8 June 2012 Norton Rose Australia ABN 32 720 868 049 Level 15, RACV Tower 485 Bourke Street MELBOURNE VIC 3000 AUSTRALIA
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Dear Sir/Madam
Form 604 - Notice of change of interests of substantial shareholder
We act for Linyi Mining Group Co., Ltd. (Linyi), a wholly owned subsidiary of Shandong Energy Group Co., Ltd. (Shandong Energy) in relation to its off-market takeover bid for all of the shares in Rocklands Richfield Limited ABN 82 057 121 749 (RCI).
On behalf of Linyi, Shandong Energy and their related bodies corporate, we enclose a Notice of change of interests of substantial holder (Form 604) in respect of RCI.
This Form 604 is being provided in accordance with section 671B(1)(c) of the Corporations Act 2001 (Cth) because Linyi has made an off-market takeover bid for all the shares in RCI in respect of which it issued a bidder’s statement on 7 June 2012.
A copy of the enclosed Form 604 is being provided to RCI today.
Yours faithfully
James Stewart Partner Norton Rose Australia
Encl. For personal use only use personal For
APAC-#14668568-v1
Norton Rose Australia is a law firm as defined in the Legal Profession Acts of the Australian states and territory in which it practises. Norton Rose Australia together with Norton Rose LLP, Norton Rose Canada LLP, Norton Rose South Africa (incorporated as Deneys Reitz Inc) and their respective affiliates constitute Norton Rose Group, an international legal practice with offices worldwide, details of which, with certain regulatory information, are at nortonrose.com 604 page 2/2 15 July 2001 Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder
To Company Name/Scheme Rocklands Richfield Limited (RCI)
ACN/ARSN ACN 057 121 749
1. Details of substantial holder (1)
Shandong Energy Group Co., Ltd. (Shandong Energy), Linyi Mining Group Co., Ltd. (Linyi), and their related bodies Name corporate listed in Annexure A (Shandong Energy Group Companies) (Shandong Group)
ACN/ARSN (if applicable) N/A
19/05/2012 There was a change in the interests of the Notice given under s.671B(1)(c) of the Corporations Act 2001(Cth) (Corporations Act). There has not substantial holder on been any change in the interests of the substantial shareholder. The previous notice was given to the company on 22/05/2012 The previous notice was dated 22/05/2012
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows: Previous notice Present notice Class of securities (4) Person’s votes Voting power (5) Person’s votes Voting power (5) 19.99% (based on 19.99% (based on Fully paid ordinary shares 73,640,783 368,203,917 ordinary shares 73,640,783 368,203,917 on issue) ordinary shares on issue)
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows: Class and Person whose Consideration Date of Nature of number of Person’s votes relevant interest given in relation change change (6) securities affected changed to change (7) affected The Shandong Group N/A gives notice pursuant N/A N/A N/A 19/05/2012 to s.671B(1)(c) of the Corporations Act because Linyi has made a takeover bid for all the ordinary shares in RCI, in respect of which Linyi lodged a Bidder’s Statement with ASIC on 7 June 2012. There has been no change in the
For personal use only use personal For Shandong Group’s relevant interest in RCI since the date of the last substantial shareholder notice. 4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of Registered Person entitled Nature of Class and relevant holder of to be registered relevant number of Person’s votes interest securities as holder (8) interest (6) securities
Taken under section 608(8) of the Corporations Act to Linyi have a relevant interest by reason of the agreement to purchase the shares.
Wu Pun Yan Wu Pun Yan 73,640,783 fully paid 73,640,783 ordinary shares Taken under section 608(3) Shandong of the Corporations Act to Energy have a relevant interest by reason of controlling Linyi.
5. Changes in association The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
N/A Nature of association
N/A N/A
6. Addresses The addresses of persons named in this form are as follows:
Address
No. 69 Shangye Street, Luozhuang District, Linyi Linyi Shandong 276017 China
No. 10777 Jingshi Road, Jinan City Shandong Energy Shandong Province, China 250014
C/O- Duncan McPhail & Co Pty Ltd RCI 15 Lyall Street, South Perth WA 6151 Associates See Annexure A
Signature
print name capacity Authorised person James Stewart
sign here date 08/06/2012
DIRECTIONS (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members
For personal use only use personal For is clearly set out in paragraph6 of the form.
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
(4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100. (6) Include details of:
(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included on any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired. (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write “unknown’”.
(9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. For personal use only use personal For 604 GUIDE page 1/1 13 March 2000 Annexure A – Related bodies Corporate
Rocklands Richfield Limited ACN 057 121 749
This is Annexure A of 5 pages referred to in form 604 Notice of initial substantial holder
Signature
print name James Stewart capacity Authorised signatory
sign here date 8 June 2012
Entity Address
Linyi Mining Group Co., Ltd. No.69 Shangye Street, Luozhuang District, Linyi, Shandong 276017
Shandong Energy Group Co., Ltd. No. 10777 Jingshi Road, Jinan City, Shandong Province, China 250014
Xinwen Mining Group Co., Ltd. Xintai City, Shandong Province, China 271233
Guotai Leasing Co. Xintai City, Shandong Province, China 271233
Shandong Taiwan Mining Co. Xintai City, Shandong Province, China 271233
Xunwei Huhao Heigou Coal Industry Co. Xintai City, Shandong Province, China 271233
Shandong Taijie Clean Coal Co. Xintai City, Shandong Province, China 271233
Shandong Mining Technology Management and Service Co. Xintai City, Shandong Province, China 271233
Ningxia Taishan Yangguang Energy Development Co. Xintai City, Shandong Province, China 271233
Tai’an Luyuan Salt Rock Co. Xintai City, Shandong Province, China 271233
Xinwen Mining Group (Yili) Energy Development Co. Xintai City, Shandong Province, China 271233
Shandong Huaxin Real Estate Development Co. Xintai City, Shandong Province, China 271233
Shandong Xinjulong Energy Co. Xintai City, Shandong Province, China 271233
Xinwen Mining Group Materials Supply Co. Xintai City, Shandong Province, China 271233
Shandong Xinyang Energy Co. Xintai City, Shandong Province, China 271233
Shandong Xinkuang Zhaogong Energy Co. Xintai City, Shandong Province, China 271233
Xinkuang Inner Mongolia Energy Co. Xintai City, Shandong Province, China 271233
Shandong Energy Machinery Group Co. Xintai City, Shandong Province, China 271233
Xinkuang Guizhou Energy Co. Xintai City, Shandong Province, China 271233
Inner Mongolia Luxin Energy Development Co. Xintai City, Shandong Province, China 271233
Binxian Shuiliandong Coal Co. Xintai City, Shandong Province, China 271233
Shandong Tai’an Tianyu Tourism and Culture Business Co. Xintai City, Shandong Province, China 271233 For personal use only use personal For
Tai’an Baichuan Paper Industry Co. Xintai City, Shandong Province, China 271233
Xinkuang International Trade Co. Xintai City, Shandong Province, China 271233
Anhui Jinhuangzhuang Mining Co. Xintai City, Shandong Province, China 271233
Guizhou Taishan Yangguang Energy Development Co. Xintai City, Shandong Province, China 271233
Guizhou Shentian Mining Development Co. Xintai City, Shandong Province, China 271233 Liaocheng Xinkuang Commerce and Trade Co. Xintai City, Shandong Province, China 271233
Shandong Changda Energy Co. Xintai City, Shandong Province, China 271233
Tai’an Huaxin Plaster Co. Xintai City, Shandong Province, China 271233
Xinwen Mining Group (Hong Kong) International Co. Xintai City, Shandong Province, China 271233
Shijiazhuang Tianhengtai Industry and Trade Co. Xintai City, Shandong Province, China 271233
Xinwen Mining Group Xinjian Cement Co. Xintai City, Shandong Province, China 271233
No.118 Taishan South Road, Xuecheng District, Zaozhuang City, Shandong Zaozhuang Mining (Group) Co., Ltd. Province, China 277100
Zaozhuang Mining Group Fuchun Gangue Power Co., Ltd No.118 Taishan South Road, Xuecheng District, Zaozhuang City, Shandong Province, China 277100
Shandong Tengzhou Shengyuan Thermal Power Co., Ltd No.118 Taishan South Road, Xuecheng District, Zaozhuang City, Shandong Province, China 277100
Zaozhuang Mining Group Jiangzhuang Gangue Power Co., Ltd No.118 Taishan South Road, Xuecheng District, Zaozhuang City, Shandong Province, China 277100
Zaozhuang Mining Group (Weishan) Fulong Trade Co., Ltd No.118 Taishan South Road, Xuecheng District, Zaozhuang City, Shandong Province, China 277100
Zaozhuang Mining Group Non-Coal Business Co., Ltd No.118 Taishan South Road, Xuecheng District, Zaozhuang City, Shandong Province, China 277100
Zaozhuang Mining Group Xin’an Coal Industry Co., Ltd No.118 Taishan South Road, Xuecheng District, Zaozhuang City, Shandong Province, China 277100
Zaozhuang Mining Group Jinyuan Co., Ltd No.118 Taishan South Road, Xuecheng District, Zaozhuang City, Shandong Province, China 277100
Tengzhou Fuyuan Low Heat Value Fuel Power Co., Ltd No.118 Taishan South Road, Xuecheng District, Zaozhuang City, Shandong Province, China 277100
Zaozhuang Mining Group Coal Chemical Research Institution Co., No.118 Taishan South Road, Xuecheng District, Zaozhuang City, Shandong Ltd Province, China 277100
Shandong Zhongxin Energy Co., Ltd No.118 Taishan South Road, Xuecheng District, Zaozhuang City, Shandong Province, China 277100
Guizhou Zaokuang Energy Co., Ltd No.118 Taishan South Road, Xuecheng District, Zaozhuang City, Shandong Province, China 277100
Canada Zhongxin Development Inc. No.118 Taishan South Road, Xuecheng District, Zaozhuang City, Shandong Province, China 277100
Rizhao Zhongxin Forest Industry Co., Ltd No.118 Taishan South Road, Xuecheng District, Zaozhuang City, Shandong Province, China 277100
Yunnan Zaokuang Energy Co., Ltd No.118 Taishan South Road, Xuecheng District, Zaozhuang City, Shandong Province, China 277100
Shandong Bayi Tire Manufacturing Co., Ltd No.118 Taishan South Road, Xuecheng District, Zaozhuang City, Shandong Province, China 277100
Longkou Liuhai Mining Co., Ltd No.118 Taishan South Road, Xuecheng District, Zaozhuang City, Shandong Province, China 277100
Jinfeng Hanbao Co., Ltd No.118 Taishan South Road, Xuecheng District, Zaozhuang City, Shandong
Province, China 277100 For personal use only use personal For
Beijing Lucai Investment Management Co., Ltd No.118 Taishan South Road, Xuecheng District, Zaozhuang City, Shandong Province, China 277100
Shengyuan Hongda Chemical Co., Ltd No.118 Taishan South Road, Xuecheng District, Zaozhuang City, Shandong Province, China 277100
Xinjiang Yili Zaokuang Energy Chemical Co., Ltd No.118 Taishan South Road, Xuecheng District, Zaozhuang City, Shandong Province, China 277100 No. 215 Banyang East Road, Hongshan Town, Zichuan District, Zibo City, Zibo Mining Group Co., Ltd., and its subsidiaries Shandong Province, China 255120
Shandong Donghua Energy Co. No. 215 Banyang East Road, Hongshan Town, Zichuan District, Zibo City, Shandong Province, China 255120
Shandong Xinhe Mining Co. No. 215 Banyang East Road, Hongshan Town, Zichuan District, Zibo City, Shandong Province, China 255120
Shannxi Changwu Tingnan Coal Industry Co. No. 215 Banyang East Road, Hongshan Town, Zichuan District, Zibo City, Shandong Province, China 255120
Shannxi Zhengtong Coal Industry Co. No. 215 Banyang East Road, Hongshan Town, Zichuan District, Zibo City, Shandong Province, China 255120
Inner Mongolia Shuangxin Mining Co. No. 215 Banyang East Road, Hongshan Town, Zichuan District, Zibo City, Shandong Province, China 255120
Hangjin Banner Juneng Energy Co. No. 215 Banyang East Road, Hongshan Town, Zichuan District, Zibo City, Shandong Province, China 255120
Inner Mongolia Huangtaolegai Coal Co. No. 215 Banyang East Road, Hongshan Town, Zichuan District, Zibo City, Shandong Province, China 255120
Shandong Fangda Engineer Co. No. 215 Banyang East Road, Hongshan Town, Zichuan District, Zibo City, Shandong Province, China 255120
Zibo Haitian Hotel Co. No. 215 Banyang East Road, Hongshan Town, Zichuan District, Zibo City, Shandong Province, China 255120
Shandong Tian’an Safety Testing Service Co. No. 215 Banyang East Road, Hongshan Town, Zichuan District, Zibo City, Shandong Province, China 255120
Zibo Mining Group Design Institution Co. No. 215 Banyang East Road, Hongshan Town, Zichuan District, Zibo City, Shandong Province, China 255120
Zibo Zikuang Coal Transportation Co. No. 215 Banyang East Road, Hongshan Town, Zichuan District, Zibo City, Shandong Province, China 255120
Zibo Mining Group Material Supply Co. No. 215 Banyang East Road, Hongshan Town, Zichuan District, Zibo City, Shandong Province, China 255120
Jinan Wanhua Cement Co. No. 215 Banyang East Road, Hongshan Town, Zichuan District, Zibo City, Shandong Province, China 255120
Shandong Donghua Cement Co. No. 215 Banyang East Road, Hongshan Town, Zichuan District, Zibo City, Shandong Province, China 255120
Zibo Lingzi Thermal Power Co. No. 215 Banyang East Road, Hongshan Town, Zichuan District, Zibo City, Shandong Province, China 255120
Shandong Luzhong Coal Exchange Co. No. 215 Banyang East Road, Hongshan Town, Zichuan District, Zibo City, Shandong Province, China 255120
Ordos Uxin Banner Shilin Chemical Co. No. 215 Banyang East Road, Hongshan Town, Zichuan District, Zibo City, Shandong Province, China 255120
Feicheng Mining Group Co., Ltd. No. 10777 Jingshi Road, Jinan City, Shandong Province, China 250014
Shandong Dongyue Energy Co. Mining Street, Hi-tech Development Zone Feicheng City, Shandong Province, China 271608
Feicheng Mining Group Shanxian Energy Co. Mining Street, Hi-tech Development Zone，Feicheng City, Shandong Province, China 271608
Feichengonly use personal For Mining Group Zhangjiakou Energy Co. Mining Street, Hi-tech Development Zone，Feicheng City, Shandong Province, China 271608
Guizhou Feikuang Energy Co. Mining Street, Hi-tech Development Zone，Feicheng City, Shandong Province, China 271608
Feicheng Mining Group Yangying Energy Co. Mining Street, Hi-tech Development Zone，Feicheng City, Shandong Province, China 271608 Heze Julong Energy Co. Mining Street, Hi-tech Development Zone，Feicheng City, Shandong Province, China 271608
Hulunbuir Dazheng Energy Development Co. Mining Street, Hi-tech Development Zone，Feicheng City, Shandong Province, China 271608
Shandong Shenneng Coal Power Investment Co. Mining Street, Hi-tech Development Zone，Feicheng City, Shandong Province, China 271608
Longkou Mining Group Co., Ltd. No. 10777 Jingshi Road, Jinan City, Shandong Province, China 250014
Longkou Coal Power Co. No. 249, Zhenxing Road，Longkou, Yantai City, Shandong Province, China 265700
Shandong Longfu Shale Development Co. No. 249, Zhenxing Road，Longkou, Yantai City, Shandong Province, China 265700
Longkou Haiyuan Tourism Agency Co. No. 249, Zhenxing Road，Longkou, Yantai City, Shandong Province, China 265700
Shandong Longxin Investment Management Co. No. 249, Zhenxing Road，Longkou, Yantai City, Shandong Province, China 265700
Longkou Mining Group Engineer and Construction Co. No. 249, Zhenxing Road，Longkou, Yantai City, Shandong Province, China 265700
Longkou Mining Group Thermal Power Co. No. 249, Zhenxing Road，Longkou, Yantai City, Shandong Province, China 265700
Haiyang Longfeng Thermal Power Co. No. 249, Zhenxing Road，Longkou, Yantai City, Shandong Province, China 265700
Shanxi Longkuang Energy Investment and Development Co. No. 249, Zhenxing Road，Longkou, Yantai City, Shandong Province, China 265700
Longkou Mining Group Real Propery Co. No. 249, Zhenxing Road，Longkou, Yantai City, Shandong Province, China 265700
Longkou Trade Co. No. 249, Zhenxing Road，Longkou, Yantai City, Shandong Province, China 265700
Longkou Longhai Testing Co. No. 249, Zhenxing Road，Longkou, Yantai City, Shandong Province, China 265700
Shandong Longhai Coal Transportation Co. No. 249, Zhenxing Road，Longkou, Yantai City, Shandong Province, China 265700
Longkou Longhua Design Co. No. 249, Zhenxing Road，Longkou, Yantai City, Shandong Province, China 265700
Shanxi Xinzhou Shenda Wangtian Coal Industry Co. No. 249, Zhenxing Road，Longkou, Yantai City, Shandong Province, China 265700
Shandong Energy International Trade Co.
Shandong Energy International Logistics Co.
Shandong Energy Inner Mongolia Shenglu Energy Chemical Co.
Shandong Energy Guizhou Mining Group Co.
Shandong Dongshan Mining Co. Ltd. No.69 Shangye Street, Luozhuang District, Linyi, Shandong 276017 For personal use only use personal For Shandong Tian Village Coal mine No.69 Shangye Street, Luozhuang District, Linyi, Shandong 276017
Shandong Qiu Ji Coal Mine No.69 Shangye Street, Luozhuang District, Linyi, Shandong 276017
Ma Fang Coal Mine Co., Ltd. of Linyi Mining Group No.69 Shangye Street, Luozhuang District, Linyi, Shandong 276017
Jinan Machinery Factory of Shandong Coal Mine No.69 Shangye Street, Luozhuang District, Linyi, Shandong 276017
Shandong Coal Feeder Equipment Group Co., Ltd. No.69 Shangye Street, Luozhuang District, Linyi, Shandong 276017 Coal transportation and distribution company of Linyi Mining Group No.69 Shangye Street, Luozhuang District, Linyi, Shandong 276017
Shandong Lubei Coal Distribution Co., Ltd. No.69 Shangye Street, Luozhuang District, Linyi, Shandong 276017
Shandong Fibreglass Composite Material Co., Ltd. No.69 Shangye Street, Luozhuang District, Linyi, Shandong 276017
Linyi Xingyu Engineering Design Co., Ltd. No.69 Shangye Street, Luozhuang District, Linyi, Shandong 276017
Shandong Linkuang Real Estate Co., Ltd. No.69 Shangye Street, Luozhuang District, Linyi, Shandong 276017
Linyi Yijin Materials Co., Ltd. No.69 Shangye Street, Luozhuang District, Linyi, Shandong 276017
Inner Mongolia Lumeng Energy Development Co., Ltd. No.69 Shangye Street, Luozhuang District, Linyi, Shandong 276017
Linyi Huibaoling Iron Ore Co., Ltd. No.69 Shangye Street, Luozhuang District, Linyi, Shandong 276017
Inner Mongolia Shanghai Temple Mining Co., Ltd. No.69 Shangye Street, Luozhuang District, Linyi, Shandong 276017
Luozhuang Technology Middle School No.69 Shangye Street, Luozhuang District, Linyi, Shandong 276017
Shandong Laiwu Coal Mine Machinery Co., Ltd. No.69 Shangye Street, Luozhuang District, Linyi, Shandong 276017
Shandong Tai’an Mine Machinery Co., Ltd. No.69 Shangye Street, Luozhuang District, Linyi, Shandong 276017
Shandong Yanzhou Coal Mine Machinery Co., Ltd No.69 Shangye Street, Luozhuang District, Linyi, Shandong 276017
Yanzhou Dongshan Real Estate Development Company No.69 Shangye Street, Luozhuang District, Linyi, Shandong 276017
Etuokeqian Real Estate Ltd. No.69 Shangye Street, Luozhuang District, Linyi, Shandong 276017
Yanzhou Linkuang Management Ltd. No.69 Shangye Street, Luozhuang District, Linyi, Shandong 276017
Shandong Dongshan Gucheng Coal Mine Co. Ltd No.69 Shangye Street, Luozhuang District, Linyi, Shandong 276017
Shandong Dongshan XinyiCoal Mine Co. Ltd No.69 Shangye Street, Luozhuang District, Linyi, Shandong 276017
Shandong Dongshan Wanglou Coal Mine Co. Ltd No.69 Shangye Street, Luozhuang District, Linyi, Shandong 276017
Shandong Dongshan Juncheng Energy Development Co. Ltd No.69 Shangye Street, Luozhuang District, Linyi, Shandong 276017
Zibp Fireglass Material Co., Ltd No.69 Shangye Street, Luozhuang District, Linyi, Shandong 276017
Yishui Thermal Power Co., Ltd No.69 Shangye Street, Luozhuang District, Linyi, Shandong 276017
Yanzhou Yijin Materials Co., Ltd No.69 Shangye Street, Luozhuang District, Linyi, Shandong 276017
Tai’an Yijin Materials Co., Ltd No.69 Shangye Street, Luozhuang District, Linyi, Shandong 276017
Ordos Yijin Materials Co., Ltd No.69 Shangye Street, Luozhuang District, Linyi, Shandong 276017
Rizhao Meilian International Trade Co., Ltd No.69 Shangye Street, Luozhuang District, Linyi, Shandong 276017 For personal use only use personal For