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Transactions of the American Society 129:333±350, 2000 ᭧ Copyright by the American Fisheries Society 2000

A Review of the Hatchery Programs for Pink in Prince William Sound and Kodiak Island,

RAY HILBORN* University of , School of Fisheries, Box 357980, Seattle, Washington 98195-7980, USA

DOUG EGGERS Division of Commercial Fisheries, Alaska Department of Fish and Game, Post Of®ce Box 25526, Juneau, Alaska 99801-5526, USA

Abstract.ÐFive hatcheries in Prince William Sound, Alaska, release more than 500 million juvenile pink salmon gorbuscha each year, constituting one of the largest salmon hatchery programs in the world. Before the program was initiated in 1974, pink salmon catches were very low, averaging 3 million ®sh per year between 1951 and 1979. Since 1980 the catch has averaged more than 20 million ®sh per year. However, catches in three other areas in Alaska with substantial ®sheries for pink salmon (southeast Alaska, Kodiak Island, and the southern Alaska Peninsula) also increased equivalently during the same period, and the hatchery production did not become the dominant factor in Prince William Sound until the mid-1980s, long after the wild population had expanded. A hatchery program in the Kodiak area provides useful contrast to the Prince William Sound program because it is smaller and more isolated from the major wild-stock- producing areas of Kodiak Island. The evidence suggests that the hatchery program in Prince William Sound replaced rather than augmented wild production. Two likely causes of the replace- ment were a decline in wild escapement associated with harvesting hatchery stocks and biological impacts of the hatchery ®sh on wild ®sh. Published papers disagree on the impact of the 1989 Exxon Valdez oil spill, but none of the estimates would account for more than a 2% reduction in wild-stock abundance, and the decline in wild stocks began well before the oil spill. No evidence in the Kodiak area program suggests any impact on wild stocks. This analysis suggests that agencies considering the use of hatcheries for augmenting salmonids or other marine should be aware of the high probability that wild stocks may be adversely affected unless the harvesting of the hatchery ®sh is isolated from the wild stocks and the hatchery and wild ®sh do not share habitat during their early ocean life.

In response to low salmon abundance in the three PWSAC hatcheries, but we will use data from 1960s and 1970s the state of Alaska began several the entire hatchery programÐthat is, both PWSAC hatchery programs, including the creation of the and VFDA. Some of the spirit and hope of the Fisheries Rehabilitation, Enhancement and De- early days of salmonid in Alaska are velopment division within the Alaska Department captured in Wilson and Buck (1978): ``the future of Fish and Game (ADF&G). The state legislature potential for signi®cantly increased salmon har- also passed the Hatchery Act (1974) and the Fish- vests throughout the state is enormous. Alaska's eries Enhancement Loan Program, which provided approach to salmon aquaculture and ®sheries en- for low-interest loans to regional aquaculture or- hancement bears watching in the next decade as ganizations (Hull 1993). Under this legislative this multifaceted program attempts to yield larger framework the Prince William Sound (PWS) harvests and bring new stability to a historically Aquaculture Corp. (PWSAC) was formed in De- cyclical resource.'' cember 1974 by a group of commercial ®shermen The PWSAC is a private nonpro®t corporation based in Cordova, Alaska. It currently operates funded both by a 2% tax on landings of ®shermen three pink salmon hatcheries in PWS, and the Val- in PWS and by sales of ®sh captured in cost re- dez Fisheries Development Association (VFDA) covery ®sheries. It now operates the largest hatch- operates a single hatchery (Solomon Gulch) in ery program in , releasing more Valdez Arm (Figure 1A). Approximately 70% of than 500 million fry of pink salmon Oncorhynchus the hatchery production in PWS comes from the gorbuscha each year and some juveniles of sock- eye salmon O. nerka, O. keta, O. kisutch, and O. tshaw- * Corresponding author: [email protected] ytscha. Olsen (1994) and Pinkerton (1994) de- Received February 4, 1999; accepted June 9, 1999 scribe the biological and social history of PWSAC.

333 334 HILBORN AND EGGERS

FIGURE 1.ÐMaps of (A) Prince William Sound (PWS) and (B) the Kodiak area, Alaska, showing locations of the hatcheries and, in PWS (A), the ®shing districts (district numbers in parentheses). PINK SALMON HATCHERY PROGRAMS 335

The hatchery run of pink salmon to the Kodiak They suggested that intense harvest of hatchery Island area is entirely supported by the Kitoi Bay ®sh in PWS had been responsible for the decline Hatchery on Afognak Island (Figure 1B). The of PWS wild stocks, replacing wild production ADF&G rebuilt the facility, originally constructed with hatchery production. Tarbox and Bendock in 1956, after its destruction in the 1964 earth- (1996) inferred that the hatchery program in PWS quake. The facility was initially operated as a re- was a major contributor to declines in wild stocks. search facility, but emphasis switched to pink Smoker and Linley (1997) challenged the conclu- salmon production in 1976; it also produces sock- sions of Eggers et al. (1991) and of Tarbox and eye salmon, chum salmon, and coho salmon. The Bendock (1996) and considered alternatives to re- ADF&G operated the facility before 1987 and Ko- placement of wild stocks by hatchery ®sh. diak Regional Aquaculture Association (KRAA) The purpose of this paper is to review the bi- assumed full operation of the hatchery in 1992. ological success of the PWS and Kodiak pink The KRAA is funded by a 2% tax on landings by salmon hatchery programs. We now have consid- ®shermen in the Kodiak area as well as by earnings erably more years of data than were available to on a fund created from the proceeds of a one-time Eggers et al. (1991), and we have examined some terminal area cost recovery ®shery that occurred additional areas of wild Alaskan pink salmon pro- in 1989. This cost recovery ®shery occurred be- duction. Further we also examined evidence for cause the Exxon Valdez oil spill in 1989 prevented biological interaction between wild and hatchery harvest of returning salmon in the traditional ®sh- ®sh in PWS and the Kodiak area and changes due ing areas. to ®shing. Finally we consider how our ®ndings Concern about the biological success and eco- from the PWS and Kodiak areas can be applied to nomic viability of hatchery programs is increasing other hatchery programs for salmonids and marine (Hilborn 1992; Meffe 1992; Hilborn and Winton species. 1993), and the PWS and Kodiak pink salmon pro- grams appear to be excellent subjects for evaluating Methods the biological success of large hatchery programs This analysis is strictly retrospective and is for four reasons. First, both programs are large and based on published data taken primarily from spatially quite discrete. Second, there are four ADF&G reports on wild-stock catches and es- regions of Alaska with signi®cant wild pink salmon capements as well as hatchery runs in southeast production, but only in PWS and the Kodiak area Alaska, Prince William Sound, Kodiak Island, and are there large-scale hatcheries. The other two areas south Alaska Peninsula management areas. provide the opportunity for natural controls that de- For PWS, total catch numbers and delivery pict changes in wild stocks that occurred while the weights of pink salmon for the years 1965±1997 hatchery program came on line. The ADF&G has were taken from Morstad et al. (1998). The wild maintained a regular program of escapement mon- pink salmon peak aerial survey escapement index itoring throughout the PWS and Kodiak areas so counts were not re¯ective of true escapement (Bue that changes in escapement can be documented. et al. 1998b). The escapements in Morstad et al. Third, unlike the chinook salmon and coho salmon (1998) were estimated by dividing cumulative hatchery programs in and the lower 48 Unit- spawner-days, based on stream counts from aerial ed States, which have been ongoing for more than surveys, by the estimated stream residence time of 100 years, the PWS and Kodiak pink salmon pro- 17.5 d (Helle et al. 1964). Multiyear studies of grams began in recent years, and there are reliable streams in the PWS aerial survey index program data on wild stocks before the program began. Fi- (Bue et al. 1998b) indicate that stream life is sim- nally, signi®cant physical differences exist between ilar in streams within districts and between years. the programs in PWS and the Kodiak area: the lo- These estimates differed from the stream life used cation of the Kodiak area hatchery is well isolated in the historical escapement calculations. Stream from the major wild spawning areas whereas the life estimated for Irish and Hawkins creeks (17.8 PWS hatcheries are not. d) was used to adjust the index counts for the Previous papers have explored the implications Eastern and Southeastern ®shing districts (Figure of these hatchery programs. Eggers et al. (1991) 1A), and stream life estimates for the remaining compared the pink salmon production in PWS with streams were averaged (11.1 d) and applied to the that in the Kodiak area and with other wild Alaskan remaining districts. pink salmon stocks and noted that PWS production Runs of pink salmon to PWS hatcheries provide had increased at the same time as the other stocks. catches in common-property commercial ®sheries, 336 HILBORN AND EGGERS cost recovery catches in hatchery terminal harvest areas, and broodstock. Numbers for catch of pri- vate nonpro®t hatchery ®sh in mixed-stock com- mercial and cost recovery ®sheries, as well as broodstock and unused ®sh, were taken from an- nual hatchery reports provided to ADF&G. Before 1987 the wild and hatchery ®sh contributions to the mixed-stock commercial ®shery were esti- mated from the relative magnitude of returns to hatchery terminal areas and wild-stock escapement levels. Estimates of hatchery catches from 1987 to 1997 were based on a coded-wire-tagging pro- gram (Geiger and Sharr 1990; Peltz and Geiger 1990), and catches of wild stocks were approxi- mated as the total common-property commercial harvest less the estimated hatchery contribution. For the Kodiak area, total catch numbers of pink salmon for 1965±1996 were taken from Brennan et al. (1998), and those for 1997 were from ADF&G catch records (K. Brennan, ADF&G, per- sonal communication). Catches of hatchery ®sh were assumed to be the entire commercial catch and cost recovery in the Izhut Bay, Duck Bay, and FIGURE 2.ÐThe annual catch (in millions) of pink Kitoi Bay subdistricts. No signi®cant populations salmon in Prince William Sound (PWS; top panel) and of wild pink salmon exist near Kitoi Bay, and the the Kodiak Island area (bottom panel). hatchery there is not near traditional ®shing areas for wild pink salmon. Catches of wild pink salmon son and B. Barrett, ADF&G, unpublished manu- do not occur in the hatchery terminal harvests, and script). catches of hatchery ®sh are negligible in ®shing For southeast Alaska, catches of pink salmon areas outside the terminal harvest area. Estimates were obtained from ADF&G (1997). Estimates of of the commercial catch, cost recovery, and brood- wild-stock escapement were determined from peak stock for the Kitoi Bay Hatchery, 1972±1997, were counts of live ®sh derived from aerial surveys. The compiled from ADF&G catch records and from index counts were expanded for streams not sur- hatchery annual reports ®led with ADF&G (Steve veyed in a particular year based on historical es- Honnold, Alaska Department of Fish and Game, timates of escapement distribution among streams. personal communication). Wild-stock catch was The index counts were standardized to account for estimated as total catch less hatchery catch. differences in counting bias among individual ob- Wild-stock escapement estimates were deter- servers (K. A. Hofmeister, ADF&G, unpublished, mined from cumulated weir counts and expanded 1998). Standardized peak index counts were ex- peak counts of live ®sh derived from aerial or foot panded by 2.5 to account for stream life (Dangel surveys (Brennan et al. 1998). Peak counts were and Jones 1988). expanded by a factor of 1.84 based on estimated stream life (Barrett et al. 1990). Escapements for Results streams not surveyed were interpolated from sur- History of Pink Salmon Returns veyed streams in the respective year, based on the The long-term history of pink salmon catches historical average odd- and even-year escapement in PWS reveals four distinct periods. From 1896 distribution among streams. to 1913, annual catch was less 1 million; 1916± For the southern Alaska Peninsula area, total 1950 catches averaged 5.8 million ®sh per year; catch numbers of pink salmon were obtained from 1951±1979 catches dropped considerably to 3.3 Campbell et al. (1998). Wild-stock escapement es- million per year; and since 1980 catch has aver- timates were determined from peak counts of live aged 20.6 million ®sh per year (Figure 2). The ®sh derived from aerial or foot surveys (Campbell dramatic rise since 1980 can be taken as evidence et al. 1998). Peak counts were expanded by a factor for success of the hatchery program. However, the of 1.4 based on estimated stream life (B. A. John- three periods in PWS production since 1916 cor- PINK SALMON HATCHERY PROGRAMS 337

FIGURE 3.ÐHistorical production of wild pink salmon FIGURE 4.ÐHistorical production of wild pink salmon in Prince William Sound, illustrated by (top) total return in the Kodiak Island area, illustrated by (top) total return (vertical bars) and escapement (dark shaded area) of wild (vertical bars) and escapement (light shaded area) of pink salmon (millions of ®sh) and (bottom) the index wild pink salmon (millions of ®sh) and (bottom) the of wild recruits per spawner. index of wild recruits per spawner. respond to general patterns in abundance of pink hundred million fry per year (Figure 5). The re- salmon and throughout Alaska, turns from hatchery production kept pace with the and these major changes are generally ascribed to releases such that when pink salmon fry produc- changes in ocean conditions. These three periods tion increased to about 500 million in 1987, the are now commonly called ``regimes'' and ¯uctu- subsequent adult returns were 15±35 million. ation between regimes is the ``interdecadal oscil- Ocean survival apparently increased early in the lation'' (Francis and Hare 1994; Hare and Francis program, but survival was poor in 1990 and 1991. 1995; Mantua et al. 1997). Interpreting the impact In the 1990s, 20±40% of the total return was taken of the hatchery program is closely connected with for cost recovery and broodstock. understanding and interpreting changes in other In the Kodiak area, fry releases rose throughout pink salmon populations in Alaska. Catch from the the late 1970s and 1980s to about 150 million per Kodiak Island area rose less dramatically after year (Figure 6, top). The 1991 brood year pro- 1977 but, on average, was more than double the duced a high of about 10 million ®sh and the 1987 1970s levels (Figure 2). brood was slightly lower, but only a few million Figure 3 shows a major increase in total run to ®sh were produced annually in other brood years. PWS in the late 1970s followed by an increase in Although the Kodiak hatchery program is roughly escapement; then in the mid-1980s, wild-stock es- one third the size of the PWS program in releases, capement and total runs declined. The index of survival is much lower, and only the 1991 hatch- wild recruits per spawner was elevated during ery brood year (1993 year of capture) produced 1977±1983 then experienced irregular but lower a signi®cant proportion of Kodiak pink salmon values from 1984 to 1993. In the Kodiak area both catch. As in PWS, hatchery ocean survival (Fig- escapement and runs began to gradually increase ure 6, middle) was more than 6% in the 1987 and in the mid-1970s (Figure 4). 1991 brood years but only 1±2% in other years since 1980. In contrast, survival in PWS hatch- History of Hatchery Production eries was at least double the Kodiak average. The hatchery program in PWS began in the mid- Only in brood years 1985±1987 (harvest years 1970s and by the early 1980s produced several 1987±1989) was there any cost recovery harvest 338 HILBORN AND EGGERS

FIGURE 5.ÐHistorical production of pink salmon from hatcheries in Prince William Sound, illustrated by (top) fry releases (vertical bars in tens of millions) and hatchery return of adults (shaded area in millions), (middle) ocean survival rate for hatchery ®sh, and (bottom) proportion of the total run of pink salmon that has gone to cost recovery ®sheries and broodstock.

(Figure 6, bottom), and in 1989 almost all of the what would have happened to PWS pink was taken for cost recovery when the ocean in the absence of a hatchery program. salmon ®sheries were closed because of the Exxon In southeast Alaska and the southern Alaska Valdez oil spill. Peninsula, high production beginning in 1975± Pink Salmon Stock Changes Outside PWS 1976 followed low production in the 1960s and early 1970s (Figure 7). The catch in all four pink There are two other major pink salmon produc- salmon regions has increased considerably since tion areas in Alaska: southeast Alaska (the Alaska panhandle) and the southern Alaska Peninsula. the mid-1970s. We normalized the data by dividing Both of these areas also experienced a major in- them by the average for 1976±1985, obtaining a crease in abundance since the 1977 regime shift. 5-year running average to smooth the data, and Some differences exist in the spawning habitat then plotted all four pink salmon areas together in among areas, PWS having a high proportion of Figure 8. The 5-year running averages of total re- intertidal spawning. Pink salmon in all areas have turns (hatchery and wild) to the four areas, divided similar marine life cycles, spending their ocean life by the 1976±1985 average for each area, show in the Gulf of Alaska and northeast Paci®c Ocean. little clear discrimination among areas; returns in- Eggers et al. (1991) suggested that other popula- creased in all areas with PWS having the lowest tions of wild Alaskan pink salmon should re¯ect relative value in recent years. It is clear that PWS PINK SALMON HATCHERY PROGRAMS 339

FIGURE 6.ÐHistorical production of pink salmon from hatcheries in the Kodiak Island area, illustrated by (top) fry releases (vertical bars in tens of millions) and hatchery return of adults (shaded area in millions), (middle) ocean survival rate for hatchery ®sh, and (bottom) proportion of the total run of pink salmon that has gone to cost recovery ®sheries and broodstock. returns increased the most from the period before Alaska increased 3.5-fold, and Kodiak increased 1975, but this increase had taken place before 1984 about twofold (Table 1). However with the base when large-scale hatchery production began. For period of 1976±1985 (after the improvement in the 5-year running-average escapement, the gen- ocean conditions and before large-scale hatchery eral trend indicated increases in all areas except production affected PWS), PWS, southeast Alas- PWS, which has declined dramatically since the ka, and south Alaska Peninsula all experienced mid-1980s. For the 5-year running average of total very similar increases in returnsÐ1.43, 1.55, and return and wild return for PWS and Kodiak Island, 1.37, respectivelyÐwhile increases in Kodiak re- almost no difference existed between total and turns lagged behind at 1.13. From the pre-regime- wild pink salmon returns in the Kodiak area. In shift base period (1965±1975), PWS and south PWS, the wild return declined dramatically begin- Alaska Peninsula were highest, but this was ac- ning in the mid-1980s while the total return stayed complished by wild stocks in both PWS and south roughly constant, indicating that wild stocks were Alaska Peninsula. being replaced by hatchery stocks. When the average return for 1986±1995 was Discussion compared with the return for 1965±1975 in each The purpose of the aquaculture program in region, south Alaska Peninsula and Prince William Prince William Sound and Kodiak Island was to Sound both increased roughly sixfold, southeast stabilize natural variability in the pink salmon runs 340 HILBORN AND EGGERS

whether the lower survivals in 1990 and 1991 broods portend things to come or are part of natural variation. Further, the estimates of survival rates before 1987 were not derived from coded wire tags (as are later survivals), so these periods may not be comparable. The biological success of the programs is less obvious. If we accept the trends seen in southeast Alaska and southern Alaska Peninsula stocks as indicative of what would have happened in the absence of hatchery programs in PWS and Kodiak, then there appears to be little if any net production. As discussed earlier, pink salmon production in the other areas increased at the same time, and whereas pink salmon increased in PWS more than in two of the three control areas, the greater in- crease took place before the onset of large hatchery production. This interpretation is supported by the increase in wild production in PWS that began in the early 1980s, only to have the wild production replaced FIGURE 7.ÐHistorical production of pink salmon in by the hatchery production in the late 1980s and (top) southeast Alaska (S.E.) and (bottom) the southern 1990s. This pattern of replacement in PWS can be Alaska Peninsula (S. Peninsula), illustrated by total interpreted as a classic example of the following catch (vertical bars) and escapement (shaded areas); all concern stated by Brannon and Mathews (1988). numbers are in millions. ``In the ®rst place, rather than supplementing nat- ural populations, hatchery production tended to to the area and to provide for a sustainable and replace natural production, with the result that nat- economically viable ®shery. The success of any urally spawned ®sh no longer contributed effec- enhancement program depends on meeting a series tively to the ®shery. The net gain from hatchery of biological criteria including (1) the successful propagation in this regard may have been very production of ®sh that survive to be captured, (2) little.'' There is no evidence of replacement in the adequate survival, sustained for a long period, (3) Kodiak area. hatchery production that can be harvested without There are two independent items supporting the affecting the production of the wild ®sh, and (4) replacement theory for PWS. (1) The stocks in production of enhanced ®sh that does not signif- other areas without hatcheries increased at the icantly reduce the survival and production of wild same time, and (2) the wild stocks ®rst increased ®sh (so that there are true net bene®ts of the en- in PWS, then as hatchery production increased, hancement). wild production declined. The data presented earlier show clearly that cri- These observations do not constitute ``proof''; terion 1 has been met: the PWS and Kodiak pink the other areas are not randomized controls, but salmon programs produce ®sh that survive and rather ``natural'' controls with all of the possibil- contribute to the ®shery. The survival rates ities of another covariate being responsible. Fur- achieved (particularly in PWS) are the envy of thermore, the apparent replacement of wild ®sh by hatchery managers for chinook salmon and coho hatchery ®sh in the 1980s is based on an effective salmon up and down the , where a 5% sur- sample size of 1Ðthat is, we only have one time vival rate is considered an incredible success, even series of data from hatchery and wild production for ®sh reared for a year in the hatchery, fed ex- in PWS. tensively, and therefore released at a very large size. It is more dif®cult to determine the long-term Alternative Explanations for the Decline in PWS success of the ®sh culture; the middle panels of Wild Salmon Figures 5 and 6 provide some indication that sur- Why did the wild stocks decline after the 1985 vival rates may be declining. However, ®sh sur- brood year? There are four possible hypotheses, vival rates ¯uctuate and it is impossible to know including harvesting, competition with wild ®sh, PINK SALMON HATCHERY PROGRAMS 341

FIGURE 8.ÐFive-year running averages of run, escapement, and total run for the four pink salmon production areas in Alaska, scaled by the 1976±1985 average values for each area. (Top) Running average of total run (hatchery plus wild); (middle) running-average escapement; and (bottom) running averages of wild pink salmon run and total run including hatchery plus escapements (Prince William Sound and Kodiak areas only) divided by the average total run including hatchery for each area. natural changes, and straying or genetic impacts 1977±1985, characterized by large returns after the of hatchery ®sh. We will deal with each of these rebuilding from the low runs of the 1960s and early in turn. 1970s, and (2) brood years 1986±1995, the recent Impacts due to changes in escapement.ÐTo ex- period of low returns of wild ®sh. amine the decline of the wild stocks in PWS we The average wild return to PWS in the later divided the data into two periods: (1) brood years period was 32% of the return in the ®rst period, 342 HILBORN AND EGGERS

TABLE 1.ÐRatios of average run for 1986±1997 to av- erages for 1965±1975 and for 1976±1985, in four Alaskan pink salmon regions.

Region Prince South Base Kodiak William Southeast Alaska period Island Sound Alaska Peninsula 1965±1975 1.90 5.74 3.54 5.93 1976±1985 1.13 1.43 1.55 1.37

whereas the escapement was 56% and the recruit FIGURE 9.ÐRelationship between wild-stock escape- per spawner was 57% of that during 1977±1985 ment and total wild-stock return (both in millions of ®sh) (Table 2). Thus, we can conclude that part of the in Prince William Sound for brood years 1960±1985 decline in wild stocks was due almost equally to (gray dots; 1984 data excluded) and 1986±1995 (black dots). a reduction in average escapement and a reduction in recruits per spawner. The escapement goal for PWS during both periods (brood years 1977±1995) vest rate on wild salmon was held to nearly the was 1.8 million pink salmon; thus the average es- recent average.'' The 1992 run is the lowest black capements in the 1977±1985 period were above dot in Figure 9 and may constitute a single instance the goal while the escapements from brood years of PWS-wide overharvest of wild stocks, but it is 1986±1995 were slightly below the goal. Figure 9 clearly not an indication of a systematic pattern of shows the pattern, typical of net ®sheries man- changed harvest policies in recent years. agement, in which the actual wild-stock escape- However, when we look at the spatial pattern of ment during 1960±1985 and 1986±1995 in PWS escapements we see more evidence that the pres- increased with larger runs rather than the ``ideal'' ence of hatchery ®sh led to a changed harvest pat- of escapement holding constant regardless of run tern. The ®shing districts in the north and west of size. A strike by commercial ®shing boat operators PWS were heavily affected by the ®shery for the occurred in 1984, resulting in an escapement of hatchery stocks, whereas districts in eastern PWS 5.2 million ®sh, thus the data point for that year were much less affected by these ®sheries (Figure was not plotted. Two important conclusions can 10). The districts where the hatchery stocks passed be drawn from Figure 9. First, the lower escape- have shown much stronger declines in escapement ments in the later period appear to be due to the than the lightly affected districts. lower runs. Second, we see no difference in the The passage from Geiger (1994) above suggests escapement±return relationship between the two that the economic pressure to exploit hatchery time periods. The analysis, at the PWS-wide scale, stocks in common-property ®sheries was a major does not support a conclusion that the ®shery was contributor to the reduced escapements in some managed differently after large hatchery returns parts of PWS, but overall we conclude that the began. reduced escapements after 1988 would have oc- It has been suggested that the presence of large curred regardless of the presence of large hatchery hatchery runs led to higher exploitation and lower returns. escapements. For instance, Geiger (1994) states Impacts due to biological competition.ÐThe lower ``the entire 1992 wild run was needed for spawning escapement only explains part of the decline in escapement. Yet, for a variety of reasons related wild stocks. There was also a reduction in the re- to the need to harvest the hatchery return, the har- cruits per spawner in PWS to 57% of what it had

TABLE 2.ÐData for Prince William Sound wild stocks, fry release, and common-property (CP) harvest rates for a period of high wild-stock runs (brood years 1977±1985) and low wild-stock runs (brood years 1986±1995).

Average Average Average Average total wild brood year recruits fry Brood return escapement per release CP years (millions) (millions) spawner (millions) harvest rate 1977±1985 16.3 2.7 6.0 76 0.82 1986±1995 5.2 1.5 3.5 502 0.74 PINK SALMON HATCHERY PROGRAMS 343

FIGURE 10.ÐTrends in escapement in different ®shing districts within Prince William Sound (PWS). The 5-year moving average (MA) divided by the 1962±1997 average is plotted, which illustrates by contrast (a) four districts in the northwest and southwest of PWS that are strongly affected by hatchery production and (b) three ®shing districts in the south and east that are less affected by the hatcheries.

been in the earlier period. The escapement num- bers are more likely reliable as an index rather TABLE 3.ÐTotal return divided by escapement index for than as an unbiased count; therefore it is the the four major regions producing pink salmon in Alaska. change in the ratio of total return to escapement Region (Table 3), rather than the absolute level, that is of South Prince more interest. Brood Kodiak Southeast Alaska William In Kodiak Island, southeast Alaska, and the years Island Alaska Peninsula Sound southern Alaska Peninsula, the return per spawner 1977±1985 2.32 1.98 2.37 6.03 increased after 1985 while it decreased in PWS. 1986±1995 2.39 2.46 3.03 3.47 A major difference between these regions is the 344 HILBORN AND EGGERS level of hatchery release in PWS and the close proximity of PWS hatcheries to the wild-stock pro- duction areas. In the Kodiak area, hatchery and wild stocks are physically separated, thus mini- mizing interaction and competition. Only PWS saw reduced recruits per spawner and only PWS had a large hatchery program during the more re- cent period. Marine competition and freshwater genetic im- pacts by the hatchery stocks have both been hy- pothesized as mechanisms for hatchery impacts on survival of wild stocks. Sharp et al. (1994) doc- umented high straying rates of coded-wire-tagged hatchery ®sh into wild streams in PWS, which suggests that this straying may lead to a decline in wild-stock productivity due to hybridization with hatchery strains. Using thermal marking of hatchery ®sh, T. Joyce and D. G. Evans (ADF&G, unpublished) con®rmed very high rates of straying into streams near the hatcheries. Thus, if the hatch- ery stocks have poorer ®tness when spawning in FIGURE 11.Ð(Top) Natural logarithm of recruits per the wild, the intense straying by these ®sh is a spawner (R/S) for wild pink salmon in Prince William plausible explanation for the decline in wild re- Sound plotted against escapement in the same brood year cruits per spawner. (for brood years 1977±1995). (Bottom) Wild recruits In examining the impact of changes in both es- per spawner plotted against the hatchery release in the capement and hatchery releases, we graphed the year the wild ®sh migrated to sea. relationship between escapement and the natural logarithm of recruits per spawner in PWS (Figure spawners, c is a parameter indicating the magni- 11, top). This is the traditional graph for ®tting the tude of the decrease in recruits due to smolt re- Ricker curve to salmon data. The best-®t linear leases, and y is the calendar year. trend showed a decline in loge recruits per spawner Table 4 shows the results for ®ve recruitment as escapement increased, but the data were noisy. models. Our ®rst model assumes that recruitment We also graphed the relationship between wild is constant with no effect of escapement or smolts. recruits per spawner and the number of hatchery Next we ®t the model above assuming no density releases in the year the wild ®sh went to sea and dependence or hatchery effect; that is, b was set presumably competed with the hatchery releases equal to a very large number and c was assumed (Figure 11, bottom). Again we saw a downward to be 0. This second model assumes recruitment trend, but the data were noisy with two outliers is proportional to escapement. The improvement representing occurrences of high recruits per in ®t is highly signi®cant (P ϭ 0.0087), indicating spawner in years of large hatchery releases. It hap- that more spawners do produce more recruits (Fig- pens that both of these outliers correspond to years ure 12, upper left). Values for P were calculated of low escapement. using a likelihood ratio test (Hilborn and Mangel We ®t a Ricker model treating smolt releases as 1997). Next we ®t the normal Ricker model, which an auxiliary variable (Hilborn and Walters 1992: assumed c ϭ 0 (Table 4, third model; Figure 12, equation 7.7.4), which we write as follows: upper right). The improvement in ®t was indicated by P ϭ 0.16 when compared with the proportional Sy recruitment model. Then we ®t a model with pro- R ϭ S exp ␣ 1 ϪϪc(H Ϫ HÅ ), yϩ2 yyΆ·[]b ϩ1 portional recruitment and a hatchery effect; b was set equal to 1012 so there was no density depen- where R is the recruitment, S is the spawning stock, dence, and P ϭ 0.06 (again compared with the H is the number of smolts released from the hatch- proportional recruitment model; Table 4, fourth ery system, HÅ is the average smolt release, exp(␣) model; Figure 12, lower left). Finally we ®t the is the recruits per spawner in the absence of density full model with both density dependence and smolt dependence, b is the value wherein recruits equals effect. When compared with the proportional re- PINK SALMON HATCHERY PROGRAMS 345

TABLE 4.ÐNegative log likelihood and P-values for ®ve models predicting pink salmon recruitment for the 1977± 1995 brood years.

Negative log Model Model df likelihood compared to P Constant recruitment 18 27.18 Recruitment proportional 18 22.28 Constant 0.0018 to escapement recruitment Regular Ricker model 17 21.69 Proportional 0.28 recruitment Smolt impact only, no 17 20.31 Proportional 0.047 density dependence recruitment Both density dependence 16 17.18 Proportional 0.006 and smolt impact recruitment cruitment, P ϭ 0.006 for this model (Figure 12, would have happened if no smolts had been re- lower right). These statistics show that the best leased. Table 5 shows the wild escapement, wild explanation for what happened to PWS wild pink recruits, and predicted recruits from the model just salmon is a combination of changes in escapement presented; ``log residual'' is the logarithm of ob- and increasing hatchery releases. The P-level for served recruitment divided by the predicted re- the model with both effects is impressive, however cruitment and is an estimate of the environmen- hatchery releases were highly correlated with year, tally induced deviation in that year. Brood years and the result could be due to any factor that 1990 and 1991 had very negative residuals where- changed with time in a similar fashion. Implica- as brood years 1989 and 1992 had very positive tions of these model ®ts are summarized in Figure residuals. Scenario 1 (Table 5, column 6) shows 13: in the presence of larger smolt releases, ex- what the run would have been using this model if pected recruitments are lower. The optimum es- the escapement had been 2.1 million each year and capement to maximize harvest of wild stock in the no smolts were released. Scenario 1 is unrealistic absence of smolt releases is 2.1 million. in that we have seen that managers do not control We can now use this model to predict what escapement to a ®xed target. Scenario 2 (Table 5,

FIGURE 12.ÐObserved recruitment (circles) and predicted recruitment (squares) for four models (see Discussion, Table 4) of wild pink salmon recruitment in Prince William Sound from brood years 1977±1995. 346 HILBORN AND EGGERS

would have been if the simulated escapements had been used and no smolts were released (Table 5, last column). We believe this scenario is most re- alistic for the actual escapement. With the averages for brood years 1986±1995, we would have expected 20.57, 17.52, and 19.05 million pink salmon returning under the three sce- narios we just discussed. These expectations com- pare with an actual total return of 24.5 million during those years. Using our Scenario 3 we would thus estimate that the net increase due to hatchery FIGURE 13.ÐAverage expected wild-stock recruit- ment plotted against wild-stock escapement with re- production during this period was 5.5 million ®sh leases of 0 (upper line), 250 million (middle line), and per year. 500 million hatchery smolts (lower line). However, the other pink-salmon-producing ar- eas all showed increased recruits per spawner in column 7) shows what the run would have been the later period, indicating better ocean conditions using the actual escapements in the model and if than during the earlier period. The average ratio no smolts were released. Scenario 2 is unrealistic of recruits per spawner in the later period to re- also, because the anticipated higher wild returns cruits per spawner in the former period for the without smolts would have led to higher realized other three areas is 1.18, indicating those areas saw escapements. The ``predicted escapement'' (Table an 18% average increase in recruits per spawner 5, column 8) is what the escapement would have during brood years 1986±1995. The bottom row been if the solid line in Figure 9 had been used to of Table 5 shows the predicted total returns allow- predict the escapement based on the predicted total ing for an 18% increase in the later period. Thus wild run under Scenario 3Ðwhat the total return our best estimate of the net production due to the

TABLE 5.ÐPredicted total returns in selected scenarios, all if no smolts were released. All numbers are millions.

Predicted run with: Predicted run with 2.1 M Actual Simulated simulated escapement escapement escapement escapement Wild Observed Predicted Log (scenario (scenario using (scenario Brood year escapement recruits recruits residual 1) 2) Figure 9 3) 1975 6.16 1976 4.32 1977 1.65 17.80 16.29 0.09 19.44 18.47 1.63 18.40 1978 1.54 14.48 15.64 Ϫ0.08 16.47 15.31 1.47 15.04 1979 2.68 19.99 16.85 0.17 21.10 21.08 2.70 21.06 1980 2.14 17.51 14.60 0.18 21.35 21.38 2.41 21.49 1981 2.13 12.74 14.57 Ϫ0.13 15.56 15.58 2.93 15.28 1982 2.96 23.54 13.55 0.55 30.91 30.29 2.97 30.26 1983 2.77 21.00 13.71 0.43 27.27 27.10 2.43 27.45 1984 5.17 6.05 7.88 Ϫ0.26 13.66 9.19 5.17 9.19 1985 3.30 13.74 10.13 0.30 24.13 22.82 3.49 22.28 1896 1.21 2.12 9.25 Ϫ1.47 4.08 3.42 1.89 4.01 1987 1.81 4.90 5.40 Ϫ0.10 16.14 15.72 3.04 15.70 1988 1.22 12.70 4.92 0.95 45.94 38.63 1.44 41.64 1989 1.61 9.00 4.36 0.73 36.78 34.66 2.46 37.01 1990 1.65 1.90 4.50 Ϫ0.86 7.51 7.13 4.73 5.56 1991 2.30 2.45 6.04 Ϫ0.90 7.21 7.26 4.33 5.80 1992 0.70 6.88 3.08 0.80 39.72 23.86 1.58 37.20 1993 1.31 3.34 5.31 Ϫ0.46 11.21 9.76 1.60 10.55 1994 1.75 5.04 4.48 0.12 20.00 19.32 4.34 16.03 1995 1.44 3.71 3.87 Ϫ0.04 17.07 15.48 2.01 16.97 1986±1995 average 1.50 5.20 5.12 Ϫ0.12 20.57 17.52 2.74 19.05 Average with 18% increase 24.27 20.68 22.48 PINK SALMON HATCHERY PROGRAMS 347

hatchery program (using Scenario 3) is 2 million pink salmon per year. We repeated the same analysis for the Kodiak

area, examining the relationship between loge(R/ S) and escapement and the relationship between recruits per spawner and hatchery releases (Figure 14). There was some evidence for density depen- dence, but only based on one year (1989) with a very high escapement, and no evidence that higher hatchery releases have led to fewer wild recruits per spawner. We repeated the range of models for Kodiak that we had used for PWS. The proportional and smolt models (Figure 15, left top and bottom panels, re- spectively) did not provide an improvement in ®t over the hypothesis that returns were constant, and only the Ricker model provided a signi®cant im- provement in ®t, which was clearly due only to the one data point. We concluded there was no evidence that hatchery production affected wild production in the Kodiak area.

FIGURE 14.Ð(Top) Natural logarithm of recruits per spawner (R/S) for wild pink salmon in the Kodiak Island Decline in Wild Stocks in PWS was a Natural area plotted against escapement in the same brood year Change (for brood years 1977±1993). (Bottom) Wild recruits This possibility cannot be eliminated. We know per spawner plotted against the hatchery release in the year the wild ®sh migrated to sea. of no quantitative way to assess this probability because it depends on the degree to which the other areas serve as effective controls on ocean condi-

FIGURE 15.ÐObserved recruitment (circles) and predicted recruitment (squares) for four models of wild pink salmon recruitment in the Kodiak Island area for the 1977±1993 brood years. 348 HILBORN AND EGGERS tions and we accept that there is an unexplained Conclusions factor that changed in the mid-1980s in PWS. The Prince William Sound and Kodiak Island Earlier we discussed two plausible mechanisms pink salmon programs provide what may be the for the hatchery impactsÐgenetic degradation due best opportunity to determine if mass production to straying and competition in the early life his- of juvenile ®sh can increase total ®sh production. tory. Smoker and Linley (1997) discussed these The hatchery systems for chinook salmon, coho mechanisms and suggested they are unlikely given salmon, and steelhead O. mykiss throughout North the short hatchery rearing period for pink salmon. America are so ubiquitous that it is dif®cult, if not Similarly, Smoker and Linley discounted the pos- impossible, to evaluate the impact of hatchery ®sh sibility of marine competition. Higher hatchery re- on wild production because there are few areas leases in PWS coincided with lower wild recruits that can be considered to be controls. Further, es- per spawner, but it is possible that something in capement of chinook salmon and coho salmon are PWS changed starting in brood year 1986. very dif®cult to monitor. In the PWS and Kodiak It is widely recognized that the Exxon Valdez oil pink salmon ®sheries we have the best possible spill in 1989 might have affected wild spawning situation: very large programs, which makes im- pink salmon. There is disagreement regarding the pacts more detectable, and areas of pink salmon amount of loss caused by the oil spill. Some in- production without large hatchery programs. vestigators (Bue et al. 1996, 1998a; Geiger et al. We suggest there was little if any increase in 1996) estimated pink salmon damage ranged as total abundance due to the hatchery program in high as 2% of the total wild return to PWS, where- PWS. Our best estimate is 2 million ®sh per year. as others (Brannon and Maki 1996) argued that The program was conceived in a period of low even this loss was an artifact of the sampling re- abundance of wild ®sh, but by the time large-scale gime and not a real effect. Thus none of the pub- hatchery production came on-line the wild pro- lished work has suggested that the loss from the duction had increased. Hatchery production in- oil spill would even be detectable on a PWS-wide creased and wild production then declined. In con- basis. The decline in wild recruits per spawner in trast, abundance of wild stocks in the three other PWS, illustrated in Figure 3, began well before the pink-salmon-producing areas of Alaska increased oil spill (beginning in the 1984 brood year); and as much and stayed high while wild production in brood years 1988 and 1989, most affected by the PWS declined. The Kodiak area appears to have oil spill, had among the highest recruits per - experienced no impact of hatchery ®sh on wild er in the period after 1986. Thus we found no production for three reasons. (1) The program evidence that the Exxon Valdez oil spill could ac- there was smaller relative to the wild stocks; (2) count for the decline in recruits per spawner seen the hatchery was physically isolated so there was after 1986. little mixed-stock ®shing on hatchery and wild Smoker and Linley provided a defense of the ®sh, and there was little interaction by these ®sh PWS hatchery program, arguing that because es- during their early life history; and (3) the hatchery capements declined throughout PWS in the 1990s, survival rates were much lower than in PWS, it was a phenomenon unrelated to hatchery pro- therefore the ratio of hatchery return to wild return duction. Their argument has a number of problems. was much lower. First, the escapement clearly declined in the South- This conclusion has wide consequencesÐbe- eastern District (Smoker and Linley 1997: Figure cause there are dozens, if not hundreds, of hatchery 1) from a high in the early 1980s, the same pattern programs existing or plannedÐfor many marine as seen in PWS as a whole. We have shown that species around the world. Planners and operators in areas where the wild stocks pass through the of these programs rarely if ever consider negative ®sheries targeting on hatchery ®sh (Figure 10), impacts on wild production, and no marine hatch- escapement declined more than in areas less af- ery program has any form of experimental design fected by the hatchery-oriented ®sheries. Given in place that could determine if the hatchery would our understanding of the relationship between es- replace wild production. capement and total run (Figure 9), we conclude To our knowledge no one now argues that ex- that the decline in escapement was due to the de- isting hatchery programs in the United States and cline in the wild-stock run, which in turn was due Canada produce ®sh at a cost comparable with the to a decline in recruits per spawner, shown to be value of the ®sh, but it is generally assumed by related to smolt releases. hatchery operators, politicians, and the public that PINK SALMON HATCHERY PROGRAMS 349 hatcheries augment total production. The lesson eries, Regional Information Report 4K98-35, Ko- from PWS, however, is just the opposite: we diak. should expect hatchery production to replace wild Bue, B. G., S. Sharr, S. D. Mof®tt, and A. K. Craig. 1996. Effects of the Exxon Valdez oil spill on pink production rather than augment it whenever there salmon embryos and preemergent fry. Pages 619± is biological interaction and mixed-stock ®shing. 627 in S. D. Rice, R. B. Spies, D. A. Wolfe, and B. The PWS hatchery program for pink salmon pro- A. Wright, editors. Proceedings of the Exxon Valdez vides by far the most dramatic evidence for this oil spill symposium. American Fisheries Society, effect. Symposium 18, Bethesda, Maryland. These conclusions apply to mass hatchery pro- Bue, B. G., S. Sharr, and J. E. Seeb. 1998a. Evidence duction where wild stocks are present. Obviously, of damage to pink salmon populations inhabiting if there are no wild stocks or if they are severely Prince William Sound, Alaska, two generations af- ter the Exxon Valdez oil spill. Transactions of the depleted at the onset of the hatchery program, the American Fisheries Society 127:35±43. potential for the loss of wild-stock production is Bue, B. G., S. Sharr, D. G. Sharp, J. A. Wilcock, and less. Also, these conclusions are not really relevant H. J. Geiger. 1998b. Estimating salmon escape- to various forms of supplementation hatcheries ments using area-under-the-curve, aerial observer that use hatchery rearing as a short-term measure ef®ciency, and stream-life estimates: the Prince Wil- to rebuild wild production. There are many prob- liam Sound pink salmon example. North Paci®c lems in evaluating supplementation hatcheries Anadromous Fish Commission Bulletin 1:240±250. Campbell, R. D., A. R. Shaul, M. J. Witteveen, and J. (Winton and Hilborn 1994), but we do not believe J. Dinnocenzo. 1998. South Peninsula annual salm- that the Prince William Sound or Kodiak Island on management report 1997. Alaska Department of hatchery programs are relevant models. Fish and Game, Division of Commercial Fisheries, Regional Information Report 4K98-29, Kodiak. Acknowledgments Dangle, J. R. and J. D. Jones. 1988. 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