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9^_PF I Return of Private Foundation Form or Section 4947(ax1) Trust Treated as Private Foundation 110- Do not enter social security numbers on this form as it may be made public. Department of the Treasury I 2014 Information Form and its separate instructions is www. lrs.gov/form Internal R--Saivien ► about 990-PF at For calendar year 2014 or tax year beginning , and ending Name of foundation A Employer identification number PLOTTt'.'HSHARES POTTNIDATTON 16-3739577 Number and street (or P 0 box number if mail is not delivered to street address) Room/suite B Telephone number 108 WEST GRAND AVENUE 312-321-9700 City or town, state or province, country, and ZIP or foreign postal code C If exemption application is pending , check here CHICAGO , IL 60654-5206 G Check all that apply. 0 Initial return O Initial return of a former public charity D 1. Foreign organizations, check here Final return 0 Amended return 2. Foreign organizations meeting the 85% test, Address chan g e Q Name change check here and attach computation H Check type of organization: ® Section 501(c)(3) exempt private foundation E If private foundation status was terminated 0 Section 4947(a)( 1 ) nonexem pt charitable trust E Other taxable p rivate foundation under section 507(b)(1)(A), check here Fair market value of all assets at end of year J Accounting method: ® Cash Accrual F If the foundation is in a 60-month termination (from Part Il, col. (c), line 16) Other (specify) under section 507(b)(1)(B), check here $ 5 3 9 5 5 6 9 7 . (Part 1, column (d) must be on cash basis.) Part I Analysis of Revenue and Expenses (a) Revenue and (b ) Net investment (c) Adjusted net ( d ) Disbursements (The total of amounts in columns (b), (c), and (d) may not for charitable purposes necessarily equal the amounts in column (a)) exp enses p er books income income (cash basis only) 1 Contributions, gifts, grants, etc., received N / A 2 Check ► ® If the foundation is not required to attach Sch B Interest on savings and temporary 3 cash investments 68. 68. S TATEMENT 1 4 Dividends and interest from securities 1 , 799 , 952. 1 , 799 , 952. S TATEMENT 2 5a Gross rents b Net rental income or (loss) d 6a Net gain or (loss) from sale of assets not on line 10 417 , 213 . 7 Gross sales price for all b assets online Ise 6,752,874. Ix M-M 7 Capital gain net income (from Part IV, line 2) 417 , 213 . 8 Net short-term capital gain 9 Income modifications :EAY 8 2015 1 Gross sales less returns (n 10a and allowances b Less Cost of goods sold c Gross profit or (loss) EM HT 11 Other income 12 Total . Add lines 1 throu g h 11 2 , 217 , 233. 2 , 217 , 233. 13 Compensation of officers , directors , trustees , etc 0. 0. 0. 14 Other employee salaries and wages 15 Pension plans, employee benefits y 16a Legal fees STMT 3 42 , 392. 21 , 196. 0. e b Accounting fees W c Other professional fees STMT 4 163 , 929. 163 , 929. 0. 17 Interest 18 Taxes STMT 5 252 354. 48 , 958. 0. 19 Depreciation and depletion 20 Occupancy < 21 Travel, conferences, and meetings 22 Printing and publications 23 Other expenses STMT 6 25. 0 . 0 . '0 24 Total operating and administrative a expenses . Add lines 13 through 23 458 , 700. 234 , 083. 0. 0 25 Contributions, gifts, grants paid 2 401 , 000. 2 , 401 , 000. 26 Total expenses and disbursements. Add lines 24 and 25 2 , 859 , 700. 234 083. 2 401 000. 27 Subtract line 26 from line 12: a Excess of revenue over expenses and disbursements <642 , 467. b Net investment income (if negative, enter -0-) 1 , 983 , 150. 1 c Adiusted net income (if negative, enter -0-) N / A 11-2;-'14 LHA For Paperwork Reduction Act Notice, see instructions. Form 990-PF (2014) 1 09580513 710385 PLOUGH 2014 . 03040 PLOUGHSHARES FOUNDATION PLOUGH-1 \% Fnrm 990-PF 19f) 141 PT.0TTC=37-TRHARF.G FfTTNT)ATTOW '39-171Q97 7 Pnno9 Beginning of year PartII Balance Sheets ^chedschedules andamounts inthedescnphon End of year column should be for end-0I-year amounts only (a ) Book Value ( b) Book Value (c) Fair Market Value 1 Cash - non-interest -bearing 2 Savings and temporary cash investments 333 , 263. 257 , 702. 257 , 702. 3 Accounts receivable ► Less: allowance for doubtful accounts ► 4 Pledges receivable ► Less: allowance for doubtful accounts ► 5 Grants receivable 6 Receivables due from officers , directors, trustees, and other disqualified persons Other 7 notes and loans receivable ► Less: allowance for doubtful accounts ► , 8 Inventories for sale or use 9 Prepaid expenses and deferred charges < 10a Investments - U.S. and state government obligations STMT 7 254 , 915. 261 , 809. 261 , 809. b Investments - corporate stock STMT 8 38 , 8 32 , 333. 39 , 6 82 , 098. _39 , 682 , 098. c Investments - corporate bonds STMT 9 13 , 021 , 702. 12 , 168 , 0411 12 , 168 , 041. land, buildings and 11 investments - , equipment basis ► Less accumulated depreciation ► 12 Investments - mortgage loans 13 Investments - other STMT 10 1 , 455 , 702. 1 , 586 , 047. 1 , 586 , 047. 14 Land , buildings, and equipment basis ► Less accumulated depreciation ► 15 Other assets ( describe ► 16 Total assets (to be completed by all filers - see the instructions . Also see pag e 1 , item I 53 , 897 , 915. 53 , 955 , 697. 53 , 955 , 697. 17 Accounts payable and accrued expenses 18 Grants payable w 19 Deferred revenue 20 Loans from officers, directors, trustees , and other disqualified persons 2 21 Mortgages and other notes payable J 22 Other liabilities ( describe ► 23 Total liabilities (add lines 17 throw h 22 ) 0. 0 . Foundations that follow SFAS 117, check here ► Ejfl and complete lines 24 through 26 and lines 30 and 31. 24 Unrestricted 53 897 915. 53 955 697. M 25 Temporarily restricted m 26 Permanently restricted r_ Foundations that do not follow SFAS 117 , check here ► 0 LL and complete lines 27 through 31. ° 27 Capital stock, trust principal , or current funds 28 Paid-in or capital surplus, or land, bldg., and equipment fund < 29 Retained earnings , accumulated income , endowment, or other funds Z 30 Total net assets or fund balances 53 , 897 , 915. 53 , 955 697. 31 Total liabilities and net assets/fund balances 53 , 897 , 915. 53 , 955 , 697. Part III Analysis of Changes in Net Assets or Fund Balances 1 Total net assets or fund balances at beginning of year - Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year's return) 1 53 8 9 7 915 . 2 Enter amount from Part I, line 27a 2 <642 , 467. Other not 3 increases included in line 2 (Itemize) ► MARKET VALUE CHANGE 3 7 0 0 2 4 9 . 4 Add lines 1, 2, and3 4 53 955 697. 5 Decreases not included in line 2 (Itemize) ► 5 0. ne 4 minu s line 51- Part I Form 990-PF (2014) 423511 11-24-14 2 09580513 710385 PLOUGH 2014.03040 PLOUGHSHARES FOUNDATION PLOUGH-1 Form 990-PF (2014) PLOUGHSHARES FOUNDATION 36-3739577 Page 3 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold (e.g., real estate, (b How acquired (c) Date acquired (d) Date sold D - Purchase 2-story brick warehouse; or common stock, 200 shs. MLC Co.) D - Donation (mo., day, yr.) (mo., day, yr.) to PUBLICLY TRADED SECURITIES-NORTHERN TRUST b PUBLICLY TRADED SECURITIES-NORTHERN TRUST c CAPITAL GAINS DIVIDENDS d e (e) Gross sales price (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (or allowable) plus expense of sale (e) plus (f) minus (g) a 2 , 963 , 421. 2 , 832 , 836. 130 585. b 3 , 702 , 454. 3 , 502 , 825. 199 629. c 86 , 999. 86 , 999. d e Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (I) Gains (Col. (h) gain minus (j) Adjusted basis (k) Excess of col. (i) col. less or F.M.V. (Lossbut -^ ) (i) as of 12/31/69 as of 12/31/69 over col. (1), if any es (from col. a 130 585. b 199 629. c 86 , 999. d e If gain, also enter in Part I, line 7 2 Capital gain net income or (net capital loss) If (loss), enter -0- in Part I, line 7 2 417 , 213. 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): If gain, also enter in Part I, line 8, column (c). If loss enter -0- in Part I line 8 3 N / A i ran v I uuauTucation under Section 4V4u(e) Tor Keaucea f ax on net investment income (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.) If section 4940(d)(2) applies, leave this part blank. Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? 0 Yes ® No If 'Yes,* the foundation does not qualify under section 4940 ( e). Do not complete this part. 1 Enter the appropriate amount in each column for each year; see the instructions before making any entries. a Base period years (c) Distribution ratio Calendar year or tax year beginning in Adjusted q ualifY(bn g distributions Net value of nonchantable-use assets (col. (b) divided by col. (c)) 2013 2 , 433 , 500.