Engineering Geology and Seismology for Public Schools and Hospitals in California
The Resources Agency California Geological Survey Michael Chrisman, Secretary for Resources Dr. John G. Parrish, State Geologist
Engineering Geology and Seismology for Public Schools and Hospitals in California
to accompany California Geological Survey Note 48 Checklist
by Robert H. Sydnor, Senior Engineering Geologist California Geological Survey
www.conservation.ca.gov/cgs
July 1, 2005
316 pages
Engineering Geology and Seismology performance–based analysis, diligent subsurface for Public Schools and Hospitals sampling, careful reading of the extensive geologic in California literature, thorough knowledge of the California Building Code, combined with competent professional geological work. by Robert H. Sydnor Engineering geology aspects of hospital and public California Geological Survey school sites include: regional geology, regional fault July 1, 2005 316 pages maps, site-specific geologic mapping, geologic cross- sections, active faulting, official zones of investigation Abstract for liquefaction and landslides, geotechnical laboratory The 446+ hospitals, 1,400+ skilled nursing facilities testing of samples, expansive soils, soluble sulfate ±9,221 public schools, and 109 community college evaluation for Type II or V Portland-cement selection, campuses in California are regulated under California and flooding. Code of Regulations, Title 24, California Building Code. Seismology aspects include: evaluation of historic These facilities are plan–checked by senior–level seismicity, probabilistic seismic hazard analysis of Registered Structural Engineers within the Office of earthquake ground–motion, use of proper code terms Statewide Health Planning and Development (OSHPD) (Upper–Bound Earthquake ground–motion and Design– for hospitals and skilled nursing facilities, and the Basis ground–motion), classification of the geologic Division of the State Architect (DSA) for public schools, subgrade by shear–wave velocity to select the correct community colleges, and essential services buildings. earthquake attenuation formula, near–source The California Geological Survey (CGS) serves coefficients, peak ground acceleration (PGA), under contract as the advisor to these two sister state normalized spectral acceleration, and determination of agencies for engineering geology and seismology. The Seismic Zone 3 or Zone 4. CGS review work is performed by a Certified Liquefaction analysis for appropriate sites includes: Engineering Geologist. geologic setting, liquefaction methodology, dynamic To assist consulting geology and geotechnical firms compaction of sands (above and below the water table), with the preparation of their reports, the California lateral spreading, remedial options, and acceptance Geological Survey uses CGS Note 48, Checklist for the criteria for liquefaction remediation. Review of Engineering Geology and Seismology Reports Exceptional geologic hazards or complicated site for California Public Schools, Hospitals, and Essential conditions may possibly include: Phase I & II Services Buildings. This two–page checklist is meant to Environmental Site Assessment work for toxics, be used by the consulting Certified Engineering hazardous petroleum materials, environmental geology, Geologist and Registered Geotechnical Engineer. ground–water quality of drinking–water supplies, The purpose of this publication is to explain each of septic systems for suburban or rural campuses, the 52 sections within Note 48 checklist. It provides coseismic deformation and non-tectonic faulting, citations to the California Building Code, makes anthropic rise in groundwater surface, regional suggestions how to approach various geologic hazards, subsidence, volcanic eruptions, tsunamis & seiches, and provides practical references in engineering asbestos & tremolite, and Radon–222. geology, seismology, and geotechnical engineering. Review of the grading plans includes evaluation of The goal of this publication and Note 48 is to problems such as: cut/fill areas, over–excavation increase seismic safety for 35+ million Californians requirements, oversize boulders and rocky fills, orchard while streamlining the plan–check process to focus on rip–outs, subdrainage, surface drainage, seismic the relevant geologic hazards at a particular site. impedance across cut/fill lines, deep foundations, Construction schedules can be maintained and overall retaining walls, engineered fill buttresses, soil–nailed construction costs can be kept in line if consulting walls, geosynthetics, and gabions. geology and geotechnical firms prepare adequate and Current scientific publications in geology, appropriate reports that pass through DSA and OSHPD seismology, and geotechnical engineering are needed for plan–check on the first screening. CCR Title 24 projects. The geology of California is highly varied from the For hospitals and public schools, the consultants Nevada border to the Pacific Ocean, and from the must be properly licensed as Certified Engineering Oregon border to the Mexico border. One simple Geologists and Registered Geotechnical Engineers. checklist cannot cover every geologic hazard on each campus. An optimum approach includes: California Geological Survey ― Note 48 Checklist for the Review of Engineering Geology and Seismology Reports for California Public Schools, Hospitals, and Essential Services Buildings January 1, 2004
Note 48 is used by the California Geological Survey (CGS) to determine adequacy and completeness of consulting engineering geology, seismology, and geotechnical reports that are prepared under California Code of Regulations, Title 24, California Building Code. CCR Title 24 applies to California Public Schools, Hospitals, Skilled Nursing Facilities, and Essential Services Buildings. The Building Official for public schools is the Division of the State Architect (DSA). Hospitals and Skilled Nursing Facilities in California are under the jurisdiction of the Office of Statewide Health Planning & Development (OSHPD). The California Geological Survey serves under contract to these two state agencies for engineering geology and seismology review purposes. www.conservation.ca.gov/cgs
Project Name: ______Location: ______
OSHPD or DSA File # ______Review by: ______
Date Reviewed: ______California Certified Engineering Geologist # ______
Adequately Additional Checklist Item or Parameter within Consulting Report Described; Data Needed; N/A = not applicable N/R = not reviewed; not evaluated at this time Satisfactory Not Satisfactory
Project Location 1. Site Location Map, Street Address, County Name, Plot Plan with Building Footprint 2. Adequate Number of Boreholes or Trenches - one per 5,000 ft², with minimum of 2 for any one building 3. Site Coordinates (latitude & longitude) -correctly plotted on a 7½-minute USGS quadrangle base-map
Engineering Geology 4. Regional Geology and Regional Fault Maps — concise page-sized illustrations with site plotted 5. Geologic Map of Site — detailed (large-scale) geologic map with proper symbols and geologic legend 6. Subsurface Geology at Site — engineering geology description summarized from boreholes or trench logs 7. Geologic Cross-Sections ― several detailed geologic sections showing pertinent foundations & site grading 8. Active Faulting and Coseismic Deformation Across Site — Alquist-Priolo Earthquake Fault Zones for active faults; excavation of fault trenches; 50-foot setbacks from fault plane 9. Geologic Hazard Zones ― Seismic Hazard Zone Maps (liquefaction & landslides) Provide page-sized extract of official map showing liquefaction and landslide zones from California Geological Survey (as applicable) and any pertinent geologic map from the Safety Element of the local agency (city or county). 10. Landslides ― both on-site & on adjacent hillslope property (above or below); debris flows & rockfalls 11. Geotechnical Testing of Representative Samples ― broad suite of appropriate geotechnical tests 12. Expansive Soils -- Clay Mineralogy of the Geologic Subgrade Classify by Table 18-1-B & remediate 13. Geochemistry of Geologic Subgrade - Soluble Sulfates and Corrosive Soils Specify either Type II or Type V portland cement. Typical soluble sulfates include gypsum and jarosite. 14. Flooding & Severe Erosion - discuss FEMA Flood Zones; show site plotted on official map (if applicable)
Seismology & Calculation of Earthquake Ground-Motion 15. Evaluation of Historic Seismicity ― significant earthquakes that affected the site in the past 200 years 16. Probabilistic Seismic Hazard Analysis ( PSHA ) Evaluation of Earthquake Ground-Motion 17. Upper-Bound Earthquake Ground-Motion ― 10% chance of exceedance in 100 years: cite & use 18. Design-Basis Earthquake Ground-Motion ― 10% chance of exceedance in 50 years: cite & use 19. Characterize and Classify the Geologic Subgrade from Table 16A-J of Code; shear-wave velocity 20. Near-Source Coefficients and Distance to Nearest Active Fault ― if applicable: Na, Nv, Ca, Cv 21. Peak Ground Acceleration for UBE and DBE levels of ground-motion - summary PGA values 22. Normalized Spectral Acceleration - Site-specific spectral acceleration is required for dynamic analysis for irregular and tall buildings. Use ζ ≡ 5 percent viscous damping for both UBE and DBE ground-motion. 23. Seismic Zone 3 or 4 ― determine appropriate zone from Figure 16A-2 and Section 1629A.4.1 24. Scaled Time-Histories of Earthquake Ground-Motion - as applicable for base-isolated structures 2 Adequately Additional Checklist Item or Parameter within Consulting Report Described; Data Needed; N/A = not applicable N/R = not reviewed; not evaluated at this time Satisfactory Not Satisfactory
Liquefaction Analysis 25. Geologic Setting for Occurrence of Seismically-Induced Liquefaction: ♦ applicable to any ground-water surface <50 ft. depth; for calculations use historic-highest ground-water ♦ low-density alluvium, typically SPT N<35, composed of sands or silty sands with non-plastic fines ♦ moderate earthquake ground-motion, typically PGA UBE >0.1g. 26. Liquefaction Methodology — NSF/MCEER treatise on liquefaction by Youd, Idriss, and 19 others, Oct. 2001 issue of ASCE Journal of Geotechnical & Geoenvironmental. Engineering & CGS Special Publication 117 27. Liquefaction Calculations — based on detailed geologic cross-section and Safety Factor SF <1.3 28. Seismic Settlement of entire Soil Column at relevant Boreholes (both unsaturated & saturated) total & differential as */L Provide complete calculations (no estimates). Input PGA = UBE ground-motion 29. Lateral Spreading due to Liquefaction — when near a free-face (river bank, canal, cut-slope) 30. Remedial Options for Liquefaction ― several appropriate options to remediate liquefaction effects 31. Acceptance Criteria for Liquefaction Remediation ― needed for subsequent remediation contract
Exceptional Geologic Hazards and Complicated Site Conditions These exceptional items are not typically applicable statewide, but may be pertinent to a complicated site. Use prudent and careful analysis for all CCR Title 24 sites to avoid predicaments and expensive delays in construction of public school and hospital sites. This list of exceptional geologic hazards will help to avoid misunderstandings and back-checks when additional information is required by the reviewing agency. N/R = not reviewed; not evaluated at this time. 32. Phase I & II Environmental Site Assessment Work ― ASTM Test E-1527 & Test E-1903 for toxics 33. Hazardous Materials ― methane gas, hydrogen sulfide gas, tar seeps, high-pressure gas pipelines, etc. 34. Calif. Environmental Quality Act ― applicable Environmental Impact Report data, paleontology, etc. 35. Ground-Water Quality ― safe drinking water supplies for rural or suburban campuses (if applicable) 36. On-Site Septic Systems ― for rural or suburban campuses, evaluate septic leach-field system 37. Non-Tectonic Faulting and Hydrocollapse of Alluvial Fan Soils ― due to anthropic use of water 38. Regional Subsidence ― due to sustained withdrawal of fluids (ground-water extraction & petroleum) 39. Volcanic Eruption ― only near active volcanic centers; refer to USGS Bulletin 1847 (Miller, 1979) 40. Tsunami or Seiche ― only for low-lying sites close to California coastline or large lakes and reservoirs 41. Asbestos ― in formations associated with serpentine and tremolite. Refer to CGS Special Publication 124. 42. Radon-222 Gas ― typically within organic-rich marine shales of the California Coast Ranges. 43. Other Geologic Hazards ― use professional judgment for complicated or unusual geologic hazards
Grading-Plan Review and Foundation-Plan Review 44. Areas of Cut & Fill, Preparation of Ground, Depth of Removals and Recompaction 45. Geologic & Geotechnical Inspections and Problems Anticipated During Grading — called inspections for CEG or RGE (removal & recompaction; canyon clean-out; shear-key for buttress fill) 46. Subdrainage Plans for Ground Water and Surface Water ― show details of planned subdrains 47. Cut-Fill Prisms ― seismic compression and incoherent ground-motion across the cut-fill line of hillside pads 48. Deep Foundations, Structural Mat Foundations (only as applicable) — piles, belled caissons, etc. 49. Retaining Walls, Engineered Fill Buttresses, Soil-Nailed Walls, Geosynthetics, Gabions, etc.
Report Documentation 50. Geology, Seismology, and Geotechnical References ― current & adequate published citations 51. Engineering Geology report signed by Certified Engineering Geologist with CEG seal or number 52. Geotechnical Engineering report signed by Registered Geotechnical Engineer with RGE seal
Robert H. Sydnor, RG 3267, CHG 6, CPG 4496, CEG 968 California Geological Survey, Note 48 January 1, 2004 www.conservation.ca.gov/cgs Engineering Geology and Seismology for ii Public Schools and Hospitals in California California Geological Survey July 1, 2005
Table of Contents
Introduction
Purpose of CGS Note 48…………………………………………………………………………… 1 California Geological Survey ― Address and Website……………………………………………. 1 California Geological Survey Publications in Engineering Geology and Seismology……………. 2 California Building Code (CBC)…………………………………………………………………. 3 California Building Standards Commission………………………………………………………. 3 International Code Council (formerly ICBO) ………………………………………………… 3 2001 CBC and 1997 UBC………………………………………………………………………… 4 Essential Services Buildings……………………………………………………………………… 4 University of California and the State University System………………………………………. 4 Private Schools…………………………………………………………………………………… 4 Comparison of UBC and CBC…………………………………………………………………… 4 Code is Not a Design Manual…………………….……………………………………………… 5 Matrix Adoption Tables for Different State Agencies…………………………………………… 5 Use of this Checklist During Report Writing………………………………………….…………. 6 Three Stages of Scientific Analysis……………………………………………………………… 7 Earthquake Attenuation Formulas Change in the Aftermath of Significant Earthquakes……….. 8 CGS 2002 State–wide PSHA Model…………………………………………………………….. 9 Upper–Bound Earthquake Ground–Motion………………………………………………………. 9 Higher Specialty Licenses: CEG and RGE as Project Managers in Charge of Work…………… 10 Seismology Reports……………………………………………………………………………… 10 Geology and Seismology References Cited ……………………………………………………… 10 Avoid Misuse of Old Reports……………………………………………………………………. 12 Change of Engineering Geology and Geotechnical Consultant…………………………………. 12 Interactions between the Engineering Geologist, Structural Engineer, and Architect…………… 13 Number of Copies to Duplicate for Your Client…………………………………….…………… 13 Back–Check Reports……………………………………………….………………….………… 14 Backlog Time for Review……………………………………………………………………….. 14 Acknowledgments and Appreciation……………………………………………….……………. 15 Future Updates of Note 48 and Overall Goal……………………………………………………. 16
Hospitals Office of Statewide Health Planning and Development (OSHPD), the Building Officials .……. 17 Earthquake Evaluation and Seismic Retrofit of Hospitals ― Senate Bill 1953………………… 17
Public Schools, Community Colleges, and Essential Services Buildings Geological Aspects of CCR Title 5, Education Code for School Site Acquisition..……………. 19 Petroleum Pipelines……………………………………………………………………………… 20 School Site Acquisition and the California Environmental Quality Act (CEQA)……………… 21 Eminent Domain Proceedings………………………………………………………………….. 21 Geologic Investigations = Capital Expenditures………………………………………………… 22 Feasibility–for–Purchase Geology Reports…………………………………………………….. 22 School–Site Risk Assessment…………………………………………………………………… 22 Proximity of Schools to Airports and High-Voltage Powerlines…..…………………………….. 23 Key to Proper DSA Procedures ― “Request for Inspection” Form……………………………. 23 Short―Term Temporary Buildings for Public Schools…………………………..…………….. 24 Modular Classrooms…………………………………………………………………………….. 24 Construction Cost Considerations………………………………………………………………. 25 Phase I and Phase II Investigations for Toxics………………………………………………….. 25 List of State School Agencies…………………………………………………………………… 25 Seismic Safety of Schools………………………………………………………………………. 26 Division of the State Architect………………………………………………………………….. 27 DSA Interpretation of Regulations # A–4, dated February 3, 2004, Geologic Hazard Reports … 28
Engineering Geology and Seismology for iii Public Schools and Hospitals in California California Geological Survey July 1, 2005
Explanations Keyed to Numbered Sections within Note 48
Project Location
1. Site Location Map, Street Address, Plot Plan with Building Footprint….…………….…. 29 2. Adequate Number of Boreholes or Backhoe Trenches…………………………….….…. 30 3. Site Coordinates (latitude and longitude)…………………………………………..….…. 32
Engineering Geology
4. Regional Geology Map and Regional Fault Map… ……………………………………… 33 State–wide References (also refer to Appendix A for separate regions)……..…. . 38 5. Engineering Geologic Map of the Site……………………………………………………. 40 6. Subsurface Geology of the Site…………………………………………………………… 47 7. Geologic Cross–Sections through the Structures……………………………….…………. 50 8. Active Faulting & Coseismic Deformation Across the Site (Alquist–Priolo Zones)…….. 52 9. Geologic Hazard Zones (liquefaction and landslide official zone maps)…….……….….. 67 10. Landslides………………………………………………………………………….……… 69 11. Geotechnical Laboratory Testing of Representative Samples………………………….…. 82 12. Expansive Soils ― Clay Mineralogy of the Geologic Subgrade…………………..……… 85 13. Geochemistry of the Subgrade ― Soluble Sulfate Minerals, Corrosive Soils, and Reactive Aggregates………..……. 87 14. Flooding and Severe Erosion……………………………………………………..……….. 91
Seismology and Calculation of Earthquake Ground–Motion
15. Evaluation of Historical Seismicity……………………………………………….……..… 98 16. PSHA Evaluation of Earthquake Ground–Motion………………………………………… 102 17. Upper–Bound Earthquake Ground–Motion………………………………………………. 109 18. Design–Basis Earthquake Ground–Motion……………………………………………….. 112 19. Characterize and Classify the Geologic Subgrade………………………………………… 114 20. Near–Source Coefficients and Distance to Nearest Active Fault………………………..… 118 21. Peak Ground Acceleration for UBE and DBE Levels of Ground Motion………………… 120 22. Normalized Spectral Acceleration………………………………………………………… 122 23. California Seismic Zone 3 or 4……………………………………………………………. 124 24. Scaled Time–Histories of Earthquake Ground–Motion…………………………………… 125
Liquefaction Analysis
Introduction and Explanation of Liquefaction Review Process……………………………… 132 25. Geologic Setting for Occurrence of Seismically–Induced Liquefaction, with Geologic Cross–Sections for Liquefaction Analysis ..………………..…………. 133 26. Liquefaction Methodology…………………………………………………………….… 136 27. Liquefaction Calculations………………………………………………………………... 140 28. Seismic Settlement of entire Soil Column at relevant Boreholes (both differential & total settlement, including overlying unsaturated sediments)…….. 142 29. Lateral Spreading due to Liquefaction …………………………..……………….…….… 146 30. Remedial Options for Liquefaction…………………………………………………….…. 148 31. Acceptable Criteria for Liquefaction Remediation……………………………………….. 151 Engineering Geology and Seismology for iv Public Schools and Hospitals in California California Geological Survey July 1, 2005
Exceptional Geologic Hazards and Complicated Site Conditions
32. Phase I and Phase II Environmental Site Assessment Work ……………….…………..… 153 33. Hazardous Materials: Methane Gas, Hydrogen Sulfide Gas, Tar Seeps, Organic Stockpiles, and High–Pressure Petroleum Pipelines…….….… 157 34. California Environmental Quality Act (if applicable); paleontology, etc. ……………... 163 35. Groundwater Quality and Safe Drinking Water Supplies for Rural Campuses…………... 170 36. On–Site Septic Systems…………………………………………………………………… 175 37. Non–Tectonic Faulting and Hydrocollapse of Alluvial Fan Soils.…………………...…… 177 38. Regional Subsidence…………………………………………………………………….... 180 39. Volcanic Eruptions……………………………………………………………………..…. 182 40. Tsunami or Seiche………………………………………………………………….…..…. 186 41. Naturally Occurring Asbestos………………………….……………………………….… 189 42. Radon–222 Gas………………………………………………………………………….… 198 43. Unusual Geologic Hazards………………………………………………………..…….… 201
Grading–Plan Review and Foundation–Plan Review
44. Grading Plan Review, Areas of Cut & Fill, Preparation of the Ground, Depths of Removals & Recompaction ……………………………………….……. 206 45. Geologic & Geotechnical Inspections and Problems Anticipated During Grading……….. 215 46. Subdrainage Plans for Ground Water and Surface Water………………………….……… 216 47. Cut–Fill Prisms: Seismic Compression and Incoherent Ground Motion…………………. 218 48. Deep Foundations, Structural Mat Foundations ― piles or caissons……………….…….. 220 49. Retaining Walls, Engineered Fill Buttresses, Soil–Nailed Walls, Geosynthetics, and Gabions……..…..…………………………………………..….. 225
Consulting Report Documentation
50. Geology, Seismology, and Geotechnical References……………………………….…….. 229 51. Engineering Geology Report Signed by Certified Engineering Geologist………….….…. 232 52. Geotechnical Engineering Report Signed by Registered Geotechnical Engineer………… 233
Epilogue and Addresses of Regional Offices of the California Geological Survey…………… 234
(Appendix A, B, C continued on next page) Engineering Geology and Seismology for v Public Schools and Hospitals in California California Geological Survey July 1, 2005
Appendix A. Geologic References for California by Regions………………………. 235 San Diego Metropolitan Area…………………………………………………… 235 Peninsular Ranges Province (exclusive of the San Diego metropolitan area) …. 238 Imperial Valley and Salton Trough.…………….……………………………….. 240 Coachella Valley…………………………………………………………………. 242 Los Angeles Basin (central metropolitan area) ……………………………….. 244 Palos Verdes Peninsula…………………………………………………………. 248 San Gabriel Basin ― Pasadena – El Monte – Sierra Madre – Azusa – Baldwin Park………… 250 Orange County, Puente Hills, Santa Ana Mountains, San Joaquin Hills………. 252 San Fernando Valley and Santa Monica Mountains area ……………………… 257 Eastern Transverse Ranges & San Bernardino Valley area….…………….…… 259 Western Transverse Ranges & Ridge Basin….…………………………….…… 263 Mojave Desert……………………………………………………………….…… 266 Basin & Range Province…………………………………………………….…… 268 Southern Coast Ranges………………………………………………….…..…… 271 San Francisco Bay Area San Francisco Bay ― Regional Studies…………………………..……….. 274 San Francisco Peninsula, Santa Clara Valley, & South Bay Area .……….. 277 San Francisco ― East Bay Area………………………………….….…..… 280 San Francisco ― North Bay Area……………………………………..…… 283 San Joaquin Valley……………………………………………….……………..… 285 The Delta of the confluence of the Sacramento and San Joaquin Rivers…………. 287 Sacramento Valley…………………………………………………………..…….. 289 Southern Sierra Nevada…………………………………………………………… 291 Central Sierra Nevada…………………………………………………………….. 293 Lake Tahoe and the Northern Sierra Nevada……………………………………. 295 Northern Coast Ranges…………………………………………………………… 298 Klamath Mountains……………………………………………………………….. 302 Modoc Plateau…………………………………………………………………….. 303
Appendix B. Concise Bibliography of Engineering Geology & Seismology………… 304
Appendix C. Concise Bibliography for California Public–School Site Construction 308