United States V. Frank Dipascali, Jr., 09 Cr. ___ (RJS) Count Charge

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United States v. Frank DiPascali, Jr., 09 Cr. ___ (RJS) Count Charge Maximum Penalties 5 yrs. imprisonment; 3 yrs. sup. release; fine of the ONE Conspiracy greatest of $250,000 or twice the gross gain or loss; mandatory $100 special assessment; restitution. 20 yrs. imprisonment; 3 yrs. sup. release; fine of the TWO Securities Fraud greatest of $5,000,000 or twice the gross gain or loss; mandatory $100 special assessment; restitution. 5 yrs. imprisonment; 3 yrs. sup. release; fine of the THREE Investment Adviser Fraud greatest of $10,000 or twice the gross gain or loss; mandatory $100 special assessment; restitution. 20 yrs. imprisonment; 3 yrs. sup. release; fine of the FOUR Falsifying Books and Records of greatest of $5,000,000 or twice the gross gain or a Broker Dealer loss; mandatory $100 special assessment; restitution. 5 yrs. imprisonment; 3 yrs. sup. release; fine of the FIVE Falsifying Books and Records of greatest of $10,000 or twice the gross gain or loss; an Investment Adviser mandatory $100 special assessment; restitution. 20 yrs. imprisonment; 3 yrs. sup. release; fine of the SIX Mail Fraud greatest of $250,000 or twice the gross gain or loss; mandatory $100 special assessment; restitution. 20 yrs. imprisonment; 3 yrs. sup. release; fine of the SEVEN Wire Fraud greatest of $250,000 or twice the gross gain or loss; mandatory $100 special assessment; restitution. 20 yrs. imprisonment; 3 yrs. sup. release; fine of the EIGHT International Money Laundering greatest of $500,000, or twice the value of the To Promote Specified Unlawful monetary instruments or funds involved, or twice the Activity gross gain or loss; mandatory $100 special assessment; restitution. 5 yrs. imprisonment; 3 yrs. sup. release; fine of the NINE Perjury greatest of $250,000, or twice the gross gain or loss; mandatory $100 special assessment; restitution. 5 yrs. imprisonment; 3 yrs. sup. release; fine of the TEN Federal Income Tax Evasion greatest of $250,000 or twice the gross gain or loss; costs of prosecution; $100 special assessment..

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Exhibit a Pg 1 of 40
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S Finance Chief to Plead Guilty
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Dipascali, Frank Plea
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Read Chapter 1 As a PDF
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SEC Complaint
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08-01789-Smb Securities Investor Protection Corporation V. Bernard L
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