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Equitable Research Partnerships a Global Code of Conduct to Counter Ethics Dumping Foreword by Klaus Leisinger Springerbriefs in Research and Innovation Governance SPRINGER BRIEFS IN RESEARCH AND INNOVATION GOVERNANCE Doris Schroeder Kate Chat eld Michelle Singh · Roger Chennells Peter Herissone-Kelly Equitable Research Partnerships A Global Code of Conduct to Counter Ethics Dumping Foreword by Klaus Leisinger SpringerBriefs in Research and Innovation Governance Editor-in-Chief Doris Schroeder, Centre for Professional Ethics, University of Central Lancashire, Preston, Lancashire, UK Konstantinos Iatridis, School of Management, University of Bath, Bath, UK SpringerBriefs in Research and Innovation Governance present concise summaries of cutting-edge research and practical applications across a wide spectrum of governance activities that are shaped and informed by, and in turn impact research and innovation, with fast turnaround time to publication. Featuring compact volumes of 50 to 125 pages, the series covers a range of content from professional to academic. Monographs of new material are considered for the SpringerBriefs in Research and Innovation Governance series. Typical topics might include: a timely report of state-of-the-art analytical techniques, a bridge between new research results, as published in journal articles and a contextual literature review, a snapshot of a hot or emerging topic, an in-depth case study or technical example, a presentation of core concepts that students and practitioners must understand in order to make independent contributions, best practices or protocols to be followed, a series of short case studies/debates highlighting a specific angle. SpringerBriefs in Research and Innovation Governance allow authors to present their ideas and readers to absorb them with minimal time investment. Both solicited and unsolicited manuscripts are considered for publication. More information about this series at http://www.springer.com/series/13811 Doris Schroeder • Kate Chatfield Michelle Singh • Roger Chennells Peter Herissone-Kelly Equitable Research Partnerships A Global Code of Conduct to Counter Ethics Dumping Foreword by Klaus Leisinger Doris Schroeder Kate Chatfield Centre for Professional Ethics Centre for Professional Ethics University of Central Lancashire University of Central Lancashire Preston, Lancashire, UK Preston, Lancashire, UK Michelle Singh Roger Chennells Africa Office Chennells Albertyn Attorneys European & Developing Countries Clinical Stellenbosch, South Africa Trials Partnership Cape Town, South Africa Peter Herissone-Kelly School of Humanities and Social Sciences University of Central Lancashire Preston, Lancashire, UK ISSN 2452-0519 ISSN 2452-0527 (electronic) SpringerBriefs in Research and Innovation Governance ISBN 978-3-030-15744-9 ISBN 978-3-030-15745-6 (eBook) https://doi.org/10.1007/978-3-030-15745-6 © The Author(s), under exclusive license to Springer Nature Switzerland AG 2019. This book is an open access publication. Open Access This book is licensed under the terms of the Creative Commons Attribution 4.0 International License (http://creativecommons.org/licenses/by/4.0/), which permits use, sharing, adaptation, distribution and reproduction in any medium or format, as long as you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons licence and indicate if changes were made. The images or other third party material in this book are included in the book’s Creative Commons licence, unless indicated otherwise in a credit line to the material. If material is not included in the book’s Creative Commons licence and your intended use is not permitted by statutory regulation or exceeds the permitted use, you will need to obtain permission directly from the copyright holder. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publication does not imply, even in the absence of a specific statement, that such names are exempt from the relevant protective laws and regulations and therefore free for general use. The publisher, the authors, and the editors are safe to assume that the advice and information in this book are believed to be true and accurate at the date of publication. Neither the publisher nor the authors or the editors give a warranty, express or implied, with respect to the material contained herein or for any errors or omissions that may have been made. The publisher remains neutral with regard to jurisdictional claims in published maps and institutional affiliations. This Springer imprint is published by the registered company Springer Nature Switzerland AG. The registered company address is: Gewerbestrasse 11, 6330 Cham, Switzerland To Reverend Mario Mahongo (1952–2018) Foreword In September 2015, after intensive public consultation, the international community went on record with a plan of action for people, planet and prosperity: the 2030 Agenda for Sustainable Development. All country representatives and all stakehold- ers expressed their determination to take the bold and transformative steps which are urgently needed to shift the world on to a sustainable and resilient path. As we embark on this collective journey, we pledge that no one will be left behind [emphasis added]. (UN 2015). To stimulate action, the heads of states and governments defined 17 sustainable development goals and 169 targets to be achieved by 2030. Successes in efforts to end extreme poverty, achieve food security and ensure healthy lives, as well as suc- cesses towards all other goals, depend not only on goal-oriented societal reforms and the mobilization of substantial financial and technical assistance, but also on significant technological, biomedical and other innovations. Ensuring the success of the Agenda 2030 requires massive research and develop- ment efforts as well new forms of research co-creation on a level playing field and with a universal professional ethos. Leaving no one behind does not “only” include reducing income and wealth inequalities, and affirmative action in support of better opportunities for self- determined living within and among countries. It also implies reaching those most at risk from poverty and its impacts. This again necessitates research focused on the needs of the poor in a way that does not infringe their human rights. Research and innovation can only be sustainably successful when based on soci- etal trust. The precondition for societal trust and public acceptance is the perception that work is done with integrity and based on fundamental values shared by the global community. Trust depends not only on research work being compliant with laws and regulations, but also, more than ever, on its legitimacy. Such legitimacy can be achieved through inclusion and, importantly, the co- design of solutions with vulnerable populations. Leaving no one behind also means leaving no one behind throughout the research process, aiming for research with, not about, vulnerable populations. vii viii Foreword The results of the TRUST Project, whose Global Code of Conduct for Research in Resource-Poor Settings (GCC) this book celebrates, contribute to realizing the European Union’s ambition of a more inclusive, equal and sustainable global soci- ety – a profound expectation of people all over the world. The fact that the GCC now exists and has been welcomed by the European Commission as a precondition for its research grants is only a beginning. My hope is that enlightened stakeholders in public institutions, foundations and the private sector will now start a discourse and apply moral imagination to the concrete consequences of the GCC. This relates to the processes and content of their research endeavours as well as the selection criteria for hiring, promoting and remu- nerating the research workforce. Research excellence is no longer only defined by playing by the rules and being “successful”. The results of discourses about the operationalization of the TRUST values of fairness, respect, care and honesty are the new benchmark for excellence. Basel, Switzerland Klaus Leisinger Reference UN (2015) Transforming our world: the 2030 agenda for sustainable development. United Nations. https://www.un.org/development/desa/dspd/2015/08/transforming-our-world-the-2030- agenda-for-sustainable-development/ Professor Klaus Leisinger, a social scientist and economist, is the President of the Global Values Alliance in Basel, Switzerland. He served as an adviser on corporate responsibility to UN Secretaries-General Kofi Annan and Ban Ki-moon. He is cur- rently a member of the Leadership Council of the UN Sustainable Development Solutions Network. In 2011, he was awarded the first ever Outstanding Contribution to Global Health Award by South-South Awards for his successful work on eradicat- ing leprosy. Acknowledgements Writing a book is child’s play compared to writing a new ethics code – a monumental task achieved by the 56 individuals named in the Appendix as the proud authors of the Global Code of Conduct for Research in Resource-Poor Settings (GCC). Thus, by the time we started writing this book, the bulk of the work had already been done. The task of conveying the collective pride of these 56 authors to the world was entrusted to the Reverend Mario Mahongo, an honoured San Leader born in Angola. He was due to travel from the Kalahari Desert to Stockholm, Sweden, in May 2018 to launch the GCC. Just one day before flying to Europe, he died in a car crash. This book is dedicated to Mario. His last recorded statement about research ethics was: “I don’t want researchers to see us as museums who cannot speak for themselves and who don’t expect
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