December / Décembre 2016 Directory of Securities
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DECEMBER / DÉCEMBRE 2016 DIRECTORY OF SECURITIES ORGANIZATIONS RÉPERTOIRE DES ORGANISMES DE VALEURS Canadian Derivatives Clearing Corporation Corporation canadienne de compensation de produits dérivés DIRECTORY OF SECURITIES ORGANIZATIONS RÉPERTOIRE DES ORGANISMES DE VALEURS BANK OF MONTREAL BMOK (416)867-5050 100 King Street West First Canadian Place Toronto, Ontario M5X 1A1 BMO NESBITT BURNS LTD. T009-NTDT : BMO Nesbitt Burns 250 Yonge Street Operator (416)359-4000 9th Floor Toronto, Ontario Account Transfer (416)552-7001 M5B 2M8 Bond Interest (Dividend) (416)552-7184 Client Services (416)552-7687 Clearing Reconciliations (416)598-6432 Ledger Reconciliations (416)598-6401 Contracts (Trade Administration) (416)552-7831 Dividends (416)552-7184 Institutional Credit (416)359-4469 Legal Transfers/Lost Certs. (Document Mgmt) (416)359-4378 Listed Clearing (Trade Administration) (416)552-7835 Option Clearing (201)284-7219/7309 Equity DP Trade Match (416)552-7807/7833 Guaranteed Product (416)552-7695/7814 Re-org. (416)552-7089 Risk Department (416)359-4469 Trust Services (RRSP, RRIF) (416)552-7682 SETTLEMENTS Bond DCS/OTC (416)552-7155 DCS (GIC’s & Money Market) (416)552-7155/7378 DTC/NSCC (5043) (416)552-7145 to 7148 Equity DCS/OTC (416)552-7177 Euroclear (90098) (416)552-7157/7384 Global/Foreign (416)552-7179/ 7157/8144 New Issue (416)552-7163 Retail Settlements OTC (416)552-7155 US Government (Fed) (416)552-7161 COLLATERAL MANAGEMENT Bond Lending (416)552-7393 Equity Lending (416)552-7166 to 7169 Firm Financing (416)552-7159 Money Market Repos (416)552-7377 Suite 1800 V009-NTDT : BMO Nesbitt Burns (604)669-7424 885 W. Georgia Street Error Correction, Cage (604)443-1422 Vancouver, British Columbia Fax (604)443-1531 V6C 3E8 Bankers Hall, West Tower Reception (403)260-9300 4100, 888 - 3 Street SW Cage (403)260-9309 Calgary, Alberta Fax (403)260-9379 T2P 5C5 Canadian Derivatives Clearing Corporation -1- Corporation canadienne de compensation de produits dérivés DIRECTORY OF SECURITIES ORGANIZATIONS RÉPERTOIRE DES ORGANISMES DE VALEURS BMO NESBITT BURNS LTÉE M009 : BMO Nesbitt Burns Ltée (514)286-7200 Tour McGill College 1501, avenue McGill College Département des Valeurs – Cage (514)286-7294 Bureau 3200 Livraison d’actions - Stock Del. (514)286-3540 Montréal, (Québec) Livraison d’obligations - Bond Del. (514)286-3540 H3A 3M8 Marché Monétaire - Money Market (514)286-5980 Marché Obligataire - Bonds (514)286-7222 Service aux détails/Retail Bonds (514)286-7222 Service à la Clientèle/ (514)286-3535 Client Services BBS SECURITIES INC. BBSM (416)235-0200 4100 Yonge Street Account Transfers (416)235-0200Ext 155 Suite 402 DTC 5085 (416)235-0200Ext 162 Toronto, Ontario CDSX Settlements (416)235-0200Ext 162 M2P 2B5 BNP PARIBAS (CANADA) BNPM (514)285-6000 1981 McGill College Avenue Fax (514)285-6278 Montréal, (Québec) H3A 2W8 BNP PARIBAS SECURITIES CORP. (201)850-6944 525 Washington Blvd. Fax (201)850-4175 9th Floor Jersey City, NJ 07310 CALDWELL SECURITIES LTD. CALT (416)862-7755 150 King Street West, Suite 1710 Cage Function (416)862-7787 Toronto, Ontario Cage Function Fax (416)862-9438 M5H 1J9 CANACCORD GENUITY CORP. CCAM (604)643-7300 Canaccord Tower Cage – 19th Floor P.O. Box 10337 SECURITIES 2200-609 Granville Street Vancouver, British Columbia Settlement Debt (604)643-7501 V7Y 1H2 DP Settlement/Buy-Ins (604)643-7745 Client/Institutional Settlements (604)661-7838 DTC/USF Settlements (604)643-7726/7662 CNS/Non CNS Buy-Ins (604)643-7726/7309 New Issue Settlements (416)867-4535 Re-Organization-Mandatory (604)643-7038 (604)643-7059 Re-Organization-Voluntary (604)643-7059 (604)643-7468 Dividends Cash (604)661-7860 (604)643-7721 DRIP’s (604)643-7504 Client Account Transfers - INCOMING (604)643-7464 - OUTGOING (604)643-7464 TRADE RECONCILIATIONS DP Corrections/DCS (604)643-7752/7484/ OTC Mkt Corrections 0273 Listed Mkt Corrections Cdn & U.S. Options Clearing and Corrections Access/ACT Canadian Derivatives Clearing Corporation -2- Corporation canadienne de compensation de produits dérivés DIRECTORY OF SECURITIES ORGANIZATIONS RÉPERTOIRE DES ORGANISMES DE VALEURS 161 Bay Street Main (416)869-7368 Ste. 3000, P.O. Box 516 Cage 28th Floor Toronto, Ontario M5J 2S1 TransCanada Tower Main (403)508-3800 2200 – 450 1st Street S.W. Calgary, Alberta T2P 5P8 CORPORATION CANACCORD GENUITY Main (514)844-5443 2930 – 1250 Rene-Levesque Boulevard West Fax (514)284-1578 Montréal, (Québec) Toll Free (800)361-4805 H3B 4W8 CANADIAN DERIVATIVES CLEARING CORPORATION (416)367-2463 Exchange Tower, P.O. Box 450 5th Floor, 130 King Street W. Fax - Main (416)367-2473 Toronto, Ontario Corporate Operations (416)367-2470 M5X 1J2 Toll Free Corporate Operations 1-888-232-2457 Fax – Corporate Operations (416)350-2780 Membership Inquiries (416)350-2775 Directory Inquiries (416)350-2776 Web Site www.cdcc.ca CORPORATION CANADIENNE DE COMPENSATION DE PRODUITS DÉRIVÉS (514)871-3545 800 Square Victoria Fax (514)871-3530 3rd Floor Corporate Operations (514)871-3545 Montréal, Québec Toll Free Corporate Operations 1-800-361-5353 H4Z 1A9 Ext. 545 Fax – Corporate Operations (514)871-3530 Risk Management (514)871-3505 CANADIAN DEPOSITORY FOR SECURITIES LIMITED Main Line (416)365-8400 85 Richmond St. W. Fax (416)365-0842 Toronto, Ontario Customer Service/Helpline (416)365-8426/8450 M5H 2C9 Banking (416)365-8457 Banking Fax (416)365-8521 Buy-Ins (416)365-8439 Clearing/Transfer Envelopes (416)365-8423/8442 Corporate Changes Voluntary (Info & Processing) (416)365-3906 Corporate Changes Mandatory (Info & Processing) (416)365-8281 Cross Border Moves (416)365-8443/8715 Issuer Services: ISIN/CUSIP (416)365-3551 1-800-663-8429 Entitlement (Div/Int) Information (416)815-2059 SIES General Inquiries 1-800-561-6618 Data Centre Hotline (416)467-8220 Depository Operations (416)365-8715/8443 Depository Operations - Fax (416)365-3209 Error Corrections - Fax (416)365-3209 NSCC/DTC Settlement (416)365-8457 New Issues (416)365-8457 Canadian Derivatives Clearing Corporation -3- Corporation canadienne de compensation de produits dérivés DIRECTORY OF SECURITIES ORGANIZATIONS RÉPERTOIRE DES ORGANISMES DE VALEURS Transfer & Securities Operations (416)365-8540 Transfer & Securities Operations - Fax (416)365-9196 Collateral Management (416)365-8494 (416)365-8457 Suite 1000, 300 - 5th Ave. S.W. Main Line (403)265-7577 Calgary, Alberta Fax (403)265-8182 T2P 3C4 Regional Manager (403)232-5676 Securities Services Banking/Cheques/ Envelope Handling (403)232-5682 Operations - Fax (403)265-8182 Transfer Operations (403)232-5685 (403)232-5683 2700 – 650 West Georgia General Vancouver, British Columbia Main Line (604)631-6000 V6B 4N9 Fax (604)631-6066 Regional Manager B.C. Region (604)631-6063 Account Manager/Helpline (604)631-6064 SERVICES DE DÉPÔT ET DE Main Line (514)848-1010 COMPENSATION CDS INC. Customer Service Manager (514)848-6162 600, de Maisonneuve Ouest Customer Service Helpline (514)848-6036 Suite 210 Manager, Operations (514)848-6001 Montréal, (Québec) Sr. Manager, SIES (514)848-6411 H3A 3J2 Banking (514)848-6025 Banking Fax (514)848-1018 Clearing/Transfer Envelope & Forms (514)848-6004 Corporate Changes Voluntary (Info & Processing) (514)848-6170 Corporate Changes Mandatory (Info & Processing) (514)848-6131 Issuer Services: ISIN/CUSIP (514)848-6164 1-800-663-8429 Depository & Transfer Operations (514)848-6414 Entitlement (Div/Int) Info (514)848-6135 NSCC/DTC (514)848-6020 Shareholder Communications (514)848-6134 Translation (514)848-6002 CANADIAN IMPERIAL BANK OF COMMERCE (416)980-7777 Canada Savings Bonds (416)217-8874 Main Branch, Securities Services Commercial Paper (416)594-7680 Commerce Court West Coupon & Redemption (416)956-6989 Toronto, Ontario GIC Transfers (416)980-3863 M5L 1G9 International Settlements (416)643-5156 Main Switchboard (416)980-2211 OTC/Money Market Deliveries (416)643-3242 BANQUE CANADIENNE IMPÉRIALE (514)876-2104 DE COMMERCE Fax - Securities (514)876-8658 1155, boul. Réné-Lévesque O. Livraison/Deliveries (514)876-2104 Montréal, (Québec) H3B 3Z4 Canadian Derivatives Clearing Corporation -4- Corporation canadienne de compensation de produits dérivés DIRECTORY OF SECURITIES ORGANIZATIONS RÉPERTOIRE DES ORGANISMES DE VALEURS CIBC MELLON TRUST (COMO) (416)643-5000 320 Bay Street Equities Settlements (416)643-5222 Toronto, Ontario (416)643-5310 M5H 4A6 (416)643-5163 Special Accounts (416)643-5153 (416)643-5229 Aton (416)643-5425 Money Market Settlements (416)643-5678 (416)643-5227 GOC Bonds & T-Bills (416)643-5243 (416)643-5225 Provincial Bonds (416)643-5217 Account Transfer (416)643-5161 (416)643-5355 Broker Dealer Group (416)643-5219 (416)643-5210 (416)643-5149 Securities Lending (416)643-5401 Entitlements/Income Processing (Dividends & Interest) (416)643-6266 1-866-279-2266 199 Bay Street, Commerce Court West Answerline (416)643-5500 Securities Level 1-800-387-0825 Toronto, Ontario (416)643-5500 M5L 1G9 Securities Transfer Window (416)643-3150/3151 2001 University Street 16th Floor General Inquiry 1-800-387-0825 Montréal, (Québec) Securities Transfer H3A 2A6 600 The Dome Tower 333-7th Avenue S.W. 6th Floor General Inquiry 1-800-387-0825 Calgary, Alberta T2P 2Z1 1600 - 1066 West Hastings Street Vancouver, British Columbia General Inquiry 1-800-387-0825 V6E 3X1 CIBC WORLD MARKETS MONEY MARKETS Bond & MM Settlements (416)594-7522 CIBC WORLD MARKETS INC. WGDB (416)594-7000 22 Front St. 5th Floor Bond Loan Settlements-DCS/BBS (416)956-6896/6184 Toronto, Ontario Bond Settlements- Corporate (416)594-7577 (or) M5J 2W5 (416)956-6574 Bond Settlements-DCS/REPO (416)956-6244/6254 Clearing/Broker