CHAPTER 1
INTRODUCTION
PART- 1: FOLKLORE
“Folklore comprehends all knowledge that is transmitted by word of mouth and all crafts and techniques that are learnt by imitation and examples as well as the product of such art.” William R. Bascom, professor of Anthropology at the University of California, Berkeley, has given an elaborate and illustrative definition of folklore. According to this definition, folklore is a generic term, which includes a whole range of material namely “folk art, folk craft, folk tools, folk customs, folk beliefs, folk medicines, folk recipes, folk music, folk dance, folk games, folk gestures and folk speech as well as those verbal forms of expression which have been called Folk literature” (283).
Encyclopedia Britann ica (2006) defines folklore as “ traditional knowledge and beliefs of cultures having no written language. It is transmitted by word of mouth and consists as does written literature of both prose and verse narratives, poems and songs, myths, dramas, rituals, proverbs, riddles and the like.”
Standard Dictionary of Folklore Mythology and Legend, 1st volume, contains 21 concise definitions regarding folklore, wherein the most common criterion is its transmission of word by mouth, suggested as ‘Verbal art’ or ‘Spoken words’.
In Zaverchand Meghani’s words, “F olklore is the Gangotri of shista sahitya ”. (Source of elite literature)
Well known Gujarati scholar Dr. Hasu Yagnik says that Folklore is a public wealth of that particular region of the people speaking the language and it lives on throbbing in the traditions of its people” (1).
Martha Sims and Martine Stephene have explained their views on folklore vividly, “Folklore is many thi ngs, and it’s almost impossible to define it succinctly. It’s both what folklorists study, and the name of the discipline they work within. Yes, folklore is folk songs and legends. It’s also quilts, Boy Scout Badges, high school
1 marching band initiations, jokes, chain letters, nicknames, holiday food…..and many other things you might or might not expect. Folklore exists in cities, suburbs and rural villages, in families, work groups and dormitories. Folklore is present in many kind of informal communication, whether verbal (oral and written text), customary (behavioral, rituals) or material (physical objects). It involves values, traditions, ways of thinking and behaving. It’s about art. It is about people and the way people learn. It helps us who we are and how to make meaning in the world around us .” (1)
After this preliminary knowledge of folklore, it is not difficult to see that folklore is almost as old as the human society. There has been no society, not excluding the most ancient or primitive in which knowledge, beliefs, customs etc. have not been shared and handed down. “Folklore is one of the important parts that go to make up the culture of any people…..There is no known culture which does not include folklore. No group of people, however simple their technology, has ever been discovered which does not employ some form of folklore. Because of the same tales and proverbs known to both, folklore is a bridge between literate and non-literate societies” (26).
While folklore in the first sense has always been a part of culture since the very beginning of human society itself, the study of folklore is hardly two hundred years old. Scholars agree that interest in systematic collection and preservation of folklore started in Europe- in Germany, to be precise; towards the last part of 18 th century, almost in synchronization with two intellectual movements of Romanticism and Nationalism.
Johann Gottfried von Herder (1744-1803), a German nationalist poet and thinker discovered what he called ‘Volksseele’ - soul of the people - in traditionally preserved tales, songs and beliefs of the peasantry living in the German country side. His famous anthology of folksongs ‘ Simmer der Volker in Leidern ’ was published in 1778- 79. He used such terms as ‘Volkslied ’- folk song, ’ Volkseele’ - folk soul and ‘Volksglaube ’ - folk belief. He was the first to argue that language contributes to shaping the frame works and patterns with which each linguistic community thinks and feels. Thus, Herder put forward the idea of national conscience in the literature of the common people.
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Among those inspired by von Herder’s appeal were two young German brothers, Jacob Grim (1785-1863) and Wilhelm Grim (1786-1859), who assiduously took up the task of collecting, examining and publishing German tales and myths in a systematic manner. The rise of Romanticism in Europe during 19 th century revived interest in traditional folk stories. Grimm Brothers undertook this work with dedication with the goal of researching a scholarly treatise on folk tales. Thus, they introduced the methodology for collecting and recording folk stories that became the basics of folklore studies. Grimm Brothers published the first collection of eighty-six stories - the first volume of their celebrated ‘ Kinder-und Haus marchen’ (1812), translated as ‘Grimm’s Fairy Tales ’. Grimm Brothers collected more than 200 stories from the country side peasant societies of Germany, which became available in more than 100 languages and also adapted by the film makers. Even in the 21 st century, in the time of science and technology, the Grimm Brothers’ stories are ever fresh and provide subject matter for the new versions of the st ories like ‘Cinderella’, ‘Snow White and The Seven Dwarfs’ and ‘Sleeping Beauty’ etc. Three generations of our time have grown up reading these stories. These stories ignite imagination of the young minds and satisfy their curiosity.
Folklore did not receive its due respect as the area of interest until the end of 18 th century. It was mistakenly thought that only people who study folklore are antiquarian type, devotees of ballads which were no longer sung and collectors of quaint customs which were no longer practiced. It was considered as the product of deprived people. Many fallacies had been attached with the term itself. Elitists believed, folk has something to do with unlettered and uneducated. Folk were understood to be a group of people who constituted the lower stratum: the so called ‘Vulgus in populo’ in contrast with the elite society. Literate class of the people believed that much of the folklore was fantasy. It was associated with error, myth, superstition, old wives’ tales and as irrational relics of the past. (Dorson 1)
Folklore emerged as a new field of learning in the nineteenth century, when antiquaries in England and philologists in Germany began to look closely at the ways of the lower classes.
Folkloristics:
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Folkloristics is the formal academic discipline devoted to the study of folklore. Occ asionally, it is also known as ‘ Tradition Studies’ or ‘Folk -life Studies’, in Britain. This term gained currency in1950.The term itself is derived from German designation ‘Folkloristik’ . Ultimately, the Folkloristics is used to distinguish between the material studied - Folklore, and the study of folklore - Folkloristics. In scholarly usage, Folkloristics represents an emphasis on the contemporary, social aspects of expressive culture, in contrast to the more literary or historical study of culture texts. It was established as a field of study across both, Europe and America. Folklore did not emerge as the systematic study of branch of knowledge until 19 th century; however the work in the field of study of folklore had already been undertaken by the interested and committed persons since much earlier.
Grimm Brothers had used the word ‘volkskunde ’ to denote the subject of folklore. But the term ‘Folklore’ was coined by William John Thomas (1803-1885), a British antiquarian in 1846. He fabricated the term folklore to replace the various other terms used at the time including ‘Popular Antiquities’ or ‘Popular Literature’. While writing to a respected English weekly, ‘Athenaeum’, Thomas William declared, “W hat we in England designate as popular antiquities……would be most aptly described by a good S axon compound ‘Folklore’ - the Lore of the People”. He began a column entitled ‘Folklore’ in Athenaeum. His early attempts to produce a collection of folk tales advertised as ‘Folklore of England’. Within a year , Thomas could proudly announce that his term had achieved a household currency. William was very proud of finding the new term; he says, “I claim the honor of introducing the epithet folklore’, as Disraeli does of introducing ‘Fatherland’ in to the literature of this country”. Doing so, Thomas was echoing scholars from across the European continent to collect artifacts of older, mostly of oral cultural tradition still flourishing among the rural populace. Thomas’s concept of folklore and his definition includes manners, customs, observance, superstitions, ballads, proverbs and so forth.
Describing the development of folklore as the discipline, American folklorist Alan Dundes says that, the increasing awareness of folklore was closely associated with nineteenth-century intellectual currents of Romanticism and Nationalism. The
4 glorification of the common man included a nostalgic interest in his speech and manners which were believed to be dying out (4).Thus, discipline of folklore studies developed considerably as a new branch of knowledge in 20th century.
Folklore Studies or Folkloristics found its due respect as an interdisciplinary branch of knowledge dealing with auspices of literature (Humanities) and Anthropology. Folkloristics opened the new branches of knowledge in the fields of Philology, Ethnography, Sociology, Culture Studies etc. So, twentieth century saw sudden rise and development in the discipline of Folkloristics.
The key phrase in Thomas’s proposal was ‘popular antiquities’, a term too cumbersome for his taste but well understood by his countrymen. The quest for antiquities of all kinds had intrigued English - men throughout the 17 th and 18 th century. They wrote books on Greek, Roman and Norman antiquities. His successors explored this subject with an intellectual vigour and brilliance that excited all England in the late Victorian decades. The classicists and medievalists, anthropologists, literary scholars and philologists as well as the parsons, doctors and school masters found stimulus and reward in the method of folklore. In 1878, as if to confirm its permanence, a dedicated group of private scholars calling themselves ‘folklorists’ founded a ‘Folklore Congress’ in London to study traditional vernacular culture of England and Ireland. To name a few revered members of the society had been William Thomas, G. L. Gomme, Richard Dorson, Andrew Lang, Edwin Sidney Hartland, Alfred Nutt, William Alexander, Joseph Jacobs, Sophia Burn etc.
The inquiry of antiquities does not owe its impetus to the Renaissance interest in classical mythology, although handbooks in mythology were abundant , nor does it derive from the romantic affection for folksong, although an enduring interest in ballad studies had commenced in 1765 with Bishop Percy’s ‘Reliques of Ancient English Poetry’, which was a collection of ballads and popular songs. The basis of the work was the 15 th century manuscript came to be known as ‘Percy’s Folio’ contained 180 ballads in three volumes. Percy’s Reliques captured the imagination of the people and poets like William Wordsworth and Coleridge who composed their immortal work Lyrical Ballads (1798) in imitation. Ballad proved most suitable literary genre for Keats to represent his
5 mystic, tragic feelings. It also made the collecting and study of ballad a popular pass time. This awakened wide-spread interest in English and Scottish traditional songs. Such movement acted as the foundation for the Romanticism and Nationalism.
Describing this bubbling interest for the antiquities a rose in England, “The boarders,” says Lasely Bishop of Ross, “take much interest in their old music and chanted songs about the deeds of their ancestors or about ingenious raiding tricks and strategies.” These ballads were of raids and rescue which were far-more romantic than scientifically accurate.
The history of folklore reveals that Folkloristics in many different countries has often been inspired by the desire to preserve their national heritage. People started taking interest in peoples’ history and customs. This movement stimulated Scottish poet and writer Sir Walter Scott (1771- 1832), who enjoyed travelling through Scottish border and talking to the older people (high-landers) in an effort to collect the stories, poems and songs that had been passed by word of mouth, which he published as The Minstrelsy of Scottish Border , expressing his concern over such ‘wild flowers’, Scott said, ‘They were fast falling into oblivion ’. National poet of Scotland Robert Burns (1759-1796) made original compositions and collected folksongs from across Scotland, often revising or adapting them.
In Scandinavia, intellectuals were searching for their authentic, Teutonic roots and had labeled their studies ‘folkminde’ (Danish) or ‘folmimne’ (Norwegian). Thomas Crofton Croker (1798-1854) published fairy tales from Southern Ireland and with his wife documented keening and other Irish funeral customs.
Elias Lönnrot(1802-1884) is best known for his collection of Finnish oral poems published under the title ‘ Kalevala ’. It is the National Epic based on Finnish folklore or mythology. It played an instrumental role in the development of Finnish national identity.
In the United States, John Fanning Watson (1779-1860) published the ‘ Annals of Philadelphia’ in 1830. ‘American Folklore Society’ was founded in1888 and since its founding year, it publishes prestigious quarterly ‘Journal of American Folklore’.
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American scholar and folklorist Francis James Child (1825-1896) published five volumes of ‘The Ballad of England a nd Scotland’ collected from oral tradition. Ballad was the most popular form enjoyed by the French and English people since 12 th and 13 th century.
As the need to collect these vestiges of rural traditions became more compelling, the need to formalize this new field of cultural studies became apparent. The British Folklore Society and American Folklore Society were two plethoras of academic societies founded in the latter half of the 19 th century by educated members of the emerging middle class.
In one sense, ‘folklore is a religious teaching ’, observes Dundes. It is derived from Latin (ligare membra) means to bind, to unite. Folklore binds greatest distance together. Wider distances are spanned by the far reach of human touch of folklore. Folklore is the knowledge of life handed down to us from generations.
Misconceptions about folklore:
Before the study of folklore came to be accepted as the branch of scientific study, lot of misconceptions were attached to the word folklore itself. It was considered as an item of folk speech means fallacy, untruth, error. One can see that the basic mistrust of folk material is part of a general ambivalence, about the material of the oral tradition were celebrated as a national treasure of the past; and on the other hand folk were wrongly identified with the illiterate in a literate society and thus the folk as a concept was identified exclusively with the vulgar and uneducated people. Think of the phrase, “That’s folklore !” (56).
Thus, folklore was the equivalent of falsehood and the people who studied folklore were considered as insane antiquarians studying dead customs and beliefs of the bygone days and it has nothing to do with the present. As per elitist view, folklore was dying out. It has been argued that, one of the purposes of education is to help stamp out folklore. As human evolve, they leave folklore behind such that the truly civilized human is conceived to be folklore-less. Dundes clarifies, “From this kind of thinking education and folklore have been placed on the two opposite sides”. It is pity that our education philosophy continues to worship the written word. We tend to trust what is down in black
7 and white and distrust oral testimony, regarding it as unreliable. Folk were understood to be a group of people who constituted the lower stratum, the so called ‘vulgas in populo’ in contrast with elite society. (57)
Father of American folklore, Richard Dorson wrote in 1976 that no subject of study in United States today is more misunderstood than folklore. Not only in USA but in whole Europe, folklore is a much misunderstood and much abused term. Judging from common journalistic parlance, folklore stands for humbug and removed from reality. Ironically, it was considered as the old wives’ tales.
For literate urban intellectuals, the folk was someone else and the past was recognized as being something truly different. Folklore became an indicator to show the material and industrial advancement and removed ourselves from a past marked by poverty, illiteracy and superstition.
Dorson says that since its emergence as a new area of knowledge and subject of inquiry, it has also caused confusion and controversy. To the layman and to the academic man too, folklore suggests falsity, wrongness, fantasy and distortion (1).
Victorian elitists characterized folklore as ‘meaningless survivals’. Strongly refuting these misconceptions, American folklorist Alan Dundes observes, “ Folklore is a rich and meaningful source for the study of cognition and values of the culture .” He championed the modern view that folklore is an artistic process rather than dusty artifacts. It is alive and dynamic rather than dead and static. It is not something relegated to primitivize others - historically or socially - but rather than a behavioral pattern that everyone exhibits.
In 21 st century, folklore and Folkloristics have been identified as the new fields of discoveries. Every effort has been put in to trace out, record and preserve this cultural national heritage across the world. Today, when the world has reduced to a global village, the study of folklore and folk material is more significant. Folklore is a window to see the society and culture. It is the prime evidence of culture, indeed of humanity. It is as old as humanity and it is no more an irrational relics of past.
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In recent years another term, “Folklife” has vied with and even threatened to dominate folklore. T he supporters of ‘Folklife Studies’ claim that folklorists are too narrowly preoccupied with verbal forms and neglect the tangible product of folk-artisans. They maintain that folklife embraces the whole panorama of traditional culture, including oral folklore (2).
Not only do folklorists in different counties have different concept of folklore, but also folklorists within one country may have quite diverse views concerning its nature. Because, folklore definitely comprises extreme diversities of both the material of folklore and the methods of studying these materials. Folklorists themselves have widely divergent views about what constitutes folklore. One of the reasons for this is that the concept about the nature of folklore itself has undergone considerable change over the years. Thus, the dual affiliations of folklore with the discipline of Humanities on one hand and on the other with the field of Social Science; make it difficult to survey the discipline with any degree of detail. There was a scholarly and long debate among the members of the American Folklore Society who wanted to establish it chiefly as the field of literary discovery and their counterparts liaisoned it with the cultural anthropology, although both these approaches are clearly essential and complementary. Bascom firmly believes that study of particular group of the people, their farming, fishing and hunting techniques, marriage and their family systems, kinship terms, legal and political system, rituals and magical practice etc. will give us ethnographic ideas which will be only incomplete description. To get the complete picture they must include the folk tales, legends, myths, riddles, proverbs and other forms of folklore employed by this group of people.
Interdisciplinary Nature of Folklore:
Having a very remote antiquity in ‘The Collection Study ’ and analysis of the subject of folklore has always been regarded as the most distinctive and scholastic venture in highlighting human dimensions. Folklore embraces a boundless heterogeneous field of studies. Thus, its affiliation to the humanities in one hand and to the social science on the others hand is highly distinguished and unique in itself.
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Folklore and Anthropology:
Stating his views vividly about the affiliation between folklore and anthropology, Bascom observes, “Culture is the basic concept of anthropology. Culture has been referred to as man’s ‘Social heritage’ and as the “man made part of the environment”. Since folklore is the product of society or culture that is why anthropologists tend to believe folklore as the branch of cultural anthropology. Thus, folklore is studied in anthropology as a part of culture, as a part of man’s learned traditions and customs, a part of his social heritage. (25)
The basic difference in anthropological view of looking at folklore is that folklore includes myths, legends, tales, proverbs, riddles, the text of ballad, songs and other forms of lesser art but not folk art, folk dance, folk music, folk costume, folk medicine, folk custom or folk belief which are the important parts of culture. These are an essential parts of complete ethnography, which are unquestionably worthy of study, folklore has important place in every primitive tribe. It is through the medium of folklore that the culture of primitive society is transmitted from one generation to another. How the world was evolved is the theme of many existing tribes. Most of the folklore contains mutual relation of the people and their Gods, various forms of folklore aim at socialization and point out how different offences are punished by the supernatural powers in different ways. Description about birds, animals, trees and topography of the specific region, provides very important information for the anthropological survey of any tribe.
From the anthropological point of view folklore is considered as the mirror of culture, however, what so ever picture is presented through folklore is not the complete mirror image, it is the partial dimension of the culture. To undertake the complete ethnographic study of the particular society, folklore proves an invaluable means to get complete whole of the culture under study.
Hence, a student of folklore should have good exposure to ethnological back- ground and any anthropologist cannot avoid folklore if he/she wants to do comprehensive study of the culture.
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Folklore and History:
Folklore and history are the first cousins. Two can complement one another and give us a finished product. History and folklore go hand in hand; their subjects are closely related. The study of folklore is often historical in its focus. Folklore is the traditional knowledge of the culture and the word, ‘traditional’ carries the idea of the things that are established, time honored. A well known scholar has said, “T here is a great deal of history in folklore and that’s good; there also is a great deal of folklore in history and that’s not good’. We can quote lot of examples where the revival of glorious past have stimulated strong national fervor e.g. in Finland and Ireland, Scotland and in India too, like many others during freedom struggle, Meghani inspired his generation for freedom struggle with soul stirring poems. The same contribution was made by Robert Burns, Walter Scott and Lönnrot, which was no less heroic than the heroes themselves. A people’s perception of their history is often formed not so much from the knowledge of facts as from the traditional knowledge passed on to them through folklore. Thus, history has been preserved and kept alive through folklore. Though, there are no authentic records found today, every Indian has the knowledge of great traditions of Mahabharata period ( Untiedt 4 ).
In some aspects, folklore stands in strong contrast with history. History deals with records and fact, whereas folklorist are naïve or don’t care about truth. It is just the very nature of folklorist that he does not need proof or skepticism. Folkloric forms of legend, epic, ballad are very close to history and particularly myth stands the closest; so, scholars have often tried to find out common and contrast between mythology and history.
Leopold von Ranke says, “History tells us as it really happened’. It reveals to us the objective truth, with no ambiguity. The voracity of history is proven by the evidence of truth; on the other hand, mythology stands at the other end of objectivity. All of it is products of imagination, much like fiction with no evidence open to rational, scientific scruti ny but dependent, instead on one’s faith and beliefs.
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However, the difference between history and mythology does not amount to dichotomy and they do have much in common. Both, history and mythology are creation of human imagination. History, however is limited to retrieval of verifiable ‘facts’ and evidences from the past. Mythology is not bound by space, chronology or evidence that is indisputable. It doesn’t mean that mythology is totally baseless. Indeed, the reach of culture in any society is far more pervasive than the historical facts. For e.g. Rama’s pervasive presence in India is because he is a cultural icon. No real ruler’s presence in the life of India’s millions, even that of Ashoka comes anywhere near it (Mukhia The Hindu).
Alexander Crape says that folklore is a historical science, historical because it throws light on the past of the mankind.
Folklore and Psychology:
Even when the study of folklore was accepted as the systematic study and as a branch of knowledge, scholars were strongly against the belief that folklore has something to do with psychology. Folklorists concentrated upon the objective study of physical phenomena or outer-world which they believed remains uninfluenced by the mental process. But now it has been well established that psychology is also one of the important factors concerning the origin of folklore. The study of folklore material reveals that customs, beliefs, or folk songs are the product of dynamic mental process; the response to the folk soul to either outer or inner needs, the expression of various longings, fears, aversions or desires. Prior, “ desire for more food and better crop were considered as the common human attributes, not worthy of investigation any further ” (Jones 90).
But, it was an Austrian neurologist and father of psychoanalysis, Sigmund Schlmo Freud (1856 – 1939), who explained human behavior in a particular manner. He gave his famous analysis of Oedipus Myth in 1899, The Interpretation of Dreams . Freud explained the working of ‘psychic apparatus’ with the analysis of the Greek mytholog ical tragedy ‘Oedipus the King’. According to it, psychosexual development of infant proves an important point to develop him/her in to a mature identity. Freud believed, “R epressed
12 wish that would rather not admitted to as an unfulfilled wish, indicative of conflict within the psyche.” Like literature and art, mythology was one of the first cultural fields to be explored by applied psychology.
Psychoanalysis has produced much evidence to show that all our conscious ideas, feelings, interests and beliefs, originate in the unconscious; the conscious mind’s function is confined to criticism, selection and control. Many savage beliefs and folklore customs can be shown to be closely related, in both form and content. There is a far reaching parallelism between survivals of primitive life from the racial past and survival from the individual past. The study of survivals in folklore can be usefully supplemented by the study of survivals in living individuals. Every custom or ritual or formula designed to bring about the results in the outer world is based ultimately on the idea that the human mind possesses the power to influence the course of nature in the outer world, a power which religion deputes to deity and achieves by the more indirect technique of prayer. Giving the example of the custom of throwing rice at wedding couple (Which is found in almost all tribes), Ernest Jones says, “Throwing of r ice in this context represents idea of fertility.” Folklore is replete with symbols which has the deeper meaning than the surface level which can be worth of psychoanalytical investigation.
Folklore and Sociology:
Sociology is the branch of study which examines the interpersonal relationship between human and the society. Human behavior, actions and his/her consciousness are shaped by social relation and social institutions. Sociological analysis depends upon careful gathering and analysis of evidence about social life, observation, survey, interpretation of historical documents, analysis of census data, interview and on lab experiments. To get the complete idea of the people under study, folklore provides invaluable information about the human society and their culture.
Dundes aptly says that study of folklore is the study of ‘text within context.’ Folklore is the product of society and it cannot be studied without the social context of the item. The text of the folklore is extremely important but without the context it remains lifeless (9).
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Man is the social being and even the humans of earliest races had some kind of institutions and family is one such example. Folk represents group of people which is at the centre of sociological analysis, Folklore falls squarely with the study of the customs, traditions and institutions of living people. It is one of the important parts that go to make up the culture of any people even if the collector’s major concern is folk songs and tales, he may find customs and beliefs a gift he can not overlook (20).
The analysis of the oral tradition of the folk is more rewarding as a source of socio -cultural data. Examining sensibilities of men and women of low caste, folk literature proves of an immense help. For example, the attitude of lower caste people towards upper caste, which would have been concealed for fear or disapproval and reprisals, are well revealed in proverbs and short tales told among the lower caste people.
The real value of folklore as a source of sociological data lies not in its concern with particular person or incidents but in its typical portrayal of situation, relationships and attitudes.
In spite of its limitations, folklore remains a valuable source of sociological data. However, the more formal methods of collecting sociological data are expensive and time consuming (Devdutt 4).
Folklore and literature:
The relationship between folklore and literature is rather complex. Folklore and literature have been opposed and interdependent. Borrowing of motifs, themes and patterns from an oral tradition is a legitimate aspect of creativity. Great masters of all languages have freely borrowed from the folklore and have given a new shape and form to their literary pieces.
The striking contrast between the folklore and the literature is the oral tradition of folklore, while literature is in black and white – printed. Creation of folklore and literature and their different ways of circulating can also be considered as the other differences. Stylistic variation and variation in subject matter also differentiate the two.
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Folklore has to do with the people belonging to bourgeois, agrarian, rural and illiterate class of the society while the elite literature has been created by the literate and learned class of the society. An obvious difference is that folklore uses conventional themes and stylistic devices and makes no efforts to disguise their conventional quality while the literary artist charges them with new content.
Literature has enjoyed the greater culture prestige, yet the source of the literary work might be taken from the folklore. Similarities between the two are also identical. If we compare literary themes and manner of treatment with the folklore material, the generalization can be readily discovered.
Folklore is in many cultures indistinguishable from the elite literature. Finnish epic ‘Kalevala’ is the best example of it. Literature of the countries like India and Greek is highly charged with folkloric elements. Literature of any country, in any language, cannot keep itself aloof from the folkloric tradition. Great literary artists like Hesiod and Homer, Petrarch and Boccaccio, Chaucer and Shakespeare, Kalidasa and Tagore… all were very much influenced by the folklore and they have freely borrowed the sources of their literary works from the oral tradition. English Romantics had tried to imitate the folklore tradition ditto. Seeds of modern literature are lying in ballad, narratives and folk tales. Well known Gujarati scholar and folklorist Hasu Yagnik correctly observes that (folk) lore is the preliminary stage of all branches of knowledge; sciences and arts found today. (my trans.)
In the time of general non-literacy, word of mouth pervaded the life of all the people who could not write and read. It was in a quite encompassing sense, their means of both ‘instruction and delight’. In modern period, many of fol kloric functions are gradually taken over by print, writing and official education, but it has been continued adaptively within its contracted range.
If we examine interdependence of literature and folk literature in Indian literature, we find that Sanskrit has the largest representation in modern literature, because it itself is the source of most of the stories that appear in other literatures.
Significance of the study:
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American folklorist Alan Dundes says that folklore is the prime evidence of culture, indeed of humanity, folklore is a people’s “symbolic autobiography”, folklore gives an inside out view of society, folklore is a mirror of culture, a lens for society, a key to behavior, a projection of mind; folklore is as old as humanity. Folklore is an autobiographical ethnography. It is People ’s own description of themselves (1).
Study of folklore is important to preserve the back values, to remember the rich past and to transmit the ancient culture down to generation through stories and songs and riddles etc. It is crucial to knowledge of human experience. Folklore or tradition is called the root of all literature. Many of our great writers including Chaucer, William Shakespeare, Ravindranath Tagore, Rudyard Kipling, and Girish Karnad are highly influenced by folklore tradition. Hasu Yagnik says, “ Folk tradition is the common treasure”. Advantage of folklore is that it conveys what people think in their own words and action, and what they say or sing is expressed in folklore, what they might not be able to in everyday conversation. Dundes argued that in folklore, more than in other forms of human evidence, one finds a people’s own unconscious picture of themselves, which is not always pretty and often it includes ethnic slurs and abusive imitations.
Andrew Lang considered study of folklore important because he believed that history of mankind followed a uniform development from savagery to civilization, and that relics of primitive belief and custom survived still among the rural peasantry, and among contemporary savages. These relics or ‘survivals’ could assist in reconstruction the earliest stages of human life and culture, much as the fossil bones of a prehistoric creature co uld conjure up an extinct species. He made a statement, ‘The most brilliant civilization of the world never expelled the old savage from its myth and ritual ” (66).
Folklore is a wide ranging expression of rich and complex, archaic culture. It is no more dead fossil but a vital element of living culture. It represents the ancient thought of mankind, their feelings and world view, their shared experiences and wisdom. It is one of the important parts that go to make up the culture of any people (Jadav 1).
The folklore lays down maxims and constitutes instruments to be inculcated amongst its members for individual’s well being as well as general welfare of the
16 community. Folklore has a remarkable capacity for acculturation, assimilation, adjustment and conservation and at the same time to support the institutions and behavior patterns of a culture. Besides suggesting rules for conduct, folklore also drives home the need for holding up to scorn those who depart from socially accepted norms, and eulogizing those who follow them, exemplifying the standard bearers of values and goals of the community. Apart from its didactic function as the charter for belief, model for action etc. Folklore serves as a critique of the socio – cultural mores of the sections of society of which, it is an ethno-poetic documentation – that is, folklore being a collective creativity of a collective psyche, its essential function is to be self – reflective, to be critically realistic. Thus, the folklore also provides instruments for socio – cultural protest or criticism. Some folklorists from East European countries and Soviet Union have even gone to the extent of saying that folklore arises from the people; the folk is the expression of protest and outrage against the exploiting nobles and land owners. Hence, in the Soviet Union, folk bards and story tellers are also honored along with novelists and poets (28).
Folklore is the assimilation of human sensation, feelings, philosophy of life, material culture and lore, since time immemorial. Folklore is always dominated by the social, cultural and political consequences with the flow of human life (182).
It is very interesting to note that for such a pure soul of people, folklore was used as a tool to propagate the political ideas and to establish superiority of the races.
Folklore has chronicled mythological origin of different peoples across Europe and established the national pride. By the first decade of 20 th century this originally innocent movement was usurped by nationalistic, political forces in several European countries. First and foremost in Germany, Hitler being himself so imbued with the spirit of ‘volk’ became the arbiter of German folk culture who regarded the “folkish” state as the central point of his political thought. For soviet Russia, folklore proved as a powerful force to advance communism. Y. M . Sokolov (1950) quotes Lenin who said, “In Russia, folklore must be considered from the social political point of view, as an aid to understanding the ‘hopes and expectation’ of working masses in the past.”
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Under the soviet regime a new genre of popular tradition came to the fore, came to be known as “martial revolutionary song”. Folklore also proved a fighting ground not only over conflicting reactionary and socialistic interpretation but also between classes preempting the traditions of the workers. The petty bourgeoisie or criminal elements had in the past appropriated the people’s folklore. In America too, folklore proved a bone of conflict between the Reactionary and Progressive forces. It also proved a powerful medium to give voices to the Negro expressions.
Indian Concept of Folklore:
The significance of the study of folklore and folk literature in India is quite different from what it is in the industrialized countries of the modern west, where the oral tradition of folklore and literature has lost much of its vigour. In India the folk and elite streams of culture have existed in close proximity to each other for thousands of years. But the traditional elite culture has not in any way threatened the existence of the culture of the folk. This was possible because two streams of cultures have basically shared the same and weltanschauung stream of values. The chief difference between the folk and elite streams of culture has been that of the degree of sophistication and articulation. From time immemorial, there has been in India a continuous process of give and take between the folk and elite streams of culture, whether it is literature, music or religion (1).
“Any one studying the culture of India needs to study not only its written classics, but its oral traditions of which folklore is an important part. Folklore pervades childhood, families and communities as the symbolic language of non-literate parts of the people and the culture” (Ramanujan Preface ).
Indian culture comprises of two major tiers. These have been variously referred to by pairs such as ‘Great and Little Tradition, High and Low Culture, Learned and Popular Tradition, Elite and F olk culture.’ Undoubtedly, there have been mutual borrowings between the Great and Little traditions and until recently many studies of Indian civilization have been conducted through Great tradition means from the view of Sanskrit written texts, which can be considered the tip of the iceberg. Indeed, one way of
18 defining verbal folklore of India is to say it is the literature of the dialects, those mother tongues of villages, streets, kitchen, tribal hut and wayside teashop. This is the wide base of the Indian pyramid on which all other Indian literatures rest (15).
Indian culture has unique ethnic identity. India’s cultural diversity is more segregated by its linguistic airs comprising scheduled languages, 880 regional languages and speech variety. India houses almost 300 tribal communities having unique oral tradition.
Compared to any other literature in the world, Indian literary tradition played a dominant role in the preservation and propagation of oral tradition. In India, linguistic records begin with the appearance of Brahmi script from about 3 rd century BC (Grierson 324).
Scanning the available literature and evidence of world folklore, one fine evidence we find is that India has been a renowned subcontinent for folklore from primitive era. It is crystal clear that all type of folklore come into existence with the development of human society, material culture, verbal folklore, performing folklore, psychological folklore and magical folklore are the major kinds of folklore. These all are found in developed nature at the Sindhu Cultural Period of India that is around 5000 BC. Since the period, all types of folklore are transferred from generation to generation by oral transmission.
At first, the Sindhu folk had collected the folklore material like narrative songs in the nature of Gatha. After that Vedic people had collected lyrical folk tales in the nature of Sukta in written form. This followed the intellectual persons like Valmiki and Vyasa, who composed the epics, the Ramayana and the Mahabharata came into congregation with the support of folk tales, which were famous in various folks of India. The well known Indologist Joseph Jacobs says that even in pre-vedic age, ‘the established pure tales existed; means the tales which are found in the Vedas, the Upanishads, the Brahmans , the Aranyakas, the Smritis , the Darshans and the Puranas are folk tales of the pre-vedic Indian folk.
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Apart from the contribution of the epics, the credit of collection and its pragmatic application goes to Lord Buddha and Lord Mahavira, the great philosophers used the folk tales for the exposition of philosophy and religious propaganda. Lord Buddha preserved traditional folk tales from the Jatakas and Mahavira through Churnis. Apart from Ramayana and Mahabharata, very graceful collection of folk tales was done by Badhaha Kaha (Brihat katha) in Paishachi language, first of its kind in written form. After that Vararuchi and other Jain devotees collected various folk songs and tales in written form and began to use them in Jainism.
The outstanding feature of the oldest Indian education and Indian culture in general, especially in the century BC is its orality. The Vedic texts make no reference to writing, and there is no reliable indication that writing was known in India except perhaps in the North- West provinces when those were under Achaemenid rule since the time of Darius or even Cyrus. Mahabharata tells us, “Those who writ e down the Vedas, go to hell,” which is also confirmed by Kumarila, “Knowledge of truth is worthless which is acquired from the Veda, if the Veda has not been rightly comprehended or else it has been learnt from writing.’ Sayana wrote in the Introduction of Rigveda commentary, that the text of Veda is to be learned from the lips of the teacher and not from a manuscript. Several reasons are to be given for this restriction. One is the fear that sacred knowledge may fall into the hands of low caste. Another reason is to recite Vedic mantras with correct accent and intonation, if disaster is to be avoided, the need for the oral instruction was reinforced. Vedic Indian tradition at every occasion stresses the orality of the culture and literary herit age. Biblical tradition says, “A s it is written in the book of prophecies of Isaiah” while Indian tradition advocates, ‘T hus it is heard in the ‘Sveta svetra Upanishada ’ (Schrfe 12).
The older Indian literature including some texts as late as the early Century A.D. belongs to one of two classes- Shruti - hearing and Smriti – remembering. Vedic hymns are timeless revealed truth, something, ordinary man can never hope to perceive them but can ‘hear’ through the endless chain of oral tradition.
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Orality is an integral characteristic of Indian literary tradition. This tradition was passed on through hearing from the lips of the Guru and to memorize it through repetition. Luv and Kush chanted the Ramayana in the court of Rama.
In order to trace the growth of folkloric studies, we must focus on the scholarly works done in Asia, particularly in India bef ore the Grimm’s Fairy Tales namely, Kathasaritsagar, Panchtantra and Jataks . A German scholar, Theodor Benfey, even claimed in his Introduction to Panchtantra (1859), ‘India the seat of an a ncient, highly developed civilization that had spread to Europe, was the home of master tales su bsequently found in the Grimm’s collection. Along with language and mythology, these wonder tales had diffused from India to Europe in ancient and historic times along well-traversed trade routes.’ The famous ‘Histori cal-Geographical’ school known as Finnish school was highly inspired by this Diffusionist Theory (5).
Nothing can sum up Indian folklore tradition more aptly, than Ved Vyasa’s words: