... .24 41.94 11.50 CarrierGlobal CARR 1.2 18 39.59 +2.65 .12 11.46 9.65 CohnRobbinsA CRHC ...... 10.18 +0.04 ... 19.69 5.63 EQT EQT ... dd 18.75 +0.77 ... 24.99 6.08 EssentialProp EPRT 4.0 54 24.22 +1.33 33.46 22.69 Datto MSP ...... 25.88 +2.12 ... 48.89 30.40 EssentialUtil WTRG 2.3 39 43.50 +0.87 .2507 15.19 3.25 Cars.com CARS ... dd 15.00 +2.04 ... 2.90 0.81 CohnRobbinsWt CRHC.WT ...... 1.81 +0.05 ... 125.28 62.20 DaVita DVA ... 17 108.44 +2.90 ... 111.75 62.64 ESCO Tech ESE .3 cc 111.22 +4.42 .08 50.26 10.02 9.98 63.22 41.66 EssentialUtilUn WTRU 5.4 ... 56.07 +0.62 .75 105.41 60.17 Carter's CRI ... 36 88.24 +3.04 ... 12.23 Colfax CFX ... cc 50.00 +0.25 ... 340.58 78.70 DeckersOutdoor DECK ... 26 328.26 +11.87 ... ESM Acqn ESM.UT ...... 9.99 –0.01 ... 288.07 323.39 22.16 Carvana CVNA ... dd 286.69 +25.15 ... 205.31 61.50 ColfaxUn CFXA 2.8 ... 205.31 +1.28 1.4375 370.76 11.97 8.26 E2open ETWO ...... 9.93 +0.83 ... 175.81 EssexProp ESS 2.9 33 287.84 +22.95 2.09 106.14 Deere DE 1.0 34 369.49 +19.66 .90 298.31 137.01 EsteeLauder EL .7 cc 289.21 –3.68 .53 11.35 9.96 CascadeAcqn CAS.UT ...... 10.49 +0.14 ... 86.41 58.49 ColgatePalm CL 2.3 24 75.51 –0.55 .44 43.15 5.51 DelekLogistics DKL 9.7 9 37.03 +1.59 .91 3.50 1.20 E2openWt ETWO.WT ...... 2.05 +0.28 ... 28.91 10.45 9.85 CascadeAcqnA CAS ...... 9.96 +0.05 ... 10.08 9.96 ColonnadeAcqnII CLAA.UT ...... 10.03 +0.03 ... 134.85 41.83 EagleMaterials EXP .0 17 133.54 +7.43 .10 8.38 EthanAllen ETH 3.5 52 28.75 +3.29 .25 27.38 8.61 DelekUS DK .0 dd 24.94 +0.38 .31 12.47 7.21 Euronav EURN 1.3 4 9.16 +0.22 .03 1.92 0.70 CascadeAcqnWt CAS.WT ...... 1.10 +0.16 ... 6.97 1.33 ColonyCapital CLNY .0 dd 6.97 +0.97 .11 89.47 25.51 DellTechC DELL ... 21 88.82 +3.47 ... 8.96 1.44 EarthstoneEner ESTE ... dd 8.69 +0.51 ... 9.54 24.70 5.71 Eventbrite EB ... dd 24.46 +1.72 ... 10.97 3.15 CasperSleep CSPR ... dd 8.23 +0.38 ... 2.46 ColonyCredRlEst CLNC 4.3 dd 9.37 +0.70 .10 50.20 17.51 DeltaAir DAL ... dd 49.83 +3.62 ... 29.70 19.00 EasterlyGovtProp DEA 4.7 cc 21.91 +0.91 .26 140.99 2.36 0.61 CastlightHealth CSLT ... dd 1.90 +0.09 ... 16.52 7.63 ColumbiaProperty CXP 5.5 dd 15.18 +0.77 .21 153.26 83.40 EastGroup EGP 2.2 52 142.37 +6.58 .79 33.25 EvercoreA EVR 1.7 17 140.84 +17.73 .61 42.98 18.90 Deluxe DLX 2.9 cc 41.58 +1.67 .30 254.17 157.32 EverestRe RE 2.5 20 252.82 +5.92 1.55 127.68 31.04 Catalent CTLT ... 59 105.76 +1.21 ... 73.73 24.28 Comerica CMA 3.8 22 71.10 +1.22 .68 11.40 9.98 DelwindsIns DWIN.UT ...... 10.23 +0.01 ... 119.01 34.44 EastmanChem EMN 2.4 33 117.32 +2.04 .69 10.70 9.75 CatchaInvt CHAA.UT ...... 10.10 –0.06 ... 75.96 27.54 ComfortSystems FIX .6 18 74.66 +4.78 .115 60.00 1.50 EastmanKodak KODK ... dd 9.77 +2.17 ... 65.43 42.01 Evergy EVRG 3.7 21 57.68 +2.33 .535 10.29 9.76 DelwindsInsA DWIN ...... 9.82 –0.04 ... 15.99 1.55 Everi EVRI ... dd 15.11 +0.69 ... 11.43 5.13 CatchMarkTimber CTT 4.9 dd 10.95 +0.55 .135 30.56 10.76 CommercialMetals CMC 1.6 14 29.44 +0.68 .12 1.40 0.57 DelwindsInsWt DWIN.WT ...... 84 +0.21 ... 141.37 56.42 Eaton ETN 2.2 40 140.77 +3.38 .76 229.02 88.50 Caterpillar CAT 1.8 42 229.00 +8.84 1.03 82.53 47.01 CommBkSys CBU 2.0 27 82.46 +7.19 .42 231.36 124.60 Ecolab ECL .9 dd 214.72 +6.81 .48 96.66 60.69 EversourceEner ES 2.9 23 82.10 +1.44 .6025 46.27 15.43 Denbury DEN ... dd 43.63 +0.48 ... 42.35 18.21 Evertec EVTC .5 26 37.71 +0.74 .05 13.65 6.07 Cato CATO ... dd 13.18 +1.28 ... 11.55 2.25 CommunityHlthSys CYH ... 3 11.28 +2.59 ... 15.79 2.60 DesignerBrands DBI 2.6 dd 15.36 +2.12 .10 14.47 6.28 Ecopetrol EC 6.0 60 13.27 –0.05 .8878 52.44 13.00 CedarFairRec FUN ... dd 51.85 +1.42 ... 51.35 20.12 CommunityHlthcr CHCT 3.6 59 47.43 +2.12 .4275 37.36 20.51 EdgewellPersonal EPC 1.7 31 35.68 +4.08 .15 22.35 3.50 EvolentHealth EVH ... dd 20.46 +1.35 ... 34.94 9.40 DesktopMetal DM ... dd 20.44 +4.74 ... 31.63 7.09 EvoquaWater AQUA ... 48 26.38 +2.20 ... 16.93 3.47 CedarRealty CDR 1.6 dd 16.85 +1.61 .066 12.32 5.54 SABESP SBS 2.9 19 7.02 +0.37 .2518 22.87 0.35 DesktopMetalWt DM.WT ...... 8.93 +4.55 ... 66.68 43.63 EdisonInt EIX 4.6 29 58.22 +0.52 .6625 152.60 52.70 Celanese CE 1.8 9 148.00 +0.14 .68 8.80 1.20 EngGr-Cmg C CIG.C 3.2 10 2.65 +0.11 .0451 15.55 92.08 51.51 EdwardsLife EW ... 63 82.07 +0.35 ... 26.96 24.50 ExecutiveNtwk ENPC.UT ...... 25.31 –0.08 ... 4.44 Despegar.com DESP ... dd 15.29 +2.40 ... 26.31 24.00 ExecutiveNtwkA ENPC ...... 24.70 –0.06 ... 9.38 2.63 Celestica CLS ... 18 8.59 +0.24 ... 2.98 1.18 EngGr-Cmg CIG 4.0 8 2.15 +0.05 .0451 13.37 4.99 DeutscheBank DB ... dd 12.72 +0.01 ... 39.17 10.70 8x8 EGHT ... dd 35.25 +2.34 ... 9.55 5.54 CementosPacasm CPAC ... 44 8.02 +0.01 ... 14.67 8.28 COPEL ELP ... 4 11.24 +0.40 ... 34.43 15.17 ElancoAnimal ELAN ... dd 34.27 +3.14 ... 4.21 1.05 ExecutiveNtwkWt ENPC.WT ...... 2.46 +0.27 ... 26.13 4.70 DevonEnergy DVN 1.8 dd 24.25 –1.36 .19 13.97 0.57 Express EXPR ... dd 4.44 +1.98 ... 7.59 1.55 Cemex CX ... dd 7.29 +0.44 ... 7.24 1.02 CiaSiderurgica SID ... 45 6.72 +0.26 ... 170.37 100.52 Diageo DEO 2.2 66 167.73 +3.51 2.1926 52.49 30.73 ElancoAnimalUn ELAT 4.8 ... 51.87 +3.50 .625 8.57 ... 8.93 3.23 Exterran EXTN ... dd 4.40 –0.62 ... 1.41 CenovusEnergy CVE ... dd 8.48 +0.27 18.76 10.72 CerveceriasUnid CCU 1.8 27 18.33 +0.38 .0864 15.50 5.31 DiamondSShip DSSI ... 3 9.33 +0.57 ... 176.49 39.01 Elastic ESTC ... dd 116.28 –7.27 ... 131.81 4.60 2.65 CenovusEnergyWt CVE.WT ...... 4.58 +0.64 ... 24.66 10.78 CompassDiversif CODI 6.0 dd 24.00 +0.18 .36 10.92 14.49 4.60 EldoradoGold EGO ... 19 11.47 +0.13 ... 72.70 ExtraSpaceSt EXR 3.0 36 131.71 +7.91 1.00 1.96 DiamndrckHspty DRH ... dd 10.80 +0.82 ... 62.55 30.11 ExxonMobil XOM 5.6 dd 61.97 +1.04 .87 74.70 43.96 Centene CNC ... 20 62.90 +2.38 ... 69.24 34.39 CompassMnlInt CMP 4.2 40 68.10 +2.74 .72 3.78 1.25 DianaShipping DSX ... dd 3.30 +0.47 ... 21.02 5.35 ElementSolns ESI 1.0 68 20.78 +2.29 .05 25.39 11.58 CenterPointEner CNP 2.9 dd 21.97 +1.31 .16 12.00 10.10 ComputeHealth CPUH.UT ...... 10.48 –0.05 ... 80.32 13.46 Dick's DKS 1.9 14 75.64 +3.95 .3625 4.90 0.89 ElevateCredit ELVT ... 4 4.58 +0.22 ... 77.30 43.58 Centerspace CSR 3.8 dd 73.40 +0.69 .70 8.48 4.05 ComstockRscs CRK ... dd 6.23 +0.29 ... 16.95 2.80 DieboldNixdorf DBD ... dd 16.85 +1.68 ... 16.89 3.24 EllingtonFin EFC 7.2 59 16.64 +0.82 .10 F 7.75 2.96 CentraisElBras EBR ... 7 5.76 +0.14 ... 39.34 22.83 ConagraBrands CAG 3.0 16 37.08 +1.58 .275 15.27 6.32 DigitalMedia DMS ... dd 11.49 +1.55 ... 13.30 2.70 EllingtonResiMtg EARN 8.9 8 12.60 +0.24 .28 27.38 12.40 CentralPacFin CPF 3.4 20 26.96 +2.42 .23 11.24 10.00 ConcordAcqn CND.UT ...... 10.52 +0.11 ... 3.73 0.16 DigitalMediaWt DMS.WT ...... 2.15 +0.41 ... 15.06 9.33 EmbotellAndinaA AKO.A 3.8 14 13.91 –0.09 .1646 14.10 9.89 FastAcqn FST.UT ...... 13.52 +1.48 ... 3.21 1.86 CentralPuerto CEPU ... 2 2.24 +0.12 ... 10.60 9.75 ConcordAcqnA CND ...... 9.85 –0.12 ... 165.49 105.00 DigitalRealty DLR 3.5 cc 134.19 +2.19 1.16 17.36 10.15 EmbotellAndinaB AKO.B 3.7 15 15.73 –0.52 .1811 12.45 9.59 FastAcqnA FST ...... 12.23 +0.67 ... 65.00 9.04 CenturyComm CCS ... 10 61.61 +3.80 ... 1.80 0.82 ConcordAcqnWt CND.WT ...... 1.19 +0.09 ... 128.00 21.50 Dillard's DDS .7 dd 91.68 +6.77 .15 10.46 3.96 Embraer ERJ ... dd 10.34 +1.27 ... 4.50 0.70 FastAcqnWt FST.WT ...... 3.00 +0.81 ... 12.48 9.90 CerberusTele CTAC.UT ...... 10.74 +0.09 ... 5.89 1.13 ConcordMed CCM ... dd 3.46 +0.31 ... 88.37 14.16 DineBrands DIN .0 dd 84.84 +0.59 .76 6.90 1.50 EmeraldHldg EEX ... dd 6.89 +1.09 ... 49.62 14.38 FB Financial FBK .9 32 49.04 +3.86 .11 11.24 9.73 CerberusTeleA CTAC ...... 10.27 +0.16 ... 129.18 37.66 Conmed CNMD .6 cc 124.71 +0.99 .20 104.49 23.25 DiscoverFinSvcs DFS 1.7 29 102.27 +4.25 .44 137.61 46.37 EmergentBiosol EBS ... 16 90.19 –2.12 ... 58.37 29.01 FBL Financial FFG 3.6 20 57.96 +1.20 .52 3.00 0.65 CerberusTeleWt CTAC.WT ...... 1.28 –0.12 ... 61.14 20.84 ConocoPhillips COP 2.9 dd 59.19 +0.85 .43 203.02 79.07 Disney DIS ... dd 197.16 +7.17 ... 93.38 37.75 EmersonElec EMR 2.2 27 92.20 +1.16 .505 12.63 9.96 FG NewAmerica FGNA.UT ...... 10.92 +0.03 ... 111.93 38.40 CeridianHCM CDAY ... dd 87.15 +2.87 ... 94.63 62.03 ConEd ED 4.4 22 70.94 +2.64 .775 24.37 9.96 dMY Tech II DMYD.UT ...... 19.88 +2.09 ... 12.11 5.19 EmpireStateRealty ESRT .0 dd 11.83 +0.35 .105 11.60 9.78 FGNewAmericaA FGNA ...... 10.20 ...... 28.94 4.39 ChannelAdvisor ECOM ... 39 24.56 +2.56 ... 10.81 9.98 ConstellationI CSTA.UT ...... 10.07 +0.03 ... 21.89 9.80 dMYTechA DMYD ...... 17.18 +1.31 ... 40.63 25.53 EmployersHldgs EIG 2.6 9 37.74 +1.86 .25 3.00 0.53 FGNewAmericaWt FGNA.WT ...... 1.38 +0.03 ... 5.75 1.28 CharahSolutions CHRA ... dd 3.72 +0.13 ... 242.62 104.28 ConstBrands A STZ 1.3 25 229.39 +12.38 .75 7.40 1.03 dMYTechII Wt DMYD.WT ...... 5.98 +1.23 ... 10.94 9.80 Empower EMPW.UT ...... 10.59 +0.23 ... 123.66 56.77 FMC FMC 1.7 26 110.11 +7.40 .48 49.48 9.38 ChargePoint CHPT ... dd 27.84 +1.71 ... 17.08 3.90 Constellium CSTM ... dd 16.80 +2.69 ... 16.45 10.05 dMYTechIII Un DMYI.UT ...... 12.33 –0.78 ... 10.60 9.75 EmpowerA EMPW ...... 10.30 +0.42 ... 13.45 5.05 FNB FNB 3.6 16 13.43 +0.82 .12 24.60 0.30 ChargePointWt CHPT.WT ...... 14.90 +3.60 ... 18.48 1.80 ContainerStore TCS ... 25 18.30 +3.11 ... 15.39 10.50 dMYTechIIIA DMYI ...... 11.51 –1.19 ... 1.85 0.71 EmpowerWt EMPW.WT ...... 1.22 +0.22 ... 20.71 7.60 FS KKR Cap FSK 11.7 dd 20.56 +1.05 .60 303.79 95.58 CharlesRiverLabs CRL ... 40 286.79 +12.97 ... 32.39 6.90 ContinentalRscs CLR ... dd 29.90 –1.84 ... 5.00 2.00 dMYTechIIIWt DMYI.WT ...... 3.50 +0.30 ... 10.60 10.05 EmpowermentI EPWR.UT ...... 10.16 +0.03 ... 144.10 94.87 FTI Consulting FCN ... 22 125.78 +4.42 ... 160.53 15.00 ChartIndustries GTLS ... 61 157.81 +10.50 ... 16.78 2.94 Volaris VLRS ... dd 15.62 +0.44 ... 10.48 10.13 dMYTechIV DMYQ.UT ...... 10.30 +0.02 ... 10.35 9.67 Empower&IncA EPWR ...... 9.80 +0.01 ... 93.25 44.00 Fabrinet FN ... 28 92.93 +5.98 ... 14.57 3.44 ChathamLodging CLDT ... dd 14.37 +0.71 ... 401.92 236.68 Cooper COO .0 8 376.39 –11.78 .03 101.52 44.68 DolbyLab DLB .9 32 98.97 +0.41 .22 1.25 0.60 EmpowerIWt EPWR.WT ...... 75 ...... 363.64 195.22 FactSet FDS 1.0 32 310.90 –3.35 .77 5.00 1.64 CheetahMobile CMCM .0 dd 2.60 +0.21 1.42 47.36 6.64 Cooper-Standard CPS ... dd 47.12 +9.96 ... 225.25 125.00 DollarGeneral DG .8 19 191.96 +13.25 .36 4.84 2.54 EmpresaDisCom EDN ... 1 3.52 ...... 530.95 177.65 FairIsaac FICO ... 52 464.33 +19.59 ... 115.21 25.89 Chegg CHGG ... dd 89.20 +1.65 ... 59.02 13.82 CooperT&R CTB .7 21 57.94 +0.02 .105 87.34 57.79 DominionEner D 3.4 dd 73.54 +3.68 .63 7.42 1.61 EnableMidstream ENBL 9.1 94 7.23 +0.32 .1653 22.60 8.10 FangHoldings SFUN ... dd 12.30 –0.21 ... 560.00 330.01 Chemed CHE .3 23 447.29 +14.04 .34 7.45 2.46 CooTekCayman CTK ... dd 3.30 +0.47 ... 109.83 75.93 DominionEnerUn DCUE 7.5 ... 96.86 +3.21 1.8125 36.56 22.57 Enbridge ENB 7.2 33 36.41 +0.97 .6197 11.65 9.98 FarPeakAcqn FPAC.UT ...... 10.51 +0.23 ... 29.37 7.02 Chemours CC 3.5 22 28.74 +1.34 .25 94.91 24.00 Copa CPA ... dd 91.58 +2.29 ... 435.58 275.22 Domino's DPZ 1.0 29 361.11 +30.87 .94 88.42 48.01 EncompassHealth EHC 1.4 28 80.00 +0.16 .28 10.82 9.81 FarPeakAcqnA FPAC ...... 10.08 +0.07 ... 11.04 2.76 CherryHillMtg CHMI 10.7 dd 10.09 +0.02 .27 41.99 6.68 CoreLabs CLB .1 dd 37.46 +1.64 .01 39.33 18.40 Domtar UFS .0 dd 38.37 +0.98 .455 91.00 27.21 Endava DAVA ... cc 85.83 –0.91 ... 2.74 0.95 FarPeakAcqnWt FPAC.WT ...... 1.38 +0.38 ... 119.76 69.47 ChesapeakeUtil CPK 1.5 28 118.69 +5.87 .44 14.44 5.76 CoreCivic CXW .0 19 8.52 +0.78 .44 62.70 31.08 Donaldson DCI 1.4 32 61.46 +2.34 .21 6.91 0.99 EndeavourSilver EXK ... dd 6.02 +0.57 ... 73.87 5.99 Farfetch FTCH ... dd 59.50 +3.99 ... 112.70 51.60 Chevron CVX 4.6 dd 111.56 +2.56 1.29 90.70 24.69 CoreLogic CLGX 1.7 21 79.15 +0.06 .33 30.24 4.04 DonnelleyFin DFIN ... dd 29.79 +1.73 ... 8.94 5.22 EnelAmericas ENIA 5.5 15 8.31 +0.56 .043 14.85 5.05 FarmlandPtrs FPI 1.4 dd 14.76 +2.09 .05 120.00 22.75 Chewy CHWY ... dd 85.60 +2.73 ... 26.74 3.56 CorEnergyInfr CORR 2.4 dd 8.25 +0.86 .05 256.09 130.00 DoorDash DASH ... dd 142.03 –9.45 ... 4.50 2.95 EnelChile ENIC 5.4 dd 3.94 +0.16 .2164 136.50 10.63 Fastly FSLY ... dd 75.16 +10.32 ... 3.63 0.91 Chico'sFas CHS .0 dd 3.55 +1.21 .09 10.28 2.18 CorePoint CPLG .0 dd 9.54 +0.76 .20 14.90 6.08 DorianLPG LPG ... 9 14.19 +1.20 ... 53.19 26.60 Energizer ENR 2.5 dd 47.98 +3.31 .30 84.01 41.26 FedAgriMtg A AGM.A 4.2 10 84.01 +4.87 .88 16.76 6.42 ChimeraInvt CIM 9.4 dd 12.70 +0.78 .30 141.50 90.07 Coresite COR 4.2 60 116.42 +4.93 1.23 51.44 24.12 DouglasDynamics PLOW 2.2 dd 51.19 +1.58 .285 9.55 3.75 EnergyTransfer ET 7.2 dd 8.48 +0.33 .1525 99.81 40.05 FedAgriMtg C AGM 3.5 12 99.50 +9.15 .88 10.87 5.76 ChinaDistanceEd DL .0 32 9.71 +0.04 .56 14.29 2.54 CornerstoneBldg CNR ... dd 13.84 +1.03 ... 34.95 22.88 DouglasEmmett DEI 3.4 cc 33.41 +0.41 .28 27.31 13.28 EnerpacTool EPAC .1 cc 27.23 +2.64 .04 110.61 64.11 FederalRealty FRT 3.8 68 110.37 +4.61 1.06 24.47 15.80 ChinaEastrnAir CEA ... dd 23.75 +0.37 ... 40.94 17.44 Corning GLW 2.4 85 40.75 +3.29 .24 136.05 62.95 Dover DOV 1.5 29 135.83 +5.77 .495 5.75 1.15 Enerplus ERF 1.7 dd 5.67 +0.30 .008 39.78 23.32 FederalSignal FSS .9 25 39.65 +2.55 .09 6.93 1.77 ChinaGreenAg CGA ... dd 5.10 +1.32 ... 5.59 1.61 CorpAmAirports CAAP ... dd 4.89 +0.44 ... 2.66 1.06 DoverMotorsports DVD 3.1 11 2.25 +0.10 .07 101.54 35.21 EnerSys ENS .7 41 101.46 +12.14 .175 31.50 13.06 FederatedHermes FHI 3.5 10 31.15 +1.16 .27 13.63 8.27 ChinaLifeIns LFC 4.2 9 10.69 –0.03 .5158 28.50 15.23 CorpOfficeProp OFC 4.1 31 27.01 +0.83 .275 65.27 21.95 Dow DOW 4.4 39 64.34 +1.43 .70 31.64 10.70 Eneti NETI .8 dd 23.93 +3.12 .05 305.66 88.69 FedEx FDX 1.0 18 270.20 +12.91 .65 31.00 18.00 ChinaOnlineEduc COE ... 24 22.06 –2.76 ... 47.67 20.38 Corteva CTVA 1.1 52 46.90 +2.06 .13 73.50 33.33 DrReddy'sLab RDY .5 35 60.93 –0.37 .3304 5.14 0.88 EnLinkMid ENLC .0 dd 5.01 +0.02 .0938 125.06 44.43 Ferguson FERG ... 29 124.64 +3.94 ... 58.40 38.18 ChinaPetrol SNP 5.9 12 56.09 –1.11 1.0232 16.64 14.99 Cosan CSAN ...... 16.31 ...... 17.06 10.00 DragoneerGrowth DGNR.UT ...... 11.60 +0.49 ... 21.96 13.98 Ennis EBF 4.2 20 21.50 +0.20 .225 233.66 127.73 Ferrari RACE .0 52 195.81 +6.91 1.2351 37.94 18.45 ChinaSoAirlines ZNH ... dd 36.18 +2.25 ... 10.57 3.16 Costamare CMRE 3.8 dd 10.47 +0.67 .10 16.11 10.07 DragoneerGrwA DGNR ...... 11.23 +0.47 ... 41.06 7.84 EnovaIntl ENVA ... 4 40.48 +5.45 ... 18.62 7.52 Ferro FOE ... 35 18.19 +0.86 ... 20.49 7.77 ChinaYuchai CYD 5.1 9 16.65 –0.09 .85 9.03 2.65 Coty COTY ... dd 8.97 +1.15 ... 5.53 1.46 DragoneerGrwWt DGNR.WT ...... 2.00 +0.04 ... 95.17 30.04 EnPro NPO 1.1 dd 94.02 +5.96 .27 41.87 19.00 FidNatlFin FNF 3.4 9 41.77 +4.29 .36 1564.91 415.00 Chipotle CMG ... cc 1453.24 +120.96 ... 69.00 46.25 Coupang CPNG ...... 48.47 +13.47 ... 40.62 22.25 Dril-Quip DRQ ... dd 39.78 +0.87 ... 6.35 0.75 Entercom ETM ... dd 6.07 +1.05 ... 156.73 91.68 FidNatlInfo FIS 1.1 cc 146.29 +5.15 .39 M16 BARRON’S March 15, 2021 New York Stock Exchange Composite List

52-Week Tick Div 52-Week Tick Div 52-Week Tick Div 52-Week Tick Div 52-Week Tick Div High Low Name Sym Yld P/E Last Chg. Amt. High Low Name Sym Yld P/E Last Chg. Amt. High Low Name Sym Yld P/E Last Chg. Amt. High Low Name Sym Yld P/E Last Chg. Amt. High Low Name Sym Yld P/E Last Chg. Amt. 11.95 10.23 FigureAcqnI FACA.UT ...... 10.62 +0.35 ... 11.94 4.27 GencoShipping GNK .7 dd 11.63 +0.27 .02 55.15 31.83 HawaiianElec HE 3.4 22 40.15 +2.91 .34 21.83 9.15 InterPrivate IPV ... cc 13.04 +0.60 ... 11.30 9.96 L&F Acqn LNFA.UT ...... 10.42 +0.12 ... 10.15 10.00 FinTechEvol FTEV.UT ...... 10.04 +0.03 ... 364.00 75.50 Generac GNRC ... 60 329.30 +22.27 ... 17.75 16.62 Hayward HAYW ...... 17.00 ...... 7.96 0.40 InterPrivateWt IPV.WT ...... 4.11 +0.56 ... 10.70 9.58 L&F Acqn A LNFA ...... 9.97 –0.01 ... 10.61 1.22 FinVolution FINV 1.2 10 8.60 +3.62 .17 176.61 100.55 GeneralDynamics GD 2.7 16 176.29 +5.77 1.19 34.18 24.10 HealthcareRealty HR 3.9 58 30.66 +1.52 .3025 10.18 9.95 InterPrivateII IPVA.UT ...... 10.04 +0.02 ... 2.00 0.61 L&F Acqn Wt LNFA.WT ...... 92 –0.07 ... 58.89 29.36 FirstAmerFin FAF 3.2 9 58.37 +7.43 .46 14.42 5.48 GeneralElec GE .3 22 12.58 –1.02 .01 30.22 20.61 HealthcareAmer HTA 4.6 cc 28.13 +1.61 .32 10.15 9.95 InterPrivateIII IPVF.UT ...... 10.05 +0.04 ... 61.43 8.00 L Brands LB ... 21 60.81 +5.13 ... 12.37 3.50 FirstBanCorp FBP 2.3 26 12.11 +0.98 .07 66.14 46.88 GeneralMills GIS 3.5 15 58.75 +1.97 .51 33.12 18.63 HealthpeakProp PEAK 3.8 40 31.76 +1.95 .30 29.80 11.63 Interpublic IPG 3.6 33 29.61 +1.73 .27 154.78 55.29 LCI Inds LCII 2.1 23 144.87 +10.50 .75 15.56 6.77 FirstCmwlthFin FCF 2.8 21 15.51 +0.92 .11 59.62 14.33 GeneralMotors GM ... 14 59.26 +5.51 ... 8.45 1.40 HeclaMining HL .2 dd 6.50 +0.61 .005 38.39 6.00 IntrepidPotash IPI ... dd 37.15 +6.48 ... 11.24 3.64 LG Display LPL ... dd 9.90 –0.15 ... 9.90 7.57 First HS Educ FHS ...... 7.58 –2.42 ... 52.37 5.52 Genesco GCO ... dd 50.13 +2.38 ... 141.31 52.01 Heico HEI .1 68 130.70 +7.37 .08 10.94 3.90 Invacare IVC .0 dd 8.49 –0.61 .0125 11.40 8.55 LGLS ysAcqn DFNS ... cc 10.04 –0.11 ... 17.76 6.27 FirstHorizon FHN 3.4 11 17.65 +0.55 .15 12.08 2.58 GenesisEnergy GEL 6.3 dd 9.56 +0.56 .15 124.90 51.78 Heico A HEI.A .1 63 121.08 +6.26 .08 12.32 1.82 InvescoMtg IVR 8.3 dd 3.84 +0.08 .08 12.70 9.00 LGL Systems Un DFNS.UT ...... 10.77 +0.28 ... 44.79 25.89 FirstIndRlty FR 2.4 29 44.76 +1.89 .27 1.37 0.40 GenesisHealthcare GEN ... dd .56 +0.08 ... 6.76 0.99 HelixEnergy HLX ... 48 6.16 +0.31 ... 11.57 10.01 Investindustrial IIAC.UT ...... 10.60 +0.11 ... 2.79 0.39 LGLSysAcqnWt DFNS.WT ...... 1.49 –0.08 ... 24.01 4.17 FirstMajestic AG ... cc 16.82 +0.87 ... 11.75 9.80 GenesisParkA GNPK ...... 10.03 –0.07 ... 33.70 12.40 Helm&Payne HP 3.1 dd 32.41 –0.03 .25 11.00 9.85 InvestindustrialA IIAC ...... 9.92 –0.12 ... 5.19 1.00 LSB Inds LXU ... dd 4.77 +0.63 ... 180.35 70.06 FirstRepBank FRC .5 30 174.16 +7.06 .20 13.15 9.98 GenesisParkAcqnUn GNPK.UT ...... 10.70 –0.01 ... 59.00 20.73 Herbalife HLF ... 17 47.21 –0.27 ... 2.56 0.98 InvestindustrialWt IIAC.WT ...... 1.18 +0.01 ... 43.80 24.49 LTC Properties LTC 5.2 18 43.75 +1.59 .19 46.36 22.85 FirstEnergy FE 4.5 19 34.93 +1.72 .39 3.40 1.01 GenesisParkWt GNPK.WT ...... 1.37 +0.18 ... 101.38 11.81 HercHoldings HRI ... 40 99.57 +11.33 ... 61.59 7.42 Invitae NVTA ... dd 42.70 +8.56 ... 209.77 142.01 L3HarrisTech LHX 2.1 37 192.02 +4.93 1.02 14.00 10.00 FirstMarkHorizon FMAC.UT ...... 11.00 –0.37 ... 9.60 4.86 GenieEnergy GNE 4.8 16 7.10 –0.64 .085 16.64 5.42 HerculesCapital HTGC 7.9 8 16.22 +0.81 .05 31.23 15.64 InvitatHomes INVH 2.2 cc 30.84 +2.42 .17 46.34 15.61 La-Z-Boy LZB 1.3 30 45.49 +4.14 .15 14.44 9.78 FirstMarkHorizonA FMAC ...... 10.45 +0.06 ... 43.94 19.41 Genpact G 1.0 27 42.90 +1.49 .1075 14.05 8.96 HeritageInsurance HRTG 2.1 35 11.57 +0.82 .06 41.32 21.00 IronMountain IRM 6.7 31 36.87 +1.08 .6185 252.45 98.02 LabCpAm LH ... 15 238.71 +0.91 ... 4.50 1.12 FirstMarkHorizonWt FMAC.WT ...... 2.00 –0.39 ... 118.84 49.68 GenuineParts GPC 2.8 92 114.59 +1.84 .815 12.24 2.29 HershaHospitality HT ... dd 12.11 +1.24 ... 10.11 9.83 IsosAcqn ISOS.UT ...... 10.01 +0.01 ... 12.43 2.65 LadderCapital LADR 6.6 dd 12.12 +0.81 .20 31.96 8.70 Fisker FSR ... dd 23.00 +1.70 ... 4.76 1.87 GenworthFin GNW ... 11 3.55 +0.32 ... 155.49 109.88 Hershey HSY 2.1 25 152.44 +2.06 .804 18.22 5.48 iStar STAR 2.4 dd 18.12 +1.29 .11 86.41 39.06 LambWeston LW 1.2 40 80.72 –5.08 .235 20.35 0.27 FiskerWt FSR.WT ...... 11.45 +1.40 ... 18.50 5.44 GeoPark GPRK .7 dd 17.22 –0.20 .0205 76.24 26.06 Hess HES 1.4 dd 72.49 –2.55 .25 7.38 3.01 ItauCorpBanca ITCB ... dd 5.82 +0.59 ... 10.70 4.89 Lannett LCI ... dd 6.68 +0.51 ... 35.00 2.51 500.com WBAI ... dd 21.70 +1.24 ... 5.47 1.65 Gerdau GGB .5 19 4.91 +0.02 .0239 23.66 5.70 HessMidstream HESM 8.3 16 21.15 –1.50 .4471 6.37 3.48 ItauUnibanco ITUB 1.6 13 4.86 +0.02 .0026 42.69 6.60 LaredoPetrol LPI ... dd 42.37 +8.13 ... 7.20 3.62 FivePoint FPH ... dd 7.20 +0.68 ... 31.90 16.36 GettyRealty GTY 5.3 18 29.20 +0.60 .39 15.96 7.43 HewlettPackard HPE 3.0 dd 15.81 +1.41 .12 12.73 10.30 IvanhoeCap IVAN.UT ...... 10.72 +0.16 ... 66.77 33.30 LasVegasSands LVS .0 dd 62.45 +0.01 .79 336.00 20.42 FiverrIntl FVRR ... dd 243.88 +25.80 ... 17.36 9.79 GigCapital3 GIK ...... 12.39 +1.28 ... 59.44 24.54 Hexcel HXL ... cc 59.37 +3.22 ... 11.10 9.86 IvanhoeCapA IVAN ...... 10.32 +0.32 ... 46.95 20.94 Lazard LAZ 4.3 12 43.85 +3.81 .47 51.58 16.76 Flagstar FBC .5 5 51.12 +7.35 .06 21.00 9.80 GigCapital3Un GIK.UT ...... 14.08 +1.02 ... 11.50 10.20 HighlandTransI HTPA.UT ...... 10.43 +0.06 ... 3.01 1.39 IvanhoeCapWt IVAN.WT ...... 1.63 –0.07 ... 7.62 1.03 Leaf LEAF ... dd 6.05 +0.82 ... 10.18 9.95 FlameAcqn FLME.UT ...... 10.03 +0.01 ... 5.00 0.38 GigCapital3Wt GIK.WT ...... 3.18 +0.38 ... 10.97 9.72 HighlandTransI HTPA ...... 10.00 ...... 188.88 63.20 Lear LEA .5 73 188.76 +12.04 .25 292.70 168.51 FleetCorTech FLT ... 35 283.86 +1.55 ... 12.12 9.60 GigCapital2 GIX ... dd 10.11 +0.09 ... 2.90 1.15 HighlandTranIWt HTPA.WT ...... 1.50 ...... J 3.14 0.71 LeeEnterprises LEE ... 20 2.59 –0.09 ... 10.65 3.40 FlexLNG FLNG 13.6 60 8.83 +0.51 .30 0.60 0.17 GigCapital2Rt GIX.RT ...... 36 +0.06 ... 37.50 2.80 HighPointRscs HPR ... dd 8.08 –1.11 ... 50.00 22.03 Leggett&Platt LEG 3.3 27 49.19 +1.85 .40 108.54 24.36 Floor&Decor FND ... 51 94.12 +5.36 ... 15.00 10.01 GigCapital2Un GIX.UT ...... 11.00 –0.11 ... 45.89 25.10 HighwoodsProp HIW 4.4 13 43.94 +1.55 .48 9.38 113.75 68.00 Leidos LDOS 1.4 22 94.93 +4.21 .34 3.09 0.66 FlotekIndustries FTK ... dd 2.31 +0.07 ... 2.47 0.11 GigCapital2Wt GIX.WT ...... 95 +0.12 ... 3.06 1.08 HillIntl HIL ... 29 3.01 +0.38 ... 3.03 J Alexander's JAX ... dd 9.35 +0.60 ... 6.96 1.03 LejuHoldings LEJU ...... 2.97 +0.11 ... 25.18 17.42 FlowersFoods FLO 3.4 33 23.34 +0.38 .20 32.02 9.42 Gildan GIL ... dd 31.27 +1.77 ... 117.68 72.29 Hill-Rom HRC .9 30 108.48 +4.30 .24 34.70 21.88 JBG SMITH Prop JBGS 2.7 dd 33.69 +1.32 .225 188.30 44.11 Lemonade LMND ... dd 104.54 +11.64 ... 42.14 18.98 Flowserve FLS 1.9 47 41.40 +1.58 .20 19.48 9.44 Glatfelter GLT 2.9 39 18.45 +1.03 .135 51.82 13.61 Hillenbrand HI 1.7 cc 51.17 +1.36 .215 31.24 6.06 JELD-WEN JELD ... 33 29.35 +1.63 ... 15.36 4.32 LendingClub LC ... dd 15.08 +4.08 ... 23.30 2.85 Fluor FLR ... dd 23.23 +4.71 ... 99.00 23.31 Glaukos GKOS ... dd 88.85 +3.09 ... 39.60 11.05 Hilltop HTH 1.2 8 39.37 +4.40 .12 8.67 1.55 J.Jill JILL ... dd 5.07 +0.74 ... 95.72 25.42 Lennar A LEN 1.1 11 87.91 +1.93 .25 13.12 3.41 FlyLeasing FLY ... dd 12.01 +0.98 ... 43.18 31.43 GSK GSK 5.9 12 35.54 +0.63 .4959 42.94 8.28 HiltonGrandVac HGV ... dd 39.81 –0.74 ... 8.99 2.15 JMP JMP ... dd 5.84 +0.58 ... 76.70 18.87 Lennar B LEN.B 1.4 9 71.05 +2.32 .25 157.63 15.72 10.13 FoleyTrasimene WPF.UT ...... 10.90 +0.06 ... 15.93 6.67 GlobalBlue GB ... dd 12.25 +0.32 ... 128.16 44.30 Hilton HLT ... dd 126.10 +3.23 ... 76.91 JPMorganChase JPM 2.3 18 156.15 +5.24 .90 319.77 163.40 LennoxIntl LII 1.0 32 297.25 +14.17 .77 48.60 14.51 9.74 FoleyTrasimeneA WPF ...... 10.33 +0.12 ... 2.55 0.20 GlobalBlueWt GB.WT ...... 1.49 +0.17 ... 25.40 9.40 Hims&HersHealth HIMS ... dd 15.77 +2.41 ... 17.63 Jabil JBL .7 35 48.41 +5.05 .08 10.79 10.05 LeoHoldingsII LHC.UT ...... 10.06 –0.04 ... 4.33 1.20 FoleyTrasimeneWt WPF.WT ...... 2.01 +0.44 ... 4.98 2.54 GlobalCordBlood CO ... 8 4.57 –0.22 ... 12.99 0.60 Hims&HersWt HIMS.WT ...... 6.20 +1.20 ... 127.00 59.29 JacobsEngg J .7 37 126.46 +10.94 .21 10.54 9.80 LeoHldgsII A LHC ...... 9.89 +0.08 ... 19.57 9.60 FoleyTras II A BFT ...... 14.90 –0.03 ... 14.84 6.98 GlobalMedREIT GMRE 5.7 dd 14.43 +0.75 .205 17.25 4.67 HoeghLNG Ptrs HMLP 11.1 8 15.83 –0.07 .44 32.49 8.98 JamesHardie JHX .0 78 30.39 +1.42 .55 1.60 0.85 LeoHldgsII Wt LHC.WT ...... 1.13 +0.12 ... 6.15 0.92 FoleyTrasII Wt BFT.WT ...... 4.82 +0.60 ... 19.34 8.77 GlobalNetLease GNL 8.5 dd 18.90 +0.65 .40 19.70 6.57 HollyEnergy HEP 7.1 12 19.66 +1.14 .35 35.23 11.81 JanusHenderson JHG 4.5 37 31.93 +2.07 .36 10.30 9.96 LeoHldgsIII LIII.UT ...... 10.00 –0.02 ... 21.99 9.95 FoleyTrasimII BFT.UT ...... 16.46 +0.66 ... 23.13 6.30 GlobalPtnrs GLP 8.2 8 23.12 +2.79 .55 42.39 16.81 HollyFrontier HFC 3.4 dd 41.04 +1.07 .35 17.95 10.10 JawsAcquisition JWS.UT ...... 14.12 –0.51 ... 25.25 9.09 LeviStrauss LEVI .5 dd 25.14 +1.07 .04 79.62 52.91 FomentoEconMex FMX 1.9 dd 74.01 +0.31 .7333 215.70 105.54 GlobalPayments GPN .4 cc 215.06 +16.77 .195 292.95 140.63 HomeDepot HD 2.4 23 273.10 +19.58 1.65 17.43 9.95 JawsAcqnA JWS ...... 12.88 –0.52 ... 12.08 7.86 LexingtonRealty LXP 3.8 18 11.45 +0.62 .1075 58.23 17.46 FootLocker FL 1.4 19 57.46 +5.35 .20 17.69 2.61 GlobalShipLease GSL ...... 15.14 +2.45 ... 30.21 19.38 HondaMotor HMC 2.2 13 29.77 +0.38 .2394 4.30 1.26 JawsAcqnWt JWS.WT ...... 3.36 +0.25 ... 14.74 2.17 LibertyOilfield LBRT ... dd 13.01 –0.61 ... 13.43 3.96 FordMotor F ... dd 13.37 +1.10 ... 244.72 70.83 Globant GLOB ... cc 210.84 +10.23 ... 216.70 101.08 Honeywell HON 1.7 32 214.38 +7.80 .93 10.97 10.09 JawsMustang JWSM.UT ...... 10.32 +0.07 ... 87.45 44.87 LifeStorage LSI 3.4 42 87.15 +4.89 .74 20.56 10.11 ForestRoadAcqn FRX.UT ...... 12.93 +0.61 ... 101.80 56.74 GlobeLife GL .7 15 101.39 +4.07 .1875 44.74 30.48 HoraceMannEdu HMN 2.8 14 43.98 +1.07 .31 12.78 10.25 JawsSpitfire SPFR.UT ...... 11.22 +0.68 ... 5.69 0.58 LightInTheBox LITB ... 18 3.43 +0.08 ... 18.20 10.13 ForestRoadA FRX ...... 11.71 –0.18 ... 68.24 33.41 GlobusMedical GMED ... 62 62.44 +0.30 ... 12.65 10.00 HorizonAcqn HZAC.UT ...... 10.52 +0.27 ... 12.10 9.95 JawsSpitfireA SPFR ...... 10.70 +0.45 ... 82.53 8.17 LightspeedPos LSPD ... dd 69.12 +10.66 ... 7.38 1.70 ForestRoadWt FRX.WT ...... 3.78 +0.48 ... 93.75 40.25 GoDaddy GDDY ... dd 72.41 –3.29 ... 11.34 9.29 HorizonAcqnA HZAC ...... 10.13 +0.13 ... 4.18 1.22 JawsSpitfireWt SPFR.WT ...... 2.63 +1.01 ... 218.00 117.06 EliLilly LLY 1.6 31 208.08 +1.16 .85 10.59 10.00 ForestRoad II FRXB.UT ...... 10.40 +0.40 ... 14.90 3.79 GoldFields GFI 2.7 33 9.32 –0.05 .2182 3.00 0.75 HorizonAcqnWt HZAC.WT ...... 1.48 +0.20 ... 33.08 11.20 JefferiesFin JEF 2.4 12 33.08 +2.55 .20 63.14 16.11 LincolnNational LNC 2.7 25 62.80 +4.23 .42 24.09 9.43 Forestar FOR ... 17 23.28 +1.53 ... 10.68 9.73 GoldenFalconA GFX ...... 9.85 –0.05 ... 13.19 9.98 HorizonAcqnII HZON.UT ...... 12.13 –0.44 ... 11.92 2.02 JianpuTech JT ...... 2.66 +0.51 ... 274.58 146.71 Linde LIN 1.6 57 268.50 +20.86 1.06 43.49 28.59 Fortis FTS 3.8 22 42.05 +2.34 .3962 11.40 10.25 GoldenFalconAcqnUn GFX.UT ...... 10.36 –0.11 ... 12.16 9.91 HorizonII A HZON ...... 11.13 –0.35 ... 90.20 11.42 JinkoSolar JKS ... 16 49.38 +6.93 ... 170.28 71.86 Lindsay LNN .8 49 169.91 +10.57 .32 74.26 31.20 Fortive FTV .4 16 67.59 +0.47 .07 2.45 0.80 GoldenFalconWt GFX.WT ...... 1.06 +0.01 ... 3.27 1.10 HorizonII Wt HZON.WT ...... 2.96 +0.26 ... 151.64 56.17 JohnBeanTech JBT .3 42 142.98 –1.52 .10 7.44 2.83 Linx LINX .3 ... 6.80 +0.05 .0184 11.08 9.83 FortressCap FCAX.UT ...... 10.20 +0.04 ... 19.80 8.00 GoldmanSachsBDC GSBD 9.3 10 19.41 +0.68 .05 11.08 1.20 HorizonGlobal HZN ... dd 10.54 +0.97 ... 173.65 109.16 J&J JNJ 2.5 29 159.60 +3.50 1.01 18.70 4.18 LionsGate A LGF.A ... dd 18.64 +1.25 ... 10.10 9.70 FortressCapA FCAX ...... 9.97 +0.17 ... 350.00 130.85 GoldmanSachs GS 1.4 14 348.81 +21.44 1.25 52.97 39.31 HormelFoods HRL 2.0 30 48.44 +0.72 .245 61.91 22.78 JohnsonControls JCI 1.7 49 61.81 +2.61 .27 16.09 3.87 LionsGate B LGF.B ... dd 15.96 +1.06 ... 2.22 1.10 FortressCapWt FCAX.WT ...... 1.31 –0.49 ... 36.75 21.49 Gorman-Rupp GRC 1.8 36 34.82 +0.47 .155 85.00 25.51 DR Horton DHI 1.0 11 80.69 +1.68 .20 186.18 78.29 JonesLang JLL ... 23 175.80 –1.38 ... 412.95 55.74 LithiaMotors LAD .3 21 395.92 +20.46 .31 31.81 3.69 FortressTransport FTAI 4.3 dd 30.79 +0.09 .33 64.93 26.75 GraceWR GRA 2.2 dd 60.34 –0.01 .33 73.26 42.86 HoulihanLokey HLI 1.9 17 68.27 +3.14 .33 69.89 2.15 JumiaTech JMIA ... dd 47.92 +10.59 ... 28.75 1.92 LithiumAmericas LAC ... 39 17.57 +2.66 ... 13.05 9.65 FortressValueII FAII ...... 10.24 +0.07 ... 76.98 38.43 Graco GGG 1.1 36 69.33 +3.02 .1875 105.25 5.12 Hovnanian HOV ... 9 102.37 +22.95 ... 16.11 9.50 JuniperIndustrial JIH.UT ...... 14.22 +0.40 ... 94.63 21.70 LiveNationEnt LYV ... dd 87.88 –1.93 ... 13.75 9.95 FortressValueII FAII.UT ...... 10.56 +0.12 ... 13.10 5.56 GrafTechIntl EAF .3 8 12.92 +1.43 .01 103.00 35.10 HowardHughes HHC ... dd 97.56 +5.27 ... 14.88 9.10 JuniperIndlA JIH ... cc 12.38 –0.48 ... 13.38 10.15 LiveOakAcqnII LOKB.UT ...... 10.88 +0.34 ... 4.00 1.12 FortressValueIIWt FAII.WT ...... 1.71 +0.31 ... 17.44 10.36 Graham GHM 2.6 66 16.85 +0.85 .11 32.47 8.72 HowmetAerospace HWM ... 54 31.55 +1.18 ... 3.50 0.48 JuniperIndlWt JIH.WT ...... 2.68 +0.05 ... 11.99 9.90 LiveOakII A LOKB ...... 10.13 –0.01 ... 11.76 10.10 FortressValueIII FVT.UT ...... 10.27 +0.07 ... 634.00 267.89 GrahamHoldings GHC 1.0 10 601.69 +30.34 1.51 19.64 11.69 HuanengPower HNP 4.8 7 14.10 +0.79 .7752 27.83 15.20 JuniperNetworks JNPR 3.1 33 25.40 +1.59 .20 7.00 1.23 LiveOakII Wt LOKB.WT ...... 2.11 +0.33 ... 10.70 9.79 FortressVal III A FVT ...... 10.08 +0.15 ... 427.90 200.61 Grainger GWW 1.5 31 395.01 –4.10 1.53 190.79 85.62 Hubbell HUBB 2.1 29 187.48 +6.77 .98 4.97 0.88 JupaiHoldings JP ... dd 2.80 +0.41 ... 10.53 10.00 LiveOakMobility LOKM.UT ...... 10.36 –0.17 ... 2.76 1.22 FortressVal III Wt FVT.WT ...... 1.35 –0.10 ... 40.75 8.90 GraniteConstr GVA 1.3 dd 40.48 +3.48 .13 547.47 90.84 HubSpot HUBS ... dd 481.90 +23.43 ... 29.70 1.03 JustEnergy JE ... dd 1.88 –2.02 ... 23.99 3.95 Livent LTHM ... dd 19.37 +2.67 ... 9.85 1.47 FortunaSilver FSM ... 67 7.20 +0.52 ... 12.48 1.74 GranitePointMtg GPMT 6.6 dd 12.07 +0.57 .25 8.39 1.23 HudbayMinerals HBM .2 dd 7.61 +0.42 .0077 87.38 25.38 LiveRamp RAMP ... dd 55.96 +3.40 ... 93.40 33.90 FortBrandsHome FBHS 1.2 23 89.54 +3.78 .26 62.59 28.12 GraniteREIT GRP.UT 3.9 11 61.08 +2.65 .1957 30.97 16.14 HudsonPacProp HPP 3.5 cc 28.35 +2.07 .25 K 2.30 1.17 LloydsBanking LYG 1.4 36 2.30 +0.06 .0318 24.12 3.00 ForumEnergyTech FET ... dd 22.70 –0.13 ... 18.22 10.41 GraphicPkg GPK 1.7 29 17.71 +1.01 .075 474.70 208.25 Humana HUM .7 16 406.53 +7.14 .70 39.85 14.00 loanDepot LDI ...... 20.59 +2.08 ... 26 .3175 20.93 6 11 14 30.42 12.80 FourCornersProp FCPT 4.4 28.60 +1.15 8.53 GrayTelevision GTN 1.5 20.66 +1.10 .08 209.96 136.44 HuntingIngalls HII 2.3 195.09 +9.48 1.14 20.85 9.41 KAR Auction KAR .0 dd 16.33 +2.08 .19 417.62 266.11 LockheedMartin LMT 3.1 340.19 –0.24 2.60 2.40 0.63 FourSeasonsEduc FEDU ... dd 1.57 +0.07 ... 19.52 8.79 GrayTelevision A GTN.A 1.6 5 19.50 +1.39 .08 29.49 12.23 Huntsman HUN 2.2 cc 29.44 +2.11 .1625 51.61 27.33 Loews L .5 dd 51.57 +1.52 .0625 45.73 20.93 KB Fin KB 3.3 6 44.40 +2.77 1.9979 166.11 77.18 Franco-Nevada FNV .9 71 120.57 +11.10 .26 12.73 3.96 GreatAjax AJX 5.4 15 12.65 +0.85 .17 92.22 24.02 HyattHotels H ... dd 86.40 +0.15 ... 6.49 3.01 LomaNegra LOMA 4.3 5 5.91 +0.70 .2643 45.59 9.82 KB Home KBH 1.4 14 43.93 +1.30 .15 5.44 1.49 Frank'sIntl FI ... dd 4.51 –0.27 ... 33.74 10.86 GreatWesternBncp GWB .1 dd 32.90 +2.35 .01 58.66 9.50 Hyliion HYLN ... dd 14.42 +1.68 ... 52.59 12.97 LouisianaPacific LPX 1.2 12 52.43 +4.00 .16 34.68 12.00 KBR KBR 1.2 dd 33.67 +2.65 .10 29.39 12.61 FranklinCovey FC ... dd 28.32 +1.54 ... 64.97 14.20 GreenDot GDOT ... cc 51.61 +4.95 ... 102.17 30.25 HysterYaleMatls HY 1.3 44 97.87 +8.39 .3175 180.67 60.00 Lowe's LOW 1.4 22 171.55 +12.97 .60 79.40 31.79 KE Holdings BEKE ... dd 58.96 +6.53 ... 29.68 14.91 FranklinRscs BEN 3.9 18 28.83 +2.36 .28 50.21 12.89 Greenbrier GBX 2.2 54 49.83 +2.60 .27 3.43 0.46 Luby's LUB ... dd 3.30 +0.03 ... 15 10.40 10.00 FreedomAcqnI FACT.UT ...... 10.05 +0.01 ... 18.76 7.28 Greenhill GHL 1.1 18 18.00 +2.25 .05 49.29 15.55 KKR KKR 1.1 48.43 +1.53 .135 20.17 11.56 LufaxHolding LU ... 20 15.25 +0.04 ... I 19 39.10 4.82 FreeportMcM FCX ... 94 37.42 +2.40 ... 15.17 9.79 GreenTree GHG ... 38 13.12 +0.07 ... 19.39 6.84 KKR RealEstFin KREF 9.0 19.15 +0.45 .43 35.10 3.77 LumberLiqu LL ... 12 26.00 +2.45 ... 59.39 11.99 6.66 KT KT 3.1 11 11.91 +0.28 .4986 46.55 29.17 FreseniusMed FMS 1.4 16 36.52 +1.93 .7073 24.13 Greif A GEF 3.0 35 59.01 +4.27 .44 66.85 21.79 IAA IAA ... 40 57.66 –0.17 ... .25 16.60 8.16 LumenTech LUMN 7.1 dd 14.03 +0.56 .25 37.47 20.25 FreshDelMonte FDP 1.0 30 30.58 +2.11 .10 60.67 31.95 Greif B GEF.B 4.4 24 60.67 +3.68 .66 183.95 52.71 Kadant KAI .6 38 179.43 +3.95 3.81 0.86 LumentFinance LFT 10.5 12 3.44 +0.15 .09 18.47 6.86 ICICI Bank IBN ... 29 16.83 –0.13 ... 8.50 0.44 KaleyraWt KLR.WT ...... 6.07 +0.64 ... 11.95 5.28 Frontline FRO 20.8 4 7.69 +0.61 .50 27.53 9.15 Griffon GFF 1.2 18 27.39 +2.04 .08 6.13 21.99 10.27 Luxfer LXFR 2.3 31 21.95 +1.81 .125 175.04 2.68 ICL Group ICL 1.7 cc 6.01 +0.13 .0265 59.80 29.38 Kaman KAMN 1.5 dd 54.55 +1.49 .20 62.29 5.00 fuboTV FUBO ... dd 32.31 +2.35 ... 26.26 Group1Auto GPI .7 11 173.55 +16.38 .31 99.37 69.05 IDACORP IDA 2.9 21 97.18 +7.04 .71 42.06 4.79 Lydall LDL ... dd 40.01 +2.28 ... 61.47 23.68 FullerHB FUL 1.1 26 61.40 +3.72 .1625 85.53 29.35 Grubhub GRUB ... dd 67.68 +7.49 ... 223.59 92.86 KSCitySouthern KSU 1.0 33 215.55 +3.86 .54 110.97 33.71 LyondellBasell LYB 3.9 26 108.73 +0.84 1.05 22.27 4.90 IDT IDT ... 13 22.08 +3.14 ... 72.88 52.66 Kellogg K 3.8 17 60.64 +1.40 .57 12.90 9.68 FusionAcqnA FUSE ...... 10.60 +0.10 ... 118.80 44.28 GpoAeroportuar PAC ... 57 111.44 +4.09 ... 101.45 44.81 IHS Markit INFO .8 44 94.53 +3.72 .20 14.52 9.96 FusionAcqnUn FUSE.UT ...... 11.50 +0.20 ... 190.25 82.08 GpoAeroportSur ASR ... 37 176.51 +5.21 ... 85.70 53.81 Kemper KMPR 1.5 13 80.29 +1.51 .31 12.55 4.52 ING Groep ING 1.0 ... 12.04 +0.04 .1236 41.80 14.45 Kennametal KMT 1.9 dd 41.69 +2.14 .20 M 3.50 0.45 FusionAcqnWt FUSE.WT ...... 1.69 +0.09 ... 7.03 3.32 GpoAvalAcc AVAL 4.8 11 6.45 +0.17 .0259 25.72 6.38 Invesco IVZ 2.4 23 25.71 +1.95 .155 20.79 10.19 9.97 FusionAcqnII FSNB.UT ...... 10.00 –0.06 ... 3.68 1.28 GpoSupervielle SUPV 1.6 3 1.87 +0.10 .0409 10.98 KennedyWilson KW 4.2 32 20.74 +1.00 .22 18.25 10.25 IonAcqn1 IACA.UT ...... 11.57 +0.06 ... 31.44 10.56 KenonHoldings KEN ... 5 29.76 +1.06 ... 164.72 85.09 M&T Bank MTB 2.8 16 157.56 +1.21 1.10 17.86 9.12 FutureFuel FF 1.5 6 16.16 +1.17 .06 9.34 4.65 GrupoTelevisa TV ... dd 8.63 +1.19 ... 17.20 9.96 IonAcqn1 A IACA ...... 10.95 –0.34 ... 10.82 4.93 MBIA MBI ... dd 9.93 +2.25 ... 28.30 3.64 Guess GES 1.7 dd 27.27 +1.75 .1125 28.85 10.02 KensingtonCapII KCAC.UT ...... 10.95 +0.06 ... 6.20 1.05 IonAcqn1Wt IACA.WT ...... 2.47 +0.37 ... 21.81 7.45 KeyCorp KEY 3.5 17 21.29 +0.63 .185 61.58 13.50 MDC Holdings MDC 2.8 11 57.48 +2.62 .3429 G 134.22 71.64 Guidewire GWRE ... dd 104.88 +3.05 ... 11.59 10.12 ION Acqn 2 IACB.UT ...... 10.47 +0.15 ... 10.48 9.95 MDH Acqn MDH.UT ...... 9.97 –0.03 ... 18.00 13.13 GuildHldgs GHLD ...... 15.05 –0.45 ... 155.50 77.93 KeysightTechs KEYS ... 40 136.01 +1.31 ... 5.35 1.13 IONGeophysical IO ... dd 3.18 +0.47 ... 70.54 45.28 KilroyRealty KRC 2.9 43 69.05 +4.53 .50 31.57 15.00 MDU Rscs MDU 2.7 16 31.47 +0.77 .2125 21.33 9.03 GAMCO Investors GBL .4 9 20.76 +1.44 .02 199.99 81.79 IQVIA IQV ... cc 186.81 –1.97 ... 11.05 3.51 KimbellRoyalty KRP 6.4 dd 10.63 –0.09 .19 6.50 0.32 MFA Financial MFA 7.0 dd 4.28 +0.24 .075 101.34 H 50.69 GATX GATX 2.0 24 100.98 +3.50 .50 5.29 2.54 IRSA IRS ... dd 4.06 +0.13 ... 160.16 110.66 KimberlyClark KMB 3.4 19 133.47 +1.88 1.14 13.83 4.34 MGIC Investment MTG 1.8 10 13.14 +0.74 .06 10.00 9.92 89.17 G&P Acqn GAPA.UT ...... 9.96 –0.04 ... 35.41 ITT ITT 1.0 cc 89.11 +2.06 .22 19.73 7.45 KimcoRealty KIM 3.5 9 19.69 +0.67 .17 34.15 11.43 MGMGrowthProp MGP 5.9 60 33.29 +0.13 .4875 194.01 40.49 27.78 14.24 GCPAppliedTechs GCP ... 19 26.10 +1.80 ... 58.38 HCA Healthcare HCA 1.0 17 189.43 +5.72 .48 5.35 1.44 IamGold IAG ... 41 3.23 +0.16 ... 17.97 9.42 KinderMorgan KMI 6.4 cc 16.35 +0.48 .2625 5.90 MGM Resorts MGM .0 dd 38.98 +1.84 .0025 9.95 15.45 6.70 GEO Group GEO 12.4 9 8.08 +0.37 .25 80.00 31.61 HCI Group HCI 2.1 21 75.80 +6.80 .40 10.17 IberePharm IBER.UT ...... 9.96 –0.09 ... 5.50 1.26 KingswayFin KFS ... dd 4.58 +0.08 ... 57.66 9.62 MI Homes MHO ... 7 55.93 +3.72 ... 34.47 11.92 GFLEnvironmental GFL .1 dd 33.22 +1.66 .01 4.75 1.29 HC2 Holdings HCHC ... dd 3.74 +0.22 ... 211.71 104.56 IDEX IEX 1.0 40 199.35 +1.39 .50 35.21 17.98 MinisoGroup MNSO ... dd 25.00 –1.70 ... 80.19 11.17 9.99 KingswoodAcqn KWAC.UT ...... 10.56 –0.06 ... 37.37 GFL Env Un GFLU 3.9 ... 77.75 +3.47 .75 84.70 29.50 HDFC Bank HDB ... 36 80.77 –1.51 ... 31.58 12.12 iHuman IH ... cc 15.92 +0.83 ... 10.35 9.95 KingswoodA KWAC ...... 10.03 –0.02 ... 6.85 0.88 MOGU MOGU ... dd 2.09 +0.22 ... 44.77 10.39 GMS GMS ... 65 44.30 +4.62 ... 11.04 1.38 HEXO HEXO ... dd 7.49 +1.07 ... 224.69 115.94 IllinoisToolWks ITW 2.1 33 216.00 +5.99 1.14 26.73 6.87 MPLX MPLX 10.4 dd 26.35 +0.57 .6875 10.10 1.29 0.60 KingswoodWt KWAC.WT ...... 70 –0.07 ... 12.65 9.64 GoAcqnA GOAC ...... 10.20 +0.19 ... 11.51 HH&L Acqn HHLA.UT ...... 10.45 +0.27 ... 25.05 6.01 Imax IMAX ... dd 23.45 –1.14 ... 10.32 2.72 KinrossGold KGC 1.8 6 6.73 +0.18 .03 51.77 9.78 MP Materials MP ...... 42.28 +3.18 ... 11.40 9.91 GOAcquisitionUn GOAC.UT ...... 10.75 +0.35 ... 11.20 9.86 HIG Acqn HIGA.UT ...... 10.71 +0.49 ... 14.39 1.08 IndependenceContr ICD ... dd 5.04 –0.21 ... 68.89 32.76 Kirby KEX ... dd 68.83 +3.88 ... 39.09 1.17 MP Matls Wt MP.WT ...... 29.70 +3.11 ... 2.11 0.75 GoAcqnWt GOAC.WT ...... 1.45 +0.17 ... 15.46 9.75 H.I.G.AcqnA HIGA ...... 10.15 +0.20 ... 44.15 22.00 Independence IHC 1.0 cc 43.29 +1.70 .22 10.00 3.31 MRC Global MRC ... dd 9.98 +0.69 ... 15.16 57.69 18.02 KirklandLakeGold KL 2.2 12 34.52 +0.30 .1875 11.31 1.85 GOL Linhas GOL ... dd 8.32 +1.08 ... 2.04 0.85 H.I.G.AcqnWt HIGA.WT ...... 1.20 –0.10 ... 6.86 IndepRealty IRT 3.2 98 15.09 +0.81 .12 21.46 6.87 KiteRealty KRG 2.2 dd 20.90 +0.81 .17 172.84 83.57 MSA Safety MSA 1.0 54 164.84 +5.06 .43 17.53 5.20 GP Strategies GPX ... 43 16.85 +2.90 ... 42.91 16.61 HNI HNI 2.8 44 42.85 +4.44 .305 48.47 28.04 IndustrsBachoco IBA 1.7 11 39.78 +1.12 .3499 455.81 218.65 MSCI MSCI .7 58 416.53 +1.81 .78 30.83 19.16 47.44 27.54 Knight-Swift KNX .7 19 46.08 +0.76 .08 91.49 5.79 1.23 GS Acqn II Wt GSAH.WT ...... 3.37 +0.38 ... 12.54 HP HPQ 2.6 13 30.28 +0.53 .1938 6.76 Infosys INFY 1.3 32 18.91 +0.63 .1334 18.79 7.74 Knoll KNL 1.3 cc 18.54 +1.16 .06 44.93 MSC Industrial MSM 3.3 23 91.21 +5.85 .75 17.77 10.21 GS Acqn II GSAH.UT ...... 12.73 +1.31 ... 11.38 9.57 HPX A HPX ...... 9.95 –0.06 ... 51.61 17.01 IngersollRand IR ... dd 49.60 +0.11 ... 18.40 20.90 8.52 MSG Networks MSGN ... 7 20.44 +1.94 ... 8.67 KnotOffshore KNOP 11.4 11 18.27 +0.48 .52 10.64 16.66 9.85 GS Acqn II A GSAH ...... 11.78 +0.56 ... 12.15 9.81 HPX Un HPX.UT ...... 10.41 –0.02 ... 79.68 24.92 Ingevity NGVT ... 17 77.98 +5.38 ... 21.88 11.10 Knowles KN ... cc 21.23 +0.68 ... 9.85 M3-BrigadeII MBAC.UT ...... 10.00 –0.03 ... 149.05 27.06 GSXTechedu GSX ... dd 84.88 –6.51 ... 2.10 0.64 HPX Wt HPX.WT ...... 1.07 +0.14 ... 93.25 59.11 Ingredion INGR 2.8 18 92.35 +0.82 .64 60.95 4.75 1.76 MV Oil MVO 9.3 7 4.41 +0.19 .11 31.59 10.89 Kohl's KSS 1.7 dd 60.46 +4.87 .25 11.32 9.89 G Squared I GSQD.UT ...... 10.05 –0.14 ... 17.95 HSBC HSBC 2.5 31 29.74 –0.90 .75 222.08 40.21 InnovativeIndProp IIPR 2.6 60 188.48 +14.74 1.24 58.41 29.89 KoninklijkePhil PHG 1.8 37 56.36 +2.17 1.0331 36.25 24.94 Mytheresa MYTE ...... 30.58 +3.39 ... 12.59 1.51 GTT Comm GTT ... dd 2.03 +0.25 ... 36.33 11.78 HUYA HUYA ... 54 26.35 +0.18 ... 95.78 22.59 Insperity NSP 1.7 27 95.20 +4.36 .40 53.43 25.99 4.81 Macerich MAC 4.5 cc 13.43 ... .15 0.31 0.27 12.91 KontoorBrands KTB 3.0 46 53.00 +2.30 .40 GabelliUtilityRt GUT.RTWI ...... 30 ...... 142.11 63.41 Haemonetic HAE ... 56 117.47 –2.78 ... 252.25 40.53 InspireMedical INSP ... dd 218.05 +6.16 ... 37.68 8.25 Koppers KOP ... 9 37.27 +1.82 ... 18.85 10.35 Mack-Cali CLI .0 dd 16.18 +1.60 .20 cc 24.74 dd 35 dd 10.55 9.20 GalileoAcqn GLEO ... 10.02 –0.20 ... 4.25 Halliburton HAL .7 24.02 +0.18 .045 130.11 29.02 InstalledBldg IBP 1.0 115.77 +5.10 .30 12.98 6.28 KoreaElcPwr KEP ... 8 10.29 –0.02 ... 41.00 12.50 MacquarieInfr MIC .0 32.40 +1.39 11.00 ... 10 96.19 41 dd 11.65 9.60 GalileoAcquisition GLEO.UT ... 10.51 –0.69 ... 25.00 6.68 HamiltonBeach HBB 2.1 18.39 +1.14 .095 46.01 IntegerHoldings ITGR ... 95.67 +2.11 ... 65.31 21.45 KornFerry KFY .6 76 64.98 +3.61 .10 22.30 4.38 Macy's M ... 18.73 +3.61 ... 1.32 0.15 GalileoAcqnWt GLEO.WT ...... 89 –0.16 ... 21.24 6.96 Hanesbrands HBI 2.9 dd 20.48 +1.27 .15 119.02 63.51 ICE ICE 1.1 31 115.32 +0.35 .33 121.42 58.67 MSG Entertainment MSGE ... dd 106.25 –9.36 ... 3.69 0.50 KosmosEnergy KOS ... dd 3.56 +0.18 ... 129.12 65.09 Gallagher AJG 1.5 30 126.15 +2.04 .48 25.00 11.31 Hanger HNGR ... 25 24.45 +0.79 ... 75.20 25.39 InterContinentl IHG ... dd 72.42 +3.46 ... 207.09 130.12 MSG Sports MSGS ... dd 199.10 –0.62 ... 45.89 4.45 Kraton KRA ... dd 40.89 +2.04 ... 483.00 2.57 GameStop GME ... dd 264.50 +126.76 ... 72.42 15.01 HannonArmstrong HASI 2.4 55 59.08 +6.00 .35 36.11 19.23 IntercorpFinSvcs IFS 5.6 30 31.11 –0.71 1.75 49.91 22.02 MagellanMid MMP 9.1 13 45.38 +0.50 1.0275 42.99 27.33 Kroger KR 2.0 11 35.46 +1.02 .18 6.24 0.63 Gannett GCI ... dd 5.67 +0.32 ... 129.60 75.11 HanoverIns THG 2.2 14 128.88 +6.53 .70 135.88 90.56 IBM IBM 5.1 20 127.61 +4.78 1.63 93.50 22.75 MagnaIntl MGA 1.9 37 92.92 +5.12 .43 16.34 6.82 KronosWorldwide KRO 4.8 27 15.09 –0.40 .18 30.92 5.26 Gap GPS ... dd 30.81 +3.50 ... 43.47 14.31 HarleyDavidson HOG 1.5 cc 38.71 +3.74 .15 143.09 92.14 IntlFlavors IFF 2.3 42 134.84 +1.12 .77 23.44 6.30 MagnaChipSem MX ... 23 23.27 +1.88 ... dd 191.66 76.91 Gartner IT ... 63 186.82 +3.35 ... 7.61 1.76 HarmonyGold HMY 1.3 13 4.35 +0.02 .0727 50.67 31.38 IntlFlavorsUn IFFT 6.3 ... 47.97 –0.46 .75 15.06 5.57 KukeMusic KUKE ... 6.81 +0.90 ... 13.35 3.23 MagnoliaOil MGY ... dd 12.72 –0.12 ... 6.50 2.23 GasLog GLOG 3.5 dd 5.77 –0.07 .05 22.18 4.19 Harsco HSC ... dd 17.79 +0.84 ... 19.92 3.59 IntlGameTech IGT .0 dd 19.59 +2.80 .20 38.57 14.11 MainStreetCap MAIN 6.4 cc 38.39 +1.66 .205 7.42 1.51 GasLogPartners GLOP 9.3 5 2.89 +0.01 .01 55.87 19.04 HartfordFinl HIG 2.5 12 55.45 +1.83 .35 56.98 26.38 IntlPaper IP 3.8 44 54.02 –0.13 .5125 L 20.22 12.06 ManchesterUnited MANU 1.0 dd 18.26 –1.54 .09 18.22 5.42 GatesIndustrial GTES ... 61 16.56 +0.49 ... 38.94 9.81 HavertyFurn HVT 2.4 12 36.70 +0.81 .22 29.30 12.44 IntlSeaways INSW 1.2 4 19.54 +1.03 .06 20.99 7.24 Manitowoc MTW ... dd 20.98 +3.99 ... 24.00 5.78 GatosSilver GATO ...... 14.12 +1.44 ... 37.92 10.67 HavertyFurn A HVT.A 2.2 13 36.73 +1.03 .20 25.74 9.30 InterPrivate IPV.U ... cc 15.00 +0.14 ... 11.65 1.36 LAIX LAIX ... dd 3.05 +0.58 ... 8.03 0.99 Manning&Napier MN .0 18 7.45 –0.05 .02 m 0 1 7

_ March 15, 2021 BARRON’S M17 p 2 b w 0 7 4 0 0

0 New York Stock Exchange Composite List _ 0 _ m

0 52-Week Tick Div 52-Week Tick Div 52-Week Tick Div

1 NYSE CUMULATIVE DAILY BREADTH vs DJIA

7 High Low Name Sym Yld P/E Last Chg. Amt. High Low Name Sym Yld P/E Last Chg. Amt. High Low Name Sym Yld P/E Last Chg. Amt. 0

0 104.24

_ 49.57 Manpower MAN 2.2 cc 104.03 +5.98 1.17 15.11 0.37 Natuzzi NTZ ... dd 12.98 +1.28 ... 28.80 9.02 OneConnectFinTech OCFT ... dd 17.05 +0.21 ...

1 21.86 5.36 .1296

_ 8.62 ManulifeFin MFC 4.0 10 21.79 +0.63 .214 2.34 NatWest NWG 1.5 dd 5.33 +0.05 59.00 12.21 OneMain OMF 3.2 10 56.71 +4.01 3.50 _ 2.85 We’re All Winners: NYSE Composite breadth rose for a third week, as _ 13.29 3.02 MarathonOil MRO 1.0 dd 12.20 –0.78 .03 31.38 1.20 Nautilus NLS ... 11 19.66 +0.30 ... 6.84 OneSmartIntl ONE ... dd 3.26 +0.08 ...

_ 59.93 _ 15.26 MarathonPetrol MPC 4.0 dd 57.75 +0.43 .58 11.71 3.80 NavigatorHldgs NVGS ... dd 10.76 +0.66 ... 66.95 20.32 OntoInnovation ONTO ... cc 63.97 +7.97 ...

_ the S&P 500 gained 2.6% with the signing of a $1.9 trillion stimulus

_ 40.89 21.90 Marcus&Millichap MMI ... 32 34.78 –0.12 ... 7.50 2.09 NaviosMaritime NNA 4.9 2 4.08 +0.20 .05 19.18 7.45 Ooma OOMA ... dd 17.66 +1.64 ... _ 23.68 8.50 43.89 x 6.84 Marcus MCS ... dd 23.22 +1.98 ... 1.30 NaviosMaritime NM ... dd 7.37 +0.82 ... 14.21 Oppenheimer A OPY 1.1 5 43.19 +3.64 .12 a 22.49 73.62 .32 package. Winning NYSE stocks outpaced losers by more than 4 to 1. 2 22.61 6.77 MarineProducts MPX 2.2 32 18.00 +0.35 .10 4.08 NaviosMaritime NMM .9 dd 22.11 +4.22 .05 41.26 Oracle ORCL 1.9 16 67.16 –2.81 0 58.71 BREADTH DJIA 2 7.25 MarineMax HZO ... 15 58.01 +11.39 ... 45.25 15.01 NavistarIntl NAV ... dd 44.15 –0.03 ... 13.03 9.93 Orange ORAN 4.3 6 12.32 +0.44 .473 1 1165.00 5.92 _ 710.52 Markel MKL ... 21 1155.63 +48.79 ... 12.99 9.92 NavSight NSH.UT ...... 11.48 +0.16 ... 1.53 OrchidIslandCap ORC 13.2 dd 5.89 +0.36 .065 0 190.97 21.05 590000 33100

1 30.10 MarriottVacations VAC ... dd 188.09 +9.39 ... 12.05 9.50 NavSightA NSH ...... 10.66 ...... 5.93 OrionEngCarbons OEC ... 72 20.90 +1.32 ... BREADTH 587,879

. p 120.97 74.33 Marsh&McLen MMC 1.6 30 117.89 +0.88 .465 2.65 0.63 NavSightWt NSH.WT ...... 1.98 +0.34 ... 6.65 1.53 OrionGroup ORN ... 10 6.57 +0.91 ... s d f

353.56 135.08 MartinMarietta MLM .7 30 343.83 +14.04 .57 61.49 33.44 Neenah NP 3.3 dd 57.65 –0.32 .47 89.01 52.65 Orix IX 3.6 11 85.68 +0.27 1.6762

1 60.16 27.04 Masco MAS 1.0 23 56.84 +2.55 .14 78.36 36.70 Nelnet NNI 1.1 9 76.82 +0.40 .22 128.87 53.44 OrmatTech ORA .5 53 87.43 +7.23 .12 570200 30300 10.50 9.96 MasonIndlTech MIT.UT ...... 10.05 –0.03 ... 14.14 4.65 NeoPhotonics NPTN ... dd 12.24 +3.25 ... 37.00 30.50 OscarHealth OSCR ...... 35.32 +4.32 ... 120.06 34.88 MasoniteIntl DOOR ... 43 118.98 +8.73 ... 9.00 1.38 Nesco NSCO ... dd 8.85 +0.68 ... 120.75 46.72 Oshkosh OSK 1.1 25 115.94 +2.29 .33 98.98 22.51 MasTec MTZ ... 23 98.93 +6.14 ... 1.68 0.08 NescoWt NSCO.WT ...... 1.63 +0.26 ... 13.53 4.65 OsiskoGoldRoyal OR 1.4 cc 11.29 +0.57 .0391 550400 27500 389.50 199.99 Mastercard MA .5 60 382.71 +21.83 .44 19.82 16.63 Netstreit NTST 4.5 ... 17.92 +0.38 .20 19.01 9.40 OspreyTechUn SFTW.UT ...... 12.66 +0.20 ... 27.43 1.11 MatadorRscs MTDR .4 dd 25.69 –1.00 .025 188.14 65.05 Nevro NVRO ... dd 148.62 –2.50 ... 17.47 9.11 OspreyTechA SFTW ... dd 11.51 +0.07 ... s 80.70 11.60 DJIA 26.15 Materion MTRN .6 85 75.14 +2.07 .115 7.00 NewFrontierHlth NFH ... dd 11.48 +0.43 ... 4.89 0.51 OspreyTechWt SFTW.WT ...... 2.36 +0.10 ... 530600 24700 79.05 23.75 Matson MATX 1.2 17 76.99 +3.32 .23 2.95 0.66 NewFrontierWt NFH.WT ...... 2.95 +0.41 ... 68.21 38.00 OtisWorldwide OTIS 1.2 32 66.00 +1.13 .20 12.80 8.50 MauiLand MLP ... dd 12.28 +0.70 ... 6.20 0.94 NewHome NWHM ... dd 5.67 +0.43 ... 17.73 9.54 Ouster OUST ...... 11.19 –0.84 ... 58.75 7.18 MaxarTech MAXR .1 dd 46.59 +3.55 .01 41.67 21.14 NewJerseyRscs NJR 3.2 22 41.48 +1.26 .3325 4.57 0.50 OusterWt OUST.WT ...... 2.90 +0.23 ... 87.99 46.42 Maximus MMS 1.3 25 87.53 +3.06 .28 19.97 10.20 NewOrientalEduc EDU ... cc 17.64 –0.60 ... 23.90 7.07 OutfrontMedia OUT ... dd 23.17 +1.18 ... 510800 21900 44.05 7.79 MaxLinear MXL ... dd 35.86 +1.88 ... 81.10 33.49 NewRelic NEWR ... dd 62.00 +4.67 ... 2.81 1.73 OverseasShip OSG ... 6 2.57 +0.20 ... 17.45 4.49 MayvilleEngg MEC ... dd 17.44 +1.72 ... 13.51 2.91 NewResidInvt NRZ 7.3 dd 10.93 +0.53 .20 28.69 2.10 Ovintiv OVV 1.3 dd 27.99 +0.17 .0938 105.54 56.11 McCormick MKC 1.6 31 86.81 +2.38 .31 6.48 1.72 NewSeniorInvt SNR 4.0 dd 6.46 +0.19 .065 37.87 3.90 Owens&Minor OMI .0 94 36.18 +3.79 .0025 491000 19100 88.06 105.50 56.56 McCormickVtg MKC.V 1.6 31 85.91 +1.95 .31 30.00 7.60 NewYorkCityReit NYC 4.4 dd 9.15 +0.58 .10 28.56 OwensCorning OC 1.2 dd 88.01 +7.19 .26 A M J J A S O N D J F M 231.91 124.23 McDonalds MCD 2.4 34 212.34 +4.97 1.29 13.23 7.72 NY CmntyBcp NYCB 5.5 12 12.47 +0.23 .17 14.32 8.09 OwlRock ORCC 8.7 14 14.23 +0.29 .31 1.60 0.53 McEwenMining MUX ... dd 1.13 +0.05 ... 58.73 26.13 NYTimes A NYT .6 85 50.69 –0.03 .07 93.48 30.37 OxfordIndustries OXM 1.1 dd 93.21 +12.83 .25 In generating this chart, we subtract each day's NYSE composite declines from that day's advances. The resultant total is 187.68 112.60 McKesson MCK .9 dd 187.55 +12.44 .42 458.51 304.65 NewMarket NEU 1.9 16 390.04 +2.00 1.90 added to the next day's total, and so on. When all five days' numbers are added together, this produces the weekly figure we 2.57 1.28 Mechel MTL ... dd 1.85 +0.03 ... 72.22 33.00 Newmont NEM 3.7 17 58.99 +2.25 .55 PQ plot. Dec. 31, 1985 =1000. 48.28 16.04 Medallia MDLA ... dd 29.85 –1.95 ... 4.08 0.65 NewparkResources NR ... dd 3.61 –0.37 ... 70.33 21.62 MediaAlpha MAX ...... 60.80 +8.45 ... 12.58 2.57 NexaResources NEXA 2.5 dd 10.75 +1.47 .2643 18.78 4.06 PBF Energy PBF ... dd 18.40 +1.67 ... 22.75 12.35 MedicalProp MPW 5.1 27 21.94 +0.70 .28 20.47 6.34 NexPointRealEst NREF 10.1 10 18.73 +0.01 .475 14.54 3.06 PBF Logistics PBFX 8.3 6 14.50 +1.61 .30 279.46 49.03 Medifast MED 1.8 30 257.76 +14.60 1.13 47.23 21.06 NexPointResidentl NXRT 3.0 26 45.22 +3.44 .3413 52-Week Tick Div 52-Week Tick Div 13.34 6.25 PG&E PCG ... dd 11.51 +0.66 ... High Low Name Sym Yld P/E Last Chg. Amt. High Low Name Sym Yld P/E Last Chg. Amt. 27.90 2.80 MedleyMgmt MDLY ... dd 8.41 +1.76 ... 87.69 43.70 NextEraEnergy NEE 2.0 51 75.67 +4.97 .385 126.76 91.42 PG&EUn PCGU 4.9 ... 113.21 +5.20 1.375 29.26 7.37 Mednax MD ... dd 28.34 +2.30 ... 56.22 46.18 NextEra6.219%Un NEE.PRQ 5.6 ... 49.91 +2.74 .7774 26.83 166.82 129.75 .58 6.88 PGT Innovations PGTI ... 35 26.70 +2.31 ... 48.62 PioneerNatRscs PXD 1.4 dd 165.63 +2.04 .56 59.82 RalphLauren RL .0 dd 123.98 +1.78 .6875 120.53 72.13 Medtronic MDT 2.0 56 118.81 +0.55 65.31 35.40 NextEraEnergyUn NEE.PRO 4.2 ... 57.80 +3.11 .609 5.43 1.36 PHX Minerals PHX 1.3 dd 3.15 –0.14 .01 124.03 31.95 PiperSandler PIPR 1.3 50 123.00 +13.05 1.85 11.60 1.97 RangeResources RRC ... dd 10.57 +0.01 ... 87.80 65.25 Merck MRK 3.5 27 74.60 +1.47 .65 57.35 33.92 NextEraEnergyUn NEE.PRP 5.3 ... 49.83 +2.28 .6599 6.17 65.98 81.82 23.63 PJT Partners PJT .3 16 72.75 +4.75 .05 15.50 1.67 PitneyBowes PBI 2.2 dd 9.23 +0.63 .05 2.27 RangerEnergySvcs RNGR ... dd 5.99 +0.04 ... 33.45 MercuryGeneral MCY 4.0 9 63.43 +0.71 .6325 88.30 29.01 NextEraEnergy NEP 3.1 dd 74.60 +5.34 .615 35.49 15.91 PLDT PHI 4.2 12 27.32 +0.44 .5882 10.84 10.05 PivotalInvIII PICC.UT ...... 10.24 ...... 22.06 5.70 Ranpak PACK ... dd 21.29 +1.31 ... 37.50 10.01 Meredith MDP ... dd 36.96 +2.88 ... 5.74 1.00 NexTierOilfield NEX ... dd 4.84 –0.71 ... 26.54 11.70 9.88 PMV Consumer PMVC.UT ...... 10.40 +0.06 ... 90.34 23.77 PlanetFitness PLNT ... dd 80.04 –3.40 ... 124.02 54.21 RaymondJames RJF 1.3 19 119.75 +2.18 .39 117.06 25.24 MeritageHomes MTH ... 8 89.26 +2.23 ... 11.62 NielsenHoldings NLSN .9 dd 26.14 +1.19 .06 10.60 9.60 PMV Consumer PMVC ...... 9.95 +0.04 ... 50.89 4.60 Plantronics PLT ... dd 41.72 +4.98 ... 11.30 0.90 RayonierAdvMatls RYAM ... cc 10.59 +0.85 ... 33.56 10.91 Meritor MTOR ... 10 32.60 +2.41 ... 147.95 60.00 Nike NKE .8 80 140.45 +7.10 .275 1.94 0.58 PMV Consumer Wt PMVC.WT ...... 1.19 +0.22 ... 9.29 0.70 PlayAGS AGS ... dd 9.26 +1.42 ... 35.75 15.96 Rayonier RYN 3.2 cc 33.56 +0.59 .27 7.09 3.43 MesaRoyalty MTR 8.2 11 4.80 +0.15 .0237 6.59 0.38 NineEnergy NINE ... dd 3.35 –0.25 ... 181.53 16.88 78.87 30.00 79.41 PNC Fin PNC 2.5 11 181.41 +4.95 1.15 7.79 PlymouthIndREIT PLYM 4.8 dd 16.79 +0.69 .20 40.71 RaytheonTech RTX 2.4 dd 78.52 +3.34 .475 9.76 MesabiTrust MSB 4.8 21 29.81 +2.49 .46 27.24 19.56 NiSource NI 3.9 dd 22.55 +0.69 .22 50.25 27.08 PNM Resources PNM 2.7 22 48.21 +0.79 .3275 137.76 37.35 Polaris PII 1.8 72 137.10 +7.62 .63 15.13 3.92 ReadyCapital RC 8.0 21 14.94 +1.25 .30 46.25 21.76 MethodeElec MEI 1.0 15 46.17 +3.61 .11 52.77 20.42 NoahHoldings NOAH ... 22 46.53 +2.48 ... 70.58 62.05 26.27 POSCO PKX 1.9 15 66.98 –2.39 .9031 10.91 9.94 Pontem PNTM.UT ...... 10.18 +0.02 ... 18.94 2.09 Realogy RLGY ... dd 16.60 +1.92 ... 22.85 MetLife MET 3.0 11 61.09 +1.38 .46 9.79 2.34 Nokia NOK ... dd 4.22 +0.34 ... 153.81 69.77 PPG Ind PPG 1.5 33 145.30 +2.69 .54 10.05 9.56 PontemA PNTM ...... 9.82 –0.02 ... 72.11 38.00 RealtyIncome O 4.5 55 62.93 +2.97 .2345 53.00 15.52 MetropolitanBk MCB ... 11 52.45 +2.15 ... 26.99 14.08 NomadFoods NOMD ... 20 25.75 +0.80 ... 1.55 3.50 6.36 30.94 18.12 PPL PPL 6.0 15 27.71 –0.54 .415 0.90 PontemWt PNTM.WT ...... 1.20 –0.05 ... 1.16 RedLionHotels RLH ... dd 3.49 +0.01 ... 1271.67 579.40 MettlerToledo MTD ... 43 1067.38 +6.79 ... 3.55 NomuraHoldings NMR 3.4 8 6.23 +0.18 .1913 18.90 8.50 PQ Group PQG .0 dd 17.70 +0.38 1.80 53.42 31.96 PortlandGenElec POR 3.4 27 47.48 +4.15 .4075 14.12 10.03 RedBallAcqn RBAC.UT ...... 10.90 +0.26 ... 7.35 2.78 MicroFocus MFGP 2.0 dd 6.75 –0.22 .155 9.00 2.30 NordicAmTankers NAT 11.4 10 3.52 +0.30 .02 60.50 11.02 ProgHoldings PRG .3 dd 49.58 +3.75 .0381 106.98 68.97 PostHoldings POST ... dd 102.01 –1.52 ... 12.40 9.88 RedBallAcqnA RBAC ...... 10.29 +0.05 ... 65 dd 142.98 82.00 MidAmApt MAA 2.9 141.78 +7.87 1.025 42.22 11.72 Nordstrom JWN ... 41.37 +6.30 ... 51.83 19.73 PROS PRO ... dd 47.45 +0.99 ... 19.48 10.84 PostalRealty PSTL 5.1 dd 16.30 –0.21 .2175 3.29 1.11 RedBallAcqnWt RBAC.WT ...... 1.93 +0.59 ... 45.82 17 .18 264.86 33 25.25 MillerIndustries MLR 1.6 44.81 +1.28 112.62 NorfolkSouthern NSC 1.5 261.44 +5.44 .99 157.47 102.48 PSBusinessParks PSB 2.7 40 157.35 +10.42 1.05 28.82 5.44 PrecisionDrilling PDS ... dd 27.33 +1.71 ... 13.55 2.14 RedwoodTrust RWT 6.0 dd 10.66 +0.89 .16 80.31 27.28 MineralsTechs MTX .3 24 79.35 +3.95 .05 13.07 4.11 NorthAmConstr NOA 1.1 10 11.88 –0.19 .0307 110.89 28.40 PVH PVH .0 dd 107.30 +2.91 .0375 10.90 5.01 PrefApartment APTS 6.4 dd 10.88 +1.75 .175 153.15 51.99 RegalBeloit RBC .8 33 152.89 +14.19 .30 10.28 9.98 MissionAdv MACC.UT ...... 10.02 –0.03 ... 4.96 2.19 NoEuroOil NRT 6.7 14 4.18 +0.35 .04 148.14 72.75 PackagingCpAm PKG 2.9 28 137.22 +2.27 1.00 46.91 27.40 PrestigeCnsHlth PBH ... 14 46.48 +2.95 ... 38.22 10.33 RegionalMgmt RM 2.2 15 36.96 +0.23 .20 10.82 2.77 MistrasGroup MG ... dd 10.74 +1.02 ... 42.71 9.84 NorthernGenesis NGA.UT ...... 21.00 +2.36 ... 58.36 12.33 PagerDuty PD ... dd 42.24 +4.64 ... 14.55 4.05 PretiumResources PVG ... dd 10.56 +0.45 ... 22.61 6.94 RegionsFin RF 2.8 21 21.86 +0.95 .155 5.58 3.32 MitsubishiUFJ MUFG 3.5 14 5.54 +0.22 .116 35.25 9.60 NorthernGenesis NGA ...... 17.69 +1.64 ... 62.83 13.58 PagSeguroDig PAGS ... 67 51.74 –1.36 ... 11.75 10.11 PrimaveraCap PV.UT ...... 10.40 –0.03 ... 14.39 4.22 Regis RGS ... dd 13.45 +1.82 ... 15.00 6.64 MiXTelematics MIXT 1.3 38 14.16 +0.81 .0616 13.98 0.76 NorthernGenesisWt NGA.WT ...... 7.03 +1.95 ... 45.00 8.90 PalantirTech PLTR ... dd 26.92 +2.97 ... 11.55 9.85 PrimeImpactI PIAI.UT ...... 10.30 +0.10 ... 131.17 55.39 ReinsGrp RGA 2.2 21 129.03 +3.58 .70 3.10 1.96 MizuhoFin MFG 3.6 2 3.00 +0.04 .0719 12.50 10.12 NorthernGenesisII NGAB.UT ...... 10.82 +0.54 ... 403.00 125.47 PaloAltoNtwks PANW ... dd 342.53 +7.80 ...... 17.93 10.66 ReinventTechPtrs RTP.UT ...... 11.41 –0.05 ... 9.81 6.20 MobileTeleSys MBT 7.4 9 8.73 +0.22 .1858 10.30 9.83 NorthernGenII NGAB ...... 10.25 +0.12 ... 10.98 9.51 PrimeImpactI A PIAI ... 9.99 +0.04 ... 2.19 15.12 8.72 PampaEnergia PAM ... 8 14.29 +0.62 ... 2.00 0.81 PrimeImpactIWt PIAI.WT ...... 1.20 –0.05 ... 17.00 10.26 ReinventTechA RTP ...... 11.01 –0.01 ... 48.20 15.00 ModelN MODN ... dd 38.96 –4.04 ... 1.00 NorthernGenIIWt NGAB.WT ...... 1.95 +0.70 ... 20.18 5.72 ParPacific PARR ... dd 19.66 +1.16 ... 154.23 5.89 1.97 ReinventTechWt RTP.WT ...... 2.66 +0.35 ... 16.08 2.84 ModineMfg MOD ... dd 15.74 +0.71 ... 21.00 9.87 NorthernStar STIC.UT ...... 12.75 +1.37 ... 61.20 Primerica PRI 1.2 16 153.19 +7.28 .47 90.35 9.64 ParTechnology PAR ... dd 77.85 +4.04 ... 17.85 6.33 PrimoWater PRMW 1.4 dd 16.77 +1.51 .06 15.80 10.50 ReinventTechZ RTPZ.UT ...... 11.12 +0.07 ... 58.04 22.11 Moelis MC 3.9 20 56.65 +3.43 .55 19.54 10.19 NorthernStarAcqn STIC ...... 11.95 +1.17 ... 10.54 192.57 5.54 ParamountGroup PGRE 2.7 dd 10.31 +0.62 .07 28.65 12.67 ProAssurance PRA .7 dd 28.39 +1.77 .05 15.05 10.00 ReinventTechZ A RTPZ ...... 10.75 +0.05 ... 56.62 MohawkInds MHK ... 26 189.04 +2.93 ... 6.23 2.06 NorthernStarAcqnWt STIC.WT ...... 3.50 +0.97 ... 15.57 9.14 ParkAerospace PKE 2.6 51 15.38 +1.03 .10 4.82 1.24 ReinventTechZ Wt RTPZ.WT ...... 2.18 +0.33 ... 246.72 102.85 MolinaHealthcare MOH ... 21 232.49 +12.94 ... 12.11 10.10 NorthernStarII NSTB.UT ...... 10.53 +0.23 ... 146.92 94.34 Procter&Gamble PG 2.5 24 128.14 +2.16 .7907 23.12 3.99 ParkHotels PK .0 dd 22.79 +1.78 .45 102.05 62.18 Progressive PGR .4 10 93.04 +3.48 .10 154.09 70.57 RelianceSteel RS 1.8 27 152.83 +12.56 .6875 65.53 43.75 MolsonCoorsA TAP.A ... dd 50.02 +2.01 ... 11.62 9.88 NorthernStrII A NSTB ...... 10.20 +0.10 ... 313.79 93.00 ParkerHannifin PH 1.1 28 312.56 +12.57 .88 201.29 113.27 RenaissanceRe RNR .9 11 165.86 +1.48 .36 56.10 32.11 MolsonCoorsB TAP ... dd 46.63 +0.47 ... 3.35 1.24 NorthernStrII Wt NSTB.WT ...... 1.77 +0.32 ... 112.37 59.82 Prologis PLD 2.5 52 101.29 +3.92 .63 10.46 43.37 24.67 Parsons PSN ... 39 37.42 +0.90 ... 13.99 1.36 ProPetro PUMP ... dd 12.69 –0.45 ... 35.77 0.85 ReneSola SOL ... dd 16.05 +5.21 ... 18.66 8.42 MonmouthRealEst MNR 3.9 dd 18.49 +0.69 .18 9.99 NorthernStarIII NSTC.UT ...... 10.06 –0.07 ... 9.21 0.26 PartyCity PRTY ... dd 6.55 –0.91 ... 11.84 0.45 Renren RENN ...... 8.83 +2.32 ... 51.62 16.41 MontroseEnvl MEG ... dd 44.70 +3.79 ... 10.20 9.95 NorthernStarIV NSTD.UT ...... 10.05 –0.03 ... 14.25 7.26 ProSightGlobal PROS ... 25 12.58 –0.01 ... 471.08 163.42 PaycomSoftware PAYC ... cc 384.30 +8.77 ... 80.54 42.02 ProsperityBcshs PB 2.4 14 80.48 +3.26 .49 10.95 9.49 ReplayAcqn RPLA ... cc 10.16 –0.02 ... 305.96 164.19 Moody's MCO .9 31 291.64 +4.20 .62 357.12 263.31 NorthropGrum NOC 1.9 16 301.79 +0.88 1.45 5.31 0.80 PeabodyEnergy BTU ... dd 3.77 –0.25 ... 2.31 0.45 ReplayAcqnWt RPLA.WT ...... 1.25 +0.35 ... 86.75 32.49 Moog A MOG.A 1.2 dd 86.65 +4.37 .25 74.34 41.71 NorthwestNat NWN 3.6 23 53.22 +1.51 .48 286.57 63.19 ProtoLabs PRLB ... 71 134.90 +3.41 ... 11.90 5.08 Pearson PSO 2.3 21 11.43 +0.82 .1885 24.20 9.05 ProvidentFinSvcs PFS 3.9 18 23.78 +1.26 .23 103.79 65.37 RepublicSvcs RSG 1.8 32 96.18 +1.73 .425 86.00 33.58 Moog B MOG.B 1.2 dd 86.00 +5.70 .25 34.49 7.03 NorwegCruise NCLH ... dd 30.73 +1.88 ... 25.56 31.67 85.08 ... 5.39 PebblebrookHotel PEB .2 dd 24.58 +1.85 .01 94.85 38.62 PrudentialFin PRU 4.9 dd 93.87 +3.21 1.15 3.72 ResideoTech REZI ... cc 30.01 +0.65 ... 27.20 MorganStanley MS 1.7 13 84.34 +3.47 .35 98.52 69.18 Novartis NVS ... 24 84.13 +0.12 30.95 10.58 PembinaPipeline PBA 6.5 dd 30.68 +2.08 .1658 43.28 .1073 224.43 108.85 ResMed RMD .8 39 185.12 +0.07 .39 34.11 6.50 Mosaic MOS .6 19 33.20 +3.13 .05 75.86 49.24 NovoNordisk NVO 1.5 26 71.01 +1.40 .9494 15.68 Prudential PUK .7 26 43.16 +1.54 2.93 0.36 PA Reit PEI 3.7 dd 2.19 +0.56 .02 62.15 34.75 PublicServiceEnt PEG 3.5 15 57.69 +1.43 .51 11.18 1.14 ResoluteForest RFP ... cc 9.74 +0.17 ... 11.86 10.20 MotiveCapital MOTV.UT ...... 10.50 +0.05 ... 11.36 10.00 NovusCapII NXU.UT ...... 10.16 +0.01 ... 65.73 70.00 13.14 PennyMacFin PFSI 1.2 3 65.70 +4.09 .20 39 25.08 RestaurantBrands QSR 3.3 40 63.49 +1.02 .53 10.87 9.75 MotiveCapA MOTV ...... 10.04 –0.05 ... 63.85 12.31 NuSkinEnts NUS 2.9 14 52.46 +0.37 .38 246.52 155.37 PublicStorage PSA 3.3 243.05 +8.00 2.00 12.21 19.96 3.50 PennyMacMtg PMT 9.6 86 19.63 +0.96 .47 50.23 17.12 PulteGroup PHM 1.2 9 47.93 +2.19 .14 2.87 RetailPropofAmer RPAI 2.0 cc 11.81 +0.47 .06 3.24 1.00 MotiveCapWt MOTV.WT ...... 1.56 +0.29 ... 70.08 27.53 Nucor NUE 2.3 30 69.76 +6.84 .405 85.52 20.25 19.99 PenskeAuto PAG 2.0 13 84.81 +7.08 .43 29.53 7.93 PureStorage PSTG ... dd 22.40 +1.73 ... 21.12 8.32 RetailValue RVI 6.7 dd 17.40 +1.51 1.16 184.88 120.77 MotorolaSol MSI 1.6 33 179.11 +0.24 .71 4.98 NuSTAREnergy NS 8.1 dd 19.74 +0.07 .40 61.00 22.01 Pentair PNR 1.3 28 59.52 +1.84 .20 19.00 3.96 Revlon REV ... dd 12.05 +0.58 ... 26.22 dd 58.73 72 12.39 3.62 Puxin NEW ... dd 5.95 –0.59 ... 8.12 Movado MOV 1.6 25.25 +1.25 .10 23.85 Nutrien NTR 3.1 58.43 +3.84 .46 314.22 121.80 Penumbra PEN ... dd 278.74 +11.83 ... 12.01 50.89 7.17 Revolve RVLV ... 61 47.71 +3.04 ... 44.94 16.78 MuellerIndustries MLI 1.2 18 44.43 +2.94 .13 14.19 8.56 NuvationBio NUVB ...... 13.78 +2.92 ... 3.46 PzenaInvtMgmt PZN 1.0 23 11.71 +1.25 .22 59.85 7.41 PerformanceFood PFGC ... dd 59.76 +3.84 ... 4.90 116.86 33.95 RexAmerRes REX ... cc 110.45 +0.84 ... 14.21 6.64 MuellerWater MWA 1.5 29 14.20 +0.95 .055 4.21 1.75 NuvationBioWt NUVB.WT ...... 3.85 +1.47 ... 0.26 QEP Resources QEP ... cc 4.19 –0.09 ... 29.45 17.98 9.90 PeridotAcqn PDAC.UT ...... 12.71 +0.88 ... 72.60 42.64 QTS Realty QTS 3.3 dd 61.40 +2.34 .50 53.00 31.79 RexfordIndlRealty REXR 1.9 98 49.27 +1.68 .24 12.93 6.07 MultiPlan MPLN ... dd 6.17 –0.73 ... 10.54 nVentElectric NVT 2.4 dd 29.43 +1.71 .175 15.74 9.60 PeridotAcqnA PDAC ...... 11.46 +0.45 ... 51.54 18.87 Rexnord RXN .7 26 51.15 +3.44 .09 3.77 0.96 MultiPlanWt MPLN.WT ...... 1.08 –0.07 ... 148.56 47.17 Q2Holdings QTWO ... dd 111.84 +2.58 ... 20.53 4.67 0.66 PeridotAcqnWt PDAC.WT ...... 2.49 +0.46 ... 59.00 36.16 Qiagen QGEN ... 32 48.29 +0.77 ... 16.36 10.96 RibbitLeapA LEAP ...... 13.10 +1.35 ... 4.50 MurphyOil MUR 2.5 dd 20.22 +0.33 .125 O 10.09 10.00 PeridotAcqnII PDOT.UT ...... 10.03 +0.03 ... 17.00 11.03 RibbitLeapUn LEAP.UT ...... 12.30 –0.04 ... 144.09 78.75 MurphyUSA MUSA .8 10 129.21 +3.72 .25 6.36 2.00 QuadGraphics QUAD ... dd 5.45 +0.39 ... 27.38 24.48 PeriphasCap PCPC.UT ...... 25.50 +0.49 ... 301.99 108.14 QuakerChemical KWR .6 cc 247.30 –13.74 .395 7.70 1.92 RibbitLeapWt LEAP.WT ...... 3.56 +0.46 ... 11.50 10.00 MusicAcqn TMAC.UT ...... 10.09 –0.09 ... 23.24 8.63 OFGBancorp OFG 1.4 17 22.72 +2.58 .08 26.49 24.25 PeriphasCapA PCPC ...... 24.86 +0.37 ... 15.67 9.91 RiceAcqn RICE.UT ...... 11.30 +0.65 ... 23.98 6.91 MyersIndustries MYE 2.8 19 19.59 –2.63 .135 27.81 7.90 QuanexBldg NX 1.2 19 27.04 +2.00 .08 35.24 23.01 OGE Energy OGE 5.1 dd 31.81 +0.07 .4025 5.50 1.82 PeriphasCapWt PCPC.WT ...... 2.20 +0.05 ... 88.71 23.77 QuantaServices PWR .3 29 88.64 +5.52 .06 14.08 9.95 RiceAcqnA RICE ...... 10.50 +0.26 ... 30.90 5.98 MyovantSciences MYOV ... dd 23.49 +1.60 ... 14.45 4.31 O-I Glass OI ... 8 12.87 +0.23 ... 162.70 62.91 PerkinElmer PKI .2 19 123.10 –0.95 .07 3.48 1.11 RiceAcqnWt RICE.WT ...... 1.86 +0.41 ... 4.70 10.40 9.95 QuantumFin QFTA.UT ...... 10.16 +0.17 ... 92.00 63.67 ONE Gas OGS 3.1 20 75.13 +1.53 .58 2.11 PermianBasin PBT 3.6 16 4.70 +0.26 .0165 9.90 9.50 QuantumFin QFTA ...... 9.72 ...... 449.00 134.85 RingCentral RNG ... dd 343.84 +22.48 ... N 51.66 12.16 ONEOK OKE 7.2 38 51.60 +2.03 .935 2.07 0.46 PermianvilleRT PVL 10.5 7 1.54 +0.10 .0038 0.90 0.42 92.85 35.35 RioTinto RIO 5.7 13 81.27 –2.37 .93 5.35 QuantumFinWt QFTA.WT ...... 47 ...... 81.98 45.90 ON24 ONTF ... cc 55.89 +6.64 ... 1.00 PermRock PRT 2.2 22 5.20 +0.14 .0237 132.73 9.74 QuantumScape QS ...... 58.31 +13.92 ... 78.64 25.92 RitchieBros RBA 1.5 37 57.46 +3.13 .22 35.70 17.95 NACCO Inds NC 3.6 10 21.61 –1.41 .1925 66.31 34.98 OakStreetHealth OSH ... dd 56.51 +4.10 ... 58.83 38.20 Perrigo PRGO 2.3 dd 41.03 –0.01 .24 60.04 0.74 QuantumScapeWt QS.WT ...... 46.75 +13.64 ... 32.48 8.86 RiteAid RAD ... dd 24.78 +5.19 ... 39.30 10.55 NCR NCR ... dd 36.95 +1.38 ... 11.62 9.69 OaktreeAcqnII A OACB ...... 10.23 +0.01 ... 34.10 21.50 PershingSquare PSTH ...... 28.40 +0.40 ... 83.50 32.38 RobertHalf RHI 1.9 29 78.43 +1.51 .38 3.82 1.17 Qudian QD ... 13 2.60 +0.42 ... 77.78 60.50 7.44 1.15 NGL Energy NGL .0 dd 2.40 –0.24 .10 12.51 9.97 OaktreeAcqnII OACB.UT ...... 10.56 +0.25 ... 17.80 5.20 PershingSquWt PSTH.WT ...... 13.43 +2.37 ... 134.71 73.02 QuestDiag DGX 2.0 12 121.87 +3.91 .62 Roblox RBLX ... dd 69.70 ...... 66.99 2.11 NIO NIO ... dd 45.50 +7.39 ... 2.70 0.99 OaktreeAcqnIIWt OACB.WT ...... 1.72 +0.03 ... 29.62 14.03 Perspecta PRSP 1.0 dd 28.95 +0.11 .07 16.44 4.55 QuotientTech QUOT ... dd 16.44 +2.18 ... 43.00 17.50 RocketCos. RKT .0 1 25.01 –0.09 1.11 6.95 2.28 NL Industries NL ... 27 6.89 +0.55 ... 32.52 8.52 OccidentalPetrol OXY .1 dd 30.63 –0.60 .01 41.20 27.68 PetroChina PTR 4.2 27 38.69 –0.43 1.2636 268.91 115.38 Rockwell ROK 1.6 24 265.24 +12.15 1.07 17.50 7.70 NOV NOV ... dd 16.70 –0.59 ... 15.94 2.29 OccidentalPetrolWt OXY.WT ...... 14.74 –0.21 ... 11.89 4.01 PetroleoBrasil PBR 1.2 dd 8.12 +0.36 .0867 49.34 32.20 RogersComm B RCI 3.3 20 47.73 +0.63 .3914 11.96 4.03 NOW DNOW ... dd 11.77 +0.45 ... 15.40 2.01 OceaneeringIntl OII ... dd 14.34 +0.19 ... 11.72 4.16 PetroleoBrasilA PBR.A ... dd 8.30 +0.43 ... R 196.05 75.72 Rogers ROG ... 73 194.50 +12.66 ... 43.54 19.54 NRG Energy NRG 3.1 20 41.50 +1.65 .325 32.51 4.22 OcwenFinancial OCN ... dd 28.21 +0.29 ... 43.08 26.41 Pfizer PFE 4.5 20 34.94 +0.55 .39 43.00 20.48 Rollins ROL 1.0 62 33.04 +0.10 .08 4832.80 2043.01 NVR NVR ... 20 4538.83 –85.79 ... 2.41 0.35 Oi OIBR.C ... dd 1.63 –0.15 ... 88.19 56.01 PhilipMorris PM 5.5 17 87.72 +1.56 1.20 26.08 16.81 RELX RELX 2.7 30 24.32 +0.50 .1725 38.90 8.42 RomeoPower RMO ... cc 13.79 +4.11 ... 133.61 9.79 NaborsIndustries NBR ... dd 129.87 +3.12 ... 38.47 28.53 OilDriAmerica ODC 2.8 14 37.79 +0.79 .26 90.59 40.04 Phillips66 PSX 4.1 dd 88.66 +1.31 .90 43.85 14.40 RE/MAX RMAX 2.1 71 42.85 +3.90 .23 17.47 0.37 RomeoPowerWt RMO.WT ...... 2.60 +2.00 ... 14.30 3.66 NamTaiProperty NTP ... 65 12.87 +2.56 ... 9.49 1.52 OilStatesIntl OIS ... dd 8.76 –0.20 ... 48.51 19.00 Phillips66Ptrs PSXP 11.3 10 31.06 +0.33 .875 20.39 3.50 REV REVG .0 dd 20.37 +6.98 .05 455.72 240.00 RoperTech ROP .6 43 386.37 +9.43 .5625 43.21 20.25 NatlBankHoldings NBHC 2.0 15 42.16 +1.78 .21 22.27 11.88 OldRepublic ORI 4.0 12 22.17 +1.51 .22 2.65 1.12 PhoenixNewMedia FENG .0 1 1.89 +0.23 1.3712 524.22 73.14 RH RH ... 60 471.99 +22.97 ... 10.10 9.95 RossAcqnII ROSS.UT ...... 10.05 ...... 49.91 31.58 NationalFuelGas NFG 3.6 dd 49.71 +0.66 .445 34.20 8.76 Olin OLN 2.4 dd 33.30 +2.16 .20 13.35 1.27 PhoenixTree DNK ...... 2.35 +0.08 ... 117.48 66.31 RLI RLI .8 34 117.25 +8.12 .24 10.90 10.00 RotorAcqn ROT.UT ...... 10.20 –0.05 ... 63.78 44.29 NationalGrid NGG 5.3 22 58.92 +1.29 1.1285 39.18 13.33 OmegaHealthcare OHI 7.1 56 37.50 –0.02 .67 81.59 16.01 Phreesia PHR ... dd 61.51 +5.58 ... 17.05 3.88 RLJ Lodging RLJ .2 dd 16.86 +1.34 .01 9.95 9.73 RotorAcqnA ROT ...... 9.79 ......

1 76.22 31.37 NatlHealthInv NHI 5.8 18 76.18 +5.14 1.1025 12.01 9.88 Omnichannel OCA.UT ...... 10.50 ...... 20.13 11.01 PhysiciansRealty DOC 5.1 57 18.08 +0.87 .23 35.00 13.70 RLX Tech RLX ...... 17.35 +1.26 ... 0.98 0.72 RotorAcqnWt ROT.WT ...... 85 ...... 3

- 7.43 93.41

M 117.87 66.60 NatlPrestoInds NPK 1.0 17 105.12 +2.52 5.25 11.06 9.85 OmnichannelA OCA ...... 9.98 –0.01 ... 19.99 11.26 PiedmontOfficeA PDM 4.5 10 18.52 +0.81 .21 1.72 RPC RES ... dd 6.31 –0.87 ... 49.55 RoyalBkCanada RY 3.7 15 93.37 +4.45 .8576 a 49.79 24.04 NatlRetailProp NNN 4.7 36 44.20 +1.60 .52 2.28 0.91 OmnichannelWt OCA.WT ...... 1.22 +0.10 ... 16.07 9.89 PineIslandAcqn PIPP.UT ...... 10.92 –0.19 ... 98.35 42.85 RPM RPM 1.7 26 87.48 +3.96 .38 99.24 19.25 RoyalCaribbean RCL ... dd 90.22 +3.71 ... r

- 77.94 12.89 44.50 2 40.73 19.34 NatlStorage NSA 3.4 93 40.65 +2.60 .35 44.50 Omnicom OMC 3.6 18 77.78 +3.27 .70 14.94 9.95 PineIslandA PIPP ...... 10.29 –0.27 ... 4.62 RPTRealty RPT 2.3 dd 12.88 +1.27 .075 21.26 RoyalDutchA RDS.A 2.5 dd 44.35 +0.50 .333 1 42.29 20.68 7.93 Natura&Co NTCO .0 dd 17.44 –0.16 .067 16.12 10.03 one AONE.UT ...... 13.06 +0.92 ... 4.00 1.35 PineIslandWt PIPP.WT ...... 2.00 +0.07 ... 4.70 0.72 RR Donnelley RRD ... dd 4.49 +0.47 ... 19.19 RoyalDutchB RDS.B 3.1 dd 42.11 +0.36 .333

0 5.91

9 12.23 2.62 NaturalGasSvcs NGS ... cc 10.05 –0.14 ... 15.10 9.70 oneA AONE ...... 12.31 +0.74 ... 37.80 12.02 PingIdentity PING ... dd 22.95 +0.46 ... 2.21 RYBEducation RYB ... dd 5.91 +2.87 ... 26.55 9.51 RushStreetInt RSI ... dd 19.04 +3.14 ... : 5 18.75 5.74 NaturalGrocers NGVC 1.6 18 17.22 +1.53 .07 4.25 0.83 oneWt AONE.WT ...... 3.30 +0.65 ... 91.88 60.05 PinnacleWest PNW 4.2 16 78.33 +2.03 .83 23.45 9.53 RadianGroup RDN 2.2 12 23.14 +1.78 .125 13.35 0.60 RushStreetIntWt RSI.WT ...... 7.57 +3.09 ... 6

: 24.32 52.87 79.90

1 19.52 8.50 NaturalResPtrs NRP 10.0 dd 17.98 +0.09 .45 9.71 OneLiberty OLP 7.4 17 24.21 +1.20 .45 89.90 10.10 Pinterest PINS ... dd 71.75 +3.61 ... 9.40 Rafael RFL ... dd 45.51 +14.75 ... 22.62 RyderSystem R 2.9 dd 77.39 +4.46 .56 2 M18 BARRON’S March 15, 2021 New York Stock Exchange Composite List

52-Week Tick Div 52-Week Tick Div 52-Week Tick Div 52-Week Tick Div 52-Week Tick Div High Low Name Sym Yld P/E Last Chg. Amt. High Low Name Sym Yld P/E Last Chg. Amt. High Low Name Sym Yld P/E Last Chg. Amt. High Low Name Sym Yld P/E Last Chg. Amt. High Low Name Sym Yld P/E Last Chg. Amt. 18.52 3.76 RyersonHolding RYI ... dd 17.11 +2.65 ... 8.94 2.95 Sogou SOGO ... dd 8.17 –0.12 ... 4.60 1.31 TPGPaceTechWt PACE.WT ...... 1.50 +0.05 ... 20.24 2.61 TutorPerini TPC ... 9 20.07 +3.12 ... 84.88 13.25 RymanHospitality RHP .0 dd 82.13 +1.81 .95 14.70 4.50 SolarisOilfield SOI 2.9 dd 14.62 +1.86 .105 15.60 2.45 TPG RE Fin TRTX 6.8 dd 11.81 +0.90 .18 457.30 68.06 Twilio TWLO ... dd 369.03 +31.75 ... W 24.34 11.50 SolarWinds SWI ... 34 16.82 +0.69 ... 12.85 9.90 TailwindAcqn TWND.UT ...... 10.85 +0.03 ... 10.21 9.92 TwinRidgeCap TRCA.UT ...... 10.00 –0.02 ... 53.99 S 9.00 SonicAutomotive SAH .8 dd 53.05 +5.25 .10 11.65 9.55 TailwindAcqnA TWND ...... 10.22 –0.09 ... 80.75 20.00 Twitter TWTR ... dd 68.10 +1.15 ... 5.00 1.07 W&T Offshore WTI ... 16 4.16 –0.42 ... 64.38 31 37.30 SonocoProducts SON 2.9 62.83 +0.61 .45 2.75 0.62 TailwindAcqnWt TWND.WT ...... 1.40 +0.26 ... 10.40 2.25 TwoHarbors TWO 6.5 dd 7.68 +0.41 .17 109.53 68.01 WEC Energy WEC 3.1 23 88.49 +4.01 .6775 118.50 50.94 Sony SNE .3 13 104.56 +0.42 .2391 169.30 90.90 SAP SAP 1.0 25 123.82 +0.74 1.7337 10.67 9.98 TailwindIntlAcqn TWNI.UT ...... 10.07 ...... 479.79 247.22 TylerTech TYL ... 88 411.82 +10.76 ... 234.64 71.12 WEX WEX ... dd 221.08 +7.11 ... 30.25 18.24 SoJerseyInd SJI 4.3 17 27.93 +1.25 .3025 10.15 ... 75.99 379.87 186.06 S&P Global SPGI .9 36 345.61 +11.09 .77 9.95 TailwindTwo TWNT.UT ... 10.05 ...... 42.57 TysonFoods TSN 2.4 14 75.51 +2.80 .445 78.07 34.26 WNS WNS ... 38 76.23 +0.15 ... 48.89 32.07 SouthJerseyIndsUn SJIU 7.7 ... 46.86 +1.71 .9063 35 .3527 12.43 9.76 SC Health SCPE.UT ...... 10.76 +0.26 ... 142.20 42.70 TaiwanSemi TSM 1.2 118.30 –2.50 76.12 38.62 W.P.Carey WPC 6.0 27 69.26 +1.56 1.046 64.93 41.96 Southern SO 4.3 20 59.84 +1.49 .64 20.00 12.43 TakedaPharm TAK 3.8 34 18.44 +0.97 .4305 10.81 9.50 SC Health SCPE ... cc 10.10 –0.05 ... U 64.43 27.18 WPP WPP 1.0 dd 63.26 +0.71 .9777 52.95 36.39 SouthernUnSeriesA SOLN 6.7 ... 50.07 +0.80 .8438 16.81 5.00 TalosEnergy TALO ... dd 14.23 +0.73 ... 2.61 0.81 SC Health Wt SCPE.WT ...... 1.26 +0.10 ... 20.55 6.26 WabashNational WNC 1.6 dd 20.44 +2.55 .08 83.15 23.43 SoCopper SCCO 3.1 38 77.99 +4.25 .60 dd 13.29 9.25 SCVX SCVX.UT ...... 10.75 –0.02 ... 22.40 4.05 Tanger SKT 4.1 17.36 +1.33 .1775 16.20 7.48 UBS Group UBS 2.4 9 15.45 –0.18 .37 36 .12 61.16 22.47 SouthwestAir LUV ... dd 61.03 +4.11 ... 45.00 84.32 35.07 Wabtec WAB .6 78.08 +3.50 12.37 9.20 SCVX SCVX ...... 10.11 –0.14 ... 10.18 Tapestry TPR ... dd 44.61 +2.70 ... 45.21 29.20 UDR UDR 3.2 cc 45.15 +2.60 .36 81.62 45.68 SouthwestGas SWX 3.6 16 65.33 –3.95 .595 35.27 25.90 10.14 Waddell&ReedFin WDR 4.0 23 25.10 –0.08 .25 2.75 0.33 SCVX Wt SCVX.WT ...... 1.41 +0.06 ... 3.66 TargaResources TRGP 1.2 dd 34.77 +0.22 .10 41.22 21.75 UGI UGI 3.2 14 40.68 +0.02 .33 110.00 4.69 1.37 SouthwesternEner SWN ... dd 4.42 +0.46 ... .68 24.55 Walker&Dunlop WD 1.9 14 106.30 +5.67 .50 43.73 22.23 Seacor CKH ... 37 41.30 –0.35 ... 199.96 90.17 Target TGT 1.5 21 180.01 +7.40 19.51 8.63 UMH Prop UMH 3.9 dd 19.28 +1.11 .19 18.71 10.15 SpartanAcqnII SPRQ.UT ...... 12.03 +0.22 ... 153.66 102.00 Walmart WMT 1.6 28 134.12 +5.00 .55 6.57 1.46 SeacorMarine SMHI ... dd 5.72 +1.28 ... 80.00 53.95 TaroPharm TARO ... dd 78.66 +4.14 ... 58.27 32.80 Unitil UTL 3.1 23 49.16 +5.26 .38 10.05 11.08 10.04 SpartanAcqnIII SPAQ.UT ...... 10.22 +0.05 ... 10.63 WarburgPincusI-A WPCA.UT ...... 10.05 –0.16 ... 11.56 5.85 SFL SFL 7.5 ... 8.02 +0.17 .15 23.70 3.92 TataMotors TTM ... dd 21.97 –0.35 ... 16.45 3.52 USA Compression USAC 13.4 dd 15.69 +1.14 .525 10.28 16.66 10.10 Spartan II A SPRQ ...... 10.94 –0.41 ... 9.98 WarburgPincusI-B WPCB.UT ...... 10.09 +0.09 ... 28.96 17.03 SINOPEC SHI 6.0 dd 24.50 –0.48 1.4774 31.11 6.39 TaylorMorrison TMHC ... 16 29.34 +2.24 ... 37.47 14 4.21 1.45 Spartan II Wt SPRQ.WT ...... 2.12 +0.39 ... 13.84 25.17 US Cellular USM ... 36.36 +3.75 ... 25.90 9.46 WarriorMetCoal HCC 1.0 dd 19.24 –0.97 .05 14.26 3.60 SITE Centers SITC 3.1 cc 14.24 +0.99 .11 3.75 Team TISI ... dd 11.77 +0.17 ... dd 86.75 19.59 SpectrumBrands SPB 2.0 19 84.61 +3.60 .42 5.86 1.00 USD Partners USDP 8.1 5.46 +0.26 .111 10.18 9.96 WarriorTech WARR.UT ...... 9.99 –0.11 ... 71.69 45.60 SJW Group SJW 2.3 28 59.77 –2.79 .34 9.36 3.22 TechnipFMC FTI 1.5 dd 8.76 –0.50 .0933 41.23 8.32 US Foods USFD ... dd 40.43 +2.43 ... 81.47 50.58 Spire SR 3.5 40 75.13 +4.21 .65 23.93 5.60 TeckRscsB TECK .7 dd 22.63 +1.28 .0391 17.55 1.69 WashingtonPrime WPG ... dd 3.03 +1.03 ... 27.30 14.07 SK Telecom SKM 2.9 18 25.00 +0.56 .8934 10.74 9.97 USHG Acqn HUGS.UT ...... 10.17 +0.11 ... 27.32 16.95 WashingtonREIT WRE 4.9 dd 24.68 +1.33 .30 77.76 52.05 13.69 SpiritAeroSys SPR .1 dd 51.40 +4.28 .01 4.88 1.70 Teekay TK ... dd 3.54 +0.05 ... 36.19 SLGreenRealty SLG 4.7 16 77.76 +5.22 .3033 39.46 14.59 143.67 45.13 US PhysTherapy USPH 1.1 49 122.52 +9.19 .35 111.04 70.87 WasteConnections WCN .8 cc 103.00 +1.25 .205 19.29 0.90 SM Energy SM .1 dd 18.88 +0.98 .01 7.01 SpiritAirlines SAVE ... dd 38.62 +4.20 ... 7.00 TeekayLNG un TGP 6.9 22 14.55 +0.64 .25 15.38 45.25 18.37 SpiritRealtyCap SRC 5.8 cc 42.86 +1.27 .625 0.79 US Silica SLCA ... dd 14.11 –0.19 ... 125.56 85.34 WasteMgt WM 1.9 35 121.79 +3.11 .575 15.88 0.51 SOS SOS ...... 6.63 +0.13 ... 26.92 8.90 TeekayTankers TNK ... 6 14.50 +1.10 ... 11.44 2.65 US Xpress USX ... 32 11.39 +1.14 ... 11.75 9.89 SportsEntAcqn SEAH.UT ...... 10.75 +0.12 ... dd 299.06 154.39 Waters WAT ... 32 268.83 +2.39 ... 60.90 25.50 SPX SPXC ... 27 60.40 +4.63 ... 17.90 12.12 TejonRanch TRC ... 17.65 +0.95 ... 14.38 7.24 UWM UWMC 4.8 dd 8.30 –0.38 .10 10.80 9.68 SportsEntA SEAH ...... 10.03 –0.01 ... dd 265.18 132.97 Watsco WSO 2.9 36 248.06 +8.40 1.775 70.00 15.74 SPX FLOW FLOW .5 cc 69.28 +3.44 .09 308.00 102.01 TeladocHealth TDOC ... 197.95 +8.26 ... 4.87 1.00 UWM Wt UWMC.WT ...... 1.91 –0.11 ... 2.03 0.90 SportsEntWt SEAH.WT ...... 1.30 +0.05 ... 5.30 dd 131.51 69.02 WattsWater WTS .7 37 122.88 +6.12 .23 36.49 12.07 SQZ Biotech SQZ ... dd 14.90 +1.35 ... 11.90 TelecomArgentina TEO .0 5.74 +0.28 .9972 64.05 13.71 Uber UBER ... dd 60.35 +4.81 ... 387.44 109.18 Spotify SPOT ... dd 279.89 +4.91 ... 37 369.00 21.70 Wayfair W ... cc 316.26 +20.60 ... 34.50 17.54 STAG Indl STAG 4.3 25 33.49 +1.35 .1208 413.31 195.34 TeledyneTech TDY ... 395.04 +7.89 ... 362.89 110.01 Ubiquiti UI .5 42 336.29 +17.21 .40 62.60 22.89 9.83 SpragueRscs SRLP 13.0 18 20.53 +1.78 .6675 425.30 60 18.16 WebsterFin WBS 2.6 27 62.37 +3.11 .40 35.72 13.00 StoreCapital STOR 4.3 40 33.79 +1.59 .36 221.27 Teleflex TFX .3 423.50 +21.80 .34 4.74 1.97 UltraparPart UGP ... 22 3.55 +0.14 ... 45.50 13.30 Sprott SII 2.2 43 44.72 +6.24 .25 14 .0139 5.49 0.73 Weidai WEI ...... 1.62 +0.28 ... 35.55 23.02 SabineRoyalty SBR 6.7 12 32.53 –0.47 .211 11.82 7.08 TelefonicaBras VIV 8.5 8.21 +0.23 23.73 7.15 UnderArmour A UAA ... dd 23.38 +0.72 ... 27.52 283.19 32.33 Square SQ ... cc 242.11 +25.67 ... 17 12.21 WeingartenRealty WRI 4.4 31 27.46 +0.87 .30 3.15 0.74 SafeBulkers SB ... dd 2.86 +0.11 ... 5.69 3.22 Telefonica TEF 6.6 4.88 +0.17 .2371 19.72 6.37 UnderArmour C UA ... dd 19.45 +0.71 ... 59.70 57.55 15.32 St.Joe JOE .6 64 49.31 +2.58 .08 18 33.00 WeisMarkets WMK 2.1 13 59.61 +1.32 .31 8.59 4.43 SafeguardSci SFE ... dd 7.95 +0.05 ... 25.62 16.06 TelekmIndonesia TLK 2.5 24.01 +0.68 .824 30.94 7.48 Unifi UFI ... dd 30.44 +4.12 ... 17.05 55.29 33.94 StandardMotor SMP 2.2 18 44.57 +0.88 .25 12 3.17 Welbilt WBT ... dd 16.89 +1.06 ... 84.99 38.85 Safehold SAFE .9 64 75.59 +5.69 .1622 24.51 14.50 Telephone&Data TDS 3.1 22.72 +2.77 .175 258.86 121.89 Unifirst UNF .4 38 255.17 +6.55 .25 40.02 108.17 37.50 StandexInt SXI .9 78 106.44 +3.83 .24 38.15 23 20.76 WellsFargo WFC 1.0 98 39.97 +2.54 .10 64.19 11.61 SailPointTechs SAIL ... dd 56.29 +4.10 ... 5.50 TempurSealy TPX .7 37.97 +1.84 .07 63.89 44.06 Unilever UL 3.4 23 55.13 +1.11 .5139 76.00 195.00 70.00 StanleyBlackDck SWK 1.5 25 190.46 +5.15 .70 23.81 dd 24.27 Welltower WELL 3.3 dd 74.12 +3.86 .61 284.50 115.29 Salesforce.com CRM ... 48 212.21 +1.45 ... 8.86 Tenaris TS .6 23.48 –0.11 .14 221.28 105.08 UnionPacific UNP 1.8 27 214.09 +4.38 .97 93.25 116.93 50.68 StanleyB&D Un SWT 4.6 ... 115.10 +2.49 1.3125 78 13.52 WescoIntl WCC ... 66 92.14 +5.70 ... 21.70 6.28 SallyBeauty SBH ... 21 21.28 +3.02 ... 29.01 9.22 TencentMusic TME ... 26.49 +0.34 ... 27.71 8.25 Unisys UIS ... dd 27.26 +2.75 ... 42.15 21.43 Stantec STN 1.3 37 42.10 +1.33 .1186 57.00 15 78.83 15.00 WestFraserTimber WFG .9 8 66.80 +1.57 .1574 4.54 1.39 SanJuanBasin SJT 4.9 37 4.17 +0.29 .0547 10.00 TenetHealthcare THC ... 55.29 +1.51 ... 11.28 2.10 UnitedMicro UMC 1.1 22 8.78 +0.17 .1361 10.40 6.11 StarGroup SGU 5.1 8 10.38 ... .1325 82.54 45 312.12 124.53 WestPharmSvcs WST .2 60 274.12 +11.72 .17 12.00 9.56 SandbridgeAcqn SBG.UT ...... 10.65 –0.04 ... 46.64 Tennant TNC 1.1 81.84 +3.37 .23 40.70 5.16 UnitedNatFoods UNFI ... 11 39.18 +7.68 ... 100.00 13.25 10.45 StarPeakII STPC.UT ...... 10.86 +0.01 ... 12.98 2.21 Tenneco TEN ... dd 12.71 +1.63 ... 20.90 WestAllianceBcp WAL 1.0 20 98.68 +2.49 .25 11.56 9.64 SandbridgeAcqnA SBG ...... 10.02 –0.03 ... 178.01 85.50 UPS B UPS 2.4 cc 167.69 +3.29 1.02 12.25 10.00 StarPeak II A STPC ...... 10.35 +0.01 ... 59.58 17.62 Teradata TDC ... 38 43.08 +1.77 ... 8.13 1.37 WesternAssetMort WMC 7.0 dd 3.41 +0.15 .06 2.10 0.56 SandbridgeAcqnWt SBG.WT ...... 1.22 +0.01 ... 321.94 58.85 UnitedRentals URI ... 26 317.86 +16.90 ... 4.68 1.80 StarPeak II Wt STPC.WT ...... 2.30 –0.13 ... 48.26 11.54 Terex TEX 1.0 cc 47.25 +3.45 .12 20.90 2.90 WesternMidstrm WES 6.3 16 19.90 –0.07 .311 10.03 9.95 SandbridgeX2 SBII.UT ...... 10.02 +0.02 ... 54.72 28.36 US Bancorp USB 3.1 18 54.64 +2.17 .42 25.73 60.99 9.89 StarPeakEner STPK.UT ...... 40.59 +11.94 ... 55.00 17.63 Terminix TMX ... cc 50.38 +3.46 ... 17.39 WesternUnion WU 3.8 14 24.70 +0.61 .235 5.78 0.70 SandRidgeEnergy SD ... dd 4.45 +0.39 ... 24.71 4.54 US Steel X .2 dd 24.17 +6.02 .01 97.26 51.49 9.60 StrPeakEnerA STPK ...... 35.43 +10.76 ... 64.24 42.12 TerrenoRealty TRNO 2.0 50 57.44 +1.54 .29 28.99 WestlakeChem WLK 1.1 37 94.64 +5.24 .27 10.63 3.32 SandstormGold SAND ... cc 6.94 +0.59 ... 367.95 187.72 UnitedHealth UNH 1.4 22 356.02 +8.92 1.25 25.02 32.98 0.96 StrPeakEnerWt STPK.WT ...... 19.98 +7.47 ... 2.99 0.22 TetraTech TTI ... dd 2.98 +0.35 ... 10.31 WestlakeChemPtrs WLKP 7.6 13 24.81 +1.19 .4714 27.98 9.74 SantanderCons SC 3.2 9 27.39 +1.37 .22 174.94 65.11 UnitySoftware U...... 105.70 +11.88 ... 7.54 2.51 Starrett A SCX ... dd 7.12 +0.79 ... 13.30 6.25 TevaPharm TEVA ... dd 10.79 +0.27 ... 19.44 7.98 WestpacBanking WBK 1.2 45 19.06 –0.33 .2353 24.31 5.94 SaratogaInvt SAR 6.9 8 23.68 +0.91 .42 22.08 6.40 Univar UNVR ... 69 21.51 +0.96 ... 54.00 9.05 2.75 Startek SRT ... dd 8.83 +0.53 ... 1498.19 295.05 TexasPacLand TPL .8 55 1437.00 +237.00 2.75 21.50 WestRock WRK 1.6 dd 51.57 +0.89 .20 15.36 1.25 Sasol SSL ... dd 15.33 +0.93 ... 57.90 37.04 Universal UVV 5.4 22 57.57 +4.12 .77 24.52 7.59 StarwoodProp STWD 7.9 21 24.39 +1.44 .48 29.17 6.18 Textainer TGH ... 19 26.53 +1.57 ... 26.90 9.42 Westwood WHG 2.1 dd 18.78 +0.63 .10 42.72 23.49 SaulCenters BFS 5.0 34 42.30 +3.20 .53 114.23 52.25 UniversalHealth UHT 3.7 52 74.15 +5.21 .695 85.78 42.10 StateStreet STT 2.5 13 83.80 +4.38 .52 55.70 20.26 Textron TXT .1 41 55.06 +3.15 .02 36.22 13.10 Weyerhaeuser WY 1.9 34 35.91 +2.15 .17 30.41 11.87 Schlumberger SLB 1.7 dd 29.01 –0.06 .125 143.84 65.20 UniversalHealthB UHS .6 12 137.54 +6.20 .20 14.35 4.31 SteelPartners SPLP ... dd 14.11 +0.76 ... 532.57 250.21 ThermoFisherSci TMO .2 28 450.49 +3.62 .26 57.89 18.66 WheatonPrecMet WPM 1.2 41 39.23 +3.02 .12 28.13 16.06 SchneiderNatl SNDR 1.1 21 25.28 +0.28 .07 20.85 10.84 UnivInsurance UVE 3.9 29 16.31 +0.71 .16 16.71 7.02 Steelcase SCS 2.4 23 16.59 +1.70 .10 22.61 9.98 Thermon THR ... dd 21.17 –0.28 ... 214.68 64.00 Whirlpool WHR 2.4 12 207.84 +12.59 1.25 68.21 28.00 SchwabC SCHW 1.1 32 67.65 +2.63 .18 8.31 2.75 UnvlTechInst UTI ... dd 6.25 +0.11 ... 50.79 19.50 6.00 Stellantis STLA .0 dd 18.51 +1.78 .1157 13.19 10.49 ThomaBravoAdv TBA ...... 11.15 +0.24 ... 1267.52 629.21 WhiteMtnIns WTM .1 5 1179.99 +8.76 1.00 20.00 SchweitzerMaud SWM 3.5 19 50.52 +3.30 .44 30.34 9.58 UnumGroup UNM 3.9 7 29.04 +0.25 .285 10.39 131.72 72.10 Stepan SCL .9 24 130.63 +6.60 .305 89.97 52.23 ThomsonReuters TRI 1.8 39 87.71 +1.32 .405 4.71 WhitestoneREIT WSR 4.1 74 10.37 +0.73 .035 103.95 45.45 ScienceApplicat SAIC 1.6 27 94.04 +5.78 .37 18.18 6.98 UrbanEdgeProp UE 3.3 23 18.05 +0.83 .15 203.91 105.69 Steris STE .9 37 184.05 +6.90 .40 141.17 32.30 ThorIndustries THO 1.2 20 141.11 +14.92 .41 38.82 13.44 WhitingPetrol WLL ... dd 36.94 +2.61 ... 28.21 8.28 ScorpioTankers STNG 2.1 13 18.93 +3.12 .10 15.46 8.18 UrstadtBiddle UBP 3.3 68 14.95 +1.06 .125 24.98 7.01 SterlingBancorp STL 1.1 22 24.87 +2.11 .07 56.50 4.60 3D Systems DDD ... dd 31.14 +6.39 ... 18.20 3.07 WideOpenWest WOW ... cc 17.30 +0.27 ... 250.00 76.50 ScottsMiracleGro SMG 1.1 26 223.77 +22.79 .62 18.23 8.22 UrstadtProp A UBA 3.1 83 18.17 +1.16 .14 55.93 20.26 StewartInfo STC 2.4 9 54.17 +5.73 .33 187.27 114.04 3M MMM 3.2 20 184.92 +4.12 1.48 56.28 30.00 Wiley A JW.A 2.6 dd 53.54 +0.57 .3425 9.44 3.53 ScullyRoyalty SRL ... dd 9.10 +0.23 ... 102.58 43.01 UsanaHealth USNA ... 17 100.59 –0.80 ... 67.92 20.75 StifelFinancial SF .9 16 67.23 +4.19 .15 15.92 4.09 Tidewater TDW ... dd 14.16 –0.48 ... 54.30 30.79 Wiley B JW.B 2.5 dd 53.80 +2.38 .3425 26.37 8.86 SculptorCapMgmt SCU 10.9 10 21.60 +0.44 2.35 .042 26.62 9.84 UtzBrands UTZ .8 dd 26.17 +2.09 .01 24.69 285.00 35.61 Sea SE ... dd 234.99 +5.23 ... 43.02 14.67 STMicroelec STM .4 30 35.75 +0.75 2.00 0.41 TidewaterWtA TDW.WTA ...... 1.51 +0.18 ... 8.41 Williams WMB 6.9 cc 23.93 –0.33 .41 3.71 0.46 StoneMor STON ... dd 2.26 +0.45 ... 2.00 0.17 TidewaterWtB TDW.WTB ...... 1.21 +0.30 ... 151.16 26.01 Williams-Sonoma WSM 1.6 20 135.08 +6.91 .53 22.86 5.25 SeabridgeGold SA ... dd 17.24 +0.82 ... 38.20 V 84.94 47.90 17.06 SealedAir SEE 1.4 15 46.12 +1.93 .16 13.87 Stoneridge SRI ... dd 37.19 +2.49 ... 11.36 9.97 TigaAcqnA TINV ...... 10.19 –0.01 ... 16.94 Winnebago WGO .6 27 83.45 +9.49 .12 52.96 52.84 15.06 Stride LRN ... 23 28.73 +3.94 ... 12.88 10.15 TigaAcquisitionUn TINV.UT ...... 10.95 +0.25 ... 6.76 2.52 Wipro WIT .2 27 6.54 +0.16 .0122 6.75 SeaWorldEnt SEAS ... dd 50.74 +1.64 ... 40.83 7.58 2.22 SelectEnergySvcs WTTR ... dd 6.75 –0.63 ... 250.02 124.54 Stryker SYK 1.0 57 240.76 +0.73 .63 2.80 1.05 TigaAcqnWt TINV.WT ...... 1.66 +0.32 ... 40.67 17.77 VEREIT VER 4.7 54 39.22 +1.41 .462 12.19 WolverineWwide WWW 1.0 dd 40.40 +4.82 .10 35.66 10.00 SelectMedical SEM ... 18 34.61 +1.16 ... 27.00 11.87 StudioCity MSC ... dd 12.88 –2.07 ... 13.14 3.46 Tilly's TLYS ... dd 13.06 +2.21 ... 89.68 45.07 VF VFC 2.5 dd 79.09 +0.32 .49 28.50 15.54 WooriFin WF 4.9 10 27.07 +0.97 1.9027 32.55 15.76 SelectQuote SLQT ... 36 28.67 +2.19 ... 90.74 40.00 SturmRuger RGR 2.9 14 69.85 +3.64 .71 16.31 9.92 Tim TIMB 2.6 13 11.90 +0.04 .24 19.80 9.85 VG Acqn VGAC.UT ...... 12.24 +1.08 ... 114.68 22.01 Workiva WK ... dd 98.11 +0.45 ... 18.18 8.64 SuburbanPropane SPH 7.9 16 15.16 +0.21 .30 86.44 22.26 Timken TKR 1.4 22 82.32 +1.56 .29 18.16 9.65 VG Acqn A VGAC ...... 11.29 +0.76 ... 36.76 18.36 WorldFuelSvcs INT 1.1 21 35.71 +0.48 .10 137.47 88.00 SempraEnergy SRE 3.4 10 128.75 +9.58 1.10 7.40 13.45 11.45 SendasDistrib ASAI ...... 12.99 +0.74 ... 4.49 SumitomoMits SMFG 4.1 10 7.38 +0.22 .1827 12.13 2.16 TimkenSteel TMST ... dd 11.99 +2.30 ... 5.72 0.95 VG Acqn Wt VGAC.WT ...... 2.65 +0.51 ... 60.00 29.10 WW Ent WWE .8 37 57.21 +2.71 .12 62.99 10.85 2.32 SummitHotelProp INN ... dd 10.76 +0.56 ... 9.07 1.05 TItanIntl TWI .0 dd 8.53 +0.74 .005 15.57 7.04 ViaOptronics VIAO ...... 13.80 +1.20 ... 74.48 19.28 WorthingtonInds WOR 1.4 7 72.82 +5.82 .25 18.25 SensataTechs ST ... 61 62.83 +3.60 ... 31.00 69.58 82.00 38.24 SensientTech SXT 1.9 31 80.48 +3.38 .39 7.51 SummitMaterials SUM ... 25 30.35 +1.17 ... 59.28 13.28 Toll Bros TOL 1.2 15 55.50 +1.61 .17 29.87 9.85 VICI Prop VICI 4.6 17 28.52 –0.70 .33 14.50 WyndhamHtls WH .9 dd 69.19 +4.09 .16 33.75 7.50 SummitMidstream SMLP ... 1 29.00 +7.02 ... 57.26 28.15 TootsieRoll TR 1.0 40 35.08 +2.30 .0874 3.81 1.26 VOC Energy VOC 4.0 11 3.61 +0.60 .03 9.57 3.31 SequansComms SQNS ...... 6.42 +0.51 ... .83 157.70 95.34 SunComms SUI 2.2 cc 147.75 +4.47 224.89 54.83 TopBuild BLD ... 27 199.05 +4.14 ... 10.19 9.90 VPCImpactIII VPCC.UT ...... 10.00 –0.05 ... 24.06 5.00 SeritageGrowth SRG ... dd 23.21 +1.74 ... 51.99 XYZ 24.37 SunLifeFinancial SLF 3.3 17 51.72 +1.87 .4344 103.27 52.07 Toro TTC 1.0 34 101.69 +3.23 .2625 3.48 0.70 VaalcoEnergy EGY ... dd 2.94 –0.36 ... 54.67 33.93 ServiceCorp SCI 1.7 17 48.11 +0.61 .21 7.55 598.37 238.93 ServiceNow NOW ... cc 489.22 +2.26 ... 2.33 SunCokeEnergy SXC 3.2 cc 7.48 +0.87 .06 65.50 33.74 TorontoDomBk TD 3.9 13 65.48 +2.66 .5968 333.95 129.52 VailResorts MTN .0 cc 315.00 +6.53 1.76 23.63 9.61 SuncorEnergy SU 2.8 dd 23.53 +1.54 .1624 5.30 1.42 XFinancial XYF ... dd 3.03 +0.38 ... 138.38 30.01 ShakeShack SHAK ... dd 121.81 +9.05 ... 18.33 9.46 Tortoise II A SNPR ...... 11.82 +0.54 ... 19.00 6.49 Vale VALE ... 18 17.62 –0.12 ... 35.00 9.50 XL Fleet XL ... dd 12.79 +1.62 ... 19.31 12.20 ShawComm B SJR 4.9 19 19.17 +0.41 .0776 2.95 0.68 SunlandsTech STG ... dd 1.26 +0.08 ... 19.70 10.15 TortoiseAcqnII SNPR.UT ...... 12.83 +0.93 ... 84.39 31.00 ValeroEnergy VLO 4.8 dd 82.42 +3.39 .98 57.70 6.12 SunnovaEnergy NOVA ... dd 42.51 +5.82 ... .08 128.57 38.47 XPO Logistics XPO ... cc 124.97 +8.05 ... 16.18 5.70 ShellMidstream SHLX 13.3 12 13.85 +1.11 .46 6.16 1.25 Tortoise II Wt SNPR.WT ...... 3.89 +1.34 ... 20.86 9.02 Valhi VHI 1.6 14 19.83 +1.65 21.00 6.15 XeniaHotels XHR .0 dd 20.90 +2.23 .275 758.00 325.43 SherwinWilliams SHW .9 32 708.13 +32.44 1.65 33.00 10.46 Sunoco SUN 10.2 20 32.33 +0.94 .8255 50.41 22.13 Total TOT ... dd 50.26 +1.06 ... 248.95 82.60 ValmontInds VMI .8 38 248.51 +14.95 .50 26.96 13.74 5.75 SunstoneHotelInv SHO .0 dd 12.88 +0.57 .05 26.82 14.22 Xerox XRX 3.7 32 26.91 +0.82 .25 99.27 30.00 Shift4Paymts FOUR ... dd 93.41 +17.31 ... 11.25 3.54 TownsquareMedia TSQ .0 dd 10.54 +0.14 .075 9.06 Valvoline VVV 1.9 15 26.71 +1.22 .125 4.12 1.68 XinyuanRealEst XIN 5.5 dd 3.01 +0.27 .025 32.28 17.09 ShinhanFin SHG 3.7 5 30.84 +0.16 1.6738 7.39 0.90 SuperiorIndsIntl SUP ... dd 6.79 +0.23 ... 163.37 108.01 ToyotaMotor TM 2.5 15 150.53 +2.01 2.015 54.42 9.49 Vapotherm VAPO ... dd 26.29 +4.31 ... 10.70 10.06 SupernovaPtrsII SNII.UT ...... 10.20 –0.10 ... 165.86 74.49 10.00 XPeng XPEV ... dd 35.15 +7.12 ... 1499.75 305.30 Shopify SHOP ... cc 1140.63 +9.62 ... 70.00 TraneTech TT 1.4 47 163.68 +3.26 .59 176.50 89.62 VarianMed VAR ... 58 176.22 +0.37 ... 108.84 54.62 Xylem XYL 1.1 73 101.87 +1.63 .28 96.50 28.76 Shutterstock SSTK .9 47 92.29 +4.86 .21 13.75 10.05 SupernovaPtrs SPNV.UT ...... 11.46 +0.46 ... 9.78 3.63 Transalta TAC 1.6 dd 8.99 +0.85 .0353 15.30 8.31 VectorGroup VGR 5.3 25 14.96 +1.04 .20 13.00 10.05 SupernovaPtrsA SPNV ...... 10.60 +0.18 ... 60.32 80.89 15.28 Yeti YETI ... 40 71.29 +5.66 ... 20.40 3.50 Sibanye-Stillwater SBSW 4.3 7 18.14 –1.37 .8659 40.42 16.00 TrancntlRlty TCI ... cc 21.85 –0.15 ... 28.90 Vectrus VEC ... 19 59.08 –0.79 ... 7.30 2.25 YPF YPF ... dd 4.41 +0.16 ... 59.39 5.60 SignetJewelers SIG ... dd 58.66 +6.16 ... 4.04 1.33 SupernovaPtrsWt SPNV.WT ...... 2.69 +0.76 ... 625.05 200.06 TransDigm TDG ... 91 619.89 +22.96 ... 12.91 3.24 Vedanta VEDL 5.0 dd 12.42 +0.23 .4946 12.72 9.70 SustOppsAcqnA SOAC ... dd 10.21 –0.02 ... 4.81 41.35 6.26 Yalla YALA ... 81 23.91 +4.28 ... 40.79 25.01 SignifyHealth SGFY ... dd 30.17 +1.86 ... 0.65 Transocean RIG ... dd 4.59 +0.33 ... 325.54 118.11 VeevaSystems VEEV ... cc 257.77 +2.98 ... 7.02 2.23 YamanaGold AUY 2.3 21 4.47 +0.17 .0262 9.50 1.82 SilverBowRscs SBOW ... dd 9.01 +0.86 ... 14.18 9.85 SustOppsAcqnUn SOAC.UT ...... 11.10 +0.07 ... 6.77 3.72 TransportadGas TGS ... 17 4.65 +0.17 ... 9.47 2.24 VelocityFinl VEL ... dd 8.77 +1.20 ... 3.65 0.67 SustOppsAcqnWt SOAC.WT ...... 1.52 –0.02 ... 25.47 15.17 YatsenHolding YSG ... dd 15.71 –2.09 ... 187.86 8.11 SilvergateCapital SI ... cc 138.59 +31.95 ... 102.80 52.50 TransUnion TRU .3 49 88.06 +0.29 .075 5.24 1.12 VenatorMaterials VNTR ... dd 4.80 +0.64 ... 42.42 12.89 Yelp YELP ... dd 41.87 +2.59 ... 11.66 10.00 SimonPropAcqn SPGS.UT ...... 10.39 +0.19 ... 14.45 4.43 Suzano SUZ ... dd 13.34 –0.09 ... 63.99 13.74 Travel+Leisure TNL 1.9 dd 62.00 +1.37 .30 58.10 13.35 Ventas VTR 3.2 63 56.55 +1.41 .45 19.99 10.80 Switch SWCH 1.3 cc 15.36 +1.21 .05 159.04 20.90 8.56 Yext YEXT ... dd 15.86 +0.64 ... 121.31 42.25 SimonProperty SPG 4.4 30 117.85 +6.68 1.30 76.99 Travelers TRV 2.2 15 157.27 +4.91 .85 30.71 5.25 Veoneer VNE ... dd 28.71 +2.39 ... 12 109.85 13.47 10.41 SwitchbackII SWBK.UT ...... 10.71 –0.29 ... 47.62 6.80 2.70 YirenDigital YRD ... 5.16 +0.77 ... 47.02 SimpsonMfg SSD .9 25 106.48 +6.10 .23 12.87 10.10 TrebiaAcqn TREB.UT ...... 11.00 +0.20 ... 5.70 Veritiv VRTV ... 22 44.98 +4.80 ... 47.70 14.84 Youdao DAO ... dd 33.05 +1.56 ... 11.50 5.64 SiriusPoint SPNT ... 7 10.99 +0.44 ... 11.32 10.01 SwitchbackII A SWBK ...... 10.31 –0.06 ... 11.99 9.72 TrebiaAcquisition TREB ...... 10.48 +0.26 ... 61.95 48.84 Verizon VZ 4.5 13 55.63 –0.37 .6275 5.00 1.94 SwitchbackII Wt SWBK.WT ...... 2.15 +0.04 ... 8.79 12.97 10.00 YucaipaAcqn YAC.UT ...... 10.45 –0.10 ... 179.04 53.29 SiteOneLandscape SITE ... 64 176.45 +17.95 ... 43.24 2.98 0.95 TrebiaAcqnWt TREB.WT ...... 1.99 +0.32 ... 1.50 VermilionEnergy VET ... dd 8.69 +1.28 ... 11.40 9.59 YucaipaAcqnA YAC ...... 10.06 –0.03 ... 50.99 8.75 SixFlags SIX ... dd 50.52 +3.18 ... 12.15 SynchronyFin SYF 2.1 19 42.70 +2.60 .22 8.35 4.23 TrecoraResources TREC ... 7 7.99 +0.26 ... 17.12 7.36 Verso VRS 2.6 dd 15.19 +1.87 .10 102.84 26.08 Synnex SNX .8 10 102.67 +10.14 .20 2.77 0.76 YucaipaAcqnWt YAC.WT ...... 1.45 –0.03 ... 39.38 17.06 SkechersUSA SKX ... 62 39.25 +2.27 ... 49.68 23.71 11.51 Tredegar TG 2.7 dd 17.82 +0.68 .12 22.43 4.75 Vertiv VRT .0 dd 21.07 +1.02 .01 110.66 54.95 YumBrands YUM 1.9 36 104.81 +0.48 .50 10.91 SynovusFin SNV 2.7 21 49.38 +3.75 .33 54.78 46.44 dd 46.30 9.81 Skillz SKLZ ... dd 29.32 +1.87 ... 83.45 34.25 TreeHouseFoods THS ... cc 52.70 –0.49 ... 11.25 Viad VVI .0 44.00 +2.00 .10 64.64 38.33 YumChina YUMC .8 31 61.18 +0.76 .12 26.00 Sysco SYY 2.2 dd 83.40 +1.61 .45 10.00 dd 33.37 1.35 SkillzWt SKLZ.WT ...... 17.60 +2.06 ... 4.83 0.65 TrepontAcqnI Wt TACA.WT ...... 1.02 –0.08 ... 3.16 VinceHolding VNCE ... 9.98 +1.78 ... 25.39 11.34 ZimIntShipping ZIM ...... 25.25 +5.95 ... 45.35 14.00 Systemax SYX 1.7 22 37.88 +2.41 .16 42.59 34 47.57 10.82 SkylineChamp SKY ... 44 43.86 –1.01 ... 11.49 10.10 TrepontAcqnI TACA.UT ...... 10.48 +0.03 ... 12.60 Vipshop VIPS ... 42.20 +0.98 ... 38.99 23.00 ZTO Express ZTO .0 36 33.07 –1.89 .29 62.80 9.06 VirginGalactic SPCE ... dd 34.55 +7.26 ... 44.57 15.10 SlackTech WORK ... dd 40.77 +0.32 ... 10.75 9.81 TrepontAcqnI A TACA ...... 9.97 +0.01 ... 166.60 50.23 Zendesk ZEN ... dd 134.87 +1.79 ... T 64 8.24 4.10 VirnetX VHC .0 2 6.45 +0.41 1.00 85.43 30.91 Smartsheet SMAR ... dd 66.84 +3.85 ... 107.64 28.11 Trex TREX ... 96.16 +7.92 ... 20.25 8.75 ZeppHealth ZEPP ... 21 14.38 +0.06 ... 65.83 9 228.23 133.93 Visa V .6 48 224.36 +8.95 .32 33.81 SmithAO AOS 1.6 30 64.38 +1.90 .26 22.17 5.89 TriPointe TPH ... 20.08 +0.37 ... 170.05 74.37 ZimmerBiomet ZBH .6 dd 163.16 +4.66 .24 87.60 27.79 TriNet TNET ... 22 87.13 +7.48 ... 24.94 11.23 Vishay VSH 1.5 29 24.65 +1.30 .095 46.10 26.07 Smith&Nephew SNN 1.9 38 39.34 +0.81 .462 90.96 45.15 TAL Education TAL ... dd 70.20 –5.84 ... 176.64 90.14 Zoetis ZTS .7 45 152.57 +6.89 .25 33.77 14.53 TrinityIndustries TRN 2.8 dd 30.03 +0.55 .21 37.08 16.56 VishayPrecision VPG ... 43 34.34 +0.99 ... 131.69 91.88 Smucker SJM 3.0 14 121.44 +3.10 .90 49.95 32.37 TC Energy TRP 5.9 13 46.70 +1.67 .6852 17.79 6.21 Zuora ZUO ... dd 14.19 +0.54 ... 10.21 75.64 14.23 Trinseo TSE .4 cc 74.31 +7.24 .08 3.96 1.80 VistaOil&Gas VIST ... dd 2.64 –0.14 ... 73.59 7.89 Snap SNAP ... dd 62.69 +5.26 ... 9.97 TCW Spac TSPQ.UT ...... 10.02 –0.18 ... 59.03 20.33 Zymeworks ZYME ... dd 35.30 +2.36 ... 221.59 90.72 SnapOn SNA 2.3 19 217.35 +0.06 1.23 135.53 48.62 TE Connectivity TEL 1.5 cc 131.21 +1.17 .50 28.80 9.13 Triple-S Mgmt GTS ... 10 28.75 +1.52 ... 38.36 4.35 VistaOutdoor VSTO ... 36 32.83 +3.35 ... 429.00 208.55 Snowflake SNOW ... dd 230.00 –9.73 ... 19.91 9.61 Tegna TGNA 1.4 9 19.69 +0.78 .07 15.26 2.80 TriplePtVent TPVG 9.7 13 14.83 +0.43 .36 24.20 11.30 Vistra VST 3.3 14 18.40 +0.58 .15 10.34 1.85 SocialCapHedV Wt IPOE.WT ...... 7.54 +1.75 ... 21.62 13.54 Telus TU 4.6 30 21.34 +0.46 .2389 61.88 19.80 TritonIntl TRTN 3.8 14 60.19 +3.70 .57 1.13 0.23 VistraWt VST.WTA ...... 38 +0.03 ... NYSE ARCA 19.47 10.56 SocialCapHedIV IPOD.UT ...... 14.04 +0.99 ... 33.60 26.92 TelusIntl TIXT ...... 28.86 +0.06 ... 18.92 3.02 TriumphGroup TGI ... dd 18.34 +0.68 ... 27.69 8.51 VivintSmartHome VVNT ... dd 16.56 +1.82 ... 6.68 2.41 SocialCapHedosIVWt IPOD.WT ...... 3.88 –0.11 ... 37.98 9.59 Ternium TX ... 29 35.99 +2.53 ... 21.36 3.97 Tronox TROX 1.6 3 19.47 +0.95 .08 161.95 86.00 VMware VMW ... 30 148.16 +4.27 ... 13.57 5.19 EmpireStateReal250 FISK .0 ... 11.72 +0.54 .105 18.31 10.81 SocialCapHedIV A IPOD ...... 13.19 +0.87 ... 81.46 15.24 TFI Intl TFII 1.2 24 73.51 +1.87 .228 22.89 12.04 TrueBlue TBI ... dd 22.50 +1.07 ... 55.60 15.89 VoceraComm VCRA ... dd 40.51 –3.44 ... 11.90 5.25 EmpireStateReal60 OGCP .0 ... 11.87 +0.70 .105 30.92 10.18 SocialCapHedV IPOE.UT ...... 21.00 +1.75 ... 71.06 32.72 TJX TJX 1.6 cc 66.84 +4.12 .26 61.26 24.01 TruistFinl TFC 3.0 19 59.92 +1.20 .45 39.00 26.36 Vontier VNT ...... 31.08 –0.94 ... 12.08 5.19 EmpireStateRealES ESBA .0 ... 11.74 +0.46 .105 28.26 10.37 SocialCapHedV A IPOE ...... 19.02 +1.30 ... 10.50 9.93 TLG Acqn One TLGA.UT ...... 9.98 –0.07 ... 23.85 7.06 TsakosEnergy TNP 2.4 6 10.22 +1.00 .125 49.50 27.64 VornadoRealty VNO 4.3 dd 49.04 +4.24 .53 57.04 16.88 US Oil Fund USO ...... 44.35 –0.09 ... 19.35 10.05 SocialCapHedVI IPOF.UT ...... 13.22 +0.18 ... 37.36 10.00 TPGPaceBenFin TPGY.UT ...... 24.21 +4.77 ... 20.11 5.79 TufinSoftware TUFN ... dd 12.72 +1.28 ... 64.98 29.75 VoyaFinancial VOYA 1.0 dd 64.03 +1.79 .165 17.57 5.91 USBrentOilFd BNO ...... 17.43 –0.07 ... 17.81 10.25 SocialCapHedVI A IPOF ...... 12.25 –0.04 ... 34.28 9.76 TPGPaceBenA TPGY ...... 20.62 +2.55 ... 38.59 1.15 Tupperware TUP ... 11 24.98 –6.06 ... 175.02 65.56 VulcanMatls VMC .9 39 171.94 +4.52 .37 34.68 8.19 USGasolineFd UGA ...... 34.52 +1.22 ... 6.97 1.81 SocialCapHedVI Wt IPOF.WT ...... 4.10 +0.40 ... 12.00 1.55 TPGPaceBenWt TPGY.WT ...... 8.15 +1.84 ... 6.36 4.36 TurkcellIletism TKC ... 8 5.50 ...... 13.72 10.10 VyGlblGrowth VYGG.UT ...... 11.34 +0.25 ... 15.02 8.22 US NatGas UNG ...... 9.69 –0.39 ... 11.20 10.05 SocialLvgI SLAC.UT ...... 10.19 –0.01 ... 13.00 10.00 TPGPaceTechOpps PACE.UT ...... 10.57 –0.14 ... 61.08 14.09 TurningPoint TPB .4 31 52.74 +4.61 .055 12.74 9.63 VyGlblGrowthA VYGG ...... 10.62 +0.12 ... 9.25 7.24 US12mthNtlGas UNL ...... 8.01 –0.27 ... 60.74 15.20 SOQUIMICH SQM .8 91 57.00 +5.96 .3723 12.50 9.70 TPGPaceTechA PACE ...... 10.39 ...... 16.86 3.01 TurquoiseHill TRQ ... 7 15.83 +1.58 ... 5.05 1.08 VyGlblGrowthWt VYGG.WT ...... 2.89 –0.11 ... 22.90 9.50 US12moOilFd USL ...... 22.72 –0.01 ... m 0 1 9

_ March 15, 2021 BARRON’S M19 p 2 b w 0 7 4 0 0

0 Nasdaq Issues _ 0 _ m 0

1 Nasdaq Issues includes stocks traded on the Nasdaq Global Select and Nasdaq Global Market tiers. They are eligible for inclusion on the

9 FIVE-DAY NASDAQ COMPOSITE

0 basis of SEC-approved market value of publicly-held shares, trading volume, price and number of market-makers. 0 _ 1

_ - Earnings - - Earnings - _ Slow Growth: Tech’s growth stocks cooled their engines. China’s market regulator fined _ 52-Week Tick - Week’s - Last This Next Div 52-Week Tick - Week’s - Last This Next Div _

_ High Low Name Sym Yld P/E Last Chg. Year Year Year Amt High Low Name Sym Yld P/E Last Chg. Year Year Year Amt

_ some big names, like Baidu. IPOs continued apace. The Nasdaq Composite Index finished _

_ 66.38 12.00 AltraIndlMotion AIMC .4 dd 63.49 +1.75 –.39 3.12 3.66 .06 x A a 59.73 9.40 AltusMidstream ALTM 10.1 dd 59.22 +5.35 .28 ...... 1.50 Friday at 13,320—up 3.1% for the week. 2

0 20.22 7.90 AmalgamFin AMAL 1.8 12 17.97 –0.04 1.46 1.58 ... .08

2 Monday Tuesday Wednesday Thursday Friday

1 81.25 41.99 AAON AAON .5 50 74.86 +2.06 1.49 1.28 1.58 .19 13.92 3.36 Amarin AMRN ... dd 6.50 +0.51 –.05 –.15 ...... _ 23.35 0 58.72 AcadiaPharm ACAD ... dd 27.04 –21.94 –1.79 ...... 3552.25 1626.03 Amazon.com AMZN ... 74 3089.49 +89.03 41.83 ...... 13450 1

. 43.23 20.03 ACI Worldwide ACIW ... 67 40.69 +2.40 .62 1.04 1.22 ... p 137.21 36.02 Ambarella AMBA ... dd 113.78 +0.52 –1.72 .70 1.07 ... d 13.00 4.07 AC Immune ACIU ... dd 7.80 +0.37 .64 ...... 80.26 44.05 Amdocs DOX 1.8 16 79.93 +2.66 3.71 4.71 5.08 .36 f

144.81 15.95 ACM Research ACMR ... cc 91.62 +3.52 ......

1 325.12 132.95 Amedisys AMED ... 48 266.30 +25.05 5.52 ...... 4.20 1.45 ADMA Biologics ADMA ... dd 2.12 +0.03 –.89 –.84 –.44 ... 19.82 9.01 AmerantBancorpA AMTB ... dd 19.20 +1.45 ... .97 1.12 ... 13220 16.73 6.25 AGNC Invt AGNC 8.7 dd 16.47 +0.57 –.66 ...... 12 15.90 6.84 AmerantBancorpB AMTBB ... dd 15.90 +2.90 ...... 2.78 0.28 ALJ Regional ALJJ ... dd 1.39 +0.08 –1.60 ...... 621.89 222.34 Amerco UHAL .0 18 618.83 +22.39 22.55 ...... 2.00 117.45 28.01 AlxOncology ALXO ...... 77.15 +8.53 ... –1.76 –2.29 ... 7.00 3.52 AmerFirstMultifam ATAX 5.1 65 4.70 –0.02 .07 .49 .57 .06 78.99 19.62 AMC Networks AMCX ... 16 78.63 +9.56 ... 7.52 7.82 ... 23.54 8.25 AmerAirlines AAL ... dd 23.37 +2.92 –18.36 –8.05 .18 ... 12990 70.26 48.02 Amerisafe AMSF 1.8 14 64.70 +2.56 4.47 ...... 29 95.77 65.14 AEP AEP 3.7 18 81.04 +2.14 4.42 4.67 4.99 .74 (Prev Fri's 37.60 7.75 A-MarkPrecMet AMRK .0 4 36.68 +8.37 4.31 ... 4.23 1.50 54.80 37.05 AmerElecPwrUn AEPPL 6.5 ... 47.18 +0.26 ...... 7656 Close) 19.17 4.10 ANGI Homesvcs ANGI ... dd 16.88 +1.29 ... –.03 .12 ... 55.75 44.71 AmerElecPwrUn AEPPZ 6.5 ... 47.59 +0.91 ...... 7656 52.22 23.55 ANI Pham ANIP ... dd 32.34 +2.84 ... 3.44 4.20 ... 10.62 4.20 AmericanFin AFIN 8.1 dd 10.55 +0.65 –.43 –.20 –.15 .2125 12760 413.19 203.71 Ansys ANSS ... 64 316.88 +8.85 4.97 ...... 36.50 18.53 AmNtlBcsh AMNB 3.0 13 36.50 +2.50 2.73 2.52 2.51 .27 23.85 3.80 APA APA .5 dd 21.23 –2.02 –12.86 1.37 1.27 .025 103.87 63.93 AmericanNatl ANAT 3.2 8 103.79 +7.99 23.07 4.23 4.64 .82 22.81 7.19 ARKRestaurants ARKR ... dd 19.12 +0.98 –1.34 1.00 1.00 ... 30.01 12.24 AmOutdoorBrands AOUT ...... 22.70 +1.37 ... 1.68 1.61 ... -310.99 +464.66 -4.99 +329.84 -78.81 608.71 191.25 ASML ASML .5 55 537.63 +10.59 9.68 12.60 15.31 1.8864 41.09 19.02 AmericanPubEdu APEI ... 27 33.41 +5.60 1.25 1.60 1.87 ... 12530 19.75 0.61 ATA Creativity AACG ... dd 4.47 +0.39 –.73 .22 .34 ... 15.79 8.00 AmRvrBksh AMRB 1.9 13 15.05 +0.05 1.20 1.27 1.20 .07 10 12 2 4pm 10 12 2 4pm 10 12 2 4pm 10 12 2 4pm 10 12 2 4pm 79.64 37.01 ATN Intl ATNI 1.3 dd 52.09 +2.21 –.89 –.09 –.37 .17 21.48 9.05 AmerSoftware AMSWA 2.1 cc 21.38 +1.33 .21 ... .28 .11 18.24 2.23 AveoPharma AVEO ... dd 12.44 +4.26 6.10 ...... 31.78 4.40 AmerSupercond AMSC ... dd 25.92 +4.11 –1.03 ...... 23.50 9.76 AVROBIO AVRO ... dd 13.21 +1.89 –2.66 ...... 108.81 35.30 AmericanWoodmark AMWD ... 26 106.36 +11.51 4.42 6.82 7.80 ... 15.84 1.85 AXT AXTI ... cc 13.87 +2.58 .07 .24 .30 ... 163.99 35.18 AmerCarMart CRMT ... 16 163.23 +15.76 7.39 ...... 24.69 17.71 Abcam ABCM ... dd 21.12 +0.01 .08 .24 .32 ... 55.96 17.12 AmerisBancorp ABCB 1.1 15 55.47 +5.12 3.77 4.21 3.91 .15 71.91 26.16 AbCelleraBio ABCL ...... 36.54 +7.93 ... .45 2.12 ... 5.34 2.36 AmeriServFin ASRV 2.6 15 3.91 +0.26 .27 .16 .22 .025 NOTICE TO READERS: 387.40 119.01 Abiomed ABMD ... 69 303.55 +2.33 4.43 ... 4.91 ... 276.69 177.05 Amgen AMGN 3.1 19 230.36 +2.63 12.31 16.79 18.17 1.76 21.20 4.90 AbsoluteSftwr ABST 1.6 82 15.86 +2.01 .08 ...... 0601 25.39 6.25 AmicusTherap FOLD ... dd 10.78 +0.30 –1.07 –.87 –.46 ... Sign up for the Weekly Market Lab Newsletter: barrons.com/newsletters 9.09 1.75 AcaciaResearch ACTG ... 49 6.39 –0.13 –.40 –.28 .01 ... 26.07 5.40 AmkorTech AMKR .7 16 22.61 +1.23 1.40 1.89 1.86 .04 28.00 12.05 AcademySports ASO ...... 25.70 +1.16 ... 2.94 2.42 ... 22.69 12.33 AmphastarPharm AMPH ... cc 19.36 +1.84 .98 .59 1.09 ... 59.82 11.09 AcadiaHealthcare ACHC ... 27 59.72 +4.74 –7.59 2.39 2.69 ... 15.50 10.06 AmrytPharma AMYT ...... 14.08 +0.06 ... –.35 1.81 ... 144.26 66.44 AcceleronPharma XLRN ... dd 137.56 +9.77 –2.92 –2.68 ...... 12.87 3.55 AmtechSystems ASYS ... dd 12.32 +3.31 –1.11 –.18 .85 ... Please visit the new Market Lab home page on barrons.com under Data. 65.25 28.68 Accolade ACCD ... dd 46.01 +6.09 ... –1.51 –.67 ... 22.63 1.40 Amyris AMRS ... dd 20.65 +4.51 –1.88 –.29 –.27 ... 6.02 1.33 Accuray ARAY ... 72 5.44 +0.36 .04 ...... 164.40 79.08 AnalogDevices ADI 1.8 40 149.54 +0.66 3.28 6.05 6.69 .69 www.barrons.com/market-data/market-lab 2.94 0.70 AcelRxPharm ACRX ... dd 2.22 +0.48 –.67 –.48 –.24 ... 35.85 12.06 AnaptysBio ANAB ... dd 21.35 –8.12 –.73 –2.79 –2.94 ... 25.48 0.70 AclarisTherap ACRS ... dd 25.21 +3.90 –1.20 –1.11 –1.24 ... 30.83 10.00 Andersons ANDE 2.3 cc 30.41 +2.54 .23 1.31 1.71 .175 9.84 2.53 AcordaTherap ACOR ... dd 5.86 +0.64 –73.92 –12.17 –7.74 ... 23.00 7.48 AngioDynamics ANGO ... dd 22.93 +1.87 –4.39 .01 .17 ... 104.53 50.51 ActivisionBliz ATVI .5 33 93.04 +0.45 2.82 3.65 4.26 .47 26.30 12.56 AngionBiomed ANGN ...... 20.45 +4.40 ... –2.35 –2.80 ... - Earnings - - Earnings - 38.99 15.58 AcutusMedical AFIB ...... 16.63 –0.37 ... –5.35 –2.85 ... 47.48 22.01 AnikaTherap ANIK ... dd 37.07 +2.43 –1.69 –.18 .91 ... 52-Week Tick - Week’s - Last This Next Div 52-Week Tick - Week’s - Last This Next Div High Low Name Sym Yld P/E Last Chg. Year Year Year Amt High Low Name Sym Yld P/E Last Chg. Year Year Year Amt 31.83 20.21 Adagene ADAG ...... 22.22 –0.89 ... –1.39 –1.61 ... 38.01 15.33 Annexon ANNX ... dd 33.89 +2.88 ... –1.88 –1.64 ... 9.15 1.90 AdamasPharm ADMS ... dd 5.01 +0.27 –2.03 –1.57 –.76 ... 12.09 3.15 AnPacBioMed ANPC ...... 6.87 +1.07 ... –.76 –.23 ... 11.00 1.40 AuroraMobile JG ... dd 5.60 +0.81 –.14 .54 1.65 ... 414.99 155.17 Bio-Techne TECH .3 88 385.12 +28.91 5.82 6.14 7.13 .32 13.40 2.00 AdaptimmuneTher ADAP ... dd 5.48 +0.35 –.91 –1.03 –1.05 ... 58.47 16.85 ApellisPharm APLS ... dd 46.66 –2.15 –4.59 ...... 321.13 125.38 Autodesk ADSK ... 49 268.11 +0.72 5.44 ...... 68.49 27.15 BioAtla BCAB ...... 66.41 +18.02 ... –1.69 –2.14 ... 71.25 15.19 AdaptiveBiotech ADPT ... dd 41.49 –0.74 –1.11 –1.69 ...... 32.29 1.95 Aphria APHA ... dd 20.00 +4.29 –.25 –.40 .05 ... 17.19 3.00 AutolusTherap AUTL ... dd 6.70 +0.51 –2.76 –2.04 –1.85 ... 13.92 1.58 BioCryst BCRX ... dd 12.64 +1.49 –1.09 –1.06 –.73 ... 129.01 43.13 AddusHomeCare ADUS ... 51 106.25 +12.42 2.08 3.48 3.97 ... 42.70 13.77 ApogeeEnt APOG 1.9 16 42.56 +4.17 2.32 2.23 2.59 .20 184.59 103.11 ADP ADP 2.0 32 182.77 +4.51 5.70 5.94 ... .93 5.45 2.85 BioDeliverySci BDSI ... 16 4.00 –0.05 .24 .29 .51 ... 4.40 1.50 ADDvantage AEY ... dd 2.76 +0.09 –1.55 .76 1.30 ... 7.96 1.24 ApolloEnd APEN ... dd 6.12 +0.17 –.99 –.77 –.61 ... 13.49 4.00 AvadelPharm AVDL ... cc 9.77 +2.05 ... –1.31 –.02 ... 31.99 10.85 Biodesix BDSX ...... 22.80 +4.46 ...... 21.70 6.02 AdicetBio ACET ... dd 14.76 +1.06 –16.87 –2.59 –4.59 ... 14.73 5.20 ApolloInv AINV 8.6 dd 14.47 +0.47 –1.73 ...... 36 74.00 7.10 AviatNetworks AVNW ... 25 63.75 +10.16 .05 ... 4.36 ... 363.92 223.25 Biogen BIIB ... 11 266.13 –4.58 24.80 18.50 20.21 ... 536.88 255.13 Adobe ADBE ... 41 444.30 +3.47 10.83 11.25 13.26 ... 186.59 83.22 AppFolio APPF ... 31 139.43 +0.75 ... .46 .76 ... 24.47 4.67 AvidTechnology AVID ... 88 21.11 +1.89 .25 1.14 1.45 ... 131.95 68.25 BioMarinPharm BMRN ... 18 76.77 –0.96 4.53 –.33 1.10 ... 18.45 4.80 Adtran ADTN 2.0 cc 18.29 +1.77 .05 .39 .56 .09 42.90 9.61 AppHarvest APPH ... dd 23.33 +6.46 –1.17 –.53 –.42 ... 37.46 21.35 AvidityBio RNA ... dd 25.64 +2.68 ... –1.99 –2.64 ... 131.00 29.19 BioNTech BNTX ...... 103.28 +7.08 –.95 –1.53 13.93 ... 8.00 3.52 AdvEmissions ADES ... dd 5.75 –0.05 –1.12 ...... 18.58 0.39 AppHarvestWt APPHW ...... 8.98 +3.47 ...... 69.19 6.35 AvisBudget CAR ... dd 68.85 +6.52 –9.71 –.12 3.73 ... 19.51 10.74 Bioventus BVS ...... 14.35 +2.86 ... 1.76 .68 ... 125.55 33.38 AdvEnergyInds AEIS .4 30 106.35 +4.15 3.50 5.65 6.37 .10 260.00 29.07 Appian APPN ... dd 173.88 +28.88 ... –.59 –.47 ... 42.30 17.85 Avnet AVT 2.1 dd 39.39 +0.39 –.31 2.01 2.86 .21 46.25 17.63 BlackDiamond BDTX ... dd 26.49 +1.39 ... –2.01 –2.57 ... 99.23 36.75 AdvMicroDevices AMD ... 40 81.05 +2.53 2.06 1.96 2.51 ... 145.09 53.15 Apple AAPL .7 33 121.03 –0.39 3.28 4.44 4.67 .205 6.52 2.02 Aware AWRE ... dd 4.08 –0.08 –.35 .02 .03 ... 80.00 38.22 Blackbaud BLKB ... cc 73.82 +4.54 .16 2.72 2.94 ... 13.92 7.89 AdvantageSolns ADV ... dd 9.91 +0.78 .05 .66 .73 ... 9.67 2.29 AppliedGenetic AGTC ... dd 5.24 +0.36 –2.17 –1.92 –1.71 ... 41.20 12.99 AxcelisTechs ACLS ... 27 39.79 +2.59 1.46 1.85 2.52 ... 154.61 38.32 BlackLine BL ... dd 112.91 +1.38 –.83 ...... 3.15 0.79 AdvantageSolnsWt ADVWW ...... 2.00 +0.32 ...... 124.50 36.64 ApplMaterials AMAT .8 27 114.29 +0.84 3.92 ...... 22 7.73 2.25 AxcellaHealth AXLA ... dd 5.85 +0.49 –3.55 ...... 3.59 1.47 BlackRockCapInvt BKCC 11.3 dd 3.55 +0.24 –1.49 ... .39 .10 26.98 7.43 AdverumBiotech ADVM ... dd 10.67 –0.45 –1.38 –1.64 –1.92 ... 77.03 17.05 AppliedMolecular AMTI ... dd 69.56 +9.38 ... –2.10 –2.10 ... 14.40 29.56 212.37 50.05 AxonEnterprise AXON ... dd 152.26 +9.22 –.03 ...... 4.02 BlkRkTCPCap TCPC 8.3 11 14.40 +1.06 1.23 1.34 1.37 .30 11.40 Aegion AEGN ... dd 29.13 +3.13 –1.02 1.17 1.23 ... 17.57 5.00 AppliedOptoelec AAOI ... dd 8.95 +0.90 –2.67 ... –.12 ... 60.00 15.25 AxonicsModul AXNX ... dd 58.12 +1.56 –1.48 ...... 28.55 4.54 BloominBrands BLMN ... dd 28.48 +1.47 –1.85 1.12 2.02 ... 11.38 3.50 AegleaBioTherap AGLE ... dd 7.95 +0.70 –2.45 ... –1.28 ... 51.99 13.58 AppliedTherap APLT ... dd 19.47 +1.52 –3.55 –4.54 –4.87 ... 109.53 35.44 AxsomeTherap AXSM ... dd 66.49 +1.47 –2.77 –3.91 –1.97 ... 18.41 8.37 Blucora BCOR ... dd 17.35 +0.93 –7.14 1.45 1.64 ... 21.43 0.37 Aemetis AMTX ... dd 20.83 +8.67 –1.74 –1.80 .49 ... 41.12 4.66 ApreaTherap APRE ... dd 5.96 +0.57 –4.67 –2.47 –2.07 ... 28.90 21.12 28.68 8.62 AyalaPharm AYLA ...... 13.42 +0.01 –2.07 –2.18 –2.18 ... 8.40 BlueBird BLBD ... 63 25.29 –1.56 .45 .96 1.69 ... 9.01 AeriePharm AERI ... dd 20.90 +2.15 –3.99 ...... 28.01 20.07 Apria APR ...... 22.84 +1.25 ... 1.32 1.51 ... 18.20 10.55 AziyoBiologics AZYO ...... 13.84 –0.80 ... –2.01 –1.29 ... 72.51 24.24 bluebirdbio BLUE ... dd 32.43 +3.75 –9.95 –11.50 –9.72 ... 143.72 45.00 AeroVironment AVAV ... 98 121.68 +16.26 1.71 1.86 2.56 ... 6.47 1.60 Aptinyx APTX ... dd 3.37 +0.17 –1.71 –1.09 ...... 35.89 8.04 BlueCity BLCT ... dd 12.03 +0.78 ... –4.14 .36 ... 10.56 3.81 AestheticMed AIH ... dd 7.96 +1.34 1.29 .90 .91 ... 14.23 1.16 Aptorum APM ... dd 3.26 +0.57 ... –.61 –.65 ... 3.38 0.53 BlueknightEner BKEP 5.2 dd 3.07 +0.67 –.17 ...... 04 7.73 12.01 B 1.42 Affimed AFMD ... dd 7.33 +2.11 –.56 –.30 –.34 ... 2.81 ApyxMedical APYX ... dd 11.49 +0.57 –.58 ...... 125.61 43.29 BlueprintMed BPMC ... 20 107.36 +11.43 5.59 –6.56 –5.60 ... 146.90 70.05 AffirmHldgs AFRM ...... 79.57 –1.57 ... –1.03 –.78 ... 9.47 1.41 AquestiveTherap AQST ... dd 5.31 +0.90 –1.66 –1.59 –1.18 ... 15.92 6.66 BoingoWireless WIFI ... dd 14.07 ... –.38 –.24 –.07 ... 29.02 13.98 Afya AFYA ... 33 21.15 –1.26 ... 4.13 5.76 ... 6.67 1.51 BBQ Holdings BBQ ... 10 6.42 –0.02 –.07 ... –.09 ... 14.94 3.34 Aravive ARAV ... dd 7.22 +0.76 –1.57 ...... 16.15 43.07 22.63 BoltBiotherap BOLT ...... 39.10 +9.07 –2.29 –1.96 –2.63 ... 64.09 12.61 Agilysys AGYS ... dd 59.92 +5.77 –1.47 ...... 9.02 0.88 ArbutusBiopharma ABUS ... dd 3.79 +0.49 –1.00 –.86 –.67 ... 7.73 BCB Bancorp BCBP 3.6 14 15.77 +0.89 1.14 1.28 1.21 .14 74.99 12.03 2.01 BELLUS Health BLU ... dd 4.27 +0.43 –.54 –.59 –.86 ... 2450.26 1107.29 BookingHldgs BKNG ... cc 2401.04 +93.94 1.44 ...... 58.93 27.77 AgiosPharm AGIO ... dd 51.59 +2.70 –4.74 –5.76 –6.07 ... 13.54 ArcBest ARCB .4 28 73.90 +7.51 2.69 4.14 4.49 .08 15.08 5.00 BostonPrivFin BPFH 1.6 27 14.76 +0.91 .55 .70 .80 .06 114.97 33.60 Agora API ... dd 65.39 +7.75 ... –.04 .05 ... 37.67 20.93 ArchCapital ACGL ... 11 37.62 +1.25 3.32 3.05 3.67 ... 5.03 2.07 BGC Partners BGCP .9 29 4.57 +0.22 ... .70 .77 .01 61.56 55.63 27.82 Bottomline EPAY ... dd 48.16 +2.56 –.22 1.16 1.44 ... 4.20 1.00 AgroFresh AGFS ... dd 2.41 –0.01 –1.26 .02 –.34 ... 58.93 28.32 ArcoPlatform ARCE ... cc 31.70 –2.00 –.05 .44 .93 ... 6.01 BJsRestaurants BJRI ... dd 61.56 +4.59 –2.74 –.45 1.89 ... 97.89 34.57 BOK Fin BOKF 2.1 16 97.79 +4.12 6.19 7.06 6.64 .52 11.04 5.10 Brainsway BWAY ... dd 8.79 +0.34 –1.00 –.27 –.30 ... 42.93 8.95 AirT AIRT ... dd 27.04 +2.94 2.73 .61 .69 ... 129.71 8.51 ArcturusTherap ARCT ... dd 49.48 +6.29 –3.55 –2.32 7.64 ... 73.50 14.23 BridgeBioPharma BBIO ... dd 70.94 +8.72 –3.80 –3.42 –3.53 ... 2.75 0.01 AirT Wt AIRTW ...... 30 +0.05 ...... 40.88 17.10 ArcutisBiotherap ARQT ... dd 32.55 +1.30 –3.80 ...... 33.56 8.35 BRP Group BRP ... dd 27.88 +1.43 ... .80 1.23 ... 78.16 12.97 BRP DOOO .4 42 77.64 +4.36 ... 4.09 4.58 .11 23.80 14.10 BridgfordFoods BRID ... 21 15.99 +1.01 ...... 32.43 13.20 AirTransportSvcs ATSG ... dd 29.32 +0.96 .54 1.67 ...... 8.33 4.22 Ardelyx ARDX ... dd 6.97 +0.30 –1.05 –1.36 –.61 ... 25.26 5.44 Brightcove BCOV ... dd 22.55 +1.61 –.15 .50 .62 ... 219.94 121.50 Airbnb ABNB ... dd 206.74 +26.93 ... –1.36 –.32 ... 90.19 32.95 ArenaPharm ARNA ... dd 77.07 +3.50 –7.39 –8.47 –7.76 ... 68.71 12.94 B RileyFin RILY 2.4 8 59.00 +2.35 7.56 ...... 3.00 45.34 19.26 19.76 9.25 BTRS BTRS ... cc 17.09 +2.04 ... –.10 –.08 ... 12.05 BrighthouseFin BHF ... dd 44.63 +2.56 –11.58 ...... 124.91 75.18 AkamaiTech AKAM ... 29 97.55 +0.42 3.37 5.41 5.89 ... 7.90 AresCapital ARCC 8.6 16 18.57 –0.17 1.14 1.72 1.78 .40 495.14 155.67 Broadcom AVGO 3.2 52 451.17 +1.03 6.33 26.80 28.97 3.60 13.71 2.09 AkebiaTherap AKBA ... dd 3.61 +0.21 –2.77 –1.25 –.59 ... 382.15 103.75 arGEN-X ARGX ... dd 310.66 +20.91 –13.28 –16.18 –15.69 ... 354.82 82.00 Baidu BIDU ... 1 264.25 +2.53 ... 69.07 81.52 ... 132.50 79.75 Balchem BCPC .4 50 130.70 +7.21 2.60 3.37 3.75 .58 18.07 7.10 BrookfieldProp BPY 7.5 dd 17.81 +0.49 –2.39 –.50 1.86 .3325 41.16 10.78 AkeroTherap AKRO ... dd 32.98 +2.43 –2.90 ...... 54.78 29.05 ArrayTech ARRY ...... 34.56 +0.34 ... .87 1.04 ... 18.78 7.15 BrookfieldPropREIT BPYU 7.3 dd 18.14 +0.61 1.33 ...... 3325 30.67 15.38 Akouos AKUS ...... 19.13 +1.80 ... –3.95 –1.75 ... 36.48 19.59 ArrowFinancial AROW 2.9 14 36.10 +2.12 2.64 2.47 2.66 .26 42.28 6.95 BallardPower BLDP ... dd 26.36 +3.98 –.20 –.16 –.11 ... 16.44 77.38 26.00 BancFirst BANF 1.8 26 77.22 +7.75 3.00 3.66 3.68 .34 8.13 BrooklineBcp BRKL 2.8 27 16.33 +1.10 .60 ... 1.11 .115 108.67 32.00 Alarm.com ALRM ... 57 87.24 +0.60 1.53 1.66 1.90 ... 92.60 19.51 ArrowheadPharm ARWR ... dd 72.74 +3.74 –.84 –.82 ...... 91.78 21.19 Brooks Auto BRKS .5 80 84.09 +6.29 .88 2.00 2.30 .10 3.92 1.44 AlaskaCommSys ALSK .0 18 3.28 –0.01 .09 .08 .09 .09 42.40 30.01 ArtesianRscs A ARTNA 2.4 24 42.33 +3.67 ... 1.68 1.75 .2571 198.61 53.58 Bandwidth BAND ... dd 127.72 +2.62 ... .09 .53 ... 45.50 69.92 30.78 Bruker BRKR .3 60 61.39 +1.98 1.02 1.78 2.06 .04 34.89 9.12 Alector ALEC ... dd 19.03 +1.96 –2.45 –2.90 –2.61 ... 92.77 19.68 Arvinas ARVN ... dd 76.86 +4.82 –3.02 –3.32 –3.90 ... 14.20 BankOZK OZK 2.4 20 45.47 +2.13 2.26 3.26 3.26 .2775 49.44 13.06 5.68 BankofCommerce BOCH 1.9 15 12.91 +1.67 .83 1.00 .95 .06 22.20 BrynMawrBank BMTC 2.3 29 47.52 +5.77 1.63 2.73 2.91 .27 162.60 72.67 AlexionPharm ALXN ... 56 151.59 +1.49 2.72 13.13 14.50 ... 183.98 92.00 AscendisPharma ASND ... dd 149.25 +2.34 –9.44 –7.42 –6.13 ... 47.50 9.00 BuildersFirstSrc BLDR ... 18 46.74 +3.22 2.66 2.81 3.10 ... 34.00 22.55 Alico ALCO 2.3 9 31.00 +0.90 3.16 .88 2.05 .18 6.75 0.83 AslanPharm ASLN ... dd 4.10 +0.68 –1.44 –.39 –.56 ... 30.00 17.40 BankofPrinceton BPRN 1.6 15 29.55 +1.46 2.01 2.35 2.39 .12 19.00 5.58 Bank7 BSVN 2.2 9 18.77 +0.16 2.05 1.98 2.26 .11 84.80 57.53 Bumble BMBL ...... 69.26 +7.61 –.05 .01 .38 ... 634.46 127.88 AlignTech ALGN ... 24 536.44 –0.02 22.41 9.13 11.41 ... 13.17 4.65 AspenGroup ASPU ... dd 8.91 +0.30 –.29 –.33 ...... 19.92 9.57 BurgerFiIntl BFI ... dd 14.43 +0.19 –.13 ...... 37.51 12.82 AligosTherap ALGS ...... 26.14 +3.73 ... –3.38 –3.52 ... 11.23 6.73 BankFinancial BFIN 3.6 18 10.98 +0.20 .61 .64 .75 .10 162.56 73.07 AspenTech AZPN ... 34 150.54 +1.04 3.34 ...... 5.75 0.02 BurgerFiIntlWt BFIIW ...... 3.80 +0.81 ...... 11.50 2.86 AlimeraSciences ALIM ... dd 11.29 +3.97 –1.04 –1.13 .47 ... 28.79 12.07 BankwellFin BWFG 2.0 38 28.33 +1.03 .75 2.38 2.65 .14 27.84 4.31 AssemblyBiosci ASMB ... dd 5.14 +0.66 –1.75 –3.10 ...... 39.75 18.64 BurningRockBio BNR ... dd 27.09 –7.07 –1.00 –3.41 –3.63 ... 23.92 11.98 Alkermes ALKS ... dd 19.42 +0.14 –.70 .43 .99 ... 77.38 60.42 27.12 Banner BANR 2.8 18 59.02 +2.64 ... 3.83 3.72 .41 25.17 AstecIndustries ASTE .6 37 77.17 +5.73 2.05 2.69 3.53 .11 24.33 9.17 BusFirstBcshs BFST 1.6 15 24.25 +0.60 1.64 ...... 10 157.98 41.61 Allakos ALLK ... dd 123.99 +0.26 –3.10 –4.04 –4.98 ... 64.94 36.15 AstraZeneca AZN 2.8 40 48.42 +0.36 1.23 2.56 3.32 .95 57.00 22.19 Baozun BZUN ... 50 45.71 +1.04 ... 8.22 11.80 ... 43.34 20.88 AllegianceBcshs ABTX 1.1 19 42.78 +3.09 2.22 2.76 2.52 .12 18.58 6.30 Astronics ATRO ... dd 18.41 +2.64 ... –.13 .67 ... 77.74 27.25 BarrettBus BBSI 1.6 17 73.28 +1.66 4.39 4.00 4.87 .30 262.87 60.06 AllegiantTravel ALGT ... dd 253.71 +9.64 –11.53 3.85 13.75 ... 12.93 5.29 AstroNova ALOT .0 dd 11.55 +0.05 .24 .11 .25 .07 28.10 4.25 BassettFurniture BSET 2.1 dd 27.57 +6.28 –1.05 1.49 1.61 .125 C 34.66 16.78 AllegroMicro ALGM ... cc 26.79 +1.16 ... .44 .61 ... 28.20 4.52 AtaraBiotherap ATRA ... dd 16.90 +0.83 –4.15 –3.68 –3.41 ... 19.00 9.67 BayCom BCML ... 16 18.40 –0.30 1.15 1.57 1.65 ... 3.39 0.53 AllenaPharm ALNA ... dd 1.71 +0.24 –1.01 –.85 –.90 ... 94.17 24.15 AteaPharm AVIR ... dd 67.86 +7.88 ... 3.70 16.14 ... 54.40 11.67 BeaconRoof BECN ... 88 54.31 +4.96 –1.52 3.23 3.51 ... 12.93 8.85 Cadiz CDZI ... dd 11.01 +0.01 –1.11 –.97 –.35 ... 6.68 2.63 AllianceResource ARLP ... dd 5.85 +0.07 –1.02 .90 .58 ... 15.24 3.93 Athenex ATNX ... dd 5.14 +0.82 –1.72 –1.46 –1.30 ... 126.90 13.00 BeamTherap BEAM ... dd 98.42 +25.82 ... –2.69 –2.68 ... 53.04 28.00 C&F Fin CFFI 3.0 8 49.86 +1.34 6.06 3.85 3.85 .38 58.10 37.66 AlliantEnergy LNT 3.1 21 51.12 +2.73 2.47 2.56 2.72 .4025 34.79 15.79 AthiraPharma ATHA ...... 21.56 +2.38 ... –1.96 –3.30 ... 5.15 1.15 BeasleyBroadcast BBGI .0 dd 2.85 +0.52 ... .21 .58 .05 27.93 16.25 CB FinSvcs CBFV 4.0 dd 23.83 +2.01 –1.97 1.46 1.53 .24 55.09 19.00 AlliedMotionTech AMOT .2 38 54.75 +7.62 1.43 1.48 2.14 .02 15.97 1.58 AtlanticAmerican AAME ... 75 4.37 +0.70 –.04 ...... 53.90 3.43 BedBath BBBY ... dd 30.16 +2.07 –4.94 –1.08 ...... 32.21 12.50 CBTX CBTX 1.3 30 31.59 +1.00 1.06 1.34 1.47 .10 55.00 17.43 AllogeneTherap ALLO ... dd 38.48 +4.48 –2.08 –2.16 –2.56 ... 25.83 8.89 AtlCapitalBcshs ACBI ... 24 25.26 +2.39 1.05 1.46 1.72 ... 388.97 118.55 BeiGene BGNE ... dd 321.70 +20.42 –19.14 –13.67 ...... 55.51 29.12 CDK Global CDK 1.1 28 52.72 +1.01 1.70 2.58 2.89 .15 17.37 6.44 Allot ALLT ... dd 15.93 +1.63 –.27 –.23 –.07 ... 41.32 18.55 AtlUnionBkshs AUB 2.4 21 41.23 +2.36 1.93 2.60 2.59 .25 21.59 6.08 BelFuse A BELFA 1.1 21 21.30 +2.63 .97 .85 .26 .06 162.73 73.39 CDW CDW 1.0 29 160.06 +5.58 5.45 7.09 7.85 .40 48.96 18.15 AlloVir ALVR ... dd 30.10 –0.42 –2.59 –1.63 –1.84 ... 48.49 17.74 AtlanticaSust AY 4.5 cc 36.89 +1.73 .12 1.22 1.59 .42 23.00 6.30 BelFuse B BELFB 1.2 22 22.91 +3.81 1.05 .85 .26 .07 83.95 20.45 CEVA CEVA ... dd 59.65 +7.07 –.11 .62 .88 ... 17.96 4.56 AllscriptsHlthcr MDRX ... dd 15.62 +0.53 4.40 ... .77 ... 34.00 5.00 Atlanticus ATLC ... 11 32.53 +3.70 1.66 –3.25 –2.00 ... 17.58 6.09 Benefitfocus BNFT ... dd 14.81 +0.81 –.87 –.13 –.01 ... 48.98 22.40 C4 Therap CCCC ...... 44.64 +3.01 ... –2.40 –2.24 ... 178.41 84.97 AlnylamPharm ALNY ... dd 142.20 –1.19 –7.46 –6.36 –3.61 ... 69.08 14.97 AtlasAir AAWW ... 5 60.26 +2.61 13.50 10.73 9.44 ... 54.62 27.00 BentleySystems BSY .3 ... 46.83 –0.34 ... .65 .71 .03 106.75 56.94 CH Robinson CHRW 2.1 26 95.92 +1.89 3.72 4.34 ... .51

1 43.00 5.82 Alpha&OmegaSem AOSL ... 64 36.24 +3.32 –.27 2.36 2.47 ... 11.10 4.95 AtlasTech ATCX ... dd 9.67 +1.01 ... .72 1.35 ... 113.53 47.28 BerkeleyLights BLI ... dd 54.24 +4.50 –1.39 ... –.74 ... 17.29 6.27 CimComm CMCT 2.2 dd 13.45 +0.95 19.74 –2.51 –2.62 .075 3

- 6.69

M 2145.14 1008.87 Alphabet A GOOGL ... 36 2050.00 –47.07 58.61 69.75 81.33 ... 262.40 110.01 Atlassian TEAM ... dd 229.26 +1.05 ...... 1.38 ... 1.82 Berry(bry) BRY 2.5 dd 6.33 +0.82 –3.29 –.11 .53 .04 19.78 1.65 CLPS CLPS ... 16 5.47 +1.20 .20 ...... a 2152.68 1013.54 Alphabet C GOOG ... 36 2061.92 –46.62 58.61 69.96 81.55 ... 25.03 10.88 Atreca BCEL ... dd 16.99 –1.16 ... –2.72 –2.67 ... 11.75 9.25 BespokeCap BSPE ...... 10.00 +0.07 ...... 179.27 85.26 CMC Materials CCMP 1.1 37 169.15 +4.61 4.83 7.84 7.62 .46 r

- 216.75 2 17.42 2.19 Alphatec ATEC ... dd 16.76 +1.52 –1.18 –.68 –.46 ... 68.00 23.17 AtriCure ATRC ... dd 65.81 +2.08 –1.14 –1.22 –.88 ... 221.00 48.18 BeyondMeat BYND ... dd 142.45 +4.15 –.85 ...... 131.80 CME Group CME 1.7 36 209.15 –4.77 5.87 6.70 7.27 .90 1 26.85 16.37 2.05 AlpineImmune ALPN ... dd 13.33 +0.38 –2.28 ...... 755.00 567.00 Atrion ATRI 1.0 39 685.00 +52.10 17.44 15.14 13.19 1.75 33.00 10.26 BicycleTherap BCYC ... dd 27.88 +3.96 –2.78 –2.97 –3.41 ... 13.25 CNB FinPA CCNE 2.6 13 26.29 +1.29 1.97 ... 2.76 .17

9 68.58 23.04 AltairEngg ALTR ... dd 60.63 +2.19 ... .49 .58 ... 65.55 22.51 AuburnNatlBncp AUBN 2.4 21 43.32 –3.36 2.09 1.00 1.00 .26 16.58 0.65 Big5SportingGds BGFV 4.0 6 14.90 +1.71 2.58 1.74 1.26 .15 61.69 22.51 CompassPath CMPS ... dd 41.30 +0.22 –3.58 –1.90 –2.17 ... : 5 35.10 2.55 Altimmune ALT ... dd 16.76 +3.82 –1.91 –1.30 1.17 ... 44.94 9.00 AudioCodes AUDC 1.0 36 29.37 +0.91 .87 1.50 1.67 .16 162.50 51.15 BigCommerce BIGC ... dd 59.56 +0.46 ... –.48 –.23 ... 72.38 21.96 CRA Intl CRAI 1.5 25 71.14 +4.98 2.53 3.58 3.99 .26 6 :

2 16.82 6.00 AltisourcePortf ASPS ... dd 9.06 –0.41 –19.26 –1.45 .99 ... 20.50 9.83 AuriniaPharm AUPH ... dd 13.76 +0.67 –.87 –1.05 ...... 157.66 19.25 Bilibili BILI ... dd 109.99 –8.85 ... –8.07 –3.46 ... 220.20 32.30 CRISPR Therap CRSP ... dd 130.61 +15.96 –5.29 ...... 4 M20 BARRON’S March 15, 2021 Nasdaq Issues

- Earnings - - Earnings - - Earnings - - Earnings - 52-Week Tick - Week’s - Last This Next Div 52-Week Tick - Week’s - Last This Next Div 52-Week Tick - Week’s - Last This Next Div 52-Week Tick - Week’s - Last This Next Div High Low Name Sym Yld P/E Last Chg. Year Year Year Amt High Low Name Sym Yld P/E Last Chg. Year Year Year Amt High Low Name Sym Yld P/E Last Chg. Year Year Year Amt High Low Name Sym Yld P/E Last Chg. Year Year Year Amt 51.04 36.33 CSG Systems CSGS 2.0 27 48.83 +2.60 1.82 3.18 3.32 .25 11.10 3.62 ClovisOncology CLVS ... dd 5.94 +0.36 –4.38 –2.63 –1.66 ... 88.75 14.55 DiamondbkEner FANG 2.0 dd 82.01 –3.26 –28.59 6.95 8.68 .40 213.80 79.78 F5Networks FFIV ... 41 196.18 +5.74 5.01 10.21 11.67 ... 2.35 0.35 CSI Compressco CCLP 1.8 dd 2.21 +0.03 –1.54 –1.20 –.99 .01 32.78 8.41 CoastalFinl CCB ... 25 31.49 +1.49 1.24 1.51 1.73 ... 29.90 11.75 DicernaPharma DRNA ... dd 27.80 +0.40 –1.52 –1.82 –2.13 ... 6.40 2.80 FGFinancial FGF ... dd 5.11 +0.17 –.18 ...... 14.33 4.51 CSP CSPI ... cc 8.60 +0.60 –.36 ...... 296.41 188.08 CocaColaCon COKE .3 16 295.16 +23.42 18.30 ... 23.02 .25 25.61 6.18 DigiIntl DGII ... 74 19.83 +2.06 .28 .33 .62 ... 52.98 30.00 FRP Holdings FRPH ... 42 50.92 –0.75 1.21 .42 1.10 ... 139.01 50.13 CSW Industrials CSWI .4 46 138.33 +10.12 3.02 3.46 4.99 .135 29.56 8.43 Codexis CDXS ... dd 21.02 +1.51 –.40 ...... 58.74 9.92 Digimarc DMRC ... dd 35.99 +4.02 –3.41 ... –2.06 ... 304.67 137.10 Facebook FB ... 27 268.40 +4.12 ... 11.33 13.49 ... 97.54 46.81 CSX CSX 1.2 26 93.85 +2.22 3.60 4.36 4.90 .28 37.85 7.90 CodiakBioSci CDAK ...... 16.58 +1.44 ... –3.27 –3.85 ... 33.32 16.51 DimeCommBcshs DCOM 2.9 16 33.12 +2.16 2.11 2.63 3.10 .24 129.04 5.66 FangddNetwork DUO ... dd 7.44 +0.66 ...... 25.00 15.20 CVB Fin CVBF 2.9 19 24.89 +2.11 1.30 1.40 1.40 .18 22.50 10.62 CodorusValleyBncp CVLY 2.3 22 19.25 +0.45 .86 .83 .48 .02 84.90 31.51 Diodes DIOD ... 44 83.47 +6.65 1.88 ...... 23.27 11.79 Fanhua FANH 6.9 dd 14.94 +0.04 .49 ... 9.33 .25 16.38 5.51 CabalettaBio CABA ... dd 11.91 +1.11 –4.07 –1.41 –2.25 ... 14.88 1.18 CogentBio COGT ... dd 8.18 +0.25 –4.16 –3.84 –1.36 ... 103.00 24.80 DiscoveryB DISCB ... 42 74.90 +6.83 ... 2.87 3.29 ... 11.44 3.40 FarmerBros FARM ... dd 8.75 +0.85 –2.19 –2.04 –.50 ... 149.08 51.39 CadenceDesign CDNS ... 60 125.74 –0.95 2.11 3.01 3.35 ... 92.96 53.20 CogentComm CCOI 4.5 cc 64.43 +6.06 .13 .85 1.14 .755 71.93 17.12 DiscoveryA DISCA ... 40 71.10 +6.85 ... 2.88 3.29 ... 51.89 26.72 Fastenal FAST 2.4 32 47.15 +1.97 1.49 1.55 1.71 .28 103.65 6.02 CaesarsEnt CZR ... dd 100.62 +7.31 –13.50 ...... 101.82 36.51 Cognex CGNX .3 82 81.14 +2.80 1.00 1.40 1.67 .06 60.10 15.43 DiscoveryC DISCK ... 33 59.70 +6.70 ... 2.87 3.29 ... 121.16 16.75 FateTherap FATE ... dd 93.99 +10.34 –2.10 –1.91 ...... 14.46 7.65 Caesarstone CSTE 4.2 63 13.23 +0.21 .21 .70 1.05 .14 82.73 40.01 CognizantTech CTSH 1.2 30 77.77 +4.06 2.57 3.97 4.39 .24 7.28 2.00 DiversifiedHlthcr DHC .7 dd 5.38 +0.58 –.59 –.79 ... .01 13.67 4.60 FedNat FNHC 6.9 dd 5.20 –1.66 –5.27 –1.13 .68 .09 46.66 31.08 Cal-MaineFoods CALM ... 31 42.39 +1.47 ... .38 1.19 ... 38.00 23.75 CognyteSoftware CGNT ... cc 30.45 +3.04 .06 .69 .65 ... 6.00 0.53 DixieGroup DXYN ... dd 3.55 +0.61 ... .10 .30 ... 57.21 22.65 FibroGen FGEN ... dd 35.15 –0.51 –2.11 –1.19 –1.76 ... 12.33 3.70 CalAmp CAMP ... dd 11.98 +0.85 –2.36 ... .43 ... 264.64 78.21 Coherent COHR ... dd 247.90 +12.72 –17.18 5.65 8.66 ... 68.00 10.80 Docebo DCBO ... dd 46.09 +5.67 –.26 –.08 .10 ... 70.97 30.50 FidelityD&D FDBC 1.8 24 65.34 +7.84 2.82 ...... 30 85.40 50.00 CalavoGrowers CVGW 1.4 dd 81.05 –1.77 –.78 2.10 2.97 1.15 22.22 10.86 CoherusBioSci CHRS ... 10 16.25 +0.42 1.62 .32 .78 ... 290.23 65.61 DocuSign DOCU ... dd 210.34 +6.03 –1.18 1.33 1.95 ... 18.52 2.72 FiestaRestaurant FRGI ... dd 16.91 +0.08 –.40 .15 .25 ... 19.00 9.11 CaliforniaBncp CALB ... 35 18.58 +0.48 .53 .90 1.27 ... 51.86 8.89 Cohu COHU ... dd 42.11 +1.93 –.33 3.11 3.42 ... 4.85 0.78 Dogness DOGZ ... dd 1.91 +0.31 ... .04 .25 ... 39.26 11.10 FifthThirdBncp FITB 2.8 21 39.09 +2.32 1.83 2.88 2.91 .27 8.18 2.38 CalitheraBiosci CALA ... dd 2.89 +0.19 –1.90 ...... 26.91 13.00 CollegiumPharm COLL ... 33 25.44 +2.95 .76 ... 4.78 ... 115.45 60.20 DollarTree DLTR ... 19 108.61 +4.53 5.65 6.13 6.82 ... 80.50 53.94 51job JOBS ... 30 64.11 –0.54 1.18 19.28 23.52 ... 38.00 19.00 CalliditasTherap CALT ... dd 29.94 +2.45 –2.10 –2.07 –.97 ... 111.71 33.93 ColliersIntl CIGI .1 94 103.10 –1.75 ... 4.91 5.47 .05 79.00 7.62 Domo DOMO ... dd 62.44 +5.95 –4.57 –1.54 –.99 ... 32.40 12.78 FinInstitutions FISI 3.4 14 32.00 +1.99 2.30 2.89 2.86 .27 5.18 0.82 CalumetSpecialty CLMT ... dd 4.96 +0.60 –1.86 –1.00 –.34 ... 15.69 8.70 ColonyBankcorp CBAN 2.7 12 15.25 +0.26 1.24 1.18 1.55 .1025 16.19 11.22 DonegalGroup A DGICA 4.0 8 15.03 +0.46 1.83 1.30 1.33 .15 25.53 7.54 FireEye FEYE ... dd 20.65 +1.67 –.95 .36 .41 ... 12.43 2.40 Calyxt CLXT ... dd 8.05 +0.71 –1.21 –.72 –.65 ... 50.68 19.11 ColumbiaBanking COLB 2.2 23 50.45 +3.16 2.17 2.27 2.21 .28 14.39 10.51 DonegalGroup B DGICB 3.9 8 13.59 +0.35 1.65 1.30 1.33 .1325 48.83 17.32 FirstBancorpNC FBNC 1.5 17 48.07 +5.34 2.81 ... 2.91 .18 50.70 3.57 CambiumNtwks CMBM ... 72 49.70 +9.57 .70 1.25 1.49 ... 17.94 10.27 ColumbiaFin CLBK ... 34 17.94 +0.75 .52 ... .64 ... 15.15 8.52 DorchesterMnls DMLP 8.6 24 14.73 –0.16 .61 ...... 2423 30.45 17.62 FirstBancorp FNLC 4.1 12 30.23 +1.83 2.48 1.00 1.00 .31 49.66 25.74 CamdenNational CAC 2.7 12 49.19 +4.07 3.95 3.61 3.63 .33 112.21 51.82 ColumbiaSportswr COLM 1.0 65 104.88 +2.69 1.62 4.01 4.79 .26 113.13 44.49 DormanProducts DORM ... 32 105.86 –0.73 3.30 4.39 4.99 ... 38.32 15.27 FirstBancshares FBMS 1.4 15 37.40 +2.42 2.52 2.71 2.61 .13 32.50 6.27 Camtek CAMT ... 60 31.80 +5.57 .55 .89 1.06 ... 57.06 19.20 ColumbusMcKinn CMCO .4 cc 53.73 +0.61 2.50 1.11 2.40 .06 20.54 6.11 DouYuIntl DOYU ... 39 14.21 –0.49 .02 ...... 13.20 6.00 FirstBank FRBA .9 13 13.17 +0.17 .97 ... 1.21 .03 39.10 1.76 Canaan CAN ... dd 34.63 +14.66 ...... 57.70 31.71 Comcast A CMCSA 1.8 25 57.09 +2.00 ... 2.84 3.61 .25 74.09 10.90 DraftKings DKNG ... dd 71.75 +12.23 –2.76 ... –1.18 ... 26.74 11.00 FirstBusey BUSE 3.5 14 26.44 +1.86 1.83 ...... 23 67.39 12.00 CanadianSolar CSIQ ... 13 45.98 +5.40 2.88 1.75 2.25 ... 81.18 43.34 CommerceBcshrs CBSH 1.3 28 80.72 +3.59 2.91 3.56 3.47 .2625 31.98 17.55 DreamFinders DFH ...... 26.50 +4.94 ... 1.20 1.88 ... 27.49 12.86 FirstBusFinSvcs FBIZ 2.6 14 27.27 +1.52 1.97 2.55 ... .18 24.90 9.21 Canoo GOEV ... dd 14.82 +3.64 ... –1.34 –.99 ... 10.68 1.24 CommVehicle CVGI ... dd 10.44 +0.88 –1.20 .78 1.15 ... 35.56 23.53 DrivenBrands DRVN ...... 26.38 –1.18 –.04 .51 .65 ... 875.60 276.08 FirstCitizBcshA FCNCA .2 18 860.94 +81.67 ... 47.31 14.97 .47 7.33 0.15 CanooWt GOEVW ...... 5.04 +1.54 ...... 17.08 5.50 CommScope COMM ... dd 16.73 +2.21 –3.20 1.83 2.18 ... 27.38 14.80 Dropbox DBX ... dd 27.06 +3.58 –.62 1.28 1.44 ... 30.32 17.21 FstCmntyBcsh FCBC 3.3 15 30.21 +1.74 2.02 2.16 2.07 .25 56.50 9.00 CanopyGrowth CGC ... dd 34.20 +3.03 –.31 –2.48 –.48 ... 11.45 3.50 CommsSystems JCS .0 42 6.75 +0.73 .69 –.08 .15 .02 59.40 35.10 DuckCreekTech DCT ...... 46.32 +2.84 ... –.02 .01 ... 22.47 9.01 1stConstBncp FCCY 1.8 11 19.53 +0.03 1.76 ...... 09 18.00 7.80 CanterburyPark CPHC ... 44 13.82 +0.12 .59 .41 ...... 47.53 26.45 CmntyTrBcp CTBI 3.3 14 47.19 +2.96 3.35 3.69 3.42 .385 17.30 2.82 DuluthHoldings DLTH ... 30 15.12 +0.77 ...... 75 ... 4.06 1.56 FirstEagleAltCap FCRD 10.1 dd 3.96 +0.12 –1.17 .40 .41 .10 20.96 6.98 CapitalBancorp CBNK ... 11 20.18 +2.18 1.87 1.57 1.70 ... 13.05 5.27 CommWestBcshs CWBC 1.9 13 12.54 +2.09 .97 .72 .88 .06 32.32 14.12 DyneTherap DYN ...... 16.84 +1.24 –1.83 –2.58 –3.06 ... 26.55 10.83 FirstFinBncpOH FFBC 3.5 17 26.40 +2.34 1.59 1.73 1.67 .23 28.98 15.61 CapitalCityBank CCBG 2.1 15 28.73 +1.48 1.88 1.69 1.57 .15 72.33 24.26 CommVaultSys CVLT ... dd 67.48 +5.21 –.12 2.01 2.41 ... 51.30 21.93 FirstFinBkshs FFIN 1.0 36 50.99 +4.28 1.42 1.44 1.39 .13 10.94 5.18 CapitalProduct CPLP 3.9 6 10.17 +0.29 1.60 1.78 1.99 .10 19.90 5.94 Compugen CGEN ... dd 8.90 +0.61 –.37 –.54 –.71 ... E 47.00 27.62 FirstFinIN THFF 2.3 12 46.18 +1.00 3.93 3.17 3.53 .53 22.75 7.39 CapitalSouthwest CSWC 7.5 28 22.01 +0.42 –1.24 ...... 10 36.37 16.93 ComputerPrograms CPSI .0 34 33.42 +2.62 .98 2.56 2.81 .10 14.00 7.90 FirstFinNW FFNW 3.2 16 13.70 –0.22 .88 .90 1.01 .11 9.95 25.53 26.66 8.40 CapitalaFinance CPTA .0 dd 15.74 –0.77 –13.08 .73 .73 .4998 2.86 ComputerTask CTG ... 19 9.90 +1.34 .53 .50 .65 ... 11.51 1.29 ECMOHO MOHO ... dd 2.33 +0.16 ... .59 1.02 ... 8.01 FirstFoundation FFWM 1.4 13 24.85 +0.90 1.88 2.02 2.08 .09 14.36 8.75 CapitolFedFin CFFN 2.4 32 14.33 +0.60 .47 .49 .52 .085 4.50 1.80 comScore SCOR ... dd 3.46 +0.53 –.67 –.11 –.10 ... 21.29 11.29 FirstGuarBcshs FGBI 3.3 10 19.67 +2.18 ... .88 1.62 .16 17.90 10.68 1.46 EDAP TMS EDAP ... dd 8.11 +0.70 .06 ... .11 ... 30.42 7.44 CapStarFin CSTR 1.1 15 17.80 +1.33 1.22 1.62 ... .05 11.07 1.83 ComSovereign COMS ... dd 3.22 +0.64 –1.71 –1.53 –1.11 ... 18.20 9.70 ESSA Bancorp ESSA 2.8 12 17.20 –0.55 1.39 1.55 1.52 .12 13.56 FirstHawaiian FHB 3.4 21 30.25 +0.94 1.43 1.67 1.68 .26 22.60 8.88 CaraTherap CARA ... cc 19.30 +1.21 .18 ... –.83 ... 30.40 11.48 ComtechTel CMTL 1.4 dd 28.90 +0.73 .28 ...... 10 30.41 38.87 10.47 FirstInternetBncp INBK .6 13 38.60 +2.21 2.99 ...... 06 144.97 10.12 EVO Payments EVOP ... dd 30.36 +3.84 –.20 .81 .98 ... 51.00 48.28 26.00 CardiovascularSys CSII ... dd 41.92 +1.68 –.79 ...... 80.00 Concentrix CNXC ...... 139.20 +16.95 3.19 8.07 8.82 ... 4.69 2.00 EXFO EXFO ... dd 4.27 +0.09 ...... 24.50 FirstInterBanc FIBK 3.2 20 50.82 +2.99 ...... 41 161.47 27.33 Cardlytics CDLX ... dd 131.97 +3.91 –2.04 –1.44 –1.08 ... 50.65 13.50 5.47 ConcertPharm CNCE ... dd 6.37 +0.16 –2.40 –2.92 –2.48 ... 25.89 11.74 EagleBncpMT EBMT 1.6 8 25.10 –0.17 3.11 2.38 2.55 .0975 21.18 FirstMerchants FRME 2.1 18 50.04 +4.17 2.74 3.06 3.14 .26 42.09 15.71 Cardtronics CATM ... 92 38.79 +0.25 .42 1.81 2.24 ... 7.00 43.48 1.54 Conduent CNDT ... dd 6.88 +0.56 –.61 .55 .60 ... 40.91 8.89 EagleBulkShip EGLE ... dd 39.19 +5.67 –3.40 2.54 3.67 ... 18.60 FirstMidBcshs FMBH 1.9 16 43.45 +3.45 2.70 2.72 3.63 .205 99.83 13.04 CareDx CDNA ... dd 67.54 +3.01 –.40 –.38 .05 ... 24.04 5.00 2.00 Conifer CNFR ... 67 3.93 +0.43 .06 –.12 ...... 56.16 33.80 EaglePharm EGRX ... 51 44.98 +1.73 .87 3.37 4.09 ... 10.31 FirstMidwestBncp FMBI 2.3 28 23.93 +2.43 .87 1.43 ... .14 23.92 7.16 CareTrustREIT CTRE 4.2 28 23.90 +1.15 .85 ...... 25 28.24 18.74 8.86 ConnectOneBncp CNOB 1.3 15 27.00 +1.17 1.79 2.45 2.29 .09 76.75 32.58 Eargo EAR ...... 58.60 +2.93 –3.80 –.93 –.67 ... 8.77 FirstNWBncp FNWB 1.3 16 18.21 +0.24 1.10 ...... 06 36.54 14.25 CarGurus CARG ... 37 25.15 –0.22 ...... 16.93 2.83 Conn's CONN ... dd 16.51 +2.25 1.82 –.67 1.29 ... 78.53 22.55 EastWestBncp EWBC 1.7 20 77.95 +2.89 3.97 4.96 5.19 .33 112.50 28.47 FirstSolar FSLR ... 22 81.95 +8.25 3.73 3.98 3.39 ... 12.90 6.45 CarLotz LOTZ ... cc 9.19 +1.30 ... –.05 –.49 ... 50.38 8.81 3.47 ConsldComm CNSL ... 14 7.12 +1.06 .47 .15 .12 ... 19.31 11.74 EasternBankshares EBC 1.3 cc 19.15 +1.23 ...... 06 26.07 1stSource SRCE 2.3 16 50.18 +2.33 3.17 3.27 3.39 .29 3.11 0.44 CarLotzWt LOTZW ...... 2.44 +0.30 ...... 20.48 16.69 10.01 ConsldWater CWCO 2.2 47 15.22 +1.55 .81 .37 .56 .085 27.77 15.28 Eastern EML 1.6 19 26.75 –0.23 2.12 .91 .98 .11 10.74 FirstUnited FUNC 2.6 10 19.68 +0.64 2.03 .66 –.07 .13 37.81 15.21 Carlyle CG 2.7 40 36.56 +2.01 .97 2.25 2.78 .25 23.49 50.90 17.00 ConstellPharm CNST ... dd 30.03 +3.72 –2.81 –3.36 –3.72 ... 14.95 3.80 EbangIntl EBON ...... 10.40 +4.24 ...... 10.75 FirstWesternFin MYFW ... 8 23.22 +2.01 ...... 23.26 1.04 CarParts.com PRTS ... dd 15.52 –0.64 –.04 –.20 –.05 ... 36.58 11.97 ConstructionPtrs ROAD ... 40 32.79 +4.08 ... .91 1.08 ... 64.85 26.02 eBay EBAY 1.3 7 55.80 +2.04 7.89 4.07 4.60 .18 83.80 51.15 FirstCash FCFS 1.6 27 68.47 –0.12 2.56 3.18 3.70 .27 7.57 0.98 CarrolsRestr TAST ... dd 7.32 +1.03 –.58 ... .06 ... 5.12 1.00 ConsumerPtfo CPSS ... 5 4.21 +0.06 .90 .73 .48 ... 64.14 8.75 Ebix EBIX .9 11 33.17 +8.32 3.16 ... 5.21 .075 7.37 2.72 FirsthandTechVal SVVC ... dd 5.75 –0.13 –8.99 .50 .75 ... 14.94 6.30 CarterBkshrs CARE ... dd 14.50 +1.16 –1.74 .64 1.04 ... 32.85 15.06 ContextLogic WISH ...... 18.64 +0.87 ... –.43 –.07 ... 33.18 14.33 EchoGlobalLog ECHO ... 55 32.43 +2.97 .60 1.81 1.88 ... 158.19 57.38 FirstService FSV .5 76 151.78 +3.43 2.02 3.73 4.15 .1825 13.15 1.85 CasaSystems CASA ... 32 9.05 +1.47 .29 .28 .42 ... 130.96 55.69 Copart CPRT ... 37 109.95 +3.56 2.93 3.19 3.58 ... 36.09 19.75 EchoStar SATS ... dd 27.33 +0.69 ... .56 .26 ... 126.25 73.50 Fiserv FISV ... 89 124.13 +4.44 1.40 5.41 6.36 ... 64.84 34.35 CasellaWaste CWST ... 36 64.70 +2.42 ... .80 .98 ... 40.26 20.94 Core-Mark CORE 1.3 29 39.88 +2.80 1.39 2.06 2.44 .13 99.95 14.01 EditasMedicine EDIT ... dd 46.28 +4.65 –1.98 –3.32 –3.55 ... 201.48 47.53 FiveBelow FIVE ... 98 190.80 +7.44 3.12 ... 4.04 ... 213.62 114.01 CaseysGenStores CASY .7 23 206.31 +2.69 7.10 8.02 ... .34 18.80 2.16 CorMedix CRMD ... dd 9.31 +1.94 –1.50 ...... 20.00 3.02 EducDev EDUC 2.1 14 18.98 +3.02 .68 .19 .21 .10 201.75 52.51 Five9 FIVN ... dd 168.44 +7.34 –.66 .77 1.08 ... 48.55 28.85 CassInfoSys CASS 2.3 28 47.95 +2.85 1.73 1.86 1.20 .27 55.50 22.22 CornerstoneOnDem CSOD ... dd 50.72 +2.93 –.63 2.10 2.54 ... 129.80 7.59 EHang EH ... dd 51.69 +17.02 ... –.34 1.84 ... 38.90 1.75 FivePrimeTherap FPRX ... dd 37.74 –0.02 –3.92 –1.95 –1.92 ... 107.69 21.01 CastleBiosci CSTL ... dd 64.19 –4.79 –.54 –.72 –.28 ... 51.37 14.09 CorsairGaming CRSR ... 31 34.08 +2.24 1.14 1.47 1.68 ... 151.66 47.84 eHealth EHTH ... 39 64.25 +11.25 1.68 2.82 ...... 20.04 5.36 Flex FLEX ... 22 18.11 +1.28 .17 ... 1.55 ... 8.59 1.25 CatabasisPharm CATB ... dd 3.37 +0.56 –2.35 –.23 –.23 ... 58.99 26.66 Cortexyme CRTX ... dd 39.67 +1.68 –2.63 –2.67 –2.82 ... 13.99 4.55 EigerBioPharma EIGR ... dd 9.99 +0.91 –2.31 –1.53 –1.24 ... 14.39 5.01 FlexionTherap FLXN ... dd 11.84 +0.40 –2.53 –1.80 –.68 ... 44.94 17.58 CathayGenBncp CATY 2.8 16 44.92 +2.97 2.87 ... 3.42 .31 110.80 44.67 Corvel CRVL ... 46 109.88 +4.05 2.55 1.31 1.40 ... 42.36 14.00 89bio ETNB ... dd 25.06 +2.73 –24.49 –3.25 ...... 38.52 7.81 Flexsteel FLXS 1.6 dd 37.99 +4.55 –3.37 3.27 3.28 .15 231.35 99.58 CavcoIndustries CVCO ... 33 223.93 +2.26 8.10 7.64 8.95 ... 6.88 1.01 CorvusPharm CRVS ... dd 3.23 +0.35 –1.59 ...... 21.96 6.15 ElPolloLoco LOCO ... 30 19.21 –0.35 .67 .77 .86 ... 56.32 23.85 FlirSystems FLIR 1.2 34 55.16 +0.59 1.60 2.37 2.55 .17 9.40 3.53 CECO Env CECE ... 40 9.18 +0.54 .23 .53 .67 ... 952.76 500.24 CoStar CSGP ... cc 818.55 +19.86 5.93 10.99 14.31 ... 151.21 110.00 ElbitSystems ESLT 1.3 28 139.71 +8.35 5.20 ... 6.45 .44 8.50 1.02 Fluent FLNT ... cc 6.60 +0.48 –.02 ... .29 ... 34.71 7.32 Cellectis CLLS ... dd 19.95 +1.76 –1.92 –2.77 –2.92 ... 393.15 278.27 Costco COST .8 34 331.14 +13.82 9.02 10.06 10.93 .70 3.63 0.32 electroCore ECOR ... dd 2.14 +0.12 –1.54 –.45 –.35 ... 12.45 1.17 Fluidigm FLDM ... dd 4.52 +0.41 –.74 ...... 13.01 4.10 CelyadOncology CYAD ... dd 7.67 +0.51 –2.56 ... –2.53 ... 26.46 13.55 CountyBancorp ICBK 1.5 31 26.10 +0.38 .83 1.68 1.78 .10 150.30 85.69 ElectronicArts EA .5 32 130.49 –2.11 10.30 5.58 6.10 .17 24.72 8.86 FlushingFin FFIC 3.5 20 24.27 +1.62 1.18 1.91 2.23 .21 28.71 9.25 Centogene CNTG ... dd 12.86 +1.17 ... –1.57 –1.58 ... 377.04 106.26 CoupaSoftware COUP ... dd 277.51 –8.29 –1.45 .47 .35 ... 6.77 1.44 EloxxPharm ELOX ... dd 4.07 +0.46 –1.34 –.73 –.88 ... 56.56 12.17 FocusFinPtrs FOCS ... 83 47.24 +0.15 .57 3.60 4.04 ... 53.09 23.82 CentralGarden CENT ... 22 52.88 +3.38 ...... 2.30 ... 21.63 6.54 CovenantLogist CVLG ... dd 21.15 +1.49 ...... 2.10 ... 8.20 1.46 Emcore EMKR ... dd 6.81 +0.55 –.24 .50 .52 ... 28.27 12.21 FoghornTherap FHTX ...... 12.55 –1.16 ... –2.15 –2.24 ... 48.06 21.66 CentralGardenA CENTA ... 20 47.89 +3.25 ... 2.11 2.30 ... 40.78 4.05 Covetrus CVET ... dd 33.58 +2.27 –.22 .91 1.06 ... 58.59 38.40 EnantaPharma ENTA ... dd 52.19 +0.75 –1.81 –3.29 –4.32 ... 56.33 29.46 FormaTherap FMTX ... dd 35.11 +1.24 ... –3.64 –3.19 ... 19.60 2.91 CenturyAluminum CENX ... dd 18.00 +1.36 –1.38 –.16 .22 ... 43.17 5.75 Cowen COWN .6 6 39.50 +5.48 7.10 6.93 6.28 .08 49.01 15.27 EncoreCapital ECPG ... 6 41.62 +3.56 6.68 8.09 8.80 ... 52.39 16.35 FormFactor FORM ... 45 45.06 +2.14 .99 1.57 1.76 ... 102.65 51.40 CenturyBancorpA CNBKA .7 15 102.00 +7.50 7.58 2.00 2.00 .18 172.85 53.61 CrackerBarrel CBRL .0 85 172.01 +8.68 –1.36 3.72 8.14 1.30 71.54 38.01 EncoreWire WIRE .1 19 71.32 +4.36 3.68 3.85 3.58 .02 99.06 36.75 FormulaSys FORTY .9 31 91.00 +4.50 2.57 2.40 3.34 .4781 6.90 0.99 Ceragon CRNT ... dd 4.44 +0.70 –.21 .01 .14 ... 539.00 199.00 CreditAcceptance CACC ... 16 384.59 –14.93 23.47 25.73 26.70 ... 10.89 2.08 EndoIntl ENDP ... 11 8.68 +1.69 .79 ...... 47.44 22.45 ForresterResearch FORR ... 86 45.31 –0.69 .53 ...... 139.00 11.39 Cerence CRNC ... cc 112.34 +21.60 –.57 2.07 2.48 ... 129.90 27.77 Cree CREE ... dd 110.10 +3.61 –1.78 ...... 19.84 6.11 EnergyRecovery ERII ... 49 19.30 +2.93 .19 .22 .48 ... 23.95 3.45 Forterra FRTA ... 25 23.49 +0.04 .94 1.34 1.76 ... 84.20 53.08 Cerner CERN 1.2 28 71.26 +0.87 2.52 3.16 3.56 .22 18.22 6.21 CrescentCapBDC CCAP 9.2 10 17.91 +0.96 1.98 ...... 41 229.04 21.49 EnphaseEnergy ENPH ... cc 164.71 +21.16 .95 2.10 2.73 ... 188.92 70.20 Fortinet FTNT ... 65 188.35 +20.78 2.91 3.68 ...... 41.79 24.90 Certara CERT ...... 27.44 +1.07 ... .22 .32 ... 6.48 2.32 Cresud CRESY ...... 4.90 +0.44 –1.22 .01 ...... 92.39 24.06 EnsignGroup ENSG .2 29 90.01 +9.16 3.06 3.51 3.86 .0525 93.53 39.59 ForwardAir FWRD .9 cc 93.03 +5.25 .84 3.13 3.82 .21 8.87 2.71 Cerus CERS ... dd 6.39 +0.19 –.37 –.35 –.29 ... 23.70 10.63 CrineticsPharm CRNX ... dd 16.93 +1.82 –2.09 –2.35 –2.36 ... 269.12 94.58 EnstarGroup ESGR ... 3 265.95 +21.26 ...... 28.60 2.69 Fossil FOSL ... dd 14.51 –1.44 –1.88 ...... 25.59 2.89 ChampionX CHX ... dd 25.07 +1.70 –5.01 .45 .84 ... 37.18 5.89 Criteo CRTO ... 28 32.90 +1.29 1.19 2.19 2.22 ... 5.64 1.58 EntasisTherap ETTX ... dd 2.83 +0.37 –3.33 ...... 19.47 7.96 FosterLB FSTR ... 12 19.25 +1.41 .72 .85 1.10 ... 24.21 6.18 ChangeHlthcr CHNG ... dd 22.90 +0.50 –6.92 1.26 1.63 ... 84.09 8.40 Crocs CROX ... 18 81.63 +6.33 4.56 3.94 4.38 ... 114.00 38.12 Entegris ENTG .3 47 102.58 +2.26 2.16 2.97 3.43 .08 55.11 35.01 4D Molecular FDMT ...... 50.38 +5.46 ... –2.70 –2.88 ... 81.63 30.71 ChangeHlthcrUn CHNGU 3.9 ... 76.51 +0.20 ...... 75 15.83 4.00 Cronos CRON ... dd 10.34 +0.86 –.21 –.27 –.17 ... 34.10 19.27 EnterpriseBncp EBTC 2.2 13 33.37 +1.18 2.64 .90 ... .185 43.01 19.81 FoxA FOXA 1.1 17 42.78 +1.49 ... 2.50 ... .23 681.71 345.67 CharterComms CHTR ... 41 624.15 +0.12 15.40 20.30 27.98 ... 13.58 4.50 CrossCtyHlthcr CCRN ... dd 13.53 +1.64 –.36 .70 .51 ... 51.69 21.70 EnterpriseFinSvcs EFSC 1.4 19 51.59 +5.48 2.76 ...... 18 40.39 19.13 FoxB FOX 1.2 16 40.00 +0.96 ... 2.50 ... .23 139.26 82.41 CheckPoint CHKP ... 19 115.15 +0.90 6.03 6.71 7.17 ... 15.67 5.66 CrossFirstBkshs CFB ... 64 15.10 +0.81 .24 .74 .94 ... 22.00 8.76 Epizyme EPZM ... dd 9.14 –0.37 –2.29 –2.29 –1.70 ... 144.26 34.58 FoxFactory FOXF ... 63 136.53 +12.36 2.22 ...... 23.10 8.61 CheckmatePharm CMPI ... dd 15.00 +1.29 ... –2.50 –2.75 ... 41.50 61.96 251.28 31.95 CrowdStrike CRWD ... dd 199.00 +15.88 ...... 32 ... 106.93 42.53 ePlus PLUS ... 20 105.47 +6.26 5.15 ... 6.60 ... 5.75 Franchise FRG 3.7 26 40.22 +4.86 .70 3.35 ... .375 14.52 Cheesecake CAKE ... dd 61.75 +5.63 –6.32 1.25 2.54 ... 59.85 27.01 CullinanOncology CGEM ...... 48.06 +3.53 ... –1.59 –1.90 ... 79.98 41.25 FranklinElec FELE .9 37 79.70 +2.54 2.14 2.65 2.90 .175 34.48 3.55 ChefsWarehouse CHEF ... dd 34.36 +2.59 –2.46 –.38 .46 ... 4.44 2.32 EpsilonEnergy EPSN ... 74 3.97 +0.07 .32 .21 .50 ... 4.25 2.77 CumberlandPharm CPIX ... dd 3.42 +0.31 –.22 –.22 –.26 ... 27.05 2.20 Equillium EQ ... dd 7.91 +1.16 –1.47 ...... 21.69 13.03 FreelineTherap FRLN ...... 14.09 +0.41 ... –2.78 –3.02 ... 70.29 30.72 ChemoCentryx CCXI ... dd 57.66 +0.42 –.84 –1.60 –.37 ... 11.65 3.00 CumulusMedia CMLS ... dd 10.97 +0.85 ... –.93 .82 ... 4.56 0.73 FreightCarAmer RAIL ... dd 3.44 +0.39 –5.95 –3.75 –.80 ... 45.00 21.75 ChemungFinl CHMG 2.4 11 42.87 +0.32 4.01 3.43 3.61 .26 839.77 477.87 Equinix EQIX 1.7 cc 668.00 +57.44 4.18 7.63 ... 2.87 151.80 36.15 CureVac CVAC ...... 87.79 +5.10 –153.84 1.65 3.80 ... 29.86 12.49 EquityBcshs EQBK ... dd 29.10 +0.34 –4.97 2.16 2.15 ... 12.60 6.01 FrequencyElec FEIM ... dd 11.90 +0.65 –1.10 .70 .91 ... 50.00 41.55 ChesapeakeEner CHK ...... 45.75 +0.72 ... 5.97 5.41 ... 13.44 0.62 Curis CRIS ... dd 10.92 +1.45 –.97 –.71 –.36 ... 1.035 58.37 14.50 FrequencyTherap FREQ ... dd 41.18 +3.80 ...... 31.00 15.00 ChesapeakeWtC CHKEL ...... 18.25 –1.34 ...... 266.77 130.20 ErieIndemnity A ERIE 1.8 28 230.03 –4.50 5.61 ... 6.39 38.80 9.07 Cutera CUTR ... dd 32.68 +4.44 –1.43 –.30 –.02 ... 13.95 3.50 ErytechPharma ERYP ... dd 7.70 –0.25 –3.91 –3.36 –2.19 ... 173.52 40.79 Freshpet FRPT ... dd 155.78 +16.42 –.08 .42 .90 ... 7.75 2.83 Chiasma CHMA ... dd 3.37 +0.29 –1.43 –1.14 –.53 ... 169.70 69.51 CyberArkSoftware CYBR ... dd 145.27 +8.13 –.15 .58 .68 ... .14 58.94 30.06 frontdoor FTDR ... 42 55.75 +1.98 1.31 1.60 1.99 ... 32.95 4.66 ChickenSoupA CSSE ... dd 24.92 +1.35 ...... 23.80 4.69 Escalade ESCA 2.4 13 23.31 +1.92 1.82 1.41 1.26 85.04 43.48 12.77 CyberOptics CYBE ... 37 28.08 +1.77 .77 .85 1.15 ... 53.73 23.90 EsperionTherap ESPR ... dd 30.34 +1.30 –5.23 –9.74 –3.00 ... 29.44 1.00 FuelCell FCEL ... dd 18.16 +5.11 –.42 –.18 –.17 ... 9.25 Children'sPlace PLCE ... dd 83.66 +8.08 –9.59 3.81 4.99 ... 8.96 2.18 CyclerionTherap CYCN ... dd 4.27 +0.68 –2.56 –1.31 –1.00 ... 22.39 7.01 FulcrumTherap FULC ... dd 12.22 +0.21 –2.79 –2.87 –3.05 ... 11.57 1.19 Chimerix CMRX ... dd 10.00 +0.70 –.70 –.70 –.26 ... 10.30 2.50 EtonPharm ETON ... dd 8.21 +0.49 –1.03 –1.27 –.71 ... 9.06 1.21 CymaBayTherap CBAY ... dd 4.99 +0.42 –1.53 –.71 –1.04 ... 251.86 29.95 Etsy ETSY ... 84 221.14 +20.84 2.69 ...... 189.89 6.70 FulgentGenetics FLGT ... 12 95.60 +3.26 9.44 12.49 3.75 ... 120.01 97.91 ChinaBiologic CBPO ... 33 117.31 –0.45 3.55 4.84 5.16 ... 86.77 43.72 CyrusOne CONE 3.1 cc 65.88 +0.40 .35 .15 .26 .51 167.71 17.95 8.89 FultonFin FULT 2.9 17 17.93 +0.93 1.08 1.20 1.12 .13 31.40 3.65 ChinaFinance JRJC ... dd 11.65 +1.32 –5.01 2.60 4.30 ... 61.27 EuronetWorldwide EEFT ... dd 157.98 –6.69 –.06 5.62 8.19 ... 30.14 8.00 Cytokinetics CYTK ... dd 22.82 +3.14 –1.97 ...... 19.93 3.01 EveloBiosci EVLO ... dd 11.95 +1.96 –2.37 –2.13 –2.12 ... 18.63 3.12 Funko FNKO ... dd 17.77 +4.31 .36 .68 .96 ... 3.14 0.94 ChinaIndex CIH ... 6 2.46 +0.28 ...... 15.44 3.60 CytomXTherap CTMX ... dd 8.50 +0.72 –.71 –1.58 –1.95 ... 48.50 10.02 FusionFuelGreen HTOO ... dd 15.66 +1.97 –.46 –.46 –.60 ... 1.35 0.63 ChinaXDPlastics CXDC ... dd 1.13 +0.03 .05 1.78 1.74 ... 8.30 0.61 Ever-Glory EVK ... dd 3.02 +0.13 .09 ...... 178.98 94.01 Everbridge EVBG ... dd 137.36 –1.03 –2.70 –.22 .06 ... 19.00 10.51 FusionPharm FUSN ...... 11.63 +0.38 ... –1.23 ...... 27.47 13.12 Chindata CD ... dd 19.75 +1.11 ... –.71 ...... 204.25 8.16 Futu FUTU ... cc 159.49 +19.08 ... 9.16 16.30 ... 21.68 9.35 ChinookTherap KDNY ... dd 18.70 +1.39 –5.15 ...... D 63.44 21.00 EverQuote EVER ... dd 41.10 +0.16 ... –.23 .04 ... 27.81 15.00 ChipMOSTechs IMOS ... 13 26.31 –0.45 2.30 2.34 2.87 ... 9.01 2.00 EverspinTech MRAM ... dd 6.25 +0.96 –.45 ... .13 ... 258.32 52.90 ChurchillDowns CHDN .2 dd 254.33 +24.77 –2.08 4.98 7.99 .622 7.38 1.35 DBV Tech DBVT ... dd 5.99 +0.78 –2.32 –1.56 –1.18 ... 10.24 0.75 Evogene EVGN ... dd 5.59 +1.01 –.83 –.83 –.74 ... G 46.14 7.28 Chuy's CHUY ... dd 43.63 +1.73 –.18 1.15 1.36 ... 3.18 0.71 DIRTT Envl DRTT ... dd 3.15 +0.33 –.13 –.17 –.05 ... 14.81 2.85 Evolus EOLS ... dd 13.35 +1.77 –3.19 –1.74 –.92 ... 4.45 1.30 CidaraTherap CDTX ... dd 2.66 +0.35 –1.80 –1.48 –1.46 ... 37.89 17.09 DISH Network DISH ... 12 37.27 +3.46 ...... 2.56 ... 24.67 10.29 Exagen XGN ... dd 20.02 +0.99 –8.46 ... –1.48 ... 14.24 5.71 GBS GBS ... dd 7.00 +0.92 ...... 128.87 40.80 Cimpress CMPR ...... 104.40 +6.49 ... .10 2.88 ... 70.00 20.28 DMC Global BOOM .0 dd 67.10 –0.39 –.10 .75 2.12 .125 27.80 13.67 Exelixis EXEL ... 67 23.28 +0.95 .35 ...... 15.36 9.00 GCM Grosvenor GCMG 2.2 69 12.90 +0.38 ... .50 .60 .08 108.39 46.02 29.28 Exelon EXC 3.6 21 42.59 +2.95 2.01 2.86 2.97 .3825 46.07 CincinnatiFin CINF 2.3 14 107.61 +3.35 7.49 4.04 4.19 .63 18.77 10.26 DSP Group DSPG ... dd 16.10 +0.83 –.29 .23 .36 ... 90.59 3.13 0.21 GCMGrosvenorWt GCMGW ...... 1.46 +0.11 ...... 6.00 0.25 Cinedigm CIDM ... dd 1.25 +0.16 –.34 –.56 ...... 35.98 10.44 DXP Ents DXPE ... dd 34.08 +1.83 –1.62 .13 1.19 ... 40.61 ExlService EXLS ... 34 88.62 –0.40 2.59 3.98 4.36 ... 116.76 43.27 GDS Holdings GDS ... dd 91.18 +1.18 ... –1.59 –.13 ... 369.20 154.33 Cintas CTAS .8 40 358.29 +18.94 8.11 9.72 ... .75 61.27 14.60 DadaNexus DADA ... dd 30.52 –1.99 –1.81 ...... 66.48 3.55 ExOne XONE ... dd 36.39 +7.92 –.93 –.50 –.20 ... 37.07 8.80 G1Therapeutics GTHX ... dd 23.35 +2.92 –2.62 ...... 103.25 47.04 CirrusLogic CRUS ... 23 77.21 –0.40 2.64 ...... 7.23 3.69 Daktronics DAKT ... 33 7.14 +0.75 .01 .26 .23 ... 90.00 3.26 eXpWorld EXPI ... cc 52.46 +8.35 .21 .51 .66 ... 239.90 21.49 GRAVITY GRVY ... 23 133.48 +0.78 ...... 176.25 40.76 Expedia EXPE ... dd 174.59 +8.14 –19.00 ...... 49.34 32.40 CiscoSystems CSCO 3.0 20 48.82 +2.57 2.64 3.22 ... .37 119.43 28.88 Datadog DDOG ... dd 83.00 +0.80 –.08 .14 .26 ... 100.67 8.74 4.75 GSI Tech GSIT ... dd 7.16 –0.01 –.45 ... –.33 ... 86.61 6.70 CitiTrends CTRN ... 60 84.46 +7.76 1.41 2.30 2.58 ... 47.43 4.61 Dave&Buster's PLAY ... dd 46.52 +4.14 2.94 ...... 52.55 ExpeditorsIntl EXPD 1.0 25 100.44 +3.89 4.07 4.23 4.30 .52 217.50 67.98 GWPharm GWPH ... dd 215.22 +0.28 –1.81 ... .47 ... 12.48 100.94 58.03 Exponent EXPO .8 64 98.90 +4.09 1.55 1.66 1.87 .20 15.06 5.26 CtznCmntyBcp CZWI 1.9 11 12.14 +0.74 1.14 1.32 1.05 .23 7.45 0.32 DAVIDsTEA DTEA ... dd 3.80 +0.23 –.91 ...... 17.34 4.70 Gaia GAIA ... cc 14.43 +3.24 ... .13 .42 ... 27.94 16.02 CitizensHolding CIZN 4.3 18 22.45 +0.93 1.24 1.45 1.55 .24 4.47 0.84 DawsonGeophys DWSN ... dd 2.77 –0.18 –.56 –1.06 –.49 ... 5.35 ExtendedStayAmer STAY 2.1 ... 16.94 +0.28 ... .58 .79 .09 233.14 80.63 Galapagos GLPG ... dd 82.39 –1.31 –5.35 –4.91 –4.05 ... 173.56 104.75 CitrixSystems CTXS 1.1 33 133.48 –1.99 4.00 6.34 7.31 .37 24.39 12.75 DecibelTherap DBTX ...... 14.93 +0.25 ... –1.50 –.67 ... 36.35 18.00 ExtractionOil XOG ...... 35.49 +0.56 .56 –1.96 3.24 ... 17.99 9.02 Galecto GLTO ...... 9.44 +0.19 ... –2.57 –2.49 ... 88.49 53.06 CityHolding CHCO 2.7 16 87.41 +6.46 5.55 4.47 4.63 .58 68.40 33.10 DecipheraPharm DCPH ... dd 43.12 +0.33 –4.78 –4.22 ...... 11.12 1.43 ExtremeNetworks EXTR ... dd 9.32 +1.16 –1.06 ... .70 ... 15.00 5.58 GaleraTherap GRTX ... dd 11.00 –0.18 –2.98 –2.18 –2.06 ... 19.63 7.85 Clarus CLAR .6 cc 17.98 –0.01 .18 .49 .63 .025 93.94 13.20 DenaliTherap DNLI ... cc 64.69 +3.65 .63 –1.46 –1.99 ... 15.06 3.51 EyePointPharm EYPT ... dd 11.21 +1.77 –3.54 –1.65 –1.36 ... 15.00 2.60 GamidaCell GMDA ... dd 8.96 +0.66 –1.66 –1.70 –1.63 ... 19.79 1.11 CleanEnerFuels CLNE ... dd 14.87 +3.23 –.05 .04 .02 ... 62.97 31.58 DentsplySirona XRAY .6 dd 62.88 +2.88 –.38 2.72 3.08 .10 6.84 3.41 Ezcorp EZPW ... dd 5.59 +0.39 ...... 45.75 13.04 Gaming&Leisure GLPI 6.1 19 42.96 –0.20 2.30 2.27 2.33 .65 38.75 8.32 Clearfield CLFD ... 48 34.86 +4.71 .53 .90 1.11 ... 64.82 24.35 Descartes DSGX ... cc 61.96 +3.17 .62 ...... 133.43 61.04 Garmin GRMN 1.9 25 127.46 +5.04 5.17 5.27 5.87 .61 4.53 1.10 ClearsideBiomed CLSD ... dd 3.05 –0.11 –.39 –.29 –.43 ... 4.00 2.02 Deswell DSWL 2.5 dd 3.64 +0.08 –.08 .58 .71 .09 F 18.05 9.80 GeminiTherap GMTX ...... 17.00 +3.14 ... –3.97 –1.55 ... 17.45 6.31 CloverHealth CLOV ... dd 8.91 +1.07 ... –.41 –.18 ... 456.23 182.07 DexCom DXCM ... 74 357.73 –6.36 5.06 ... 3.38 ... 15.75 9.38 GencorIndustries GENC ... 51 15.74 +1.19 ... .23 .27 ... 5.45 1.33 CloverHealthWt CLOVW ...... 2.20 +0.20 ...... 174.52 75.00 DiamondHillInvt DHIL 2.3 14 171.54 +14.84 12.03 5.58 8.01 1.00 97.88 35.15 FARO Tech FARO ... cc 94.79 +7.85 .04 1.28 2.59 ... 13.14 4.62 GeneralFin GFN ... cc 12.27 +0.43 .14 .56 .65 ... March 15, 2021 BARRON’S M21 Nasdaq Issues

- Earnings - - Earnings - - Earnings - - Earnings - 52-Week Tick - Week’s - Last This Next Div 52-Week Tick - Week’s - Last This Next Div 52-Week Tick - Week’s - Last This Next Div 52-Week Tick - Week’s - Last This Next Div High Low Name Sym Yld P/E Last Chg. Year Year Year Amt High Low Name Sym Yld P/E Last Chg. Year Year Year Amt High Low Name Sym Yld P/E Last Chg. Year Year Year Amt High Low Name Sym Yld P/E Last Chg. Year Year Year Amt 55.72 17.00 GenerationBio GBIO ... dd 34.75 +2.00 ... –1.83 –1.97 ... 85.00 26.49 Hologic HOLX ... 13 70.78 –1.57 4.21 9.07 5.15 ... 194.26 96.45 InvestorsTitle ITIC 1.0 8 171.60 +11.80 20.80 1.36 2.11 .44 165.23 86.20 LibertyBroadbandC LBRDK ... 71 153.41 +0.82 ... 3.44 3.56 ... 31.54 9.03 Genetron GTH ... dd 23.27 +3.08 ... –.63 –.25 ... 39.24 18.57 HomeBancorp HBCP 2.3 13 37.85 +2.90 2.85 3.31 3.23 .22 64.37 39.32 IonisPharma IONS ... dd 52.99 +0.21 –3.23 –1.64 –1.20 ... 26.66 15.31 LibertyGlobal A LBTYA ... dd 25.70 +1.82 ... .88 1.43 ... 22.48 3.63 Genfit GNFT ... dd 4.85 +0.01 –1.97 –2.62 –1.96 ... 28.65 9.71 HomeBancShares HOMB 2.0 22 28.33 +1.80 1.30 1.65 1.66 .14 54.21 18.70 IovanceBiotherap IOVA ... dd 34.69 +2.33 –1.88 –2.04 ...... 58.31 15.98 LibertyGlobal B LBTYB ... dd 25.62 +0.69 ... .88 1.43 ... 44.83 16.24 Genmab GMAB ... 30 32.89 +1.14 1.12 .45 .79 ... 13.15 9.05 HomePtCap HMPT ...... 11.25 +0.25 4.42 3.23 3.96 ... 28.22 14.51 iQIYI IQ ... dd 26.44 +0.37 ... –6.54 –2.82 ... 26.43 14.36 LibertyGlobal C LBTYK ... dd 25.43 +1.78 ... .88 1.43 ... 23.59 3.37 GenMarkDiagn GNMK ... dd 18.50 –0.84 –.28 ...... 52.46 18.44 HomeStreet HMST 2.0 14 48.80 +2.56 3.47 ...... 25 286.19 56.54 iRhythmTechs IRTC ... dd 141.12 +2.37 –1.58 ...... 14.64 7.55 LibertyLatAmA LILA ... dd 14.48 +1.48 ...... 82 ... 37.75 19.48 Gentex GNTX 1.3 26 37.02 +1.72 1.41 2.04 2.27 .12 25.83 11.75 HomeTrustBcshs HTBI 1.3 21 25.17 +0.28 1.30 1.36 1.03 .08 8.04 1.22 Iridex IRIX ... dd 7.60 +1.10 –.64 –.55 –.30 ... 14.58 7.47 LibertyLatAmC LILAK ... dd 14.55 +1.57 ... .02 .79 ... 79.89 27.24 Gentherm THRM ... 44 79.49 +4.49 1.81 3.36 3.80 ... 19.40 8.70 HomologyMed FIXX ... dd 9.86 +0.40 –2.47 –2.74 –2.60 ... 54.65 16.87 IridiumComm IRDM ... dd 41.46 +3.76 –.42 –.14 .04 ... 42.39 16.87 LibertyFormOne A FWONA ... dd 41.38 +2.43 ... –.49 .06 ... 12.40 4.61 GeospaceTech GEOS ... dd 11.01 +0.24 –1.42 –1.54 –.79 ... 39.95 12.30 HookerFurniture HOFT 1.8 dd 39.26 +3.48 1.44 2.07 2.83 .18 197.40 32.79 iRobot IRBT ... 23 119.33 –1.17 5.14 3.18 5.12 ... 47.91 18.31 LibertyFormOne C FWONK ... dd 46.45 +2.08 ... –.43 .15 ... 48.90 23.54 GermanAmerBncp GABC 1.7 21 48.77 +5.27 2.34 2.33 2.23 .21 16.26 7.03 HopeBancorp HOPE 3.5 18 16.23 +1.51 .90 1.27 1.38 .14 12.55 7.99 IronwoodPharm IRWD ... 17 11.32 +1.21 .66 .91 1.00 ... 34.99 13.59 LibertyBraves A BATRA ... dd 32.15 +1.66 ... –1.32 –.13 ... 2.40 0.75 Geron GERN ... dd 1.72 –0.08 –.36 –.33 –.35 ... 20.17 7.42 HorizonBancorp HBNC 2.4 13 19.94 +0.80 1.55 ... 1.44 .12 47.61 17.50 iTeosTherap ITOS ...... 39.14 +4.50 ... –2.37 –2.76 ... 31.76 13.20 LibertyBraves C BATRK ... dd 31.26 +1.49 ... –1.32 –.13 ... 103.02 30.60 GibraltarInds ROCK ... 49 96.98 +15.56 1.96 3.40 4.04 ... 15.30 4.51 HorizonTechFin HRZN 8.6 38 13.89 +0.75 ... 1.22 1.28 .10 122.31 40.48 Itron ITRI ... dd 94.62 –16.30 –1.44 2.37 3.30 ... 46.72 22.54 LibertySirius A LSXMA ... 55 45.55 +1.98 ... 1.47 2.09 ... 32.91 2.96 GIIIApparel GIII ... 47 32.49 +1.59 2.94 ... 2.15 ... 96.54 23.81 HorizonTherap HZNP ... 56 91.78 +3.13 1.81 3.84 5.29 ... 23.70 11.01 IturanLocation ITRN 2.0 30 23.59 +2.05 .77 1.57 1.96 .48 47.42 24.49 LibertySirius B LSXMB ... 54 45.21 +0.58 ...... 22.69 4.70 GilatSatellite GILT 7.4 21 13.36 +2.01 .63 .16 .17 .63 17.43 7.86 HostHotels HST .0 dd 17.23 +1.43 –1.04 –1.06 .03 .20 46.93 22.63 LibertySirius C LSXMK ... 55 45.34 +1.64 ... 1.21 1.81 ... 85.97 56.56 GileadSciences GILD 4.6 cc 61.56 –3.06 .10 7.15 6.73 .71 7.20 1.03 HoughtonMifflin HMHC ... dd 7.17 +0.97 –3.82 –.72 –.59 ... J 134.00 2.10 LibertyTripAdvB LTRPB ... dd 29.50 +1.04 –5.17 ...... 66.66 27.00 GlacierBancorp GBCI 1.8 24 66.50 +6.63 2.81 2.63 2.57 .15 4.75 1.74 HoustonWire HWCC ... dd 3.72 –0.07 .15 .45 .55 ... 6.95 0.86 LibertyTripAdvA LTRPA ... dd 6.79 +1.27 –5.17 –.19 .28 ... 10.30 .0425 4.04 GladstoneCap GLAD 7.6 35 10.23 +0.51 –.06 .79 .79 .065 64.53 25.01 Huazhu HTHT ... dd 56.86 +1.70 .90 –5.54 6.64 ... 14.40 3.00 JakksPacific JAKK ... dd 9.31 +2.09 –4.27 –1.18 –.37 ... 16.50 3.26 LifetimeBrands LCUT 1.1 dd 14.92 +0.62 –.14 1.01 1.29 20.46 7.59 GladstoneComm GOOD 7.3 cc 20.46 +0.93 .09 –.04 –.01 .1252 68.44 36.51 HubGroup HUBG ... 31 68.12 +6.57 ... 3.13 3.71 ... 169.58 8.89 1.43 LifewayFoods LWAY ... 26 6.67 +0.77 .03 ... –.13 ... 12.58 17.15 105.67 J&JSnackFoods JJSF 1.4 cc 166.30 +6.46 .96 ... 3.93 .575 6.43 GladstoneInvt GAIN 6.8 dd 12.42 +0.37 –.22 ...... 07 6.06 HudsonGlobal HSON ... dd 16.74 +2.70 –.43 .90 1.02 ... 108.29 32.70 JD.com JD ... 32 84.02 –6.60 ... 13.68 19.16 ... 219.75 57.24 LigandPharm LGND ... dd 164.78 +20.38 –.18 6.13 4.92 ... 19.73 9.61 GladstoneLand LAND 2.8 dd 19.31 +0.98 –.20 –.13 .01 .045 13.85 4.83 HuizeHolding HUIZ ... dd 9.65 +1.93 ... 1.30 1.28 ... 12.80 11.49 8.19 2.76 LimelightNetworks LLNW ... dd 3.44 +0.39 –.16 ...... 164.30 Joann JOAN ...... 12.25 +0.25 ...... 83.69 36.49 GlbBloodTherap GBT ... dd 44.02 +3.06 –4.04 –3.80 ...... 75.29 JBHunt JBHT .7 34 162.83 +7.20 4.74 6.15 7.16 .28 148.88 41.33 Joyy YY .7 7 117.70 +1.10 ... 25.87 ... .51 31.45 3.51 LiminalBioSci LMNL ... dd 4.65 +0.45 –9.65 –3.57 ...... 33.88 17.01 GlobalIndemnity GBLI .7 15 28.97 –0.43 ... 2.25 2.50 .25 16.83 6.82 HuntingtonBcshs HBAN 3.6 24 16.70 +0.47 .69 1.21 1.34 .15 120.71 19.37 10.91 Limoneira LMNR 1.6 dd 19.01 +2.11 –.96 ...... 075 18.13 38.83 53.25 j2Global JCOM ... 37 119.93 +6.17 3.18 ... 10.03 ... 8.51 GlobalWaterRscs GWRS 1.6 cc 17.99 +1.14 .10 .11 .18 .0243 20.39 Hurco HURC 1.4 dd 38.47 +4.48 –.93 .84 1.17 .13 200.98 123.64 JackHenry JKHY 1.2 39 150.69 –1.09 3.86 3.89 4.47 .46 8.99 1.69 LincolnEduc LINC ... 4 6.47 +0.60 1.49 .47 .55 ... 12.95 3.98 GluMobile GLUU ... cc 12.43 –0.08 .12 .48 .61 ... 61.99 35.15 HuronConsulting HURN ... dd 55.41 +2.24 –1.09 2.44 2.84 ... 106.93 16.81 JackintheBox JACK 1.5 18 105.49 +6.36 3.86 6.44 6.62 .40 125.24 59.30 LincolnElectric LECO ... 36 123.54 +3.86 3.42 5.01 ...... 5.19 1.82 GlycoMimetics GLYC ... dd 3.31 +0.23 –1.12 –1.25 –1.37 ... 37.00 14.74 HutchisonChina HCM ...... 28.85 –1.54 –.90 –1.19 –.84 ... 57.41 25.34 JamesRiver JRVR 2.5 cc 47.46 +0.61 .16 2.57 2.96 .30 22.13 3.01 LiquiditySvcs LQDT ... cc 19.63 +3.42 –.11 .53 .55 ... 10.86 10.01 GoalAcqns PUCKU ...... 10.19 –0.08 ...... 95.48 41.59 Hydrofarm HYFM ...... 60.81 +12.06 ...... 51.00 28.82 JamfHolding JAMF ... dd 38.65 +3.55 –.21 .23 .30 ... 287.92 103.63 Littelfuse LFUS .7 51 268.74 +11.45 5.29 7.89 9.15 .48 17.23 1.33 Gogo GOGO ... dd 11.18 –0.78 –3.04 .08 .54 ... 83.20 33.40 LivaNova LIVN ... dd 78.01 –4.40 –7.10 1.70 2.45 ... 9.82 178.64 86.88 JazzPharma JAZZ ... 40 167.52 +2.77 4.22 15.79 18.30 ... 63.43 26.25 GoHealth GOCO ... dd 10.20 –2.08 ... .72 1.16 ... I 20.67 6.61 JetBlue JBLU ... dd 20.43 +1.81 –4.88 –2.76 .87 ... 7.57 LiveOakBcshs LOB .2 44 61.15 +8.21 ... 2.24 2.64 .03 3.59 1.30 GolarLNGPartners GMLP 2.3 9 3.50 +0.01 ... .94 1.09 .0202 95.20 43.85 JFrog FROG ... dd 49.91 +2.51 –.20 .05 .09 ... 72.23 14.08 LivePerson LPSN ... dd 55.06 –0.50 –1.63 –.32 .04 ... 15.12 4.54 GolarLNG GLNG ... dd 11.20 +0.48 ... .12 .21 ... 10.98 5.60 LixiangEduc LXEH ... 16 8.85 +0.05 .68 ...... 29.12 266.00 100.22 IAC/InterActive IAC ...... 240.85 +5.45 ... –1.30 .13 ... 30.00 1.64 Jiayin JFIN ... 9 4.30 +0.56 ... 3.62 5.27 ... 3.55 GoldenEnt GDEN ... dd 29.00 +5.74 –1.43 –.30 .47 ... 24.25 9.27 IBEX IBEX ...... 22.56 +1.46 ... 1.05 1.38 ... 146.87 48.76 JohnsonOutdoors JOUT .6 21 146.22 +11.58 5.47 7.34 7.50 .21 16.75 1.95 Lizhi LIZI ... dd 10.63 +3.36 ...... 31 ... 27.18 9.00 GoldenNugget GNOG ... cc 16.82 +3.30 ... –.29 –.15 ... 92.86 47.75 ICF Intl ICFI .6 32 92.65 +5.05 2.87 ...... 14 14.84 2.85 JounceTherap JNCE ... dd 12.25 –0.35 –1.24 –1.43 –2.03 ... 10.00 4.00 LogicBioTherap LOGC ... dd 8.16 +0.52 –1.78 –1.46 ...... 7.25 2.52 GoldenOcean GOGL ... dd 7.15 +0.41 –.96 .78 1.15 ... 120.24 31.37 LogitechIntl LOGI .9 18 98.96 +3.77 2.70 5.76 4.21 .8729 236.51 158.01 ICU Medical ICUI ... 51 203.88 +1.86 4.02 6.86 ...... 17.60 15.50 15.62 8.94 GolubCapital GBDC 7.8 40 14.84 +0.06 .37 1.13 1.17 .29 23.52 2.95 IDEAYA Bio IDYA ... dd 22.95 +3.14 –3.36 ...... K LongboardPharm LBPH ...... 16.65 +0.65 ...... 64.22 33.51 GoodRx GDRX ... cc 39.05 –2.26 ... .37 .55 ... 573.99 168.65 IdexxLab IDXX ... 74 497.75 –1.95 6.71 ...... 13.96 5.70 LoopIndustries LOOP ... dd 8.52 +0.08 –.38 –.76 –.55 ... 19.38 4.09 Goodyear GT ... dd 18.17 –0.09 –5.35 .81 1.61 ... 50.85 13.68 LoralSpace LORL .0 16 48.74 +5.69 ... 7.96 7.76 1.50 17.98 5.00 IEC Elec IEC ... 20 13.01 +0.84 .63 .73 .89 ... 342.21 110.19 KLA KLAC 1.2 34 294.27 –1.60 7.70 ...... 90 174.80 37.26 GooseheadIns GSHD .0 cc 140.85 +20.49 .51 .84 1.38 1.1495 55.30 13.73 IES Holdings IESC ... 23 49.99 –2.04 1.94 –1.52 –.65 ... 31.80 9.50 LordstownMotors RIDE ... dd 14.78 –1.99 .12 ... –1.08 ... 11.19 2.00 GoPro GPRO ... dd 10.75 +2.67 ...... 17.50 2.53 KLX Energy KLXE ... dd 16.78 +3.49 –21.60 ...... 66.00 4.00 Lovesac LOVE ... dd 62.50 +7.37 –1.07 ... .26 ... 133.00 27.55 IGM Biosci IGMS ... dd 87.83 +9.56 ... –2.70 ...... 15.29 6.36 KVH Inds KVHI ... dd 13.39 +0.04 –1.24 –.56 –.21 ... 11.55 16.79 7.52 GossamerBio GOSS ... dd 10.64 +1.11 –3.55 –3.05 –2.91 ... 100.44 20.39 II-VI IIVI ... 43 71.46 –3.15 –.79 3.72 4.26 ... 37.99 LuciraHealth LHDX ...... 15.19 +3.19 ... –.90 .14 ... 33.70 20.12 GracellBiotech GRCL ...... 23.91 +2.89 –2.01 –.98 –1.39 ... 5.73 2.30 Kadmon KDMN ... dd 4.44 –0.17 –.67 –.64 –.22 ... 399.90 128.85 lululemon LULU ... 72 306.08 +12.84 ...... 65.94 11.05 I-Mab IMAB ...... 55.01 +5.73 ... .61 –.69 ... 129.81 50.49 KaiserAlum KALU 2.3 70 125.46 +10.85 1.81 ...... 72 111.27 57.89 GrandCanyonEduc LOPE ... 20 107.34 +5.99 5.45 6.18 6.84 ... 80.35 28.67 IndusRealty INDT .0 dd 59.90 +0.11 –2.42 ...... 1.99 112.08 59.06 Lumentum LITE ... 37 88.72 +2.61 1.75 6.43 6.96 ... 7.00 14.68 5.04 KalaPharm KALA ... dd 7.66 +0.54 –1.99 –1.73 –.75 ... 37.88 GraybugVision GRAY ...... 8.25 –7.60 ... –2.63 –3.62 ... 262.55 98.04 IPG Photonics IPGP ... 71 210.81 +4.31 2.97 5.28 6.55 ... 47.80 9.45 LuminarTech LAZR ... cc 27.46 +4.53 .16 –.24 –.26 ... 20.50 2.82 KaleidoBiosci KLDO ... dd 10.03 +1.22 –2.44 –2.42 –2.23 ... 5.68 2.25 GreatElmCap GECC 33.1 dd 3.63 +0.14 –.74 .63 .41 .10 15.00 5.06 IRSA Prop IRCP ... dd 10.32 +0.02 9.09 .83 1.18 ... 41.69 20.61 Luminex LMNX 1.2 cc 32.76 +0.53 .32 .92 1.13 .10 45.00 5.61 KalVistaPharm KALV ... dd 32.50 +1.62 –1.64 –2.35 –2.90 ... 4.85 1.31 GreatElm GEG ... dd 2.79 –0.01 –.51 ...... 35.87 13.01 i3Verticals IIIV ... dd 33.78 +1.37 –.03 1.00 1.24 ... 36.72 6.74 LumosPharma LUMO ... dd 13.55 +0.46 –.93 –3.69 –4.65 ... 13.33 4.40 Kamada KMDA ... 16 6.20 +0.10 .39 .14 .10 ... 12.38 16.12 6.75 GreatLakesDredge GLDD ... 16 15.76 +1.03 1.00 .96 1.10 ... 7.98 2.64 IVERICbio ISEE ... dd 6.47 +0.45 –1.14 –.98 –.88 ... 6.76 LutherBurbank LBC 1.9 16 12.12 +0.65 .75 1.27 1.48 .0575 60.55 17.45 2.17 KandiTech KNDI ... dd 7.06 +0.96 –.14 –.06 –.19 ... 66.90 32.23 GreatSouthernBncp GSBC 2.3 14 60.11 +3.39 4.21 4.00 4.29 .34 69.10 34.00 IcahnEnterprises IEP 13.1 dd 60.84 +1.51 –7.33 –3.10 –2.55 2.00 14.56 Lyft LYFT ... dd 66.37 +2.25 ... –1.08 .17 ... 146.97 52.62 KarunaTherap KRTX ... dd 119.44 –1.31 –2.59 –5.52 –5.77 ... 28.77 3.77 GreenPlains GPRE ... dd 27.70 +2.93 –3.14 –.60 1.19 ... 47.85 13.68 Ichor ICHR ... 32 45.10 +2.21 1.42 ...... 22.00 8.76 LyraTherap LYRA ... dd 13.98 +0.32 –2.59 –2.07 –1.94 ... 13.74 25.98 10.57 KaryopharmTherap KPTI ... dd 12.31 +0.68 –2.72 –2.21 –1.20 ... 3.47 GreenPlainsPtrs GPP 3.7 7 12.99 +1.91 1.74 1.93 2.25 .12 19.10 3.86 iClickInteract ICLK ... dd 14.29 +0.24 ... .07 .17 ... 13.34 6.91 KearnyFinancial KRNY 2.7 21 13.20 +0.78 .55 .66 .72 .09 8.73 1.02 Greenlane GNLN ... dd 5.92 +0.92 –.96 ... –.07 ... 223.62 104.28 Icon ICLR ... 29 182.28 +2.45 6.20 8.30 9.12 ... M 9.34 23.00 10.13 KellyServices A KELYA ... dd 22.53 +0.53 ... 1.56 2.03 ... 5.00 GreenlightCapRe GLRE ... dd 9.18 +0.99 ... 1.20 1.60 ... 4.20 0.51 IconixBrand ICON ... dd 2.72 +0.69 –10.56 –.98 ...... 7.40 90.36 10.35 KellyServices B KELYB ... dd 22.05 +0.72 ... 1.56 2.03 ... 3.05 GreenSky GSKY ... 54 7.07 +1.00 .14 .06 .51 ... 16.62 4.31 iHeartMedia IHRT ... dd 16.54 +0.78 ...... 69.29 15.03 Macom Tech MTSI ... dd 66.29 +4.20 –.69 1.87 2.11 ... 8.16 4.40 KY FirstFedBncp KFFB 5.2 dd 7.70 +0.45 –1.52 .18 .21 .10 1.93 0.24 Gridsum GSUM ...... 1.88 +0.02 ... .66 5.12 ... 555.77 196.78 Illumina ILMN ... 91 405.12 +6.27 4.45 5.36 ...... 3.53 1.01 MDC Partners MDCA ... dd 3.42 +0.36 ... .77 .91 ... 88.80 19.10 KerosTherap KROS ... dd 65.16 +6.54 ... –1.43 –2.55 ... 21.88 13.40 Grifols GRFS 1.9 14 16.08 +0.12 ... 1.27 1.50 .0097 62.71 8.49 Imara IMRA ... dd 10.25 +0.28 –3.53 –3.55 –3.34 ... 79.74 47.19 MGE Energy MGEE 2.1 28 72.15 +6.63 2.60 2.86 3.32 .37 7.50 34.05 18.98 KeurigDrPepper KDP 1.8 36 33.37 +1.84 .93 1.61 1.74 .15 2.03 GrindrodShipping GRIN ... dd 7.27 +0.94 –2.05 –.25 .20 ... 16.64 4.23 Immersion IMMR ... 50 11.09 +1.44 .19 .71 .83 ... 71.95 21.64 MGP Ingredients MGPI .7 28 66.62 +2.04 2.37 2.69 3.06 .12 13.45 6.96 KewauneeSci KEQU ... dd 12.46 +0.08 –1.70 1.53 2.16 ... 35.20 2.54 GritstoneOncology GRTS ... dd 14.95 +1.38 –2.79 –1.94 –2.13 ... 28.21 4.19 Immunic IMUX ... dd 16.26 +1.27 –2.81 –2.94 –3.71 ... 3.29 0.70 MINDTechnology MIND ... dd 2.35 –0.07 –1.10 –.96 –.05 ... 10.48 2.51 KeyTronic KTCC ... 17 8.72 +0.69 .44 .80 1.20 ... 48.87 28.11 GroceryOutlet GO ... 34 36.67 +0.64 1.08 1.02 1.16 ... 45.42 2.52 ImmunityBio IBRX ... dd 30.54 +3.74 –1.22 –.90 –.76 ... 192.30 66.87 MKS Instrum MKSI .5 26 166.16 +13.16 6.33 ...... 20 9.79 2.18 KezarLifeSci KZR ... dd 6.80 +0.97 –1.84 –.97 –1.11 ... 64.69 9.60 Groupon GRPN ... dd 59.32 –3.53 –10.07 .33 3.33 ... 61.99 35.62 Immunocore IMCR ...... 37.63 –3.37 ... –2.66 –2.58 ... 13.40 3.76 MTBC MTBC ... dd 9.68 +1.14 –1.79 –.96 –.37 ... 55.42 20.60 Kforce KFRC 1.7 21 54.35 +1.72 2.62 2.85 3.15 .23 55.20 20.55 GrAeroportuario OMAB ... 29 50.63 –0.55 ... 49.16 66.73 ... 10.88 1.95 Immunogen IMGN ... dd 8.82 –0.13 –.25 ...... 60.69 13.15 MTS Systems MTSC .0 dd 58.32 +0.01 –14.16 1.36 1.83 .30 35.04 27.39 9.95 KimballElec KE ... 19 27.32 +2.16 .71 1.36 1.84 ... 18.20 GuarantyBcshrs GNTY 2.0 15 34.72 +1.62 2.25 2.54 2.39 .1818 33.34 2.09 ImmunoPrecise IPA ... dd 11.51 –0.19 –.26 ...... 73.86 16.33 MYR Group MYRG ... 21 73.59 +11.25 3.48 3.55 ...... 14.48 8.19 KimballIntl B KBAL 2.5 23 14.43 +1.03 ... .50 ... .09 23.04 12.70 GuarFedBcsh GFED 3.1 12 19.15 +0.53 1.57 .63 1.04 .15 53.75 8.34 Immunovant IMVT ... dd 16.99 +3.48 –1.54 –1.28 –1.38 ... 10.66 6.01 Macatawa MCBC 3.0 12 10.58 +0.78 .88 .76 ... .08 74.67 17.01 KingsoftCloud KC ... dd 52.48 +0.15 ...... 181.07 55.90 GuardantHealth GH ... dd 142.96 +7.69 –2.60 –3.31 –2.76 ... 7.95 0.53 Immutep IMMP ... dd 2.70 +0.33 –.23 –.42 –.39 ... 32.18 4.04 Macrogenics MGNX ... dd 30.19 +4.18 –2.47 –1.73 –2.23 ... 28.67 10.30 KiniksaPharm KNSA ... dd 23.22 +0.85 ... –2.58 –2.47 ... 4.41 2.67 GulfIslandFab GIFI ... dd 4.07 +0.31 –3.24 –1.15 .80 ... 79.05 11.47 Impinj PI ... dd 59.73 +4.43 –2.28 ...... 137.28 56.82 MadrigalPharm MDGL ... dd 117.84 +1.56 –13.09 –16.01 –14.84 ... 48.75 24.14 KinnateBio KNTE ...... 36.40 +4.14 ... –1.76 –2.40 ... 6.42 2.75 Gulf Resources GURE ... dd 4.23 +0.08 –2.73 9.00 9.85 ... 127.42 39.55 InariMedical NARI ... cc 116.15 +22.40 .27 .21 .27 ... 5.92 2.46 MagalSec MAGS 23.0 42 4.69 +0.21 .07 .52 .75 1.079 252.70 80.93 KinsaleCapital KNSL .3 45 173.71 +11.14 3.87 3.93 4.77 .11 110.37 62.48 Incyte INCY ... dd 79.01 –1.25 –1.36 2.42 3.83 ... 95.43 30.60 MagellanHealth MGLN ... 6 93.19 –0.10 14.98 ...... 32.69 0.56 Kirkland's KIRK ... dd 24.90 +1.09 –3.79 1.67 1.67 ... H 99.85 49.25 IndependentBank INDB 1.9 27 98.62 +7.70 3.64 3.89 3.95 .46 13.69 5.76 MagentaTherap MGTA ... dd 13.03 +0.13 –1.71 –1.62 –1.73 ... 171.21 35.49 KodiakSciences KOD ... dd 126.99 +6.50 –2.91 –4.47 –5.98 ... 24.59 9.19 IndepBankMI IBCP 3.5 10 24.28 +1.97 2.53 ... 1.92 .21 18.35 6.31 MagicSoftware MGIC 2.5 35 17.05 +1.49 .49 .86 .95 .21 125.00 22.17 KornitDigital KRNT ... dd 104.93 +3.49 –.11 .83 ...... 37.01 9.12 H&E Equipment HEES 3.0 dd 36.76 +3.20 –.91 1.44 2.03 .275 80.71 20.35 IndependentBank IBTX 1.5 17 79.09 +4.45 4.67 4.99 4.90 .30 64.39 4.09 Magnite MGNI ... dd 49.21 +10.11 –.55 ...... 39.71 19.99 KraftHeinz KHC 4.2 cc 38.11 +0.26 .29 2.57 2.62 .40 18.44 9.11 HBT Finl HBT 3.3 14 18.18 +0.78 1.34 1.49 1.45 .15 24.37 12.95 IndLogistics ILPT 5.7 18 23.30 +1.34 1.26 1.21 1.73 .33 15.05 7.50 MagyarBancorp MGYR ... 26 13.10 –0.60 .38 .19 .24 ... 34.11 5.00 KratosDefense KTOS ... 42 26.52 +2.49 .67 ...... 20.75 13.06 HMN Fin HMNF ... 9 20.26 +0.36 2.22 .78 3.10 ... 11.51 3.68 Infinera INFN ... dd 9.85 +1.46 –1.10 .07 .41 ... 37.46 10.00 MakeMyTrip MMYT ... dd 37.01 +4.84 ... –.76 –.71 ... 39.60 25.50 KronosBio KRON ...... 28.67 +0.80 ... –2.32 –2.20 ... 37.04 18.20 HMS Holdings HMSY ... 47 36.75 –0.01 .78 1.34 1.52 ... 5.98 0.60 InfinityPharm INFI ... dd 3.12 +0.43 –.83 ... –.58 ... 89.94 18.02 MalibuBoats MBUU ... 26 89.04 +9.00 2.95 5.71 6.62 ... 87.29 33.08 KrystalBiotech KRYS ... dd 82.81 +10.07 –1.71 –3.21 –3.02 ... 13.68 5.80 Hookipa HOOK ... dd 12.23 +0.31 ...... 9.70 2.52 InflaRx IFRX ... dd 4.79 +0.81 –2.29 ... –.83 ... 19.38 10.06 MalvernBancorp MLVF ... 19 19.38 +0.62 .47 .98 1.23 ... 52.55 16.91 Kulicke&Soffa KLIC 1.2 34 46.61 +2.50 .83 3.20 3.12 .14 17.48 9.50 HackettGroup HCKT 2.3 cc 17.42 +0.93 .17 1.03 1.15 .10 4.44 1.61 InfoSvcsGrp III ... 65 4.42 +0.66 .07 .08 .11 ... 7.27 0.56 MammothEnergy TUSK ... dd 5.28 –0.53 –2.36 ... .15 ... 43.00 6.35 KuraOncology KURA ... dd 29.50 –0.24 –1.69 –1.93 –2.08 ... 67.55 31.85 HailiangEduc HLG ... 29 59.01 +0.37 2.05 2.65 3.18 ... 63.11 32.21 InglesMarkets IMKTA 1.0 6 62.86 +4.38 8.82 4.30 4.70 .165 146.50 35.20 ManhattanAssoc MANH ... 90 122.67 +4.65 1.36 1.52 1.73 ... 36.43 5.07 KuraSushiUSA KRUS ... dd 32.80 +1.00 –2.08 –2.33 –.22 ... 45.42 18.12 HainCelestial HAIN ... cc 43.99 +0.42 –.77 1.37 1.60 ... 50.97 15.20 Inhibrx INBX ... dd 23.51 –2.88 ...... 20.32 6.49 Mannatech MTEX 3.5 6 18.21 –0.39 1.35 13.50 15.50 .16 6.64 2.28 HallmarkFin HALL ... dd 3.97 +0.34 –.03 –.20 .10 ... 77.80 13.14 InMode INMD ... 41 73.10 +5.53 2.08 2.41 2.71 ... 91.92 25.43 KymeraTherap KYMR ...... 56.10 +7.92 –3.15 –.86 –1.49 ... 6.25 0.80 MannKind MNKD ... dd 3.95 +0.28 –.26 –.15 –.10 ... 56.40 12.71 HalozymeTherap HALO ... 49 44.37 +3.46 .91 1.57 2.63 ... 8.23 3.30 InnatePharma IPHA ... dd 4.57 +0.26 –.35 –.52 –1.20 ... 101.35 55.25 ManTechIntl MANT 1.9 28 82.02 +2.79 2.97 3.54 3.77 .38 97.48 36.27 HamiltonLane HLNE 1.4 36 87.10 +3.00 2.15 2.53 2.43 .3125 8.78 0.75 Innodata INOD ... dd 8.31 +2.93 –.06 –.07 –.05 ... L 40.24 23.62 MaravaiLifeSci MRVI ...... 36.05 +0.46 2.36 .90 .88 ... 45.62 14.32 HancockWhitney HWC 2.4 dd 45.11 +3.85 –.54 ... 3.64 .27 105.77 56.71 Innospec IOSP 1.0 92 105.42 +4.01 1.16 4.12 5.03 .52 3.67 1.10 Marchex MCHX ... dd 3.00 +0.04 –.83 –.30 –.11 ... 21.82 7.15 HanmiFinancial HAFC 1.8 16 21.64 +2.86 1.38 ...... 10 26.82 20.86 InnovAge INNV ... dd 25.98 +1.90 .19 –1.05 .40 ... 141.00 33.00 LGI Homes LGIH ... 11 138.59 +13.45 12.76 ... 13.09 ... 5.70 0.77 MarinSoftware MRIN ... dd 1.99 +0.34 –1.91 –2.31 –.43 ... 14.20 6.45 HarborOneBncp HONE .8 17 14.18 +0.72 .82 .95 .91 .03 8.24 1.20 InnovSolSuprt ISSC .0 33 6.12 –0.13 .19 .44 .11 .50 236.81 100.00 LHC Group LHCG ... 55 195.00 +17.99 3.56 5.83 6.73 ... 20.04 4.16 MarinusPharma MRNS ... dd 16.08 –0.46 –2.80 –1.95 –2.07 ... 8.57 4.44 Harmonic HLIT ... dd 8.36 +0.79 –.30 .24 .41 ... 15.62 7.58 Innoviva INVA ... 6 12.04 +0.53 2.02 1.71 1.51 ... 43.97 13.31 LKQ LKQ ... 21 42.99 +1.02 2.09 2.78 3.07 ... 3.77 1.32 MarkerTherap MRKR ... dd 1.94 –0.33 –.61 –.70 –.65 ... 52.74 28.97 HarmonyBio HRMY ...... 30.52 –1.88 ... –.59 1.26 ... 56.46 26.57 Inogen INGN ... dd 51.62 +3.80 –.27 –.72 –.48 ... 144.90 32.01 LPL Financial LPLA .7 24 143.41 +9.41 5.86 7.06 ... .25 606.45 275.50 MarketAxess MKTX .5 66 518.97 +14.60 7.85 8.39 9.37 .66 25.24 10.27 HarpoonTherap HARP ... dd 19.51 +1.86 –1.99 –2.06 –2.17 ... 28.75 13.39 Inovalon INOV ... cc 27.61 +2.15 ... .75 ...... 11.22 2.50 LSI Inds LYTS 1.9 37 10.42 +0.58 .36 .29 .49 .05 17.68 4.66 MarlinBusSvcs MRLN 3.3 cc 16.73 +0.26 .03 2.60 2.62 .14 11.10 3.33 HarrowHealth HROW ... dd 8.22 +0.27 –.13 .23 .40 ... 33.79 5.13 InovioPharma INO ... dd 10.50 +1.31 –1.07 –.63 .27 ... 16.00 8.95 LakeShoreBancorp LSBK 3.5 19 14.90 –0.09 .77 .36 ... .13 159.98 46.56 Marriott MAR ... dd 150.20 +3.28 –.82 ... 4.57 ... 6.74 1.39 HarvardBioSci HBIO ... dd 6.42 +2.18 –.20 .18 .20 ... 31.65 16.10 InozymePharma INZY ...... 21.25 +0.92 ... –2.42 –2.40 ... 18.60 8.31 LakelandBcp LBAI 2.7 16 18.37 +1.06 1.13 1.41 1.37 .125 20.13 10.67 MartenTransport MRTN .9 21 17.17 +0.32 .84 .99 ... .04 101.24 41.33 Hasbro HAS 2.9 59 94.89 +0.10 1.62 4.40 5.15 .68 182.22 55.72 Inphi IPHI ... dd 162.99 +12.34 –1.20 3.78 4.38 ... 77.05 30.49 LakelandFin LKFN 1.8 23 76.25 +3.77 3.30 3.22 3.26 .34 3.95 0.91 MartinMidstream MMLP .7 dd 2.75 +0.39 –.17 –.48 –.32 .005 28.52 7.55 HawaiianHoldings HA ... dd 27.85 +1.24 –11.08 –5.49 1.32 ... 21.93 3.94 Inseego INSG ... dd 10.79 +1.40 –1.19 –.25 –.04 ... 47.95 12.44 LakelandInd LAKE ... 9 30.16 +1.01 .41 4.03 1.73 ... 55.70 16.45 MarvellTech MRVL .5 dd 47.16 +5.65 –.41 1.36 1.76 .06 39.73 13.41 Hawkins HWKN 1.3 23 38.91 +6.56 1.33 ... 2.02 .1225 99.25 28.25 InsightEnt NSIT ... 20 97.03 +9.91 4.87 6.78 7.51 ... 603.60 181.38 LamResearch LRCX 1.0 26 524.82 –22.88 15.10 ...... 1.30 284.86 143.90 Masimo MASI ... 56 230.40 +0.19 4.14 3.82 4.33 ... 26.06 12.93 HawthornBcsh HWBK 2.3 10 22.14 –1.36 2.20 .51 .86 .13 45.44 12.09 Insmed INSM ... dd 39.11 +0.98 –3.01 –3.20 –2.51 ... 97.18 30.89 LamarAdv LAMR 3.1 40 95.66 +2.54 ... 3.00 3.56 .75 32.25 4.90 MasterCraftBoat MCFT ... dd 31.25 +2.88 –1.28 2.65 3.09 ... 33.78 15.29 HaynesIntl HAYN 2.7 dd 32.95 +2.80 –.53 –1.82 .79 .22 38.96 10.00 InsteelInds IIIN .3 28 38.73 +5.75 .98 1.65 1.69 .03 188.25 114.55 LancasterColony LANC 1.6 38 185.49 +5.11 4.97 5.63 6.19 .75 174.68 87.56 MatchGroup MTCH ...... 153.38 +7.09 .49 2.22 2.86 ... 37.29 12.25 Headhunter HHR 1.2 78 34.88 +2.13 .45 46.79 71.68 .50 298.43 121.00 Insulet PODD ... cc 261.88 +9.88 .10 .99 1.77 ... 12.24 7.48 Landec LNDC ... dd 12.09 +0.98 –1.31 ...... 87.40 10.65 Materialise MTLS ... dd 42.71 +9.22 –.15 ... .09 ... 55.07 17.48 HealthCatalyst HCAT ... dd 48.41 +2.21 –2.91 –.58 ...... 71.34 34.21 IntegraLifeSci IART ... 43 68.10 +1.90 1.57 2.89 3.33 ... 28.18 14.24 LandmarkBncp LARK 2.9 7 27.74 +0.29 4.10 .91 .92 .20 16.32 7.11 MatrixService MTRX ... dd 15.69 +1.29 –1.24 ... .63 ... 35.80 15.80 HealthcareSvcs HCSG 2.8 22 29.50 +0.55 1.32 1.12 1.25 .2062 65.11 43.61 Intel INTC 2.2 13 62.90 +2.16 4.94 4.74 4.84 .3475 13.50 7.05 LandmarkInfrPtrs LMRK 6.3 cc 12.71 +0.27 .65 .27 .19 .20 21.25 6.53 Mattel MAT ... 59 20.98 +0.22 .36 .75 .99 ... 93.32 34.40 HealthEquity HQY ... cc 79.17 –0.29 .58 1.67 1.70 ... 92.00 9.18 IntelliaTherap NTLA ... dd 65.52 +13.71 –2.40 –2.83 –3.20 ... 16.99 10.77 LandosBio LABP ...... 13.44 +1.02 ... –1.60 –2.82 ... 42.51 17.01 MatthewsIntl MATW 2.0 dd 42.14 +2.62 –2.79 2.96 3.13 .215 26.63 17.95 HealthStream HSTM ... 55 24.13 +0.78 .44 .04 .39 ... 15.45 1.91 Intellicheck IDN ... dd 11.21 +0.37 –.16 ... .27 ... 168.00 85.30 LandstarSystem LSTR .5 33 164.30 +1.93 4.98 ...... 21 57.97 11.78 MaxeonSolar MAXN ...... 37.45 +9.24 ... –5.44 –3.13 ... 22.75 15.70 HeartlandExp HTLD .4 23 19.76 +0.37 .87 1.06 1.12 .02 76.25 34.20 InterParfums IPAR 1.3 63 75.75 +4.28 1.21 1.47 1.83 .25 20.29 8.67 Lantheus LNTH ... dd 19.65 +0.59 –.25 ... .88 ... 98.44 41.93 MaximIntProducts MXIM .0 33 87.98 –0.51 2.41 ... 3.25 .48 53.74 25.26 HeartlandFinUSA HTLF 1.7 15 52.92 +2.20 3.57 4.18 4.12 .22 80.57 33.70 InteractiveBrkrs IBKR .5 33 78.88 +3.68 ... 2.69 2.78 .10 25.87 7.43 LarimarTherap LRMR ... dd 17.79 +1.00 –3.57 –3.26 –3.29 ... 24.60 14.80 McAfee MCFE 1.5 dd 23.78 +2.59 ... 1.49 1.73 .087 39.57 17.99 Heidrick&Strug HSII 1.6 dd 38.29 +1.12 –1.95 2.22 2.48 .15 95.98 18.15 InterceptPharm ICPT ... dd 21.01 +0.35 –8.34 –5.21 –5.51 ... 51.50 13.54 LatticeSemi LSCC ... cc 45.01 +3.06 .34 ... 1.06 ... 81.14 44.32 McGrathRent MGRC 2.1 19 81.02 +2.82 4.16 4.17 4.59 .435 265.97 104.02 HelenofTroy HELE ... 25 227.16 +1.46 6.02 11.64 11.97 ... 69.00 31.04 InterDigital IDCC 2.1 46 66.62 +3.54 1.44 1.09 2.44 .35 15.46 7.30 LaureateEduc LAUR ... dd 14.56 +0.63 ... 5.61 .43 ... 7.98 1.29 MedallionFin MFIN ... dd 7.56 +0.64 –1.42 .92 1.58 ... 74.75 29.03 HeliosTechnologies HLIO .5 cc 74.27 +4.16 .44 2.98 3.49 .09 14.19 5.06 Interface TILE .3 dd 14.11 +1.28 –1.23 .81 1.13 .01 60.79 24.52 LawsonProducts LAWS ... 37 60.08 +5.80 1.62 2.43 2.90 ... 13.25 2.82 MediciNova MNOV ... dd 6.03 +0.60 –.31 –.19 –.50 ... 14.44 7.64 HemisphereMedia HMTV ... dd 14.15 +2.11 ... .34 .41 ... 53.06 15.60 IntlBcshs IBOC 2.1 20 51.60 +2.58 2.62 1.51 1.57 .55 3.24 1.15 LeapTherap LPTX ... dd 2.39 +0.24 –1.47 –.55 –1.09 ... 6.07 1.44 MediWound MDWD ... dd 5.62 +0.60 –.34 –.26 –.58 ... 74.89 41.85 HenrySchein HSIC ... 24 67.19 +4.62 2.82 3.72 4.04 ... 26.98 5.97 IntersectENT XENT ... dd 22.40 –1.42 –2.22 –1.65 –1.24 ... 17.10 8.50 LegacyHousing LEGH ... 12 16.60 +1.01 1.18 1.44 1.53 ... 177.12 58.72 Medpace MEDP ... 42 160.00 +2.46 3.84 4.36 5.18 ... 10.90 6.04 HeritageCommerce HTBK 4.8 18 10.74 +0.85 .59 .68 .68 .13 7.95 3.17 Intevac IVAC ... cc 6.43 –0.12 .04 –.73 .32 ... 43.24 23.41 LegendBiotech LEGN ... dd 25.33 +0.82 ...... 18.45 8.82 MeiraGTx MGTX ... dd 17.45 +2.89 –1.54 –2.01 –2.09 ... 30.00 11.30 HeritageCrystal HCCI ... 58 29.67 +1.59 .51 1.06 1.15 ... 40.01 10.94 Intra-Cellular ITCI ... dd 36.54 +1.87 –3.23 –3.12 –1.90 ... 54.96 18.76 LeMaitreVascular LMAT .9 47 48.10 +1.31 1.04 1.20 1.37 .11 23.65 10.81 MelcoResorts MLCO ... dd 20.83 –1.08 –2.65 –.30 .68 ... 30.86 14.65 HeritageFin HFWA 2.6 24 30.64 +2.11 1.29 1.53 1.35 .20 27.66 9.84 Intricon IIN ... dd 27.29 +1.82 –.28 ... .69 ... 372.64 135.72 LendingTree TREE ... dd 236.34 –2.67 –3.71 –.57 2.54 ... 2020.00 422.22 MercadoLibre MELI ... dd 1550.15 +79.91 –.08 1.87 6.75 ... 70.76 7.33 HibbettSports HIBB ... 16 66.91 +8.91 4.36 5.21 5.63 ... 423.74 187.68 Intuit INTU .6 60 395.95 +13.74 6.92 8.38 9.76 .59 32.84 19.15 Leslie's LESL ... 85 23.73 +1.22 ... .59 ...... 34.47 17.09 MercantileBank MBWM 3.4 13 34.24 +2.39 2.71 2.26 2.13 .29 21.82 4.20 HighPeakEner HPK ...... 7.20 –3.63 ...... 826.81 360.50 IntuitiveSurgical ISRG ... 83 733.99 +20.62 8.82 12.43 15.28 ... 24.98 13.45 LevelOneBncp LEVL .8 9 24.15 +0.46 2.57 2.45 2.20 .05 16.70 5.77 MercerIntl MERC 1.6 dd 15.88 +0.54 –.26 1.16 1.58 .065 8.90 0.52 HighPeakEnerWt HPKEW ...... 1.86 –0.65 ...... 19.06 9.01 Inventiva IVA ...... 13.32 –0.89 –1.13 –1.69 –2.23 ... 9.65 1.03 LexiconPharm LXRX ... dd 6.87 +0.09 –.53 –.33 –.46 ... 96.29 52.24 MercurySystems MRCY ... 46 66.25 +3.71 1.56 ...... 17.88 1.73 HimaxTechs HIMX ... 46 12.46 +1.03 ... 1.12 1.13 ... 22.45 8.49 Investar ISTR 1.2 17 21.79 +1.49 1.27 2.01 2.31 .065 15.42 6.04 LexinFintech LX ... 36 13.35 +2.83 ... 3.83 12.11 ... 4.71 0.69 MereoBioPharma MREO ... dd 4.08 +0.17 –2.49 –1.42 –.49 ... 296.97 125.55 HinghamSvg HIFS .6 13 294.70 +23.33 23.25 4.58 4.41 .70 6.30 1.38 InvestcpCredit ICMB 10.9 dd 5.48 –0.27 –1.79 ... .72 .18 47.70 14.31 LiAuto LI ... dd 25.69 +3.23 ... –.18 1.02 ... 11.24 8.56 MeridaMergerCorp.I MCMJ ... cc 10.00 –0.15 .03 ...... 16.31 9.52 HollysysAuto HOLI 1.4 13 14.21 –0.13 1.31 1.69 2.06 .20 15.05 6.31 InvestorsBancorp ISBC 3.7 16 15.01 +0.96 .94 1.17 1.32 .14 162.26 80.14 LibertyBroadbandA LBRDA .0 69 148.94 +0.49 ... 3.38 4.51 .4375 19.55 8.88 MeridianBancorp EBSB 2.1 15 19.30 +1.05 1.29 ...... 10 M22 BARRON’S March 15, 2021 Nasdaq Issues

- Earnings - - Earnings - - Earnings - - Earnings - 52-Week Tick - Week’s - Last This Next Div 52-Week Tick - Week’s - Last This Next Div 52-Week Tick - Week’s - Last This Next Div 52-Week Tick - Week’s - Last This Next Div High Low Name Sym Yld P/E Last Chg. Year Year Year Amt High Low Name Sym Yld P/E Last Chg. Year Year Year Amt High Low Name Sym Yld P/E Last Chg. Year Year Year Amt High Low Name Sym Yld P/E Last Chg. Year Year Year Amt 30.65 5.51 MeridianBiosci VIVO ... 15 23.76 +1.85 1.07 ...... 79.16 22.46 Nkarta NKTX ... dd 48.78 +5.07 ... –2.00 –2.48 ... 70.82 30.79 PTC Therap PTCT ... dd 58.45 –1.69 –6.64 ... –3.66 ... 76.11 28.21 QAD A QADA .4 dd 71.02 –0.07 –.82 .83 .93 .072 27.96 10.68 Meridian MRBK 1.9 6 26.60 +0.48 4.27 3.47 2.70 1.00 46.45 9.04 nLIGHT LASR ... dd 35.01 +1.26 –.55 .40 .68 ... 103.19 49.11 Paccar PCAR 1.3 26 96.95 +2.80 3.74 5.76 6.76 .32 53.00 20.53 QAD B QADB .5 dd 48.87 +2.77 –.69 .83 .93 .06 61.23 25.18 MeritMedical MMSI ... dd 59.60 +4.56 –.18 1.90 2.23 ... 15.63 1.81 NobleMidstream NBLX 4.9 10 15.46 +0.37 1.49 2.03 2.12 .1875 53.69 2.20 PacBiosciCA PACB ... cc 33.89 +4.62 .17 –.91 –.76 ... 12.60 2.13 Q&K Intl QK ... dd 3.02 +0.54 ... –14.06 –9.91 ... 9.45 1.49 MerrimackPharm MACK ... dd 7.10 +0.53 –.23 –4.94 –4.12 ... 12.70 3.14 Noodles NDLS ... dd 11.96 +1.02 –.53 ...... 8.24 2.95 PacificMercBncp PMBC ... 23 8.15 +0.40 ... .57 .65 ... 49.49 22.39 QCR Holdings QCRH .5 13 47.98 +3.92 3.80 4.20 4.22 .06 29.09 4.12 MersanaTherap MRSN ... dd 18.00 –0.41 –1.43 –1.62 –1.76 ... 216.87 96.46 Nordson NDSN .8 43 201.71 +5.71 4.27 6.62 7.39 .39 47.15 13.93 PacificPremBncp PPBI 2.6 cc 46.65 +4.78 .75 2.57 2.63 .30 20.84 8.62 QIWI QIWI 8.4 7 11.17 +0.37 ... 153.36 137.28 .34 31.27 10.18 Merus MRUS ... dd 22.91 +0.17 –2.28 ... –1.91 ... 30.37 6.20 NortheastBank NBN .1 9 29.63 +1.08 ...... 3.70 .01 80.00 27.46 PaciraBioSci PCRX ... 22 73.47 +4.27 3.33 3.40 4.28 ... 22.00 4.20 QilianIntl QLI ...... 4.98 +0.35 ...... 17.40 2.05 MesaAir MESA ... 18 15.26 +2.67 .78 .99 1.17 ... 17.35 4.70 NorthernTechsIntl NTIC 1.6 dd 16.20 +0.81 –.15 .48 .65 .065 19.61 10.40 PactivEvergreen PTVE 2.5 dd 16.09 +1.22 –.08 1.53 1.98 .10 191.83 67.54 Qorvo QRVO ... 41 172.59 +1.17 2.80 ...... 307.97 181.90 MesaLab MLAB .2 dd 266.29 –2.61 .31 3.46 4.07 .16 103.90 60.67 NorthernTrust NTRS 2.7 19 102.38 +2.46 5.46 ... 7.14 .70 40.77 13.84 PacWestBancorp PACW 2.5 dd 40.49 +1.71 –10.61 ...... 25 167.94 58.00 Qualcomm QCOM 2.0 22 129.98 +0.23 4.52 ... 8.07 .65 21.28 3.12 Mesoblast MESO ... dd 9.33 +0.16 –.74 ...... 16.32 8.72 NorthfieldBanc NFBK 2.7 21 16.19 +1.38 .76 1.01 1.08 .11 121.87 39.21 Palomar PLMR ... cc 77.28 +1.38 .24 ... 2.91 ... 57.28 31.65 QualtricsIntl XM ... dd 37.83 +3.32 ... –.12 –.17 ... 47.66 13.09 MetaFinancial CASH .4 15 47.19 +1.99 2.94 ...... 05 48.19 17.32 NorthrimBanCorp NRIM 3.0 9 47.70 +3.42 5.11 4.30 3.08 .37 40.11 10.61 PanAmerSilver PAAS .9 38 32.07 +1.22 .85 1.80 2.38 .07 148.84 63.37 Qualys QLYS ... 45 100.53 +3.64 2.24 2.67 2.92 ... 16.19 7.64 Metacrine MTCR ...... 8.23 –0.37 –2.39 –2.28 –2.16 ... 15.48 8.52 NorthwestBcshs NWBI 5.0 26 15.33 +0.39 .62 1.01 1.01 .19 62.90 10.28 PandionTherap PAND ... dd 60.03 +0.14 ... –1.54 –1.75 ... 92.57 10.90 Quanterix QTRX ... dd 60.98 –6.39 –1.07 –1.20 –.89 ... 49.27 9.00 Methanex MEOH .4 dd 42.64 +0.96 –2.06 1.90 1.54 .0375 38.08 18.52 NorthwestPipe NWPX ... 13 34.81 +0.56 2.85 1.77 2.36 ... 110.33 28.55 PapaJohn's PZZA 1.0 69 87.16 +4.49 1.28 2.20 2.55 .225 9.41 1.26 Quantum QMCO ... dd 9.06 +0.54 –.14 –.15 ...... 17.55 8.31 MetroCityBkshs MCBS 2.4 12 16.76 +1.58 1.41 1.77 1.99 .10 67.52 45.06 Northwestern NWE 3.9 21 63.12 +2.21 3.06 3.50 3.57 .62 8.75 2.50 ParatekPharma PRTK ... dd 7.83 +0.73 –2.19 –.38 –.17 ... 22.99 5.51 Quhuo QH ... dd 6.73 +0.85 ... .42 1.17 ... 22.30 1.00 Michaels MIK ... 11 21.86 +0.08 1.98 2.35 2.51 ... 24.40 15.12 NortonLifeLock NLOK 2.3 dd 21.48 +1.29 6.05 1.43 1.63 .125 41.78 10.78 Park-Ohio PKOH 1.3 dd 39.90 +0.87 –.37 2.36 3.06 .125 306.72 73.01 Quidel QDEL ... 7 136.19 –15.11 18.60 26.02 11.40 ... 166.67 53.15 MicrochipTech MCHP 1.1 cc 147.45 +2.01 2.23 6.47 7.46 .39 30.47 21.20 NorwoodFin NWFL 3.7 14 28.33 –0.06 2.09 1.29 1.25 .26 6.46 2.90 PartnerComms PTNR ... cc 4.88 –0.02 .03 .04 .15 ... 25.99 5.76 QuinStreet QNST ... 41 23.41 +0.29 .34 ...... 95.75 31.13 MicronTech MU ... 33 87.77 –1.16 2.37 ...... 90.03 25.70 NovaMeasuring NVMI ... 51 83.66 +2.05 1.71 2.54 2.94 ... 38.23 8.09 PassageBio PASG ... dd 21.36 +1.53 –2.91 –3.11 –3.20 ... 10.38 2.40 Quotient QTNT ... dd 4.20 +0.41 –1.44 –1.35 –.98 ... 246.13 132.52 Microsoft MSFT 1.0 35 235.75 +4.15 5.76 ... 8.11 .56 146.16 66.44 Novanta NOVT ... cc 129.94 +2.99 1.27 2.11 2.57 ... 23.28 17.03 PatriaInvts PAX ...... 17.72 –1.68 ...... 28.46 2.28 QurateRetailB QRTEB .0 5 12.90 +1.67 ...... 2.22 1.50 1315.00 90.00 MicroStrategy MSTR ... dd 784.00 +163.76 –.78 5.79 6.55 ... 331.68 6.77 Novavax NVAX ... dd 202.77 +27.93 –7.27 26.64 29.99 ... 93.84 16.70 PatrickIndustries PATK 1.2 21 89.72 +5.67 4.20 6.19 6.92 .28 13.76 1.73 QurateRetailA QRTEA .0 5 13.03 +1.43 ...... 2.22 1.50 24.18 0.15 MicroVision MVIS ... dd 17.47 +4.64 –.24 –.09 –.02 ... 194.75 53.40 Novocure NVCR ... cc 138.29 +9.01 .18 .21 .50 ... 11.00 3.83 PatriotNatBncp PNBK ... dd 10.11 –0.89 –.72 1.37 1.43 ... 5.64 1.53 Qutoutiao QTT ... dd 3.10 +0.64 ... .73 2.57 ... 29.87 15.50 MidPennBancorp MPB 2.6 9 29.09 +1.95 3.10 2.88 2.61 .19 51.62 13.51 NuanceComms NUAN ... dd 44.25 +1.67 .07 .74 .88 ... 14.63 8.06 PatriotTransport PATI .0 75 10.96 +0.49 .08 ...... 3.00 172.95 41.73 Middleby MIDD ... 45 169.75 +5.48 3.76 6.74 8.03 ... 7.83 4.02 NuCana NCNA ... dd 5.64 +1.26 –1.04 –.01 –.01 ... 36.88 12.93 Patterson PDCO 3.3 dd 31.78 +1.11 –6.25 ... 2.09 .26 R 85.92 48.79 MiddlesexWater MSEX 1.4 36 78.01 +7.33 2.18 2.26 2.41 .2725 52.38 15.21 NurixTherap NRIX ... dd 44.16 +7.63 –2.76 ... –1.89 ... 9.74 1.61 PattersonUTIEn PTEN .9 dd 9.00 –0.31 –4.27 –2.03 –1.44 .02 30.32 12.48 MidlandStBncp MSBI 3.8 30 29.20 +1.64 .95 2.74 2.78 .28 35.58 11.31 Nutanix NTNX ... dd 27.36 +0.09 ... –1.79 ...... 99.95 47.87 Paychex PAYX 2.6 32 95.25 +3.13 3.04 ...... 62 32.99 41.86 10.52 RaptTherap RAPT ... dd 22.29 +5.38 –2.19 –2.66 –3.53 ... 15.25 MidWestOneFin MOFG 2.7 80 32.93 +2.28 .41 2.65 2.73 .225 67.70 28.55 Nuvasive NUVA ... dd 65.14 +2.32 –.72 ...... 218.34 66.98 Paylocity PCTY ... cc 183.06 +8.07 1.15 1.67 2.08 ... 23.00 18.72 1.69 MilestonePharm MIST ... dd 7.42 +0.51 –3.50 ...... 614.90 180.68 NVIDIA NVDA .1 75 514.24 +15.78 6.90 ...... 16 309.14 82.07 PayPal PYPL ... 71 250.35 +11.30 3.54 4.56 5.74 ... 10.61 RBB Bancorp RBB 2.1 14 22.90 +2.08 1.65 ...... 12 42.89 14.39 MillerHerman MLHR 1.8 dd 42.45 +2.16 –.15 3.13 3.04 .1875 31.48 11.15 PeapackGladFinl PGC .6 23 31.09 +1.77 1.37 1.92 2.46 .05 204.82 77.63 RBC Bearings ROLL ... 51 201.00 +6.17 5.06 3.79 4.42 ... 41.18 20.15 MillicomIntl TIGO ... dd 40.52 +1.43 –3.40 1.22 2.51 ... O 148.80 38.01 Pegasystems PEGA .1 dd 123.40 +2.32 –.76 .19 1.01 .03 73.00 6.52 RCI Hospitality RICK .2 dd 70.86 +5.66 –.66 ... 3.05 .04 59.48 25.14 Mimecast MIME ... cc 43.36 +1.98 –.04 1.10 1.20 ... 171.09 17.70 Peloton PTON ... cc 111.55 +6.42 ...... 12.49 1.02 RCM Tech RCMT ... dd 4.03 +0.43 .31 –.57 .12 ... 3.24 1.45 Mind CTI MNDO 8.3 12 3.13 +0.20 .27 .21 .42 .26 132.76 3.75 PennNational PENN ... dd 130.47 +22.24 –5.00 1.55 2.24 ... 50.26 20.03 REGENXBIO RGNX ... dd 40.77 +0.84 –2.98 –4.82 –4.88 ... 48.24 13.60 ODP ODP ... dd 40.02 +2.14 –6.05 4.10 4.20 ... 6.49 3.31 RF Industries RFIL .0 dd 5.99 +0.20 –.01 .30 .55 .02 15.22 1.81 MinervaNeurosci NERV ... 58 3.34 +0.48 .05 –.22 –.74 ... 12.20 20.18 0.99 PennVirginia PVAC ... dd 18.18 –0.40 –20.46 2.51 2.55 ... 5.54 OP Bancorp OPBK 2.5 13 11.15 +0.73 .85 ... 1.30 .07 30.00 22.08 RGC Resources RGCO 3.1 17 23.73 +0.43 1.30 1.12 1.43 .185 249.42 66.01 MiratiTherap MRTX ... dd 189.99 –0.59 –7.96 ...... 6.47 1.12 OPKO Health OPK ... 93 4.44 +0.22 .05 .15 .09 ... 69.56 9.40 Pennant PNTG ... cc 57.30 +8.13 .52 ...... 27.43 9.14 MirumPharm MIRM ... dd 19.86 +2.39 –4.09 –3.56 –2.37 ... 6.10 1.76 PennantPark PNNT 8.0 11 6.00 +0.23 –.24 .52 .60 .12 10.20 3.00 RISE Education REDU ... dd 6.00 +0.27 .37 –.23 .41 ... 9.25 1.24 Orbcomm ORBC ... dd 8.09 +1.22 –.43 –.10 .05 ... 31.28 7.12 R1RCM RCM ... 85 27.43 +2.21 .33 .47 .53 ... 20.71 6.71 Misonix MSON ... dd 19.43 +0.69 –1.19 –.91 ...... 496.61 251.52 OReillyAuto ORLY ... 20 482.64 +16.79 23.53 23.55 26.29 ... 28.42 18.72 PennsWoodsBncp PWOD 4.7 13 27.15 –0.47 2.16 1.58 1.53 .32 22.19 11.75 MissionProduce AVO ... 48 20.26 –0.67 .45 .97 1.04 ... 99.37 19.40 9.37 People'sUtdFin PBCT 3.9 14 18.45 +0.06 .49 ...... 18 25.76 15.25 RackspaceTech RXT ... dd 20.55 +0.51 –1.37 1.02 1.31 ... 49.96 OSI Systems OSIS ... 29 97.89 +1.54 4.05 5.16 5.50 ... 36.75 14.77 6.57 RadiusGlbInfr RADI ...... 11.78 +0.52 ...... 189.26 19.31 Moderna MRNA ... dd 136.99 +4.80 –1.96 22.85 15.56 ... 11.25 0.98 O2MicroIntl OIIM ...... 7.71 +0.68 .23 ... .50 ... 17.91 PeoplesBncpOH PEBO 3.8 21 36.39 +3.18 1.73 ... 2.42 .35 29.69 13.30 PeoplesBncpNC PEBK 2.3 15 28.44 +1.75 1.95 .38 .57 .16 23.84 10.15 RadiusHealth RDUS ... dd 22.90 +1.43 –2.35 –.59 .76 ... 184.71 40.40 ModivCare MODV ... 63 149.02 +24.09 2.37 6.09 6.46 ... 6.33 2.33 OaktreeSpec OCSL 7.7 10 6.27 +0.13 .28 .54 .59 .12 47.34 29.01 PeoplesFinSvcs PFIS 3.1 12 47.34 +3.19 4.00 ...... 37 25.49 5.81 RadNet RDNT ... dd 23.87 +4.95 –.29 .56 .71 ... 25.40 12.52 Momo MOMO .0 11 16.68 +0.15 ... 9.86 10.26 .76 22.00 2.80 OasisMidstream OMP 10.9 21 19.88 +0.50 .56 2.86 2.85 .54 148.77 101.42 PepsiCo PEP 3.1 26 133.04 +0.01 5.12 6.06 6.49 1.0225 31.96 16.02 Radware RDWR ... cc 26.56 +0.55 .21 .69 .87 ... 70.77 12.83 MonarchCasino MCRI ... 56 69.14 +6.84 1.25 2.54 3.75 ... 61.17 20.00 OasisPetrol OAS 2.5 2 60.00 +1.32 –2.50 8.30 9.13 .375 17.77 7.11 PerdoceoEduc PRDO ... 7 12.70 +0.90 1.74 ... 1.76 ... 5.35 1.75 RamacoRscs METC ... dd 4.73 +0.54 –.12 ...... 60.00 41.19 Mondelez MDLZ 2.2 23 56.87 +1.29 2.47 2.88 3.10 .315 6.30 1.63 ObsEva OBSV ... dd 3.73 +0.51 –1.67 –1.16 –1.06 ... 63.56 18.88 Perficient PRFT ... 66 60.72 +4.15 .93 2.95 3.28 ... 22.30 9.01 Rambus RMBS ... dd 19.85 +0.21 –.39 1.21 1.31 ... 11.70 1.15 MoneyGram MGI ... dd 7.67 +1.50 ... .09 .20 ... 25.03 11.60 OceanFirstFin OCFC 2.7 24 24.95 +1.73 1.02 1.65 1.83 .17 2.17 0.54 PerformantFin PFMT ... dd 1.91 +0.68 –.50 ...... 24.70 7.92 RandolphBancorp RNDB ... 5 20.30 –0.04 3.86 .69 .81 ... 428.97 93.81 MongoDB MDB ... dd 320.06 +11.89 –4.53 –1.32 –.96 ... 24.30 3.78 OcularTherapeutix OCUL ... dd 20.84 +2.33 –1.91 –.71 –.22 ... 28.32 3.43 PerionNetwork PERI ... 60 20.49 +1.69 .38 .69 .73 ... 94.60 31.34 Rapid7 RPD ... dd 79.23 +1.45 –1.94 .02 .28 ... 406.75 130.12 MonolithicPower MPWR .7 95 331.00 –1.91 3.50 5.82 ... .60 46.50 12.56 OdonateTherap ODT ... dd 19.17 +1.48 –3.84 –3.29 –2.51 ... 71.66 8.49 4.51 Perma-PipeIntl PPIH ... dd 6.92 –0.02 .43 .66 .84 ... 11.80 2.90 RattlerMidstrm RTLR 7.3 15 10.99 +0.04 ... 1.12 ... .20 37.09 Monro MNRO 1.2 cc 71.15 +2.89 1.71 ...... 22 31.58 16.50 OfficePropIncm OPI 7.5 cc 29.50 +2.62 .14 –.41 –.40 .55 53.46 4.27 Personalis PSNL ... dd 27.02 +3.03 –1.20 –1.59 –1.68 ... 42.86 16.01 RavenIndustries RAVN .0 69 41.98 +4.10 .97 .63 .74 .13 95.11 50.06 MonsterBev MNST ... 34 88.94 +2.52 2.64 ... 3.03 ... 32.70 19.20 OhioValleyBanc OVBC 2.8 16 30.34 +1.77 ...... 21 31.08 17.86 PetcoHealth WOOF ...... 22.71 +3.25 ... .19 .60 ... 5.76 0.32 RealNetworks RNWK ... dd 5.25 +1.47 –.13 –.57 –.23 ... 255.75 102.59 Morningstar MORN .5 47 244.16 +7.49 5.18 3.18 3.54 .315 294.00 88.66 Okta OKTA ... dd 227.00 +11.04 ... –.44 ...... 39.29 15.83 PetIQ PETQ ... dd 36.55 +3.01 –3.15 ...... 89.20 36.91 RealPage RP ... cc 87.13 +0.21 .46 2.17 ...... 93.00 9.90 Morphic MORF ... dd 69.09 –0.96 –1.47 –2.04 –2.48 ... 235.16 105.80 OldDomFreight ODFL .3 41 233.81 +13.96 5.68 7.22 8.22 .20 57.00 21.20 PetMedExpress PETS 3.1 23 35.76 +1.98 1.29 1.61 1.84 .28 30.22 5.00 RealReal REAL ... dd 23.22 +1.21 –2.01 –1.54 –1.12 ... 35.73 18.21 MorphoSys MOR ... cc 25.43 +1.23 –.91 ...... 20.99 11.19 OldNatlBncp ONB 2.7 15 20.95 +1.50 1.36 1.46 1.38 .14 21.99 12.68 Pharming PHAR ... 26 13.43 +0.08 .58 1.10 1.33 ... 186.82 88.17 ReataPharm RETA ... dd 132.81 +5.89 ... –9.55 –5.60 ... 26.42 10.43 MotorcarParts MPAA ... 39 24.88 +2.25 –.39 1.75 2.16 ... 13.88 5.96 Old2ndBcp OSBC .3 14 13.25 +0.26 .92 .97 .98 .01 42.86 23.06 Pharvaris PHVS ...... 30.90 +2.15 –1.86 –1.57 –1.86 ... 65.07 29.90 RedRiverBcshs RRBI .4 16 62.72 +3.52 3.83 3.50 3.51 .07 5.22 1.78 MustangBio MBIO ... dd 3.43 +0.26 ...... 60.27 32.12 OlemaPharm OLMA ...... 47.12 +9.46 ... –1.22 –2.18 ... 6.85 2.60 PhaseBioPharm PHAS ... dd 4.34 +0.76 –1.43 –3.06 –2.14 ... 39.20 4.04 RedRobin RRGB ... dd 37.73 +1.52 –19.29 –1.31 .69 ... 31.60 9.24 MyriadGenetics MYGN ... dd 31.04 +3.20 –2.69 –.19 .28 ... 123.52 28.83 Ollie'sBargain OLLI ... 26 89.80 +5.03 2.14 ...... 64.54 22.06 PhathomPharm PHAT ... dd 45.19 –0.70 ...... 35.42 2.76 RedRockResorts RRR ... dd 34.78 +4.03 –2.13 .88 1.02 ... 29.85 7.74 OlympicSteel ZEUS .3 dd 29.00 +7.91 –.49 2.75 .90 .02 33.12 7.00 Phenixfin PFX ... dd 32.95 +0.50 –24.16 –.46 –.18 ... 98.45 9.63 Redfin RDFN ... dd 74.61 +12.54 –.23 .01 .41 ... N 193.60 50.38 OmegaFlex OFLX .7 85 166.85 +13.35 1.97 .26 .33 .28 28.51 16.27 PhibroAnimal PAHC 2.0 23 24.59 +1.97 ...... 1.23 .12 11.52 3.26 RedHillBio RDHL ... dd 7.90 +0.07 –1.40 ... –.65 ... 25.46 8.50 Omeros OMER ... dd 19.88 +1.40 –2.41 –1.80 –1.13 ... 13.47 8.31 Photronics PLAB ... 25 12.01 +0.23 .52 .74 .91 ... 60.15 31.80 RegencyCtrs REG 4.0 cc 59.15 +1.47 .26 ...... 595 35.67 137.99 54.24 Omnicell OMCL ... cc 135.18 +10.81 .74 3.54 3.98 ... 13.33 Napco Security NSSC ... 87 34.20 +0.05 .46 .73 1.27 ... 25.73 14.06 PilgrimPride PPC ... 66 25.40 +1.13 .39 1.86 2.14 ... 664.64 418.01 RegenPharm REGN ... 15 471.46 +9.89 ... 45.00 40.55 ... 42.79 42.38 8.17 ON Semi ON ... 70 38.49 –0.32 .56 1.60 ...... 26.10 NBT Bancorp NBTB 2.5 18 42.37 +3.10 2.37 ...... 27 212.60 30.20 Pinduoduo PDD ... dd 161.06 +4.24 ... –3.83 ...... 64.37 32.56 RelayTherap RLAY ... dd 39.29 +1.90 –6.15 –1.61 –1.97 ... 6.57 1.15 OncoCyte OCX ... dd 4.80 +1.08 –.42 –.36 –.39 ... 32.05 9.24 NGM Biopharm NGM ... dd 29.11 +3.30 –1.50 –1.85 –2.21 ... 92.89 27.80 PinnacleFinPtrs PNFP .8 23 91.80 +6.01 4.03 5.26 5.43 .18 54.00 23.25 RelmadaTherap RLMD ... dd 36.67 +2.44 –2.76 –5.23 –4.76 ... 37.86 13.05 Oncorus ONCR ...... 16.29 +2.18 –9.35 –2.38 –3.29 ... 288.73 110.59 NICE NICE ... 76 228.90 +7.50 3.15 6.26 7.06 ... 2.99 0.75 PintecTech PT ...... 1.36 +0.16 ...... 31.25 9.91 RenalytixAI RNLX ...... 31.01 +4.47 ... –.47 –.16 ... 39.61 11.15 1-800-FLOWERS FLWS ... 19 29.36 +2.06 ... 1.63 1.36 ... 35.35 15.69 NIC EGOV 1.1 33 33.95 –0.26 1.01 1.03 1.17 .09 4.84 1.85 Pixelworks PXLW ... dd 3.44 +0.09 –.65 –.31 .04 ... 46.09 8.07 3.12 180DegreeCap TURN ... dd 7.30 +0.14 ... .10 .25 ... 18.22 Renasant RNST 1.9 31 46.06 +3.98 1.48 ... 2.15 .22 25.62 8.06 NMI Holdings NMIH ... 12 24.64 +1.60 2.13 ...... 12.35 3.00 PlainsAllAmPipe PAA 7.4 dd 9.68 –0.08 –3.83 1.20 1.37 .18 8.20 59.82 15.00 1LifeHealthcare ONEM ... dd 43.19 +2.04 –.75 ...... 117.00 16.05 RenewableEnergy REGI ... 29 80.55 +4.28 2.76 ...... 1.35 NN NNBR ... dd 7.82 +1.09 –1.13 .28 .63 ... 12.90 3.04 PlainsGP PAGP 7.3 dd 9.82 –0.03 –3.07 .93 1.07 .18 64.16 .5625 45.88 5.20 111 YI ... dd 17.20 +1.93 ... –2.31 –1.74 ... 11.69 Rent-A-Center RCII 1.9 17 63.92 +9.09 3.73 5.31 6.24 .31 200.19 58.41 NXP Semi NXPI 1.2 cc 183.47 +2.57 .19 9.35 10.46 7.72 1.30 PlayaHotels PLYA ... dd 7.54 +0.69 –.03 –1.00 –.13 ... 42.38 3.41 OneWaterMarine ONEW ... 12 41.81 +5.39 2.77 4.29 4.02 ... 46.44 21.45 RepareTherap RPTX ... dd 27.75 +0.50 ... –2.27 –2.81 ... 12.00 1.52 NabrivaTherap NBRV ... dd 1.76 –0.03 –11.20 –2.20 –1.75 ... 36.06 25.80 Playtika PLTK ... cc 26.10 –1.99 .24 .84 1.14 ... 99.89 8.55 Ontrak OTRK ... dd 33.52 +7.50 –1.44 –1.29 –.58 ... 228.84 78.41 Repligen RGEN ... cc 194.70 +8.51 1.11 1.91 2.22 ... 94.81 20.26 NanoXImaging NNOX ... dd 43.97 +4.56 –1.23 –1.08 –.71 ... 91.19 35.16 Plexus PLXS ... 22 90.98 +3.37 3.93 4.89 5.35 ... 43.00 9.37 OpenLending LPRO ... dd 40.04 +3.70 –1.09 .79 1.16 ... 54.85 8.58 Replimune REPL ... dd 33.99 –1.32 –1.54 ... –1.85 ... 21.55 15.05 Nanobiotix NBTX ... dd 16.21 +0.71 –2.63 ...... 43.92 19.43 PliantTherap PLRX ... dd 38.06 +6.55 ... –3.71 –2.92 ... 47.15 49.99 29.12 OpenText OTEX 1.7 cc 47.61 +2.28 .86 3.25 3.39 .2008 27.05 RepublicBcpKYA RBCAA 2.6 13 46.86 +2.93 3.99 4.05 3.95 .308 86.42 13.85 NanoStringTech NSTG ... dd 65.70 +2.33 –2.82 –2.17 –1.99 ... 22.69 6.59 Pluralsight PS ... dd 22.29 +1.73 –1.15 –.11 .03 ... 4.19 39.24 10.55 OpendoorTech OPEN ... dd 27.05 +5.06 ... –1.10 –.72 ... 1.80 RepublicFirstBncp FRBK ... 60 3.95 +0.11 .07 .07 .01 ... 6.60 1.10 NantHealth NH ... dd 3.74 +0.48 –.51 –.33 –.26 ... 19.45 8.64 PolyPid PYPD ... dd 10.50 +0.14 –4.48 –2.11 –2.31 ... 14.56 24.90 2.60 OpendoorTechWt OPENW ...... 15.47 +4.88 ...... 8.66 ResourcesConnect RGP 3.9 38 14.47 +0.61 .88 ... .84 .14 149.54 71.66 Nasdaq NDAQ 1.4 26 144.42 –0.28 5.59 6.36 6.86 .49 401.29 160.35 Pool POOL .7 38 342.44 +12.22 8.97 9.46 10.49 .58 17.06 13.93 4.60 Opera OPRA ... 8 12.12 +0.32 1.51 .35 .56 ... 5.84 RetailOppor ROIC 2.6 62 16.95 +0.68 .27 .21 .30 .11 127.19 16.87 Natera NTRA ... dd 104.04 +1.05 –2.84 –4.23 –3.52 ... 74.61 23.69 Popular BPOP 2.2 12 73.36 +4.13 5.87 6.55 6.66 .40 22.40 5.26 OportunFin OPRT ... dd 22.31 +3.27 –1.65 1.67 2.37 ... 34.62 11.78 RevanceTherap RVNC ... dd 27.76 +1.47 –4.86 –3.62 –2.24 ... 70.04 39.01 Nathan's NATH 2.0 23 68.46 +2.08 3.19 1.23 1.42 .35 2.20 0.75 PortmanRidge PTMN 11.1 dd 2.17 +0.15 –.33 .29 .29 .06 18.06 8.45 OptheaADR OPT ... dd 9.82 +0.71 –.34 –.28 –1.16 ... 56.18 17.35 RevolutionMed RVMD ... dd 47.57 +2.07 –2.01 –2.33 –2.61 ... 98.22 18.10 NationalBeverage FIZZ .0 29 50.71 –4.00 1.39 ... 1.89 3.00 17.62 7.63 PoseidaTherap PSTX ... dd 11.18 +2.55 ... –2.80 –3.07 ... 36.00 21.61 ReynoldsCnsmr REYN 3.1 17 29.98 +2.01 1.77 2.01 2.11 .23 6.00 1.62 NatlCineMedia NCMI 3.3 dd 5.99 +1.24 –.84 –.30 .25 .05 12.75 9.91 Optibase OBAS ... 10 11.05 ... –.38 1.10 .70 ... 104.98 44.11 Poshmark POSH ...... 47.63 –2.37 ... –.62 –.11 ... 4.62 2.05 OpticalCable OCC ... dd 3.69 +0.33 –.83 .21 .16 ... 43.26 12.99 RhythmPharm RYTM ... dd 26.09 +0.11 –3.04 –2.06 –2.76 ... 47.40 20.42 NatlInstruments NATI 2.5 39 42.75 ... 1.09 .76 1.18 .27 6.20 1.50 Potbelly PBPB ... dd 5.80 +0.14 –1.01 –.92 –.08 ... 11.25 1.95 RibbonComms RBBN ... 16 8.37 +0.36 .61 .50 .57 ... 60.62 34.00 NatlResearch NRC .0 36 52.56 –0.21 1.45 1.16 1.21 .21 10.00 3.14 Optinose OPTN ... dd 3.84 +0.33 –2.07 –1.52 –.29 ... 54.85 20.99 22.40 PotlatchDelt PCH 3.0 22 53.99 +1.84 2.47 3.75 1.68 .41 8.39 3.10 RichardsonElec RELL 3.6 dd 6.75 +0.43 –.14 .13 .50 .06 16.95 10.14 NatlSecurity NSEC 2.1 dd 11.51 –0.18 ...... 06 5.74 OptionCare OPCH ... dd 20.02 +1.08 –.04 .41 .64 ... 36.54 15.62 PowellIndustries POWL 2.9 31 36.12 +2.81 1.42 .36 1.06 .26 19.75 5.23 OraSureTechs OSUR ... dd 11.27 +0.97 –.22 .75 .80 ... 5.50 1.23 RigelPharm RIGL ... dd 4.23 +0.39 –.18 –.02 –.20 ... 52.61 11.70 NationalVision EYE ... cc 47.81 +2.15 .44 .89 1.06 ... 99.05 38.57 PowerIntegrations POWI .6 71 82.53 –0.59 1.17 2.00 2.19 .13 11.19 0.77 RigNet RNET ... dd 9.86 +0.96 –.97 ...... 237.80 120.55 NatlWesternLife NWLI .2 9 233.95 +13.62 37.22 ...... 36 12.38 3.76 OrchardTherap ORTX ... dd 8.11 +1.35 –1.54 –1.27 –.99 ... 9.55 2.55 PowerFleet PWFL ... dd 8.88 +0.19 –.46 .20 .41 ... 6.45 1.01 OrganiGram OGI ... dd 4.44 +1.76 –.59 –.19 –.05 ... 10.72 2.22 RiminiStreet RMNI ... dd 8.23 +0.14 –.19 .41 .45 ... 18.50 4.75 NaturalAlt NAII ... 29 16.81 +2.45 –.25 .18 ...... 60.95 23.90 PraxisPrecision PRAX ...... 44.30 +7.88 –12.43 –1.94 –1.98 ... 7.79 3.77 RiverviewBncp RVSB 2.7 17 7.40 +0.04 .69 .44 .60 .05 27.97 16.38 NatusMedical NTUS ... dd 26.57 +1.17 –.49 1.18 1.48 ... 40.81 18.60 OricPharm ORIC ... dd 30.57 –2.01 ... –2.12 –2.14 ... 11.10 1.26 Precigen PGEN ... dd 8.96 +0.51 –1.02 –.65 –.67 ... 13.70 44.97 15.98 OriginBancorp OBNK .9 28 43.44 +3.99 1.55 ...... 10 11.50 4.00 RiverviewFinl RIVE .0 dd 10.05 +0.35 –2.29 ...... 075 4.07 Navient NAVI 4.8 6 13.25 +0.37 2.12 ... 3.19 .16 16.60 4.46 PrecisionBio DTIL ... dd 11.44 –0.06 –2.21 –2.18 –2.00 ... 67.48 9.01 RocketPharm RCKT ... dd 53.62 +1.20 –2.52 –2.76 –2.89 ... 103.95 57.38 nCino NCNO ... dd 69.72 +8.08 ... –.17 ...... 13.98 8.89 Orphazyme ORPH ... dd 13.06 +0.46 –3.41 –2.48 –2.36 ... 67.49 20.04 PreferredBankLA PFBC 1.8 14 66.59 +3.38 4.65 5.32 5.46 .30 18.65 15.14 OrthoClinical OCDX ...... 17.28 +0.79 –.73 .33 .54 ... 3.00 0.83 RockwellMedical RMTI ... dd 1.34 +0.10 –.56 –.40 –.30 ... 26.75 13.63 NektarTherap NKTR ... dd 22.82 +0.51 –2.49 ...... 82.46 36.16 PreformedLine PLPC 1.1 12 73.94 +4.45 5.98 6.24 6.73 .20 48.77 48.50 22.11 OrthofixIntl OFIX ... cc 46.76 +1.43 .13 .50 1.11 ... 14.96 RockyBrands RCKY 1.2 17 48.67 +4.00 2.86 3.25 3.50 .14 38.75 18.67 NeoGames NGMS ...... 35.37 +7.12 .29 .40 .97 ... 95.38 23.69 PreludeTherap PRLD ...... 57.38 +0.59 ... –1.93 –1.89 ... 8.07 2.55 RockyMtnChoc RMCF ... dd 5.80 +0.86 .17 .86 .91 ... 89.32 48.91 Neogen NEOG ... 75 84.79 +5.04 1.13 1.18 1.32 ... 57.42 32.21 OrthoPediatrics KIDS ... dd 46.09 –1.66 –1.82 –.82 –.51 ... 18.49 8.21 PremierFinBncp PFBI 3.3 12 18.18 +1.51 1.52 .87 .67 .15 9.67 2.81 OsmoticaPharm OSMT ... dd 3.69 +0.13 –5.17 ...... 35.90 486.72 58.22 Roku ROKU ... dd 359.96 +6.42 ... –.22 .59 ... 18.13 5.81 NeoleukinTherap NLTX ... dd 11.94 –0.22 –2.57 –.70 ...... 10.98 PremierFinl PFC 2.8 22 34.13 +1.44 1.75 ...... 24 29.48 10.91 Root ROOT ...... 10.99 –1.96 ... –2.11 –1.89 ... 1.37 0.45 NeosTherap NEOS ... dd .93 +0.16 –.34 –.39 –.08 ... 6.98 1.53 Otonomy OTIC ... dd 2.81 +0.31 –1.10 ... –1.07 ... 37.79 27.11 Premier PINC 2.2 17 34.21 +0.40 2.04 2.31 2.49 .19 48.22 30.95 OtterTail OTTR 3.4 19 45.33 +2.46 2.34 ... 2.65 .39 127.08 56.30 RossStores ROST .9 cc 122.62 +9.49 .24 4.10 4.99 .285 5.88 2.70 Net1UEPS UEPS ... dd 5.59 +0.46 –1.37 ... .09 ... 104.90 41.15 PriceSmart PSMT .7 35 98.81 +3.99 2.55 ...... 35 147.64 59.78 RoyalGold RGLD 1.1 28 109.53 +4.79 3.03 ...... 30 71.68 34.66 NetApp NTAP 2.8 26 67.56 +6.23 3.52 4.01 4.49 .48 66.96 42.50 OutsetMedical OM ... dd 51.11 +3.46 –4.85 –2.76 –1.83 ... 41.20 9.59 PrimorisSvcs PRIM .6 19 41.12 +4.74 2.16 2.35 2.78 .06 128.50 2.47 Overstock OSTK ... 60 71.08 +8.57 1.24 1.33 2.19 ... 61.95 56.50 34.80 RoyaltyPharma RPRX 1.4 18 46.92 +4.38 ... 2.66 2.97 .17 134.33 53.17 NetEase NTES .7 43 107.95 –0.31 2.64 ... 31.93 .06 23.31 PrincipalFin PFG 3.6 12 61.55 +2.87 5.05 5.98 6.78 .56 17.20 3.35 RubiusTherap RUBY ... dd 16.43 +3.87 –2.08 –1.97 –1.98 ... 593.29 290.25 Netflix NFLX ... 85 518.02 +1.63 6.08 9.88 12.97 ... 9.40 1.80 OvidTherap OVID ... dd 4.10 +0.13 –1.54 –1.35 .98 ... 19.25 9.63 ProfessionalHldg PFHD ... 34 18.24 –0.49 ...... 6.95 1.86 OxfordLane OXLC 12.3 dd 6.59 +0.08 ... 1.45 1.28 .0675 7.50 2.26 RuhnnHolding RUHN ... dd 3.41 +0.01 ... –.32 1.02 ... 46.38 15.01 Netgear NTGR ... 23 43.00 +4.76 1.90 3.24 3.61 ... 4.31 15.92 3.08 Progenity PROG ... dd 4.84 +0.85 ... –3.08 –3.08 ... 50.37 18.17 RushEnt A RUSHA 1.4 25 50.08 +4.63 ...... 18 31.91 19.11 NetScout NTCT ... cc 29.47 +1.99 –.04 1.65 1.73 ... 2.04 OxfordSquare OXSQ 9.8 dd 4.29 +0.42 –.69 .68 .36 .035 49.23 28.09 ProgressSoftware PRGS 1.5 26 45.45 +1.83 1.76 ...... 175 46.29 14.43 RushEnt B RUSHB 1.6 23 46.28 +5.19 ...... 18 136.26 72.14 Neurocrine NBIX ... 23 97.06 +3.83 4.16 3.24 4.52 ... 39.21 17.24 OysterPtPharma OYST ... dd 22.50 +1.50 –2.92 –4.03 –2.73 ... 53.48 15.59 Progyny PGNY ... cc 48.59 +5.06 .47 ...... 26.53 2.32 RuthsHospitality RUTH ... dd 26.43 +2.42 –.80 .58 1.00 ... 22.43 1.25 Neuronetics STIM ... dd 14.71 +0.70 –1.46 –.91 –.55 ... 68.77 38.09 OzonHoldings OZON ...... 56.41 +1.59 ... –90.52 ...... 26.44 19.00 PrometheusBio RXDX ...... 25.29 –1.66 ... –1.99 –1.10 ... 118.17 44.44 Ryanair RYAAY ... dd 110.30 +3.28 3.24 ...... 65.90 7.01 NewFortressEner NFE .9 dd 43.20 +0.74 –1.62 –.87 1.24 .10 140.91 83.81 Proofpoint PFPT ... dd 125.47 +6.40 –2.86 1.95 2.35 ... 13.13 4.62 NewMtnFin NMFC 9.2 30 13.11 +0.58 .60 1.21 1.23 .30 PQ 7.54 3.40 ProQR Therap PRQR ... dd 4.96 +0.33 –1.06 –1.06 –1.13 ... 4.73 0.98 NY Mortgage NYMT 8.5 dd 4.68 +0.44 –.89 ...... 10 8.03 3.68 ProspectCapital PSEC 9.6 6 7.49 +0.34 ... .71 .64 .06 S 26.89 10.44 NewellBrands NWL 3.6 dd 25.40 +0.76 –1.82 1.64 1.80 .23 65.90 22.00 PAM Transport PTSI ... 20 63.35 +3.48 3.09 5.30 6.10 ... 31.58 5.30 ProtagonistTherap PTGX ... dd 31.00 +1.88 –1.92 –1.96 –2.11 ... 11.17 2.49 Newmark NMRK .4 42 10.95 +0.80 ... 1.29 1.58 .01 8.26 3.75 P&FIndustries PFIN ... dd 6.04 –0.10 1.51 ...... 67.08 12.51 ProtaraTherap TARA ... dd 17.82 +3.55 –30.15 –2.38 –4.87 ... 35.20 16.98 S&T Bancorp STBA 3.2 66 35.00 +2.90 .53 2.12 2.43 .28 26.23 7.90 NewsCorp A NWSA .8 dd 26.21 +1.84 ...... 10 16.43 7.31 PCB Bancorp PCB 2.5 16 16.31 +0.38 1.04 1.40 1.29 .10 23.10 10.95 ProtectiveInsA PTVCA 1.7 75 22.93 –0.02 ... .75 1.25 .10 328.37 205.20 SBA Comm SBAC .9 cc 261.02 +18.83 .21 1.97 2.92 .58 25.03 7.88 NewsCorp B NWS .8 dd 24.93 +1.43 ...... 10 55.21 30.10 PCConnection CNXN .0 23 47.70 +2.26 2.12 ... 3.05 .32 23.17 10.23 ProtectiveInsB PTVCB 1.7 75 23.00 +0.10 ... .75 1.25 .10 10.50 4.20 SCYNEXIS SCYX ... dd 8.54 +0.41 –9.60 –1.58 –2.11 ... 27.38 7.59 NewtekBusSvcs NEWT 7.8 ... 27.12 +3.78 ... 2.16 2.15 .50 11.05 3.95 PCTEL PCTI 2.8 43 7.92 +0.32 .18 .32 .41 .055 27.20 7.10 Prothena PRTA ... dd 23.04 +1.67 –2.78 –1.37 –3.15 ... 62.45 35.41 SEI Investments SEIC 1.2 20 60.29 +1.64 3.00 ...... 37 28.00 17.06 NexImmune NEXI ...... 24.85 +6.16 ... –4.12 –3.29 ... 42.79 4.51 PDC Energy PDCE ... dd 41.21 +2.47 –7.37 ... 3.83 ... 20.05 4.72 ProventionBio PRVB ... dd 13.25 +1.89 –1.88 –2.28 –1.32 ... 33.45 7.20 SI-BONE SIBN ... dd 31.39 +1.94 –1.50 –1.51 –1.14 ... 157.34 43.37 NexstarMedia NXST 1.8 9 155.56 +5.15 17.37 16.25 23.06 .70 26.42 8.61 PDF Solutions PDFS ... dd 18.23 +0.14 –1.17 .03 .28 ... 17.79 11.40 ProvidentFin PROV 3.3 24 17.22 +0.27 1.01 1.05 1.04 .14 8.10 3.96 SIGA Tech SIGA ... 10 6.95 +0.30 .71 .90 .82 ... 41.87 7.91 NextCure NXTC ... dd 12.67 +1.36 –2.15 –2.50 –2.79 ... 12.98 7.31 PDLCommBncp PDLB ... 55 12.97 +1.67 .23 ...... 16.77 9.53 PrudentialBncp PBIP 1.8 15 15.39 +0.60 1.12 .13 .15 .07 45.68 26.04 Sina SINA ... dd 43.20 +0.05 –1.01 ...... 23.80 5.10 NextGenHlthcr NXGN ... cc 20.00 +1.00 .11 ...... 16.58 9.85 PLBY Group PLBY ... dd 13.25 +0.89 ... –1.01 .31 ... 76.96 22.42 PubMatic PUBM ...... 57.32 +8.78 ... .46 .59 ... 17.54 5.60 SLM SLM .7 8 17.07 +0.95 2.25 ...... 03 11.49 4.76 NicholasFin NICK ... 10 10.75 +0.14 .45 1.80 1.91 ... 63.22 31.05 PMV Pharm PMVP ...... 40.62 +5.52 –2.40 –1.23 –1.42 ... 69.48 37.64 Pulmonx LUNG ... dd 60.44 +2.29 ... –1.58 –1.27 ... 19.64 7.42 SLR Invt SLRC 8.6 52 18.97 –0.02 .37 ...... 41 93.99 10.42 Nikola NKLA ... dd 17.02 +2.12 –1.19 –1.04 –1.05 ... 38.76 10.61 PPD PPD ... cc 35.85 +1.09 .35 1.42 1.66 ... 14.14 5.50 PumaBiotech PBYI ... dd 11.29 +0.43 –1.52 ...... 15.64 6.30 SLR Sr Invt SUNS 7.8 18 15.38 +0.38 .87 ... 1.20 .10 9.99 0.72 9F JFU ...... 1.85 +0.30 ...... 47.35 19.40 PRA Group PRAA ... 12 38.40 +0.95 3.26 ...... 63.95 33.00 PureTechHealth PRTC ... 3 58.00 +3.00 14.96 –.73 –3.86 ... 50.30 16.42 SMART Global SGH ... cc 46.03 +1.35 –.05 ...... 79.60 38.88 908Devices MASS ... dd 54.29 +12.83 ... –.34 ...... 155.00 58.67 PRA HealthSci PRAH ... 48 146.65 +0.21 3.04 5.90 6.73 ... 41.08 4.42 PurpleInnovation PRPL ... cc 33.40 +2.22 .08 .86 1.14 ... 5.96 1.32 SMTC SMTX ... 44 5.93 +0.06 –.23 .42 .54 ... 53.38 6.08 NiuTech NIU ... cc 41.64 +8.09 ... 5.20 8.74 ... 147.67 43.90 PTC PTC ... cc 132.19 +6.68 1.12 3.16 ...... 9.02 4.90 Puyi PUYI ... dd 5.91 –0.03 –.08 ...... 12.08 6.35 SocTelemed TLMD ...... 7.25 +0.06 ... –.24 –.12 ... 6 3 : 6 5

March 15, 2021 BARRON’S M23 : 9 0

1 2 - r a M -

Nasdaq Issues 3 1

- Earnings - - Earnings - - Earnings - - Earnings - 52-Week Tick - Week’s - Last This Next Div 52-Week Tick - Week’s - Last This Next Div 52-Week Tick - Week’s - Last This Next Div 52-Week Tick - Week’s - Last This Next Div High Low Name Sym Yld P/E Last Chg. Year Year Year Amt High Low Name Sym Yld P/E Last Chg. Year Year Year Amt High Low Name Sym Yld P/E Last Chg. Year Year Year Amt High Low Name Sym Yld P/E Last Chg. Year Year Year Amt 2.40 0.60 SocTelemedWt TLMDW ...... 1.23 +0.11 ...... 18.46 4.08 SportsmansWrhs SPWH ... 11 17.38 +0.40 .46 1.92 1.13 ... 972.80 136.00 TradeDesk TTD ... cc 751.22 +97.05 ... 5.43 7.10 ... 39.71 21.11 Vertex VERX ... dd 24.85 –5.71 –.60 ...... 46.67 0.55 SPI Energy SPI ... dd 8.01 +1.20 –1.20 .30 .70 ... 96.48 19.50 SpringWorks SWTX ... dd 78.50 +4.10 –1.05 –2.20 –2.57 ... 74.81 33.23 Tradeweb TW .4 84 74.16 +2.23 ... 1.45 1.61 .08 306.08 197.47 VertxPharm VRTX ... 21 214.33 +2.35 10.29 11.16 12.73 ... 36.71 14.44 SP Plus SP ... dd 35.95 +0.48 –8.21 1.28 2.27 ... 28.00 13.00 SproutsFarmersMkt SFM ... 10 24.43 +0.81 2.43 1.86 2.02 ... 12.47 2.87 TransActTechs TACT ... dd 12.10 +1.71 –.72 –.72 .02 ... 95.20 13.12 ViacomCBS A VIACA 1.0 24 94.76 +20.53 ...... 4.25 .24 118.06 31.28 SPS Commerce SPSC ... 85 106.85 +3.56 1.26 1.61 1.87 ... 35.60 15.12 SpruceBio SPRB ...... 25.79 +7.51 ... –2.41 –1.66 ... 49.50 16.50 Transcat TRNS ... 52 48.97 +3.38 1.08 .94 1.27 ... 95.27 10.10 ViacomCBS B VIAC 1.0 24 94.94 +20.70 ...... 4.24 .24 74.00 29.51 SS&C Tech SSNC .9 29 68.41 +2.53 2.35 4.53 4.82 .16 128.23 23.20 StaarSurgical STAA ... cc 90.38 +4.37 .12 ... .79 ... 34.64 7.82 TranslateBio TBIO ... dd 24.60 +2.37 –.80 –.05 –.34 ... 69.16 37.00 ViantTech DSP ...... 50.16 +8.84 ... 18.11 .29 ... 25.32 9.00 SSR Mining SSRM 1.3 21 15.18 +0.42 .88 1.97 1.98 .05 325.13 95.67 Stamps.com STMP ... 20 190.23 +13.72 9.37 7.61 9.40 ... 44.12 10.10 TransMedics TMDX ... dd 36.22 +4.44 –1.16 –.80 –.64 ... 61.35 25.10 ViaSat VSAT ... dd 55.29 +5.95 ...... 88 ... 560.15 127.39 SVB Fin SIVB ... 24 548.57 +40.69 22.87 20.18 22.06 ... 16.40 3.86 StarBulkCarriers SBLK ... cc 15.92 +2.32 .10 2.30 3.09 ... 35.99 5.51 TravelCenters TA ... dd 27.13 +2.84 –1.23 ...... 19.24 12.75 Viatris VTRS ... dd 14.36 +0.45 –1.11 ...... 28.12 9.35 SVMK SVMK ... dd 18.79 +1.13 –.65 –.62 ...... 5.40 1.99 StarEquity STRR ... dd 3.17 +0.32 –2.28 .03 .38 ... 16.07 3.04 Travelzoo TZOO ... dd 15.95 +2.98 .35 ... .40 ... 17.13 8.08 ViaviSolutions VIAV ... cc 16.43 +0.89 .12 ...... 18.95 5.55 SabraHealthcare SBRA 6.6 27 18.10 –0.02 .67 .73 .80 .30 110.47 50.02 Starbucks SBUX 1.7 cc 107.81 +2.61 .79 ...... 45 33.09 8.98 TravereTherap TVTX ... dd 28.74 +1.75 –3.56 –2.07 –1.46 ... 104.68 30.91 Vicor VICR ... cc 98.55 +7.17 ...... 16.82 3.30 Sabre SABR .0 dd 16.27 +1.22 –4.42 –1.23 .24 .14 28.49 12.07 StateAutoFin STFC 1.9 79 20.86 +2.27 .30 1.22 1.41 .10 17.90 9.90 TreanInsurance TIG ...... 17.05 +0.34 –6.32 ... .93 ... 26.19 10.18 VictoryCapital VCTR 1.0 9 26.10 +1.56 ... 4.39 4.56 .09 91.03 65.45 SafetyInsurance SAFT 4.2 9 85.38 +2.03 9.18 6.00 4.40 .90 2.58 0.90 StealthBioTher MITO ... dd 1.70 +0.27 –2.28 ...... 5.99 1.63 TremontMortgage TRMT .7 5 5.88 +0.45 1.07 .84 .99 .53 11.16 6.41 VidlerWater VWTR ... 45 10.09 +0.69 ...... 31.95 16.25 SagaComm SGA .0 dd 24.25 +1.25 ... 2.21 2.42 .32 3.32 1.51 StealthGas GASS ... 10 2.97 +0.27 .31 .52 .64 ... 8.50 1.33 TreviTherap TRVI ... dd 2.70 +0.32 –2.28 –1.73 –1.87 ... 65.00 25.02 VielaBio VIE ... dd 53.01 +0.05 –2.83 –2.78 –2.35 ... 98.39 25.01 SageTherap SAGE ... 7 78.72 +1.74 11.43 –7.52 –5.47 ... 49.90 14.98 SteelDynamics STLD 2.1 19 49.19 +3.47 2.59 5.18 3.34 .26 18.47 4.91 TribunePub TPCO ... dd 17.04 +0.05 –1.08 .63 1.14 ... 13.31 8.10 View VIEW ...... 8.73 +0.35 ...... 227.27 61.46 Saia SAIA ... 42 218.75 +13.51 5.20 6.75 7.90 ... 41.00 22.72 StepStone STEP ... cc 30.47 –1.19 ... .78 .82 ... 32.99 3.74 Tricida TCDA ... dd 4.86 +0.12 –5.29 –3.82 –3.38 ... 2.94 0.78 ViewWt VIEWW ...... 1.82 +0.30 ...... 3.95 0.65 SalemMedia SALM .0 dd 3.57 +0.87 ... .02 .13 .025 79.50 38.45 Stericycle SRCL ... dd 68.50 +0.52 –.63 2.47 2.77 ... 51.44 23.05 TriCoBancshares TCBK 2.0 24 51.25 +3.88 2.16 2.92 2.81 .25 7.36 1.11 ViewRay VRAY ... dd 4.77 +0.56 –.73 –.69 –.63 ... 44.60 21.21 SanaBiotech SANA ...... 30.87 +6.97 ... –1.41 –1.78 ... 24.49 6.72 SterlingCnstr STRL ... 15 23.16 +2.13 1.50 1.90 2.08 ... 36.62 18.05 TriMas TRS ... dd 33.21 +0.94 –1.83 1.74 1.97 ... 10.09 3.26 VikingTherap VKTX ... dd 6.75 +0.10 –.54 –.78 –.97 ... 167.41 102.13 SandersonFarms SAFM 1.1 48 164.20 +3.18 1.27 5.19 8.97 .44 40.49 16.38 StevenMadden SHOO 1.5 dd 39.18 +3.55 –.23 1.56 2.02 .15 77.69 20.01 Trimble TRMB ... 48 73.87 +3.20 1.55 2.36 2.66 ... 27.88 17.45 VillageSuper A VLGEA 4.0 14 25.24 +0.10 1.72 2.13 2.30 .25 44.28 18.00 SandySpringBncp SASR 2.9 21 43.55 +3.46 2.18 3.55 3.46 .32 113.76 10.90 StitchFix SFIX ... dd 53.87 –19.13 –.66 –.53 –.44 ... 6.82 0.56 TrinityBiotech TRIB ... 17 4.61 +0.45 –1.40 .54 .32 ... 19.46 14.26 VinciPartnersInvt VINP ...... 14.53 –2.66 ... 3.21 4.13 ... 93.46 67.47 Sanfilippo JBSS .7 19 91.62 +1.70 ... 4.50 ... 2.50 56.00 22.98 StockYardsBncp SYBT 2.0 21 55.00 +1.15 2.59 2.36 2.93 .27 15.99 13.95 TrinityCapital TRIN .0 ... 14.70 +0.03 ... 1.35 1.69 .27 18.99 4.20 ViomiTech VIOT ... 45 13.50 +3.77 ...... 19.43 4.81 SangamoTherap SGMO ... dd 11.54 +0.18 –.90 ... –1.30 ... 71.58 15.82 StokeTherap STOK ... dd 51.26 –2.75 –1.56 –1.77 –2.04 ... 43.98 20.10 Trip.com TCOM ... dd 43.38 +3.64 –.78 3.30 10.70 ... 18.25 4.98 ViperEnergyPtrs VNOM 3.3 dd 16.88 +0.55 –2.84 .25 .33 .14 40.09 18.34 Sanmina SANM ... 18 39.96 +1.84 1.97 3.29 3.55 ... 95.12 17.72 StoneCo STNE ... cc 71.79 –4.88 ... 5.59 9.02 ... 59.87 13.73 TripAdvisor TRIP ... dd 59.79 +8.29 ... .07 1.29 ... 141.01 25.31 VirBiotech VIR ... dd 52.82 +7.64 –2.51 –1.46 –.72 ... 55.00 37.62 Sanofi SNY 2.4 9 48.01 +1.42 5.60 3.70 4.18 1.6994 65.44 28.01 StoneX SNEX ... 7 65.00 +3.33 8.61 5.90 7.34 ... 26.42 7.59 TriStateCapital TSC ... 20 25.67 +0.63 1.30 1.34 1.92 ... 24.80 3.92 ViractaTherap VIRX ... dd 9.71 –0.03 –9.45 ...... 35.85 13.55 SapiensInt SPNS ... 51 32.70 +1.32 .67 1.15 1.28 ... 56.95 11.89 Stratasys SSYS ... dd 28.34 +4.65 –8.08 –.03 .21 ... 15.45 5.86 Triterras TRIT ... cc 7.73 +1.04 –.10 .64 .95 ... 4.61 1.82 VircoMfg VIRC ... dd 3.47 +0.15 .15 –.03 .31 ... 181.83 77.01 SareptaTherap SRPT ... dd 86.47 +1.68 –7.11 –7.04 –4.60 ... 187.98 76.77 StrategicEd STRA 2.7 23 88.84 +8.24 3.77 6.01 7.07 .60 85.65 19.03 TriumphBancorp TBK ... 32 80.59 +0.18 2.53 3.74 3.88 ... 29.76 17.30 VirtuFinancial VIRT 3.2 6 29.60 +2.62 5.16 3.04 2.68 .24 36.10 3.50 SatsumaPharm STSA ... dd 6.64 +0.18 –4.80 ...... 67.28 11.74 Strattec STRT ... 28 54.71 +5.77 –2.04 ... 6.73 ... 5.88 1.25 trivago TRVG ... dd 4.40 +0.63 ... –.01 .04 ... 270.00 55.37 VirtusInvtPtrs VRTS 1.3 26 259.31 +13.40 10.02 27.66 33.08 .82 3.17 1.00 Savara SVRA ... dd 1.57 –0.06 –.84 –.55 –.36 ... 29.39 12.00 StratusProp STRS ... dd 28.03 +1.08 –.30 –1.54 –1.59 ... 6.47 1.98 TrueCar TRUE ... 7 5.18 +0.23 .72 ...... 147.55 38.69 Visteon VC ... dd 128.28 +6.12 –2.01 3.04 5.70 ... 34.10 13.78 ScanSource SCSC ... dd 33.12 +1.79 –7.59 ...... 4.63 1.50 StrongbridgeBio SBBP ... dd 2.98 +0.20 –.78 –.50 –.24 ... 126.53 22.48 Trupanion TRUP ... dd 93.23 +7.35 –.16 –.20 ...... 43.30 23.78 VitalFarms VITL ... cc 28.36 +1.73 ... .23 –.02 ... 46.86 10.09 SchnitzerSteel SCHN 1.7 75 44.68 +5.69 ...... 1875 27.25 13.48 SummitFin SMMF 2.6 11 26.52 +1.52 2.41 2.94 2.62 .17 7.95 4.30 TrustcoBank TRST 3.5 14 7.82 +0.49 .54 .57 .61 .0681 17.00 11.32 Vitru VTRU ...... 14.50 +0.30 –.03 ... 1.15 ... 18.88 66.72 9.53 ScholarRock SRRK ... dd 64.56 +11.03 –2.81 –2.66 –3.63 ... 18.25 6.50 SummitStateBk SSBI 3.0 9 16.10 –0.06 1.73 .67 .56 .12 35.55 20.08 Trustmark TRMK 2.6 14 35.50 +2.18 2.51 2.14 ... .23 11.46 Vodafone VOD 5.6 19 18.87 +1.16 –.35 ...... 5325 34.35 18.80 Scholastic SCHL 1.9 dd 31.30 +1.75 ...... 73 .15 12.30 1.88 SummitTherap SMMT ...... 6.47 +0.80 –.17 –.08 –.10 ... 4.61 0.73 Tuniu TOUR ... dd 3.84 +0.61 ...... 15.72 4.18 Vonage VG ... dd 12.26 –0.22 –.15 .23 .25 ... 117.00 27.04 Schrodinger SDGR ... dd 80.87 +11.33 ... –.42 –.25 ... 46.37 16.71 SumoLogic SUMO ... dd 21.99 –5.61 ... –.48 –.42 ... 141.30 31.30 TurningPtTherap TPTX ... dd 114.60 +2.65 –3.85 –3.91 –4.69 ... 63.62 25.32 VorBiopharma VOR ...... 44.40 +11.03 ... –67.84 –2.54 ... 52.88 3.76 ScientificGames SGMS ... dd 49.83 +3.54 –6.02 –.29 1.64 ... 6.60 1.00 SundanceEnergy SNDE ...... 1.55 –0.70 –5.76 ...... 35.74 4.05 TurtleBeach HEAR ... 10 26.89 +2.83 1.04 1.33 1.68 ... 14.62 5.18 VoyagerTherap VYGR ... 6 5.73 +0.20 .98 ...... 21.74 5.82 SciPlay SCPL ... 20 16.95 +1.04 .86 1.05 1.11 ... 17.07 1.33 SunOpta STKL ... dd 14.22 +0.14 .75 .04 .08 ... 44.45 9.34 21 Vianet VNET ... dd 33.79 +0.46 ...... 75.49 26.96 Vroom VRM ... dd 37.60 +5.63 –2.76 ... –1.60 ... 47.86 5.34 ScopusBio SCPS ...... 9.66 +1.52 –.22 –.67 –.97 ... 57.52 2.64 SunPower SPWR ... 15 36.30 +5.62 2.48 .31 .63 ... 9.88 4.66 TwinDisc TWIN ... dd 9.50 +1.27 –3.03 –.74 –.06 ... 45.00 1.90 ScoreMedia SCR ... dd 26.12 +3.32 ...... 100.93 7.84 SunRun RUN ... dd 62.29 +9.82 –1.24 –.30 .16 ... 214.07 18.52 TwistBiosci TWST ... dd 141.40 +23.85 –3.57 –3.03 –2.84 ... W 11.99 5.00 scPharm SCPH ... dd 7.13 –0.15 –1.77 –1.40 –1.48 ... 36.63 15.76 SuperMicroComp SMCI ... 22 36.46 +2.55 1.60 2.45 3.42 ... 59.74 11.51 2U TWOU ... dd 38.53 +2.99 –3.22 ...... 24.78 5.36 ScrippsEW SSP .8 24 24.33 +1.73 ... 1.16 3.54 .05 28.58 6.10 SuperiorGroup SGC 1.5 10 26.50 +1.56 2.65 1.46 1.82 .10 19.98 6.61 WaveLifeSci WVE ... dd 9.93 +0.49 –3.82 –1.73 –2.07 ... 3.79 0.69 SeaChange SEAC ... dd 1.21 +0.13 –.24 –.49 –.28 ... 31.99 13.12 SupernusPharms SUPN ... 11 26.71 +1.56 2.36 1.20 ...... 333.42 151.16 WD-40 WDFC .9 58 304.39 –15.17 4.40 ... 5.88 .67 40.93 13.30 SeacoastBkgFL SBCF ... 28 40.35 +2.23 1.44 1.82 1.81 ... U 14.40 1.38 SurfaceOncol SURF ... 6 9.23 +1.73 1.57 –1.39 –1.47 ... 55.18 17.84 WSFS Financial WSFS .9 23 52.59 +0.49 2.27 3.32 3.80 .12 78.00 39.02 Seagate STX 3.5 20 76.78 +3.40 3.79 5.07 6.00 .67 3.97 1.46 Surgalign SRGA ... dd 2.51 +0.23 –2.91 –.72 –.40 ... 16.05 13.00 WVS Financial WVFC 2.5 16 15.72 +0.47 1.41 1.56 1.12 .10 213.94 90.57 Seagen SGEN ... 46 150.73 +1.38 3.37 –1.86 .53 ... 44.56 72.06 29.17 UFP Inds UFPI .8 18 71.91 +9.51 4.00 4.60 ... .15 4.00 SurgeryPartners SGRY ... dd 42.06 +3.57 –3.19 –.67 –.22 ... 36.90 9.75 WW Intl WW ... 34 35.90 +0.90 1.07 ...... 20.97 4.02 SeaSpine SPNE ... dd 19.77 +1.90 –1.59 –1.17 –.91 ... 55.99 97.24 39.47 UMB Fin UMBF 1.3 16 96.83 +4.95 5.93 5.57 5.43 .32 22.06 Surmodics SRDX ... cc 55.73 +0.74 .08 .28 1.04 ... 5.85 0.28 Waitr WTRH ... 22 2.93 –0.27 .15 .14 .16 ... 5.85 2.11 SecooHolding SECO ... 58 2.82 +0.07 ... 5.37 11.09 ... 11.84 3.80 USA Tech USAT ... dd 10.20 +0.75 –.66 –.18 ...... 28.30 6.00 SutroBioph STRO ... dd 23.41 +2.30 –2.43 .08 –2.59 ... 55.49 33.36 WalgreensBoots WBA 3.5 dd 53.21 +6.01 .52 4.81 5.23 .4675 16.31 5.29 SecureWorks SCWX ... dd 14.12 –0.95 ... –.23 –.16 ... 45.89 17.14 2.36 USA Truck USAK ... 30 15.81 +0.81 .53 1.59 1.70 ... 22.12 SykesEnterprises SYKE ... 32 45.19 +2.32 1.39 3.03 3.38 ... 39.61 25.61 WarnerMusic WMG 1.4 dd 33.75 –1.30 –.82 .66 1.04 .12 10.55 3.67 SecurityNatFin SNFCA ... 4 10.17 +0.74 .56 ...... 71.19 6.75 US Concrete USCR ... 44 66.78 +7.88 1.53 2.25 2.97 ... 2.20 0.79 Synacor SYNC ... dd 2.19 +0.02 –.23 –.31 –.15 ... 33.89 20.01 WashingtonFederal WAFD 2.7 18 33.86 +2.63 2.26 1.88 1.88 .23 86.55 38.37 Seer SEER ...... 51.02 +7.73 ... –.86 –.67 ... 45.14 24.94 US Ecology ECOL ... dd 44.95 +4.01 –12.51 .82 ...... 12.30 3.81 Synalloy SYNL ... dd 10.08 +1.45 –3.00 .04 .34 ... 55.07 25.86 WashTrBcp WASH 3.8 14 54.50 +2.94 4.00 ... 3.42 .52 12.60 5.98 SelectBancorp SLCT ... 27 12.37 +0.38 .45 .70 ...... 140.00 156.00 61.20 US Lime&Min USLM .4 30 149.27 +2.89 5.00 1.83 2.25 .16 44.41 Synaptics SYNA ... 34 136.75 +4.58 3.41 7.71 8.40 ... 21.15 12.10 WaterstoneFinl WSBF 3.8 6 21.03 +0.36 3.30 1.75 1.39 .20 5.70 1.42 SelectaBiosci SELB ... dd 4.27 +0.48 –.68 –.29 –.35 ... 24.77 8.56 uCloudlink UCL ... dd 10.40 ...... 6.59 2.17 Synchronoss SNCR ... dd 4.59 +0.67 –1.16 –.38 –.16 ... 36.79 10.86 Watford WTRE ... 11 34.87 +0.06 3.04 3.16 2.49 ... 77.11 37.05 SelectiveIns SIGI 1.3 19 75.97 +4.73 4.09 4.49 4.77 .25 351.00 124.05 UltaBeauty ULTA ... 80 318.15 –15.22 12.15 9.82 11.77 ... 27.85 6.88 SyndaxPharm SNDX ... dd 22.91 –0.67 –1.87 –2.13 –2.03 ... 26.50 9.52 WaysideTech WSTG 2.7 25 25.26 +0.28 1.01 1.44 1.60 .17 83.94 26.03 Semtech SMTC ... 97 68.97 +0.97 .47 1.72 2.19 ... 51.95 11.79 UltraClean UCTT ... 27 50.88 +5.13 1.89 3.48 3.83 ... 81.35 30.02 SyneosHealth SYNH ... 40 73.80 +1.79 1.83 4.24 4.84 ... 63.55 28.93 Weibo WB ... 32 52.11 –1.87 ... 2.33 2.79 ... 62.37 25.04 SenecaFoods A SENEA ... 4 60.06 +2.77 ... 1.70 2.25 ... 179.65 31.99 UltragenyxPharm RARE ... dd 126.95 +8.45 –3.07 –5.19 –4.19 ... 5.11 1.35 Synlogic SYBX ... dd 3.72 +0.31 –1.70 –1.67 –1.61 ... 24.91 6.82 Wendy's WEN 1.3 40 20.51 +0.85 .52 .69 .80 .09 61.96 27.53 SenecaFoods B SENEB ... 4 59.24 +1.74 ... 1.70 2.25 ... 8.85 4.85 Ultralife ULBI ... 25 8.00 +1.31 .33 .16 .20 ... 300.91 104.90 Synopsys SNPS ... 50 229.45 +1.65 4.27 6.29 7.15 ... 47.82 28.99 WernerEnterprises WERN .8 19 47.34 +1.41 2.44 3.20 3.27 .10 26.50 13.00 SenseiBiotherap SNSE ...... 16.49 +1.44 ... –1.16 –1.41 ... 18.70 8.88 Umpqua UMPQ 4.5 dd 18.70 +0.61 –6.92 ...... 21 7.89 0.54 SyprisSolutions SYPR ... 38 3.53 +0.27 –.19 .06 .11 ... 37.41 17.46 WesBanco WSBC 3.5 21 37.25 +2.21 1.77 ...... 33 38.50 2.68 SeresTherap MCRB ... dd 21.37 +2.31 –1.12 –1.42 –1.30 ... 8.60 3.95 UnicoAmerican UNAM ... dd 5.43 –0.18 –4.05 .55 .70 ... 15.65 4.26 SyrosPharm SYRS ... dd 8.98 +1.04 –1.88 –1.76 –1.74 ... 26.78 13.74 WestBancorp WTBA 3.3 13 26.72 +1.60 1.98 2.59 2.15 .22 13.74 3.59 ServiceProperties SVC .3 dd 13.54 +1.29 –1.89 ... –.61 .01 30.44 16.50 UnionBankshares UNB 4.4 12 30.34 +0.39 ... 2.63 3.20 .33 66.85 49.10 WestamericaBncp WABC 2.5 22 66.43 +3.18 2.98 2.90 2.82 .41 2.18 0.53 ServiceSource SREV ... dd 1.75 +0.16 –.19 ...... 71.45 30.76 uniQure QURE ... dd 33.96 +1.48 –2.81 .29 –1.45 ... T 72.98 27.40 WesternDigital WDC .0 cc 68.47 +0.40 –.84 3.02 6.80 .50 59.30 21.76 ServisFirstBcshs SFBS 1.4 19 59.23 +4.76 3.13 3.45 3.40 .20 56.44 17.80 UnitedAirlines UAL ... dd 56.29 +5.77 –25.30 –10.40 2.95 ... 9.24 4.45 WestNewEngBncp WNEB 2.2 20 9.06 +0.46 .45 .57 .60 .05 3.54 0.37 SesenBio SESN ... dd 2.86 +0.44 –1.18 –.19 –.43 ... 26.93 12.60 UnitedBancshares UBOH 2.6 6 24.78 +0.90 4.16 ...... 16 49.50 12.95 0.70 WestportFuelSys WPRT ... dd 9.74 +1.75 ... –.08 .11 ... 23.93 10.00 17Educ&Tech YQ ... dd 11.16 –1.12 ... –6.77 –6.64 ... 16.96 TCF Financial TCF 2.8 35 49.17 +1.54 1.40 2.91 3.16 .35 41.43 13.45 19.67 UnitedBkshrsWV UBSI 3.4 17 40.74 +0.82 2.40 2.40 2.30 .35 24.59 15.13 WeycoGroup WEYS 4.6 dd 20.66 +1.92 –.87 1.43 1.53 .24 60.52 17.51 ShattuckLabs STTK ...... 38.24 +0.15 ... –1.57 –1.45 ... 4.30 TCG BDC CGBD 9.6 dd 13.37 +0.57 .08 1.49 1.54 .05 36.59 14.95 UtdCmtyBks UCBI 2.0 19 36.46 +1.74 1.91 ... 2.33 .19 54.99 17.92 Willdan WLDN ... dd 48.16 +3.01 .41 1.78 2.55 ... 59.93 38.35 ShenandoahTel SHEN .7 20 51.78 +3.85 2.53 1.53 .48 .34 35.86 5.84 TCR2 Therap TCRR ... dd 28.11 +3.31 –2.40 –2.31 –2.86 ... 35.77 18.83 UnitedFire UFCS 1.7 dd 35.57 +1.57 –4.50 .65 1.22 .15 40.91 14.11 WillisLease WLFC ... 15 35.66 +0.77 10.50 1.10 1.40 ... 44.04 29.52 ShoalsTech SHLS ...... 34.84 +2.64 ...... 23.55 5.25 TelaBio TELA ... dd 16.40 +0.34 –17.10 ...... 18.30 10.65 UnitedGuardian UG 5.1 16 14.11 +0.26 1.04 1.02 1.07 .36 232.34 143.34 WillisTowers WLTW 1.3 29 222.76 –5.26 7.65 12.31 13.25 .71 143.79 22.01 ShockwaveMed SWAV ... dd 112.21 +13.79 –1.99 –1.57 –.54 ... 21.14 3.44 TFF Pharm TFFP ... dd 17.95 +4.34 –.91 –.87 –.19 ... 8.92 21.64 5.04 UnitedSecBcshrs UBFO 5.0 17 8.76 +0.37 .53 .85 .99 .11 29.50 3.20 WiMiHologram WIMI ...... 8.71 +1.25 ... .15 .52 ... 56.70 12.56 ShoeCarnival SCVL .6 67 55.55 +4.52 2.92 ...... 09 12.65 TFS Fin TFSL 5.3 73 21.29 +0.22 .29 ...... 28 181.14 75.58 UnitedTherap UTHR ... 14 159.50 –4.84 11.54 13.14 15.00 ... 172.87 44.27 Wingstop WING .4 cc 128.40 +7.87 .78 1.29 1.72 .14 18.00 7.63 ShoreBancshares SHBI 2.7 14 17.93 +2.23 1.27 1.30 1.46 .12 135.54 63.50 T-MobileUS TMUS ... 46 127.12 +2.44 2.65 2.48 3.41 ... 13.40 4.86 Uniti UNIT 5.0 dd 12.00 +1.21 –3.47 .42 .47 .15 198.75 115.00 Winmark WINA .5 24 181.86 +1.61 7.72 2.01 2.25 .25 40.95 9.01 Shyft SHYF .2 41 40.84 +7.60 .91 1.74 2.17 .025 81.36 9.19 TPIComposites TPIC ... dd 50.43 +7.98 –.54 .79 1.72 ... 22.98 8.76 UnityBancorp UNTY 1.4 10 22.80 +1.41 2.19 2.49 2.37 .08 83.47 22.02 WintrustFin WTFC 1.5 18 83.08 +3.65 4.68 ...... 31 8.93 1.00 Sientra SIEN ... dd 7.21 +0.09 –2.63 –.90 –.72 ... 179.62 82.51 TRowePrice TROW 2.5 17 173.72 +1.02 9.98 12.10 12.72 1.08 15.44 2.72 UnityBiotech UBX ... dd 7.01 +0.88 –1.88 ...... 6.27 1.87 WisdomTreeInvs WETF 1.9 dd 6.17 +0.17 –.25 .30 .33 .03 29.42 13.05 SierraBancorp BSRR 3.0 12 28.40 +1.95 2.32 2.52 2.57 .21 95.99 26.28 TTEC TTEC .9 37 93.32 +11.65 2.52 4.14 4.44 .43 262.77 105.11 UnivDisplay OLED .4 79 221.94 +32.86 2.80 3.96 5.28 .20 18.49 3.90 WISeKey WKEY ... dd 6.59 +0.74 ... –.32 –.50 ... 16.92 8.55 SierraOncology SRRA ... dd 16.55 +1.71 –7.70 –6.09 –4.92 ... 14.95 8.06 TTM Tech TTMI ... dd 14.43 +0.33 1.67 1.24 1.43 ... 65.02 29.50 UnivElectro UEIC ... 24 64.11 +4.97 2.72 4.30 4.98 ... 362.07 76.81 Wix.com WIX ... dd 300.22 –8.51 –3.98 –1.00 –.26 ... 22.22 4.31 SierraWireless SWIR ... dd 17.13 +1.44 –1.36 –.50 .04 ... 3.79 0.24 T2Biosystems TTOO ... dd 2.03 +0.43 –.39 –.29 –.26 ... 26.78 11.02 UnivLogistics ULH 1.6 15 26.54 +1.04 1.78 3.18 3.60 .105 127.91 46.51 Woodward WWD .5 34 120.75 +5.52 3.74 ... 4.42 .1625 54.32 19.11 SigilonTherap SGTX ...... 29.15 +5.97 ... –2.47 –2.28 ... 69.31 30.12 TabulaRasaHlth TRHC ... dd 44.65 +10.15 –3.71 .19 .42 ... 11.41 5.12 UnivStainless USAP ... dd 10.75 +0.66 –2.16 –1.35 –.13 ... 282.77 107.75 Workday WDAY ... dd 252.73 +15.71 –1.19 ... 3.48 ... 244.91 68.98 SignatureBank SBNY .9 24 241.63 +19.01 9.96 12.13 13.88 .56 64.53 29.47 TactileSystems TCMD ... dd 51.12 +3.46 –.03 .40 .87 ... 30.14 13.20 UnivestFin UVSP 2.7 18 29.45 +1.73 1.60 ... 2.15 .20 170.98 43.16 WorldAcceptance WRLD ... 16 146.76 +2.83 3.54 10.56 8.32 ... 42.83 24.65 SilganHoldings SLGN 1.3 15 42.01 +1.63 2.77 ...... 14 12.65 2.48 TaiwanLiposome TLC ... dd 5.66 +0.73 –.84 –.45 –.37 ... 38.50 2.03 UpFintech TIGR ... cc 23.74 +4.44 ... .14 .35 ... 142.61 35.84 WynnResorts WYNN ... dd 137.05 +3.73 –19.37 –3.91 1.70 ... 59.27 20.93 Silicom SILC ... 61 49.06 +0.49 .80 1.91 2.48 ... 214.91 100.00 TakeTwoSoftware TTWO ... 40 170.25 –0.56 3.54 ...... 52.00 20.75 UplandSoftware UPLD ... dd 48.69 +2.47 –1.92 1.83 1.93 ... 163.43 65.09 SiliconLab SLAB ... cc 148.36 +2.38 .28 3.42 ...... 65.90 18.30 Talend TLND ... dd 64.57 +13.39 –2.54 –.85 –.22 ... 12.60 105.58 22.61 Upstart UPST ...... 58.00 +6.84 ... .15 .26 ... XYZ 65.79 26.72 SiliconMotion SIMO 2.2 28 62.92 +4.23 ... 3.97 4.91 .35 33.90 TalisBiomed TLIS ...... 15.80 +1.15 ... –1.88 –1.38 ... 63.88 5.14 Upwork UPWK ... dd 49.32 +5.07 –.19 .01 .15 ... 75.80 20.84 SilkRoadMed SILK ... dd 52.86 –0.12 –1.44 –1.23 –.85 ... 123.74 43.69 TandemDiabetes TNDM ... dd 88.34 +1.36 –.56 ... .54 ... 40.74 12.28 UrbanOutfitters URBN ... cc 39.91 +2.40 .01 1.68 2.12 ... 56.88 24.22 SilverbackTherap SBTX ...... 55.51 +11.48 ... –1.72 –2.51 ... 5.36 1.50 TarenaIntl TEDU ... dd 3.10 +0.08 ...... 30.89 13.12 UroGenPharma URGN ... dd 19.59 –0.28 –5.12 –5.92 –4.65 ... 46.32 14.14 XOMA XOMA ... 99 40.91 +3.96 .78 –.14 ...... 15.98 6.21 SilvercrestAsset SAMG 4.2 14 15.25 +0.25 .98 1.60 1.80 .16 63.69 15.32 TarsusPharm TARS ...... 33.50 +1.96 ... –2.67 –6.22 ... 16.25 6.55 UrovantSci UROV ... dd 16.20 ... –4.82 –5.90 –5.48 ... 52.94 15.50 XP XP ... 59 40.67 –0.13 ... 5.04 6.65 ... 33.43 13.75 SimmonsFirstNat SFNC 2.2 14 32.69 +1.15 2.31 2.01 2.02 .18 8.34 3.00 TatTechnologies TATT ... dd 5.61 +0.30 .10 –.05 ...... 109.00 75.33 UtahMedProducts UTMD 1.2 32 92.65 +5.20 2.94 3.02 3.17 .285 21.48 8.72 XBiotech XBIT ... 1 19.96 +1.20 14.44 .23 .20 ... 39.60 10.58 SinclairBroadcast SBGI 2.1 dd 38.40 +1.99 ... –3.99 3.26 .20 33.35 18.16 TayshaGene TSHA ...... 27.05 –2.31 –3.40 ... –2.80 ... 2.54 0.82 UTStarcom UTSI ...... 1.50 +0.15 –.11 –.14 .04 ... 3.15 0.40 XcelBrands XELB ... dd 1.86 +0.32 –.18 ... .17 ... 5.74 1.41 SioGeneTherap SIOX ... dd 2.82 +0.31 –2.93 –.76 –.89 ... 101.12 16.82 TechTarget TTGT ... cc 83.17 +5.67 .61 1.65 1.96 ... 2.00 0.72 Uxin UXIN ... dd 1.17 +0.10 ... –2.01 –.21 ... 76.44 46.58 XcelEnergy XEL 2.9 22 62.08 +0.73 2.79 2.98 3.18 .4575 8.14 4.11 SiriusXM SIRI 1.0 cc 6.16 +0.27 .03 .27 .31 .0146 15.32 6.15 Ericsson ERIC 1.0 23 13.48 +1.35 ... .67 .81 .1207 58.35 19.35 Xencor XNCR ... dd 47.03 +2.13 –1.21 –2.43 –2.75 ... 151.78 16.50 SiTime SITM ... dd 100.00 +3.58 –.58 .94 1.46 ... 6.46 0.46 Teligent TLGT ... dd .82 +0.01 –4.70 –6.27 –7.90 ... V 21.94 7.00 XenonPharms XENE ... dd 20.55 +0.63 –.81 –1.45 –2.04 ... 60.79 10.58 SkyWest SKYW .0 dd 60.00 +4.67 –.17 ...... 14 41.84 18.08 Telos TLS ... dd 34.23 +3.80 ... –.09 .27 ... 7.94 1.42 XerisPharm XERS ... dd 4.81 –0.03 –2.14 –1.33 –.74 ... 195.82 67.90 Skyworks SWKS 1.2 27 172.31 –1.13 4.80 10.14 10.77 .50 201.70 48.78 10xGenomics TXG ... dd 160.02 +4.44 ... –.76 –.15 ... 7.44 0.76 XiaobaiMaimai HX ...... 2.03 +0.35 –4.38 ...... 151.44 15.27 SleepNumber SNBR ... 29 142.23 +11.00 4.90 6.09 6.64 ... 58.45 16.28 Tenable TENB ... dd 40.85 +1.80 –.42 .29 .46 ... 1.90 1.20 VEON VEON ... dd 1.88 +0.13 –.20 .36 .44 ... 154.93 68.00 Xilinx XLNX .0 50 125.45 +5.50 3.11 2.98 ... .38 1

147.90 42.87 Teradyne TER .4 26 112.83 –1.07 4.28 ...... 10 27.78 1.82 VOXX Intl VOXX ... dd 23.75 +3.57 ...... 11 ... 24.25 3.67 0.55 SmartSand SND ... 3 3.18 +0.34 .94 –.25 .04 ... 9.01 Xperi XPER .8 16 24.07 +1.62 1.75 1.87 1.31 .05 44.27 .09 f 16.08 3.64 SmileDirectClub SDC ... dd 11.84 +1.75 –.72 –.24 –.05 ... 27.44 14.83 TernsPharm TERN ...... 25.91 +8.78 –26.74 –2.21 –2.21 ... 13.83 VSE VSEC .8 dd 43.82 +4.48 –.47 2.88 3.73 11.22 2.38 Xunlei XNET ... dd 7.50 +1.66 –.80 ...... d p 23.57 5.25 Smith&Wesson SWBI 1.1 27 18.66 +2.59 –1.11 ...... 05 28.65 19.23 TerritBanc TBNK 3.2 14 28.50 +2.15 2.01 1.75 1.75 .23 14.40 4.00 VyneTherap VYNE ... dd 7.39 +0.71 –12.36 –1.42 –.70 ... 55.22 14.16 Y-mAbsTherap YMAB ... dd 36.02 +3.38 –2.97 –1.77 ...... 2

17.40 8.03 SoYoungIntl SY ... cc 12.07 –1.71 ... .38 3.06 ... 900.40 70.10 Tesla TSLA ... cc 693.73 +95.78 .64 ...... 14.09 6.00 ValleyNatlBncp VLY 3.1 15 14.06 +1.07 .93 ... 1.13 .11 74.32 27.93 Yandex YNDX ... 69 67.80 +4.17 ... 79.56 129.26 ... 0 _

25.71 5.41 Sohu.com SOHU ... dd 17.54 –0.83 ... .87 1.05 ... 9.25 4.12 TesscoTech TESS ... dd 8.00 +1.26 –2.53 ... –.66 ... 20.51 7.12 VandaPharm VNDA ... 42 17.91 –0.34 .42 ...... 10.20 1.29 Yellow YELL ... dd 9.57 +3.68 –1.28 –.31 ...... 1 2

12.78 5.00 SolGelTech SLGL ... dd 12.50 +3.50 –1.30 –2.07 –.83 ... 144.69 63.61 TetraTech TTEK .5 41 133.34 +3.95 3.16 3.55 3.84 .17 26.66 10.37 VarexImaging VREX ... dd 23.42 +0.18 –1.49 .71 1.06 ... 51.27 34.56 YorkWater YORW 1.6 38 47.90 +5.13 1.27 1.21 1.25 .1874 0 2

90.86 19.10 TexasCapBcshs TCBI ... 81 89.52 +5.38 1.12 4.39 ...... 226.00 48.95 VaronisSystems VRNS ... dd 175.51 +14.69 –2.99 ... .55 ... a

377.00 67.02 SolarEdgeTech SEDG ... cc 291.48 +42.05 2.66 3.82 5.10 ... 6.05 1.67 Yunji YJ ... dd 2.52 +0.13 ... .18 .35 ... x

181.80 93.09 TexasInstruments TXN 2.4 29 173.57 +5.63 5.97 6.71 7.20 1.02 3.17 0.90 VascularBiogenics VBLT ... dd 2.05 +0.24 –.54 –.54 –.53 ... _ 11.58 1.93 SolidBiosci SLDB ... dd 9.52 +0.12 –2.91 –1.67 –1.09 ... 5.95 1.80 Ziopharm ZIOP ... dd 4.39 +0.10 –.38 –.45 –.48 ... _ 97.91 25.15 TexasRoadhouse TXRH ... cc 97.76 +4.36 .45 2.36 3.29 ... 22.35 10.94 VastaPlatform VSTA ...... 12.10 –1.51 ... 1.94 3.12 ... _ 41.99 6.58 Sonos SONO ... cc 41.56 +3.76 –.18 .81 1.00 ... 193.54 43.06 ZaiLab ZLAB ... dd 143.69 +6.44 –3.47 –3.07 –2.00 ... _ 29.32 24.52 3.36 TheBancorp TBBK ... 17 23.53 +1.56 1.37 1.72 1.95 ... 58.48 17.80 Vaxcyte PCVX ... dd 26.38 +2.62 ... –5.43 –1.57 ... _ 24.05 SoteraHealth SHC ...... 28.98 +2.30 –.16 .80 .94 ... 44.42 22.00 ZealandPharma ZEAL ... dd 31.01 +0.01 –2.54 –3.87 –3.61 ... _ 23.13 7.42 VeecoInstr VECO ... dd 22.36 +1.06 –.17 1.13 1.47 ... _ 4.45 1.43 SotherlyHotels SOHO ... dd 4.25 +0.75 ... –1.25 –.11 ... 2.75 0.85 TherapeuticsMD TXMD ... dd 1.59 +0.22 –.67 –.35 –.02 ... 516.79 150.06 ZebraTech ZBRA ... 51 472.85 –5.30 9.35 15.48 17.08 ... _ 25.08 32.50 9.87 VelodyneLidar VLDR ... dd 13.86 +0.90 –1.01 –.38 –.13 ... 1 11.30 SouthPlainsFin SPFI .8 10 24.70 +1.75 2.48 2.30 1.80 .05 31.35 14.48 TheravanceBio TBPH ... dd 20.64 +1.19 –4.46 –2.86 –2.76 ... 61.29 22.00 ZentalisPharm ZNTL ... dd 50.85 +8.52 ... –3.40 –2.74 ... _ 93.26 14.41 0.05 VelodyneLidarWt VLDRW ...... 4.96 +0.67 ...... 0 40.42 SouthState SSB 2.1 70 91.70 +7.67 2.19 ...... 47 8.50 2.29 36Kr KRKR ... dd 4.06 +0.53 ... –.17 ...... 212.40 18.65 Zillow A ZG ... dd 156.83 +16.86 ... .95 ...... 0 56.42 5.90 1.60 VenusConcept VERO ... dd 2.68 +0.31 –4.77 ...... 8 20.89 SouthernFirstBcsh SFST ... 23 54.09 +6.99 2.34 3.25 3.47 ... 32.25 6.37 360DigiTech QFIN ... 12 31.49 +9.26 ... 20.99 26.15 ... 208.11 20.04 Zillow C Z ... dd 150.71 +15.55 ...... 1 41.70 17.30 SoMO Bancorp SMBC 1.6 11 41.25 +2.15 2.99 4.33 3.48 .16 67.00 2.43 Tilray TLRY ... dd 27.57 +5.94 –2.15 –.34 –.17 ... 12.19 3.12 VeraBradley VRA ... 47 11.42 +1.28 .26 .86 .99 ... 59.37 23.58 ZionsBancorp ZION 2.3 19 59.06 +3.27 3.02 4.27 4.04 .34 0 30.56 m 16.32 7.58 SoNtlBcpVA SONA 2.5 17 15.97 +0.22 .96 1.06 1.13 .10 13.60 TimberlandBncp TSBK 2.8 10 30.39 +0.97 2.88 .90 1.02 .10 86.03 13.90 Veracyte VCYT ... dd 52.48 +4.97 –.66 –.30 –.10 ... 10.37 2.84 Zix ZIXI ... dd 7.89 +0.74 –.29 .60 .69 ... _ 0

41.99 23.51 SouthsideBcshs SBSI 3.1 17 41.22 +2.73 2.47 2.66 2.67 .32 30.00 6.96 TitanMachinery TITN ... 33 28.25 +2.78 .63 1.16 1.32 ... 4.67 1.08 Verastem VSTM ... dd 2.36 +0.14 –2.00 ...... 32.42 16.65 Zogenix ZGNX ... dd 20.48 –0.26 –3.90 –3.49 –1.67 ... _ 0

12.40 5.25 SparkEnergy SPKE 6.8 9 10.68 +0.84 .02 ... .17 .1813 25.45 1.92 TivityHealth TVTY ... dd 24.38 +0.25 –4.54 ...... 52.70 16.52 VerintSystems VRNT ... cc 49.43 +1.47 .43 ...... 588.84 102.00 ZoomVideo ZM ... cc 346.39 +8.96 ... 3.72 4.09 ... 0 .20 0 23.94 9.00 SpartanNash SPTN 3.8 10 21.12 +1.69 2.12 1.76 ... 12.17 0.62 TizianaLifeSci TLSA ... dd 3.05 +0.18 –.14 –.07 –.08 ... 221.30 148.77 VeriSign VRSN ... 27 188.10 –5.67 7.07 5.70 ...... 64.40 30.83 ZoomInfoTech ZI ... dd 48.34 +2.35 –.11 .48 .64 ... 4 7

5.24 1.74 SpectrumPharm SPPI ... dd 3.69 +0.40 –1.02 ...... 2.46 0.50 TonixPharm TNXP ... dd 1.27 +0.25 –19.33 –.49 –.24 ... 210.66 116.61 VeriskAnalytics VRSK .7 40 171.76 +3.64 4.31 5.35 5.95 .29 7.34 1.08 Zovio ZVO ... dd 5.61 +0.89 –1.53 .30 .55 ... 0

23.64 5.25 SperoTherap SPRO ... dd 16.74 +0.40 –3.35 –2.78 –2.97 ... 48.86 6.34 Torm TRMD 20.7 8 9.17 +1.00 1.19 –.32 .21 .85 33.06 10.02 Veritex VBTX 2.1 22 33.01 +2.27 1.48 ... 2.13 .17 230.88 36.67 Zscaler ZS ... dd 184.61 +9.24 –.89 .40 .60 ... w b

24.50 8.96 SpiritofTexas STXB 1.5 13 23.58 +0.04 1.77 ...... 09 34.45 12.13 TowerSemi TSEM ... 38 29.16 +1.36 .77 1.33 1.72 ... 50.34 1.22 Veritone VERI ... dd 32.33 –0.88 –1.73 –.50 –.40 ... 49.23 13.13 Zumiez ZUMZ ... 16 45.50 –0.53 2.62 3.22 3.72 ... 2 p

225.89 93.92 Splunk SPLK ... dd 135.92 –0.85 –5.68 ...... 32.70 15.03 TowneBank TOWN 2.2 16 32.27 +1.78 2.01 2.06 1.91 .18 15.71 2.01 VeronaPharma VRNA ... dd 8.77 +0.01 –2.02 –2.07 –1.82 ... 9.00 2.55 ZynerbaPharma ZYNE ... dd 4.71 +0.56 –1.90 –1.06 –1.21 ... _ 8

12.86 8.53 SpokHoldings SPOK 4.3 dd 11.60 +0.60 –2.32 1.00 1.00 .125 174.18 63.89 TractorSupply TSCO 1.2 27 171.00 +15.18 6.38 ... 7.24 .52 18.42 6.02 VerricaPharm VRCA ... dd 16.93 +3.25 –1.71 –1.87 –1.79 ... 12.32 5.65 Zynga ZNGA ... dd 10.16 –0.15 –.42 .40 .46 ... 1 0 m M24 BARRON’S March 15, 2021 Exchange-Traded Portfolios

Tick Div Tick Div Tick Div Tick Div Tick Div Tick Div Name Sym Yld Last Chg. Amt. Name Sym Yld Last Chg. Amt. Name Sym Yld Last Chg. Amt. Name Sym Yld Last Chg. Amt. Name Sym Yld Last Chg. Amt. Name Sym Yld Last Chg. Amt. InnovNasd100Apr NAPR ... 35.75 +0.01 ... iShBds2025TermHY IBHE 5.6 24.92 –0.01 .1022 TrimDonForTact DFHY 2.1 24.88 –0.08 .1705 FT MuCValAlpha FAB 1.3 70.26 +3.28 .3094 InvscKBWPrEquREIT KBWY 8.6 23.53 +1.40 .1245 Bats InnovNasd100Jan NJAN ... 38.25 +0.43 ... iShiBds2024TermHY IBHD 5.3 24.43 –0.02 .0946 TrimTabsIntlFrCsh TTAI .6 32.76 +0.95 .2029 FTMuniCEFIncmOpp MCEF 3.4 20.09 +0.21 .0625 InvscKBWP&CIns KBWP 1.7 76.32 +2.92 .3897 InnovNasd100Jul NJUL ... 45.00 +0.35 ... iShBds2021TermHY IBHA 3.2 24.20 –0.02 .0489 TrimTabsUSFrCsh TTAC .4 48.87 +1.22 .1894 FTMuniHiIncm FMHI 3.1 54.40 +0.36 .14 InvscKBWRegBkg KBWR 2.1 66.19 +4.22 .3565 InnovRuss2000Jul KJUL ... 26.35 +0.11 ... iShBds2026TermHY IBHF 5.5 25.37 –0.02 .0927 TrueStructOutAug AUGZ ... 28.90 +1.10 ... FT NasdComBk QABA 1.9 60.87 +3.89 .286 InvscNasdNext100 QQQJ .3 33.19 +1.62 .0289 ALPSCleanEnergy ACES .6 80.99 +8.05 .0806 InnovRuss2000Oct KOCT ... 26.54 +0.31 ... iShBds2023TermHY IBHC 5.4 24.49 +0.04 .1053 TrueStructOutDec DECZ ... 26.48 +0.96 ... FT NasdCleanEdge QCLN .3 72.62 +8.00 .0708 InvscNasd100 QQQM .6 129.62 +2.64 .2063 ALPS DisrupTech DTEC .4 45.52 +1.69 .169 InnovRuss2000Apr KAPR ... 26.98 +0.03 ... iShBds2022TermHY IBHB 5.3 24.21 +0.01 .076 TrueStructOutFeb FEBZ ... 25.89 +0.95 ... FT NasdClEdSmGr GRID .6 87.41 +3.92 .1462 InvscNasdInt PNQI ... 235.96 +4.58 ... ARK AutoTech ARKQ .0 86.05 +5.64 .6561 InnovRuss2000Jan KJAN ... 30.60 +0.69 ... iShInflHdgCpBd LQDI 2.3 27.96 –0.03 .0546 TrueStructOutJan JANZ ... 26.26 +0.65 ... FT NasdCybersec CIBR 1.1 42.69 +2.13 .027 Invsc1-30LadTrea PLW 1.0 35.26 –0.39 .0289 ARKGenomicRev ARKG .0 91.80 +6.66 .4256 InnovS&P500Buff BJUL ... 30.66 +0.17 ... iShIntlAggregateBd IAGG 1.8 54.90 –0.03 .0476 TrueStructOutJul JULZ ... 30.32 +0.66 ... FT NasdGlblAuto CARZ .6 56.94 +1.64 .1777 InvscQQQI QQQ .6 315.46 +6.78 .5613 ARK Israel Innov IZRL ... 32.82 +1.95 ... InnovS&P500BuffO BOCT ... 30.78 +0.33 ... iShIntlDivGrowth IGRO 2.3 64.95 +1.70 .3253 TrueStructOutMar MARZ ... 25.26 +0.52 ... FT Nasd100xTech QQXT .3 80.10 +2.10 .083 InvscRAFIStDvxUS ISDX 1.8 30.07 +0.82 .0988 AVDR US LC ESG AVDG ... 26.62 +0.86 ... InnovS&P500BuffA BAPR ... 30.02 +0.10 ... iShLiquidityIncm ICSH 1.0 50.49 –0.01 .0205 TrueStructOutNov NVMZ ... 28.75 +0.71 ... FT Nasd100Tech QTEC .4 140.33 +2.15 .1118 InvscRAFIStratEM ISEM 2.4 29.66 +0.32 .1619 AVDR US LC Ldg AVDR ... 27.84 +0.98 ... InnovS&P500Aug BAUG ... 30.53 +0.32 ... iShMSCIArgentina AGT .9 25.51 +1.38 .1711 TrueStructOutOct OCTZ ... 28.23 +0.58 ... FT NasdArtlIntel ROBT .2 53.72 +2.21 .0505 InvscRAFIStratUS IUS 1.5 35.27 +1.16 .1432 AffinityWorldLdr WLDR 1.6 26.32 +1.34 .1736 InnovS&P500Dec BDEC ... 31.39 +0.44 ... iShMSCIChileCapped ECH 1.9 34.06 +1.72 .1472 TrueStructOutSep SEPZ ... 27.60 +0.59 ... FTNasdaqBk FTXO 2.0 32.43 +1.34 .1763 InvscRAFIStrUSSm IUSS .6 38.72 +3.48 .069 AgilityDynTacti THY 3.2 25.18 –0.05 .062 InnovS&P500Feb BFEB ... 28.69 +0.55 ... iShMSCIChinaAETF CNYA 1.1 41.62 –1.05 .3541 UphldgsCompKings KNGS ... 27.59 +0.26 ... FT NasdFood&Bev FTXG 1.2 26.25 +1.10 .0928 InvscR1000LoBeta USLB 2.4 35.84 +0.32 .1774 AgilityMgdRisk MRSK 3.1 29.07 +0.86 1.1989 InnovS&P500Jan BJAN ... 33.75 +0.44 ... iShMSCIDenmarkCap EDEN .4 95.29 +4.06 .0472 VanEckAMTFrIntMuni ITM 1.9 51.25 +0.17 .0673 FT NasdOil&Gas FTXN 1.2 16.65 +0.35 .0283 InvscS&PSCCnsDisc PSCD .4 119.17 +13.27 .0937 AlphaIntQuMom IMOM .6 33.51 +1.23 .084 InnovS&P500BuffJun BJUN ... 31.77 +0.20 ... iShMSCIEmgMulti EMGF 1.9 51.67 +0.49 .5472 VanEckAMTFrLgMun MLN 2.5 21.36 +0.19 .0358 FT NasdPharm FTXH .8 26.30 +0.81 .0644 InvscS&PSCCnsStpl PSCC 1.3 105.95 +4.92 .5263 AlphaIntQuVal IVAL 1.4 28.63 +0.74 .1699 InnovS&P500BuffMar BMAR ... 30.72 +0.59 ... iShMSCIEurozone EZU 2.0 46.55 +1.58 .623 VanEckAMTFrShMuni SMB 1.4 18.06 +0.10 .0148 FT NasdRetail FTXD .8 30.53 +1.62 .0745 InvscS&PSCEner PSCE .5 7.32 +0.17 .0046 AlphaUSQuMom QMOM .1 55.23 +5.15 .0444 InnovS&P500BffMay BMAY ... 30.21 +0.15 ... iShMSCIFinlandCap EFNL 2.8 46.11 +1.72 .5702 VanEckCEFMuni XMPT 3.9 28.36 +0.29 .0935 FT NasdSemicon FTXL .5 62.48 +1.11 .0775 InvscS&PSCFinls PSCF 2.9 60.61 +4.16 .4462 AlphaUSQuVal QVAL 1.6 31.74 +1.31 .2705 InnovS&P500BuffN BNOV ... 30.50 +0.38 ... iShMSCIGermanySC EWGS 1.1 78.82 +2.56 .3159 VanEckHYMuni HYD 3.9 61.93 +0.31 .1816 FT NasdaqTrans FTXR .3 32.77 +1.86 .042 InvscS&PSCHlthCr PSCH ... 191.41 +13.41 ... AlphaArchValMom VMOT ... 27.14 +1.30 ... InnovS&P500JSep BSEP ... 30.10 +0.46 ... iShMSCIGlbMet&MnPr PICK 1.9 43.56 +0.98 .4633 VanEckMdyBBBCpBd MBBB 2.3 24.38 –0.11 .0451 FT Nasd100 EW QQEW .3 102.04 +2.27 .0929 InvscS&PSCIndls PSCI .5 97.98 +5.80 .1149 AlphaCloneAltAlpha ALFA .5 78.62 +4.53 .3668 InnovS&P500Divrs BUFF 1.6 33.83 +0.24 .0666 iShMSCIGlSilverMin SLVP 2.6 15.66 +0.78 .3873 VanEckMdyIGCpBd MIG 2.2 24.27 –0.12 .0391 FT RBA AmerInd AIRR .1 42.46 +2.92 .0193 InvscS&PSCInfTech PSCT .1 141.48 +8.31 .0197 AmCentFocDyn FDG .0 75.03 +2.96 .0078 InnovS&P500Pwr PJUL ... 29.16 +0.17 ... iShMSCIEAFEGrowth EFG .9 100.50 +2.22 .3525 VanEckMornDur DURA 3.4 29.23 +0.57 .2522 FTRisingDivAch RDVY 1.3 45.33 +1.60 .2105 InvscS&PSCMatls PSCM 1.3 67.43 +4.42 .40 AmCentFocLCV FLV 1.1 57.58 +1.08 .1911 InnovS&P500PwrF PFEB ... 27.30 +0.42 ... iShMSCIIndiaETF INDA .3 42.87 +0.28 .0316 VanEckMornGlb GOAT 1.2 36.49 +0.64 1.0288 FT RiverFrDynAP RFAP 1.6 57.17 +0.43 .3323 InvscS&PSCUtil PSCU 1.0 66.41 +3.28 .1749 AmCentQualCv QCON ... 47.39 +1.06 ... InnovS&P500PwrN PNOV ... 29.42 +0.18 ... iShMSCIIndiaSC SMIN .9 50.20 +0.52 .0495 VanEckMornIntlMoat MOTI 2.0 35.93 +0.50 .72 FT RiverFrDynDev RFDI 1.3 65.41 +1.51 .1395 InvscVarRateInvt VRIG 1.3 25.08 –0.01 .0185 AmCentQualPfd QPFF ... 40.28 +0.38 ... InnovS&P500PwrA PAPR ... 27.45 ...... iShMSCIKuwait KWT .5 28.74 +0.48 .0742 VanEckMornWideMoat MOAT 1.3 68.63 +1.99 .9021 FT RiverFrDynEM RFEM 1.1 73.72 +0.19 .0866 InvscWaterRscs PHO .4 48.71 +1.09 .0455 AmCustSatisfCore ACSI .8 46.28 +1.57 .3523 InnovS&P500Aug PAUG ... 28.74 +0.19 ... iShMSCINorwayCap ENOR 2.1 28.18 +0.76 .3083 VanEckMuni MAAX 2.8 24.69 +0.13 .0528 FT RiverFrDynEur RFEU 2.2 67.82 +2.24 .6119 iShAsia50ETF AIA 1.0 93.85 –1.21 .7062 AnfieldCapDiv DALT 2.5 10.00 +0.33 .0059 InnovS&P500PwrD PDEC ... 29.44 +0.19 ... iShMSCI UK SC EWUS 1.8 45.90 +1.22 .4099 VanEckRussia RSX 3.0 26.78 +1.24 .7988 FT S&PIntDivArist FID 3.6 17.43 +0.27 .2315 iSh3-7YTreasuryBd IEI 1.0 130.22 –0.28 .0783 AnfieldDynFix ADFI 1.3 9.61 –0.06 .0029 InnovS&P500Jan PJAN ... 31.19 +0.31 ... iShMSCIEAFEValue EFV 2.2 51.50 +1.08 .6378 VanEckRussiaSC RSXJ 4.2 37.53 +0.41 1.5849 FT SMID CapRising SDVY 1.2 28.84 +1.32 .1312 iShBrdUSDInvCpBd USIG 2.9 58.65 –0.41 .1215 AnfieldUSEquity AESR .7 12.51 +0.35 .0548 VanEckShHYMuni SHYD 3.0 24.95 +0.06 .064 AnfieldUnivFx AFIF 1.2 9.65 –0.04 .0072 InnovS&P500PwrJun PJUN ... 30.54 +0.14 ... iShMornMultiAsst IYLD 4.3 23.43 +0.05 .0391 FT SSI Strat FCVT .9 52.28 +2.30 .04 iShCoreMSCITotInt IXUS 1.8 70.85 +1.30 .7066 AptusColIncmOpp ACIO 1.0 27.83 +0.45 .0678 InnovS&P500PwrBuff PMAR ... 29.25 +0.36 ... iShNorthAmNatRscs IGE 2.6 29.44 +0.68 .2041 VanEckVietnam VNM .4 17.78 +0.08 .07 FT SrLoanFd FTSL 3.3 48.01 –0.04 .11 iShCore1-5YUSDBd ISTB 2.1 51.27 –0.06 .0755 AptusDefRisk DRSK 1.2 29.63 +0.06 .1136 InnovS&P500PwrMay PMAY ... 28.77 +0.09 ... iShRussell2500 SMMD 1.1 65.13 +3.49 .25 VangdESGIntlStk VSGX 1.6 61.82 +0.95 .3361 FT SC CoreAlpha FYX .5 95.97 +6.55 .2174 iShCoreS&PUSGrowth IUSG .9 89.53 +1.96 .2276 AptusDrawMgd ADME .4 36.09 +0.72 .0184 InnovS&P500PwrO POCT ... 28.25 +0.21 ... iShIntlPfdStock IPFF 3.6 16.86 +0.32 .0467 VangdESGUSCpBd VCEB 1.4 71.98 –0.41 .096 FT SC GrwthAlpha FYC .1 74.15 +5.72 .0606 iShCoreS&PUSValue IUSV 2.2 69.29 +2.23 .4002 ArrowResCapMgmt ARCM .6 100.13 –0.03 .0041 InnovS&P500Sep PSEP ... 28.45 +0.24 ... iShShortMaturityBd NEAR 1.3 50.15 –0.03 .0395 VangdESGUSStk ESGV 1.1 73.57 +2.13 .2387 FT SC US Equity RNSC 1.1 29.64 +1.70 .1536 iShCoreTotalUSDBd IUSB 2.4 52.71 –0.20 .0861 BarclaysETN+Select ATMP 6.0 14.44 +0.29 .2182 InnovS&P500UltA UAPR ... 25.04 +0.03 ... iShShrtMatMuniBd MEAR .8 50.22 +0.02 .0187 VangdUSLiquid VFLQ 1.4 108.92 +5.37 .5265 FT SC Value FYT .8 52.99 +3.21 .1476 iShCurrHdMSCIGrmny HEWG 2.3 31.17 +0.89 .3777 BarcRetDisability RODI ... 109.38 +4.05 ... InnovS&P500UltAug UAUG ... 28.15 +0.14 ... iShCohen&StrsREIT ICF 2.2 57.08 +3.03 .3645 VangdUSMinVol VFMV 2.1 92.59 +2.10 .7287 FT StratIncm FDIV 4.1 49.18 +1.01 .17 iShSelectDividend DVY 3.1 115.07 +4.73 .8297 BarclaysWILETN WIL ... 88.75 +2.49 ... InnovS&P500UltDec UDEC ... 28.78 +0.19 ... iSh25+YTrStrip GOVZ 1.9 19.18 –0.60 .0281 VangdUSMom VFMO .4 128.31 +7.83 .1891 FT SwitzAlpha FSZ 1.5 61.48 +1.25 .1533 iShESGAdvHYCorpBd HYXF 4.5 51.71 –0.14 .1754 CabotGrowth CBTG ... 31.37 +1.59 ... InnovS&P500UltFeb UFEB ... 26.66 +0.24 ... iShUS Div&Buyback DIVB 1.9 36.75 +1.00 .1846 VangdUSMultifact VFMF 1.3 97.92 +4.91 .4525 FT TCW Opp FIXD 2.0 52.98 –0.17 .09 iShESGAdvMSCI DMXF .6 65.01 +1.41 .1972 CambriaEmSharehldr EYLD 2.7 38.06 +0.80 .1842 InnovS&P500UltJan UJAN ... 30.19 +0.25 ... iShUSInfr IFRA 1.8 34.81 +2.03 .0644 VangdUSQual VFQY 1.1 113.65 +5.02 .4437 FT TacticalHY HYLS 5.2 48.68 +0.09 .21 iShESGAdvMSCIEM EMXF .8 43.93 +0.44 .1734 CambriaFgnShare FYLD 3.4 27.89 +0.98 .2731 InnovS&P500UltrJul UJUL ... 26.66 +0.10 ... iShUSSCValue SVAL .8 32.46 +2.30 .0688 VangdUSValue VFVA 1.6 96.83 +4.91 .4828 FT TotalUSMkt TUSA .9 45.63 +1.72 .1147 iShESGAdvUSA USXF 1.1 32.81 +0.97 .092 CambriaGlbAssetAll GAA 2.5 31.42 +1.12 .1828 InnovS&P500UltJun UJUN ... 28.27 +0.19 ... iShUSTreasuryBdETF GOVT 1.2 26.21 –0.15 .0186 VirtusWMCIntlDiv VWID 4.2 28.68 +0.62 .9254 FT USEquityDiv RNDV 2.1 28.24 +1.11 .1733 iShESGAwareMSCI ESGD 1.6 76.26 +1.60 .6075 CambriaGlbMomentum GMOM 1.1 29.32 +1.10 .1925 InnovS&P500Ultra UMAR ... 28.29 +0.30 ... JPMBetaCanada BBCA 2.2 29.94 +1.18 .4425 WisdTrYdEnhUSST SHAG 1.6 50.99 –0.07 .04 FT UK Alpha FKU 1.3 42.18 +1.42 .0709 iShESGAwareEM ESGE 1.3 43.81 +0.15 .339 CambriaGlbRlEst BLDG 2.2 30.62 +0.92 .1709 InnovS&P500UltMay UMAY ... 27.57 +0.05 ... JPMBetaDevAsia BBAX 2.4 28.78 +0.05 .0999 WisdomDynCurrIntl DDWM 3.3 29.51 +0.54 .3133 FlexShCredScoreUS SKOR 2.2 53.44 –0.16 .0721 iShESGAwareUSA ESGU 1.2 90.56 +2.47 .2921 CambriaGlbValue GVAL 1.8 22.83 +0.59 .0918 InnovS&P500UltN UNOV ... 28.53 +0.07 ... JPMBetaEurope BBEU 2.2 27.65 +0.82 .1851 WisdomDynCurrIntSC DDLS 2.9 33.29 +0.77 .3434 FlexShRealAsset ASET 1.9 31.98 +0.96 .1718 iShESG1-5YCpBd SUSB 1.7 25.92 –0.05 .027 CambriaMarijuana TOKE 2.9 21.69 +2.52 .088 InnovS&P500UltO UOCT ... 27.12 +0.20 ... JPMBetaIntl BBIN 1.0 57.98 +1.23 .2488 WT EM ESG Fd RESE 1.7 37.87 +0.09 .1575 GlbXAI&Tech AIQ .5 28.72 +0.78 .0548 iShESGUSDCorpBd SUSC 2.2 26.76 –0.19 .045 CambriaShareholder SYLD 1.4 64.01 +4.13 .3176 InnovS&P500UltSep USEP ... 27.40 +0.14 ... JPMBetaJapan BBJP 1.1 28.65 +0.34 .3145 WisdomTreeCpBdFd WFIG 2.4 51.96 –0.42 .0975 GlbXAuto&Elc DRIV .3 27.32 +1.19 .0202 iShESGEMLdrs LDEM 1.8 63.41 +0.27 .7816 CambriaSovHiYdBd SOVB 2.5 25.22 –0.03 .0672 InnovS&PHiQualPfd EPRF 5.1 24.06 +0.22 .10 JPMBetaUSREIT BBRE 2.9 86.58 +4.23 .9715 WisdomTreeUSHYCpBd WFHY 4.7 51.92 ... .1875 GlbXCannabis POTX 3.1 17.69 +2.46 .1453 iShESGIUSALdrs SUSL 1.3 68.52 +1.84 .2515 CambriaTailRiskETF TAIL .4 19.10 –0.27 .0043 InnovTripleStkJan TSJA ... 26.53 +0.54 ... JPM Beta1-5Y BBSA 1.6 25.90 –0.03 .0499 WisdTrUSSTCpBd SFIG 1.8 51.25 –0.08 .06 GlbXCnBiotech CHB ... 15.60 –0.48 ... iShExponentialTech XT .7 58.72 +1.25 .0108 CambriaTrinity TRTY 1.8 27.34 +0.89 .1734 InnovTripleStkOct TSOC ... 28.86 +0.29 ... JPMBetaUSEquity BBUS 1.4 72.38 +1.95 .2884 WisdTrUSSTHY SFHY 4.4 49.38 +0.03 .169 GlbXCnDisrupt KEJI ... 20.79 –0.60 ... iShFallAngelsUSDBd FALN 5.1 29.04 –0.13 .0993 CambriaValue VAMO .8 23.97 +1.32 .0663 Innov20+YTrBd5Jl TFJL ... 23.55 –0.08 ... JPMCorePlusBd JCPB 1.8 53.89 –0.23 .0877 WisdTrIntlESGFd RESD 1.8 29.25 +0.60 .1528 GlbXCleanTech CTEC .0 23.08 +2.23 .0038 iSh5-10YIGCorpBd IGIB 2.7 59.16 –0.32 .1181 ClearFocVal CFCV 1.5 32.50 +0.89 .2869 Innov20+YTrB9BfJul TBJL ... 22.55 –0.30 ... JPMorganDisciplHY JPHY 4.4 51.42 –0.21 .1708 WisdTrIntlQualDiv IQDG 1.6 37.37 +0.68 .19 GlbXCloudComp CLOU ... 26.57 +1.11 ... iShGNMABondETF GNMA 1.8 50.33 –0.02 .0814 CornerCapFundLC FUNL .4 31.57 +0.85 .1274 InvscBalMulti PSMB 2.1 15.93 +0.31 .1334 JPM EM Equity JEMA ... 48.87 ...... WisdTrUSMulti USMF 1.2 38.08 +1.47 .0965 GlbXConsciousCos KRMA .9 28.89 +0.78 .1602 iShGSCICmDynRoll COMT .3 31.40 +0.07 .0963 Emles@Home LIV ... 25.92 +0.81 ... InvscConsrvMulti PSMC 2.6 13.38 +0.03 .1377 JPM IntlBdOpps JPIB 2.9 51.25 +0.27 .1015 XtrkBBUSIGCpESG ESCR 2.6 21.51 –0.14 .0442 GlbX Cybersec BUG .4 26.40 +1.43 .0004 iShGlbCleanEnergy ICLN .4 25.45 +2.48 .03 EmlesFedContr FEDX 1.1 28.06 +1.00 .0751 InvscFocDiscGrw IVDG ... 11.97 +0.42 ... JPM Municipal JMUB 1.9 54.63 +0.21 .0807 XtrkrsEurozone EURZ 2.7 25.69 +0.87 .2604 GlbXDAXGermany DAX 2.2 32.23 +1.43 .40 iShGlbGreenBd BGRN 1.3 54.67 –0.14 .1604 EmlesLuxuryGds LUXE .0 28.33 +1.00 .001 InvscGrwMultAll PSMG 1.9 17.43 +0.54 .12 JPM UltShtIncm JPST 1.2 50.72 –0.04 .0321 XtrkJPMEMSvn ESEB 3.7 21.11 –0.07 .0649 GlbXDataCtr VPN .6 15.15 +0.57 .0462 iShGlbTimber WOOD .9 86.83 +2.27 .31 EmlesMadeinAmer AMER 1.2 30.25 +1.46 .094 InvscIntlDevDyn IMFL ... 26.04 +0.67 ... JPMUltShMuni JMST .7 51.03 –0.02 .0207 XtrkJPMESGUSDHY ESHY 5.8 21.04 –0.01 .1019 GlbXecomm EBIZ .4 35.50 +1.53 .1331 iShiBdsDec30Trea IBTK .7 23.05 –0.16 .0133 EmlesProAlloc DEFN .4 23.76 –0.02 .0249 InvscModConserv PSMM 2.9 14.91 +0.23 .1466 LHAMktStAlpha MSVX 1.8 25.38 +0.40 .4594 GlbXEdu EDUT ... 18.44 +0.17 ... iShiBdsDec28Trea IBTI .7 25.22 –0.10 .0134 InvscPureDevxNA PBDM 1.7 28.48 +0.54 .0531 LHA MktStTact MSTB 1.7 28.49 +0.73 .4802 GlbX EM Internet EWEB ... 17.32 +0.01 ... iShiBdsDec25Trea IBTF .7 25.66 –0.06 .009 EmlesRealEstCrd REC 1.7 24.54 –0.16 .0049 .2312 NASDAQ EsotericaNextG WUGI ... 51.76 +0.99 ... InvscPureFTSEEM PBEE 1.7 29.91 +0.12 .0377 LeggMasonIntLowVol LVHI 4.3 24.92 +0.63 GlbXFinTech FINX ... 46.57 +1.86 ... iShiBdsDec24Trea IBTE .6 25.72 –0.02 .0112 EuclidCapGrwth EUCG ... 28.44 +1.14 ... InvscPureMSCIUSA PBUS 1.3 40.14 +1.07 .1278 MainSectorRot SECT 1.4 38.47 +1.29 .0359 GlbXGen&Biotech GNOM .0 23.45 +1.44 .0324 iShiBdsDec29Trea IBTJ .8 24.96 –0.14 .0144 FTCboeVestBf BUFR ... 21.99 +0.24 ... InvscPrMSCIUSASC PBSM .9 39.27 +2.27 .1988 MainThemInnov TMAT ... 24.43 +1.39 ... AlpsActiveReit REIT ... 25.35 +1.35 ... GlbX Health&Well BFIT .5 26.68 +1.00 .0979 iShiBdsDec21Trea IBTA .3 25.36 ... .0013 FTCboeVestFdDpBf BUFD ... 20.25 +0.15 ... InvscPureUSAggBd PBND 2.5 25.64 –0.14 .0472 Mairs&PwrMnMun MINN ... 25.01 ...... AdvShDWAlphaEW DWEQ .0 27.85 +0.99 .0053 GlbXInternetThings SNSR .2 33.29 +0.70 .0642 iShiBdsDec27Trea IBTH .6 25.29 –0.11 .0116 FTCboeVestGold BGLD ... 18.99 +0.16 ... InvscPure0-5YTIPS PBTP 1.2 26.16 +0.04 .2316 Merlyn.AIBest BOB ... 24.66 +0.59 ... AdvShDW FSM AC DWAW .0 37.68 +1.65 .0602 GlbXLongevityThem LNGR .4 27.64 +0.55 .055 iShiBdsDec26Trea IBTG .7 25.55 –0.06 .0132 FTCboeVestGold IGLD ... 20.08 +0.25 ... InvscRealAssets IVRA 8.3 13.19 +0.59 .0246 MerlynAISectSurf DUDE ... 28.03 +1.35 ... AdvShDW FSM US DWUS .1 34.22 +0.91 .0679 GlbXMSCISuperDiv EFAS 3.8 15.94 +0.42 .0585 iShiBdsDec23Trea IBTD .5 25.65 –0.01 .0043 FTCboeVestGr100Dec QDEC ... 20.20 +0.39 ... InvscRuss1000Dyn OMFL 1.3 43.91 +1.79 .1903 MotleyFool100 TMFC ... 35.50 +0.96 ... AdvShDorseyMc DWMC ... 36.64 +4.17 ... GlbXMillThematic MILN .2 41.00 +2.02 .0572 iShiBdsDec22Trea IBTB .7 25.41 ... .0011 FTCboeVestIntlDec YDEC ... 20.73 +0.25 ... InvscRs1000EnhEW USEQ 2.5 34.31 +1.25 .2595 MotleyFoolSCGrw MFMS ... 40.15 +1.65 ... AdvShDorseyShrt DWSH ... 9.32 –0.29 ... GlbXNasd100Cv QYLD 11.4 22.53 +0.47 .2333 iShIndia50ETF INDY .1 45.96 +0.34 .0328 FTCboeS&P500Div KNG 3.2 50.82 +1.47 .1062 InvscRuss2000Dyn OMFS .8 41.61 +3.39 .1014 NuvESGEMEquity NUEM ... 35.22 +0.08 ... AlphaMarkActiveMgd SMCP .5 31.13 +2.23 .1452 GlXNasd100CCGrw QYLG 6.0 29.64 +0.53 .1557 iShIntlDevRealEst IFGL 2.1 27.83 +0.52 .2051 FTCboeUSBuffJul FJUL ... 33.70 +0.29 ... InvscS&P500MinVar SPMV 1.7 34.39 +0.94 .1433 NuvESGIntlDev NUDM ... 30.40 +0.67 ... ArrowCntryRotat DWCR .5 32.59 –0.67 .0484 GlbXRenewEner RNRG 3.4 16.05 +0.93 .1031 iShIntlTreasuryBd IGOV ... 52.88 +0.27 ... FTCboeUSBuffAug FAUG ... 35.55 +0.40 ... InvscS&PIntlDev IDHD 3.7 26.88 +0.61 .1873 NuvESG LC NULC 1.3 37.09 +1.10 1.42 ClearBr AC Grw CACG .5 45.58 +0.91 .2087 GlbX Robotics&AI BOTZ .2 33.49 +0.97 .0636 iShJPMUSDEmgBd EMB 4.0 108.46 –0.14 .3506 FTCboeUSBuffDec FDEC ... 31.51 +0.49 ... InvscS&PSCHiDiv XSHD 4.2 24.25 +1.45 .0669 NuvESGLCGrowth NULG .2 57.35 +1.59 1.5115 ClearBrDivStrat YLDE 1.4 37.08 +1.62 .14 GlbXS&P500Catholic CATH 1.2 48.90 +1.12 .3287 iShMBSETF MBB 2.0 108.72 –0.31 .1965 FTCboeUSBuffFeb FFEB ... 34.09 +0.54 ... InvscS&PSCQuality XSHQ 1.0 38.90 +2.44 .0909 NuvESGLCValue NULV 1.3 35.73 +1.10 .468 ClearBrLCGrw LRGE .4 49.80 +1.14 .1849 GlbXSocialMedia SOCL ... 69.63 +0.89 ... iShMSCI ACWI ACWI 1.4 95.17 +2.21 .6859 FTCboeUSBuffJan FJAN ... 30.98 +0.48 ... InvscSelectGrw IVSG ... 12.34 +0.20 ... NuvESGMCGrowth NUMG .0 49.80 +1.65 .3748 CSX-LinksCrudeOil USOI 57.2 5.12 +0.05 .0624 GlbXSuperDividAlt ALTY 8.1 12.68 +0.34 .0746 iShMSCIACWIxUS ACWX 1.8 55.73 +0.96 .4912 FTCboeUSBuffJun FJUN ... 34.70 +0.25 ... InvscUSLCCoreESG IVLC ... 12.56 +0.29 ... NuvESGMCValue NUMV 1.2 34.62 +1.26 .4164 CSXLGoldCvETN GLDI 16.6 8.79 +0.14 .079 GlbXSuperDivdREIT SRET 7.2 9.53 +0.34 .05 iShMSCIACxJpn AAXJ 1.0 94.07 –0.39 .6843 FTCboeUSBuffMay FMAY ... 35.08 +0.17 ... iPathS&P500DynVIX XVZ ... 39.64 +0.45 ... NuvESGSC NUSC .4 44.84 +2.64 .1991 CSX SilverETN SLVO 31.5 6.50 +0.20 .1906 GlbXTelemed EDOC .0 19.42 +0.82 .0064 iShMSCIBrazilSC EWZS 1.2 15.45 +0.42 .0358 FTCboeUSBuffNov FNOV ... 36.10 +0.53 ... iPathS&PMLPETN IMLP 7.8 11.91 +0.28 .2091 NuvShTermREIT NURE 3.0 30.48 +1.85 .3946 DavisFinl DFNL 1.2 28.65 +0.90 .347 GlbX ThemGrwth GXTG .4 50.12 +2.47 .1874 iShMSCIChina MCHI 1.0 84.55 –0.64 .6037 FTCboeUSBuffOct FOCT ... 32.39 +0.42 ... iPathBS&P500VIXMid VXZ ... 33.53 –0.38 ... OShEurQualDiv OEUR 3.6 25.13 +0.77 .01 DavisSelectIntlETF DINT .3 24.61 +0.06 .064 GlbXVideoGames HERO .7 31.70 +0.29 .2069 iShMSCI EAFE SC SCZ 1.4 72.41 +2.15 .023 FTCboeUSBuffSep FSEP ... 32.87 +0.24 ... iPathS&P500VIX VXX ... 13.95 –1.17 ... OShGlbInternet OGIG ... 54.61 +1.18 ... DavisUSEquity DUSA .5 33.00 +0.67 .149 HighlandSrLoan SNLN 2.8 16.18 ... .0271 iShMSCI EM Asia EEMA 1.1 91.97 –0.31 .7661 FTCboeUSDeepAug DAUG ... 33.53 +0.19 ... iPath5-YearBear DFVS ... 17.05 +0.47 ... OShUSQualDiv OUSA 1.9 38.73 +0.89 .046 DavisWorldwide DWLD .2 34.53 +0.52 .075 IQChaikinUSLC CLRG 1.5 30.92 +0.99 .1172 iShMSCIEMxChina EMXC 1.4 59.42 +0.45 .5838 FTCboeUSDeepDec DDEC ... 30.93 +0.28 ... iPathUSTrea5YrBull DFVL ... 80.91 –0.48 ... OShUSSCQualDiv OUSM 1.7 34.19 +1.31 .032 DefNasdJrBio IBBJ .0 36.28 +2.72 .2998 IQ Chaikin US SC CSML .8 36.33 +2.98 .1464 iShMSCIEuropeFinls EUFN 1.2 19.59 +0.35 .0711 FTCboeUSDeepFeb DFEB ... 32.99 +0.38 ... iShAdCurrHdgMSCI DEFA 2.0 31.66 +0.66 .3567 OpusSCValue OSCV 1.0 32.77 +1.90 .0958 DemLCCore DEMZ .3 24.15 +0.49 .0616 InvscActMgdETC PDBC .0 18.12 +0.08 .0013 iShMSCIEuropeSmCp IEUS 1.1 66.20 +1.94 .367 FTCboeUSDeepJan DJAN ... 30.50 +0.29 ... iShIntmGovt/CredBd GVI 1.8 115.16 –0.24 .1444 PacerBioThreat VIRS .6 28.31 +0.72 .0394 DorseyWrightETN BMLP 7.6 42.60 +0.66 .8095 InvscBldrSEM50ADR ADRE .9 58.74 –0.09 .2038 iShMSCIGlblGoldMin RING .9 27.89 +1.06 .1443 FTCboeUSDeepJul DJUL ... 32.08 +0.15 ... iShBrdUSDHYCpBd USHY 5.3 40.93 –0.05 .178 PacerIntCashCow100 ICOW 2.2 31.41 +0.96 .2428 FidelityNasdaq ONEQ .7 516.23 +14.83 1.041 InvscBS2030CorpBd BSCU 2.0 19.07 –0.13 .0277 iShMSCIGlbImpact SDG .9 95.72 +2.82 .4078 FTCboeUSDeepJun DJUN ... 32.81 +0.21 ... iShConvBond ICVT 1.0 102.50 +3.26 .0576 PacerGlCashCows GCOW 3.9 30.63 +0.61 .2921 FT AltAbsRet FAAR 2.8 29.45 +0.29 .8214 InvscBS2030MuniBd BSMU 1.7 25.15 +0.16 .037 iShMSCIJapanEW EWJE 1.2 40.34 +0.96 .2222 FTCboeUSDeepMay DMAY ... 33.05 +0.09 ... iShCoreMSCIEAFE IEFA 1.8 72.54 +1.63 .6123 PacerSaltHitruUS SLT 1.5 41.31 +1.81 .6286 FT APxJapan FPA 1.5 33.76 +0.38 .2877 InvscBull2028CpBd BSCS 2.5 22.60 –0.12 .041 iShMSCIJapanVal EWJV 1.8 28.29 +0.60 .2295 FTCboeUSDeepNov DNOV ... 33.79 +0.24 ... iShCurrHdgMSCIEAFE HEFA 2.0 32.62 +0.62 .2631 PacerSaltLowUS LSLT 2.2 29.11 +0.74 .1233 FT BICK BICK .4 39.16 +0.18 .1165 InvscBull2025CpBd BSCP 2.3 22.14 –0.05 .0315 iShMSCINewZealand ENZL 1.8 63.80 +0.95 .7631 FTCboeUSDeepOct DOCT ... 31.32 +0.23 ... iShCurrHdgMSCIEM HEEM 1.4 32.47 –0.04 .313 PacerSwanSOSCon PSCX ... 21.14 +0.20 ... FT BrazilAlpha FBZ 2.8 12.19 +0.15 .055 InvsBull25HYCpBd BSJP 4.9 24.48 ... .0863 iShMSCIQatar QAT 2.6 18.51 +0.36 .4861 FTCboeUSDeepSep DSEP ... 31.53 +0.20 ... iShIntlSelDividend IDV 5.0 32.13 +0.58 .2138 PacerSwanSOSFlex PSFD ... 21.60 +0.71 ... FT BuyWrite FTHI 4.5 21.55 +0.63 .08 InvscBull2024CpBd BSCO 2.4 22.16 –0.05 .0351 iShMSCITurkeyETF TUR .8 27.69 +0.09 .0776 FidelityBlueChipGr FBCG .0 29.63 +1.12 .002 iShTransportAvg IYT .8 249.81 +9.36 .384 PacerSwanSOSFd PSFF ... 20.94 +0.51 ... FT CEFIncmOpp FCEF 4.7 23.50 +0.59 .09 InvsBull24HYCpBd BSJO 4.5 24.90 ... .0877 iShMSCIUAE UAE 4.2 13.23 +0.07 .0076 FidelityBlueChipV FBCV .5 26.66 +0.87 .043 iShU.S.Industrials IYJ .9 104.88 +3.91 .2745 PacerSwanSOSMod PSMD ... 21.30 +0.32 ... FT CA MuniHi FCAL 2.1 54.02 +0.08 .095 InvscBull2021CpBd BSCL 2.0 21.14 –0.01 .0247 iShMornMCValue JKI 2.2 187.84 +8.00 .818 FidelityGrwOpps FGRO ... 19.38 +0.62 ... iShUSAerospace&Def ITA 1.0 105.56 +7.51 .2031 PacerTrendEurIndex PTEU ... 23.37 +0.83 ... FT CapStrength FTCS .9 68.87 +1.70 .2077 InvsBull21HYCpBd BSJL 3.7 23.08 +0.02 .0552 iShNasdaqBiotech IBB .2 154.75 +4.60 .0655 FidelityLowDurBd FLDR 1.0 50.78 –0.03 .025 iShUSHomeConstrn ITB .4 63.76 +2.44 .0775 PacerTrendpilot450 PTMC .5 35.05 +0.96 .1712 FT ChinaAlphaDEX FCA 4.0 29.62 +0.82 .2061 InvscBull2027CpBd BSCR 2.4 21.65 –0.10 .0364 iSh1-5YIGCorpBd IGSB 2.2 54.59 –0.09 .0871 FidelityMagellan FMAG ... 19.75 +0.48 ... iShUSOil&GasExpln IEO 2.1 53.12 +0.28 .2213 PacerTrendpilot100 PTNQ .2 52.02 +0.45 .0831 FT CloudComp SKYY .2 98.62 +3.84 .0443 InvscBull2026CpBd BSCQ 2.4 21.33 –0.06 .0348 iSh13YearIntlTBd ISHG ... 83.06 +0.22 ... FidelityNewMill FMIL .8 27.74 +0.73 .007 iShUSTelecomm IYZ 2.4 32.17 +0.97 .1901 PacerTrendpilot750 PTLC 1.0 34.44 +0.87 .3523 FT DevIntlEquity RNDM 1.1 52.97 +1.03 .3079 InvsBull26HYCpBd BSJQ 4.5 25.54 –0.01 .0868 iShPHLXSemicond SOXX .8 403.16 +6.55 .7469 FidelityRealEst FPRO ... 20.79 +0.93 ... iShESGAwareAgg EAOA 1.4 31.70 +0.63 .1543 PacerUSCashCows100 COWZ 2.1 39.83 +2.08 .2469 FT DevMkts FDT 2.3 60.03 +1.90 .8998 InvscBull2023CpBd BSCN 2.2 21.76 –0.02 .0306 iShPfd&Incm PFF 4.8 37.96 +0.33 .1502 FidelityS-MCOpps FSMO ... 22.34 +1.04 ... iShESGAwareCon EAOK 1.5 26.93 +0.15 .019 PacerUSSCCash100 CALF .6 42.92 +3.25 .121 FT DevMktsXUS FDTS 1.9 44.44 +1.01 .4026 InvsBull23HYCpBd BSJN 4.5 25.24 ... .0813 iShRuss1000PureUS AMCA 2.0 34.45 +1.91 .1676 FidelityStkInfl FCPI 3.3 27.10 +0.62 .543 iShESGAwareGrw EAOR 1.4 29.76 +0.43 .1405 PacerWealthShield PWS .5 31.50 +1.13 .0238 FT DorseyDyn5 FVC .2 34.21 +1.63 .0607 InvscBull2022CpBd BSCM 2.1 21.66 –0.01 .0293 iShS&PSC600Growth IJT .6 133.98 +8.75 .2479 FidelityTargEM FDEM 1.8 27.65 +0.12 .102 iShESGAwareMod EAOM 1.4 27.88 +0.24 .1286 PointBridgeGOP MAGA 2.2 34.51 +0.93 .7667 FT DorseyFoc5 FV .1 44.54 +1.79 .025 InvsBull22HYCpBd BSJM 4.1 23.25 –0.01 .0698 iShS&P EM Infra EMIF 2.5 24.69 +0.58 .3221 FidelityTargIntl FDEV 1.9 27.73 +0.64 .044 iShESGMSCIUSASC ESML .8 40.07 +2.24 .1311 PremiseCapDivTact TCTL 1.0 31.24 +0.56 .3151 FT DorseyIntl5 IFV 1.5 23.37 +0.34 .1087 InvscBS2028HY BSJS 4.6 25.31 +0.01 .0925 iShGlobalInfra IGF 2.2 45.26 +1.56 .5794 FTLuntUSFactor FCTR .4 34.55 +1.25 .0017 iShESGScrS&P500 XVV 1.2 30.03 +0.68 .0897 ProShGlbListedPrv PEX 4.9 36.27 +1.39 .4724 FT DW Momentum DDIV 2.2 30.05 +1.29 .2207 InvscBS2028MuniBd BSMS 1.7 25.86 +0.16 .0324 iShShortTreaBd SHV .3 110.51 ... .1554 FlexShCredScUSLg LKOR 3.4 56.42 –0.74 .1466 iShESGScrS&PMC XJH 1.3 36.48 +1.83 .114 ProShHY IntRt HYHG 5.0 62.48 +0.11 .2261 FT DW Mom&Low DVOL .6 24.30 +0.60 .0094 InvscBS2025MuniBd BSMP 1.3 25.84 +0.02 .0194 iSh1-3YTreasuryBd SHY .7 86.25 –0.01 .022 FlexMrnUSMktFtrTlt TILT 1.3 161.22 +6.29 .6828 iShESGScrS&PSC XJR 1.9 41.20 +2.95 .1933 ProShInvGrdIntRt IGHG 2.7 75.56 +0.16 .1553 FT DW Mom DVLU 1.0 23.16 +1.18 .0729 InvscBS2024MuniBd BSMO 1.0 25.74 +0.01 .0157 iSh7-10YTreasuryBd IEF 1.0 113.88 –0.54 .0699 FlexSTOXXGlbESGImp ESGG 1.3 130.18 +2.98 .4499 iShEdgeHYDefBd HYDB 5.8 51.12 ... .2212 ProShK1FreeCrude OILK .1 58.50 –0.28 .0556 FT DorseyWright DWPP .5 29.68 +0.83 .0093 InvscBS2024USDEM BSDE 3.5 26.17 –0.06 .0758 iSh20+YTreasuryBd TLT 1.6 136.06 –2.85 .1717 FlexSTOXXUSESGImp ESG 1.3 96.41 +2.40 .3534 iShEdgeInvGrEnhBd IGEB 3.0 52.40 –0.37 .1268 ProShLCCorePlus CSM 1.1 89.92 +2.45 .2826 FTDorseyDALI1 DALI 1.1 23.99 +1.08 .0056 InvscBull2029CpBd BSCT 2.2 20.70 –0.13 .0306 iSh0-5YInvGrdCpBd SLQD 2.2 51.70 –0.05 .0747 FlexShUSQualLC QLC 1.3 43.15 +0.99 .146 iShEdgeMSCIMinEAFE EFAV 1.3 72.60 +1.39 .9773 ProShDivGrowers EFAD 1.5 43.25 +1.05 .156 FT DJ IntlInt FDNI .2 47.35 –0.52 .0744 InvscBS2029MuniBd BSMT 1.8 25.78 +0.07 .0291 JanusSCGrwAlpha JSML .3 69.92 +3.86 .1263 FormulaHdgGrwth FFHG .4 34.28 +1.76 .0734 iShEdgeMSCIMinVlEM EEMV 2.4 62.90 +0.29 .9422 ProShMSCIEMDiv EMDV 3.0 59.62 +0.30 .3191 FT MultAsstDiv MDIV 5.2 16.30 +0.43 .0697 InvscBS2021MuniBd BSML .7 25.32 ... .0088 JanusS/MC GrwAlph JSMD .2 67.55 +3.24 .0933 FormulaFolIncm FFTI 2.2 23.80 –0.09 .0483 iShEdgeMSCIMinVol ACWV 1.8 97.02 +1.88 .791 ProShMSCIEurDiv EUDV 1.3 46.35 +1.11 .06 FT NasdTechDiv TDIV 2.0 52.58 +1.20 .4005 InvscBS2021USDEM BSAE 3.6 25.18 +0.07 .0544 LeggMasonGlbInfr INFR 3.0 30.78 +1.19 .1333 FormulaFolSmartGrw FFSG 1.4 34.32 +1.30 .2996 iShEdgeMSCIMinUSA USMV 1.8 68.13 +1.47 .3023 ProShMergerETF MRGR ... 39.82 +0.13 ... FT EM Alphadex FEM 2.6 26.41 +0.53 .4512 InvscBS27HYCpBd BSJR 4.6 25.29 –0.08 .0857 LeggMasonLVHD LVHD 2.7 34.28 +0.97 .067 FormulaFolTactGrw FFTG 1.0 28.84 +0.69 .2199 iShMSCIMinVolUSASC SMMV 1.3 37.77 +1.81 .1678 ProShMornAltSoln ALTS .9 38.63 +0.86 .1085 FT EM EquitySel RNEM 2.9 48.90 +0.49 .3285 InvscBS2027MuniBd BSMR 1.4 25.54 +0.11 .0198 LeggMasonSCQualVal SQLV 1.0 37.72 +2.49 .1477 FrankDisrComm BUYZ ... 52.37 +1.58 ... iShEdgeMSCIUSAMom MTUM .8 160.96 +5.69 .3098 ProShPetCare PAWZ .1 72.29 +3.38 .039 FT EM LocalCurr FEMB 5.6 35.58 +0.59 .1527 InvscBS2026MuniBd BSMQ 1.5 25.74 +0.09 .0242 LoncarCancerETF CNCR .9 32.00 +2.27 .2881 FrankExpData XDAT ... 24.25 +1.01 ... iShEdgeMSCIUSAQual QUAL 1.3 120.67 +2.96 .4078 ProShRuss2000Div SMDV 1.8 68.31 +3.52 .4239 FT EM SC Alpha FEMS 2.7 44.00 +0.29 .2508 InvscBS2023MuniBd BSMN .9 25.63 +0.02 .0121 LoncarChinaBio CHNA .4 36.31 +0.42 .1546 FrankGenAdv HELX .0 43.44 +2.74 .0518 iShEdgeMSCIUSAVal VLUE 2.0 102.83 +4.07 .5351 ProShRussUSDivGrw TMDV 2.1 45.60 +1.69 .3383 FT EnhShtMat FTSM 1.0 59.98 –0.02 .025 InvscBS2023USDEM BSCE 3.7 26.25 –0.01 .0801 LongTermCareETF OLD 1.8 31.81 +1.54 .2449 FrankIntMach IQM .0 43.04 +1.45 .0043 iShUSFixedIncmBal FIBR 2.5 99.96 –0.38 .1815 ProShS&P500Arist NOBL 2.0 85.37 +2.59 .5348 FT EuropeAlpha FEP 2.2 40.51 +1.38 .4782 InvscBS2022MuniBd BSMM .7 25.47 +0.01 .0082 Merlyn.AITactGrw SNUG .9 27.40 +0.45 .2283 FrankHYCorp FLHY 5.7 26.23 –0.09 .0944 iShEmMkCorpBdFd CEMB 3.8 51.82 –0.22 .1494 ProShS&PMC400 REGL 2.1 70.61 +2.59 .5134 FTEurozoneAlpha FEUZ 1.4 44.25 +1.69 .2173 InvscBS2022USDEM BSBE 3.9 25.86 ... .0805 Nasdaq7HANDL HNDL 4.1 24.70 +0.04 .144 FrankIntlAggBd FLIA .5 25.02 +0.02 .0214 iShEM HY Bd EMHY 5.6 44.51 –0.07 .2169 ProShS&PTechDiv TDV 1.0 56.16 +1.66 .1664 FT GerAlpha FGM 1.3 52.72 +2.03 .2873 InvscBuyBackAch PKW 1.3 83.61 +3.17 .2311 PacerCashCows HERD 1.7 32.65 +2.13 .1615 FrankSrLoan FLBL 2.9 25.02 ... .0225 iShEvolCnStpls IECS 2.1 30.90 +0.72 .1836 ProShShortUSDEmgBd EMSH 2.8 72.93 +0.15 .1742 FT GlTactCommod FTGC ... 21.58 +0.17 ... InvscDWABasicMatl PYZ .9 85.21 +7.05 .1531 PacerEMCashCows ECOW 3.1 25.68 +0.72 .014 FranklinLib US FLQL 2.0 38.99 +0.85 .1307 iShEvolUSDisc IEDI .8 41.09 +1.78 .108 ProShShtVIXST SVXY ... 42.64 +1.34 ... FTHdgBuyWriteIncm FTLB 3.1 21.37 +0.58 .055 InvscDWAConsCyc PEZ .3 93.08 +8.11 .0839 PrincipalHlthInnov BTEC .0 60.99 +2.84 .2154 FranklinLibUS MC FLQM 1.0 40.45 +1.24 .0656 iShEvolUSFin IEFN 1.8 30.28 +1.19 .1361 ProShTrMgdFut FUT .1 41.64 +0.24 .0564 FT IPOXEurEq FPXE 1.4 28.67 +0.94 .2332 InvscDWACnsStpls PSL .7 93.83 +3.15 .174 PrincipalIntMult PDEV 1.6 30.24 +0.62 .0933 FranklinLibUS SC FLQS 1.0 37.88 +2.31 .0384 iShEvolUSHlthcr IEHS .8 38.16 +0.72 .0996 ProShUltVIXST UVXY ... 7.74 –0.98 ... FT GlblAgri FTAG 1.5 30.65 +1.31 .1098 InvscDWADevMkt PIZ .4 33.75 +1.08 .0178 PrincplMillennials GENY .6 64.19 +2.34 .1846 Freedom100EM FRDM 1.0 34.00 +0.70 .1316 iShEvolUSInnHlthcr IEIH 1.1 32.74 +0.74 .6574 ProShsVIXMTFut VIXM ... 39.75 –0.52 ... FT GlbNatRscs FTRI 3.0 14.15 +0.23 .0733 InvscDWAEMMom PIE 1.2 24.26 +0.13 .1136 PrincipalQual PSET 1.1 47.60 +2.16 .134 GlbX FdrRunCos BOSS 1.0 32.92 +1.69 .3365 iShEvoUSMedia IEME .6 42.00 +2.24 .0681 ProShsVIXSTFut VIXY ... 11.44 –0.96 ... FTIndiaNifty50EW NFTY .5 43.37 +0.27 .0132 InvscDWAEnerMom PXI 1.1 28.15 +0.59 .0216 PrinUSMega USMC 1.5 36.38 +0.84 .1296 GlbXRuss2000Cvr RYLD 10.1 24.40 +0.95 .2401 iShEvolUSTech IETC .5 48.17 +0.85 .0555 RareviewDynFx RDFI 4.6 28.16 +0.05 .0999 FTIndxxInnTran LEGR .9 40.46 +0.76 .0955 InvscDWAFinMom PFI 1.3 50.94 +3.46 .0671 PrinUSSCMulti PSC 1.0 46.44 +3.36 .1487 GlbXTarget5 TFIV 4.9 23.83 +0.19 .091 iShExpTechSftwr IGV .4 345.66 +9.15 .0695 RareviewTaxAdv RTAI 3.0 26.79 +0.18 .0742 FTIndxxNextG NXTG 1.0 71.72 +1.92 .2695 InvscDWAHlthcrMom PTH ... 164.75 +12.50 ... PrincipalValue PY 2.5 40.80 +1.78 .231 GlbXTargetPlus2 TFLT 3.1 23.35 –0.10 .057 iShMtgRealEstCap REM 6.9 35.87 +2.00 .5339 RevWeightUSLC RVRS 1.6 21.71 +0.72 .3525 FTIntlDevCapStr FICS ... 31.22 +0.86 ... InvscDWAIndlsMom PRN .1 105.80 +7.87 .0079 ProcureSpace UFO .9 30.52 +2.43 .1628 GlbXUSInfrDevt PAVE .4 24.74 +1.30 .0009 iShUSBlendStyle STLC 1.4 37.55 +1.14 .1662 SPDRDoubleEMFixed EMTL 3.2 50.28 –0.14 .1182 FTIntlEquOpps FPXI .2 67.95 +1.17 .0126 InvscDWAMom PDP .1 86.05 +3.81 .0237 ProShEquRising EQRR 1.7 47.36 +1.24 .27 GSAccInflUSDBd GTIP 1.1 56.35 –0.09 .0423 iShFctUSGrwStyle STLG .7 31.97 +0.82 .052 SPDRDoubleShDurTR STOT 1.6 49.61 –0.11 .0599 FT JapanAlpha FJP 1.0 52.97 +1.31 .1709 InvscDWASCMom DWAS .2 90.55 +8.31 .0232 ProShUltNdBio BIB ... 89.04 +5.41 ... GSAccUltShBd GSST .9 50.76 –0.03 .0273 iShUSMidBlendStyle STMB 1.5 40.71 +1.63 .2401 SPDRNuvMuniBd MBND .4 29.77 +0.12 .0089 FT LC CoreAlpha FEX 1.1 80.19 +2.85 .2494 InvscDWATechMom PTF ... 150.76 +11.27 ... ProShUltNasdCloud SKYU ... 39.91 +2.72 ... GS EW US LC Equity GSEW 1.4 62.03 +1.96 .2048 iShUSSmBlendStyle STSB 1.2 49.29 +3.44 .2737 SabaClosedEndFds CEFS 8.1 20.85 +0.47 .14 FT LC GrwthAlpha FTC .4 97.38 +2.85 .037 InvscDWAUtilMom PUI 2.4 32.54 +1.28 .1623 ProShUltNasdCyber UCYB ... 34.95 +3.44 ... GSMarketBetaEM GSEE 4.6 57.37 +0.17 .2646 iShFctUSValStyle STLV 2.1 27.49 +1.61 .1739 2ndVoteLifeNeutral LYFE .1 28.18 +0.98 .0264 FT LC US Equity RNLC 1.5 29.87 +0.94 .1152 InvscDivAchvrs PFM 1.8 34.15 +0.90 .165 ProShUltPrQQQ TQQQ .0 88.52 +4.76 .0001 GSMarketBetaInt GSID 2.0 54.74 +1.62 .3178 iShFloatingRateBd FLOT 1.0 50.77 –0.03 .0213 2ndVoteSocDef EGIS .1 30.59 +0.89 .026 FT LC Value FTA 1.7 63.88 +2.48 .3597 InvscIntLowBeta IDLB 1.2 29.87 +0.76 .1543 ProShUltShtQQQ SQQQ 2.4 13.82 –1.22 .3262 GSMarketBetaUS GSUS 1.5 54.88 +1.48 .2058 iShGlbxUSDHiYdCpBd HYXU 1.5 56.09 +0.33 .8181 SirenDivDefender DFND ... 34.77 +0.88 ... FT LatAmAlpha FLN 1.7 18.15 +0.44 .0693 InvscFTSEUS1500SM PRFZ .7 185.30 +11.86 .3136 ProShUltShNdBtech BIS .5 21.61 –1.60 .1057 HartfordCoreBd HCRB 1.2 40.49 –0.19 .0331 iShGlbHiCorpBdFd GHYG 4.5 50.15 +0.05 .1901 SirenDivLdrsDiv LEAD .8 48.36 +1.38 .156 FT LowDurOpp LMBS 2.2 51.20 –0.04 .09 InvscGlblWater PIO .9 35.58 +0.98 .0819 SPDRDorseyWrightFx DWFI 2.7 25.82 +0.36 .0528 HartfordLowVolIntl RODE 3.0 27.75 +0.42 .44 iShGoldStrategy IAUF 8.4 52.97 +0.72 4.4706 SmartSustEnerII SULR ... 31.07 +1.91 ... FT LowDurStrat LDSF 2.6 20.28 +0.01 .03 InvscGoldenDragon PGJ .3 72.59 +0.99 .0817 SimplifyNasd100Pl QQC .6 26.54 +0.51 .0431 HartfordShrtDur HSRT 2.8 41.06 –0.05 .0717 iShiBdsDec2028Muni IBMQ 1.2 27.23 +0.11 .0257 StrategyResRobust ROMO .9 26.23 +0.48 .2422 FT MgdMuni FMB 2.2 56.52 +0.28 .0975 InvscHYBd IHYF 3.1 25.47 +0.02 .0946 SimplifyNasd100Dw QQD .7 26.27 +0.45 .0429 InnovDoubStkJan DSJA ... 26.30 +0.49 ... iShiBdsDec25Muni IBMN 1.0 27.96 +0.03 .0196 SwanHdgEqUSLC HEGD ... 17.23 +0.30 ... FT MC CoreAlpha FNX .9 95.59 +4.47 .3367 InvscHYEquDivAch PEY 3.6 20.41 +0.72 .0658 SirenLCBlend SPQQ .9 29.43 +1.32 1.462 InnovDoubStkOct DSOC ... 28.81 +0.39 ... iShiBdsDec24Muni IBMM 1.2 27.03 +0.05 .0221 3DPrintingETF PRNT ... 39.81 +3.39 ... FT MC GrwthAlpha FNY .2 69.43 +3.13 .0697 InvscIntlBuyBkAch IPKW 1.3 43.15 +0.88 .0891 SirenNasdNexGen BLCN .5 51.67 +4.19 .1022 InnovDbStk9Jan DBJA ... 26.00 +0.29 ... iShiBdsDec27Mun IBMP 1.1 27.00 +0.10 .0224 TrendAggSG TEGS .0 26.92 +0.53 3.0537 FT MC US Equity RNMC 1.2 28.01 +1.47 .1355 InvscIntlDivAch PID 2.8 17.06 +0.57 .1139 SoFiGigEcon GIGE .3 40.35 +2.23 .124 InnovDbStk9Oct DBOC ... 27.60 +0.18 ... iShiBdsDec26Muni IBMO 1.0 26.91 +0.10 .0172 TrendAggUS TAEQ .0 26.88 +0.75 2.1143 FT MC ValAlpha FNK 1.3 43.70 +2.10 .2242 InvscKBWBank KBWB 2.1 63.73 +2.64 .3299 VanEckBiotech BBH .3 174.02 +1.44 .6079 InnovNasd100Oct NOCT ... 36.43 +0.31 ... iShiBdsDec23Muni IBML 1.4 26.18 +0.02 .0276 TrimDonForRisk DFNV .0 26.24 +0.76 .0053 FT MCGrAlpDX FAD .3 110.37 +4.99 .0528 InvscKBWHiDvYdFn KBWD 7.6 19.80 +0.99 .1126 VanEckFallAnglHYBd ANGL 4.7 31.74 –0.17 .1071 March 15, 2021 BARRON’S M25 Exchange-Traded Portfolios

Tick Div Tick Div Tick Div Tick Div Tick Div Tick Div Name Sym Yld Last Chg. Amt. Name Sym Yld Last Chg. Amt. Name Sym Yld Last Chg. Amt. Name Sym Yld Last Chg. Amt. Name Sym Yld Last Chg. Amt. Name Sym Yld Last Chg. Amt. VanEckGaming BJK .4 55.77 +2.77 .2222 AmplifyOnlineRet IBUY .5 133.10 +7.23 .6164 DirexScBear3 TZA .0 29.80 –7.51 .6653 FT TCW SecPlus DEED 1.1 25.85 +0.02 .023 HartfordMultiEM ROAM 2.9 23.97 +0.12 .4172 InvscS&P500LowVol SPLV 2.0 56.27 +1.13 .0803 VanEckPharm PPH 1.6 68.85 +1.71 .2662 AmpPureJrGold JGLD ... 24.67 +0.92 ... DirexSCBull3 TNA .0 107.55 +20.54 .0103 FT TCWUnPlBd UCON 3.0 26.49 –0.11 .054 HartfrdMultifctrSC ROSC 1.9 39.11 +2.58 .272 InvscS&P500Mom SPMO 1.3 52.00 +1.14 .1655 VanEckRetail RTH .6 159.24 +7.47 1.0027 AmpSeymCannabis CNBS .3 31.16 +3.79 .101 DirexKRBull3 KORU .0 38.92 –1.59 .0031 FT TechAlphaDEX FXL .0 113.35 +4.19 .0196 HartfordMultiUSEqu ROUS 1.9 37.39 +1.11 .2573 InvscS&P500PrGrw RPG .5 161.46 +5.01 .1608 VanEckSemiconduc SMH ... 230.89 +2.10 ... AmplifyTransData BLOK 1.1 57.32 +8.33 .658 DirexTechBear3 TECS 1.7 7.83 –0.58 .1304 FT USEquityOpp FPX .3 127.80 +8.00 .0683 HartfordMuniOpps HMOP 2.3 41.61 +0.03 .0692 InvscS&P500PrVal RPV 1.7 76.57 +3.29 .2224 VanEckVideoGam ESPO .1 68.97 +0.59 .0849 ArkFinInnov ARKF .0 54.27 +3.31 .0281 DirexTechBull3 TECL .0 40.20 +1.93 .19 FT UltShDurMuni FUMB .8 20.18 +0.02 .01 HartfordSchTax HTAB 1.3 21.65 +0.05 .0216 InvscS&P500Qual SPHQ 1.5 43.52 +0.88 .1757 VangdEM GovBd VWOB 4.3 77.26 –0.16 .2369 ArmorUSEquity ARMR 1.1 23.03 +0.71 .2509 DirexTransportBl3 TPOR .1 36.19 +3.90 .009 FT UtilAlpha FXU 3.9 28.98 +1.09 .242 HartfordTRBd HTRB 2.5 40.35 –0.11 .0759 InvscS&P500Rev RWL 1.6 69.38 +2.43 .273 VangdGlblxUS RE VNQI .9 55.32 +0.70 .5053 ArrowDJGlobalYd GYLD 5.8 14.69 +0.24 .0723 Direx20+TreaBr3 TMV .2 81.08 +4.50 .202 FT ValDivFd FVD 2.2 37.40 +1.11 .2112 HealthCareSelSect XLV 1.5 114.60 +1.58 .4643 InvscS&P500Top50 XLG 1.2 294.09 +5.50 .9511 VangdIntrCorpBd VCIT 2.6 92.93 –0.47 .1628 Asymmetric500 ASPY ... 25.21 ...... Direx20+YrTrBull TMF .4 22.34 –1.48 .686 FT Water FIW .5 77.95 +2.53 .1228 High Yield HYLD 7.4 32.17 +0.07 .19 InvscS&P500ValMom SPVM 1.9 46.04 +1.81 .2024 VangdIntermTrmTrea VGIT 1.4 67.51 –0.16 .0597 AvantisCoreFixIncm AVIG 1.2 48.41 –0.24 .042 DirexUtilBl3X UTSL 1.5 26.17 +3.19 .0985 FlexShSelBdFd BNDC 2.2 25.93 –0.10 .0402 HorizonKinInfltn INFL ... 27.36 +1.44 ... InvscS&PGlbWater CGW 1.3 48.94 +1.59 .6603 VangdIntlDivApp VIGI 1.3 83.49 +1.35 .3836 AvantisCrMuniFx AVMU .8 49.67 +0.19 .0353 DirexDynHedge DYHG 1.1 53.74 +1.10 .267 FlexShDevMkxUSQu QLVD 1.8 26.54 +0.66 .1234 HoyaCapHousing HOMZ 2.7 37.40 +2.01 .0003 InvscS&PIntDvLoVl IDLV 2.3 30.36 +0.54 .0623 VangdIntlHiDiv VYMI 3.0 66.33 +1.34 .5876 AvantisEM AVEM 1.5 66.14 +0.56 .6411 DirexFallKnives NIFE .6 75.65 +3.42 .1741 FlexShDiscDurMBS MBSD 2.8 23.88 –0.04 .062 HullTacticalUS HTUS .0 30.20 +0.83 1.0989 InvscS&PIntlDev IDMO 1.7 32.39 +0.54 .1439 VangdLTCorpBd VCLT 3.4 99.53 –1.29 .2477 AvantisIntlEquity AVDE 1.5 60.97 +1.61 .5418 DirexFlight FLYT 3.7 46.62 +0.15 1.2325 FlexShEMQualLo QLVE 1.6 27.35 ... .0273 HumankindUS HKND ... 25.85 +0.62 ... InvscS&PIntlDevQu IDHQ 1.6 28.83 +0.44 .0555 VangdLong-TermTrea VGLT 2.1 83.02 –1.66 .1234 AvantisIntlSCValue AVDV 1.5 63.07 +2.16 .6557 DirexHiGrowth HIPR .2 60.35 +1.73 .0481 FlexGlbQualRealEst GQRE 2.0 60.39 +2.07 .3285 IQCandESGIntl IQSI 1.6 28.65 +0.63 .1502 InvscS&PMC400EW EWMC 1.0 90.64 +4.64 .1936 VangdMBS VMBS 1.6 53.49 –0.18 .0501 AvantisShortTrmFix AVSF .5 49.80 –0.06 .0194 DirexMSCILvL ESNG 1.3 58.88 +1.64 .1843 FlexGlbUpstmNatRsc GUNR 2.4 37.84 +0.96 .1893 IQCandESGUS IQSU .9 33.55 +0.80 .0848 InvscS&P400PrGrw RFG .3 218.72 +10.83 .1206 VangdRuss1000 VONE 1.4 184.74 +5.17 .8011 AvantisUSEquityETF AVUS 1.1 69.80 +2.42 .2241 DirexMoonInnov MOON ... 43.80 +5.75 ... FSHiYdValScored HYGV 6.1 49.23 +0.04 .2093 IQ50%HdgFTSEIntl HFXI 1.9 23.89 +0.43 .1221 InvscS&P400PrVal RFV 1.2 92.16 +5.20 .1538 VangdRuss1000Grw VONG .8 247.90 +5.82 .6246 AvantisUSSCValue AVUV .9 75.93 +4.76 .2885 DirexNasd100EW QQQE .5 76.07 +1.78 .1132 FlexShiBoxx5YTIPS TDTF 1.1 27.66 +0.04 .022 IQ500IntlETF IQIN 2.1 32.32 +0.99 .318 InvscS&PMC400Rev RWK .8 85.97 +4.95 .153 VangdRuss1000Val VONV 2.0 133.58 +4.24 .7726 AwareUltShDur AWTM 1.4 49.88 –0.01 .04 DirexRs1000GrOvVal RWGV .3 98.51 +1.88 .158 FlexiBx3YDurTIPS TDTT 1.1 26.36 +0.05 .0123 IQGlobalResources GRES 9.1 28.12 +0.60 2.5521 InvscS&PMCLowVol XMLV 1.8 52.02 +1.71 .0902 VangdRuss3000 VTHR 1.3 185.01 +6.36 .7498 BNYMellonCoreBd BKAG 1.8 48.88 –0.17 .0652 DirexRs1000ValOvGr RWVG 1.0 57.50 +2.00 .2734 FlexShIntQualDiv IQDE 2.9 23.89 +0.47 .1368 IQ HealthyHearts HART ... 25.27 +0.38 ... InvscS&PMCMom XMMO .6 83.50 +4.14 .0394 VangdRuss2000 VTWO .8 188.86 +13.02 .6796 BNYMellonEM BKEM 2.3 76.13 +0.03 .5258 DirexS&P500HiMin QMJ 1.3 58.76 –0.54 .2117 FlexShIntQuDivDyn IQDY 2.4 30.47 +0.64 .0886 IQHedgeEventDriven QED 4.4 23.76 +0.29 1.0495 InvscS&PMCQual XMHQ 1.0 76.79 +3.48 .3143 VangdRuss2000Grw VTWG .4 230.68 +14.46 .3871 BNYMellonHYBeta BKHY 5.6 55.83 –0.14 .1976 DirexWorkFrHome WFH .5 69.97 +3.25 .1367 FlexShIntlQualDiv IQDF 3.0 25.76 +0.47 .1144 IQHedgeL/STracker QLS 2.0 25.70 +0.22 .5173 InvscS&PMCValMom XMVM 1.1 45.06 +2.84 .1418 VangdRuss2000Val VTWV 1.2 148.50 +11.11 .8044 BNYMellonIntl BKIE 1.9 70.33 +1.55 .3027 DirexWrldWithout WWOW ... 26.52 +1.49 ... FlexShMDevMktxUS TLTD 1.9 70.74 +1.74 .2709 IQ HedMacrTrac MCRO 2.5 28.55 +0.11 .7123 InvscS&P100EW EQWL 1.8 74.72 +2.27 .3614 VangdSTCpBd VCSH 2.2 82.31 –0.17 .1085 BNYM ShDurCpBd BKSB 1.6 51.16 –0.08 .0585 DistillateIntlFund DSTX .3 26.83 +0.53 .0187 FlexShEM FactTilt TLTE 1.8 62.06 +0.45 .1983 IQHedgeMktNeut QMN 2.1 27.23 +0.05 .5692 InvscS&PSCLowVol XSLV 2.1 47.72 +2.25 .1944 VangdShtTmInfltn VTIP 1.2 51.60 +0.10 .333 BNYM LC Core BKLC 1.1 74.05 +1.84 .1782 DistillUSFundSt DSTL .8 38.33 +0.87 .303 FlexShQualDivDef QDEF 2.4 50.00 +1.35 .3501 IQ HedMultStra QAI 2.0 31.97 +0.01 .6331 InvscS&PSCMom XSMO .7 54.75 +3.82 .0301 VangdShortTermTrea VGSH .9 61.52 ... .0211 BNYM US MC Core BKMC 1.1 84.45 +3.03 .2034 EmgqEM Internet EMQQ .2 67.77 +0.45 .1135 FlexShQualDivDyn QDYN 2.9 56.78 +2.72 .3361 IQMacKayMuniIns MMIN 2.0 27.31 +0.17 .0332 InvscS&PSC600EW EWSC .6 85.90 +6.51 .0556 VangdTotalBd BND 2.2 84.65 –0.45 .1287 BNYM US SC Core BKSE .9 97.39 +5.13 .2262 ETFMGAltHarvest MJ 2.7 24.05 +2.84 .10 FlexShQualityDiv QDF 2.2 52.51 +1.36 .3111 IQMacKayMuniInter MMIT 2.3 26.60 +0.05 .0384 InvscS&P600PrGrw RZG .4 164.18 +10.99 .1201 VangdTotalCpBd VTC 2.8 88.75 –0.63 .1688 BallastSmMid MGMT ... 34.39 +1.53 ... ETFMG PrimeCyber HACK 1.1 57.43 +2.95 .04 FlexShReadyAcc RAVI 1.0 76.16 –0.03 .0422 IQMergerArbitrage MNA 2.3 32.84 +0.45 .766 InvscS&P600PrVal RZV .4 94.64 +6.64 .0942 VangdTotIntlBd BNDX 1.0 57.13 –0.03 .0451 BarclyiPathBCarbon GRN ... 84.84 +7.88 ... ETFMGPrmJrSilv SILJ 1.3 15.37 +0.83 .20 FlexShSTOXXGlb NFRA 2.1 56.03 +1.76 .3348 IQRealReturn CPI 1.0 27.17 +0.02 .2693 InvscS&P600Rev RWJ .6 123.54 +15.04 .1418 VangdTotIntlStk VXUS 2.0 63.31 +1.15 .5903 Barrons400ETF BFOR .9 56.82 +2.67 .4875 ETFMG PrimeMob IPAY ... 70.90 +3.62 ... FlexShUSQualLo QLV 1.2 46.26 +1.15 .1953 IQS&PHYLowVolBd HYLV 4.0 24.86 –0.08 .0703 InvscS&PSCValMom XSVM .8 52.36 +6.32 .0868 VangdTotWorldBd BNDW 1.6 79.58 –0.18 .0907 BlkRkFutureHlth BMED ... 29.11 +1.12 ... ETFMGSitUltra VALT 1.3 49.71 –0.01 .0282 FrankFTSEAsiaxJpn FLAX 1.5 29.24 –0.18 .3588 IQ US RealEstSC ROOF 3.4 25.22 +1.54 .2912 InvscS&PSpin-Off CSD .8 65.05 +3.58 .5489 VicShDevEnhVol CIZ 1.4 32.51 +0.97 .0068 BlkRkFutInnov BFTR ... 50.30 +3.51 ... ETFMG TravelTech AWAY .0 33.49 +2.59 .01 FrankFTSEAustralia FLAU 2.1 29.55 +0.01 .2941 IQ UltShrtDur ULTR 1.2 49.58 –0.10 .0344 InvscS&PUltDiv RDIV 4.0 41.24 +1.21 .8497 VicShDivAccel VSDA 1.5 40.93 +1.11 .0675 BlkRkFutureTech BTEK ... 35.17 +1.37 ... ETFMG Treat GERM 1.6 36.35 +2.10 .285 FrankFTSEBrazil FLBR 2.6 20.60 +0.25 .268 iMDBiHedgeStrat DBEH .1 31.93 +0.36 .0183 InvscSrLoan BKLN 3.4 22.23 ... .0633 VicShEMHiDivVol CEY 3.5 23.76 +0.58 .0351 BlkRkUSEqRotat DYNF 1.4 33.87 +1.08 .1309 ETRACSAlerianMLP AMUB 8.0 11.03 +0.25 .1961 FrankFTSECanada FLCA 2.2 30.50 +1.15 .4241 iMDBiMgdFut DBMF .1 27.89 +0.48 .0174 InvscSolar TAN .1 97.30 +9.82 .0922 VicShEMVolWtd CEZ 1.7 28.00 +0.35 .0104 BlueHorizBNE BNE .0 29.19 +1.85 .0044 ETRACSAlernMLPInfr MLPB 8.6 15.02 +0.31 .278 FrankFTSEChina FLCH .9 33.33 –0.25 .2488 ImpactNAACPMinrty NACP 1.1 30.12 +0.87 .2606 InvscTaxMuniBd BAB 3.0 32.15 –0.17 .0719 VicShIntlHiDivVol CID 3.4 31.81 +0.37 .1633 BlueStarIsrael ITEQ .6 69.30 +4.39 .39 EtracsAlerianMid AMND 7.8 32.75 +0.87 .611 FrankFTSEEurope FLEE 1.8 27.40 +0.80 .2917 ImpactSustain SDGA .7 26.25 +0.79 .0478 InvscTotalRetBd GTO 2.1 55.97 –0.37 .0714 VicShIntlVolWtd CIL 1.7 42.60 +1.05 .027 BreakwDryBulk BDRY ... 16.59 +0.34 ... EtracsAlerMidstr AMNA 6.6 30.76 +2.95 .4736 FrankFTSEEurHdg FLEH 1.8 25.64 +0.70 .3192 ImpactShsYWCAWomen WOMN 1.6 30.28 +0.90 1.6109 InvscTreaCollat CLTL .5 105.68 –0.01 .0064 VicShNasdNext50 QQQN .3 33.62 +1.72 .0184 CP HY Trend HYTR 3.0 23.93 –0.04 .0717 EtracsAlerMid AMTR ... 35.46 +1.05 ... FrankFTSEFrance FLFR 1.4 29.05 +1.04 .2332 IndSelSectorSPDR XLI 1.4 96.77 +3.33 .3659 InvscUltShtDur GSY 1.2 50.51 –0.01 .0295 VicShProtectAmer SHLD .8 32.19 +1.94 .0499 CabanaTargetDraw5 TDSA .6 24.30 +0.32 .1468 ETRACSBloomETN DJCB ... 16.18 +0.02 ... FrankFTSEGermany FLGR 2.5 25.82 +0.89 .4064 InfraCapMLP AMZA 11.1 25.73 +0.61 .22 InvscVRDOTaxFrWk PVI .2 24.89 –0.01 ... VicShUSDiscEnhVol CSF .9 61.59 +3.65 .0708 CabanaTargetDrawdown7 TDSB .5 24.23 +0.44 .1126 EtracsM1.5XLevCEF CEFD 10.5 30.07 +0.25 .2484 FrankFTSE HK FLHK 2.9 28.44 +0.24 .5597 InfraCapREITPfd PFFR 6.0 23.95 +0.33 .12 InvscVarRtPfd VRP 4.2 25.79 +0.15 .0958 VicShUSEQIncmEnh CDC 2.1 61.51 +2.15 .1444 CabanaTargetDraw16 TDSE .6 26.45 +0.95 .1698 EtracsM1.5XLevMtg MVRL 9.8 46.94 +3.66 .0897 FrankFTSEIndia FLIN .6 28.49 +0.23 .0575 InfusiveComp JOYY .3 33.10 +0.47 .1092 InvscWildClnEngy PBW .4 108.12 +14.10 .2782 VicShUS500EnhVol CFO .8 66.31 +2.08 .0681 CabanaTargetDraw10 TDSC .5 24.97 +0.52 .1335 ETRACSMonthPay2x SMHB 8.2 11.75 +0.81 .1015 FrankFTSEItaly FLIY 2.2 26.61 +1.13 .1759 InnovIBDBreakout BOUT ... 35.45 +3.10 ... InvscZacksMC CZA 1.3 82.66 +3.22 1.0837 VicShUS500Vol CFA 1.1 66.26 +2.05 .0693 CabanaTargetDraw13 TDSD .6 25.64 +0.71 .1451 ETRACS2xLvHiDiv HDLB 9.0 14.23 +0.61 .1072 FrankFTSEJapan FLJP 1.5 30.45 +0.36 .2396 InnovIBDLdrs LDRS .7 27.89 +0.06 .0185 InvscZacksMltIncm CVY 2.9 23.46 +0.87 .1853 VicShUSLCHiDivVol CDL 2.9 53.98 +1.98 .132 CannabisETF THCX 2.8 21.49 +3.07 .0478 ETRACSNYSEPick PYPE 8.4 17.53 +0.42 .3324 FrankFTSEJapanHdg FLJH ... 30.50 +0.56 ... InnovatorIBD50 FFTY ... 47.02 +3.49 ... iPathBloomCocoaTR NIB ... 32.70 +0.53 ... VicShUSMultMin VSMV 2.0 34.95 +0.77 .0657 CapLinkNextGen KOIN .4 40.00 +0.90 .1534 EtracsQ1.5XLevWf BDCX 10.7 36.25 +1.96 1.0209 FrankFTSELatAm FLLA 2.2 22.45 +0.59 .3379 InnovLoupFrontier LOUP ... 57.46 +2.72 ... iPathBloomCommTR DJP ... 24.48 –0.02 ... VicShUSSCHiDiv CSB 3.1 62.01 +3.67 .1433 CapNextVehicles EKAR .4 39.72 +1.06 .1659 EtracsQ1.5XLevAl MLPR 7.3 31.05 +0.90 .9332 FrankFTSEMexico FLMX 1.4 22.16 +1.21 .1897 InnovEAFEPwrJan IJAN ... 26.00 +0.25 ... iPathBloomLeadTR LD ... 40.42 –0.94 ... VicShUSSCVolWtd CSA 1.1 64.88 +2.80 .0797 ChgFinUSLCFoss CHGX .6 30.03 +0.87 .1678 Etracs2xLvUSMin USML ... 25.53 +1.00 ... FrankFTSERussia FLRU 6.1 27.74 +1.05 1.6797 InnovEAFEPwrJul IJUL ... 24.25 +0.20 ... iPathGSCI nts GSP ... 13.77 –0.08 ... VirtusTerraUSQual JOET .1 25.91 +0.68 .021 ChangeCapL/S CBLS ... 27.48 +1.23 ... Etracs2xLvUSMom MTUL ... 21.59 +0.69 ... FrankFTSESaudiAr FLSA 2.0 29.05 +0.80 .1748 InnovEMPwrJan EJAN ... 30.25 +0.10 ... iPathPBBroadCmod BCM ... 33.63 +0.18 ... WahedFTSEUSAShar HLAL .9 34.75 +0.89 .0962 ChangeCapSust CBSE ... 29.38 +1.49 ... Etracs2xLvUSQu QULL ... 26.41 +0.66 ... FrankFTSESAfrica FLZA 3.6 26.16 +0.60 .5605 InnovEMPwrJuly EJUL ... 26.60 +0.03 ... iPathPBCrudeOil OIL ... 19.04 –0.03 ... WstAstShrtDur WINC 3.5 26.02 –0.08 .0429 ClearSharesOCIO OCIO 2.0 30.96 +0.46 .2427 Etracs2xLvUSDiv SCDL ... 30.17 +1.90 ... FrankFTSE SKorea FLKR 1.0 31.23 –0.38 .304 InspireCpBdImp IBD 1.5 25.91 –0.11 .0204 iPathBlmAgricult JJA ... 56.91 –0.34 ... WstAstTR WBND 3.2 26.82 –0.10 .0457 ClearPitonInt PIFI ... 98.59 –0.17 ... Etracs2xLvUSGrw IWFL ... 23.05 +1.13 ... FrankFTSESwitz FLSW 2.3 30.00 +0.38 .058 InspireFaithLC FEVR ... 25.77 +1.23 ... iPathBlmAlum JJU ... 46.09 –0.31 ... WisdTrChinaxSOE CXSE .5 68.14 –0.71 .0491 ClearUltShMat OPER .5 100.04 –0.04 .03 Etracs2xLvUSSize IWML ... 28.50 +3.75 ... FrankFTSETaiwan FLTW 1.9 40.62 +0.21 .7677 InspireFaithMC GLRY ... 30.65 +2.13 ... iPathBlmCoffee JO ... 38.61 +1.41 ... WT CybersFd WCBR ... 22.33 +1.22 ... ColumbiaDivFixed DIAL 2.6 21.22 –0.07 .0397 Etracs2xLvUSVal IWDL ... 28.94 +1.70 ... FrankFTSE UK FLGB 2.4 24.32 +0.51 .2767 InspireGlblHope BLES 1.5 36.53 +1.03 .0697 iPathBlmCopper JJC ... 62.75 +0.85 ... WisdTrEM CpBd EMCB 3.8 75.22 –0.48 .20 ColumbiaEMCoreXCh XCEM 1.5 32.18 +0.25 .49 ETRACS2xM092548 PFFL 9.6 18.38 +0.15 .1472 FrankFedIntTxFr FLMI 2.1 26.37 +0.09 .045 InspireIntlESGETF WWJD 1.1 33.25 +0.72 .0984 iPathBlmCotton BAL ... 49.86 +0.11 ... WisdTrEMQualDivGrw DGRE 2.0 29.72 +0.18 .1135 ColumbiaEMConsumer ECON .6 29.01 –0.11 .1786 ETRACSUBSBloomberg UCIB ... 17.45 +0.07 ... FrankFedTxFrBd FLMB 2.0 26.95 +0.13 .036 Inspire100ETF BIBL 1.1 38.67 +1.43 .3413 iPathBlmEnergy JJE ... 33.54 –0.32 ... WisdTrGermanyHdg DXGE 3.0 33.81 +1.02 .2537 ColumbiaIndiaCnsmr INCO .3 51.40 –0.25 .1646 ETRACSWFBusDev BDCZ 8.4 18.58 +0.71 .3707 FrankInvGradeCp FLCO 3.3 25.42 –0.24 .0612 InspireS/MC Impact ISMD .8 37.08 +2.19 .0287 iPathBlmGrains JJG ... 58.75 –1.22 ... WisdTrIntRtHYBd HYZD 4.8 22.05 –0.01 .07 ColumbiaMultMun MUST 2.1 22.32 +0.06 .0301 EcofinDigPay TPAY .2 46.12 +1.83 .1021 FrankShtDurUSGovt FTSD 1.4 95.45 –0.13 .0864 InspireTactBal RISN .8 26.65 +0.75 .0149 iPathBlmIndMet JJM ... 54.94 +0.11 ... WisdTrIntUSAgg AGZD 2.2 47.31 +0.05 .0825 ColumbiaResEnhCore RECS 1.0 26.19 +0.66 .2678 EcofinGlbWater EBLU 1.4 41.29 +1.42 .2242 FrankSysStyle FLSP .3 19.36 +0.11 1.5369 InvscActvUSRlEst PSR 2.9 92.99 +4.87 .6996 iPathBlmLivestk COW ... 37.18 +0.67 ... WisdTrJapanHdgSC DXJS 2.7 44.16 +1.31 .5436 ColumbiaResEnhVal REVS 22.2 18.78 +0.57 .0115 ElemntsRogrAgri RJA ... 7.05 –0.02 ... FrankUSCoreBd FLCB 2.6 25.22 –0.15 .0447 InvscAero&Def PPA .8 72.23 +3.53 .0934 iPathBBloomNatGas GAZ ... 15.20 –0.68 ... WisdTrUSQltyDiv DGRW 1.8 55.83 +1.37 .065 ColumbiaSustIntl ESGN 2.4 27.56 +0.63 .2031 ElemntsRogrEngy RJN ... 2.09 –0.10 ... FrankUSLowVol FLLV 1.5 42.84 +0.93 .1289 InvscCA AMT-Fr PWZ 2.3 27.69 +0.15 .055 iPathBlmNickel JJN ... 63.33 –1.51 ... WisdTrUSSCQltyDiv DGRS 1.5 48.05 +3.02 .015 ColumbiaSustUSEqu ESGS 2.2 34.32 +1.23 .1858 ElemntsRogrMtls RJZ ... 10.52 +0.17 ... FrankUSTreaBd FLGV 1.7 23.92 –0.09 .0323 InvscCEFIncmComp PCEF 7.3 22.98 +0.26 .1356 iPathBlmPlatinum PGM ... 57.07 +3.43 ... CommSvsSPDR XLC .6 74.69 +1.32 .107 ElemntsRogrTr RJI ... 5.74 +0.01 ... FrankUltraShBd FLUD 1.7 24.93 ... .0352 InvscChinaTech CQQQ .4 88.33 –2.05 .3859 iPathBlmPrecMet JJP ... 62.80 +1.25 ... CnsmrDiscSelSector XLY .8 166.77 +9.95 .2961 ElemntsSpectrmLC EEH ... 28.12 +0.24 ... FranklinLibEM FLQE 2.6 30.78 +0.40 .7622 InvscCleantech PZD .2 76.79 +3.81 .0798 iPathBlmSofts JJS ... 46.22 +0.30 ... NYSE ARCA CnsStapleSelSector XLP 2.6 66.15 +1.45 .5644 ElemntsBiofuels FUE ... 8.48 –0.01 ... FranklinLibQGlbDiv FLQD 2.7 32.79 +0.63 .0814 InvscCurrShAUD FXA ... 77.28 +0.71 ... iPathBlmSugar SGG ... 50.52 –1.17 ... CorbettRdTactOpp OPPX ... 24.48 +0.87 ... ElemntsGrain GRU ... 3.88 –0.12 ... FranklinGlbEquity FLQG 2.4 37.08 +0.69 .4733 InvscCurrShGBP FXB ... 134.50 +0.78 ... iPathBlmTin JJT ... 70.29 +4.39 ... AAFFirstCLOBd AAA 1.0 25.08 –0.01 .0195 CoreAlternative CCOR 1.5 28.83 +0.42 .0911 EnSelectSectorSPDR XLE 4.0 53.57 +0.62 .5201 FranklinIntlEquity FLQH 3.5 26.28 +0.33 .5747 InvscCurrShCAD FXC ... 78.81 +1.17 ... iPathShillerCape CAPE ... 191.46 +4.03 ... AAM LowDurPfd PFLD 4.8 25.03 +0.16 .1035 CSFIEnhEur50ETN FEUL ... 94.53 +4.15 ... ER Entrepreneurs ENTR .0 25.20 +0.35 1.6517 GabelliGrwInn GGRW ... 22.44 +0.63 ... InvscCurrShEuro FXE ... 112.12 +0.40 ... iPathSilverETN SBUG ... 35.85 +1.01 ... AAMS&PDevMk DMDV 2.7 24.25 +0.56 .0789 CS FI LC Grwth FLGE ... 545.60 +25.66 ... ER Next Entre ERSX .5 24.84 +0.95 .1146 GabelliLovePlanet LOPP ... 26.53 +0.88 ... InvscCurrShJPY FXY ... 86.53 –0.53 ... iShAAA-ARtdCorpBd QLTA 2.3 55.06 –0.38 .0976 AAMS&PEMHiDivVal EEMD 3.5 22.72 +0.22 .0758 CS S&P MLP MLPO 9.3 8.74 –0.99 .1723 EthoClimateLeader ETHO .7 57.45 +1.95 .17 GadsdenDynMult GDMA 1.6 31.99 +0.73 .1273 InvscCurrShCHF FXF ... 97.87 +0.19 ... iShA/PDividend DVYA 3.3 42.14 +0.25 .1209 AAMS&P500HiDivV SPDV 3.1 29.80 +1.22 .085 CSX Mthly2xLvMtg REML 11.8 6.91 +0.75 .0178 FIEnhEurope50ETN FIEE ... 168.22 +8.67 ... GlblBetaLowBeta GBLO 1.5 21.85 +0.58 .1125 InvscDBComm DBC ... 17.42 +0.05 ... iShBBCpBd HYBB 4.3 51.29 –0.19 .1706 AIPoweredEquity AIEQ .4 39.69 +2.39 .02 DBGoldDoubleLg DGP ... 35.97 +0.94 ... FidelityCorpBd FCOR 2.6 53.95 –0.35 .11 GlbBetaRisingStars GBGR .6 24.18 +1.35 .054 InvscDBAgriFd DBA ... 17.30 +0.10 ... iShAgencyBond AGZ 1.1 117.87 –0.17 .0776 AIPwrdIntlEqu AIIQ 1.3 32.33 +1.20 .4136 DBGoldDoubleShrt DZZ ... 3.13 –0.08 ... FidelityDivRising FDRR 2.6 40.32 +1.25 .185 GlbBetaSmartIncm GBDV 3.8 21.02 +0.79 .1872 InvscDBBaseMet DBB ... 18.90 +0.13 ... iShCMBSETF CMBS 2.5 54.15 –0.03 .1024 ALPSEmgDivDogs EDOG 2.5 23.40 +0.45 .0775 DBGoldShortETN DGZ ... 10.80 –0.14 ... FidelityHiDiv FDVV 2.9 35.67 +1.10 .227 GlbXAdaptiveUS AUSF 2.5 28.64 +1.00 .16 InvscDBEnerFd DBE ... 14.10 +0.16 ... iShGovt/CreditBond GBF 1.5 119.92 –0.44 .1233 ALPS EqSecWgh EQL 2.1 93.67 +2.81 .5454 DayHaganNedRes SSUS .5 30.75 +0.81 .1449 FidelityHYFactor FDHY 4.4 55.00 –0.18 .167 GlbXAdaptUSRisk ONOF ... 25.75 +0.73 ... InvscDBG10Curr DBV ... 25.31 +0.28 ... iSh10-20YTreasBd TLH 1.4 140.40 –2.44 .1435 ALPSIntlDivDogs IDOG 2.8 27.90 +0.46 .1328 DefianceNextGen FIVG 1.0 35.01 +1.52 .1004 FidelityIntlHiDiv FIDI 3.0 20.51 +0.52 .088 GlbXCopperMiners COPX 1.0 38.07 +1.68 .3226 InvscDBGoldFd DGL ... 49.80 +0.61 ... iSh0-5YTIPSBd STIP 1.3 105.62 +0.23 .0377 ALPSMedBreak SBIO ... 54.52 +2.92 ... DefNextGenH2 HDRO ... 28.83 ...... FidelityIntlValue FIVA 2.2 23.90 +0.67 .12 GlbX EM Bd EMBD 3.7 26.34 –0.08 .0915 InvscDBOilFund DBO ... 11.31 +0.02 ... iShBloomRollSel CMDY .1 49.78 –0.14 .0662 ALPSREITDivDogs RDOG 4.6 45.99 +2.27 .6401 DefNextGenSpac SPAK ... 29.96 +2.81 ... FidelityIGBd FIGB ... 49.61 –0.13 ... GlbXFTSENordReg GXF 1.1 28.65 +1.44 .1822 InvscDBPrecMetls DBP ... 48.32 +0.77 ... iShCalifMuniBd CMF 1.8 62.06 +0.21 .0905 ALPSSectorDivDogs SDOG 3.1 51.97 +1.57 .3912 DefianceQuantum QTUM .4 46.70 +1.94 .0165 FidelityIGSecur FSEC ... 49.92 –0.03 ... GlbX FTSE SE Asia ASEA 2.2 14.93 +0.01 .0979 InvscDBSilverFd DBS ... 36.40 +1.18 ... iShCmdCurve CCRV ... 23.94 +0.04 ... ARKInnovationETF ARKK .0 126.68 +9.61 1.6277 DeltaShS&P500Mgd DMRL .8 66.96 +1.42 .1452 FidelityLtdTermBd FLTB 1.4 52.33 –0.03 .046 GlbX GoldExplorers GOEX 3.0 30.55 +1.20 .8955 InvscDBUSDBear UDN ... 21.34 +0.09 ... iShAggrAllocation AOA 1.6 66.86 +1.32 .4205 ARK NextGen ARKW .0 157.48 +11.41 1.8945 DeltaShS&P400Mgd DMRM .4 58.16 +1.89 .0585 FidelityLowVol FDLO 1.4 43.31 +0.94 .136 GlbX GuruIndex GURU 2.6 47.07 +1.99 .9019 InvscDBUSDBull UUP ... 24.69 –0.08 ... iShConsAllocat AOK 2.0 38.64 +0.25 .0303 AtacUSRotation RORO ... 22.41 +1.37 ... DeltaShS&PIntMgd DMRI .6 50.75 +0.90 .0304 FidelityCommSvs FCOM .6 50.54 +0.99 .068 GlbXLithium&Batt LIT .4 60.91 +1.91 .0879 InvscDefEquity DEF 1.3 59.54 +1.54 .794 iShCoreDivGrowth DGRO 2.2 47.56 +1.37 .2727 AberdStdBlAllCm BCD 1.2 27.65 –0.01 .3274 DeltaShS&P600Mgd DMRS .3 58.29 +2.28 .032 FidelityMSCICnDisc FDIS .6 76.51 +4.61 .102 GlbX MLP&Energy MLPX 6.9 32.63 +0.82 .5654 InvscDJIADiv DJD 3.1 42.90 +1.46 .3025 iShCore5-10YUSDBd IMTB 2.6 51.06 –0.15 .0848 AberdStdBlACStr BCI .6 24.06 +0.08 .1496 DimenEmgCore DFAE .0 28.26 +0.05 .0031 FidelityMSCICnStpl FSTA 2.5 40.60 +1.03 .289 GlbX MLP MLPA 10.2 34.70 +1.14 .825 InvscDynBiotech PBE .0 74.33 +3.26 .029 iShGrwthAllocation AOR 1.8 53.49 +0.69 .3343 AberdStdPhysGold SGOL ... 16.55 +0.24 ... DimenIntlCore DFAI .3 28.14 +0.67 .0245 FidelityMSCIEn FENY 3.2 14.52 +0.19 .103 GlbXMSCIArgentina ARGT .3 29.82 +1.68 .0854 InvscDynBuilding PKB .3 48.44 +2.21 .0193 iShCoreHiDividend HDV 3.7 95.15 +1.75 .9232 AberdStdPhysPall PALL ... 221.43 +2.36 ... DimenUSCore DFAU .5 28.17 +0.88 .0333 FidelityMSCIFinls FNCL 1.9 50.21 +1.83 .219 GlbXMSCIChinaCm CHIC 1.3 30.08 –0.70 .3097 InvscDynEnerExpl PXE 2.6 16.20 +0.23 .1624 iShCoreMSCIEM IEMG 1.8 65.07 +0.23 .7235 AberdStdPhysPlat PPLT ... 112.68 +6.65 ... DirexAuspiceBroad COM .1 28.40 –0.03 .0323 FidelityMSCIHlthCr FHLC 1.4 58.58 +1.19 .234 GlXMSCIChinaCnsDisc CHIQ .1 36.14 +0.43 .0224 InvscDynFood&Bev PBJ 1.0 40.16 +1.29 .1163 iShCoreMSCIEurope IEUR 2.0 54.36 +1.79 .4967 AberdStdPhyPrMt GLTR ... 93.26 +1.84 ... DirexConCnsmr CCON .1 64.67 +3.06 .0478 FidelityMSCIIndls FIDU 1.2 51.82 +2.06 .138 GlbXMSCIChCS CHIS .7 31.78 –0.73 .1214 InvscDynLCGrw PWB .2 67.08 +2.04 .0183 iShMSCIIntlDev IDEV 1.9 65.11 +1.63 .6618 AberdStdPhySilv SIVR ... 24.99 +0.70 ... DirexAeroBl3 DFEN .4 22.34 +4.34 .0012 FidelityMSCIIT FTEC .8 105.46 +2.52 .20 GlbXMSCIChinaEner CHIE 3.5 9.35 –0.08 .2018 InvscDynLCValue PWV 2.4 42.62 +1.10 .244 iShCoreMSCIPacific IPAC 1.6 66.93 +0.69 .5006 AbsoluteCrStrat ABEQ .6 26.36 +0.58 .0893 DirexBrazilBull2X BRZU 1.0 90.77 +0.87 .3222 FidelityMSCIMatls FMAT 1.6 44.28 +2.12 .173 GlbXMSCIChinaFinl CHIX 2.1 16.57 –0.01 .3032 InvscDynLeisure PEJ .7 53.65 +3.82 .2817 iShModAllocation AOM 2.0 43.52 +0.35 .2661 AcquirersFund ZIG .2 24.57 +0.68 .0414 DirexCSIChinaInt CWEB ... 69.52 –2.38 ... FidelityRealEst FREL 3.5 27.49 +1.43 .318 GlbXMSCIChinaHC CHIH .1 27.13 +0.24 .0171 InvscDynMarket PWC 1.0 117.83 +6.01 .2234 iShCoreS&P500 IVV 1.5 395.61 +10.54 1.6102 AdasinaSocJust JSTC ... 16.23 +0.44 ... DirexCSI300CnA CHAD .4 17.43 +0.22 .0633 FidelityMSCIUtils FUTY 3.1 40.64 +1.74 .288 GlbXMSCIChinaIndls CHII 1.4 15.93 +0.18 .1807 InvscDynMedia PBS .2 58.25 +3.75 .0926 iShCoreS&P MC IJH 1.1 264.30 +13.47 .6596 AdvShAlphaDNA SENT ... 26.05 +0.94 ... DirexCSI300CnABl2 CHAU .1 40.86 –1.36 .0088 FidelityMomFactor FDMO .8 45.24 +1.80 .056 GlbXMSCIChinaIT CHIK .4 31.20 –0.38 .0133 InvscDynNetwkg PXQ .2 84.96 +4.84 .0039 iShCoreS&P SC IJR .9 115.01 +7.96 .2477 AdvShDorseyADR AADR .1 64.04 +2.30 .0667 DirexCloudBr2 CLDS ... 24.91 –2.30 ... FidelityQualFactor FQAL 1.4 44.86 +1.08 .155 GlbXMSCIChLC50 CHIL .9 40.49 –0.81 .2426 InvscDynOil&GasSv PXJ 3.5 3.96 –0.02 .0249 iShS&PTotlUSStkMkt ITOT 1.3 91.95 +2.95 .3421 AdvShDbLineVal DBLV 1.1 89.63 +2.98 1.0248 DirexCloudBl2 CLDL ... 22.89 +1.37 ... FidelitySmallMid FSMD 1.1 33.12 +1.63 .159 GlbXMSCIChinaMatls CHIM 1.5 25.32 +0.64 .2116 InvscDynPharm PJP .7 79.75 +2.07 .1305 iShCore10+YUSDBd ILTB 3.3 67.91 –0.95 .1781 AdvShFocusedEqu CWS .3 44.35 +1.29 .1195 DirexCnsDiscBl3 WANT .1 54.87 +8.96 .0355 FidelityTotalBdETF FBND 2.3 52.40 –0.30 .085 GlbXMSCIChRlEst CHIR 4.4 16.79 +0.18 .4816 InvscDynSemicon PSI .2 115.88 +3.41 .0184 iShCoreUSAggBd AGG 2.1 113.79 –0.49 .1897 AdvShFolioBey FWDB 1.9 25.79 –0.06 .0253 DirexDJBear3X WEBS 1.4 22.67 –3.16 .315 FidelityUSMulti FLRG 5.6 22.37 +0.57 .314 GlbXMSCIChUtil CHIU 2.4 16.45 +0.81 .2499 InvscDynSoftware PSJ .0 163.49 +7.57 .0559 iShCoreUS REIT USRT 2.8 53.01 +2.62 .4004 AdvShNewfleet MINC 2.2 48.81 –0.02 .0551 DirexDJBull3X WEBL ... 68.46 +5.55 ... FidelityValFactor FVAL 1.5 44.43 +1.31 .136 GlbXMSCIColombia GXG 3.5 30.02 +0.71 .5848 InvscEMSovDebt PCY 4.7 26.77 –0.14 .1034 iShCurrHdgNikk400 HJPX 1.2 35.04 +0.63 .2122 AdvShPureCannab YOLO 1.3 25.73 +2.73 .0373 DirexEM Bear3 EDZ 1.0 8.56 –0.20 .086 FieldUVAUnconMed FFIU 2.5 25.80 –0.13 .053 GlbX MSCIGreece GREK 2.5 26.66 +0.90 .5346 InvscFinlPfd PGF 5.0 18.74 +0.12 .0743 iShCurHdgMSCIUS HAWX 1.9 31.51 +0.46 .2741 AdvShPureUSCan MSOS ... 46.96 +2.11 ... DirexEM Bull3 EDC .4 102.34 –0.13 .3919 FinSelSectorSPDR XLF ... 34.77 +1.06 ... GlbXMSCINextEm EMFM 2.6 19.67 +0.27 .2584 InvscFTSEDvMktxUS PXF 1.9 46.85 +1.12 .1624 iShCurrHdgMSCICda HEWC 4.8 29.60 +0.72 .3409 AdvShQDynGrw QPX ... 25.64 +0.58 ... DirexEnergyBr2 ERY .9 15.98 –0.40 .1496 FTActiveFactorLC AFLG 1.2 23.70 +0.75 .085 GlbXMSCINigeria NGE 6.4 11.95 +0.32 .7676 InvscDevMktxUSSM PDN 1.7 36.79 +0.99 .1855 iShCurHdgMSCIEAFE HSCZ 1.3 34.78 +0.91 .2058 AdvShQPtfBlend QPT ... 23.78 +0.06 ... DirexEnergyBl2 ERX 1.6 27.95 +0.57 .0743 FTActiveFactorMC AFMC .9 24.61 +1.33 .10 GlbX MSCINorway NORW 1.9 14.10 +0.43 .1339 InvscFTSERAFIEM PXH 2.6 22.94 +0.34 .071 iShCurHdMSCIEurozn HEZU 2.1 33.70 +1.00 .473 AdvShRangerEqBear HDGE ... 24.80 –1.00 ... DirexChinaBr3 YANG .8 12.85 +0.27 .1087 FTActiveFactorSC AFSM .4 26.13 +1.80 .06 GlbXMSCIPakistan PAK 2.4 29.73 –1.42 .4759 InvscFTSEUS1000 PRF 1.7 153.40 +6.82 .6025 iShCurrHdMSCIJapan HEWJ 1.1 38.61 +0.64 .1236 AdvShStrGlbBW VEGA .3 37.82 +0.54 .1047 DirexChinaBl3 YINN .7 21.44 –1.23 .0917 FT ConsDscAlpDx FXD .4 60.08 +3.19 .0481 GlbXMSCIPortugal PGAL 2.4 11.22 +0.37 .0653 InvscFundHYCpBd PHB 3.9 19.28 –0.05 .0606 iShCurHdgMSCIMex HEWW 1.1 16.96 +0.37 .1332 AdvShSageCore HOLD 1.2 98.68 –0.06 .0537 DirexFTSEEurBull3x EURL .4 29.85 +2.53 .051 FT ConsStaples FXG 1.3 56.30 +1.55 .1822 GlbXISuperDivEM SDEM 5.7 11.98 +0.08 .0555 InvscFundInvCpBd PFIG 2.4 26.64 –0.13 .0513 iShCurrHdgMSCIUK HEWU 2.6 21.86 +0.28 .2362 AdvShViceETF VICE 1.0 35.57 +2.13 .3669 DirexFinlBear3 FAZ .0 33.43 –3.55 .3569 FT DJ GlbSelDiv FGD 5.3 25.42 +0.68 .3481 GlXS&P500CCGrw XYLG 5.3 28.59 +0.66 .1097 InvscGlbClnEner PBD .5 33.44 +2.94 .0204 iShCybersecurity IHAK .4 39.80 +2.08 .0105 AGFiQ DynHdgUS USHG .0 31.51 +0.67 .3014 DirexFinlBull3 FAS .3 95.88 +8.88 .0792 FT DJ Internet FDN ... 220.17 +6.91 ... GlbXS&P500Cv XYLD 8.4 47.60 +0.98 .3596 InvscGlblPrvEqu PSP 4.3 14.75 +0.56 .1823 iShUSBasicMaterial IYM 1.3 125.47 +6.09 .4193 AGFiQ GlbInfr GLIF 2.6 24.73 +0.89 .292 DirexGoldMinBr2 DUST 3.3 21.81 –1.83 .717 FT Dow30EW EDOW 1.7 29.48 +1.09 .078 GlbXS&P500QualDiv QDIV 2.7 29.48 +0.92 .067 InvscGlbShrtHYBd PGHY 5.4 22.22 +0.03 .0993 iShUSConsumerSvcs IYC .6 75.45 +3.53 .1406 AGFiQHdgDivIncm DIVA 2.9 23.60 +0.34 .04 DirexGoldMinBl2 NUGT ... 56.74 +4.29 ... FTEIPCarbonImpact ECLN 1.7 22.67 +0.96 .0808 GlbXSilverMiners SIL 2.1 42.29 +1.92 .7347 InvscIndia PIN .7 24.80 +0.25 .1667 iShUSConsumerGoods IYK 1.4 175.65 +7.70 .6477 AGFiQ US NeutAB BTAL ... 16.61 –0.14 ... DirexHlthcrBull3 CURE .2 78.40 +3.44 .0061 FT EnergyAlpDx FXN 3.4 10.94 +0.13 .0646 GlblXSuperDividend SDIV 6.7 13.90 +0.27 .0795 InvscIntlCpBd PICB 1.1 29.06 +0.07 .0264 iShUSFinlServices IYG 1.5 176.75 +6.84 .069 AGFiQ US NeutrMom MOM ... 21.54 +0.02 ... DirexHmbldrBull3 NAIL .0 65.37 +7.01 .0049 FT EqCompRiskMgr ERM 1.2 23.46 +0.57 .1036 GlbXSuperDivUS DIV 6.4 19.28 +0.74 .0925 InvscInvGradeDef IIGD 1.6 26.55 –0.08 .0249 iShUSHealthcare IYH 1.1 248.87 +3.92 .757 AlerianEnergyInfr ENFR 6.6 17.83 +0.49 .3522 DirexIndlsBl3 DUSL .3 37.04 +3.66 .0191 FT EqCompTactical TERM 1.2 20.51 +0.49 .0937 GlbXSuperIncPfd SPFF 5.7 11.81 +0.10 .0565 InvscInvGradeValue IIGV 2.4 26.91 –0.16 .0411 iShUSRealEstate IYR 2.4 90.87 +4.54 .6014 AlerianMLPETF AMLP 8.9 32.42 +0.74 .68 DirexJrGoldMinBr2 JDST 10.0 11.41 –0.88 1.1458 FT DJ SelMicro FDM 1.3 63.53 +5.31 .3536 GlbX US Pfd PFFD 5.2 25.26 +0.21 .109 InvscMSCIGlbTimb CUT 1.5 36.48 +0.89 .5533 iShUSUtilities IDU 2.9 77.58 +3.27 .5872 AlgerMC40 FRTY ... 20.34 +1.00 ... DirexJrGoldMinBl2 JNUG .1 87.24 +5.63 .1217 FT FTSE DevRE FFR .7 46.68 +1.49 .321 GlbX Uranium URA 1.4 18.93 +1.06 .1032 InvscNatAMTFrMuni PZA 2.4 26.78 +0.13 .0531 iShUS Energy IYE 3.4 28.47 +0.33 .2106 AllianzUSLCBf10A AZAA .0 26.51 +0.12 1.2218 DirexLatAmBl2X LBJ .7 70.63 +3.19 .105 FT FinlsAlpDx FXO 2.1 42.79 +1.87 .2141 GlbXVarPfd PFFV 5.3 27.38 +0.28 .1225 InvscNYAMTFrMuni PZT 2.6 25.85 +0.31 .0539 iShUS Finls IYF 1.5 76.35 +2.94 .2592 AllianzUSLCBf10J AZAJ ... 25.71 +0.39 ... DirexIndiaBull2 INDL ... 48.95 +0.58 ... FT GlbEngg FLM 2.6 55.40 +2.65 .2507 GSAccessHYCorpBd GHYB 4.6 49.58 –0.11 .1742 InvscPreferred PGX 5.5 14.89 +0.11 .0612 iShUSHealthcarePrv IHF .5 248.86 +9.93 .2752 AllianzUSLCBf10J AZAL .0 27.26 +0.21 1.0329 DirexMexicoBl3 MEXX .2 64.50 +9.45 .0472 FT GlbWindEner FAN .9 21.78 +1.27 .0272 GSAccessIGCpBd GIGB 2.7 52.90 –0.33 .0978 InvscRayJamesSB1 RYJ .2 59.46 +2.61 .1427 iShUSInsurance IAK 1.8 76.24 +2.59 .3089 AllianzUSLCB10O AZAO ... 27.37 +0.30 ... DirexMcBull3 MIDU .0 59.38 +8.61 .0119 FT HlthCareAlpha FXH ... 107.40 +2.25 ... GS IGCorp1-5YBd GSIG .9 49.99 –0.08 .0358 InvscRuss1000EW EQAL 1.5 43.63 +1.59 .1748 iShUSOilEquip&Svcs IEZ 1.5 15.56 –0.02 .0255 AllianzUSLCBf20A AZBA .0 25.75 +0.05 .6989 DirexPharmBl3X PILL ... 28.19 +3.77 ... FTHorizonMgdVolDev HDMV 1.4 30.88 +0.57 .2219 GSTreasury0-1Y GBIL .6 100.12 –0.01 .3097 InvscS&PEMLowVol EELV 2.7 23.16 +0.27 .067 iShUSPharmaceuticl IHE 1.2 180.59 +5.62 .5261 AllianzUSLCBf20J AZBJ ... 25.36 +0.19 ... DirexRealEstBr3 DRV .8 7.94 –1.38 .06 FTHorizonMgdVolDom HUSV 1.3 28.97 +0.69 .1404 GSAccUSAggBd GCOR .7 48.35 –0.15 .0289 InvscS&PEMMom EEMO 1.5 19.57 –0.20 .0125 iShUSRegionalBanks IAT 2.2 59.28 +2.50 .3823 AllianzUSLCBf20J AZBL .0 26.22 +0.21 .584 DirexRealEstBl3 DRN 1.5 15.50 +2.23 .0397 FTHorizMgdVolSM HSMV .9 31.85 +1.27 .1394 GSActiveBetaEM GEM 1.6 39.46 –0.02 .2245 InvscS&P500BuyWr PBP 1.4 21.30 +0.44 .0898 iShUSMedDevices IHI .3 325.18 +1.61 .4053 AllianzUSLCB10 AZBO ... 26.25 +0.17 ... DirexRgBanksBull3X DPST .4 287.25 +42.53 .2801 FT Chindia FNI .3 67.00 +0.55 .1182 GSActiveBetaEurope GSEU 1.8 34.31 +1.08 .0615 InvscS&P500Down PHDG .6 33.86 +0.37 .0454 iShAdvTotUSDBd EUSB 1.1 49.04 –0.19 .0422 AltMergerArb ARB .0 25.18 +0.12 .726 DirexRetailBull3 RETL .0 235.08 +80.18 .1739 FT IndlsAlpDx FXR .9 56.36 +2.21 .1356 GSActiveBetaIntlEq GSIE 1.5 33.18 +0.84 .1078 InvscS&P500EnhVal SPVU 2.2 41.11 +1.85 .2144 iShESGUSAggBd EAGG 1.5 54.51 –0.23 .0596 AmCentDivrsCpBd KORP 2.9 51.65 –0.19 .1216 DirexRobAI2X UBOT 6.9 40.85 +2.27 3.6172 FTInstPfdSecs FPEI 4.9 20.32 +0.10 .0725 GSActiveBetaJapan GSJY 1.2 37.97 +0.50 .2917 InvscS&P500EWCm EWCO .8 39.30 +1.93 .0925 iShEM Dividend DVYE 4.9 40.00 +0.92 .076 AmCentDivrsMuni TAXF 2.1 54.66 +0.24 .0907 DirexRussiaBl2 RUSL .4 26.05 +2.50 .1174 FT LgDurOpps LGOV 3.0 27.11 –0.02 .08 GSActiveBetaUSLC GSLC 1.3 78.46 +2.17 .2518 InvsS&P500EWCD RCD .7 141.10 +6.66 .1027 iShEuropeETF IEV 1.7 50.55 +1.51 .3478 AmCentLowVol LVOL ... 40.55 +1.78 ... DirexS&P500Br3 SPXS .6 32.34 –2.81 .1998 FT Long/Short FTLS .4 45.95 +0.47 .1252 GS Active US SC GSSC .8 65.96 +4.74 .1448 InvscS&P500CnStp RHS 2.1 154.59 +3.74 .9743 iShExpTech IGM .3 358.32 +7.50 .1728 AmCentMCGrw MID ... 51.37 +2.17 ... DirexS&P500Bl3 SPXL .2 82.96 +6.38 .1155 FT MgdFutures FMF .0 47.66 +0.47 .0074 GSHedgeIndVIP GVIP .1 96.45 +2.66 .0005 InvscS&P500EWEner RYE 2.2 44.15 –0.17 .2234 iShFocusedValue FOVL 2.2 55.08 +2.34 .3011 AmCentQulDivIn QINT 1.6 49.88 +1.21 .4369 DirexS&P500Bull2X SPUU .8 82.23 +4.20 .3605 FT MatAlpDX FXZ 1.3 55.56 +2.91 .19 GS Innovate GINN .3 58.33 +1.97 .0401 InvscS&P500EW RSP 1.5 141.60 +4.53 .442 iShGenomicsImm IDNA .3 47.29 +3.60 .0362 AmCentStoxxUSQ QGRO .2 62.83 +1.83 .0367 DirexS&PBiotechBr3 LABD 5.3 18.83 –4.06 .9952 FTMergerArbitrage MARB ... 19.54 +0.04 ... GS JUST US LC JUST 1.3 57.47 +1.54 .1909 InvscS&P500EWFin RYF 1.9 56.99 +1.76 .2424 iShGlblComm IXP .9 80.73 +0.49 .4087 AmCentSTOXXUSQual VALQ 1.9 46.88 +1.67 .2242 DirexS&PBiotechBl3 LABU ... 103.67 +14.17 ... FT MngstrDiv FDL 4.1 32.52 +1.05 .3677 GS PhysGold AAAU ... 17.16 +0.26 ... InvscS&P500EWHC RYH .5 262.89 +4.03 .3192 iShGlobal100 IOO 1.4 65.74 +0.97 .4328 AmCentSustEq ESGA .8 49.30 +1.34 .1267 DirexS&P500Br1 SPDN .1 17.38 –0.48 .0176 FT Multi-MgrLG MMLG .5 24.31 +0.73 .0606 GothamEnh500 GSPY ... 21.04 +0.49 ... InvscS&P500Ind RGI .9 173.57 +6.04 .3249 iShGlobalREITETF REET 2.5 25.81 +0.95 .1913 AmConsValues ACVF .9 29.47 +0.89 .0627 DirexHiBetaBear3X HIBS 2.1 14.66 –1.71 .307 FT NaturalGas FCG 2.4 14.06 +0.05 .1495 GraniteBloomComm COMB .1 25.82 +0.05 .0163 InvscS&P500EWMat RTM 1.4 156.80 +6.22 .4986 iShGoldTr IAU ... 16.44 +0.26 ... AmplifyBlackSwan SWAN .4 31.99 +0.18 .1192 DirexHiBetaBull3X HIBL .0 63.16 +6.21 .0612 FT NA Energy Infra EMLP 4.3 23.04 +0.91 .2291 GraniteGold BAR ... 17.13 +0.26 ... InvscS&P500RlEst EWRE 3.4 33.07 +1.80 .2517 iShiBoxx$InvGrCpBd LQD 2.7 128.71 –1.05 .2692 AmplifyBlkIswn ISWN ... 24.29 +0.18 ... DirexS&POil&GasBr2 DRIP .0 9.77 –0.14 .0028 FT NYSE ArcaBiotch FBT ... 162.41 +0.54 ... GraniteHIPSUSHiInc HIPS 8.8 14.63 +0.35 .1075 InvscS&P500EWTech RYT 1.2 263.23 +6.62 .9086 iShiBdsDec2030Cp IBDV 1.9 24.72 –0.17 .0428 AmpCWPEnhDiv DIVO 4.8 34.29 +0.90 .1527 DirexS&POil&GasBl2 GUSH .1 87.48 +0.36 .0657 FT PfdSecs FPE 4.9 20.15 +0.05 .0792 GranitePlatinum PLTM ... 11.90 +0.77 ... InvscS&P500EWUtil RYU 2.9 100.75 +3.96 .643 iShiBdsDec2028Cp IBDT 2.9 28.27 –0.15 .0613 AmplifyCrowdBur LEND ... 16.03 +1.03 ... DirexSemiBear3 SOXS 5.3 12.02 –1.28 .6415 FTSTOXXEurSel Div FDD 3.6 14.18 +0.35 .076 GraniteXOUTUSLC XOUT .5 36.61 +1.04 .0473 InvscS&P500xRt XRLV 1.5 42.76 +0.97 .0492 iShiBondsDec2025Cp IBDQ 2.4 26.78 –0.07 .0461 AmplifyHiIncm YYY 9.3 16.70 +0.18 .13 DirexSemiBl3 SOXL .0 33.42 +0.67 .0034 FT ShDurMgMun FSMB 1.7 20.83 +0.06 .025 HCM Def500 LGH .2 35.07 +1.31 .0768 InvscS&P500GARP SPGP 1.0 82.43 +3.19 .1341 iShiBondsDec2024Cp IBDP 2.4 26.31 –0.06 .0457 AmplifyOnlRetail XBUY ... 55.36 +2.27 ... Direx7-10TreaBr3 TYO .3 9.26 +0.04 .0287 FT S&P REIT FRI 2.8 25.32 +1.18 .2669 HCM Def100 QQH ... 40.90 +1.10 ... InvscS&P500HiBeta SPHB 1.5 72.07 +2.50 .245 iShiBdsDec2029Cp IBDU 2.5 26.08 –0.17 .0534 AmplifyLithium BATT .2 16.39 +0.95 .0336 Direx7-10TreaBull TYD .1 50.69 –0.81 5.7353 FT TCW EM Debt EFIX ... 19.42 –0.02 ... HartfordMultiDvxUS RODM 2.7 29.54 +0.68 .3894 InvscS&P500HiDiv SPHD 4.3 42.52 +1.50 .1453 iShiBondsDec2021Cp IBDM 2.1 24.83 ... .0333 M26 BARRON’S March 15, 2021 Exchange-Traded Portfolios

Tick Div Tick Div Tick Div Tick Div Tick Div Tick Div Name Sym Yld Last Chg. Amt. Name Sym Yld Last Chg. Amt. Name Sym Yld Last Chg. Amt. Name Sym Yld Last Chg. Amt. Name Sym Yld Last Chg. Amt. Name Sym Yld Last Chg. Amt. iShiBdsDec2021Muni IBMJ 1.3 25.71 +0.01 .0271 JanusHenShrtDur VNLA 1.0 50.13 –0.02 .0395 PacerLuntLCMultAlt PALC 1.2 36.72 +1.12 .176 RivFrStratIncm RIGS 3.3 24.65 –0.04 .0497 SchwabUS LC Val SCHV 2.8 65.25 +1.96 .3795 VangdHiDiv VYM 3.1 101.10 +2.98 .8096 iShiBondsDec2027Cp IBDS 2.6 26.72 –0.13 .0523 HancockConsDisc JHMC .5 49.93 +2.75 .1012 PacerLuntMCMult PAMC .5 36.08 +1.98 .0792 RoundAcqDpVal DEEP 1.4 35.61 +2.32 .1425 SchwabUS MC SCHM 1.2 75.73 +3.17 .0549 VangdIndls VIS 1.2 188.52 +7.78 .6416 iShiBondsDec2026Cp IBDR 2.6 26.34 –0.10 .0509 HancockConsStpl JHMS 2.3 33.06 +0.90 .3822 PacerMilitEmp VETS 1.4 37.20 +2.20 .1153 RoundBitEsports NERD .3 32.65 +0.50 .3167 SchwabUS REIT SCHH 2.7 40.71 +2.12 .1185 VangdIntermBd BIV 2.2 88.95 –0.44 .1377 iShiBondsDec2023Cp IBDO 2.4 26.09 –0.02 .0421 HancockDevIntl JHMD 1.8 32.57 +0.71 .3497 PacerTrendFd TRND .6 28.96 +0.43 .169 RoundSportsBet BETZ .2 32.35 +2.43 .0714 SchwabUS SC SCHA .9 104.63 +6.50 .3033 VangdLC VV 1.4 184.76 +5.09 .6846 iShiBondsDec2022Cp IBDN 2.2 25.45 –0.01 .0389 HancockMultEM JHEM 1.6 30.79 +0.10 .3081 PacerTrendpilot PTIN .7 27.73 +0.51 .203 RoundStreamSvs SUBZ ... 14.46 +0.62 ... Schwab US TIPs SCHP 1.1 60.91 –0.08 .1261 VangdLT Bond BLV 3.3 97.28 –1.37 .2356 iShiBdsDec2022Muni IBMK 1.4 26.35 +0.02 .028 HancockEnergy JHME 2.4 20.29 +0.13 .2876 PacerTrendUSBd PTBD 2.5 27.29 –0.10 .2812 SPAC&NewIssueETF SPCX ... 29.62 +0.37 ... SimplUSConvex SPYC 1.5 28.43 +0.80 .1079 VangdMegaCap MGC 1.4 139.45 +3.59 .608 iShiBdsMar23CpxFin IBCE 2.4 24.90 –0.01 .045 HancockMultFinls JHMF 1.5 47.97 +1.67 .3737 PacerUSCashCows BUL .7 34.39 +1.08 .0228 SPDRBlackSrLoan SRLN 4.8 45.81 –0.03 .16 SimplUSPlusDown SPD 1.7 28.11 +0.69 .1162 VangdMegaGrwth MGK .6 204.91 +5.38 .4499 iShiBdsMar2023Cp IBDD 2.4 27.13 –0.01 .0497 HancockHealthcare JHMH 2.5 43.80 +0.79 .643 PacerUSExportLead PEXL .5 38.14 +1.12 .054 SPDRBloomBarCvSecs CWB 2.2 86.27 +2.91 .1223 SimplUSPlusUp SPUC 2.8 28.60 +0.95 .2029 VangdMegaVal MGV 2.3 95.02 +2.50 .6513 iShiBoxx$HYCpBd HYG 4.8 86.46 –0.16 .3068 HancockIndustrials JHMI .9 48.65 +1.76 .2242 PacificGlbFocusHY FJNK 4.2 25.37 +0.03 .0733 SPDRBBCpBd SPBO 2.8 34.15 –0.25 .0732 SimplifyVoltCloud VCLO ... 10.76 +0.56 ... VangdMC VO 1.3 223.71 +8.36 .9373 iShIntRtHdgCorpBd LQDH 2.1 94.66 –0.42 .1505 HancockLC JHML 1.5 50.47 +1.44 .3917 PacificGlbSrLoan FLRT 3.3 49.02 +0.02 .1168 SPDRBloomBarEMLoBd EBND 3.8 26.39 –0.05 .0707 SimplifyVoltFin VFIN ... 11.13 +0.92 ... VangdMCGrowth VOT .6 215.31 +6.80 .3193 iShIntRateHdgEM EMBH 2.7 23.57 +0.01 .0506 HancockMatls JHMA 1.4 44.41 +1.73 .3408 PrincipalActIncm YLD 4.2 40.49 +0.35 .1277 SPDR BlmBarcHYBd JNK 5.0 108.01 –0.19 .402 SimplifyVoltPop VPOP ... 12.12 +0.43 ... VangdMC Val VOE 2.0 137.05 +5.86 .7487 iShIntRtHdgHiYdBd HYGH 4.0 86.88 –0.05 .2731 HancockMultMedia JHCS .7 39.42 +1.40 .1513 PrincInvGrdCp IG 3.2 25.81 –0.22 .0627 SPDRBloomBarInCpBd IBND .4 36.58 +0.15 .0097 SimplifyVoltRobo VCAR ... 12.15 +1.04 ... VangdRealEst VNQ 3.9 91.62 +4.76 1.3377 iShIntRtLTCpBd IGBH 2.3 24.86 –0.10 .0457 HancockMC JHMM 1.0 49.17 +1.84 .2464 PrincipalSpectPfd PREF 4.4 20.31 –0.03 .0703 SPDRBlmBarIntTrBd BWX 1.0 29.65 +0.04 .0202 6MeridianHdg SIXH 1.7 27.55 +0.57 .029 VangdS&P500ETF VOO 1.5 362.36 +9.67 1.3829 iShJPM EM LC Bd LEMB ... 43.34 +0.17 ... HancockMultiSC JHSC 1.0 34.81 +1.70 .216 PrincipalTaxAdv PQDI 5.1 21.19 +0.08 .0897 SPDRBlmBarInvGrdFR FLRN .9 30.63 –0.02 .011 6MeridianLowBeta SIXL .6 32.91 +1.23 .0133 VangdS&P500 Grw VOOG .9 231.40 +4.99 .6468 iShJPX-Nikkei400 JPXN 1.2 73.92 +0.97 .4947 HancockTech JHMT .9 80.80 +2.09 .2668 PrincUltShtAct USI 2.0 24.82 +0.03 .0336 SPDRBloomBarc1-10Y TIPX 1.7 20.86 +0.01 .0017 6MeridianMega SIXA 1.7 30.85 +0.84 .034 VangdS&P500Val VOOV 2.3 137.14 +4.37 .9326 iShLatinAmerica40 ILF 2.0 27.95 +0.67 .2794 HancockUtils JHMU 3.3 30.89 +1.16 .5421 ProShDJBrkGlIn TOLZ 3.0 43.02 +1.58 .2708 SPDRBloomBar1-3MTB BIL .1 91.50 –0.01 .0033 6MeridianSC SIXS .6 47.73 +3.14 .0103 VangdS&PMC400 IVOO 1.2 178.80 +9.13 .7844 iShACWILowCarbon CRBN 1.3 156.02 +3.55 1.0674 JPMBeta US MC BBMC .6 87.79 +4.17 .0135 ProShDecRetail EMTY .1 17.47 –1.40 .0166 SPDRBloomBarSTHYBd SJNK 5.1 27.16 +0.03 .1056 SmartAdvertising MRAD ... 27.93 +1.36 ... VangdS&P400Grwth IVOG .7 195.36 +9.62 1.3201 iShMSCIAustralia EWA 1.9 25.14 –0.01 .2004 JPMBeta US SC BBSC .3 68.12 +4.43 .1022 ProShHdgReplic HDG .1 52.64 +1.19 .0421 SPDRBloomBarSTInTr BWZ .1 31.95 +0.05 .0021 SmartTransport MOTO .2 44.09 +1.09 1.02 VangdS&P400Val IVOV 2.0 158.88 +8.36 3.1834 iShMSCIAustria EWO .9 22.27 +0.56 .1941 JPMCarbonUS JCTR .5 53.02 +1.41 .0664 ProShInflationExp RINF .8 28.57 –0.12 .1511 SPDR 3-12MT-Bill BILS ... 100.08 ...... SoFi50ETF SFYF .3 32.12 +3.66 .0321 VangdS&P600 VIOO .9 210.04 +14.65 1.8256 iShMSCIBRICETF BKF 1.0 54.23 –0.13 .383 JPMCorpBdResearch JIGB 2.9 54.29 –0.32 .1201 ProShLgOnline CLIX 1.4 87.63 –0.21 .7962 SPDRBlSASBCpBd RBND 1.8 24.10 –0.15 .0388 SoFiNext500 SFYX 1.0 13.75 +0.59 .0881 VangdS&P600Grwth VIOG .6 231.18 +15.43 .6301 iShMSCIBelgium EWK 1.6 20.64 +0.61 .175 JPM DivRetEM JPEM 2.7 56.98 +0.69 .2939 ProShMSCITransform ANEW .2 42.74 +0.96 .0183 SPDRDoubleTRTact TOTL 2.9 48.27 –0.24 .0941 SoFiSelect500 SFY 1.1 14.43 +0.47 .083 VangdS&P600Val VIOV 1.2 186.34 +13.31 .7423 iShMSCIBrazil EWZ 1.9 33.29 +0.30 .2763 JPM DivRetIntlEq JPIN 2.3 60.94 +1.37 .4051 ProShOnlRetail ONLN 1.1 82.17 +3.19 .5695 SPDRDJGlbRealEst RWO 3.0 47.42 +1.63 .5151 SoFiWeeklyIncm TGIF 1.1 103.46 –0.37 .05 VangdST Bond BSV 1.7 82.18 –0.07 .0843 iShMSCICanadaETF EWC 1.9 34.48 +1.38 .3853 JPM DivRetUS Eq JPUS 1.8 90.25 +2.80 .4864 ProShRAFI L/S RALS 1.5 33.29 +0.58 .1133 SPDREUROSTOXXSC SMEZ .0 74.91 +1.88 .6465 SoundEnhFixed SDEF ... 20.45 +0.23 ... VangdSC VB 1.1 221.23 +11.27 .8934 iShMSCIChinaSC ECNS 3.0 57.84 +1.22 1.1813 JPM Div US MC JPME 1.4 82.47 +2.86 .3864 ProShS&P500Bd SPXB 2.6 88.30 –0.52 .1537 SPDRIntGovBd WIP 1.7 56.89 +0.85 .1813 SoundEquIncm SDEI ... 24.56 +1.08 ... VangdTaxExemptBd VTEB 2.0 54.65 +0.21 .0867 iShMSCIColombia ICOL 3.1 10.61 +0.27 .1835 JPM Div US SC JPSE 1.1 44.32 +2.71 .2021 ProShS&P500xEner SPXE 1.1 85.18 +2.08 .3044 SPDRFactSetInnTech XITK .1 224.47 +8.05 .1274 SPDR DJRlEst RWX 2.9 34.55 +0.60 .2286 VangdTotalStk VTI 1.3 207.40 +6.65 .7818 iShMSCI EAFE EFA 2.0 76.28 +1.65 .6945 JPMEquityPrem JEPI 8.1 56.83 +1.38 .3212 ProShS&P500xFin SPXN 1.0 83.06 +1.95 .2676 SPDRGlobalDow DGT 1.8 106.50 +2.49 .6483 SPDR DJREIT RWR 3.4 95.87 +4.58 1.2931 VangdTotlWrld VT 1.8 97.83 +2.49 .5524 iShMSCIEmgMarkets EEM 1.4 53.99 +0.16 .5189 JPM IntlGrwth JIG .0 73.41 +0.80 .0305 ProShS&P500xHlth SPXV 1.4 83.24 +2.26 .2883 SPDRGoldMini GLDM ... 17.16 +0.27 ... SPDR DJIA Tr DIA 1.7 328.31 +13.07 .6013 VangdUtilities VPU 3.4 137.35 +6.09 1.3295 iSh MSCI EM SC EEMS 2.0 56.78 +0.38 .047 JPMShDurCore JSCP ... 50.07 –0.04 ... ProShS&P500xTech SPXT 1.5 68.90 +1.98 .3043 SPDR Gold GLD ... 161.49 +2.35 ... SPDR EurSTOXX FEZ 2.0 44.56 +1.75 .2502 VangdValue VTV 2.3 131.79 +3.88 .7892 iShMSCIFranceETF EWQ 1.0 35.58 +1.40 .1632 JPMUSAggregateBd JAGG 1.5 26.80 –0.20 .0628 ProShShtBasicMat SBM .0 11.06 –0.55 .0049 SPDRMFSSysCore SYE .0 103.64 +2.42 .3326 SPDR MSCI exUS CWI 2.0 29.22 +0.48 .2741 VesperUSLCShort UTRN 1.0 31.11 +0.89 2.3583 iShMSCIFrontier FM 2.8 29.75 +0.42 .1874 JPMUSDEMSovBd JPMB 4.5 48.63 –0.08 .1838 ProShShtDow30 DOG .2 36.22 –1.54 .055 SPDRMFSSysGrowth SYG .0 117.99 +2.52 .1049 SpdrSPIntDiv DWX 3.7 37.91 +0.92 .3027 VicShUSAACrIntBd UITB 2.3 52.92 –0.32 .0833 iShMSCIGermanyETF EWG 1.3 33.19 +1.11 .3869 JPM US Dividend JDIV 3.9 30.95 +1.17 .6284 ProShShortEuro EUFX ... 42.50 –0.08 ... SPDRMFSSysValueEqu SYV .0 78.97 +2.40 .2132 SPDR S&PMdCpTr MDY 1.0 482.53 +24.68 1.4484 VicSh USAAShtBd USTB 2.0 51.72 –0.09 .0773 iShMSCIGlblAgriPrd VEGI 1.3 40.38 +1.36 .2919 JPMUSMinimumVol JMIN 2.8 32.84 +0.79 .4049 ProShShXinhuaCh25 YXI .1 13.79 +0.17 .011 SPDRACWILowCarbon LOWC 1.5 119.39 +2.78 1.0345 SPDR S&P 500 SPY 1.4 394.06 +10.43 1.58 VicShUSAA EMVal UEVM 2.1 47.82 +0.51 .0039 iShMSCIGloblEnProd FILL 3.1 16.95 +0.23 .2818 JPM US Moment JMOM .8 39.21 +1.34 .1124 ProShShtFinls SEF .1 13.87 –0.56 .0196 SPDREAFEFossilFr EFAX 1.6 80.52 +1.84 .6562 SPDR S&P Biotch XBI .2 146.51 +7.74 .176 VicShUSAA IntlVal UIVM 1.8 47.98 +1.35 .0718 iShMSCIGlbMulti ACWF 1.6 35.86 +0.78 .3228 JPM USQualFactor JQUA 1.4 37.17 +0.97 .2056 ProShShortHY SJB .1 18.64 +0.02 .0125 SPDRMSCIEAFEStrat QEFA 1.8 71.81 +1.35 .739 SPDR SP China GXC 1.0 135.57 –1.11 .7905 VicSh USA SC Val USVM 1.1 70.64 +4.73 .0295 iShMSCIHongKong EWH 2.4 26.78 +0.22 .2193 JPM US Value JVAL 2.2 34.01 +1.19 .2246 ProShShMSCI EAFE EFZ .0 19.39 –0.43 .0086 SPDREMFossilFuelFr EEMX 1.4 80.75 +0.03 .3338 SPDR S&P Div SDY 2.5 119.04 +4.07 .9868 VicShUSAA USAVal ULVM 1.3 61.47 +2.41 .0715 iShMSCIIndonesia EIDO 1.5 23.04 +0.13 .1717 KFADynFixIncm KDFI 3.7 21.51 –0.01 .076 ProShShtMSCI EM EUM .2 12.18 –0.07 .0196 SPDRMSCIEMStrat QEMM 2.4 67.79 +0.48 1.1371 SPDR SP EmAsPac GMF 1.3 133.72 –1.17 1.1135 VidentUSBdStrat VBND 2.0 50.41 –0.13 .4735 iShMSCIIntlMom IMTM 1.0 37.35 +0.84 .1408 KFA GlblCarbon KRBN ... 29.57 +1.77 ... ProShShtMC400 MYY .1 25.34 –1.38 .0152 SPDRMSCIUSAStrat QUS 1.6 109.85 +2.71 1.0337 SPDR S&P Home XHB .6 66.09 +2.91 .1182 VidentCoreUSEquity VUSE 1.1 42.48 +2.31 .261 iShMSCIIntlMulti INTF 1.9 28.77 +0.79 .2207 KFA LCQualDiv KLCD 2.2 30.32 +1.01 .6756 ProShShtOil&Gas DDG ... 17.69 –0.24 ... SPDRMSCIWorldStrat QWLD 1.7 96.34 +2.36 .7846 SPDR IntlSC GWX 1.6 37.42 +0.92 .2884 VidentIntlEquityFd VIDI 2.3 27.14 +0.62 .4101 iShMSCIIntlQual IQLT 1.6 36.20 +0.83 .2283 KFA MtLucas KMLM ... 28.41 +0.39 ... ProShShortQQQ PSQ .3 14.12 –0.36 .0448 SPDR NYSE Tech XNTK .3 144.95 +2.96 .08 SPDR S&P MtlMng XME .8 41.49 +3.47 .0819 VirtusInfrUSPfd PFFA 7.9 23.16 +0.47 .16 iShMSCIIntlSize ISZE 1.3 31.07 +0.79 .2655 KFA SCQualDiv KSCD 1.3 29.79 +1.41 .3992 ProShShtRE REK .1 10.69 –0.56 .0079 SPDRNuvBBHYMuni HYMB 3.5 59.12 +0.23 .1716 SPDRS&POilGasExpl XOP 1.5 90.44 +0.44 .3007 VirtusLifeSciBio BBC ... 56.42 +4.37 ... iShMSCIIntlSC ISCF 2.2 34.91 +1.03 .0459 KFAValLineDynCore KVLE .3 22.51 +0.67 .0731 ProShShtRus2000 RWM .2 20.99 –1.59 .0499 SPDRNuveenMuniBd TFI 1.9 51.66 +0.12 .0844 SPDR S&P Pharm XPH .4 54.45 +2.60 .0538 VirtusLifeSciBio BBP ... 54.82 +1.30 ... iShMSCIIntlValue IVLU 1.8 25.45 +0.66 .2598 KnowldgLdrDevWrld KLDW .6 43.78 +1.02 .2568 ProShShrtS&P500 SH .2 16.93 –0.47 .0279 SPDRNuveenSTMuniBd SHM 1.1 49.62 +0.09 .0465 SPDR S&P Retail XRT .7 94.39 +12.71 .2512 VirtusNewABS VABS ... 25.02 –0.02 ... iShMSCIIreland EIRL .5 55.19 +2.26 .0124 KraneBoseraChinaA KBA .7 44.79 –0.99 .2976 ProShSh7-10YrTr TBX .1 25.07 +0.09 .0229 SPDRPtfAggBd SPAB 2.4 29.63 –0.15 .0542 SPDR S&P Semi XSD .2 182.12 +7.00 .0991 VirtusNewDynCredit BLHY 3.6 24.36 –0.05 .0686 iShMSCIIsrael EIS .2 65.36 +1.97 .1058 KraneCCBSChCpHY KCCB 6.5 39.26 –0.07 .1575 ProShShrtSC600 SBB .1 17.28 –1.33 .0097 SPDRPtfDevxUS SPDW 1.8 35.55 +0.79 .3247 SPDRWelsFrg PSK 5.2 42.99 +0.24 .18 VirtusNewMultiBd NFLT 3.6 25.14 –0.12 .0779 iShMSCIItaly EWI 1.5 31.61 +1.39 .2375 KraneCICCCnCnsmr KBUY ... 25.76 –0.74 ... ProShSh20+Tr TBF .2 18.11 +0.37 .0351 SPDRPtfEM SPEM 1.8 44.46 +0.22 .5119 SprottGoldMiners SGDM .3 27.35 +1.17 .0928 VirtusPrvCrd VPC 8.6 23.52 +0.68 .6625 iShMSCIJapan EWJ 1.0 68.94 +0.78 .2583 KraneCICCCn5GSemi KFVG ... 23.97 –1.32 ... ProShUltBscMtls UYM .5 87.42 +8.03 .1272 SPDR PtfEurope SPEU 2.2 39.64 +1.23 .2256 SprottJrGoldMiners SGDJ 2.2 43.22 +2.17 .9687 VirtusRealAsset VRAI 3.5 25.61 +1.08 .3334 iShMSCIJapanSC SCJ .9 81.06 +1.49 .7019 KraneCICCChina KFYP 2.6 32.01 –0.29 .8337 ProShUltBlmCrude UCO ... 62.68 –0.05 ... SPDR PtfHYBd SPHY 5.6 26.40 –0.02 .1223 SterlingCapFocus LCG ... 26.44 +0.73 ... VirtusReavesUtil UTES 2.1 40.09 +1.70 .25 iShMSCIKLD400Soc DSI 1.2 75.78 +2.11 .2174 KraneCSIChInt KWEB .3 84.37 –0.45 .2214 ProshUltBlmNatGas BOIL ... 21.75 –1.97 ... SPDRPtfIntermCpBd SPIB 2.1 36.20 –0.11 .0541 SyntaxStratLC SSPY 1.3 61.77 +2.00 .9121 VirtusSeixSrLoan SEIX 4.1 24.80 +0.03 .0874 iShMSCIKokusaiETF TOK 1.4 87.90 +2.52 .6846 KraneEFdChina KCNY 2.3 35.04 +0.02 .0703 ProShUltCnsGds UGE .4 84.13 +7.21 .052 SPDR PtfIntTrea SPTI .6 32.19 –0.10 .0095 SyntaxStratMC SMDY .8 39.74 +2.03 .301 VolsharesLC VSL .8 39.83 +1.32 1.0277 iShMSCIMalaysiaETF EWM 2.0 27.68 +0.23 .5447 KraneElcVehicle KARS .1 43.23 +1.44 .0574 ProShUltCnsSvs UCC .0 93.39 +7.73 .0198 SPDRPtfLTCorpBd SPLB 3.3 29.65 –0.38 .0803 SyntaxStratifiedSC SSLY .4 54.65 +3.92 .1946 WBIBullBrGlbIncm WBII 3.4 24.48 –0.07 .0692 iShMSCIMexico EWW 1.4 43.83 +2.23 .1437 KraneEMCnsTech KEMQ 2.2 33.86 –0.41 .7438 ProShUltDow30 DDM .3 65.03 +5.07 .04 SPDRPtfLgTermTrea SPTL 1.9 39.09 –0.78 .0515 TRowePriceBlueChip TCHP ... 28.35 +0.64 ... WBIBullBrQu3000 WBIL .2 28.62 +0.67 .0084 iShMSCINetherlands EWN .7 44.85 +1.37 .1303 KraneEMHlthcrIndex KMED .0 33.00 –0.47 .0082 ProShUlt Euro ULE ... 15.05 +0.08 ... SPDR PtfGSM SPGM 1.4 52.40 +1.37 .4474 TRowePriceDivGwth TDVG .8 29.31 +0.70 .0762 WBIBullBrRsInc300 WBIE .3 29.54 +0.72 .0456 iShMSCIPacificxJp EPP 2.2 50.60 +0.02 .5466 KraneChinaHlthCr KURE .0 38.24 +0.33 .0001 ProShUltFTSEEurope UPV ... 59.43 +3.42 ... SPDRPtfMtgBkdBd SPMB 2.9 25.99 –0.12 .0585 TRowePriceEqIncm TEQI 1.5 33.51 +0.97 .1601 WBIBullBrTdUS WBIT 3.2 20.01 –0.06 .3113 iShMSCIPeru EPU 1.8 36.87 +0.86 .1829 KraneAllChina KALL 1.0 35.98 –0.43 .3487 ProShXinhuaChina25 XPP ... 76.76 –2.72 ... SPDRS&P500Value SPYV 2.1 38.13 +1.22 .194 TRowePriceGrowth TGRW .0 29.58 +0.79 .0318 WBIBullBrTrdUSTR WBIN 4.1 17.13 –0.01 .0583 iShMSCIPhilippines EPHE .8 29.99 –0.88 .0724 KraneMSCICnLdrs KESG .0 33.17 +0.26 .1511 ProShUltFinls UYG .5 54.67 +3.98 .0781 SPDRPtfS&P1500 SPTM 1.5 49.05 +1.39 .204 TechSelectSector XLK .9 131.41 +2.46 .2976 WBIBullBrVal3000 WBIF .1 30.38 +0.83 .0237 iShMSCIPoland EPOL 1.4 19.22 +0.70 .0987 KraneMSCIChinaEnv KGRN .0 43.74 +3.59 .0026 ProShUltraGold UGL ... 54.97 +1.55 ... SPDRPtfS&P500 SPLG 1.5 46.35 +1.25 .1812 TeucriumAgriFd TAGS ... 22.66 –0.33 ... WBIBullBrYd3000 WBIG .9 25.44 +0.56 .064 iShMSCIRussia ERUS 4.0 40.72 +1.68 1.2914 KraneEMxChina KEMX 1.6 31.25 +0.24 .498 ProShUltHlthCr RXL .1 77.36 +2.58 .0364 SPDRS&P500Growth SPYG .9 55.61 +1.24 .1311 TeucriumCornFd CORN ... 17.08 –0.27 ... WBIPwrFactorHiDiv WBIY 4.2 27.36 +0.98 .4067 iShMSCISaudiArabia KSA 1.6 34.27 +0.93 .0942 KraneSh1Belt1Road OBOR 1.9 29.32 +0.64 .5493 ProShUltraHY UJB 2.9 73.75 –0.31 1.7338 SPDRS&P500HiDiv SPYD 4.1 39.86 +1.44 .6066 TeucriumSoybeanFd SOYB ... 21.31 –0.14 ... WedETFMGGlbCld IVES .4 50.30 +1.73 .125 iShMSCISingapore EWS 2.5 22.86 +0.02 .3572 KraneSSEStr50 KSTR ... 21.34 –1.23 ... ProShUltIndls UXI .3 116.21 +8.30 .0364 SPDRPtfS&P400MC SPMD 1.1 46.46 +2.37 .1671 TeucriumSugarFd CANE ... 7.43 –0.09 ... WedbushVideoGame GAMR .7 100.66 +12.22 .49 iShMSCISouthAfrica EZA 4.9 48.91 +0.94 1.7712 LCGrowthETN2028 FRLG ... 236.27 +10.98 ... ProShUltBrazil UBR ... 27.80 +0.31 ... SPDRPtfS&P600SC SPSM .9 44.75 +3.11 .1526 TeucriumWheatFd WEAT ... 6.16 –0.13 ... WilshirewShEnhGold WGLD ... 17.47 +0.24 ... iShMSCISthKorea EWY .7 88.03 –0.98 .6303 LeaderActivLdrs ACTV .1 36.97 +1.69 .0318 ProShUltMSCIEAFE EFO ... 47.35 +1.83 ... SPDRPtfSTCpBd SPSB 1.8 31.25 –0.04 .0368 TimothyHiDiv TPHD 2.1 28.61 +0.90 .0559 WisdTrUSDBull USDU .7 25.51 –0.17 .1726 iShMSCISpain EWP 2.5 27.96 +0.82 .0677 LeaderAlphaFactor LSAT .3 32.61 +1.10 .0895 ProShUltMSCIEM EET .0 103.02 +0.09 .0086 SPDRShtTermTrea SPTS .4 30.66 +0.01 .0044 TimothyPlanIntl TPIF 2.0 27.80 +0.62 .0172 WisdTrCBOES&P500 PUTW 1.4 29.67 +0.49 .4086 iShMSCISweden EWD .9 45.14 +2.34 .2946 LeaderAlphaUSCore LSAF .5 30.37 +0.81 .0329 ProShrUltraJapan EZJ ... 48.09 +1.06 ... SPDR PtfTIPS SPIP 2.1 30.38 –0.08 .0163 TimothyUS LMC TPLC .7 32.48 +1.01 .0226 WisdTrChineseYuan CYB .4 27.27 –0.07 .1118 .0384 WisdTrEmgCurr CEW .7 18.14 +0.18 .1181 iShMSCISwitz EWL 1.5 43.95 +0.66 .0226 LeaderShEqSkew SQEW .7 36.44 +1.43 .2592 ProShUltMC400 MVV .2 62.21 +6.15 .0504 SPDRRuss1000LowVol ONEV 1.7 98.55 +3.65 .5906 Timothy US SC TPSC .9 34.03 +2.11 WisdTrEMxSOE XSOE 1.0 41.54 –0.06 .1494 iShMSCITaiwan EWT 1.7 58.36 +0.32 .9727 LeatherbackL/S LBAY 3.1 22.87 +0.67 .06 ProShUltOilGas DIG 1.6 140.96 +3.24 .5511 SPDRRuss1000Mom ONEO 1.2 92.96 +3.32 .3306 TortoiseNAPipeline TPYP 5.1 20.88 +0.53 .2425 WisdTrEM HiDiv DEM 3.9 44.24 +0.83 .2927 iShMSCIThailand THD 2.2 82.18 +0.41 .4504 LeutholdCore LCR .6 29.21 +0.58 .1752 ProShUltraQQQ QLD .0 114.69 +4.50 .0045 SPDRRuss1000Yd ONEY 2.2 92.42 +4.08 .6839 TransamDeltaS&PEM DMRE .8 60.67 –0.16 .1947 WisdTrEMLocDebt ELD 4.9 32.74 +0.13 .1275 iShMSCIUSAESGSelct SUSA 1.1 86.71 +2.35 .2629 MatlsSelSectorSPDR XLB 1.6 78.69 +3.38 .3593 ProShrUltraRE URE .8 69.17 +6.57 .3023 SPDRMomentumTilt MMTM 1.1 164.90 +4.45 .4503 TrendAggCon TACE .2 24.78 +0.35 .0435 WisdTrEMMulti EMMF 1.8 25.56 +0.23 .0935 iShMSCIUSAEqWeight EUSA 1.3 78.50 +2.65 .2227 MerlynAIBullBr WIZ .7 34.02 +1.08 .1614 ProShrUltraRus UWM .0 125.63 +16.66 .0067 SPDRS&P1500ValTilt VLU 1.7 141.51 +5.07 .5774 TrendAggDiv TADS .0 27.60 +0.98 2.617 WisdTrEM SC DGS 3.5 50.24 +0.36 .4875 iShMSCIUSAMCMult MIDF 1.1 34.74 +1.22 .106 MicroSecCannabis MJJ ... 81.36 +4.38 ... ProShUltraS&P SSO .2 100.72 +5.25 .0842 SPDR S&P500MidGr MDYG .7 75.61 +3.61 .1937 TrendAggGrowth TAAG .0 27.30 +0.63 4.0115 WTEnhCmdStrategyFd GCC ... 20.69 +0.19 ... iShMSCIUSAMulti LRGF 1.3 39.93 +1.04 .104 MicroSecCannabis2X MJO ... 105.35 +11.77 ... ProShUltSemi USD .1 110.11 +3.72 .0255 SPDR S&P400MidVl MDYV 1.4 66.95 +3.51 .2428 TrueESGActOpps ECOZ .4 35.83 +1.26 .136 WisdTrEuropeHdg HEDJ 2.5 70.36 +2.13 .3706 iShMSCIUSASize SIZE 1.3 120.81 +4.33 .39 MicroFANG+ETN FNGS ... 28.85 +0.54 ... ProShrUl7-10Trs UST .6 66.43 –0.68 .0797 SPDRS&P600SmallCap SLY .9 99.62 +7.02 .3346 TrueShLowVol DIVZ ... 27.19 +1.01 ... WisdTrEuropeHdgSM EUSC 3.2 33.21 +0.86 .1841 iShMSCIUSASCMul SMLF 1.1 53.35 +3.16 .2805 MicroSectFANG+Invr GNAF ... 15.45 –0.45 ... ProShUltSilver AGQ ... 46.53 +2.64 ... SPDR S&P600SCpGr SLYG .6 89.80 +5.99 .23 TrueTechAI LRNZ ... 42.80 +2.32 ... WisdTrEurQualDiv EUDG 1.8 31.29 +0.92 .1107 iShMSCIUK EWU 2.3 31.87 +0.59 .3319 MicroFANG-3XInvr FNGD ... 3.61 –0.48 ... ProShUltSC600 SAA .0 167.06 +22.40 .0318 SPDR S&P600SCapVal SLYV 1.1 87.88 +6.29 .2895 UBS FIEnhGlbHY FIHD ... 201.54 +8.87 ... WisdTrEuropeSC DFE 2.2 69.85 +1.93 .3291 iShMSCIWorldETF URTH 1.5 118.11 +3.06 .7935 MicroSectorsFANG3X FNGU ... 29.95 +0.87 ... ProShUltTech ROM .0 72.97 +1.55 .0344 SPDR Aero Dfns XAR .6 127.17 +7.44 .1034 UBS FIEnhLCGrw FBGX ... 549.76 +26.23 ... WisdTrFRTrea USFR .1 25.10 –0.01 .003 iShMorningstarLC JKD 1.2 222.60 +5.52 .7364 MicroFANG-2XInvr FNGZ ... 3.66 –0.27 ... ProShUltTelecom LTL 1.4 44.65 +2.51 .1961 SPDRS&PBank KBE 1.9 55.06 +2.86 .2993 USCF SummerDynCom SDCI .2 18.73 +0.31 .0332 WisdTrGlbxUSQual DNL 1.7 77.33 +1.07 .3246 iShMornLCGrowth JKE .3 288.63 +9.50 .1992 MicroSectFANG+2X FNGO ... 39.65 +1.44 ... ProShUlt20YrTr UBT .3 45.99 –2.04 .1599 SPDRS&PCapitalMkts KCE 1.9 85.96 +3.85 .652 USEquCumDiv2027 IDIV 13.2 10.15 +0.20 .095 WisdTrGlbxUSREFd DRW 2.9 26.12 +0.31 .7604 iShMornLCValue JKF 2.7 122.77 +3.13 .8087 MicroSecGold3XInvr GDXD ... 25.00 –3.12 ... ProShrUltraUtil UPW .8 56.41 +4.65 .2117 SPDREmMktsDiv EDIV 3.3 29.71 +0.34 .0719 USEquityxDiv2027 XDIV ... 87.50 +1.96 ... WisdTrGlbHiDiv DEW 3.8 46.81 +1.13 .4553 iShMorningstarMC JKG 1.0 252.00 +7.91 .7272 MicroSecGold3XLvgd GDXU ... 17.00 +1.67 ... ProShUltraYen YCL ... 53.48 –0.70 ... SPDR S&P EM SC EWX 2.1 55.22 +0.76 .8081 USGlbGOGold GOAU .3 19.15 +0.87 1.0359 WisdTrGrwLdrs PLAT .1 46.24 +1.59 .0474 iShMornMCGrowth JKH .1 378.54 +12.53 .04 MicroUSBigBk3X BNKD ... 1.78 –0.26 ... ProShUltDow30 UDOW .2 125.98 +14.45 .1112 SPDR S&P500 ESG EFIV 1.2 36.62 +0.80 .1436 U.S.GlobalJetsETF JETS .0 27.68 +1.97 .0086 WisdTrIndiaEarn EPI .7 32.31 +0.37 .0807 iShMorningstarSC JKJ 1.1 234.70 +12.29 .6375 MicroUSBigBk3X BNKU ... 47.70 +5.61 ... ProShUltMC400 UMDD .1 149.40 +21.48 .0229 SPDRS&P500Fossil SPYX 1.3 97.35 +2.43 .331 USVeganClimate VEGN .7 36.00 +1.17 .0915 WisdTrIndiaxSOE IXSE .1 31.16 +0.17 .015 iShMornSCGrowth JKK .1 315.81 +17.83 .0913 MicrUSBigOil3InLv NRGD ... 1.57 –0.08 ... ProShUltRus2000 URTY .0 127.81 +24.32 .0027 SPDRS&PGlbDividend WDIV 5.0 66.77 +2.07 1.3575 UtilitiesSelSector XLU 3.2 62.41 +2.73 .5218 WisdTrIntDivxFin DOO 3.3 42.80 +0.80 .333 iShMornSCValue JKL 1.6 175.64 +8.83 .6156 MicrUSBigOil3Lev NRGU ... 174.40 +3.52 ... ProShUltS&P500 UPRO .1 88.24 +6.72 .0265 SPDRS&PGlbInfr GII 2.6 51.86 +1.76 .7792 VanEckMerkGoldTr OUNZ ... 16.79 +0.26 ... WisdTrIntlEquity DWM 2.6 52.74 +1.07 .3337 iShNatlMuniBd MUB 2.1 115.82 +0.32 .1952 MorganExosSpac SPXZ ... 24.05 +2.39 ... ProShUltShtDow30 SDOW .7 9.96 –1.34 .0662 SPDRS&PGlbNatRes GNR 2.4 52.52 +1.39 .4833 VanEckAfrica AFK 3.7 21.58 +0.46 .796 WisdTrIntlHdgQual IHDG 1.9 40.74 +0.56 .354 iShNewYorkMuniBd NYF 2.0 57.84 +0.25 .0994 MSCushMLPHI MLPY 9.0 4.28 +0.14 .0779 ProShShtMC400 SMDD .2 7.75 –1.34 .0157 SPDRS&PHlthCareEqp XHE ... 120.11 +3.91 ... VanEckAgribus MOO 1.0 88.58 +3.41 .8564 WisdTrIntlHiDiv DTH 3.5 39.73 +0.79 .3455 iShResidentMultiRE REZ 2.9 74.96 +3.88 .7092 NationwideMaxDivUS MXDU 1.7 38.45 +1.25 .6615 ProShShtRus2000 SRTY 1.8 9.37 –2.38 .1659 SPDRS&PHlthCareSvs XHS .2 107.47 +6.47 .0916 VanEckBDCIncome BIZD 8.8 16.25 +0.64 .3249 WisdTrIntlLC Div DOL 2.7 47.50 +0.92 .3204 iShRobotics&AI IRBO .5 45.06 +1.45 .1725 NationRiskBaseIntl RBIN 1.8 26.90 +0.57 .4885 ProShUltS&P500 SPXU .9 24.43 –2.12 .2078 SPDRS&PInsurance KIE 1.7 37.51 +1.57 .196 VanEckBrazilSC BRF 1.8 19.47 +0.46 .3529 WisdTrIntlMC Div DIM 2.4 67.18 +1.52 .4005 iShRussell1000Gwth IWF .7 240.99 +5.90 .3742 NationRiskBasedUS RBUS 1.3 35.58 +0.97 .4651 ProShUltShrt20YTr TTT .2 45.60 +2.61 .0867 SPDRS&PInternetETF XWEB .4 179.44 +9.51 .2548 VanEckChinaGrwth GLCN .2 45.44 –1.79 6.0309 WisdTrIntlMult DWMF 2.0 25.05 +0.54 .1791 iShRussell1000 IWB 1.3 223.51 +6.42 .7898 NationRiskMgd NUSI 7.7 27.05 +0.07 .1804 ProShUltShtAUD CROC ... 43.10 –0.78 ... SPDRS&PKenCleanPwr CNRG .6 121.59 +15.38 .1172 VanEckChinaBond CBON 2.8 23.86 +0.17 .0468 WisdTrIntlSC DLS 2.4 72.41 +1.73 .4585 iShRussell1000Val IWD 1.8 152.30 +4.84 .5957 NatixisShrtDur LSST 1.8 25.58 –0.02 .0245 ProShUSBscMtls SMN ... 8.08 –0.90 ... SPDRS&PKenFinalFr ROKT .5 41.33 +2.24 .065 VanEckSMEChiNxt CNXT .0 46.05 –2.17 .0038 WisdTrJapanHdg DXJ 2.3 60.37 +1.28 .7923 iShRussell2000Gwth IWO .4 316.67 +19.60 .307 NatixisUSEqOpps EQOP .0 31.66 +0.76 .0043 ProShUltBloomCrd SCO ... 6.35 –0.02 ... SPDRS&PKenFut FITE .8 49.51 +2.69 .076 VanEckEgypt EGPT 2.3 26.60 –0.12 .625 WisdTrJapanSC DFJ 2.5 76.00 +1.68 .9438 iShRussell2000 IWM .9 233.59 +15.88 .5925 NatixisVaughanMC VNMC .1 33.35 +1.17 .0589 ProShUltShBlmGas KOLD ... 39.25 +3.06 ... SPDRS&PKenInt SIMS .5 45.72 +1.84 .0692 VanEckEM AggBd EMAG 4.3 20.92 +0.05 .0666 WisdTrMgdFut WTMF .4 40.06 +0.11 .1728 iShRussell2000Val IWN 1.2 169.53 +12.57 .6518 NatixisVaughanNel VNSE .1 29.68 +0.73 .0171 ProShUSCnsmrGd SZK .2 8.55 –0.85 .0168 SPDRS&PKenNewEc KOMP .6 70.81 +7.05 .2031 VanEckEMHYBond HYEM 5.4 23.64 –0.06 .097 WisdTrMtgPlBdFd MTGP 1.9 50.99 +0.02 .0775 iShRussell3000 IWV 1.2 237.87 +7.44 .8274 NETLeaseCpRlEst NETL 3.7 27.63 +1.06 .2772 ProShUSCnsmrSvc SCC .1 10.67 –1.00 .0069 SPDRS&PKenSmart HAIL .4 65.27 +5.62 .0217 VanEckEnerIncm EINC 4.6 50.17 +1.61 .3943 WisdTr90/60USBal NTSX .8 37.36 +0.90 .1153 iShMicro-CapETF IWC .7 158.51 +15.42 .3713 NiftyIndiaFinls INDF ... 34.20 +0.45 ... ProShUltDow30 DXD .4 10.62 –0.94 .0384 SPDRS&PNAmNatlRscs NANR 2.2 40.72 +1.42 .3404 VanEckEnvironSvcs EVX .3 133.64 +7.06 .3906 WisdTrUSDivxFin DTN 3.0 93.32 +3.10 .075 iShRussellMid-Cap IWR 1.2 74.79 +2.75 .2294 NoShoreGlUran URNM 1.9 57.00 +3.55 1.1043 ProShUltShEuro EUO ... 23.46 –0.20 ... SPDRS&POil&GasEq XES .9 64.15 –0.41 .0689 VanEckGoldMiner GDX .6 33.08 +1.30 .1899 WisdTrUSHiDiv DHS 3.4 75.22 +2.28 .045 iShRussellMCValue IWS 1.6 110.79 +4.36 .436 NuvESGHYCorpBd NUHY 5.0 24.72 +0.02 .0968 ProShUltChina50 FXP .1 28.63 +0.54 .0207 SPDRS&PRegionalBkg KRE 2.0 71.10 +3.80 .395 VanEckGreenBd GRNB 2.2 27.05 –0.18 .0358 WisdTrUSLCDivFd DLN 2.4 112.22 +2.97 .10 iShRussellTop200Gr IWY .7 132.90 +2.94 .2537 NuvESGUSAggBd NUBD 2.2 25.83 –0.12 .0412 ProShrUltShFTSEEur EPV .1 14.37 –0.91 .0143 SPDRS&PSft&Svs XSW .2 164.18 +9.77 .0519 VanEckIndiaGrwth GLIN .2 34.02 +0.55 .0783 WisdTrUSLCFd EPS 1.7 42.89 +1.09 .1997 iShRussellTop200 IWL 1.2 94.08 +2.30 .3356 NuvEnhYd1-5Y NUSA 2.4 25.30 –0.02 .0447 ProShUltShFin SKF .1 11.85 –0.99 .0168 SPDRS&PTelecom XTL .8 97.46 +6.70 .2464 VanEckIndonesia IDX 1.7 20.22 +0.25 .3429 WisdTrUSMCDivFd DON 2.2 40.87 +1.71 .015 iShRussellTop200Vl IWX 1.9 63.64 +1.80 .3183 NuvEnhYdUSAgg NUAG 3.0 24.65 –0.09 .0406 ProShUltShGold GLL ... 37.31 –1.24 ... SPDRS&PTransport XTN .6 88.29 +4.64 .20 VanEckIntlHYBd IHY 4.6 25.63 –0.05 .0852 WisdTrUSMCFd EZM 1.4 51.92 +2.55 .306 iShS&P100 OEF 1.4 178.88 +4.40 .6844 OverlayCoreBd OVB 3.3 25.68 –0.08 .2454 ProShrUSHlthCr RXD .2 9.15 –0.32 .0167 SPDRSSGAFxScRt FISR 2.6 30.64 –0.15 .0574 VanEckInvtGrFR FLTR 1.2 25.36 –0.03 .0154 WisdTrUSQualShr QSY 1.4 113.05 +3.71 .078 iShS&PMC400Growth IJK .6 78.94 +3.85 .1529 OverlayFgnEqu OVF 2.5 25.80 +0.47 .3361 ProShUltShIndls SIJ ... 8.42 –0.70 ... SPDRGenderDivers SHE 1.2 96.34 +3.63 .2869 VanEckIsrael ISRA .2 45.56 +2.08 .0763 WisdTrUSSCDiv DES 2.0 32.55 +1.93 .01 iShS&P500Growth IVW .8 64.16 +1.40 .1427 OverlayHdgLC OVLH ... 25.84 +0.55 ... ProShUltra7-10 PST .1 17.04 +0.17 .0175 SPDR US LC Low Vol LGLV 1.9 124.80 +3.71 .9641 VanEckJPMEMLCBd EMLC 5.0 31.30 +0.18 .118 WisdTrUSSCFd EES 1.0 49.72 +3.35 .0304 iShGlobalEnergyETF IXC 3.7 26.47 +0.32 .5958 OverlayLCEq OVL 1.6 33.89 +1.03 .3786 ProShUltBrazil BZQ .2 9.77 –0.36 .0185 SPDR SSGA US XLSR 1.2 41.18 +1.03 .153 VanEckJrGold GDXJ 1.8 47.10 +1.49 .8554 WisdTrUSTotalDivFd DTD 2.4 111.23 +3.14 .08 iShGlobalHealthcr IXJ 1.3 75.72 +1.14 .4391 OverlayMuniBd OVM 3.4 25.86 +0.17 .2553 ProShrUS MSCI EAFE EFU .1 11.71 –0.51 .0083 SPDR US SC LowVol SMLV 2.0 116.98 +6.32 1.0779 VanEckLong/Flat LFEQ 2.0 36.45 +0.93 .7143 WisdTrUSTMFd RESP 1.2 43.31 +1.27 .1428 iShGlobalTechETF IXN .6 303.78 +4.47 .9224 OverlayShTermBd OVT ... 24.95 +0.04 ... ProShUltMSCIEM EEV .2 15.91 –0.18 .0261 SPDRSolactCda ZCAN .0 70.70 +2.73 .7592 VanEckLowCarbon SMOG .1 161.77 +14.33 .0918 WisdTrYdUSAggBd AGGY 2.5 51.29 –0.33 .0975 iShGloblFinancials IXG 1.9 74.60 +1.73 .604 OverlaySCEq OVS 1.2 37.75 +2.77 .2317 ProShrUS MSCI Jpn EWV ... 13.86 –0.33 ... SPDRSolactGermany ZDEU .0 66.81 +2.27 1.055 VanEckMtgREIT MORT 7.1 19.03 +1.10 .3536 XtrkFTSEDevxUS DEEF 2.6 30.98 +0.69 .1551 iShS&P500Value IVE 2.1 141.87 +4.47 .7815 PGIMActHYBd PHYL 5.8 40.79 –0.03 .156 ProShUltMC400 MZZ .3 9.64 –1.09 .0287 SPDRSolactHK ZHOK .0 71.36 –0.04 .6809 VanEckNatRscs HAP 2.0 46.05 +1.52 .9444 XtrkrsHarvCSI300 ASHR .8 39.58 –0.69 .3248 iShIntlDevProperty WPS 2.3 36.29 +0.51 .3129 PGIMQMAStrAlphaItl PQIN 2.1 59.62 +1.46 .2895 ProShrUSOilGas DUG .2 13.49 –0.38 .0289 SPDRSolactJpn ZJPN .0 90.31 +1.19 .7031 VanEckOilRefin CRAK 2.2 29.40 +0.52 .66 XtrkrsHarvCSI500 ASHS .4 34.51 –1.21 .1531 iShGlobalConsDiscr RXI .6 163.07 +7.37 .4877 PGIMStratAlphLC PQLC 1.6 65.24 +1.79 .3156 ProShUltShtQQQ QID 1.0 26.99 –1.45 .2617 SPDRSolactUK ZGBR .0 49.41 +0.99 .6751 VanEckOilSvcs OIH .9 220.73 –1.27 1.8911 XtrkrsHiBetHYBd HYUP 7.1 47.87 –0.04 .3146 iShGlobalUtilities JXI 2.7 59.01 +2.53 1.0094 PGIMQMAStrAlSCG PQSG .8 73.65 +4.48 .2979 ProShrUSRlEst SRS .2 10.83 –1.19 .0237 SPDRSSgAGlbAll GAL 2.1 44.15 +0.62 .3629 VanEckPfdSecsxFin PFXF 5.1 20.58 +0.36 .0821 XtrkIntlRealEst HAUZ 3.3 27.27 +0.41 .5446 iShGlobalMaterials MXI 1.1 88.13 +2.61 .5874 PGIMQMAStrAlSCV PQSV 1.3 66.65 +4.27 .0991 ProShUltShRus2000 TWM .6 13.48 –2.13 .083 SPDRSSgAIncmAllctn INKM 3.8 34.98 +0.50 .4799 VanEckRareEarth REMX .7 80.39 +3.35 .5348 XtrkrsJpnJPXNik400 JPN 1.9 33.31 +0.42 .3597 iShGloblIndustrial EXI 1.2 114.97 +4.11 .594 PGIMUltraShBd PULS 1.7 49.82 –0.02 .0457 ProShUltShtS&P500 SDS .5 10.98 –0.61 .0569 SPDRSSgAMultiAsset RLY 1.9 27.45 +0.58 .2609 VanEckRealAsset RAAX 5.6 24.65 +0.80 1.392 XtrrsLowBetHYBd HYDW 4.4 50.15 –0.16 .1679 iShrsSP GSCI Cmdty GSG ... 14.68 –0.07 ... PIMCO25+YrZeroCoup ZROZ 2.1 132.65 –3.97 .65 ProShrUSSemi SSG .4 11.38 –0.79 .0472 SPDRSSgAUltraShrt ULST 1.1 40.47 ... .0199 VanEckSocSent BUZZ ... 25.17 +1.57 ... XtrkACWIxUSESGLd ACSG 1.7 32.68 +0.46 .2942 iShS&PMC400Value IJJ 1.5 104.18 +5.49 .3615 PIMCO ActiveBd BOND 2.6 109.60 –0.73 .23 ProShUltShtSilver ZSL ... 6.27 –0.41 ... SPFdsDJGlbSukuk SPSK 2.3 19.93 –0.09 .042 VanEckSteel SLX 1.5 54.51 +2.67 .8333 XtrkrsMSCIAllChina CN .8 46.05 –0.67 .3499 iShS&PSC600Value IJS .8 107.94 +7.77 .2837 PIMCOBrdUSTIPSIdx TIPZ 1.5 63.97 –0.09 .05 ProShUlShtSC600 SDD ... 6.15 –0.99 ... SPFdsS&P500Sharia SPUS 1.2 25.65 +0.49 .026 VanEckUnOil&Gas FRAK 1.0 118.10 +0.33 1.2069 XtrkrsMSCIAWxUS HDAW 4.0 25.46 +0.49 .2432 iShGlblConStaples KXI 2.4 56.73 +1.08 .7822 PIMCOEnhLowDur LDUR 2.0 101.87 –0.16 .09 ProShrUSTech REW .3 13.29 –0.48 .0388 SPFdsS&PGlShar SPRE 3.9 20.48 +0.91 .067 VanEckUranium NLR 2.1 51.31 +2.75 1.0964 XtrkrsMSCIAWxUS DBAW 1.9 32.53 +0.49 .3964 iShNATech-Mult IGN .5 68.64 +4.65 .0693 PIMCOEnhShMaturESG EMNT 1.3 100.64 –0.02 .05 ProShUltraSh20+ TBT .2 21.69 +0.83 .0003 SchwabEM Equity SCHE 2.0 32.24 +0.10 .5342 VangdCnsmrDiscr VCR 1.6 295.62 +17.59 3.7937 XtrkMChinaAIncl ASHX .8 28.91 –0.83 .2365 iShSelfDrvngEV IDRV .6 46.10 +1.61 .0052 PIMCOEnhShMaturity MINT .9 101.98 –0.01 .038 ProShrUSUtil SDP .1 18.17 –1.64 .0236 Schwab5-10YCpBd SCHI 2.3 51.35 –0.28 .0906 VangdCnsmrStpls VDC 2.9 173.74 +4.48 1.5724 XtrkESGLeaders EASG 1.7 29.87 +0.58 .2343 iShShortNatlMuniBd SUB 1.2 107.86 +0.10 .0901 PIMCO15+USTIPSIdx LTPZ 1.6 79.29 –1.18 .06 ProShUltShtYen YCS ... 75.39 +0.94 ... SchwabFundEmgLrg FNDE 2.3 30.97 +0.55 .5603 VangdExtMkt VXF 1.0 184.46 +10.27 .8095 XtrkrsMSCIHiDiv HDEF 3.8 24.15 +0.50 .2952 iShSilver SLV ... 24.03 +0.67 ... PIMCOIntermMuniBd MUNI 1.9 56.33 +0.16 .08 Qraft AI US Hi Div HDIV 2.0 29.28 +0.90 .147 SchwabFundIntLrgCo FNDF 2.0 32.49 +0.81 .4378 VangdInfoTech VGT .8 356.95 +8.55 .6898 XtrkrsMSCIEAFE DBEF 2.3 35.96 +0.72 .3718 iShTIPSBondETF TIP 1.1 125.03 –0.22 .0231 PIMCOInvGrdCorpBd CORP 2.9 110.85 –0.58 .2437 QRAFT AI US LC QRFT .0 38.63 +1.10 .6683 SchwabFundIntlSmCo FNDC 1.6 37.73 +0.96 .4901 VangdMatrls VAW 1.6 172.98 +8.21 .8238 XtrkrsMSCIEMESG EMSG 1.3 34.43 –0.01 .1646 iSh10+YIGCpBd IGLB 3.5 65.60 –0.84 .185 PIMCO1-5USTIPSIdx STPZ 1.8 54.76 +0.11 .06 QRAFTAIUSLCMom AMOM .2 32.50 +1.19 7.7737 SchwabFundUSBrd FNDB 1.9 52.11 +2.28 .2338 VangdSC Grwth VBK .4 283.11 +13.51 .5023 XtrkrsMSCIEM DBEM 1.7 28.98 +0.01 .3725 iShTreaFRBd TFLO .1 50.29 –0.01 .001 PIMCO DynMultEM MFEM 1.6 29.00 +0.10 .20 QraftAINxtValue NVQ .1 30.85 +1.24 .008 SchwabFundUSLrgCo FNDX 2.0 52.32 +2.24 .2388 VangdSC Val VBR 1.5 171.46 +9.05 .8762 XtrkrsMSCIEurope DBEU 2.3 32.06 +0.84 .3359 iShDowJonesUS IYY 1.2 99.69 +2.89 .3422 PIMCO DynMultIn MFDX 1.5 28.59 +0.67 .16 QuadIntRtVol IVOL 3.5 28.30 –0.12 .0864 SchwabFundUSSmCo FNDA 1.1 53.15 +3.13 .0511 VangdCommSvcs VOX .7 133.23 +2.71 .2219 XtrkrsMSCIEurozone DBEZ 1.8 35.56 +1.10 .372 iShChinaLC FXI 2.1 48.10 –0.75 .6836 PIMCO DynMultUS MFUS 1.6 36.45 +1.29 .18 RoboGlbAI THNQ ... 40.50 +1.56 ... SchwabIntmUSTrsr SCHR 1.5 56.61 –0.16 .0447 VangdDivApp VIG 1.6 144.65 +4.07 .6644 XtrkrsMSCIGermany DBGR 2.7 30.79 +0.94 .4734 iShRussellMCGrowth IWP .4 102.52 +3.43 .0778 PIMCO RAFI ESG US RAFE 2.1 28.90 +1.02 .15 RoboGlbHlthTch HTEC ... 44.06 +1.33 ... SchwabIntEquity SCHF 2.0 37.83 +0.82 .5097 VangdEnergy VDE 3.2 74.47 +1.02 .6029 XtrkrsMSCIJapan DBJP 2.3 49.41 +1.04 .01 iShUSBrokerDealers IAI 1.3 96.74 +4.25 .222 PIMCOShrtTrmMuniBd SMMU 1.1 51.40 +0.14 .037 RoboGlblRobotics ROBO .2 64.40 +2.09 .1192 SchwabIntlSC SCHC 1.5 39.84 +1.14 .6089 VangdExDurTreas EDV 2.5 125.31 –3.95 6.1046 XtrkMSCIKokusai KOKU .5 75.32 +2.08 .3715 iShUSTechBreak TECB .7 35.53 +0.96 .0691 PIMCO0-5YrHiYdCorp HYS 4.4 98.43 +0.23 .36 RPAR RiskParity RPAR .8 22.93 +0.07 .0756 SchwabLTUSTrea SCHQ 1.7 47.46 –0.94 .0667 VangdAWxUSSC VSS 2.4 129.25 +3.12 1.9669 XtrkUSAESGLdrs USSG 1.3 36.05 +0.99 .1553 iShUSTech IYW .5 86.56 +1.30 .0778 PPTYUSDivrsRealEst PPTY 3.1 32.04 +1.45 .2439 RayliantQuanCn RAYC ... 26.06 –0.29 ... Schwab1-5YCpBd SCHJ 1.6 50.90 –0.07 .0508 VangdFTSEDevMk VEA 2.2 49.59 +1.07 .4147 XtrkrsMuniInfra RVNU 2.5 28.85 +0.15 .0547 iShVirtualWork IWFH .4 30.04 +0.82 .0538 PacerAmEnIndepend USAI 5.8 22.20 +0.57 .12 RealEstSectorSPDR XLRE 3.0 39.03 +2.19 .4663 Schwab1000Index SCHK 1.5 39.38 +1.16 .1473 VangdFTSE EM VWO 2.3 52.87 +0.27 .3009 XtrkRuss1000USQu QARP 1.5 36.72 +0.96 .1717 iShYdOptimizedBd BYLD 3.1 24.96 –0.08 .0511 PacerData&Infr SRVR 1.6 35.07 +1.85 .1385 RenaissanceIPO IPO .1 65.59 +3.56 .0657 SchwabSrtTRmUSTrsr SCHO 1.1 51.30 +0.01 .023 VangdFTSE Europe VGK 2.2 63.64 +1.84 .3779 XtrkRussUSMulti DEUS 1.5 41.29 +1.33 .212 iSh0-5YHYCorpBd SHYG 5.1 45.51 +0.03 .1965 PacerIndRealEst INDS 1.6 38.40 +1.77 .2547 RenaissanceIntlIPO IPOS .4 36.12 +0.72 .2031 SchwabUS AggrBd SCHZ 2.4 53.93 –0.27 .0998 VangdFTSE Pac VPL 2.3 81.85 +0.48 .8822 XtrkS&P500ESG SNPE 1.4 34.45 +0.75 .1416 iSh0-3MTreaBd SGOV .1 100.02 ... .005 PacerCFRAStovall SZNE 1.2 35.07 +1.24 .1007 RivFrDynCoreIncm RFCI 1.9 25.24 –0.12 .0357 SchwabUS BrdMkt SCHB 1.5 96.90 +3.05 .3646 VangdFinls VFH 1.9 86.71 +3.18 .4781 XtrkS&PMC400ESG MIDE ... 26.17 +1.25 ... JPM AlerianMLP AMJ 7.9 17.53 +0.53 .3102 PacerFTSECnA50 AFTY 1.5 23.05 –0.36 .3398 RivFrDynUSDiv RFDA 1.5 39.98 +1.08 .0373 SchwabUS Div SCHD 2.8 72.55 +2.38 .6015 VangdFTSEAWxUS VEU 2.3 61.30 +0.98 .4518 XtrkS&PSC600ESG SMLE ... 27.34 +1.94 ... JanusHendersonAAA JAAA 1.4 50.47 +0.02 .0521 PaceriPathGold GBUG ... 28.19 +0.41 ... RivFrDynUSFlex RFFC 1.3 40.92 +1.31 .0136 SchwabUS LC SCHX 1.6 95.92 +2.72 .3689 VangdGrowth VUG .7 255.13 +6.89 .4606 XtrkrsShDurHYBd SHYL 6.1 47.54 +0.02 .219 JanusHendMtg JMBS 2.6 53.19 –0.13 .0511 PacerLuntLCAlt ALTL 1.2 40.46 +1.42 .1502 RivFrDynUnconInc RFUN 4.1 25.68 +0.02 .0602 SchwabUS LC Grw SCHG .5 129.21 +3.48 .1689 VangdHlthCr VHT 1.3 227.18 +4.87 .8816 XtrkrsUSDHYCorpBd HYLB 5.0 49.65 –0.07 .1927 March 15, 2021 BARRON’S M27

Complete FOREIGN EXCHANGE LIST: Page M38 Foreign Markets Key Cross Rates $1=€0.8365, ¥109.03, £0.7184

Europe GLOBAL STOCK MARKETS Asia

Shot Put: BioNTech ramped up vaccine pro- In Local Currencies In U.S. Dollars1 Crackdown: Foreign ministers of the G7 nations duction. Adidas expects a strong recovery. Week's Week's blasted China’s electoral changes in Hong Kong. Index % Chg. 3/12 52-wk Range % Chg. 3/12 52-wk Range S&P Europe BMI 3.73% The World 2.8 2112.8 2117.6– 1251.5 2.9 2807.2 2829.7– 1602.1 S&P Pan Asia BMI 1.12% E.A.F.E.2 2.8 1244.5 1244.5– 842.4 3.0 2219.3 2256.9– 1354.3 Denmark 6.07 Australia 0.4 1328.7 1357.4– 910.3 1.5 919.6 956.6– 467.9 Thailand 2.21 Austria 3.7 564.5 564.5– 273.9 3.9 1273.2 1273.2– 560.7 Netherlands 5.52 Belgium 3.1 917.4 952.5– 644.9 3.4 1357.3 1426.2– 867.7 Hong Kong 2.13 Canada 2.5 2360.1 2360.1– 1430.3 4.1 2042.4 2042.4– 1063.8 Sweden 5.48 Denmark 5.1 12052.2 12720.2– 7757.5 5.4 14511.2 15563.2– 8380.3 Taiwan 2.02 Finland 4.3 790.8 811.8– 492.2 4.5 626.2 651.1– 353.7 Italy 5.35 France 4.3 2184.4 2184.4– 1356.1 4.6 2204.1 2204.1– 1241.8 Singapore 1.92 Germany 3.6 1064.7 1069.7– 639.1 3.8 2377.8 2393.5– 1295.2 Finland 4.30 Greece 3.1 41.1 41.5– 29.7 3.3 18.2 18.6– 11.9 Malaysia 1.84 Hong Kong 0.2 18191.9 19150.6– 12302.7 0.1 13008.9 13715.3– 8808.8 Germany 4.09 Ireland 4.2 278.6 280.0– 152.4 4.5 253.7 258.9– 125.9 Japan 1.44 Italy 4.9 773.5 773.5– 493.9 5.2 298.1 298.5– 176.4 France 3.98 Japan 2.8 1191.2 1208.6– 754.2 2.1 3941.1 4122.5– 2503.2 India 1.22 Netherlands 3.7 2333.4 2448.0– 1339.8 3.9 4562.7 4858.2– 2386.2 Greece 3.70 New Zealand 1.9 176.2 206.0– 150.5 2.3 191.9 226.8– 129.5 China 1.03 Norway 2.3 3099.8 3104.0– 2130.0 3.9 2620.5 2626.3– 1377.6 3 Spain 3.33 Portugal 5.0 99.9 107.6– 74.0 5.2 78.2 86.4– 51.9 New Zealand 0.41 Singapore 1.0 1622.5 1631.5– 1178.7 0.9 3711.6 3731.4– 2483.6 Switzerland 2.87 Spain 4.0 839.9 839.9– 589.8 4.3 421.8 426.2– 275.0 Australia 0.15 Sweden 5.7 17488.9 17488.9– 10157.6 6.4 10651.7 10663.8– 5094.4 Belgium 2.10 Switzerland 2.3 1442.2 1450.7– 1105.4 2.5 6666.2 7019.7– 4831.4 -0.31 Indonesia U.K. 1.7 1894.0 1925.4– 1428.2 2.2 1096.7 1100.0– 683.9 Norway 2.08 U.S.A. 2.8 3834.8 3859.6– 2128.1 2.8 3834.8 3859.6– 2128.1 -0.38 South Korea Base Jan. 1, 1970=1001Adjusted for foreign exchange fluctuations relative to the U.S. $. U.K. 1.49 2Europe, Australasia, Far East Index.3Base: Jan. 1, 1988=100. -2.41 Philippines Source: Morgan Stanley Capital International Perspective, Geneva. Indexes based on S&P Global Broad Market Indices Source: S&P DJ Indices Indexes based on S&P Global Broad Market Indices Source: S&P DJ Indices

KEY FOREIGN STOCK MARKET INDEXES S&P Global Broad Market Indices

S&P Global S&P Global SP Global Point Most Recent Week’s Year-to-Date Most Recent Week’s Year-to-Date Indexes, Indexes, Indexes, Chg. % Chg. Close %Chg. Chg. % Chg. Close %Chg. Chg. % Chg. Region/ Local Curr. Wkly U.S. $ Wkly U.S. $ on From From Country 03/11/21 % Chg. 03/11/21 % Chg. 12/31/20 12/31/20 12/31/20 Amsterdam AEX 677.41 +3.60 +52.80 +8.45 Mexico City IPC 47769 +3.08 +3702.99 +8.40 Americas 438.00 3.08 413.23 24.77 5.99 Brazil 1150.90 — 0.46 234.18 1.45 260.65 — 26.47 — 10.16 Athens General 849.81 +3.00 +40.82 +5.05 Milan FTSE All Share 26264 +5.23 +2062.09 +8.52 Canada 582.28 2.72 588.82 3.69 535.57 53.25 9.94 Chile 340.12 3.55 208.22 6.30 179.61 28.62 15.93 Bangkok SET 1568.19 +1.56 +118.84 +8.20 Moscow RTS 1519.50 +4.98 +132.04 +9.52 Mexico 797.75 2.74 310.80 5.46 299.89 10.91 3.64 U.S. 41603.79 3.08 41603.79 3.08 39219.62 2384.17 6.08 Bombay Sensex 50792 +0.77 +3040.74 +6.37 Oslo Composite 1159.08 +2.03 +111.49+10.64 Latin America 244.48 2.70 258.38 — 13.91 — 5.38 Europe 445.51 4.18 427.18 18.33 4.29 6046.55 +4.56 +495.14 +8.92 Brussels Bel-20 3864.84 +2.54 +243.56 +6.73 Paris CAC Austria 310.87 2.12 308.62 2.56 283.22 25.40 8.97 Belgium 336.94 2.10 334.50 2.54 341.04 — 6.54 — 1.92 Santiago Selective 3344.59 +3.81 +486.98+17.04 Buenos Aires Merval 49070 +3.87 –2155.51 –4.21 Denmark 2398.95 6.07 2416.20 6.54 2493.20 — 77.00 — 3.09 Finland 1653.84 4.30 1641.86 4.75 1570.81 71.05 4.52 Sao Paulo Bovespa 114160 –0.90 –4856.84 –4.08 Copenhagen OMX 20 1434.78 +5.09 –30.39 –2.07 France 448.17 3.98 444.93 4.43 420.20 24.72 5.88 Germany 524.79 4.09 520.99 4.54 503.68 17.32 3.44 Seoul Composite 3054.39 +0.93 +180.92 +6.30 Dublin ISEQ 7998.78 +4.84 +622.45 +8.44 Greece 19.95 3.70 21.68 4.14 20.52 1.16 5.67 Ireland 786.36 4.30 780.66 4.75 734.58 46.09 6.27 Shanghai Composite 3453.08 –1.40 –19.99 –0.58 Italy 238.85 5.35 237.12 5.80 223.18 13.94 6.25 EURO STOXX SXXE 424.56 +4.12 +27.00 +6.79 Netherlands 862.90 5.52 856.65 5.97 792.39 64.26 8.11 Shenzhen B Share Idx 1112.38 +0.26 +25.66 +2.36 Norway 691.46 2.08 573.63 3.81 515.56 58.07 11.26 EURO STOXX 50 3833.36 +4.46 +280.72 +7.90 SXSE Portugal 64.31 5.90 69.88 6.36 72.32 — 2.44 — 3.37 Singapore FTSE STI 3095.22 +2.70 +251.41 +8.84 Russia 2551.12 3.29 275.54 4.45 253.04 22.50 8.89 Frankfurt DAX 14502 +4.18 +783.61 +5.71 Spain 383.97 3.33 381.19 3.77 369.58 11.62 3.14 Stockholm OMXS 864.21 +5.11 +95.83+12.47 Sweden 1682.55 5.48 1401.35 6.41 1292.17 109.18 8.45 Helsinki OMHX 11524 +4.03 +652.52 +6.00 Switzerland 641.96 2.87 1012.27 3.51 1038.06 — 25.79 — 2.48 STOXX Europe 50 SXSP 3260.82 +3.11 +152.52 +4.91 United Kingdom 273.71 1.49 253.21 2.58 237.05 16.15 6.81 Hong Kong Hang Seng 28739 –1.23 +1508.59 +5.54 South Africa 1024.38 1.76 335.48 5.22 294.27 41.21 14.00 STOXX Europe 600 SXXP 423.08 +3.52 +24.05 +6.03 Pacific Region 290.96 1.01 279.81 11.14 3.98 Istanbul IMKB 1557.39 +1.00 +80.67 +5.46 Australia 485.89 0.15 547.93 1.51 532.40 15.53 2.92 Sydney S&P/ASX 200 6766.80 +0.83 +179.70 +2.73 China 651.98 1.03 799.46 1.13 755.42 44.04 5.83 Jakarta Composite 6358.21 +1.59 +379.14 +6.34 Hong Kong 560.22 2.13 559.64 2.17 501.50 58.14 11.59 Taipel Weighted 16255 +2.52 +1522.65+10.34 India 1481.01 1.22 797.84 1.35 722.88 74.95 10.37 Johannesburg All Share 68209 –0.09 +8801.18+14.81 Japan 150.99 1.44 173.77 1.22 171.41 2.36 1.37 1654.69 +3.32 +86.60 +5.52 Tel Aviv 125 Index Malaysia 252.84 1.84 161.12 1.02 163.45 — 2.33 — 1.43 1615.69 +0.97 –11.52 –0.71 New Zealand 396.78 0.41 556.96 1.36 620.97 — 64.01 — 10.31 Kuala Lumpur Composite 29717 +2.96 +2273.66 +8.28 Tokyo Nikkei-225 Philippines 344.20 — 2.41 283.26 — 2.23 303.05 — 19.79 — 6.53 Singapore 211.80 1.92 256.80 2.04 236.37 20.43 8.64 LISBON PSI 3605.66 +4.99 –194.04 –5.11 18851 +2.56 +1417.96 +8.13 Toronto S&P/TSX South Korea 1170.49 — 0.38 1746.61 — 1.24 1762.81 — 16.21 — 0.92 Taiwan 161.79 2.02 187.07 0.78 170.46 16.61 9.74 London FTSE - 100 6761.47 +1.97 +300.95 +4.66 3158.36 +2.46 +377.92+13.59 Vienna ATX Thailand 351.30 2.21 552.73 2.01 514.57 38.17 7.42 Euro Zone 166.46 4.68 158.66 7.80 4.92 Madrid IBEX 35 8644.50 +4.32 +570.80 +7.07 Wellington S&P/NZX 50 12426 +2.02 –664.87 –5.08 Europe Developed (ex U.K.) 594.71 4.69 574.46 20.26 3.53 Europe (Nordic) 1352.07 5.89 1288.10 63.97 4.97 Manila 6728.55 –2.22 –411.16 –5.76 10839 +2.19 +136.42 +1.27 Composite Zurich Swiss Pacific (ex. Japan) 411.01 0.90 390.05 20.96 5.37 World (ex US) 245.21 2.52 234.84 10.37 4.42 336.65 2.82 319.69 16.96 5.30 Indexes are based on local currencies. Because of various holidays and other market closings, the most recent close is not necessarily S&P Global Broad Market Indices that of the week of publication. GLOBAL DOW 3826.25 2.55 3488.15 338.10 9.69 s2021 S&P Dow Jones Indices. All Rights Reserved. M28 BARRON’S March 15, 2021

Mutual Funds Data provided by

Net YTD 3-Yr. Net YTD 3-Yr. Net YTD 3-Yr. Net YTD 3-Yr. NAVChg. % Ret. % Ret. NAVChg. % Ret. % Ret. CASH TRACK NAVChg. % Ret. % Ret. NAVChg. % Ret. % Ret. CaHYMu 11.08 0.04 0.5 17.5 Bal A 40.24 0.48 2.1 38.9 LgCapGr 14.75 0.37 -1.7 68.7 A DivBnd 10.97 -0.04 -2.9 15.1 EqAp 67.45 1.77 1.1 68.1 LgCpGrow I n 56.26 1.38 2.9 66.2 EmgMkt 15.68 -0.08 3.2 21.0 Out, Out: Investors pulled cash from equity funds, dropping the last month’s average LCCoreReIdxA t 35.06 0.96 4.6 58.0 LgCpIdx I n 59.55 1.56 5.3 49.1 AAM: EqInc 9.37 0.16 3.8 25.0 Carillon Eagle: MdCpIdx I n 18.70 0.95 14.9 41.5 B&GIncGroClI 21.49 0.59 3.8 32.3 Growth 48.20 1.33 1.3 68.3 weekly inflow to $5.8 billion. Taxable-bond inflows also dropped to $3.9 billion, as did MdCpGrA p 89.59 3.35 -0.6 60.3 MidCapGth I 30.49 1.05 1.5 65.5 AB Funds: IntTF 11.83 0.03 0.1 15.0 muni-bond fund inflows, to $1.3 billion. But money-market funds took in $19.3 billion. Carillon Reams: SelComunInfo tn 129.24 3.61 10.0 96.3 AlBeGblBndFdClZ p 8.46 -0.02 -2.3 11.7 MdCapVal 19.14 0.59 12.4 26.8 CoreBd I 12.59 -0.05 -3.5 23.9 SelLCVal pn 30.74 1.09 14.8 35.3 AllMktRtrn1 9.32 0.22 11.0 13.9 OneChoice2025 15.34 0.18 1.8 25.1 Equity Funds Municipal Bond Funds CorePlBd I 34.39 -0.13 -3.4 24.9 SelMdCpValIppn 13.36 0.54 15.0 39.8 CapFdInc.LCapGow 81.87 2.01 -0.8 71.2 OneChoice2030 13.66 0.18 2.1 27.1 14300 4000 UnconstrndBd I 12.97 -0.01 0.1 19.6 SmCapGth I 35.05 1.89 7.9 134.3 DiscovValFd 25.20 1.32 24.8 30.7 OneChoice2035 17.29 0.25 2.5 29.2 Carillon Scout: SmCpIdx I n 31.66 2.17 24.9 49.2 IntDurInstl 15.35 -0.06 -3.0 15.5 OneChoiceRet 13.72 0.15 1.6 24.0 MidCap I r 25.94 1.03 9.8 46.9 StratInc I 24.69 -0.02 0.6 18.9 IntlStraEquPtZ 13.37 0.23 4.8 6.2 SDIPB 10.87 0.03 1.3 12.0 7900 3300 CausewayInst : TaxEZ n 13.55 0.05 0.2 14.5 MuniIncmShares 12.54 0.07 1.9 23.9 SmCapVal 11.32 0.65 29.8 52.5 CausewayInst 17.67 0.39 8.8 14.1 Thermostat I n 18.37 0.22 2.0 52.6 SmCapGrwPortZCl 91.74 5.34 8.7 103.6 Ultra 79.73 2.13 0.5 87.1 Chartwell: TotReBd I 37.66 -0.15 -1.2 23.7 AB Funds - A: American Century Ins: 1500 2600 Income n 13.81 0.12 2.5 15.4 USTrsIdx I 11.49 -0.06 -4.0 13.2 BalWlthStrA p 16.52 0.26 2.4 18.7 CAIntTf 12.21 0.03 -0.1 13.3 CIBC Atlas: Columbia Class I2: GlobalBondA p 8.46 -0.03 -2.4 10.7 American Century Inv: DispEq Inst 27.16 0.70 2.8 53.7 ContCore I2 33.37 0.86 7.2 54.4 GrowthA p 100.91 2.41 -1.8 67.1 Balanced n 20.90 0.35 3.2 29.9 -4900 1900 ClearBridge: DivIncom 27.91 0.63 6.3 38.0 HighIncomeA p 7.95 0.00 0.2 11.2 CaHYMu n 11.08 0.04 0.5 16.8 AggressGrowthA 193.25 5.49 10.1 42.1 MidCapIndx 19.17 0.97 14.9 41.5 LgCpGrA p 74.01 1.82 -0.9 69.5 CAIntTF n 12.20 0.03 -0.2 12.5 -11300 1200 AggressGrowthI 225.52 6.42 10.1 43.4 SmCapIndx 32.48 2.23 24.9 49.2 MuCA A p 11.46 0.04 0.1 13.8 DiscCoreVal n 41.55 1.38 11.5 37.9 AllCapValueA 14.54 0.59 15.3 19.3 Columbia Class I3: NtlMuA p 10.67 0.04 0.1 14.3 DivBnd n 10.96 -0.05 -3.0 14.3 Jan Feb Mar Jan Feb Mar AppreciationA 29.91 0.74 3.6 46.7 Balanced I3 51.01 0.80 3.9 40.7 RelatValA p 6.37 0.20 11.4 31.2 EmgMkt nr 15.28 -0.08 3.1 20.3 AppreciationI 29.69 0.73 3.7 48.0 Bond I3 35.28 -0.12 -1.8 19.4 SmCpGroA p 80.79 4.70 8.6 101.6 EqGro n 34.12 1.00 7.3 39.2 Money Market Funds Taxable Bond Funds AppreciationIS 29.80 0.74 3.7 48.4 ContCore I3 p 33.39 0.85 7.2 54.6 SmMdCpGrA p 14.56 0.76 4.0 77.4 EqInc n 9.35 0.16 3.7 24.2 21000 20100 DividendStrat1 n 28.03 0.80 4.0 39.3 DivIncom 27.96 0.64 6.4 38.3 SustGlblThemGrA p 164.15 5.38 3.1 60.9 FocusDynamGrowth n 54.58 2.12 1.7 120.0 DividendStratA 28.00 0.80 3.9 38.2 SelLgCpGr t 16.23 0.41 -1.7 69.4 AB Funds - ADV: GinnieMae n 10.59 -0.03 -0.7 11.7 DividendStratI 28.86 0.82 4.0 39.5 SmCpVal II p 21.78 1.40 26.9 37.9 ConGroAdv 53.63 1.38 5.6 69.5 GlGold nr 12.28 0.45 -6.1 49.5 LargeCapGrowthA 59.67 1.42 -0.8 58.5 Columbia Funds: GlbBd 8.46 -0.02 -2.3 11.5 Grwth n 47.08 1.30 1.2 67.3 11000 14400 LargeCapGrowthC 45.25 1.08 -0.9 55.2 UltShortBd Inst3 9.05 -0.01 0.1 6.8 HiIncmAdv 7.96 0.00 0.3 12.0 Heritage n 26.37 0.75 2.0 74.5 LargeCapGrowthI 67.34 1.62 -0.7 59.9 Commerce Funds: IntlSmCapPtADV 12.76 0.34 6.4 9.1 InfAdjBd n 12.45 -0.01 -1.6 16.1 LargeCapValueI 35.96 1.00 8.7 32.6 Bond n 20.55 -0.09 -2.6 15.2 IntlStraEquPtADV 13.35 0.23 4.8 6.1 Intl Gr n 15.52 0.40 1.4 32.0 MidCapA 41.03 1.50 10.7 46.6 Community Capital Tr: IntlStrgCore 12.72 0.28 0.3 10.7 IntlOppt n 13.71 0.35 1.6 26.7 1000 8700 SmallCapGrowthA 49.91 2.45 8.1 81.6 CRAQualInvFd 10.71 -0.02 -1.1 10.2 LgCpGrAdv 82.06 2.01 -0.8 70.8 IntTF n 11.83 0.04 0.1 14.3 SmallCapGrowthI 54.76 2.69 8.1 83.1 Credit Suisse Common: NationalPtf 10.67 0.04 0.2 15.1 FocLgCapVal n 11.69 0.22 6.1 26.5 SmallCapGrowthIS 55.69 2.73 8.1 83.8 ComdtyRet r 5.03 0.01 9.8 2.9 SelectUSLgShrt 14.47 0.26 4.6 29.5 MdCapVal n 19.12 0.59 12.4 26.1 -9000 3000 Clipper: Cullen Funds: SmCapCorePortADV 15.69 0.95 19.4 38.4 HiDivEqI r 16.33 0.50 11.3 22.5 OneChAgg n 17.87 0.38 4.3 35.6 Jan Feb Mar Jan Feb Mar ClipperFd n 148.07 3.08 12.4 34.6 SmMdCpGr 16.09 0.84 4.0 78.6 OneChCon n 14.97 0.19 1.7 24.9 Cohen & Steers: SmMidCpValAdv 26.15 1.36 24.8 30.3 OneChMod n 17.20 0.30 3.2 30.9 GlbRltyI 57.40 1.59 5.6 27.6 D SustGlbThemAdv 176.24 5.79 3.1 62.1 OneChoice2025 n 15.34 0.18 1.7 24.4 The charts above show four-week moving averages of net cash flow in millions of dollars. BARRON'S • Lipper FMI InstlRlty 46.55 2.23 7.5 43.6 TxMgdWlthAppAdv 19.54 0.50 6.0 30.9 OneChoice2035 n 17.27 0.25 2.4 28.5 IntlRltyI r 12.07 0.11 0.5 18.1 Davenport: WlthApprStr 19.88 0.51 6.2 31.6 OneChoiceRet n 13.71 0.14 1.6 23.3 PrefSecIncmA 14.20 0.05 -0.5 19.5 Davenport Core n 31.42 0.86 3.6 42.0 AB Funds - C: Select n 101.21 2.36 0.2 65.4 Net YTD 3-Yr. Net YTD 3-Yr. Net YTD 3-Yr. Net YTD 3-Yr. PrefSecIncmC 14.11 0.05 -0.6 17.2 EqOpp n 24.75 1.16 6.8 63.9 LgCpGrC t 51.58 1.26 -1.0 65.8 SmCapGrowth n 26.25 1.20 6.8 93.0 NAVChg. % Ret. % Ret. NAVChg. % Ret. % Ret. NAVChg. % Ret. % Ret. NAVChg. % Ret. % Ret. PrefSecIncnI 14.23 0.04 -0.5 20.5 Val&Incm n 18.55 0.55 7.6 23.1 AB Funds - I: SmCpVal n 11.19 0.64 29.8 51.5 RltyIncA p 16.35 0.75 6.6 40.5 AMG Funds: Asset n 111.16 2.91 0.0 68.2 TotRet 11.84 -0.06 -2.8 16.3 IntlStkI 24.08 0.38 -1.6 38.0 Davis Funds A: GlbBd 8.46 -0.02 -2.3 11.6 Sustain Equity n 40.17 1.13 4.4 50.1 RltyIncI 17.39 0.80 6.7 41.7 NYVen A 35.54 0.86 14.0 39.4 RRSmCapValI 15.77 0.68 15.5 40.2 EmergingMkts n 19.47 -0.07 2.6 23.1 BlackRock Funds Blrk: IntlStkY 23.79 0.38 -1.6 38.2 LgCpGroI 81.54 2.00 -0.8 70.7 Ultra n 76.28 2.04 0.4 85.9 RltyShs n 65.59 3.18 7.5 42.8 Davis FundsC&Y: AMG Managers Funds: GlobalAdv n 52.97 1.89 3.2 127.0 CapAppr 41.17 1.13 0.5 69.2 MunBd nr 12.07 0.05 0.0 15.2 SmCpGroI 91.10 5.30 8.7 103.1 Value n 9.37 0.23 14.3 30.4 Colorado BondShares: NYVenY 36.60 0.88 14.0 40.4 Brandywine I n 65.07 4.29 10.7 61.2 Growth n 109.10 4.83 4.4 78.3 BlackRock Funds C: NewtonIntlEqY 24.72 0.27 3.7 17.8 Aberdeen Fds: American Century R6: ColoradoBdShs 9.39 0.02 1.5 17.6 Del Invest Instl: GWKMBd I 12.42 0.05 -0.6 15.4 NY Tax nr 15.14 0.07 0.1 13.1 EmMktEqty Inst 20.99 -0.09 3.3 30.3 AmCentUltraFdR6 80.09 2.15 0.5 87.9 Opportunity n 41.74 2.05 4.3 157.2 GlblAlloc t 19.68 0.47 2.7 29.3 Columbia Class A: CorpBdI 6.22 -0.04 -4.8 22.6 UltStMuniIncInst 10.04 0.00 0.0 3.6 EmgMkt 15.70 -0.08 3.2 21.6 LoomisSaylesBd I 27.21 -0.06 -2.8 15.8 Partners n 170.33 12.37 3.7 229.2 HlthScOp 62.88 1.15 -0.8 50.1 ResrchGrA 20.62 0.53 1.0 77.3 AcornA t 13.22 0.45 4.2 48.8 USGrw 30.57 0.92 -0.1 64.9 USSmCapEq Inst 47.58 2.79 14.5 59.8 EqInc 9.38 0.16 3.8 25.6 LoomisSaylesBd N n 27.21 -0.06 -2.8 15.2 SmallCap n 38.98 1.96 5.8 72.2 MultiAstIncome 11.26 0.09 1.6 15.9 ResrchGrZ n 21.18 0.55 1.0 78.3 AMTTEBd 16.87 0.07 0.1 16.3 Value 23.64 0.73 8.5 24.1 Acadian Emerging Markets: Growth 48.21 1.33 1.3 69.0 TSIntlSC I 18.58 0.26 0.5 5.3 Baron Instl Shares: BlackRock Funds III: SelMgrSmCpGroY 35.78 1.99 10.2 66.2 BalancedA t 50.54 0.79 3.8 39.2 Delaware Invest A: AcadnEm Inv n 24.38 0.11 8.0 8.7 MdCapVal 19.14 0.59 12.5 27.4 TSSmCapGrFd Z 20.84 0.78 0.9 66.7 AssetInst 116.41 3.05 0.1 69.5 iShS&P500IdxK 467.89 12.24 5.3 50.0 SmCpStk r Inv nr 36.84 2.53 25.1 48.4 BldrAggrsv 14.32 0.31 5.7 31.3 Diver Inc p 9.15 -0.04 -2.8 17.7 AIG Funds: OCP2025 11.43 0.13 1.8 25.7 TSSmCpGrFd N n 19.83 0.74 0.9 65.7 DiscoveryInst 38.32 2.31 10.1 121.0 iShUSAggBdIdxK 10.49 -0.05 -3.5 15.3 SmMidCpGrI 39.08 1.46 0.4 104.7 BldrMod p 12.27 0.14 2.5 25.4 GroInA p 14.12 0.39 8.1 19.8 FDivStII t 16.46 0.59 5.7 3.7 OCP2030 12.37 0.16 2.1 27.7 YachtmanFocFd I 20.64 0.30 8.5 54.1 EmergingMktsInst 19.56 -0.07 2.6 24.0 BlackRock Funds Inst: StratValA r 43.66 1.23 14.8 31.7 ConSec A 31.88 1.16 6.1 85.1 OppA p 32.79 1.20 14.9 24.5 Akre Funds: OCP2035 11.94 0.18 2.5 29.8 YacktFocFd N n 20.71 0.31 8.5 53.2 GlobalAdvInst 53.94 1.93 3.2 128.8 AdvIntl Inst 18.77 0.42 5.0 15.2 U.S.EqY 25.10 0.70 1.8 47.0 ContCoreA p 32.40 0.83 7.1 52.8 SmCpValA p 74.32 3.97 24.4 27.3 AkreFocusInst 56.32 2.02 2.3 66.1 OCPINRET 10.98 0.12 1.6 24.6 YacktmanFd I 23.24 0.44 9.3 49.4 GrowthInst 113.65 5.03 4.4 79.7 AdvLgCapCore 21.20 0.60 5.6 46.0 WWGrA 66.11 1.22 2.4 54.1 DisplCoreA p 13.91 0.40 7.6 40.2 SMIDCapGrA p 44.78 2.74 1.2 140.0 AkreFocusRtl 54.74 1.96 2.3 64.7 SmCpVal 11.33 0.66 29.9 53.1 Angel Oak Funds Trst: OpptortunityInst 43.94 2.16 4.3 159.2 AdvSmCapInst 26.86 1.71 10.5 73.9 BNY Mellon Funds Tru: DivIncA t 27.41 0.62 6.3 36.7 TotRtA p 16.49 0.38 4.5 17.3 Alger Funds A: American Century Y: AglOkMtiStFdClIn 10.39 NA NA NA PartnersInst 175.46 12.76 3.8 231.8 BalCapFd 26.51 0.43 2.2 35.1 BondFd 12.94 -0.04 -2.8 15.9 DivOpptyA 37.59 1.01 9.5 27.7 TxIntA p 12.43 0.04 0.2 15.8 CapApr 33.41 0.82 1.4 72.3 HighIncome 9.69 0.01 1.5 21.1 AQR Funds: RealEstateInst 41.46 2.17 15.1 93.5 BasicVal 21.50 0.82 13.5 31.1 EmgMkts 13.84 -0.07 7.3 12.0 EqValA 13.66 0.39 8.7 25.3 TxUSA p 12.22 0.05 0.4 19.7 SpectraN 29.40 1.05 -0.3 70.6 IntTF 11.83 0.04 0.2 15.1 DivArbI 12.37 0.19 7.9 48.7 SmallCapInst 41.27 2.08 5.9 73.6 CAInsMun 12.91 0.07 1.6 11.6 IncomeStk 9.67 0.27 13.9 29.0 FocEqA t 23.49 0.57 2.7 72.6 Deutsche DWS: Alger Funds I: American Funds Cl A: LgCapDefStyle I 26.89 0.69 1.2 41.8 BerkshireFocus n: CapAppr 40.80 1.12 0.5 68.6 IntlFd 14.60 0.35 3.5 11.5 GlobEq 17.63 0.28 1.3 60.9 CapGrth p 109.39 2.61 -0.1 73.2 CapAppr I-2 101.93 2.51 2.0 75.4 2010TarRetA p 11.96 0.10 1.8 21.8 LgCapDefStyle R 26.86 0.68 1.2 42.2 BerkshireFocus n 43.80 2.97 0.1 140.9 EmgMkts 34.89 0.21 9.2 45.5 IntmBdFd 12.90 -0.02 -1.3 11.8 GlobTech 64.20 1.81 9.0 94.0 CapGrth n 110.95 2.65 -0.1 74.5 Alger Funds Inst: 2015TarRetA p 12.74 0.12 2.0 23.4 LgCapMomStyle I 24.10 0.77 2.0 48.2 Bernstein Fds: EqtyDivd 22.69 0.71 11.9 35.6 MCMultiStrM 22.58 0.79 8.0 48.6 HiYldBd 11.97 -0.02 0.1 19.6 CoreEq n 31.91 0.66 4.1 42.4 CapApprI 42.37 1.03 1.4 71.9 2020TarRetA p 14.03 0.15 2.0 24.6 LgCpMultiStyle R 19.16 0.54 6.7 29.7 Ca Mu n 14.63 0.04 0.1 10.9 FloRateIncPorIns 9.94 0.01 1.4 11.5 NtlIntmMuni 14.11 0.04 -0.3 14.4 IncmBldr t 13.28 0.12 2.7 25.7 EqDivA 54.92 1.57 8.0 20.5 Allianz Fds Admin: 2025TarRetA p 15.72 0.19 2.1 28.1 MgdFutStrI 8.18 0.06 4.2 -1.7 DivrMuni n 14.82 0.04 0.2 12.3 LgCpFocusGwth 7.29 0.20 -1.0 73.8 NtlShTMuni 12.95 0.00 0.1 6.1 LgCpGrowA t 53.20 1.31 2.9 65.0 GblIncBldA 10.45 0.17 2.2 21.0 RCMTechI 94.60 1.94 -0.2 93.9 2030TarRetA p 17.26 0.25 2.7 31.0 Aquila Funds: EmMkts n 34.52 0.09 6.1 11.2 GlblAlloc 22.33 0.54 3.0 33.5 Boston Trust Walden: LgCpIdx pn 59.13 1.55 5.3 48.0 GblGrwS n 45.82 0.77 0.4 33.0 Allianz Funds A: 2035TarRetA p 18.48 0.34 3.5 35.8 HI TF A 11.51 0.02 -0.5 9.5 IntmDur n 13.36 -0.06 -3.1 14.7 GlobLg/ShrtCrIns 10.15 0.06 2.2 11.2 BostonBalanced 57.56 0.84 2.3 33.3 LgCpVl A 16.35 0.48 11.1 33.3 GNMA S n 13.83 -0.03 -0.5 11.5 RCMGrowthA 71.30 2.44 1.4 74.1 2040TarRetA p 19.31 0.39 4.0 38.0 ArbitrageI : NY Mun n 14.27 0.04 0.3 10.7 HlthScOp 77.56 1.44 -0.6 54.7 Braddock Multi Strat: LiGoBalA p 13.63 0.22 4.0 28.5 HiIncA 4.81 0.00 -0.1 19.1 RCMTech t 76.22 1.56 -0.3 91.9 2045TarRetA p 19.78 0.41 4.1 38.7 ArbitrageI 13.40 0.09 1.4 12.5 BlackRock Funds: HYMuni 10.26 0.05 2.2 20.7 Income Fund 7.28 0.00 2.2 -19.5 MdCpIndxA pn 18.80 0.96 14.9 40.5 HiYldTx n 12.31 0.05 0.9 15.5 Amana Income: 2050TarRetA p 19.50 0.41 4.2 39.3 Ariel Investments: CoreBd A 9.83 0.00 -2.8 16.4 iShMSCIIntldx 15.26 0.33 4.0 17.4 Bridge Builder Trust: MidCapGthA t 27.36 0.94 1.4 64.3 MgdMuniA p 9.28 0.04 -0.3 13.7 AmanaIncm n 58.55 1.06 3.8 37.5 AmcpA p 40.88 0.79 4.5 44.6 ApprecInv pn 51.20 1.99 18.2 29.4 CoreBd Inst 9.82 0.00 -2.7 17.4 MdCpGrEq 43.93 1.67 -0.2 83.7 CoreBond 10.41 -0.05 -3.2 20.1 SelgComuInfoA 114.72 3.20 9.9 94.8 MgdMuniS n 9.30 0.04 -0.2 14.5 AmanaGrowth n: AMutlA p 47.45 1.16 6.4 30.6 Ariel Inv pn 84.01 3.11 24.3 38.2 CoreBd K 9.85 0.00 -2.7 17.6 MultiAstIncome 11.28 0.09 1.7 19.2 CorePlusBond 10.28 -0.04 -2.7 21.4 SelMidCpValA 13.31 0.53 14.9 38.8 S&P500S n 38.98 1.02 5.3 49.3 AmanaGrowth n 56.78 1.04 1.0 72.6 BalA p 31.13 0.48 3.1 31.0 Artisan Funds: CreStraInc Inst 10.62 0.04 1.0 19.4 NatlMuni 11.33 0.05 0.0 14.1 Intl Eq 13.98 0.25 4.6 24.9 SmCapGthA t 32.22 1.73 7.8 132.7 TechA 33.78 0.83 2.3 85.2 Amer Beacon Insti: BondA p 13.35 -0.05 -3.0 18.2 GblOppInst 36.20 0.85 -1.3 59.4 HiYBlk 7.77 -0.01 0.6 19.6 NYMUNIOPP 11.38 0.07 1.9 11.1 LargeCapGrowth 21.08 0.53 2.5 73.2 SmCpIdxA pn 31.42 2.16 24.9 48.2 Diamond Hill Funds: IntlInst 19.69 0.35 7.3 8.2 CapIBA p 65.85 1.05 4.5 18.3 GblOppInv n 35.53 0.84 -1.4 58.3 HiYInvA 7.76 -0.01 0.5 18.1 ScTechOppInst 65.24 1.59 0.1 137.2 LargeCapValue 16.37 0.51 11.2 41.5 StratIncA 25.15 -0.01 0.6 17.9 CorpCrI 11.73 -0.02 0.4 25.0 LgCapinst 28.07 0.78 14.2 32.3 CapWA p 20.73 -0.02 -3.8 10.5 Intl Inv n 34.82 0.75 0.6 20.1 HiYldBd Inst 7.77 0.00 0.7 19.4 StratIncOpptyIns 10.36 0.01 0.4 14.4 MunicipalBond 10.71 0.03 0.1 14.5 TaxEA 13.55 0.05 0.2 13.9 LgCapA pn 33.42 0.91 9.9 39.5 SmCpInst 31.45 1.98 25.3 33.2 CapWGrA 62.03 1.16 4.4 30.0 IntlInst 35.01 0.76 0.7 21.0 InflProtBdInst 11.80 0.05 -0.8 19.4 StratMuniOppI 11.76 0.07 2.2 11.1 S/MCapGrowth 17.80 0.63 4.4 63.8 TechA p 59.55 1.28 1.8 86.4 LgCapI 33.60 0.91 9.9 40.7 Amer Beacon Inv: EupacA p 70.13 0.93 1.1 31.1 IntlVal Inst 43.75 0.85 9.8 25.6 LDurBlk 9.76 0.00 0.3 10.2 TotRet 11.84 -0.05 -2.8 17.5 S/MCapValue 15.11 0.71 18.0 33.3 ThermoA 18.67 0.23 2.0 51.5 LgCapY 33.63 0.91 9.9 41.1 LgCapInv 25.32 0.71 14.2 31.0 FdInvA p 73.25 1.88 5.9 39.1 IntlVal Inv n 43.62 0.85 9.7 24.8 LowDurBdA 9.76 0.00 0.1 9.1 WorldInc 6.31 0.03 -0.8 14.1 Brown Advisory Funds: TotReBdA t 37.64 -0.15 -1.2 22.7 LongShortI 29.11 0.52 9.5 22.4 American Century A: GBalA p 38.16 0.41 2.0 21.7 MidCapInst 55.38 1.69 -0.3 93.6 LowDurI Inst 9.76 0.00 0.2 9.9 BMO Funds: GrowEqInv n 31.98 0.63 -2.2 70.9 Columbia Class Adv: SmMidCapI 27.63 1.07 20.5 32.7 EqIncA p 9.35 0.16 3.7 23.4 GovtA p 13.99 -0.06 -2.7 14.7 MidCapInv n 47.76 1.45 -0.4 92.3 BlackRock Funds A: CorePlBdI 12.09 -0.07 -2.9 15.8 GrwthEquityInst 32.50 0.65 -2.1 71.7 ContCore p 33.40 0.86 7.2 54.0 Dimensional Fds: American Century G: GwthA p 69.67 2.29 3.2 62.5 MidCapVal Inv n 22.84 0.86 17.1 31.0 AdvLCGrwA 20.68 0.53 0.0 59.2 IntrTaxFree I 11.59 0.03 0.4 13.4 SmCapGrInv n 30.25 1.09 4.7 62.6 DivIncom 27.94 0.63 6.4 37.8 2TGlFxd 9.95 0.00 0.1 6.0 GlBond 10.40 -0.02 -2.0 14.4 HI TrA p 10.26 0.01 2.2 19.7 SmCpInv n 50.54 2.27 -1.7 104.1 AdvLgCapCore p 20.30 0.58 5.6 44.9 UltrShtTxFrI 10.11 0.01 0.2 4.6 BrownSmCoInv n: Columbia Class C: 5GlbFxdInc 10.89 0.00 0.0 8.1 InfAdjBd 12.44 -0.01 -1.6 17.7 HiInMuniA 16.69 0.05 1.3 18.3 Ashmore Funds: BalCapFd 26.38 0.42 2.1 33.9 BNY Mellon: BrownSmCoInv n 127.42 3.56 -4.4 60.5 Balanced 50.34 0.78 3.7 36.2 CAIntrTrmMuniBd 10.83 0.02 -0.4 8.5 NT IntlGr 14.38 0.37 1.6 37.9 ICAA p 47.11 0.97 6.1 35.7 EmgMktTRInst 7.11 NA NA NA BasicVal 21.10 0.80 13.4 29.9 SCMultiStrM 27.02 1.61 14.4 58.5 Buffalo Funds: ContCore p 28.65 0.73 7.0 49.5 CASTMuniBd 10.29 0.00 0.1 3.4 NT MdCapVal 14.48 0.46 12.6 29.8 IncoA p 24.82 0.43 5.4 24.9 Ave Maria Funds: CAInsMuni 12.90 0.07 1.6 10.8 BNY Mellon Funds: DiscFd n 30.96 1.16 3.2 59.6 DivInc t 26.48 0.60 6.1 33.7 Cont 31.88 0.98 5.8 18.0 NTDiscGro 14.85 0.46 0.0 56.5 IntBdA p 13.81 -0.02 -1.1 13.1 Growth pn 43.96 1.65 2.9 56.4 CapAppr 36.75 1.01 0.4 67.3 Aprec pn 40.38 0.82 2.5 55.2 SmCap n 23.27 1.33 11.7 130.2 Columbia Class I: DFARlEst 40.24 2.09 7.2 36.6 NTDvBnd 11.09 -0.05 -3.0 16.0 IntlGrIncA p 40.29 0.75 5.1 19.6 RisingDivd n 20.94 0.83 8.3 35.8 EqtyDivd p 22.60 0.72 11.9 34.6 CA AMTMuBdZ nr 15.11 0.05 -0.3 13.0 Acorn I n 17.31 0.60 4.3 50.0 EmgMkt 34.51 0.10 5.7 15.0 NTEmgMkt 15.47 -0.07 3.3 24.7 LtdTEBdA 16.14 0.02 -0.2 10.4 GlblAlloc p 22.15 0.53 2.9 32.3 Dr500In tn 55.64 1.45 5.2 47.8 C AcornIntl I n 34.62 0.80 0.4 21.6 EmgMktSoCoEq 16.67 0.06 6.2 14.6 NTEqGrp 12.07 0.36 7.5 42.2 N PerA p 62.16 1.80 2.8 56.6 B HlthScOp p 73.36 1.35 -0.7 53.4 Dreyf n 15.08 0.31 2.3 55.1 AltBeta I 30.16 0.10 1.4 -17.2 EmgMktVa 31.08 0.27 8.5 2.7 NTGrwth 20.77 0.57 1.4 72.7 NEcoA p 60.64 1.29 1.9 47.6 LgCp Focus Gr 6.64 0.18 -1.0 72.7 DreyMid r Inv nr 38.12 1.94 14.9 40.4 Calamos Funds: Balanced I 50.45 0.79 3.9 40.3 EmMktCorEq 25.74 0.09 6.1 14.0 NTHeritage 15.87 0.45 2.2 78.6 NwWrldA 89.96 0.97 2.3 36.5 Baird Funds: MdCpGrA 37.79 1.44 -0.3 82.3 FloRtIncY 11.42 0.01 1.6 10.1 ConvI 23.10 0.68 4.2 75.7 ConSec I n 31.95 1.17 6.2 86.5 EmMktSmCp 24.63 0.11 6.3 11.2 NTHighInc 9.91 0.01 1.9 22.0 SmCpA p 83.77 2.93 5.3 62.9 AggBdInst 11.35 -0.06 -3.3 17.0 MultiAstIncome 11.27 0.09 1.6 18.4 GblRealRtY 16.76 0.20 1.0 27.3 Gr&IncA p 42.79 1.11 4.9 48.3 ContCore I 32.70 0.83 7.2 54.0 Fixd 10.30 0.00 0.0 4.9 NTIntlVal 10.41 0.21 7.2 12.3 STBFA p 10.06 0.00 -0.2 8.0 CorBdInst 11.73 -0.05 -3.0 17.8 NatlMuni p 11.34 0.05 0.0 13.2 GlbStkI 26.02 0.58 0.0 46.6 Gr&IncI 40.88 1.06 5.0 49.3 DivIncom I 27.45 0.62 6.4 37.8 GblAll60 40Inst 21.48 0.41 5.3 28.2 NTFocLgCapVal 12.52 0.24 6.4 29.9 STTxExBdA 10.33 0.01 0.0 7.2 IntBdInst 11.46 -0.03 -1.7 15.2 NYMUNIOPP 11.39 0.08 1.9 10.3 GlFxIncI 22.65 -0.05 -2.3 13.5 GrowthA p 38.60 1.22 3.7 57.4 FocEq I pn 26.18 0.64 2.7 73.8 GlAll25 75Inst 14.72 0.12 1.9 17.6 SDIPB 10.88 0.03 1.3 13.5 TECAA p 18.25 0.06 -0.1 14.4 QualIntMunBdInst 11.95 0.04 -0.3 12.4 ScTechOppA 59.90 1.47 0.1 135.4 HYldI 6.10 -0.01 0.2 16.8 MktNeutA p 14.24 0.05 1.1 13.1 GlbTechGw I 62.26 1.35 1.9 87.9 GlEqInst 30.04 0.94 9.4 35.2 Sustain Equity 40.37 1.15 4.6 NS TxExA p 13.57 0.06 0.0 14.8 ShtTBdInst 9.88 -0.01 -0.2 10.9 StratMuniOpp 11.75 0.07 2.1 10.3 InstS&PStkIdx I 71.13 1.86 5.3 49.3 MktNeutI 14.06 0.05 1.2 13.9 IncOppty n 9.85 -0.02 0.0 17.0 GlRESec 11.33 0.44 5.4 25.3 American Century I: WshA p 54.00 1.26 7.6 37.8 Baron Funds: StrtIncOpptyInvA 10.36 0.02 0.3 13.4 Interm n 13.91 0.04 -0.2 13.9 Calvert Investments: IntmMunBd I 10.55 0.03 -0.1 13.2 InfProtSec 13.00 0.00 -1.8 19.7

About our Funds reported closing price for the week. Footnotes: NA: not available. NE: performance excluded by Lipper editor. NN: fund not tracked. NS: fund not in existence for whole period. e: ex capital gains distributions. f: previous day’s The listings include the top 2500 open-end funds by assets. These funds value their portfolios daily and report net quote. n: no front- or back-end sales charge. p: fund assets are used to pay marketing and distribution costs (12b-1 asset va lues (the dollar amount of their holdings divided by the number of shares outstanding) to the National fees). r: fund levies redemption fee or back-end load. s: stock dividend or split of 25% or more. t: fund charges Association of Securities Dealers. Total returns reflect both price changes and dividends; these figures assume that 12b-1 fees (for marketing and distribution) and a back-end load. v: capital-gains distribution may be a return of all distributions are reinvested in the fund. Because Lipper is constantly updating its database, these returns may capital. x: ex cash dividend. All data supplied by Lipper. differ from those previously published or calculated by others. 3 year returns are cumulative. The NAV is the last March 15, 2021 BARRON’S M29

Mutual Funds Data provided by

Net YTD 3-Yr. Net YTD 3-Yr. Net YTD 3-Yr. Net YTD 3-Yr. Net YTD 3-Yr. Net YTD 3-Yr. Net YTD 3-Yr. Net YTD 3-Yr. NAVChg. % Ret. % Ret. NAVChg. % Ret. % Ret. NAVChg. % Ret. % Ret. NAVChg. % Ret. % Ret. NAVChg. % Ret. % Ret. NAVChg. % Ret. % Ret. NAVChg. % Ret. % Ret. NAVChg. % Ret. % Ret. IntGvFxdInc 12.85 -0.05 -4.0 15.7 KaufmnSCA p 66.55 NA NA NA Fidelity Advisor I: AilSectEq 11.74 0.36 7.3 59.7 OverseasK r 60.19 1.35 1.5 27.5 LgCapInvst n 20.62 0.61 5.7 34.7 World A p 15.12 0.34 7.0 13.3 EqIncI 21.34 0.58 7.9 31.5 IntlCoreEq 15.57 0.41 6.9 14.7 MunStkAdvA p 14.57 0.21 4.0 19.9 BalancI 27.82 0.64 4.5 47.1 AMgr20% n 14.42 0.05 -0.2 18.0 Ovrse n 60.32 1.34 1.5 27.1 FPA Funds: FrankTemp/Temp Adv: FltRateI 8.37 0.00 1.9 10.3 IntlREst 4.62 0.06 1.8 7.3 StrValDivA p p 5.38 0.12 7.9 14.0 BiotechI 36.91 1.42 1.4 45.0 AMgr50% n 21.23 0.25 1.9 28.9 PAMun nr 11.52 0.05 -0.2 15.2 FPACres n 39.62 0.64 10.1 32.8 Frng Adv 7.64 0.14 9.0 4.4 GrowOppI t 62.06 3.19 3.7 96.2 IntlSustCore1 12.67 0.34 4.6 20.9 UltraShortA pn 9.22 -0.01 0.1 6.7 ConsvIncmMuni I 10.06 0.00 0.1 4.3 AMgr70% n 26.94 0.47 3.5 34.0 PcBas nr 45.01 -0.10 2.6 43.4 NwInc n 10.02 0.01 0.4 8.9 GlBondAdv p 9.45 -0.02 -2.3 -4.6 InterValue 15.67 0.39 13.1 2.7 IntlVal 19.04 0.45 12.8 5.3 Federated Hermes C: DivIntl 29.71 0.50 0.3 30.7 AMgr85% n 24.58 0.54 4.6 38.2 PuritanK 27.32 0.57 5.1 42.9 Franklin A1: TGlTotRAdv 9.69 0.02 -2.1 -4.6 IntlAlphaInv p 17.27 0.37 4.9 42.4 IntlVectorEq 13.79 0.38 8.6 11.6 StraValDivC p 5.39 0.11 7.7 11.8 EqGrI 18.50 0.34 3.2 80.7 AstMgr30R n 12.40 0.08 0.4 22.5 Puritn n 27.34 0.57 5.1 42.5 AZ TF A1 p 10.99 0.06 -0.5 13.7 FrankTemp/Temp B&C: MidCap 38.21 1.47 7.6 52.7 IntrLrgCpGroPor 15.94 0.39 1.7 26.9 Federated Hermes Int: FAInvGrdI 8.28 -0.04 -3.3 18.4 Balanc n 29.60 0.68 4.7 47.9 RealE n 42.00 2.01 6.5 27.1 CA TF A1 p 7.73 0.04 -0.6 17.0 GlBond C p 9.52 -0.02 -2.5 -6.5 MunOpptI 9.07 0.03 0.1 15.7 IntSmCo 21.66 0.61 6.8 14.7 GloFinI 42.02 0.83 2.3 17.7 FAJpFdClI 20.34 0.30 1.6 32.1 BalancedK 29.61 0.69 4.7 48.3 RealEstInc nr 12.39 0.27 5.2 26.0 CAHY A1 p 11.32 0.04 0.3 18.3 Frost Family of Fund: StrInc 9.22 0.00 -1.3 22.9 IntSmVa 20.99 0.64 9.7 2.6 InsHiYld r 9.91 -0.01 0.4 19.7 FF2030 16.19 0.22 3.6 33.1 BluCh n 170.31 6.20 4.4 107.8 REInc n 10.94 0.14 4.2 24.9 CAInt A1 p 12.10 0.03 -0.5 10.9 FrTRInst 10.29 -0.01 0.3 11.4 WorldBond 10.68 0.00 0.0 9.5 IntTermMuni 10.55 0.02 -0.4 10.2 MDTSmCIS 27.57 1.85 17.9 38.3 FF2040 17.81 0.37 5.9 39.6 BluChpGr K6 25.23 0.92 4.3 105.3 SAIIntlMinVolInd 10.90 0.26 0.8 8.1 Fed TF A1 p 12.21 0.06 -0.3 14.7 Hartford Funds Y: IntVaIII 16.34 0.39 12.8 5.9 TtlRtnBdI 11.24 -0.04 -2.4 18.5 FltRatel 9.40 0.00 2.1 11.5 BluChpGrK 170.86 6.22 4.5 108.4 SAILTTreBdIdx 10.50 -0.22 -13.5 23.1 FedInt A1 p 12.27 0.03 -0.5 10.8 G DiscpEq 43.09 0.91 3.5 53.3 ITExQual 11.34 -0.08 -5.0 19.9 Federated Hermes IS: GrOppI 161.58 5.49 4.1 155.4 CALmtTrmTFB n 10.84 0.01 -0.1 8.8 SAISm-MidCap500I 15.77 0.64 11.4 52.0 HiInc A1 1.87 -0.01 0.2 18.6 DivGthY 31.04 0.75 9.5 41.0 LgCo 29.65 0.78 5.3 49.9 IntEq IS p 31.69 0.64 4.9 31.9 HiIncAdvI 11.62 0.08 4.2 26.0 CAMun n 13.35 0.05 -0.3 15.0 SAIUSMinVolIndFd 16.74 0.41 1.5 42.4 HY TF A1 p 10.34 0.04 0.6 18.1 Gabelli Funds: GrwthOppY 68.64 3.53 3.7 96.5 LgCpIntl 26.31 0.63 5.1 18.3 KaufmnIS 7.35 0.28 -0.5 57.7 HthCarI r 71.82 2.06 2.8 56.6 Canad nr 59.56 2.58 11.1 31.5 SAIUSQtyIdx 16.46 0.33 2.2 51.8 IncomeA1 p 2.42 0.04 6.5 22.0 ABC pn 10.71 0.09 2.4 10.2 IntOppY 21.11 0.34 2.2 23.5 SclCrEqInst 14.99 0.40 7.5 14.5 KaufmnSCI 68.06 NA NA NA IntlGr 18.48 0.35 -0.4 34.2 CapAp n 43.73 0.87 4.8 60.3 SCEnhIdx n 18.64 1.34 21.0 49.0 MIInsTF A1 p 11.91 0.05 -0.3 15.2 Asset pn 59.84 2.17 10.7 36.0 MidCapY 46.46 1.79 7.6 53.0 SelHdgGlFxd 9.78 0.00 -0.2 9.2 CorpBondFdIS 9.64 -0.04 -3.4 19.6 IntlSmCp 33.31 0.71 8.0 18.3 CapDevO n 18.84 0.44 12.5 43.3 SmallCap nr 23.56 1.34 14.3 45.7 MNInsTF A1 p 12.69 0.04 -0.9 13.6 SmCapG n 49.65 2.19 15.3 34.2 Hartford HLS Fds IA: STExQual 10.98 0.00 -0.2 8.8 FdShinToRetI 10.67 -0.01 -0.4 11.4 LmtdTrmBdFd 11.83 -0.02 -1.0 12.0 ChinaReg n 60.81 0.16 9.3 67.9 SmCapDisc n 28.79 1.53 19.7 37.2 MO TF A1 p 11.91 0.04 -0.3 14.1 SmCpGrwI 51.59 2.28 15.4 35.2 Balanced 33.01 0.53 4.6 33.1 STGov 10.49 -0.01 -0.7 4.1 GovUltra 9.96 0.00 0.0 5.4 MuniIncI r 10.83 0.03 -0.1 13.7 CnvSc n 42.70 1.65 6.8 85.1 SmlCapO n 18.63 1.04 16.2 54.7 NC TF A1 p 11.69 0.04 -0.6 12.7 Util A p 8.05 0.31 5.5 24.6 CapApp 54.10 1.68 4.3 47.5 STMuniBd 10.18 0.00 0.0 3.6 KaufmnLCIS 35.09 NA NA NA MuniIncome 13.55 0.06 0.2 16.9 Contra n 16.67 0.36 1.7 55.6 SmlCpGrth nr 36.85 1.94 8.3 72.8 NJ TF A1 p 11.52 0.04 -0.1 13.6 GAMCO Funds: DiscEqui 18.33 0.54 5.3 55.2 TAUSCoreEq2 25.38 0.89 10.4 44.5 ShIntDurMuInst 10.35 0.02 -0.2 6.4 NwInsghtI 37.61 0.84 2.1 45.1 ContraK 16.71 0.37 1.7 56.0 SmlCpGrth K6 21.43 1.13 8.3 74.5 NY TF A1 p 11.25 0.05 -0.7 13.3 GwthAAA pn 83.90 1.72 -1.9 69.8 Div&Grwth 24.34 0.60 9.7 41.2 TAWldexUSCr 12.81 0.25 6.9 14.2 StraValDivIS 5.41 0.11 7.9 14.8 REIncmInst 12.34 0.27 5.2 26.1 CorpBd n 12.29 -0.09 -4.9 20.5 SmlCpVal nr 21.44 1.25 26.5 42.7 OHInsTF A1 p 13.00 0.06 -0.9 13.6 Gartmore Funds: IntlOpp 20.03 0.34 2.3 23.4 TM IntVa 16.24 0.39 11.6 5.2 UltraShortI 9.22 0.00 0.2 8.0 SmCapGrwI 36.96 1.95 8.3 72.7 CpInc nr 11.08 0.07 4.0 27.0 Srs1000ValIndRet 14.70 0.46 11.4 31.4 OR TF A1 p 11.81 0.05 -0.8 13.0 NationwideInstSv 28.67 NA NA NA MidCap 46.74 1.80 7.6 53.1 TM US Sm 58.75 3.58 23.0 39.7 ShtlncIS 8.69 -0.01 -0.1 10.1 StrInI 12.70 0.00 0.1 16.1 DisEq n 53.08 1.24 2.2 52.9 SrsBlChGroRetail n 17.59 0.65 4.9 117.0 PA TF A1 p 9.95 0.04 -0.5 12.0 Gateway: SmallCo 29.54 1.61 7.7 100.4 TM USTgtVal 45.24 2.69 27.1 29.9 FedMuniUl A 10.05 0.01 0.1 4.6 Total Bd 10.95 -0.05 -2.7 17.9 DivGrowK 33.74 1.01 9.0 30.8 SrsCommStrt 5.05 0.00 10.0 1.8 US Gov A1 p 6.00 -0.02 -1.0 10.0 GatewayA 37.79 0.52 2.8 16.6 SmCpGrwth 40.87 2.20 7.1 60.1 TMMktwdVa 36.93 1.27 14.5 29.7 Federated Hermes R: Fidelity Advisor M: DivGth n 33.78 1.00 8.9 30.3 SrsEmrgMkt 26.12 0.02 4.6 32.3 Utils A1 p 19.55 0.80 0.0 36.3 GE Elfun/S&S: Stock 97.68 2.51 2.3 47.2 TMMttVa2 34.20 1.18 14.6 30.3 KaufmnR r 7.14 0.26 -0.8 55.2 Balanced p 27.55 0.62 4.4 44.9 DivIntl n 47.73 0.81 0.1 29.4 SrsGlobal 14.99 0.24 4.5 18.9 Franklin Templeton: RSPIncm n 11.97 -0.04 -3.1 16.2 TotRetBd 11.60 -0.05 -3.2 18.2 TMUSEq 43.58 1.23 5.8 50.7 Federated Hermes R6: EqGr p 15.86 0.28 3.1 77.9 DivIntl K6 13.78 0.23 0.3 30.3 SrsGroCoRetail 23.53 0.75 3.3 109.1 TgtGro A p 20.24 0.42 3.1 30.2 RSPUSEq n 69.94 1.74 5.3 57.9 UltraShBd 10.09 0.00 0.0 5.8 US CoreEq1 32.49 1.10 9.5 46.7 FedInstHYBondL 9.92 0.00 0.4 19.9 EqIn p 32.51 1.09 9.6 24.3 DivIntlK r 47.64 0.81 0.1 29.8 SrsIntlGrw 17.76 0.33 -0.1 38.9 TgtModA p 16.44 0.25 1.7 24.6 Tax Ex n 11.53 0.05 -0.6 14.1 Heartland Funds: US CoreEq2 29.96 1.07 11.1 44.9 KaufmnSCL 67.53 NA NA NA GrOppM p 145.77 4.94 4.0 151.6 DivStkO n 34.60 1.05 8.1 54.7 SrsIntlSmCp 20.60 0.44 0.3 27.1 FrankTemp/Frank Adv: Trusts n 76.12 1.90 6.4 62.1 Val Inv n 51.10 NA NA NA US Micro 29.20 1.89 27.7 40.6 StrValL 5.41 0.11 7.9 14.9 NwInsghtM p 34.64 0.77 2.0 43.0 Emerg Asia nr 70.29 -0.84 2.9 91.0 SrsIntlVal 10.92 0.27 8.2 12.7 CA HY Adv t 11.34 0.04 0.4 18.6 GMO Trust Class III: Hennessy Funds: US Small 47.45 2.82 23.5 41.4 TtlRtnBdL 11.24 -0.03 -2.3 18.5 SmllCapM p 28.70 1.64 17.5 44.3 EmrgAsiaI r 69.67 -0.81 3.1 91.7 SrsSmCapDiscRet 14.84 0.78 19.5 46.0 CA IntAdv 12.13 0.03 -0.5 11.2 EmgCntryDt r 25.39 NA NA NA FocInv 68.60 3.40 11.5 40.2 US SmCpVal 45.65 2.91 32.6 33.5 Fidelity: StkSelMC 45.37 2.05 14.6 45.2 EmrgMktK r 47.21 -0.31 3.3 44.4 STBF n 8.73 -0.01 -0.3 9.4 CA TF Adv t 7.71 0.04 -0.6 17.4 Quality 26.92 0.46 5.2 57.1 JapanInst 48.10 -0.08 -3.4 34.2 US TgdVal 30.73 1.85 30.3 35.6 500IdxInstPrem n 137.11 3.59 5.3 50.0 StrInM p 12.51 -0.01 -0.1 15.3 EmrgMktsDebt 9.14 -0.02 -3.4 7.4 StkSelSmCp n 36.12 2.13 18.1 62.8 CvtScAdv 29.47 0.64 4.1 81.8 GMO Trust Class IV: Homestead Funds: USLCpGr 28.24 0.75 1.8 51.6 BalancedK6 13.71 0.31 4.4 NS Fidelity Advisor Z: EmrMkt nr 47.18 -0.31 3.3 43.8 StkSlcACap n 60.61 1.79 6.6 52.1 Dynat Adv 143.70 4.14 -0.8 93.6 EmgCntrDt 25.35 NA NA NA ShtTmBd n 5.28 -0.01 -0.7 10.7 USLgVa 43.47 1.49 15.8 24.5 Contrafund K6 19.09 0.41 1.1 53.6 CorporateBond 12.29 -0.09 -4.9 NS Eq Inc n 67.24 1.99 9.5 36.8 StratDivInc n 17.02 0.43 5.1 37.3 Fed TF Adv 12.22 0.06 -0.3 15.0 IntlEq 24.38 0.68 7.7 14.7 Value n 51.77 1.25 9.5 37.5 USLgVaIII 29.29 1.01 15.9 25.0 EmgMktIdxInstPre n 13.30 0.01 4.4 17.4 EmMkt Z 38.36 0.10 5.6 40.9 EqDivIncm n 27.92 0.93 9.6 27.0 StrDivIncI 16.97 0.44 5.1 37.2 FedIntAdv 12.30 0.03 -0.5 11.2 Quality 26.98 0.46 5.1 57.3 Hotchkis and Wiley: USSmCpGr 26.51 1.48 15.6 48.4 ExtMktIdxInstPre n 93.67 5.27 12.2 64.6 FloatRateHighInc 9.40 0.00 2.0 NS EqDivIncmK 27.92 0.94 9.7 27.4 TaxFrB nr 12.11 0.05 0.1 17.4 GrOpAdv p 58.05 1.82 -1.6 70.8 GMO Trust Class VI: HiYldI 11.42 0.02 2.2 12.5 USSoCoreEq2 22.35 0.81 11.1 45.3 FidSAIEmerg 14.55 0.09 7.2 NS GovtIncome 10.59 -0.04 -3.1 NS EqIncK 67.19 1.99 9.5 37.2 TotalBond n 10.97 -0.04 -2.7 18.1 Growth Adv t 137.31 3.14 1.1 58.9 EmgMkts r 37.34 NA NA NA USSustCoreI 32.30 1.06 8.1 54.3 FIDSerEmgMkt 11.92 -0.06 5.1 NS GrOpp 163.32 5.56 4.2 156.4 Europ nr 44.09 1.11 4.1 24.2 TotalBond K6 10.20 -0.04 -2.8 18.4 HY TF Adv 10.39 0.04 0.7 18.5 Quality 26.92 0.46 5.2 57.6 I USVectorEq 24.68 1.16 19.2 36.0 FidSerToMarket 13.75 0.44 6.5 NS IntCpAp 29.81 0.62 1.1 39.8 Export n 20.03 0.40 1.3 8.3 Trend n 147.15 4.31 -0.5 76.2 IncomeAdv 2.40 0.04 6.6 22.6 Goldman Sachs A: WexUSGov 10.22 0.00 -4.6 15.1 FIDSerTresIndxFd 10.00 0.00 0.0 NS InvestGradeBd 8.29 -0.04 -3.2 NS Fidel n 63.28 1.28 1.5 51.5 Utility n 27.63 1.24 0.9 32.3 RisDv Adv r 82.08 2.44 2.5 45.4 CapGr 29.62 0.78 3.7 51.0 ICM Small Company: WrdEXUSTARGETVAL 14.89 0.35 10.1 7.0 FIDZroExtMktIx n 13.52 0.71 17.4 NS NewMktsIncFdZ 14.41 -0.01 -3.6 NS FltRateHi nr 9.41 0.01 2.1 11.8 Value n 14.42 0.74 20.4 43.5 SmCpGrAdv p 33.33 1.85 9.7 82.0 HYMuni p 10.50 0.05 1.3 22.9 ICMSmCo 37.33 2.24 26.1 36.6 Dodge & Cox: FIDZroLgCpIx n 14.06 0.39 4.5 NS RE Income 12.33 0.27 5.1 NS FocsdStk n 32.27 1.47 3.7 73.1 ValueDisc n 35.48 1.13 10.3 32.3 SmCpValAdv t 66.69 3.92 24.8 43.7 Muni 16.66 0.06 0.6 15.2 IFP US Equity Fund: Balanced n 112.90 1.97 10.9 33.4 Flex 500 Index 16.85 0.44 5.3 50.0 StrgInc 12.70 -0.01 0.0 NS FournOne n 57.80 1.39 4.4 38.3 ValueK 14.44 0.74 20.4 43.9 SmMCpGrAv t 54.34 1.98 1.6 85.7 Goldman Sachs Inst: IFP US EquityFd 21.09 0.42 7.8 55.9 GblStock n 15.11 0.32 13.6 26.3 FlexIntIdx 13.56 0.22 4.5 18.9 Fidelity Freedom: GNMA n 11.72 -0.02 -0.4 11.8 Wrldw n 35.56 1.32 3.8 57.0 StrInc Adv p 9.41 -0.01 -0.7 10.9 CoreFix 10.81 -0.05 -3.9 17.7 INVESCO A Shares: Income n 14.29 -0.05 -2.5 18.1 FlexUSBdIdx 10.46 -0.06 -3.6 15.3 FAFree2020I p 14.38 0.14 2.3 28.7 GovtInc n 10.56 -0.05 -3.2 12.8 Fidelity SAI: USGovAdv p 6.02 -0.02 -0.9 10.4 EmgMEq 31.61 -0.05 4.7 31.5 AmValA 40.62 1.53 16.5 20.4 Intl Stk n 47.63 0.82 9.0 9.1 Freedom2060K 14.98 0.33 6.5 39.3 FAFree2025I 14.84 0.17 2.9 30.9 GroCo n 33.84 1.06 3.0 102.6 FidSAIEmgMktIndx 17.36 0.02 4.5 17.2 Utils Adv 19.73 0.81 0.0 36.9 Gr 40.98 0.90 1.7 55.0 Invesco Fds Investor: Stock n 226.11 6.35 17.4 39.9 GlexUSIdxInstPre n 15.23 0.24 4.5 18.9 FAFree2035I 16.27 0.29 5.0 36.9 GroInc n 48.91 1.18 11.7 40.8 FidSAIIntlIndxFd 13.58 0.28 3.9 17.4 FrankTemp/Franklin A: HYMuni 10.50 0.05 1.4 24.0 DivrsDiv n 21.49 0.67 7.7 26.3 Domini Funds: GrowthCompanyK6 19.83 0.65 3.1 NS FAFree2045A 13.88 0.29 5.9 38.5 GrowCoK 33.93 1.06 2.9 103.1 IntlValIdx 9.86 0.23 11.3 4.6 BALAt 13.17 0.22 4.7 26.1 Int 14.34 0.28 4.3 10.9 GlHltCr pn 44.27 1.07 -1.7 46.6 Intl Eq Instit 8.67 0.19 3.1 5.9 HighIncome C 8.63 0.00 -0.4 NS FF2005 n 13.09 0.03 0.2 19.6 GrowIncK 48.87 1.18 11.7 41.3 LowDurationInc 10.01 0.00 0.0 NS BalInv p 36.88 1.08 15.3 21.8 Muni 16.65 0.06 0.6 16.4 Tech n 67.77 1.31 0.3 73.7 US Equity Inv pn 31.03 0.91 1.5 53.2 InflPrBdIndInsPr n 10.83 -0.02 -1.9 18.3 FF2010 n 16.47 0.09 1.0 22.6 GrStrt nr 59.20 1.77 -0.9 52.6 Muni Inc 10.80 0.04 0.0 NS BioDis A p 172.43 6.38 0.6 35.9 ShDuGov 9.96 -0.01 -0.2 8.4 Invesco Funds A: DoubleLine Funds: IntlIdxInstPrem n 47.41 1.00 3.9 17.5 FF2015 n 13.74 0.11 1.9 25.5 GwthDiscovery n 53.34 0.97 3.1 79.8 SAIEmgMktLoVolIx 10.91 0.04 3.1 NS CoreAll A p 22.77 0.58 3.9 36.2 ShDuTF 10.83 0.01 0.1 8.6 500InxA p 42.05 1.09 5.2 47.6 CoreFxdIncmI 11.11 NA NA NA IntlIndex n 11.89 0.20 4.5 NS FF2020 n 17.61 0.19 2.6 28.3 HighInc nr 8.63 0.00 -0.5 13.7 SAIInflaFocFd 11.45 0.04 10.6 NS CvtSc A p 29.46 0.65 4.1 80.4 SmCapVa 68.35 4.30 23.0 30.7 ActiveAllA 15.44 0.40 5.0 28.4 CorFxdIncN n 11.10 NA NA NA IntrTresBdIxPrem n 11.25 -0.04 -3.8 16.7 FF2020A p 14.25 0.14 2.3 27.8 Indepndnc n 45.94 1.12 -0.9 45.7 ShortTermBd 9.99 -0.01 -0.3 NS DynaTech A p 138.56 3.97 -0.9 92.2 Guggenheim Funds Tru: AMTFrNY p 12.04 0.07 0.7 21.9 EmgMktIncmI 10.61 -0.02 0.4 15.6 LgCpGwId InstPre n 23.75 0.57 -0.1 72.5 FF2025 n 15.94 0.20 3.2 30.4 IntBd n 11.14 -0.03 -1.7 15.1 TotalBd 10.43 -0.04 -2.6 NS EqIn A p 28.88 0.75 5.8 31.8 MacOppFdClInstl 27.38 0.01 0.5 14.6 BalancedRiskAllA 11.46 0.16 2.3 20.9 FlexibleIncomeI 9.70 NA NA NA LgCpVlIdxIstPrem n 14.78 0.47 11.4 31.2 FF2025A p 14.69 0.17 2.9 29.9 IntlCapiApp K6 16.08 0.33 1.1 41.2 TxFreeBd 10.85 0.04 0.0 NS FlRtDA A p 7.61 0.00 1.9 0.3 TotRtnBdFdClInst 28.48 -0.16 -3.6 18.5 CapApprA p 74.93 2.16 2.1 67.7 GlobalBondN 10.34 0.01 -4.2 0.9 LTTrsBdIdxInstPr n 13.80 -0.28 -13.1 22.2 FF2030 n 20.02 0.28 3.8 32.4 IntlDisc n 55.30 1.29 4.2 31.9 U.S.TreBdIdx 9.97 -0.05 -4.0 13.8 FoundFAlA p 13.71 0.19 1.6 8.8 TotRtnBondFdClA 28.46 -0.15 -3.6 17.5 Chart 18.82 0.51 6.6 37.1 InfraIncomeI 10.50 -0.03 -0.7 15.4 MidCpGrwthIndx n 28.10 0.93 -0.1 NS FF2035 n 17.46 0.32 5.4 36.1 IntlEnhIdx n 10.83 0.24 5.5 13.4 USMomentumIdx 16.80 0.55 0.7 47.2 FrkIntlGrthA 21.01 0.50 -2.3 45.5 GuideMark Funds: CmstA 28.52 0.88 17.6 26.3 LowDurBdI 9.99 NA NA NA MidCpInxInstPrem n 29.47 1.08 9.1 47.0 FF2035A t 16.12 0.29 4.9 35.9 IntlGrRet n 18.53 0.35 -0.4 34.1 USValueIndex 11.77 0.41 16.9 23.3 FSmCoSer r 24.51 0.59 6.4 12.9 LgCpCorServ pn 26.57 0.84 6.4 50.1 CoreBdA p 6.80 -0.03 -2.9 17.5 LowDurBdN n 9.98 NA NA NA MidCpValIndex n 25.07 0.97 14.3 NS FF2040 n 12.51 0.27 6.5 38.8 IntlScOpps nr 24.36 0.53 -1.1 24.5 Fidelity Selects: GoldPrM A p 23.06 1.06 -8.2 79.1 GuideStone Funds: CpBdA 7.68 -0.03 -3.0 22.7 ShillerEnhCAPEI 19.55 NA NA NA NewMkt I 14.41 -0.02 -3.6 NS FF2040A p 17.66 0.37 5.9 38.6 IntlSmCap nr 33.09 0.70 8.0 18.3 Biotech nr 25.47 1.11 1.2 49.7 GrOp A p 52.67 1.64 -1.7 69.5 AggrAllGS4 n 13.75 NA NA NA DevMkt 43.66 -0.10 1.7 20.6 ShillerEnhCAPEN n 19.54 NA NA NA OTCK6Port 17.79 0.33 3.8 NS FF2045 n 14.32 0.31 6.5 38.9 IntMu n 10.82 0.03 -0.1 14.1 Chem nr 15.82 0.76 9.9 7.1 Growth A p 136.82 3.11 1.0 57.7 BalAllGS4 n 13.04 NA NA NA DevMktA 56.82 0.56 4.6 26.3 TotRetBdI 10.52 -0.02 -1.2 11.9 RealEstIdxInst n 15.74 0.81 8.4 22.7 FF2050 n 14.43 0.32 6.5 38.9 InvGB n 8.28 -0.03 -3.2 18.7 Comp nr 115.48 1.65 5.3 87.0 LwDuToRt A 9.61 0.00 0.3 8.8 EqindxGS2 42.96 NA NA NA DiscFdA p 117.34 6.73 7.0 94.6 TotRetBdN n 10.51 -0.02 -1.4 11.0 SAIRealEstIndxFd 11.24 0.58 8.4 23.0 FrdmBlen2025 K6 11.83 0.15 2.8 NS InvGrBd 11.54 -0.05 -2.8 19.4 ConDis nr 71.00 4.09 7.3 69.7 RisDv A p 82.14 2.44 2.4 44.3 EqIndxGS4 n 42.96 NA NA NA DisMdCpGrA 31.14 1.12 2.3 73.8 Driehaus Funds: SAIUSLgCpIndxFd 20.68 0.54 5.3 49.9 Free2045L 14.00 0.29 5.9 39.6 JpnSmCo nr 17.49 0.20 -1.6 4.1 ConStap nr 95.21 2.16 0.1 27.6 SmCpGr A p 30.00 1.66 9.6 80.7 GrAllGS4 n 13.73 NA NA NA DivIncm p 24.50 0.64 6.9 22.5 EmMktsGr n 49.97 0.02 1.8 29.8 SeriesBondFd 10.37 -0.06 -3.5 NS Free2050I 14.00 0.30 6.0 39.7 LargeCap n 39.59 0.95 12.9 43.3 DfAero nr 17.99 1.28 9.5 14.7 SmCpVal A p 62.81 3.70 24.8 42.7 GrEqGS2 30.83 NA NA NA DivrsDiv p 21.49 0.67 7.7 26.0 Dupree Mutual Fds: SeriesOverseas 12.58 0.29 1.5 NS Free2055 n 16.57 0.36 6.4 38.8 LCapCrEIdx n 20.36 0.58 7.2 49.1 Energy nr 32.38 0.31 39.1 -18.6 SmMCpGrA p 47.53 1.73 1.5 84.3 GrEqGS4 n 30.48 NA NA NA EqIncA 12.00 0.28 9.5 28.2 KYTF n 7.97 0.04 0.0 14.2 SerLTTreBdIdx 7.93 -0.17 -13.2 22.1 Free2060InstPrem 15.74 0.35 4.4 38.2 LCapGrEIdx n 28.69 0.76 2.9 65.8 FinSvc nr 12.28 0.49 20.7 30.4 StrInc A p 9.40 -0.01 -0.7 10.1 IntEqGS2 15.32 NA NA NA EqInvA 15.80 0.45 5.3 27.3 SmCpIdxInstPrem n 29.81 2.04 19.3 53.5 Free2060Investor 15.73 0.35 4.4 38.1 LevCoSt n 45.90 1.70 11.8 51.2 Gold nr 26.31 1.08 -10.9 46.3 TgtCon A p 14.99 0.15 0.3 17.9 LowDurGS2 13.63 NA NA NA EqWtdA p 74.40 2.35 10.8 43.2 E STBdIdx InstPrem n 10.26 -0.01 -0.6 11.3 Freedom2010 K 16.46 0.09 1.0 22.9 LgCpVHIdx n 15.91 0.52 13.1 33.3 Health nr 32.66 0.96 2.9 64.7 TtlRtn A p 9.86 -0.05 -3.2 13.6 MedDurGS2 15.12 NA NA NA GblAllocA 22.62 0.34 4.4 23.6 STTreIdx InstPre n 10.74 -0.01 -0.6 10.4 Freedom2015 K 13.72 0.11 1.9 25.7 LmtTrmMuniIncm n 10.85 0.01 0.1 9.5 HlthCareSrvPt r nr 129.12 5.38 4.9 59.5 FrankTemp/Franklin C: ValEqGS2 21.31 NA NA NA GblStrIncmA p 3.69 0.01 -2.4 6.9 Eaton Vance Class A: TMktIdxInstPrem n 114.77 3.65 6.5 52.7 Freedom2015 K6 13.68 0.11 1.9 26.0 LowP nr 55.26 2.19 13.6 37.3 Ind n 39.70 1.53 5.1 25.0 CA TF C t 7.71 0.04 -0.7 15.2 GlbOppA p 80.61 2.59 3.1 33.3 AtlCpSMID p 36.00 1.32 9.2 46.6 TotalMarketIndex n 14.34 0.45 6.3 NS Freedom2020 K 17.59 0.18 2.6 28.6 LowPriStkK r 55.20 2.19 13.7 37.6 ITSvs n 96.42 4.33 2.9 80.3 DynaTech C p 113.32 3.23 -1.0 87.9 H Glcoreeq p 15.28 0.30 4.6 22.0 DivBldrA 17.66 0.37 4.1 40.8 TtlIntIdxInstPr n 14.22 0.24 4.8 19.0 Freedom2020K6 17.54 0.18 2.6 29.0 LowPriStkK6 14.79 0.57 13.9 38.5 Leisr nr 19.59 0.78 9.6 51.7 Fed TF C t 12.20 0.06 -0.4 12.9 GlGr 36.10 0.87 6.0 38.6 FloatRt 9.09 -0.01 1.4 9.8 USBdIdxInstPrem n 11.97 -0.06 -3.5 15.3 Freedom2025 K 15.92 0.20 3.2 30.7 LtdTmBdFd n 11.83 -0.02 -1.0 12.1 MdTchDevis n 74.00 0.91 1.6 82.0 Growth C t 122.18 2.77 0.9 54.2 Harbor Funds: GlHltCr 44.26 1.07 -1.7 46.6 FltgRtAdvg p 10.53 -0.01 1.8 10.9 USSusIdx n 17.19 0.47 5.6 53.0 Freedom2025K6 15.89 0.20 3.2 31.1 MagellanK 12.92 0.31 -0.9 47.8 Multimedia nr 91.07 1.29 9.8 84.5 Income C t 2.46 0.04 6.7 20.2 Bond 11.98 -0.05 -2.8 16.4 GrIncA 26.51 0.88 14.9 23.8 Inc Bos 5.54 -0.01 0.4 16.4 Fidelity Adv Focus A: Freedom2030 K 20.01 0.29 3.9 32.9 Magin n 12.93 0.31 -0.9 47.5 Pharm n 24.04 0.50 1.5 49.2 RisDv C t 80.48 2.37 2.3 41.0 CapApInst 102.87 3.82 -1.3 79.9 GrowAlloc p 16.55 0.42 4.7 27.7 LgCpVal 23.36 0.67 11.5 36.8 HthCarA r 65.41 1.88 2.8 55.4 Freedom2030K6 19.96 0.29 3.9 33.3 MAMun n 12.53 0.04 -0.4 13.8 Retail nr 24.44 1.29 7.4 86.8 FrankTemp/Franklin R: CapApInv pn 96.92 3.59 -1.4 77.9 Hyld 3.96 -0.01 0.2 14.2 NatlMuniInc 10.34 0.05 -0.2 17.1 TechA t 88.79 2.05 -0.7 99.4 Freedom2035 K 17.44 0.33 5.4 36.6 Manager40 n 13.38 0.12 1.1 26.0 Semiconductors r nr 17.01 0.38 4.9 95.7 FrkDynTchR6 145.38 4.19 -0.8 94.2 IntlGr r 22.46 0.39 0.8 42.1 HYMuA 10.24 0.03 1.5 18.1 ShDurGovIncFd 8.12 0.00 0.3 6.1 Fidelity Adv Focus C: Freedom2035K6 17.41 0.33 5.4 37.2 Manager60 n 15.21 0.22 2.6 31.6 Softwr nr 27.58 0.71 1.7 89.8 FrkGrthOppR6 59.02 1.85 -1.6 71.3 IntlInst r 46.59 1.18 5.7 15.8 IntlBdA p 5.53 0.03 -5.0 3.3 ShDurStratIncFd 7.33 NA NA NA HthCarC p 50.34 1.43 2.6 51.9 Freedom2040 K 12.51 0.28 6.5 39.4 McpVl n 26.54 1.07 15.9 19.3 Tech nr 27.83 1.00 3.6 106.5 FrkGrthR6 137.18 3.13 1.1 59.4 LgCpValue 20.96 0.53 9.0 45.2 IntlDivA 22.74 0.36 1.5 25.6 TMG1.0 n 1771.49 46.76 5.2 51.5 Fidelity Adv Focus M: Freedom2040K6 12.47 0.28 6.5 39.9 MegaCpStk n 18.16 0.29 12.7 51.9 UtilGr nr 92.79 4.55 1.1 37.3 FrkIncR6 2.41 0.04 7.1 23.3 SmCpGwth 19.43 1.04 8.1 77.0 IntlGrow 33.47 0.47 3.4 25.7 TMG1.1 79.43 2.09 5.2 50.0 Tech p 82.55 1.91 -0.7 97.9 Freedom2045 K 14.30 0.31 6.5 39.3 MidCap n 43.19 1.88 16.2 47.5 Fidelity Series: FrkRisDivR6 82.08 2.44 2.5 45.7 SmCpValInst 45.65 2.04 16.2 38.9 IntlGrowA p 47.68 1.00 1.0 23.8 TMG1.2 35.70 0.94 5.2 49.4 Fidelity Advisor: Freedom2045K6 14.26 0.31 6.5 39.9 MidCapEnIdx nr 18.94 0.74 10.4 39.4 Canada 12.88 0.53 11.5 33.1 FrkSmCpGrR6 34.03 1.89 9.7 82.8 Harding Loevner: IntlSmCoA 53.70 1.13 -3.1 30.3 WW Hlth Science p 12.92 0.26 -0.8 45.0 SrsAdvIntlCapApp 29.77 0.62 1.1 39.4 Freedom2050 K 14.41 0.31 6.4 39.3 MidCapStkK r 43.22 1.89 16.2 47.9 FASeriesEqGroFd 16.68 0.31 3.4 84.4 FrkTotRtnR6 9.93 -0.05 -3.2 14.8 EmgMktsAdv n 69.65 0.28 4.0 13.3 IntTMIA p 11.47 0.04 0.4 13.4 Eaton Vance Class I: StragInc n 12.70 0.00 0.1 NS Freedom2050K6 14.39 0.31 6.5 39.9 MIMun n 12.69 0.05 -0.2 15.5 HthCarZ 71.86 2.07 2.8 NS MutShrR6 28.14 0.70 11.1 17.8 IntlEq 28.89 0.34 1.7 27.4 InvescoFd p 25.68 1.07 -8.3 70.7 AtlCpSMID 41.05 1.50 9.2 47.7 TotBdFdClZ 10.95 -0.05 -2.7 18.4 Freedom2055 K 16.56 0.36 6.4 39.3 MNMun n 12.06 0.03 -0.6 14.1 IntMuni Z 10.84 0.03 -0.1 NS TempGlbBndR6 9.45 -0.02 -2.2 -4.2 Hartford Funds A: InvGloblFdA 117.27 1.57 1.5 40.4 FloatRtHiInc 8.68 NA NA NA Fidelity Advisor A: Freedom2055K6 16.54 0.36 6.5 39.9 MtgSec n 11.48 -0.03 -0.8 12.9 STCrFd 10.17 -0.02 -0.3 11.2 TmpGrthR6 24.87 0.58 5.3 8.5 BalIncA 15.80 0.18 1.3 25.1 LmtdTrmMunInc p 11.55 0.01 0.2 9.4 FltgRt 8.79 -0.01 1.4 10.7 AdvMdCpIIA p 24.39 1.12 12.3 32.6 Freedom2060 n 14.99 0.33 6.5 38.9 MuniInc n 13.56 0.06 0.2 17.1 Fiera Capital: TmpFrgnR6 7.64 0.15 9.1 5.1 CapAppA p 45.17 1.47 5.1 48.3 MnStFndA 56.85 1.55 6.6 45.0 GblMacAbR 8.73 NA NA NA AdvStrDivInA p 16.89 0.43 5.0 36.2 Idx2015InsPre 15.14 0.13 0.7 25.3 NASDAQ nr 167.38 5.06 3.5 79.9 EmgMkt Inst 62.04 -0.10 2.7 16.5 FrankTemp/Mutual A&B: Chks&Bal p 10.54 0.20 3.7 35.7 MnStOpA p 24.99 0.71 7.9 48.0 IncBos 5.54 -0.01 0.4 17.3 BalancA t 27.19 0.62 4.5 46.0 Idx2020InsPre 16.58 0.19 1.3 28.0 NewInsights Z 37.70 0.84 2.1 45.7 First Eagle Funds: Beacn A 17.73 0.47 8.8 26.6 DiscpEqA p 42.48 0.90 3.5 52.0 MnStSmCpA p 29.98 1.04 8.9 31.9 LgCpVal 23.47 0.67 11.6 37.9 BioTech 34.37 1.32 1.3 43.8 Idx2025InsPre 18.58 0.24 1.8 30.0 NewMill n 42.02 1.34 14.9 38.0 GlbA 64.09 1.39 4.6 23.5 Shares A 27.82 0.69 11.1 16.6 DivGth A p 30.14 0.73 9.4 39.7 ModInvA 12.34 0.25 3.3 26.2 NatlMuniInc 10.34 0.05 -0.2 18.0 DivIntlA 29.15 0.49 0.2 29.6 Idx2030InsPre 19.50 0.29 2.3 32.1 NewMkt nr 14.41 -0.01 -3.6 4.4 Gold p 23.26 0.66 -7.8 49.1 FrankTemp/Temp A: EmrgMktEqAdv t 21.33 -0.06 5.1 25.2 MunInA 13.72 0.07 0.3 15.6 Eaton Vance Funds: EqGrA p/r t 16.33 0.30 3.1 79.2 Idx2035InsPre 21.53 0.42 3.6 35.6 NJMun nr 12.52 0.04 0.1 18.1 OverseasA 25.90 0.55 1.3 14.5 DvMk A p 27.13 -0.05 6.7 28.0 EqInc t 21.48 0.59 7.9 30.6 QualityIncomeA 11.75 -0.02 -0.7 12.9 ParTxMgdEmgMktIn 51.53 0.46 3.2 0.7 EqInA 31.58 1.06 9.6 25.1 Idx2040InsPre 21.76 0.49 4.5 38.2 NYMun n 13.58 0.06 -0.1 14.8 US Val A t 20.29 0.38 7.8 25.9 Frgn A p 7.78 0.15 9.0 3.8 FltRateA t 8.40 0.00 1.8 9.4 RchHiYldMuniA 8.04 0.04 1.7 32.5 Edgewood Growth Instituti: FF2030A p 16.08 0.22 3.5 32.1 Idx2045InsPre 22.58 0.50 4.4 38.2 OHMun n 12.43 0.04 -0.4 14.1 US Val I r 20.69 0.39 7.8 26.9 GlBond A p 9.49 -0.02 -2.4 -5.4 GrOppty t 57.36 2.94 3.6 94.6 RealEst p 19.50 1.04 7.7 23.5 EdgewoodGrInst 52.96 1.61 2.3 77.8 GrOppA 147.67 5.02 4.1 153.4 Idx2050InsPre 22.62 0.50 4.4 38.3 OTC n 18.13 0.33 3.5 83.2 FMI Funds: GlSmCo A p 11.90 0.43 11.7 26.0 GrowAllA p 14.68 0.36 5.0 30.2 RisingDivA 23.42 0.54 2.4 36.0 LevCoStA p 55.40 2.12 12.2 51.5 Idx2055InsPre 18.60 0.42 4.4 38.3 OTC K 18.46 0.33 3.5 83.7 IntlInvst n 34.48 0.80 6.5 13.9 Growth A p 24.88 0.58 5.3 7.5 Hlthcare 41.35 0.97 1.0 49.6 RochAMTFrMuni 7.85 0.04 0.5 29.2 F NwInsghtA p 36.45 0.82 2.0 44.1 Idx2055Investor 18.58 0.42 4.4 38.1 IntOppA p 20.07 0.33 2.1 22.2 RochCAMuni 9.15 0.04 0.2 24.2 SmllCapA p 31.86 1.82 17.6 45.3 Idx2025 Premier 18.57 0.24 1.8 NS MidCap A p 36.52 1.41 7.5 51.5 RochLmtTrNYMuni p 3.05 0.00 -0.1 20.1 Fairholme: StkSelMC p 44.99 2.04 14.7 46.2 Idx2030 Premier 19.50 0.29 2.3 NS Muti-AstIncGw 21.11 0.24 0.8 14.3 RochPAMuni 11.50 0.03 0.8 30.5 Fairholme n 31.01 1.18 6.5 67.9 StrInA 12.52 0.00 0.0 15.2 Idx2035 Premier 21.53 0.42 3.6 NS NOTICE TO READERS: ShtDur 10.06 -0.02 -0.1 10.7 RoMu A p 17.24 0.11 1.2 30.3 FAM Value: TotalBdA p 10.98 -0.04 -2.7 17.1 Idx2040 Premier 21.75 0.48 4.5 NS TotRBdA p 10.82 -0.06 -3.3 16.8 SenFltRtA 6.91 0.01 2.4 -2.2 FAMValue n 90.31 3.02 8.5 39.6 Fidelity Advisor C: Idx2045 Premier 22.58 0.50 4.4 NS Sign up for the Weekly Market Lab Newsletter: barrons.com/newsletters Hartford Funds C: ShortTerm p 8.66 0.00 0.1 9.6 Federated Hermes A: BalancC 26.95 0.61 4.3 42.7 Idx2050 Premier 22.62 0.51 4.5 NS Bal IncC 15.53 0.18 1.1 22.3 SmCpEq p 17.48 0.95 16.8 52.7 EqIncA p 25.62 0.79 10.7 22.8 GrOppC p 122.62 4.15 3.9 147.7 Income n 12.19 0.02 -0.1 18.2 Hartford Funds I: SmCpGr 50.53 2.65 5.8 76.0 FdShInToRetA 10.67 -0.01 -0.6 10.6 NwInsghtC t 29.78 0.66 1.9 40.8 Income K 12.17 0.02 -0.1 18.5 Please visit the new Market Lab home page on barrons.com under Data. BalIncI 15.81 0.18 1.3 26.0 SP IncomeA 3.87 0.11 29.3 2.9 FedMunULA pn 10.05 0.01 0.0 3.6 StrInC t 12.49 0.00 -0.1 12.7 Fidelity Invest: CapAppI 45.44 1.49 5.1 49.6 Tech p 68.04 1.32 0.3 73.2 KaufmannA p 7.13 0.27 -0.7 55.4 Fidelity Advisor Fun: AdvSrsGroOpport 17.14 0.60 5.0 162.0 www.barrons.com/market-data/market-lab DivGthI 29.98 0.73 9.5 40.8 Invesco Funds C: KaufmnLCA p 33.86 NA NA NA IntlGrwZ 18.51 0.35 -0.4 34.7 AggrInt n 27.97 0.57 1.0 39.6 EmrgMktEqInv r 21.37 -0.06 5.1 26.1 EqWtdC 70.83 2.23 10.6 40.0 M30 BARRON’S March 15, 2021

Mutual Funds Data provided by

Short Interest NYSE Short Interest Up 1% Nasdaq Shorts Rise 1.5%

HORT INTEREST ON THE NEW YORK Feb. 26, from a revised 545,870,271, as of Feb. S OF FEB. 26, OVERALL NASDAQ short-interest ratio was 2.3 days, versus 2.1 Stock Exchange rose 1%, to 12. The short-interest ratio increased to 0.7 short interest rose 1.5%, to for the previous reporting period. S 12,447,561,725 shares, as of Feb. 26, days, from a revised 0.5 in the prior period. A 9,454,943,086 shares, compared Short interest on the Nasdaq Capital Mar- from a revised 12,341,656,477 on Feb. The top three NYSE shorts: SPDR S&P with 9,312,349,207 on Feb. 12. The kets climbed 6%, to 1,712,509,908 shares in 12. The short-interest ratio fell to 2.3 days, 500 ETF Trust (ticker: SPY), iShares MSCI short-interest ratio was 1.14 days, versus 1.17 1,539 securities, versus 1,617,382,503 in 1,484 versus 2.7 on Feb. 12. The ratio is calculated Emerging Markets (EEM) and iShares in the preceding reporting period. on Feb. 12. The short-interest ratio remained by dividing the number of shares sold short by iBoxx $ High Yield Corporate Bond On the Nasdaq Global Markets, short in- the same at 1 day. The top three shorts in the the average total traded each day. (HYG). The top three on the NYSE MKT: terest increased 0.6%, to 7,742,433,178 shares period: Sundial Growers (ticker: SNDL) Sir- Short interest on the NYSE American Ex- Senseonics (SENS), Zomedica (ZOM) and in 2,614 securities. That’s up slightly from ius XM (SIRI), and ViacomCBS (VIAC). change rose 2.6%, to 560,033,408 shares, as of GlobalStar (GSAT). —MICHAEL T. KOKOSZKA 7,694,966,704 in 2,611 securities on Feb. 12. The —MICHAEL T. KOKOSZKA March 15, 2021 BARRON’S M31

Mutual Funds Data provided by

Net YTD 3-Yr. Net YTD 3-Yr. Net YTD 3-Yr. Net YTD 3-Yr. Net YTD 3-Yr. Net YTD 3-Yr. Net YTD 3-Yr. Net YTD 3-Yr. NAVChg. % Ret. % Ret. NAVChg. % Ret. % Ret. NAVChg. % Ret. % Ret. NAVChg. % Ret. % Ret. NAVChg. % Ret. % Ret. NAVChg. % Ret. % Ret. NAVChg. % Ret. % Ret. NAVChg. % Ret. % Ret. PIMCO Funds C: SmCap n 61.99 3.24 17.4 44.6 Royce Funds: IncBuildC p 23.04 0.48 8.5 18.8 IntmTerm n 13.86 0.04 0.3 15.4 PALTAdml n 12.09 0.05 0.0 18.9 TgtRe2025 n 22.00 0.31 2.1 29.2 GvSecUltShtBdI 10.02 -0.01 -0.1 5.0 IncomeFd 12.03 NA NA NA SmCapStk n 71.30 3.14 11.6 71.3 Oppty I nr 20.61 1.46 30.1 63.5 IntVal I 30.41 0.73 6.2 33.0 LgTerm n 13.73 0.07 0.0 15.4 PrmcpAdml nr 168.59 4.45 9.6 50.4 TgtRe2030 n 41.68 0.68 2.8 31.1 InnGrSt I 64.64 3.78 -3.0 171.1 TotRetIncC 10.24 -0.04 -3.2 12.1 SpecGr n 25.90 0.65 6.8 40.0 PAMut I nr 12.01 0.63 17.3 46.4 IntValA p 29.32 0.69 6.1 31.8 Nasdaq100 n 35.73 0.75 0.5 84.6 RealEstatAdml n 129.90 6.74 7.9 36.3 TgtRe2035 n 26.10 0.48 3.5 32.8 VirtusFunds Cl A: PIMCO Funds I2: SpecInc n 12.97 0.03 0.2 15.9 PremierI nr 15.36 0.55 13.0 44.2 LtdTIn 13.83 -0.03 -1.3 13.5 ntTerBd n 10.78 -0.04 -1.7 20.0 S&PSC600Idx 422.34 29.01 25.1 50.2 TgtRe2040 n 46.11 0.95 4.2 34.4 MidGrA 67.83 2.93 -0.3 116.6 CommdtyRR 6.58 0.02 11.7 9.6 SpecIntl n 16.67 0.26 4.8 24.5 SpecEqI nr 21.21 0.93 16.4 29.1 LtdTIncI 13.83 -0.03 -1.3 14.5 PrecMM n 19.22 0.73 -8.3 55.4 SmCapAdml n 106.09 5.38 13.8 51.1 TgtRe2045 n 29.55 0.67 4.8 36.4 MulSStA p 4.77 0.00 0.0 10.2 ComPLUSStrtgyFd 5.88 NA NA NA SuMuInc n 12.37 0.05 0.1 14.9 TotRet I nr 11.24 0.54 20.3 33.8 LtdTMu I 14.60 0.01 -0.2 9.0 S&PIdx n 53.78 1.44 4.8 52.1 SmGthAdml n 99.62 4.81 6.0 68.7 TgtRe2050 n 47.68 1.10 4.9 36.6 SmCapSusA 54.58 1.96 4.9 106.1 DivInc 11.10 NA NA NA SuMuInt n 12.34 0.03 0.0 13.7 RS Funds: LtdTMuA 14.60 0.01 -0.2 8.2 SciTech n 36.68 1.64 2.9 95.3 STBondAdml n 10.78 -0.01 -0.6 11.4 TgtRe2060 n 45.73 1.06 4.9 36.5 StratGrA p 26.33 0.89 -0.5 71.6 GNMAGvtSec 11.37 -0.02 -0.4 15.1 TaxEfEqty nr 51.21 1.37 0.6 68.5 CoreEqVIP 49.74 1.51 11.8 27.7 Thrivent Funds A: ShtT n 10.64 0.02 0.4 7.4 STCorpIx n 22.41 -0.04 -0.7 13.4 TgtRet2055 n 51.77 1.20 4.9 36.6 TactAllA p 13.08 0.25 -0.9 46.3 HiYldMuniBd 9.67 0.03 0.7 21.3 TF Incom n 12.38 0.04 1.2 16.0 InvQBdVIP 12.78 -0.06 -2.9 15.1 DivrIncPlus 7.82 NA NA NA ShtTBdA n 9.33 -0.01 0.3 11.8 STFedAdml n 10.99 0.00 -0.1 10.8 TgtRetInc n 14.96 0.09 0.2 21.9 VirtusFunds Cl I: Income 12.03 NA NA NA TF Incom n 10.37 0.04 -0.2 14.5 Russell Funds S: LgCpStk 28.84 NA NA NA SmCpStk n 22.00 1.30 19.4 63.3 STIGradeAdml n 10.94 -0.02 -0.5 12.7 TotIntBdIxInv 11.43 0.00 -2.2 13.5 EmMktI 13.92 -0.03 4.8 18.6 IntlBdUSH 10.92 -0.01 -1.3 14.4 TFSI n 5.73 0.00 -0.1 8.6 EmerMkts 22.73 NA NA NA MidCapStk 31.48 NA NA NA TarRet2030 n 13.53 0.25 3.8 22.2 STIPSIxAdm n 25.86 0.05 1.0 11.9 USGro n 66.11 2.41 0.7 94.2 ForOppI 32.07 0.63 -0.9 27.3 InvstGrCrBd 10.81 NA NA NA TotIndex n 44.58 1.40 6.3 50.4 IntlDvMkt 41.84 NA NA NA MuniBd 11.56 NA NA NA TarRet2040 n 13.68 0.32 5.1 23.4 STsryAdml n 10.74 0.00 -0.2 9.7 WellsI n 28.48 0.22 0.5 25.7 IntSmCapI 23.95 0.51 2.4 40.0 LowDurInc 8.69 0.01 0.7 13.8 U.S.EqResch n 38.51 0.99 5.0 51.1 InvGrdBd 21.89 NA NA NA Thrivent Funds S: TarRet2050 n 14.11 0.37 5.7 25.3 STTresIdx n 20.52 0.00 -0.1 8.6 Welltn n 45.43 0.58 2.4 33.4 MulSStI 4.77 -0.01 -0.2 10.8 LwDur 9.93 -0.01 0.0 8.6 USLrgCpCore n 32.07 0.68 4.6 45.5 StratBd 10.98 NA NA NA LgCpVal n 26.16 NA NA NA TarRetIncm n 11.91 0.11 1.7 20.0 TotBdAdml n 11.17 -0.06 -3.5 15.4 Wndsr n 23.94 0.69 13.0 33.4 QualitySmCapI 28.20 1.26 15.2 54.6 MuniBd 10.40 0.04 -0.2 17.1 USTInter n 6.00 -0.02 -3.0 14.9 TaxExBd 23.95 NA NA NA MidCapStk n 36.30 NA NA NA VA Bd n 11.63 0.04 -0.1 13.3 TotIntBdIdxAdm n 22.85 0.00 -2.2 13.5 WndsrII n 42.94 0.95 10.9 47.0 SmCapSusI 56.18 2.03 5.0 107.7 RealRtn 12.04 -0.02 -1.7 18.9 USTLg n 10.86 -0.21 -13.1 22.3 TMUSMdSmCp 39.74 NA NA NA OppIncmPl n 10.13 NA NA NA ValueFd n 17.57 0.56 12.1 19.4 TotIntlAdmIdx nr 34.01 0.58 4.8 19.3 VANGUARD INDEX FDS: SmCpCorI 50.04 1.32 8.1 66.7 ShtTm 9.84 0.01 0.2 6.8 VABond n 12.41 0.04 -0.2 14.1 TxMngUSLgCp 59.03 NA NA NA TIAA-CREF/Instl Cl: WldGr n 29.16 0.69 3.9 40.4 TotStAdml n 100.92 3.21 6.5 53.0 500 365.01 9.55 5.3 49.5 Voya Fds: TotRt 10.24 -0.04 -3.0 15.5 Value n 45.67 1.12 11.6 37.8 USSmCpEq 38.42 NA NA NA CoreBond Inst 10.66 -0.04 -2.8 16.4 TxMBal nr 39.00 0.59 2.5 33.0 EmgMktInstPl 110.88 0.16 5.2 18.2 GNMA A 8.51 -0.01 -0.4 11.3 PIMCO Funds Instl: Price Funds - Adv Cl: Rydex Dynamic Fds: CorePlsBd 10.83 -0.03 -2.4 17.2 V TxMCapAdml n 208.47 5.83 5.5 52.7 ExtndIstPl 345.54 19.45 12.2 64.9 GrOppI 55.81 1.29 -0.7 60.7 ComPLUSStrtgyFd 5.91 NA NA NA BlChip p 163.79 3.44 1.1 58.8 NasdaqStratH p 329.16 12.63 -0.6 149.9 TIAA-CREF/Retail Cl: TxMIn r 15.93 0.36 4.6 19.7 FTAIWdInPl 127.78 2.10 4.7 20.1 InmdBdI 10.27 -0.04 -3.0 17.2 DynamicBd 10.87 0.01 1.0 13.2 CapAppA p 34.71 0.38 3.0 47.5 Rydex Investor Class: EqIdx n 30.12 0.94 6.3 51.3 VALIC: TxMSC nr 93.00 6.38 25.2 50.1 Growth 131.35 3.45 0.7 73.5 TRPGrEqI 111.13 2.59 3.6 65.5 GNMAGvtSec 11.37 -0.02 -0.4 15.4 Growth p 97.46 2.20 3.3 63.9 NasdaqInv n 62.71 1.30 0.3 79.2 Gro&Inc n 24.76 0.70 5.5 43.8 CoreBd 11.85 -0.03 -2.7 16.9 USGroAdml n 171.24 6.23 0.7 94.8 IdxIntl 20.33 0.35 4.8 19.1 IncomeFd 12.03 NA NA NA MCapGro p 112.11 3.24 3.1 51.9 LrgCpGro n 23.33 0.68 2.9 74.1 CoreVal 12.39 -0.19 10.3 24.5 UtilIxAd nr 68.87 2.98 0.0 37.6 ITTresIdx Inst 28.29 -0.08 -2.6 15.0 WXYZ InflRespMulAsset 9.07 NA NA NA R2020A p 23.26 0.30 3.1 29.1 S MgdAlloc n 14.02 0.22 2.5 29.3 FrgnVal 10.90 0.14 7.5 8.0 ValAdml n 51.40 1.50 10.8 32.0 LTTresIdx Inst 35.41 -0.71 -13.2 22.2 RAEPLUSIntl 6.90 NA NA NA R2030A p 29.44 0.51 4.5 34.2 SocChEq n 23.16 0.71 6.7 51.3 GlobEq 10.58 -0.18 7.6 12.6 WdsrllAdml n 76.19 1.68 10.9 47.4 MdCpGrAdml n 92.64 2.90 1.5 62.2 Wasatch: RAEPLUSSml 11.59 NA NA NA R2035 22.22 0.43 5.3 36.4 Schwab Funds: TIAA/CREF Funds: HighYdBd 7.89 0.02 0.5 20.0 WellsIAdml n 69.00 0.55 0.5 26.0 MdCpVlAdml n 70.93 2.99 15.1 29.7 CoreGr n 100.68 4.45 10.0 79.8 Pioneer Funds A: R2040A p 31.91 0.68 6.0 38.6 1000 Inv nr 88.00 2.57 5.3 52.0 BdIdxInst 11.16 -0.05 -3.3 15.0 HlthSci 25.40 -1.58 0.4 57.8 WelltnAdml n 78.45 1.00 2.4 33.7 MidCp n 61.03 2.25 8.0 45.5 IntlGr n 34.60 0.35 -0.3 28.0 AMTFreeMuniA p p 15.42 0.09 -1.4 18.3 Ret2045-A p 22.17 0.49 6.4 39.9 Balanced n 18.05 NA NA NA EqIdxInst 29.56 0.92 6.4 52.6 InflPro 11.67 -0.25 -2.3 13.8 WndsrAdml n 80.74 2.34 13.1 33.8 RUSS2000IdxInst 361.11 24.76 19.3 53.5 MicCap n 14.07 0.90 18.5 163.1 BondA 9.97 -0.03 -2.1 16.7 Ret2050-A p 18.71 0.42 6.4 39.9 CoreEq n 25.26 0.68 4.6 32.7 EqIdxRet 30.01 0.93 6.3 51.4 IntlEq 7.92 0.03 3.9 15.6 VANGUARD FDS: SmCap 106.05 5.38 13.8 50.5 SmCapGr n 61.44 2.81 8.1 116.8 CoreEqA 23.78 0.45 5.5 45.1 Price Funds-RCl: DivEqSel n 15.63 0.54 11.5 14.9 Gr&IncInst 17.42 0.50 5.6 45.0 IntlGro 17.60 0.09 2.3 62.8 CAIT n 12.25 0.03 -0.5 14.1 SmValAdml n 73.64 3.87 20.6 35.6 SmCapV n 11.01 0.58 21.3 49.9 DiscGrA 18.93 0.39 2.2 64.1 BlChipR p 156.39 3.27 1.0 57.5 FunIntlLgInst nr 10.14 0.23 10.3 16.9 HgYldInst 9.51 -0.01 0.1 16.6 IntlSmCpEq 23.60 0.54 0.0 15.9 CALT n 12.69 0.05 -0.5 17.1 TotBd 11.17 -0.06 -3.5 15.0 UltraGr n 51.71 2.34 9.3 156.0 EqIncA 39.35 1.16 9.8 23.5 ExtIndex nr 41.58 2.33 12.0 61.8 FunUSLgInst nr 21.10 0.88 15.4 48.3 InflLkdBdInst 12.27 0.01 -0.1 15.7 LgCpGro 19.62 -1.74 2.6 66.5 CapOp nr 83.57 2.72 8.7 51.6 TotBd2 11.01 -0.06 -3.6 14.7 WCM: HighIncMuniA 7.39 0.04 1.4 16.8 GrowthR p 93.50 2.11 3.2 62.7 HlthCare n 26.03 0.49 -0.2 33.0 IntlEqIdxInst 22.04 0.48 4.0 17.7 MidCpIdx 30.22 0.39 15.0 41.0 DivdGro n 33.97 0.87 2.2 47.1 TotIntlInstIdx r 136.00 2.32 4.8 19.4 FcusEmgMk Inst 20.02 0.11 1.0 52.2 MdCapVa 26.73 1.03 14.1 19.0 R2020R p 22.99 0.30 3.1 28.1 InflProSel n 12.09 -0.02 -1.9 18.4 IntlEqIdxRet 22.56 0.49 4.0 16.8 MidCpVal 21.47 0.89 16.1 29.0 DivrEq n 49.44 1.58 6.7 61.4 TotItlInstPlId r 136.03 2.32 4.8 19.4 FocInterGrFdInv 24.43 0.38 -0.7 59.4 PioFdA 36.75 0.76 6.4 62.5 R2030R p 29.13 0.51 4.5 33.2 IntI Sel nr 22.87 0.51 4.0 17.7 IntlEqInst 13.72 0.28 4.6 12.3 SciTech 38.53 -3.78 2.8 92.4 EmgMktSelStk n 28.37 0.13 7.1 24.0 TotSt 100.88 3.21 6.5 52.5 WCM Focus Funds: SelMCGrA 55.95 2.32 2.9 65.3 R2040R p 31.62 0.67 5.9 37.5 IntlMstr nr 28.70 0.65 2.8 26.7 LC2020Ret 14.31 0.17 1.7 24.7 SmCpIdx 24.32 0.46 19.2 51.5 Energy nr 35.88 0.93 14.4 -23.8 VANGUARD INSTL FDS: WCMFocIntlGrwIns 24.60 0.39 -0.6 60.5 StratIncA p p 11.22 -0.02 -1.1 16.2 Ret2025-R p 19.72 0.29 3.7 30.7 MT AllEq n 21.56 NA NA NA LC2025Ret 15.09 0.22 2.3 26.6 SocResp 24.04 0.61 5.5 45.9 EqInc n 41.22 1.19 8.9 31.3 BalInst 45.43 0.79 2.4 38.5 Weitz Funds: Pioneer Funds Y: Ret2035-R 21.91 0.42 5.2 35.3 MT Bal n 20.11 NA NA NA LC2030Ret 15.74 0.26 2.9 28.5 StckIdx 49.28 -2.08 5.3 48.6 Explr n 141.29 6.80 9.8 70.4 DevMktsIndInst 15.95 0.36 4.6 19.7 PIIIOpp 16.71 0.46 8.0 44.1 AMTFreeMuniY 15.36 0.09 -1.4 19.0 Ret2050-R 18.51 0.42 6.4 39.0 MT Gro n 25.55 NA NA NA LC2035Ret 16.55 0.31 3.6 30.2 StraBd 11.71 -0.01 -1.3 16.8 EXPValFd n 45.79 2.52 22.0 35.2 DevMktsInxInst 24.93 0.56 4.6 19.7 ShtDurIncInst 12.46 0.01 0.7 10.4 BondY 9.87 -0.04 -2.0 17.8 PRIMECAP Odyssey Fds: S&P Sel n 60.48 1.59 5.3 49.9 LC2040Inst 11.96 0.26 4.4 32.9 ValUltra 21.01 -2.68 -0.4 66.9 FTAlWldInAdml n 38.06 0.63 4.7 19.9 EmMkInst r 33.33 0.05 5.2 18.0 ValueInv n 54.19 1.08 7.2 53.1 EuroInst 33.91 1.04 4.8 17.3 SelMCGrY 62.47 2.60 2.9 66.4 AggGrowth nr 58.50 2.33 9.0 37.4 SmCp Sel nr 40.70 2.79 19.3 53.4 LC2040Ret 17.23 0.37 4.3 31.9 Value Line Funds: GlbCapCyl Inv nr 10.63 0.28 11.2 17.0 Wells Fargo Adv Admi: ExDurTrsInst 37.77 -1.14 -17.9 27.9 StratIncY p p 11.22 -0.02 -0.9 17.4 Growth nr 47.54 1.54 12.1 36.3 SmCpEqSel nr 22.70 1.48 21.7 29.4 LC2045Ret 14.69 0.36 5.1 33.9 AstAlcClInv n 42.89 0.64 -2.7 38.9 GlbEq n 40.09 0.91 6.0 45.5 DiscvAdm 48.72 2.44 -2.2 88.5 ExtndInst 140.01 7.88 12.2 64.8 Price Funds: Stock nr 39.48 1.37 12.4 38.0 Trgt2020 nr 15.23 NA NA NA LCIdx2010Inst 17.65 0.16 0.8 25.8 CapAppreClInv n 13.33 0.27 3.3 55.0 GloMinVolFdAdm n 27.79 0.46 1.7 17.2 Growth 52.30 1.66 0.0 82.0 2050RetFd n 18.93 0.42 6.5 41.0 Principal Investors: Trgt2030 nr 17.47 NA NA NA LCIdx2020Inst 20.07 0.23 1.5 28.6 GNMA n 10.65 -0.04 -0.7 11.8 FTAlWldIst r 120.66 1.99 4.7 20.0 Van Eck Funds: FTScinst 27.46 0.71 3.8 57.2 Wells Fargo Adv Cl A: Balnanced n 28.12 0.40 3.2 32.4 CapApprA p 57.23 1.32 3.3 49.7 Trgt2040 nr 18.73 NA NA NA LCIdx2025Inst 21.62 0.30 2.0 30.8 EmgMktsY 22.14 -0.14 3.8 15.4 GroInc n 60.67 1.63 5.7 47.5 AstAllA p p 16.36 NA NA NA BdEnhIdx nr 11.33 -0.06 -3.1 16.1 ConBalA p 13.21 0.17 2.1 23.0 TSM Sel nr 70.81 2.25 6.5 52.5 LCIdx2035Inst 24.75 0.45 3.2 34.9 HlthCare nr 214.69 3.55 -0.5 34.5 GrwthInst 131.35 3.45 0.7 74.2 VANGUARD ADMIRAL: InPrSeIn 11.34 -0.01 -1.7 18.4 CmStkA p p 23.44 0.86 8.6 38.6 BlChip n 167.42 3.52 1.1 60.1 EqIncIA p 38.13 0.94 7.4 37.8 TxFrBd n 12.13 0.04 -0.3 13.5 LCIdx2040Inst 26.03 0.54 4.0 36.8 HYCor nr 5.92 -0.01 -0.2 19.4 400MCpIdxInst 356.62 18.10 15.0 42.2 InstIdx 349.15 9.14 5.3 50.0 DivCapBldr 11.95 0.15 0.2 29.0 CA Bond n 11.86 0.03 0.0 14.4 FlIncA p 12.98 0.09 0.6 19.1 USSmCoIdx nr 18.63 1.09 23.7 44.4 LCIdx2045Inst 26.69 0.61 4.7 39.0 InflaPro n 14.17 -0.02 -1.8 17.9 500Adml n 365.05 9.55 5.3 49.9 InstPlus 349.17 9.14 5.3 50.0 IdxAstAllA 41.07 0.61 1.7 34.6 Communica&Tech n 183.10 3.70 1.4 84.6 HiYld IN 9.34 -0.01 0.4 14.8 Segall Bryant & Hami: LifeStkIdx 35.22 1.08 6.3 52.3 BalAdml n 45.43 0.80 2.5 38.5 IntlExplr n 21.07 0.53 3.3 8.3 OmegaGwth 72.99 1.79 -0.8 76.1 CorpInc n 9.77 -0.06 -4.5 17.8 InfPro IN 9.27 -0.02 -2.0 17.0 PlusBd n 10.87 -0.05 -2.9 16.5 LrgCpGrIdxInst 49.30 1.20 -0.1 72.5 InstTStIdx 78.80 2.51 6.5 53.1 CAITAdml n 12.25 0.03 -0.5 14.4 IntlGr n 50.87 1.26 1.0 72.1 InstTStPlus 78.79 2.50 6.5 53.1 OpptyA 51.52 1.34 3.5 45.9 DivGro n 62.21 1.51 3.7 48.7 LgCpStA p 22.71 0.59 5.2 48.1 SEI Portfolios: LrgCpGrIdxRet 49.67 1.21 -0.1 71.3 CALTAdml n 12.69 0.05 -0.5 17.4 IntlVal n 43.03 0.82 6.9 17.7 PremLgCoGrthA 17.30 0.63 2.5 71.2 DvsfMCGr n 46.11 1.46 0.2 65.1 LgIndxI 22.70 0.59 5.3 49.3 CoreFxIn F 11.37 -0.06 -3.5 16.8 LrgCpGrInst 23.41 0.68 2.9 75.6 ITBdInst 12.07 -0.05 -3.8 19.3 CapOpAdml nr 192.96 6.28 8.7 51.9 INSTTRF2015 24.68 0.18 0.5 22.8 ITBdInstPI 12.07 -0.05 -3.8 19.3 SpecTech 18.93 0.42 -0.3 93.2 EmgMktB n 11.03 -0.01 -4.0 5.0 LgIndxJ tn 22.44 0.59 5.3 48.4 EMktDbt F 10.15 0.01 -4.8 1.8 LrgCpVl IdxInst 22.72 0.72 11.3 31.1 CoDilxAd n 153.05 9.14 7.5 85.6 INSTTRF2020 26.65 0.30 1.5 26.7 SpSmCpValA p p 43.50 2.11 22.6 35.0 EmMktS n 56.63 0.14 3.4 20.8 LT2020 In 14.76 0.17 2.0 26.9 HiYld F 6.92 0.01 3.3 20.2 LrgCpVl IdxRet 23.15 0.73 11.3 30.1 LaCapInst 384.05 10.61 5.1 52.7 CoStIxAd nr 85.65 2.14 -0.2 33.8 INSTTRF2025 28.04 0.40 2.1 29.4 LTBdInst 14.76 -0.23 -10.8 24.8 StrMunA 9.29 0.02 0.1 10.2 EqInc n 35.44 0.99 13.4 29.5 LT2020J tn 14.67 0.17 1.9 26.3 IntlEmg F 15.22 0.03 5.6 14.6 LrgCpVl Inst 20.83 0.62 11.4 24.9 DivAppIdxAdm n 39.24 1.09 2.3 45.7 INSTTRF2030 28.92 0.47 2.8 31.2 Wells Fargo Adv Inst: EqIndex n 104.42 2.73 5.3 49.2 LT2030In 16.17 0.28 3.5 32.0 IntlEq F 13.22 0.24 4.4 17.8 MdCpGrInst 28.35 1.19 2.7 71.6 LTBdInstPl 14.76 -0.23 -10.8 24.8 EMAdmr n 43.83 0.06 5.2 17.9 INSTTRF2035 29.73 0.55 3.5 32.9 MidCpInst 61.17 2.25 8.0 46.0 CoreBd 12.99 -0.06 -3.3 16.4 Europe n 25.18 0.86 2.7 26.9 LT2030J tn 16.11 0.27 3.5 31.3 IntMuni F 12.17 0.03 -0.1 14.5 MdCpVl Inst 19.13 0.75 13.5 16.5 EnergyAd nr 37.22 0.51 43.5 -11.1 INSTTRF2040 30.57 0.63 4.2 34.5 Growth 58.97 1.88 0.1 83.1 FinSvcs n 33.24 1.30 23.6 41.8 LT2040I 17.65 0.38 4.7 35.9 LgCapGr F 46.37 0.96 1.6 65.6 QuantSmCpEqInst 22.61 1.57 21.9 43.8 MidCpIstPl 301.66 11.09 8.0 46.0 EnergyAdml nr 67.31 1.74 14.4 -23.6 INSTTRF2045 31.33 0.71 4.8 36.4 RealEstaInstl 20.10 1.04 7.9 36.4 MdCpVal 48.49 1.73 12.1 35.8 GlbGr n 44.02 0.73 3.6 68.8 LT2040J tn 17.47 0.38 4.7 35.3 LgCVal F 26.52 0.92 14.2 21.2 RealSecInst 19.10 0.94 8.1 46.6 EqIncAdml n 86.39 2.48 8.9 31.6 INSTTRF2050 31.44 0.73 4.9 36.7 Rs1000GrwIdxInst 476.42 11.61 -0.1 72.5 ShDurGovBdI 9.81 0.00 -0.1 8.8 GlbStk n 69.18 1.33 5.1 87.0 LT2050I 18.18 0.44 5.5 37.8 MgdVol F 16.92 0.47 5.8 24.6 S&P500IdxInst 43.42 1.14 5.3 49.8 EuropeAdml n 79.52 2.43 4.8 17.2 INSTTRF2055 31.52 0.73 4.9 36.7 Rs1000Vl IdxInst 260.73 8.27 11.4 31.1 UlStInc 8.60 -0.01 0.0 8.3 MdGrIII Inst 15.30 0.48 -0.3 62.6 S&P500 F 84.57 2.21 5.3 49.0 S&P500IdxRet 43.11 1.12 5.2 48.7 GlbTech n 28.29 0.92 3.6 93.2 ExplrAdml n 131.45 6.33 9.8 70.9 INSTTRF2060 31.62 0.73 4.9 36.8 Russ1000IdxInst 358.08 10.06 5.4 52.6 UlStMuInc 9.61 0.00 0.1 4.7 GMS-fd n 11.81 -0.04 -0.8 19.3 MidCpBldA 36.35 1.03 3.6 59.0 ShtGov F 10.54 -0.01 -0.1 8.1 ShTrmBdInst 10.47 -0.01 -0.2 9.5 ExtndAdml n 140.02 7.88 12.2 64.8 INSTTRFINC 24.38 0.15 0.2 22.2 Western Asset: PreSecI 10.38 0.02 -0.2 17.7 SmCpBl IdxInst 29.05 1.99 19.3 53.5 Russ2000GrIxInst 439.44 27.41 10.7 62.1 GNMA n 9.37 -0.02 -0.8 10.8 TaxMgdLC F 32.62 0.98 7.8 39.5 FinIxdAd nr 43.43 1.59 19.0 25.3 ITIGrade n 10.08 -0.05 -3.3 19.7 Russ3000Idx 358.13 11.13 6.3 52.6 CoreBondA 13.12 NA NA NA Growth n 100.17 2.27 3.3 65.3 PtrLGI In 20.62 0.48 1.0 72.7 TaxMgdSmMdCp F 28.15 1.31 16.6 31.6 SmCpBl IdxRet 29.17 1.99 19.2 52.4 GNMAAdml n 10.65 -0.04 -0.7 12.1 ITTsry n 11.41 -0.03 -2.3 15.6 CoreBondI 13.12 NA NA NA PtrLV In 19.14 0.59 10.7 33.2 SocChEqInst 26.28 0.80 6.8 52.6 SmCapInst 106.09 5.38 13.8 51.1 HelSci n 99.33 2.90 0.5 59.2 Selected Funds: GroIncAdml n 99.03 2.65 5.7 47.9 LifeCon n 22.76 0.19 0.4 25.1 SmCapIstPl 306.23 15.55 13.8 51.2 CoreBondIS 13.14 NA NA NA RealEstSecI 27.83 1.46 6.6 37.5 SocChEqRet 26.72 0.82 6.7 51.4 HiYield n 6.62 0.01 0.6 17.7 AmShD n 46.29 1.13 14.3 40.0 GrwthAdml n 131.35 3.46 0.7 74.2 LifeGro n 41.87 0.86 4.1 34.5 SmGthInst 79.78 3.85 6.0 68.8 CorePlusBdA 12.01 NA NA NA SAMBalA p 17.57 0.32 3.7 28.7 Tortoise Capital: InstEmMEq 51.40 0.11 3.1 21.0 AmShS pn 46.16 1.12 14.2 38.7 HltClxAd nr 113.60 2.29 1.5 46.5 LifeInc n 17.06 0.05 -1.4 19.8 SmValInst 41.16 2.16 20.6 35.7 CorePlusBdI 12.03 NA NA NA SAMGrA p 20.19 0.47 5.1 33.4 TorMLPPipInsCl 10.23 0.28 23.0 -8.2 InstFLRfd r 9.76 0.00 1.5 12.5 Sequoia: HlthCareAdml nr 90.53 1.50 -0.5 34.7 LifeMod n 32.34 0.46 2.2 29.8 STBdIdxInstPl 10.78 -0.01 -0.6 11.5 CorePlusBdIS 12.02 NA NA NA InstHiYld 8.78 0.00 0.5 18.0 StrGrw A p 22.11 0.61 6.1 38.1 SequoiaFd n 185.45 3.84 9.3 58.6 Touchstone Family Fd: HYCorAdml nr 5.92 -0.01 -0.1 19.7 LTIGrade n 10.53 -0.15 -10.1 24.4 STBDInst 10.78 -0.01 -0.6 11.5 IntermedBdI 11.10 -0.03 -2.3 15.1 LgCapGow I 64.07 1.63 4.7 75.1 ProFunds Inv Class: Sit Funds: FlexIncY 11.12 0.01 -0.5 16.2 InfProAd n 27.82 -0.04 -1.8 18.3 LTTsry n 12.18 -0.25 -13.1 22.6 STCorpIxInst p 27.44 -0.05 -0.6 13.6 IntermTermMuniA 6.54 0.03 0.4 12.9 InstLCCoreGr 66.03 1.40 1.3 60.7 UltNASDAQ-100 n 75.85 2.87 -0.8 146.8 MinnTxF n 10.70 0.03 0.0 12.7 FocEqY 59.03 1.42 9.9 51.3 InfTechIdx n 182.76 4.25 0.9 99.9 MATxEx n 11.34 0.04 -0.4 18.2 STIGradeInst 10.94 -0.02 -0.5 12.8 IntermTermMuniI 6.53 0.02 0.5 13.3 LgCpVal 26.77 0.75 13.3 32.3 Putnam Funds: SmeadFds: LagCapFoc A p 54.28 1.19 8.4 62.1 IntlGrAdml n 161.85 4.03 1.0 72.7 MgdPayFdInv n 18.13 0.29 4.6 20.5 STIPSIxins 25.88 0.05 1.0 11.9 ManagedMuniA 16.60 0.08 0.4 14.4 InstSmCap 34.20 1.51 11.7 72.1 GrOpp R6 55.83 1.49 0.5 79.3 SmeadValueInstl 61.57 1.37 21.9 46.9 MdCpGrwY 40.52 1.24 1.2 64.5 ITBondAdml n 12.07 -0.05 -3.8 19.2 MidCpGro pn 34.46 1.32 2.7 61.1 STTresIdx 25.78 0.00 -0.1 8.6 ManagedMuniI 16.63 0.08 0.5 14.9 IntDis n 94.08 1.72 3.6 41.2 Putnam Funds Class A: SoundShoreInv n: MdCpY 47.02 1.21 6.2 50.8 ITCorpIx n 25.07 -0.13 -3.8 21.2 MuHY n 11.94 0.05 0.4 18.9 TotBdInst 11.17 -0.06 -3.5 15.4 MortgBackSecA 10.17 NA NA NA IntEqIdx nr 15.80 0.35 3.9 16.6 CATx p 8.28 0.04 -0.1 16.5 SoundShoreInv n 47.51 1.49 12.3 26.5 SandsCapGrY 20.56 0.68 1.0 103.2 ITIGradeAdml n 10.08 -0.05 -3.3 20.0 MuInt n 14.76 0.04 -0.2 15.0 TotBdInst2 11.01 -0.06 -3.6 14.9 ShortTermBdIS 3.94 0.00 -0.1 10.8 IntlBond n 9.53 -0.01 -3.6 7.5 ConvSec 33.67 1.16 4.2 72.4 Sprott Funds Trust: SelGrwth 18.58 0.61 0.9 101.6 ITsryAdml n 11.41 -0.03 -2.3 16.0 MuLong n 12.14 0.06 -0.2 18.3 TotBdInstPl 11.17 -0.06 -3.5 15.5 SMAShCrPlCp n 9.01 0.02 -4.5 12.4 IntlStk n 21.89 0.34 4.0 28.4 DvrIn p 6.85 -0.01 0.8 9.0 GoldEq Inv p/r tn 48.71 1.80 -11.1 43.2 SmCoA p 6.54 0.33 15.8 44.6 ITTresIdx n 22.80 -0.06 -2.6 14.9 MuLtd n 11.24 0.01 0.1 9.4 TotIntBdIdxInst 34.29 0.00 -2.2 13.7 SmashSerC n 9.61 0.01 -1.6 14.4 IntlValEq n 15.41 0.30 8.3 8.3 DynAABalA 17.14 0.33 3.4 26.1 SSgA Funds: Tr for Credit Unions: LarCapAd n 93.31 2.58 5.1 52.6 MuSht n 15.94 0.00 0.1 5.7 TotStInst 100.94 3.21 6.5 53.0 SmashSerM n 10.84 NA NA NA Japan n 19.62 0.06 -2.6 41.1 DynAAGthA 19.87 0.48 5.2 29.1 SP500 n 250.22 6.55 5.3 49.8 UltShtDur TCU 9.44 0.00 0.2 5.6 LTGradeAdml n 10.53 -0.15 -10.1 24.8 NYLT n 12.11 0.05 -0.3 16.7 TtlWrldIxInst p 199.48 4.86 5.5 36.7 TotalRetUnconI 10.66 NA NA NA MCapVal n 34.50 1.36 16.6 34.8 EqIn p 29.50 0.98 12.0 38.4 State Farm Associate: Transamerica A: LTsryAdml n 12.18 -0.25 -13.1 23.0 OHLTte n 13.14 0.06 -0.3 18.8 TxMCaInst r 103.58 2.90 5.5 52.8 Westwood: MCEqGr 74.85 2.17 3.3 54.1 GeorgePutBal 22.83 0.33 1.9 38.4 Balan n 86.99 1.26 4.2 39.3 AsAlCnsrv p 11.60 0.10 0.5 21.5 LTTresIdx n 27.90 -0.56 -13.2 22.1 Primcp nr 162.68 4.30 9.6 50.1 TxMSCInst r 93.22 6.40 25.2 50.2 IncomeOppI 13.45 0.20 2.9 27.1 MD Bond n 11.05 0.03 0.0 13.5 GlblEqty p 20.30 0.53 6.4 25.9 Gwth n 107.34 2.09 6.2 48.8 AsAIGrow p 15.19 0.39 5.7 31.2 MatIdx nr 88.06 4.15 10.0 32.6 PrmcpCor n 32.33 0.98 11.6 43.7 ValueInst 51.39 1.50 10.7 32.0 Wilmington Funds: MidCap n 116.70 3.37 3.2 53.2 GlbHlthCare p 59.83 1.27 0.5 43.4 Muni n 8.94 0.03 -0.7 14.2 AsAlMod p 12.49 0.16 1.8 24.0 MidCpAdml n 276.88 10.18 8.0 46.0 SelValu nr 30.56 1.41 17.6 29.4 Victory Funds: BroadMktBdInst 10.03 -0.05 -3.2 14.8 N Asia n 26.47 -0.14 5.4 41.4 GrOpp p 52.52 1.40 0.4 77.3 State Street Institu: AsAlModGr p 13.58 0.26 3.6 27.8 MrgBkdIdx n 21.38 -0.10 -0.9 11.9 STAR n 31.98 0.49 2.9 41.2 EstValA 47.86 1.64 17.0 42.2 Intl Inst 10.43 NA NA NA N Inc n 9.64 -0.04 -2.6 14.0 HiYld A p 5.90 0.01 0.4 16.6 SmCapEq (ICL) 22.70 1.14 17.0 49.2 Balanced 32.49 0.48 2.1 35.8 MuHYAdml n 11.94 0.05 0.4 19.1 STFed n 10.99 0.00 -0.1 10.5 EstValI 47.91 1.65 17.1 43.6 LgCpStrInst 28.51 0.79 5.6 50.6 NAmer n 71.97 1.50 5.3 88.0 Incm p 7.04 -0.03 -2.4 17.5 State Street V.I.S.: FocusA 53.88 2.27 2.1 137.7 MuIntAdml n 14.76 0.04 -0.2 15.2 STIGrade n 10.94 -0.02 -0.5 12.3 EstValR p 47.12 1.62 17.0 41.4 Wm Blair Funds Cl I: New Era n 36.97 1.00 13.2 11.7 IntlEq p 27.89 0.92 4.7 16.0 TR V.I.S. Cl 1 17.34 0.38 4.3 18.8 Trust for Professional Ma: MuLTAdml n 12.14 0.06 -0.2 18.5 STIPSixInv 25.82 0.05 1.0 11.6 FundFIncI 8.24 -0.02 -0.4 8.9 IntlGthI r 39.62 0.59 -0.1 37.7 NHoriz n 81.62 2.64 -0.8 103.6 NYTx p 8.83 0.03 0.0 13.9 TR V.I.S. Cl 3 17.27 0.37 4.2 17.9 PerfTrstMuniInst 25.58 0.12 -0.9 17.8 MuLtdAdml n 11.24 0.01 0.1 9.6 StratgcEq n 42.05 2.13 16.1 37.3 SmCap Grwth p 101.64 5.54 4.3 61.8 SmMidI r 37.38 1.62 6.4 64.6 OverS SF nr 12.83 0.29 6.5 18.9 ShtDurBd 10.25 -0.01 0.1 9.6 Sterling Capital Fds: PrfTrtStrtBd Ins 22.82 -0.02 -1.0 15.3 MuShtAdml n 15.94 0.00 0.1 6.0 StrSmCpEqInv n 43.47 2.90 23.0 38.5 SmCoOppI 57.21 3.13 20.9 43.9 Wm Blair Funds Inst: QMUSSmCpGrEq n 50.99 2.28 6.8 53.5 SmCapGr p 73.24 3.69 6.7 92.9 TotRetBdI 10.97 -0.05 -2.9 17.7 Tweedy Browne Fds: NJLTAdml n 12.67 0.06 0.3 20.3 STTsry n 10.74 0.00 -0.2 9.4 VirtusFunds: IntlGth 20.37 0.30 0.0 38.9 SpectConsAllo n 21.94 0.20 2.2 25.3 StDurInc 10.09 0.00 0.1 5.8 GblValue n 29.40 0.44 7.1 12.7 NYLTAdml n 12.11 0.05 -0.2 17.0 TgtRe2015 n 15.81 0.12 0.5 22.6 CeredexLgCpVlEqI 14.57 0.36 7.9 30.7 Wm Blair Funds R6: SpectModerAllo n 27.48 0.39 3.5 31.3 SustainLdrsFd p 117.19 3.54 4.2 65.7 T PacifAdml n 101.25 0.68 3.0 19.4 TgtRe2020 n 34.80 0.39 1.5 26.5 CeredexMdCpVlEqI 13.58 0.47 9.8 30.5 EmgMktGth 19.32 -0.17 2.5 39.7 SpectModerGwAllo n 42.86 0.80 5.1 36.4 TFHY 13.05 0.06 1.3 18.1 U R2005 n 14.32 0.14 2.1 25.6 TxEx p 8.82 0.04 0.1 15.7 TCU ShtDur : R2010 n 18.78 0.20 2.3 27.0 MtgSec p 12.66 -0.04 2.4 14.5 TCU ShtDur 9.82 -0.01 -0.8 9.6 UM Funds: R2015 n 15.38 0.19 2.8 28.4 Putnam Funds Class Y: TCW Funds: BehavVal 82.19 4.07 NA NA CONFERENCE CALL CALENDAR R2020 n 23.48 0.30 3.2 30.0 EqInc 29.51 0.97 12.0 39.4 CoreFxInc n 11.49 -0.04 -2.8 17.5 USAA Group: R2025 n 20.12 0.31 3.9 32.7 GrOpp Y 55.39 1.48 0.5 78.6 EmMktInc n 8.09 0.01 -4.2 11.0 500Indx Reward n 53.81 1.43 4.8 52.5 Earnings - Related Incm 7.18 -0.03 -2.3 18.5 R2030 n 29.76 0.52 4.6 35.2 SelEqtyI n 34.99 0.88 -1.2 73.9 CA Bd n 11.53 0.06 -0.2 15.0 Company Date Time Earnings-Related Period R2035 n 22.37 0.43 5.3 37.4 ShtDurBd 10.27 -0.01 0.3 10.4 TotRetBondI n 10.10 -0.04 -2.7 16.1 CapGr n 12.41 0.31 5.3 20.0 R2040 n 32.26 0.68 6.0 39.6 StDurInc 10.10 0.00 0.1 6.1 TCW Funds N: CrnrsMod n 16.41 0.18 2.2 19.5 Accenture March 18 7:00AM Q2 RealEst n 17.64 0.89 10.7 17.6 TotRetBdN pn 10.41 -0.04 -2.8 15.1 CrnstModAggr n 28.35 0.41 3.1 20.2 Cintas March 17 9:00AM Q3 Ret2025A p 19.98 0.30 3.8 31.7 R The Bruce Fund: ExtMktIn n 28.67 1.61 12.9 63.7 Ret2045 n 22.36 0.50 6.4 40.9 BruceFund n 663.80 13.52 6.3 43.8 Gr&Inc n 24.23 0.77 3.7 30.2 Dollar General March 18 9:00AM Q4 Ret2045R 21.86 0.48 6.3 38.9 RBB Fund: Third Avenue: Gr&TxStr n 24.36 0.38 2.7 30.6 FedEx March 18 4:30PM Q3 Ret2055 n 19.40 0.44 6.5 40.8 BPSmVal2Inst 31.59 1.89 21.5 30.1 ValueInst 52.48 1.75 22.1 15.8 Grwth n 34.38 0.97 0.5 58.4 Lennar March 17 10:00AM Q1 Ret2055 19.23 0.44 6.5 39.8 RBC Funds: Thompson IM Fds,Inc: HiIncm n 7.81 0.00 0.9 14.3 RetBal Inc n 16.15 0.17 2.4 26.2 AccCpCommInvI 9.02 NA NA NA Bond n 10.99 0.00 2.7 7.6 Inco n 13.50 -0.06 -2.2 18.3 Source: CCBN, www.ccbn.com SciTec n 59.45 1.50 7.9 90.3 RiverNorth Funds: Thornburg Fds: IncStk n 18.84 0.59 8.0 25.1 Sht-Bd n 4.84 -0.01 0.1 10.9 RNDLIncomeI 10.48 NA NA NA IncBuildA t 23.07 0.48 8.6 21.5 Intl n 27.81 0.67 6.2 14.7 M32 BARRON’S March 15, 2021

Weekly Closed-End Funds Data provided by

52 Week 52 Week Stock Market Prem Market TRACKING CLOSED - END FUNDS Stock Market Prem Market Fund Name (Symbol) Exch NAV Price /Disc Return Fund Name (Symbol) Exch NAV Price /Disc Return Friday, March 12, 2021 U.S. Mortgage Bond Funds General Equity Funds Immunity: Increased optimism on the pace of vaccinations, and broader participa- BlckRk Income (BKT)-a ...... N 6.15 6.05 – 1.6 6.8 Adams Diversified Equity (ADX) ...... N 21.02 18.04 – 14.2 49.3 First Trust Mtge Inc (FMY) ...... N 14.23 13.60 – 4.4 5.3 Boulder Growth & Income (BIF) ...... N 15.00 12.49 – 16.7 42.8 tion in the equity rally, helped push the Herzfeld Average and the Dow higher up Invesco HI 2023 Tgt Term (IHIT)-a ... N 9.12 9.04 – 0.9 6.6 Central Secs (CET)-c ...... A 44.72 37.32 – 16.5 54.2 Invesco HI 2024 Tgt Term (IHTA)-a .. N 9.61 9.82 + 2.2 5.9 CohenStrsCEOppFd (FOF) ...... N 13.31 13.30 – 0.1 48.2 3.6% and 5.1%, respectively, for the week ended Thursday. Nuveen Mortgage and Inc (JLS)-a .... N 22.45 20.62 – 8.2 4.3 Eagle Capital Growth (GRF)-c ...... A 10.27 8.20 – 20.2 37.8 Nuveen Multi-Market Inc (JMM)-ac .. N 7.77 7.30 – 6.0 4.3 EVTxAdvDivIncm (EVT) ...... N NA 25.56 NA 56.5 61800 Net Asset Value Vertical Capital Income (VCIF) ...... N NA 10.49 NA 4.8 Equus II (EQS) ...... N NA 1.85 NA 43.4 65500 Western Asset Mtg Oppty (DMO) .... N NA 14.53 NA 10.0 Foxby Corp. (FXBY) ...... O 4.19 NA NA NA 12 mos GabelliDiv&IncTr (GDV) ...... N 27.35 23.83 – 12.9 62.7 58500 Stock Market Prem Yield Gabelli Equity Tr (GAB)-h ...... N 6.63 7.00 + 5.6 55.0 54600 Fund Name (Symbol) Exch NAV Price /Disc 2/26/21 GeneralAmer (GAM) ...... N 45.95 39.34 – 14.4 49.6 JHancockTaxAdvDiv (HTD)-a ...... N 23.63 22.45 – 5.0 30.4 51500 Investment Grade Bond Funds Liberty All-Star Equity (USA) ...... N 7.70 7.61 – 1.2 65.6 Angel Oak Dynmc FS I Trm (DYFN) .. N NA 18.72 NA NS Liberty All-Star Growth (ASG)-h ...... N 8.07 8.73 + 8.2 101.2 47400 44500 Angel Oak FS Inc Trm (FINS) ...... N NA 17.50 NA 7.1 NuvTaxAdvTRStrat (JTA)-a ...... N 11.84 10.46 – 11.7 48.5 BlRck Core Bond (BHK)-a ...... N 15.85 15.52 – 2.1 5.3 Royce Micro-Cap Tr (RMT)-a ...... N 13.94 12.01 – 13.8 122.6 37500 BR Credit Alloc Inc (BTZ)-a ...... N 15.33 14.57 – 5.0 7.0 Royce Value Trust (RVT)-a ...... N 21.23 18.63 – 12.2 99.8 *Herzfeld BR Enhcd Govt (EGF)-a ...... N 13.09 12.75 – 2.6 3.8 Source Capital (SOR) ...... N 48.10 43.78 – 9.0 46.5 2Q 3Q 4Q 1Q Closed-End 40200 Insight Select Income (INSI) ...... N 21.17 20.50 – 3.2 3.7 Special Opportunities (SPE) ...... N NA 14.68 NA 39.0 % Disc/Prem From Net Asset Value InvescoBond (VBF)-a ...... N 20.48 19.22 – 6.2 3.5 Sprott Focus Trust (FUND)-a ...... O 9.07 7.97 – 12.1 69.2 Average J Han Income (JHS)-a ...... N 15.72 15.50 – 1.4 5.1 Tri-Continental (TY) ...... N 36.11 32.02 – 11.3 53.7 -1 MFS Govt Mkts (MGF) ...... N 4.54 4.42 – 2.6 7.8 Specialized Equity Funds 33000 MFS Intmdt (MIN) ...... N 3.83 3.73 – 2.6 8.9 Aberdeen Glb Prem Prop (AWP) ..... N 6.21 5.60 – 9.8 28.2 -4 Western Asset Inf-Lk Inc (WIA) ...... N NA 12.95 NA 5.9 Aberdeen Std Gl Infra I (ASGI) ...... N 22.02 19.40 – 11.9 NS -7 Western Asset Inf-Lk O&I (WIW) .... N NA 12.09 NA 3.1 Adams Natural Resources (PEO) .... N 17.99 15.52 – 13.7 78.4 WA Investment Grade Inc (PAI) ...... N NA 14.96 NA 3.9 ASA Gold & Prec Met Ltd (ASA) ...... N 23.19 19.84 – 14.4 123.1 25800 -10 WesternAssetPremBd (WEA) ...... N NA 13.91 NA 5.6 BR Enh C&I (CII)-a ...... N 20.36 18.99 – 6.7 56.0 Westn Asst IG Def Opp Tr (IGI) ...... N NA 20.93 NA 3.8 BlackRock Energy & Res (BGR)-a .... N 10.06 9.34 – 7.2 53.4 -13 Loan Participation Funds BlackRock Eq Enh Div (BDJ)-a ...... N 10.10 9.23 – 8.6 54.8 Dow Industrials Apollo Senior Floating (AFT) ...... N NA 14.79 NA 6.7 BlackRock Enh Glbl Div (BOE)-a ...... N 12.63 11.30 – 10.5 48.4 18600 -16 BR Debt Strategy (DSU)-a ...... N 11.71 10.73 – 8.4 7.6 BlackRock Enh Intl Div (BGY)-a ...... N 6.62 5.99 – 9.5 44.3 2Q 20 3Q 20 4Q 20 1Q 21 2Q 20 3Q 20 4Q 20 1Q 21 BR F/R Inc Str (FRA)-a ...... N 14.03 12.93 – 7.8 7.0 BlackRock Hlth Sci Tr II (BMEZ)-a .... N 29.72 27.06 – 9.0 42.4 BlackRock Floatng Rt Inc (BGT)-a .... N 13.62 12.43 – 8.7 7.1 BlackRock Hlth Sciences (BME)-a .... N 45.08 45.91 + 1.8 37.0 The Herzfeld Closed-End Average measures 15 equally-weighted closed-end funds based in the U.S. that invest principally in Blackstone Lng-Sh Cr Inc (BGX) ..... N 15.33 13.99 – 8.7 8.2 BlackRock Res & Comm (BCX)-a ..... N 9.74 9.40 – 3.5 110.4 American equities. The net assest value is a weighted average of the funds' NAVs. Source: Thomas J. Herzfeld Advisors Inc., Miami. Blackstone Sr Fl Rt Tm (BSL) ...... N 16.33 15.15 – 7.2 7.1 BlackRock Sci&Tech Tr II (BSTZ)-a .. N 39.73 35.84 – 9.8 135.3 Blackstone Strat Cr (BGB) ...... N NA 13.25 NA 8.0 BlackRock Sci&Tech Trust (BST)-a .. N 52.69 54.11 + 2.7 100.4 305-271-1900/www.herzfeld.com BNY Mellon Alct GCI 2024 (DCF)-a ... N 9.30 9.19 – 1.2 6.7 BlackRock Utl Inf & Pwr (BUI)-a ...... N 24.13 24.49 + 1.5 54.2 Eagle Point Credit (ECC) ...... N NA 11.48 NA 9.7 CBRE ClrnGlbRlEst (IGR) ...... A 8.37 7.50 – 10.4 38.3 52 Week 52 Week Eagle Point Income (EIC) ...... N NA 15.38 NA 6.6 CLEARBRIDGE ENGY MDS OPP (EMO) N NA 19.34 NA 76.8 Eaton Vance F-R 2022 TT (EFL)-a ..... N NA 9.40 NA 4.8 CLEARBRIDGE MLP&MDSTM TR (CTR) N NA 20.84 NA 87.1 Stock Market Prem Market Stock Market Prem Market Fund Name (Symbol) Exch NAV Price /Disc Return Fund Name (Symbol) Exch NAV Price /Disc Return EtnVncFltRteInc (EFT) ...... N NA 13.91 NA 5.4 ClearBridge MLP & Midstm (CEM) .. N NA 24.51 NA 60.7 EtnVncFltRteIncPlus (EFF) ...... N NA 16.35 NA 4.8 Cntr Cst Brkfld MLP&EI (CEN) ...... N 15.02 11.55 – 23.1 – 28.4 Nuveen Nasdaq 100 Dyn Ov (QQQX)-a N 26.71 26.99 + 1.0 54.7 VAGI Conv & Inc (NCV)-a ...... N 6.40 5.71 – 10.8 58.5 EV SenFlRtTr (EFR) ...... N NA 13.61 NA 5.9 ChnStrInfr (UTF) ...... N 25.20 26.48 + 5.1 54.6 Nuv Real Est (JRS)-a ...... A 10.28 9.23 – 10.2 27.6 VAGI Con & Inc 2024 (CBH)-a ...... N 10.67 10.19 – 4.5 31.3 COHEN & STEERS MLP INC&E (MIE) N 3.64 3.35 – 8.0 24.8 EVSnrIncm (EVF)-a ...... N NA 6.58 NA 5.8 Nuveen Rl Asst Inc & Gro (JRI)-a ...... N 16.12 14.55 – 9.7 33.4 VAGI Dvs Inc & Conv (ACV)-a ...... N 35.67 32.56 – 8.7 97.7 First Eagle Senior Loan (FSLF) ...... N 15.90 14.36 – 9.7 6.8 Cohen&SteersQualInc (RQI) ...... N 14.02 13.47 – 3.9 34.0 NuvS&P500DynOvFd (SPXX)-a ...... N 16.80 16.05 – 4.5 43.3 VAGI Eqty & Conv Inc (NIE) ...... N 31.11 27.96 – 10.1 61.5 Cohen&Steers TotRet (RFI) ...... N 13.66 14.50 + 6.1 30.3 FT/Sr Fltg Rte Inc 2 (FCT) ...... N 12.79 12.05 – 5.8 9.7 NuvSP500BuyIncFd (BXMX)-a ...... N 14.12 13.07 – 7.4 36.7 World Equity Funds FT/Sr Fltg Rte 2022 TgTr (FIV) ...... N 9.63 9.33 – 3.1 2.3 CohenStrsREITPrefInc (RNP) ...... N 24.44 23.65 – 3.2 31.2 PIMGlbStkPI (PGP)-a ...... N 9.88 10.46 + 5.9 45.2 AbrdnAusEq (IAF) ...... A 5.96 5.76 – 3.4 57.8 Columbia Sel Prm Tech Gr (STK) ..... N 30.53 29.84 – 2.3 81.1 Highland Income (HFRO) ...... N 13.52 10.66 – 21.2 8.9 ReavesUtilityIncome (UTG) ...... A 32.05 32.08 + 0.1 24.5 Aberdeen Emg Mkts Eq Inc (AEF) .... A 10.00 8.74 – 12.6 59.1 InvDYCrOpp (VTA)-a ...... N 12.05 11.08 – 8.0 8.1 CushingMLPTotRet (SRV)-d ...... N 33.83 25.33 – 25.1 56.2 RMR Mortgage Trust (RMRM) ...... A NA 12.26 NA – 2.0 Aberdeen Glbl Dyn Div (AGD) ...... N 12.49 11.06 – 11.4 59.0 Cushing NextGen Inf Inc (SZC) ...... N 53.86 41.29 – 23.3 66.6 InvSnrIncTr (VVR)-a ...... N 4.57 4.17 – 8.8 6.2 Salient Midstream & MLP (SMM) ... N 6.97 5.20 – 25.4 46.3 Aberdeen Japan Equity (JEQ) ...... N 10.42 9.01 – 13.5 74.3 Nuveen Credit Strat Inc (JQC)-a ...... N 7.01 6.37 – 9.1 15.3 DNP Select Income (DNP) ...... N 9.17 9.98 + 8.8 0.7 Tortoise Energy Ind (NDP) ...... N 22.85 17.74 – 22.4 55.7 Aberdeen Tot Dyn Div (AOD) ...... N 10.64 9.36 – 12.0 55.1 Duff&Ph Uti&Infra Inc Fd (DPG) ...... N 13.32 13.78 + 3.5 45.4 NuvFloatRateIncFd (JFR)-a ...... N 10.30 9.45 – 8.3 6.4 Tortoise Enrgy Infra Crp (TYG) ...... N 33.36 25.25 – 24.3 20.1 BlackRock Capital Alloc (BCAT)-a ..... N 21.36 21.16 – 0.9 NS NuvFloatRteIncOppty (JRO)-a ...... N 10.20 9.42 – 7.6 6.3 Duff&Ph Sel MLP&MS Engy (DSE) . N 8.17 7.68 – 6.0 – 9.6 Tortoise Ess Asst Inc Tm (TEAF) ..... N 16.52 13.89 – 15.9 36.4 Calamos GloDynInc (CHW) ...... N 10.01 10.05 + 0.4 86.5 EtnVncEqtyInc (EOI) ...... N NA 16.81 NA 53.8 Tortoise Midstream Enrgy (NTG) .... N 35.33 27.00 – 23.6 – 13.6 Nuveen Senior Income (NSL)-a ...... N 6.06 5.54 – 8.6 6.9 Cdn Genl Inv (CGI)-y ...... T 53.33 36.97 – 30.7 86.7 Nuveen Sht Dur Crdt Opp (JSD)-a .... N 15.43 14.03 – 9.1 6.6 EtnVncEqtyIncoII (EOS) ...... N NA 21.69 NA 68.3 Tortoise Pipelne & Enrgy (TTP) ...... N 26.54 21.32 – 19.7 31.1 Central and Eastern Euro (CEE) ...... N 29.78 25.41 – 14.7 45.7 EVRskMnDvsEqInc (ETJ) ...... N NA 10.65 NA 41.3 Tortoise Pwr & Engy Infr (TPZ) ...... N 15.09 12.19 – 19.2 60.9 PionrFltRate Tr (PHD) ...... N 11.71 11.11 – 5.1 6.6 China (CHN) ...... N 32.57 29.73 – 8.7 74.2 High Yield Bond Funds ETnVncTxMgdBuyWrtInc (ETB) ..... N NA 15.43 NA 29.7 VAGIAI & Tech Opptys (AIO)-a ...... N 28.70 26.90 – 6.3 94.0 Delaware Enh Gl Div & In (DEX) ...... N 10.90 9.79 – 10.2 38.6 EtnVncTxMgdBuyWrtOpp (ETV) ..... N NA 15.37 NA 45.4 VDivInt&PremStr (NFJ) ...... N 15.35 13.57 – 11.6 51.2 EV TxAdvGlbDivInc (ETG) ...... N NA 18.80 NA 65.3 Aberdeen Inc Credit Str (ACP) ...... N 11.60 11.48 – 1.0 11.8 EvTxMnDvsEqInc (ETY) ...... N NA 12.73 NA 48.5 Wells Fargo Ut & Hi Inc (ERH)-a ...... A NA 12.94 NA 15.9 EtnVncTxAdvOpp (ETO) ...... N NA 25.82 NA 45.8 AllianceBernGlHiIncm (AWF) ...... N 12.79 11.81 – 7.7 6.7 EtnVncTxMgdGlbB (ETW) ...... N NA 10.06 NA 49.1 Income & Preferred Stock Funds Economic Inv Tr (N/A)-cy ...... T 171.37 118.50 – 30.9 31.5 Barings Glb SD HY Bd (BGH) ...... N 17.38 15.81 – 9.0 8.3 EVTxMnGblDvEqInc (EXG) ...... N NA 9.11 NA 59.9 CalamosStratTot (CSQ) ...... N 16.63 17.09 + 2.8 80.7 European Equity Fund Inc (EEA) ...... N 12.23 10.66 – 12.8 55.9 BR Corporate HY (HYT)-a ...... N 12.07 11.64 – 3.6 8.1 First Trust Energy Inc G (FEN) ...... A 13.85 13.13 – 5.2 29.5 CohenStrsLtdDurPref&Inc (LDP) ... N 25.88 25.42 – 1.8 26.8 FirstTrAbEmergOp (FEO) ...... N 16.03 14.70 – 8.3 44.5 BlackRock Ltd Dur Inc (BLW)-a ...... N 17.10 15.91 – 7.0 7.4 First Tr Enhanced Eq (FFA) ...... N 19.56 18.60 – 4.9 58.9 CohenStrsSelPref&Income (PSF) ... N 26.55 27.41 + 3.2 24.7 FirstTr Dyn Euro Eq Inc (FDEU) ...... N 14.55 12.64 – 13.1 46.8 BNY Mellon Hi Yield Str (DHF)-a ...... N 3.27 3.01 – 8.0 8.4 First Tr Specialty Fn (FGB) ...... N 4.08 3.94 – 3.4 26.5 CohenStrsTaxAvPreSecs&I (PTA) .. N 25.51 24.89 – 2.4 NS Gabelli Gl Sm&Mid Cp Val (GGZ) ..... N 17.38 14.79 – 14.9 105.5 Brookfield Real Asst Inc (RA) ...... N 20.08 21.20 + 5.6 11.8 FirstTrEnergyInfra (FIF) ...... N 13.85 11.57 – 16.5 39.2 Del Div & Inc (DDF) ...... N 10.55 10.05 – 4.7 20.7 Gabelli Multimedia (GGT)-h ...... N 9.66 10.12 + 4.8 96.1 CrSuisHighYld (DHY) ...... A NA 2.39 NA 8.3 FirstTrMLPEner&Inc (FEI) ...... N 7.80 6.95 – 10.9 41.8 Dividend and Income (DNI) ...... N 18.41 12.79 – 30.5 58.4 GDL Fund (GDL) ...... N 10.92 8.94 – 18.1 13.1 CSAM Income Fd (CIK) ...... A NA 3.31 NA 8.1 Gab Gl Util & Inc (GLU)-h ...... A 20.74 19.45 – 6.2 58.1 FirstTrIntDurPref&Inc (FPF) ...... N 24.19 23.32 – 3.6 25.7 Herzfeld Caribb (CUBA) ...... O 7.40 5.94 – 19.7 49.2 DoubleLine Inc Sol (DSL)-a ...... N NA 17.68 NA 9.6 Gabelli Healthcare (GRX)-h ...... N 14.42 12.42 – 13.9 48.0 Gabelli Go Anywhere Tr (GGO) ...... N 16.96 NA NA NA Highland Global Alloc (HGLB) ...... N 11.15 7.40 – 33.6 50.0 DoubleLine Yld Opps (DLY)-a ...... N 20.32 19.20 – 5.5 6.7 Gab Utility (GUT)-h ...... N 4.23 8.00 + 89.1 35.8 JHanPrefInc (HPI)-a ...... N 19.87 19.27 – 3.0 21.4 India Fund (IFN) ...... N 24.06 21.62 – 10.1 56.1 EV2021TgtTm (EHT)-a ...... N NA 9.84 NA 3.4 GAMCOGlGold&NatRes (GGN) ...... A 3.94 3.48 – 11.7 39.8 JHPrefIncII (HPF)-a ...... N 19.57 19.20 – 1.9 27.3 J Han Hdgd Ety & Inc (HEQ)-a ...... N 13.18 11.82 – 10.3 22.0 First Tr Hi Inc Lng/Shrt (FSD) ...... N 16.30 14.99 – 8.0 8.8 GAMCO NR GLD & INC TR (GNT) .... N 5.86 5.02 – 14.3 45.2 HnckJPfdInco III (HPS)-a ...... N 17.53 17.08 – 2.6 22.8 JHancockTaxAdv Gl Sh Yld (HTY)-a . N 6.60 6.10 – 7.6 38.6 First Trust HY Opp:2027 (FTHY) ...... N 21.20 19.58 – 7.6 NS J Han Finl Opptys (BTO)-a ...... N 38.25 39.00 + 2.0 91.4 J Han Prm (PDT)-a ...... N 14.02 13.96 – 0.4 23.4 Japan Smaller Cap (JOF) ...... N NA 9.22 NA 50.3 Franklin Univ (FT) ...... N 8.57 7.51 – 12.4 5.2 Macquarie/FirstTr Gl (MFD) ...... N 9.98 9.23 – 7.5 38.2 LMP CapInco (SCD) ...... N NA 12.77 NA 55.2 Korea (KF) ...... N NA 42.87 NA 99.3 InvHighIncTrII (VLT)-a ...... N 14.86 13.74 – 7.5 8.5 Madison CovCall & Eq Str (MCN) .... N 7.68 7.73 + 0.7 74.1 Nuveen Pref & I 2022 Trm (JPT)-a .... N 24.26 24.28 + 0.1 17.8 LazardGlbTotRetInc (LGI)-a ...... N 19.80 18.59 – 6.1 65.1 IVY HIGH INCOME OPP (IVH) ...... N 15.04 13.64 – 9.3 8.3 Neuberger Brmn MLP & EI (NML)-a . N 5.62 4.31 – 23.3 81.6 Nuveen Pref & Inc Opp (JPC)-a ...... N 9.66 9.11 – 5.7 16.7 MexicoEqandIncmFd (MXE) ...... N 12.22 9.95 – 18.6 12.9 MFS IntmdHgInc (CIF) ...... N 2.44 2.54 + 4.1 8.9 NubrgrRlEstSec (NRO)-a ...... A 4.67 4.44 – 4.9 28.7 Nuveen Fd (JPS)-a ...... N 9.66 9.40 – 2.7 23.9 Mexico (MXF) ...... N NA 14.08 NA 47.7 NeubHgYldStrt (NHS)-a ...... N 12.50 12.48 – 0.2 8.8 Nuv Dow 30 Dyn Overwrite (DIAX)-a N 17.56 15.83 – 9.9 32.1 Nuveen Pref & Inc Term (JPI)-a ...... N 24.59 24.45 – 0.6 27.5 Miller/Howard High Inc E (HIE) ...... N 10.60 9.55 – 9.9 62.8 New Amer Hi Inc (HYB) ...... N 9.84 8.95 – 9.0 7.3 NuvCorEqAlpha (JCE)-a ...... N 15.66 14.75 – 5.8 42.0 Nuveen TxAdvDivGr (JTD)-a ...... N 16.54 14.68 – 11.2 35.4 MS ChinaShrFd (CAF)-J ...... N 25.16 22.09 – 12.2 34.3 NexPointStratOppty (NHF) ...... N 19.32 11.45 – 40.7 8.2 NuveenDiversDiv&Inc (JDD)-a ...... N 10.60 9.25 – 12.7 34.5 TCW Strat Income (TSI) ...... N NA 5.64 NA 11.5 MS India (IIF) ...... N 27.69 24.07 – 13.1 57.0 Nuveen CI 2023 Target (JHAA)-a ...... N 10.03 10.66 + 6.3 5.2 Convertible Sec's. Funds New Germany (GF) ...... N 22.73 19.72 – 13.2 100.1 Nuveen CI Nov 2021 Tgt (JHB)-a ...... N 9.45 9.32 – 1.4 3.6 a-NAV and market price are ex dividend. b-NAV is fully diluted. c- AdvntCnvrtbl&IncFd (AVK)-a ...... N 20.43 17.26 – 15.5 58.6 New Ireland (IRL) ...... N 14.57 11.37 – 22.0 75.0 Nuveen Crdt Opps 2022 TT (JCO)-a .. N 8.29 8.35 + 0.7 6.8 NAV is as of Thursday’s close. d-NAV is as of Wednesday’s close. Bancroft Fund Ltd (BCV) ...... A 33.21 30.83 – 7.2 78.3 RENN Fund (RCG) ...... A NA 2.66 NA 92.7 Nuveen Global High Inc (JGH)-a ...... N 16.76 15.65 – 6.6 7.0 e-NAV assumes rights offering is fully subscribed. f-Rights offering CalamosConvHi (CHY) ...... N 16.25 14.73 – 9.4 79.8 Royce Global Value Trust (RGT) ...... N 15.71 14.21 – 9.5 79.0 PGIM Global High Yield (GHY)-a ...... N 16.37 14.89 – 9.0 8.5 CalmosConvOp (CHI) ...... N 15.40 14.01 – 9.0 80.2 Swiss Helvetia (SWZ) ...... N 10.17 8.80 – 13.5 40.0 PGIM High Yield Bond (ISD)-a ...... N 16.93 15.55 – 8.2 8.1 in process. g-Rights offering announced. h-Lipper data has been ad- Ellsworth G&I Fund Ltd (ECF) ...... A 14.94 14.03 – 6.1 86.4 Templeton Dragon (TDF) ...... N 25.64 23.51 – 8.3 82.1 PGIM Sh Dur Hi Yld Opp (SDHY)-a ... N 19.85 NA NA NS justed for rights offering. j-Rights offering has expired, but Lipper Gabelli Conv Sec (GCV) ...... N 6.93 6.31 – 8.9 42.8 Templeton Em Mkt (EMF) ...... N 21.42 19.63 – 8.4 74.9 PioneerHilncmTr (PHT) ...... N 9.60 9.54 – 0.6 8.2 data not yet adjusted. l-NAV as of previous day. o-Tender offer in HiIncBd (PCF) ...... N 9.19 8.67 – 5.7 23.2 United Corps Ltd (UNC)-cy ...... T 172.32 106.39 – 38.3 31.0 Wells Fargo Income Oppty (EAD)-a .. A NA 8.34 NA 8.3 process. Source: Lipper VAGI Conv & Inc II (NCZ)-a ...... N 5.74 5.02 – 12.5 55.2 Wells Fargo Gl Div Oppty (EOD)-a ..... N NA 5.19 NA 48.2 WstAstHIF II (HIX) ...... N NA 6.87 NA 8.6

THREE YEAR TED SPREAD Market Sentiment LAST +1.16 Citigroup Panic/Euphoria Model TED Spread = 3-mth LIBOR – 3-mth T-bill rate 2.1 1.5 Euphoria 1.4 1.4 1.3 1.2 0.7 1.1 1.0 0.9 0 0.8 0.7 -0.7 Panic Friday's Close 0.14 0.6 0.5 -1.4 0.4 0.3 -2.1 0.2 F M A M J J A S O N D J FM 0.1 The panic/euphoria model is a gauge of investor sentiment. It identifies "Panic" and "Euphoria" levels which are statistically driven buy and Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 sell signals for the broader market. Historically, a reading below panic supports a better than 95% likelihood that stock prices will be 18 19 20 21 higher one year later, while euphoria levels generate a better than 80% probability of stock prices being lower one year later. Source: Citigroup Investment Research - US Equity Strategy March 15, 2021 BARRON’S M33

Weekly Closed-End Funds Data provided by

12 mos 12 mos 12 mos 52 Week Stock Market Prem Yield Stock Market Prem Yield Stock Market Prem Yield Stock Market Prem Market Fund Name (Symbol) Exch NAV Price /Disc 2/26/21 Fund Name (Symbol) Exch NAV Price /Disc 2/26/21 Fund Name (Symbol) Exch NAV Price /Disc 2/26/21 Fund Name (Symbol) Exch NAV Price /Disc Return

Western Asset Hi Inc Opp (HIO) ...... N NA 5.01 NA 7.9 InvTrInvGrMu (VGM)-a ...... N 13.99 13.33 – 4.7 4.7 PIMCO NY (PNF)-a ...... N 11.82 11.95 + 1.1 4.2 Blackstone/GSO FR EI U (N/A) ...... z NA NA NA 5.1 Western Asset Hi Yld D O (HYI) ...... N NA 15.28 NA 7.3 InvescoValMunInc (IIM)-a ...... N 16.65 15.60 – 6.3 4.5 PIMCONYMuniII (PNI)-a ...... N 11.33 10.81 – 4.6 4.3 Blstn Commnty Dev (N/A) ...... z 9.99 NA NA 3.3 Other Domestic Taxable Bond Funds MAINSTAY:MK DEFTR MUN OP (MMD)-a N NA 21.35 NA 4.6 Pimco NY Muni III (PYN)-a ...... N 9.04 9.53 + 5.4 4.6 BNYM Alcntr Glb MS Cr Fd (N/A)-a ... z 102.84 NA NA 6.8 Apollo Tactical Income (AIF) ...... N NA 14.86 NA 6.9 MFS HgIncMuniTr (CXE) ...... N 5.33 5.19 – 2.6 4.8 General Equity Funds CLIFFWATER CL FD;I (N/A) ...... z 10.54 NA NA 6.7 Ares Dynamic Crdt Alloc (ARDC) ..... N NA 15.05 NA 7.9 MFS HgYldMuniTr (CMU) ...... N 4.81 4.50 – 6.4 4.8 Alternative Strategies:I (N/A) ...... z 6.01 NA NA 23.2 CNR Strategic Credit (N/A) ...... z 10.70 NA NA 7.6 Barings Corporate Inv (MCI) ...... N NA 13.54 NA 7.0 NeubrgrBrm (NBH) ...... A 15.17 15.58 + 2.7 4.8 AMG Pantheon:1 (N/A) ...... z NA NA NA NA FedProj&TrFinanceTendr (N/A) ...... z 9.98 NA NA 2.7 Barings Part Inv (MPV) ...... N NA 12.43 NA 6.5 Nuveen AMT-Fr Mu Val (NUW) ...... N 17.36 16.27 – 6.3 2.7 BOW RIVER CAPTL EVGN;I (N/A) .... z NA NA NA N FS Global Crdt Opptys D (N/A) ...... z NA NA NA 8.2 BlackRock Mlt-Sctr Inc (BIT)-a ...... N 18.55 17.88 – 3.6 8.4 Nuveen AMT-Fr Qlty Mun I (NEA)-a .. A 15.81 14.74 – 6.8 4.7 Continuously Offered Schrdrs Opp Inc;A (N/A) ...... z 26.07 NA NA 2.1 BlackRock Tax Muni Bd (BBN)-a ...... N 24.38 24.46 + 0.3 5.4 Nuveen AMT-Fr Mu CI (NVG)-a ...... A 17.26 16.58 – 3.9 4.8 52 Week Schrdrs Opp Inc;A2 (N/A) ...... z NA NA NA 0.5 DoubleLine:Oppor Crdt Fd (DBL)-a .. N NA 19.85 NA 8.6 Nuveen Dyn Muni Opp (NDMO)-a ..... N 15.68 NA NA NS Stock Market Prem Market Schrdrs Opp Inc;I (N/A) ...... z 26.07 NA NA 2.2 EVLmtDurIncm (EVV)-a ...... A NA 12.66 NA 9.5 Nuveen Enh Muni Val (NEV)-a ...... N 15.55 15.43 – 0.8 4.5 Fund Name (Symbol) Exch NAV Price /Disc Return Schrdrs Opp Inc;SDR (N/A) ...... z 26.11 NA NA 2.3 Franklin Ltd Dur Income (FTF) ...... A 9.40 9.26 – 1.5 6.3 Nuveen Int Dur Mun Term (NID)-a .... N 14.47 14.09 – 2.6 3.7 Invesco Sr Loan A (N/A) ...... z 6.43 NA NA 3.9 J Han Investors (JHI)-a ...... N 18.29 17.80 – 2.7 7.7 Nuveen Int Dur Qlty Mun (NIQ)-a ...... N 14.80 14.28 – 3.5 3.0 Specialized Equity Funds Invesco Sr Loan C (N/A) ...... z 6.45 NA NA 3.2 KKR Income Opportunities (KIO)-a .. N NA 15.60 NA 9.2 Nuveen Mu Crdt Opps (NMCO)-a ...... N 14.61 14.14 – 3.2 5.1 Bluerock Total Inc+ RE:A (N/A) ...... z 29.98 NA NA 2.7 Invesco Sr Loan IB (N/A) ...... z 6.43 NA NA 4.1 MFS Charter (MCR) ...... N 8.68 8.69 + 0.1 8.1 Nuv Muni Credit Income (NZF)-a ...... A 16.78 15.98 – 4.8 4.8 Bluerock Total Inc+ RE:C (N/A) ...... z 28.48 NA NA 1.9 Invesco Sr Loan IC (N/A) ...... z 6.43 NA NA 4.0 Nuveen Taxable Muni Inc (NBB)-a .... N 21.92 22.27 + 1.6 5.0 NuvMuniHiIncOpp (NMZ)-a ...... A 14.17 14.30 + 0.9 5.2 Bluerock Total Inc+ RE:I (N/A) ...... z 30.57 NA NA 3.0 Invesco Sr Loan Y (N/A) ...... z 6.44 NA NA 4.1 PCM Fund (PCM)-a ...... N 9.57 11.29 + 18.0 8.7 Nuveen Muni Inc (NMI)-a ...... N 11.27 11.35 + 0.7 3.5 Bluerock Total Inc+ RE:L (N/A) ...... z 29.70 NA NA 2.5 OFS Credit Company (OCCI) ...... z NA NA NA NA PIMCO Corp & Inc Oppty (PTY)-a ..... N 14.07 17.96 + 27.6 8.7 Nuveen Muni Val (NUV)-a ...... N 10.66 10.98 + 3.0 3.4 Broadstone Rl Est Acc:I (N/A) ...... z 9.63 NA NA 1.5 Pioneer Sec Inc (N/A) ...... z 9.89 NA NA 4.4 PIMCO Corp & Inc Strat (PCN)-a ...... N 14.24 17.06 + 19.8 7.8 Nuveen Quality Muni Inc (NAD)-a ..... N 16.15 14.89 – 7.8 4.6 Broadstone Rl Est Acc:W (N/A) ...... z 9.62 NA NA 1.2 High Yield Bond Funds PIMCOHilnco (PHK)-a ...... N 5.84 6.47 + 10.8 9.8 Nuveen Sel Mat (NIM)-a ...... N 10.79 10.66 – 1.2 3.0 CIM RA&C A (N/A) ...... z 25.48 NA NA NS Griffin Inst Access Cd:A (N/A) ...... z NA NA NA 5.9 PIMCO IncmStrFd (PFL)-a ...... N 10.51 11.84 + 12.7 9.2 Nuveen Sel TF (NXP)-a ...... N 16.38 16.95 + 3.5 3.2 CIM RA&C C (N/A) ...... z 25.31 NA NA NS Griffin Inst Access Cd:C (N/A) ...... z NA NA NA 5.9 PIMCO IncmStrFd II (PFN)-a ...... N 9.30 10.26 + 10.3 9.4 Nuveen Sel TF 2 (NXQ)-a ...... N 15.55 16.02 + 3.0 3.1 CIM RA&C I (N/A) ...... z 25.53 NA NA NS Griffin Inst Access Cd:F (N/A) ...... z NA NA NA 5.8 Putnam Mas Int (PIM) ...... N 4.50 4.28 – 4.9 8.0 Nuveen Sel TF 3 (NXR)-a ...... N 16.75 16.37 – 2.3 3.2 CIM RA&C L (N/A) ...... z 25.42 NA NA NS Griffin Inst Access Cd:I (N/A) ...... z NA NA NA 5.9 Putnam Prem Inc (PPT) ...... N 4.97 4.78 – 3.8 8.2 PIMCO MuniInc (PMF)-a ...... N 13.04 14.12 + 8.3 4.6 Clarion Partners REI D (N/A) ...... z NA NA NA NA Griffin Inst Access Cd:L (N/A) ...... z NA NA NA 5.9 Wells Fargo Multi-Sector (ERC)-a .... A NA 12.36 NA 9.1 PIMCOMuniIncII (PML)-a ...... N 12.25 14.69 + 19.9 4.9 Clarion Partners REI I (N/A) ...... z NA NA NA NA PIMCO Flexible Cr I;A-1 (N/A) ...... z NA NA NA NS World Income Funds Pimco Muni III (PMX)-a ...... N 11.22 12.20 + 8.7 4.5 Clarion Partners REI S (N/A) ...... z NA NA NA NA PIMCO Flexible Cr I;A-2 (N/A) ...... z NA NA NA 7.2 Abrdn AP IncFd (FAX) ...... N 4.72 4.20 – 11.0 7.6 PioneerHilncAdv (MAV) ...... N 12.18 11.84 – 2.8 4.7 Clarion Partners REI T (N/A) ...... z NA NA NA NA PIMCO Flexible Cr I;A-3 (N/A) ...... z NA NA NA NS Aberdeen Global Income (FCO) ...... N 6.80 8.09 + 19.0 10.4 PioneerMunHiIcmT (MHI) ...... N 13.02 12.41 – 4.7 4.6 Griffin Inst Access RE:A (N/A) ...... z NA NA NA NA PIMCO Flexible Cr I;A-4 (N/A) ...... z NA NA NA 7.4 Putnam Mgd Inc (PMM) ...... N 8.23 8.00 – 2.8 4.7 Griffin Inst Access RE:C (N/A) ...... z NA NA NA NA PIMCO Flexible Cr I;Inst (N/A) ...... z NA NA NA 8.2 BlackRock 2022 Gl Inc Op (BGIO)-a .. N 9.27 9.20 – 0.8 6.5 Putnam Muni Opp (PMO) ...... N 13.84 13.59 – 1.8 4.9 BrndywnGLB Glb Inc Oppts (BWG) . N NA 12.13 NA 6.9 Griffin Inst Access RE:I (N/A) ...... z NA NA NA NA PionrILSBridge (N/A) ...... z 10.00 NA NA 0.0 RiverNorth Flex Muni Inc (RFM) ...... N 23.94 NA NA NS GS Real Est Div Inc:A (N/A) ...... z 9.96 NA NA 7.8 WA Middle Mkt Inc (N/A) ...... z NA NA NA 7.2 EtnVncStDivInc (EVG) ...... N NA 13.17 NA 6.8 RiverNorth Flx Mu Inc II (RFMZ) ...... N NA 20.00 NA NS First Tr/Ab Glbl Inc (FAM) ...... N 10.52 9.93 – 5.6 9.5 GS Real Est Div Inc:C (N/A) ...... z 9.94 NA NA 7.0 Other Domestic Taxable Bond Funds RiverNorth Mgd Dur Mun I (RMM) .. N 20.09 18.70 – 6.9 6.1 GS Real Est Div Inc:I (N/A) ...... z 10.40 NA NA 8.1 Alternative Credit Inc:A (N/A) ...... z 10.94 NA NA 6.4 MS EmMktDomDebt (EDD) ...... N 6.92 5.93 – 14.3 7.2 RiverNorth Opps Muni Inc (RMI) ..... N 23.55 21.77 – 7.6 5.1 Ms EmMktDebtFd (MSD) ...... N 10.12 8.88 – 12.3 4.8 GS Real Est Div Inc:L (N/A) ...... z 9.96 NA NA 7.6 Alternative Credit Inc:C (N/A) ...... z 11.04 NA NA 5.7 Western Asset Mgd Muni (MMU) .... N NA 12.86 NA 4.2 GS Real Est Div Inc:W (N/A) ...... z 10.11 NA NA 7.7 Nuveen EM Dbt 2022 Tg Tr (JEMD)-a N 7.88 7.90 + 0.3 5.4 Western Asset Mun Hi Inc (MHF) .... N NA 7.82 NA 3.6 Alternative Credit Inc:I (N/A) ...... z 10.96 NA NA 6.7 PIMCO Dyn Crd & Mrt Inc (PCI)-a ..... N NA 22.45 NA 9.6 NexPointRlEstStrat;A (N/A) ...... z 16.85 NA NA 14.2 Alternative Credit Inc:L (N/A) ...... z 10.93 NA NA 6.2 WstAstMuniPrtnrs (MNP) ...... N NA 14.94 NA 3.6 NexPointRlEstStrat;C (N/A) ...... z 17.03 NA NA 13.5 PIMCO Dynamic Income (PDI)-a ...... N NA 28.64 NA 9.6 Westn Asst Mu Def Opp Tr (MTT) .... N NA 21.07 NA 3.0 Alternative Credit Inc:W (N/A) ...... z 10.93 NA NA 6.4 PIMCO Dynamic Inc Opp (PDO) ...... N 19.88 20.15 + 1.4 NS NexPointRlEstStrat;Z (N/A) ...... z 17.02 NA NA 14.5 Am Beacon Apollo TR:T (N/A) ...... z 10.15 NA NA 1.8 PIMCO Income Opportunity (PKO)-a N 23.36 25.85 + 10.7 8.8 Single State Muni Bond PREDEX;I (N/A) ...... z 25.53 NA NA 1.0 Am Beacon Apollo TR:Y (N/A) ...... z 10.24 NA NA 2.6 PIMCO Stratg Inc (RCS)-a ...... N 6.55 7.27 + 11.0 8.8 BlackRock CA Mun (BFZ)-a ...... N 15.86 14.11 – 11.0 3.2 PREDEX;T (N/A) ...... z 25.63 NA NA 1.0 Am Beacon SP Enh Inc:T (N/A) ...... z 9.63 NA NA 3.3 StoneHarbor EM Tot Inc (EDI)-a ...... N NA 8.96 NA 12.4 BlackRock MA Tax-Exempt (MHE)-a N 13.73 13.80 + 0.5 3.6 PREDEX;W (N/A) ...... z 25.63 NA NA 1.0 Am Beacon SP Enh Inc:Y (N/A) ...... z 9.74 NA NA 4.0 StoneHarbor Emg Mkts Inc (EDF)-a .. N NA 8.82 NA 13.1 BlackRock MD Mun Bd (BZM)-a ...... N 15.23 15.99 + 5.0 3.5 Principal Dvs Sel RA A (N/A) ...... z 26.57 NA NA 21.5 Angel Oak Str Crdt:Inst (N/A) ...... z NA NA NA 8.0 Templeton Em Inc (TEI)-a ...... N 8.40 7.45 – 11.3 1.1 BR MH CA Qly Fd Inc (MUC)-a ...... N 15.81 15.08 – 4.6 4.1 Principal Dvs Sel RA Ins (N/A) ...... z 26.63 NA NA 21.8 BR Credit Strat;A (N/A) ...... z 10.51 NA NA NS Templtn Glbl Inc (GIM)-a ...... N 5.88 5.35 – 9.0 0.5 BR MH NJ Qly (MUJ)-a ...... N 15.97 14.85 – 7.0 4.9 Principal Dvs Sel RA Y (N/A) ...... z 26.72 NA NA 22.0 BR Credit Strat;Inst (N/A) ...... z 10.51 NA NA 5.2 BR MH NY Qly (MHN)-a ...... N 15.06 14.00 – 7.0 4.4 SharesPost 100;A (N/A) ...... z 40.02 NA NA 34.1 BlackRock Mlt-Sctr Oppty (N/A)-a .... z 89.47 NA NA 8.0 Virtus Gl MSec Inc (VGI)-a ...... N 12.14 11.74 – 3.3 10.6 BlkRkMunyldAZ (MZA)-a ...... N 14.72 14.16 – 3.8 4.2 WstAstEmergDebt (EMD) ...... N NA 13.17 NA 8.8 SharesPost 100:I (N/A) ...... z 40.35 NA NA 34.4 BlackRock Mlt-Sec Opp II (N/A) ...... z 92.27 NA NA 7.8 BR MuniYld CA (MYC)-a ...... N 16.19 14.61 – 9.8 3.5 SharesPost 100:L (N/A) ...... z 39.71 NA NA 33.7 Carlyle Tact Pvt Cred:A (N/A) ...... z 8.87 NA NA 7.5 Western Asset Gl Cr D Op (GDO) ..... N NA 17.35 NA 6.8 BR MuniYld CA Qly (MCA)-a ...... N 16.08 14.57 – 9.4 4.2 National Muni Bond Funds StoneCastle Financial Co (BANX) .... z NA NA NA NA Carlyle Tact Pvt Cred:I (N/A) ...... z 8.90 NA NA 8.2 BR MuniYld MI Qly (MIY)-a ...... N 15.76 14.58 – 7.5 4.4 USQ Core Real Estate:I (N/A) ...... z 24.89 NA NA 0.1 Carlyle Tact Pvt Cred:L (N/A) ...... z 8.86 NA NA 7.7 AllBerNatlMunInc (AFB) ...... N 15.32 14.10 – 8.0 4.2 BR MuniYld NJ (MYJ)-a ...... N 16.03 14.63 – 8.7 5.1 BlckRk Inv Q Mun (BKN)-a ...... N 16.52 17.64 + 6.8 4.3 USQ Core Real Estate:IS (N/A) ...... z 24.91 NA NA 0.1 Carlyle Tact Pvt Cred:M (N/A) ...... z 8.91 NA NA NS BR MuniYld NY Qly (MYN)-a ...... N 14.43 13.36 – 7.4 4.3 Versus Cap MMgr RE Inc:I (N/A) ..... z 27.41 NA NA NE Carlyle Tact Pvt Cred:N (N/A) ...... z 8.86 NA NA 8.2 BlckRk L-T Muni Adv (BTA)-a ...... N 13.16 12.72 – 3.3 4.8 BR MuniYld PA Qly (MPA)-a ...... N 16.12 14.62 – 9.3 4.4 BR Mu InDur (MUI)-a ...... N 16.01 15.07 – 5.9 4.1 Versus Capital Real Asst (N/A) ...... z 25.58 NA NA 6.8 Carlyle Tact Pvt Cred:Y (N/A) ...... z 8.87 NA NA 7.8 BlckRk NY Muni Inc Qly (BSE)-a ...... N 14.92 14.30 – 4.2 4.1 Wildermuth Endwmnt:A (N/A) ...... z 13.61 NA NA 0.0 CION Ares Dvsfd Crdt;A (N/A) ...... z NA NA NA 5.5 BlackRock Muni 2030 Tgt (BTT)-a .... N 26.73 25.68 – 3.9 2.9 BlackRock NY Mun (BNY)-a ...... N 15.05 15.45 + 2.7 4.1 BlackRock Muni (BFK)-a ...... N 14.57 14.44 – 0.9 4.5 Wildermuth Endwmnt:C (N/A) ...... z 13.08 NA NA – 0.8 CION Ares Dvsfd Crdt;C (N/A) ...... z NA NA NA 5.5 BlackRock NY Mun II (BFY)-a ...... N 15.53 15.17 – 2.3 4.6 Wildermuth Endowment:I (N/A) ...... z 13.69 NA NA – 0.3 BlackRock Muni II (BLE)-a ...... N 14.97 15.45 + 3.2 4.8 BlackRock VA Mun (BHV)-a ...... N 15.51 15.79 + 1.8 3.3 CION Ares Dvsfd Crdt;I (N/A) ...... z NA NA NA 5.5 BlckRk Mun Inc Inv (BBF)-a ...... N 14.39 13.66 – 5.1 4.4 Income & Preferred Stock Funds CION Ares Dvsfd Crdt;L (N/A) ...... z NA NA NA 5.5 Del CO Muni Inc (VCF) ...... A 15.30 14.43 – 5.7 3.4 A3 Alternative Cr (N/A) ...... z 10.14 NA NA 1.5 BlckRk Muni Inc Qly (BYM)-a ...... N 15.78 14.79 – 6.3 4.2 Del MN II (VMM) ...... A 14.96 13.18 – 11.9 3.1 CION Ares Dvsfd Crdt;U (N/A) ...... z NA NA NA 5.5 BlckRk Muni Inc Inv Qly (BAF) ...... N NA NA NA 4.7 Calamos L/S Eqty and DI (CPZ) ...... z 22.40 19.56 – 12.7 50.9 CION Ares Dvsfd Crdt:U2 (N/A) ...... z NA NA NA NS EVCAMuniBd (EVM) ...... A 12.63 11.43 – 9.5 4.2 Destra Multi-Altrntv;A (N/A) ...... z 11.95 NA NA 2.4 BR MuniAssets Fd (MUA)-a ...... N 14.64 14.71 + 0.5 4.4 EVCAMuniIncm (CEV)-a ...... A 14.54 13.16 – 9.5 4.2 CION Ares Dvsfd Crdt;W (N/A) ...... z NA NA NA 5.5 BR MuniEnhanced (MEN)-a ...... N 12.35 11.72 – 5.1 4.4 Destra Multi-Altrntv;C (N/A) ...... z 11.40 NA NA 1.6 CNR Select Strategies (N/A) ...... z 11.56 NA NA 0.0 Eaton Vance NY Muni Bd (ENX) ...... A 13.36 12.00 – 10.2 4.2 Destra Multi-Altrntv;I (N/A) ...... z 12.20 NA NA 2.7 BR MuniHoldings Qly (MFL)-a ...... N 15.09 14.06 – 6.8 4.0 EVNYMuniIncm (EVY)-a ...... A 14.89 14.06 – 5.6 3.7 First Eagle Crdt Opps A (N/A) ...... z 26.06 NA NA NS BR MH Qly 2 (MUE)-a ...... N 14.20 13.40 – 5.6 4.3 Destra Multi-Altrntv;T (N/A) ...... z 11.58 NA NA 1.8 First Eagle Crdt Opps I (N/A) ...... z 26.06 NA NA NS InvCaValMuIncTr (VCV)-a ...... N 13.55 12.72 – 6.1 4.2 Flat Rock Opportunity (N/A)-a ...... z 20.70 NA NA 30.7 BR MuniHoldngs (MHD) ...... N 17.11 15.91 – 7.0 4.5 InvPAValMuIncTr (VPV)-a ...... N 14.17 12.70 – 10.4 4.6 FS Credit Income;A (N/A) ...... z NA NA NA 5.3 BR MuniVest Fd (MVF)-a ...... N 9.82 9.17 – 6.6 4.4 The Relative Value:CIA (N/A) ...... z NA NA NA NA FS Credit Income;I (N/A) ...... z NA NA NA 5.5 InvTrInvGrNYMu (VTN)-a ...... N 14.35 13.09 – 8.8 4.2 Variant Altrntv Inc:Inst (N/A) ...... z 27.03 NA NA 6.5 BR MuniVest 2 (MVT)-a ...... N 15.41 14.90 – 3.3 4.6 NeubrgrBrmCA (NBW) ...... A 15.52 13.40 – 13.7 4.0 FS Credit Income;T (N/A) ...... z NA NA NA 5.1 BR MuniYield Fd (MYD)-a ...... N 15.16 14.40 – 5.0 4.7 NeubrgeBrmNY (NBO) ...... A 14.08 12.42 – 11.8 3.8 Variant Altrntv Inc:Inv (N/A) ...... z 27.03 NA NA 6.2 FS Credit Income;U (N/A) ...... z NA NA NA 5.1 BR MuniYld Invest Qly (MFT)-a ...... N 14.36 14.49 + 0.9 4.7 Nuveen AZ Qual Muni Inc (NAZ)-a .... N 15.18 15.20 + 0.1 3.7 Convertible Sec's. Funds FS Credit Income;U-2 (N/A) ...... z NA NA NA NS BR MuniYield Qlty (MQY)-a ...... N 16.46 15.63 – 5.0 4.4 Nuveen CA AMT-F Qual MI (NKX)-a .. A 16.63 15.19 – 8.7 4.2 Calmos Dyn Conv and Inc (CCD)-a ... z 31.61 31.95 + 1.1 100.5 GL Beyond Income (N/A)-a ...... z 0.51 NA NA NE BR MuniYld Qlty2 (MQT)-a ...... N 14.45 14.05 – 2.8 4.3 Nuveen CA Val (NCA) ...... N 10.74 10.06 – 6.3 3.1 12 mos KKR CREDIT OPPTY;D (N/A) ...... z NA NA NA NS BR MuniYld Qly 3 (MYI)-a ...... N 15.28 13.99 – 8.4 4.0 NuveenCAQtyMuInc (NAC)-a ...... N 16.05 14.79 – 7.9 4.3 Stock Market Prem Yield KKR CREDIT OPPTY;I (N/A) ...... z NA NA NA 5.3 BR MuniYldInv (MYF)-a ...... N 14.57 13.76 – 5.6 4.8 Nuveen CA Sel Tx-Free (NXC)-a ...... N 15.83 15.79 – 0.3 3.2 Fund Name (Symbol) Exch NAV Price /Disc 2/26/21 KKR CREDIT OPPTY;T (N/A) ...... z NA NA NA NS BNY Mellon Muni Bd Infra (DMB) .... N 14.54 14.13 – 2.8 4.5 NuvGA Qual Muni Inc (NKG)-a ...... A 14.23 12.87 – 9.6 3.9 KKR CREDIT OPPTY;U (N/A) ...... z NA NA NA NS BNY Mellon Muni Income (DMF)-a ... A 9.27 8.76 – 5.5 4.7 Nuveen MA Qual Muni Inc (NMT)-a .. N 15.09 14.45 – 4.2 3.7 World Equity Funds Lord Abbett Cred Opps Fd (N/A) ...... z 10.90 NA NA 6.1 BNY Mellon Str Muni Bond (DSM)-a . N 8.29 7.76 – 6.4 4.6 Nuveen MD Qual Muni Inc (NMY)-a .. N 15.21 13.89 – 8.7 4.3 ACAP Strategic:A (N/A) ...... z 25.81 NA NA 43.4 Lord Abbett Cred Opps Fd (N/A) ...... z 10.90 NA NA 6.8 BNY Mellon Strat Muni (LEO)-a ...... N 8.64 8.41 – 2.7 5.0 Nuveen Minn Qual Mun Inc (NMS)-a A 15.39 15.20 – 1.2 3.9 ACAP Strategic:W (N/A) ...... z 19.06 NA NA 44.4 Lord Abbett Crd Op:U (N/A) ...... z 10.90 NA NA NS Del Inv Natl Muni Income (VFL) ...... A 14.89 13.00 – 12.7 3.9 Nuveen MO Qual Mun Inc (NOM)-a .. A 13.93 14.73 + 5.7 3.3 CalamosGlbTotRet (CGO) ...... z 15.35 15.34 – 0.1 79.8 Palmer Square Opp Inc (N/A) ...... z NA NA NA 5.6 DTF Tax-Free Income (DTF) ...... N 15.93 14.27 – 10.4 3.3 NuvNJ Qual Muni Inc (NXJ)-a ...... A 16.58 14.29 – 13.8 4.7 CPG Cooper Square IE A (N/A) ...... z NA NA NA NS Thrivent Church Ln&Inc:S (N/A) ..... z NA NA NA 2.5 DWS Muni Inc (KTF) ...... N 12.65 11.49 – 9.2 4.2 Nuveen NY AMT/Fr Qual MI (NRK)-a A 14.93 13.44 – 10.0 4.2 CPG Cooper Square IE I (N/A) ...... z NA NA NA NS World Income Funds DWS Strat Mun (KSM) ...... N 12.69 11.78 – 7.2 4.3 Nuveen NY Val (NNY)-a ...... N 10.16 9.60 – 5.5 3.3 Primark Priv Eq Inv:I (N/A) ...... z 12.44 NA NA NS Destra Int&Evt-Dvn Crd:A (N/A) ...... z 27.08 NA NA 2.5 EVMuniBd (EIM) ...... A 14.12 13.04 – 7.6 4.4 Nuveen NY Muni Value 2 (NYV)-a ..... N 15.76 14.59 – 7.4 2.3 VirtusTotalRetFd (ZTR)-a ...... z 9.10 9.09 – 0.1 23.3 Destra Int&Evt-Dvn Crd:I (N/A) ...... z 27.09 NA NA 2.7 EVMuniIncm (EVN)-a ...... N 14.14 13.24 – 6.4 4.2 Nuveen NY Qual Muni Inc (NAN)-a ... N 15.47 13.98 – 9.6 4.4 Loan Participation Funds Destra Int&Evt-Dvn Crd:L (N/A) ...... z 27.05 NA NA 2.3 EVNatMuniOpp (EOT) ...... N 21.83 22.08 + 1.1 3.5 Nuveen NY Sel Tx-Free (NXN)-a ...... N 14.37 14.53 + 1.1 3.3 1WS Credit Income (N/A) ...... z NA NA NA 5.0 Destra Int&Evt-Dvn Crd:T (N/A) ...... z 27.01 NA NA 2.2 FedHrmsPremMuI (FMN) ...... N 15.55 14.32 – 7.9 4.3 Nuveen OH Qual Muni Inc (NUO)-a ... N 17.50 15.37 – 12.2 3.6 AlphCntrc Prime Merid In (N/A) ...... z 9.79 NA NA 11.0 National Muni Bond Funds InvAdvMuIncTrII (VKI)-a ...... A 12.13 11.84 – 2.4 4.7 Nuveen PA Qual Muni Inc (NQP)-a .... N 15.76 14.30 – 9.3 4.5 Axonic Alternative Inc (N/A) ...... z NA NA NA 4.5 PIMCO Flex Mun Inc;A-3 (N/A) ...... z NA NA NA 2.2 Invesco MuniOp (OIA)-a ...... N 7.73 7.91 + 2.3 4.8 Nuveen VA Qlty Mun Inc (NPV)-a ...... N 15.20 16.05 + 5.6 3.6 Blackstone/GSO FR EI D (N/A) ...... z NA NA NA 5.3 PIMCO Flex Mun Inc:A1 (N/A) ...... z NA NA NA NS InvescoMuOppTr (VMO)-a ...... N 13.56 13.13 – 3.2 4.6 PIMCO CA (PCQ)-a ...... N 13.99 17.98 + 28.5 4.3 Blackstone/GSO FR EI I (N/A) ...... z NA NA NA 5.6 PIMCO Flex Mun Inc;A2 (N/A) ...... z NA NA NA NS InvescoMuTr (VKQ)-a ...... N 13.59 12.96 – 4.6 4.7 PIMCOCAMuniII (PCK)-a ...... N 8.94 9.05 + 1.2 4.3 Blackstone/GSO FR EI T (N/A) ...... z NA NA NA 5.1 PIMCO Flex Mun Inc;Inst (N/A) ...... z NA NA NA 2.9 InvescoQual Inc (IQI)-a ...... N 13.69 12.85 – 6.1 4.8 Pimco CA Muni III (PZC)-a ...... N 10.12 10.47 + 3.5 4.4 Blackstone/GSO FR EI T-I (N/A) ...... z NA NA NA 5.1 Tortoise Tax-Adv Soc Inf (N/A) ...... z 9.41 NA NA 4.6

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Money Market Account1 One-Year CDs Five-Year CDs Telephone Min. Recent Effect. Telephone Min. Recent Effect. Telephone Min. Recent Effect. Institution Location No. Deposit % Rate % Yield Institution Location No. Deposit % Rate % Yield Institution Location No. Deposit % Rate % Yield Axos Bank San Diego,CA (877)541-2634 25000 0.61 (CD) 0.61 Legacy Bank Hinton,OK (800)687-9688 1000 0.70 (CM) 0.70 Travis CU Concord,CA (800)435-4040 500 1.00 (CM) 1.00 Ally Bank Philadelphia,PA (877)247-2559 1 0.50 (CD) 0.50 Ally Bank Philadelphia,PA (877)247-2559 1 0.60 (CD) 0.60 First Internet Bank Indianapolis,IN (888)873-3424 1000 0.95 (CM) 0.95 First Internet Bank Indianapolis,IN (888)873-3424 100 0.50 (CM) 0.50 First Internet Bank Indianapolis,IN (888)873-3424 1000 0.60 (CM) 0.60 ProGrowth Bank Gaylord,MN (888)922-2265 25000 0.95 (CA) 0.95 BankDirect Dallas,TX (877)839-2737 10000 0.50 (CD) 0.50 iGobanking.com Flushing,NY (888)432-5890 1000 0.60 (CD) 0.60 Ally Bank Philadelphia,PA (877)247-2559 1 0.85 (CD) 0.85 iGobanking.com Flushing,NY (888)432-5890 25000 0.50 (CD) 0.50 BankDirect Dallas,TX (877)839-2737 10000 0.60 (CD) 0.60 Popular Direct New York,NY (800)274-5696 10000 0.80 (CD) 0.80 Six-Month CDs2 2½-Year CDs 90-Day Jumbo CDs Telephone Min. Recent Effect. Telephone Min. Recent Effect. Telephone Min. Recent Effect. Institution Location No. Deposit % Rate % Yield Institution Location No. Deposit % Rate % Yield Institution Location No. Deposit % Rate % Yield iGobanking.com Flushing,NY (888)432-5890 1000 0.55 (CD) 0.55 TIAA Bank Jackson,FL (888)882-3837 1000 0.64 (CD) 0.65 Legacy Bank Hinton,OK (800)687-9688 10000 0.40 (CM) 0.40 BankDirect Dallas,TX (877)839-2737 10000 0.50 (CD) 0.50 Community Commerce Bk Los Angeles,CA (323)268-6100 10000 0.58 (CM) 0.58 TIAA Bank Jackson,FL (888)882-3837 1000 0.35 (CD) 0.35 First Internet Bank Indianapolis,IN (888)873-3424 1000 0.45 (CM) 0.45 Discover Bank Greenwood,DE (800)347-7000 2500 0.55 (CD) 0.55 First Internet Bank Indianapolis,IN (888)873-3424 1000 0.25 (CM) 0.25 TIAA Bank Jackson,FL (888)882-3837 1000 0.40 (CD) 0.40 ProGrowth Bank Gaylord,MN (888)922-2265 25000 0.51 (CA) 0.51 Radius Bank Boston,MA (800)242-0272 1000 0.25 (CD) 0.25 Legacy Bank Hinton,OK (800)687-9688 10000 0.40 (CM) 0.40 Bank OZK New York,NY (212)218-8383 1000 0.50 (CM) 0.50 Giantbank.com Ft.Lauderdale,FL (877)446-4200 2500 0.25 (CD) 0.25 1 Including passbook, statement savings, and bank-offered liquid asset accounts. Yields are based on the stated rate and compounding method in effect Friday and are subject Source: (c) 2021, Informa Research Services, 30501 Agoura Road, 2nd Floor, Agoura Hills, CA 2Six-month CD yields assume reinvestment of principal and interest at the same rate for an to change. Phone to verify before investing or sending money. 91301 818-880-8877. All rights reserved. May not be reproduced or retransmitted in any form without express written consent of Informa Research Services. additional six months. (CC) Compounded continuously; (SA) compounded semiannually; (CD) compounded daily; Rates are the highest yields on six types of accounts offered by federally-insured banks and (CA) compounded annually; (CM) compounded monthly; (SI) simple interest; (CQ) com- savings associations nationwide. pounded quarterly M34 BARRON’S March 15, 2021 Market Laboratory

DJ HALF-HOURLY AVERAGES THE DOW JONES AVERAGES TRADING DIARY Market Advance/Decline Volumes Dow Jones 30 Industrial (divisor: 0.15198707565833) Week's Daily Mar 8 9 10 11 12 Daily Mar 8 9 10 11 12 COMPONENTS Change INDUSTRIALS 33000 NY Up 689,992 626,132 845,367 689,938 637,415 3M 4.12 Open (t) 31668.61 31935.48 32035.75 32417.82 32498.68 NY Off 511,310 483,085 284,543 352,753 287,372 Open (a) 31512.15 31892.35 31906.96 32354.50 32462.40 American Express 1.21 NY Up - Composite 3,320,787 3,295,638 4,035,221 3,550,943 3,027,680 10:00 31664.78 31962.71 32169.50 32520.33 32632.83 Amgen 2.63 NY Off - Composite 2,525,413 2,160,507 1,701,547 1,785,135 1,433,639 10:30 31858.43 32014.27 32068.78 32517.50 32591.04 NYSE Amer UP 14,817 26,838 12,028 25,048 21,514 Apple -0.39 NYSE Amer Off 12,268 2,431 13,882 1,904 10,998 11:00 31927.63 32074.34 32171.89 32583.68 32637.12 32000 Boeing 45.97 NASD Up 3,206,384 5,485,117 2,985,728 5,119,917 3,036,351 11:30 32000.81 32064.92 32220.96 32622.74 32631.39 NASD Off 2,707,325 756,117 2,894,806 772,727 2,102,220 12:00 31920.49 32103.26 32229.50 32612.69 32637.94 Caterpillar 8.84 NYSE Arca UP 131,622 225,574 213,843 185,058 106,495 12:30 32063.09 32141.87 32218.28 32612.02 32654.56 Chevron 2.56 NYSE Arca Off 216,351 97,885 74,960 54,935 111,899 1:00 32074.94 32085.27 32266.56 32613.21 32645.32 Cisco Systems 2.57 31000 % (QCHA) +.26 +.96 +1.20 +1.66 +.48 1:30 32137.88 32063.17 32299.39 32594.75 32688.21 % (QACH) +.06 +3.28 +1.61 +2.73 +1.01 2:00 31938.92 32073.62 32291.61 32581.30 32683.99 Coca-Cola -0.43 % (QCHAQ) +.12 +3.31 +.99 +3.00 +.64 2:30 32048.05 32041.44 32340.91 32604.25 32711.07 Disney 7.17 3:00 31992.30 32000.57 32354.19 32530.41 32725.87 Market Advance/Decline Totals Dow 1.43 Week ended last Friday compared to previous Friday 3:30 31911.52 31988.78 32337.41 32524.97 32734.47 Close 31802.44 31832.74 32297.02 32485.59 32778.64 Goldman Sachs 21.44 30000 Weekly Comp. NYSE NYSE Amer Nasdaq NYSE Arca High (t) 32315.45 32381.75 32574.71 32813.05 32937.67 Home Depot 19.58 Total Issues 3,404 292 4,274 1,585 Low (t) 31388.52 31609.27 31801.52 32193.53 32329.82 Honeywell Intl 7.80 Advances 2,738 239 3,513 1,243 High (a) 32148.04 32150.32 32389.50 32661.59 32793.32 Declines 619 47 694 336 Low (a) 31512.15 31822.64 31906.96 32345.70 32462.40 IBM 4.78 Unchanged 47 6 67 6 29000 New Highs 951 38 870 514 Change +306.14 +30.30 +464.28 +188.57 +293.05 Intel 2.16 New Lows 66 6 124 81 Theoretical (t): High 32937.67 Low 31388.52 Johnson & Johnson 3.50 Actual (a): NOTICE TO READERS: NYSE Composite Daily Breadth High 32793.32 Low 31512.15 JPMorgan Chase 5.24 Daily Mar 8 9 10 11 12 Dow Jones 20 Transport (divisor: 0.16369260926274) McDonald's 4.97 Issues Traded 3,364 3,362 3,362 3,377 3,358 28000 Advances 1,990 1,983 2,441 2,427 1,845 Open (t) 13734.16 13796.90 13810.70 13948.28 14059.95 Merck 1.47 Sign up for the Weekly Market Declines 1,279 1,281 824 858 1,412 Open (a) 13656.57 13724.30 13748.88 13883.50 14034.41 Microsoft 4.15 Lab Newsletter: barrons.com/ Unchanged 95 98 97 92 101 10:00 13807.26 13801.95 13875.49 13993.60 14162.70 New Highs 461 278 392 511 485 New Lows 15 9 14 7 13 10:30 13904.33 13815.03 13817.23 13978.05 14112.46 Nike Cl B 7.10 newsletters Blocks - primary 6,555 5,911 6,588 6,089 5,341 11:00 13922.64 13869.43 13852.80 14014.89 14116.49 Procter & Gamble 2.16 27000 Total (000) - primary 1,207,672 1,123,306 1,154,412 1,050,428 942,924 Total (000) 5,877,171 5,511,468 5,847,011 5,373,879 4,524,047 11:30 13954.00 13890.18 13851.20 14034.65 14127.47 Salesforce.com 1.45 12:00 13886.51 13899.38 13857.01 14021.86 14128.80 Please visit the new Market NYSE American Composite 12:30 13956.38 13913.61 13845.09 14032.87 14138.08 Travelers Cos 4.91 Lab home page on barrons.com Daily Mar 8 9 10 11 12 1:00 13971.24 13878.42 13838.59 14033.70 14136.40 UnitedHealth Group 8.92 Issues Traded 283 279 276 280 282 1:30 13991.76 13879.18 13887.68 14022.58 14142.82 Verizon Communications -0.37 under Data. 26000 Advances 129 212 168 199 161 2:00 13859.86 13903.74 13920.71 13988.39 14124.40 Declines 146 60 99 66 106 Visa Cl A 8.95 www.barrons.com/market-data/ Unchanged 8 7 9 15 15 2:30 13860.56 13894.17 13937.34 14039.50 14125.50 New Highs 13 8 17 18 16 3:00 13776.58 13880.67 13923.21 14009.18 14148.93 Walgreens Boots Alliance 6.01 market-lab New Lows 1 1 2 ...... 3:30 13735.09 13852.52 13884.48 14009.31 14148.34 Walmart 5.00 Blocks - primary 241 236 186 206 229 Close 13720.60 13786.82 13869.90 14022.72 14156.69 Total (000) - primary 27,534 29,719 26,701 27,821 33,030 25000 Total (000) 389,836 586,403 490,831 513,458 559,967 High (t) 14045.23 14006.89 14000.91 14127.67 14256.97 Low (t) 13562.28 13653.18 13709.81 13830.50 13960.68 TRANSPORTATION Nasdaq High (a) 13997.14 13938.47 13945.50 14061.52 14183.99 14500 Daily Mar 8 9 10 11 12 Low (a) 13656.57 13724.30 13748.88 13866.89 14034.41 Alaska Air Group 3.13 Issues Traded 4,200 4,187 4,193 4,198 4,200 Advances 2,007 3,027 2,607 3,270 2,175 Change +92.62 +66.22 +83.08 +152.82 +133.97 American Airlines Group 2.92 Declines 2,080 1,076 1,460 838 1,897 Theoretical (t): High 14256.97 Low 13562.28 Avis Budget Group 6.52 14000 Unchanged 113 84 126 90 128 Actual (a): New Highs 474 318 427 440 492 High 14183.99 Low 13656.57 CH Robinson Worldwide 1.89 New Lows 35 24 27 17 24 1.29685261171310) Blocks - primary 31,230 35,762 34,894 33,284 29,846 Dow Jones 15 Utilities (divisor: CSX 2.22 13500 Total (000) 5,969,763 6,271,562 5,960,056 5,929,165 5,466,416 Open (t) 817.40 826.54 833.07 834.98 838.49 Delta Air 3.62 NYSE Arca Composite Open (a) 814.88 825.29 832.60 836.76 836.43 Expeditors Intl of Wash 3.89 Daily Mar 8 9 10 11 12 10:00 817.36 829.89 837.53 839.24 837.92 FedEx 12.91 13000 Issues Traded 1,498 1,495 1,494 1,491 1,491 10:30 822.22 831.99 836.56 837.62 838.52 Advances 565 1,165 1,179 1,255 752 11:00 817.33 830.41 837.65 837.98 842.26 JB Hunt Transport 7.20 Declines 925 313 304 228 716 11:30 821.14 829.96 836.15 840.38 840.12 Unchanged 8 17 11 8 23 JetBlue Airways 1.81 12500 New Highs 224 120 267 403 318 12:00 821.16 829.57 834.14 840.64 842.50 New Lows 41 8 23 35 41 12:30 825.10 832.76 836.55 840.45 842.06 Kansas City Southern 3.86 Blocks - primary 1,331 1,367 1,281 1,079 1,096 1:00 825.99 832.65 835.52 842.54 842.74 Kirby Corp 3.88 Total (000) - primary 348,418 324,536 289,500 243,417 220,030 Total (000) 1,756,189 1,519,616 1,439,936 1,217,160 1,132,422 1:30 827.58 832.83 836.76 841.84 844.31 Landstar System 1.93 12000 2:00 826.03 831.99 838.51 842.98 845.98 Matson Inc. 3.32 2:30 829.32 830.91 837.26 841.64 845.71 3:00 828.47 830.35 837.82 838.83 847.18 Norfolk Southern 5.44 11500 OTHER MARKET INDEXES 3:30 825.51 830.73 838.26 837.06 845.11 Ryder System 4.46 Daily 3/08 3/09 3/10 3/11 3/12 Close 823.45 830.93 837.05 834.27 844.88 Southwest Airlines 4.11 NYSE Amer Comp 2729.83 2745.19 2798.61 2819.31 2848.17 High (t) 833.67 837.67 842.87 845.86 848.44 11000 Union Pacific 4.38 AmMajorMkt 2884.88 2877.54 2929.54 2941.48 2968.86 Low (t) 809.84 821.80 827.27 829.96 833.28 BNY ADR Idx 160.06 163.63 163.30 165.94 165.00 High (a) 830.34 833.52 839.43 844.24 847.38 United Airlines 5.77 Europe 131.78 133.19 134.08 134.35 134.59 Low (a) 814.62 824.85 829.12 833.95 834.90 United Parcel Service B 3.29 10500 Latin Am 175.16 176.86 181.29 188.07 186.32 Change +9.42 +7.48 +6.12 –2.78 +10.61 Asia 236.78 245.53 241.93 249.19 245.88 Theoretical (t): High 848.44 Low 809.84 Emerg M 407.59 424.09 418.80 435.43 426.88 Actual (a): UTILITIES DJ US TSM Float 40139.84 40785.52 41060.42 41603.79 41665.73 High 847.38 Low 814.62 975 Nasdaq Cmp 12609.16 13073.82 13068.83 13398.67 13319.86 AES 2.46 Dow Jones 65 Composite (divisor: 0.77362739927465) 100 Index 12299.08 12794.49 12752.07 13052.90 12937.29 American Elec Power 2.14 Indus. 9973.94 10397.90 10438.18 10684.43 10662.57 Open (t) 10497.88 10578.90 10612.47 10719.84 10765.25 Insur. 10610.12 10641.98 10750.74 10783.90 10857.52 Open (a) 10446.50 10552.89 10573.30 10696.68 10749.26 American Water Works 3.12 Banks 4687.98 4613.68 4724.99 4763.21 4843.92 10:00 10512.40 10590.94 10659.93 10756.71 10812.38 Atmos Energy -0.29 Computer 8560.95 8915.88 8849.72 9108.84 8997.41 925 Telecom 478.38 482.78 490.81 491.31 493.06 10:30 10579.26 10607.36 10626.20 10750.15 10794.55 Consolidated Edison 2.64 11:00 10588.53 10628.02 10655.80 10771.55 10810.72 NYSE Comp.-z 15288.38 15375.63 15521.84 15648.00 15715.21 Dominion Energy 3.68 Financial-z 9201.78 9192.25 9331.29 9353.19 9425.90 11:30 10615.94 10629.81 10662.59 10787.44 10808.34 Health Care-z 19778.32 19904.41 19977.30 20097.75 20124.26 12:00 10585.88 10638.62 10662.12 10783.18 10813.89 Duke Energy 2.87 Energy-z 8417.12 8303.67 8540.41 8574.32 8608.51 12:30 10635.31 10654.58 10661.44 10785.07 10818.38 Edison Intl 0.52 875 Russell 1000 2154.68 2187.95 2200.69 2227.30 2229.54 1:00 10642.27 10635.82 10667.82 10788.97 10817.35 2000 2202.99 2245.06 2285.68 2338.54 2352.79 1:30 10661.65 10631.95 10686.73 10781.83 10829.76 Exelon 2.95 3000 2298.76 2334.85 2350.47 2380.74 2384.01 2:00 10592.05 10637.79 10695.13 10773.85 10827.83 FirstEnergy 1.72 Value-v 1462.53 1461.44 1479.87 1484.61 1496.54 2:30 10619.16 10627.64 10706.24 10786.93 10832.95 Growth-v 2313.21 2388.62 2385.90 2436.79 2421.75 NextEra Energy 4.97 MidCap 2875.92 2904.15 2927.52 2970.71 2984.78 3:00 10589.00 10615.81 10706.80 10761.31 10843.27 Public Service Enterprise 1.43 825 S&P 100 Index 1728.99 1760.13 1769.80 1789.05 1786.83 3:30 10559.39 10608.17 10696.05 10757.29 10841.37 500 3821.35 3875.44 3898.81 3939.34 3943.34 Close 10531.44 10563.94 10683.00 10747.71 10851.43 Sempra Energy 9.58 Ind. 5306.01 5400.54 5422.30 5490.59 5483.10 High (t) 10718.05 10729.68 10775.03 10853.69 10909.85 Southern 1.49 MidCap 2531.20 2547.58 2582.99 2621.12 2646.34 Low (t) 10393.81 10476.46 10535.39 10642.44 10702.33 Xcel Energy 0.73 SmallCap 1327.82 1339.99 1366.99 1385.65 1397.66 High (a) 10663.72 10661.24 10718.79 10798.98 10858.10 775 Value Line(A) 8919.40 8987.37 9105.67 9233.39 9294.78 Value Line(G) 631.19 635.64 643.82 652.63 656.84 Low (a) 10446.50 10552.89 10573.30 10690.26 10749.26 Sep Oct Nov Dec Jan Feb Mar Change +95.52 +32.50 +119.06 +64.71 +103.72 DJ US Small TSM14649.61 14872.91 15104.28 15437.65 15535.58 Theoretical (t): (A)-Arithmetic Index. (G)-Geometric Index. High 10909.85 Low 10393.81 Note: Theoretical highs and lows are shown. (v)-Value 1000 and Growth 1000. (y)-Dec. 31,1965=50. (z)-Dec. Actual (a): High 10858.10 Low 10446.50 31,2002=5000. March 15, 2021 BARRON’S M35 Market Laboratory

INDEXES' P/ES & YIELDS PER SHARE VALUES OF STOCKS IN THE DOW BARRON'S 50-STOCK AVERAGE JONES AVERAGES DJ latest 52-week earnings and dividends adjusted by Dow Divisors at Friday's close. S&P Dec. 4-quarter's GAAP earnings as This index is an weighted average of 50 leading issues. reported and indicated dividends based on Friday close.S&P 500 P/E ratios based on GAAP earnings as reported. For additional This is a list of the Dow Jones trailing 52-week diluted Useful in security valuation. Source: Barron's Stats earnings series, please refer to www.spglobal.com. DJ latest available book values for FY 2019 and 2018, and S&P latest for 2018 and share earnings, dividends and book values as reported 2017. r-Revised data Mar 11 Mar 4 Mar Yr-to-Yr by the company. Bolded numbers indicate new values. 2021 2021 2020 % Chg Last Prev. Year Last Prev. Year Sources Barron's Stats and FactSet. Week Week Ago Week Week Ago S&P 500 Index 3939.34 3768.47 2636.01 49.44 DJ Ind Avg 32778.64 31496.30 23185.62 Divs Yield % 3.25 3.37 3.39 Industrial Stocks Barron's 50 Index 10376.99 9871.15 7228.70 43.55 P/E Ratio 34.89 33.52 18.00 Divs $ 27.50 27.47 25.87 Book Book Earns Divs. Value Earns Divs. Value Projected quarterly earn 23.40 23.40 104.48 –77.60 Earns Yield % 2.87 2.98 5.56 Mkt to Book 2.26 2.17 2.06 Earns $ 939.62 939.62 1288.07 Book Value $ 374.40 374.40 370.98 Am Exp 3.76 1.72 28.48 Johnson&John 5.51 4.04 22.59 Annualized projected earn 93.60 93.60 417.93 –77.60 Amgen 12.31 6.56 16.36 JPMorgChase 8.87 3.60 75.98 Annualized projected P/E 110.87 105.46 17.3 541.32 Divs Yield % 1.82 1.88 2.81 S&P 500 Index 3943.34 3841.94 2711.02 Apple 3.28 0.82 20.37 McDonalds 6.55 5.08 (11.00) Divs $ 595.80 593.17 652.35 P/E Ratio 40.15 39.12 20.40 Boeing (20.75) Suspended (15.31) Merck Co 2.77 2.48 10.20 Five-year average earn 381.02 381.02 398.55 –4.40 Mkt to Book 4.90 4.71 3.56 Earns Yield % 2.49 2.56 4.90 Caterpillar 5.46 4.12 26.52 Microsoft 6.70 2.14 15.63 Five-year average P/E 27.23 25.91 18.1 50.16 Book Value $ 6688.86 6688.86 6512.92 Earns $ 98.22 98.22 132.90 Chevron Corp (2.96) 5.16 76.62 Nike Inc 0.78 1.04 5.17 Cisco Sys 2.46 1.44 7.90 Proc Gam 5.29 3.162 18.40 Year-end earn 314.70 314.70 391.48 –19.61 DJ Trans Avg 14156.69 13627.98 7939.40 Divs Yield % 1.48 1.52 2.27 Coca Cola 1.92 1.65 4.43 3M Co 9.25 5.89 17.50 Year-end P/E 32.97 31.37 18.5 78.61 P/E Ratio 0.00 0.00 13.67 Divs $ 58.36 58.40 61.54 Disney Walt (2.74) 0.00 49.90 Salesforce.com 4.39 0.00 37.95 Earns Yield % 0.00 0.00 7.32 Mkt to Book 4.31 4.20 3.18 Dow (3.17) 2.80 18.26 Travelers Cos 10.31 3.40 101.54 Year-end earns yield, % 3.03 3.19 5.5 –44.53 Earns $ (248.70) (248.70) 580.84 Book Value $ 914.49 914.49 851.62 Goldman Sachs 25.40 5.00 227.62 UnitedHealth Grp 16.03 5.00 60.78 Best grade bond yields, % 1.69 1.66 3.05 –44.50 Home Depot 11.93 6.15 (2.89) Verizon 4.29 2.485 14.84 Divs Yield % 1.09 1.13 2.18 S&P Ind Index 5483.10 5354.92 3724.43 Bond yields/stock ylds, % 0.56 0.52 0.55 1.43 Divs $ 154.10 154.10 173.47 Honeywell 6.72 3.66 26.01 Visa 4.88 1.24 13.53 P/E Ratio 45.18 44.12 23.14 IBM 6.24 6.52 23.49 Walgreens (0.81) 1.86 26.26 Actual year-end divs 210.95 210.37 222.69 –5.27 Mkt to Book 4.18 4.02 2.45 Earns Yield % 2.21 2.27 4.32 Intel 4.94 1.337 18.07 Wal-mart 4.73 2.16 26.36 Book Value $ 3389.19 3389.19 3239.67 Actual yr-end divs yld, % 2.03 2.13 3.11 –34.65 Earns $ 121.36 121.36 160.94 Transportation Stocks DJ Utility Avg 844.88 814.03 762.60 Divs Yield % 1.34 1.37 2.07 Alaska Air Group (10.56) Suspended 35.21 KC Southern 6.55 1.69 45.95 P/E Ratio 22.90 22.07 19.99 Divs $ 73.47 73.36 77.10 American Airlines (13.84) Suspended (0.28) Kirby Corp (3.22) Nil 56.18 Earns Yield % 4.37 4.53 5.00 Mkt to Book 5.81 5.67 4.22 Avis Budget Grp (9.73) Nil 8.86 Landstar Sys 4.55 0.815 18.28 STOCK VOLUME Earns $ 36.89 36.89 38.14 Book Value $ 944.26 944.26 883.41 C.H. Robinson 3.71 2.04 12.39 Matson Inc 4.41 0.91 18.78 CSX Corp 3.60 1.06 15.32 Norf Southern 7.86 3.81 58.87 Last Prev. Year YOY Delta Air Lines (19.51) Suspended 23.89 Ryder Sys (2.42) 2.24 46.48 Week Week Ago % Chg 144 FILINGS Expeditors Int'l 4.08 1.04 12.94 Southwest Air (2.79) 0.00 18.94 NYSE(a) 5,478,741 6,287,237 9,824,505 -44.23 FedEx 9.19 2.60 69.84 Un Pacific 7.88 3.88 26.19 30 Dow Inds (b) 2,124,239 2,193,508 3,851,105 -44.84 Hunt (JB) 4.74 1.09 21.34 UPS 1.63 4.05 3.81 JetBlue Air (3.03) Nil 17.02 United Airlines (16.45) Nil 45.90 20 Dow Trans (b) 565,544 613,031 917,375 -38.35 SEC Form 144 must be filed by holders of restricted securities (also called letter stock) who intend to sell shares. Shares Indi- 15 Dow Utils (b) 297,895 324,790 505,150 -41.03 cated:thenumbertobesold.SalesDate:theapproximatedateofthesale.(Sometimessharesaren'tsold,eventhoughtheirowner Utility Stocks 65 Dow Stks (b) 2,987,678 3,131,329 5,273,630 -43.35 has filed a Form144.) Source: Thomson Reuters AES Corp. 0.09 0.579 4.51 Exelon 2.01 1.53 33.12 NYSE American (a) 144,805 182,528 167,544 -13.57 Am Elec 4.44 2.88 39.73 FirstEnergy 2.00 1.56 12.90 Nasdaq(d) 29,596,962 30,889,671 22,784,840 29.90 Shares Sale American Water Works 3.91 2.20 33.85 NextEra Energy 1.99 1.40 75.67 NYSE 15 Most Active Company Sym Indicated $ Value Date Seller Title Atmos Energy 5.15 2.34 48.18 Xcel Energy 2.80 1.7475 25.24 Average Price 34.41 17.88 12.73 170.31 Ww International WW 1,038,114 30,101,140 3/3/21 Winfrey, Oprah D Con Ed 3.29 3.06 54.12 Pub Sv Ent 3.76 1.98 29.94 % Tot Vol 21.26 21.44 16.12 31.89 Lyft Dominion Energy (0.52) 3.45 35.33 Sempra Energy 12.78 4.18 60.58 Stock Offerings $(z,v) 14,157,200 r25,478,200 555,500 2448.55 LYFT 739,000 44,118,300 3/3/21 Green, Logan AF Duke Energy 1.73 3.84 61.20 Southn Co. 2.95 2.54 25.03 Tradeweb Markets TW 500,000 36,880,000 2/26/21 Hult, William AF Edison Int'l 1.98 2.567 36.75 Daily Stock Volume Tradeweb Markets TW 500,000 36,845,000 3/2/21 Olesky, Lee AF Daily 3/8 3/9 3/10 3/11 3/12 Oracle ORCL 400,000 26,244,000 3/5/21 Henley, Jeffrey AF Freeport-Mcmoran FCX 300,000 9,970,758 3/4/21 Ford, Gerald D Coming U.S. Auctions Yields (%) NYSE(a) 1,207,672 1,123,306 1,154,412 1,050,428 942,924 Affirm AFRM 263,386 24,510,701 3/3/21 Michalek, Libor O Day When Last 30 Inds (b) 499,577.6 463,744.4 410,225.5 402,404.3 348,286.8 Upwork UPWK 260,000 12,012,000 3/4/21 Brown, Hayden AF Issued* Auction 20 Trans (b) 127,685.4 103,554.4 99,949.2 107,875.8 126,479.5 15 Utils (b) 77,147.7 66,903.1 59,806.0 49,549.7 44,488.8 Berkeley Lights BLI 250,000 17,185,000 3/3/21 Rothman, James D M Unity Software 65 Stks (b) 704,410.7 634,201.9 569,980.7 559,829.9 519,255.2 U 217,124 23,575,323 3/1/21 Riccitiello, John AF $54.0 bil 3-month 0.040 0.046 NYSE Amer(a) 27,534 29,719 26,701 27,821 33,030 $51.0 bil 6-month 0.055 0.061 Nasd(d) 5,969,763 6,271,562 5,960,056 5,929,165 5,466,416 THE WEEK IN STOCKS FOR THE MAJOR INDEXES NYSE 15 Most Active * As of Friday afternoon. Avg. Price 28.31 33.05 33.88 26.60 42.56 12-Month Weekly Friday Weekly 12-Month Change From % Tot Vol 20.70 20.84 26.16 22.66 20.22 High Low High Low Close Chg. % Chg. Chg. % Chg. 12/31 % Chg. Numbers in thousands save price and percentages. (a) Primary Dow Jones Indexes DISTRIBUTIONS & OFFERINGS volume. (b) Composite volume. (d) as of 4:10 pm. (r) Revised. (v) 32778.64 18591.93 30 Indus 32778.64 31802.44 32778.64 1282.34 4.07 9593.02 41.37 2172.16 7.10 Secondary Distributions of common stocks W/E Thursday. (z) Source: Refinitiv. 14156.69 6703.63 20 Transp 14156.69 13720.60 14156.69 528.71 3.88 6217.29 78.31 1649.76 13.19 Autohome 30,291,200 $176.30 $687,824,546 917.38 610.89 15 Utilities 844.88 823.45 844.88 30.85 3.79 82.28 10.79 –19.76 –2.29 Cactus 6,325,000 $31.50 $199,237,500 10851.43 6100.31 65 Comp 10851.43 10531.44 10851.43 415.51 3.98 3331.83 44.31 742.72 7.35 CAE 10,454,545 $27.50 $287,499,988 DELTA MARKET SENTIMENT INDICATOR Dow Jones Indexes FedNat Holding Co 3,500,000 $4.75 $16,625,000 41733.23 22462.76 US TSM Float 41665.73 40139.84 41665.73 1306.65 3.24 14377.40 52.69 2446.11 6.24 The Delta MSI measures the position of ~1,800 stocks relative to an 1000.82 547.67 US Market 997.77 963.59 997.77 28.22 2.91 332.09 49.89 50.42 5.32 Hess Midstream LP 6,900,000 $21.00 $144,900,000 intermediate-term moving average crossover (MAC) point. When 1101.29 487.28 Internet 1009.24 934.77 997.67 32.00 3.31 445.42 80.65 36.10 3.75 Itron 3,900,000 $90.00 $351,000,000 greaterthan50%ofthestocksfollowedareabovethisMACpoint,the market is bullish and equities are attractive. When the indicator is New York Stock Exchange Jounce Therapeutics 5,000,000 $11.25 $56,250,000 below 50%, risk is elevated and stock exposures should be reduced. 15715.21 8777.38 Comp-z 15715.21 15288.38 15715.21 463.37 3.04 4863.23 44.81 1190.40 8.20 Meat-Tech 3D Ltd 24,271,850 $10.30 $25,000,006 Manager uses discretion on asset allocation when MSI is 50% +/- 3%. 9425.90 5036.38 Financial-z 9425.90 9192.25 9425.90 326.24 3.59 2769.26 41.60 1133.05 13.66 MGM Growth Properties 21,850,000 $32.15 $702,477,500 Last 2 Weeks 3 Weeks 20901.84 12991.76 Health Care-z 20124.26 19778.32 20124.26 317.03 1.60 4288.17 27.08 78.59 0.39 Rimini Street 7,750,000 $7.75 $60,062,500 8608.51 4032.17 Energy-z 8608.51 8303.67 8608.51 155.86 1.84 3219.98 59.76 2105.73 32.38 Current Sentiment Week Ago Ago Savara 57,479,978 $1.45 $83,345,968 NYSE American Stock Exchange 2848.17 1317.22 NYSE Amer Comp 2848.17 2729.83 2848.17 145.22 5.37 1245.92 77.76 487.27 20.64 SJW Group 1,030,000 $59.00 $60,770,000 BULLISH 63.3% 70.7% 78.1% 2968.86 1742.29 Major Mkt 2968.86 2877.54 2968.86 120.43 4.23 784.23 35.90 221.83 8.08 Smith Micro Software 9,520,787 $6.85 $65,217,391 Current Market Exposure: 100% Equities, 0% Bonds, 0% Cash Standard & Poor's Indexes Xenon Pharmaceuticals 6,216,216 $18.50 $114,999,888 Source: Delta Investment Management 1803.14 1040.00 100 Index 1789.05 1728.99 1786.83 43.12 2.47 549.63 44.43 66.33 3.86 Source: Dealogic LLC, New York City; (212) 577-4400. www.deltaim.com, (415) 249-6337 3943.34 2237.40 500 Index 3943.34 3821.35 3943.34 101.40 2.64 1232.32 45.46 187.27 4.99 5549.23 3123.44 Indus 5490.59 5306.01 5483.10 128.18 2.39 1758.67 47.22 185.82 3.51 2646.34 1218.55 MidCap 2646.34 2531.20 2646.34 133.42 5.31 1099.36 71.07 339.72 14.73 1397.66 595.67 SmallCap 1397.66 1327.82 1397.66 95.54 7.34 671.68 92.52 278.73 24.91 U.S. DOLLAR INDEX vs EURO and YEN Nasdaq Stock Market 14095.47 6860.67 Comp 13398.67 12609.16 13319.86 399.72 3.09 5444.99 69.14 431.58 3.35 We Yield: As treasury yields edged up, the dollar has gained against currencies like the 13807.70 6994.29 100 Index 13052.90 12299.08 12937.29 268.78 2.12 4942.03 61.81 49.01 0.38 11219.80 5239.66 Indus 10684.43 9973.94 10662.57 527.85 5.21 4764.26 80.77 265.74 2.56 yen. Over the week, however, the U.S. Dollar Index slipped 0.3%, to end at 91.66. 10857.52 6343.13 Insur 10857.52 10610.12 10857.52 337.42 3.21 2916.10 36.72 771.09 7.64 20 4843.92 2136.72 Banks 4843.92 4613.68 4843.92 284.37 6.24 2175.12 81.50 1297.03 36.57 9689.72 4608.77 Computer 9108.84 8560.95 8997.41 99.68 1.12 3632.24 67.70 179.89 2.04 15

493.06 298.17 Telecom 493.06 478.38 493.06 17.26 3.63 161.65 48.77 18.93 3.99 EURO in $ Russell Indexes s 2237.63 1224.45 1000 2229.54 2154.68 2229.54 61.75 2.85 741.50 49.83 108.67 5.12 10 2352.79 991.16 2000 2352.79 2202.99 2352.79 160.58 7.32 1142.65 94.42 377.93 19.14 2387.37 1288.04 3000 2384.01 2298.76 2384.01 73.04 3.16 819.30 52.36 135.58 6.03 5 1496.54 838.37 Value-v 1496.54 1461.44 1496.54 46.68 3.22 449.91 42.99 146.91 10.89 2561.97 1322.15 Growth-v 2436.79 2313.21 2421.75 58.31 2.47 849.42 54.02 –6.01 –0.25 s 0 2984.78 1471.40 MidCap 2984.78 2875.92 2984.78 108.00 3.75 1127.95 60.75 241.73 8.81 YEN in $ Others s 9294.78 3854.81 Value Line-a 9294.78 8919.40 9294.78 436.81 4.93 4555.78 96.13 1381.75 17.46 -5 DXY (91.66) 656.84 305.71 Value Line-g 656.84 631.19 656.84 29.66 4.73 274.21 71.66 88.07 15.48 15535.58 6621.12 DJ US Small TSM15535.58 14649.61 15535.58 952.45 6.53 7379.61 90.48 2286.91 17.26 -10 971.45 455.11 Barron's 400 971.45 932.22 971.45 45.22 4.88 416.60 75.08 119.25 13.99 A M J J A S O N D J FM High/Low's are based upon the daily closing index. a-Arithmetic Index. G-Geometric Index. V-Value 1000 and Growth 1000 y-Dec. 31,1965=50 z-Dec. 31,2002=5000 Source: Tullett Prebon M36 BARRON’S March 15, 2021 Market Laboratory

US TREASURY BILLS DOW JONES U.S. TOTAL MARKET INDUSTRY GROUPS Coming Earnings Net Change % Change and Ranking 52 Week Wkly Ask Top 20 Weekly Ranked IG-Sym Close Wkly YTD Week Rank Yr Ago Rank YTD Rank 3 Yr High Low Maturity Bid Asked Chg. Yld. Day Consensus Year Automobiles DJUSAU 901.97+ 113.56 40.68 +14.40 [1] +318.28 [2] +4.72 [77] +63.76 1,077.96 134.39 Mar 16 '21 0.02 0.01 -0.02 0.01 Estimate Ago Automobiles & Parts DJUSAP 1070.04+ 121.81 60.62 +12.85 [2] +252.35 [4] +6.01 [67] +44.50 1,239.34 195.90 Mar 18 '21 0.03 0.02 -0.01 0.02 Continued from page 13 of the main section. Aluminum DJUSAL 109.86 + 10.83 31.12 +10.93 [3] +273.80 [3] +39.52 [5] –10.43 109.86 17.51 Mar 23 '21 0.04 0.03 -0.01 0.03 Mar 25 '21 0.03 0.02 -0.01 0.02 Gambling DJUSCA 1034.31 + 77.61 220.61 +8.11 [4] +75.75 [24] +27.11 [9] –.58 1,034.31 338.56 TH Mar 30 '21 0.04 0.03 .... 0.03 Mortgage Finance DJUSMF 8.35 + .61 .65 +7.91 [5] +16.75 [113] +8.50 [55] –.15 8.44 3.94 Apr 01 '21 0.04 0.03 .... 0.03 Dollar General (Q4) 2.71 2.10 Recreational Products DJUSRP 614.30 + 43.27 99.39 +7.58 [6] +101.61 [7] +19.30 [22] +15.30 614.30 216.09 Apr 06 '21 0.03 0.02 -0.01 0.02 FedEx (Q3) 3.41 1.41 Industrial Metals & Mining DJUSIM 333.40 + 22.52 90.54 +7.24 [7] +177.79 [5] +37.28 [6] +8.79 333.40 88.40 Apr 08 '21 0.03 0.02 -0.01 0.02 Nike (Q3) 0.76 0.53 Hotel & Lodging REITs DJUSHL 87.84 + 5.86 11.93 +7.15 [8] +37.87 [83] +15.72 [29] –9.04 88.83 36.21 Apr 13 '21 0.03 0.02 -0.01 0.02 (Earnings are diluted and report dates are tentative. All fore- Steel DJUSST 288.72 + 19.04 65.63 +7.06 [9] +84.13 [14] +29.42 [8] –1.74 288.72 121.97 Apr 15 '21 0.03 0.02 -0.01 0.02 casts and historical numbers exclude extraordinary items by Nonferrous Metals DJUSNF 501.23 + 32.77 153.16 +7.00 [10] +361.45 [1] +44.00 [2] +26.68 509.39 71.03 Apr 20 '21 0.03 0.02 -0.01 0.02 Apr 22 '21 0.03 0.02 -0.01 0.02 accounting definitions.) Drug Retailers DJUSRD 838.56 + 54.26 129.99 +6.92 [11] +15.92 [115] +18.35 [25] –6.18 838.56 619.69 Source: FactSet Home Improvement Rtlrs DJUSHI 589.81 + 36.16 15.89 +6.53 [12] +39.05 [81] +2.77 [93] +17.04 622.62 298.04 Apr 27 '21 0.04 0.03 -0.01 0.03 Apr 29 '21 0.04 0.03 -0.01 0.03 Aerospace DJUSAS 1529.51 + 87.20 134.10 +6.05 [13] +32.23 [93] +9.61 [49] –2.22 1,529.51 734.60 May 04 '21 0.04 0.03 -0.01 0.03 Basic Resources DJUSBS 264.91 + 14.55 45.66 +5.81 [14] +97.25 [10] +20.82 [19] +9.13 264.91 109.84 May 06 '21 0.03 0.02 -0.01 0.02 Apparel Retailers DJUSRA 1172.99 + 63.92 64.54 +5.76 [15] +34.06 [88] +5.82 [70] +12.11 1,180.37 590.10 May 11 '21 0.03 0.02 .... 0.02 Footwear DJUSFT 2550.26+ 137.04 14.31 +5.68 [16] +66.77 [37] +.56 [105] +26.76 2,647.04 1,139.98 May 13 '21 0.04 0.03 -0.01 0.03 NAME CHANGES Transportation Svcs DJUSTS 303.09 + 15.99 23.45 +5.57 [17] +80.91 [15] +8.39 [56] +2.00 303.09 102.80 May 20 '21 0.04 0.03 -0.01 0.03 Real Estate Holding & Dev DJUSEH 77.17 + 4.03 14.62 +5.52 [18] +9.40 [121] +23.38 [14] –10.70 80.89 29.67 May 27 '21 0.04 0.03 .... 0.03 NYSE Business Support Svcs DJUSIV 936.05 + 46.53 –8.52 +5.23 [19] +42.67 [75] –.90 [114] +15.49 955.38 521.14 Jun 03 '21 0.04 0.03 -0.01 0.03 Ouster (OUST), formerly Colonnade Acquisition (CLA) Heavy Construction DJUSHV 674.24 + 32.95 122.95 +5.14 [20] +85.66 [13] +22.30 [17] +13.66 674.24 267.34 Jun 10 '21 0.04 0.03 -0.01 0.03 Net Change % Change and Ranking 52 Week Jun 17 '21 0.04 0.03 -0.01 0.03 Nasdaq Top 20 Yr Ago Ranked IG-Sym Close Wkly YTD Week Rank Yr Ago Rank YTD Rank 3 Yr High Low Jun 24 '21 0.04 0.03 .... 0.03 Jul 01 '21 0.04 0.03 .... 0.03 Alkuri Global Acquisition (KURIU), formerly Ark Global Nonferrous Metals DJUSNF 501.23 + 32.77 153.16 +7.00 [10] +361.45 [1] +44.00 [2] +26.68 509.39 71.03 Jul 08 '21 0.05 0.04 -0.01 0.04 Acquisition (ARKIU) Automobiles DJUSAU 901.97+ 113.56 40.68 +14.40 [1] +318.28 [2] +4.72 [77] +63.76 1,077.96 134.39 Jul 15 '21 0.04 0.03 -0.01 0.03 Aluminum DJUSAL 109.86 + 10.83 31.12 +10.93 [3] +273.80 [3] +39.52 [5] –10.43 109.86 17.51 Jul 22 '21 0.05 0.04 .... 0.04 ImmunityBio (IBRX), formerly NantKwest (NK) Automobiles & Parts DJUSAP 1070.04+ 121.81 60.62 +12.85 [2] +252.35 [4] +6.01 [67] +44.50 1,239.34 195.90 Jul 29 '21 0.05 0.04 .... 0.04 Vidler Water Resouces (VWTR), formerly PICO Holdings Industrial Metals & Mining DJUSIM 333.40 + 22.52 90.54 +7.24 [7] +177.79 [5] +37.28 [6] +8.79 333.40 88.40 Aug 05 '21 0.05 0.04 -0.01 0.04 (PICO) Aug 12 '21 0.06 0.05 .... 0.05 Commercial Vehicles DJUSHR 3361.59 + 72.09 634.51 +2.19 [88] +107.38 [6] +23.27 [15] +16.10 3,361.59 1,301.27 View (VIEW), formerly CF Finance Acquisition II (CFII) Recreational Products DJUSRP 614.30 + 43.27 99.39 +7.58 [6] +101.61 [7] +19.30 [22] +15.30 614.30 216.09 Aug 19 '21 0.05 0.04 .... 0.04 Aug 26 '21 0.06 0.05 -0.01 0.05 Delivery Svcs DJUSAF 1427.11 + 36.58 14.03 +2.63 [76] +99.01 [8] +.99 [102] +10.32 1,498.78 666.48 Sep 02 '21 0.06 0.05 -0.01 0.05 Exploration & Production DJUSOS 587.33 + 5.09 183.21 +.87 [123] +98.15 [9] +45.33 [1] –5.30 587.33 214.60 Sep 09 '21 0.06 0.05 -0.01 0.05 SELECTED INITIAL PUBLIC OFFERINGS Basic Resources DJUSBS 264.91 + 14.55 45.66 +5.81 [14] +97.25 [10] +20.82 [19] +9.13 264.91 109.84 Oct 07 '21 0.07 0.06 0.01 0.06 Travel & Tourism DJUSTT 934.90 + 33.93 124.43 +3.77 [40] +86.88 [11] +15.35 [31] +6.82 934.90 390.41 Nov 04 '21 0.07 0.06 0.01 0.06 Initial Most Oil Equipment & Svcs DJUSOI 187.88 – .20 39.97 –.11 [131] +86.85 [12] +27.03 [10] –23.56 190.69 69.91 Dec 02 '21 0.08 0.07 0.01 0.07 Ticker Offer IPO Recent % Heavy Construction DJUSHV 674.24 + 32.95 122.95 +5.14 [20] +85.66 [13] +22.30 [17] +13.66 674.24 267.34 Dec 30 '21 0.09 0.08 0.01 0.08 Code Price Date Price Chg Steel DJUSST 288.72 + 19.04 65.63 +7.06 [9] +84.13 [14] +29.42 [8] –1.74 288.72 121.97 Jan 27 '22 0.09 0.08 0.01 0.08 Hayward Holdings HAYW 17.00 3/12 17.00 0.0% Transportation Svcs DJUSTS 303.09 + 15.99 23.45 +5.57 [17] +80.91 [15] +8.39 [56] +2.00 303.09 102.80 Feb 24 '22 0.09 0.08 0.01 0.08 JOANN JOAN 12.00 3/12 12.25 2.1% Auto Parts DJUSAT 631.73 + 19.95 85.55 +3.26 [59] +80.02 [16] +15.66 [30] +4.04 631.73 244.95 Furnishings DJUSFH 460.62 + 5.44 96.26 +1.19 [117] +79.47 [17] +26.42 [11] +2.65 463.50 151.80 Longboard Pharma LBPH 16.00 3/12 16.65 4.1% Media Agencies DJUSAV 799.66 + 37.37 80.53 +4.90 [22] +78.42 [18] +11.20 [40] +12.45 869.80 347.17 MeaTech 3D MITC 10.30 3/12 10.00 -2.9% Semiconductor DJUSSC 6609.39+ 196.61 360.55 +3.07 [65] +78.28 [19] +5.77 [71] +21.88 7,151.80 3,082.27 NYSE HALF-HOURLY VOLUME Archimedes Tech ATSPU 10.00 3/11 9.93 -0.7% Electronic Equipment DJUSAI 949.24 + 9.24 71.25 +.98 [121] +77.77 [20] +8.11 [59] +14.45 978.29 433.98 Coupang CPNG 35.00 3/11 48.47 38.5% Daily 3/08 3/09 3/10 3/11 3/12 Groups are weighted by capitalization. 52-week highs and lows are based on daily closes. Dec. 31, 1991=100. In the U.S. listings, % vol chg First High-School Edu FHS 10.00 3/11 7.58 -24.2% column shows the change from previous 65-day moving average. Volume figures do not reflect extended trading hours. 9:30-10:00 181,271 174,237 175,572 164,139 137,699 Frontier Acquisition FRONU 10.00 3/11 10.25 2.5% L Catterton Asia Acqui LCAAU 10.00 3/11 10.05 0.5% 10:00-10:30 70,555 75,250 84,210 63,164 59,621 AMERICAN DEBT AND DEFICITS Pine Technology PTOCU 10.00 3/11 9.97 -0.3% 10:30-11:00 66,093 65,972 71,862 58,723 49,723 Silver Spike Acqui II SPKBU 10.00 3/11 10.02 0.2% Latest Preceding Year AgoYear over Year 11:00-11:30 54,037 49,303 56,028 48,350 43,733 Agile Growth AGGRU 10.00 3/10 10.00 0.0% Report Report Report % Chg 11:30-12:00 49,325 43,540 47,675 42,255 38,665 Colonnade Acqui II CLAAU 10.00 3/10 10.03 0.3% Digital Transformation Federal Budget Deficit (bil. $)-a ...... 920FY'22 966FY'21 1,083FY'20 …. 12:00-12:30 48,915 38,489 44,499 35,905 30,335 DTOCU 10.00 3/10 10.01 0.1% 12:30-1:00 40,560 36,013 52,397 39,853 29,732 ESM Acquisition ESMU 10.00 3/10 9.99 -0.1% Budget Surplus/Deficit (bil. $)-b, February...... –310.92 –162.83 –235.28 32.15 1:00-1:30 37,128 38,173 47,264 35,643 27,863 Forest Road Acqui II FRXBU 10.00 3/10 10.40 4.0% Trade Deficit (bil. $, sa)-c, January...... –68.21 r-66.97 –44.38 53.70 PWP Forward Acqui I FRWAU 10.00 3/10 9.99 -0.1% 1:30-2:00 60,035 38,522 41,636 36,240 29,065 Treasury Gross Public Debt. (bil. $)-d ...... 27,926.6 27,979.5 23,483.0 18.92 Roblox RBLX 45.00 3/10 69.70 54.9% 2:00-2:30 49,038 35,572 42,373 34,398 28,342 Treasury Statutory Debt Limit (bil. $)-d...... * 21,987.7 …. …. Sandbridge X2 SBIIU 10.00 3/10 10.02 0.2% 2:30-3:00 47,559 40,918 47,193 39,313 31,803 Consumer Installment Debt (bil. $)-e, January ...... 4,176.8 r4,178.1 4,203.2 -0.63 Vector Acquisition II VAQC 10.00 3/10 10.00 0.0% 3:00-3:30 63,451 45,345 46,448 45,284 37,837 Independence Hldgs ACQRU 10.00 3/9 10.12 1.2% Sources: a-Office of Management and Budget, b-Monthly Treasury Statement, c-Monthly Commerce Dept. Report, d-Daily Treasury 3:30-4:00 439,705 441,972 397,257 407,160 398,508 Peridot Acquisition II PDOTU 10.00 3/9 10.03 0.3% Statement, e-Monthly Federal Reserve Release.*Statutory debt limit temporarily suspended through July 31, 2021.

PULSE OF THE ECONOMY

Only includes new reports. Latest Latest Preceding Year YroYr Latest Latest Preceding Year YroYr Economic Growth and Investment Date Data Period Ago % Chg Date Data Period Ago % Chg No Activity for this Week Inflation Production JOC–ECRI Industrial Price Index f ...... Mar 12 132.61 127.54 83.15 59.48 Electric power, (mil. kw hrs) (EEI) ...... Mar 6 73,193 73,408 72,083 1.54 Consumer price index b (unadjusted) ...... Feb 263.0 261.6 258.7 1.66 Petroleum, related capacity, % ...... Mar 5 69.0 56.0 86.4 –20.14 Producer price index (finished goods) c ...... Feb 211.6 208.4 206.0 2.72 Rotary rigs running, U.S. & Can., (Hughes) ...... Mar 12 518 544 967 –46.43 Rate of inflation, % (annual, unadjusted)...... Feb 1.7 1.4 2.3 …. Steel, (thous. tons)...... Mar 6 1,755 1,749 1,903 –7.78 Steel, rated capacity, % (AISI)...... Mar 6 77.4 77.2 81.6 –5.15 Employment Consumption and Distribution Initial jobless claims (thous.) ...... Mar 6 712 r754 211 237.44 Continuing claims (mil.) ...... Feb 27 4.144 r4.337 1.699 143.91 Instinet Research Redbook Avg. (monthly %)...... Mar 6 –18.08 –0.26 1.05 …. Job openings, (thous.) ...... Jan 6,917 r6,752 7,154 –3.31 Baltic Dry Index ...... Mar 12 1,960 1,829 633 209.64 Hires, (thous.)...... Jan 5,301 r5,411 5,974 –11.27 Wholesale sales, (mil. $) ...... Jan 531,726 r506,844 502,202 5.88 Total separations, (thous.)...... Jan 5,307 r5,582 5,714 –7.12 Inventories Help Wanted Online –Ads (thous,) ...... Feb 5,717.7 6,147.9 5,647.7 1.24 Small Business Optimism Index ...... Feb 95.8 95.0 104.5 –8.33 Domestic crude oil, (thous. bbls) Comm. (Excl. Lease Stck) ...... Mar 5 498,403 484,605 451,783 10.32 Gasoline, (thous. bbls) ...... Mar 5 231,603 243,472 246,999 –6.23 Construction Wholesale inventories, (mil. $) ...... Jan 661,736 r653,276 658,081 0.56 No Activity for this Week Orders No Activity for this Week Other Indicators Trade Citi Research Panic–Euphoria Reading ...... Mar 12 1.16 r1.33 –0.14 …. a-1997 equals 100. b-1982-84 equals 100. c-1982 equals 100. f-1996 equals 100. h-benchmark revision, 2016 equals 100. r-Revised. No Activity for this Week March 15, 2021 BARRON’S M37 Market Laboratory

WEEK’S NEW HIGHS AND LOWS WEEK’S NEW HIGHS AND LOWS WEEK’S NEW HIGHS AND LOWS WEEK’S NEW HIGHS AND LOWS Weekly Comp. NYSE NYSE Amer Nasdaq CalamosL/SEqu FVCBankcorp MidlandStBncp SVB Fin EnvlImpactWt IdexBiometrics NebulaCaravelWt TurmericAcqn BlackRockFRIncm Ferro NatlHealthInv TempurSealy CalamosStratTot Gaia MidPennBancorp SVF Invt 2 Epizyme Immunocore NightDragon TZP Strategies BlkRkDurInco Tr FinTechEvol NatWest Tenaris New Highs 951 38 870 CalavoGrowers GeminiTherap MidWestOneFin SVF Invt 3 EvoAcqn Independence OmegaAlpha VangdIntermTrmTrea BlkRkMultiIT FinVolution NaviosMaritime TenetHealthcare CalumetSpecialty GencorIndustries MillerHerman SykesEnterprises FifthWall I INSUAcqnIIIUn OptheaADR VangdLong-TermTrea BlkRkNY MI Tr2 FirstBanCorp NaviosMaritime Tennant New Lows 66 6 124 CambiumNtwks Gentherm Mind CTI Synaptics FinTechAcqnVWt Invsc1-30LadTrea OrionAcqn VectorAcqnIIA BlkRkRscs&Comm FirstCmwlthFin Nelnet Tenneco CambridgeBncp GermanAmerBncp Monro Talend FoghornTherap InvscBS2030CorpBd PathfinderAcqn VickersVantIWt BlkRk2022GlbIncm First HS Educ Nesco Terex NYSE AMER CamdenNational GigaMedia MonroeCapital TaylorDevices FoxWayneEntsWt iSh20+YTreasuryBd PatriaInvts VinciPartnersInvt Blackstone FirstHorizon NescoWt TerraIncmVI Nts Camtek GIIIApparel MrCooper TCF Financial FreelineTherap iSh7-10YTreasuryBd PineTech VPC Impact II BlackstoneMtg FT DynEurope NewFrontierHlth TetraTech NEW HIGHS Canaan GlacierBancorp MTBC PfdA TCG BDC BlackstoneSrFRTerm FT EnhEquity NewFrontierWt TexasPacLand AbrdnAusEq CornstnStrat GoldRoyaltyWt ParkNational CapitalaFinNts22 GladstoneCap MVB Financial Tecnoglass NYSE BlockHR FT SrFR2022 NewJerseyRscs Textron AcmeUnited CornerstoneTRFd ImperialOil RingEnergy CapitalBancorp GladstoneComm MYR Group TerritBanc BluegreenVac FivePoint NewResidentialPfdB ThorIndustries AdamsRes EvansBancorp inTEST SachemCapital CapitalCityBank GladstoneInvt Napco Security TexasCapBcshs NEW HIGHS BluegreenVac Flagstar NewSeniorInvt TidewaterWtB BK Tech EvolutionPetrol InvescoAdvMuniII Seaboard CapitalSouthwest GladstoneLand Nasdaq TexasRoadhouse AAR Volaris InvescoCreditOpps QuanexBldg Boeing Flowserve NewparkResources TidewaterWtA BarHarborBkshs FTS Intl LGL Group SifcoInd CapitolFedFin GladstonePfdB Nathan's TFS Fin ABB Cooper-Standard InvescoMuniOpp QuantaServices BoiseCascade Fluor NexTierOilfield Tilly's Birks FT EnerIncome MilestoneSci TompkinsFin CapStarFin GlbPtrII A NatlCineMedia TheBancorp ABMIndustries CoreLabs InvescoSeniorIncm QuantumFin BonanzaCreekEner FootLocker NielsenHoldings TimkenSteel CentralSecs FranklinLtdDuratn NewbrgrBrmHY UraniumEner CareTrustREIT GlbPtrII Wt NatlEnerSvs TimberlandBncp AECOM CorePoint IsosAcqn QuantumFinWt BorgWarner FordMotor NomuraHoldings Toll Bros Chase GabelliPfdB NeuBermanMLP&En WellsFargoIncOpp CarterBkshrs GlbXDAXGermany NatlEnerSvsWt TowneBank Aflac CornerstoneBldg IvyHiIncomeOppsFd QuotientTech BoulderGrowth ForestRoad II NorfolkSouthern TorontoDomBk CheniereEnergy GabelliGoAnywhere NorthernOil&Gas WilliamsIndlSvcs CasellaWaste GlbXMSCISuperDiv NatureSunshine TractorSupply AGCO Corning 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EnvlImpactA HycroftMining NebulaCaravel ThimblePoint BlkRkEnhGlbDiv Ferguson NationalFuelGas Tele&DataPfdUU D&ZMedia Hayward M38 BARRON’S March 15, 2021 Market Laboratory

MONEY RATES CBOE PUT/CALL RATIO vs S&P 100 FOREIGN EXCHANGE Latest Prev. Yr Ago Readings in the CBOE equity put-call ratio of 60:100 Friday, March 12, 2021 Foreign Foreign U.S. $ in U.S. $ in Week Week and in the S&P 100 of 125:100 are considered bullish, TheNewYorkforeignexchangemid-rangeratesarequotedat5 Currency Currency Foreign Foreign p.m. Eastern time by Tullett Prebon. Retail transactions pro- in U.S.$ in U.S.$ Currency Currency Discount Rate (NY) 0.25 0.25 1.75 for instance. Bearish signals flash when the equity Country Fri. Last Fri. Fri. Last Fri. put-call level reaches the vicinity of 30:100 and the vide fewer units of foreign currency per dollar. Prime Rate (base) 3.25 3.25 4.25 index ratio hits 75:100. Foreign Foreign U.S. $ in U.S. $ in South Korea (Won) .0008799 .0008864 1136.49 1128.20 Currency Currency Foreign Foreign Fed Funds Rate Sri Lanka (Rupee) .0051 .0051 196.4100 195.9100 S&P 100 CBOE in U.S.$ in U.S.$ Currency Currency Avg effective offer 0.07 0.07 1.12 Country Fri. Last Fri. Fri. Last Fri. Sweden (Krona) .1179 .1172 8.4828 8.5319 Avg weekly auction-c 0.07 0.07 1.29 Switzerland (Franc) 1.0756 1.0741 .9297 .9310 4.90 1.10 Argentina (Peso)-y .0110 .0111 90.7723 90.2861

S&P 100 Taiwan (Dollar) .03550 .03578 28.166 27.948 T-Bills Rate s Australia (Dollar) .7763 .7684 1.2882 1.3014 .03261 .03274 30.670 30.540

s Thailand (Baht) 13 weeks, Coupon Yield 0.046 0.041 0.396 CBOE Bahrain (Dinar) 2.6518 2.6516 .3771 .3771 Turkey (New Lira)-d .1322 .1326 7.5623 7.5392 13 weeks, Auction Rate 0.045 0.040 0.390 4.00 0.95 Brazil (Real) .1801 .1757 5.5522 5.6907 Ukraine (Hryvnia) .0359 .0359 27.8500 27.8500 26 weeks, Coupon Yield 0.061 0.061 0.406 Bulgaria (Lev) .6111 .6093 1.6365 1.6412 U.K. (Pound) 1.3919 1.3836 .7184 .7228 26 weeks, Auction Rate 0.060 0.060 0.400 Canada (Dollar) .8015 .7901 1.2477 1.2657 Uruguay (Peso) …… .. …… .. …… .. …… .. Avg weekly auction-c 0.04 0.04 0.76 3.10 0.80 Chile (Peso) .001381 .001364 724.10 733.40 Financial .02254 .02277 44.375 43.920 China (Renminbi) .1536 .1539 6.5085 6.4968 ---- Broker Call Rate 2.00 2.00 3.00 Colombia (Peso) .0002796 .0002751 3576.00 3635.15 Euro 1.1954 1.1912 .8365 .8395 Special Drawing Rights (SDR) are based on exchange rates for the U.S., Bankers Acceptances 2.20 0.65 Croatia (Kuna) .1575349 .1572723 6.35 6.36 …… .. …… .. …… .. …… .. British, and Japanese currencies. Source: International Monetary Fund. 1 month 0.12 0.12 1.13 Czech. Rep. (Koruna) a-Russian Central Bank rate. b-government rate. d-rebased as of Jan. 1, 2 months 0.13 0.13 1.13 Commercial rate .04566 .04523 21.901 22.108 2005. y-floating rate. 3 months 0.15 0.15 1.23 Denmark (Krone) .1607 .1602 6.2213 6.2432 6 months 0.20 0.20 1.30 1.30 0.50 EcuadorUS Dollar 1.0000 1.0000 1.0000 1.0000 Egypt (Pound)-y .0637 .0637 15.6981 15.6946 Euro Libor Rate Hong Kong (Dollar) .1288 .1288 7.7628 7.7634 1 month -0.578 -0.579 -0.527 0.40 0.35 Hungary (Forint) .003256 .003242 307.17 308.47 3 months -0.549 -0.548 -0.427 M A M J J A S O N D J F M Iceland (Krona) .007787 .007792 128.42 128.33 ARMS INDEX 6 months -0.523 -0.520 -0.380 Source: CBOE India (Rupee) .01376 .01366 72.690 73.181 12 months -0.489 -0.489 -0.298 Indonesia (Rupiah) .0000695 .0000699 14385 14300 The Arms index, also known as the short term trading index, is a number Israel (Shekel) .3009 .3002 3.3237 3.3310 Libor Interbank Rate derivedbydividingonequotientintoanotherquotient.Thenumeratorin Japan (Yen) .009172 .009227 109.03 108.38 1 month 0.11 0.10 0.80 the index is the number of advancing stocks divided by the number of Kazakhstan (Tenge) .002387 .002382 418.93 419.79 3 months 0.19 0.19 0.84 INVESTOR SENTIMENT READINGS Kuwait (Dinar) 3.3078 3.2999 .3023 .3030 declining stocks. As of 3/14/11, the denominator in the index is now the 6 months 0.19 0.20 0.82 High bullish readings in the Consensus stock index or in the Macau (Pataca) .1250 .1250 7.9970 8.0000 compositevolumeofadvancingstocksdividedbythecompositevolumeof 12 months 0.28 0.28 0.82 Market Vane stock index usually are signs of Market tops; low Malaysia (Ringgit)-b .2428 .2455 4.1180 4.0740 decliningstocks. ones, market bottoms. Mexico (Peso) …… .. …… .. …… .. …… .. Foreign Prime Rates Last 2 Weeks 3 Weeks Daily 3/8 3/9 3/10 3/11 3/12 Canada 2.45 2.45 3.45 Week Ago Ago Floating rate .0482 .0469 20.7256 21.3139 Germany 0.00 0.00 0.00 New Zealand (Dollar) .7177 .7165 1.3933 1.3957 NYSE 1.18 1.01 1.25 1.42 .62 Japan 1.475 1.475 1.475 Consensus Index Norway (Krone) .1186 .1169 8.4335 8.5564 NYSE American .64 .18 2.07 .19 .62 Switzerland 0.00 0.00 0.50 Consensus Bullish Sentiment 71% r71% 70% Oman (Rial) 2.5972 2.5976 .3850 .3850 Nasdaq .81 .39 1.73 .59 .79 Pakistan (Rupee) .00636 .00638 157.117 156.780 Britain 0.10 0.10 0.75 Source: Consensus Inc., P.O. Box 520526,Independence, Mo. Historical data available at (816) 373-3700. [email protected] Philippines (Peso) .02066 .02055 48.393 48.661 Other Money Rates Poland (Zloty) .2608 .2596 3.8338 3.8517 Fannie Mae Home Loan: AAII Index Qatar (Rial) .2746 .2746 3.6412 3.6413 BARRON'S GOLD MINING INDEX 30-Year Fixed Conv 2.46 2.49 2.99 Bullish 49.4% 40.3% 45.9% Russia (Ruble)-a .01365 .01345 73.260 74.345 12-Month Year Week % Bank money market-z 0.08 0.08 0.20 Bearish 23.5 25.3 23.8 Saudi Arabia (Riyal) .2666 .2665 3.7510 3.7518 High Low 3/11 3/4 Ago Chg. Interest Checking-z 0.04 0.04 0.07 Neutral 27.1 34.4 30.3 Singapore (Dollar) .7439 .7451 1.3443 1.3421 6-Month Certif-z 0.14 0.14 0.41 Source: American Association of Individual Investors, South Africa (Rand) .0669 .0650 14.9484 15.3866 1019.26 391.56 Gold mining 968.17 894.65 429.03 +8.22 12-Month Certif-z 0.19 0.19 0.67 625 N. Michigan Ave., Chicago, Ill. 60611 (312) 280-0170. 30 Month Accounts-z 0.19 0.20 0.71 Market Vane 5-Year Certificates-z 0.33 0.32 0.96 Bullish Consensus 48% 48% 49% FEDERAL RESERVE DATA BANK GOLD & SILVER PRICES U.S. Savings EE Bonds: Source: Market Vane, P.O. Box 90490, Long-Term (5yrs+) 0.10 0.10 0.10 Pasadena, CA 91109 (626) 395-7436. Prev. Year Year Handy & Harman 3/12 3/5 Ago c-Annualized yields, adjusted for constant maturity, reported by TIM Group Market Sentiment Member Bank Latest Week Ago the Federal Reserve on a weekly average basis. Indicator 48.4% 40.2% 45.9% Reserve Chgs. (Mil. $) Week Change Change Gold, troy ounce 1704.80 1696.25 1562.80 Sources: Tullett Prebon information, Ltd. Source: TIM Group, 3 Columbus Circle, Suite 1592 Silver, troy ounce 25.76 24.97 14.78 Factset. z-Bankrate.com. New York, NY 10019 (844) 207-1445. [email protected] One week ended Mar 10: Base for pricing gold and silver contents of shipments and for making refining settlement. U.S. Gov't securities: Price Premium Premium Coins $ % WEEKLY BOND STATISTICS Bought outright 7,015,379 + 23,546 +3,125,247 Federal agency secur: Krugerrand 1792.23 68.93 4.00 Last Prev. Yr Ago Last Prev. Yr Ago Bought outright 2,347 ...... Maple Leaf 1809.47 86.17 5.00 Week Week Week Week Week Week Mexican Peso 2085.78 8.00 0.39 Reserve bank credit: New Offerings, (mil $) (v) Austria Crown 1692.18 3.00 0.18 Bond Buyer 20 Bond Index (Index of yields of 20 Primary Credit 1,451 -290 + 1,443 Austria Phil 1809.47 86.17 5.00 general obligation municipal bonds.) Corporate (z) 49,156 r41,932 22,837 Secondary Credit ...... U.S. Eagles 1809.47 86.17 5.00 Municipal (z) 7,524 r8,658 6,277 2.35 2.44 2.57 Seasonal Credit ...... Premium is the amount over the value of the gold content in the Best Grade Bonds-y (Barron's index of 10 high-grade Bond Buyer Municipal Bond Index (Index of 40 coin. Source Manfra, Tordella & Brookes, Inc. Float -103 + 343 + 91 Bullion spot gold price 1723.30 corporate bonds.) actively-traded tax-exempt bonds; component issues are Other F.R. Assets 30,667 + 1,685 + 9,449 1.69 1.66 2.87 changed regularly to keep the index a current picture of the Total Fed Credit # 7,530,925 + 24,223 +3,309,335 Interm-Grade Bonds-y (Barron's index of 10 market. Source: The Bond Buyer GOLD PERFORMANCE medium-grade corporate bonds.) 3.51 3.55 3.70 Gold stock 11,041 ...... SDR Certif. Accounts 5,200 ...... Green to Yellow: 3.02 2.87 3.90 Stock/Bond Yield Gap-s (Difference between yield on As the dollar and bond Treas. Curr. Outst. 50,581 + 14 + 426 Confidence Index (High-grade index divided by inter- highest-grade corporate bonds and yield on stocks on the DJIA.) yields eased, gold’s price rose 0.5% on mediate-grade index; decline in latter vs. former generally +.13 +.22 –.06 Total 7,619,252 + 23,879 +3,310,079 the week, to end at $1,705 an ounce. indicates rising confidence, pointing to higher stocks.) Yield on DJ Equal Weight US Corp Bond Idx: Currency in circ 2,104,252 + 1,921 + 290,237 Treas. Cash Hldgs 96 + 11 -211 s 140 56.0 57.7 73.5 Corp Bonds, (y) 2.38 2.35 3.00 Barron's Gold Mining Index (968.17) Treas. Fed Deposits 1,360,064 -69,485 + 979,508 Other Confidence Indicators: v-WeekendedThursday.y-Yieldtomaturity,weekendedThursday. 120 z-Source: Refinitiv.*Barclays T-Bond Index discontinued by firm. Foreign Fed Deposits 23,402 + 1,285 + 18,047 Bloomberg Barclays US Long Treasury*(This Other Fed Deposits 244,727 + 24,364 + 154,510 100 index measures the performance of fixed-rate, nominal US Other FR liab/cap 46,729 + 1,992 + 593 Treasuries with at least 10 years to maturity. Jan. 1, 1973=100.) ADJUSTABLE MORTGAGE BASE RATES 80 4082.18 4165.99 4652.88 Total factors 4,027,242 -65,011 +1,462,594 YOY Reserves F.R. banks 3,592,010 + 88,890 +1,847,485 60 Bloomberg Barclays US Credit (This index Mar 12 Mar 5 Yr. Ago % Chg includes all publicly issued, fixed-rate, non-convertible, invest- 3,569,579 + 25,218 + 129,585 1 Year Treas Bills 0.08 0.08 0.62 -87.10 Fgn hold U.S. debt 40 ment-grade, dollar-denominated, SEC-registered corporate 2 Year Treas Notes 0.14 0.13 0.66 -78.79 Reserve Aggr (Mil. $) Latest Prev. Month % Year debt. All issues have at least one year to maturity and outstand- 3 Year Treas Notes 0.29 0.26 0.68 -57.35 20 s ing par value of at least $250 million. Jan. 1, 1973=0.) (v) 5 Year Treas Notes 0.73 0.68 0.73 0.00 Month Ended January: Month Month Chg. Ago 0 3242.95 3246.34 3069.56 10 Year Treas Notes 1.49 1.42 0.96 55.21 Total Reserves: 3,153,800 3,135,000 0.60 1,715,200 Handy & Harman Gold Price Ryan Labs Treasury Index (Index of total return from 20 Year Treas Bds 2.14 2.09 1.36 57.35 Nonborrowed Res 3,101,200 3,076,300 0.81 1,715,200 -20 11th District % Jan 0.457 0.457 0.984 -53.56 active Treasury notes and bonds. Dec. 31, 1996=100.) Borrowed Reserves 52,591 58,685 -10.38 6 A M J J A S O N D J F FHFA PMMS+ 2.70 2.70 3.72 -27.42 312.42 312.00 329.79 Monetary Base 5,248,000 5,206,600 0.80 3,442,600 Fed annualized yields adjusted for constant maturity. March 15, 2021 BARRON’S M39 Market Laboratory

Top 5 Insider Purchases by Company in 2021 WEEK'S DIVIDEND PAYMENT WEEK'S EX-DIVIDEND DATES Number of Number of Avg. This list includes payouts on common stocks. This list includes payouts on common stocks. Company Symbol Insiders Shares $ Value Price York Water ...... YORW 15 877 39,030 $ 44.52 NYSE NYSE Hamilton Beach Brands ...... HBB 10 202,652 3,627,471 $ 17.90 Monday Nelnet A .22 Thursday Tuesday Wednesday Greif A .44 Nacco Industries ...... NC 10 43,832 1,051,091 $ 23.98 NextEra Energy .385 Greif B .66 (March 15) (March 18) (March 16) (March 17) Old Republic Intl .22 Bank Of South Carolina ...... BKSC 9 20,364 332,049 $ 16.31 Advanced Drainage Sys .09 Alliance Data Systems .21 Aaron's .10 Mueller Industries .13 Polaris .63 ACCO Brands .065 AGCO .16 Armstrong Wrld Ind .21 ADT .035 Sibanye-Stillwater ADR .866 Signify Health ...... SGFY 8 88,900 3,214,624 $ 36.16 Primerica .47 Allegion .36 Ashland Global Hldgs .275 Cactus Cl A .09 Ardagh Group Cl A .15 Spirit AeroSystems Cl A .01 Robert Half International .38 Ares Management .47 Associated Banc .18 Cohen & Steers .45 Turning Point Brands .055 Scorpio Tankers .10 Everest Re Group 1.55 Best Buy .70 Top 5 Insider Sales by Company in 2021 Assurant .66 DRDGOLD ADR .259 Vector Group .20 Stepan Co .305 Fidelity Ntl Financial .36 Myers Industries .135 Avista .423 FactSet Research Sys .77 Walmart .55 Number of Number of Avg. Stifel Financial .15 HCA Healthcare .48 Synovus Financial .33 Ball Corp .15 Griffon .08 Company Symbol Insiders Shares $ Value Price Systemax .16 Hess Corp .25 Taiwan Semiconductor .346 Friday Banco Bradesco Ord .004 Kinross Gold .03 Hillenbrand .215 Verso Cl A .10 Barrick Gold .09 Teleflex .34 Kronos Worldwide .18 (March 19) Teladoc Health ...... TDOC 14 661,885 154,707,670 $ 233.74 Horace Mann Educators .31 West Fraser Timber .157 Boise Cascade .10 Tennant Co .23 Moody's Corp .62 Philip Morris Intl 1.20 Intercontinental Exch .33 Thursday Carvana ...... CVNA 13 1,022,829 281,736,571 $ 275.45 BorgWarner .17 Texas Pacific Land 2.75 Mosaic .05 Saturday Square ...... SQ 13 1,240,135 281,610,172 $ 227.08 Brunswick .27 Tyson Foods Cl A .445 Newmont .55 ITT .22 (March 18) (March 20) Central Pacific Financial .23 Valvoline .125 Nielsen Holdings .06 Kohl's Corp .25 Advance Auto Parts .25 Texas Instruments...... TXN 13 247,798 42,684,190 $ 172.25 NONE Chemours .25 Vulcan Materials .37 ResMed .39 Mercury General .632 Air Lease .16 Mongodb ...... MDB 12 126,833 46,266,249 $ 364.78 Clearway Energy Cl A .324 Watts Water Tech .23 Shutterstock .21 New Jersey Resources .333 Albany Intl .20 Sunday Whirlpool Corp 1.25 Universal Insurance .16 Clearway Energy Cl C .324 PLDT ADR .588 Big Lots .30 (March 21) Xylem .28 South Jersey Indus .303 STOCK SPLITS/DIVIDENDS Consolidated Edison .775 Tuesday Brigham Minerals .26 NONE Friday Telephone & Data Sys .175 CoreLogic .33 (March 16) Chubb .78 Monday Record Ex-Dividend Payment Corteva .13 Amcor .118 (March 19) Vishay Intertech .095 CTS Corp .04 Company Name-Ticker Symbol (Exchange) Amount Date Date Date Cullen/Frost Bankers .72 Duke Energy .965 Chemed .34 Vistra .15 Dick's Sporting Goods .363 (March 22) Dover Corp .495 Restaurant Brands Intl .53 Allied Motion Techs-AMOT (Nasdaq)...... 3-for-2 4-16 5-03 4-30 Hamilton Beach Brands .095 Compass Minerals .72 Western Union .235 Douglas Dynamics .285 DuPont de Nemours .30 Hyster-Yale Materials .317 Essent Group .16 Wyndham Hotels .16 Federal Signal .09 STMicroelectronics .042 Aviat Networks-AVNW (Nasdaq)...... 2-for-1 4-01 4-08 4-07 Element Solutions .05 ICL Group .026 Flowers Foods .20 NASDAQ Home Federal Bancorp LA-HFBL (NCM )...... 2-for-1 3-22 4-01 3-31 Equifax .39 NACCO Industries Cl A .192 Gallagher .48 Estee Lauder Cl A .53 Spectrum Brands Hldgs .42 Genpact .108 Tuesday Utah Medical Products .285 Friday SPECIAL DIVIDENDS First American Financial .46 Westlake Chemical .27 Harley-Davidson .15 Wednesday Flagstar Bancorp .06 Wednesday HCI Group .40 (March 16) (March 19) FNB Corp .12 Hecla Mining .004 Cincinnati Financial .63 (March 17) Broadcom 3.60 Record Ex-Dividend Payment FutureFuel .06 (March 17) First Guaranty Bcshs .16 Company Name-Ticker Symbol (Exchange) Amount Date Date Date Hecla Mining .005 Citizens Holding .24 Altra Industrial Motion .06 Group 1 Automotive .31 Avery Dennison .62 Kontoor Brands .40 Escalade .14 Chemung Financial .26 Global Indemnity .25 Cango ADR Employers Holdings .25 -CANG (NYSE) ...... 1.00 3-22 3-19 4-08 Hershey .804 Lumen Technologies .25 Flexsteel Industries .15 Huntington Bancshares .15 J & J Snack Foods .575 EnPro .27 National CineMedia .05 Nature’s Sunshine-NATR (NCM )...... 1.00 3-29 3-26 4-09 Honda Motor ADR .239 Magna Intl .43 Global Water Res .024 Meridian Bancorp .10 Houlihan Lokey Cl A .33 Flex LNG .30 Newtek Business Serv .50 Stellantis-STLA (NYSE)...... 0.12 3-16 3-15 3-22 RLI Corp .24 Hooker Furniture .18 MIND CTI .26 Hubbell .98 FortuneBrandsHome .26 Ryder System .56 Lam Research 1.30 Popular Inc. .40 Saturday International Paper .512 Genco Shipping .02 Sealed Air .16 Marten Transport .04 (March 20) NONE DIVIDEND PAYMENT REDUCTIONS Interpublic Grp .27 Greenhill .05 Terex .12 Thursday Methanex .038 Sunday Kellogg Co .57 Natural Grocers .07 Tronox Holdings .08 (March 18) Adjusted % Record Ex-Div Payment Northrop Grumman 1.45 News Corp Cl A .10 KeyCorp .185 Saturday Barrett Business Svcs .30 (March 21) NONE Company Name-Ticker Symbol (Exchange) Yield Period To From Decrease Date Date Date La-Z-Boy .15 PBF Logistics .30 News Corp Cl B .10 (March 20) Financial Institutions .27 Monday GeoPark-GPRK (NYSE)...... 0.7 Q .0205 .0412 -50.2 % 3-31 3-30 4-13 LyondellBasell Inds 1.05 PJT Partners .05 Renasant .22 Dominion Energy .63 QCR Holdings .06 McDonald's 1.29 RE/MAX Holdings Cl A .23 Silgan Holdings .14 (March 22) National CineMedia-NCMI (Nasdaq)...... 3.5 Q .05 .07 -28.6 % 3-22 3-19 4-05 Sunday Republic Bancorp .308 MetLife .46 Thomson Reuters .405 Smith & Wesson Brands.05 Bank7 .11 Weyco Group .24 CMC Materials .46 MGM Resorts Intl .002 Unilever ADR .514 (March 21) State Auto Financial .10 DIVIDEND PAYMENT BOOSTS National Bank Holdings .21 Waste Connections .205 NONE Investors Title .44 Ituran Location & Control.48 Adjusted % Record Ex-Div Payment NASDAQ NYSE American Company Name-Ticker Symbol (Exchange) Yield Period To From Increase Date Date Date Monday Rattler Midstream .20 Thursday Saturday Royalty Pharma .17 Tuesday Thursday Aberdeen EM Equ Incm Fd-AEF (NYSE AMER ) .... 2.3 Q .063 .054 16.7 % 3-24 3-23 3-31 (March 15) (March 18) Safety Insurance Group .90 (March 16) (March 18) (March 20) NONE American Tower REIT-AMT (NYSE) ...... 2.1 Q 1.24 1.21 2.5 4-13 4-12 4-29 Allegiance Bancshares .12 Applied Materials .22 Scholastic .15 NONE NONE Sunday Amkor Technology .04 Patterson-UTI Energy .02 Dick's Sporting Goods-DKS (NYSE) ...... 1.9 Q .3625 .3125 16.0 3-19 3-18 3-26 SLM Corp .03 Arrow Financial .26 Resources Connection .14 Wednesday Friday (March 21) NONE EastGroup Properties-EGP (NYSE)...... 2.3 Q .79 .66173 19.4 3-31 3-30 4-15 Spark Energy .181 Cass Info Systems .27 (March 17) (March 19) Monday SS & C Technologies .16 Friday Ericsson ADR-ERIC (Nasdaq) ...... 1.0 A .120743 .084445 43.0 4-01 3-31 3-31 Cintas .75 NONE NONE (March 22) NONE FinVolution Group ADR-FINV (NYSE)...... 1.2 A .17 .12 41.7 4-07 4-06 4-30 CNB Financial PA .17 Strategic Education .60 (March 19) Tradeweb Markets .08 American National Bksh .27 FstTrEnhEqtIncFd-FFA (NYSE)...... 6.8 Q .315 .285 10.5 3-23 3-22 3-31 Cowen Cl A .08 NEW LISTINGS CSX .28 Trustmark .23 American National Group.82 Hill Rom Holdings-HRC (NYSE) ...... 0.9 Q .24 .22 9.1 3-22 3-19 3-31 UFP Industries .15 Bruker Corp .04 Eastern Bankshares .06 NYSE Horace Mann Educators-HMN (NYSE) ...... 2.8 Q .31 .30 3.3 3-17 3-16 3-31 Eastern Co .11 United Bancshares .16 County Bancorp .10 India Fund-IFN (NYSE)...... 9.1 Q .58 .50 16.0 3-24 3-23 3-31 Ebix .075 Virtu Financial .24 Diamond Hill Invest 1.00 Coupang (CPNG) Exelon .382 Wendy's Co .09 eBay .18 Johnson Controls Intl-JCI (NYSE)...... 1.8 Q .27 .26 3.8 3-22 3-19 4-16 First Finl Bancorp .23 Tuesday First Merchants .26 ESM Acquisition (ESMU) Flir Systems .17 Kadant-KAI (NYSE)...... 0.6 Q .25 .24 4.2 4-14 4-13 5-12 GCM Grosvenor Cl A .06 (March 16) First High-School Education Group (FHS) Forward Air .21 Magic Software Ents-MGIC (Nasdaq) ...... 2.5 S .21 .175 20.0 3-25 3-24 4-07 Hancock Whitney .27 Jack in the Box .40 Heidrick & Struggles Intl.15 Forest Road Acquisition II (FRXBU) Haynes Intl .22 John B Sanfilippo 2.50 MIND CTI-MNDO (Nasdaq) ...... 8.4 A .26 .24 8.3 3-18 3-17 4-08 Navient Corp. .16 Lake Shore Bancorp .13 Rocky Brands .14 Hayward Holdings (HAYW) NXP Semiconductors-NXPI (Nasdaq)...... 1.2 Q .5625 .375 50.0 3-15 3-12 4-05 Northrim Bancorp .37 Meridian 1.00 Rush Enterprises A .18 Silvercrest Asset Mgmt A.16 Peridot Acquisition II (PDOTU) OFS Capital-OFS (Nasdaq)...... 9.2 Q .20 .18 11.1 3-24 3-23 3-31 Mesa Laboratories .16 Rush Enterprises B .18 Oracle-ORCL (NYSE) ...... 1.9 Q .32 .24 33.3 4-08 4-07 4-22 MGE Energy .37 Wednesday Teradyne .10 Roblox (RBLX) MidWestOne Fincl Grp .225 United Fire Group .15 Ross Acquisition II (ROSSU) Pearson ADR-PSO (NYSE) ...... 2.3 S .188514 .07707 144.6 3-26 3-25 5-12 NBT Bancorp .27 (March 17) Wayside Technology Grp.17 Pembina Pipeline-PBA (NYSE)...... 6.5 M .1658 .164056 1.1 3-25 3-24 4-15 Newell Brands .23 Equinix 2.87 Saturday Sandbridge X2 (SBIIU) Old Natl Bancorp .14 Kearny Financial .09 Redwood Trust-RWT (NYSE)...... 6.0 Q .16 .14 14.3 3-24 3-23 3-31 (March 20) NYSE American Olympic Steel .02 Mercantile Bank .29 Sabine Royalty Tr UBI-SBR (NYSE)...... 6.7 M .21099 .15529 35.9 3-15 3-12 3-29 NONE Peoples Bancorp of NC .16 NIC .09 Sunday Gold Royalty (GROY) SpartanNash-SPTN (Nasdaq)...... 3.8 Q .20 .1925 3.9 3-15 3-12 3-31 Peoples Fincl Svcs .37 NortonLifeLock .125 Nasdaq Sun Communities-SUI (NYSE)...... 2.3 Q .83 .79 5.1 3-31 3-30 4-15 Premier Inc. .19 Old Dominion Freight .20 (March 21) TE Connectivity-TEL (NYSE) ...... 1.5 Q .50 .48 4.2 5-21 5-20 6-04 Progress Software .175 Powell Industries .26 NONE Agile Growth (AGGRU) Telefonica Brasil ADR-VIV (NYSE)...... 8.6 O .170729 .139 22.8 4-19 4-16 10-12 NYSE American Archimedes Tech SPAC Partners (ATSPU) Toll Brothers-TOL (NYSE) ...... 1.2 Q .17 .11 54.5 4-09 4-08 4-23 Monday Wednesday Friday Digital Transformation Opportunities (DTOCU) (March 19) HIGH-YIELD BONDS (March 15) (March 17) Frontier Acquisition (FRONU) Adams Resources .24 FTAC Parnassus Acquisition (FTPAU) Friday, March 12, 2021 Maverix Metals .01 NONE Chicago Rivet & Machine .22 Ten most active fixed-coupon high-yield, or "junk", corporate bonds Tuesday Thursday Saturday Independence Holdings (ACQRU) LAST LAST **EST EST VOL (March 20) NONE COMPANY (TICKER) COUPON MATURITY PRICE YIELD SPREAD UST (000's) (March 16) (March 18) JOANN (JOAN) B2Gold .04 Bar Harbor Bankshares .22 Sunday L Catterton Asia Acquisition (LCAAU) Mattel (MAT) 3.375 Apr 01, 2026 101.530 2.969 213 5 304,082 (March 21) NONE Barclays (BACR) 3.811 Mar 10, 2042 96.800 4.046 174 30 286,962 Longboard Pharmaceuticals (LBPH) Alcoa Nederland Holding (AA) 4.125 Mar 31, 2029 101.230 3.853 222 10 278,457 MeaTech 3D (MITC) Mattel (MAT) 3.750 Apr 01, 2029 100.750 3.586 196 10 277,247 TRADING SUSPENDED Crocs (CROX) 4.250 Mar 15, 2029 99.495 4.325 270 10 266,854 OncoCyte (OCX) Synaptics (SYNA) 4.000 Jun 15, 2029 100.875 3.815 218 10 257,018 NYSE Pine Technology Acquisition (PTOCU) Charles River Laboratories International (CRL) 3.750 Mar 15, 2029 100.000 3.750 212 10 244,131 Prometheus Biosciences (RXDX) American Airl (AAL) 11.750 Jul 15, 2025 121.750 5.971 513 5 238,167 CNOOC (CEO) Charles River Laboratories International (CRL) 4.000 Mar 15, 2031 100.375 3.945 231 10 237,800 NYSE American PWP Forward Acquisition I (FRWAU) Amc Entertainment Holdings (AMC) 12.000 Jun 15, 2026 83.938 16.626 1578 5 236,726 Silver Spike Acquisition II (SPKBU) Volume represents total volume for the market; price/yield data are for trades of $100,000 and greater.* Denotes a security whose last round OncoCyte (OCX) Stratim Cloud Acquisition (SCAQU) lot trade did not take place on the last business day prior to publication. ** Estimated spreads, in basis points (100 basis points is one percent- Nasdaq Vector Acquisition II (VAQC) age point), over the 2, 5, 10 or 30-year hot run Treasury note/bond. 2-year: 0.125 02/23; 5-year: 0.500 02/26; 10-year: 1.125 02/31; 30-year: 1.625 11/50.†Comparable U.S. Treasury issue. Oxford Immunotec Global (OXFD) Name Changes are on page M36. Source: MarketAxess Corporate BondTicker - www.bondticker.com PRGX Global (PRGX) M40 XWLC101112HGRP BARRON’S 483FAD6790I March 15, 2021 ©2021DowJones&Co.,Inc.Allrightsreserved.6E8268

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tocks have had a turbulent few weeks, but their remarkable resilience— $44 a share on March 1 to $157 by Feb. to hand-signing, FedEx, and all that 12. Fruzzetti’s reply, according to hassle,” Obermeyer explains, they’ve spent a year powering ever higher in the face of a pandemic— Rosenau: “You’d be better off building “whereas people [post-Covid] will has many investors seeking to press their advantage. “I’ve been field- an ark.” That turned out to be a good shop and travel more. They won’t be call, at least in the short run: ARK at home, bored, and shopping on their ing more calls from clients saying we should boost risk,” says Peter Innovation subsequently plunged to computer as much.” Princi, a Boston-based advisor with Morgan Stanley’s Graystone Con- $110 per share. Rising inflation is on Obermeyer’s S Rosenau’s clients fall into two radar, as it is for many advisors. But sulting unit and the top-ranked advisor in Massachusetts in this year’s camps. Those who have been with her he doesn’t see it becoming a problem Barron’s Top 1,200 Advisors ranking. “We’re spending a lot of time managing through past market troubles were for another five to seven years. calmer in the midst of this spring’s Rosenau takes a different view. The expectations around that.” Covid-19-driven downturn, she says. equity market strategist at Hightower Investors throwing caution to the wind can signal the imminent popping of Newer clients, on the other hand, are and chief investment officer at High- a bubble. Princi and most of his peers say that’s not the case right now, but more jittery. “Now they’re antsy and tower’s The Rosenau Group believes really concerned with missing out,” that stocks are seriously overvalued they do point to dynamics that could trip up unwary market participants. Rosenau says. and says that inflation is already gath- Hewing to the megacap names that powered the S&P 500’s 18.4% return in Though they may sound like fuddy- ering steam. duddies, Rosenau and other top advi- While the headline consumer price 2020 may be a mistake, for instance: Four of the index’s five largest compo- sors have consistently steered clients index is up just 1.7% over the past nents were down for the first two months of this year. Likewise, Covid-19- back to the bedrock investing princi- year, Rosenau points to rising costs for ples of diversification and prudent things like labor, freight, energy, and damaged companies may sport bargain prices, but not all will bounce back as asset allocation. commodities like corn and soybeans. the pandemic is brought to heel. And looking past 2021, there’s growing talk Wally Obermeyer, our third-ranked She predicts consumer inflation of advisor in Colorado, says his clients 3.5% to 4% by 2023. An inflation rate about the possibility of accelerating inflation. are generally in a positive state of of 3.5% cuts purchasing power in half mind. Their portfolios have done in 20 years; a 7% rate does so in 10 well; many clients have gotten their Good advisors put the positive and provided by the advisors themselves. Covid-19 vaccinations, and they’re the negative into perspective for their As with so much in the past year, beginning to book travel reservations, clients and keep them focused on there were plenty of changes in the says Obermeyer, who is president of “The reason to long-term goals rather than the hot advisor rankings. Some 196 advisors $1.9 billion-asset independent firm investment of the moment. “We show on the new Top 1,200 weren’t on the Obermeyer Wood Investment Coun- clients that their retirement goals are roster last year, and 16 states got new sel, based in Denver and Aspen. buy stocks is… being met,” says Princi, who helps No. 1 advisors. On the downside, the clients are a manage $7.1 billion of client assets, Our top advisors are well compen- bit apprehensive about the capital- “and that it’s not worth it to put their sated, as their practices earn an aver- gains tax bill that may result from to double the portfolio at risk.” age of $9.6 million in annual revenue. stocks’ strong performance, and With an average tenure in the in- More and more of this revenue is they’re concerned about potential in- inflation rate dustry of 30 years, this year’s Top coming in the form of yearly fees, creases in tax rates under the Biden 1,200 Advisors have plenty of per- usually based on a percentage of as- administration. They’re also aware spective on what works and what sets managed—which means less and that market valuations are historically on a sustainable doesn’t. Ranked advisors and their less is taking the form of old-school high—a source of some anxiety be- teams typically serve 750 households, sales commissions. Recurring fees cause safe, high-yielding bonds that each of which has an average of $14 now account for 87% of advisors’ rev- have traditionally served as a port- basis.” million to invest. They each manage enue, up a full 10 percentage points folio’s shock absorbers have become Pamela Rosenau, Hightower about $3 billion in total. And judging since 2018. Our typical top advisor scarce. The uncertainty has helped the from their average client-retention has a ways to go until retirement: The firm gain the business of some long- rate of 98.4%, the clients are satisfied averageageis56. time do-it-yourself investors, says with the results. Amid the craze for highflying Obermeyer. This special report ranks the top assets, from shares of Tesla to Bitcoin He is a believer in stock-picking, as advisors in each of the 50 states, plus to special purpose acquisition compa- opposed to passive index investing. He the District of Columbia, with the nies, or SPACs, good advisors have argues that there’s more value in his number of spots determined by each been a voice of restraint—and some- approach because stocks are no longer state’s population and wealth. The times a tart one, at that. Pamela rising in tandem. “Given the differ- rankings, which start on page S20, are Rosenau, the No. 4 advisor in Colo- ence between winners and losers, do based on assets under management, rado, says one client, who had been you really want to own everything?” revenues generated by advisors for spooked by the March drop, asked her he asks. their firms, and the quality of the ad- partner, Patrick Fruzzetti, if she Covid-19 accelerated the adoption visors’ practices. Investment perfor- should buy into the highflying of work-from-home stocks, but some mance isn’t an explicit criterion be- exchange-traded funds managed that have soared will peter out, Ober- cause performance is often a function by ARK Investment Management. meyer predicts. The firm sold its eBay of each client’s appetite for risk. In ARK’s flagship ARK Innovation (EBAY) holdings a few weeks back evaluating advisors, we examine regu- ETF (ticker: ARKK), known for bet- but is sticking with electronic- latory records, internal company doc- ting big on innovative companies like signature company DocuSign uments, and 100-plus points of data Tesla and Roku, had rocketed from (DOCU). “People are not going back March 15, 2021 BARRON’S S7

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years, she says. “I was taught that the reason to buy stocks is not to do better Tops in Their States than your neighbor; it’s to double the inflation rate on a sustainable basis,” she says. “This is becoming much more important.”

Name Firm State Total Assets ($mil) Rosenau, who manages $1.2 billion of assets, currently has a 55% allocation Tony Smith UBS Wealth Management Ala. $3,835 to defensive staples like healthcare, Ryan Callaway Ameriprise Financial Alaska $535 telecom, and utilities, and companies “We’re not YOLO Steven Schultz UBS Wealth Management Ariz. $1,568 with pricing power. Fifteen percent of Allen Homra* Edward Jones Ark. $813 her assets are in natural resources, Gregory Vaughan Morgan Stanley Private Wealth Management Calif. $32,439 precious metals, and real estate. Fifteen investors.…We Shawn Fowler Morgan Stanley Private Wealth Management Colo. $6,369 percent are in what she calls “direct Jeff Erdmann Merrill Private Wealth Management Conn. $9,557 hard assets,” including workers’ rental are goals-based Marvin McIntyre Morgan Stanley Private Wealth Management D.C. $4,156 housing and gold-mining companies. Kimberlee Orth Ameriprise Financial Del. $3,003 The latter are paying dividends of nearly 4%, Rosenau notes. investors.” Brian Pfeifler Morgan Stanley Private Wealth Management Fla. $14,347 “I think markets are going to be flat Brad Bernstein, UBS Rod Westmoreland Merrill Private Wealth Management Ga. $5,749 once they decline, so I want dividends Peter Backus Morgan Stanley Wealth Management Hawaii $1,326 to be a large part of the return,” she Robert Brian King RBC Wealth Management Idaho $755 says. Fifteen percent of her investible accesses through mutual funds. He John Cultra William Blair Ill. $4,333 assets are in cash, dry powder for also likes high-yield municipal bonds: Wm. Craig Dobbs Morgan Stanley Graystone Ind. $31,873 buying opportunities that may arise A recovering economy makes such Matt Fryar Wells Fargo Advisors Iowa $875 when prices fall. issues less risky, he reasons. Munis Tim Sutton Creative Planning Kan. $1,103 “If [markets] fall, I will convert are also being bolstered by federal aid Barry Barlow Merrill Lynch Wealth Management Ky. $1,032 cash into equities, for instance. If they that is expected to be disbursed to Curtis Eustis Merrill Lynch Wealth Management La. $1,262 continue to go up, I will probably take state and local governments. What’s Brian Clement RBC Wealth Management Maine $656 more chips off the table,” she says. more, tax increases would serve to Bradford Bernstein, a UBS advisor amplify their tax-equivalent yields. Robert Scherer Morgan Stanley Graystone Md. $10,476 in Philadelphia, says his clients are For their part, Princi and his team Peter Princi Morgan Stanley Graystone Mass. $7,110 calm after a volatile 2020 in which his are turning to alternative investments Charles C. Zhang Zhang Financial Mich. $3,638 20-person team earned their trust. for income. They’re buying into indus- Richard S. Brown JNBAFinancialAdvisors Minn. $1,647 “The value our team was able to pro- trial and multifamily spaces in areas Bill Rush Mosby UBS Wealth Management Miss. $1,267 vide last year—getting clients through with fast-growing populations, such Michael Moeller Moeller Investment Group Mo. $2,020 the drop, rebalancing, harvesting as Atlanta; Austin, Texas; Nashville; JamesB.Stack Stack Financial Management Mont. $1,397 losses, and hand-holding—will buy us and Salt Lake City. Private markets Jonathan Beukelman UBSPrivateWealthManagement Neb. $3,553 years of goodwill,” says Bernstein, are producing yields that are “much Randy Garcia The Investment Counsel Company Nev. $1,357 who is Barron’s 38th-ranked advisor higher than investment-grade bond Robert Bonfiglio Ameriprise Financial N.H. $711 in Pennsylvania. portfolios and high-yield bonds at this Gary Tantleff UBS Wealth Management N.J. $5,681 Bernstein and his team work to point.” keep clients focused on long-term On the equity front, Princi is ap- Brian Cochran John Moore Associates | Raymond James N.M. $611 goals like funding retirement, rather prising clients of medium-term risks. Lyon Polk Morgan Stanley Private Wealth Management N.Y. $27,848 than which stocks or cryptocurrencies If the yield on the 10-year Treasury William Oliver Wells Fargo Advisors N.C. $1,507 might be on a tear. “We’re not YOLO passes 2%—something that Princi Troy Nelson Edward Jones N.D. $688 [you only live once] investors,” he believes could happen next year— Valerie Newell Mariner Wealth Advisors Ohio $3,708 says. “We are goals-based investors.” stock valuations would be forced James Johnson Morgan Stanley Private Wealth Management Okla. $1,200 Bernstein believes that the late- lower, even if projected earnings hold Judith McGee Raymond James Ore. $768 February surge in interest rates, up, he says. Princi & Co. started rotat- Rob Thomas MarinerWealthAdvisors Pa. $5,111 which brought the 10-year Treasury ing into cyclicals and small-caps four Malcolm Makin Raymond James R.I. $1,423 yield to 1.4% from an all-time low last months ago, when Mike Wilson, Mor- Rick Migliore Merrill Lynch Wealth Management S.C. $5,366 year of 0.5%, is a bullish signal for the gan Stanley’s chief investment officer David Hillard RBC Wealth Management S.D. $1,160 economy. “The bond market is start- and chief U.S. equity strategist, made ing to agree with the stock market,” the call. Jay Williams UBSPrivateWealthManagement Tenn. $1,306 says Bernstein, who manages $1 bil- Value stocks are another promising Richard Szelc Neuberger Berman Texas $1,949 lion. “It’s saying that the U.S. economy area, Princi says. Stocks trading at low Dane Runia Merrill Private Wealth Management Utah $3,027 is going to get a lot better, and it’s prices relative to earnings and other Tim Stotz Morgan Stanley Wealth Management Vt. $1,243 starting to price in the recovery.” characteristics have lagged well be- Stephan Cassaday Cassaday & Company Va. $3,510 Recently, Bernstein’s team has been hind growth stocks for more than a Erik Morgan Freestone Capital Management Wash. $5,612 playing the reflationary environment decade, and Princi expects a reversion David Houchins Truist Investment Services W. Va. $1,008 by adding exposure to financials, en- to the mean. “Sometimes, it’s as sim- Michael Klein Baird Wis. $13,051 ergy, and emerging markets, with a tilt ple as not trying to outsmart your- Kevin Murphy Stifel Wyo. $539 toward small-cap stocks. self,” he says. “It’s about going to For income, Bernstein is high on undervalued areas that can do well *Mr. Homra has been ranked posthumously floating-rate bank loans, which he over the next five years.” B March 15, 2021 BARRON’S S9

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Investing involves risk including possible loss of principal. Source: The Barron’s “Top1,200FinancialAdvisors”list,March12,2021.TheBarron’s “Top 1,200 Financial Advisors” ranking considered advisors with a minimum of seven years’ financial services experience and have been employed at their current firm for at least one year. This is a list of the top advisors in each state, with the number of ranking spots determinedbyeachstate’spopulationandwealth.Other quantitative and qualitative measures include assets under management, revenues generated by advisors for their firms, and the quality of the advisors’ practices, regulatory records, internal company documents, and 100-plus points of data provided by the advisors themselves. Rankings and recognition from Barron’s arenoguaranteeoffutureinvestmentsuccessanddonotensurethatacurrentor prospective client will experience a higher level of performance results, and such rankings should not be construed as an endorsement of the advisor. Barron’s isatrademarkofDowJones&Company,Inc. All rights reserved. MerrillLynch,Pierce,Fenner&SmithIncorporated(alsoreferredtoas“MLPF&S”or“Merrill”)makesavailablecertaininvestmentproductssponsored, managed, distributed or provided by companies that are affiliates of Bank of America Corporation (“BofA Corp.”). MLPF&S is a registered broker-dealer, registered investment adviser, Member SIPC and a wholly owned subsidiary of BofA Corp. Banking products are provided by Bank of America, N.A., Member FDIC and a wholly owned subsidiary of Bank of America Corporation. Investment products: Are Not FDIC Insured Are Not Bank Guaranteed May Lose Value ©2021BankofAmericaCorporation.Allrightsreserved.|MAP3433683 |AD-02-21-0113|03/2021 S10 BARRON’S March 15, 2021 AMERICA’S TOP 1200 FINANCIAL ADVISORS 2021

Boca Raton, Fla. No. 40 Thais Piotrowski

Ameriprise Financial

In 2004, during one of her first meetings with a prospective client, Thais Piotrowski recalls that a colleague started kicking her leg under the table as she was talking. Later, the colleague, who was there to train her, told Piotrowski that clients weren’t interested in her, only in themselves. “That was the worst advice,” says Piotrowski, who now manages a five-person team and $1.2 billion. She credits the success of her Boca Raton, Fla., Ameriprise Fi- nancial practice to her ability to forge deep ties with clients.

Barron’s: You started your practice fresh out of the University of Florida. How did you do it? Thais Piotrowski: I did lunch-and-learns. I’d put fishbowls at restaurants around town, and people would drop off business cards to win a free lunch with me. But in my fishbowls, everyone was a winner, so I literally took the entire town out to lunch. I would do three lunches a day. There’s one restaurant I had a particularly good relationship with—it’s still there. I smile when I pass it.

Who are your clients? Originally, mainly retirees. I used to set a minimum of $1 million, but realized I wanted to work with clients’ kids. I’ve made a shift to start attracting HENRYs, which means high earners not rich yet—young professionals making $300,000 to $1 million. While retirees are drawing down assets, these people are building wealth. I will get them saving 25%. They will probably hate me sometimes; I’m a hard coach, but I get you to the finish line.

Have you ever had to fire a client? One wrote me a check for $1 million. A couple of meetings later, he made horrible sexist and racist comments. I gave him back his check and remember him being very upset. Also, I have two daughters. When my youngest was 5 months old, she was in a medically induced coma for a month. I received love and support from clients. Just two couldn’t understand why I wasn’t serving their needs. They wouldn’t rely on my team. They called me for ridiculous things, and I had enough.

What’s your investment outlook? I’m still bullish, but my approach is conservative. Clients are investing for the long term. I assume a 4% rate of return and that clients will live to 95. Tactically speaking, I believe there is great opportunity now in value stocks and international stocks. —Karen Hube $1.2 B $750 K $1.2 M PHOTOGRAPH BY MARY BETH KOETH TOTAL ASSETS TYPICAL ACCOUNT TYPICAL NET WORTH March 15, 2021 BARRON’S S11

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St. Louis No. 5 Mark Wilkins

UBSPrivateWealthManagement

Two years ago, Mark Wilkins, managing director of UBS’ Impact Wealth Consultants, stood at the top of Mount Everest, sick and in excruciating pain. The grueling experience drove home a lesson that has lifted him over obstacles his entire life. “Achievement in life isn’t about springing forward,” the 52-year-old wealth manager says. “It’s about taking small steps in the right direction.” This wisdom, he says, is foun- dational to his work with clients at the St. Louis practice, which has $817 million under management.

Barron’s: What’s one of your biggest strengths as an advisor? Mark Wilkins: I’m extremely comfortable with other people’s discomfort. I don’t shy away from hard conversations. My upbringing has a lot to do with this. My parents being an interracial couple in the ’60s had an extremely hard go of it. My dad was a very black Jamaican who came to the U.S. at 18, joined the Army, did two tours in Vietnam as a sergeant; my mom was a daughter of an Irish truck driver from Pittsburgh.

You served in the Army, too. Had you planned to follow in your father’s footsteps? I didn’t really think I was going to go to college. My plan was to manage the McDonald’s in Waynesville, Mo. But I got an Army ROTC scholarship, went to the University of Missouri, and that became my blossoming.

What’s your investment approach? Our process starts with getting a handle on clients’ spending and cash flow needs. From there, we invest in public markets to ensure liquidity to support their needs. For long-term portfolios, we primarily emphasize private investments.

Why did you add “Impact” to your group’s name? There has been a huge progression in how we work with clients over the past five years. Now, all clients have impact investments. The theme among my clients is that they want their families to be successful and make the world a better place.

How has the pandemic affected ESG investing? Everything was accelerated because families were spending a lot more time together, whether in person or virtually. Younger family members have had a big influence. They’re massive drivers of sustainable investing. —K.H. $817 M $36.1 M $75 M PHOTOGRAPH BY MARY BETH KOETH TOTAL ASSETS TYPICAL ACCOUNT TYPICAL NET WORTH March 15, 2021 BARRON’S S13 AMERICA’S TOP 1200 FINANCIAL ADVISORS 2021

Chicago No. 27 Kathleen Roeser

Morgan Stanley Wealth Management

Even with 30 years’ advisory experience, Kathleen Roeser, managing director of the Roeser Barbanente Group at Morgan Stanley, never assumes she alone has all of the best answers in a challenging situation. When the pandemic hit, she hired a specialist in the psychology of investing to prepare her for the potential effects on her clients. Roeser, who oversees a six-person team and manages $1.6 billion for 120 high-net-worth clients, credits much of her success to continually educating herself. “I’ve hired many different coaches over the years,” the Birmingham, Mich., native says.

Barron’s: How did your work with a coach inform your approach as the pandemic spread? Kathleen Roeser: It helped me manage client expectations and emotions, which is equally as important for investment success as managing investment portfolios. Emotional re- actions can prevent wise investment choices. This was the same playbook from other recessions, but with the pandemic, clients were also scared for their physical safety and health. I spent a lot of time with each client educating them— about economic cycles, volatility, pent-up demand, the cy- clicality of different markets, the election cycle—in a way I haven’t done since the recession of 2008.

How have client concerns shifted through the pandemic? We’ve seen more charitable interest. We have been helping people think about how they can supercharge their philan- thropic plans. Estate planning has also been more of an emphasis. I’ve had clients who passed away, and a few who were in the hospital very sick. I’ve used this as way to moti- vate my clients to tighten up their estate-planning strategies.

What’s your outlook for the markets and economy? I’m optimistic, based on five factors: falling Covid cases, promising vaccine news, continued commitment to low interest rates by the Federal Reserve, accelerating global growth, and the new stimulus bill.

How are you positioning client portfolios? We think this is a risk-on market right now. Opportunities are in cyclical stocks and small- and mid-cap stocks. We had a tilt before and through Covid to the tech growth side, and are now wading into more financials, healthcare, industrials, anything on the cyclical value side. —K.H. $1.6 B $8 M $15 M TOTAL ASSETS TYPICAL ACCOUNT TYPICAL NET WORTH PHOTOGRAPH BY LUCY HEWETT S14 BARRON’S March 15, 2021 AMERICA’S TOP 1200 FINANCIAL ADVISORS 2021

Deerfield, Ill. No. 33 Walter JR Gondeck

TheLernerGroup

For more than 40 years, The Lerner Group has built its business around the expansion of the families it serves. “In many cases, we’re in the third or fourth generation,” says managing partner Walter JR Gondeck. “We have families where we have 40 different members included. You have grandkids, great-grandkids, so it’s really spread within the entire family.” Based in the Chicago suburb of Deerfield, Ill., The Ler- ner Group now manages $1.4 billion of assets for 120 families. The group is majority female, a strong point in managing multigenerational wealth, he says. “From an advisor perspective, we just communicate differently as men and women.”

Barron’s: With so many members in each family, how do you manage all those different voices? Walter JR Gondeck: Not every conversation is fluid. There are a lot of emotions when we do family meetings, because of differences of opinion or legacy issues. But we find it’s so much better to let that out while everybody is able to talk about it, as opposed to having that come post- mortem, where it can separate families forever. When you discuss all these issues, you’ll get a better result overall, especially when the discussion includes everyone.

What’s your strategy in serving a new generation? We try to break down the old way of thinking, where there isn’t a lot of communication from the matriarch and patriarch. We try to have that communication well before anyone passes or gets sick. It has really fostered a better overall family-planning opportunity. First and foremost, you want to make sure that the matriarch and patriarch have their financial plan and are solidified for their retirement and their future needs.

Has your investing approach changed over time? Prior to the [2008-09] financial crisis, we’d assume 8% to 10% return on stock prices year after year and create a retirement plan off that. But when you lose 50% of your value in the financial crisis, it really stresses families. So we pivoted to more of a cash flow mind-set for retirement portfolios. It has worked really well through the volatility of the past 10 years, including Covid. You can trust the interest and dividends you need for retirement. You’re not as concerned about long-term fluctuations because your lifestyle is covered from cash flow. —Matt Miller $1.4 B $5 M $10 M PHOTOGRAPH BY LUCY HEWETT TOTAL ASSETS TYPICAL ACCOUNT TYPICAL NET WORTH March 15, 2021 BARRON’S S15

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Portage, Mich. No. 1 CharlesC.Zhang

Zhang Financial

As it approaches its 30th anniversary, Portage, Mich.– based Zhang Financial carries a book of clients that tops 1,500, with assets ranging from $1 million to $50 million. CEO Charles Zhang credits the firm’s success to its “very efficient, very effective” team of more than 10 client service managers. “We commit ourselves to our clients for the next 30 years,” he says. In the past year, clients became more comfortable with virtual meetings, Zhang says, giving firms like his an additional advantage. “We can speed up the process. We can involve CPAs, CFAs, or add additional staff when necessary in a Zoom meeting.”

Barron’s: Has wealth management changed perma- nently because of what’s happened over the past year? Charles Zhang: It will become a national competition versus a local competition. The stronger firm—the firm that has positioned itself well, has better products, better solutions for clients, better costs—will survive; it will do better. Some of the weaker firms will be out. Before, their one advantage was that they were local. Not anymore. Wealthy people are looking everywhere. They’re shopping all over the place; they’re not just shopping for a local advisor.

What’s your assessment of the current market? The market is hot, especially technology stocks. It reminds me of 1999, 2000. Investment is like a marathon. We’re not looking for who can run fast for the first mile or two. That’s what people are doing right now. People are chasing the returns. We don’t know when the bubble will burst. It’s possible that it’s only three months from now, or it could be three years from now. We believe in the right allocation mix. We believe small-cap will do better than large-cap; value will do better than growth. The equity market would, of course, do better than fixed income.

Is it hard to convince clients that sacrificing some yield can be better in the longer term? [With] long-term yields so low right now, it is harder for seniors. We need to go back to the basics. If the client has a moderate risk level, we need to have some bonds. We can add something a little more unique, so for them, the bond will be overweight on the inflation. Or we can add a little bit on the commodities side, like gold. —M.M. $3.6 B $3 M $5 M PHOTOGRAPH BY LUCY HEWETT TOTAL ASSETS TYPICAL ACCOUNT TYPICAL NET WORTH March 15, 2021 BARRON’S S17 AMERICA’S TOP 1200 FINANCIAL ADVISORS 2021

Chicago No. 17 Daniel Fries

Merrill Lynch Wealth Management

Daniel Fries, managing director of Merrill Lynch’s Chicago-based Fries Wealth Management Group, started his advisory practice at LaSalle Bank in 2000 at age 23. He had loads of optimism but not a single client prospect. “I had the misconception it was going to be easy. But the phones didn’t ring,” recalls Fries, who finally signed on his first client by digging into inactive bank files and cold calling. Today, he oversees a 16-person team and manages $1.2 billion for about 300 clients.

Barron’s: Your team is diverse and skews very young. Is this intentional? Daniel Fries: When I started building a team, my new hires coincidentally sounded and looked almost identical to me. I quickly realized it made sense to create a team that is reflective of the community and nation we live in.

How do you train younger team members? To advance, team members have to bring someone more junior up with them. I ask them to help someone more junior be able to slide into their role so we don’t miss a beat.

What do you see as your primary role with clients? A lot of the time, my job is to guide clients to do things they don’t want to do—eat their vegetables, as it were.

What is it they don’t want to do these days? Stick with their plans. We have some who are uneasy about staying in stocks, saying, “Oh my gosh, how are we back to these levels?” I try to make these clients less uneasy by looking at the facts and reviewing goals.

What’s one way your investment process sets you apart? Everything we do is through the lenses of performance, risk, and taxes. People tend to consider one or two of those factors. The real value is added when you don’t lose track of any of them.

How are you positioned in long-term portfolios? In a low-rate environment, assets should theoretically be worth more, and the Fed is still very engaged in quantitative easing. That backdrop should produce good returns. For a period, we were very underweight international, but recently we ratcheted it up a bit. We’re underweight fixed income and bonds because of the relative value of yields, and we look for dividends and income from non- bond sources. —K.H. $1.2 B $3 M $7 M TOTAL ASSETS TYPICAL ACCOUNT TYPICAL NET WORTH PHOTOGRAPH BY MARY BETH KOETH S18 BARRON’S March 15, 2021 March 15, 2021 BARRON’S S19 AMERICA’S TOP 1200 FINANCIAL ADVISORS 2021

Baytown, Texas No. 6 Jennifer Marcontell

Edward Jones

For financial advisor Jennifer Marcontell, client discussions during the Covid-19 pandemic have revolved around more than which assets to hold or which stocks to buy. They became more philosophic, more purposeful. “There’s a lot more planning and a lot more talk about life expectancy and the legacy they leave in the future,” says Marcontell, whose suburban Houston office of Ed- ward Jones manages wealth for some 450 families, with a total of $1.3 billion in assets. Much of the business is cen- tered on people with energy-related wealth, with a typical net worth of $4.1 million.

Barron’s: How do you balance a client’s risk toleration with what you believe to be a suitable investment strategy? Jennifer Marcontell: A strategy is an education, helping [clients] figure out what they can tolerate. There could be a great medicine that you could take, but you might have an allergic reaction. For some people, the thing that’s the most appropriate for them may be something that they can’t psychologically tolerate. You have to work with that. You have to tailor and create profiles that are very individual- ized.

How did you approach investing during the first stages of the pandemic? We’d have a conversation and we’d say that we’ll come out of it—it will be over and we’ll be there together. That is a big comfort to people. It helps them understand that this is going on today, [but] that we need to invest because we know that tomorrow we’re going to go back to living our normal lives, hopefully. I would first have a conversation about what they needed in order to know that their mother is OK—do they need to buy her a new phone or iPad or whatever. People are willing to invest in what they spend their money on. They’re willing to invest because they understand it.

Was it something like, “You just had to go buy another two iPads and the latest model iPhone for your mother, so we’re going to invest in Apple?” Something like that. I wouldn’t say a specific company, but I would say, “Look, you’re going to live, you’re going to eat, you’re going to buy new tools and use new things. And everybody you know is going to do that.” You have to look at the situation and look for opportunities out there, because people who invest are optimists. —M.M. $1.3 B $2 M $4.1 M TOTAL ASSETS TYPICAL ACCOUNT TYPICAL NET WORTH PHOTOGRAPH BY ARTURO OLMOS

March 15, 2021 BARRON’S S21

Customers

Rank High Ultrahigh Total Typical Typical Individuals Net Worth Net Worth Assets Account Net Worth 2021 2020 Name Firm City (Up to $1 mil) ($1-10 mil) ($10 mil+) Foundations Endowments Institutional ($mil) ($mil) ($mil)

ALABAMA 11Tony Smith UBS Wealth Management Birmingham •• $3,835 $10 $100 25Jeff Roberts Ameriprise Financial Birmingham ••• 755 0.6 1.5 32Robert Runkle Merrill Lynch Wealth Management Montgomery ••• •1,183 1.5 3.75 43Wes Clayton Twickenham Advisors Huntsville ••• •1,220 6 20 56Jerry Duncan UBS Wealth Management Birmingham •• 3,835 10 100 64Camper O’Neal Merrill Lynch Wealth Management Birmingham ••••• • 874 8 10 78Michael Mullis Securities America Vestavia Hills ••• • 740 0.95 2.25 89Brian Woodke Merrill Lynch Wealth Management Birmingham ••• •1,217 4.5 7.5 910Steven Hudson Ameriprise Financial Birmingham ••• 597 1.9 3.9 10 N S. Wesley Carpenter Merrill Lynch Wealth Management Fairhope ••• • 494 2 3 11 11 William Hiden Morgan Stanley Wealth Management Birmingham ••• 1,863 4 7.5 12 12 Palmer Whiting Merrill Lynch Wealth Management Mobile •• 502 2 5

ALASKA 12Ryan Callaway Ameriprise Financial Anchorage •• $535 $1 $1 21Jeff Leonard Raymond James Anchorage ••• •1,025 2.75 3.75 33Kenneth Jones Merrill Lynch Wealth Management Anchorage ••• 711 2.5 8 44Thomas Konop Morgan Stanley Wealth Management Anchorage ••• 279 1.5 3 55Peter Jurasz Merrill Lynch Wealth Management Juneau ••• 434 2.5 10 6NTammy Head UBS Wealth Management Anchorage ••••• • 1,119 5 10

ARIZONA 12Steven Schultz UBS Wealth Management Phoenix ••• $1,568 $5 $10 21Trevor Wilde Wilde Wealth Management Group Scottsdale ••• 1,315 0.75 1.95 33Robert Bancroft Morgan Stanley Private Wealth Management Scottsdale •• 1,552 25 40 45Glenn Pahnke RBC Wealth Management Scottsdale ••• 1,100 3.5 8 56David Stahle Merrill Lynch Wealth Management Gilbert ••••• •2,923 3 5 67Michael Butt Morgan Stanley Wealth Management Scottsdale ••• 710 2.5 3 78Jeffry Korte Merrill Lynch Wealth Management Scottsdale ••• • 719 1.8 3.75 820Paul Groves Morgan Stanley Wealth Management Scottsdale •• 2,348 35 50 911Michael Hudak Merrill Private Wealth Management Phoenix •• 2,592 10 25 10 10 Brian Friedman Merrill Lynch Wealth Management Phoenix ••• •1,274 8 18 11 17 Stephen Harnden Ameriprise Financial Peoria •• • 638 1 2 12 13 Brian Crawford Wells Fargo Advisors Tucson •••• 1,100 1.5 2.5 13 9 Nick Karabas Creative Planning - Scottsdale AZ Scottsdale •• • 547 0.3 1.5 14 12 James Marten Merrill Lynch Wealth Management Phoenix ••••• •2,444 3.5 5.5 15 N Damon Miller TFO Phoenix Phoenix •• 2,511 18.5 25 16 15 Ruth Transue Wells Fargo Advisors Tucson ••• 680 2 4 17 16 Alan Gendler Merrill Lynch Wealth Management Scottsdale ••• 505 1.5 5 18 N Jane Rojas Morgan Stanley Wealth Management Tucson ••• • 582 4 6 19 19 Christopher Downs Merrill Lynch Wealth Management Gilbert ••• 928 2.25 3.5 20 14 Steve Rabin Ameriprise Financial Mesa ••• 700 1 2.5 21 24 Mark Feldman MRA Associates Phoenix ••• 3,784 11.4 11.4 22 21 Jacob Duffy Baird Scottsdale ••• 531 1.5 3.5 23 N Nayan Ranchhod Ameriprise Financial Scottsdale ••• 448 0.7 2.5 24 23 Renee Hanson Ameriprise Financial Phoenix •• 547 1.5 3.5 25 26 Charles “Chip” Pisoni RBC Wealth Management Scottsdale ••• 471 2.1 4 26 N Adam Brooks ABLE Financial Group Scottsdale •• • • 475 0.75 3.5 27 25 JoeDiVito RBC Wealth Management Phoenix ••• • 529 2.5 5 28 N Scot Benefiel Merrill Lynch Wealth Management Scottsdale •• 401 3.5 7 29 27 Mark Stein Galvin, Gaustad & Stein Scottsdale •• • 428 1.5 3.25 30 30 Sean Waltz Merrill Lynch Wealth Management Phoenix •••• 554 4 6

*Mr. Homra has been ARKANSAS ranked posthumously 11Allen Homra* Edward Jones Stuttgart ••• $813 $1 $1.2 22Joseph Small Ameriprise Financial Little Rock •• 544 0.5 1 33John Engskov Merrill Lynch Wealth Management Little Rock ••• 2,212 5 9.5 46Hardy Winburn UBS Wealth Management Little Rock ••• • 573 2.2 6 54Douglas Jackson Merrill Lynch Wealth Management Little Rock ••• 2,212 8 9.5 6NRobby Bader Raymond James Springdale •••• 481 3 5 S22 BARRON’S March 15, 2021

Customers

CALIFORNIA 11Gregory Vaughan Morgan Stanley Private Wealth Management Menlo Park •••• $32,439 $75 $150 23Mark T. Curtis Morgan Stanley Graystone Palo Alto ••••• •157,660 15 30 321Francis X. Malone Morgan Stanley Private Wealth Management Los Angeles ••• 28,383 25 75 426Jon Neuhaus Morgan Stanley Private Wealth Management Los Angeles ••• 28,378 25 75 52Andy Chase Morgan Stanley Private Wealth Management Menlo Park •• 20,000 10 30 64Karen McDonald Morgan Stanley Wealth Management Palo Alto ••• •138,226 3 10 75Mark Douglass Morgan Stanley Private Wealth Management Menlo Park •••• 32,439 75 150 89Troy Griepp Morgan Stanley Private Wealth Management San Francisco ••• 24,586 50 50 96Spuds Powell Kayne Anderson Rudnick Los Angeles •• 42,200 10 20 10 12 Dorian McKelvy Morgan Stanley Private Wealth Management Menlo Park ••• 7,917 2.5 10 11 8 Mark Schulten TSG Wealth Management Long Beach ••• •3,839 4 7 12 11 Alan Whitman Morgan Stanley Wealth Management Pasadena ••• 3,102 5 15 13 7 Drew Zager Morgan Stanley Private Wealth Management Los Angeles •• 13,012 30 200 14 10 Jon Goldstein First Republic Investment Management Menlo Park •• 4,578 50 100 15 18 Gillian Yu Morgan Stanley Private Wealth Management San Francisco • 7,901 50 100 16 14 Eric Gray Merrill Private Wealth Management Los Angeles • 16,573 60 80 17 20 Drew Freides UBSPrivateWealthManagement LosAngeles •• 5,357 40 60 18 N Richard Jones Merrill Private Wealth Management Los Angeles ••• 16,121 50 75 19 22 Dana Jackson Morgan Stanley Graystone Menlo Park •• •20,000 25 50 20 19 Reza Zafari Merrill Private Wealth Management Los Angeles ••• 16,121 50 75 21 27 Robert Inbody Morgan Stanley Wealth Management La Jolla •••• 2,970 10 10 22 N Tim Emanuels Morgan Stanley Private Wealth Management San Francisco ••• 12,014 50 100 23 28 Shane Brisbin Morgan Stanley Private Wealth Management San Francisco •• 4,894 30 50 24 29 Rich Petit Morgan Stanley Private Wealth Management Menlo Park ••• 12,014 50 100 25 31 Brian Sharpes Morgan Stanley Graystone Walnut Creek •• 3,626 50 100 26 40 Cheryl L. Young Morgan Stanley Wealth Management Los Gatos ••• 2,482 8 25 27 36 Matthew Babrick First Republic Investment Management Los Angeles •••• 3,755 50 80 28 62 David Bahnsen The Bahnsen Group Newport Beach •• 2,177 7.5 10 29 35 Michael Kanigher UBSPrivateWealthManagement LosAngeles • 5,357 40 60 30 24 Laila Pence Pence Wealth Management Newport Beach ••• 3,184 2.5 8 31 46 Ash Chopra Merrill Private Wealth Management San Francisco ••• 5,755 60 100 32 16 Dagny Maidman First Republic Investment Management San Francisco ••• 3,334 50 500 33 33 John Shadden Morgan Stanley Private Wealth Management Long Beach •••• •3,361 7.5 22 34 34 Jim Berliner Westmount Asset Management Los Angeles ••• •3,3413.59 35 23 Elaine Meyers J.P. Morgan Wealth Management San Francisco •• 3,250 50 300 36 38 Craig Chiate UBSPrivateWealthManagement CenturyCity •• 3,805 40 50 37 39 Randy Peterson First Republic Investment Management San Francisco ••• 2,080 12 25 38 N Peter Arbogast Merrill Private Wealth Management San Francisco ••• 14,346 25 50 39 41 Vicken Ekmekjian CIBC Private Wealth Management San Francisco ••• 1,704 30 60 40 51 Greg Onken J.P. Morgan Wealth Management San Francisco ••• 3,500 15 25 41 37 Thomas Myers Bordeaux Wealth Advisors Menlo Park •• 2,697 20 40 42 64 Sean Yu Morgan Stanley Private Wealth Management Pasadena •• •1,545 12 50 43 76 James Greenfield Morgan Stanley Private Wealth Management San Francisco ••• 2,044 20 30 44 56 Lisa Detanna Raymond James Beverly Hills •••• •3,150 7 11 45 44 Chad Evans Morgan Stanley Wealth Management Newport Beach • 21,810 300 1,000 46 55 Tom Palecek Summit Trail Advisors San Francisco ••• 1,884 31 50 47 49 Inna Kelly Morgan Stanley Wealth Management San Francisco •• •1,810 20 30 48 53 Jesse Bromberg Morgan Stanley Wealth Management San Francisco •• •1,652 7.6 12.45 49 65 Michael Breen Merrill Private Wealth Management San Francisco ••• 14,346 25 50 50 45 Karl Wolfslau Morgan Stanley Wealth Management Long Beach •• 1,468 0.85 2.5 51 50 L. Greg Fullmer Morgan Stanley Private Wealth Management Los Angeles •• 1,186 25 75 52 N Duncan Rolph Miracle Mile Advisors Los Angeles •• 1,931 4.1 12.5 53 67 Chris Wilkens Baker Street Advisors San Francisco •• 10,200 20 30 54 85 Chris Clifford UBS Private Wealth Management San Francisco •• 2,035 20 40 55 57 Emily Van Hoorickx UBS Wealth Management San Jose ••• 7,330 2 10 56 87 Ned Gibbons Morgan Stanley Private Wealth Management Menlo Park •• 3,388 25 50 57 69 Philippe Hartl Merrill Private Wealth Management Century City •• 5,936 50 100 58 42 Darren Edwards Morgan Stanley Private Wealth Management Los Angeles •• 1,641 25 50 59 61 Keith Tanabe Merrill Lynch Wealth Management Los Angeles ••••• •6,007 5 15 60 88 Gerard Zell Morgan Stanley Private Wealth Management Menlo Park •• 3,357 25 50 March 15, 2021 BARRON’S S23

Customers

61 47 Tripp Taylor Neuberger Berman San Francisco ••• 989 10 46 62 58 Debbie Jorgensen Merrill Lynch Wealth Management San Francisco •••• 1,928 30 65 63 71 Michael Genovese Genovese Burford & Brothers Sacramento •••• •4,234 0.85 2.5 64 N John Cardente Merrill Private Wealth Management San Francisco ••• 9,014 50 250 65 48 Gail Reid Ameriprise Financial Glendale •• • 1,694 3 4 66 94 Andrew Basch Morgan Stanley Private Wealth Management Los Angeles •• •3,717 10 25 67 N Gabriel Jay UBSPrivateWealthManagement WalnutCreek •••• •1,480 5 7 68 82 Brian Firring Wells Fargo Advisors Beverly Hills •• 2,100 30 50 69 68 Lisa Reed Neuberger Berman Los Angeles •• 980 7.8 10 70 84 Grant Lee Morgan Stanley Private Wealth Management San Francisco •• 4,182 15 25 71 74 Roger Wacker UBSPrivateWealthManagement LosAngeles •• •4,133 15 50 72 N Jack Wong Morgan Stanley Wealth Management Mountain View ••• •1,309 15 25 73 N Preston Walters Merrill Lynch Wealth Management San Francisco •• •36,586 70 750 74 66 Tracey Gluck J.P. Morgan Wealth Management Los Angeles •• 1,580 10 15 75 77 George Papadoyannis Ameriprise Financial San Mateo ••• 4,400 2 8 76 70 Mike Burbank Morgan Stanley Private Wealth Management San Francisco •• 2,054 27 85 77 N Steve Levine First Republic Investment Management Los Angeles •••• •1,829 25 50 78 83 Sam Schoner First Republic Investment Management San Francisco •• • •1,873 5 10 79 116 Richard Palmer Morgan Stanley Private Wealth Management San Francisco ••••• 24,028 30 50 80 2 Nev. Mark Binder UBSPrivateWealthManagement LosAngeles • 3,805 40 50 81 75 Harlan Spinner UBSPrivateWealthManagement LosAngeles •••• •2,334 25 50 82 80 Seth Haye Morgan Stanley Wealth Management Westlake Village ••• 1,345 3.5 5 83 89 Michael Allard CalBay Investments Danville ••• 1,026 1.6 4 84 91 Brett Berry First Republic Investment Management Menlo Park •••• 1,013 8 20 85 107 Jeffrey Traum Morgan Stanley Private Wealth Management Menlo Park ••• •2,338 8 50 86 92 Michael Baumer Morgan Stanley Private Wealth Management San Francisco •• 4,894 30 50 87 86 Carolyn Taylor Weatherly Asset Management Del Mar ••• 936 2.6 5 88 115 Darren Pfefferman Morgan Stanley Private Wealth Management San Diego ••• •2,339 10 30 89 N Nazie Saffari-Moini Merrill Lynch Wealth Management Beverly Hills ••• 1,059 1.25 3.5 90 73 Adam S. Goldstein Ameriprise Financial Calabasas ••• 1,684 1 3.5 91 78 James Klein Morgan Stanley Private Wealth Management Los Angeles ••• 922 15 40 92 N Richard Gordon First Republic Investment Management San Francisco ••• 1,801 10 20 93 101 Micah Scheinberg Alex.Brown|RaymondJames CenturyCity •• 1,960 18 45 94 N Garrett Bland Morgan Stanley Private Wealth Management Los Angeles ••• 642 12 50 95 N Mark Udis Camden Capital Manhattan Beach •• 3,911 50 50 96 79 Renee Fourcade UBS Wealth Management Los Angeles ••• •2,936 10 12 97 N Sean McKenna Morgan Stanley Wealth Management Oakland ••• 2,065 4 8 98 N Steven Soja First Republic Investment Management San Francisco •••• 1,058 10 15 99 N Greg Sain Stifel Los Angeles ••• 1,200 20 50 100 N Emily Bach Morgan Stanley Wealth Management Orinda ••• 1,165 4 6 101 109 Sonny Kothari Merrill Lynch Wealth Management Brea •• 1,432 4.25 7 102 63 James Demmert Main Street Research Sausalito •••• •1,100 3 20 103 100 Jeffrey Germain Wells Fargo Advisors Los Angeles •• 1,360 13 32 104 102 Alma Guimarin Morgan Stanley Wealth Management San Jose ••• 1,138 3 15 105 93 Gary Fournier J.P. Morgan Wealth Management Los Angeles ••• • •1,310 10 25 106 98 Philip Walters Wells Fargo Advisors Beverly Hills •• •4,284815 107 N Anouchka Balog Morgan Stanley Wealth Management Laguna Niguel ••• 727 5 10 108 N Drew Corradini J.P. Morgan Wealth Management San Francisco ••• 3,500 15 25 109 103 Ryan McClellan UBSPrivateWealthManagement LosAngeles •• 3,333 30 50 110 81 James McCabe Wells Fargo Advisors Beverly Hills •••• 1,550 10 25 111 96 Mark Hebner IndexFundAdvisors Irvine ••• 1,207 3.2 3.2 112 43 Keith Webster First Republic Investment Management Newport Beach •••• 1,582 25 40 113 N Phillip Scott Merrill Lynch Wealth Management Walnut Creek ••• 844 3 12 114 104 David Jasper UBS Private Wealth Management San Francisco ••• 1,864 50 50 115 108 Daniel Murphy Morgan Stanley Wealth Management Menlo Park ••• •46,640 10 20 116 105 Michael Evans UBS Private Wealth Management San Francisco ••• 1,864 50 50 117 95 Sean Bricmont First Republic Investment Management San Francisco •• 946 7.5 15 118 N Laura Ward First Republic Investment Management San Francisco •• • •1,658 5 10 119 N Robert Carmichael RBC Wealth Management Walnut Creek •••• 890 5 7 120 N Aric Zamel UBS Private Wealth Management Beverly Hills •••• •1,144 10 20 S24 BARRON’S March 15, 2021

Customers

COLORADO 11Shawn Fowler Morgan Stanley Private Wealth Management Denver •• •$6,369 $35 $79 210Max Bull Morgan Stanley Private Wealth Management Denver •• •6,337 35 79 33Wally Obermeyer ObermeyerWoodInvestmentCounsel Aspen •• 1,900 3.5 20 42Pamela Rosenau Hightower Aspen •• 1,237 7 25 54Donna Di Ianni Merrill Lynch Wealth Management Aspen ••• 1,425 10.8 20 67Melissa Corrado-Harrison UBSPrivateWealthManagement Denver •• 954 25 100 76Carl Hoover Merrill Private Wealth Management Denver •• 1,348 15 25 818Michael Caplan UBS Wealth Management Denver ••• 673 5 10 912Brent Hablutzel Merrill Lynch Wealth Management Greenwood Village ••• 569 2.2 3.2 10 9 Gary Cooper UBS Wealth Management Denver ••• 1,970 7 25 11 8 Scott Thisted Merrill Private Wealth Management Denver •• 1,348 15 25 12 N Joseph Brienza UBSPrivateWealthManagement Denver ••• 1,081 25 150 13 17 Joseph Janiczek Janiczek Wealth Management Denver •• 686 3.5 7 14 14 Brad Bickham Colorado Financial Management Boulder •••• 1,628 2 3 15 16 Steve Booren Prosperion Financial Advisors Greenwood Village ••• 950 2 10 16 N David Surofchek Morgan Stanley Wealth Management Colorado Springs ••• 1,215 3 5 17 13 Mark R. Brown Brown&Company Denver •• 587 6 13 18 N Ali Phillips ObermeyerWoodInvestmentCounsel Aspen •• 1,900 3.5 20

CONNECTICUT 11Jeff Erdmann Merrill Private Wealth Management Greenwich • $9,557 $40 $60 23Paul Tramontano First Republic Investment Management Greenwich •• 2,996 40 50 34William Greco UBS Wealth Management Hartford ••• •3,928 10 15 46Brian Hetherington Merrill Private Wealth Management New Canaan •• 3,245 25 30 58Harold Trischman Morgan Stanley Wealth Management Greenwich ••••• •2,422 5 20 6NThomas Frame Morgan Stanley Private Wealth Management Greenwich •• 1,695 5 10 711Bryan Stepanian Alex.Brown|RaymondJames Greenwich •• •3,000 100 150 810Thomas Vacheron Merrill Private Wealth Management Fairfield •• 1,940 8 20 913CharlesJ.NobleIII Janney Montgomery Scott New Haven ••• 1,144 6 12 10 9 Terence Markey Morgan Stanley Wealth Management Greenwich •• • 4,277 30 50 11 16 Peter Chieco Morgan Stanley Wealth Management Greenwich ••• 2,301 7 15 12 14 Jeffrey Corliss RDM Financial Group at Hightower Westport ••• 892 3.5 7 13 12 Nancy Daoud Ameriprise Financial Oxford •• 1,576 2 4 14 21 Rob Giannetti Merrill Private Wealth Management Greenwich • 9,557 40 60 15 29 Ivan Dolgins Merrill Lynch Wealth Management Stamford ••• •3,810 0.75 1 16 15 H. Denis Toner First Republic Investment Management Greenwich ••• 1,162 25 50 17 20 Chris Jewell Wells Fargo Advisors Greenwich ••• •1,200 6 35 18 26 Jason Cerniglia Ameriprise Financial Mystic •• 1,385 2 5 19 18 Teresa Jacobsen UBS Private Wealth Management Stamford ••• 779 15 26 20 19 David Goodwin Merrill Lynch Wealth Management Hartford ••• 761 6 12 21 17 Matthew Somberg Gottfried & Somberg Wealth Management Glastonbury ••••• • 990 2.5 5 22 32 Richard T. Goodwin Merrill Lynch Wealth Management Madison •• 3,360 3 5 23 N Anthony Fagella Raymond James Greenwich ••• 1,275 10 25 24 N Jon Newman Ameriprise Financial Greenwich •• • 400 2 10 25 28 Thomas Hutchison Merrill Lynch Wealth Management New Haven •• 1,730 4 5 26 23 Joshua Kampf Merrill Lynch Wealth Management New Haven •• 1,730 3.5 5 27 25 Will Gourd UBS Private Wealth Management Stamford •• •2,011 20 25 28 22 Ken Steeves Creative Planning - Orange CT Orange ••• •1,235 0.9 4.4 29 N Robert Paolucci Principle Wealth Partners Madison ••• 1,608 2.3 5 30 30 Chad Czerwinski UBS Wealth Management Hartford ••• 1,772 5 10 31 24 John Goodwin Morgan Stanley Private Wealth Management Stamford ••• 2,577 40 75 32 N Michael Freeburg Greenwich Wealth Management Greenwich ••• 1,572 10 25 33 31 Lawrence Haertel UBS Wealth Management Greenwich ••• 783 3 6 34 N William Donnell Merrill Private Wealth Management Greenwich •••• 1,294 5 25 35 N Matthew Wunder Northwestern Mutual Wealth Management Westport •• • 671 0.75 1.6 36 N Thomas Mantione UBS Private Wealth Management Stamford •• 1,170 17 25 March 15, 2021 BARRON’S S25

Customers

D.C. 11Marvin McIntyre Morgan Stanley Private Wealth Management Washington ••• $4,156 $7.5 $25 25John M. Williams Morgan Stanley Private Wealth Management Washington ••••• 2,636 20 35 33Michael O’Neill Morgan Stanley Private Wealth Management Washington •• 2,898 28 30 412Keith Apton UBS Wealth Management Washington ••• •2,145 6 30 56Brett Anthony Morgan Stanley Wealth Management Washington •••• •4,224 10 25 6NDexter Walker Morgan Stanley Private Wealth Management Washington •• 2,125 12 50 710James Wohlgemuth Morgan Stanley Private Wealth Management Washington •• 895 18 25 811John Reim Morgan Stanley Private Wealth Management Washington •• 880 20 25 914H.L. “Trip” McLaughlin III Morgan Stanley Wealth Management Washington •••• •4,214 10 25 10 7 James New UBS Private Wealth Management Washington ••• 2,868 15 25 11 8 Michael Freiman Morgan Stanley Wealth Management Washington ••• 1,735 1.5 3 12 13 Tom Rietano Merrill Private Wealth Management Washington •••• 6,299 10 25 13 N Nick Francia UBS Wealth Management Washington •• •2,145 6 30 14 19 John McKnight Merrill Lynch Wealth Management Washington ••• 1,655 2.5 5 15 9 William Finnerty UBS Private Wealth Management Washington ••• 712 10 20 16 20 Richard Harris Alex. Brown | Raymond James Washington •••• •2,800 7.5 25 17 17 Frederick Shreves Wells Fargo Advisors Washington ••••• •3,400 3 6 18 22 Skip Moosher Morgan Stanley Wealth Management Washington ••• 1,123 7 10 19 18 Barry Haffner UBS Wealth Management Washington ••• 888 5.5 12 20 15 Gregory Marcus UBS Private Wealth Management Washington •• 779 25 50 21 N Todd Kingsley Alex. Brown | Raymond James Washington •••• •2,800 7.5 25 22 21 William Slater Merrill Private Wealth Management Washington •• 1,419 10 14 23 23 Paul Goree Merrill Lynch Wealth Management Washington ••• 1,530 6 10 24 24 Hammond Han UBS Wealth Management Washington ••••• •2,606 5 10

DELAWARE 11Kimberlee Orth Ameriprise Financial Wilmington ••• •$3,003 $6.45 $16.3 25Peni Warren Merrill Lynch Wealth Management Dover •• • 723 1.5 2 32Thomas Rice Merrill Lynch Wealth Management Wilmington ••• 1,462 3.5 7 43Michael Koppenhaver Merrill Lynch Wealth Management Dover ••• 777 2.2 5.5 5NThomas Weisenfels Merrill Lynch Wealth Management Wilmington •• 500 1.1 2.5 64Donald DeWees Sr. Wells Fargo Advisors Greenville •••• •1,020 2 4

FLORIDA 12N.Y.Brian Pfeifler Morgan Stanley Private Wealth Management Palm Beach •••• $14,347 $50 $100 25N.Y.Kevin Peters Morgan Stanley Wealth Management Palm Beach •• •7,611 15.3 42.75 31Thomas Moran Moran Wealth Management Naples ••• •3,265 5 25 461N.Y.Scott Siegel Morgan Stanley Wealth Management Boca Raton ••• 7,371 10 25 53Adam Carlin Morgan Stanley Private Wealth Management Coral Gables •• 3,128 25 35 62Louis Chiavacci Merrill Private Wealth Management Coral Gables • 3,188 35 75 74Roy Apple J.P. Morgan Wealth Management Palm Beach Gardens ••• 2,733 5 13 847N.Y.Mark Donohue Morgan Stanley Wealth Management Palm Beach Gardens •••• •2,349 20 40 914Don d’Adesky Raymond James Boca Raton ••• •4,677 5 10 10 8 Robert Doyle Doyle Wealth Management St. Petersburg ••• 1,145 2 4 11 6 Michael Bober UBSPrivateWealthManagement BocaRaton •• 2,252 12 25 12 7 Peter Bermont Raymond James Coral Gables •••• •2,700 20 30 13 10 John Elwaw Morgan Stanley Wealth Management Miami ••• 1,536 10 100 14 9 Ed Ventrice UBSPrivateWealthManagement BocaRaton •• 2,252 12 25 15 11 Todd Moll Provenance Wealth Advisors | Raymond James Fort Lauderdale •••• •2,900 10 35 16 31 Jose Cabrera Raymond James Coral Gables ••••• •4,677 5 10 17 19 Richard Altieri Morgan Stanley Wealth Management Boca Raton •••• •1,144 5 10 18 35 Dominic Casanueva Merrill Lynch Wealth Management Lakewood Ranch •• •6,409 2 2.5 19 18 Keith Rowling Merrill Lynch Wealth Management Palm Beach ••• 1,166 10 20 20 16 William King Merrill Lynch Wealth Management Vero Beach •••• 1,090 8 22 21 23 Jason Stephens UBS Private Wealth Management Naples •• 1,394 15 25 22 17 Margaret Starner Raymond James Coral Gables ••• 1,208 5 7 23 44 Pa. Al Boris Alex.Brown|RaymondJames Naples •• 1,079 8 10 24 33 Lawrence Catena Merrill Private Wealth Management Naples •• 944 30 50 25 21 Michael McCain Wells Fargo Advisors Naples •• 2,210 10 15 26 42 Louise Armour J.P. Morgan Wealth Management Palm Beach Gardens •• •1,122 10 30 S26 BARRON’S March 15, 2021

Customers

27 24 Kenneth Burke Merrill Lynch Wealth Management Heathrow •• 1,550 20 30 28 26 Andrew Schultz Morgan Stanley Wealth Management Miami Beach •• 861 15 30 29 50 Michelle Mayer Merrill Private Wealth Management Naples ••• 1,226 20 50 30 70 Thomas Ruggie Ruggie Wealth Management Tavares ••• •1,007 1.4 3 31 N Michael Romanchuk Merrill Lynch Wealth Management Miami ••• •1,441 7 15 32 39 Trevor Fried Morgan Stanley Wealth Management Fort Lauderdale ••• 881 2 5 33 25 William Merriam Merrill Lynch Wealth Management Jacksonville ••••• •1,052 2 5 34 37 Aimee Cogan Morgan Stanley Wealth Management Sarasota ••••• 1,153 10 20 35 44 Daryn Pingleton Merrill Lynch Wealth Management West Palm Beach ••• 1,118 4 8 36 30 Ghislain Gouraige UBS Private Wealth Management Coral Gables ••• •2,029 30 50 37 N Nick Sadowsky UBSPrivateWealthManagement BocaRaton •• 3,076 20 50 38 28 Manish Mehta UBS Private Wealth Management Orlando ••• •1,078 4 5 39 20 Janet Franco Gordon Morgan Stanley Wealth Management Coral Gables •• 905 6.5 20 40 41 Thais Piotrowski Ameriprise Financial Boca Raton ••• 1,193 0.75 1.2 41 46 William LaPato Merrill Lynch Wealth Management Boca Raton ••• 749 5 8 42 N Adam Palmer Morgan Stanley Graystone Tampa ••••• •8,174 5 5 43 13 Christopher Aitken UBS Private Wealth Management Ponte Vedra Beach •• 748 25 50 44 45 Kurt Sylvia J.P. Morgan Wealth Management Palm Beach Gardens ••• 815 10 20 45 56 Rachel Barzilay Merrill Lynch Wealth Management Boca Raton •• •1,027 6 10 46 54 Gregory O’Hare Merrill Private Wealth Management Palm Beach Gardens •• 848 15 30 47 56 N.Y. Douglas Braff UBS Wealth Management West Palm Beach ••• •5,765 5 20 48 55 Scott Macaione Eaton Vance WaterOak Advisors Winter Park •••• 2,152 3 6 49 36 Steven Wagner OmniaFamilyWealth Aventura •• 1,917 30 50 50 48 Gregory Pollock Merrill Lynch Wealth Management Rockledge ••• •2,105 4 5.5 51 60 Michael Silver Baron Silver Stevens Financial Advisors Boca Raton •••• • 722 1 4 52 29 Randy Hallier Creative Planning - Cape Coral FL Cape Coral ••• • 902 0.5 2.2 53 22 David Emma Hightower Naples Naples ••• 846 7 25 54 51 Adam Rosenfeld Merrill Lynch Wealth Management Miami •• 806 30 150 55 53 Lucas Haber Merrill Lynch Wealth Management Daytona Beach ••• 619 2.15 3 56 75 Jeremy Ruccio Merrill Lynch Wealth Management Miami •• 818 50 100 57 52 Stephen Curley Eaton Vance WaterOak Advisors Winter Park ••• 2,152 12.5 15 58 N Andrew Plum UBS Wealth Management West Palm Beach •• 902 10 12.5 59 73 Erick Ellsweig Merrill Lynch Wealth Management West Palm Beach ••• 1,644 3.5 5 60 80 Stephen Ruvituso Merrill Private Wealth Management Jupiter •• 896 15 35 61 43 Kevin Johnson Morgan Stanley Wealth Management Naples •• 758 25 50 62 81 Trent Leyda Morgan Stanley Wealth Management Vero Beach ••• 1,290 10 20 63 N Jeff Hausinger Raymond James Tampa ••• 660 0.6 1.2 64 61 Neil Kishter Merrill Private Wealth Management Boca Raton •• •1,099 5 7.5 65 63 Nadine Miller Morgan Stanley Wealth Management Miami ••• 756 1.6 6 66 64 Steve McGovern Merrill Lynch Wealth Management Stuart ••• 663 5.25 7.75 67 N Brad Berg Ameriprise Financial Clearwater •• 787 1.25 1.5 68 N Matthew Lytell Riverwalk Wealth Advisors | Northwestern Mutual Tampa ••• 932 2.6 6 69 N Mark Thompson Raymond James Melbourne ••• 755 4 9 70 72 Douglas Simon Alex. Brown | Raymond James Palm Beach •••• • 902 9 15 71 59 Mickey Silverman Raymond James Boca Raton ••• 1,950 5 12 72 66 Keith Jacoby Jacoby Nealon & McCain Wealth Management Naples ••• 2,210 10 15 Group of Wells Fargo Advisors 73 78 Joel Manings Merrill Lynch Wealth Management St. Petersburg ••• 717 1.2 2 74 62 Sergio Akselrad J.P. Morgan Wealth Management Miami •• 1,525 15 30 75 68 Chris Garvin UBS Wealth Management Fort Lauderdale •• •1,105 5 12 76 71 George Perez GenTrust Miami •• 2,146 10.7 10.7 77 65 Chris Leeper Raymond James Jacksonville •• 1,025 1.5 2.5 78 N William Hoyt Raymond James St. Petersburg ••• 744 2.5 5 79 69 Adam Meinrod Raymond James Jacksonville •• 1,025 1.5 2.5 80 N J. Thomas Smith UBS Private Wealth Management Palm Beach Gardens ••• • 790 10 15 81 N Jeremy Paul Perigon Wealth Management Boca Raton ••• • 854 0.75 10 82 82 Miguel Viyella Wells Fargo Advisors Miami ••• • 869 10 20 83 84 Brian Shambo Merrill Lynch Wealth Management Vero Beach ••• 961 4.3 7.5 84 N Patrick Wall Morgan Stanley Wealth Management Miami ••• 2,854 40 75 March 15, 2021 BARRON’S S27

Customers

GEORGIA 11Rod Westmoreland Merrill Private Wealth Management Atlanta •• $5,749 $40 $55 22James Hansberger Morgan Stanley Private Wealth Management Atlanta ••• 2,500 30 60 34Robert Balentine Balentine Atlanta ••• •3,332 17.7 25 43Brian Frank Morgan Stanley Private Wealth Management Atlanta ••• 1,990 5 20 516Andrew Harbour Morgan Stanley Graystone Atlanta •••• •8,056 3 5 67Wes Moss Capital Investment Advisors Atlanta •• 2,887 1.25 2.5 7NCraig Savage William Blair Atlanta ••• •4,667 20 30 89Ron Hughes Merrill Private Wealth Management Atlanta • 1,211 45 50 98Buck Wiley III Merrill Private Wealth Management Atlanta •• • 2,160 20 30 10 11 John Montgomery UBS Private Wealth Management Atlanta •• 918 18.5 32 11 13 Al Parker Morgan Stanley Wealth Management Atlanta • 1,635 50 75 12 12 Bert Ponder Merrill Private Wealth Management Atlanta ••• 1,951 15 30 13 18 Donna Joyner Merrill Lynch Wealth Management Alpharetta ••• 982 9 15 14 15 Earle Dodd UBS Wealth Management Atlanta ••2,983 350 700 15 21 Saul Levy Morgan Stanley Wealth Management Atlanta •• 1,724 10 18 16 N Justin Ryan Rockefeller Capital Management Atlanta •• 1,494 50 125 17 10 Vandyke Price UBS Private Wealth Management Atlanta ••3,415 30 40 18 17 Michael Hines Consolidated Planning Corp | Raymond James Atlanta ••• • 843 2.5 4 19 23 Leslie Lauer UBS Private Wealth Management Atlanta •• •3,521 25 40 20 N Charles Hoke CIBC Private Wealth Management Atlanta •• 1,339 26.6 20 21 25 Jay Jowers Merrill Private Wealth Management Atlanta ••• 1,951 20 30 22 26 David Skid Morgan Stanley Wealth Management Atlanta ••• 1,369 5 10 23 20 Graham Roberts Morgan Stanley Wealth Management Atlanta •• 1,722 6.5 10 24 24 Scott Thompson CIBC Private Wealth Management Atlanta •• 1,644 39.15 25 25 28 Ryan Smith Northwestern Mutual Wealth Management Atlanta ••• 888 2.5 5 26 N Todd Urowsky UBS Wealth Management Atlanta •• •2,445 10 12 27 N James Easterling Morgan Stanley Wealth Management Atlanta ••• •1,561 5 10 28 N Thomas Epperson Rockefeller Capital Management Atlanta •• 932 25 50 29 N Mark Rosenberg Morgan Stanley Wealth Management Atlanta ••• •1,694 1 5 30 29 Andy Zager UBS Wealth Management Atlanta ••• 607 3 5

HAWAII 13Peter Backus Morgan Stanley Wealth Management Honolulu ••••• •$1,326 $2 $5 22Alan Kodama Ameriprise Financial Honolulu •• 425 0.4 1.4 35James Bennett Morgan Stanley Wealth Management Honolulu ••• •1,391 1.65 3.75 41Matthew Megorden UBS Wealth Management Honolulu ••• 556 5 10 54Jason Miyashita Raymond James Maite ••••• •1,545 5 10 66Peter Ehrman Morgan Stanley Wealth Management Honolulu •••• •1,398 1.5 3.5

IDAHO 11Robert Brian King RBC Wealth Management Eagle ••••• $755 $5 $10 23Bruce Davidson Wells Fargo Advisors Boise •••• 542 5 10 35Sandra Dalton UBS Wealth Management Boise •••• 755 3 10 44Robert Bracco Merrill Lynch Wealth Management Boise ••• 479 4 5 52Justin Samples Ameriprise Financial Boise ••• • 754 1 1.6 66Uwe Ruttke Merrill Lynch Wealth Management Boise ••• 701 4 8.5

ILLINOIS 14John Cultra William Blair Chicago ••• $4,333 $17.5 $25 22Steven Hefter HLM Capital Wealth Management Highland Park •• 5,850 15 20 31Paul Tashima UBS Wealth Management Chicago ••• •30,205 80 100 46Thomas Wilson William Blair Chicago •• 3,014 10 15 512David Mabie Chicago Capital Chicago •• •2,400 5 10 67Brian Hahn Neuberger Berman Chicago •• 1,800 20 50 710Andrew Griffo Morgan Stanley Wealth Management Chicago •• •23,421 10 20 88Michael Gallagher Morgan Stanley Wealth Management Chicago ••• •7,914 1.5 5 915Raj Bhatia Merrill Private Wealth Management Chicago •••• 1,891 15 20 10 N Steve Jesanis William Blair Chicago ••• 2,729 6 25 11 17 Scott Magnesen Morgan Stanley Wealth Management Oak Brook ••• 4,293 1 1.5 S28 BARRON’S March 15, 2021

Customers

12 16 James Whitney Morgan Stanley Graystone Chicago •• 3,838 45 90 13 N Carlette McMullan William Blair Chicago •••• 1,656 2 7 14 43 Tom Bridges CIBC Private Wealth Management Chicago •• •3,944 3.7 7.5 15 21 Louise Lane William Blair Chicago •••• 1,672 2 6 16 33 Robert Fix William Blair Chicago ••• 1,327 1.5 5 17 24 Daniel Fries Merrill Lynch Wealth Management Chicago ••• 1,209 3 7 18 35 Steve Elkins William Blair Chicago ••• 1,442 1 5 19 11 Louis Paster UBS Wealth Management Chicago ••• •30,205 80 100 20 N Erin Dickes CIBC Private Wealth Management Chicago •• 1,588 5.7 5 21 60 Kevin Lynch Morgan Stanley Wealth Management Chicago •• 2,055 41 55 22 29 Daniel Grant William Blair Chicago •• 1,529 15 25 23 26 Kristina Van Liew Morgan Stanley Graystone Chicago •••• 6,833 150 100 24 28 Linda Stephans Morgan Stanley Graystone Chicago •••• 6,827 150 100 25 22 Michael Schaffer Wells Fargo Advisors Lake Forest ••• •3,450 15 30 26 27 Tom Kilborn Merrill Lynch Wealth Management Northbrook ••• 1,092 5 7 27 39 Kathleen Roeser Morgan Stanley Wealth Management Chicago •• •1,645 8 15 28 23 Mark Thorndyke Merrill Lynch Wealth Management Chicago ••• 1,646 7.5 9.5 29 32 Ted Davis Morgan Stanley Wealth Management Chicago ••• 901 2.5 3 30 48 Brad DeHond Morgan Stanley Private Wealth Management Chicago •• •2,692 50 60 31 37 David Wright Merrill Private Wealth Management Chicago ••• 2,547 30 50 32 31 Sharon Oberlander Merrill Lynch Wealth Management Chicago ••• 1,595 5.5 12 33 30 Walter JR Gondeck The Lerner Group Deerfield ••• 1,360 5 10 34 40 Joseph Kartheiser Morgan Stanley Private Wealth Management Chicago •• 1,603 15 25 35 38 Russell McLean McLean Wealth Management Group Oak Brook ••• 2,041 2.5 7 36 25 Matthew Dillig Hightower Chicago • 1,237 35 50 37 36 James Oberheide Morgan Stanley Private Wealth Management Chicago ••• 3,503 50 75 38 42 Benjamin Klein Merrill Lynch Wealth Management Northbrook ••• 960 5 7.5 39 44 Michael Cohen Morgan Stanley Wealth Management Chicago •• 1,634 1.5 2 40 34 David Wilkinson Morgan Stanley Wealth Management Chicago ••• 944 35 40 41 41 Jay Maltby UBS Private Wealth Management Chicago •• 2,604 10 20 42 52 Peter Lee Summit Trail Advisors Chicago •• •2,383 25 55 43 51 Sean Lannan Morgan Stanley Wealth Management Chicago •• 2,890 2 2.5 44 N Robert Siracusano Wells Fargo Advisors Financial Network Naperville ••• 775 2.5 3 45 56 Brian Speers Merrill Lynch Wealth Management Oak Brook •• •1,476 3.5 5 46 53 Dan Hoffmann Morgan Stanley Wealth Management Chicago •• 2,888 2.5 2.5 47 49 Ajay Desai UBS Private Wealth Management Chicago •• •1,797 50 300 48 N Michael Sakach Morgan Stanley Graystone Chicago •• 3,814 45 50 49 57 David Sheppard Merrill Lynch Wealth Management Deer Park •• 768 7 9 50 58 Kyle Chudom Morgan Stanley Wealth Management Oak Brook ••• 1,045 1 3 51 45 Joseph Silich Morgan Stanley Wealth Management Chicago •• 1,078 7 13 52 N Bruce Becker Morgan Stanley Wealth Management Chicago •• • 948 7 20 53 50 Benjamin Leshem HLM Capital Wealth Management Highland Park •• 5,850 15 20 54 54 John Hammond Merrill Lynch Wealth Management Northbrook •• 1,062 6 8 55 55 Christopher Garrity Merrill Lynch Wealth Management Northbrook ••• 1,370 2 6 56 N Brian Marshall William Blair Chicago •••• 817 3 5 57 N Wesley Tate UBS Wealth Management Oakbrook Terrace ••• 623 3.5 5 58 N Rod Loewenthal UBS Wealth Management Northbrook •• 914 4 5 59 N Jason Beckwith Merrill Lynch Wealth Management Chicago ••• 889 2 5 60 N Jacqueline Moss William Blair Chicago •• 915 30 40

INDIANA 11Wm. Craig Dobbs Morgan Stanley Graystone Indianapolis • $31,873 $242.8 $192.15 25John Cate Merrill Lynch Wealth Management Indianapolis •• •17,803 425 100 32John Perry Morgan Stanley Wealth Management Indianapolis •• 1,245 25 40 43Martin Gregor Merrill Private Wealth Management Indianapolis •••• •2,410 25 50 54Eric Payne Merrill Lynch Wealth Management Indianapolis ••• 2,368 5 7.5 66Christopher Moore Ameriprise Financial Fort Wayne ••• 1,224 2.25 4.3 77Ronald Mencias Merrill Lynch Wealth Management Indianapolis ••• 2,368 5 7.5 8NBrian Cooke Cooke Financial Group Indianapolis ••• •2,150 4 6 8NChris Cooke Cooke Financial Group Indianapolis ••• •2,150 4 6 10 8 Jonathan Klausner Morgan Stanley Wealth Management Indianapolis •• •2,514 5 11 March 15, 2021 BARRON’S S29

Customers

11 N Brian Austin Ameriprise Financial Indianapolis •• 900 0.75 2 12 9 Daniel Finley Merrill Lynch Wealth Management Fort Wayne ••• •1,019 2 5 13 11 John Duffy Morgan Stanley Wealth Management Indianapolis ••• •2,506 4 11 14 N John Schutz Baird Evansville •• 652 0.75 1.3 15 12 K. Gregory Akers Merrill Lynch Wealth Management Indianapolis ••• •1,136 2 5 16 18 Kevin McMullen Merrill Lynch Wealth Management Indianapolis ••• 567 2 2.25 17 10 Scott Saxe Wells Fargo Advisors Evansville ••• 741 1 2 18 16 Morris Hancock Merrill Lynch Wealth Management Indianapolis ••• 723 3 3.5

IOWA 12Matt Fryar WellsFargoAdvisors DesMoines •• $875 $5 $7 24Jeffrey Brandt Ameriprise Financial Fort Dodge ••• 749 0.35 4 31Bryan Boesen Morgan Stanley Wealth Management Des Moines ••• 759 5 10 43Timothy Finucan Edward Jones Webster City ••• 649 0.75 4 55Jerry Ask JerryK.AskInvestment|RaymondJames Cedar Rapids •• 462 0.5 0.6 66Joshua Denning Ameriprise Financial Fort Madison ••• • 535 0.1 1

KANSAS 11Tim Sutton Creative Planning Overland Park ••• •$1,103 $0.4 $2.1 23Scott Ferguson Morgan Stanley Wealth Management Leawood ••••• 1,340 1 8 35Trey Barnes Mariner Wealth Advisors Overland Park ••• •2,176 1.8 6 4NTim Werth Werth Wealth Mangement | Raymond James Hays ••••• •1,022 2 5 52Jay Beebe Creative Planning Overland Park ••• •1,087 0.7 3.05 64Richard Homuth Merrill Lynch Wealth Management Leawood •••• 869 7.4 9

KENTUCKY 11Barry Barlow Merrill Lynch Wealth Management Louisville •••• $1,032 $4 $7.5 25Philip McCauley Morgan Stanley Wealth Management Louisville •••• 1,188 7.5 10 34Travis Musgrave Merrill Lynch Wealth Management Lexington ••• • 828 5 7 48Thomas Perrone Morgan Stanley Wealth Management Louisville ••• •1,157 1.8 2.95 5NWilliam Watson Ameriprise Financial Owensboro ••• • 1,141 0.7 2 611Morgan Fister Morgan Stanley Wealth Management Lexington ••• 867 1 1 79Dan Foutch Baird Glasgow ••• • 805 1 2 810Scott Kelly Merrill Private Wealth Management Louisville •• •1,927 75 100 92Douglas Kisker Ameriprise Financial Crestview Hills •• 527 2.25 2.5 10 7 Dean Donohue Ameriprise Financial Louisville •• • 605 1.75 2.85 11 N Charles Mercer Merrill Lynch Wealth Management Louisville ••• • 840 5 10 12 N Mark Switow UBS Private Wealth Management Louisville •• 817 6.5 22

LOUISIANA 12Curtis Eustis Merrill Lynch Wealth Management New Orleans •••• •$1,262 $8.5 $20 23Rick Frayard UBSPrivateWealthManagement Lafayette •••• •1,694 1.75 3 34James Spiro Morgan Stanley Wealth Management New Orleans •••• 2,181 1 5 4NScott Hardie Merrill Lynch Wealth Management New Orleans ••• 1,397 4 7 5NJacque Kuchta UBS Wealth Management New Orleans ••• 695 3 6 65Don Celestin Morgan Stanley Wealth Management Mandeville ••• • 975 3.5 10

MAINE 11Brian Clement RBC Wealth Management Portland ••• •$656 $1.6 $5.5 22Jeremiah Burns Morgan Stanley Wealth Management Portland •• • 580 5 20 33Thomas Gower III UBS Wealth Management Bangor ••• 624 3.1 4.1 45Todd Doolan Morgan Stanley Wealth Management Portland ••• • 423 1.7 3 56Robertson Breed F.L.Putnam Investment Management Company Portland •••• •3,374 3 7 6NMark Leighton Morgan Stanley Wealth Management Portland •• 400 1 2

MARYLAND 11Robert Scherer Morgan Stanley Graystone Potomac •••• •$10,476 $25 $25 22Kent Pearce Merrill Lynch Wealth Management Towson •• 1,892 8 15 33Joseph Jacques Jacques Financial Rockville •• •1,255 1 2.5 44Ted Smith UBS Private Wealth Management Baltimore ••• 1,373 40 100 S30 BARRON’S March 15, 2021

Customers

57James Meek Morgan Stanley Graystone Baltimore •••• •2,506 32 35 65Peter Dunne Merrill Lynch Wealth Management Bethesda •••• •2,733 40 50 76Jeff Leventhal Hightower Bethesda Bethesda •• 1,018 3.5 10 88E. Geoffrey Sella SPC Financial | Raymond James Rockville •• 983 0.9 1.6 910Barry Garber Alex. Brown | Raymond James Baltimore •• •3,918 15 25 10 11 Ross Charkatz Morgan Stanley Graystone Potomac ••••• •9,966 25 25 11 19 Ann Marie Etergino RBC Wealth Management Chevy Chase ••••• •1,358 7.5 15 12 14 Brett Clifford Morgan Stanley Private Wealth Management Baltimore •• 1,312 15 30 13 16 Gregory Baker Merrill Lynch Wealth Management Bethesda ••• 1,112 3.5 5 14 9 Larry Boggs Wells Fargo Advisors Cumberland ••• • •1,175 3 5 15 15 Robert Collins Collins Investment Group Bethesda ••• 887 3 7 16 18 Jonathan Murray UBS Wealth Management Hunt Valley ••• • •1,550 2 4 17 12 Peter Maller Maller Wealth Advisors Hunt Valley ••• 885 2.2 7.4 18 N Phil Rauch William Blair Baltimore •••• 1,062 5 20 19 17 Patricia Baum RBC Wealth Management Annapolis •• •1,756 10 25 19 N Nicholas Serenyi Morgan Stanley Wealth Management Rockville •• •3,054 3 5 21 N Thomas Lee Lee, Sipe & Associates | Raymond James Rockville ••• 820 2 3 22 N Ryan Bowman Morgan Stanley Wealth Management Rockville •• •2,454 3 5 23 20 Frank Dingle RBC Wealth Management Baltimore ••• 882 1.8 3.8 24 24 William Orr Merrill Private Wealth Management Frederick ••• •1,172 10 20

MASSACHUSETTS 14Peter Princi Morgan Stanley Graystone Boston •••• •$7,110 $7.5 $20 21Raj Sharma Merrill Private Wealth Management Boston • 7,882 10 15 32Kevin Grimes Grimes & Company Westborough ••• 3,104 3 10 43Susan Kaplan Kaplan Financial Services Newton •• 2,252 4 10 516Richard F. Connolly Morgan Stanley Private Wealth Management Boston ••••• •7,809 20 30 6NBrian Strachan Morgan Stanley Private Wealth Management Boston ••• 2,199 10 18 78Thomas Bartholomew Bartholomew & Company Worcester ••• •3,026 2 5 821Victor T. Livingstone Morgan Stanley Private Wealth Management Boston •••• •4,496 35 100 911Daniel Wilson Ameriprise Financial Auburndale •• 3,436 0.5 5 10 9 John Lechner Morgan Stanley Private Wealth Management Boston •• 4,796 25 100 11 5 Daniel Wiener Adviser Investments Newton ••• 6,049 1.5 2.5 12 10 Devin Condron Morgan Stanley Private Wealth Management Boston •• 1,620 25 75 13 7 Charles S. Bean III Heritage Financial Services Westwood ••• 1,601 2.5 4 14 23 Cory Schauer Alex.Brown|RaymondJames Boston •• 2,040 10 25 15 24 Raju Pathak Morgan Stanley Wealth Management Boston ••• 1,517 8 20 16 6 William Sullivan UBS Private Wealth Management Boston •• 1,618 25 50 17 12 Mary Mullin Merrill Lynch Wealth Management Boston •• 2,100 7.5 12 18 14 Peter Noonan J.P. Morgan Wealth Management Boston ••• 2,772 15 75 19 13 Richard Miller Ameriprise Financial Wellesley ••• 1,275 0.7 1.5 20 17 John Spooner Morgan Stanley Wealth Management Boston ••• 1,149 1.5 8 21 15 David Javaheri Morgan Stanley Wealth Management Wellesley •• 1,493 7 15 22 18 Ira Rapaport NewEnglandPrivateWealthAdvisors Wellesley •• 2,136 7 9 23 N Eric Riak CIBC Private Wealth Management Boston • 1,719 107.45 150 24 N Debra Brede D.K. Brede Investment Management Needham ••• • 1,118 2 3.5 25 19 Gary McGuirk Merrill Private Wealth Management Boston •• 2,282 25 50 26 N Stephen Kelliher Morgan Stanley Wealth Management Norwell ••••• •3,550 10 10 27 20 Mark Joyce Merrill Lynch Wealth Management Boston ••• 1,540 3 10 28 25 Carl Cafaro Merrill Lynch Wealth Management Newton •• 2,206 10 25 29 26 Mark Winthrop Winthrop Wealth Westborough ••• 1,627 3 8 30 30 Timothy Connolly UBS Wealth Management Boston •••• 1,100 15 25

MICHIGAN 11Charles C. Zhang Zhang Financial Portage •••• $3,638 $3 $5 22David Kudla Mainstay Capital Management Grand Blanc ••• •3,076 1 4 33Jeffrey Fratarcangeli Fratarcangeli Wealth Management Birmingham •• •2,250 8 20 44Dana Locniskar Merrill Private Wealth Management Troy •• 3,018 15 25 56Gary Ran Telemus Capital Southfield ••• 3,084 2.8 4.65 65Philip Appel Merrill Lynch Wealth Management Bloomfield Hills •• 2,530 6.5 7 7NTimothy Long Merrill Lynch Wealth Management Grand Rapids •••• •4,708 7.5 10 March 15, 2021 BARRON’S S31

Customers

88Melissa Spickler Merrill Lynch Wealth Management Bloomfield Hills ••• •1,337 2 5 97Kevin VanDyke Bloomfield Hills Financial Bloomfield Hills •• •1,558 2 4 10 10 Brian Brice Morgan Stanley Graystone Birmingham ••• •4,490 5 10 11 13 David Brazen Ameriprise Financial Troy •• 2,354 1 3 12 11 Leo Stevenson Merrill Lynch Wealth Management Wyandotte ••••• 862 1.5 2 13 12 Frank Moore Vintage Financial Services Ann Arbor •• 693 1.3 2 14 24 Frank Migliazzo Merrill Private Wealth Management Troy •• 2,321 20 30 15 17 Marie Vanerian Merrill Lynch Wealth Management Troy •••• •2,293 25 20 16 25 Bruce Ballard Merrill Lynch Wealth Management Farmington Hills ••• 1,622 5 5 17 19 Abraham Post Merrill Lynch Wealth Management Troy •• • 971 4.1 10 18 14 Timothy Brice Morgan Stanley Graystone Birmingham ••• •4,440 5 10 19 15 Nicole Christians Merrill Lynch Wealth Management Farmington HIlls ••• •2,284 1 5 20 20 Aaron Romain Merrill Lynch Wealth Management Farmington Hills ••• •2,284 1 5 21 22 Richard Bloom Bloom Advisors Farmington Hills •• 1,187 0.7 1 22 23 Michael Rosloniec Morgan Stanley Graystone Grand Rapids •••• •5,081 110 250 23 25 William Mackay Merrill Lynch Wealth Management Grand Rapids ••• •4,708 10 15 24 N Chris Wilker Morgan Stanley Wealth Management Troy ••• 694 1.5 5 25 27 Jay McGill Merrill Lynch Wealth Management Auburn Hills ••• 961 2.5 5 26 28 Bruce Johnson CapTrust Holland •••• •1,416 5 10 27 N Kenneth Fruehauf Wells Fargo Advisors Grosse Pointe ••• •1,946 5 10 28 17 Scott Bernecker Merrill Lynch Wealth Management Grand Rapids ••••• •1,566 10 15 29 N Eric Furlotte Ameriprise Financial Farmington Hills ••• 2,354 1 3 30 16 Sheryl Stephens Stephens Wealth Management | Raymond James Flint ••• • 656 1 3

MINNESOTA 12Richard S. Brown JNBA Financial Advisors Minneapolis ••• $1,647 $1.5 $2 21Brad Wheelock RBC Wealth Management Saint Cloud •••• 1,600 2.5 5 37Louis Close UBS Private Wealth Management Minneapolis ••• 1,857 10 20 43Christina Boyd Merrill Lynch Wealth Management Wayzata •• 1,554 7 15 56Charlie Kelley Compass Capital Management Minneapolis ••• •1,602 5 8 65Thomas Drees Morgan Stanley Wealth Management Bloomington ••• 1,103 8 15 78Ben Marks Marks Group Wealth Management Minnetonka •••• 1,489 2 5 823Jesse Bull UBS Private Wealth Management Wayzata ••• 1,135 4 6 910David A. Olson Morgan Stanley Wealth Management Rochester ••• 632 3.5 7.5 10 14 Michael Slaggie Slaggie Capital Group | Raymond James Winona •••• 1,565 1 2.5 11 15 Robert Swiller UBS Wealth Management Minneapolis ••• 800 2 10 12 13 Aaron Howe RBC Wealth Management Wayzata ••• 797 5 10 13 20 Randy Doroff Ameriprise Financial Minneapolis •• 817 1.2 2 14 11 Jacob Creydt UBS Wealth Management Bloomington ••• •1,012 3.5 5 15 17 Frank Summers Merrill Lynch Wealth Management Minneapolis ••• 1,031 1.5 2.5 16 18 Mark Joern Ameriprise Financial Minneapolis •• 950 2.5 4 17 16 Royal Jaros Ameriprise Financial Apple Valley ••• 874 0.95 2.1 18 N Michelle Young Ameriprise Financial Edina ••• • 789 0.9 2.3 19 N Rhett Neuman RBC Wealth Management Stillwater ••• 621 1 3 20 21 Scott Kauls Merrill Lynch Wealth Management Minneapolis •• 646 3 4 21 22 William Sukup Wealth Enhancement Group Woodbury ••• 535 1 1.5 22 N Chris Lee Wells Fargo Advisors Bloomington ••• 750 1.8 5 23 9 Michael Erpelding Erpelding Wealth Management Edina •• • 682 0.3 0.3 24 24 Theresa Ward Merrill Private Wealth Management Minneapolis ••••• 687 10 20

MISSISSIPPI 11Bill Rush Mosby UBS Wealth Management Jackson ••• •$1,267 $2.5 $4 22John McRae Raymond James Meridian ••••• • 853 0.4 1 33Arthur Finkelberg Raymond James Ridgeland ••• • 531 1.5 2 44Lynn Phillips-Gaines Phillips Financial | Raymond James Starkville ••• 281 1 2 55Bill Geary Raymond James Jackson •••• 835 2 6 66Wheeler Parker Merrill Lynch Wealth Management Ridgeland ••• 429 1 2 S32 BARRON’S March 15, 2021

Customers

MISSOURI 11Michael Moeller Moeller Investment Group Chesterfield •••• •$2,020 $3 $5 2NMichael Jefferies UBS Wealth Management Kansas City ••• •3,442 1 3 32Bud King UBS Private Wealth Management Saint Louis •• 1,285 9 23 43Diane Compardo Moneta Group Clayton •• 1,633 15 18 54Mark Wilkins UBS Private Wealth Management Saint Louis •• 817 36.1 75 65Seth Murray Ameriprise Financial Springfield •• 2,478 1 2 78Gordon Hamilton III Morgan Stanley Wealth Management Kansas City ••• 1,426 1.25 1.25 813Kathleen Youngerman Morgan Stanley Private Wealth Management Chesterfield ••• 405 35 60 99Theresa Gorin Merrill Lynch Wealth Management Chesterfield ••• 722 3 4 10 11 James Hise Merrill Private Wealth Management Kansas City ••• 1,149 16 18 11 6 Dennis Williams Morgan Stanley Private Wealth Management Kansas City ••• 1,263 7 12.5 12 7 Robert Millner Morgan Stanley Wealth Management Clayton ••• 1,326 2 5 13 15 Donald Swanson Edward Jones Joplin ••• 541 0.5 0.9 14 16 Scott Underwood SociumAdvisors|NorthwesternMutual Saint Louis •• • 693 1.1 5 15 17 James Moore Wells Fargo Advisors Clayton •••• • 750 3 6 16 10 Barbara Archer HightowerWealthAdvisorsSt.Louis SaintLouis ••• • 829 2 4 17 12 Bradford Koeneman Moneta Group Clayton •• • • 570 8 10 18 18 Michael Lowry Merrill Private Wealth Management Kansas City •• 1,1491518

MONTANA 11JamesB.Stack Stack Financial Management Whitefish ••• $1,397 $1.75 $5 23Jared Losing Ameriprise Financial Missoula ••• 734 0.3 2 34William Royer UBS Wealth Management Billings •••• •1,070 3 7 4NTodd Vralsted UBS Wealth Management Billings •••• •1,070 2 7 52Charles Wagner Merrill Lynch Wealth Management Billings •••• •1,976 2 2.5 65Scott Knutson Wells Fargo Advisors Helena ••• • 437 1.6 6.5

NEBRASKA 11Jonathan Beukelman UBS Private Wealth Management Lincoln ••• •$3,553 $5 $25 23Andrew Robinson Morgan Stanley Wealth Management Omaha ••• 1,649 9 15 36Jim Siemonsma Mariner Wealth Advisors Omaha ••• 1,351 0.9 3 42Ryan Swartz CreativePlanning-OmahaNE Omaha ••• •2,337 0.7 3.2 55Jason Dworak UBS Private Wealth Management Lincoln •• 1,123 8 20 64John Garlock RBC Wealth Management Omaha •••• • 849 2.5 4

NEVADA 11Randy Garcia The Investment Counsel Company Las Vegas •• •$1,357 $5 $10 23Deborah Danielson Danielson Financial Group | LPL Financial Las Vegas ••• 485 2 5 35Nadine Faulis Merrill Lynch Wealth Management Las Vegas ••• 949 6 20 4NJohn Badwick Morgan Stanley Wealth Management Reno ••• 641 3 10 54James Small UBS Wealth Management Las Vegas ••• 1,144 2 4.6 6NGeoffrey Lee Ameriprise Financial Henderson ••• 700 1.1 2.5

NEW HAMPSHIRE 11Robert Bonfiglio Ameriprise Financial Bedford •• $711 $2 $3 22John Habig Morgan Stanley Wealth Management Portsmouth ••• 453 1.5 3 33Brian Doyle Wells Fargo Advisors Hanover •••• •1,200 5 10 46P. Kevin O’Brien Wells Fargo Advisors Portsmouth ••• 438 1.5 3.5 54Sean Doyle Merrill Lynch Wealth Management Manchester ••• • 435 1.9 2.5 65Stephen Loughman Wells Fargo Advisors Hanover •••• •1,200 5 10

NEW JERSEY 15Gary Tantleff UBS Wealth Management Warren •• $5,681 $10.60 $10 22Mary Deatherage Morgan Stanley Private Wealth Management Little Falls ••• •3,105 10 25 34Daniel Schwartz UBS Private Wealth Management Paramus •• 2,300 10 25 410Frank Seminara Morgan Stanley Private Wealth Management Florham Park •• 2,286 10 20 529Richard Udine Morgan Stanley Wealth Management Mount Laurel ••• 1,536 3.25 5 68Mark Lippman Wells Fargo Advisors Linwood ••• •1,800 2.5 4 712John Micera RBC Wealth Management Florham Park •••• •1,475 6.2 12.5 March 15, 2021 BARRON’S S33

Customers

89Bruce Pomerantz Wells Fargo Advisors Short Hills ••• 1,733 7 15 911Christopher Cook Merrill Lynch Wealth Management Florham Park •• 1,977 5 10 10 3 David Weinerman Morgan Stanley Wealth Management Florham Park ••• 5,086 8 15 11 6 Michael Ricca Morgan Stanley Wealth Management Florham Park ••• 5,078 8 15 12 16 Andy Schwartz Bleakley Financial Group Fairfield •• •1,922 2 5 13 13 Elliott Kugel Merrill Lynch Wealth Management Bridgewater ••• •1,729 2.5 4 14 15 James McLaughlin PrincetonWealthAdvisors|RaymondJames Princeton ••• 2,261 5 10 15 17 Joseph Matina UBS Private Wealth Management Short Hills ••• 1,535 5 10 16 18 Mark Fendrick UBS Wealth Management Mount Laurel •• 1,101 4 6 17 14 Thomas Meyer Meyer Capital Group Marlton ••• 1,174 1.5 3 18 19 Jack Burke Merrill Lynch Wealth Management Florham Park •• 4,753 7 15 19 21 Bruce Gsell Merrill Lynch Wealth Management Iselin ••• •12,921 2.5 5 20 N Scott Mahoney Morgan Stanley Private Wealth Management Morristown ••• 1,046 15 25 21 7 L. Marc Shegoski UBS Wealth Management Princeton ••• •4,466 35 105 22 20 Mark Tobias Morgan Stanley Wealth Management New Brunswick ••• 1,009 4 9 23 22 Stephen Pollard Merrill Lynch Wealth Management Princeton •• 1,698 5 9 24 23 Mark Cortazzo MACRO Consulting Group Parsippany ••• 795 2 6.5 25 30 Neil McPeak Wells Fargo Advisors Linwood ••• •1,437 1 2 26 31 Ken Schapiro Condor Capital Management Martinsville ••• •1,205 1.5 3.5 27 28 Goran Bojovski Merrill Lynch Wealth Management Iselin ••• •12,921 2.5 5 28 25 Jack Riley UBS Wealth Management Warren •• 2,365 10 15 29 39 Bruce Barth Merrill Lynch Wealth Management Short Hills ••• • 1,609 2 3.5 30 26 James Maltese Merrill Lynch Wealth Management Iselin ••• 1,562 3 5 31 N Greg Makowski CFS Investment Advisory Services Totowa ••• •1,650 2 5 32 N Harris Nydick CFS Investment Advisory Services Totowa ••• •1,650 2 5 33 32 William Munn Ameriprise Financial Paramus ••• 770 0.75 3 34 45 Francis Bitterly Morgan Stanley Wealth Management Red Bank ••• 604 2.8 7 35 N Adam Gurien Merrill Lynch Wealth Management Short Hills ••• • 719 3 6 36 37 David Briegs Merrill Lynch Wealth Management Bridgewater ••• •1,729 2.5 4 37 24 Michael Gara UBS Wealth Management Princeton ••••• • 2,111 3 10 38 33 Patricia Bell Merrill Lynch Wealth Management Short Hills ••• 744 3 5 39 N Raymond Chase UBS Private Wealth Management Florham Park ••• 1,259 8 10 40 38 Steven Rothman UBS Wealth Management Red Bank ••• 517 1.5 3 41 42 Anthony Valente Morgan Stanley Wealth Management Shrewsbury ••• •2,252 1 2 42 40 John Hudspeth Merrill Lynch Wealth Management Mount Laurel •••• •1,194 3 6 43 N Michael Axelrod Bleakley Financial Group Fairfield •• • 715 4 6 44 41 Julia Bishop Merrill Lynch Wealth Management Florham Park ••• 1,845 3 5 45 43 David Comito Merrill Lynch Wealth Management Florham Park ••• 1,845 2.5 5 46 N Karl Kreshpane UBS Wealth Management Paramus •• 698 2.9 5 47 N V. Peter Traphagen Jr. Traphagen Investment Advisors Oradell ••• 848 1 1.5 48 N August Zenzius Merrill Lynch Wealth Management Paramus ••• 644 1.5 4

NEW MEXICO 13Brian Cochran John Moore Associates | Raymond James Albuquerque ••• $611 $1.5 $3 21Michael Stevens Merrill Lynch Wealth Management Albuquerque ••••• 993 3 7 32Michael Blackwell Morgan Stanley Wealth Management Albuquerque ••• 842 1.6 2.2 4NChristopher Cates RBC Wealth Management Albuquerque •••• •1,200 3 5 55Charles Reardon Morgan Stanley Wealth Management Albuquerque ••• • 896 1.5 3.5 6NRyan Mummert Morgan Stanley Wealth Management Albuquerque ••• • 914 2.5 5

NEW YORK 11Lyon Polk Morgan Stanley Private Wealth Management New York •• $27,848 $50 $150 24Richard Saperstein Treasury Partners New York •• •19,736 25 30 316Ron Vinder Morgan Stanley Private Wealth Management New York • 9,760 50 200 47Ron Basu Morgan Stanley Private Wealth Management New York •• •7,509 50 150 56Seth Finkel Neuberger Berman New York •• •2,987 10 20 633Jonathan Kuttin Ameriprise Financial Hauppauge ••• 2,887 1 4 713Martin Halbfinger UBS Wealth Management New York •• •3,986 20 35 89Scott Wilson Morgan Stanley Private Wealth Management New York •• 8,590 15 40 924Jim Detterick Morgan Stanley Graystone New York •• •36,529 5 10 10 12 Stephanie J. Stiefel Neuberger Berman New York •• •2,511 15 45 S34 BARRON’S March 15, 2021

Customers

11 14 Scott Stackman UBSPrivateWealthManagement NewYork ••• 4,684 75 250 12 23 Frank Marzano GM Advisory Group Melville ••• 3,861 20 30 13 37 Holly Newman Kroft Neuberger Berman New York •• • 2,361 7 15 14 19 Jason Katz UBS Wealth Management New York ••• 3,384 5 15 15 50 Michael Sawyer Morgan Stanley Private Wealth Management New York • 4,210 50 100 16 15 Robert Stolar Morgan Stanley Private Wealth Management New York •• 2,968 50 75 17 21 Noel Weil Merrill Private Wealth Management New York ••• 10,046 25 50 18 17 Russell Rabito UBSPrivateWealthManagement NewYork •• • 5,324 10 17 19 20 William Peterson Neuberger Berman New York •• 1,950 6.5 13 20 22 Richard Zinman Morgan Stanley Wealth Management New York •• 3,876 20 75 21 68 Shawn Rubin Morgan Stanley Private Wealth Management New York •• 3,371 10 25 22 34 Leigh Cohen Merrill Private Wealth Management New York •• 7,738 25 50 23 35 Virginia Guy Neuberger Berman New York ••• 1,650 9 20 24 46 Jonathan Kass Merrill Lynch Wealth Management New York ••• •6,792 10 25 25 29 Josh Gully Morgan Stanley Private Wealth Management New York ••• 4,3414060 26 32 Evan Steinberg Morgan Stanley Private Wealth Management New York •••• 3,753 10 15 27 62 Alexandra Fuhrmann CIBC Private Wealth Management New York •• 1,803 15 20 28 38 John Olson Merrill Lynch Wealth Management New York •• 1,947 8 15 29 52 PatrickJ.Schwarz Morgan Stanley Private Wealth Management New York •• 4,341 20 40 30 48 David Magrone Merrill Private Wealth Management New York •• 3,443 50 100 31 84 Andrew Sukhin MorganStanleyPrivateWealthManagement New York •• •2,043 10 30 32 71 Michael Chrys Merrill Lynch Wealth Management Latham ••• •4,445 25 30 33 65 Joshua Malkin Morgan Stanley Private Wealth Management New York ••• 2,370 10 25 34 99 John Vessa Morgan Stanley Wealth Management New York ••• •6,846 5 10 35 44 Michael Poppo UBS Wealth Management New York •••• •1,412 8 12 36 41 Thomas Sullivan Merrill Lynch Wealth Management Garden City •• 2,484 4 7 37 67 Robert McGinty Merrill Private Wealth Management New York ••• •14,258 42.7 48 38 66 Andrew P. Kraus Merrill Private Wealth Management New York ••• •14,258 42.7 48 39 43 Glenn Degenaars First Republic Investment Management New York •• •1,813 22.5 35 40 63 Bruce Burrows Morgan Stanley Wealth Management Garden City ••• •13,839 5 20 41 57 John Barrett Merrill Lynch Wealth Management New York •••• •2,583 21 30 42 87 Adam Epstein UBSPrivateWealthManagement NewYork ••• •1,467 16 35 43 N Jordan Mayer J.P. Morgan Wealth Management New York ••• •3,180 8 15 44 82 Brian Bennett UBS Wealth Management New York ••• 1,224 3 10 45 60 Lewis Altfest Altfest Personal Wealth Management New York ••• 1,383 2 4 46 59 Peter Svarre Merrill Lynch Wealth Management New York •• 1,814 12 30 47 N John Longo Morgan Stanley Graystone New York •• •16,337 100 200 48 105 Mihir Patel Morgan Stanley Wealth Management New York •• 1,688 5 25 49 93 Justin McCarthy MarinerWealthAdvisors NewYork ••• 1,492 2.6 1.5 50 N Jeffrey Klotz UBSPrivateWealthManagement NewYork ••• •11,013 5 25 51 80 Jason Babb First Republic Investment Management New York •• 1,354 5 10 52 69 Elizabeth Weikes J.P. Morgan Wealth Management New York ••3,7572525 53 88 Anthony Dertouzos Morgan Stanley Wealth Management New York •• 3,876 20 75 54 54 Joseph Karas Morgan Stanley Private Wealth Management New York •••• •2,6474060 55 113 David Beyer Morgan Stanley Wealth Management New York •• 2,300 10 25 56 74 Robert Waldele Merrill Lynch Wealth Management New York •••• 3,064 25 40 57 116 Charles Balducci Merrill Lynch Wealth Management New York •• 2,688 7.5 30 58 97 Christiane Olsen UBSPrivateWealthManagement NewYork ••• 7,116 7 12 59 78 Rod Aronson Morgan Stanley Private Wealth Management New York ••• •2,697 25 35 60 72 Anna Winderbaum Morgan Stanley Private Wealth Management New York •• 1,892 25 50 61 70 Joseph Lerner Morgan Stanley Private Wealth Management New York •• 1,892 25 50 62 103 Jeffrey Winik Morgan Stanley Wealth Management New York ••• •6,846 4.5 12 63 N Jonathan Adamsky UBSPrivateWealthManagement NewYork ••• •11,013 5 25 64 N Michael Bapis Rockefeller Capital Management New York ••• •1,163 5 25 65 49 Daniel Kilmurray UBSPrivateWealthManagement NewYork ••• 7,116 10 20 66 58 Neil Mitchell Morgan Stanley Private Wealth Management New York •••• •6,295 60 100 67 N Emmeline Swanson Merrill Lynch Wealth Management New York •• •36,586 70 750 68 101 Vishal Bakshi Merrill Private Wealth Management New York •• 2,145 75 200 69 86 W. Corby May Merrill Lynch Wealth Management Garden City •• •1,330 5 15 70 25 Deborah Montaperto Morgan Stanley Private Wealth Management New York •• 28,339 50 150 71 85 Leo Marzen Bridgewater Advisors New York •• 1,550 5 10 March 15, 2021 BARRON’S S35

Customers

72 75 James Ryan Merrill Private Wealth Management New York •••• •8,214 10 75 73 106 Jay Canell J.P. Morgan Wealth Management New York ••• 3,800 15 25 74 77 Courtney Moore Merrill Private Wealth Management New York •••• •8,214 10 75 75 107 Neil Canell J.P. Morgan Wealth Management New York ••• 3,800 15 25 76 83 Alyssa Moeder Merrill Private Wealth Management New York •• 4,633 25 100 77 N Steven Cannata Merrill Lynch Wealth Management New York ••• •4,37616.820 78 90 Louise Gunderson UBSPrivateWealthManagement NewYork ••• 960 4.75 12.75 79 N Daniel O'Connell Merrill Lynch Wealth Management Garden City ••••• •1,440 5 20 80 108 Marc Fischer Morgan Stanley Graystone Rochester •••• •2,6394040 81 111 Peter Arbes Neuberger Berman New York •• 988 3.5 8 82 N Ryan Lewis Morgan Stanley Private Wealth Management New York •••• 36,529 20 30 83 N Ahmet Terzioglu Morgan Stanley Wealth Management Rochester ••• 1,94255 84 114 Rich Abrams UBS Wealth Management New York •••• •3,421 2 8 85 89 Richard Salvino Merrill Private Wealth Management New York •• 4,633 25 100 86 N Richard Pluta Merrill Lynch Wealth Management New York •• 1,232 10 50 87 115 Eric Propper CIBC Private Wealth Management New York •• •1,336 23.45 40 88 98 Doug Mellert Merrill Lynch Wealth Management New York •••• •4,989 10 25 89 51 Andrew Perry UBSPrivateWealthManagement NewYork •• 4,071 25 40 90 95 Lawrence Liebers Merrill Lynch Wealth Management New York •• 1,558 13 25 91 N Charles Day UBSPrivateWealthManagement NewYork •• 667 10 15 92 N Ira Millman Morgan Stanley Wealth Management New York •••• 1,597 12 30 93 100 Todd DiScala Merrill Lynch Wealth Management New York •••• •4,989 10 25 94 N Steven Strzelecki Morgan Stanley Wealth Management Garden City ••• •13,839 5 20 95 119 Eric Snyder Merrill Lynch Wealth Management New York •• 2,688 7.5 30 96 104 Geri Eisenman Pell Ameriprise Financial Rye Brook ••• 1,218 3 4 97 N Lori Van Dusen LVW Advisors Pittsford •• •1,940 15 35 98 120 Harold Elish UBSPrivateWealthManagement NewYork ••• • 1,44358 99 96 William Einstein UBSPrivateWealthManagement NewYork •• 7,116 5 10 100 112 Glenn Arthurs UBS Wealth Management Buffalo •••• •2,456 3 6 101 109 Greg DelMonte Stifel New York ••• •1,590 1 10 102 110 Todd Silaika Merrill Lynch Wealth Management Clifton Park ••• 1,473 3 4.5 103 73 Jordan Waxman Nucleus Advisors New York •• •1,569 25 50 104 N Robert Dyer Merrill Private Wealth Management New York •• 1,1644868 105 N Andrew Hart Morgan Stanley Wealth Management New York ••• 4,519 25 100 106 N Roger Tulcin Neuberger Berman New York ••• 847 4 10 107 102 Emily Rubin UBSPrivateWealthManagement NewYork •• 2,188 15 30 108 N Abe Borenstein First Republic Investment Management New York ••• •1,829 3 6 109 N Mark Leyton Alex.Brown|RaymondJames NewYork ••• 800 25 500 110 118 Michael Taggart J.P. Morgan Wealth Management New York ••• 900 10 20 111 N Dan Hayes Ameriprise Financial Rochester •• •1,353 0.4 0.8 112 117 Joseph Eisler Morgan Stanley Private Wealth Management New York ••• 1,971 30 70 113 N Todd Forman Morgan Stanley Private Wealth Management New York ••• •3,740 8 10 114 N Larry Rothenberg First Republic Investment Management New York •• 1,816 5 10 115 N Kishore Setty CIBC Private Wealth Management New York •• 1,378 15 20 116 N Shaun Van Vliet First Republic Investment Management New York •• 1,816 5 10 117 64 Todd Perry UBSPrivateWealthManagement NewYork •• 4,071 25 40 118 N William Schoff UBS Wealth Management Rochester ••• •1,931 10 25 119 N Chris Sebastian Merrill Lynch Wealth Management Buffalo ••• 1,213 3 5 120 N Marc Karetsky Morgan Stanley Private Wealth Management New York •• 1,404 25 40

NORTH CAROLINA 11William Oliver Wells Fargo Advisors Charlotte •• $1,507 $10 $20 23Brett Hoge Truist Investment Services Winston-Salem •••• •1,385 5 15 32John McCardell Merrill Lynch Wealth Management Charlotte ••• 5,366 5 10 44Adam Landau Morgan Stanley Private Wealth Management Charlotte ••• 1,077 20 100 510George Seamen Merrill Lynch Wealth Management Raleigh ••• •1,148 4 6 65Kelly Graves Carroll Financial Charlotte ••• 771 1.9 4 712Bob McCarthy RBC Wealth Management Raleigh •• 1,569 3.6 15 86Patrick Rush Triad Financial Advisors Greensboro •• 732 1 2 9NBill Smith UBS Wealth Management Raleigh ••• 1,330 10 15 10 8 Lee Bryan III Alex. Brown | Raymond James Winston-Salem •••• •4,400 25 25 S36 BARRON’S March 15, 2021

Customers

11 9 Rick Fisher Fisher Wealth Management Burlington ••• • 700 1 2 12 18 Jason Zaks Alex. Brown | Raymond James Winston-Salem •••• •4,400 25 25 13 15 Mark Walker Ameriprise Financial Charlotte ••• 1,159 1.3 2.5 14 N Edwin Purcell Merrill Lynch Wealth Management Fayetteville ••••• • 977 1.5 2.5 15 13 William Normann The Normann Financial Group | Raymond James Sanford ••• 858 3 5 16 N Kathleen Malone Wells Fargo Advisors Charlotte •• 3,870 7 12 17 22 Lee Morris Morgan Stanley Graystone Raleigh •••• •5,8426040 18 16 Kim Hoffman Edward Jones Wilson •• 481 1 2 19 7 Chris Davis Wells Fargo Advisors Davidson ••• 3,010 1.5 2.5 20 17 Thorne James Merrill Lynch Wealth Management Raleigh ••• 584 1.8 2.4 21 21 Bill Spry Alex. Brown | Raymond James Winston-Salem •••• •2,674 25 40 22 N Brook Biddy Wells Fargo Advisors North Wilkesboro •••• •1,222 2.5 5 23 N Charles Utz Merrill Lynch Wealth Management Huntersville ••• 723 1.5 3 24 27 Ian McDade Merrill Lynch Wealth Management Charlotte •••• •1,042 5 10 25 20 John Patterson Carroll Financial Charlotte ••• 460 1.5 3.5 26 23 R. Neil Stikeleather Merrill Lynch Wealth Management Charlotte ••• 535 0.75 2.5 27 26 Keith Norman Merrill Lynch Wealth Management Winston-Salem ••• 1,131 3 3.75 28 25 Scott Young Merrill Lynch Wealth Management Winston-Salem ••• 1,131 3 3.75 29 30 Mike Bell Edward Jones Hickory ••• 447 0.8 1 30 29 Robert Edmonds Ameriprise Financial Greensboro ••• 424 0.5 0.65

NORTH DAKOTA 11Troy Nelson Edward Jones Bismarck ••• $688 $1.6 $3.9 23Greg Tschetter Edward Jones Minot ••••• 344 0.4 0.85 3NMatthew Engen Merrill Lynch Wealth Management Fargo ••• 599 3 7.5 46Dave Schlafman Ameriprise Financial Bismarck ••• •2,856 0.5 1.5 52Joel Bird Ameriprise Financial Bismarck ••• 2,856 0.75 1 65Thomas Reule Edward Jones Devils Lake •• 244 0.4 0.7

OHIO 11Valerie Newell Mariner Wealth Advisors Cincinnati ••• $3,708 $3 $7.5 22David Singer Merrill Private Wealth Management Cincinnati •• 3,800 30 40 34David Ellis UBS Private Wealth Management Cincinnati •• 2,114 6.3 8 45Kevin Myeroff NCA Financial Planners Cleveland ••• 1,77833 53Randy Carver Raymond James Mentor •• 1,760 0.9 1.5 68Stephen Fish UBS Wealth Management Cincinnati ••• 1,267 4 10 715Brian Edwards Morgan Stanley Wealth Management Columbus ••• •1,370 3 10 813Thomas Robertson Morgan Stanley Graystone Columbus •••• •4,380 2 5 912Linnell Sullivan Merrill Lynch Wealth Management Cincinnati •• 1,900 8 10 10 6 Michael Chasnoff Truepoint Wealth Counsel Cincinnati ••• •3,326 3 8 11 N John Palguta MAI Capital Management Cleveland •• 1,403 11.5 16.8 12 7 Peter Motta Merrill Private Wealth Management Columbus ••• 2,718 10 25 13 11 Daniel Roe Budros, Ruhlin & Roe Columbus ••• •2,850 4 5 14 18 Elizabeth Armitage Merrill Lynch Wealth Management Cincinnati ••• •2,742 2 5.5 15 9 Richard "Rip" Hale Morgan Stanley Wealth Management Beavercreek •••• • 983 2.5 3.5 16 23 DeanD.Trindle Morgan Stanley Wealth Management Cincinnati ••• 659 1 1.5 17 16 Joseph Chornyak Chornyak & Associates Columbus ••• 1,180 2.5 5 18 14 Joel Guth Gryphon Financial Partners Columbus ••• 1,158 5.2 6.5 19 19 James Barsella Wells Fargo Advisors Hudson •••• •7,700 10 20 20 17 Sidney Jones Merrill Lynch Wealth Management Canfield ••• •1,376 4 6 21 10 Paul Carbetta Ameriprise Financial Powell ••• 2,043 0.8 2.4 22 20 Jeffery Chaddock Ameriprise Financial Gahanna •• •2,352 1.1 1.5 23 N Robert Bult UBS Wealth Management Cincinnati ••• 2,521 8 25 24 26 John Krieger Merrill Lynch Wealth Management Pepper Pike ••• 1,068 3 5 25 N Craig Findley Venture Visionary Partners Sylvania ••• •1,400 4 5 26 24 Jeffrey Stewart Morgan Stanley Wealth Management Dublin •• •1,136 5 10 27 25 Jon Shane Merrill Lynch Wealth Management Pepper Pike ••• •1,704 3 5 28 N Luke Wiley UBS Wealth Management Cincinnati ••• 743 2.2 2.5 29 28 Kenneth Wise UBS Wealth Management Sylvania ••• 3,743 3 5 30 30 Steven Zangmeister Raymond James Medina •• 670 0.5 1.5 March 15, 2021 BARRON’S S37

Customers

OKLAHOMA 11James Johnson Morgan Stanley Private Wealth Management Oklahoma City ••• $1,200 $20 $100 22Michael Mazzei Tulsa Wealth Advisors | Raymond JamesTulsa ••• • 885 1.5 5 34Matthew Monger Merrill Lynch Wealth Management Tulsa ••• • 763 3.5 5 43Steve Jelley Merrill Lynch Wealth Management Tulsa •••• 952 3.6 10 55Jeffrey Blumenthal Wells Fargo Advisors Oklahoma City ••• •1,050 2.3 5 66Jana Shoulders Mariner Wealth Advisors Tulsa ••• •1,995 3 9 77Donald Jackson UBS Wealth Management Tulsa •• 443 0.75 1.25 812T. Paul Eagleton The Eagleton Brown Investment Group Tulsa ••• •1,270 0.5 1 9NJim Eagleton TheEagletonBrownInvestmentGroup Tulsa •••• •1,27011 10 9 Matt R. Cain Merrill Lynch Wealth Management Tulsa ••• 1,915 4.1 6 11 N D. Kurt Morgan Merrill Lynch Wealth Management Tulsa ••• 1,915 2.5 6 12 N Jeff Galvin Morgan Stanley Wealth Management Tulsa •• 490 5 10

OREGON 11Judith McGee Raymond James Portland ••• $768 $1 $3 22Rebecca DeCesaro First Republic Investment Management Portland •• • 1,544 5.5 9 39Joshua Ulmer Morgan Stanley Wealth Management Portland •• •1,950 27.7 27.7 45Keith Sheppard UBS Wealth Management Portland ••• 828 1.25 3 56Jeffrey Yandle First Republic Investment Management Portland ••• 1,544 6 7 64Glen Clemans CGC Financial Services Lake Oswego •• 722 0.6 0.85 73William Kiefel Merrill Lynch Wealth Management Portland •• 770 5 10 8NChad Martindale Ameriprise Financial Portland ••• 771 1.25 2.5 97James Wrenn UBS Wealth Management Lake Oswego ••• • 649 3 5 10 12 James Beatty UBS Private Wealth Management Portland •••• 675 3 10 11 N William Swancutt Merrill Lynch Wealth Management Salem ••• 608 1.5 2.2 12 10 Edward Lang UBS Wealth Management Portland ••• 565 3.2 8

PENNSYLVANIA 13Rob Thomas Mariner Wealth Advisors State College ••• •$5,111 $0.7 $1 2NJohanna Walters Merrill Lynch Wealth Management Blue Bell •• 5,160 7.5 10 32Peter Rohr Merrill Private Wealth Management Philadelphia •• 4,975 30 100 41Grant Rawdin Wescott Financial Advisory Group Philadelphia •••• •2,350 8 22 54Robert Fragasso Fragasso Financial Advisors Pittsburgh ••• •1,702 0.85 1.9 65Jim Martin Morgan Stanley Private Wealth Management West Conshohocken ••• •7,980 25 50 76Patti Brennan Key Financial West Chester ••• 1,336 2 3 87James Rimmel UBS Wealth Management Pittsburgh ••• 1,853 2 5 927Dane Burkholder Ameriprise Financial Lancaster ••• •2,087 0.5 2 10 8 John J. Parker Sr. Wells Fargo Advisors Philadelphia ••• •1,770 5 10 11 N Eric Salmansohn Morgan Stanley Wealth Management Philadelphia ••• 1,344 3.5 10 12 N Megan Bailey Merrill Lynch Wealth Management Blue Bell •• 5,160 7.5 10 13 26 Anthony DiValerio MorganStanleyPrivateWealthManagement West Conshohocken ••• 1,158 30 50 14 11 Greg Sarian Sarian Strategic Partners Wayne •• 951 4 10 15 13 Alan Cohn Sage Financial Group Conshohocken •••• 2,200 3.2 5 16 41 Michael Henley Brandywine Oak Private Wealth Kennett Square •• 961 2.8 3.9 17 14 Peter Strope UBS Wealth Management Canonsburg ••• 1,055 1.4 3 18 N Virgil Kahl Spring Ridge Financial Group Wyomissing •• 884 0.75 1 19 29 Stephen Bealer Merrill Lynch Wealth Management Wyomissing •• 1,542 3 5 20 9 James Meredith Hefren-Tillotson Pittsburgh ••• •1,924 2 4 21 21 John Solis-Cohen Wells Fargo Advisors Jenkintown ••• •1,543 5 12 22 25 Lon Jury Ameriprise Financial Lancaster •• 1,428 0.2 0.5 23 18 Michael Duckworth Merrill Private Wealth Management Pittsburgh •• 1,552 25 40 24 24 George Mastrogiorgos Ameriprise Financial Exton ••• 1,789 1 2 25 N Derek Jancisin Merrill Private Wealth Management Pittsburgh ••• •2,314 7.5 10 26 12 Mark Eskin Janney Montgomery Scott Philadelphia •••• •1,947 3 5 27 15 Edward Blumenthal Janney Montgomery Scott Philadelphia •••• •1,947 3 5 28 32 Robb Boland RBC Wealth Management Philadelphia ••• 1,471 5 20 29 22 Malcolm Cowen Cornerstone Advisors Asset Management Bethlehem •••• •6,400 45 70 30 23 David J. Kron Kron&PolisFinancialofWellsFargoAdvisors Philadelphia •• 1,450 2.75 6.5 31 35 Andrew Jugan Ameriprise Financial Pittsburgh •• 1,104 1 2.9 32 17 Jack Hafner J.P. Morgan Wealth Management Philadelphia •• 1,010 40 50 S38 BARRON’S March 15, 2021

Customers

33 33 Samuel Spanos Raymond James Beaver •• • 800 0.75 1 34 30 Michael Mattise Radnor Financial Advisors Wayne •• 1,999 4 5.5 35 31 Michael Hirthler Jacobi Capital Management Wilkes-Barre ••• •1,403 3 4.2 36 34 Craig Schwartz Wells Fargo Advisors Philadelphia •••• 969 2.5 5 37 40 Richard Corcoran Morgan Stanley Private Wealth Management West Conshohocken ••2,0504050 38 43 Bradford Bernstein UBS Wealth Management Philadelphia ••• 1,027 2.15 7.5 39 38 Gregory Hayes Merrill Lynch Wealth Management Yardley ••• 1,013 3 5 40 10 Jay Beaulieu Wells Fargo Advisors Radnor •• 2,664 9 12 41 42 Michael Glovas Morgan Stanley Wealth Management Easton ••• • 897 1.5 2 42 36 David Ebner Merrill Lynch Wealth Management Philadelphia ••• 1,330 20 25 43 48 J. Douglas Moran Merrill Lynch Wealth Management Wayne ••• 629 3.8 5.5 44 39 Joel Freedman Morgan Stanley Wealth Management West Conshohocken ••• • 624 3 5 45 N John Minnich Merrill Lynch Wealth Management Wyomissing •• 1,542 3 5 46 37 Peter Sargent Janney Montgomery Scott Yardley ••• 643 1.5 5 47 47 Barbara Hudock Hudock Capital Group Williamsport •• 585 1 3 48 19 Thomas Seiler Raymond James Newtown •• • 954 6 25

RHODE ISLAND 11Malcolm Makin Raymond James Westerly •• $1,423 $1.5 $3 24Joseph Hassett Janney Montgomery Scott Providence ••• 641 0.5 3 32John Zitzmann Morgan Stanley Wealth Management Providence •••• 666 5 8 4NJames Hilton UBS Private Wealth Management Newport ••• 648 12 20 55Denise Roberts Morgan Stanley Wealth Management Newport ••• 619 3 4 66Edythe De Marco Merrill Lynch Wealth Management Providence ••• • •1,083 3.4 4.8

SOUTH CAROLINA 13Rick Migliore Merrill Lynch Wealth Management Columbia ••••• •$5,366 $10 $15 21Bud Kibler Merrill Private Wealth Management Columbia •• • 7,465 7.5 20 32Robert Vingi Wells Fargo Advisors Charleston ••• 1,630 11.5 13.3 44Cheryl Holland Abacus Planning Group Columbia •• 1,356 5.1 11.7 55Ronnie Dennis Merrill Lynch Wealth Management Columbia •• •5,366 20 50 66W. Clark Gallivan UBS Wealth Management Greenville ••• 674 3.5 5 7NGeorge Starnes G3 Wealth Advisors | Northwestern Mutual Columbia •• • 532 1.9 2.8 87Bert Arrowood UBS Wealth Management Greenville ••••• •1,180 4 10 98Michael Velasco Merrill Lynch Wealth Management Columbia ••••• •3,478 5 15 10 9 Paul Vannatta Merrill Lynch Wealth Management Charleston ••• • 971 2.5 4 11 11 Ben Clauss Merrill Lynch Wealth Management Greenville •••• • 618 3 5 12 10 Josh Brown Merrill Lynch Wealth Management Greenville ••• 603 1.75 2.5

SOUTH DAKOTA 12David Hillard RBC Wealth Management Rapid City •••• •$1,160 $2.5 $4 21Todd Nelson Merrill Lynch Wealth Management Sioux Falls ••• 2,683 1.5 5 33Nathan Quello Loft Advisors | Raymond James Sioux Falls •••• • 669 1.6 3 44David R. Olson Merrill Lynch Wealth Management Sioux Falls ••• 1,349 2 5 5NKelly Rae Haskell Edward Jones Aberdeen •• 317 0.75 0.9 66William Lindquist Merrill Lynch Wealth Management Sioux Falls ••• 588 1.5 5

TENNESSEE 15Jay Williams UBSPrivateWealthManagement Memphis •• $1,306 $178 $880 21Timothy Pagliara CapWealth Advisors Franklin ••• 1,085 3.5 6.7 32Tim Roberson Merrill Lynch Wealth Management Brentwood ••• 2,612 5 10 414Brent Trentham Ameriprise Financial Alcoa ••• •1,648 0.4 1.2 56Jeffrey Bates Kings Point Capital Management Brentwood •••• 1,259 5 6 63Trey Smith Truist Investment Services Nashville ••• 856 5 15 77Malcolm Liles Baird Nashville ••• •1,349 4.5 9 810Matthew Miller Merrill Private Wealth Management Brentwood •• 1,107 32 50 94Charles Kirby UBSPrivateWealthManagement Nashville ••• 2,596 35 70 10 11 Stanton Jacobs UBS Wealth Management Oak Ridge •• 490 1.2 2.5 11 9 Christi Edwards Morgan Stanley Wealth Management Nashville ••• 1,045 4 10 12 N Gregory Herman LBMC Investment Advisors Brentwood ••• 1,360 3.2 6 13 13 Elias "Yaz" Hassan Baird Murfreesboro ••• 795 4 7 March 15, 2021 BARRON’S S39

Customers

14 8 Eric Klindt Merrill Private Wealth Management Nashville •••• 1,074 15 30 15 15 Thomas Williams Merrill Lynch Wealth Management Memphis ••• 1,844 3 5 16 17 Sam Oakley TheOakleyGroupatPinnacleAssetManagement|RaymondJames Nashville ••• 506 1.3 2.8 17 18 Jason Pharris Morgan Stanley Wealth Management Nashville ••• 1,064 4 10 18 16 Jeff Dobyns Southwestern Investment Group | Raymond James Franklin ••• 3,98438

TEXAS 11Richard Szelc Neuberger Berman Dallas •• $1,949 $13 $25 22Richard Joyner Tolleson Wealth Management Dallas •• 5,900 35 78 3NMike Bollinger Morgan Stanley Wealth Management Houston •••• 1,500 50 200 44William Corbellini Merrill Private Wealth Management Dallas ••• 3,359 18.5 25 56Scott Tiras Ameriprise Financial Houston ••• 2,058 4 5 615Jennifer Marcontell Edward Jones Baytown ••• 1,294 2 4.1 77Van Pearcy VanPearcy'sWealthServices|RaymondJames Midland ••• •1,685 3.5 11 89Kevin Blonkvist RBC Wealth Management Midland ••••• •2,1371010 98Darrell Pennington Ameriprise Financial Houston •• 1,311 1.5 2.5 10 13 Nestor Vicknair Merrill Lynch Wealth Management Houston ••• 5,448 8 12 11 N Ron Kern Morgan Stanley Graystone San Antonio ••• •4,578 20 30 12 20 Charles McKinney Morgan Stanley Private Wealth Management Dallas •• 1,453 50 125 13 N H. Scott Caven CIBC Private Wealth Management Houston •• 1,222 12.9 20 14 10 Mark Moore UBS Private Wealth Management Austin ••• 1,667 4.5 12.5 15 5 Tommy McBride Merrill Lynch Wealth Management Dallas •• 1,583 7.5 15 16 14 Charla McIntyre Fields Ameriprise Financial Hurst ••• 1,291 1.75 5.75 17 N Dwight Emanuelson Merrill Private Wealth Management Dallas ••• 3,359 18.5 25 18 18 Jeffery Price Merrill Lynch Wealth Management Southlake ••• 1,075 3 4.5 19 29 Brent Anderson Morgan Stanley Private Wealth Management Houston ••• 1,805 25 50 20 31 R. Scot Smith Morgan Stanley Wealth Management Dallas •••• 892 3.5 6 21 21 Langston Turner UBS Private Wealth Management Houston •• 2,1352020 22 19 Stephen Engro Beacon Financial Group Dallas ••• 856 1.8 3.2 23 26 Frederick de Groot Merrill Lynch Wealth Management The Woodlands ••• •1,920 7 10 24 36 William Gouldin Morgan Stanley Wealth Management Houston ••• 1,205 5 10 25 42 Richard Piatas Merrill Lynch Wealth Management Frisco ••• 3,099 8 20 26 16 Bonner Barnes Corda Investment Management Houston •• 1,160 0.9 2 27 24 John Merrill Tanglewood Total Wealth Management Houston •• 1,129 3 5 28 32 Steve Nagel Merrill Lynch Wealth Management Frisco •• 1,342 7 8.5 29 23 Champ Warren Merrill Private Wealth Management Houston ••• 3,172 25 50 30 27 Brian Tramontano Merrill Lynch Wealth Management San Antonio ••• 741 2 4.2 31 22 Lewis Metzger Morgan Stanley Wealth Management Houston ••• 1,432 4 6 32 25 Reed Smith Merrill Private Wealth Management Houston ••• 3,172 25 50 33 28 James Coffee Merrill Lynch Wealth Management Houston ••• 5,232 5 7 34 34 Howard Lorch Wells Fargo Advisors Houston ••• 2,149 1 4 35 40 Charles Lewis Wells Fargo Advisors Waco ••••• •1,530 1.9 3.5 36 37 Richard Ashcroft Baird Houston •• 1,900 4 5 37 80 Sean Fitzpatrick Raymond James Houston ••• 1,500 2 5 38 52 Audree Begay Ameriprise Financial Houston •• 1,122 1.5 3 39 49 Carl "Triple" Fuhrmann III Merrill Lynch Wealth Management San Antonio ••• 1,093 4 7 40 57 Ryan Long UBS Private Wealth Management Dallas ••• 1,624 7 10 41 39 Ira Kravitz UBS Wealth Management Plano ••• 917 5 7.5 42 12 Rob Bertino UBS Private Wealth Management Dallas •• 588 35 50 43 53 Gil Baumgarten Segment Wealth Management Houston •• 935 7.1 20 44 30 Kalita Blessing Quest Capital Management | Raymond James Dallas •• 1,312 2 10 45 43 R. Craig Rathjen UBS Private Wealth Management Houston •• •2,189 50 75 46 41 David Novelli Morgan Stanley Private Wealth Management Houston ••• •1,400 15 30 47 N William Huthnance UBS Private Wealth Management Houston ••• 1,214 20 30 48 62 J. Michael Fox Merrill Lynch Wealth Management Houston ••• 944 2.5 5 49 44 Anupam Johri Morgan Stanley Wealth Management Dallas ••• 793 1.4 2.5 50 54 Kevin Dickey Morgan Stanley Private Wealth Management Dallas •• 1,384 25 40 51 N Chirstopher Black UBS Private Wealth Management Houston •• 1,214 20 40 52 65 Charles Johansen Merrill Lynch Wealth Management The Woodlands ••• • •1,566 5 7.75 53 17 William Leven Merrill Private Wealth Management Houston ••• 805 40 50 54 56 Bradley Bruce Merrill Lynch Wealth Management Fort Worth •• 1,095 7.2 15 S40 BARRON’S March 15, 2021

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