EXISTENCE and NON-EXISTENCE of LENGTH AVERAGES for FOLIATIONS 3 Singularity Or a Singular Point
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Invariant Measures for Hyperbolic Dynamical Systems
Invariant measures for hyperbolic dynamical systems N. Chernov September 14, 2006 Contents 1 Markov partitions 3 2 Gibbs Measures 17 2.1 Gibbs states . 17 2.2 Gibbs measures . 33 2.3 Properties of Gibbs measures . 47 3 Sinai-Ruelle-Bowen measures 56 4 Gibbs measures for Anosov and Axiom A flows 67 5 Volume compression 86 6 SRB measures for general diffeomorphisms 92 This survey is devoted to smooth dynamical systems, which are in our context diffeomorphisms and smooth flows on compact manifolds. We call a flow or a diffeomorphism hyperbolic if all of its Lyapunov exponents are different from zero (except the one in the flow direction, which has to be 1 zero). This means that the tangent vectors asymptotically expand or con- tract exponentially fast in time. For many reasons, it is convenient to assume more than just asymptotic expansion or contraction, namely that the expan- sion and contraction of tangent vectors happens uniformly in time. Such hyperbolic systems are said to be uniformly hyperbolic. Historically, uniformly hyperbolic flows and diffeomorphisms were stud- ied as early as in mid-sixties: it was done by D. Anosov [2] and S. Smale [77], who introduced his Axiom A. In the seventies, Anosov and Axiom A dif- feomorphisms and flows attracted much attention from different directions: physics, topology, and geometry. This actually started in 1968 when Ya. Sinai constructed Markov partitions [74, 75] that allowed a symbolic representa- tion of the dynamics, which matched the existing lattice models in statistical mechanics. As a result, the theory of Gibbs measures for one-dimensional lat- tices was carried over to Anosov and Axiom A dynamical systems. -
The Topological Entropy Conjecture
mathematics Article The Topological Entropy Conjecture Lvlin Luo 1,2,3,4 1 Arts and Sciences Teaching Department, Shanghai University of Medicine and Health Sciences, Shanghai 201318, China; [email protected] or [email protected] 2 School of Mathematical Sciences, Fudan University, Shanghai 200433, China 3 School of Mathematics, Jilin University, Changchun 130012, China 4 School of Mathematics and Statistics, Xidian University, Xi’an 710071, China Abstract: For a compact Hausdorff space X, let J be the ordered set associated with the set of all finite open covers of X such that there exists nJ, where nJ is the dimension of X associated with ¶. Therefore, we have Hˇ p(X; Z), where 0 ≤ p ≤ n = nJ. For a continuous self-map f on X, let a 2 J be f an open cover of X and L f (a) = fL f (U)jU 2 ag. Then, there exists an open fiber cover L˙ f (a) of X induced by L f (a). In this paper, we define a topological fiber entropy entL( f ) as the supremum of f ent( f , L˙ f (a)) through all finite open covers of X = fL f (U); U ⊂ Xg, where L f (U) is the f-fiber of − U, that is the set of images f n(U) and preimages f n(U) for n 2 N. Then, we prove the conjecture log r ≤ entL( f ) for f being a continuous self-map on a given compact Hausdorff space X, where r is the maximum absolute eigenvalue of f∗, which is the linear transformation associated with f on the n L Cechˇ homology group Hˇ ∗(X; Z) = Hˇ i(X; Z). -
Equilibrium States and the Ergodic Theory of Anosov Diffeomorphisms
Rufus Bowen Equilibrium States and the Ergodic Theory of Anosov Diffeomorphisms New edition of Lect. Notes in Math. 470, Springer, 1975. April 14, 2013 Springer Preface The Greek and Roman gods, supposedly, resented those mortals endowed with superlative gifts and happiness, and punished them. The life and achievements of Rufus Bowen (1947{1978) remind us of this belief of the ancients. When Rufus died unexpectedly, at age thirty-one, from brain hemorrhage, he was a very happy and successful man. He had great charm, that he did not misuse, and superlative mathematical talent. His mathematical legacy is important, and will not be forgotten, but one wonders what he would have achieved if he had lived longer. Bowen chose to be simple rather than brilliant. This was the hard choice, especially in a messy subject like smooth dynamics in which he worked. Simplicity had also been the style of Steve Smale, from whom Bowen learned dynamical systems theory. Rufus Bowen has left us a masterpiece of mathematical exposition: the slim volume Equilibrium States and the Ergodic Theory of Anosov Diffeomorphisms (Springer Lecture Notes in Mathematics 470 (1975)). Here a number of results which were new at the time are presented in such a clear and lucid style that Bowen's monograph immediately became a classic. More than thirty years later, many new results have been proved in this area, but the volume is as useful as ever because it remains the best introduction to the basics of the ergodic theory of hyperbolic systems. The area discussed by Bowen came into existence through the merging of two apparently unrelated theories. -
Topological Invariance of the Sign of the Lyapunov Exponents in One-Dimensional Maps
PROCEEDINGS OF THE AMERICAN MATHEMATICAL SOCIETY Volume 134, Number 1, Pages 265–272 S 0002-9939(05)08040-8 Article electronically published on August 19, 2005 TOPOLOGICAL INVARIANCE OF THE SIGN OF THE LYAPUNOV EXPONENTS IN ONE-DIMENSIONAL MAPS HENK BRUIN AND STEFANO LUZZATTO (Communicated by Michael Handel) Abstract. We explore some properties of Lyapunov exponents of measures preserved by smooth maps of the interval, and study the behaviour of the Lyapunov exponents under topological conjugacy. 1. Statement of results In this paper we consider C3 interval maps f : I → I,whereI is a compact interval. We let C denote the set of critical points of f: c ∈C⇔Df(c)=0.We shall always suppose that C is finite and that each critical point is non-flat: for each ∈C ∈ ∞ 1 ≤ |f(x)−f(c)| ≤ c ,thereexist = (c) [2, )andK such that K |x−c| K for all x = c.LetM be the set of ergodic Borel f-invariant probability measures. For every µ ∈M, we define the Lyapunov exponent λ(µ)by λ(µ)= log |Df|dµ. Note that log |Df|dµ < +∞ is automatic since Df is bounded. However we can have log |Df|dµ = −∞ if c ∈Cis a fixed point and µ is the Dirac-δ measure on c. It follows from [15, 1] that this is essentially the only way in which log |Df| can be non-integrable: if µ(C)=0,then log |Df|dµ > −∞. The sign, more than the actual value, of the Lyapunov exponent can have signif- icant implications for the dynamics. A positive Lyapunov exponent, for example, indicates sensitivity to initial conditions and thus “chaotic” dynamics of some kind. -
Uniformly Hyperbolic Control Theory Christoph Kawan
HYPERBOLIC CONTROL THEORY 1 Uniformly hyperbolic control theory Christoph Kawan Abstract—This paper gives a summary of a body of work at the of control-affine systems with a compact and convex control intersection of control theory and smooth nonlinear dynamics. range. The main idea is to transfer the concept of uniform hyperbolicity, These results are grounded on the topological theory of central to the theory of smooth dynamical systems, to control- affine systems. Combining the strength of geometric control Colonius-Kliemann [7] which provides an approach to under- theory and the hyperbolic theory of dynamical systems, it is standing the global controllability structure of control systems. possible to deduce control-theoretic results of non-local nature Two central notions of this theory are control and chain that reveal remarkable analogies to the classical hyperbolic the- control sets. Control sets are the maximal regions of complete ory of dynamical systems. This includes results on controllability, approximate controllability in the state space. The definition of robustness, and practical stabilizability in a networked control framework. chain control sets involves the concept of "-chains (also called "-pseudo-orbits) from the theory of dynamical systems. The Index Terms—Control-affine system; uniform hyperbolicity; main motivation for this concept comes from the facts that (i) chain control set; controllability; robustness; networked control; invariance entropy chain control sets are outer approximations of control sets and (ii) chain control sets in general are easier to determine than control sets (both analytically and numerically). I. INTRODUCTION As examples show, chain control sets can support uniformly hyperbolic and, more generally, partially hyperbolic structures. -
Writing the History of Dynamical Systems and Chaos
Historia Mathematica 29 (2002), 273–339 doi:10.1006/hmat.2002.2351 Writing the History of Dynamical Systems and Chaos: View metadata, citation and similar papersLongue at core.ac.uk Dur´ee and Revolution, Disciplines and Cultures1 brought to you by CORE provided by Elsevier - Publisher Connector David Aubin Max-Planck Institut fur¨ Wissenschaftsgeschichte, Berlin, Germany E-mail: [email protected] and Amy Dahan Dalmedico Centre national de la recherche scientifique and Centre Alexandre-Koyre,´ Paris, France E-mail: [email protected] Between the late 1960s and the beginning of the 1980s, the wide recognition that simple dynamical laws could give rise to complex behaviors was sometimes hailed as a true scientific revolution impacting several disciplines, for which a striking label was coined—“chaos.” Mathematicians quickly pointed out that the purported revolution was relying on the abstract theory of dynamical systems founded in the late 19th century by Henri Poincar´e who had already reached a similar conclusion. In this paper, we flesh out the historiographical tensions arising from these confrontations: longue-duree´ history and revolution; abstract mathematics and the use of mathematical techniques in various other domains. After reviewing the historiography of dynamical systems theory from Poincar´e to the 1960s, we highlight the pioneering work of a few individuals (Steve Smale, Edward Lorenz, David Ruelle). We then go on to discuss the nature of the chaos phenomenon, which, we argue, was a conceptual reconfiguration as -
Transformations)
TRANSFORMACJE (TRANSFORMATIONS) Transformacje (Transformations) is an interdisciplinary refereed, reviewed journal, published since 1992. The journal is devoted to i.a.: civilizational and cultural transformations, information (knowledge) societies, global problematique, sustainable development, political philosophy and values, future studies. The journal's quasi-paradigm is TRANSFORMATION - as a present stage and form of development of technology, society, culture, civilization, values, mindsets etc. Impacts and potentialities of change and transition need new methodological tools, new visions and innovation for theoretical and practical capacity-building. The journal aims to promote inter-, multi- and transdisci- plinary approach, future orientation and strategic and global thinking. Transformacje (Transformations) are internationally available – since 2012 we have a licence agrement with the global database: EBSCO Publishing (Ipswich, MA, USA) We are listed by INDEX COPERNICUS since 2013 I TRANSFORMACJE(TRANSFORMATIONS) 3-4 (78-79) 2013 ISSN 1230-0292 Reviewed journal Published twice a year (double issues) in Polish and English (separate papers) Editorial Staff: Prof. Lech W. ZACHER, Center of Impact Assessment Studies and Forecasting, Kozminski University, Warsaw, Poland ([email protected]) – Editor-in-Chief Prof. Dora MARINOVA, Sustainability Policy Institute, Curtin University, Perth, Australia ([email protected]) – Deputy Editor-in-Chief Prof. Tadeusz MICZKA, Institute of Cultural and Interdisciplinary Studies, University of Silesia, Katowice, Poland ([email protected]) – Deputy Editor-in-Chief Dr Małgorzata SKÓRZEWSKA-AMBERG, School of Law, Kozminski University, Warsaw, Poland ([email protected]) – Coordinator Dr Alina BETLEJ, Institute of Sociology, John Paul II Catholic University of Lublin, Poland Dr Mirosław GEISE, Institute of Political Sciences, Kazimierz Wielki University, Bydgoszcz, Poland (also statistical editor) Prof. -
Multiple Periodic Solutions and Fractal Attractors of Differential Equations with N-Valued Impulses
mathematics Article Multiple Periodic Solutions and Fractal Attractors of Differential Equations with n-Valued Impulses Jan Andres Department of Mathematical Analysis and Applications of Mathematics, Faculty of Science, Palacký University, 17. listopadu 12, 771 46 Olomouc, Czech Republic; [email protected] Received: 10 September 2020; Accepted: 30 September 2020; Published: 3 October 2020 Abstract: Ordinary differential equations with n-valued impulses are examined via the associated Poincaré translation operators from three perspectives: (i) the lower estimate of the number of periodic solutions on the compact subsets of Euclidean spaces and, in particular, on tori; (ii) weakly locally stable (i.e., non-ejective in the sense of Browder) invariant sets; (iii) fractal attractors determined implicitly by the generating vector fields, jointly with Devaney’s chaos on these attractors of the related shift dynamical systems. For (i), the multiplicity criteria can be effectively expressed in terms of the Nielsen numbers of the impulsive maps. For (ii) and (iii), the invariant sets and attractors can be obtained as the fixed points of topologically conjugated operators to induced impulsive maps in the hyperspaces of the compact subsets of the original basic spaces, endowed with the Hausdorff metric. Five illustrative examples of the main theorems are supplied about multiple periodic solutions (Examples 1–3) and fractal attractors (Examples 4 and 5). Keywords: impulsive differential equations; n-valued maps; Hutchinson-Barnsley operators; multiple periodic solutions; topological fractals; Devaney’s chaos on attractors; Poincaré operators; Nielsen number MSC: 28A20; 34B37; 34C28; Secondary 34C25; 37C25; 58C06 1. Introduction The theory of impulsive differential equations and inclusions has been systematically developed (see e.g., the monographs [1–4], and the references therein), among other things, especially because of many practical applications (see e.g., References [1,4–11]). -
Symbolic Dynamics and Markov Partitions
BULLETIN (New Series) OF THE AMERICAN MATHEMATICAL SOCIETY Volume 35, Number 1, January 1998, Pages 1–56 S 0273-0979(98)00737-X SYMBOLIC DYNAMICS AND MARKOV PARTITIONS ROY L. ADLER Abstract. The decimal expansion of real numbers, familiar to us all, has a dramatic generalization to representation of dynamical system orbits by sym- bolic sequences. The natural way to associate a symbolic sequence with an orbit is to track its history through a partition. But in order to get a useful symbolism, one needs to construct a partition with special properties. In this work we develop a general theory of representing dynamical systems by sym- bolic systems by means of so-called Markov partitions. We apply the results to one of the more tractable examples: namely, hyperbolic automorphisms of the two dimensional torus. While there are some results in higher dimensions, this area remains a fertile one for research. 1. Introduction We address the question: how and to what extent can a dynamical system be represented by a symbolic one? The first use of infinite sequences of symbols to describe orbits is attributed to a nineteenth century work of Hadamard [H]. How- ever the present work is rooted in something very much older and familiar to us all: namely, the representation of real numbers by infinite binary expansions. As the example of Section 3.2 shows, such a representation is related to the behavior of a special partition under the action of a map. Partitions of this sort have been linked to the name Markov because of their connection to discrete time Markov processes. -
Arxiv:1812.04689V1 [Math.DS] 11 Dec 2018 Fasltigipisteeitneo W Oitos Into Foliations, Two Years
FOLIATIONS AND CONJUGACY, II: THE MENDES CONJECTURE FOR TIME-ONE MAPS OF FLOWS JORGE GROISMAN AND ZBIGNIEW NITECKI Abstract. A diffeomorphism f: R2 →R2 in the plane is Anosov if it has a hyperbolic splitting at every point of the plane. The two known topo- logical conjugacy classes of such diffeomorphisms are linear hyperbolic automorphisms and translations (the existence of Anosov structures for plane translations was originally shown by W. White). P. Mendes con- jectured that these are the only topological conjugacy classes for Anosov diffeomorphisms in the plane. We prove that this claim holds when the Anosov diffeomorphism is the time-one map of a flow, via a theorem about foliations invariant under a time one map. 1. Introduction A diffeomorphism f: M →M of a compact manifold M is called Anosov if it has a global hyperbolic splitting of the tangent bundle. Such diffeomor- phisms have been studied extensively in the past fifty years. The existence of a splitting implies the existence of two foliations, into stable (resp. unsta- ble) manifolds, preserved by the diffeomorphism, such that the map shrinks distances along the stable leaves, while its inverse does so for the unstable ones. Anosov diffeomorphisms of compact manifolds have strong recurrence properties. The existence of an Anosov structure when M is compact is independent of the Riemann metric used to define it, and the foliations are invariants of topological conjugacy. By contrast, an Anosov structure on a non-compact manifold is highly dependent on the Riemann metric, and the recurrence arXiv:1812.04689v1 [math.DS] 11 Dec 2018 properties observed in the compact case do not hold in general. -
Quasiconformal Homeomorphisms in Dynamics, Topology, and Geometry
Proceedings of the International Congress of Mathematicians Berkeley, California, USA, 1986 Quasiconformal Homeomorphisms in Dynamics, Topology, and Geometry DENNIS SULLIVAN Dedicated to R. H. Bing This paper has four parts. Each part involves quasiconformal homeomor phisms. These can be defined between arbitrary metric spaces: <p: X —* Y is Ä'-quasiconformal (or K qc) if zjf \ _ r SUP 1^0*0 ~ Piv) wnere \x - y\ = r and x is fixed r_>o inf \<p(x) — <p(y)\ where \x — y\ = r and x is fixed is at most K where | | means distance. Between open sets in Euclidean space, H(x) < K implies <p has many interesting analytic properties. (See Gehring's lecture at this congress.) In the first part we discuss Feigenbaum's numerical discoveries in one-dimen sional iteration problems. Quasiconformal conjugacies can be used to define a useful coordinate independent distance between real analytic dynamical systems which is decreased by Feigenbaum's renormalization operator. In the second part we discuss de Rham, Atiyah-Singer, and Yang-Mills the ory in its foundational aspect on quasiconformal manifolds. The discussion (which is joint work with Simon Donaldson) connects with Donaldson's work and Freedman's work to complete a nice picture in the structure of manifolds— each topological manifold has an essentially unique quasiconformal structure in all dimensions—except four (Sullivan [21]). In dimension 4 both parts of the statement are false (Donaldson and Sullivan [3]). In the third part we discuss the C-analytic classification of expanding analytic transformations near fractal invariant sets. The infinite dimensional Teichmüller ^spare-ofnsuch=systemrìs^embedded=in^ for the transformation on the fractal. -
Entropy: a Guide for the Perplexed 117 a Quasistatic Irreversible Path, and Then Go Back from B to a Along a Quasistatic Reversible Path
5 ENTROPY A GUIDE FOR THE PERPLEXED Roman Frigg and Charlotte Werndl1 1 Introduction Entropy is ubiquitous in physics, and it plays important roles in numerous other disciplines ranging from logic and statistics to biology and economics. However, a closer look reveals a complicated picture: entropy is defined differently in different contexts, and even within the same domain different notions of entropy are at work. Some of these are defined in terms of probabilities, others are not. The aim of this essay is to arrive at an understanding of some of the most important notions of entropy and to clarify the relations between them. In particular, we discuss the question what kind of probabilities are involved whenever entropy is defined in terms of probabilities: are the probabilities chances (i.e. physical probabilities) or credences (i.e. degrees of belief)? After setting the stage by introducing the thermodynamic entropy (Sec. 2), we discuss notions of entropy in information theory (Sec. 3), statistical mechanics (Sec. 4), dynamical-systems theory (Sec. 5), and fractal geometry (Sec. 6). Omis- sions are inevitable; in particular, space constraints prevent us from discussing entropy in quantum mechanics and cosmology.2 2 Entropy in thermodynamics Entropy made its first appearance in the middle of the nineteenth century in the context of thermodynamics (TD). TD describes processes like the exchange of heat between two bodies or the spreading of gases in terms of macroscopic variables like temperature, pressure, and volume. The centerpiece of TD is the Second Law of TD, which, roughly speaking, restricts the class of physically allowable processes in isolated systems to those that are not entropy-decreasing.