RHEINISCHE FRIEDRICH-WILHELMS-UNIVERSITÄT BONN Faculty of Agriculture

M A S T E R T H E S I S As part of the Master programme

Agricultural Science and Resource Management in the Tropics and Subtropics

Submitted in partial fulfilment of the requirements for the degree of

„Master of Science“

Soil salinity and its effects on the coastal peri-urban vegetable production system of , – exploration of the status quo and management recommendations –

submitted by: Jakob Herrmann 2964974

submitted on: 09.05.2019

first examiner: apl. Prof. Dr. Nazim Gruda second examiner: PD Dr. Heide Hoffmann

Declaration

I hereby affirm that I have prepared the present paper self-dependently, and without the use of any other tools, than the ones indicated. All parts of the text, having been taken over verbatim or analogously from published or not published scripts, are indi- cated as such. The thesis hasn’t yet been submitted in the same or similar form, or in extracts within the context of another examination.

Bonn, 09.05.2019

______

Jakob Herrmann

Acknowledgements

I wish to thank, first of all, the “Stiftung für Tropische Agrarforschung”. Without its finan- cial support the research stay in Maputo might not have been possible.

Furthermore, I am indebted to Professor Famba, Professor Magaia, Professor Nuvunga, and Professor Chiconela from the agricultural faculty of the University Edu- ardo Mondlane, who provided scientific guidance and who have done everything pos- sible to support my research activities.

I share the credit of my work with the team of the agricultural soil and water laboratory of the Eduardo Mondlane, first and foremost, Dr. Machava, Romano Guiamba and Jo- sé Matlombe. I am thankful for your mentorship and active support of my research en- deavor. The same holds true for the colleagues of the Department of Economic Activi- ties of the Municipality of Maputo and the Casa Agraria of KaMavota. I especially want to thank Matias Siueia Júnior and senhor Mania for their genuine interest, and support of all field research activities. Not to forget, Evelina Carlos Manhiça from the agricultur- al faculty of the University Eduardo Mondlane, for being a valuable research partner.

I am highly indebted to all the interview partners who shared their time, knowledge and thoughts with me. Without you, this thesis would not have been possible. A very special thanks goes to all the farmers who regularly welcomed me at their fields, and occa- sionally even supplied me with fresh vegetables.

Lastly, I would like to thank Professor Hoffmann and Professor Gruda for their scientific supervision of this thesis; as well as the UFISAMO research team for their support in organizational matters and occasional interchange of ideas.

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Dedication

This thesis is dedicated to my family and friends. I am grateful for your consistent support.

Table of Content

List of Abbreviations and Technical Terms ...... i List of Tables ...... ii List of Figures ...... iii List of Annexes ...... iv Summary ...... v 1 Introduction ...... 1 1.1 Thematic Contextualization ...... 1 1.2 Conceptual and Methodological Framework ...... 3 1.3 Hypothesis, Objectives and Organization of the Thesis ...... 5 2 Review: Soil Salinity and Vegetable Production ...... 7 2.1 Characteristics and Development of Salt-Affected Soils ...... 7 2.2 Soil Salinity Effects on Plant Growth and Crop Production ...... 8 2.3 Agronomic Management of Soil Salinity ...... 13 3 Study Location: Maputos’ Peri-Urban Vegetable Production System ...... 21 3.1 Geographic Context ...... 21 3.2 Socio-Political Context ...... 22 3.3 Economic Context ...... 25 3.4 Bio-Physical Context ...... 27 3.5 Soil Salinity as an Impairing Factor ...... 29 4 Methodology and Research Process ...... 32 4.1 Literature Review ...... 32 4.2 Field Research Site ...... 32 4.3 Interviewing and Field Observations ...... 34 4.4 Participatory Soil and Water Survey ...... 36 5 Results: Local Perception and Management of Soil Salinity within Maputos’ Peri- Urban Vegetable Production Areas ...... 39 5.1 General Farming Practices and their Underlying Rationales ...... 39 5.2 Local Indicators for Soil Salinity and Economic Evaluation ...... 46 5.3 Local Perception on Significance, Causes, and Spatio-Temporal Dynamics of Soil Salinity ...... 48 5.4 Local Strategies to Cope with Soil Salinity ...... 51 5.5 Participatory Soil and Water Survey ...... 56

6 Discussion of the Studies’ Results ...... 59 6.1 General Farming Practices and their Underlying Rationales ...... 59 6.2 Local Indicators for Soil Salinity and Economic Evaluation ...... 60 6.3 Local Perception on Significance, Causes, and Spatio-Temporal Dynamics of Soil Salinity ...... 61 6.4 Local Strategies to Cope with Soil Salinity ...... 63 6.5 Participatory Soil and Water Survey ...... 65 7 Discussion of Potential Management Approaches Adapted to the Local Context ..... 67 7.1 Regional Management Approaches ...... 67 7.2 Agronomic Management Approaches ...... 69 8 Conclusions and Outlook ...... 72 References ...... 74 Annexes ...... 91

List of Abbreviations and Technical Terms

ABIODES Associação pela Agricultura Biológica, Biodiversidade e Desenvolvimento Sustentável (Association for Biological Agriculture, Biodiversity and Sustainable De- velopment)

Casa Agraria Governmental Agricultural Extension Institution at the District Level

CMM Conselho Municipal de Maputo (Municipality of Maputo)

DAE Departamento de Actividades Económicas (Department of Economic Activities of the Municipality of Maputo)

DASACM Direção da Agricultura e da Segurança Alimentar da Cidade de Maputo (National Government Directorate of Agriculture and Food Security in Maputo)

DMPUA Direcção Municipal de Planeamento e Urbanização (Municipal Directorate of Planning and Urbanization)

ECe Electrical Conductivity of the Saturated Soil Paste Extract

ECw Electrical Conductivity of Irrigation Water

ESP Exchangeable Sodium Percentage of a Soil

Green Zone Peri-Urban Agricultural Production Area; from port. Zona Verde

IIAM Instituto de Investigação Agrária de Moçambique (Institute of Agrarian Research of Mozambique)

MASA Ministerio da Agricultura e Seguranca Alimentaria (Ministry of Agriculture and Food Security)

SAR Sodium Adsorption Ratio of a Soil Solution

UEM University Eduardo Mondlane, Maputo

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List of Tables

Table 1: Classification of salt-affected soils...... 7 Table 2: List of salt tolerant under-utilized leafy vegetable crop species...... 19 Table 3: Member and land statistics of the farmers associations of KaMavota...... 34 Table 4: Local bio-physical soil salinity indicators and economic evaluation categories for soil salinity...... 46 Table 5: Locally perceived causes for soil salinity...... 49 Table 6: Local strategies to cope with soil salinity and their underlying rationales ...... 52 Table 7: Local perception towards salt tolerance of different common crop species. .. 53 Table 8: Recommendations for regional management approaches...... 68 Table 9: Recommendations for agronomic management approaches...... 70

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List of Figures

Figure 1: Administrative structure of Maputo and localization of the peri-urban vegetable production zones within the urban matrix ...... 22 Figure 2: Geological map of Maputo ...... 28 Figure 3: Geographic localization of the farmers associations of the Green Zone of KaMavota...... 33 Figure 4: Geographic localization of the soil and water survey sample locations within the Green Zone of KaMavota ...... 37 Figure 5: Examples for the spatio-temporal variability of local cropping patterns ...... 39 Figure 6: Contrasting crop diversity between individual producers ...... 41 Figure 7: Typical local kale and lettuce varieties ...... 41 Figure 8: Local soil and fertility management ...... 43 Figure 9: Local irrigation management ...... 44 Figure 10: Local extension activities ...... 45 Figure 11: Locally used soil salinity indicators...... 47 Figure 12: Locally perceived long-term drivers for salinization...... 51 Figure 13: Local approaches to cope with soil salinity...... 54

Figure 14: ECe and ECw grouped by farmers‘ soil salinity categorization ...... 57

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List of Annexes

Annex I Salt Tolerance of Selected Vegetable Crops

Annex II Index of Informants and Respective Interviews

Annex III Guiding Questions for Interviews with Farmers and Extension Workers

Annex IV Codebook – Themes Identified from Interviews and Field Notes

Annex V Index of Crops Grown in the Green Zones of Maputo

Annex VI Data Table of the Participatory Soil and Water Survey

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Summary

Soil salinity is a significant threat to agriculture. A variety of production systems are affected, totaling up to one billion hectares globally. Smallholder vegetable production systems of the Global South are poorly studied with regard to their impairment through soil salinity. To tackle this knowledge gap, an exploratory case study was conducted in the coastal peri-urban vegetable production areas of Maputo, Mozambique. A mixed- method approach was applied, building on literature review, stakeholder interviews, field observations, and a participatory soil and water survey. The objective of this study was to assess the local knowledge, perception, and management of soil salinity, in order to formulate management recommendations adapted to the local context.

Maputos’ farmers and extension workers have a profound and differentiated under- standing of the spatio-temporal dynamics of soil salinity and its agronomic manage- ment. Respective local perception and practice resembles reports from other small- holder settings. Furthermore, they are largely in accordance with scientific explana- tions. Progressing salinization of horticulturally used land is perceived as an increasing problem, and is mostly ascribed to insufficiently managed and maintained drainage systems. Typically, farmers detect elevated salt levels in the fields through the observa- tion of plant symptoms and salt crusts, or by tasting soil and irrigation water. In the long term, farmers evaluate soil salinity levels on the overall productivity of their respective fields. Common agronomic strategies to cope with salinity include: (a) use of organic soil amendments, (b) mineral fertilizer application, (c) simple land-shaping techniques, (d) increased watering intensities, (e) the use of salt tolerant crop species, and (f) land use extensification. On a socio-economic level, the problem is met by a balanced allo- cation of plots, direct marketing strategies, and land use change initiatives. The partici- patory soil and water survey demonstrated that the assessment of soil salinity through local farmers is largely supported by technical ECe and ECw measurements.

In order to prevent continued salinization and to allow for sustained land reclamation, the existing drainage systems need to be restored. Apart from that, a number of inno- vative agronomic strategies should be promoted by the local extension services. Low- cost technologies such as (a) improved irrigation management, (b) mulching, (c) inten- sified and diversified use of organic soil amendments, (d) targeted fertilizer manage- ment, (e) selection of tolerant crop varieties, (f) cultivation of previously under-utilized tolerant crop species, and (g) targeted catch and intercropping would respond to the low financial and technological resource endowment of local farmers, and could easily build on already existing strategies. Regular monitoring of soil and water resources and

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the overall improvement of agricultural value chains should be considered as comple- mentary strategies, in order to increase the adaptive capacity of local farmers.

On a global level, more in depth case studies are necessary to reveal universal pat- terns of farmers’ knowledge, perception, and management with regard to soil salinity. Participatory field trials of scientifically proven technologies should be forced in order to evaluate their practicability under field conditions and promote their adoption in small- holder vegetable production systems.

Keywords: coastal wetland, farmers’ perception, horticulture, land degradation, local knowledge, participatory mapping, salinization, salt stress, urban agriculture

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1 Introduction

1.1 Thematic Contextualization

Soil salinity is a global phenomenon, and, as a major abiotic plant stress, responsible for impaired crop production in many of parts of the world. Soil salinity generally refers to a complex of related phenomena. Salt-affected soils, per definition include (a) saline soils, soils with high amounts of soluble salts; (b) sodic soils, which contain high amounts of exchangeable sodium; and (c) saline-sodic soils, which share both charac- teristics (Ghassemi et al. 1995; Rengasamy 2006). Existing estimates surmise 800 million to 1 billion hectares of land to be salt-effected worldwide, with ca. 40% of the area being saline and 60% sodic (FAO 2015; Rengasamy 2006). A substantial share of this area, at least 77 million hectares, salinized as a result of human activities, mostly related to inadequate water management. Currently, at least 20% of the world’s irrigat- ed land is affected by salinity (Ghassemi et al. 1995). In the light of increasing global natural resource use, as well as noticeable climate change and variability, salinization is seen as an ever increasing driver of land degradation (Plaut et al. 2013). Salt affect- ed soils occur primarily in arid and semiarid climates. But they are not restricted to the- se regions. They are found in every climatic zone and on every continent. All soil types with diverse morphological, physical, chemical and biological properties may be affect- ed (Rengasamy 2006).

Soil salinity affects plant growth due to osmotic and specific ion effects. The latter could be toxicities or nutritional disorders caused by the presence of certain salt ions, most prominently sodium and chloride (Munns et al. 2008). Most of the cultivated crop spe- cies exhibit comparatively low salt tolerance levels, and consequently demonstrate yield losses when grown under saline conditions. Vegetable crops are considered par- ticularly sensitive (Grieve et al. 2012). Based on simple extrapolation, Qadir et al. (2014) estimated the global annual cost of soil salinity in irrigated areas due to de- creased crop yields to be around US$ 27.3 billion. But salinization of agricultural land does not only have economic implications on the plot or farm level. As a consequence, it may entail profound socio-economic transformations within affected regions (Haider et al. 2013; Qadir et al. 2014).

Due to its spatial dimension, its detrimental effects on crop production, and conse- quently on rural livelihoods, food security and national economies, scientific research on the topic has been extensive. Great advances have been made in fundamental re- search on general soil-plant interactions under salinity stress (Munns et al. 2008; Shabala et al. 2017). Furthermore, application-oriented agronomic research has pro-

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vided a thorough understanding of salinity management, particularly in the context of irrigated agriculture under arid and semi-arid conditions (Qadir et al. 2000; Wallender et al. 2012). However, not all affected production systems have equally profited from this research progress. Especially smallholder vegetable production systems of the Global South are poorly studied with regard to their impairment through soil salinity. Even though extensive research on soil salinity in the context of vegetable production exists, it is restricted to fundamental research, and thus is barely geared towards direct ap- plicability in smallholder farming contexts (Machado et al. 2017; Shahbaz et al. 2012).

Since data is scarce, estimates of the extend of vegetable production systems affected by soil salinity within the Global South are not existent. Karlberg et al. (2004) have em- phasized this shortcoming with specific focus on the African continent. Nonetheless, an array of case studies points to their geographically widespread importance. Examples include coastal production systems, affected by seawater intrusion; for example in Bangladesh (Rahman et al. 2011), Madagascar (Mawois et al. 2011), and Benin (Wouyou et al. 2017). Other studies report salinity problems in the context of peri-urban vegetable production due to the use of saline wastewaters for irrigation; for example in Nigeria (Binns et al. 2003), South (Materechera 2011) or India (Biggs et al. 2009; Buechler et al. 2016). However, within these case studies, soil salinity is either ap- proached as a mere agronomic problem or even just mentioned as an aside. Conse- quently, there is need for research on the agronomic and socio-economic contextual- ization of soil salinity and its impacts on smallholder vegetable production systems, in order to facilitate the transfer of existing knowledge and technologies to affected farm- ing communities.

To tackle this knowledge gap, an exploratory case study was conducted in the coastal peri-urban vegetable production areas of Maputo, Mozambique, where previous stud- ies reported the significance of soil salinity as a major agronomic constraint (Barghusen et al. 2016; Schmidt 2017; Sitoe 2016). Maputo, located at the shores of in southern Mozambique, comprises two extensive coastal lowlands bordering the central built up city. These areas traditionally are characterized by intensive market gardening. They account for ca. 1.200 hectares of agricultural land (DASACM 2017) and ca. 11.700 smallholder farmers (Sambo 2016). With an estimated mean annual production of 75.000 tons over the last years, local farmers are able to meet a significant share of the cities vegetable demand (Sambo 2016). Nonetheless, the local production system faces several constraints which impair its overall productivity. Next to soil salinity this includes a restricted access to high quality inputs, elevated pressure of pests and dis- eases, as well as unfavorable hydrological conditions. Local farmers generally have a low financial and technological resource endowment which limits their coping capaci- 2

ties (Barghusen et al. 2016; Schmidt 2017; Sitoe 2016). The present study therefore aims at providing a profound regional contextualization of soil salinity and its effects on vegetable production, in order to formulate adequate management recommendations.

1.2 Conceptual and Methodological Framework

An increasing body of literature suggests the importance of looking at the management of agricultural resources not only from a technical and biophysical point of view but to also consider the surrounding socio-economic and cultural context. On one hand, this allows for a better understanding of current agriculture and resource management, as based on farmers’ decision making. On the other hand, it facilitates the evaluation of potential future technologies and management practices adapted to local contexts (Neef et al. 2011; Ojiem et al. 2006; Shiferaw et al. 2009; van de Fliert et al. 2002).

Several conceptual frameworks have been developed, trying to integrate and structure the complexity of agricultural activities (Cochet 2012; Giller 2013; Glaeser 1995). One approach, specifically aiming at the development of locally adapted agronomic technol- ogy solutions, is the socio-ecological niche concept, proposed by Ojiem et al. (2006). It argues for the evaluation of any potential technology against a set of hierarchically nested boundary conditions, including overall agro-ecological, socio-cultural, economic, and local ecological factors. It is claimed that, if consequently applied, this methodology may define a specific niche environment for a given technology. Agricultural research thus wouldn’t rely on global management recommendations but could tailor locally adapted solutions which consequently would lead to higher adoption rates among farmers (Descheemaeker et al. 2016; Ojiem et al. 2006).

To facilitate such complex system analysis and to increase ownership among the target group of farmers, development oriented agricultural research increasingly advocates for participatory approaches (DeWalt 1994; Hoffmann et al. 2007; Neef et al. 2011; van de Fliert et al. 2002). It is argued, that especially with regard to forms of land degrada- tion such as soil erosion, nutrient depletion, and salinization the consideration of farm- ers’ knowledge and perceptions is key to develop effective and sustainable interven- tions (Pulido et al. 2014; Qadir et al. 2014). The number of published case studies on soil salinity, which followed participatory approaches, is still limited. Nonetheless, they provide valuable insights into farmers’ respective management approaches, and their underlying rationales as shaped by farmer’s knowledge, perception and the overall socio-economic and ecological context. They represent diverse regional contexts, with examples from Tanzania (Kashenge-Killenga et al. 2014), Mozambique (Nhantumbo

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2009), Uzbekistan (Giordano et al. 2010), Algeria and Tunisia (Bouarfa et al. 2009), Lebanon (El-Fadel et al. 2018), Pakistan (Kielen 1996), and Bangladesh (Ali 2003).

These case studies suggest that farmers generally have a credible understanding of soil salinity, its causes, spatio-temporal variability, and management; even though their forms of detection and ways of description may diverge significantly from scientific ap- proaches. This is a phenomenon, widely recognized within the study of local knowledge systems. Knowledge of farmers and other local stakeholders is often tacit and difficult to articulate, describe, and validate. Thus, it should always be critically ex- amined (Hoffmann et al. 2007). Drawing on a broad variety of case studies, Pulido et al. (2014) developed an analytical framework to systematically assess and document local knowledge and perception on land degradation in the wider sense, thus facilitating its integration into scientific approaches. They put emphasis on the following analytical units: (a) local indicators of land degradation, since they shape farmers perception of the respective processes; (b) local perceptions on the causes, spatio-temporal dynam- ics, and effects, since they influence farmers decision making on coping measures; (c) overall farming practices and their underlying rationales, since they also determine if farmers take specific coping initiatives or not. Many other scientists, additionally en- dorse the direct comparison of local knowledge on soil and water resources with scien- tifically acquired data (Ali 2003; Barbero-Sierra et al. 2016; Bouarfa et al. 2009; Kielen 1996; Mairura et al. 2008; Payton et al. 2003).

Studies which examine local knowledge and perception in the context of development oriented agronomic research usually draw on a mix of methods, highly informed by the social sciences. Especially the discipline of anthropology provides valuable approaches (Crane 2014; DeWalt 1994; Sillitoe 2013). Social surveys, interviews with key inform- ants, participatory rapid appraisal tools, or field observations may be combined with agronomic approaches such as field experimentation, or soil surveys; depending on the respective context and available research resources (Neef et al. 2011; Payton et al. 2003; Pereira et al. 2017). Within this context, qualitative and quantitative approaches are equally valued. Nonetheless, linking quantitative and qualitative methods generally leads to a more profound understanding of the respective phenomenon studied. It fur- ther allows for cross checking of findings through triangulation and facilitates the inte- gration of interdisciplinary data (Cox 2015; Spoon 2014).

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1.3 Hypotheses, Objectives and Organization of the Study

Several case studies suggest that soil salinity as an agronomic constraint generally is complexly embedded and cross-linked within the wider ecological and socio-economic system of a given setting (Ali 2003; Bouarfa et al. 2009; El-Fadel et al. 2018; Kashenge-Killenga et al. 2014; Kielen 1996; Nhantumbo 2009). As such, it is not mere- ly an external driver of ecological and socio-economic change, but has to be consid- ered as a factor which is integrated into local production and livelihood rationales. Based on these assumptions and following the conceptual frameworks outlined in the previous chapter, the study aims at exploring the local knowledge, perception and management of Maputos’ peri-urban vegetable farmers with regard to soil salinity. Building on this analysis, potential management approaches adapted to the local condi- tions shall be evaluated. Thus, the following two broad research objectives have been formulated:

I. Explore and describe key agro-ecological and socio-economic aspects of the peri-urban vegetable production system of Maputo linked to soil salinity II. Review and evaluate potential soil salinity management approaches against the background of the local context

To structure the envisaged analysis in accordance with other research, the first objec- tive has been broken down into specific sub-objectives which largely follow the analyti- cal units proposed by Pulido et al. (2014):

 Explore and describe general farming practices and their underlying rationales  Explore and describe local indicators for soil salinity  Explore and describe local perception on causes, spatio-temporal dynamics, and effects of soil salinity  Explore and describe local management of soil salinity  Compare local knowledge and perception to scientifically acquired data on soil salinity

The structure of the thesis follows the sequential logic of the two broad research objec- tives. This introductory chapter is followed by a basic literature review on agronomic soil salinity research, with a specific focus on vegetable production. It will cover pro- cesses of salinization, its effects on plants, and the respective implications for vegeta- ble production. Chapter three provides a review of the overall ecological and socio- economic setting of vegetable production in Maputo, based on the available literature. It also includes a sub-chapter on the previously documented information on soil salinity within the respective production areas. Thereupon, the applied methods for data collec-

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tion, analysis and evaluation are described. Chapter four presents the study’s results. All analytical units as defined through the above outlined research objectives, are suc- cessively treated. Within the subsequent chapters, the findings are first discussed against other case studies and the scientific state of the art, before management rec- ommendations are elaborated. The study concludes with a summary and an outlook on potential further research activities.

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2 Review: Soil Salinity and Vegetable Production

2.1 Characteristics and Development of Salt-Affected Soils

Salt-affected soils are characterized by an excessive accumulation of soluble salts, which reaches a level that impacts on agricultural production, environmental health, and economic welfare (Rengasamy 2006). Major cations potentially found in these soils are sodium, calcium, magnesium and, to a lesser extent, potassium. The major anions are chloride, sulphate, bicarbonate, carbonate, and nitrate (Qadir et al. 2000). The ac- tual composition of these different salt ions may vary considerably, depending on the individual context. However, sodium and chloride are often the principal components. The high electrolyte concentration is the only common characteristic of all salt-affected soils. With regard to chemistry, morphology, pH, and other properties they can be high- ly diverse (Pessarakli et al. 2011; Rengasamy 2010).

An internationally widely accepted categorization, divides salt-affected soils into saline, sodic, and saline-sodic soils. Saline soils are defined by high amounts of salts in the solution phase; while sodic soils contain a high quantity of sodium on the cation ex- change sites. Saline-sodic soils share both of these characteristics. As a scientific standard, the electrical conductivity of the saturated paste extract of a soil (ECe) serves as an indicator for the content of soluble salts. The sodium adsorption ratio of a soil solution (SAR), or the exchangeable sodium percentage of a soil (ESP) indicates the state of sodicity (Qadir et al. 2000; Rengasamy 2010). Conventionally, the threshold for -1 salinity is defined as ECe ≥4 dSm , and for sodicity as ESP ≥15, which corresponds to SAR ~ 13 (Qadir et al. 2008; Shahid et al. 2011; Table 1).

Table 1: Classification of salt-affected soils according to Richards (1954).

-1 Classification ECe (dSm ) ESP pH saline >4 <15 <8.5 sodic <4 >15 <8.5 saline-sodic >4 >15 >8.5

Salinity and sodicity profoundly influence the physical, chemical, and biological proper- ties of a soil (Pessarakli et al. 2011). The osmotic stress brought about by the high electrolyte content of saline soils typically reduces microbial activity, microbial biomass and changes microbial community structure (Yan et al. 2015). As a consequence, vari- ous nutrient cycling processes might be altered, including carbon (Setia et al. 2011) and nitrogen cycles (Akhtar et al. 2012). The actual amount and composition of salt ions present also influences the pH and thus the state and availability of other nutrient

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elements (Rengasamy 2016). Sodic soils are additionally characterized by a con- strained structural stability. The elevated contend of sodium at the exchange complex of clay minerals facilitates their swelling and thus the dispersion of soil aggregates, which finally results in low soil permeability and infiltration capacity (Qadir et al. 2002).

The formation of salt-affected soils involves complex processes. Natural sources of salts are rainfall, aeolian deposits, mineral weathering, and stored salts. Groundwater dynamics may redistribute the accumulated salts and can potentially provide additional sources. However, salts may also be washed out of soil layers by water entering the system (Rengasamy 2006). Consequently, the salt regime of a given setting is highly depended on the specific topography, climatic conditions, soil characteristics, and groundwater dynamics; and thus may be subject to temporal and spatial fluctuation. Typical situations which favor the accumulation of salts in upper soil layers are a high evapotranspiration rate, low rainfall, and restricted drainage due to a low permeability of the soil and/or high groundwater tables. Thus, salt-affected soils are predominantly found in arid and semi-arid parts of the world. But also coastal regions are often affect- ed because of seawater intrusion (Pessarakli 1991; Rengasamy 2006, 2010; Shahid et al. 2011).

Besides natural soil-forming processes, anthropogenically caused salinization is an increasing factor. Typically it is associated with improper irrigation methods, like the use of low quality water and deficient drainage, which consequently implies an insuffi- cient leaching of the accumulating salts (Pessarakli et al. 2011; Rengasamy 2006). However, additional aspects like overgrazing, deforestation, and chemical contamina- tion of soils and water from industrial and agricultural sources have to be considered (Pessarakli et al. 2011). Especially within intensive farming systems, the latter issue is increasingly observable. The excessive use of mineral fertilizers and organic manures may significantly increase the salinity of respective soils (Hargreaves et al. 2008; Li- Xian et al. 2007; Sun et al. 2019). In coastal regions in turn, a high withdrawal of groundwater for irrigation and an overall poor land and water management may favor the ingress of seawater into local aquifers (Maji et al. 2016).

2.2 Soil Salinity Effects on Plant Growth and Crop Production

Effects on plant physiology and morphology. Soil salinity affects growth and devel- opment of plants by causing various morphological, physiological and biochemical changes. All major metabolic processes such as photosynthesis, protein synthesis, energy and lipid metabolism are affected (Parida et al. 2005). The underlying mecha- nisms of these plant responses are not yet fully understood (Läuchli et al. 2007). It is

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therefore not always possible to exactly distinguish between the detrimental effects of salt stress and components of tolerance mechanisms employed by plants (Ashraf et al. 2004; Cheeseman 2013). A two-phase model, initially suggested by Munns and col- leagues (Munns et al. 2008), is now widely excepted as a simplified description of the general effects of salt stress on plants.

The first phase is related to the osmotic effect of salinity. A high salt concentration in soil solution increases the soil osmotic pressure and thus reduces the ability of plants to acquire water. The osmotic effect of salinity induces physiological changes in the plant similar to those caused by water stress-induced wilting, such as stomatal closure and concomitant increases in leaf temperature. Stomatal conductance and transpira- tion rates usually stay reduced persistently. However, the first rapid loss of cell volume and turgor is often reversed within hours due to osmotic adjustment. Additionally, the osmotic effect leads to a rapid overall growth reduction. The observable restricted shoot growth, leaf expansion and lateral bud formation is due to a reduction in cell elongation and cell division. The primary consequences are fewer and/or smaller plant organs, and apparent stunting; commonly detectable within hours to days. (Läuchli et al. 2007; Munns et al. 2008).

The second phase is related to a continuous uptake and consequent accumulation of salt ions in the shoot, primarily sodium and chloride. The homeostasis of cellular ion concentrations is fundamental to the physiology of living cells. Toxic effects are not only dependent on absolute salt ion concentrations but also on their ratio to other ions. For example, if the cytosolic potassium to sodium ratio is reduced to a critical level, this compromises enzyme functionality and therefore key metabolic processes. Conse- quently, this causes additional growth inhibition and finally premature senescence of older leaves. It is a process that runs comparatively slow and will be detectable just within days to weeks (Munns et al. 2008; Munns et al. 2016; Taiz et al. 2015).

Both, the osmotic and the ion effects of soil salinity impair essential metabolic process- es such as photosynthesis and respiration. This doesn’t just lead to reduced net carbon assimilation, but additionally induces oxidative stress through the production of reactive oxygen species (Shabala et al. 2017; Tang et al. 2015). Next to these direct mecha- nisms, salt-affected soils further affect plant growth indirectly. Most importantly this refers to nutrient imbalances, either caused by reduced nutrient availabilities under saline conditions; or by competitive uptake, transport and partitioning of specific nutri- ent elements; depending on the actual ion composition present. Typical antagonistic ion relations in salt affected soils are observed between sodium, potassium, calcium, magnesium and ammonium, as well as between chloride and nitrate (Grattan et al.

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1999). Especially in sodic soils, unfavorable soil physical properties, and the potentially associated stresses such as water logging, are of additional relevance (Rengasamy 2010).

Plants evolutionary evolved several physiological and anatomical adaptations to salt stress conditions (Shabala et al. 2017). However, there exists a high genetically deter- mined interspecific variability of overall salt tolerance; depicting a continuum from very sensitive to highly tolerant plant species (Cheeseman 2013, 2015; Flowers et al. 2010). Species at the upper end of this continuum are conventionally referred to as halo- phytes. Following a widely accepted definition, halophytes include all plant species that complete their life cycle in a concentration of salt of ≥ 200 mM. All less tolerant species are categorized as glycophytes (Flowers et al. 2008). Halophytes generally possess constitutive salt tolerance, while the tolerance mechanisms of glycophytes typically are induced with the onset of salt stress conditions (Rozema et al. 2013; Shabala et al. 2017). The different salt tolerance mechanisms existent in plants can be classified into three interrelated main categories: (a) osmotic tolerance, which refers to long distance signaled growth regulation and osmotic adjustment, (b) ion exclusion, which prevents an excessive accumulation of sodium and chloride within leaves, and (c) tissue toler- ance, which is based on effective cellular and intracellular compartmentalization of salt ions in the leave tissue (Munns et al. 2008).

To offset the increased soil osmotic pressure under saline conditions, plants have to readjust their internal cytoplasmic osmolality in order to maintain cell turgor and growth. This is achieved either through uptake and/or synthesis of organic osmolytes, or the accumulation of inorganic ions. Organic osmolytes, so called compatible solutes, are small water-soluble sugars, polyoles, amino acids, and quarternary ammonium com- pounds which don’t interfere with cytoplasmic metabolism. However, their synthesis is a slow and energy intensive process. Inorganic ions such as potassium, sodium, and chloride thus are of additional relevance for osmotic adjustment. They have to be se- questered in cell vacuoles for not compromising cytosolic ion homeostasis. This intra- cellular sequestration of salt ions is a key factor for tissue tolerance; next to effective potassium retention in the cytosol. A further decisive aspect is the production of antiox- idants in order to counteract oxidative stress. Since sodium and chloride are transport- ed with the transpiration stream via the xylem, they tend to accumulate in leaf blades, where they potentially first reach toxic levels. Against this background, effective exclu- sion of these ions at the root level and/or targeted partitioning between different plant tissues is acknowledged to increase a plants’ salt tolerance capacity (Munns et al. 2008; Shabala et al. 2017).

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Apart from physiological mechanisms there are several anatomical features which con- tribute to salt tolerance. Most typical is the development of leaf succulence, which facili- tates intracellular sodium sequestration, and at the same time allows for a higher chlo- roplast density per unit leaf area, thus maintaining photosynthetic rates with increased transpiration efficiency. Root growth is usually less affected by salinity than shoot growth, and branch root growth is promoted. This can be considered as a mechanism to maintain access to water and nutrients. Aboveground excretion of salt ions into salt glands and bladders is another morphological adaption strategy, restricted to certain halophytic species (Shabala et al. 2017). It needs to be noted that all existing tolerance mechanisms involve additional energy costs for the plant. Consequently, even highly tolerant species reach a soil salinity threshold where the total energy gain will be offset by the costs for maintenance of biomass and stress defense. Past this threshold plant tissue will senescence (Munns et al. 2015).

Consistent with the physiological impact of soil salinity on plants, visual symptoms ap- pear progressively. The first signs of salt stress are wilting, yellowed leaves, stunted growth, and unusually small leaves. Furthermore, crop stands may be characterized by uneven growth. In a second phase, which is associated with sodium and/or chloride accumulation, the damage manifests as mottled chlorosis, necrosis on the leaf tips and margins, as well as displayed scorching on the oldest leaves. Further plant symptoms may occur under the influence of accompanying stresses such as nutrient disorders or water logging (Rhoades 2012; Shannon et al. 1998).

Agronomic implications. Within the context of agriculture and horticulture, the salt tolerance of a plant species is not merely evaluated against its overall biomass produc- tion or the ability to complete its life cycle under saline conditions. The maintenance of crop yield is of higher relevance to the farmer (Grieve et al. 2012; Roy et al. 2014). A plants’ salt tolerance usually varies along its life cycle. Most annual crops are more tolerant at germination but rather sensitive during emergence and early vegetative de- velopment. They usually become progressively more tolerant again throughout later stages of development. Furthermore, despite impaired vegetative development, grain or fruit yield may not be reduced in certain crop species under low salinity levels. Con- sequently, the salt tolerance evaluation of a given crop is depended on the plant part harvested (Läuchli et al. 2007; Shabala et al. 2017). Additionally it has to be considered that vegetable yield is not solely defined quantitatively. Various qualitative yield param- eters such as taste, visual appearance or chemical composition may also be influenced by soil salinity. In most cases, the effects of soil salinity on vegetable quality are posi- tive (Rouphael et al. 2018). This is mainly due to plants increased synthesis of organic osmolytes (sugars, sugar alcohols, soluble proteins, amino acids, polyamines, 11

sulfonium compounds) and antioxidants (ascorbic acid, tocopherols, carotenoids, phe- nolic compounds) which improves taste, aroma and nutritional value (Grieve 2011). Increased contents of these health promoting bioactive compounds are generally found in both, fruit and leafy vegetables (Rouphael et al. 2018). Therefore, depending on the crops genotype, moderate salt stress may be accepted or even applied in a controlled manner by the farmer to improve vegetable quality (Rouphael et al. 2018).

Salt tolerance conventionally is described by functions of yield decline across a range of salinity levels. Traditionally, a linear model based on the parameters of threshold and slope as introduced by Maas et al. (1977) has been used. Where the threshold is de- fined as the ECe that is expected to cause the initial significant reduction in the maxi- mum expected yield, and the slope as the percentage of yield expected to be reduced for each unit of added salinity above the threshold value (Grieve et al. 2012). Most ag- ricultural and horticultural crop species demonstrate comparatively low salt tolerance capacities and thus are categorized as glycophytes (Maas et al. 1999; Panta et al. 2014). Especially vegetable crops are reported to be sensitive to soil salinity (Shahbaz et al. 2012; Shannon et al. 1998). Most conventional vegetables are characterized by -1 threshold values of ECe ≤2 dS m , which indicates that they can exhibit significant yield losses when grown under conditions commonly still considered as non-saline. Excep- tions are crops such as asparagus, beetroot, and green squash which are considered -1 moderately salt tolerant, having threshold values of ECe ≥4 dS m . An overview of the standardized salt tolerance functions of selected vegetable crop species, as compiled by Grieve et al. (2012), is provided in Annex I. With regard to irrigation water, a gener- -1 alized threshold value of ECw ≤3 dS m can be assumed (Midmore 2015)

However, such data can only be regarded as a broad guideline. Firstly, because it is not considering the broad varietal diversity of individual vegetable crop species (Shan- non et al. 1998).There still exists a huge knowledge gap with regard to the varietal di- versity in salt tolerance of the major vegetable crops (Machado et al. 2017; Shahbaz et al. 2012). Secondly, because actual plant responses to salinity are not exclusively de- termined by genotype and soil salinity level. Environmental factors such as climate, soil conditions, agronomic practices, irrigation management, and salt composition may in- fluence the situational salt tolerance function of a crop (Atkinson et al. 2012; Läuchli et al. 2007; Mittler 2006; Shannon et al. 1998). For example, air carbon dioxide concen- tration (Maggio et al. 2002), root zone temperature (Dalton et al. 1997), and heteroge- neity vs. homogeneity of root zone salinity (Bazihizina et al. 2012) have been reported to alter salt tolerance functions of vegetable crop species. Further, it has been acknowledged that the response of plants to salt stress in combination with other abiot- ic and/or biotic stresses is unique and doesn’t just represent the additive effect of the 12

different stresses involved. The existing research data suggests that most stress com- binations demonstrate negative interactions (Atkinson et al. 2012; Mittler 2006). For example, water logging generally enhances the ion effect of soil salinity by facilitating the plant uptake of sodium and chloride (Barrett-Lennard et al. 2013). Furthermore, plants are known to be more sensitive to soil salinity in hot, dry climates than they are under cooler and more humid environments. The increased evaporative demand en- hances transpiration and thus the uptake of salt ions (Läuchli et al. 2007; Mittler 2006). Although salinity doesn’t directly cause plant diseases, salt stressed plants may be more susceptible to infections by soil borne diseases (Läuchli et al. 2007), as has been reported for tomato (Snapp et al. 1991; Triky-Dotan et al. 2005), pepper (Sango 2004), common bean (You et al. 2011), or cucumber (Al-Sadi et al. 2010). In some cases ra- ther positive interactions of stresses can occur (Mittler 2006). For example, it has been demonstrated that the occurrence of heat stress (Rivero et al. 2014) as well as wound- ing (Capiati et al. 2006) could increase the salt tolerance in tomato. Salt stress always causes an osmotic effect, which is directly proportional to the overall salt concentration of the soil solution (Ntatsi et al. 2017). However, the individual salt composition may determine specific ion effects, including nutrient imbalances or toxicities (Grattan et al. 1999; Läuchli et al. 2007). Cucumber, for example, showed varying biomass and yield reduction depending on the salt type applied, with calcium chloride being more phyto- toxic than sodium chloride (Colla et al. 2013). Similar results have been reported for stamnagathi (Cichorium spinosum), where salt type apparently determined plant toler- ance, especially at lower salinity levels (Ntatsi et al. 2017).

2.3 Agronomic Management of Soil Salinity

A high diversity of different management practices to cope with soil salinity is globally applied by affected farmers (Ali 2003; Bouarfa et al. 2009; Kielen 1996); and even more are advocated for by the scientific community (Machado et al. 2017; Plaut et al. 2013; Qadir et al. 2000). The different strategies either aim at: (a) the reclamation of salt-affected soils by permanently reducing salinity and/or sodicity levels, (b) preventing the buildup of soil salinity, (c) temporarily alleviating salinity stress to plants by modify- ing the root zone environment, or (d) cultivating salt tolerant crops. However, often a combination of several of these aspects is observable under individual management measures.

Typical approaches in the context of agriculture and horticulture are: (a) the improve- ment of drainage and irrigation conditions, (b) the application of inorganic and organic amendments for soil reclamation, (c) a targeted soil fertility management, including mineral fertilizers, organic manures and biofertilizers, and (d) plant based strategies, 13

including salt tolerant crops and targeted catch and intercropping (Machado et al. 2017; Plaut et al. 2013; Qadir et al. 2000). Salinity management is highly site specific. It has to take into consideration, inter alia, the source of salinity, the type and content of salts present, topography, soil characteristics, hydrological conditions, crop choice, and also economic aspects. Therefore, no generalized recommendations can be made (Pessarakli 1991; Shahid et al. 2011). Ideally, visual observations of soil, water and plants are combined with simple scientific monitoring techniques. This can provide de- tailed insights about the spatial and temporal salinity dynamics of a given setting and thus facilitates its management (Qadir et al. 2000; Rhoades 2012).

Physical and water management approaches. In most cases, an effective drainage system is the main requirement for reclaiming salt-affected lands, or for preventing its occurrence (Pessarakli 1991). It allows for the removal of salts from the root zone by leaching. This process further requires a sufficient and timely provision of good quality water beyond the demands for meeting evapotranspiration rates. This additional water demand is conventionally referred to as the leaching requirement. It is defined as the minimum fraction of irrigation water that must be leached through the root zone to con- trol soil salinity at a specific level. Its concrete amount is highly site specific, depending on the salt content of the soil and the irrigation water itself, as well as on climatic condi- tions (Plaut et al. 2013). Standardized guidelines for its respective calculation have been available throughout past decades (Ayers et al. 1985; Hanson et al. 2006; Letey et al. 2011).

However, the respective water and drainage requirements cannot be met in all contexts (Machado et al. 2017). In smallholder farms, scraping of salts from the soil surface can be a practicable option for temporal reclamation (Shahid et al. 2011). Moreover, specif- ic soil shaping and irrigation techniques may rationalize salt leaching in these cases (Machado et al. 2017; Shahid et al. 2011). The cultivation on ridges under furrow irriga- tion practices for example has been proven to successfully establish a salt free growing environment in humid coastal (Burman et al. 2015), as well as in arid regions (Devkota et al. 2015; Shahid et al. 2011). Especially in intensive vegetable production systems the use of water saving drip irrigation techniques offers another feasible approach. Several field studies demonstrate, that with this technology even saline irrigation water can be applied without substantially compromising yields of tomato (Karlberg et al. 2007; Malash et al. 2008; Wan et al. 2007), pepper (Nagaz et al. 2012), and watermel- on (Romic et al. 2008). While under surface and sprinkler irrigation the entire plot sur- face is watered and potentially leached, under drip irrigation only the immediate sur- roundings of the plant roots are regularly wetted. Salts are transported towards the periphery of the wet zone, thus providing for a salt free root zone. However, seasonal 14

plot scale leaching, preferably through natural rainfall, may be necessary to prevent a gradual salinity buildup. An additional advantage of drip irrigation is the avoidance of leaf burn and defoliation caused by the contact with saline water, which is a potential constraint under sprinkler irrigation (Machado et al. 2017; Plaut et al. 2013; Shahid et al. 2011).

Soil amendments. In the case of sodic soils, leaching is not sufficient, but must be preceded by the application of certain soil amendments in order to replace sodium ions from the exchange complex, typically with calcium ions (Machado et al. 2017). Gypsum is the most commonly used chemical option. Alternatives include calcium chloride and phospho-gypsum. Furthermore, acids or acid forming substances such as sulfuric acid, elemental sulfur or pyrite can be used, since they facilitate the dissolution of native cal- cite (Ahmad et al. 2013; Sharma et al. 2016). For an effective impact, amendments should be incorporated into the soil through conventional tillage or even subsoiling. This soil loosening measure also facilitates the subsequent leaching process (Shahid et al. 2011; Singh et al. 2014). Throughout the past decades several other soil amend- ments have been tested and evaluated for their capacity to reclaim sodic soils. Espe- cially organic amendments such as animal manures, green manures, or organic wastes and composts have proven to be effective, either as pure application or in combination with chemical amendments (Mahmoodabadi et al. 2013; Sharma et al. 2016). The or- ganic substances integrated promote an increase of the soils cation exchange capaci- ty. Furthermore, they may contain considerable amounts of soluble calcium and other bivalent cations (Diacono et al. 2015; Lakhdar et al. 2009). Additionally, they have the capacity to release organic acids, lower the pH, and increase the carbon dioxide partial pressure; which conjunctively facilitates the solubilzation of native calcite (Choudhary et al. 2011; Pessarakli et al. 2011; Srivastava et al. 2016). Consequently, this results in an increased replacement of sodium from the cation exchange sites.

However, the application of organic matter has many other positive effects on the soils chemical, physical and biological properties, which are relevant for all salt-affected soils. Most importantly, it increases soil porosity, soil bulk density, aggregate stability, water infiltration, and water-holding capacity. The overall improvement of the soil struc- ture thus facilitates the leaching of salts, and reduces surface evaporation. Further- more, the application of organic matter improves nutrient contents and availabilities, increases soil microbial biomass and soil enzymatic activities, and has pH buffering effects (Diacono et al. 2015; Lakhdar et al. 2009). Another important aspect which is increasingly investigated, are the direct effects of humic substances on plants growing in salt affected soils. The salt stress alleviating functions of humic substances are at- tributed to structural and physiological changes in plants related to nutrient uptake, 15

assimilation and distribution, as well as on hormone like activities in regulating germi- nation and growth (Canellas et al. 2015; Ouni et al. 2014). If applied as mulch, organic material may also favorably influence soil moisture, evaporation, and soil temperature, thus counteracting salt accumulation in the root zone and allowing for increased water use efficiency (El-Mageed et al. 2016; Saeed et al. 2014; Zhang et al. 2009).

In the context of vegetable production under saline conditions, several different organic soil amendments have been tested for their capacity to alleviate salt stress and in- crease crop productivity. Products recommended as effective include various compost types (Abdel-Mawgoud et al. 2010; Leogrande et al. 2016), farmyard manures (Mitran et al. 2016; Oustani et al. 2015), biochar (Rady et al. 2018), and extracted humic sub- stances (Pérez-Gómez et al. 2017; Shalaby et al. 2018). However, it needs to be stressed that certain organic matter sources may contain high salt contents and thus would rather exacerbate than alleviate the problem. This refers mainly to municipal solid waste composts and animal manures. Furthermore, the potential contamination with inorganic or organic pollutants, which could affect crop production, has to be con- sidered. Therefore, a concise monitoring and selection of organic amendments is im- perative (Diacono et al. 2015; Lakhdar et al. 2009).

Fertilizer based approaches. Many salt-affected soils are characterized by low plant nutrient contents and availabilities. Additionally, plant nutrient uptake may be impaired by antagonistic effects. To approach these constraints, a thorough nutrient manage- ment, including the targeted use of mineral fertilizers is generally recommended for agriculture and horticulture under saline conditions (Machado et al. 2017; Plaut et al. 2013). However, the release and conversion mechanisms of applied nutrients, as well as their plant uptake are not just influenced by the level of salinity and sodicity, but also by several other soil and environmental factors. Therefore, no generalized recommen- dations can be made (Choudhary et al. 2016; Grattan et al. 1999).

The salt stress alleviating effects of nitrogen, phosphorus, potassium and calcium ferti- lization have been documented for several vegetable crops (Machado et al. 2017). In the case of nitrogen, a combined application of nitrate and ammonium can be benefi- cial (Hu et al. 2005; Machado et al. 2017). Furthermore, sub surface placement and split application of nitrogen fertilizer are proven to reduce volatilization losses of am- monia; a process which is a typically enhanced in salt-affected soils (Choudhary et al. 2016). Also for phosphorus a split of applications is recommended (Hu et al. 2005). In irrigated vegetable production, the nutrient content of the irrigation water should be considered. Where technologically feasible, the targeted application of fertilizers through the irrigation water, known as fertigation, even could reduce soil salinization

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and mitigate salt stress effects. In any case, high-purity, chloride-free, and low-saline fertilizers should be selected in order to avoid additional salinization (Machado et al. 2017).

Next to mineral fertilization, the use of biofertilizers is increasingly advocated for, in order to alleviate salt stress conditions in horticultural practice (Baum et al. 2015; Ma- chado et al. 2017; Shahbaz et al. 2012). A biofertilizer is a substance which contains living microorganisms, which when applied to seeds, plants, or soil, colonizes the rhizosphere or the interior of the plants and promotes plant growth by increasing the supply of nutrients and/or through the synthesis of plant growth-promoting substances. The concept mainly refers to plant growth promoting rhizobacteria, and arbuscular mycorrhizal fungi. These microorganisms potentially promote plant growth either direct- ly through a facilitated nutrient acquisition (nutrient solubilization, especially of phos- phorus; nutrient mineralization; nitrogen fixation; iron sequestration) and modulation of phytohormone levels; or indirectly through the suppression of potential plant pathogens (Bhardwaj et al. 2014; Mahanty et al. 2017).

A large number of experimental works has proven the salt stress ameliorating effects of various biofertilizers in the context of vegetable production; inter alia: Glomus spp. in basil (Elhindi et al. 2017), tomato (Abdel Latef et al. 2011), lettuce (Aroca et al. 2013), and fenugreek (Evelin et al. 2012); Pseudomonas spp. in lettuce (Kohler et al. 2009), tomato (Egamberdieva et al. 2017; Tank et al. 2010), and radish (Mohamed et al. 2012); Bacillus spp. in lettuce (Hasaneen et al. 2009), mung bean (Mahmood et al. 2016), and radish (Mohamed et al. 2012). The mechanisms by which these microor- ganisms promote plant growth under salt stress are complex. They include the follow- ing direct functions: (a) enhanced water and nutrient use efficiencies through increased nutrient availability and stimulated root growth, (b) improved ion homeostasis, (c) en- hanced production of osmolytes, (d) improved antioxidant activity, and (e) enzymatic reduction of ethylene levels, thus counteracting the growth depression caused by this phytohormone. Additionally, biofertilizers may improve the physical properties of the soil through the exudation of certain polysaccharides or glycoproteins, which facilitate the formation of soil aggregates. However, these mechanisms cannot be generalized and don’t apply to all beneficial microorganisms used as biofertilizers (Ilangumaran et al. 2017; Mishra et al. 2018; Muthukumar et al. 2017).

In general, the practical use of biofertilizers is constrained by the fact that their effectivity is highly depend on the individual plant x microbe x soil interaction. Relevant factors are, inter alia, genotypes of crop plant and beneficial microbes, soil type and texture, nutrient content, soil moisture and temperature (Baum et al. 2015; Zaidi et al.

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2015). Under saline conditions, the microorganisms additionally have to withstand the specific osmotic stress situation (Mishra et al. 2018; Muthukumar et al. 2017). To coun- teract this problem, products should be based on region specific microbial strains adapted to the local conditions. A mix of different species and/or strains may also in- crease effectivity (Baum et al. 2015; Zaidi et al. 2015). Against this background, the manufacturing of nonspecific products on the basis of organic waste and/or animal ma- nure fermentation is a common and feasible on-farm alternative to commercial formula- tions. Typically, this involves the anaerobic digestion of the respective organic sub- strate in simple tank constructions. The final liquid effluent usually contains high amounts of mineral nutrients and plant growth promoting microbes (Alfa et al. 2014; Suthar et al. 2017). In recent years, experimental work demonstrated that biofertilizers produced from anaerobic digestion of cattle manure are effective in alleviating salinity stress in seedling production of several vegetable crops, including pepper (Nascimento et al. 2011), cowpea (da Silva et al. 2011), and groundnut (de Oliveira et al. 2016; de Sousa et al. 2012).

Plant based approaches. Another widely researched and promoted approach to face the constraints of soil salinity is the integration of salt tolerant plant species into the cropping system (Qadir et al. 2008). Most importantly, this involves the use of alterna- tive crop species and varieties. As alluded to before, amongst the conventionally culti- vated vegetable crops only very few species are considered salt tolerant. Prominent exceptions are artichoke, asparagus, beet root, and Swiss chard (Grieve et al. 2012). However, if the salinity level is not too pronounced, the farmer may still draw on more resistant cultivars of a given crop species. Several publications highlighted the intra- specific variability of vegetable crops with regard to salt tolerance; including tomato (Agong et al. 1997; Zaki et al. 2016), eggplant (Hannachi et al. 2018), lettuce (Bartha et al. 2010; de Oliveira et al. 2011), pepper (Balasankar et al. 2017; Niu et al. 2010), and different brassica species (Shannon et al. 2000; Su et al. 2013). There are increasing efforts to develop salt tolerant vegetable crops by the means of conventional breeding, marker-assisted selection and genetic engineering, exploiting the genetic diversity with- in domesticated crops species and their wild relatives. However, so far successes have been limited (Ebert et al. 2015; Roy et al. 2014; Shahbaz et al. 2012).

Against this background, there is growing advocacy to exploit the potential of previous- ly under-utilized vegetable crops with higher salt tolerance, or even the domestication of promising wild halophytic species. There exists a variety of comparatively salt toler- ant plants which traditionally have been used as vegetables in different parts of the world. It is noteworthy that they almost exclusively fall into the group of leafy vegeta- bles and that a high share pertains to the Amaranthaceae family (Panta et al. 2014; 18

Qadir et al. 2008; Rao et al. 2014; Ventura et al. 2015; Table 2). Often these crops don’t just attain good yields under saline conditions, but additionally are characterized by a high nutritional value due to elevated contents of beneficial secondary metabo- lites. However, in some cases antinutritional effects may become a problem. Most prominently this concerns Atriplex hortensis and Portulaca oleracea which are known to accumulate oxalates under saline growing conditions. Selected agronomic practices such as modified nitrogen fertilization may be applied to counteract this problem (Ven- tura et al. 2015).

Table 2: List of salt tolerant under-utilized leafy vegetable crop species.

Botanical name Common name Reference Amaranthus spp. amaranth Wouyou et al. (2017), Amukali et al. (2015) Atriplex hortensis red orach Wilson (2000) Brassica juncea leaf mustard Singh et al. (2012), Rao et al. (2014) Celosia argentea Lagos spinach Amukali et al. (2015), Carter et al. (2005) Chenopodium album white goosefood Yao et al. (2010), Grubben et al. (2004) Corchorus olitorius jute mallow Rao et al. (2014) Diplotaxis tenuifolia rocket de Vos et al. (2013), Rao et al. (2014) Portulaca oleracea purslane Grieve et al. (1997), Alam et al. (2014) Salicornia spp. and pickleweed Ventura et al. (2013) Sarcocornia spp. Salsola soda agretti Centofanti et al. (2015) Sesuvium portulacastrum sea purslane Lokhande et al. (2013) Suaeda salsa seepweed Song et al. (2015) Talinum triangulare and waterleaf Montero et al. (2018), Assaha et al. (2017) Talinum paniculatum Tetragonia tetragonioides New Zealand Wilson (2000) spinach Trigonella foenum-graecum fenugreek Rehm et al. (1984)

Another approach that capitalizes on the genetic diversity of salt tolerance amongst vegetable crops is grafting. The use of tolerant rootstocks has been proven to be an effective way to improve the salt tolerance of several fruit-bearing vegetables of the Solanaceae and Cucurbitaceae families, including tomato, eggplant, cucumber and pumpkin. Various mechanisms may be responsible for this phenomenon, including salt exclusion by the root system, salt retention and accumulation in the rootstock, as well as increased production of compatible osmolytes and antioxidants (Colla et al. 2010; Plaut et al. 2013; Shahbaz et al. 2012).

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Apart from salt tolerant vegetable crops, other plants may be advantageously em- ployed in saline cropping environments. Several plant species have been tested for their potential to facilitate reclamation of salt-affected soils, when integrated into the cropping system as catch crops or improved fallows (Jesus et al. 2015; Plaut et al. 2013; Qadir et al. 2007). The typical underlying mechanisms are: (a) improved leaching conditions based on plant root effects on soil physical characteristics; (b) increased dissolution of calcite due to root respiration and root proton release, which results in higher calcium availability and replacement of sodium from the exchange complex; and (c) plant uptake of sodium and other salt ions, and their accumulation in the above ground biomass. Apart from these main mechanisms, catch cropping may have other beneficial side effects, like the increase of soil organic matter and microbial activity, or the improvement of the soil fertility status (Ashraf et al. 2010; Jesus et al. 2015; Qadir et al. 2007).

Stressed as highly effective in reclamation of salt-affected soils are the grass Leptochloa fusca and the legume shrub Sesbania aculeata. Their reclamation capacity is mainly attributed to root system facilitated calcite dissolution and salt leaching (Qadir et al. 2007). Additionally, they can fix agronomically relevant amounts of nitrogen through associated or symbiotic bacteria, even under saline conditions (Ashraf et al. 2003; Malik et al. 1997). Other species suggested for soil remediation include the grasses Echinochloa stagnina (Ado et al. 2016), Cynodon dactylon and Sorghum spp. (Qadir et al. 2007); as well as the herbaceous plants Chenopodium album (Hamidov et al. 2007b), Tetragonia tetragonioides (Neves et al. 2007), Beta vulgaris (Ammari et al. 2008), Portulaca oleracea (Hamidov et al. 2007a; Kiliç et al. 2008), Suaeda maritima (Ravindran et al. 2007), and Sesuvium portulacastrum (Rabhi et al. 2010; Ravindran et al. 2007). The latter herbaceous species are known to be salt accumulators. Thus, their long term reclamation effect is conditional on regular removal of their aboveground biomass. However, since they all can be used as leafy vegetables or as animal fodder, this can be considered a feasible option (Jesus et al. 2015). Due to their salt accumu- lating capacities they may also be applied as intercrops to temporarily reduce the salt content in the root zone of the respective salt sensitive companion crop (Plaut et al. 2013; Simpson et al. 2018). This strategy has been successfully tested for intercrop- ping of Salsola soda with pepper (Colla et al. 2006) and tomato (Graifenberg et al. 2003; Karakas et al. 2016), Portulaca oleracea with tomato (Zuccarini 2008), and Atriplex hortensis with watermelon (Simpson et al. 2018).

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3 Study Location: Maputos’ Peri-Urban Vegetable Production System

3.1 Geographic Context

Maputo is the capital of Mozambique, located in the southern part of the country be- tween the coordinates 25º 52´ to 26º 10´ S and 32º 30´to 32º 40´ E. It is a coastal city, sprawling along the shores of Maputo Bay and the Espirito Santos estuary. The munic- ipality of Maputo occupies an area of 346.77 km2 and has a population of 1.1 million (INE 2017). The greater metropolitan area of Maputo, including the neighboring cities of Matola, Boane and Marracuene, accommodates nearly 2 million people (Paganini et al. 2019). Maputos’ central urban area is located north of the Espirito Santos estuary, comprising the administrative districts of Kampfumu, Kamayaquene, Nihamankulu, Kamavota and Kamabukwana. The municipality further includes the Inhaca island (dis- trict KaNyaka) constituting the eastern boundary of Maputo Bay, as well as the district of KaTembe at the southern shores of the Espirito Santos estuary (Schmidt 2017; Fig- ure 1a).

It can be assumed that up to 20% of Maputos’ population, mainly representing the ur- ban poor, are involved in agricultural activities (Crush et al. 2011; Paganini et al. 2019). Approximately 14.500 people are officially recognized as farmers by governmental in- stitutions (Sambo 2016). Urban agriculture is found throughout the city. Scattered, small-scale cultivation in backyards and on vacant land is typical for the central urban- ized areas (Paganini et al. 2018a). However, agriculture is more relevant within the municipalites’ rural and peri-urban districts. KaNyaka and KaTembe are characterized by rather extensive rain-fed agriculture of staple crops, whereas the districts of Kamavota and Kamabukwana distinguish themselves through coherent areas of highly intensive vegetable production, the so called Green Zones (from port. Zonas Verdes; Barghusen et al. 2016; Schmidt 2017).

The Green Zone of KaMubukwana stretches along the Infulene river valley which con- stitutes the western boarder of the municipality (Figure 1b). The Green Zone of KaMavota is located on a vast coastal plain northeast of the city’s urban center and also includes the longitudinal escarpment west of these lowlands (Figure 1c). Together they account for ca. 1.238 ha of agricultural land (DASACM 2017), which is cultivated by ca. 11.700 farmers (Sambo 2016). With a mean annual vegetable production of an estimated 75.000 tons over the last years, they are able to meet a significant share of the cities demand (Sambo 2016).

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a

b c

Figure 1: Administrative structure of Maputo and localization of the peri-urban vegetable production zones within the urban matrix. (a) Districts of Maputo; modified from Dörrbecker (n.d.). (b) Satellite image of the Green Zone of KaMubukwana; based on Bing Maps data. (c) Satellite image of the Green Zone of KaMavota; based on Bing Maps data.

3.2 Socio-Political Context

Previous to Mozambique’s independence in 1975, the majority of the present Green Zones were farmed by settlers of Portuguese origin. After independence, these farms were occupied by the Mozambican population. During the 1980s, as a cause of civil war, many people from the countryside moved to major urban centers such as Maputo which provided a comparatively safe environment. This influx of people led to a drastic increase of people farming within the Green Zones of the capital and the forms of crop production intensified. With the vision of ensuring stable food supplies to the increasing urban population in times of political and economic crisis, the Mozambican state

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launched projects to support and stimulate development of urban agriculture (Sitoe 2016). In this context, official land use planning explicitly considered agricultural pro- duction and a great diversity of agricultural inputs was made available to the producers of the Green Zone (Sitoe 2016). However, within the frame of structural adjustment and liberalization of the Mozambican economy, starting in 1987, this state support to urban producers declined drastically. Nowadays, the Green Zones of Maputo still play a sig- nificant role in the supply of agricultural products. However, agricultural activity is gen- erally limited to small scale intensive vegetable cultivation, practiced by the urban poor (Sitoe 2016).

Urban agriculture is still perceived as a relevant socio-economic factor by the national and local government. The local institutions responsible for overseeing agricultural ac- tivities within the city of Maputo are the Directorate of Agriculture of the City of Maputo (DASACM) and the Department of Economic Activities (DMAE). While the DASACM is subordinated to the Ministry of Agriculture and Food Security (MASA), the DMAE is subordinated to the Municipal Council (CMM). To pool competencies and expertise, a merger of these two parallel structures under the municipality is envisaged for the near future (Barghusen et al. 2016; Schmidt 2017). A central organ, which is already used jointly by the two structures are the so called Casas Agrarias (port., governmental agri- cultural extension institutions), which are installed in each of the four agriculturally rele- vant districts, close to the actual production areas. They are the direct contact point between state and farmer, and as such, responsible for (a) the provision of information and technical support, (b) the distribution of subsidized inputs, especially in the case relief programs after crop failure, and occasionally (c) the renting of tractors and other machines, or (d) the support in marketing matters (Barghusen et al. 2016; Schmidt 2017). Another important municipal department is the Municipal Directorate of Planning and Urbanization (DMPUA), which is responsible for overseeing and executing existing land use plans. According to the Mozambican constitution all land is governmentally owned. DMPUAs main task thus is the issuing of official land use titles and the parcel- ing of the respective plots. Maputos’ currently valid urbanization plan officially allows for the strict preservation of the existing main agricultural areas (Barghusen et al. 2016; Halder et al. 2018). Nonetheless, informal land use change due to a high urbanization pressure is an acute phenomenon and hardly controllable by the responsible govern- mental bodies, also within the cities’ Green Zones (Barghusen et al. 2016; de Sousa 2014; Halder et al. 2018).

The majority of the farmers in the Green Zones is currently organized within several indipendend farmers associations. Previously, the organizational form of cooperatives was predominant. However, this has drastically changed within the last two decades 23

(Barghusen et al. 2016). The formation of associations is highly promoted by the gov- ernment as a means to facilitate the communication to the farmers and thus the execu- tion of governmental programs towards urban agriculture. For example, the above mentioned services of the Casas Agrarias are primarily offered to association mem- bers. Also the access to occasional credit schemes for farmers has been made condi- tional upon association membership. But the by far most important function of these associations is the mediation of access to land. They are authorized to hold official land use titles and allocate plots within their geographical limits to individual producers (Barghusen et al. 2016; Schmidt 2017). Despite the apparent incentives to associate, a significant share of farmers continues to operate individually. Major criticism of the cur- rent associational structures are their instability, lack of transparency, and potential internal conflicts (Schmidt 2017). Approximately 10.100 farmers of the two zones are organized in a total of 26 associations. There are 11 associations in KaMavota and 15 in KaMubukwana. Another 1.600 farmers are not affiliated (DASACM 2017). The num- ber of members and related land area may differ drastically between individual associa- tions (Schmidt 2017).

Two thirds of farming households in the Green Zones are headed by women (Schmidt 2017; Smart et al. 2016a). Within farmers associations the share of women is even reported to reach nearly 80% (Schmidt 2017). A bias towards predominantly elderly people involved in farming is observable. Among younger generations, farming gener- ally is regarded an unattractive occupation. Young people working within the Green Zones are usually assisting family members or contracted workers (Schmidt 2017). Farming households of the Green Zones often are supported by diversified livelihoods, including additional non-agricultural income sources (Schmidt 2017). Households which pursue agriculture just as an complementary economic activity typically cultivate smaller plots, while those predominantly relying on agriculture have comparatively large land holdings (Smart et al. 2016a). Sizes of land holdings range from 0.03 ha to 20 ha, with an average of 0.1 ha. Most producers hold legal land titles for their plots as acquired through their respective association. They might have a single coherent plot, or several dispersed plots, sometimes spread across association borders. Occasional- ly, land is rented from peers. Additionally to their plots in the Green Zones, many pro- ducers possess more agricultural land outside the metropolitan area, which is usually used for extensive rain-fed agriculture (Schmidt 2017). Often, fields are not tended by individuals alone. Additional labor is either provided by family members, or through constant or temporal employment of contract workers (Schmidt 2017).

Both DASACM and DMAE employ a number of extension workers, which are stationed at the different Casas Agrarias. Taken together, there are about 5-10 extensionists 24

working within each of the Green Zones of KaMubukwana and KaMavota. Actual num- bers of employed personal may fluctuate. Every worker is responsible for 1-3 different farmers associations (Barghusen et al. 2016; Schmidt 2017). Next to governmental institutions, a number of non-governmental organizations have been working with Maputos’ urban farmers in the course of recent years. Most remarkable is a project which focuses on the promotion of organic and agro-ecological production methods and the development of a marketing structure for products produced under a participa- tory certification scheme. Initially run by the French organization ESSOR it is now con- tinued by ABIODES, a local organization. The project had a broad coverage, having trained a several hundred farmers in KaMubukwana and KaMavota (Barghusen et al. 2016; Paganini et al. 2019; Schmidt 2017). All of the extension work is more or less coordinated between the different entities through regular formal and informal infor- mation exchange. Extensionists are in close contact with the different association rep- resentatives and individual farmers. Smart et al. (2016a) state that the majority of farm- ers seeks agricultural advise through the governmental extension services of the Casas Agrarias. Nonetheless, the extension structures still face a number of con- straints, predominantly due to a lack of financial, technical and personal resources (Schmidt 2017).

3.3 Economic Context

Producers within the Green Zones are quite homogeneous regarding their economic situation and business orientation. Most farmers have small plots which are intensively used for vegetable production (Smart et al. 2016b). Large scale commercial producers with land holdings of >5 ha, farming companies, or cooperative-like operations are ex- tremely rare (Schmidt 2017). Nonetheless, within this apparent homogeneous group a differentiation based on overall resource endowment (finances, technology, land, mar- ket access, education, access to extension) is verifiable. Smart et al. (2016b) distin- guish two dominant clusters for Maputos’ Green Zones: (a) farmers with moderate level of land endowment, access to extension or training advice, and horticultural crop sales diversity, and (b) farmers with high levels of land endowment, high education/literacy, and moderate horticultural crop sales diversity. Due to their higher asset level, farmers from the second cluster tend to benefit through (a) a more concise and adequate use of agrochemicals (Smart et al. 2016b), and (b) more diversified marketing channels (Schmidt 2017).

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Conventional inputs for vegetable production which are commonly demanded by Mapu- to’s farmers are seeds, seedlings, pesticides, mineral fertilizers (urea, NPK), and poul- try manure. A high share of available seeds and agrochemicals is imported, predomi- nantly from neighboring . A number of formal agricultural retail stores, lo- cated within the city limits, offer a diverse product range. Despite their existence, the purchase of inputs from informal vendors is extremely widespread. These vendors are not associated with private stores, but function as free agents who purchase and often repackage products for resale. They may sell their products directly in the fields, on streets, or markets (Schmidt 2017; Smart et al. 2016a). Smart et al. (2016a) report the informal vendors’ market shares to be ca. 30% for seeds, 50% for pesticides, and ca. 90% for mineral fertilizer. Producers generally complain about the lack of transparency associated with products bought from informal resellers. Reported cases include for example low germination rates of seeds, wrong crop varieties, and ineffective or wrong agrochemical products (Schmidt 2017). Nonetheless, these informal agents usually offer the following advantageous services: (a) selling in close proximity to the farmers fields, (b) offering products in smaller quantities, thus adjusted to small field sizes and financial capacities of producers, (c) bridging supply gaps of formal input sources, and (d) accepting delayed payment (Schmidt 2017). However, farmers are not completely dependend on external agents for acquiring inputs. Many produce their own seedlings from seeds or acquire them from peers. Some farmers of the Green Zones specialized in producing and commercializing seedlings of the most common crops (Schmidt 2017). Partially, producers even obtain their own seeds from previous crop cycles. This practice is quite common for kale and lettuce and may also be realized for other crops (Patetsos et al. 2016; Schmidt 2017).

Most of the time, farmers sell their products at the farm gate, usually to informal inter- mediaries. Ultimately, they supply the numerous formal and informal markets of the city (Schmidt 2017; Smart et al. 2016a). Typical selling units for the main leafy vegetable crops such as lettuce, kale and pumpkin leaves are entire raised beds, whereas many other crops are sold in different quantity units. Prices are negotiated each time between farmer and intermediary (Schmidt 2017). Some farmers have access to formal inter- mediaries. Often this refers to individually operating agents, supplying restaurants, ho- tels, or supermarkets (Schmidt 2017). Selling products directly at the cities wholesale or retail markets and fairs is less common for farmers, due to a lack of required re- sources, such as time, means of transport, or finances for market fees (Schmidt 2017; Smart et al. 2016a).

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3.4 Bio-Physical Context

The city of Maputo is located within an extensive low-lying coastal plain, commonly known as . Its geological development was characterized by recurring ma- rine transgressions and regressions resulting in cycles of sedimentation and erosion. As a consequence, the region is dominated by a series of north-south aligned dune ridges parallel to the present day coastline, partly incised by river valleys (Kirkwood n.d.). Following these general trends, the topography of central Maputo is character- ized by the coastal plain of KaMavota to the east, which changes abruptly to a longitu- dinal escarpment of NNE–SSW orientation. From this escarpment a flat highland of ca. 65 m altitude extends towards the west until it gradually descends to the Infulene river valley at the margins of KaMubukwana (Vicente 2011). Figure 2 presents the geologi- cal map of Maputo, illustrating the typical north-south aligned sequence of deposits. The coastal plain of KaMavota is dominated by alluvial deposits, being fluvial dark clays with intercalations of carbonaceous levels of marine origin. They are interspersed with fine whitish dune sands of the Xefina formation. To the west, marked by the straight escarpment, follows the interior dune of the Ponta Vermelha formation. It is comprised of red to yellow silty sand. The Infulene river valley in KaMubukwana is part- ly influenced by the western extremity of the Congolote formation, an interior dune of poorly consolidated sands. In its center, the sandy clay intercalations of the Machava formation dominate, and towards the south estuarine-marine deposits are prevalent. Beneath all these different superficial sediments, lies a formation of calcareous to argil- laceous sandstones. (Vicente 2011).

Following the Koeppen-Geiger classification, Maputo lies within the tropical savannah climate type (Peel et al. 2007). The local climate is characterized by a clear seasonali- ty, with a warmer rainy season between November and March, and a cooler dry sea- son during the rest of the year. Average maximum temperatures don’t exceed 31°C during the rainy season and average minimum temperatures don’t fall beneath 13°C during July, the coolest month of the year. With ca. 800 mm of average annual rainfall, Maputo is characterized by relatively dry conditions. Rain distribution can be highly variable between individual years, with severe drought events generally occurring once every 10 years. Other extreme weather events such as storms and cyclones do occa- sionally occur. But natural disasters such as the major flooding of 2000, caused by cy- clones and heavy rains, have to be regarded as exceptional. Nonetheless, prediction models for future climate trends of the region suggest an increasing probability of in- tensified rainfall events, decreased annual rainfall, higher temperatures, and storms (Bacci 2014).

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Figure 2: Geological map of Maputo (Vicente 2011)

Maputos’ hydrology is characterized by two main aquifers, the first being comprised by the superficial dune formations, and the second by the underlying sandstone formation. The latter is considered the main aquifer of the region, as being tapped by a great share of the cities’ boreholes. The groundwater flow pattern follows closely the surface water drainage pattern. That is, an eastern or western movement. The largest part of the ground and drainage water thus flows either towards the Infulene river valley or the coastal plain of KaMavota (Smidt et al. 1989; Vicente 2011). Here, groundwater tables tend to be high, with the low lying areas regularly being inundated for parts of the year. A basic drainage system exists in both Green Zones, but is insufficient to effectively control water tables. In addition, its maintenance is neglected (Dykshoorn et al. 1988; Eschweiler 1986; Matabeia 2015). Surface water draining from the central build up ar- eas may cause soil erosion along the slopes of both Green Zones (Halder et al. 2018; Tostao 2009; Vicente 2011). Due to its proximity to the sea, local aquifers are eviden- tially influenced by saltwater intrusion, which affects specifically the coastal plain of 28

KaMavota and the Infulene river valley (Matsinhe et al. 2008; Smidt et al. 1989; Vicente 2011). Another important factor which influences the quality of Maputos’ water re- sources are urban waste waters. Either of domestic, industrial, or agricultural origin, they often remain untreated and follow the natural drainage patterns (Armazia et al. 2014; Chibantão 2012; Muchimbane 2010; Schmidt 2017; Vicente 2011), which leads, inter alia, to increased nitrate concentrations within the catchment of the Green Zones (Matsinhe et al. 2008).

In accordance with the geological and hydrological conditions, the soils of Maputos’ Green Zones are highly heterogeneous (Eschweiler 1986; Tostao 2009).The low lying parts are characterized by darkish, clayey wetland soils, locally known as machongos. Calcaric and Eutric Fluvisols are dominating, but locally peat soils are occurring (Histic Fluvisols), and approaching the coast, higher salinity levels caused the development of Gelyic Solonetz or Solonchaks. As ascending the slopes of the dunes at the Green Zones’ margins, Gleyic, Albic and Cambic Arenosols become prevalent (Dykshoorn et al. 1988; Eschweiler 1986; Gomes et al. 1998).

The original natural vegetation was characterized by open forest along the dune slopes which gradually merged into wet grasslands towards the low lying areas (Eschweiler 1986). However, today only remnants of these vegetation formations are left, due to a long history of agricultural use within this area. Especially the Infulene river valley is exhaustively occupied by agricultural plots. Within the coastal plain of KaMavota great- er areas towards the east are still covered by natural wet grasslands, owed to high wa- ter tables and saline conditions (Eschweiler 1986; Tostao 2009). Generally speaking, both Green Zones can be considered fairly well suited for agriculture, as apparent land use suggests. Intensive vegetable production is prevailing, with kale, lettuce and pumpkin leaves being the most important crops. Though, on the more sandy soils farmers may be restricted to rain-fed agriculture of crops with lower water requirements such as cassava, maize and cowpea. Another restriction is the high temperature and humidity during the rainy season, which leads to an extensified use of many of the low lying areas during this part of the year. With regard to local soil conditions, high as well as low pH values, salinity, and sodicity are the most important constraining factors (Eschweiler 1986; Schmidt 2017; Tostao 2009).

3.5 Soil Salinity as an Impairing Factor

First quantitative reports on soil salinity date back to the 1980s when local agronomic suitability studies where executed by the Institute of Agrarian Research of Mozambique (IIAM). These reports already indicate that considerable parts of the Infulene river val-

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ley and the Green Zone of KaMavota are characterized by elevated salt and sodicity levels. This, more specifically, refers to the low lying areas approaching the coast or -1 estuarine shore, where ECe values partly surpass 16 dS m and ESP values may reach up to 50%. Despite this general spatial gradient, a high local variability and patchiness has been documented (Dykshoorn et al. 1988; Eschweiler 1986). More re- cent soil surveys which have been conducted in the Infulene river valley, support these pioneering findings (Matabeia 2015; Tostao 2009). Especially the study of Matabeia (2015), using a systematic sampling approach, provided more detailed insights on the spatial distribution and variability of soil salinity. The survey included the majority of the Green Zone of KaMubukwana, covering in total an area of 335 hectares. Determined -1 ECe values for the upper 20 cm soil layer varied between 0.26 and 16.8 dS m , with an average of 4.34 dS m-1. 37% of the surveyed area has been classified as moderately saline (2-4 dS m-1) and another 35,5% as saline (4-8 dS m-1). Additionally, a general trend of elevated salinity with increasing soil depth has been documented.

Apart from soil surveys, a limited number of water surveys exist, which can provide useful information on the salinity levels of current or potential irrigation water sources of the Green Zones. Armazia et al. (2014) documented that the waters of the Infulene river are characterized by comparatively low salinity levels, only slightly surpassing 1.08 dS m-1. Sodium chloride was determined as the prevalent salt. Furthermore, a clear trend of increasing salinity towards the estuary was demonstrated. Additional to the main river water, Matabeia (2015) also considered samples from primary and sec- ondary drainage channels, as well as water reservoirs within the Infulene river valley. These findings suggest much higher salinity values for the local irrigation water -1 sources. Respective ECw values varied between 3.50 and 14.72 dS m , with an aver- age of 6.30 dS m-1. Muchimbane (2010) investigated the water quality of several tube wells within the western urbanized neighborhoods of KaMavota. This study revealed that local ground water generally exhibits low to moderate salinity levels. Respective -1 -1 ECw values varied between 0.35 and 3.20 dS m , with an average of 0.71 dS m . So- dium chloride was determined as the prevalent salt. Furthermore, it was observed that shallow wells exhibited a comparatively higher salt content. Even though the study lo- cation didn’t cover the Green Zone of KaMavota itself, similar groundwater conditions could be hypothesized for the nearby agriculturally used slope of the Ponta Vermelha formation. There, self dug boreholes constitute the predominant source for irrigation water. Looking at a broader scale, the studies of Smidt et al. (1989) and Matsinhe et al. (2008) investigated the city wide groundwater resources. They state that especially the coastal regions of KaMavota and KaMubukwana are affected by saltwater intrusion,

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where the seawater wedge may penetrate between 500 and 4.000 m inland (Matsinhe et al. 2008; Smidt et al. 1989)

Against the background of the above presented findings, a complex of different causes for salinization for the local context has been hypothesized. At least partly, the influ- ence of inherently saline sediments of marine origin can be considered as a probable cause. If located close to the soil surface, salts may be moved upward from such sedi- ments by capillary rise (Dykshoorn et al. 1988). In other cases, saline sediments can affect the water of more profound aquifers (Muchimbane 2010). Additionally, due to its proximity to the ocean, salt water intrusion into local aquifers is a verifiable problem (Matsinhe et al. 2008; Smidt et al. 1989). Even though it can be considered as a natural process, being subject to seasonal fluctuations (Eschweiler 1986), it may be exacer- bated by an excessive urban groundwater use (Matsinhe et al. 2008; Muchimbane 2010). Seawater may also enter the production zones aboveground via existing water ways such as rivers or channels during high tide (Dykshoorn et al. 1988; Matabeia 2015); a phenomenon that could be aggravated during flooding events (Braccio 2014). Furthermore, the insufficiency of present local drainage systems is hypothesized to exacerbate the salinization of upper soil layers (Dykshoorn et al. 1988; Eschweiler 1986; Matabeia 2015). Finally, domestic and industrial waste waters which usually drain untreated into the Green Zones, have the potential to increase salinity levels (Armazia et al. 2014).

Many of the above cited local studies proposed a set of potential strategies to cope with the salinity issue. Most prominently this included: (a) the use of alternative suitable water sources for irrigation and leaching of salts, (b) the improvement of the present drainage system, (c) the cultivation of tolerant crops, (d) simple land shaping tech- niques, and (e) soil reclamation measures such as gypsum application (Armazia et al. 2014; Dykshoorn et al. 1988; Eschweiler 1986; Matabeia 2015; Tostao 2009). Howev- er, a broad scale adoption of these approaches, especially the ones requiring en- hanced organizational and financial efforts, hasn’t been realized so far. Only a few ag- ronomic measures, applied by individual farmers on the plot level, have been reported. This includes (a) increased irrigation frequencies, (b) removal of salt crusts, (c) eleva- tion of plots with external non-saline soils, and (d) enhanced use of organic amend- ments, like poultry manure or excavated river mud (Dykshoorn et al. 1988; Matabeia 2015; Schmidt 2017).

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4 Methodology and Research Process

Following the conceptual framework as outlined in chapter 1.2, the study was devised as an exploratory case study (Yin 2018). It built on three complementary methodologi- cal approaches, namely literature research, in-depth interviewing and field observa- tions, as well as a participatory soil and water survey. The latter two have been con- ducted during a field research phase realized between February and July 2018. The overall research design thus may be classified as a sequential mixed-methods ap- proach (Creswell et al. 2018). However, the qualitative component was dominating, since emphasis was put on the aspect of interviewing and field observations (DeWalt et al. 2011). Due to the studies’ exploratory nature, specific research methodologies where occasionally modified during the field phase, responding to experienced difficul- ties, or new information and insights gained (Neef et al. 2011). Therefore, not only the respective procedures and techniques are outlined in the following sub-chapters, but where appropriate, also explanations of their underlying rationales are given. This may help to contextualize the here applied research methods and possible inherent limita- tions. It may also provide suggestions for the design and implementation of future re- search activities in similar contexts.

4.1 Literature Research

The research process was initiated with an extensive literature review, using Google Scholar as the primary search engine. With the objective of providing profound themat- ic contextualization for all following research phases, it focused on two main aspects: (a) soil salinity in the context of vegetable production from an agronomic point of view, and (b) the socio-economic and bio-physical environment of urban agriculture in Mapu- to. Key word searching usually provided a primary pool of respective literature, from where further references were traced. Due to a lack of formally published and peer reviewed sources, the study of the second topic was primarily informed by grey litera- ture, such as previous study reports and local degree theses. The review of relevant literature continued throughout the research process. Especially during the field re- search phase, locally available documents where sifted. The results of these review efforts are presented, in a synthesized form, in the two preceding chapters.

4.2 Field Research Site

The establishment of contact to the envisaged research site was a rather lengthy and formal process. Since the Green Zone of KaMubukwana recently has been studied with regard to soil salinity (Matabeia 2015), it has been decided to focus on the vegetable 32

production areas of KaMavota. As a first step, the Casa Agraria of KaMavota, the local municipal extension institution, was contacted. After a few introductory meetings, their officials agreed to coordinate and assist my research activities. For an autonomous and flexible research in the fields, representatives of the Casa Agraria had to further intro- duce me to the local farmers associations operating in the research area. To avoid re- peated lengthy introductory formalities, it has been decided to focus only on four of the 11 associations, namely Thomas Sankara, Costa do Sol, Graça Machel, and Lirandzo. The decision was based on the common local perception that those are the associa- tions substantially affected by soil salinity, while others are regarded to have only mar- ginal problems (I27). Thus, after formally being introduced to the heads of the respec- tive associations, interview dates with them were tried to arrange. Three out of the four association heads could be interviewed between April 23 and April 30 2018 (I1; I2; I3). These interviews constituted the starting point for further interviewing and field obser- vation within the selected farming associations. Figure 3 depicts the locations of all farmers associations within the Green Zone of KaMavota, while Table 3 provides basic statistics of their respective size and number of members.

Figure 3: Geographic localization of the farmers associations of the Green Zone of KaMavota. The associ- ations principally considered within this study are highlighted. Satellite image is based on Bing Maps data.

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Table 3: Member and land statistics of the farmers associations of KaMavota. The associations principally considered within this study are highlighted. Adapted from Schmidt (2017).

Association # members # men # women Area (ha) Area (ha) / person

Albazine 402 102 300 67 0.17 Costa do Sol 307 49 258 150 0.49 Djaulane 199 84 115 32 0.16 Eduardo Mondlane 887 50 835 37 0.04 Emilio Guebuza 1999 74 1925 129 0.06 Graça Machel 209 120 89 50 0.24 Joaquin Chissano 999 74 925 72,5 0.07 Lirandzo 718 252 466 106 0.15 Massacre de Mbuzirie 52 41 11 52 1.00 Samora Machel 1695 205 1490 106 0.06 Thomas Sankara 640 125 515 74 0.12

4.3 Interviewing and Field Observations

Sampling strategy. A purposive sampling approach, mixing snowball and conven- ience sampling strategies, was applied (Cox 2015). Interviewed farmers regularly sug- gested further potential informants. Additionally, some people were approached during field walks. In general, the selection of informants among the farmers was biased to- wards people who were (a) conversant in Portuguese, (b) willing to spare time for inter- viewing or informal conversation, (c) working in the fields on a regular basis, and (d) having personal experience with conducting agricultural activities within the local salt- affected areas. Therefore, the acquired sample cannot be regarded as representative for the overall farming community. Nonetheless, given the research objective of initially exploring principal domains of local knowledge and perception, purposive sampling of key informants, who are knowledgeable of the respective topic, can be regarded as a legitimate and viable strategy (Bernard 2011). Interviews amongst farmers and field observation were periodically conducted throughout the remaining field research phase, between May and July 2018. It took place almost exclusively within the limits of the four selected farmers associations. To also explore relevant knowledge and per- ception of other local stakeholder groups, additional interviews were conducted with extension workers, input providers, agronomic technicians and scientists, as well as representatives of relevant municipal agencies. These informants have been ap- proached on the basis of snowball sampling, with initial hints and suggestions always coming either from farmers or representatives of the Casa Agraria in KaMavota. Annex II provides an index of all informants, who were considered within the frame of this study. The there indicated personal code is consistently used as an identifier through- out this work.

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Data collection. In the beginning, farmer informants were formally interviewed in a semi-structured manner, using a print of guiding questions. Notes were immediately taken. Three of the first interviews were also recorded, using a mobile voice recording application. Since I repeatedly realized the informant’s reluctance of sitting down to talk, mainly due to time constraints, and also of being recorded, I decided to shift the interview format. I continued by using a rather informal conversational style, sometimes approaching the same informants several times throughout repeated field visits. But still, the key guiding questions were always tried to be addressed. Notes were taken immediately after every conversation. Through this strategy, it appeared that I gained rapport, and thus informants were more willing to share insights.

This approach was well combinable with conducting in depth field observations in the research area. Repeated field visits were realized throughout the field research phase, often several times a week. It involved passive observation, as well as interaction with farmers, either in the form of informal conversations, as described above, or as guided field walks (Bernard 2011; DeWalt et al. 2011). These activities were motivated by the following objectives: (a) to confirm information communicated through interviews and thus to reveal more implicit aspects of local knowledge and practice, (b) to document farming practices in designated salt affected areas, and (c) to grasp the spatial dimen- sions of relevant local knowledge and perception. Notes as well as photos were taken during all field visits. Additionally, the mobile GIS application SW Maps (Malla 2018) was used to record GPS coordinates of interest.

The guiding questions for the farmer interviews and conversations were prespecified, following the analytical units proposed by Pulido et al. (2014). An adapted guide was also used for the interviews with the extension personal, which were strictly conducted in a semi-structured manner. When the informants accepted, the interview was record- ed as described above. The complete interview guides for farmers and extension workers are provided under Annex III. All other stakeholders involved were interviewed in an unstructured, open-ended manner. The conversations usually evolved around the general topic of soil salinity, and interviewees shared their respective knowledge and perceptions. When novel relevant aspects came up, I tried to follow-up on them during the interview. The conversations were not recorded, but notes were taken during and right after every session.

Data analysis and presentation. As a first analyzing step, all audio recordings were transcribed, and field notes transmitted to a digital format. Thereupon, these text doc- uments were screened and coded deductively, working with the guiding themes prespecified by the principal analytical units and guiding questions. As a next step, the

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texts were coded inductively for additional topics and themes that came up during the research process without initially being targeted by the author (Creswell et al. 2018; DeWalt et al. 2011). Annex IV provides the resulting code book, which constituted the basis for conclusive analysis. The thus carved out topics and themes are presented in a narrative format, occasionally complemented with insights from the literature review. Additionally, photographs and comprehensive tabular summaries are used to substan- tiate and visualize the presented information (chapter 5.1 – 5.4).

4.4 Participatory Soil and Water Survey

Sampling strategy. Due to resource constraints, a survey comprehensively covering the entire Green Zone of KaMavota was not feasible. Therefore, it was decided to fo- cus on a restricted area, covering the farmers associations of Thomas Sankara and Costa do Sol. The selection of individual sampling locations was guided by local farm- ers’ perception on the spatial dimensions of soil salinity. Within the frame of interviews and field walks, farmers consistently described soil salinity within the Green Zone of KaMavota to follow a clear spatial gradient of increasing intensity towards the coast. To confirm this observation, and in order to have a clearer geographical reference of the farmers’ perception, a participatory mapping workshop was conducted on July 03 2018. Seven representatives of the associations Thomas Sankara and Costa do Sol where respectively involved. Participants were asked to discuss and define zones of differing soil salinity level and to draw them on transparencies overlaid on an aerial photograph of the study area. For a better orientation, points of reference where previously high- lighted (Oudwater et al. 2003). The mapping activity confirmed the previous assertions. Five distinctive soil salinity levels where defined and described as clear consecutive strips oriented towards the coast. Following the farmers’ outline, eight parallel soil sampling transects where defined. The distance between individual transects account- ed for 200 m. Every transect comprised five sampling points with a consistent distance of 200 m, each representing one of the farmers’ soil salinity categories. Consequently, the survey followed a systematic grid based sampling strategy (Hanson et al. 2012; Pennock et al. 2007). It covered an area of 135 ha (Figure 4).

Data collection. The sample grid was prepared in QGIS 2.18 (QGIS 2016) and up- loaded into the mobile GIS application SW Maps (Malla 2018). The application was used to locate the GPS coordinates of the defined sample positions in the field. A GPS accuracy of ≤5 m was ensured. If the predefined location was not accessible, a spot as close as possible was chosen and the respective GPS coordinates were recorded with the SW Maps application. Samples were collected on four different days, between July 06 and July 11 2018. A conventional soil auger was used to collect the soil samples. 36

Five random extractions were taken within a 5 m radius around the sample location to form a composite sample; for two sampling depths respectively (0-20 and 20-40 cm). Soil from the extractions was mixed by hand and a share of ca. 400 ml filled into a plas- tic bag for transport. If an irrigation water source (borehole, channel) was adjacent to the sample location, a water sample was taken. The water samples were collected in sealable plastic cups. Throughout transport and storage before analysis they were cooled on ice.

Costa do Sol

Thomas Sankara

Figure 4: Geographic localization of the soil and water survey sample locations within the Green Zone of KaMavota. A systematic sample grid was designed, following the five farmers’ soil salinity categories which have been described as clear consecutive strips; where a = non-saline, b = slightly saline (25-50% yield loss), c = saline (50-75% yield loss), d = too saline for crop production (75-100% yield loss), e=highly saline. Numbers indicate the sample ID. Satellite image is based on Bing Maps data.

Data analysis and presentation. The analysis of all soil and water samples was con- ducted at the soil and water laboratory of the University Eduardo Mondlane in Maputo (UEM), following the local analysis conventions as described by Geurts (1996) and Wijnhoud (1997). Prior to any processing, the texture class of individual soil samples was determined by hand analysis. Afterwards, the soil samples were oven dried, passed through a 2 mm sieve, and stored for further analysis. EC of the soil samples where determined on a 1:2.5 soil-water-suspension, using a digital EC meter (Wijnhoud

1997). A conversion from EC1:2.5 to ECe values was calculated, based on the samples’ texture class, following the conversion factors provided by Serno et al. (1989). Shortly 37

before analysis, water samples were removed from the fridge to converge to air tem- perature. ECw of the water samples was directly measured using a digital EC meter. Spatial analysis and visualization of the data was realized with QGIS (QGIS 2016). All statistical tests and data visualizations were performed using the RStudio environment (RStudio 2016), including the packages ggplot2 (Wickham 2016), reshape (Wickham 2007) and agricolae (Mendiburu 2010).

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5 Results: Local Perception and Management of Soil Salinity within Maputos’ Peri-Urban Vegetabe Production Areas

5.1 General Farming Practices and their Underlying Rationales

Spatio-temporal patterns. Vegetable production within the Green Zones of Maputo is highly influenced by the temporal dynamics of alternating rainy and dry seasons (Schmidt 2017), a fact which has been stressed consistently by all informants. High temperatures and humidity during the rainy season (Nov. – Jan.) impede the cultivation of most conventional crops due to increased abiotic and biotic stress factors, and con- sequent higher input demands for achieving remunerative crop yields (I1-I3; I5; I11; I17; I20). Additionally, high groundwater tables and apparent inundations regularly af- fect the low lying areas of the Green Zones. During this part of the year, these areas are often used only extensively or are left fallow (I8-I11; I17; Figure 5a). In the dry sea- son (Feb. – Oct.) in turn, water shortages can become a limiting factor; typically during the month of September and October (I2-I4; I17; I18; I20; I21). This applies especially to the elevated sandy dunes of the Xefina formation. These areas are thus seasonally restricted to rain-fed agriculture of crops with lower water requirements such as cassa- va, maize and cowpea (I3; I4; Figure 5b). Only plots along the western escarpment of the Ponta Vermelha formation allow for intensive vegetable production throughout the whole year (I2; I3; I16; I18; Figure 5c). Several informants complained about climate change effects, which are increasingly noticed in recent years. This includes higher temperatures, acyclic rains and significant delays of the rainy season; which, taken together, exacerbate the described seasonal limitations for horticulture (I2; I3; I20; I21).

Figure 5: Examples for the spatio-temporal variability of local cropping patterns. (a) Delay of planting due to inundations at the start of the dry season. (b) Rain-fed cropping of cassava and cowpea on a sandy dune of the Xefina formation. (c) Plot located at the slope of the Ponta Vermelha formation where cultiva- tion is possible throughout the whole year.

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Crop diversity. Crops dominating the local production systems are vegetables with a short shelf live, primarily leafy vegetables. As confirmed by all informants, the by far most important crops grown and commercialized are kale and lettuce. According to Smart et al. (2016a) nearly 90% of all farmers produce and sell both of these crops during the dry season. In the rainy season, the respective shares are still above 50%. Irrespective of the season, other important commercialized crops are pumpkin leaves, beet root, onion, cabbage, tomato, and carrot (Smart et al. 2016a). Apart from that, there exists a great variety of complementing crops; including indigenous vegetables, tuber crops, and fruit trees. A comprehensive list of all the crop species identified dur- ing the field observations is presented in Annex V.

There is a complex of reasons which explains the paramount dominance of kale and lettuce. According to Smart (2016), these are the crops with the comparatively highest gross margins per square meter. Even though their production involves high input costs, a stable market demand generally allows for an assured turnover (Smart 2016). An additional motivation for farmers to concentrate on these two crops are their short cropping cycles of ca. 30-45 days, since this allows for income in regular intervals. While this aspect was not explicitly mentioned by the interviewed farmers, one exten- sion worker stressed it as one of the most important motives (I18); and it has been pre- viously stated by Barghusen et al. (2016) and Schmidt (2017). Crop diversity as applied by individual producers is highly determined by their respective degree of overall re- source endowment. Farmers with larger landholdings, and higher financial and techno- logical capacity have been found to generally diversify their production patterns, espe- cially by including high value crops such as cabbage, tomato, green pepper, carrot, beet root, or cucumber (Sitoe 2016; Smart et al. 2016a). They also tend to include more non-horticultural crops (Smart et al. 2016b). These previous findings have been repeatedly confirmed through implicit accounts of the informants and field observations (I1; I3; I4; I15; I8; Figure 6). Next to resource constraints, another factor that keeps producers from cultivating more valuable crops, is the possibility of theft, since plots are not properly fenced and are usually left unguarded during the night (I4; I11; Schmidt 2017). However, production is not purely commercially motivated. Almost all farmers also consume their own vegetables (Paganini et al. 2019). Thus, crop choice is not only determined by market demand, but also by personal preferences (I1; I8).

Information regarding the diversity on the varietal level tends to be opaque. The inter- views revealed that farmers often don’t know the official name of the varieties they are cultivating, but use colloquial names to refer to them (Schmidt 2017). Partly, this may be explained by the significance of informal seed vendors who often can’t provide reli- able respective information (I2-I4). Additionally, in-field seed production of lettuce and 40

brassica crops and consequent cross pollination complicate the situation (I8; I9; I30). Nonetheless, a rough varietal pattern for the two main crops can be described. Kale varieties found in the Green Zones are almost exclusively of the Tronchuda type, as was confirmed by all informants (Figure 7a). Kale of the Galega type is occasionally cultivated, but is of minor significance with regard to its production and commercializa- tion (I1). Lettuce is found in greater diversity. Farmers and even extension workers generally had difficulties of clearly naming and distinguishing individual varieties. Inter- views with agricultural input providers and personal field observation revealed that va- rieties of the Iceberg and Bativa groups are dominating (I28- I30; Figure 7b and c). Most common is the Iceberg-variety Great Lakes (I28-I31). It is said to be well adapted to the local environmental conditions and additionally demonstrates a long shelf life, which makes it attractive for producers and market vendors alike (I11, I19).

Figure 6: Contrasting crop diversity between individual producers. (a) A plot with a high crop diversity, including, next to kale and lettuce, also beetroot, pak choi, Swiss chard, leaf mustard, and eggplant. The farmer cultivates several extensive plots, has a comparatively high financial capacity, and profits from diverse direct marketing channels (I8). (b) A small plot exclusively cropped with kale and lettuce. The own- er is restricted to this single plot and has an overall low resource endowment (I14).

Figure 7: Typical local kale and lettuce varieties. (a) Kale of the Tronchuda type. (b) Lettuce variety Great Lakes, belonging to the Iceberg group. (c) Lettuce varieties of the Bativa group, locally refered to as "yellow and purple lettuce” (port. “alface amarela” and “alface roxa”).

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Cropping patterns. Farmers’ plots are usually divided into separate raised beds of ca. 1.5 m width and varying length, usually accounting for 5 to 9 m2 (personal observation at plots of I7-I12, I14). Generally, these beds are dominated by a specific main crop. Occasionally, widely spaced intercrops are integrated. This may include purposively planted crops such as okra, maize, tomato or eggplant, or spontaneously emerging and tolerated crops such as amaranth or New Zealand spinach. More intensive forms of intercropping are rare. Perennial crops like sugar cane, banana, or fruit trees are often found to mark plot limits as natural fences. Occasionally, a few papaya trees are spaced over the plot, providing shade for the vegetable crops (personal observation; see also Barghusen et al. 2016 and Schmidt 2017). Planting distances of the main crops lettuce and kale range from 17 to 30 cm between individual plants. Planting in strict rows is not common (personal observation at plots of I7-I12, I14). The failure rate of transplanted seedlings is estimated to range between 20 and 50% (Schmidt 2017). Consequently, replanting to close gaps in crop stands has been stated to be a common practice (I9; I10; I14). Systematic crop rotations are barely applied by farmers. Main commercial crops such as kale or lettuce can be found to be cultivated for several suc- cessive cropping cycles (Schmidt 2017).

Several informants stressed that the length of individual cropping cycles can be quite flexible, as explained by the following rationales. To be sold to the intermediaries, indi- vidual beds of leafy vegetables must be characterized by a closed crop stand and an overall appealing appearance. Since size or weight of individual plants are of lesser importance with regard to these crops, farmers often opt for closer planting densities. Thus, they are able to reduce the time span between planting and harvest down to 30 days (I22). However, the occurrence of biotic or abiotic stresses may impair crop de- velopment and thus prolong cropping cycles (I1; I8). Additionally, in the case of periodic oversupply, crops can hardly be sold and optimal harvest dates may be surpassed (I9; I11; I14). According to Sambo (2016), local producers achieve 3 to 4 cropping cycles per year, on average. However, in advantageous locations, where year round produc- tion is possible, up to 8 yields may be attained.

Plant protection. Although not directly probed for during the interviews, many inform- ants consistently stated pests and diseases as one of the major challenges to vegeta- ble production. Farmers and extension workers are primarily aware of the diamondback moth Plutella xylostella and the silverleaf whitefly Bemisia tabaci (I1; I3; I4). However, as previous studies demonstrated, many other pests and diseases are of additional relevance (Schmidt 2017; Tostao 2009). According to Cachomba et al. (2016), synthet- ic pesticides are used by nearly 100% of the farmers. Alternative pest control methods are of minor importance, being applied by less than 10%. Commercial pesticides thus 42

generally account for a significant share of the farmers total input costs (Smart et al. 2016a). The most widely used substance is the highly toxic Methamidophos (Cachomba et al. 2016). Pesticides are applied excessively, usually in intervals of 7 to 14 days (Schmidt 2017). Even though farmers commonly perceive all pesticides as highly toxic to humans, their handling is often imprudent. The consistent use of protec- tive clothing is not widespread, spraying equipment is washed in on-farm water sources, and empty pesticide bottles are dumped locally (Cachomba et al. 2016).

Soil and fertility management. Tillage and other soil management activities are gen- erally realized manually with hoes, as all informants consistently stated. Mechanized tillage is practically nonexistent within Maputos’ Green Zones (Barghusen et al. 2016). If plots are seasonally left fallow, clearing of the field is realized after the rainy season as soon as the hydrological conditions allow for it. Proper tillage is preceded by manual weeding or burning of the emerged vegetation (I2-I4; I17-I19; personal observation; Figure 8a and b). According to Paganini et al. (2019) and Tostao (2009), nearly 100% of farmers use mineral fertilizers as well as organic manures. Urea and chicken manure are the most common products. They were consistently named by all informants. NPK is of lower significance among the small vegetable growers. It is mainly applied by farmers with larger landholdings which also grow staple crops (I3; I16; I18; I19). Chick- en manure is usually applied a few days after transplanting on top of the raised beds. The same holds true for urea (I1; I3; I4; I16-I19; Figure 8c). Concrete application pat- terns of these major fertilizers seem to vary significantly, depending on farmers’ habits and current access to inputs. But generally, application rates range from 0.5 to 2 times per cropping cycle (personal observation at plots of I7-I12; I14). A few farmers stressed the importance of avoiding fertilization shortly before harvesting to prevent nitrate linked antinutritive effects (I5; I9). Regarding the concrete quantities applied at each fertilizing event, an even greater variability exists. Here also, farmers’ habits and ac- cess to inputs seem to be decisive (personal observation).

Figure 8: Local soil and fertility management. (a) Freshly tilled plot. (b) Burned vegetation before tillage. (c) Chicken manure applied on top of raised beds planted with lettuce.

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Apart from commercial fertilizers, green manuring with local crop residues and weeded plant material is a common practice and was consistently mentioned by all informants (see also Barghusen et al. 2016 and Schmidt 2017). It predominantly takes place at the beginning of the growing season when plots are cleared for cultivation, but occasionally also throughout the year between individual cropping cycles (personal observation). Further soil amendments utilized are ashes and charcoal residues, groundnut husks or similar organic household wastes, and azolla waterfern (Azolla spp.) collected from channels and boreholes (personal observation). Mulching with dried plant residues is occasionally practiced (personal observation; see also Barghusen et al. 2016). Howev- er, it is mainly restricted to stoolbeds, where its main function is physical protection (I3; I17).

Irrigation management. According to Paganini et al. (2019) and Smart et al. (2016a), nearly 100% of the local producers use solely manual irrigation mechanisms, that is, watering cans (Figure 9a). Mechanized forms of irrigation, including the use of water pumps, are restricted to very few producers in the Green Zones of Maputo; a fact which has been consistently confirmed by all informants. Typical irrigation water sources are natural watercourses, drainage channels, or individually dug and maintained boreholes (Figure 9b and c). In KaMavota, the latter are of major importance and each plot is ad- jacent to at least one (personal observation; see also Barghusen et al. 2016 and Schmidt 2017). Irrigation patterns are quite individual and heavily depend on current weather conditions which determine the degree of evapo-transpiration. The common leafy vegetable crops generally require an elevated irrigation intensity (I8; I22). Against this background, watering rates may range from 0,5 to 2 times per day (personal ob- servation at plots of I7-I12; I14; see also Schmidt 2017). All informants confirmed that the water is commonly applied above the crops’ canopy. Even though some farmers acknowledged negative consequences of this practice, they stated convenience and time constraints as reasons for its application (I1-I5; I18).

Figure 9: Local irrigation management. (a) Farmer using watering cans for irrigating her crops. (b) Drain- age channel with adjacent vegetable plot. (c) Manually dug borehole.

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Extension work. As alluded to in chapter 3, the extension services active in Maputos’ Green Zones try to persuade producers to modify their habitual agronomic practices. This is being done through regular and extensive field work; either in the form of en- quired field visits to individual farmers, or through the mentoring of demonstration plots and farmer field schools (I16-I18; I21; Figure 10). ABIODES primarily works in close contact with individual producers who show an interest in converting towards agro- ecological farming practices (I16; I20; I24). Effective plant protection, as well as the rationalized use of synthetic pesticides and mineral fertilizers was a concern to all in- terviewed extension workers. Other target aspects mentioned by individual informants included in field testing of different crop varieties (I16; I17; I21), promotion of improved irrigation systems (I18-I21), and encouragement to jointly coordinated tillage which would render the use of rented machinery feasible (I18). Especially representatives of ABIODES further emphasized the promotion of biofertilizers and biopesticides, im- proved green manuring techniques, on site composting, and mulching (I16; I20; I24; see also Patetsos et al. 2016; Paganini et al. 2018b; Haber et al. 2015).

Figure 10: Local extension activities. (a) Joint work assignment at a demonstration plot, led by extension personal of the Casa Agraria. (b) Demonstration of the preparation of liquid biofertilizer on the basis of animal manures, led by extension workers of ABIODES.

Despite the above mentioned efforts, so far, adoption rates of the respective approach- es are low. This was admitted by all interviewed extension workers. Different reasons for this situation have been stated. On the one hand, extension personal referred to the durability of farmers’ habits and believes (I16; I18-I20). Especially the fact that exten- sion personal is primarily of younger age, was stated to be a constraint, since the elder- ly farmers are said to question their experience and credibility (I16; I18; I19). On the other hand, several extension workers acknowledged that at least some of the promot- ed approaches are not feasible under the current socio-economic conditions. Especial- ly financial and time constraints were mentioned as limiting factors (I18; I20; I21). The latter aspect was repeatedly stressed by the farmers themselves (I1; I4; I11; I12; I14).

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5.2 Local Indicators for Soil Salinity and Economic Evaluation

A total of 8 farmers and 6 extension workers have been directly probed towards specif- ic bio-physical soil salinity indicators (I1-I6; I11; I12; I16-I21). Apart from that, several interviews revealed that farmers often implicitly evaluate the state of salinity in econom- ic terms. Table 4 summarizes the different indicators and economic evaluation catego- ries.

Table 4: Local bio-physical soil salinity indicators and economic evaluation categories for soil salinity.

Indicators Explanations

Bio-Physical

Plant symptoms leaf yellowing, stunted plant growth, dying off of seedlings, consequent non-uniform and patchy crop stands

Salt crust on soil surface are said to develop after watering of plants, or under conditions of high groundwater tables

Taste of soil or water if pronounced, salinity can be tasted by tongue

Soil color whitish or grayish soils are associated with salinity

Soil structure ascribed to salinity are low infiltration rates and granular properties

Indicator plants indicators for saline conditions: Sporobolus virginicus, Salicornia meyeriana, indicator for favorable soil conditions: Centella asiatica

Economic

Net yield / income reduced crop yields in quantitative and qualitative terms impair the annual income

Gross yield / income implementation of coping strategies involves increased input costs, which consequently implies reduced gross productivity

All probed informants mentioned plant symptoms as the most important indicator. Leaf yellowing, stunted plant growth, dying off of seedlings, and consequent non-uniform and patchy crop stands are generally related to soil salinity by the interviewees (Figure 11a-c). Another common way of detecting the presence of salt is through observation of salt crusts (Figure 11d-e). They are said to develop spontaneously, especially after irrigation measures and during the rainy season when groundwater tables are high (I1- I6; I11; I16-I21). One aspect mentioned by several farmers, but only by one extension worker was the tasting of soil and irrigation water to determine if elevated salt levels are present (I3-I5; I11; I12; I18).

Other detection methods, apart from these commonly used indicators, were mentioned rarely, often just by one respondent respectively. One farmer mentioned a grayish to whitish soil color as an indicator for salinity (I11). Another farmer said that he could

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“feel and hear” the salt when working the soil with his hands, due to the distinctive granular properties he ascribed to salt affected soils (I5). One extension worker, which also has been farming for many years in KaMavota, pointed out the low infiltration ca- pacity of saline soils (I17). During a field walk, the use of indicator plants has been de- scribed (I6). According to the informant, the presence of Centella asiatica signals good overall soil conditions, whereas Sporobolus virginicus and Salicornia meyeriana are clear signs for saline conditions. Especially extension workers complained about the lack of infrastructure to realize technical salinity measurements (I2; I18; I19). Theoreti- cally, soil samples could be sent for analysis to the nearby laboratories of the UEM and the IIAM, but the costs are generally too high to be afforded by individual farmers, farmers associations, or the Casas Agrarias (I19).

Figure 11: Locally used soil salinity indicators: (a) Leaf boarder chlorosis on lettuce, (b) Leaf yellowing and stunted growth on kale, (c) Non-uniform crop stand of kale. (d) Salt crust and dry cracks next to a borehole used as an irrigation source. (e) Fine salt crust on raised bed planted with cilantro. (f) Dense cover of Sporobolus virginicus, a halophytic grass.

An aspect which was rather implicitly communicated by farmers and extension person- al was that, in the long term, soil salinity levels are evaluated on the overall productivity of individual plots. Farmers would often express the effects of salinity in estimated per- cent of yield loss. Respective estimates ranged from 30 up to 90% (I1; I3; I16; I17; I19; I20). What frames this logic is a commonly shared categorization of the local land re- sources into non-saline, intermediate, and salt-affected areas. Informants often referred to comparative observations they have made between these categories (I1; I4; I6; I7;

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I8; I17; I18; I19; see also chapter 5.5). Average yield levels of the non-saline plots are used as reference points. What facilitates such direct comparisons is the geographical proximity of non-saline and salt-affected areas, as well as the fact that individual farm- ers often cultivate plots in both of these environments (I1; I4; I7; I8; I11; I13). Farmers stressed that salinity induced yield loss is not necessarily confined to a reduced quanti- ty of produce for a respective cropping cycle. The typical leaf yellowing and non- uniform patchy crop stands also lead to a reduced marketable quality. Within the local marketing frameworks, this consequently implies that individual raised beds may not be accepted by intermediaries if their overall appearance is too much affected (I4; I5; I8; I9; I10; I11; I14). One producer complained that due to this fact he often just sells three quarters of his kale and lettuce crops (I5). Another aspect is the slowed crop develop- ment caused by soil salinity (I1; I2; I4; I8; I11). One farmer emphasized, that due to this, she occasionally just realizes three instead of four cropping cycles of lettuce per season (I1).

The majority of informants pointed out that the negative effects of soil salinity could be mitigated by certain agronomic measures, most prominently the consistent application of organic soil amendments (see chapter 5.4). This implies increased input costs, which consequently reduce the gross productivity of the local agricultural activity (I4; I5; I10; I12; I18; I20). One farmer, for example, stated that she uses twice the amount of chicken manure per land unit on her salt-effected plot compared to her non-saline fields in order to achieve comparable yields for kale and lettuce (I7). Other informants stressed that soil salinity, even when met with the local coping strategies, impedes the cultivation of certain crop species. Therefore, certain high value crops such as green beans or cucumber are out of reach for affected producers (I7; I8; I16; I17). Against this background, it can be concluded that producers evaluate the effects of soil salinity not just in terms of individual crop yields. They are well aware of the overall economic im- plications it has for their farming activities.

5.3 Local Perception on Significance, Causes, and Spatio-Temporal Dy- namics of Soil Salinity

Interviews with farmers and extension workers usually were opened with questions targeting the perceptions on the overall agro-ecological conditions and related con- straints. This revealed that soil salinity generally is not perceived as the main limiting factor to crop production amongst the local farmers. It appeared that seasonal excess or lack of water, pests and diseases, as well as constrained access to quality agricul- tural inputs are regarded as more noteworthy (I2; I3; I4; I18; I21). This is also reflected in the fact, that soil salinity is not specifically targeted by any of the local extension pro- 48

viders (I21, I24, I27). Nonetheless, it was acknowledged by all informants as a verifia- ble problem. Interviewees generally referred to soil salinity when asked to talk about the characteristics of local soils. A typical phrase was “generally fertile, but saline” (I3, I19). Even though extension workers are not specifically trained to tackle the problem, in their day to day interactions with farmers they regularly deal with the topic and also give respective advice (I17; I18; I20).

All farmers associations of the Green Zone of KaMavota are said to be affected by soil salinity, however, to varying degrees. The associations of Thomas Sankara, Costa do Sol, Graça Machel, and Lirandzo report the largest respective areas (I27). With regard to the concrete spatial distribution of soil salinity, all informants made consistent re- ports. According to them, the western slope of the Ponta Vermelha formation and adja- cent areas are non-saline, whereas the low-lying parts of the plain towards the coast are increasingly salt-affected. As a major and overall reason for this pattern, interview- ees consistently named the influence of the nearby ocean. However, specific causal explanations varied considerably. They can be categorized into local/short-term, and regional/long-term causes for salinity, as summarized in Table 5.

Table 5: Locally perceived causes for soil salinity, grouped by local/short-term and regional/long-term aspects.

Causes Explanations

Local / short-term

farmers commonly assume saline groundwater and/or deeper soil Salt content of groundwater layers as the sources for salts which eventually accumulate in the top soil consequently, high groundwater tables as typical for the rainy season Height of groundwater table are considered as salinization drivers Agrochemicals partly assumed by extension workers as a probable salinization driver Regional / long-term the local drainage system is poorly maintained and therefore ineffi- Ineffective drainage cient, which implies high groundwater tables and insufficient washing of salts Above ground seawater broken floodgates of a principal drainage channel allow seawater to intrusion enter far into the Green Zone during high tide the big flood of 2000 is considered a starting point for a process of Flooding events severe salinization

Several interviewees stressed the high small-scale variability of soil salinity, which even occurs within individual plots. During field visits, farmers repeatedly demonstrated the patchiness of plant symptoms ascribed to salinity (I5; I6; I9; I11). Most interviewed farmers, and also many extension workers further described apparent dynamics of soil salinity with the course of the year. Its effects are said to be increasingly noticed during the rainy season (I2-I4; I8; I12; I15; I16; I18; I20; I21). Both phenomena are perceived 49

to be linked to the spatio-temporal fluctuations of the local hydrological pattern. A recur- ring colloquial explanation was that the fresh water entering in the wake of the rainy season would mix with the salts from deeper soil layers and transport it upwards with rising groundwater tables (I1; I4; I8; I9; I12; I16; I17; I19-I21). Thus, farmers perceive a causal relationship between the salt content of the groundwater as well as its distance to the soil surface, and the salinization of upper soil layers.

Only isolated cases contradict this overall narrative. One farmer, for example, stated that on her plots the effects of salinity would be enhanced during the dry season (I15). In a similar vein, one extension worker questioned the common perception. He argues that farmers would interpret constrained crop growth during the wet season misleading- ly as a result of salinity. According to him, other stress factors such as heat, water log- ging and diseases would be more relevant with regard to the observed symptoms. Sa- linity levels within the upper soil layers actually should be higher during the dry season, since then a lack of rain would prevent a regular leaching of salts (I18; see also Schmidt 2017). Without being fully confident about it, a few informants, mainly exten- sion workers, stated that the intensive use of synthetic pesticides and mineral fertilizers could be additional drivers for salinization (I12; I16; I18; I20; I23).

On a regional scale, soil salinity is perceived as a gradually increasing problem. All interviewed farmers and extension workers agreed that in the course of the last two decades, salinization processes affected ever more plots and even led to the aban- donment of a significant amount of previously cultivated land. Some of the interviewed farmers personally experienced how the cultivation of individual plots became unprofit- able; sometimes within a short time span (I4; I5; I11), in other cases gradually over several years (I6; I7; I8; I9; I14). The president of the association Lirandzo reported 16 hectares to be lost due to salinity; which affected ca. 50 farmers (I3). A similar area has been lost for the association Thomas Sankara (I1). However, the by far greatest losses are recorded by Costa do Sol. Here, more than half of the associations 150 hec- tares are no longer used agriculturally (I6; I18).

The individual explanations given for these observable long-term trends remarkably varied, depending on the specific geographical location. Farmers of Thomas Sankara consistently referred to a construction project located at the associations’ eastern bor- der, which is said to highly compromise the main drainage channels of this part of the Green Zone. Following the logics described above, they complained that this would lead to generally higher groundwater tables in the cultivated areas, and consequently to increased soil salinity (I1; I11; I13; Figure 12a). A similar situation was described for the association Graça Machel (I2). Amongst the farmers of Costa do Sol, there was a

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general agreement that the big floods of 2000 marked the starting point for a gradual salinization process (I6; I7; I9). Yet another driver was identified by the members of Graça Machel, Lirandzo and Djaulane. All of these associations are bordered by a poorly maintained principal drainage channel, which directly drains into the ocean. In this case, it is claimed, that since the break of the channels floodgates several years ago, seawater is regularly pushed upstream during high tide, which leads to the salini- zation of adjacent cropping land (I27; I2; I3; I15; Figure 12b-c). Despite local specifici- ties, all of these perceived long-term drivers for salinization thus relate to a deficient capacity of the Green Zones’ drainage systems.

Figure 12: Locally perceived long-term drivers for salinization. (a) Inundated plot within the association of Thomas Sankara, ascribed to recently impaired drainage system. (b) Principal drainage channel bordering the association of Lirandzo, which is said to carry seawater during high tide since its floodgates broke. Previously, the adjacent land was cultivated. Nowadays it is covered with saltmarsh vegetation, and (c) the soil is characterized by low infiltration rates and dry cracks.

5.4 Local Strategies to Cope with Soil Salinity

All informants were aware of, and explicitly described specific agronomic measures conventionally applied to manage soil salinity. Additionally, interviews revealed a set of socio-economic approaches, which directly or indirectly help to cope with its effects. Table 6 presents a summary of these different aspects.

The consistent application of organic manures can be regarded as the principal agro- nomic strategy, and was acknowledged by all informants. It is an approach highly sup- ported by the extension personal (I16; I18-I21). And farmers, if they have the means, consistently implement it. All locally available soil amendments are regarded as effec- tive: chicken manure, green manures of crop residues and weeded plant material, ash- es, as well as organic household wastes. Especially farmers who cultivate in differently affected areas, had a clear understanding of how much more chicken manure they have to apply in their salt-affected plots to achieve satisfactory yields (I4; I7). Inform- ants generally couldn’t give a specific causal explanation for this strategy. Its wide- spread application is rather driven by the common perception that organic manures are beneficial for overall soil fertility, as well as by local experimentation (I4; I18; I21). 51

Table 6: Local strategies to cope with soil salinity and their underlying rationales, grouped by agronomic and socio-economic approaches.

Measures Explanations

Agronomic

a high organic matter content is believed to generally improve soil Organic manures fertility; local experimentation proved its effectivity to counteract soil salinity

Mineral fertilizers a proper fertilization of plants is regarded by some farmers as essen- tial to mitigate the effects of soil salinity

Biofertilizers by some extension workers explicitly recommended for salt-affected plots, however, barely put into practice by farmers

Elevation of plots in order to escape high groundwater tables, occasionally even through the introduction of external soil resources

Use of tolerant crops based on individual experience, farmers developed an understanding of the tolerance levels of different crop species

Higher watering intensity in order to compensate for the reduced water potential of the soil due to salinity, and thus to ensure sufficient water uptake by the plant

Extensification extensive or no agricultural use of salt-affected plots during the rainy season, when salinity effects are perceived to be most pronounced Socio-Economic

purposive allocation of plots from different ecological zones within an Cultivation of several plots association to individual farmers ensures a fair distribution of land resources as well as risk spreading farmers with direct marketing channels are not restrained by the local Direct marketing marketing conventions and thus are able to sell also plants from im- paired crop stands if cropping land is verifiably rendered unproductive due to soil saliniza- Change of land use tion, a change of land use in the context of urbanization may compen- sate for the economic losses

A rather controversial topic was the use of mineral fertilizers. Even though not men- tioned as a specific measure against soil salinity, some farmers implicated that a con- sistent use of urea is imperative in the salt affected plots (I5; I12). In contrast, many of the interviewed extension workers stressed that especially in the salt affected areas the use of mineral fertilizers should be minimized; due to the perception that they actually could be a driver for salinization (I18; I19; I21). In line with this, several extension workers regard biofertilizers as a promising alternative. Their use is generally promot- ed. But it is explicitly recommended for salt affected areas (I16; I17; I20). Another soil management approach which was repeatedly stated as an explicit strategy to cope with salinity is the elevation of individual plots; occasionally even through the introduction of external soil resources. With such measures, farmers try to escape high groundwater tables, which are generally perceived as local causes for salinization (I13; I16; I17; I20; I21).

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Apart from soil management approaches, targeted plant based strategies are applied by many farmers. Almost all informants were asked to categorize local crop species according to their perceived salt tolerance. Table 7 presents a synthesis of the respec- tive answers. Beetroot was commonly mentioned as the crop with the highest salt tol- erance. Several informants further pointed to its importance and targeted production within the salt-affected areas; a pattern which was easily verifiable through field obser- vations (I8; I11; I12; Figure 13a). Other commercially important vegetable crops which consistently have been stated to be salt tolerant are carrot, onion, pumpkin leaves, and eggplant. The list was augmented by a few less important complementary crops (I3; I5; I8; I11; I16-I21). Common bean and cucumber were the only crops consistently classi- fied as highly sensitive to soil salinity (I1; I7; I8; I16; I20). In the case of lettuce, kale, cabbage, and other leafy vegetables the perceptions partly diverged. The respective classification was commonly not perceived as absolute, but conditioned by other man- agement aspects. Several informants stressed the importance of consistent application of organic manures for these crops to withstand soil salinity (I4; I8; I12; I21). Additional- ly, one farmer emphasized the necessity of increased irrigation intensities to compen- sate for the plants impaired water uptake under saline conditions (I8). Yet other farmers pointed out that they prefer producing their own seedlings within the salt affected plot. They suggest that this would allow the plants to adapt to the local conditions and thus increase their salt tolerance (I9; I11).

Table 7: Local perception towards salt tolerance of different common crop species. tolerant moderately sensitive sensitive commercially important crops  Lettuce  Common Bean  Kale  Cucumber  Beetroot  Cabbage  Carrot  Swiss Chard  Onion  Pumpkin leaves  Eggplant complementary crops  New Zealand Spinach  Maize  Sugarcane  Banana

Several farmers further stated that they would cultivate their salt-affected plots less intensively or even leave them fallow during the rainy season. They usually just throw a few seeds of pumpkin, maize or cowpea onto the respective land without any further management. However, such decisions are not exclusively determined by the percep- tion of soil salinity, but also by conditions of water logging and increased pest and dis- ease pressure during that part of the year (I8; I9; I13; I17; Figure 13b). 53

Figure 13: Local approaches to cope with soil salinity. (a) Beetroot is widely known as a salt tolerant crop and predominantly cultivated in the salt-affected areas. (b) Salt-affected plots are often used more exten- sively; in this case with an unmanaged cowpea crop. (c) In the context of Maputos’ urbanization dynamics, formalized land use change of salt-affected agricultural land is an increasingly feasible option for many farmers associations.

Apart from actively implemented strategies, several informants were aware of further optional approaches to tackle soil salinity. A few farmers and extension workers, for example, mentioned that the application of gypsum theoretically could facilitate the washing of salts. But all agreed that under the current local conditions it wouldn’t be a feasible option. Constrained accesses to the product, its costs, as well as the required organizational and technical effort for its effective application are seen as the principal restrictions (I3; I4; I18; I19). Another important aspect mentioned, was the use of alter- native, non saline water sources and the implementation of efficient irrigation systems such as drip irrigation. But also in this case, the informants acknowledged the limiting socio-economic environment which prevents such options from being realized (I18; I20; I23). The same holds true for the aspirations of resolving the perceived principal long- term drivers of salinization. Several farmers complained that the municipality wouldn’t administer to the necessity of repairing and maintaining the principal drainage system of KaMavotas’ Green Zone. They stressed that the individual farmers associations are aware of their responsibility for secondary and tertiary drainage channels. However, they don’t have the financial and technical means, and also not the authority to main- tain the primary infrastructure (I1; I2; I3; I4; I13; I19). An interview with representatives of the DAE, the competent authority, confirmed this perception of the division of re- sponsibilities. They stated that they are well aware of the problem, but also lack the financial and technical resources to implement effective measures (I27).

Numerous accounts of different informants revealed that local stakeholders think of soil salinity management not merely in agronomic or technical terms, but also follow ap- proaches on the wider socio-economic level. Most obvious is the strategy of risk spreading. It is achieved through a purposive allocation of plots from different ecologi- cal zones to the individual members of a farmers association, to thus allow for a fair and balanced distribution of the available land resources. Consequently, producers are

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often not restricted to a single plot, and have the possibility to diversify their cropping activities. As previously alluded to, farmers generally adjust their crop choice and over- all management to the specific conditions of an individual plot and thus balance their economic risks (I1; I4; I7; I8; I11). A further aspect is the form of marketing channel used by the farmers. One producer explicitly stressed the advantage of direct market- ing, especially when farming on salt-affected plots. Without being dependent on inter- mediaries, she can afford irregular crop development and non-homogeneous crop stands. She explained that she often selects individual plants for sale and doesn’t har- vest whole crop stands at one point in time (I8). For other farmers, which entirely de- pend on the conventional marketing structures, this strategy is not an option (I4; I5; I11; I12).

Yet another aspect intensively discussed with regard to soil salinity is the complete abandonment of farming and the endorsement of alternative land uses. In the context of Maputos’ current urbanization dynamics, formal or informal declaration and selling of construction land becomes increasingly feasible for farmers associations and individual land title holders of KaMavota (I18; I26; I27). The associations of Costa do Sol and Thomas Sankara already realized the official declaration of significant parts of their land areas as construction land (I1; I6; I18; I27). Specifically within the former, parcel- ing of land and actual construction work is in an advanced stage (I6; Figure 13c). Members of Graça Machel and Lirandzo confirmed that their associations have similar aspirations (I2; I4; I5; I27). According to representatives of the DAE, a redeclaration of existing agricultural sites is not envisaged by the current municipal land use plans. It can only be approved if it can be proven that the respective areas are severely im- paired by soil salinity or other bio-physical constraints. The base of respective decision making by the DAE is partly limited to expert evaluation of agronomic engineers visiting the field sites. However, farmers associations are encouraged to commission and fi- nance comprehensive soil analysis; which has been recently done by the association of Graça Machel. Even though respective procedures are thus well defined, the obscure distribution of responsibilities between different municipal authorities and apparent cases of corruption are said to complicate the formalized execution of local land use changes justified by soil salinity (I27).

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5.5 Participatory Soil and Water Survey

Within the frame of the participatory mapping workshop, farmers defined five soil salini- ty categories. They are based on the perceived severity of soil salinity and the respec- tive impacts on crop production: (a) non-saline; (b) slightly saline, causing 25-50% yield loss; (c) saline, causing 50-75% yield loss; (d) too saline for crop production, corre- sponding with 75-100% yield loss; (e) highly saline. Spatially they have been described as distinctive consecutive strips following a NW-SE orientation. This categorization is in accordance with information stated in individual interviews. Further, it corresponds with apparent changes in crop health, land use, and natural vegetation, as documented during field walks. Specifically obvious was the geographic limit of vegetable production which is marked by the boarder of categories c and d (Figure 14).

-1 On a global scale, measured ECe (0-20 cm) values ranged from 0.23 to 17.99 dS m , -1 with a mean of 3.82 dS m . ECe (20-40 cm) values varied between 0.28 and 13.55 dS -1 -1 -1 m , with a mean of 2.92 dS m . ECw values ranged from 1.01 to 8.75 dS m , with a -1 mean of 2.58 dS m . A paired-samples t-test was conducted to determine if ECe at the two distinctive sampling depths differ from another. ECe (20-40 cm) values (M = 2.92;

SD = 3.35) are significantly lower than respective ECe (0-20 cm) values (M = 3.82; SD = 4.44); t(df:39) = -3.47, p < 0.01. However, individual assessment indicates that differ- ences generally are minor and within a range of no practical implication, especially among the samples taken within the actual vegetable production areas (categories a- c). Further, it has to be considered that for the locally dominant short-cycle crops root development is largely confined to the uppermost 20 cm soil layer (Midmore 2015;

Thorup-Kristensen 2006). Therefore, ECe (20-40 cm) was excluded from further data analysis.

In order to compare farmers’ categorization with the acquired survey data, ECe (0-20 cm) and ECw measurements were disaggregated into the different categories (a-e). Respective descriptive statistics and data visualization suggest a general agreement with farmers’ categorization (Figure 14). ECe (0-20 cm) values within the categories a-c -1 are largely confined to ≤2.5 dS m , demonstrating a low variability. ECe (0-20 cm) val- ues of category d and e predominantly lie within a range of 2.5 to 5.0 dS m-1 and 7.5 to -1 15.0 dS m respectively, exhibiting a high internal variability. ECw values in category a and b were confined to ≤2.5 dS m-1, showing a low variability. Within category c and d, -1 ECw demonstrated a higher variability, roughly ranging between 2.0 and 9.0 dS m .

Category e in turn is characterized by comparatively lower ECw values, ranging be- tween 1.4 and 4.3 dS m-1.

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ECe (0-20 cm) of sample locations in dS m-1

Boxplot grouped by farmers’ category

-1 ECe (dS m )

-1 ECw (dS m )

a b c d e

15

10

5

0

Figure 14: ECe (0-20 cm) and ECw grouped by farmers’ spatial soil salinity categorization; where a = non- saline, b = slightly saline (25-50% yield loss), c = saline (50-75% yield loss), d = too saline for crop produc- tion (75-100% yield loss), e=highly saline. First section: Representative photographs of each category, which demonstrate the apparent changes in crop health, land use, and natural vegetation. The geographic limit of vegetable production is marked by the border of categories c and d. Middle section: Spatial repre- sentation of ECe (0-20 cm) values for individual sample points. Satellite image is based on Bing Maps data. Last section: Boxplot representation of ECe (0-20 cm) and ECw grouped by farmers’ spatial soil salini- ty categorization.

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A one-way ANOVA was conducted to test for statistical consistency of farmers’ catego- rization on the basis of ECe (0-20 cm) and ECw. Both parameters significantly differed depending on farmers’ categorization; with F(4; 35) = 14.75, p<0.001 for ECe (0-20 cm) and F(4; 20) = 3.16, p<0.05 for ECw. However, a Fisher's LSD test indicated that, with regard to ECe (0-20 cm), only category e (M = 10.40; SD = 5.03) is significantly differ- ent from all other categories, and that category d (M = 4.29; SD = 3.41) significantly differs from b (M = 1.23; SD = 0.68), at p≤0.05. With regard to ECw even more overlap- ping groupings were indicated by the Fisher's LSD test, with only categories a (M = 1.44; SD = 0.33) and c (M = 4.62; SD = 2.86) being significantly distinctive from anoth- er, at p≤0.05. Against this background, only farmer categories c, d and e could be con- firmed as statistically distinctive entities based on either ECe (0-20 cm) or ECw; while a differentiation between categories a and b couldn’t be substantiated on the basis of

ECe (0-20 cm) and ECw measurements.

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6 Discussion of the Studies’ Results

6.1 General Farming Practices and their Underlying Rationales

The farming practices commonly employed by the vegetable producers in Maputos’ Green Zones are apparently shaped by the given bio-physical and socio-economic context (compare chapter 3). Leaving aside minor differentiations, the local farming community can be regarded as a comparatively homogeneous group. Individual farm- ing enterprises are typically characterized by small cultivation area, high dependency on manual labor, intensive use of commercial agricultural inputs such as seeds, miner- al fertilizers and pesticides, as well as low crop diversification. Analyzing the studies’ findings, the following aspects can be recapitulated as the major predeterminations for the local vegetable production system:

 The bio-physical characteristics of the coastal wetland environment  Generally low financial resource endowment of farmers  Restricted access to high quality agricultural inputs  Limitation of available land resources  Diversified livelihoods, resulting in a reduced availability of agricultural labor  Restricted spectrum of vegetable products demanded by local consumers  Strong dependence on intermediaries for marketing vegetable products  Comparatively strong social organization in the form of farmers associations  Established extension system, which facilitates knowledge transfer  Constrained financial and organizational capacity of relevant state institutions

Several interviewed farmers and extension workers directly referred to one or more of the above listed aspects as decisively determining the local farming rationales. Often, informants were aware of objectively better management alternatives, but gave plausi- ble explanations for not applying respective approaches on basis of these frame condi- tions. Ojiem et al. (2006) suggested the socio-ecological niche concept as an analytical framework for decoding agronomic practices and their underlying rationales in small- holder farming systems. The framework distinguishes between the following factor cat- egories: ecological (climate, soil characteristics, etc.), socio-cultural (values and norms, livelihood strategies, etc.), economic (financial capital, labor and output markets, etc.), and institutional (extension services, input providers, etc.). The above listed determin- ing factors identified for the context of Maputos’ Green Zones evenly represent the dif- ferent categories proposed by Ojiem et al. (2006), thus corroborating the equal signifi- cance of bio-physical and socio-economic aspects in shaping local farming practices.

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As has been reviewed by Pulido et al. (2014) and Shiferaw et al. (2009), it are the same context specific frame conditions which generally determine the management of specific forms of land degradation, such as salinization of agricultural land. A mere awareness of the respective problem by farmers generally is not sufficient to trigger the implementation of effective countermeasures. Especially resource poor farmers are unlikely to adopt strategies which are not well adapted to their bio-physical and socio- economic realities and which don’t promise short term economic gains (Pulido et al. 2014; Shiferaw et al. 2009). Against this background, the discussion of current soil sa- linity management in the Green Zones of Maputo (chapter 6.4), as well as of potential future strategies (chapter 7), has to consider the above summarized bio-physical and socio-economic frame conditions.

6.2 Local Indicators for Soil Salinity and Economic Evaluation

Soil quality indicators as perceived by local farming communities are generally complex and encompass a holistic suite of partial elements (Pereira et al. 2017; Pulido et al. 2014). Most commonly, visually recognizable physical landscape features serve as soil indicators (Barbero-Sierra et al. 2016; Mairura et al. 2008). However, farmers may also use other senses to evaluate soil characteristics, including smells, taste, feels and sounds (Pereira et al. 2017). In the context of land degradation, this typically refers to consequent aspects of the degradation process, such as plant symptoms, decline in crop yields, change in soil structure and soil crusting, presence of specific natural vege- tation or weed species, etc. (Pulido et al. 2014). The findings of the present study fit in well with this overall trend. To evaluate the state of soil salinity, farmers in Maputo pre- dominantly rely on directly visible indicators related to soil characteristics, crop devel- opment and yield. Less common are indicators which are based on other sensory per- ception, such as tasting by tongue or feeling by hand. The soil salinity indicators used by Maputos’ peri-urban farmers further resemble the ones reported in other case stud- ies. Indicators which are universally used by farming communities from Tanzania, Bangladesh and Pakistan are: reduced crop yield, stunted plant growth, leaf yellowing, salt crusts on soil surface, salty taste of soil and irrigation water, as well as soil struc- tural problems such as low infiltration rates and dry cracks (Ali 2003; Kashenge- Killenga et al. 2014; Kielen 1996).

Most of the described indicators directly relate to scientifically confirmed symptoms of soil salinity (Pessarakli et al. 2011; Qadir et al. 2002; Rhoades 2012; Shahid et al. 2011; Shannon et al. 1998). Based on this observation it could be claimed that local farmers’ indicators are a valuable substitute for the more cost and time intensive tech- nical salinity evaluations. Rhoades (2012) however argues that visual observations of 60

soils, crops, topography, etc. are rarely sufficient to diagnose a salinity problem conclu- sively. This is because first yield losses due to salinity might not be indicated by visual plant symptoms. Moreover, visual observations could lead to a false diagnosis, since other factors potentially induce the same or similar plant and soil symptoms typically caused by salinity (Barbero-Sierra et al. 2016; Kielen 1996; Rhoades 2012). Also in the specific context of Maputos’ Green Zones the validity of farmers’ soil salinity evaluation has been questioned by local experts against the background of such considerations (I18; Schmidt 2017). However, despite these general limitations, certain studies sug- gest that farmers’ spatial soil salinity classification, based on their local salinity indica- tors, may correspond well with scientific evaluations (Ali 2003; Bouarfa et al. 2009); an aspect which is further discussed in chapter 6.5. In any case, an integration of local and technical approaches should be strived for in order to rationalize soil salinity detec- tion among affected farming communities (Mairura et al. 2008; Rhoades 2012).

6.3 Local Perception on Significance, Causes, and Spatio-Temporal Dy- namics of Soil Salinity

Maputos’ farmers consistently perceive soil salinity as a verifiable and significant prob- lem for local vegetable production. However, other constraints such as seasonal ex- cess or lack of water, pests and diseases, as well as constrained access to quality ag- ricultural inputs are often regarded as more noteworthy. This observation resembles the findings of Nhantumbo (2009) who studied local perceptions on salinity among rice farmers in the district of Chókwè, Mozambique. He argues that farmers tend to relativ- ize the significance of soil salinity if other agronomic constraints, such as restricted water supply, are present. Another aspect which was stated by previous case studies as an important determinant of farmers’ perception on soil salinity is the duration of its occurrence and the consequent experience of affected farmers. Farmers who have experienced soil salinity already for a long time directly in their fields tend to attach more importance to the topic than unaffected neighboring farmers (Bouarfa et al. 2009; Nhantumbo 2009). Since the present study followed a purposive sampling approach biased towards farmers affected by soil salinity, no comparative statement can be made. However, isolated informal conversations with farmers not affected by salinity suggested a lower awareness amongst the farmers restricted to the non-saline areas of the Green Zone of KaMavota. Generally it can be hypothesized that many producers currently farming salt-affected plots, already have long term experience with its man- agement. This is because soil salinity is no new phenomenon within the peri-urban production areas of Maputo (Dykshoorn et al. 1988; Eschweiler 1986), and the majority of producers has been present already for several decades. 61

Further factors which potentially influence the knowledge and perception on salinity of individual farmers are: economic dependence on agriculture, size of the farming enter- prise, education, gender, and age (Barbero-Sierra et al. 2016; Nhantumbo 2009). The data of the present study doesn’t allow for an analysis of their respective importance within the context of Maputo. However, due to intensive personal contacts within the local farming community, facilitated through the organization in associations, it can be hypothesized that awareness and knowledge of the salinity problem is effectively shared by peers and that the stated socio-economic factors thus are of less relevance in the present case. As suggested by Nhantumbo (2009), perceptions towards salinity may also differ significantly between individual stakeholder groups, depending on their particular interactions with the problem. In the case of Maputo such divergences be- tween stakeholder groups, such as farmers and extension workers, doesn’t seem to be pronounced. This can be explained by the fact that farmers are the only stakeholder group directly involved with the problem. They are the ones informing other stakeholder groups in this regard and thus are determining their respective perception. Several of the interviewed extension workers admitted, that their knowledge and perception of soil salinity is highly informed by farmers’ accounts. The few cases of disagreement be- tween the perception of extension workers and farmers may be explained by the spe- cific technical formation of the former.

Farmers within the salt-affected areas of the Green Zone of KaMavota have a complex perception of the causes and spatio-temporal dynamics of soil salinity. Farmers con- sistently depicted and explained the respective phenomena in a colloquial way. None- theless, most of these descriptions correspond well with the scientifically justified ex- planations for the local context (compare chapter 3.5). The following salinization drivers as perceived by local farmers can be considered as scientifically tenable: (a) the pres- ence of inherently saline sediments (Dykshoorn et al. 1988; Vicente 2011); (b) pres- ence of saline groundwater, due to seawater intrusion (Eschweiler 1986; Matsinhe et al. 2008); (c) aboveground seawater influx via existing water ways during high tide (Dykshoorn et al. 1988; Matabeia 2015), potentially exacerbated during flooding events (Braccio 2014); and (d) deficiency of the local drainage system (Eschweiler 1986).

A few other aspects, which were mentioned by the informants, however, should be subject to further review. A common perception among local farmers is that the level of soil salinity is characterized by seasonal fluctuations, with an intensification typically observed during the rainy season. The causal effect is commonly ascribed to the asso- ciated rise of water tables. In view of the fact that within the Green Zone of KaMavota heavy soils with a low drainage capacity predominate and that local groundwater is assumed to be saline, the explanation of farmers can be considered plausible. Howev- 62

er, as argued by some local extension workers and agronomists (Schmidt 2017), it should be also considered that other coinciding environmental factors potentially are responsible for the increased incidence of plant symptoms and yield reduction. During the rainy season several stress factors are accentuated, most prominently heat stress, water logging, and occurrence of pests and diseases (compare chapter 5.1). Due to additive or synergetic interactions, the effects of soil salinity on crop production are typically intensified by the presence of these stresses (compare chapter 2.2.2). This consequently may prejudice farmers’ assessment.

Another aspect which has been assumed as a driver for salinization by local stake- holders, predominantly extension workers, is the excessive use of agrochemicals. Salt containing mineral fertilizers are known to potentially contribute to soil salinization un- der conditions of intensive crop production, especially in greenhouse systems (Sun et al. 2019). Therefore, a contributing effect under the local circumstances of the Green Zones of Maputo cannot be ruled out. However, due to open field conditions and the fact that the conventionally applied mineral fertilizers, predominantly urea, are charac- terized by low salt contents, its relative importance can be assumed to be marginal. The use of poultry manure, which is the locally most important organic manure, is not perceived as a salinization driver by local stakeholders. However, it has to be regarded as a potential contributor to soil salinity (Li-Xian et al. 2007), even though its relative importance within the local context may also be limited.

On the whole, it can be concluded that farmers’ perceptions towards the causes and spatio-temporal dynamics of soil salinity are in accordance with the existing theoretical explanations. This assessment is comparable to observations made by a study, which was conducted in a salt-affected irrigation scheme in Pakistan (Kielen 1996). Nonethe- less, in order to comprehensively determine and locate current or potential salinization drivers within the Green Zones of Maputo, detailed pedological and hydrological stud- ies would be necessary.

6.4 Local Strategies to Cope with Soil Salinity

The present study identified a set of agronomic approaches which are employed by Maputos’ farmers in order to manage soil salinity. The following strategies are typically applied: use of organic soil amendments, mineral fertilizer application, simple land shaping techniques, the targeted choice of tolerant crop species, increased watering intensity, and land use extensification. These findings confirm previous local reports (Dykshoorn et al. 1988; Matabeia 2015; Schmidt 2017). They also correspond well with findings of other case studies. Plant based approaches, the use of locally available soil

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amendments, simple land shaping techniques, modified irrigation management, and extensification of agricultural land use seem to be the most prevalent agronomic strat- egies universally employed by affected smallholder farmers (Ali 2003; Bouarfa et al. 2009; Kielen 1996; Nhantumbo 2009). The study revealed that farmers’ choice of strat- egies for soil salinity management is predominantly shaped by long-term experience and on-farm experimentation. The employed management measures are largely in accordance with scientifically recommended approaches (compare chapter 2.3). Even though producers generally have no comprehension of the concrete underlying ecolog- ical functions of individual management approaches, they still have a clear perception of the respective cause-effect relations. This is a typical characteristic of agricultural local knowledge systems in the Global South (Hoffmann et al. 2007).

Another finding of the present study is that management choice is not solely deter- mined by the familiarity of an individual management strategy. Several farmers and extension workers stated that they are aware of additional potential measures, which however, are not feasible under the current local circumstances. As primary limitations for their adoption, the following aspects were identified: (a) constrained market availa- bility of necessary inputs (e.g gypsum application), (b) insufficient financial and techno- logical capacity of individual farmers and municipal institutions (e.g. improvement of the irrigation and drainage systems), and (c) time constraints of farmers (e.g. biofertilizer production and composting). These observations confirm previous studies, which em- phasize the importance of enabling socio-economic frame conditions for the realization of measures against land degradation by smallholder farmers (Pulido et al. 2014; Shiferaw et al. 2009).

Next to agronomic measures, farmers in the Green Zones of Maputo respond to soil salinity by the means of socio-economic approaches. This includes risk spreading through the cultivation of several plots, direct marketing channels, and change of land use. Several previous case studies demonstrated the universal importance of socio- economic coping strategies among farming communities impacted by soil salinity. Es- pecially the abandonment of agricultural activities and subsequent land use change is a popular phenomenon (Ali 2003; Bouarfa et al. 2009; Haider et al. 2013; Ligate et al. 2017; Nhantumbo 2009). It has to be emphasized though, that such measures are pure mitigation strategies and that they don’t actively counteract the salinity problem. As implied by several informants within the frame of the present study, the construction activity within the Green Zone of KaMavota, which is partly stimulated by salinization trends, may even exacerbate soil salinity in adjacent horticulturally used areas.

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6.5 Participatory Soil and Water Survey

The results of the survey compare well with previous ECe and ECw data reported for the Green Zones of Maputo, demonstrating similar value ranges (see chapter 3.5). However, the measurements must be considered as a spatial and temporal snapshot, which only can serve as a broad guideline for future management.

Farmers’ spatial soil salinity categorization is largely supported by the surveys meas- urements (compare Figure 14, chapter 5.5). The data confirms a gradual increase of soil and/or irrigation water salinity following a NW-SE orientation towards the coast.

The observed high variability of ECe (0-20 cm) and ECw within the categories of c, d and e are in accordance with farmers’ reports on the patchiness of soil salinity which masks the overall spatial gradient. Within categories a and b ECe (0-20 cm) and ECw values are consistently ≤2.5 dS m-1, which corresponds well with farmers’ reports of minor to moderate yield losses of kale and lettuce within these zones (compare Grieve et al. 2012; Annex I). Within category c, ECe (0-20 cm) values are also confined to ≤2.5 -1 -1 dS m . However, ECw largely is ≥3.0 dS m , thus surpassing the critical threshold val- ue for most conventional vegetable crops (Midmore 2015). The high ECw consequently can be hypothesized as a main impairing factor within this zone, which could be re- sponsible for the major yield losses of kale and lettuce reported by the farmers. Within category d both, ECe (0-20 cm) as well as ECw values, are largely above critical threshold levels of most conventional vegetable crops, ranging roughly between 2.5 and 6.0 dS m-1. These findings correspond well with the observation that many previ- ously cultivated plots within this zone have been abandoned by farmers (compare

Grieve et al. 2012; Annex I). Category e is characterized by the by far highest ECe (0- -1 20 cm) values, partly surpassing 15.0 dS m . However, ECw measurements indicated comparatively low values. This can be explained by the fact that water samples were highly limited within this zone. They were largely confined to apparent fresh water sources such as major drainage channels. The consistently observable salt marsh vegetation serves as a clear confirmation for the elevated soil salinity within category e.

As suggested by the conducted statistical tests, categories d and e can be defined as distinctive entities predominantly based on ECe (0-20 cm), while category c distin- guishes itself from category a and b only on the basis of ECw. However, the survey results cannot confirm the differentiation of categories a and b; which suggests that they should be merged into one category on the basis of ECe (0-20 cm) and ECw measurements. However, it has to be considered that farmers’ categorization is pre- dominantly based on indirect indicators of salinity such as percent of yield loss. Thus, other stress factors related to salt affected soils, which haven’t been considered within 65

the survey, could be of additional relevance. Hypothetically, high pH or ESP, in con- junction with EC could be responsible for the observable plant symptoms and yield losses.

In the light of the above, it can be stated that local farmers’ evaluation of soil salinity corresponds well with the results of the soil and water survey. Similar observations have been made by other case studies. Ali (2003) compared the results of a detailed scientific soil survey of a coastal farming community in Bangladesh with the vernacular soil classification of local farmers. The study revealed that farmers’ knowledge of most soil properties, including soil salinity, corresponded well with the qualitative interpreta- tion of the respective scientific data. Similarly, Bouarfa et al. (2009) found a good agreement of farmers’ evaluation of the level of soil salinity in their plots with verifying soil analysis in an irrigation scheme in Algeria. In 56 out of 60 cases farmers’ assess- ment was clearly confirmed on the basis of EC measurements. Kielen (1996), in turn, compared farmers’ soil salinity and sodicity typology with EC and SAR measurements in an irrigation scheme in Pakistan. Mean values of EC and SAR segregated into farm- ers’ categories indicated a good agreement of the local perception with the scientific assessment. The variability of EC and SAR was higher within the farmers categories of high salinity and sodicity; which resembles the findings of the present study.

Even though these case studies implicate a generally good agreement of local and scientific assessments of soil salinity, farmers’ typologies cannot comprehensively sub- stitute for scientific approaches. The present study, for example, suggests that farmers don’t comprehensively distinguish between soil and water salinity, while other case studies indicate rather imprecise differentiations of salinity and sodicity by farmers (Bouarfa et al. 2009; Kielen 1996). Such differentiations, however, are often decisive for the effective site specific management of salt-affected soils (compare chapter 2). Integrative approaches for soil evaluation are thus increasingly advocated for, in order to profit from the respective strengths of local and scientific assessments (Bouarfa et al. 2009; Kielen 1996; Mairura et al. 2008; Pereira et al. 2017).

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7 Discussion of Potential Management Approaches Adapted to the Local Context

Within the previous chapters, key agro-ecological and socio-economic aspects of the peri-urban vegetable production system of Maputo linked to soil salinity have been de- scribed and discussed. The present chapter builds on these insights and discusses entry points for potential future management approaches. Two different scales will be distinguished. Firstly, recommendations for action on the regional level are outlined. This mainly refers to the institutionalized management of soil salinity through the re- sponsible municipal entities and potential partner institutions. Secondly, specific agro- nomic management options are discussed; taking into account the current realities of local farmers.

7.1 Regional Management Approaches

The present study revealed that Maputos’ municipal institutions responsible for urban agriculture, namely the DAE and the attached Casas Agrarias, are aware of the signifi- cant impact of soil salinity on the local vegetable production system. However, currently there doesn’t exist a comprehensive and institutionalized strategy to approach the is- sue. According to representatives of the DAE, the main limitations for an effective re- gional management of soil salinity are financial constraints, as well as an unclear and overlapping distribution of competences between different state and municipal institu- tions. In particular, these circumstances currently impede the restoration of the Green Zones’ drainage systems. Furthermore, they hamper the effective monitoring of the local land resources and the sustainable regulation of land use change in the context of Maputos’ urbanization dynamics (I27). This situation exemplifies the importance to re- organize and strengthen local institutions in order to promote an enabling environment for farmers and other stakeholders to actively tackle the problem of soil salinity. Against a similar background, Nhantumbo (2009) makes a strong case for the integrated in- volvement of different stakeholder groups to develop formal comprehensive manage- ment strategies with regard to soil salinity. In the case of Maputo, a respective ap- proach should integrate state institutions (DAE, Casas Agrarias), the farmers associa- tions, non-governmental organizations (ABIODES), and research and educational insti- tutions (IIAM, UEM). A joint strategy of the named local institutions should tackle bio- physical as well as socio-economic aspects. Table 8 summarizes potential focus points for a respective strategy. However, it needs to be stressed that most of the listed rec- ommendations are only valid under the assumption that the current financial and or- ganizational limitations could be largely overcome.

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Table 8: Recommendations for regional management approaches.

Approach Explanations

restoration and effective maintenance of the Green Zones’ drainage Hydrological management system in order to halt and potentially reverse current salinization trends regular monitoring of the state of soil salinity would facilitate its spatial- Soil and water monitoring ly and temporally precise management; the application of portable EC- meters could complement the use of local salinity indicators participatory field experimentation in the frame of demonstration plots Field trials of agronomic and farmer field schools could be applied to test the feasibility of po- tential agronomic management approaches under local conditions; management approaches furthermore, it would facilitate respective knowledge transfer and may trigger adaptive experimentation and innovation among local farmers an overall strengthening of the local agricultural value chains, includ- Overall improvement of ing the improved access to high valuable inputs as well as more fa- agricultural value chains vorable marketing channels, could increase the farmers’ adaptive capacity towards soil salinity

As has been demonstrated by the present study, the current insufficiency of the local drainage systems has to be considered as the most important regional/long-term driver for salinization in Maputos’ Green Zones (compare chapter 6.3). The restoration and effective maintenance of the existing drainage structures thus would constitute a far- reaching and sustainable measure to limit and potentially reverse current salinization trends. However, such an effort would require a high financial and technological in- vestment as well as an intensive cooperation of all local stakeholders.

Lower investment costs would be required to support farmers in their management of soil salinity on the plot level. Local farmers already have a profound and differentiated understanding of the spatio-temporal dynamics of soil salinity and its agronomic man- agement. However, the present study suggests that the targeted introduction of tech- nical management innovations could effectively complement respective local knowledge and practice (compare chapters 6.2-6.5). Such an approach could easily build on the comparatively well established extension structures of the Casas Agrarias and ABIODES. Nonetheless, as a decisive prerequisite it would require an in-depth training of the local extension personnel in order to establish a more profound technical understanding of soil salinity and its agronomic management (van de Fliert et al. 2002). On the one hand, local extension services could support farmers through the estab- lishment of an improved soil and water monitoring system. The application of easy-to- use portable EC-meters or comparable devices, for example, would facilitate a more precise evaluation of the spatio-temporal dynamics of salinity, and thus improve deci- sion making on its management (compare chapters 6.2 and 6.5). On the other hand, the local extension structures could be used to facilitate participatory field testing of

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innovative management approaches. The existing system of demonstration plots and farmer field schools can be considered as a suitable platform for respective experimen- tation. Participatory field trials require intensive supervision and maintenance. Howev- er, they could effectively validate the feasibility of a given management approach under the local conditions. Additionally, they thus facilitate the respective knowledge transfer and may trigger further adaptive experimentation and innovation among local farmers (Descheemaeker et al. 2016; van de Fliert et al. 2002). Chapter 7.2 discusses specific agronomic management strategies, potentially to be tested under the suggested partic- ipatory framework.

Lastly, there exists the potential option of indirectly improving the farmers’ adaptive capacity towards soil salinity. The present study demonstrated that farmers have a lim- ited flexibility to respond to the effects of soil salinity. To a considerable degree this is due to unfavorable socio-economic frame conditions, such as constrained overall re- source endowment, restricted excess to high quality agronomic inputs, or the strong dependence on intermediaries for marketing vegetable products (compare chapters 6.1 and 6.4). Institutionalized efforts to tackle these shortcomings would not only improve the functioning of the local agricultural value chains, but may indirectly allow farmers to implement more sophisticated coping strategies with regard to soil salinity.

7.2 Agronomic Management Approaches

The present study demonstrated that local farmers already effectively apply a set of agronomic measures to manage soil salinity; including the use of organic soil amend- ments, mineral fertilizer application, simple land shaping techniques, the targeted choice of tolerant crop species, increased watering intensity, and land use extensification. The respective approaches are highly determined by the current bio- physical and socio-economic frame conditions; as has been recapitulated and dis- cussed in chapters 6.1 and 6.4. The recommendation of any additional approach thus has to take into account the limited flexibility of local farmers to modify their current management practices. In order to achieve a high probability of adoption, local salinity management innovations should directly build on already established practices (Descheemaeker et al. 2016; van de Fliert et al. 2002). Against the background of gen- erally low resource endowment of local farmers and the restricted excess to high quali- ty inputs via the existing supply channels, currently, only low-cost and low-external- input technologies can be considered as feasible options (compare chapter 7.1). Table 9 summarizes potential entry points which largely meet these requirements. The sug- gested approaches include: (a) improved irrigation management, (b) mulching, (c) in- tensified and diversified use of organic soil amendments, (d) targeted fertilizer man- 69

agement, (e) selection of tolerant crop varieties, (f) promotion of previously under- utilized tolerant crop species, and (g) targeted catch and intercropping. These recom- mendations are based on the recent standard of technical knowledge, as outlined in chapter 2.3.

Table 9: Recommendations for agronomic management approaches.

Approach Explanations

consistent compliance with below canopy application of irrigation wa- Adapted irrigation management ter could limit the risk of leaf burn; simple drip irrigation installations could improve water use efficiencies and counteract root zone salini- zation the use of locally available organic mulch material may improve water Mulching use efficiencies and counteract root zone salinization; the potential promotion of disease development has to be considered diversification and intensification of the use of locally available organic soil amendments could balance the negative effects of soil salinity; Organic soil amendments improved composting methods for animal manures, household wastes and farm residues as well as intensified green manuring could consti- tute feasible entry points alternative application patterns for the conventional mineral fertilizers Adapted management of (urea, NPK) could improve nutrient use efficiencies under saline condi- mineral fertilizers tions; sub surface placement and split applications could constitute feasible entry points biofertilizer products on the basis of local substrates could be hypoth- Biofertilizers esized to alleviate salt stress conditions; intensification and diversifica- tion of current practices may lead to the identification effective formu- lations systematic evaluation of the locally available intraspecific variability of Tolerant crop varieties salt tolerance may lead to the identification of crop varieties with an increased adaptability to the local stress conditions several crop species which are known to be comparatively salt tolerant are currently only minor crops within the local production system; this Tolerant previously includes Amaranthus spp., Brassica juncea, Diplotaxis tenuifolia, Por- under-utilized crop species tulaca oleracea, Talinum triangulare, and Tetragonia tetragonioides; the promotion of these species as cash crops or for home consump- tion can be considered a feasible adaptation strategy the use of herbaceous salt accumulating intercrops may improve the growing conditions for the main vegetable crop and thus potentially Ameliorating intercrops leads to increased yields; the respective intercrop may be additionally used as a leafy vegetable; potential candidate species are, inter alia, Atriplex hortensis and Portulaca oleracea a large share of the local salt-affected plots is typically left fallow for several month during the rainy season; this could constitute an entry Ameliorating catch crops point for the targeted use of catch crops with phytoremediating capaci- ties; potential candidate species are plants which tolerate water log- ging, such as Sesbania aculeata and Leptochloa fusca

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However, it needs to be stressed that participatory field trials would be indispensable to actually validate their practicability under local conditions (Descheemaeker et al. 2016; Hoffmann et al. 2007). For example, the consistent implementation of most of the pro- posed approaches implies an increased labor input. The fact that labor availability cur- rently already is a relevant constraining factor within Maputos’ Green Zones may ren- der some of the recommendations less feasible. Further aspects which may limit the adoptability of selected approaches are local market demands and marketing struc- tures. In particular, this refers to the recommended use of more tolerant crop species and cultivars. As long as respective crops can’t be successfully marketed, they don’t constitute viable alternatives to current conventional vegetable products (compare chapter 6.1). Apart from socio-economic frame conditions, the spatio-temporal variabil- ity of bio-physical factors should be taken into account (Ojiem et al. 2006). In particular this refers to the spatial pattern of soil salinity, which has been demonstrated to be highly variable within Maputos’ Green Zones (compare chapter 6.5). The feasibility of the listed approaches potentially differs between slightly and highly salt-affected pro- duction zones. A further factor which complicates generalized recommendations is the high heterogeneity of local hydrological and pedological conditions (compare chapter 3.4). Taking the example of targeted catch cropping; this strategy presumably would prove more feasible in zones of high salinity and/or proneness to water logging. Since these areas are typically left fallow throughout the rainy season, the use of catch crops wouldn’t compete with the cultivation of marketable vegetable crops.

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8 Conclusion and Outlook

The present study confirmed that soil salinity is a significant agronomic constraint to the farmers in the peri-urban vegetable production zones of Maputo, Mozambique. Hence, it constitutes a significant factor which shapes local production and livelihood ration- ales. The investigation of local knowledge, perception and agronomic management, through predominantly qualitative and participatory methods, proved effective in the initial description of the extend of soil salinity and its embedding into the local bio- physical and socio-economic context. Nonetheless, due to resource constraints, the present study was limited to a biased exploratory approach. More in-depth studies, including randomized stakeholder surveys and large-scale soil and water mapping, would be required to gain a comprehensive and fully conclusive estimation of the local situation.

Maputos’ market gardening zones are located in two extensive coastal lowlands bor- dering the central built up city, where the influence of seawater intrusion and saline marine sediments traditionally has been of relevance. However, throughout the last decades, progressing salinization of horticulturally used land is perceived as an in- creasing problem. It is mostly ascribed to an insufficient management and maintenance of the local drainage systems. The present study indicates that Maputos’ farmers and extension workers have a profound and differentiated understanding of the spatio- temporal dynamics of soil salinity and its agronomic management. Typically, farmers detect elevated salt levels in the fields through the observation of plant symptoms and salt crusts, or by tasting soil and irrigation water. In the long term, farmers evaluate soil salinity levels on the overall productivity of their respective fields. Common agronomic strategies to cope with salinity include: (a) use of organic soil amendments, (b) mineral fertilizer application, (c) simple land-shaping techniques, (d) increased watering intensi- ties, (e) the use of salt tolerant crop species, and (f) land use extensification. On a so- cio-economic level, the problem is met by a balanced allocation of plots, direct market- ing strategies, and land use change initiatives. The participatory soil and water survey demonstrated that the assessment of soil salinity through local farmers is largely sup- ported by technical ECe and ECw measurements.

Generally speaking, the local knowledge and management system of soil salinity thus proves to be largely in accordance with existing reports from other smallholder settings and also with common scientific explanations and recommendations. Nonetheless, the study identified several entry points for technical and institutional innovations that could support and improve current management practices. Respective approaches are how- ever highly conditioned by the present bio-physical and socio-economic frame condi-

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tions which limit the capacity of local farmers and relevant state institutions to effective- ly approach the issue. According to the studies’ insights, the low overall resource en- dowment of farmers, the restricted access to high quality agricultural inputs, as well as the financial and organizational shortcomings of state institutions have to be consid- ered as the most significant constraining factors. This situation exemplifies the im- portance to reorganize and strengthen local institutions, in order to promote an ena- bling environment for farmers and other stakeholders to actively tackle the problem of soil salinity. Most importantly this would need to involve the sustained restoration of the existing drainage systems. Only in this way continued salinization could be prevented and effective land reclamation realized.

But already under the current circumstances, the introduction of innovative agronomic management strategies might be feasibly promoted by the local extension services. Low-cost technologies such as (a) improved irrigation management, (b) mulching, (c) intensified and diversified use of organic soil amendments, (d) targeted fertilizer man- agement, (e) selection of tolerant crop varieties, (f) cultivation of previously under- utilized tolerant crop species, and (g) targeted catch and intercropping would respond to the low financial and technological resource endowment of local farmers, and could easily build on already existing strategies. Regular technical monitoring of soil and wa- ter resources should be considered as a complementary strategy, in order to facilitate agronomic decision making. It needs to be stressed that participatory field testing of the above listed agronomic approaches would be indispensable to validate their practicabil- ity under the local conditions.

On a global scale, more in depth case studies are necessary to reveal universal pat- terns of farmers’ knowledge, perception, and management with regard to soil salinity. To allow for maximum comparability, respective studies should follow consistent con- ceptual and methodological frameworks. In this regard, the present study may provide first directions. However, explorative approaches have to be combined with application- oriented research. Especially participatory field trials of scientifically proven technolo- gies should be forced, in order to evaluate their practicability under field conditions, promote their adoption in smallholder vegetable production systems, and to steer local innovation processes.

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Annex I: Salt Tolerance of Selected Vegetable Crops*

Common Name Botanical Name Tolerance based Threshold Slope Rating*** -1 -1 on** (ECe in dS m ) (% per dS m )

Artichoke Cynara scolymus Bud yield 6.1 11.5 MT Asparagus Asparagus officinalis Spear yield 4.1 2.0 T Bean, common Phaseolus vulgaris Seed yield 1.0 19 S Bean, mung Vigna radiata Seed yield 1.8 20.7 S Beetroot Beta vulgaris Storage root 4.0 9.0 MT (Conditatva Group) Broccoli Brassica oleracea Head FW 1.3 15.8 MT (Botrytis Group) Cabbage Brassica oleracea Head FW 1.8 9.7 MS (Capitata Group) Carrot Daucus carota Storage root 1.0 14 S Cassava Manihot esculenta Tuber yield - - MS Cauliflower Brassica oleracea 1.5 14.4 MS (Botrytis Group) Celery Apium graveolens Petiole FW 1.8 6.2 MT var. dulce Cowpea Vigna unguiculata Seed yield 4.9 12 MT Cucumber Cucumis sativus Fruit yield 2.5 13 MS Eggplant Solanum melongena Fruit yield 1.1 6.9 MS Garlic Allium sativum Bulb yield 3.9 14.3 MS

*adapted from Grieve et al. (2012). **FW=fresh weight, DW=dry weight. ***S=sensitive, MS=moderately sensitive, MT=moderately tolerant, T=tolerant.

Salt Tolerance of Selected Vegetable Crops (Continued)*

Common Name Botanical Name Tolerance based Threshold Slope Rating*** -1 -1 on** (ECe in dS m ) (% per dS m )

Green Squash Cucurbita pepo var. melopepo Fruit yield 4.9 10.5 MT Kale Brassica oleracea - - MS Kohlrabi Brassica oleracea - - MS Lettuce Lactuca sativa Top FW 1.3 13 MS Okra Abelmoschus esculentus Pod yield - - MS Onion Allium cepa Bulb yield 1.2 16 S Pak Choi Brassica rapa Top FW 3.3 4.3 MT (Chinensis Group) Pea Pisum sativum Seed FW 3.4 10.6 MS Pepper Capsicum annuum Fruit yield 1.5 14 MS Pigeon pea Cajanus cajan Shoot DW - - S Potato Solanum tuberosum Tuber yield 1.7 12 MS Pumpkin Cucurbita pepo var. pepo - - MS Purslane Portulaca oleracea Shoot FW 6.3 9.6 MT Radish Raphanus sativus Storage root 1.2 13 MS Spinach Spinacia oleracea Top FW 2 7.6 MS Sweet potato Ipomoea batatas Fleshy root 1.5 11 MS Swiss Chard Beta vulgaris Top FW 7 5.7 T (Cicla Group) Tomato Solanum lycopersicum Fruit yield 2.5 9.9 MS Turnip Brassica rapa subsp. rapa Storage root 0.9 9.0 MS Watermelon Citrullus lanatus Fruit yield - - MS

*adapted from Grieve et al. (2012). **FW=fresh weight, DW=dry weight. ***S=sensitive, MS=moderately sensitive, MT=moderately tolerant, T=tolerant.

Annex II: Index of Informants and Respective Interviews

Code of Gender Age Stakeholder Association Location of (first) Date of (first) Follow up Type of Interview Informant Group Group Interview Interview Meetings and (Years) Field Visits

I1 f >40 farmer A. Thomas Sankara A. Thomas Sankara 23.04.2018 no formal, semi-structured I2 m >40 farmer A. Graça Machel A. Graça Machel 24.04.2018 no formal, semi-structured

I3 m >40 farmer A. Lirandzo A. Lirandzo 30.04.2018 no formal, semi-structured

I4 m >40 farmer A. Lirandzo A. Lirandzo 05.05.2018 yes formal, semi-structured

I5 m >40 farmer A. Lirandzo A. Lirandzo 07.05.2018 no formal, semi-structured

I6 m <40 farmer A. Costa do Sol A. Costa do Sol 09.05.2018 yes informal

I7 f >40 farmer A. Costa do Sol A. Costa do Sol 07.06.2018 no informal

I8 f >40 farmer A. Costa do Sol A. Costa do Sol 19.06.2018 yes informal

I9 f >40 farmer A. Costa do Sol A. Costa do Sol 19.06.2018 yes informal

I10 f >40 farmer A. Thomas Sankara A. Thomas Sankara 07.06.2018 yes informal

I11 m >40 farmer A. Thomas Sankara A. Thomas Sankara 15.05.2018 yes informal

I12 m >40 farmer A. Thomas Sankara A. Thomas Sankara 18.05.2018 yes informal

I13 m >40 farmer A. Thomas Sankara A. Thomas Sankara 17.05.2018 no informal

I14 f >40 farmer A. Thomas Sankara A. Thomas Sankara 24.05.2018 yes informal

I15 f >40 farmer A. Djaulane A. Djaulane 02.07.2018 no informal

Index of Informants and Respective Interviews (continued)

Code of Gender Age Stakeholder Institution Location of (first) Date of (first) Follow up Type of Interview Informant Group Group Interview Interview Meetings and (Years) Field Visits

I16 m <40 extensionist ABIODES A. Thomas Sankara 08.05.2018 yes formal, semi-structured

I17 f <40 extensionist Casa Agraria Casa Agraria 14.05.2018 yes formal, semi-structured

I18 m <40 extensionist Casa Agraria Casa Agraria 24.05.2018 no formal, semi-structured

I19 m <40 extensionist Casa Agraria Casa Agraria 30.05.2018 no formal, semi-structured

I20 m <40 extensionist ABIODES Agricultural Fair, Maputo 29.06.2018 no formal, semi-structured

I21 m <40 extensionist Casa Agraria Casa Agraria 02.07.2018 no formal, semi-structured

University Eduardo University Eduardo I22 m >40 expert 28.05.2018 no formal, unstructured Mondlane, Maputo Mondlane, Maputo I23 m <40 expert GAPI GAPI office, Maputo 13.06.2018 no formal, unstructured

I24 m/f various expert ABIODES ABIODES office, Maputo 19.06.2018 no group, formal, unstructured

I25 f <40 expert AMOR AMOR office, Maputo 22.06.2018 no formal, unstructured

I26 m <40 expert DMPUA DMPUA office, Maputo 04.07.2018 no formal, unstructured

I27 m >40 expert DAE DAE office, Maputo 04.07.2018 no formal, unstructured

I28 m <40 input provider MozaSem MozaSem Office 11.05.2018 no formal, unstructured

I29 m <40 input provider TECAP TECAP shop, Maputo 11.06.2018 no formal, unstructured Soluções Rurais shop, I30 f <40 input provider Soluções Rurais 06.06.2018 no informal, unstructured Maputo Soluções Rurais office, I31 m <40 input provider Soluções Rurais 12.06.2018 no formal, unstructured Matola

Annex III:

Guiding Questions for Interviews with Farmers and Extension Workers (Portuguese and English Translation)

1 Basic Information on the Informant

a. Nome

Name

b. Sexo

Gender

c. Idade

Age

d. Função na associação / institução

Function within the association / institution

e. Profissão / Formação

Profession / Formation

f. Há quanto tempo pratica actividade agrícola / trabalha como extensionista?

Since when do you practice agriculture / work as an extension worker?

g. Há quanto tempo cultiva / trabalha na Zona Verde de KaMavota?

Since when do you cultivate / work in the Green Zone of KaMavota?

2 General Agro-Ecological Aspects

a. Como se pode descrever as condições da associação / da Zona Verde de KaMavota; em termos de solos, recursos de água, vegetação natural, cultivos, etc?

How would you describe the local conditions of the association / the Green Zone of KaMavota, in terms of soils, water resources, natural vegetation, cultivated crops, etc?

b. Dentro da associação / da Zona Verde de KaMavota se destacam áreas com diferentes características?

Are there any spatial differences within the association / the Green Zone of KaMavota?

c. Pode indicar o período de cultivo?

Could you indicate the cultivation period?

d. Quais são as problemas ecológicas / agronómicas que enfrentam as associações?

What kind of ecological/agronomic constraints are the associations facing?

e. Neste contexto, existem dinâmicas temporais, durante o ano ou ao longo dos anos?

In this regard, are there any temporal dynamics, within a year or in the course of the years?

3 Agronomic Practices

a. Quais são os principais cultivos, de cada época e/ou de cada zona?

Which are the principal crops, for the respective period and/or zone?

b. Pode indicar as variedades dos cultivos usados?

Could you indicate the crop varieties used?

c. Onde compra as sementes / as plântulas?

Where do you purchase your seeds / seedlings?

d. Como faz o preparo do solo?

How is the soil preparation realized?

e. Qual e a forma de rega usada?

Which irrigation method is applied?

f. Pode explicar o uso de fertilizantes e adubos?

Could you describe the use of fertilizers and manures?

4 Soil Salinity

a. Pretendo falar sobre o assunto da salinidade. O que me pode dizer sobre isso?

I intend to talk about the issue of salinity. What can you tell me about it?

b. Como se manifesta? Como é determinado/medido?

How does it manifests itself? How is it determined/measured?

c. Afecta o rendimento? Até que ponto?

Does it affect the yields? To which extend?

d. Quais são os cultivos mais/menos resistentes?

Which are the crops more/less tolerant? e. Quais são as causas presumidas para a salinização?

Which are the assumed causes for salinization? f. Qual é a área que é afectado?

Which area is affected? g. Perderam áreas previamente cultivadas devido à salinização?

Have previously cultivated areas been lost due to salinization? h. Existem dinâmicas no espaço e no tempo, durante o ano e/ou ao longo dos anos?

Are there any spatial or temporal dynamics, within a year or over the years? i. Quais são as estratégias usadas para lidar com o problema?

Which are the strategies applied to deal with the problem? j. Tem ideais ou visões do que poderia ser feito para evitar / reduzir / superar o problema?

Do you have any ideas or visions of how the problem could be prevented / reduced / overcome?

Annex IV: Codebook – Themes Identified from Interviews and Field Notes

1. General agro-ecological setting 1.1. Soils 1.2. Water 1.3. Vegetation 1.4. Land Use 1.5. Temporal Aspects 2. Agronomic Practices 2.1. Soil and Fertility Management 2.2. Water and Irrigation Management 2.3. Crop Management 3. Salinity and it’s Impacts on Crop Production 3.1. Local Soil Salinity Indicators 3.2. Perception of Soil Salinity 3.2.1. Local / Short-term Causes* 3.2.2. Regional / Long-term Causes* 3.2.3. Spatio-Temporal Trends 3.3. Effects on Crop Production and Urban Agricultural System 3.3.1. Agronomically (Plant-Plot) 3.3.2. Economically (Farmer-Business) 3.3.3. Socio-economic (Local Politics of Land Use Change)* 3.4. Local Management of Soil Salinity 3.4.1. Agronomic Approaches 3.4.2. Socio-economic Approaches* 3.4.3. Visions for future Scenarios*

* inductive codes, themes which emerged during the research process.

Annex V: Index of Crops Grown in the Green Zones of Maputo*

Common name Botanical name Local name Prevalence**

Leafy Vegetables

Amaranth Amaranthus spp. tseque common Cabbage Brassica oleracea convar. repolho common capitata var. alba Cassava Manihot esculenta mandioca common Cowpea Vigna unguiculata feijão nhemba common Kale (Galega type) Brassica oleracea var. acephala couve estaca less common Kale (Tronchuda type) Brassica oleracea var. costata couve tronchuda common Leaf mustard Brassica juncea tsunga less common Lettuce Lactuca sativa alface common Momordica balsamina Momordica balsamina cacana less common New Zealand spinach Tetragonia tetragonioides espinafre less common Pak Choi Brassica rapa subsp. chinnensis couve china rare Pumpkin leaves Cucurbita spp. abóbora common Purslane Portulaca oleracea occurring as a weed, rarely used Rocket Eruca sativa rúcula rare Sweet potato Ipomoea batatas batata doce common Swiss Chard Beta vulgaris var. cicla acelga less common Watercress Nasturtium officinale agrião rare Waterleaf Talinum triangulare rare

Other Vegetables

Beetroot Beta vulgaris subsp. rapacea beterraba common var. conditiva Bell Pepper Capsicum annuum pimento less common Carrot Daucus carota subsp. sativus cenoura common Common bean Phaseolus vulgaris feijão verde common Cucumber Cucumis sativus pepino less common Eggplant Solanum melongena berinjela common Green squash Cucurbita pepo abobrinha rare Leek Allium porrum alho-frances rare

Okra Abelmoschus esculentus quiabo common Onion Allium cepa cebola common Tomato Solanum lycopersicum tomate common

*all listed plant species have been identified in the field by the author; see additionally Barghusen et al. (2016) and Schmidt (2017).

**assessment based on authors’ field observations.

Index of Crops Grown in the Green Zones of Maputo (continued)*

Common name Botanical name Local name Prevalence**

Herbs

Basilicum Ocimum basilicum manjericão rare Chives Allium schoenoprasum cebolinho less common Cilantro Coriandrum sativum coentro less common Garlic Allium sativum alho less common Mint Mentha spp. hortelã rare Parsley Petroselinum crispum salsa less common

Tuber Crops

Cassava Manihot esculenta mandioca common Potato Solanum tuberosum batata less common Sweet potato Ipomoea batatas batata doce common Taro Dioscorea spp. inhame common

Grain Crops

Common bean Phaseolus vulgaris feijão verde common Cowpea Vigna unguiculata feijão nhemba common Groundnut Arachis hypogaea amendoím rare Maize Zea mays milho common Pearl millet Pennisetum glaucum mexoeira rare Pigeon pea Cajanus cajan rare Rice Oryza sativa arroz rare Sorghum Sorghum bicolor mapira rare

Fruit Trees and other Perennials

African mangosteen Garcinia livingstonei less common African medlar Vangueria infausta maphilua less common Amarula Sclerocarya birrea subsp. caffra canhoeiro less common Avocado Persea americana pêra abacate common Banana Musa × paradisiaca bananeira common Cashew Anacardium occidentale cajueiro less common Moringa Moringa oleifera moringueira less common Natal mahogany Trichilia emetica mafurreira less common Neem Azadirachta indica amargosa less common Papaya Carica papaya papaeira common Sugarcane Saccharum officinarum cana de açúcar common Sycamore Ficus sycomorus less common

*all listed plant species have been identified in the field by the author; see additionally Barghusen et al. (2016) and Schmidt (2017).

**assessment based on authors’ field observations.

Annex VI: Data Table of the Participatory Soil and Water Survey

Transect EC EC Sample ID x coordinate y coordinate e e EC ** Position* (0-20 cm) (20-40 cm) w

1 a 463740.00 7137318.00 1.89 0.71 NA 2 b 463938.00 7137252.00 0.70 0.67 1.05 3 c 464130.00 7137210.00 0.54 0.60 NA 4 d 464314.00 7137146.00 5.61 4.46 NA 5 e 464514.00 7137080.00 6.16 4.18 NA 6 a 463686.00 7137129.00 0.70 0.49 1.86 7 b 463878.00 7137073.00 1.21 0.89 2.27 8 c 464044.00 7137028.00 0.44 0.71 NA 9 d 464264.00 7136949.00 4.14 4.19 NA 10 e 464454.00 7136890.00 14.26 10.21 NA 11 a 463623.00 7136939.00 0.60 0.44 1.01 12 b 463824.00 7136883.00 1.71 1.07 2.37 13 c 464026.00 7136828.00 0.23 0.31 NA 14 d 464208.00 7136764.00 0.36 0.42 NA 15 e 464393.00 7136704.00 8.61 9.47 NA 16 a 463575.00 7136743.00 2.94 1.64 1.51 17 b 463761.00 7136698.00 0.33 0.28 1.41 18 c 463956.00 7136628.00 2.35 1.92 3.47 19 d 464145.00 7136568.00 1.88 1.01 8.75 20 e 464336.00 7136511.00 8.48 2.40 1.41

21 a 463526.00 7136553.00 1.43 1.29 1.01 22 b 463707.00 7136497.00 2.30 2.52 2.42 23 c 463900.00 7136426.00 2.34 1.19 2.04 24 d 464090.00 7136383.00 3.40 3.28 1.52 25 e 464283.00 7136334.00 15.66 13.55 NA 26 a 463458.00 7136363.00 2.34 2.49 1.53 27 b 463651.00 7136307.00 0.78 0.99 1.56 28 c 463841.00 7136240.00 1.08 1.16 8.68 29 d 464034.00 7136192.00 2.47 2.19 NA 30 e 464223.00 7136128.00 17.99 12.05 NA 31 a 463399.00 7136172.00 0.71 0.69 1.73 32 b 463592.00 7136113.00 1.94 1.78 1.97 33 c 463784.00 7136052.00 5.25 2.74 4.29 34 d 463974.00 7135998.00 4.86 5.80 NA 35 e 464169.00 7135944.00 8.71 5.77 4.28 36 a 463342.00 7135979.00 1.46 1.70 1.45 37 b 463534.00 7135923.00 0.90 1.15 1.85 38 c 463728.00 7135867.00 1.08 0.84 NA 39 d 463913.00 7135810.00 11.63 7.97 2.66 40 e 464109.00 7135750.00 3.38 1.41 2.39

* sample locations where placed regularly along a transect which followed farmers categories of soil salini- ty levels; where a = non-saline, b = slightly saline (25-50% yield loss), c = saline (50-75% yield loss), d = too saline for crop production (75-100% yield loss), e=highly saline.

**refers to adjacent irrigation water source, if existing.