FINANCIAL REPORTS

Depositories for the Funds of the State of New York

Month End: July 31, 2018

Prepared by the Division of the Treasury Investments, Cash Management and Accounting Operations

Nonie Manion Executive Deputy Commissioner

BALANCE AS OF ACCOUNT DESCRIPTION DEPOSITORY 07/31/2018

ACCOUNTS HELD IN JOINT CUSTODY BY THE COMMISSIONER OF TAXATION FINANCE AND THE NEW YORK STATE COMPTROLLER Unemployment Insurance Funding Account Key Bank 2,269,931.49 Occupational Training Act Funding Account Key Bank 72,440.63 Unemployment Insurance Exchange Account Key Bank 0.00 Exchange Account Key Bank 0.00 PIT Special Refund Account JPMorgan Chase Bank, N.A. (193,217,595.10) General Checking Key Bank (189,854,594.43) Direct Deposit Account Wells Fargo 59,952.97 TOTAL (190,815,270.01) 01000 - EXECUTIVE CHAMBER Executive Chamber Advance Account Key Bank No report received 01010 - DIVISION OF BUDGET Advance Account Bank of America, N.A. 5,000.00 01030 - DIVISION OF ALCOHOLIC BEVERAGE CONTROL Albany SLA Investigations Account Key Bank No report received 01050 - OFFICE OF GENERAL SERVICES Exec Mansion Official Function Key Bank 13,736.11 NY ISO Account Key Bank 3,000,000.31 OGS Binghamton Office Bldg Key Bank 0.00 SNY Office of General Services JPMorgan Chase Bank, N.A. 1,021.00 State of New York OGS Escrow II Key Bank 2,817,894.73 State of New York OGS Petty Cash Key Bank 247,488.64 State of New Your OGS Escrow Key Bank 61,343.19 State of NY Office Of General Services Key Bank 4,496.74 01060 - DIVISION OF STATE POLICE CNET Confidential Account Key Bank 24,000.00 Div Headquarters - Petty Cash Key Bank 1,396.50 Key Advantage Account Key Bank 72,695.10 Manhattan Office-confidential JPMorgan Chase Bank, N.A. 500.00 NYS Police Special Account Key Bank 2,750,921.95 SIU Confidential Fund Account Key Bank 8,585.00 Special Fund Key Bank 48,349.93 State Police Receipts Account Bank of America, N.A. 997,012.06 Troop A Batavia - Petty Cash Bank of America, N.A. 1,000.00 Troop A Batavia-Confidential Bank of America, N.A. 1,900.00 Troop B Confidential Key Bank 5,735.00 Troop B Petty Cash Community Bank 748.00 Troop C Confidential Fund NBT Bank 1,800.00 Troop C Petty Cash NBT Bank 730.00 Troop D Oneida - Confidential Alliance Bank 1,496.00 Troop D Oneida Petty Cash Alliance Bank 821.56 Troop E Canandaigua Confidential Canandaigua National Bank 2,000.00 Troop E Petty Cash Canandaigua National Bank 1,000.00 Troop F Confidential JPMorgan Chase Bank, N.A. 1,712.74 Troop F Petty Cash JPMorgan Chase Bank, N.A. 1,000.00 Troop G Loudonville Conf Bank of America, N.A. 569.00 Troop G Petty Cash Bank of America, N.A. 1,000.00 Troop K Petty Cash Bank of Millbrook 826.00 Troop K Poughkeepsie-Confidential Bank of Millbrook 5,600.00 Troop L Confidential Fund Bank of America, N.A. 7,000.00 01070 - DIVISION OF MILITARY & NAVAL AFFAIRS Advance For Travel Key Bank No report received SNY Camp Smith Billeting Fund JPMorgan Chase Bank, N.A. No report received 01077 - OFFICE OF HOMELAND SECURITY Academy Of Fire Science Chemung Canal Trust 174,866.59 01080 - DIVISION OF HOUSING & COMMUNITY RENEWAL Albany Office Of Financial Administration Maximum Base Rent Fee Account JPMorgan Chase Bank, N.A. 35,134.53 Revenue Account JPMorgan Chase Bank, N.A. 535,065.89 01090 - DIVISION OF HUMAN RIGHTS Petty Cash Fund Account JPMorgan Chase Bank, N.A. No report received 01150 - OFFICE OF EMPLOYEE RELATIONS 1986 Panel Administration Esc Key Bank 3,830.07 GOER/LMC Advance Account Key Bank 1,911.93 NYS Dependent Care Acct Key Bank 52,957.59 01160 - JUSTICE CENTER FOR THE PROTECTION OF PEOPLE WITH SPECIAL NEEDS Agency Advance Account Key Bank 1,901.13 01300 - ADIRONDACK PARK AGENCY General Fund Community Bank 152.00 Petty Cash Community Bank 3,791.38 01400 - CRIME VICTIMS COMPENSATION BOARD Crime Victims JPMorgan Chase Bank, N.A. 31,507.81 Emergency Award Account M&T Bank 0.00 Emergency Claims Key Bank 11,779.31 Petty Cash Account Key Bank 1,312.50 REST/SUBROG Escrow Account Key Bank 389.66 01490 - DIVISION OF CRIMINAL JUSTICE SERVICES Advance Account Bank of America, N.A. 2,785.00 FBI Fee Account Bank of America, N.A. 7,157.46 Fingerprint Fee Account Bank of America, N.A. 26,121.00 01530 - STATE COMMISSION OF CORRECTION Advance Account Bank of America, N.A. 2,000.00 01540 - STATE BOARD OF ELECTIONS Revenue Account Key Bank No report received 01620 - OFFICE FOR PREVENTION OF DOMESTIC VIOLENCE NYS Prevention Domestic Violence Bank of America, N.A. No report received 02000 - OFFICE OF THE STATE COMPTROLLER Admissions Bank of America, N.A. 9,191.50 Alcohol Beverage Bank of America, N.A. 55,105.24 Alcoholic Bev Control License Wells Fargo Bank 476,892.07 Alcoholic Beverage Control License M&T Bank 284,325.63 Assessments Bulk JPMorgan Chase Bank, N.A. 116,341.38 Assessments Receivable JPMorgan Chase Bank, N.A. 10,306,643.38 Assessments Receivable (EFT) Wells Fargo Bank 3,556,477.84 Boxing And Wrestling Tax Bank of America, N.A. 40,917.26 Check 21 Corporation Tax JPMorgan Chase Bank, N.A. 682,824.88 Check 21 Highway Use JPMorgan Chase Bank, N.A. 1,625,699.76 Check 21 PIT JPMorgan Chase Bank, N.A. 817,036.66 Check Sales Tax JPMorgan Chase Bank, N.A. 2,284,574.61 Cigarette Stamp Sales Tax JPMorgan Chase Bank, N.A. 1,173,688.00 Cigarette Stamp Tax JPMorgan Chase Bank, N.A. 74,027.40 Cigarette Stamp Tax (EFT) Wells Fargo Bank 6,287,232.29 Cigarette Stamp Tax Split JPMorgan Chase Bank, N.A. 600,336.85 Cigarette Tax Tobacco Products Bank of America, N.A. 38,256.73 Corporation Tax Wells Fargo Bank 262,418.33 Corporation Tax - Art 9 Bank of America, N.A. 0.00 Corporation Tax - Coupon Acct. JPMorgan Chase Bank, N.A. 191,995.62 Encon Beverage Container Deposit/Bottle Bill (EFT) Wells Fargo Bank 200,981.98 Estate Tax Bank of America, N.A. 2,790,993.86 Estate Tax Article 10 Section 241 Key Bank 0.01 Estimated Tax JPMorgan Chase Bank, N.A. 7,825,028.30 Gift Tax Bank of America, N.A. 0.00 Hazardous Waste Key Bank 6,957.10 Highway Use - Permits & Reg. Bank of America, N.A. 30,262.69 Highway Use Truck Mileage Tax (EFT) Wells Fargo Bank 1,264,092.28 Hudson River-Black River Bank of America, N.A. 0.00 Hudson River-Black River Community Bank 14,222.94 Hut/Oscar Registrations & Renewals (EFT) Wells Fargo Bank 33,749.00 IFTA Fuel Use Tax (EFT) Wells Fargo Bank 253,227.83 IFTA/Oscar Renewals (EFT) Wells Fargo Bank 0.00 IFTA-Decal/Permit Fee Acct. Bank of America, N.A. 46,152.00 IFTA-Fuel Use Bank of America, N.A. 71,690.10 Income Tax - LLC JPMorgan Chase Bank, N.A. 79,784.66 Justice Court Key Bank 658,362.93 MCTD Medallion Taxicab Trip JPMorgan Chase Bank, N.A. 10,475.50 Medallion Taxicab Trip Tax (EFT) Wells Fargo Bank 112,849.75 Medical Marijuana Tax Collections Bank of America, N.A. 67,781.60 Metro Commuter Trans. Mobility JPMorgan Chase Bank, N.A. 5,009,490.46 Ogdensburg Bridge & Port Community Bank (1,230,719.82) Payroll Revolving Exchange Acct. Key Bank 0.00 Personal Income Tax Wells Fargo Bank 1,316,711.00 Petroleum Business Tax (EFT) Wells Fargo Bank 302,522.41 Petroleum Products Tax Bank of America, N.A. 179,870.43 PIT Bulk JPMorgan Chase Bank, N.A. 628,278.00 Port Of Oswego Key Bank (509,704.13) Promptax - MCTMT Wells Fargo Bank 9,909,763.22 Promptax - Petroleum Business Tax Wells Fargo Bank 267,513.12 Promptax - Sales Tax/Sales Tax Prepaid Fuel Wells Fargo Bank 1,063,509.10 Promptax - Withholding Wells Fargo Bank 13,713,348.93 Promptax - Withholding Checks JPMorgan Chase Bank, N.A. 62,362.72 Real Estate Transfer Tax Key Bank 46,677.14 Revenue Holding First Niagara Bank 6,226,000.00 Sales Tax JPMorgan Chase Bank, N.A. 992,578.24 Sales Tax Wells Fargo Bank 2,828,575.85 SUNY Concentration First Niagara Bank 1,137,000.00 TNC Assessment (EFT) Wells Fargo Bank 2,719,539.97 Troy Debt Service Reserve Fund Bank of America, N.A. 8,275,331.10 Uncashed Winning Tickets Bank of America, N.A. 25,979.73 Unclaimed Funds JPMorgan Chase Bank, N.A. 117,119.41 Unclaimed Funds - 2 JPMorgan Chase Bank, N.A. 34,443.49 Withholding Wells Fargo Bank 28,035,273.55 Withholding Tax JPMorgan Chase Bank, N.A. 13,335,196.42 Cash Advance Accounts Advance For Travel Account Key Bank 3,701.30 ERS Petty Cash Acct Key Bank 5,100.00 Petty Cash Account Key Bank 3,400.00 Common Retirement Fund Common Retirement Fund - Depository JPMorgan Chase Bank, N.A. 651.52 NYS Common Retirement Fund JPMorgan Chase Bank, N.A. 651,314.44 Employees Retirement System Employees Retirement System - EFT JPMorgan Chase Bank, N.A. 2.11 Employees Retirement System - General JPMorgan Chase Bank, N.A. 0.00 Employees Retirement System - Pension JPMorgan Chase Bank, N.A. 0.00 Group Term Life Group Term Life - General JPMorgan Chase Bank, N.A. 0.00 Miscellaneous Fee Account Key Bank 92.25 Municipal Assistance Corporation Accounts City Of Troy - MAC JPMorgan Chase Bank, N.A. 0.00 Police and Fire Retirement Police & Firemen's - EFT JPMorgan Chase Bank, N.A. 1.90 Retirement Police & Firemen's - General JPMorgan Chase Bank, N.A. 0.00 Retirement Police & Firemen's - Pension JPMorgan Chase Bank, N.A. 0.00 03000 - DEPARTMENT OF LAW Albany Filing Fees Account Key Bank No report received Albany Petty Cash Bank of America, N.A. No report received Albany Revenue Account Key Bank No report received Assessment Account JPMorgan Chase Bank, N.A. No report received Attorney General Account Key Bank No report received Civil Recoveries Account Key Bank No report received Dept Of Law Controlled Disb M&T Bank No report received Marie Roberts JPMorgan Chase Bank, N.A. No report received NYC Filing Fees Account JPMorgan Chase Bank, N.A. No report received NYC Petty Cash Account JPMorgan Chase Bank, N.A. No report received NYC Revenue Account JPMorgan Chase Bank, N.A. No report received Restitution Account M&T Bank No report received Special Account Key Bank No report received US Justice Dept - Shared Forfeiture Key Bank No report received US Treas Dept - Shared Forfeiture Key Bank No report received 03010 - OFFICE OF THE ATTORNEY GENERAL OCTF - Confidential Fund Checking JPMorgan Chase Bank, N.A. No report received OCTF - Confidential Fund Checking JPMorgan Chase Bank, N.A. No report received 03020 - MEDICAID FRAUD CONTROL dept atty gen vs john doe Key Bank 8,807,787.73 National Global Settlement JPMorgan Chase Bank, N.A. 5,437,900.19 NYS Department Of Law Confidential Account JPMorgan Chase Bank, N.A. 38,875.00 NYS Department of Law Petty Cash Account JPMorgan Chase Bank, N.A. 5,271.00 04020 - NYS ASSEMBLY Advance For Travel Bank of America, N.A. No report received Petty Cash Account Dist Off Bank of America, N.A. No report received Petty Cash New York City JPMorgan Chase Bank, N.A. No report received Public Information Office Key Bank No report received 04030 - ASSEMBLY WAYS & MEANS COMMITTEE Advance For Travel Key Bank No report received Petty Cash Key Bank No report received 04040 - LEGISLATIVE BILL DRAFTING COMMISSION NY LBDC - Legislative Computer Services Fund Key Bank 1,856.96 NYS Leg Bill Drafting Comm-Petty Cash Acct Key Bank 51,363.64 04250 - REAPPORTIONMENT NYS Taskforce On Demo Res & Reapp JPMorgan Chase Bank, N.A. No report received 05000 - OFFICE OF COURT ADMINISTRATION Attorney Registration Fees - Revenue JPMorgan Chase Bank, N.A. 1,369,095.00 Criminal Records Search Acct - Revenue JPMorgan Chase Bank, N.A. 5,720,756.63 Finger Print Account JPMorgan Chase Bank, N.A. 2,100.00 Petty Cash Acct JPMorgan Chase Bank, N.A. 1,000.00 05005 - OCA OFFICE OF BUDGET & FINANCE Petty Cash Account Key Bank 2,500.00 05008 - LAWYERS FUND FOR CLIENT PROTECTION Client Security Fund - Bail Key Bank 2,406,730.19 Lawyers Fund For Client Protection - Bail Key Bank 699.23 Petty Cash Key Bank 3,446.62 05012 - MENTAL HYGIENE LEGAL SERVICES - 2ND JUDICIAL DEPARTMENT Mental Hygiene Sec Dept Petty Cash Bank of America, N.A. 879.59 05023 - ATTORNEY GRIEVANCE COMMITTEE, THIRD JUDICIAL DEPARTMENT Attorney Grievance Committee M&T Bank 750.00 05071 - COURT OF APPEALS Chief Judge Advance Key Bank 4,625.40 Clerk Of The Court Of Appeals Key Bank 4,853.50 05072 - STATE BOARD OF LAW EXAMINERS State Board Of Law Examiners Fee Key Bank 42,515.00 05081 - APPELLATE DIVISION - 1ST JUDICIAL DEPARTMENT 1st Appellate Division Supreme Ct JPMorgan Chase Bank, N.A. 29,175.50 1st Jud Dept Petty Cash Appellate JPMorgan Chase Bank, N.A. 425.47 05082 - APPELLATE DIVISION - 2ND JUDICIAL DEPARTMENT Appellate Div 2nd Dept Revenue JPMorgan Chase Bank, N.A. 95,741.00 05083 - APPELLATE DIVISION - 3RD JUDICIAL DEPARTMENT Third Dept Civil Fees Acct - Revenue Key Bank 24,830.00 05084 - APPELLATE DIVISION - 4TH JUDICIAL DEPARTMENT 4th Dept Appellate Div Civil Fees - Revenue JPMorgan Chase Bank, N.A. 15,157.40 05090 - COURT OF CLAIMS Court Of Claims Revenue Account Key Bank 6,060.31 05111 - 10TH JUDICIAL DISTRICT NASSAU COUNTY ADMINISTRATION Glen Cove City Court Glen Cove City Court - Bail Bank of America, N.A. 0.00 Glen Cove City Court Bail Wells Fargo Bank 144,125.10 Glen Cove City Court Revenue Wells Fargo Bank 49,499.27 Glen Cove Court Revenue Bank of America, N.A. 0.00 Long Beach City - Nassau City Court Of Long Beach - Bail Bank of America, N.A. 0.00 City Court Of Long Beach - Revenue Bank of America, N.A. 0.00 Long Beach City Court Long Beach City Court Revenue Wells Fargo Bank 88,325.00 Long Beach Court Bail Wells Fargo Bank 145,929.55 Nassau County Court Nassau County Assessment Wells Fargo Bank 39,953.65 Nassau District Court - Criminal Nassau Dist Ct Criminal Revenue Wells Fargo Bank 335,903.43 Nassau District Court-Civil Nassau County Dist Ct- Civil Revenue Wells Fargo Bank 73,382.53 Nassau Surrogate Nassau County Surrogate Court-Revenue Wells Fargo Bank 79,628.00 05112 - 10TH JUDICIAL DISTRICT SUFFOLK COUNTY ADMINISTRATION 10th Judicial District Suffolk County Admin Suffolk County Court -Court Fund People's United Bank 23,082.25 Suffolk County Surrogate Surrogate Court Of Suffolk County People's United Bank 87,810.75 Suffolk District Court Civil Fees Suffolk County District Court Civil Fees Citibank 377,743.59 Suffolk District Court Criminal Fines Suffolk County District Court Criminal Fines Citibank 258,021.15 Suffolk District Court Trust Acct Suffolk County District Court Trust Account Citibank 90,000.00 05210 - NYC-CIVIL COURT Bronx Civil Court - Civil Bronx Civil Court - Revenue JPMorgan Chase Bank, N.A. 250,800.79 Harlem Community Justice Court Harlem Community Justice - Revenue Account JPMorgan Chase Bank, N.A. 5,010.00 Kings Civil Court- Civil Kings Civil Court- Civil Revenue JPMorgan Chase Bank, N.A. 189,618.10 New York Civil Court - Civil New York Civil Court Revenue Acct JPMorgan Chase Bank, N.A. 137,660.58 Queens Civil Court - Civil Queens Civil - Revenue JPMorgan Chase Bank, N.A. 73,458.25 Richmond Civil Court - Civil Richmond Civil Ct Revenue Acct JPMorgan Chase Bank, N.A. 31,464.28 05215 - NYC-CRIMINAL COURT Bronx Criminal Court- Criminal Court Bronx Criminal Division- Criminal Bail JPMorgan Chase Bank, N.A. 103,728.00 Bronx Criminal Court- Criminal Court Bronx Criminal Division- Criminal Revenue JPMorgan Chase Bank, N.A. 86,531.35 Kings County Criminal Court Kings Criminal Court Citibank 47,505.00 New York County Criminal Court New York Criminal Court JPMorgan Chase Bank, N.A. 76,039.00 New York Criminal Court- State Funds JPMorgan Chase Bank, N.A. 126,299.00 Queens County Criminal Court Queens Criminal Court JPMorgan Chase Bank, N.A. 112,908.00 Queens Criminal Court - State Funds JPMorgan Chase Bank, N.A. 152,837.00 Richmond County Criminal Court Richard Criminal Court-City Funds JPMorgan Chase Bank, N.A. 45,616.00 Richmond Criminal Court Citibank 0.00 Richmond Criminal Court- State Funds Citibank 0.00 Richmond Criminal Court-State Funds JPMorgan Chase Bank, N.A. 45,324.00 05220 - NYC-FAMILY COURT Family Citywide Administration NYC Family Court JPMorgan Chase Bank, N.A. 310.00 05231 - SUPREME COURT - BRONX COUNTY NYS Office of Court Admin JPMorgan Chase Bank, N.A. 3,154.00 05235 - SUPREME COURT - KINGS COUNTY Kings Co Supreme Supreme Court Kings County-Revenue JPMorgan Chase Bank, N.A. 7,487.71 05240 - SUPREME COURT - QUEENS COUNTY Queens Co Supreme Queens County Supreme Court JPMorgan Chase Bank, N.A. 25,864.01 Queens County Supreme Court JPMorgan Chase Bank, N.A. 0.00 05250 - NEW YORK COUNTY CLERK New York Co Clerk Revenue Account JPMorgan Chase Bank, N.A. 823,131.96 05255 - BRONX COUNTY CLERK Bronx County Clerk Bronx Cnty Clerk Revenue Acct JPMorgan Chase Bank, N.A. 609,958.54 05260 - KINGS COUNTY CLERK Kings County Clerk Kings County Clerk Revenue Account Flushing Commercial Bank 1,051,519.50 05265 - QUEENS COUNTY CLERK Queens County Clerk-Revenue Acct Sterling Bank 730,499.02 05270 - RICHMOND COUNTY CLERK Richmond Co Clerk State Fees Account JPMorgan Chase Bank, N.A. 7,170,276.64 Richmond County Clerk DEC JPMorgan Chase Bank, N.A. 215.91 05275 - NEW YORK COUNTY SURROGATES COURT New York Surrogate New York Surrogate Court JPMorgan Chase Bank, N.A. 46,333.00 05280 - BRONX COUNTY SURROGATES COURT Bronx Surrogate Bronx Surrogate Court Revenue Acct JPMorgan Chase Bank, N.A. 10,250.00 05285 - KINGS COUNTY SURROGATES COURT Kings County Surrogate Kings Co. Surrogate Revenue Acct Bank of America, N.A. 20,755.00 05290 - QUEENS COUNTY SURROGATES COURT Queens surrogate Queens Co Revenue Acct Surrogate Signature Bank 40,422.50 05295 - RICHMOND COUNTY SURROGATES COURT Richmond County Surrogate Court Revenue Account Victory State Bank 6,794.00 05360 - 3RD JUDICIAL DISTRICT ADMINISTRATION Albany City Court - (Civil) Albany City Civil - Revenue Wells Fargo Bank 12,775.44 Albany City Court - (Crim-Bail) Albany City Criminal - Bail Wells Fargo Bank 28,208.48 Albany City Court - (Traffic) Albany City Traffic-Revenue Wells Fargo Bank 137,790.00 Albany Traffic Court - Bail Bank of America, N.A. 0.00 Albany City Court - Civil Part Albany City Court Civil - Revenue Trustco Bank 0.00 Albany City Court - Crim Albany City Court-Crim Wells Fargo Bank 3,837.00 Albany City Court - Traffic-Bail Albany City Traffic - Bail Wells Fargo Bank 1,300.00 Albany County Surrogate Albany Cty Surrogates Court - Revenue Bank of America, N.A. 11,207.50 Albany Police Court Albany Police Court Bail Account Key Bank 0.00 Cohoes City Court Cohoes City Court Bail Key Bank 44,541.65 Cohoes City Court Fees/Fines Account Key Bank 7,718.10 Columbia County Surrogate Columbia Co Surrogate Ct Fees - Revenue Key Bank 21,378.75 Greene Surrogate Greene Surrogate-Revenue Wells Fargo Bank 3,608.00 Hudson City Court Hudson City Bail Wells Fargo Bank 28,611.25 Hudson City Court Bail Acct Trustco Bank 0.00 Hudson City Court Revenue Acct - Revenue Trustco Bank 0.00 Hudson City Revenue Wells Fargo Bank 5,178.14 Kingston City Court Kingston City Court Bail Key Bank 14,355.00 Kingston City Court Bail Wells Fargo Bank 2,890.00 Kingston City Court Revenue Wells Fargo Bank 42,456.39 Rensselaer City Court Rensselaer City Court - Revenue Key Bank 2,243.50 Rensselaer City Court Bail Acct Key Bank 6,729.60 Rensselaer County Surrogate Rensselaer Co Surrogate Ct Fees - Revenue Key Bank 15,728.50 Schoharie County Surrogate Schoharie Co Surrogates Court - Revenue Bank of America, N.A. 320.00 Sullivan Surrogate Sullivan Surrogate-Revenue Wells Fargo Bank 85.00 Troy City Court Troy City Court- Revenue Acct - Revenue Bank of America, N.A. 207,914.98 Troy Police Court Bail Account Bank of America, N.A. 24,169.16 Ulster County Surrogate Ulster County Surrogate Court - Revenue Key Bank 4,435.00 Watervliet City Court Watervliet Bail Pioneer Savings Bank 49,673.70 Watervliet Revenue Pioneer Savings Bank 39,421.05 05460 - 4TH JUDICIAL DISTRICT ADMINISTRATION Amsterdam City Court Amsterdam City Court - Bail Key Bank 77,196.13 Amsterdam City Court - Revenue Key Bank 77,196.31 Clinton County Surrogates Clinton County Surrogates - Revenue Key Bank 323.00 Essex County Surrogate Essex Co Surrogate Clerk - Revenue Champlain National 3,046.00 Franklin County Surrogate Franklin Co Surrogate Court - Revenue Key Bank 31.00 Fulton County Surrogate Fulton County Surrogate's Court Key Bank 1,901.00 Glens Falls City Court Glens Falls City Court Account - Revenue Glens Falls National 15,384.74 Glens Falls City Court Bail Acct Glens Falls National 53,937.36 Gloversville City Court Gloversville City Court Bail NBT Bank 45,127.67 Gloversville City Court Revenue NBT Bank 11,317.50 Hamilton Surrogate Hamilton Surrogate - Revenue Community Bank 853.00 Johnstown City Court City Of Johnstown Bail Account - Bail Key Bank 40,620.77 Johnstown City Court Fines/Fees - Revenue Key Bank 11,388.00 Mechanicville City Court Mechanicville City Court Bail TD Bank 7,322.54 Mechanicville City Ct Revenue Acct TD Bank 7,090.60 Montgomery County Surrogate Montgomery County Surrogates Court - Revenue NBT Bank 0.00 Ogdensburg City Court Ogdensburg City Court Int Bail Community Bank 22,305.53 Ogdensburg City Court Revenue Community Bank 2,830.30 Plattsburgh City Court Plattsburgh City Court - Bail Glens Falls National 120,556.27 State Of NY Plattsburgh City Court - Revenue Glens Falls National 23,674.84 Saratoga County Surrogate Saratoga County Surrogate - Revenue Ballston Spa National Bank 2,400.50 Saratoga Springs City Court Saratoga Springs Bail Account The Adirondack Trust Company 91,527.84 Saratoga Springs City Revenue Acct The Adirondack Trust Company 35,372.65 Schenectady City Court Schenectady City Court- Bail Bank of America, N.A. 73,813.84 Schenectady City Court Revenue Bank of America, N.A. 44,999.24 Schenectady Surrogate Schenectady Surrogate Court - Revenue Key Bank 8,604.50 St. Lawrence Co Surrogate St. Lawrence County Surrogate - Revenue Community Bank 1,696.00 Warren County Surrogate Warren County Surrogate Court - Revenue TD Bank 2,965.75 Washington Surrogates Washington Surrogate Revenue TD Bank 647.25 05560 - 5TH JUDICIAL DISTRICT ADMINISTRATION Fulton City Court Fulton City Court Bail Acct Key Bank 12,385.16 Fulton City Court Revenue Key Bank 14,742.19 Herkimer Surrogate Herkimer Surrogate - Revenue Partners Trust 160.00 Jefferson Surrogates Jefferson Co Surrogate Revenue Key Bank 1,089.00 Lewis County Surrogates Lewis County Surrogate Court - Revenue Key Bank 6.00 Little Falls City Court Little Falls City Court Bail Bank of America, N.A. 1,200.00 Little Falls City Court Revenue M&T Bank 4,974.00 Oneida County Combined Oneida County Combined Court Adirondack Bank 4,594.00 Oneida County Surrogates Oneida County Surrogate Court Revenue The Adirondack Trust Company 8,550.50 Onondaga County Surrogates Onondaga Surrogate Court - Revenue Alliance Bank 5,409.00 Oswego City Court Oswego City Court Bail Acct JPMorgan Chase Bank, N.A. 19,086.82 Oswego City Court Revenue JPMorgan Chase Bank, N.A. 16,807.30 Oswego Surrogate Court Oswego County Surrogate Court - Revenue Key Bank 1,872.50 Rome City Court City Court Of Rome Bail Account - Bail Bank of America, N.A. 56,631.81 Rome City Court - Revenue Bank of America, N.A. 42,187.66 Sherrill City Court Sherrill City Court 5th Jud Dist - Bail Alliance Bank 600.00 Sherrill City Court Fees - Revenue Alliance Bank 1,151.50 Syracuse City Court Syracuse City Court - Bail Alliance Bank 305,056.00 Syracuse City Court - Fees - Revenue Alliance Bank 52,308.96 Utica City Court Utica City Court Criminal Bail Bank of Utica 97,733.63 Utica City Court Revenue Account Key Bank 43,228.57 Watertown City Court Watertown City Court Bail Key Bank 63,858.41 Watertown City Court Fees & Fines - Revenue Key Bank 13,814.55 05661 - 6TH JUDICIAL DISTRICT ADMINISTRATION Binghamton City Court Binghamton City Court Bail M&T Bank 63,405.00 Binghamton City Court Revenue M&T Bank 40,803.29 Broome Surrogates SNY UCS Broome County Surrogates Court Wells Fargo Bank 1,812.00 Chemung County Surrogates SNY UCS Chemung County Surrogates Court Wells Fargo Bank 2,295.50 Chenango County Surrogates SNY UCS Chenango County Surrogates Court Wells Fargo Bank 521.75 Cortland City Court Court City Court Bail NBT Bank 47,100.77 Court City Court- Revenue NBT Bank 9,878.50 Cortland County Surrogates SNY UCS Cortland County Surrogates Court Wells Fargo Bank 439.00 Delaware County Surrogates Delaware County Surrogate - Revenue Delaware National Bank 2,219.25 Elmira City Court Elmira City Court - Revenue Account Chemung Canal Trust 15,245.50 Elmira City Court Bail Chemung Canal Trust 62,736.91 Ithaca City Court Ithaca City Court Tompkins County Trust 25,390.00 Ithaca City Court Revenue Tompkins County Trust 15,209.70 Madison County Surrogates SNY UCS Madison County Surrogates Court Wells Fargo Bank 5,218.00 Norwich City Court Norwich City Court Bail Acct NBT Bank 23,220.00 Norwich City Court Revenue Acct NBT Bank 8,024.25 Oneida City Court Oneida City Court Bail Account JPMorgan Chase Bank, N.A. 21,441.50 Oneida City Court Fee & Fine - Revenue JPMorgan Chase Bank, N.A. 15,194.30 Oneonta City Court Oneonta City Court - Revenue Community Bank 9,178.50 Oneonta City Court Bail Account Community Bank 17,837.00 Otsego County Surrogates Otsego County Surrogates Court - Revenue Key Bank 2,472.75 Schuyler County Surrogates Schuyler County Surrogates Court Community Bank 1.50 Tioga County Surrogates Tioga Surrogates Court - Revenue M&T Bank 1,633.25 Tompkins County Surrogates SNY UCS Tompkins County Surrogates Court Wells Fargo Bank 1,444.75 05761 - 7TH JUDICIAL DISTRICT ADMINISTRATION Auburn City Court Auburn City Court Bail Acct Key Bank 60,538.00 Auburn City Court Fees & Fines - Revenue Key Bank 19,945.07 Canandaigua City Court Canandaigua City Court Bail Acct Canandaigua National Bank 49,323.25 Canandaigua City Court Revenue Canandaigua National Bank 16,544.00 Cayuga County Surrogates Cayuga Surrogate Court Wells Fargo Bank 256.00 Corning City Court Corning City Court - Revenue Community Bank 12,517.28 Corning City Court Bail M&T Bank 50,970.50 Geneva City Court Geneva City Court Bail Account Wells Fargo Bank 44,281.01 Geneva City Court Revenue Account Wells Fargo Bank 11,140.43 Hornell City Court Hornell City Court Bail Account Steuben Trust Co. 8,350.48 Hornell City Court Revenue Steuben Trust Co. 4,951.00 Livingston County Surrogates Livingston Surrogate Court Wells Fargo Bank 909.00 Monroe County Surrogates 7th District Monroe Surrogate Wells Fargo Bank 16,313.00 Ontario County Surrogates Ontario Surrogate Court Wells Fargo Bank 2,058.25 Rochester City Court Rochester City Court Bail Account M&T Bank 658,661.72 Rochester City Revenue M&T Bank 36,753.11 Seneca County Surrogates Seneca Surrogate Court Wells Fargo Bank 908.00 Steuben County Surrogates 7th District Steuben Surrogate Wells Fargo Bank 3,353.00 Wayne County Surrogates Wayne Surrogate Court Wells Fargo Bank 691.50 Yates County Surrogates Yates Surrogate Court Wells Fargo Bank 474.00 05860 - 8TH JUDICIAL DISTRICT ADMINISTRATION Allegany County Surrogates Court ST of NY Office of the State Comptroller State of New York Unified Courts Allegany Surrogate Court Wells Fargo Bank No report received Batavia City Court Batavia City Bail Account M&T Bank No report received Batavia City Court Revenue M&T Bank No report received Buffalo City Court Buffalo City Bail Account M&T Bank No report received Buffalo City Revenue Account M&T Bank No report received Cattaraugus County Surrogates ST of NY Office of the State Comptroller State of New York Unified Courts Cattaraugus Surrogate Court Wells Fargo Bank No report received Chautauqua County Surrogates Court ST of NY Office of the State Comptroller State of New York Unified Courts Chautauqua Surrogate Court Wells Fargo Bank No report received Dunkirk City Court Dunkirk City - Revenue Key Bank No report received Dunkirk City Court - Bail Key Bank No report received Erie - Buffalo County Law Library Sur Ct Lib At Buffalo - Revenue M&T Bank No report received Erie County Surrogates ST of NY Office of the State Comptroller State of New York Unified Courts Erie Surrogate Court Wells Fargo Bank No report received Genesee County Surrogates ST of NY Office of the State Comptroller State of New York Unified Courts Genesee Surrogate Court Wells Fargo Bank No report received Jamestown City Court Jamestown City Court Special Bail Key Bank No report received State of New York Office of Court Administration Jamestown City Court Bail Key Bank No report received State of New York Office of Court Administration Jamestown City Court Revenue Key Bank No report received Lackawanna City Court Lackawanna City Court Bail Account Key Bank No report received Lackawanna City Court Revenue Account Key Bank No report received Lockport City Court Lockport City - Bail Key Bank No report received Lockport City HESC EFT Account - Revenue Key Bank No report received Niagara City Court Niagara Falls Bail Bond Account M&T Bank No report received Niagara City Court - Criminal City Court Of Niagara Falls Criminal - Revenue M&T Bank No report received Niagara County Surrogates ST of NY Office of the State Comptroller State of New York Unified Courts Niagara Surrogate Court Wells Fargo Bank No report received No. Tonawanda City Court N. Tonawanda City Court Bail M&T Bank No report received N. Tonawanda City Court Revenue M&T Bank No report received Olean City Court Olean City Court Bail Account Community Bank No report received Olean City Court Revenue Account Community Bank No report received Orleans County Surrogates ST of NY Office of The State Comptroller State of New York Unified Courts Orleans Surrogate Court Wells Fargo Bank No report received Salamanca City Court Salamanca City Court Bail Community Bank No report received Salamanca City Court City Judge - Revenue Community Bank No report received Tonawanda City Court Tonawanda City Court Bail M&T Bank No report received Tonawanda City Court Revenue M&T Bank No report received Wyoming County Surrogates ST of NY Office of the State Comptroller State of New York Unified Courts Wyoming Surrogate Court Wells Fargo Bank No report received 05960 - 9TH JUDICIAL DISTRICT ADMINISTRATION Beacon City Court Beacon City Court Bail Account - Bail JPMorgan Chase Bank, N.A. 31,714.02 Beacon City Fines Account - Revenue JPMorgan Chase Bank, N.A. 41,550.41 Dutchess County Surrogates Court Dutchess County Surrogate Court - Revenue JPMorgan Chase Bank, N.A. 36,423.00 Middletown City Court Middletown City Bail Escrow - Bail JPMorgan Chase Bank, N.A. 119,511.40 Middletown City Court Revenue JPMorgan Chase Bank, N.A. 75,663.25 Mt Vernon City Court Mt Vernon City Court State Bail Wells Fargo Bank 43,588.69 Mt Vernon City Court State Revenue Wells Fargo Bank 85,012.57 Mt. Vernon City Court Mt Vernon City Trust - Bail JPMorgan Chase Bank, N.A. 130,569.27 New Rochelle City Court New Rochelle City Court Bail JPMorgan Chase Bank, N.A. 395,503.95 New Rochelle City Court Revenue JPMorgan Chase Bank, N.A. 74,459.40 Newburgh City Court Newburgh Bail Account Wells Fargo Bank 62,578.07 Newburgh City Court Revenue Wells Fargo Bank 29,075.97 Orange County Surrogates Court Orange Co Surrogates Court - Revenue JPMorgan Chase Bank, N.A. 8,031.50 Peekskill City Court Peekskill City Court Revenue JPMorgan Chase Bank, N.A. 28,439.37 Peekskill City Court Peekskill City Court - Bail JPMorgan Chase Bank, N.A. 110,386.13 Port Jervis City Court Port Jervis Bail Account - Bail JPMorgan Chase Bank, N.A. 35,326.00 Port Jervis Revenue Account - Revenue JPMorgan Chase Bank, N.A. 20,459.77 Poughkeepsie Poughkeepsie City Court -Bail Wells Fargo Bank 152,376.29 Poughkeepsie City Court -Revenue Wells Fargo Bank 98,532.53 Putnam Co Surrogate's Court Putnam Co Surrogates Court Putnam County National Bank 12,004.00 Rockland County Surrogates Court Rockland Co Surrogates Court - Revenue JPMorgan Chase Bank, N.A. 16,795.50 Rye City Court City Of Rye Bail Account JPMorgan Chase Bank, N.A. 20,784.77 City Of Rye Fines And Fees - Revenue JPMorgan Chase Bank, N.A. 29,461.17 Westchester County Surrogates Court Westchester Co Surrogates Fees - Revenue JPMorgan Chase Bank, N.A. 58,453.00 White Plains City Court White Plains City Court Bail Account Sterling Bank 9,476.69 White Plains City Court White Plains City Court Bail Account Sterling Bank 234,227.54 White Plains City Court Vehicle And Traffic Acct - Revenue Sterling Bank 94,351.63 Yonkers City Court Yonkers City Bail Account- Bail Sterling Bank 348,649.87 Yonkers City State Account - Revenue Sterling Bank 2,695.89 Yonkers City Court - Escrow Yonkers City Escrow Account - Bail Sterling Bank 64,741.30 Yonkers City Court - State Fund Yonkers City State Fund Account - Revenue Sterling Bank 89,025.06 06000 - AGRICULTURE & MARKETS Administration Account Key Bank 33,682.64 Agency Advance Account Key Bank 10,000.00 Agriculture Producers Sec Fund Key Bank 31,787.00 Animal Population Control Account Key Bank 20,046.19 Apple Marketing Order Fund Key Bank 0.00 Consumer Food Industry Account Key Bank 35,117.98 Dairy Industry Services Account Key Bank 47,181.83 Dairy Promotion Order Fund Key Bank 0.00 Farm Products Grading JPMorgan Chase Bank, N.A. 0.00 Milk Producers Security Fund Key Bank 44,268.95 NYS Farmers Market Program Key Bank 835,971.17 NYS WNY Milk Mktg Area Administration Fund M&T Bank 72.58 NYS WNY Milk Mktg Area Equalization Fund M&T Bank 1,353.08 NYS WNY Milk Mktg Area Equalization Fund Savings M&T Bank 318.83 Onion Marketing Order Key Bank 0.00 Plants Industry Account Key Bank 35,655.46 Pride of NY Key Bank 6,266.98 Sour Cherry Marketing Fund Key Bank 0.00 State Fair Premium Award Account Solvay Bank 51,464.96 Weights & Measures Account Key Bank 40,457.59 NYS Dept Agriculture & Markets Apple Marketing Order Fund Key Bank 0.00 Dairy Promotion Order Fund Key Bank 0.00 Farm Products Key Bank 171,729.45 State Fair NYS Fair Operating Account Solvay Bank 44,890.27 NYS Fair Petty Cash/Travel Solvay Bank 1,404.32 NYS Fair Special Account Solvay Bank 75,220.31 State Fair Premium Award Account Solvay Bank 0.00 08000 - DEPARTMENT OF CIVIL SERVICE Agency Advance Account Bank of America, N.A. 3,000.00 Examination Application Fees Account Bank of America, N.A. 6,012.00 Examination Application Fees Account Key Bank 97,850.00 NYS Affirmative Action Advisory Account Bank of America, N.A. 5,141.90 NYS Department of Civil Service US Bank 18,028,507.39 08010 - PUBLIC EMPLOYEE RELATIONS BOARD Petty Cash And Travel Advance Account Key Bank 1,470.75 09000 - DEPARTMENT OF ENVIRONMENTAL CONSERVATION Albany Asharoken Feasibility Study JPMorgan Chase Bank, N.A. 33,946.08 Bayville Feasibility Study JPMorgan Chase Bank, N.A. 489,398.32 Conservation Petty Cash Account M&T Bank 12,257.49 DEC/Exchange Account M&T Bank 23,994.89 ENCON License Issuing Office M&T Bank 435.00 ENCON/Montauk Point Feasibility Study JPMorgan Chase Bank, N.A. 7,141.85 ENCON/South Shore Of Staten Island JPMorgan Chase Bank, N.A. 22,718.79 Harbor Drift Removal Proj JPMorgan Chase Bank, N.A. 1,548,068.01 Hunting Trapping & Fishing Account M&T Bank 19,851.50 Lake Montauk Harbor JPMorgan Chase Bank, N.A. 234,221.11 Lockbox Account Wells Fargo Bank 171,271.59 Mattituck Inlet JPMorgan Chase Bank, N.A. 1,317.43 NY Conservationist Bank of America, N.A. 26,564.39 Program Fee JPMorgan Chase Bank, N.A. 4,014.39 Revenue Account Bank of America, N.A. 795,488.40 Rockaway Beach Study & Project JPMorgan Chase Bank, N.A. 1,253,880.86 State of New York Key Bank 342,274.32 US Army Coe - Moriches Project JPMorgan Chase Bank, N.A. 11,069.20 Westhampton Project Escrow JPMorgan Chase Bank, N.A. 254,107.90 Region 1 Marine Permit Account Bank of Smithtown 12,015.00 Region 3 Revenue Region 3 Account Bank of America, N.A. 0.00 Region 4 Bear Spring Revenue Account National Bank of Delaware 10.00 Region 4 Greene County Commercial Bank 0.00 Region 4 Camping NBT Bank 0.00 Region 5 Campsite Revenue Account Glens Falls National 11.65 Land & Forest Region 5W TD Bank 12,153.74 NYS Conservation Glens Falls National 1.00 Recreation (Warrensburg) City National Bank & Trust 49.51 Region 5 Citizens Bank 38.03 Region 5 NBT Bank 37,610.47 Tree Nursery Bank of America, N.A. 0.00 Region 6 Fish & Wildlife Watertown Key Bank 121.92 Lands & Forest District #7 Community Bank 125.00 Lands & Forests District #6 Community Bank 0.00 Lands And Forests District 10 M&T Bank 2,098.04 SNY Dept Of Environmental Conserv Community Bank 14.05 Region 7 Regional Office Checking Acct JPMorgan Chase Bank, N.A. 0.00 10000 - ATTICA CORRECTIONAL FACILITY Agency Advance Account Five Star Bank 1,036.27 CD Spendable Five Star Bank 220,000.00 Employee Benefit Fund Five Star Bank 21,500.59 General Cash Fund Five Star Bank 9,126.27 Inmate Occupational Therapy Fund Five Star Bank 121,439.27 Inmate Savings Account Five Star Bank 253,101.51 Spendable Fund Five Star Bank 241,284.25 10010 - AUBURN CORRECTIONAL FACILITY Advance Account Bank of America, N.A. 2,822.49 Advance Account Key Bank 5,252.71 Certificate of Deposit Bank of America, N.A. 90,000.00 Certificate of Deposit Bank of America, N.A. 15,000.00 Certificate of Deposit Bank of America, N.A. 20,000.00 Inmate Occupational Therapy Fund Bank of America, N.A. 9,418.22 Inmate Occupational Therapy Fund Key Bank 16,552.98 Inmate Spendable Account Bank of America, N.A. 46,481.22 Inmate Spendable Account Key Bank 179,488.81 Inmate Spendable Savings CD Key Bank 0.00 Misc Receipts Bank of America, N.A. 3,326.11 Misc Revenue Key Bank 1,557.99 Money Market Bank of America, N.A. 35,739.85 10020 - CLINTON CORRECTIONAL FACILITY Advance Account Key Bank 9,701.23 Employee Benefit Fund Key Bank 14,542.17 General Fund Key Bank 6,663.81 Inmate Funds Key Bank 281,321.03 Inmate Funds Money Market Account Key Bank 691,101.82 Inmate Occupational Therapy Acct Key Bank 119,401.20 10030 - WATERTOWN CORRECTIONAL FACILITY Agency Advance Account Key Bank 2,194.64 Inmate Occupational Therapy Fund Key Bank 17,132.74 Inmate Spendable Funds Key Bank 70,306.79 Inmate Spendable Savings Account Key Bank 90,438.30 Miscellaneous Receipts Key Bank 15,146.78 10040 - GREAT MEADOW CORRECTIONAL FACILITY Certificate of Deposit Glens Falls National 25,000.00 Certificate of Deposit Glens Falls National 100,000.00 Certificate of Deposit Glens Falls National 150,000.00 Employee Assistance Program Glens Falls National 0.00 Employee Benefit Fund Glens Falls National 0.00 Facility Advance Glens Falls National 0.00 Facility Advance Key Bank 5,375.00 General Fund Key Bank 0.00 General Fund Account Glens Falls National 0.00 Inmate Fund Glens Falls National 10,156.70 Inmate Fund Key Bank 80,520.76 Inmate Fund Savings Account Glens Falls National 152,500.00 Miscellaneous Account Key Bank 5,299.48 Occupational Therapy Glens Falls National 0.00 Occupational Therapy Key Bank 24,848.25 10050 - FISHKILL CORRECTIONAL FACILITY Agency Advance M&T Bank 2,192.11 Employee Benefits M&T Bank 17,610.77 Inmate Spending Account M&T Bank 398,836.98 Inmates Account M&T Bank 462,436.39 Inmates Benefit M&T Bank 33,033.42 Misc Receipts M&T Bank 48,626.04 Occupational Therapy Account M&T Bank 21,499.80 10060 - WALLKILL CORRECTIONAL FACILITY Advance Account Key Bank 1,449.64 Employee Benefit Key Bank 959.72 Inmate Occupational Therapy Fund Key Bank 39,893.44 Inmate Savings Account Key Bank 87,924.00 Inmates Fund Account Key Bank 115,258.09 Misc. Receipts Key Bank 32,170.00 10070 - SING SING CORRECTIONAL FACILITY Cash Advance JPMorgan Chase Bank, N.A. 5,813.97 Inmate Funds JPMorgan Chase Bank, N.A. 48,884.96 Inmate Interest Funds JPMorgan Chase Bank, N.A. 452,303.77 Misc Receipts JPMorgan Chase Bank, N.A. 63,171.00 Occupational Therapy JPMorgan Chase Bank, N.A. 120,882.14 Quality Work Life JPMorgan Chase Bank, N.A. 30,925.37 10080 - GREEN HAVEN CORRECTIONAL FACILITY Advance Account Key Bank No report received General Fund Key Bank No report received Inmates Money Market Key Bank No report received Inmates Now Checking Key Bank No report received Occupational Therapy Fund Key Bank No report received 10090 - ALBION CORRECTIONAL FACILITY Albion Advance Account Bank of America, N.A. 680.42 Employee Benefit Fund Bank of America, N.A. 10,112.52 Inmate Funds Bank of America, N.A. 138,438.77 Inmate Funds Savings Bank of America, N.A. 103,637.49 Misc Receipts Bank of America, N.A. 23,100.41 Occupational Therapy Bank of America, N.A. 30,670.80 10100 - EASTERN NEW YORK CORRECTIONAL FACILITY Agency Advance Account Sterling Bank 2,512.02 Employee Benefit Fund Sterling Bank 10,317.88 ID Now 3 Month CD M&T Bank 50,102.55 Inmate Deposit Now Account Sterling Bank 410,961.35 Inmate Occupational Therapy Account Sterling Bank 39,953.22 Misc. Receipts Sterling Bank 6,070.20 10110 - ELMIRA CORRECTIONAL & RECEPTION CENTER Agency Advance Account Chemung Canal Trust 2,203.09 ECF Clubhouse Chemung Canal Trust 29,066.05 Employee Benefit Fund Chemung Canal Trust 14,315.97 Inmate CD Account M&T Bank 213,409.53 Inmates Fund Chemung Canal Trust 317,786.20 Miscellaneous Receipts Chemung Canal Trust 799.82 Occupational Therapy Fund Chemung Canal Trust 61,393.33 10120 - BEDFORD HILLS CORRECTIONAL FACILITY Advance Account JPMorgan Chase Bank, N.A. 2,791.81 Employee Benefit Fund JPMorgan Chase Bank, N.A. 3,844.48 Inmate Funds JPMorgan Chase Bank, N.A. 194,686.80 Inmate Funds CD JPMorgan Chase Bank, N.A. 90,000.00 Inmate Funds Money Market JPMorgan Chase Bank, N.A. 20,733.27 Misc. Receipts JPMorgan Chase Bank, N.A. 2,876.14 Occupational Therapy JPMorgan Chase Bank, N.A. 39,062.41 10130 - COXSACKIE CORRECTIONAL FACILITY Agency Advance Account National Bank of Coxsackie 1,847.68 Employee Benefits Fund National Bank of Coxsackie 10,961.26 Inmates Fund National Bank of Coxsackie 114,055.45 Inmates Fund Savings Acct National Bank of Coxsackie 23,615.49 Misc. Revenue National Bank of Coxsackie 15,490.45 Money Market Acct National Bank of Coxsackie 16,048.26 Occupational Therapy Acct National Bank of Coxsackie 17,292.97 10140 - WOODBOURNE CORRECTIONAL FACILITY CD - Inmate Funds First National Bank of Jeffersonville 95,000.00 CD - Inmate Funds First National Bank of Jeffersonville 50,000.00 WCF Agency Advance Jeff Bank 1,167.84 WCF General Fund Jeff Bank 11,918.17 WCF Inmate Fund Jeff Bank 141,490.80 WCF Occupational Therapy Fund Jeff Bank 21,052.13 10160 - DEPARTMENT OF CORRECTIONS AND COMMUNITY SUPERVISION Agency Advance Account Key Bank 21,243.57 Employee Benefit Fund Key Bank 26,369.73 Inmate Escrow Account Key Bank 374,439.98 Misc. Receipts Account Key Bank 162,407.96 Special Account Key Bank 1,300.00 10170 - QUEENSBORO CORRECTIONAL FACILITY Agency Advance Account JPMorgan Chase Bank, N.A. 5,257.47 Employee Benefit Fund JPMorgan Chase Bank, N.A. 6,419.02 Inmate Funds Account JPMorgan Chase Bank, N.A. 106,179.48 Miscellaneous Receipts Account JPMorgan Chase Bank, N.A. 543.52 Occupational Therapy Fund JPMorgan Chase Bank, N.A. 2,160.08 Savings Account JPMorgan Chase Bank, N.A. 15,479.44 10230 - ADIRONDACK CORRECTIONAL FACILITY ADK QWL Community Bank 6,743.17 Agency Advance Community Bank 790.00 Diversity Management Community Bank 826.10 Employee Benefit Fund Community Bank 1,789.49 General Fund Community Bank 518.01 Inmate Funds Community Bank 12,381.02 Inmate Occupational Therapy Fund Community Bank 7,774.68 Inmate Savings Money Market Community Bank 2,231.86 Make A Difference Day Community Bank 0.00 10240 - DOWNSTATE CORRECTIONAL FACILITY Agency Advance JPMorgan Chase Bank, N.A. 2,375.31 Employee Recreational Funds JPMorgan Chase Bank, N.A. 10,955.80 Inmate Fund JPMorgan Chase Bank, N.A. 376,675.11 Inmates Funds Savings JPMorgan Chase Bank, N.A. 79,606.14 Misc. Receipts JPMorgan Chase Bank, N.A. 27,759.16 Occupational Therapy JPMorgan Chase Bank, N.A. 69,912.16 10250 - TACONIC CORRECTIONAL FACILITY Inmate Funds JPMorgan Chase Bank, N.A. No report received Misc. Revenue JPMorgan Chase Bank, N.A. No report received Money Market JPMorgan Chase Bank, N.A. No report received Occupational Therapy Fund JPMorgan Chase Bank, N.A. No report received Taconic Advance Account JPMorgan Chase Bank, N.A. No report received 10270 - HUDSON CORRECTIONAL FACILITY Advance Account Key Bank 2,393.81 Employee Benefit Fund Account Key Bank 4,444.57 Inmate Funds Account Key Bank 63,229.99 Inmate Key Advantage Account Key Bank 65,201.78 Inmate Occupational Therapy Account Key Bank 9,391.75 Miscellaneous Receipts Account Key Bank 4,376.12 10290 - OTISVILLE CORRECTIONAL FACILITY Cash Advance Jeff Bank 699.01 General Fund Jeff Bank 50,856.24 Inmate Funds Jeff Bank 222,978.00 Inmate Occupational Therapy Jeff Bank 44,492.61 Inmate Savings Jeff Bank 51,251.91 Inmate Savings CD Hometown Bank 76,660.21 10300 - ROCHESTER CORRECTIONAL FACILITY Consolidated Advance Account M&T Bank 1,501.00 Employee Recreation Fund M&T Bank 1,078.92 Inmate Deposit Account M&T Bank 134,042.50 Inmate Occupational Therapy M&T Bank 26.26 Misc Fees M&T Bank 10.00 Work Release Advance Account M&T Bank 5,275.00 10320 - EDGECOMBE CORRECTIONAL FACILITY Agency Advance JPMorgan Chase Bank, N.A. 365.78 Employee Benefit Account JPMorgan Chase Bank, N.A. 1,324.98 Inmate Cash Account JPMorgan Chase Bank, N.A. 51,320.65 Misc. Receipts Account JPMorgan Chase Bank, N.A. 0.00 Occupational Therapy Acct JPMorgan Chase Bank, N.A. 3,887.87 Work Release Account JPMorgan Chase Bank, N.A. 0.00 10350 - OGDENSBURG CORRECTIONAL FACILITY Agency Advance Account Community Bank 2,841.86 Inmate Fund Community Bank 84,139.42 Inmate Savings Community Bank 45,196.69 Misc. Receipts Community Bank 274.07 Occupational Therapy Community Bank 16,670.33 10360 - LINCOLN CORRECTIONAL FACILITY Agency Advance JPMorgan Chase Bank, N.A. 2,103.32 Employee Benefit Fund JPMorgan Chase Bank, N.A. 6,646.02 General Fund JPMorgan Chase Bank, N.A. 3,186.22 Inmate Funds JPMorgan Chase Bank, N.A. 265,167.96 Inmate Savings JPMorgan Chase Bank, N.A. 59,748.84 Lincoln Work Release Account JPMorgan Chase Bank, N.A. 1,511.00 Occupational Therapy JPMorgan Chase Bank, N.A. 5,592.28 10370 - FIVE POINTS CORRECTIONAL FACILITY Consolidated Advance Five Star Bank 842.75 EBF Checking Five Star Bank 28,727.95 EBF Savings Five Star Bank 45,748.31 Inmate Savings Five Star Bank 257,827.12 Inmate Spendable Five Star Bank 109,957.74 Misc Receipts Five Star Bank 806.75 Occupational Therapy Five Star Bank 26,203.19 10390 - MOHAWK CORRECTIONAL FACILITY Agency Advance Key Bank 1,390.35 Employee Benefit Fund Checking Bank of America, N.A. 28,605.88 Inmate Funds Checking Key Bank 555,229.88 Inmate Funds Savings Key Bank 313,522.29 Miscellaneous Revenue Key Bank 269.11 Occupational Therapy Key Bank 24,157.57 10430 - WENDE CORRECTIONAL FACILITY Consolidated Advance Alden State Bank 3,252.85 Employee Benefit Account Alden State Bank 44,299.62 Inmate Savings Alden State Bank 195,386.00 Inmates Funds Alden State Bank No report received Misc. Receipts Alden State Bank 7,305.78 Occupational Therapy Alden State Bank 64,883.77 10441 - DEPARTMENT OF CORRECTIONAL SERVICES-FOOD PRODUCTION CENTER Office of Nutritional Services Miscellaneous Receipts Key Bank 17,758.78 10450 - GOWANDA CORRECTIONAL FACILITY Advance Account Evans National Bank 2,171.46 Employee Benefit Fund Evans National Bank 17,723.35 Inmate Funds Evans National Bank 133,500.80 Inmate Funds - CD Evans National Bank 134,362.68 Inmate Funds Savings Evans National Bank 123,625.72 Miscellaneous Revenue Evans National Bank 4,517.95 Occupational Therapy Evans National Bank 20,709.03 10460 - GROVELAND CORRECTIONAL FACILITY Agency Advance Account Five Star Bank 2,221.35 Employee Commission Account Five Star Bank 16,410.41 Inmate Funds Account Five Star Bank 153,625.40 Inmate Funds Account - Savings Five Star Bank 108,011.24 Miscellaneous Receipts Account Five Star Bank 7,179.65 Occupational Therapy Account Five Star Bank 16,101.09 10470 - COLLINS CORRECTIONAL FACILITY Agency Advance Community Bank 3,784.32 Employee Activities Community Bank 47,858.65 Inmate Fund Checking Community Bank 99,338.18 Inmate Savings Community Bank 130,491.34 Miscellaneous Revenue Community Bank 6,123.34 Occupational Therapy Community Bank 15,949.96 10480 - MID-STATE CORRECTIONAL FACILITY Agency Advance Key Bank 663.70 Employee Benefit Fund Bank of America, N.A. 33,365.05 Inmate Funds Key Bank 207,317.98 Inmate Savings Key Bank 198,145.80 Misc. Revenue Key Bank 4,238.20 Occupational Therapy Key Bank 43,594.10 10490 - MARCY CORRECTIONAL FACILITY Agency Advance Account Key Bank 1,745.42 Employee Benefit Fund Account Bank of America, N.A. 10,147.76 Inmate Fund Account Key Bank 203,909.32 Misc receipts Acct Key Bank 139.26 NYS DOCS Marcy CORR Facility Key Bank 206,176.63 Occupational Therapy fund Acct Key Bank 37,404.90 10500 - NYC CENTRAL ADMINISTRATION Agency Advance Acct JPMorgan Chase Bank, N.A. 2,394.76 Misc Receipts JPMorgan Chase Bank, N.A. 509.17 10501 - CENTRAL PHARMACY NYS Docs Central Pharmacy Advance Acct Bank of America, N.A. 1,000.00 10510 - MORIAH SHOCK INCARCERATION CORRECTIONAL FACILITY Moriah Shock Incarceration Advance Acct Glens Falls National 1,800.00 Moriah Shock Incarceration Employee Benefit Fund Glens Falls National 4,753.90 Moriah Shock Incarceration Occ Therapy Glens Falls National 3,627.54 Moriah Shock Misc Receipts Glens Falls National 0.00 NYS Moriah Shock Incarceration Inmate Checking Glens Falls National 45,823.48 10530 - FRANKLIN CORRECTIONAL FACILITY Advance Account Key Bank 4,602.22 Employee Benefit Account Key Bank 9,410.63 Inmate Funds Key Bank 508,991.14 Inmate Occupational Therapy Key Bank 18,427.14 Inmate Savings Key Bank 217,035.19 Misc. Receipts Key Bank 4,525.30 10540 - ALTONA CORRECTIONAL FACILITY Cons Adv Travel Petty Cash NBT Bank 3,271.87 Employees Vending Benefit NBT Bank 8,291.55 Inmates Funds NBT Bank 125,221.94 Misc Revenues General Fund NBT Bank 1,170.37 Occupational Therapy NBT Bank 8,170.04 10550 - CAYUGA CORRECTIONAL FACILITY Agency Advance First National Bank of Groton 934.01 Cert Of Deposit First National Bank of Groton 86,565.53 Employee Benefit Fund First National Bank of Groton 6,029.19 Inmate Occupational Therapy Account First National Bank of Groton 29,619.90 Inmate Spendable First National Bank of Groton 173,404.85 Inmate Spendable First National Bank of Groton 0.00 Misc Receipts First National Bank of Groton 1,298.35 10560 - BARE HILL CORRECTIONAL FACILITY Agency Advance Key Bank 1,798.07 Employee Benefit Fund Key Bank 8,844.87 Inmate Spendable Funds Key Bank 172,867.03 Key Public Money Market Checking Key Bank 236,344.42 Miscellaneous Receipts Key Bank 225.10 Occupational Therapy Key Bank 17,478.36 10570 - RIVERVIEW CORRECTIONAL FACILITY Agency Advance Account Key Bank 564.06 Inmate Accounts Key Bank 166,551.49 Inmate Savings Account Key Bank 105,328.16 Miscellaneous Receipts Account Key Bank 10,501.83 Occupational Therapy Key Bank 20,358.76 10580 - CAPE VINCENT CORRECTIONAL FACILITY Advance Account Community Bank 1,900.00 Employee Benefit Fund Community Bank 39,333.27 Inmate Occupation Therapy Acct Community Bank 25,718.30 Inmate Savings Community Bank 166,587.03 Inmate Spendable Account Community Bank 114,284.77 Miscellaneous Receipts Account Community Bank 7,326.20 10600 - LAKEVIEW SHOCK INCARCERATION CORRECTIONAL FACILITY Agency Advance Community Bank 2,976.86 Employee Benefit Fund Community Bank 9,098.11 Inmate Funds Community Bank 78,875.43 Inmate Funds - Sav Community Bank 94,641.48 Miscellaneous Revenue Community Bank 4,371.71 Occupational Therapy Community Bank 2,263.53 10610 - ULSTER CORRECTIONAL FACILITY Agency Advance Bank of America, N.A. No report received Agency Advance M&T Bank No report received Employee Benefit Fund Bank of America, N.A. No report received Employee Benefit Fund M&T Bank No report received Inmate Fund Bank of America, N.A. No report received Inmate Fund M&T Bank No report received Inmate Funds Savings Bank of America, N.A. No report received Inmate Funds Savings M&T Bank No report received Misc Receipts M&T Bank No report received Misc. Receipts Bank of America, N.A. No report received Occupational Therapy Bank of America, N.A. No report received Occupational Therapy M&T Bank No report received 10630 - SOUTHPORT CORRECTIONAL FACILITY Advance Account Chemung Canal Trust 573.47 Employee Benefit Fund Chemung Canal Trust 17,191.76 Inmate Funds Chemung Canal Trust 112,553.20 Inmate Funds Account Chemung Canal Trust 49,426.16 Misc. Receipts Account Chemung Canal Trust 644.11 Occupational Therapy Account Chemung Canal Trust 26,478.77 10640 - ORLEANS CORRECTIONAL FACILITY Agency Advance Bank of America, N.A. 1,910.63 Employee Benefit Fund Bank of America, N.A. 7,185.73 Inmate Funds Bank of America, N.A. 79,209.75 Inmate Savings Bank of America, N.A. 157,618.45 Miscellaneous Receipts Bank of America, N.A. 13,085.32 Occupational Therapy Bank of America, N.A. 28,112.58 10650 - WASHINGTON CORRECTIONAL FACILITY Advance Account Key Bank 2,253.17 General Account Key Bank 2.00 Inmate Account Key Bank 179,841.59 Inmate Funds Account Certificate Of Deposit Glens Falls National 78,419.53 Inmate Savings Account Key Bank 14,326.19 Occupational Therapy Account Key Bank 28,913.67 10660 - WYOMING CORRECTIONAL FACILITY Agency Advance Five Star Bank 5,229.08 Employee Benefit Fund Five Star Bank 11,716.80 Inmate Occupational Therapy Five Star Bank 47,580.92 Inmate Savings - Certificate of Deposit Five Star Bank 25,000.00 Inmate Savings - Certificate of Deposit Five Star Bank 25,000.00 Inmate Savings Account Five Star Bank 51,268.18 Inmate Savings-Certificate of Deposit Five Star Bank 25,000.00 Inmate Spendable Five Star Bank 239,521.42 Misc. Receipts Account Five Star Bank 25,411.30 10670 - GREENE CORRECTIONAL FACILITY Consolidated Advance National Bank of Coxsackie 456.50 Inmate Accounts National Bank of Coxsackie 129,337.53 Inmate Savings National Bank of Coxsackie 297,716.05 Misc. Receipts National Bank of Coxsackie 4,484.49 Occupational Therapy National Bank of Coxsackie 71,440.98 10680 - SHAWANGUNK CORRECTIONAL FACILITY Consolidated Advance Account Key Bank 1,207.70 Inmate Funds Key Bank 150,042.55 Inmates Funds Account Key Bank 47,097.58 Misc. Receipts Account Key Bank 1,037.42 Occupational Therapy Acct Key Bank 36,246.28 10690 - SULLIVAN CORRECTIONAL FACILITY Consolidated Advance Key Bank 2,262.01 Inmate Checking Key Bank 80,007.72 Inmate Savings Key Bank 100,198.95 Miscellaneous Key Bank 6,588.27 Occupational Therapy Key Bank 24,047.20 10800 - LIVINGSTON CORRECTIONAL FACILITY Consolidated Advance Five Star Bank 1,433.73 Employee Benefit Fund Five Star Bank 8,381.79 Inmate Funds CD Five Star Bank 100,381.56 Inmate Funds Checking Five Star Bank 37,391.32 Inmate Funds Checking Five Star Bank 17,649.15 Inmate Savings Five Star Bank 20,242.32 Miscellaneous Receipts Five Star Bank 3,169.55 Occupational Therapy Five Star Bank 11,965.50 10810 - GOUVERNEUR CORRECTIONAL FACILITY Agency Advance Community Bank 1,130.00 Inmate Occupational Therapy Community Bank 26,329.50 Inmate Savings Community Bank 359,894.80 Inmate Spendable Fund Community Bank 167,924.99 Misc Receipts Community Bank 10,906.28 10820 - WILLARD DRUG TREATMENT CENTER Consolidated Advance Community Bank 864.50 Employee Benefit Fund Community Bank 15,245.78 Inmate Funds Community Bank 66,013.98 Inmate Occupational Therapy Community Bank 7,825.03 Misc Receipts Community Bank 272.29 10840 - UPSTATE CORRECTIONAL FACILITY-AUDIT 1 Advance Account Key Bank 1,883.10 Facility Committees Key Bank 14,474.72 Inmate Fund Key Bank 254,952.94 Inmate Fund Savings Key Bank 0.00 Inmate Occupational Therapy Fund Key Bank 12,124.79 Miscellaneous Account Key Bank 620.25 10850 - HALE CREEK ASACTC Consolidated Advance Key Bank 393.06 Employee Benefit Fund Bank of America, N.A. 11,765.07 Inmate Funds Key Bank 102,797.51 Inmate Interest Bearing Account Key Bank 15,000.25 Misc Receipts Key Bank 108.25 Occupational Therapy Key Bank 21,850.17 10890 - CORRECTIONS AND COMMUNITY SUPERVISION Asset Forfeiture Special Rev Acct Bank of America, N.A. 277,342.76 Parole Supervision Fee Wells Fargo Bank 14,047.19 10916 - CENTRAL OFFICE - INDUSTRIES Div of Ind Petty Cash Acct Key Bank 3,970.00 Div of Ind Revenue Acct Key Bank 1,014,658.98 11000 - EDUCATION DEPARTMENT Consolidated Advance Account Key Bank No report received Consolidated Advance Account (Control Disbursement) Key Bank No report received Revenue Account Key Bank No report received 11100 - NYS HIGHER EDUCATION SERVICES CORPORATION EFT Disbursement Key Bank No report received Operating Key Bank No report received Retail Lockbox US Bank No report received TAP Key Bank No report received Wholesale Lockbox US Bank No report received 11260 - BATAVIA SCHOOL FOR THE BLIND Misc. Receipts M&T Bank 1,456.14 Petty Cash M&T Bank 3,233.68 Student Spending Account Bank of America, N.A. 11,299.13 11270 - ROME SCHOOL FOR THE DEAF Miscellaneous Receipts NBT Bank 2,817.89 Petty Cash NBT Bank 2,000.00 Student Activity Fund NBT Bank 5,090.12 11280 - ARCHIVES PARTNERSHIP TRUST Endowment Janney Montgomery Scott LLC 4,673,845.49 Endowment - Special Account Janney Montgomery Scott LLC 0.00 Trust's Board Project Account Key Bank 103,846.20 12000 - DEPARTMENT OF HEALTH CENTRAL ADMINISTRATION Conf Narcotic Investigation M&T Bank No report received Consolidated Advance Acct M&T Bank No report received CSA Rebate Account Bank of America, N.A. No report received EPIC Benefit Recovery Program Bank of America, N.A. No report received EPIC Provider Receipt Account Bank of America, N.A. No report received General Account M&T Bank No report received Indian Health Disbursement Account Bank of America, N.A. No report received Medicaid Key Bank No report received Medicaid Audit Recoveries Acct Key Bank No report received Medicaid Buy-In Account Bank of America, N.A. No report received Medicaid Insurance Recoveries Acct Bank of America, N.A. No report received Nursing Home Fees Account Bank of America, N.A. 50,796.37 12010 - ROSWELL PARK MEMORIAL INSTITUTE Office Of Patient Accounts M&T Bank 1,230,620.38 12030 - HELEN HAYES HOSPITAL Misc. Receipts JPMorgan Chase Bank, N.A. No report received Petty Cash Account JPMorgan Chase Bank, N.A. No report received Rental Deposit Acct JPMorgan Chase Bank, N.A. No report received 12120 - NYS VETERANS HOME-OXFORD Agency Advance NBT Bank No report received Exchange Account NBT Bank No report received Maintenance Fund NBT Bank No report received Resident Advance Savings NBT Bank No report received 12150 - NYS VETERANS HOME-ST ALBANS NYC Veteran Home Agency Advance JPMorgan Chase Bank, N.A. No report received St Albans NYC Vet Home Resid Funds JPMorgan Chase Bank, N.A. No report received St Albans Vet Home Maintenance Acct NBT Bank 776,815.29 12180 - WESTERN NEW YORK VETERANS HOME Advance Account Bank of America, N.A. No report received Exchange Account Bank of America, N.A. No report received Maintenance Account NBT Bank 733,447.35 Resident Funds Bank of America, N.A. No report received 12190 - VETERANS HOME AT MONTROSE Agency Advance Account Bank of America, N.A. No report received Maintenance Acct NBT Bank 893,669.44 Residence Account Bank of America, N.A. No report received 12200 - OFFICE OF MEDICAID INSPECTOR GENERAL Albany Confidential Account Key Bank 254.59 Albany Petty Cash Account Key Bank 429.08 NYC Confidential Account JPMorgan Chase Bank, N.A. 370.04 14000 - DEPARTMENT OF LABOR Agency Advance Account Key Bank 27,939.95 Exchange Account Bank of America, N.A. 252,247.06 Fee And Permit Account Key Bank 1,462,875.70 Min Wage & Claim Funding Acct Key Bank 259,289.25 Minimum Wage & Wage Claim Acct Key Bank 830,429.52 Misc Receipts Bank of America, N.A. 82,779.71 U.I. Fund Clearing Account JPMorgan Chase Bank, N.A. 39,050,622.36 UI Fund ACH Transactions Wells Fargo Bank 4,000,000.00 14010 - WORKERS COMPENSATION BOARD DTF/WCB MAC 14 JPMorgan Chase Bank, N.A. 208,568,426.00 16000 - PUBLIC SERVICE COMMISSION Cable Account Key Bank 5,429.03 Petty Cash Account Key Bank 3,613.51 Special Fee Account Key Bank 26,775.26 17000 - NYS DEPARTMENT OF TRANSPORTATION Contractors Bid And Guarantee Key Bank No report received Driver Improvement Program (DIP) Key Bank No report received Main Office Advance For Travel Key Bank No report received Revenue Unit Key Bank No report received Republic Airport, Long Island Republic Airport Revenue Acct JPMorgan Chase Bank, N.A. No report received 19000 - DEPARTMENT OF STATE Atheltic M&T Bank No report received Licensing Revenue Account JPMorgan Chase Bank, N.A. No report received Main M&T Bank No report received Petty Cash Account Key Bank No report received Summons M&T Bank No report received 19001 - TUG HILL COMMISSION Agency Advance Account Key Bank No report received 19002 - LAKE GEORGE PARK COMMISSION Petty Cash Account Glens Falls National No report received Revenue Transfer Account Glens Falls National No report received 19005 - COMMISSION ON PUBLIC INTEGRITY JCOPE Petty Cash Account Bank of America, N.A. 433.00 JCOPE Revenue Account Bank of America, N.A. 66,776.34 20000 - DEPARTMENT OF TAXATION & FINANCE Exchange Bank of America, N.A. 124,793.50 Fee Account Key Bank 325,728.80 IFTA Funding JPMorgan Chase Bank, N.A. 391.74 Misc Tax Account - Exchange Bank of America, N.A. 31,081.35 Petty Cash Bank of America, N.A. 15,070.94 Tax Preparer Registration Fee (EFT) Wells Fargo Bank 42,700.00 Waste Tire Fee (EFT) Wells Fargo Bank 29,556.43 Waste Tire Tax JPMorgan Chase Bank, N.A. 35,794.08 20050 - NEW YORK STATE GAMING COMMISSION Charitable Gaming Account Key Bank 108,802.01 Custody Account US Bank 10,064.31 Fingerprint Concentration Account Key Bank 27,984.20 License Revenue Account Bank of America, N.A. 47,053.81 Lottery Concentration Account Key Bank 356,366.14 Lottery Prize Payment Account Key Bank 481.45 Lottery Subscriptions Account Key Bank 769,937.87 Petty Cash Account Key Bank 966.75 Racing Refund Account Key Bank 1,286,468.15 Video Gaming Revenue Account Key Bank 25,341,189.73 21012 - WELFARE INSPECTOR GENERAL Confidential Fund Bank of America, N.A. 15,441.89 Confidential Fund JPMorgan Chase Bank, N.A. No report received Petty Cash JPMorgan Chase Bank, N.A. No report received 21110 - OFFICE OF REGULATORY REFORM Petty Cash Key Bank No report received 21290 - HUDSON RIVER-BLACK RIVER REGULATING DISTRICT Checking- General Fund Acct. Community Bank No report received Checking- Petty Cash Fund Community Bank No report received Hudson River General Acct Bank of America, N.A. No report received Money Market Bank of America, N.A. No report received Petty Cash Fund Bank of America, N.A. No report received 21700 - OFFICE OF THE STATE INSPECTOR GENERAL Office Of The State Inspector General Pass Thru Account Key Bank 56,204.23 OSIG Petty Cash Account Key Bank 580.29 Albany Office of the Inspector General Confidential Bank of America, N.A. 33,305.81 21820 - STATE COMMISSION ON JUDICIAL CONDUCT Petty Cash Account JPMorgan Chase Bank, N.A. 497.60 Petty Cash Account Key Bank 449.39 Petty Cash Fund JPMorgan Chase Bank, N.A. 472.44 21940 - NYS FINANCIAL CONTROL BOARD Agency Advance Acct JPMorgan Chase Bank, N.A. No report received 23000 - DEPARTMENT OF MOTOR VEHICLES Abany Central Main Acct Albany Central Main Acct Wells Fargo Bank 374,890.35 Albany Central Main Exchange Exchange Wells Fargo Bank 32,117.63 Albany Central Office Title Escrow Exchange (Albany Central Office) Wells Fargo Bank 31,889.46 Albany TVB Sub (Albany Central Office) Adjudication Account Wells Fargo Bank 39,004.44 Administrative Adj M&T Bank No report received Albany-Region 3 Confidential Inv Subpoena - Albany Key Bank 1,500.00 Allegany-Belmont County Clerk Fee Allegany Steuben Trust Co. 1,819.65 Andirondack Mountains County Fee Account JPMorgan Chase Bank, N.A. 59,385.36 Buffalo-Region 5 MV- Buffalo Investigator & Subpoena M&T Bank 1,353.00 Capital Saratoga Revenue County Fee Account JPMorgan Chase Bank, N.A. 122,993.02 Catskill Mountains County Fee Account JPMorgan Chase Bank, N.A. 155,003.82 Central Leatherstocking County Fee Account JPMorgan Chase Bank, N.A. 119,776.31 Chautaqua-Steuben County Fee Acct JPMorgan Chase Bank, N.A. 49,391.03 Chautauqua County Holding Acct-Chautauqua County Community Bank No report received Holding Acct-Chautauqua County Key Bank No report received Holding Acct-Chautauqua County M&T Bank No report received Concentration (CTY)(OSC) Concentration (CTY)(OSC) Key Bank 426,000.00 Concentration (DO)(OSC) Concentration (DO)(OSC) Key Bank 6,498,060.50 Confidential Fund (Albany Central Office) Confidential Fund Bank of America, N.A. 7,584.00 CTY Credit Card (Albany Central Office) County Office Credit Card Account JPMorgan Chase Bank, N.A. 2,113,263.07 Customer Service Counter (Albany) NYS DMV CSC Wells Fargo Bank 17,245.21 D.O. Credit Card (Albany Central Office) District Office Credit Card Account JPMorgan Chase Bank, N.A. 6,973,860.97 DMV Division Of Field Investigations - Albany Central Office Field Investigation M&T Bank No report received Downstate Revenue Account - Downstate Wells Fargo Bank 765,701.74 Eric County Revenue County Fee Account JPMorgan Chase Bank, N.A. 1,246.58 Finger Lakes First County Fee Acct JPMorgan Chase Bank, N.A. 109,189.65 Finger Lakes Second County Fee Acct JPMorgan Chase Bank, N.A. 83,860.64 Genesee County Genesee County Clerk - DMV Bank of Castile No report received Greene County Fee Account - Greene Greene County Commercial Bank No report received Hudson Valley County Fee Acct JPMorgan Chase Bank, N.A. 71,417.19 IRP (Albany Central Office) International Registration M&T Bank 1,660,796.61 International Registration Wells Fargo Bank 126,608.20 IRP Exchange (Albany Central Office) Irp Internet Office - Dept. MV M&T Bank 206,666.04 Kiosk Kiosk Account JPMorgan Chase Bank, N.A. 255,867.25 Long Island/Staten Island DO Long Island/Staten Island DO Wells Fargo Bank 725,271.17 Long Island/Staten Island JP Long Island/Staten Island (Mass/Med) JPMorgan Chase Bank, N.A. 141,011.30 Nassau Region 1 Div. of Vehicle Safety Citibank No report received Niagara Frontier County Fee Acct JPMorgan Chase Bank, N.A. 81,175.53 Office Fee (Albany Central Office) Office Fee Wells Fargo Bank 16,044.22 Oneida County DMV Oneida County Fee Account Bank of Utica 176,588.19 Oneida County Fee Account NBT Bank 214,930.05 Petty Cash (Albany Central Office) Petty Cash Bank of America, N.A. No report received Queens-Region 6 Confidential - Queens JPMorgan Chase Bank, N.A. 3,476.00 Rockland/Westchester DO Rockland/Westchester DO Wells Fargo Bank 140,051.75 Search Exchange (Albany Central Office) MV Search Key Bank 206,156.61 Search Exchange (Albany Central Office) MV Search Wells Fargo Bank 250,088.39 Syracuse-Region 4 Confidential - Syracuse Key Bank No report received Thousand Island Seaway County Fee Acct JPMorgan Chase Bank, N.A. 174,349.31 TLC/DOCCS TLC/DOCCS JPMorgan Chase Bank, N.A. 114,281.86 Travel Advance (Albany Central Office) Travel Advance Bank of America, N.A. 1,555.34 TVB Acct TVB Acct Wells Fargo Bank 336,818.20 TVB Credit Card (Albany Central Office) TVB Credit Card Receipts JPMorgan Chase Bank, N.A. 966,169.92 Upstate DO Upstate District Offices (ALB, SYD, SYS, UTD) Wells Fargo Bank 176,972.50 Utica D.O. Exchange Account Bank of Utica 0.00 Revenue Utica Bank of Utica 1,252,663.19 Yonkers-Region 2 Safety Sup Automotive FAC INSP JPMorgan Chase Bank, N.A. No report received 25000 - OFFICE OF CHILDREN & FAMILY SERVICES Brentwood Resid Center Cash Advance JPMorgan Chase Bank, N.A. 1,020.00 Brentwood Residents' Account JPMorgan Chase Bank, N.A. 344.95 Brooklynn Aftercare Wraparound Account JPMorgan Chase Bank, N.A. 500.00 Brookwood Cash Advance Key Bank 1,712.29 Brookwood Resid Residential Cash Key Bank 19,941.35 Check Exchange Bank of America, N.A. 4,099.00 CO Independent Living Acct Bank of America, N.A. 2,000.00 Co. Training Employment Dev (Youth Stipend) Bank of America, N.A. 25,000.00 Columbia Girls Secure Center-Advance Acct Key Bank 400.00 Columbia Girls Secure Center-Youth Savings Key Bank 1,051.93 Finger Lakes Res Ctr Residents Cash Tompkins County Trust 2,562.36 Fingerlakes Res Ctr Cash Advance Tompkins County Trust 3,300.00 Goshen Cash Advance Bank of America, N.A. 2,600.00 Goshen Residents Account Bank of America, N.A. 11,587.74 Highland Res Ctr Petty Cash Account Bank of America, N.A. 2,550.00 Highland Res Ctr Residents Acct Bank of America, N.A. 2,971.69 Home Office Care & Maintenance Account Bank of America, N.A. 0.00 Industry Advance Account JPMorgan Chase Bank, N.A. 2,287.25 Industry Res Account JPMorgan Chase Bank, N.A. 1,876.64 Industry School Dug-Out JPMorgan Chase Bank, N.A. 0.00 MacCormick Cash Advance Tompkins County Trust 2,375.36 MacCormick Resid Advance Tompkins County Trust 3,786.44 Medicaid Reimbursement Exchange Bank of America, N.A. 106,282.84 NYS OCFS Advance Acct (Travel & Misc P.C.) Bank of America, N.A. 15,501.80 NYS OCFS Salary Advance Account Bank of America, N.A. 14,400.00 Parker Training Academy Cash Advance Key Bank 0.00 Queens CMSO Cash Advance Bank of America, N.A. 400.00 Queens-Long Island Aftercare JPMorgan Chase Bank, N.A. 500.00 Red Hook Res Ctr Resident Cash Key Bank 227.54 Red Hook Resid Ctr Cash Advance Key Bank 333.25 Rochester Aftercare Wraparound Account JPMorgan Chase Bank, N.A. 885.00 SCR Credit Card Revenue Account Bank of America, N.A. 38,850.00 State Central Register Bank of America, N.A. 92,496.60 Taberg Cash Advance NBT Bank 694.47 Taberg Residents Account NBT Bank 292.10 Youth Leadership Academy NBT Bank 157.42 Youth Leadership Cash Advance NBT Bank 750.00 27000 - OFFICE OF TEMPORARY & DISABILITY ASSISTANCE Exchange Account Key Bank 266.57 Title IV D Of Social Security Key Bank 642,497.59 Travel Advance Key Bank 10,000.00 28010 - SUNY ALBANY Fee Account Key Bank 1,663,765.94 Loan Services Center Account Key Bank 51,010.20 Petty Cash/Travel Advance Key Bank 0.00 28020 - SUNY BINGHAMTON SUNY Binghamton M&T Bank 13,513,972.65 SUNY Binghamton - Controlled Disb M&T Bank 0.00 SUNY Binghamton - Petty Cash M&T Bank 0.00 28030 - SUNY BUFFALO Controlled Disbursement Account Bank of America, N.A. 0.00 General Revenue Account Bank of America, N.A. 0.00 General Revenue Account Key Bank 1,270,759.15 Imprest Account Key Bank 6,960.69 28050 - SUNY STONY BROOK Central Funding JPMorgan Chase Bank, N.A. 772,132.19 Controlled Disbursement JPMorgan Chase Bank, N.A. (825.00) Fees Depository JPMorgan Chase Bank, N.A. 5,420,381.07 LISVH Fees Depository JPMorgan Chase Bank, N.A. 126,500.44 LISVH Fees Depository Sterling Bank 813,545.06 LISVH Residence Fund Sterling Bank 406,386.12 Payroll Advance JPMorgan Chase Bank, N.A. 4,117.00 SBU Student Refunds Cont Disb Acct JPMorgan Chase Bank, N.A. 0.00 Student ACH Refunds Account JPMorgan Chase Bank, N.A. 0.00 SUNY Southampton Depository JPMorgan Chase Bank, N.A. 4,131,577.83 University Hosp Fees Depository JPMorgan Chase Bank, N.A. 11,890,848.83 University Hospital Petty Cash JPMorgan Chase Bank, N.A. 1,797.30 28100 - SUNY HEALTH SCIENCE CENTER AT BROOKLYN Center Revenue JPMorgan Chase Bank, N.A. 136,818.23 EFT Federal Deposits Acct JPMorgan Chase Bank, N.A. 0.00 Hospital Controlled Disbursement JPMorgan Chase Bank, N.A. 0.00 Hospital Revenue JPMorgan Chase Bank, N.A. 9,897,352.29 LICH Controlled Disbursement JPMorgan Chase Bank, N.A. 0.00 LICH Depository JPMorgan Chase Bank, N.A. 329,935.11 Petty Cash JPMorgan Chase Bank, N.A. 0.00 Student Refunds JPMorgan Chase Bank, N.A. 0.00 28110 - SUNY HEALTH SCIENCE CENTER AT SYRACUSE College Revenue Key Bank 99,615.45 Controlled Disbursement Key Bank 0.00 Hospital Revenue Key Bank 8,958,781.37 Parking Key Bank 29,825.09 28150 - SUNY BROCKPORT Brockport-REOC Account Key Bank 8,977.05 Concentration Acct M&T Bank 0.00 Controlled Disb M&T Bank 181,970.17 28160 - SUNY BUFFALO STATE COLLEGE Controlled Disb M&T Bank 0.00 Dept Public Safety M&T Bank 0.00 Special Grant Account M&T Bank 3,773.14 Students Acct Office M&T Bank 58,542.09 28170 - SUNY CORTLAND General Checking Account Key Bank 843,214.01 28180 - SUNY FREDONIA Controlled Disb M&T Bank 0.00 Depository Account M&T Bank 458,766.82 28190 - SUNY GENESEO Controlled Disbursement Account Key Bank 0.00 State Fees Key Bank 1,255,326.78 28200 - SUNY OLD WESTBURY Local Depository JPMorgan Chase Bank, N.A. 174,563.49 Petty Cash JPMorgan Chase Bank, N.A. No report received 28210 - SUNY NEW PALTZ Disbursement Account Key Bank 0.00 State Revenue Key Bank 397,022.50 28220 - SUNY ONEONTA Petty Cash Advance Account NBT Bank 0.00 Revenue Account NBT Bank 4,549,500.02 28230 - SUNY OSWEGO Controlled Disbursement Key Bank 0.00 General Revenue Key Bank 1,090,027.11 Imprest Account Key Bank 0.00 28240 - SUNY PLATTSBURGH General Revenue TD Bank 6,542,513.92 28250 - SUNY POTSDAM Control Disbursement Account Key Bank 0.00 State Fee Reconciliation Account Key Bank 236,265.04 28260 - SUNY PURCHASE General Income Fund Key Bank 271,489.65 28270 - SUNY INSTITUTE OF TECHNOLOGY UTICA/ROME Advance Account Bank of America, N.A. 0.00 Controlled Disbursement Account Bank of America, N.A. 0.00 Revenue Bank of America, N.A. 451,245.17 28280 - SUNY EMPIRE STATE COLLEGE Concentration Account Key Bank 177,472.78 Distribution Center Account Key Bank 59,098.49 Zero Balance Controlled Disbursement Account Key Bank 0.00 28350 - SUNY COLLEGE OF TECHNOLOGY AT ALFRED Fees Account Community Bank 3,819,041.86 28360 - SUNY COLLEGE OF TECHNOLOGY AT CANTON Community Cash Deposits NBT Bank 145,985.42 Dental Hygiene NBT Bank 974.00 Income Fund Key Bank 210,849.23 International Program Account Key Bank 128,214.64 28370 - SUNY AGRICULTURAL & TECHNICAL COLLEGE AT COBLESKILL Income Fund Key Bank 217,675.29 28380 - SUNY COLLEGE OF TECHNOLOGY AT DELHI General Revenue Delaware National Bank 106,494.87 Petty Cash Fund Delaware National Bank 0.00 28390 - SUNY COLLEGE OF TECHNOLOGY AT FARMINGDALE Income Fund Citibank 1,093,840.57 28400 - SUNY AGRICULTURAL & TECHNICAL COLLEGE AT MORRISVILLE Income Fund Key Bank 1,716,438.95 Revenue Account NBT Bank 3,927.59 28550 - SUNY COLLEGE OF ENVIRONMENTAL SCIENCE & FORESTRY Agency Advance Key Bank 0.00 Controlled Disb Key Bank 0.00 ESF/GSA Key Bank 0.00 Forestry Community Bank 258.72 Regular Account Key Bank 277,690.17 Student Government Key Bank 32,915.98 28570 - SUNY MARITIME COLLEGE Controlled Disbursement Account JPMorgan Chase Bank, N.A. 0.00 Cruise Account JPMorgan Chase Bank, N.A. 36,200.00 Revenue Deposit Account JPMorgan Chase Bank, N.A. 619,742.79 Revenue EFT Account JPMorgan Chase Bank, N.A. 6,079.00 28580 - SUNY COLLEGE OF OPTOMETRY General Revenue JPMorgan Chase Bank, N.A. 204,591.88 Medical Transportation JPMorgan Chase Bank, N.A. 367.38 28650 - SUNY CENTRAL SYSTEM ADMINISTRATION ASC Key Bank 10,000.00 NYS Iso Key Bank 2,500,000.00 Petty Cash Key Bank 0.00 Revenue Key Bank 42,828.52 37000 - DEPARTMENT OF FINANCIAL SERVICES Confidential Investigations JPMorgan Chase Bank, N.A. 8,939.85 Confidential Investigations JPMorgan Chase Bank, N.A. 9,246.19 Fire Tax Account (Main) Key Bank 7,487.25 Fire Tax Payment Key Bank 0.00 General Assessment Account JPMorgan Chase Bank, N.A. 22,008.30 General Fund Key Bank 97,190.79 Market Stabilization Pool Account JPMorgan Chase Bank, N.A. 92,135,172.20 Miscellaneous Account JPMorgan Chase Bank, N.A. 151,792.75 Petty Cash Key Bank 4,485.24 Workers Comp Insurance Sec Fund Pymnt JPMorgan Chase Bank, N.A. 100,077.99 49010 - SARATOGA-CAPITAL DISTRICT STATE PARK COMMISSION Contractors Bid (SA) Bank of America, N.A. 77,305.68 Revenue (SA) Glens Falls National 25,363.71 49020 - LONG ISLAND STATE PARK COMMISSION Contractors Bid (LI) JPMorgan Chase Bank, N.A. 45,090.93 Regional Account (LI) Bank of America, N.A. 1.00 Regional Account 2 (LI) JPMorgan Chase Bank, N.A. 480,347.90 Revenue (LI) People's United Bank 183,210.98 49030 - GENESEE STATE PARK COMMISSION Contractors Bid (GE) Bank of Castile 44,690.68 Revenue (GE) Bank of Castile 1,886,910.60 49040 - NIAGARA FRONTIER STATE PARK COMMISSION Contractors Bid (NIA) Key Bank 2,661.37 Revenue (NIA) Evans National Bank 118,222.49 49050 - PALISADES INTERSTATE STATE PARK COMMISSION Contractors Bid (PA) JPMorgan Chase Bank, N.A. 8,574.08 49070 - OFFICE OF PARKS & RECREATION Main Office - Change Fund Key Bank 8,585.00 Main Office Account (ALB) Key Bank 1,400.00 OPRHP Concentration Account Key Bank 1,594,780.93 Petty Cash (ALB) Key Bank 37,493.00 Revenue (NI, GE, AL, CE, TA) M&T Bank 355,880.27 Revenue (NYC, CE, LI, PA, TA) JPMorgan Chase Bank, N.A. 578,026.92 Revenue (SA, LI, GE, NI, CE, TA) Bank of America, N.A. 55,696.83 Revenue (SA, NI, PA, CE, TA, TI) Key Bank 62,295.57 Revenue (various) Wells Fargo Bank 59,263.94 Statewide Campsite/Cabin Revenue JPMorgan Chase Bank, N.A. 1,527.15 Statewide Credit Card Revenue, Revenue (ALB, FL, LI, PA, TI) Key Bank 1,117,212.21 Statewide Housing Security Deposits Key Bank 178,187.06 49090 - FINGER LAKES STATE PARK COMMISSION Contractors Bid (FL) Tompkins County Trust 17,417.78 Revenue (FL) Savannah Bank 369,136.05 Revenue (FL-Multi) Community Bank 54,608.90 Revenue (FL-Multi-Facilities) Tompkins County Trust 1,062,117.14 49100 - ALLEGANY STATE PARK COMMISSION Contractors Bid (AL) Five Star Bank 5,792.00 Regional Account (AL) Five Star Bank 73,889.16 Revenue (AL) Five Star Bank 125,298.93 49120 - CENTRAL NEW YORK STATE PARK COMMISSION Contractors Bid (CE) JPMorgan Chase Bank, N.A. 18,319.27 Revenue (CE, SA, TI) NBT Bank 531,336.66 49130 - TACONIC STATE PARK COMMISSION Contractors Bid (TA) M&T Bank 4,851.24 49140 - THOUSAND ISLANDS STATE PARK COMMISSION Revenue (TI -Long Point River) Citizens Bank 0.00 Revenue (TI) Citizens Bank 50,950.03 Revenue (TI-Multi) Community Bank 22,517.37 50000 - OFFICE OF MENTAL HEALTH Consolidated Advance Bank of America, N.A. 4,632.92 Iterim Assistance Agreement Bank of America, N.A. 0.00 OMH Medication Grant Program Acct Bank of America, N.A. 22,839.11 Reimbursement Account Bank of America, N.A. 2,156,003.62 50010 - GREATER BINGHAMTON HEALTH CENTER Agency Advance Account JPMorgan Chase Bank, N.A. 8,726.71 Facility Holding Account JPMorgan Chase Bank, N.A. 18,212.35 Patient Cash Funds JPMorgan Chase Bank, N.A. 446,690.56 Patients Cash Account JPMorgan Chase Bank, N.A. 191,154.72 Security Deposit JPMorgan Chase Bank, N.A. 2,742.68 50020 - KINGSBORO PSYCHIATRIC CENTER Advance Account Banco Popular No report received Family Care Banco Popular 14,290.87 Holding Account Banco Popular 194,746.13 Medicaid Outpatient Travel Banco Popular 406.13 Patient Cash Acct (MM) Banco Popular 359,784.83 Patient Checking Account Citibank 43,258.99 Patient Savings Account Banco Popular 333,622.32 Security Deposit Banco Popular 2,488.68 Urban Oasis/EBT Banco Popular 44,389.32 50030 - BUFFALO PSYCHIATRIC CENTER Advance Account Key Bank 52,182.41 Faciity Holding Key Bank 13,089.00 Patient Cash Checking Key Bank 0.00 Patient Cash Checking M&T Bank 25,688.83 50060 - HUDSON RIVER PSYCHIATRIC CENTER Patients Cash JPMorgan Chase Bank, N.A. 0.00 50080 - MANHATTAN PSYCHIATRIC CENTER Advance Account Sterling Bank 28,735.35 CD Hudson Valley National Bank 425,038.94 General Fund Checking Hudson Valley National Bank 8,432.82 Patient Cash Checking Hudson Valley National Bank 772,876.50 Patients Money Market Hudson Valley National Bank 72,790.32 Social Service Tokens Hudson Valley National Bank 38,614.59 50110 - ROCHESTER PSYCHIATRIC CENTER Agency Advance Key Bank 27,947.33 Facility Holding Key Bank 104,933.65 Patients Cash Account Key Bank 229,961.70 Patients Fund Savings Key Bank 163,476.86 50120 - ST LAWRENCE PSYCHIATRIC CENTER Facility Advance Account Community Bank 17,665.00 Facility Holding Account Community Bank 16,391.63 Patients Cash Account Community Bank 16,728.30 Patients Cash Savings Community Bank 250,350.20 50150 - CREEDMOOR PSYCHIATRIC CENTER Advance Account HSBC 36,654.21 Certificate Of Deposit HSBC 150,000.00 Certificate Of Deposit HSBC 250,000.00 Holding Account HSBC 15,780.86 Medicaid Travel Account HSBC 0.00 Money Management Account HSBC 529,297.22 Patient Cash Account HSBC 98,459.62 Rent Holding Account HSBC 7,945.00 50170 - ROCKLAND PSYCHIATRIC CENTER Advance Account JPMorgan Chase Bank, N.A. 39,999.59 Exchange Account JPMorgan Chase Bank, N.A. 111,767.47 Holding Account JPMorgan Chase Bank, N.A. 36,221.64 Investment CD Sterling Bank 0.00 Investment CD Sterling Bank 0.00 Investment CD Sterling Bank 0.00 Investment CD Sterling Bank 100,183.32 Investment CD Sterling Bank 100,183.32 Investment CD Sterling Bank 100,168.04 Investment CD Sterling Bank 100,168.04 Investment CD Sterling Bank 100,443.02 Investment CD Sterling Bank 100,168.04 Patient Cash Account JPMorgan Chase Bank, N.A. 50,000.00 Patient Cash Checking Account JPMorgan Chase Bank, N.A. 115,732.33 Patient Cash Savings Account JPMorgan Chase Bank, N.A. 892,844.23 50180 - NYS PSYCHIATRIC INSTITUTE Donation & Gift Acct/Patient Fund Acct JPMorgan Chase Bank, N.A. No report received General JPMorgan Chase Bank, N.A. No report received Petty Cash JPMorgan Chase Bank, N.A. No report received 50190 - RICHARD H HUTCHINGS PSYCHIATRIC CENTER Advance Account Key Bank 8,727.71 Clients Count Key Bank 137,478.11 Holding Account Key Bank 11,571.25 50200 - PILGRIM PSYCHIATRIC CENTER Facility Advance Account JPMorgan Chase Bank, N.A. 35,943.59 Facility Holding Acct JPMorgan Chase Bank, N.A. 183,762.02 Patient Cash JPMorgan Chase Bank, N.A. 595,638.07 50210 - MOHAWK VALLEY PSYCHIATRIC CENTER Advance Fund Key Bank 12,131.95 Facility Holding Key Bank 2,879.93 Patient Cash Checking Key Bank 32,724.70 Patient Cash Savings Key Bank 39,980.61 Security Deposit Key Bank 8,247.47 50310 - BRONX PSYCHIATRIC CENTER CD JPMorgan Chase Bank, N.A. 250,000.00 Consolidated Advance JPMorgan Chase Bank, N.A. 18,043.21 Misc. Receipts JPMorgan Chase Bank, N.A. 27,082.13 Patients Cash MM JPMorgan Chase Bank, N.A. 86,963.38 Patients Checking Acct JPMorgan Chase Bank, N.A. 637,461.15 50340 - NATHAN KLINE INSTITUTE Petty Cash Account JPMorgan Chase Bank, N.A. 1,300.00 50350 - KIRBY FORENSIC PSYCHIATRIC CENTER Consolidated Advance Account Hudson Valley National Bank 9,278.43 Holding Account Hudson Valley National Bank 34,945.34 Patient Cash Account Hudson Valley National Bank 94,670.21 50390 - CENTRAL NY PSYCHIATRIC CENTER Agency Advance Account Key Bank 9,645.40 General Fund Key Bank 2,757.43 Patient Checking Key Bank 66,889.28 Patient Savings Key Bank 125,988.82 Security Deposit Key Bank 3,647.78 50440 - MID-HUDSON FORENSIC PSYCHIATRIC CENTER Facility Advance Account Key Bank 10,469.33 Facility Holding Account Key Bank 1,393.54 Patients Account Key Bank 145,813.60 50520 - BROOKLYN CHILDRENS PSYCHIATRIC CENTER Petty Cash Advance Account Banco Popular 4,950.00 50790 - SOUTH BEACH PSYCHIATRIC CENTER Agency Advance Checking JPMorgan Chase Bank, N.A. 10,857.80 Facility Holding Checking JPMorgan Chase Bank, N.A. 10,954.07 Family Care Checking JPMorgan Chase Bank, N.A. 40,610.79 Patients Cash Checking JPMorgan Chase Bank, N.A. No report received 50800 - BRONX CHILDRENS PSYCHIATRIC CENTER General Fund JPMorgan Chase Bank, N.A. 22,928.86 50810 - WESTERN NY CHILDRENS PSYCHIATRIC CENTER Agency Advance Key Bank 1,580.80 Exchange Account Key Bank 0.00 Patient Cash Key Bank 245.00 50850 - SAGAMORE CHILDRENS PSYCHIATRIC CENTER Sagamore Patient Personal Acct JPMorgan Chase Bank, N.A. 46,504.23 Sagamore Petty Cash Account JPMorgan Chase Bank, N.A. 5,779.50 50860 - ROCKLAND CHILDRENS PSYCHIATRIC CENTER Advance Account JPMorgan Chase Bank, N.A. 15,148.34 50870 - QUEENS CHILDRENS PSYCHIATRIC CENTER Money Management Account HSBC 1,248.89 Queens Adv Acct HSBC 10,458.72 Queens Childrens Account HSBC 6,897.69 50920 - ELMIRA PSYCHIATRIC CENTER Certificate of Deposit Chemung Canal Trust 100,000.00 Certificate of Deposit Chemung Canal Trust 100,000.00 Certificate of Deposit Chemung Canal Trust 100,000.00 Facility Advance Account Chemung Canal Trust 9,591.55 General Fund Account Chemung Canal Trust 6,332.70 IMMA Chemung Canal Trust 45,052.96 Patients Fund Account Chemung Canal Trust 93,718.03 50980 - CAPITAL DISTRICT PSYCHIATRIC CENTER Facility Advance Account Key Bank 3,869.96 Facility Holding Account Key Bank 207,144.99 Parking Garage Account Key Bank 179,313.20 Patients Cash Checking Account Key Bank 102,154.75 Patients Cash Savings Account Key Bank 445,968.42 51000 - OFFICE OF MENTAL RETARDATION & DEVELOPMENTAL DISABILITIES Petty Cash Acct Bank of America, N.A. No report received Revenue Account Bank of America, N.A. 895,050.88 Travel Advance Account Bank of America, N.A. No report received 51210 - HUDSON VALLEY DDSO EBT Checking JPMorgan Chase Bank, N.A. No report received Exchange Account JPMorgan Chase Bank, N.A. No report received General Fund JPMorgan Chase Bank, N.A. No report received Investor's Choice Savings JPMorgan Chase Bank, N.A. No report received Petty Cash JPMorgan Chase Bank, N.A. No report received PTS Cash Checking JPMorgan Chase Bank, N.A. No report received 51240 - CENTRAL NY DDSO Advance Account M&T Bank 19,600.00 Advance Accounts Key Bank 12,576.35 Clients Account Key Bank 295,095.47 Consumer Cash - Checking M&T Bank 16,091.15 Consumer Cash - Savings Adirondack Bank 590,650.43 Consumer Cash - Savings Key Bank 955,595.07 Consumer Cash - Savings M&T Bank 2,432,203.37 EBT Checking Account Key Bank 19,995.84 Exchange Account Key Bank 17,845.33 51250 - TACONIC DDSO Agency Advance Account M&T Bank 60,593.99 Electronic Benefits Transfer M&T Bank 0.00 General Fund M&T Bank 33,051.28 Patients Cash Checking M&T Bank 1,758,117.81 500 Balltown Rd Schenectady, NY TDDSO Representative Payee Savings Acct The Adirondack Trust Company 954,409.32 51270 - STATEN ISLAND DDSO Clients Cash Account JPMorgan Chase Bank, N.A. No report received General Fund Account JPMorgan Chase Bank, N.A. No report received Money Market Account JPMorgan Chase Bank, N.A. No report received Petty Cash Account JPMorgan Chase Bank, N.A. No report received Staten Island DDSO EBT Checking Acct JPMorgan Chase Bank, N.A. No report received 51290 - CAPITAL DISTRICT DDSO Agency Advance Account Key Bank No report received Agency Advance Account The Adirondack Trust Company No report received Consumer EBT Fund / Fiduciary Account Key Bank No report received Consumers Fund / Fiduciary Account Key Bank No report received Patients Account Direct Deposit / Fiduciary Acct The Adirondack Trust Company No report received Patients Fund Operating Acct / Fiduciary Acct The Adirondack Trust Company No report received Summer Camp - Fiduciary Acct The Adirondack Trust Company No report received 51330 - WESTERN NY DDSO Agency Advance Account M&T Bank 72,612.02 CD-Patient Property Funds Key Bank 3,375,756.58 Exchange Account M&T Bank 23,081.15 Food Stamp Account M&T Bank 145,149.00 General Account Community Bank 261,876.61 Patient Property Funds Adirondack Bank 31,096.30 Patient Property Funds M&T Bank 254,756.29 WNY DDSO Perrysburg Client Cash M&T Bank 147,114.96 51350 - LONG ISLAND DDSO Consolidated Advance JPMorgan Chase Bank, N.A. No report received EBT Checking Account JPMorgan Chase Bank, N.A. No report received General Fund JPMorgan Chase Bank, N.A. No report received Patient Cash JPMorgan Chase Bank, N.A. No report received 51380 - BROOKLYN DDSO CD Banco Popular No report received Consumers Fund JPMorgan Chase Bank, N.A. No report received Consumers Money Management JPMorgan Chase Bank, N.A. No report received Food Stamps Benefits JPMorgan Chase Bank, N.A. No report received Miscellaneous Receipts JPMorgan Chase Bank, N.A. No report received Petty Cash - Degraw Street JPMorgan Chase Bank, N.A. No report received Petty Cash - Mental Hygiene Brooklyn JPMorgan Chase Bank, N.A. No report received Thomas Shirtz Community Service JPMorgan Chase Bank, N.A. No report received 51420 - SUNMOUNT DDSO Certificate of Deposit Community Bank No report received Community Store Fund Community Bank No report received EBT Community Bank No report received Exchange Fund Community Bank No report received Residents Fund Community Bank No report received Sunmount Advance Account Community Bank No report received Sunmount EBT Checking Account Community Bank No report received 51430 - INSTITUTE FOR BASIC RESEARCH IN DEVELOPMENTAL DISABILITIES Petty Cash JPMorgan Chase Bank, N.A. 3,000.00 51450 - METRO NY DDSO Consolidated Acct JPMorgan Chase Bank, N.A. 19,062.00 Manhattan DDSO Client Cash JPMorgan Chase Bank, N.A. 25,780.94 Metro NY DDSO Food Stamp Acct JPMorgan Chase Bank, N.A. 63.00 Metro NY DDSOO REP PAYEE ACCOUNT JPMorgan Chase Bank, N.A. 389,002.96 Patients Cash Account JPMorgan Chase Bank, N.A. 16,282.40 Patients Money Market Account JPMorgan Chase Bank, N.A. 2,504.34 Petty Cash JPMorgan Chase Bank, N.A. 11,112.74 51470 - BERNARD M FINESON DDSO Bernard Fineson DDSO Food Stamp Acct JPMorgan Chase Bank, N.A. 2,845.00 Money Market Account JPMorgan Chase Bank, N.A. 304,199.69 Patient Fund Account JPMorgan Chase Bank, N.A. 679,709.57 Petty Cash Fund JPMorgan Chase Bank, N.A. 11,752.42 51780 - FINGER LAKES DDSO Advance Account JPMorgan Chase Bank, N.A. No report received F.L. Newark Resident Checking Community Bank No report received Finger Lakes Resident Checking JPMorgan Chase Bank, N.A. No report received FL Vending Machine Account Community Bank No report received General Account JPMorgan Chase Bank, N.A. No report received Geneseo Client Cash Bank of America, N.A. No report received Kelsey Trust Fund Bank of America, N.A. No report received Mary Moore Trust Fund Bank of America, N.A. No report received Monroe Resident Checking JPMorgan Chase Bank, N.A. No report received Monroe Resident Savings JPMorgan Chase Bank, N.A. No report received Patient Food Stamp Account JPMorgan Chase Bank, N.A. No report received 51940 - BROOME DDSO Broome DDSO M&T Bank No report received Broome DDSO - Advance Account M&T Bank No report received Broome DDSO - General Fund M&T Bank No report received Disabled Individuals Savings Key Bank No report received Disabled Individuals Savings M&T Bank No report received OMRDD Broome DDSO EBT Checking M&T Bank No report received 53000 - OFFICE OF ALCOHOLISM & SUBSTANCE ABUSE SERVICES Agency Advance Acct Key Bank No report received Patient Fees Bank of America, N.A. No report received Revenue Account Bank of America, N.A. No report received 53020 - KINGSBORO ALCOHOLISM TREATMENT CENTER Petty Cash Advance Account Bank of America, N.A. 780.59 55630 - NYS FOUNDATION FOR SCIENCE, TECHNOLOGY & INNOVATION Administrative Monies Account Key Bank No report received Federal Monies Account Key Bank No report received NYS Foundation For Science Technology & Innovation Key Bank No report received 70000 - CUNY UNIVERSITY MANAGEMENT & PROGRAM BOARD OF HIGHER EDUCATION CUNY Admin Imprest Cash Account Citibank 5,527.14 70030 - CUNY HUNTER COLLEGE Travel Petty Cash Account Citibank 53,191.38 70060 - CUNY JOHN JAY COLLEGE CUNY JOHN JAY COLLEGE IMPREST FUND Citibank 15,250.20 70070 - CUNY LEHMAN COLLEGE Lehman College Citibank 4,240.25 70080 - CUNY YORK COLLEGE York College Imprest Funds Citibank 11,228.64 York College Travel Advance Fund Citibank 817.00 70100 - CUNY COLLEGE OF STATEN ISLAND CSI Imprest Cash TD Bank 4,490.15 70120 - CUNY NYC COLLEGE OF TECHNOLOGY NY City College Of Technology Technical College Imprest Fund Popular Community Bank 5,000.00 70150 - CUNY SCHOOL OF LAW CUNY School Of Law TD Bank 21,577.24

The above balances represent funds deposited in various banking institutions as reported by the State department and agencies, and published in accordance with Section 107 of the State Finance Law.

Division of the Treasury, Department of Taxation and Finance Christopher Curtis Deputy Commissioner and State Treasurer FUNDS OF THE DIVISION OF THE TREASURY OF WHICH THE COMMISSIONER OF TAXATION AND FINANCE IS THE SOLE CUSTODIAN WITH BALANCES AS OF 07/31/2018

BALANCE AS OF ACCOUNT DESCRIPTION DEPOSITORY 07/31/2018

COMMUNITY COLLEGE TUITION AND INSTRUCTIONAL INCOME FUND 0226 Upstate Community Colleges, FIT Series 2000A Key Bank 158,675.00 0231 Upstate Community Colleges, Series 2005A Key Bank 0.00 0232 Upstate Community Colleges, Series 2005B Key Bank 1,663,300.00 0233 Upstate Community Colleges, Series 2005C Key Bank 3,219,800.00

DORMITORY AUTHORITY OF THE STATE OF NEW YORK 0039 Mental Hygiene Facilities Improvement Fund Income Account Bank of America, N.A. 22,139,011.48 0070 Hospital and Nursing Home Project Operating Fund Key Bank 0.00 0104 Lincoln Medical and Mental Health Center Project Construction Account Key Bank 17,403.86 0105 Greenpoint Medical and Mental Health Center Project Construction Account Key Bank 261,102.15 0149 State Advances Repayment Account Bank of America, N.A. 53.09 1202 DA DFRF MAC #1202 Biinghamton Key Bank 114,016.14 1203 DA DFRF MAC #1203 Oneonta Key Bank 2,095,494.67 1205 DA DFRF MAC #1205 Delhi Key Bank 222,067.48 1206 DA DFRF MAC #1206 Buffalo Univ Key Bank 788,944.37 1207 DA DFRF MAC #1207 Buffalo College Key Bank 175,187.17 1208 DA DFRF MAC #1208 Alfred Key Bank 764.80 1209 DA DFRF Mac #1209 Fredonia Key Bank 61,622.45 1211 DA DFRF Mac #1211 Upstate Medical Key Bank 1,163,647.08 1212 DA DFRF Mac #1212 Oswego Key Bank 236,237.06 1214 DA DFRF Mac #1214 Cortland Key Bank 119,689.53 1215 DA DFRF MAC #1215 Stony Brook Key Bank 1,483,604.90 1216 DA DFRF MAC #1216 Old Westbury Key Bank 41,109.23 1217 DA DFRF MAC #1217 Farmingdale Key Bank 43,045.55 1218 DA DFRF MAC #1218 Downstate Med Key Bank 146.69 1219 DA DFRF MAC #1219 Maritime Key Bank 99,731.18 1221 DA DFRF MAC #1221 Brockport Key Bank 781,027.62 1222 DA DFRF MAC #1222 Geneseo Key Bank 799,658.45 1223 DA DFRF MAC #1223 Purchase Key Bank 100,886.90 1224 DA DFRF MAC #1224 New Paltz Key Bank 734,887.42 1225 DA DFRF MAC #1225 Canton Key Bank 12,066.70 1226 DA DFRF MAC #1226 Plattsburgh Key Bank 28,081.17 1227 DA DFRF MAC #1227 Potsdam Key Bank 89.69 1228 DA DFRF MAC #1228 Morrisville Key Bank 175,474.92 1229 DA DFRF MAC #1229 SUNYIT Key Bank 3,841.71 1230 DA DFRF MAC #1230 Cobleskill Key Bank 46,460.74 1239 DA DFRF MAC #1239 Albany Key Bank 328,487.82 1240 Dormitory Authority Collection Account - Mac 1240 Key Bank 0.00 2202 DA OMRR MAC #2202 Binghamton Key Bank 10,475,001.29 2203 DA OMRR MAC #2203 Oneonta Key Bank 190.00 2205 DA OMRR MAC #2205 Delhi Key Bank 433,458.87 2206 DA OMRR MAC #2206 Buffalo Univ Key Bank 2,002,700.00 2207 DA OMRR MAC #2207 Buffalo College Key Bank 360.00 2208 DA OMRR MAC #2208 Alfred Key Bank 610.00 2209 DA OMRR MAC #2209 Fredonia Key Bank 270.00 2211 DA OMRR MAC #2211 Upstate Medical Key Bank 600.00 2212 DA OMRR MAC #2212 Oswego Key Bank 990.00 2214 DA OMRR MAC #2214 Cortland Key Bank 3,448,943.14 2215 DA OMRR MAC #2215 Stony Brook Key Bank 395.00 2216 DA OMRR MAC #2216 Old Westbury Key Bank 953,579.01 2217 DA OMRR MAC #2217 Farmingdale Key Bank 182,448.30 2218 DA OMRR MAC #2218 Downstate Med Key Bank 123,424.08 2219 DA OMRR MAC #2219 Maritime Key Bank 1,832,735.00 2221 DA OMRR MAC #2221 Brockport Key Bank 970.00 2222 DA OMRR MAC #2222 Geneseo Key Bank 6,925,415.00 2223 DA OMRR MAC #2223 Purchase Key Bank 487.00 2224 DA OMRR MAC #2224 New Paltz Key Bank 985.00 2225 DA OMRR MAC #2225 Canton Key Bank 390.00 2226 DA OMRR MAC #2226 Plattsburgh Key Bank 815.00 2227 DA OMRR MAC #2227 Potsdam Key Bank 1,018,115.00 2228 DA OMRR MAC #2228 Morrisville Key Bank 195.00 2229 DA OMRR MAC #2229 SUNYIT Key Bank 637,370.89 2230 DA OMRR MAC #2230 Cobleskill Key Bank 2,838,540.74 2239 DA OMRR MAC #2239 Albany Key Bank 610.00 2240 DA UNALLOCATED FD MAC #2240 System Admin Key Bank 9,920,117.44

HOMELESS HOUSING ASSISTANCE CORPORATION 0320 Social Services Homeless Housing and Assistance Corporation Operating Account Key Bank 7,078,474.74 NELSON A. ROCKEFELLER EMPIRE STATE PLAZA PERFORMING ARTS CENTER CORPORATION 0315 The Egg Key Bank 18,392.03

NEW YORK CONVENTION CENTER 0300 Operating Fund JPMorgan Chase Bank, N.A. 5,891,318.65

NEW YORK JOB DEVELOPMENT AUTHORITY 0036 Special Purpose Fund Bank of America, N.A. 46,101.77 0371 Series H Commercial Paper Bank of America, N.A. 820,859.93 0389 Daily Demand Special Purpose Bonds Series 1992A-B JPMorgan Chase Bank, N.A. 178,434.01 0421 Escrow Account for Package Fulfillment Center Inc. Key Bank 30,868.82 0423 Escrow Account for USA Industries Inc. Key Bank 37,274.67 0424 Escrow Account for Pluritec USA Inc. Key Bank 19,782.38

NYS AFFORDABLE HOUSING CORPORATION 0491 Disbursement Account JPMorgan Chase Bank, N.A. 20,526.18 0520 Development Account Key Bank 15,156,692.23 0521 Development Account II Key Bank 0.00 0522 Repayment Account Key Bank 32,206.07 0523 Recapture Account Key Bank 262.40 0880 Payroll Account JPMorgan Chase Bank, N.A. 0.00

NYS DEPARTMENT OF TAXATION AND FINANCE 0510 Excelsior Linked Deposit Fund Key Bank 0.00 0600 World Trade Center Memorial Foundation Fund Account Bank of America, N.A. 570,235.93 0625 Advance Acct/Imprest Confidential Fund Bank of America, N.A. 26,959.05 0626 Criminal Investigation Division Key Bank 181,086.73 0778 PIT/STAR Rebate Exchange Account JPMorgan Chase Bank, N.A. 0.00 0800 NYS IRS PIT offset account Key Bank 2,264,236.48 0827 Stock Transfer Incentive Fund Key Bank 1,062,082.60 0847 Pari-Mutuel Revenue Transfer Account Key Bank 0.00 0848 Off-Track Bet Tax Revenue Transfer Account Key Bank 0.00

NYS ENERGY RESEARCH & DEVELOPMENT AUTHORITY 0028 Green Jobs - Green New York Fund Bank of America, N.A. 0.00 0030 NYS Energy Research and Development Authority Bank of America, N.A. 25,903,593.02

NYS HOUSING FINANCE AGENCY 0032 Operating Fund Key Bank 0.00 0251 Housing Project Repair Fund Key Bank 31,790.35 0252 Energy Conservation/Tenant Health & Safety Improvement Account JPMorgan Chase Bank, N.A. 148,981.63 0254 Agency Assisted Housing Operation Fund JPMorgan Chase Bank, N.A. 3,496,262.22 0255 Residual Indebtedness Program Operating Fund JPMorgan Chase Bank, N.A. 0.00 0266 Community Related Programs Operating Account Key Bank 0.00 0267 Neighborhood Stabilization Program - Round 1 JPMorgan Chase Bank, N.A. 62,613.35 0268 Neighborhood Stabilization Program 3 JPMorgan Chase Bank, N.A. 32.77 0270 Claims Repayment Account Key Bank 0.00 0271 Pre-Bond Revenue Account Key Bank 0.00 0272 TCAP Account Key Bank 214.02 0274 NYSHFA Special Reserve Fund JPMorgan Chase Bank, N.A. 3,337,900.11 0277 Amalgamated Warbasse Houses Construction Defect Repair Fund JPMorgan Chase Bank, N.A. 0.00 0283 Small Owner's Assistance Program Account Key Bank 57,779.43 0285 Public Purpose Account Key Bank 1,803,621.47 0286 Disbursement Account Key Bank 1,821,514.26 0287 Infrastructure Development Fund Key Bank 77,869.73 0288 Mobile Home Cooperative Fund Key Bank 16,896.94 0290 Low Rent Lease Account Key Bank 0.00 0292 Homeless Housing Initiatives Key Bank 184,517.48 0294 Housing Plan Fund Key Bank 613,819.23 0305 HPD Disbursement Fund Key Bank 2,223,557.98 0879 Payroll Account JPMorgan Chase Bank, N.A. 125,000.00

NYS HOUSING TRUST FUND CORPORATION 0458 Section 8 Housing Assistance Payment Account JPMorgan Chase Bank, N.A. 115,402.60 0460 Escrow Account M&T Bank 3,893,381.28 0461 Housing Modernization Account M&T Bank 3,379,977.00 0462 General Custodial Account M&T Bank 82,882,315.88 0463 General Administrative Account M&T Bank 0.00 0464 Turnkey Account M&T Bank 0.00 0465 Home Program Account M&T Bank 9,171,262.88 0466 Homes for Working Families Account M&T Bank 7,736,377.41 0467 Section 8 Administrative Account M&T Bank 16,835,750.94 0468 Small Cities Administrative Account M&T Bank 0.00 0469 OCR Community Miscellaneous Programs Account M&T Bank 17,839,699.37 0470 HCV Main Account Bank of America, N.A. 14,237,589.13 0471 Empire State Relief Fund M&T Bank 1,616,577.26 0472 Master Escrow Account Bank of America, N.A. 0.00 0473 Family Self-Sufficiency Account Bank of America, N.A. 4,135,953.10 0474 Moderate Rehabilitation Account Bank of America, N.A. 0.00 0475 Reserve Account Bank of America, N.A. 69,940.41 0476 Voucher Fee Account Bank of America, N.A. 0.00 0477 Five-Year Mainstream Account Bank of America, N.A. 0.00 0480 OHP Miscellaneous Programs Account Bank of America, N.A. 8,709,433.48 0891 Small Cities Community Development Block Grant Program M&T Bank 156,211.28 0892 Disaster Recovery Initiative Account M&T Bank 238.84 0893 Payroll Account for Small Cities CDBG Program M&T Bank 158.69 0895 HTFC Storm Recovery Payment M&T Bank 610,684.14 0899 HTFC Storm Recovery Lockbox US Bank 7,522.02

NYS INSURANCE DEPARTMENT 0001 Property/Casualty Insurance Security Fund Key Bank 715,442.43 0002 Public Motor Vehicle Security Fund JPMorgan Chase Bank, N.A. 1,020,894.31 0003 Workers' Compensation Security Fund JPMorgan Chase Bank, N.A. 1,000,075.80 0004 Medical Indemnity Fund JPMorgan Chase Bank, N.A. (527,129.02)

NYS TEACHERS RETIREMENT SYSTEM 0052 Master Funding Account State Street Bank & Trust Co. 0.00 0052 Main Account JPMorgan Chase Bank, N.A. 5,596,229.66 0853 Excess Benefit Fund JPMorgan Chase Bank, N.A. 4,096,621.00 0854 NYSTRS Electronic Value Transfer System JPMorgan Chase Bank, N.A. 0.00

STATE INSURANCE FUND 0053 State Insurance Fund Bank of America, N.A. 36,077,102.29 0054 State Insurance Fund Bank of America, N.A. 1,773,537.62 0055 State Insurance Fund Bank of America, N.A. 1,859,724.67 0861 Disability Benefits Fund Tax Escrow Account Bank of America, N.A. 25,876.33

STATE UNIVERSITY CONSTRUCTION FUND 0034 Income Fund Key Bank 1,086,669.64 0075 Educational Facilities Revenue Bonds Debt Service Account Key Bank 29,557.25 0870 Deductions Account Key Bank 372,416.30 0871 Bio-Tech Incubator at Farmingdale Key Bank 0.00

WORKERS COMPENSATION BOARD 0006 Fund for Reopened Cases Bank of America, N.A. 94,291.26 0007 Special Disability Fund Bank of America, N.A. 101,151.13 0008 Special Fund for Disability Benefits Bank of America, N.A. 0.00 0011 Uninsured Employers Fund Bank of America, N.A. 224,885.56 0012 WCB Asset Transfer Account Bank of America, N.A. 0.00 0013 WCB Assessment Revenue Clearing Bank of America, N.A. 9,928,445.82 008K Special Fund for Disability Benefits Key Bank 581.04

The above balances represent funds deposited in various banking institutions per the records of the Department of Taxation and Finance, Division of Treasury, and published in accordance with Section 107 of the State Finance Law.

Division of the Treasury, Department of Taxation and Finance Christopher Curtis Deputy Commissioner and State Treasurer Office of the NEW YORK STATE COMPTROLLER

Comptroller’s Monthly Report on State Funds Cash Basis of Accounting

JULY 2018

Office of Operations Division of Payroll, Accounting and Revenue Services Bureau of Financial Reporting and Oil Spill Remediation NYS Comptroller THOMAS P. DiNAPOLI STATE OF NEW YORK THOMAS P. DiNAPOLI OFFICE OF OPERATIONS STATE COMPTROLLER DIVISION OF PAYROLL, ACCOUNTING AND REVENUE SERVICES BUREAU OF FINANCIAL REPORTING AND OIL SPILL REMEDIATION

COMPTROLLER'S MONTHLY REPORT TO THE LEGISLATURE ON STATE FUNDS - CASH BASIS OF ACCOUNTING July 31, 2018

TABLE OF CONTENTS

Combined Statements of Cash Receipts, Disbursements and Changes in Fund Balances

Exhibit A Governmental Funds 2 Exhibit A Supplemental Governmental Funds - State Operating 3 Exhibit A Notes Governmental Funds Footnotes 4 Exhibit B Proprietary Funds 5 Exhibit C Trust Funds 6 Exhibit D Governmental Governmental Funds - Budgetary Basis - Financial Plan and Actual - Governmental 7 Exhibit D State Operating Governmental Funds - Budgetary Basis - Financial Plan and Actual - State Operating 8 Exhibit D General Fund Governmental Funds - Budgetary Basis - Financial Plan and Actual - General Fund 9 Exhibit D Special Revenue Governmental Funds - Budgetary Basis - Financial Plan and Actual - Special Revenue 10 Exhibit D Special Revenue State/Federal Governmental Funds - Budgetary Basis - Financial Plan and Actual - Special Revenue State and Federal 11 Exhibit D Debt Governmental Funds - Budgetary Basis - Financial Plan and Actual - Debt Service 12 Exhibit D Capital Projects Governmental Funds - Budgetary Basis - Financial Plan and Actual - Capital Projects 13 Exhibit D Capital Projects State/Federal Governmental Funds - Budgetary Basis - Financial Plan and Actual - Capital Projects State and Federal 14 Exhibit E Comparative Schedule of Tax Receipts 15 Cash Flow - Governmental Governmental Funds - Governmental 16 Cash Flow - State Operating Governmental Funds - State Operating 18

Combining Statements of Cash Receipts, Disbursements and Changes in Fund Balances

Exhibit F General Fund - Statement of Cash Flow 20 Exhibit G Special Revenue Funds Combined - Statement of Cash Flow 22 Exhibit G State Special Revenue Funds State - Statement of Cash Flow 24 Exhibit G Federal Special Revenue Funds Federal - Statement of Cash Flow 26 Exhibit H Debt Service Funds - Statement of Cash Flow 28 Exhibit I Capital Projects Funds Combined - Statement of Cash Flow 29 Exhibit I State Capital Projects Funds State - Statement of Cash Flow 31 Exhibit I Federal Capital Projects Funds Federal - Statement of Cash Flow 33 Exhibit J Enterprise Funds - Statement of Cash Flow 34 Exhibit K Internal Service Funds - Statement of Cash Flow 35 Exhibit L Pension Trust Funds - Statement of Cash Flow 36 Exhibit M Private Purpose Trust Funds - Statement of Cash Flow 37

Supplementary Schedules

Schedule 1 Governmental Funds - Summary of Cash Receipts, Disbursements and Changes in Fund Balances 38 Schedule 2 Proprietary Funds - Summary of Cash Receipts, Disbursements and Changes in Fund Balances 41 Schedule 3 Fiduciary Funds - Summary of Cash Receipts, Disbursements and Changes in Fund Balances 42 Schedule 4 Sole Custody and Investment Accounts - Statement of Cash Receipts and Disbursements 43 Schedule 5 Debt Service Funds - Statement of Direct State Debt Activity 44 Schedule 5a Debt Service Funds - Financing Agreements 45 Schedule 6 Summary of the Operating Fund Investments 46 Appendix A HCRA Resources Fund - Statement of Receipts and Disbursements by Account 47 Appendix B HCRA Resources Fund - Statement of Program Disbursements 48 Appendix C HCRA Public Goods Pool - Statement of Cash Flow 50 Appendix D HCRA Medicaid Disproportionate Share - Statement of Cash Flow 51 Appendix E Summary of Off-Budget Spending Report 52 Appendix F Schedule of Month-End Temporary Loans Outstanding 53 Appendix G Dedicated Infrastructure Investment Fund - Statement of Receipts and Disbursements 57 STATE OF NEW YORK EXHIBIT A GOVERNMENTAL FUNDS COMBINED STATEMENT OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES (Amounts in millions)

GENERAL SPECIAL REVENUE DEBT SERVICE CAPITAL PROJECTS TOTAL GOVERNMENTAL FUNDS YEAR OVER YEAR MONTH OF 4 MOS. ENDED MONTH OF 4 MOS. ENDED MONTH OF 4 MOS. ENDED MONTH OF 4 MOS. ENDED MONTH OF 4 MOS. ENDED MONTH OF 4 MOS. ENDED $ Increase/ % Increase/ JULY 2018 JULY 31, 2018 JULY 2018 JULY 31, 2018 JULY 2018 JULY 31, 2018 JULY 2018 JULY 31, 2018 JULY 2018 JULY 31, 2018 JULY 2017 JULY 31, 2017 (Decrease) Decrease RECEIPTS: Personal Income Tax $ 1,449.8 $ 7,945.3 $ - $ - $ 1,449.9 $ 7,945.4 $ - $ - $ 2,899.7 $ 15,890.7 $ 2,650.0 $ 14,403.9 $ 1,486.8 10.3% Consumption/Use Taxes 597.7 2,520.8 175.1 706.4 550.1 2,303.3 51.7 212.0 1,374.6 5,742.5 1,334.8 5,396.5 346.0 6.4% Business Taxes 168.5 1,414.1 75.1 572.4 - - 56.3 222.0 299.9 2,208.5 184.8 2,063.8 144.7 7.0% Other Taxes (4) 99.4 304.4 - - 87.1 355.4 11.9 23.8 198.4 683.6 260.5 1,193.2 (509.6) -42.7% Miscellaneous Receipts 141.2 949.2 2,403.6 6,799.0 62.8 173.0 304.4 957.4 2,912.0 8,878.6 2,671.1 7,934.7 943.9 11.9% Federal Receipts 0.1 0.1 3,772.6 17,500.9 1.6 1.6 313.8 568.4 4,088.1 18,071.0 3,774.4 17,623.8 447.2 2.5% Total Receipts 2,456.7 13,133.9 6,426.4 25,578.7 2,151.5 10,778.7 738.1 1,983.6 11,772.7 51,474.9 10,875.6 48,615.9 2,859.0 5.9%

DISBURSEMENTS: Local Assistance Grants: (3,4) Education 1,787.7 8,473.4 340.9 1,992.0 - - 17.3 58.9 2,145.9 10,524.3 681.8 9,937.4 586.9 5.9% Environment and Recreation 0.2 1.0 0.2 0.9 - - 7.7 52.5 8.1 54.4 7.2 46.4 8.0 17.2% General Government 3.7 578.4 14.9 72.3 - - 110.6 287.9 129.2 938.6 61.1 786.5 152.1 19.3% Public Health: Medicaid 1,135.2 5,923.8 2,961.1 13,416.9 - - - - 4,096.3 19,340.7 4,124.1 18,425.3 915.4 5.0% Other Public Health 232.6 951.4 624.6 2,407.1 - - 59.3 120.7 916.5 3,479.2 914.1 3,259.4 219.8 6.7% Public Safety 21.8 64.7 129.0 400.7 - - 29.1 32.2 179.9 497.6 88.6 435.3 62.3 14.3% Public Welfare 211.0 556.5 373.1 1,078.9 - - - 176.5 584.1 1,811.9 377.9 2,078.4 (266.5) -12.8% Support and Regulate Business 8.9 27.0 1.5 12.8 - - 133.3 326.2 143.7 366.0 119.4 465.9 (99.9) -21.4% Transportation 46.9 223.5 289.4 1,173.4 - - 42.9 486.9 379.2 1,883.8 402.4 1,770.8 113.0 6.4% Total Local Assistance Grants 3,448.0 16,799.7 4,734.7 20,555.0 - - 400.2 1,541.8 8,582.9 38,896.5 6,776.6 37,205.4 1,691.1 4.5% Departmental Operations: Personal Service 724.8 2,922.9 380.6 1,878.6 - - - - 1,105.4 4,801.5 1,044.2 4,659.1 142.4 3.1% Non-Personal Service 182.3 849.0 246.3 1,172.9 0.8 9.8 - - 429.4 2,031.7 428.6 2,028.9 2.8 0.1% General State Charges 318.6 3,863.8 99.5 411.5 - - - - 418.1 4,275.3 403.2 4,125.5 149.8 3.6% Debt Service, Including Payments on Financing Agreements - - - - 25.4 381.8 - - 25.4 381.8 28.0 449.5 (67.7) -15.1% Capital Projects (1) ------672.9 2,147.5 672.9 2,147.5 555.8 1,904.0 243.5 12.8% Total Disbursements 4,673.7 24,435.4 5,461.1 24,018.0 26.2 391.6 1,073.1 3,689.3 11,234.1 52,534.3 9,236.4 50,372.4 2,161.9 4.3%

Excess (Deficiency) of Receipts over Disbursements (2,217.0) (11,301.5) 965.3 1,560.7 2,125.3 10,387.1 (335.0) (1,705.7) 538.6 (1,059.4) 1,639.2 (1,756.5) 697.1 39.7%

OTHER FINANCING SOURCES (USES): Bond Proceeds (net) ------0.0% Transfers from Other Funds (2) 2,066.7 10,610.4 201.1 1,203.4 301.6 850.4 314.2 1,691.2 2,883.6 14,355.4 1,494.0 10,728.8 3,626.6 33.8% Transfers to Other Funds (2) (745.8) (3,337.3) (35.9) (282.8) (2,074.8) (10,613.9) (28.7) (108.0) (2,885.2) (14,342.0) (1,496.3) (10,760.2) 3,581.8 33.3% Total Other Financing Sources (Uses) 1,320.9 7,273.1 165.2 920.6 (1,773.2) (9,763.5) 285.5 1,583.2 (1.6) 13.4 (2.3) (31.4) 44.8 142.7%

Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses (896.1) (4,028.4) 1,130.5 2,481.3 352.1 623.6 (49.5) (122.5) 537.0 (1,046.0) 1,636.9 (1,787.9) 741.9 41.5%

Beginning Fund Balances (Deficits) 6,312.7 9,445.0 5,652.9 4,302.1 424.6 153.1 (1,224.2) (1,151.2) 11,166.0 12,749.0 7,679.9 11,104.7 1,644.3 14.8%

Ending Fund Balances (Deficits) $ 5,416.6 $ 5,416.6 $ 6,783.4 $ 6,783.4 $ 776.7 $ 776.7 $ (1,273.7) $ (1,273.7) $ 11,703.0 $ 11,703.0 $ 9,316.8 $ 9,316.8 $ 2,386.2 25.6%

2 STATE OF NEW YORK EXHIBIT A GOVERNMENTAL FUNDS-STATE OPERATING (*) SUPPLEMENTAL COMBINED STATEMENT OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES (Amounts in millions)

GENERAL STATE SPECIAL REVENUE (**)DEBT SERVICE TOTAL STATE OPERATING FUNDS MONTH OF 4 MOS. ENDED MONTH OF 4 MOS. ENDED MONTH OF 4 MOS. ENDED MONTH OF 4 MOS. ENDED MONTH OF 4 MOS. ENDED $ Increase/ % Increase/ JULY 2018 JULY 31, 2018 JULY 2018 JULY 31, 2018 JULY 2018 JULY 31, 2018 JULY 2018 JULY 31, 2018 JULY 2017 JULY 31, 2017 (Decrease) Decrease RECEIPTS: Personal Income Tax $ 1,449.8 $ 7,945.3 $ - $ - $ 1,449.9 $ 7,945.4 $ 2,899.7 $ 15,890.7 $ 2,650.0 $ 14,403.9 $ 1,486.8 10.3% Consumption/Use Taxes 597.7 2,520.8 175.1 706.4 550.1 2,303.3 1,322.9 5,530.5 1,279.8 5,232.2 298.3 5.7% Business Taxes 168.5 1,414.1 75.1 572.4 - - 243.6 1,986.5 129.6 1,860.3 126.2 6.8% Other Taxes (4) 99.4 304.4 - - 87.1 355.4 186.5 659.8 248.6 1,169.4 (509.6) -43.6% Miscellaneous Receipts 141.2 949.2 2,390.7 6,713.8 62.8 173.0 2,594.7 7,836.0 1,446.1 6,259.2 1,576.8 25.2% Federal Receipts 0.1 0.1 (0.1) (2.7) 1.6 1.6 1.6 (1.0) 2.0 2.0 (3.0) -150.0% Total Receipts 2,456.7 13,133.9 2,640.8 7,989.9 2,151.5 10,778.7 7,249.0 31,902.5 5,756.1 28,927.0 2,975.5 10.3%

DISBURSEMENTS: Local Assistance Grants: (3,4) Education 1,787.7 8,473.4 0.8 328.2 - - 1,788.5 8,801.6 411.2 8,561.3 240.3 2.8% Environment and Recreation 0.2 1.0 - 0.3 - - 0.2 1.3 0.6 2.7 (1.4) -51.9% General Government 3.7 578.4 14.5 55.1 - - 18.2 633.5 25.1 640.0 (6.5) -1.0% Public Health: Medicaid 1,135.2 5,923.8 333.5 1,611.8 - - 1,468.7 7,535.6 1,485.5 6,876.1 659.5 9.6% Other Public Health 232.6 951.4 165.8 364.6 - - 398.4 1,316.0 367.8 1,369.6 (53.6) -3.9% Public Safety 21.8 64.7 13.0 57.8 - - 34.8 122.5 27.4 81.9 40.6 49.6% Public Welfare 211.0 556.5 0.3 2.4 - - 211.3 558.9 165.1 844.2 (285.3) -33.8% Support and Regulate Business 8.9 27.0 1.3 10.5 - - 10.2 37.5 9.5 52.4 (14.9) -28.4% Transportation 46.9 223.5 286.0 1,157.6 - - 332.9 1,381.1 371.6 1,554.3 (173.2) -11.1% Total Local Assistance Grants 3,448.0 16,799.7 815.2 3,588.3 - - 4,263.2 20,388.0 2,863.8 19,982.5 405.5 2.0% Departmental Operations: Personal Service 724.8 2,922.9 335.7 1,649.8 - - 1,060.5 4,572.7 997.7 4,431.7 141.0 3.2% Non-Personal Service 182.3 849.0 185.4 861.0 0.8 9.8 368.5 1,719.8 364.4 1,713.0 6.8 0.4% General State Charges 318.6 3,863.8 77.6 313.2 - - 396.2 4,177.0 393.1 4,050.9 126.1 3.1% Debt Service, Including Payments on Financing Agreements - - - - 25.4 381.8 25.4 381.8 28.0 449.5 (67.7) -15.1% Capital Projects ------0.0% Total Disbursements 4,673.7 24,435.4 1,413.9 6,412.3 26.2 391.6 6,113.8 31,239.3 4,647.0 30,627.6 611.7 2.0%

Excess (Deficiency) of Receipts over Disbursements (2,217.0) (11,301.5) 1,226.9 1,577.6 2,125.3 10,387.1 1,135.2 663.2 1,109.1 (1,700.6) 2,363.8 139.0%

OTHER FINANCING SOURCES (USES): Transfers from Other Funds (2) 2,066.7 10,610.4 218.2 1,477.1 301.6 850.4 2,586.5 12,937.9 2,089.5 10,346.4 2,591.5 25.0% Transfers to Other Funds (2) (745.8) (3,337.3) 18.1 0.1 (2,074.8) (10,613.9) (2,802.5) (13,951.1) (1,418.0) (10,175.1) 3,776.0 37.1% Total Other Financing Sources (Uses) 1,320.9 7,273.1 236.3 1,477.2 (1,773.2) (9,763.5) (216.0) (1,013.2) 671.5 171.3 (1,184.5) 691.5%

Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses (896.1) (4,028.4) 1,463.2 3,054.8 352.1 623.6 919.2 (350.0) 1,780.6 (1,529.3) 1,179.3 77.1%

Beginning Fund Balances (Deficits) 6,312.7 9,445.0 5,600.1 4,008.5 424.6 153.1 12,337.4 13,606.6 8,315.4 11,625.3 1,981.3 17.0%

Ending Fund Balances (Deficits) $ 5,416.6 $ 5,416.6 $ 7,063.3 $ 7,063.3 $ 776.7 $ 776.7 $ 13,256.6 $ 13,256.6 $ 10,096.0 $ 10,096.0 $ 3,160.6 31.3%

(*) State Operating Funds are comprised of the General Fund, State Special Revenue Funds supported by activities from dedicated revenue sources (including operating transfers from Federal Funds) and Debt Service Funds. (**) Eliminations between Special Revenue - State and Federal Funds are not included.

3 GOVERNMENTAL FUNDS FOOTNOTES EXHIBIT A NOTES July 2018

1. Certain disbursements from Capital Projects funds are financed by operating transfers from other Also included in Special Revenue funds are transfers to the General Fund from the following: funds, proceeds of State bonds and notes, and reimbursements received from Public Authorities and the Federal Government. The amounts shown below represent disbursements to be Cable Television Account $2.5 million reimbursed in future months from the sources indicated: NYC Assessment Account 16.0 SUNY Income Fund 10.2 Urban Development Corporation (Correctional Facilities) $283.2 million Unemployment Insurance Administration Fund 7.7 Urban Development Corporation (Youth Facilities) 48.5 Housing Finance Agency (HFA) 322.0 Debt Service Funds “Transfers To Other Funds” includes transfers to the General Fund from the following: Housing Assistance Fund 13.1 Dormitory Authority (Mental Hygiene) 650.7 Revenue Bond Tax Fund $7,922.9 million Dormitory Authority and State University Income Fund 855.9 Local Government Assistance Tax Fund 1,147.1 Federal Capital Projects 525.6 Sales Tax Revenue Bond Tax Fund 869.2 State bond and note proceeds 70.0 Clean Water/Clean Air Fund 335.7 Mental Health Services Fund 294.0

Also included in Debt Service funds are transfers to Special Revenue funds representing receipts in excess 2. Operating Transfers constitute legally authorized transfers from a fund receiving revenues to a of lease-purchase obligations that are used to finance a portion of the operating expenses for Departments fund through which disbursements will ultimately be made. The more significant transfers include: of Health ($45.0m).

General Fund “Transfers to Other Funds” are as follows: Capital Projects Funds “Transfers To Other Funds” includes transfers to the General Fund ($9.4m), State Capital Projects Fund $1,106.2 million and the General Debt Service Fund - Lease Purchase ($98.6m). General Debt Service Fund 473.5 Banking Services Account 9.3 Business Service Center Account 6.0 3. The State receives moneys that represent refunds, pharmacy rebates, reimbursements, or disallowances Centralized Tech Services Account 14.0 of medical assistance payments previously made from appropriated State and Federal funds. These monies Court Facilities Incentive Aid Fund 62.0 are initially credited to an agency escrow account and shortly after receipt are allocated and refunded to Dedicated Highway & Bridge Trust Fund 16.5 State or Federal fund appropriations from which the medical assistance payments were originally made. Dedicated Infrastructure Investment Fund 550.0 Dedicated Mass Transportation - Railroad Account 2.2 At month end, the following balances remained in agency escrow accounts. For accounting purposes, Dedicated Mass Transportation - Transit Authority Account 12.2 adjustments have been made to reduce medical assistance spending and count these monies as financial Dedicated Mass Transportation - (Non-MTA) 1.3 resources of the General Fund and the Special Revenue Federal Fund. Housing Debt Service Fund (0.3) MTA Financial Assistance Fund 97.7 Allocation of Month-End Balances MTA Operating Assistance Fund 21.2 General Fund Special Revenue - Federal Mental Hygiene Program Fund (29.0) NYC County Courts Operating Fund 3.1 Medicaid Recoveries - Health Facilities$ - $ - SUNY - Income Fund 835.8 Medicaid Recoveries - Audit 242 258 Medicaid Recoveries - Third Parties 2,696,848 2,875,152 Also included in the General Fund are transfers representing payments for patients residing in State- Pharmacy Rebates 8,480,378 7,438,725 operated Health, Mental Hygiene and State University facilities to Debt Service funds ($3.7m), the Medicare Catastrophic Recovery - - State University Income Fund ($151.4m) and Miscellaneous State Special Revenue Fund ($0.1m). Medicaid "Windfall" Recovery - - Total $ 11,177,468 $ 10,314,135 §72(4)(b) was added to the State Finance Law in 2010 to permit the State's General Debt Service Fund to maintain a cash reserve for the payment of debt service, and related expenses, during the current fiscal quarter. As of July 31, 2018 - pursuant to a certification of the Budget Director - 4. Part UU of Section 11 of Chapter 59 of the Laws of 2018 amended section 805(b) of the tax law, whereby the the reserve amount is ($221.8m), which was funded by a transfer from the General Fund. receipts from the metropolitan commuter transportation mobility tax will be paid into the metropolitan transportation authority finance fund pursuant to statute but without appropriation. The result is that neither the mobility tax receipts nor the related grant disbursements to the MTA are recorded in the State funds. The MTA mobility tax Special Revenue Funds “Transfers To Other Funds” includes transfers to Mental Health Services Fund activity is now reported in Schedule 4. and Department of Health Income Fund ($274.9m) representing the federal share of Medicaid payments for patients residing in State-operated Health and Mental Hygiene facilities, SUNY Capital Projects Fund ($-22.7m), All other Capital Projects ($41.1m) and Medicaid Management Information Escrow Fund ($-48.0m).

4 STATE OF NEW YORK EXHIBIT B PROPRIETARY FUNDS COMBINED STATEMENT OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES (Amounts in millions)

ENTERPRISE INTERNAL SERVICE TOTAL PROPRIETARY FUNDS YEAR OVER YEAR

MONTH OF 4 MOS. ENDED MONTH OF 4 MOS. ENDED MONTH OF 4 MOS. ENDED MONTH OF 4 MOS. ENDED $ Increase/ % Increase/ JULY 2018 JULY 31, 2018 JULY 2018 JULY 31, 2018 JULY 2018 JULY 31, 2018 JULY 2017 JULY 31, 2017 (Decrease) Decrease

RECEIPTS: Miscellaneous Receipts$ 4.4 $ 18.7 $ 26.7 $ 173.0 $ 31.1 $ 191.7 $ 35.9 $ 188.7 $ 3.0 1.6% Federal Receipts 1.1 4.2 - - 1.1 4.2 2.1 5.7 (1.5) -26.3% Unemployment Taxes 182.1 656.3 - - 182.1 656.3 188.1 704.9 (48.6) -6.9% Total Receipts 187.6 679.2 26.7 173.0 214.3 852.2 226.1 899.3 (47.1) -5.2%

DISBURSEMENTS: Departmental Operations: Personal Service 0.4 1.8 8.0 36.0 8.4 37.8 7.8 37.6 0.2 0.5% Non-Personal Service 3.1 14.1 23.4 144.9 26.5 159.0 31.2 191.6 (32.6) -17.0% General State Charges 0.1 0.3 6.8 20.9 6.9 21.2 2.2 16.1 5.1 31.7% Unemployment Benefits 183.4 660.7 - - 183.4 660.7 190.0 710.4 (49.7) -7.0% Total Disbursements 187.0 676.9 38.2 201.8 225.2 878.7 231.2 955.7 (77.0) -8.1%

Excess (Deficiency) of Receipts Over Disbursements 0.6 2.3 (11.5) (28.8) (10.9) (26.5) (5.1) (56.4) 29.9 53.0%

OTHER FINANCING SOURCES (USES): Transfers from Other Funds - - 1.6 34.7 1.6 34.7 2.4 7.7 27.0 350.6% Transfers to Other Funds - - - (0.1) - (0.1) - - (0.1) -100.0% Total Other Financing Sources (Uses) - - 1.6 34.6 1.6 34.6 2.4 7.7 26.9 349.4%

Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses 0.6 2.3 (9.9) 5.8 (9.3) 8.1 (2.7) (48.7) 56.8 116.6%

Beginning Fund Balances (Deficits) 26.3 24.6 (253.5) (269.2) (227.2) (244.6) (222.8) (176.8) (67.8) -38.3% Ending Fund Balances (Deficits)$ 26.9 $ 26.9 $ (263.4) $ (263.4) $ (236.5) $ (236.5) $ (225.5) $ (225.5) $ (11.0) -4.9%

5 STATE OF NEW YORK EXHIBIT C TRUST FUNDS COMBINED STATEMENT OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES (Amounts in millions)

PENSION PRIVATE PURPOSE TOTAL TRUST FUNDS YEAR OVER YEAR

MONTH OF 4 MOS. ENDED MONTH OF 4 MOS. ENDED MONTH OF 4 MOS. ENDED MONTH OF 4 MOS. ENDED $ Increase/ % Increase/ JULY 2018 JULY 31, 2018 JULY 2018 JULY 31, 2018 JULY 2018 JULY 31, 2018 JULY 2017 JULY 31, 2017 (Decrease) Decrease

RECEIPTS: Miscellaneous Receipts$ 5.1 $ 23.4 $ 0.1 $ 0.6 $ 5.2 $ 24.0 $ 5.0 $ 23.8 $ 0.2 0.8% Total Receipts 5.1 23.4 0.1 0.6 5.2 24.0 5.0 23.8 0.2 0.8%

DISBURSEMENTS: Departmental Operations: Personal Service 5.1 23.6 - 0.1 5.1 23.7 4.9 21.4 2.3 10.7% Non-Personal Service 1.7 4.8 - - 1.7 4.8 1.7 4.7 0.1 2.1% General State Charges 13.3 21.1 - - 13.3 21.1 10.0 14.9 6.2 41.6% Total Disbursements 20.1 49.5 - 0.1 20.1 49.6 16.6 41.0 8.6 21.0%

Excess (Deficiency) of Receipts Over Disbursements (15.0) (26.1) 0.1 0.5 (14.9) (25.6) (11.6) (17.2) (8.4) -48.8%

OTHER FINANCING SOURCES (USES): Transfers from Other Funds ------0.0% Transfers to Other Funds ------0.0% Total Other Financing Sources (Uses) ------0.0%

Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses (15.0) (26.1) 0.1 0.5 (14.9) (25.6) (11.6) (17.2) (8.4) -48.8%

Beginning Fund Balances (Deficits) (13.1) (2.0) 12.3 11.9 (0.8) 9.9 3.2 8.8 1.1 12.5% Ending Fund Balances (Deficits)$ (28.1) $ (28.1) $ 12.4 $ 12.4 $ (15.7) $ (15.7) $ (8.4) $ (8.4) $ (7.3) -86.9%

6 STATE OF NEW YORK EXHIBIT D BUDGETARY BASIS - FINANCIAL PLAN AND ACTUAL FISCAL YEAR 2018-2019 FOR FOUR MONTHS ENDED JULY 31, 2018 (Amounts in millions)

ALL GOVERNMENTAL FUNDS Actual Actual Over/ Over/ Enacted Updated (Under) (Under) Financial Financial Enacted Updated Plan (*) Plan (**) Actual Financial Plan Financial Plan

RECEIPTS: Taxes: Personal Income $ 15,898.0 $ 15,875.0 $ 15,890.7 $ (7.3) $ 15.7 Consumption/Use 5,658.0 5,759.0 5,742.5 84.5 (16.5) Business 2,056.0 2,196.0 2,208.5 152.5 12.5 Other 724.0 686.0 683.6 (40.4) (2.4) Miscellaneous Receipts 8,473.0 8,805.0 8,878.6 405.6 73.6 Federal Receipts 18,084.0 18,068.0 18,071.0 (13.0) 3.0 Total Receipts 50,893.0 51,389.0 51,474.9 581.9 85.9

DISBURSEMENTS: Local Assistance Grants 39,248.0 39,266.0 38,896.5 (351.5) (369.5) Departmental Operations 7,059.0 6,840.0 6,833.2 (225.8) (6.8) General State Charges 4,309.0 4,268.0 4,275.3 (33.7) 7.3 Debt Service 388.0 383.0 381.8 (6.2) (1.2) Capital Projects 2,692.0 2,150.0 2,147.5 (544.5) (2.5) Total Disbursements 53,696.0 52,907.0 52,534.3 (1,161.7) (372.7)

Excess (Deficiency) of Receipts over Disbursements (2,803.0) (1,518.0) (1,059.4) 1,743.6 458.6

OTHER FINANCING SOURCES (USES): Bond and Note Proceeds, net - - - - - Transfers from Other Funds 14,630.0 14,680.0 14,355.4 (274.6) (324.6) Transfers to Other Funds (14,674.0) (14,671.0) (14,342.0) (332.0) 329.0 Total Other Financing Sources (Uses) (44.0) 9.0 13.4 57.4 4.4

Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses (2,847.0) (1,509.0) (1,046.0) 1,801.0 463.0

Fund Balances (Deficits) at April 1 12,749.0 12,749.0 12,749.0 - - Fund Balances (Deficits) at July 31, 2018 $ 9,902.0 $ 11,240.0 $ 11,703.0 $ 1,801.0 $ 463.0

(*) Source: 2018-19 Enacted Financial Plan dated May 11, 2018. (**) Source: 2018-19 First Quarter Update dated August 3, 2018.

7 STATE OF NEW YORK EXHIBIT D BUDGETARY BASIS - FINANCIAL PLAN AND ACTUAL FISCAL YEAR 2018-2019 FOR FOUR MONTHS ENDED JULY 31, 2018 (Amounts in millions)

STATE OPERATING FUNDS (***) Actual Actual Over/ Over/ Enacted Updated (Under) (Under) Financial Financial Enacted Updated Plan (*) Plan (**) Actual Financial Plan Financial Plan

RECEIPTS: Taxes: Personal Income $ 15,898.0 $ 15,875.0 $ 15,890.7 $ (7.3) $ 15.7 Consumption/Use 5,455.0 5,548.0 5,530.5 75.5 (17.5) Business 1,839.0 1,974.0 1,986.5 147.5 12.5 Other 700.0 662.0 659.8 (40.2) (2.2) Miscellaneous Receipts 7,320.0 7,775.0 7,836.0 516.0 61.0 Federal Receipts (3.0) (3.0) (1.0) 2.0 2.0 Total Receipts 31,209.0 31,831.0 31,902.5 693.5 71.5

DISBURSEMENTS: Local Assistance Grants 20,908.0 20,448.0 20,388.0 (520.0) (60.0) Departmental Operations 6,403.0 6,295.0 6,292.5 (110.5) (2.5) General State Charges 4,205.0 4,172.0 4,177.0 (28.0) 5.0 Debt Service 388.0 383.0 381.8 (6.2) (1.2) Capital Projects - - - - - Total Disbursements 31,904.0 31,298.0 31,239.3 (664.7) (58.7)

Excess (Deficiency) of Receipts over Disbursements (695.0) 533.0 663.2 1,358.2 130.2

OTHER FINANCING SOURCES (USES): Transfers from Other Funds 12,963.0 12,989.0 12,937.9 (****) (25.1) (51.1) Transfers to Other Funds (13,988.0) (13,899.0) (13,951.1) (****) (36.9) (52.1) Total Other Financing Sources (Uses) (1,025.0) (910.0) (1,013.2) 11.8 (103.2)

Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses (1,720.0) (377.0) (350.0) 1,370.0 27.0

Fund Balances (Deficits) at April 1 13,607.0 13,607.0 13,606.6 (0.4) (0.4) Fund Balances (Deficits) at July 31, 2018 $ 11,887.0 $ 13,230.0 $ 13,256.6 $ 1,369.6 $ 26.6

(*) Source: 2018-19 Enacted Financial Plan dated May 11, 2018. (**) Source: 2018-19 First Quarter Update dated August 3, 2018. (***) State Operating Funds are comprised of the General Fund, State Special Revenue Funds supported by activities from dedicated revenue sources (including operating transfers from Federal Funds) and Debt Service Funds. (****) Eliminations between Special Revenue - State and Federal Funds are not included.

8 STATE OF NEW YORK EXHIBIT D BUDGETARY BASIS - FINANCIAL PLAN AND ACTUAL FISCAL YEAR 2018-2019 FOR FOUR MONTHS ENDED JULY 31, 2018 (Amounts in millions)

GENERAL FUND Actual Actual Over/ Over/ Enacted Updated (Under) (Under) Financial Financial Enacted Updated Plan (*) Plan (**) Actual Financial Plan Financial Plan

RECEIPTS: Taxes: Personal Income $ 7,949.0 $ 7,938.0 $ 7,945.3 $ (3.7) $ 7.3 Consumption/Use 2,486.0 2,522.0 2,520.8 34.8 (1.2) Business 1,317.0 1,400.0 1,414.1 97.1 14.1 Other 333.0 307.0 304.4 (28.6) (2.6) Miscellaneous Receipts 546.0 968.0 949.2 403.2 (18.8) Federal Receipts - - 0.1 0.1 0.1 Transfers From: PIT / ECET in excess of Revenue Bond Debt Service 7,936.0 7,927.0 7,922.9 (13.1) (4.1) Sales Tax in excess of LGAC / STRBF Debt Service 1,999.0 2,032.0 2,016.3 17.3 (15.7) Real Estate Taxes in excess of CW/CA Debt Service 353.0 336.0 335.7 (17.3) (0.3) All Other 428.0 334.0 335.5 (92.5) 1.5 Total Receipts and Other Financing Sources 23,347.0 23,764.0 23,744.3 397.3 (19.7)

DISBURSEMENTS: Local Assistance Grants 17,280.0 16,861.0 16,799.7 (480.3) (61.3) Departmental Operations 3,796.0 3,774.0 3,771.9 (24.1) (2.1) General State Charges 3,895.0 3,863.0 3,863.8 (31.2) 0.8 Transfers To: Debt Service 381.0 377.0 473.5 92.5 96.5 Capital Projects 1,654.0 1,673.0 1,672.7 18.7 (0.3) State Share Medicaid - (29.0) 155.2 (***) 155.2 184.2 SUNY Operations 842.0 836.0 835.8 (6.2) (0.2) Other Purposes 337.0 409.0 200.1 (136.9) (208.9) Total Disbursements and Other Financing Uses 28,185.0 27,764.0 27,772.7 (412.3) 8.7

Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses (4,838.0) (4,000.0) (4,028.4) 809.6 (28.4)

Fund Balances (Deficits) at April 1 9,445.0 9,445.0 9,445.0 - - Fund Balances (Deficits) at July 31, 2018 $ 4,607.0 $ 5,445.0 $ 5,416.6 $ 809.6 $ (28.4)

(*) Source: 2018-19 Enacted Financial Plan dated May 11, 2018. (**) Source: 2018-19 First Quarter Update dated August 3, 2018. (***) Includes transfers to the Department of Health Income Fund and the State University Income Fund representing payments for patients residing in State-Operated Health and State University facilities.

9 STATE OF NEW YORK EXHIBIT D BUDGETARY BASIS - FINANCIAL PLAN AND ACTUAL FISCAL YEAR 2018-2019 FOR FOUR MONTHS ENDED JULY 31, 2018 (Amounts in millions)

SPECIAL REVENUE FUNDS Actual Actual Over/ Over/ Enacted Updated (Under) (Under) Financial Financial Enacted Updated Plan (*) Plan (**) Actual Eliminations Total Financial Plan Financial Plan

RECEIPTS: Taxes: Personal Income$ - $ - $ - $ - $ - $ - $ - Consumption/Use 688.0 707.0 706.4 - 706.4 18.4 (0.6) Business 522.0 574.0 572.4 - 572.4 50.4 (1.6) Other ------Miscellaneous Receipts 6,692.0 6,682.0 6,799.0 - 6,799.0 107.0 117.0 Federal Receipts 17,519.0 17,499.0 17,500.9 - 17,500.9 (18.1) 1.9 Transfers from Other Funds (***) 1,407.0 1,592.0 1,477.1 (273.7) 1,203.4 (203.6) (388.6) Total Receipts and Other Financing Sources 26,828.0 27,054.0 27,055.8 (273.7) 26,782.1 (45.9) (271.9)

DISBURSEMENTS: Local Assistance Grants 20,452.0 20,866.0 20,555.0 - 20,555.0 103.0 (311.0) Departmental Operations 3,257.0 3,056.0 3,051.5 - 3,051.5 (205.5) (4.5) General State Charges 414.0 405.0 411.5 - 411.5 (2.5) 6.5 Capital Projects ------Transfers to Other Funds (***) 619.0 664.0 556.5 (273.7) 282.8 (336.2) (381.2) Total Disbursements and Other Financing Uses 24,742.0 24,991.0 24,574.5 (273.7) 24,300.8 (441.2) (690.2)

Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses 2,086.0 2,063.0 2,481.3 - 2,481.3 395.3 418.3

Fund Balances (Deficits) at April 1 4,302.0 4,302.0 4,302.1 - 4,302.1 0.1 0.1 Fund Balances (Deficits) at July 31, 2018$ 6,388.0 $ 6,365.0 $ 6,783.4 $ - $ 6,783.4 $ 395.4 $ 418.4

(*) Source: 2018-19 Enacted Financial Plan dated May 11, 2018. (**) Source: 2018-19 First Quarter Update dated August 3, 2018. (***) Actual reported transfer amounts include eliminations between Special Revenue - State and Federal Funds.

10 STATE OF NEW YORK EXHIBIT D BUDGETARY BASIS - FINANCIAL PLAN AND ACTUAL FISCAL YEAR 2018-2019 FOR FOUR MONTHS ENDED JULY 31, 2018 (Amounts in millions)

STATE SPECIAL REVENUE FUNDS FEDERAL SPECIAL REVENUE FUNDS Actual Actual Actual Actual Over/ Over/ Over/ Over/ Enacted Updated (Under) (Under) Enacted Updated (Under) (Under) Financial Financial Enacted Updated Financial Financial Enacted Updated Plan (*) Plan (**) Actual Financial Plan Financial Plan Plan (*) Plan (**) Actual Financial Plan Financial Plan

RECEIPTS: Taxes: Personal Income$ - $ - $ - $ - $ - $ - $ - $ - $ - $ - Consumption/Use 688.0 707.0 706.4 18.4 (0.6) - - - - - Business 522.0 574.0 572.4 50.4 (1.6) - - - - - Other ------Miscellaneous Receipts 6,647.0 6,608.0 6,713.8 66.8 105.8 45.0 74.0 85.2 40.2 11.2 Federal Receipts (3.0) (3.0) (2.7) 0.3 0.3 17,522.0 17,502.0 17,503.6 (18.4) 1.6 Transfers from Other Funds 1,404.0 1,592.0 1,477.1 73.1 (114.9) 3.0 - - (3.0) - Total Receipts and Other Financing Sources 9,258.0 9,478.0 9,467.0 209.0 (11.0) 17,570.0 17,576.0 17,588.8 18.8 12.8

DISBURSEMENTS: Local Assistance Grants 3,628.0 3,587.0 3,588.3 (39.7) 1.3 16,824.0 17,279.0 16,966.7 142.7 (312.3) Departmental Operations 2,601.0 2,511.0 2,510.8 (90.2) (0.2) 656.0 545.0 540.7 (115.3) (4.3) General State Charges 310.0 309.0 313.2 3.2 4.2 104.0 96.0 98.3 (5.7) 2.3 Capital Projects ------Transfers to Other Funds 37.0 (1.0) (0.1) (37.1) 0.9 582.0 665.0 556.6 (25.4) (108.4) Total Disbursements and Other Financing Uses 6,576.0 6,406.0 6,412.2 (163.8) 6.2 18,166.0 18,585.0 18,162.3 (3.7) (422.7)

Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses 2,682.0 3,072.0 3,054.8 372.8 (17.2) (596.0) (1,009.0) (573.5) 22.5 435.5

Fund Balances (Deficits) at April 1 4,009.0 4,009.0 4,008.5 (0.5) (0.5) 293.0 293.0 293.6 0.6 0.6 Fund Balances (Deficits) at July 31, 2018$ 6,691.0 $ 7,081.0 $ 7,063.3 $ 372.3 $ (17.7) $ (303.0) $ (716.0) $ (279.9) $ 23.1 $ 436.1

(*) Source: 2018-19 Enacted Financial Plan dated May 11, 2018. (**) Source: 2018-19 First Quarter Update dated August 3, 2018.

11 STATE OF NEW YORK EXHIBIT D BUDGETARY BASIS - FINANCIAL PLAN AND ACTUAL FISCAL YEAR 2018-2019 FOR FOUR MONTHS ENDED JULY 31, 2018 (Amounts in millions)

DEBT SERVICE FUNDS Actual Actual Over/ Over/ Enacted Updated (Under) (Under) Financial Financial Enacted Updated Plan (*) Plan (**) Actual Financial Plan Financial Plan

RECEIPTS: Taxes: Personal Income $ 7,949.0 $ 7,937.0 $ 7,945.4 $ (3.6) $ 8.4 Consumption/Use 2,281.0 2,319.0 2,303.3 22.3 (15.7) Other 367.0 355.0 355.4 (11.6) 0.4 Miscellaneous Receipts 127.0 199.0 173.0 46.0 (26.0) Federal Receipts - - 1.6 1.6 1.6 Transfers from Other Funds 843.0 768.0 850.4 7.4 82.4 Total Receipts and Other Financing Sources 11,567.0 11,578.0 11,629.1 62.1 51.1

DISBURSEMENTS: Departmental Operations 6.0 10.0 9.8 3.8 (0.2) Debt Service 388.0 383.0 381.8 (6.2) (1.2) Transfers to Other Funds 10,737.0 10,634.0 10,613.9 (123.1) (20.1) Total Disbursements and Other Financing Uses 11,131.0 11,027.0 11,005.5 (125.5) (21.5)

Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses 436.0 551.0 623.6 187.6 72.6

Fund Balances (Deficits) at April 1 153.0 153.0 153.1 0.1 0.1 Fund Balances (Deficits) at July 31, 2018 $ 589.0 $ 704.0 $ 776.7 $ 187.7 $ 72.7

(*) Source: 2018-19 Enacted Financial Plan dated May 11, 2018. (**) Source: 2018-19 First Quarter Update dated August 3, 2018.

12 STATE OF NEW YORK EXHIBIT D BUDGETARY BASIS - FINANCIAL PLAN AND ACTUAL FISCAL YEAR 2018-2019 FOR FOUR MONTHS ENDED JULY 31, 2018 (Amounts in millions)

CAPITAL PROJECTS FUNDS Actual Actual Over/ Over/ Enacted Updated (Under) (Under) Financial Financial Enacted Updated Plan (*) Plan (**) Actual Eliminations Total Financial Plan Financial Plan

RECEIPTS: Taxes: Consumption/Use $ 203.0 $ 211.0 $ 212.0 $ - $ 212.0 $ 9.0 $ 1.0 Business 217.0 222.0 222.0 - 222.0 5.0 - Other 24.0 24.0 23.8 - 23.8 (0.2) (0.2) Miscellaneous Receipts 1,108.0 956.0 957.4 - 957.4 (150.6) 1.4 Federal Receipts 565.0 569.0 568.4 - 568.4 3.4 (0.6) Bond and Note Proceeds, net ------Transfers from Other Funds 1,664.0 1,691.0 1,691.2 - 1,691.2 27.2 0.2 Total Receipts and Other Financing Sources 3,781.0 3,673.0 3,674.8 - 3,674.8 (106.2) 1.8

DISBURSEMENTS: Local Assistance Grants 1,516.0 1,539.0 1,541.8 - 1,541.8 25.8 2.8 Capital Projects 2,692.0 2,150.0 2,147.5 - 2,147.5 (544.5) (2.5) Transfers to Other Funds 104.0 107.0 108.0 - 108.0 4.0 1.0 Total Disbursements and Other Financing Uses 4,312.0 3,796.0 3,797.3 - 3,797.3 (514.7) 1.3

Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses (531.0) (123.0) (122.5) - (122.5) 408.5 0.5

Fund Balances (Deficits) at April 1 (1,151.0) (1,151.0) (1,151.2) - (1,151.2) (0.2) (0.2) Fund Balances (Deficits) at July 31, 2018 $ (1,682.0) $ (1,274.0) $ (1,273.7) $ - $ (1,273.7) $ 408.3 $ 0.3

(*) Source: 2018-19 Enacted Financial Plan dated May 11, 2018. (**) Source: 2018-19 First Quarter Update dated August 3, 2018.

13 STATE OF NEW YORK EXHIBIT D BUDGETARY BASIS - FINANCIAL PLAN AND ACTUAL FISCAL YEAR 2018-2019 FOR FOUR MONTHS ENDED JULY 31, 2018 (Amounts in millions)

STATE CAPITAL PROJECTS FUNDS FEDERAL CAPITAL PROJECTS FUNDS Actual Actual Actual Actual Over/ Over/ Over/ Over/ Enacted Updated (Under) (Under) Enacted Updated (Under) (Under) Financial Financial Enacted Updated Financial Financial Enacted Updated Plan (*) Plan (**) Actual Financial Plan Financial Plan Plan (*) Plan (**) Actual Financial Plan Financial Plan

RECEIPTS: Taxes: Consumption/Use $ 203.0 $ 211.0 $ 212.0 $ 9.0 $ 1.0 $ - $ - $ - $ - $ - Business 217.0 222.0 222.0 5.0 ------Other 24.0 24.0 23.8 (0.2) (0.2) - - - - - Miscellaneous Receipts 1,108.0 956.0 957.2 (150.8) 1.2 - - 0.2 0.2 0.2 Federal Receipts - - - - - 565.0 569.0 568.4 3.4 (0.6) Bond and Note Proceeds, net ------Transfers from Other Funds 1,664.0 1,691.0 1,691.2 27.2 0.2 - - - - - Total Receipts and Other Financing Sources 3,216.0 3,104.0 3,106.2 (109.8) 2.2 565.0 569.0 568.6 3.6 (0.4)

DISBURSEMENTS: Local Assistance Grants 1,315.0 1,386.0 1,389.1 74.1 3.1 201.0 153.0 152.7 (48.3) (0.3) Capital Projects 2,343.0 1,792.0 1,788.8 (554.2) (3.2) 349.0 358.0 358.7 9.7 0.7 Transfers to Other Funds 101.0 107.0 108.0 7.0 1.0 3.0 - - (3.0) - Total Disbursements and Other Financing Uses 3,759.0 3,285.0 3,285.9 (473.1) 0.9 553.0 511.0 511.4 (41.6) 0.4

Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses (543.0) (181.0) (179.7) 363.3 1.3 12.0 58.0 57.2 45.2 (0.8)

Fund Balances (Deficits) at April 1 (568.0) (568.0) (568.4) (0.4) (0.4) (583.0) (583.0) (582.8) 0.2 0.2 Fund Balances (Deficits) at July 31, 2018 $ (1,111.0) $ (749.0) $ (748.1) $ 362.9 $ 0.9 $ (571.0) $ (525.0) $ (525.6) $ 45.4 $ (0.6)

(*) Source: 2018-19 Enacted Financial Plan dated May 11, 2018. (**) Source: 2018-19 First Quarter Update dated August 3, 2018.

14 STATE OF NEW YORK GOVERNMENTAL FUNDS COMPARATIVE SCHEDULE OF TAX RECEIPTS (Amounts in millions) EXHIBIT E

GENERAL SPECIAL REVENUE DEBT SERVICE CAPITAL PROJECTS TOTAL GOVERNMENTAL FUNDS YEAR OVER YEAR MONTH OF 4 MOS. ENDED MONTH OF 4 MOS. ENDED MONTH OF 4 MOS. ENDED MONTH OF 4 MOS. ENDED MONTH OF 4 MOS. ENDED MONTH OF 4 MOS. ENDED $ Increase/ % Increase/ JULY 2018 JULY 31, 2018 JULY 2018 JULY 31, 2018 JULY 2018 JULY 31, 2018 JULY 2018 JULY 31, 2018 JULY 2018 JULY 31, 2018 JULY 2017 JULY 31, 2017 (Decrease) Decrease

PERSONAL INCOME TAX Withholding$ 2,920.2 $ 11,807.3 $ - $ - $ - $ - $ - $ - $ 2,920.2 $ 11,807.3 $ 2,682.4 $ 11,182.6 $ 624.7 5.6% Estimated Payments 109.1 6,793.8 ------109.1 6,793.8 89.7 6,292.9 500.9 8.0% Returns 38.2 1,786.6 ------38.2 1,786.6 31.7 1,723.3 63.3 3.7% State/City Offsets (10.8) (354.7) ------(10.8) (354.7) (19.0) (255.5) 99.2 38.8% Other (Assessments/LLC) 106.1 439.6 ------106.1 439.6 97.2 443.9 (4.3) -1.0% Gross Receipts 3,162.8 20,472.6 ------3,162.8 20,472.6 2,882.0 19,387.2 1,085.4 5.6% Transfers to School Tax Relief Fund ------0.0% Transfers to Revenue Bond Tax Fund (1,449.9) (7,945.4) - - 1,449.9 7,945.4 ------0.0% Less: Refunds Issued (263.1) (4,581.9) ------(263.1) (4,581.9) (232.0) (4,983.3) (401.4) -8.1% Total 1,449.8 7,945.3 - - 1,449.9 7,945.4 - - 2,899.7 15,890.7 2,650.0 14,403.9 1,486.8 10.3%

CONSUMPTION/USE TAXES Sales and Use 536.2 2,313.8 74.7 346.0 550.1 2,303.3 - - 1,161.0 4,963.1 1,125.1 4,659.1 304.0 6.5% Auto Rental - - - 12.0 - - 0.1 19.4 0.1 31.4 13.5 46.3 (14.9) -32.2% Cigarette/Tobacco Products 31.4 114.8 77.7 283.5 - - - - 109.1 398.3 97.8 399.1 (0.8) -0.2% Medical Marihuana - - 0.2 1.0 - - - - 0.2 1.0 0.1 0.4 0.6 150.0% Motor Fuel - - 10.0 36.9 - - 36.7 139.1 46.7 176.0 44.1 169.3 6.7 4.0% Alcoholic Beverage 30.1 92.2 ------30.1 92.2 28.9 92.5 (0.3) -0.3% Highway Use - - 0.1 0.7 - - 14.9 53.5 15.0 54.2 12.2 2.2 52.0 2,363.6% Metropolitan Commuter Trans. Taxicab Trip - - 12.4 26.3 - - - - 12.4 26.3 13.1 27.6 (1.3) -4.7% Total 597.7 2,520.8 175.1 706.4 550.1 2,303.3 51.7 212.0 1,374.6 5,742.5 1,334.8 5,396.5 346.0 6.4%

BUSINESS TAXES Corporation Franchise 131.3 960.4 26.0 300.4 - - - - 157.3 1,260.8 60.6 1,104.3 156.5 14.2% Corporation and Utilities 5.2 96.3 1.3 51.0 - - 0.2 5.5 6.7 152.8 10.6 207.3 (54.5) -26.3% Insurance 7.0 329.4 0.8 44.9 - - - - 7.8 374.3 7.2 389.5 (15.2) -3.9% Bank 25.0 28.0 3.2 7.1 - - - - 28.2 35.1 6.9 2.9 32.2 1,110.3% Petroleum Business - - 43.8 169.0 - - 56.1 216.5 99.9 385.5 99.5 359.8 25.7 7.1% Total 168.5 1,414.1 75.1 572.4 - - 56.3 222.0 299.9 2,208.5 184.8 2,063.8 144.7 7.0%

OTHER TAXES Real Property Gains ------0.0% Estate and Gift 98.1 298.4 ------98.1 298.4 64.4 368.8 (70.4) -19.1% Pari-Mutuel 1.3 5.2 ------1.3 5.2 1.4 4.9 0.3 6.1% Real Estate Transfer - - - - 87.1 355.4 11.9 23.8 99.0 379.2 96.3 387.3 (8.1) -2.1% Racing and Exhibitions - 0.8 ------0.8 0.2 0.7 0.1 14.3% Metropolitan Commuter Trans. Mobility ------98.2 431.5 (431.5) -100.0% Total 99.4 304.4 - - 87.1 355.4 11.9 23.8 198.4 683.6 260.5 1,193.2 (509.6) -42.7%

Total Tax Receipts$ 2,315.4 $ 12,184.6 $ 250.2 $ 1,278.8 $ 2,087.1 $ 10,604.1 $ 119.9 $ 457.8 $ 4,772.6 $ 24,525.3 $ 4,430.1 $ 23,057.4 $ 1,467.9 6.4%

15 STATE OF NEW YORK GOVERNMENTAL FUNDS (*) STATEMENT OF CASH FLOW FISCAL YEAR 2018-2019 (Amounts in millions)

4 Months Ended July 31 2018 2019 $ Increase/ % Increase/ APRIL MAY JUNE JULY AUGUST SEPTEMBER OCTOBER NOVEMBER DECEMBER JANUARY FEBRUARY MARCH 2018 2017 (Decrease) Decrease

Beginning Fund Balance$ 12,749.0 $ 14,013.5 $ 8,996.4 $ 11,166.0 $ 12,749.0 $ 11,104.7 $ 1,644.3 14.8%

RECEIPTS: Taxes: Personal Income Tax : Withholdings 2,930.1 3,135.1 2,821.9 2,920.2 11,807.3 11,182.6 624.7 5.6% Estimated payments 4,356.0 99.9 2,228.8 109.1 6,793.8 6,292.9 500.9 8.0% Returns 1,639.5 59.6 49.3 38.2 1,786.6 1,723.3 63.3 3.7% State/City Offsets (279.9) (38.8) (25.2) (10.8) (354.7) (255.5) 99.2 38.8% Other (Assessments/LLC) 132.5 92.1 108.9 106.1 439.6 443.9 (4.3) -1.0% Gross Receipts 8,778.2 3,347.9 5,183.7 3,162.8 ------20,472.6 19,387.2 1,085.4 5.6% Transfers to School Tax Relief Fund ------0.0% Transfers to Revenue Bond Tax Fund ------0.0% Refunds issued (2,922.0) (1,164.9) (231.9) (263.1) (4,581.9) (4,983.3) (401.4) -8.1% Total Personal Income Tax 5,856.2 2,183.0 4,951.8 2,899.7 ------15,890.7 14,403.9 1,486.8 10.3% Consumption/Use Taxes: Sales and Use 1,112.9 1,126.5 1,562.7 1,161.0 4,963.1 4,659.1 304.0 6.5% Auto Rental 1.5 (0.1) 29.9 0.1 31.4 46.3 (14.9) -32.2% Cigarette/Tobacco Products 88.0 98.8 102.4 109.1 398.3 399.1 (0.8) -0.2% Medical Marijuana 0.2 0.3 0.3 0.2 1.0 0.4 0.6 150.0% Motor Fuel 38.9 43.9 46.5 46.7 176.0 169.3 6.7 4.0% Alcoholic Beverage 7.5 24.0 30.6 30.1 92.2 92.5 (0.3) -0.3% Highway Use 15.6 12.4 11.2 15.0 54.2 2.2 52.0 2,363.6% Metropolitan Commuter Trans. Taxicab Trip 12.8 0.7 0.4 12.4 26.3 27.6 (1.3) -4.7% Total Consumption/Use Taxes 1,277.4 1,306.5 1,784.0 1,374.6 ------5,742.5 5,396.5 346.0 6.4% Business Taxes: Corporation Franchise 455.1 (81.4) 729.8 157.3 1,260.8 1,104.3 156.5 14.2% Corporation and Utilities 26.4 2.1 117.6 6.7 152.8 207.3 (54.5) -26.3% Insurance 46.2 (5.3) 325.6 7.8 374.3 389.5 (15.2) -3.9% Bank (32.6) (6.8) 46.3 28.2 35.1 2.9 32.2 1,110.3% Petroleum Business 90.0 93.8 101.8 99.9 385.5 359.8 25.7 7.1% Total Business Taxes 585.1 2.4 1,321.1 299.9 ------2,208.5 2,063.8 144.7 7.0% Other Taxes: Real Property Gains ------0.0% Estate and Gift 50.2 81.3 68.8 98.1 298.4 368.8 (70.4) -19.1% Pari-Mutuel 0.9 1.3 1.7 1.3 5.2 4.9 0.3 6.1% Real Estate Transfer 87.0 91.8 101.4 99.0 379.2 387.3 (8.1) -2.1% Racing and Exhibitions 0.5 0.2 0.1 - 0.8 0.7 0.1 14.3% Metropolitan Commuter Trans. Mobility - - - - - 431.5 (431.5) -100.0% Total Other Taxes 138.6 174.6 172.0 198.4 ------683.6 1,193.2 (509.6) -42.7%

Total Taxes 7,857.3 3,666.5 8,228.9 4,772.6 ------24,525.3 23,057.4 1,467.9 6.4%

Miscellaneous Receipts: Abandoned Property: Abandoned Property 1.2 1.3 0.9 1.1 4.5 3.9 0.6 15.4% Bottle Bill 0.9 0.3 33.7 3.2 38.1 34.1 4.0 11.7% Assessments: Business 103.3 64.3 78.2 89.8 335.6 226.5 109.1 48.2% Medical Care 525.8 470.1 547.4 503.8 2,047.1 1,921.8 125.3 6.5% Public Utilities 1.8 - 0.6 - 2.4 2.2 0.2 9.1% Other - 0.9 0.2 - 1.1 7.8 (6.7) -85.9% Fees, Licenses and Permits: Alcohol Beverage Control Licensing 5.7 6.5 7.4 6.5 26.1 23.8 2.3 9.7% Audit Fees - 0.3 1.6 0.2 2.1 1.9 0.2 10.5% Business/Professional: 53.8 59.2 123.0 55.0 291.0 267.5 23.5 8.8% Civil 28.4 17.1 21.5 26.1 93.1 99.5 (6.4) -6.4% Criminal 0.4 1.0 1.2 1.0 3.6 2.5 1.1 44.0% Motor Vehicle 140.9 144.5 132.2 117.3 534.9 536.7 (1.8) -0.3% Recreational/Consumer 44.4 53.6 50.3 57.1 205.4 187.3 18.1 9.7% Fines, Penalties and Forfeitures 69.8 112.2 248.7 52.9 483.6 500.1 (16.5) -3.3% Gaming: Casino 28.2 15.5 17.2 30.3 91.2 70.0 21.2 30.3% Lottery 199.0 236.1 187.0 182.7 804.8 800.9 3.9 0.5% Video Lottery 75.1 86.4 68.8 67.7 298.0 316.8 (18.8) -5.9% Interest Earnings 28.5 23.0 23.9 21.2 96.6 36.1 60.5 167.6% Receipts from Public Authorities: Bond Proceeds 315.8 24.3 3.3 210.7 554.1 1,199.2 (645.1) -53.8% Cost Recovery Assessments 2.6 (2.6) - 27.7 27.7 - 27.7 100.0% Issuance Fees 11.9 1.3 2.3 21.0 36.5 47.2 (10.7) -22.7% Non Bond Related 5.5 5.8 4.1 9.0 24.4 16.4 8.0 48.8% Receipts from Municipalities 21.0 20.0 24.2 31.9 97.1 89.6 7.5 8.4% Rentals 39.5 33.7 18.1 34.2 125.5 120.1 5.4 4.5% Revenues of State Departments:

16 STATE OF NEW YORK GOVERNMENTAL FUNDS (*) STATEMENT OF CASH FLOW FISCAL YEAR 2018-2019 (Amounts in millions)

4 Months Ended July 31 2018 2019 $ Increase/ % Increase/ APRIL MAY JUNE JULY AUGUST SEPTEMBER OCTOBER NOVEMBER DECEMBER JANUARY FEBRUARY MARCH 2018 2017 (Decrease) Decrease

Administrative Recoveries 15.2 9.7 19.2 1.9 46.0 78.5 (32.5) -41.4% Commissions 0.4 0.5 0.5 0.3 1.7 1.6 0.1 6.3% Commissions- Asset Conversion - - - 1,000.0 1,000.0 - 1,000.0 100.0% Gifts, Grants and Donations 1.5 0.3 4.9 1.4 8.1 15.2 (7.1) -46.7% Indirect Cost Recoveries 1.0 9.2 2.6 9.9 22.7 33.0 (10.3) -31.2% Patient/Client Care Reimbursement 230.4 302.0 156.1 220.6 909.1 808.1 101.0 12.5% Rebates 12.7 12.0 12.2 12.8 49.7 56.4 (6.7) -11.9% Restitution and Settlements 152.7 10.0 2.0 6.5 171.2 27.0 144.2 534.1% Student Loans 4.9 7.7 10.5 15.2 38.3 38.9 (0.6) -1.5% All Other 46.0 50.5 39.5 43.6 179.6 157.5 22.1 14.0% Sales 2.6 1.5 3.1 1.8 9.0 5.3 3.7 69.8% Tuition 37.8 49.5 83.8 47.6 218.7 201.3 17.4 8.6% Total Miscellaneous Receipts 2,208.7 1,827.7 1,930.2 2,912.0 ------8,878.6 7,934.7 943.9 11.9%

Federal Receipts 3,616.0 4,915.4 5,451.5 4,088.1 18,071.0 17,623.8 447.2 2.5%

Total Receipts 13,682.0 10,409.6 15,610.6 11,772.7 ------51,474.9 48,615.9 2,859.0 5.9%

DISBURSEMENTS: Local Assistance Grants: Education 1,566.1 4,241.6 2,570.7 2,145.9 10,524.3 9,937.4 586.9 5.9% Environment and Recreation 8.0 30.1 8.2 8.1 54.4 46.4 8.0 17.2% General Government 39.7 140.7 629.0 129.2 938.6 786.5 152.1 19.3% Public Health: Medicaid 4,373.7 5,802.5 5,068.2 4,096.3 19,340.7 18,425.3 915.4 5.0% Other Public Health 757.5 836.0 969.2 916.5 3,479.2 3,259.4 219.8 6.7% Public Safety 90.3 155.7 71.7 179.9 497.6 435.3 62.3 14.3% Public Welfare 460.1 395.9 371.8 584.1 1,811.9 2,078.4 (266.5) -12.8% Support and Regulate Business 112.0 30.7 79.6 143.7 366.0 465.9 (99.9) -21.4% Transportation 293.3 489.0 722.3 379.2 1,883.8 1,770.8 113.0 6.4% Total Local Assistance Grants 7,700.7 12,122.2 10,490.7 8,582.9 ------38,896.5 37,205.4 1,691.1 4.5% Departmental Operations: Personal Service 1,102.5 1,470.7 1,122.9 1,105.4 4,801.5 4,659.1 142.4 3.1% Non-Personal Service 416.9 622.8 562.6 429.4 2,031.7 2,028.9 2.8 0.1% General State Charges 2,865.5 472.6 519.1 418.1 4,275.3 4,125.5 149.8 3.6% Debt Service, Including Payments on Financing Agreements 64.1 126.1 166.2 25.4 381.8 449.5 (67.7) -15.1% Capital Projects 361.2 590.4 523.0 672.9 2,147.5 1,904.0 243.5 12.8%

Total Disbursements 12,510.9 15,404.8 13,384.5 11,234.1 ------52,534.3 50,372.4 2,161.9 4.3%

Excess (Deficiency) of Receipts over Disbursements 1,171.1 (4,995.2) 2,226.1 538.6 ------(1,059.4) (1,756.5) 697.1 39.7%

OTHER FINANCING SOURCES (USES): (17.9) Bond Proceeds (net) ------0.0% Transfers from Other Funds 4,144.2 2,568.8 4,758.8 2,883.6 14,355.4 10,728.8 3,626.6 33.8% Transfers to Other Funds (4,050.8) (2,590.7) (4,815.3) (2,885.2) (14,342.0) (10,760.2) 3,581.8 33.3%

Total Other Financing Sources (Uses) 93.4 (21.9) (56.5) (1.6) ------13.4 (31.4) 44.8 142.7%

Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses 1,264.5 (5,017.1) 2,169.6 537.0 ------(1,046.0) (1,787.9) 741.9 41.5%

Ending Fund Balance$ 14,013.5 $ 8,996.4 $ 11,166.0 $ 11,703.0 $ - $ - $ - $ - $ - $ - $ - $ - $ 11,703.0 $ 9,316.8 $ 2,386.2 25.6%

(*) Governmental Funds includes General, Special Revenue, Debt Service and Capital Projects Funds combined.

17 STATE OF NEW YORK GOVERNMENTAL FUNDS STATEMENT OF CASH FLOW - STATE OPERATING (*) FISCAL YEAR 2018-2019 (Amounts in millions)

4 Months Ended July 31 2018 2019 $ Increase/ % Increase/ APRIL MAY JUNE JULY AUGUST SEPTEMBER OCTOBER NOVEMBER DECEMBER JANUARY FEBRUARY MARCH 2018 2017 (Decrease) Decrease Beginning Fund Balance$ 13,606.6 $ 15,387.2 $ 10,770.4 $ 12,337.4 $ 13,606.6 $ 11,625.3 $ 1,981.3 17.0%

RECEIPTS: Taxes: Personal Income Tax: Withholdings 2,930.1 3,135.1 2,821.9 2,920.2 11,807.3 11,182.6 624.7 5.6% Estimated payments 4,356.0 99.9 2,228.8 109.1 6,793.8 6,292.9 500.9 8.0% Returns 1,639.5 59.6 49.3 38.2 1,786.6 1,723.3 63.3 3.7% State/City Offsets (279.9) (38.8) (25.2) (10.8) (354.7) (255.5) 99.2 38.8% Other (Assessments/LLC) 132.5 92.1 108.9 106.1 439.6 443.9 (4.3) -1.0% Gross Receipts 8,778.2 3,347.9 5,183.7 3,162.8 ------20,472.6 19,387.2 1,085.4 5.6% Transfers to School Tax Relief Fund ------0.0% Transfers to Revenue Bond Tax Fund ------0.0% Refunds issued (2,922.0) (1,164.9) (231.9) (263.1) (4,581.9) (4,983.3) (401.4) -8.1% Total Personal Income Tax 5,856.2 2,183.0 4,951.8 2,899.7 ------15,890.7 14,403.9 1,486.8 10.3% Consumption/Use Taxes: Sales and Use 1,112.9 1,126.5 1,562.7 1,161.0 4,963.1 4,659.1 304.0 6.5% Auto Rental 0.9 (0.1) 11.2 - 12.0 16.7 (4.7) -28.1% Cigarette/Tobacco Products 88.0 98.8 102.4 109.1 398.3 399.1 (0.8) -0.2% Medical Marijuana 0.2 0.3 0.3 0.2 1.0 0.4 0.6 150.0% Motor Fuel 7.9 9.2 9.8 10.0 36.9 36.1 0.8 2.2% Alcoholic Beverage 7.5 24.0 30.6 30.1 92.2 92.5 (0.3) -0.3% Highway Use 2.8 (2.2) - 0.1 0.7 0.7 - 0.0% Metropolitan Commuter Trans. Taxicab Trip 12.8 0.7 0.4 12.4 26.3 27.6 (1.3) -4.7% Total Consumption/Use Taxes 1,233.0 1,257.2 1,717.4 1,322.9 ------5,530.5 5,232.2 298.3 5.7% Business Taxes: Corporation Franchise 455.1 (81.4) 729.8 157.3 1,260.8 1,104.3 156.5 14.2% Corporation and Utilities 23.3 2.1 115.4 6.5 147.3 203.8 (56.5) -27.7% Insurance 46.2 (5.3) 325.6 7.8 374.3 389.5 (15.2) -3.9% Bank (32.6) (6.8) 46.3 28.2 35.1 2.9 32.2 1,110.3% Petroleum Business 25.5 55.7 44.0 43.8 169.0 159.8 9.2 5.8% Total Business Taxes 517.5 (35.7) 1,261.1 243.6 ------1,986.5 1,860.3 126.2 6.8% Other Taxes: Real Property Gains ------0.0% Estate and Gift 50.2 81.3 68.8 98.1 298.4 368.8 (70.4) -19.1% Pari-Mutuel 0.9 1.3 1.7 1.3 5.2 4.9 0.3 6.1% Real Estate Transfer 87.0 91.8 89.5 87.1 355.4 363.5 (8.1) -2.2% Racing and Exhibitions 0.5 0.2 0.1 - 0.8 0.7 0.1 14.3% Metropolitan Commuter Trans. Mobility - - - - - 431.5 (431.5) -100.0% Total Other Taxes 138.6 174.6 160.1 186.5 ------659.8 1,169.4 (509.6) -43.6%

Total Taxes 7,745.3 3,579.1 8,090.4 4,652.7 ------24,067.5 22,665.8 1,401.7 6.2%

Miscellaneous Receipts: Abandoned Property: Abandoned Property 1.2 1.3 0.9 1.1 4.5 3.9 0.6 15.4% Bottle Bill 0.9 0.3 10.7 3.2 15.1 11.1 4.0 36.0% Assessments: Business 83.4 18.2 69.1 78.5 249.2 138.6 110.6 79.8% Medical Care 525.8 470.1 547.4 503.8 2,047.1 1,921.8 125.3 6.5% Public Utilities 1.8 - 0.6 - 2.4 2.2 0.2 9.1% Other - 0.9 0.2 - 1.1 7.8 (6.7) -85.9% Fees, Licenses and Permits: Alcohol Beverage Control Licensing 5.7 6.5 7.4 6.5 26.1 23.8 2.3 9.7% Audit Fees - 0.3 1.6 0.2 2.1 1.9 0.2 10.5% Business/Professional 50.3 49.3 120.1 52.4 272.1 251.8 20.3 8.1% Civil 28.4 17.1 21.5 26.1 93.1 99.5 (6.4) -6.4% Criminal 0.4 1.0 1.2 1.0 3.6 2.5 1.1 44.0% Motor Vehicle 74.7 69.8 58.4 43.3 246.2 267.7 (21.5) -8.0% Recreational/Consumer 44.3 53.4 50.1 57.1 204.9 186.7 18.2 9.7% Fines, Penalties and Forfeitures 66.2 109.3 245.1 50.1 470.7 486.0 (15.3) -3.1% Gaming: Casino 28.2 15.5 17.2 30.3 91.2 70.0 21.2 30.3% Lottery 199.0 236.1 187.0 182.7 804.8 800.9 3.9 0.5% Video Lottery 75.1 86.4 68.8 67.7 298.0 316.8 (18.8) -5.9% Interest Earnings 27.4 21.3 22.7 19.8 91.2 32.3 58.9 182.4% Receipts from Public Authorities: Bond Proceeds ------0.0% Cost Recovery Assessments 2.6 (2.6) - 27.7 27.7 - 27.7 100.0%

18 STATE OF NEW YORK GOVERNMENTAL FUNDS STATEMENT OF CASH FLOW - STATE OPERATING (*) FISCAL YEAR 2018-2019 (Amounts in millions)

4 Months Ended July 31 2018 2019 $ Increase/ % Increase/ APRIL MAY JUNE JULY AUGUST SEPTEMBER OCTOBER NOVEMBER DECEMBER JANUARY FEBRUARY MARCH 2018 2017 (Decrease) Decrease Issuance Fees 11.9 1.3 2.3 21.0 36.5 47.2 (10.7) -22.7% Non Bond Related 5.0 5.3 3.7 8.4 22.4 14.9 7.5 50.3% Receipts from Municipalities 20.8 20.0 24.2 31.8 96.8 89.1 7.7 8.6% Rentals 38.9 32.7 17.3 33.7 122.6 117.4 5.2 4.4% Revenues of State Departments: Administrative Recoveries 15.2 9.7 19.2 1.9 46.0 78.5 (32.5) -41.4% Commissions 0.4 0.5 0.5 0.3 1.7 1.6 0.1 06.3% Commissions- Asset Conversion - - - 1,000.0 1,000.0 - 1,000.0 100.0% Gifts, Grants and Donations 1.5 0.9 4.7 0.9 8.0 4.1 3.9 95.1% Indirect Cost Recoveries 1.0 9.2 2.6 9.9 22.7 33.0 (10.3) -31.2% Patient/Client Care Reimbursement 230.4 302.0 156.1 220.6 909.1 808.1 101.0 12.5% Rebates 4.5 2.7 3.8 3.5 14.5 19.9 (5.4) -27.1% Restitution and Settlements 152.6 5.1 1.7 6.4 165.8 26.5 139.3 525.7% Student Loans 4.9 7.7 10.5 15.2 38.3 38.9 (0.6) -1.5% All Other 44.9 48.5 40.2 40.3 173.9 149.5 24.4 16.3% Sales 2.5 1.4 2.3 1.7 7.9 3.9 4.0 102.6% Tuition 37.8 49.5 83.8 47.6 218.7 201.3 17.4 8.6% Total Miscellaneous Receipts 1,787.7 1,650.7 1,802.9 2,594.7 ------7,836.0 6,259.2 1,576.8 25.2%

Federal Receipts (2.6) - - 1.6 (1.0) 2.0 (3.0) -150.0%

Total Receipts 9,530.4 5,229.8 9,893.3 7,249.0 ------31,902.5 28,927.0 2,975.5 10.3%

DISBURSEMENTS: Local Assistance Grants: Education 1,180.0 3,618.9 2,214.2 1,788.5 8,801.6 8,561.3 240.3 2.8% Environment and Recreation 0.4 0.3 0.4 0.2 1.3 2.7 (1.4) -51.9% General Government 11.9 40.6 562.8 18.2 633.5 640.0 (6.5) -1.0% Public Health: Medicaid 1,795.9 2,271.1 1,999.9 1,468.7 7,535.6 6,876.1 659.5 9.6% Other Public Health 258.1 471.7 187.8 398.4 1,316.0 1,369.6 (53.6) -3.9% Public Safety 25.1 36.2 26.4 34.8 122.5 81.9 40.6 49.6% Public Welfare 81.3 132.7 133.6 211.3 558.9 844.2 (285.3) -33.8% Support and Regulate Business 2.8 7.0 17.5 10.2 37.5 52.4 (14.9) -28.4% Transportation 236.3 445.6 366.3 332.9 1,381.1 1,554.3 (173.2) -11.1% Total Local Assistance Grants 3,591.8 7,024.1 5,508.9 4,263.2 ------20,388.0 19,982.5 405.5 2.0% Departmental Operations: Personal Service 1,050.8 1,400.5 1,060.9 1,060.5 4,572.7 4,431.7 141.0 3.2% Non-Personal Service 347.2 532.1 472.0 368.5 1,719.8 1,713.0 6.8 0.4% General State Charges 2,826.1 445.3 509.4 396.2 4,177.0 4,050.9 126.1 3.1% Debt Service, Including Payments on Financing Agreements 64.1 126.1 166.2 25.4 381.8 449.5 (67.7) -15.1% Capital Projects ------0.0%

Total Disbursements 7,880.0 9,528.1 7,717.4 6,113.8 ------31,239.3 30,627.6 611.7 2.0%

Excess (Deficiency) of Receipts over Disbursements 1,650.4 (4,298.3) 2,175.9 1,135.2 ------663.2 (1,700.6) 2,363.8 139.0%

OTHER FINANCING SOURCES (USES): Transfers from Other Funds (**) 4,147.3 2,120.8 4,083.3 2,586.5 12,937.9 10,346.4 2,591.5 25.0% Transfers to Other Funds (**) (4,017.1) (2,439.3) (4,692.2) (2,802.5) (13,951.1) (10,175.1) 3,776.0 37.1%

Total Other Financing Sources (Uses) 130.2 (318.5) (608.9) (216.0) ------(1,013.2) 171.3 (1,184.5) -691.5%

Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses 1,780.6 (4,616.8) 1,567.0 919.2 ------(350.0) (1,529.3) 1,179.3 77.1%

Ending Fund Balance$ 15,387.2 $ 10,770.4 $ 12,337.4 $ 13,256.6 $ - $ - $ - $ - $ - $ - $ - $ - $ 13,256.6 $ 10,096.0 $ 3,160.6 31.3%

(*) State Operating Funds are comprised of the General Fund, State Special Revenue Funds supported by activities from dedicated revenue sources (including operating transfers from Federal funds) and Debt Service Funds. (**) Eliminations between State and Federal Special Revenue Funds are not included.

19 STATE OF NEW YORK EXHIBIT F GENERAL FUND STATEMENT OF CASH FLOW FISCAL YEAR 2018-2019 (Amounts in millions) 4 Months Ended July 31 2018 2019 $ Increase/ % Increase/ APRIL MAY JUNE JULY AUGUST SEPTEMBER OCTOBER NOVEMBER DECEMBER JANUARY FEBRUARY MARCH 2018 2017 (Decrease) Decrease Beginning Fund Balance$ 9,445.0 $ 9,937.5 $ 5,130.6 $ 6,312.7 $ 9,445.0 $ 7,748.6 $ 1,696.4 21.9%

RECEIPTS: Taxes: Personal Income Tax: Withholdings 2,930.1 3,135.1 2,821.9 2,920.2 11,807.3 11,182.6 624.7 5.6% Estimated payments 4,356.0 99.9 2,228.8 109.1 6,793.8 6,292.9 500.9 8.0% Returns 1,639.5 59.6 49.3 38.2 1,786.6 1,723.3 63.3 3.7% State/City Offsets (279.9) (38.8) (25.2) (10.8) (354.7) (255.5) 99.2 38.8% Other (Assessments/LLC) 132.5 92.1 108.9 106.1 439.6 443.9 (4.3) -1.0% Gross Receipts 8,778.2 3,347.9 5,183.7 3,162.8 ------20,472.6 19,387.2 1,085.4 5.6% Transfers to School Tax Relief Fund - - - - - (57.6) (57.6) -100.0% Transfers to Revenue Bond Tax Fund (2,928.1) (1,091.5) (2,475.9) (1,449.9) (7,945.4) (3,601.0) 4,344.4 120.6% Refunds issued (2,922.0) (1,164.9) (231.9) (263.1) (4,581.9) (4,983.3) (401.4) -8.1% Total Personal Income Tax 2,928.1 1,091.5 2,475.9 1,449.8 ------7,945.3 10,745.3 (2,800.0) -26.1% Consumption/Use Taxes: Sales and Use 511.9 527.0 738.7 536.2 2,313.8 2,169.3 144.5 6.7% Auto Rental ------0.0% Cigarette/Tobacco Products 24.4 29.5 29.5 31.4 114.8 112.3 2.5 2.2% Motor Fuel ------0.0% Alcoholic Beverage 7.5 24.0 30.6 30.1 92.2 92.5 (0.3) -0.3% Highway Use ------0.0% Metropolitan Commuter Trans. Taxicab Trip ------0.0% Total Consumption/Use Taxes 543.8 580.5 798.8 597.7 ------2,520.8 2,374.1 146.7 6.2% Business Taxes: Corporation Franchise 334.3 (107.0) 601.8 131.3 960.4 866.4 94.0 10.8% Corporation and Utilities (0.3) 1.3 90.1 5.2 96.3 159.0 (62.7) -39.4% Insurance 41.4 (7.2) 288.2 7.0 329.4 344.6 (15.2) -4.4% Bank (29.9) (6.7) 39.6 25.0 28.0 12.6 15.4 122.2% Petroleum Business ------0.0% Total Business Taxes 345.5 (119.6) 1,019.7 168.5 ------1,414.1 1,382.6 31.5 2.3% Other Taxes: Real Property Gains ------0.0% Estate and Gift 50.2 81.3 68.8 98.1 298.4 368.8 (70.4) -19.1% Pari-Mutuel 0.9 1.3 1.7 1.3 5.2 4.9 0.3 6.1% Real Estate Transfer ------0.0% Racing and Exhibitions 0.5 0.2 0.1 - 0.8 0.7 0.1 14.3% Metropolitan Commuter Trans. Mobility ------0.0% Total Other Taxes 51.6 82.8 70.6 99.4 ------304.4 374.4 (70.0) -18.7%

Total Taxes 3,869.0 1,635.2 4,365.0 2,315.4 ------12,184.6 14,876.4 (2,691.8) -18.1% Miscellaneous Receipts: Abandoned Property: Abandoned Property 0.5 0.1 0.2 0.3 1.1 0.2 0.9 450.0% Bottle Bill 0.9 0.3 10.7 3.2 15.1 11.1 4.0 36.0% Assessments: Business ------0.0% Medical Care 1.5 1.8 3.7 3.7 10.7 12.2 (1.5) -12.3% Public Utilities ------0.0% Other - 0.1 0.1 - 0.2 0.2 - 0.0% Fees, Licenses and Permits: Alcohol Beverage Control Licensing 5.7 6.5 7.4 6.5 26.1 23.8 2.3 9.7% Audit Fees ------0.0% Business/Professional 13.2 9.8 32.6 12.1 67.7 47.8 19.9 41.6% Civil 23.8 12.5 16.7 21.5 74.5 81.2 (6.7) -8.3% Criminal 0.1 0.2 0.1 0.2 0.6 0.6 - 0.0% Motor Vehicle 29.8 24.8 13.2 1.8 69.6 90.9 (21.3) -23.4% Recreational/Consumer 1.0 1.6 1.2 1.9 5.7 4.8 0.9 18.8% Fines, Penalties and Forfeitures 14.2 95.4 239.3 36.3 385.2 423.4 (38.2) -9.0% Interest Earnings 17.4 10.0 11.3 7.3 46.0 7.8 38.2 489.7% Receipts from Public Authorities: Cost Recovery Assessments - - - 7.3 7.3 - 7.3 100.0% Issuance Fees 4.7 1.3 2.3 21.0 29.3 40.0 (10.7) -26.8% Non Bond Related - - - - - 0.1 (0.1) -100.0% Receipts from Municipalities 16.7 16.7 16.6 16.7 66.7 66.7 - 0.0% Rentals 0.2 0.1 0.9 0.3 1.5 2.1 (0.6) -28.6% Revenues of State Departments: Administrative Recoveries 0.4 0.9 18.1 1.1 20.5 25.6 (5.1) -19.9% Commissions - - - - - 0.2 (0.2) -100.0% Gifts, Grants and Donations - 0.1 - - 0.1 0.1 - 0.0% Indirect Cost Recoveries 1.0 9.2 2.6 9.9 22.7 32.9 (10.2) -31.0% Patient/Client Care Reimbursement (17.4) 6.2 4.7 (19.1) (25.6) - (25.6) -100.0% Rebates (0.6) (0.8) 2.1 (0.9) (0.2) (1.8) 1.6 88.9% Restitution and Settlements 104.7 3.8 0.3 0.8 109.6 9.1 100.5 1,104.4% Student Loans ------0.0% All Other 2.5 4.8 (1.8) 9.2 14.7 4.8 9.9 206.3% Sales - - - 0.1 0.1 - 0.1 100.0% Total Miscellaneous Receipts 220.3 205.4 382.3 141.2 ------949.2 883.8 65.4 7.4%

20 STATE OF NEW YORK EXHIBIT F GENERAL FUND STATEMENT OF CASH FLOW FISCAL YEAR 2018-2019 (Amounts in millions) 4 Months Ended July 31 2018 2019 $ Increase/ % Increase/ APRIL MAY JUNE JULY AUGUST SEPTEMBER OCTOBER NOVEMBER DECEMBER JANUARY FEBRUARY MARCH 2018 2017 (Decrease) Decrease

Federal Receipts - - - 0.1 0.1 - 0.1 100.0% Total Receipts 4,089.3 1,840.6 4,747.3 2,456.7 ------13,133.9 15,760.2 (2,626.3) -16.7%

DISBURSEMENTS: Local Assistance Grants: Education 1,179.9 3,618.8 1,887.0 1,787.7 8,473.4 8,174.8 298.6 3.7% Environment and Recreation 0.4 - 0.4 0.2 1.0 1.8 (0.8) -44.4% General Government 1.4 13.1 560.2 3.7 578.4 578.8 (0.4) -0.1% Public Health: Medicaid 1,515.6 1,730.4 1,542.6 1,135.2 5,923.8 5,289.0 634.8 12.0% Other Public Health 195.3 433.6 89.9 232.6 951.4 467.8 483.6 103.4% Public Safety 13.3 16.2 13.4 21.8 64.7 39.4 25.3 64.2% Public Welfare 80.8 131.5 133.2 211.0 556.5 842.5 (286.0) -33.9% Support and Regulate Business 2.7 5.9 9.5 8.9 27.0 48.0 (21.0) -43.8% Transportation 46.4 69.0 61.2 46.9 223.5 39.0 184.5 473.1% Total Local Assistance Grants 3,035.8 6,018.5 4,297.4 3,448.0 ------16,799.7 15,481.1 1,318.6 8.5% Departmental Operations: Personal Service 667.9 846.1 684.1 724.8 2,922.9 2,067.6 855.3 41.4% Non-Personal Service 163.7 282.5 220.5 182.3 849.0 644.7 204.3 31.7% General State Charges 2,706.6 368.1 470.5 318.6 3,863.8 3,446.3 417.5 12.1% Total Disbursements 6,574.0 7,515.2 5,672.5 4,673.7 ------24,435.4 21,639.7 2,795.7 12.9%

Excess (Deficiency) of Receipts over Disbursements (2,484.7) (5,674.6) (925.2) (2,217.0) ------(11,301.5) (5,879.5) (5,422.0) -92.2%

OTHER FINANCING SOURCES (USES):

Transfers from Revenue Bond Tax Fund 2,927.8 1,070.3 2,486.7 1,438.1 7,922.9 3,375.7 4,547.2 134.7% Transfers from LGAC / STRBTF 436.0 404.8 696.6 478.9 2,016.3 1,909.6 106.7 5.6% Transfers from CW/CA Fund 73.8 92.2 87.5 82.2 335.7 349.0 (13.3) -3.8% Transfers from Other Funds 101.4 81.1 85.5 67.5 335.5 19.7 315.8 1,603.0% Transfers to State Capital Projects 45.6 (268.1) (631.1) (252.6) (1,106.2) (16.6) 1,089.6 6,563.9% Transfers to Federal Capital Projects ------0.0% Transfers to All Other Capital Projects (100.0) (200.0) (186.5) (80.0) (566.5) (396.5) 170.0 42.9% Transfers to General Debt Service (192.3) (38.4) (19.9) (222.9) (473.5) (422.9) 50.6 12.0% Transfers to All Other State Funds (315.1) (274.2) (411.5) (190.3) (1,191.1) (2,913.4) (1,722.3) -59.1% Total Other Financing Sources (Uses) 2,977.2 867.7 2,107.3 1,320.9 ------7,273.1 1,904.6 5,368.5 281.9%

Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses 492.5 (4,806.9) 1,182.1 (896.1) ------(4,028.4) (3,974.9) (53.5) -1.3% Ending Fund Balance$ 9,937.5 $ 5,130.6 $ 6,312.7 $ 5,416.6 $ - $ - $ - $ - $ - $ - $ - $ - $ 5,416.6 $ 3,773.7 $ 1,642.9 43.5%

21 STATE OF NEW YORK EXHIBIT G SPECIAL REVENUE FUNDS - COMBINED STATEMENT OF CASH FLOW FISCAL YEAR 2018-2019 (Amounts in millions)

Intra-Fund 4 Months Ended July 31 2018 2019 Transfer $ Increase/ % Increase/ APRIL MAY JUNE JULY AUGUST SEPTEMBER OCTOBER NOVEMBER DECEMBER JANUARY FEBRUARY MARCH Eliminations (*) 2018 2017 (Decrease) Decrease Beginning Fund Balance $ 4,302.1 $ 4,970.5 $ 4,749.2 $ 5,652.9 $ - $ 4,302.1 $ 4,272.2 $ 29.9 0.7%

RECEIPTS: Taxes: Personal Income Tax ------57.6 (57.6) -100.0% Consumption/Use Taxes: Sales and Use 98.2 73.0 100.1 74.7 - 346.0 326.1 19.9 6.1% Auto Rental 0.9 (0.1) 11.2 - - 12.0 16.7 (4.7) -28.1% Cigarette/Tobacco Products 63.6 69.3 72.9 77.7 - 283.5 286.8 (3.3) -1.2% Medical Marijuana 0.2 0.3 0.3 0.2 - 1.0 0.4 0.6 150.0% Motor Fuel 7.9 9.2 9.8 10.0 - 36.9 36.1 0.8 2.2% Alcoholic Beverage ------0.0% Highway Use 2.8 (2.2) - 0.1 - 0.7 0.7 - 0.0% Metropolitan Commuter Trans. Taxicab Trip 12.8 0.7 0.4 12.4 - 26.3 27.6 (1.3) -4.7% Total Consumption/Use Taxes 186.4 150.2 194.7 175.1 ------706.4 694.4 12.0 1.7% Business Taxes: Corporation Franchise 120.8 25.6 128.0 26.0 - 300.4 237.9 62.5 26.3% Corporation and Utilities 23.6 0.8 25.3 1.3 - 51.0 44.8 6.2 13.8% Insurance 4.8 1.9 37.4 0.8 - 44.9 44.9 - 0.0% Bank (2.7) (0.1) 6.7 3.2 - 7.1 (9.7) 16.8 173.2% Petroleum Business 25.5 55.7 44.0 43.8 - 169.0 159.8 9.2 5.8% Total Business Taxes 172.0 83.9 241.4 75.1 ------572.4 477.7 94.7 19.8% Other Taxes: Metropolitan Commuter Trans. Mobility ------431.5 (431.5) -100.0% Total Other Taxes ------431.5 (431.5) -100.0%

Total Taxes 358.4 234.1 436.1 250.2 ------1,278.8 1,661.2 (382.4) -23.0%

Miscellaneous Receipts: Abandoned Property: Abandoned Property 0.7 1.2 0.7 0.8 - 3.4 3.7 (0.3) -8.1% Assessments: Business 87.6 55.2 69.3 81.0 - 293.1 180.0 113.1 62.8% Medical Care 524.3 468.3 543.7 500.1 - 2,036.4 1,909.6 126.8 6.6% Public Utilities 1.8 - 0.6 - - 2.4 2.2 0.2 9.1% Other - 0.8 0.1 - - 0.9 7.6 (6.7) -88.2% Fees, Licenses and Permits: Audit Fees - 0.3 1.6 0.2 - 2.1 1.9 0.2 10.5% Business/Professional 37.1 39.5 87.5 40.3 - 204.4 204.0 0.4 0.2% Civil 4.6 4.6 4.8 4.6 - 18.6 18.3 0.3 1.6% Criminal 0.3 0.8 1.1 0.8 - 3.0 1.9 1.1 57.9% Motor Vehicle 44.9 45.0 45.2 41.5 - 176.6 176.8 (0.2) -0.1% Recreational/Consumer 43.3 51.8 48.9 55.2 - 199.2 181.9 17.3 9.5% Fines, Penalties and Forfeitures 53.2 14.4 6.5 14.4 - 88.5 65.5 23.0 35.1% Gaming: Casino 28.2 15.5 17.2 30.3 - 91.2 70.0 21.2 30.3% Lottery 199.0 236.1 187.0 182.7 - 804.8 800.9 3.9 0.5% Video Lottery 75.1 86.4 68.8 67.7 - 298.0 316.8 (18.8) -5.9% Interest Earnings 10.3 12.1 11.8 13.0 - 47.2 26.3 20.9 79.5% Receipts from Public Authorities: Bond Proceeds ------0.0% Cost Recovery Assessments 2.6 (2.6) - 20.4 - 20.4 - 20.4 100.0% Issuance Fees 7.2 - - - - 7.2 7.2 - 0.0% Non Bond Related 5.0 5.3 3.7 8.4 - 22.4 14.8 7.6 51.4% Receipts from Municipalities 4.1 2.9 7.5 14.3 - 28.8 21.0 7.8 37.1% Rentals 38.7 32.6 16.4 33.4 - 121.1 115.3 5.8 5.0% Revenues of State Departments: Administrative Recoveries 14.8 8.8 1.1 0.8 - 25.5 52.9 (27.4) -51.8% Commissions 0.4 0.5 0.5 0.3 - 1.7 1.4 0.3 21.4% Commissions-Asset Conversion - - - 1,000.0 - 1,000.0 - 1,000.0 100.0% Gifts, Grants and Donations 1.5 0.8 4.7 0.9 - 7.9 4.4 3.5 79.5% Indirect Cost Recoveries ------0.1 (0.1) -100.0% Patient/Client Care Reimbursement 204.0 247.5 134.0 177.7 - 763.2 620.5 142.7 23.0% Rebates 13.3 12.7 10.1 13.7 - 49.8 58.0 (8.2) -14.1% Restitution and Settlements 47.9 1.3 1.4 5.6 - 56.2 17.4 38.8 223.0% Student Loans 4.9 7.7 10.5 15.2 - 38.3 38.9 (0.6) -1.5% All Other 42.4 43.7 42.9 31.2 - 160.2 147.1 13.1 8.9%

22 STATE OF NEW YORK EXHIBIT G SPECIAL REVENUE FUNDS - COMBINED STATEMENT OF CASH FLOW FISCAL YEAR 2018-2019 (Amounts in millions)

Intra-Fund 4 Months Ended July 31 2018 2019 Transfer $ Increase/ % Increase/ APRIL MAY JUNE JULY AUGUST SEPTEMBER OCTOBER NOVEMBER DECEMBER JANUARY FEBRUARY MARCH Eliminations (*) 2018 2017 (Decrease) Decrease Sales 2.5 1.5 2.3 1.5 - 7.8 4.1 3.7 90.2% Tuition 37.8 49.5 83.8 47.6 - 218.7 201.3 17.4 8.6% Total Miscellaneous Receipts 1,537.5 1,444.2 1,413.7 2,403.6 ------6,799.0 5,271.8 1,527.2 29.0%

Federal Receipts 3,557.3 4,860.9 5,310.1 3,772.6 - 17,500.9 16,951.5 549.4 3.2%

Total Receipts 5,453.2 6,539.2 7,159.9 6,426.4 ------25,578.7 23,884.5 1,694.2 7.1%

DISBURSEMENTS: Local Assistance Grants: Education 378.2 605.9 667.0 340.9 - 1,992.0 1,717.3 274.7 16.0% Environment and Recreation - 0.6 0.1 0.2 - 0.9 1.2 (0.3) -25.0% General Government 13.7 29.4 14.3 14.9 - 72.3 76.0 (3.7) -4.9% Public Health: Medicaid 2,858.1 4,072.1 3,525.6 2,961.1 - 13,416.9 13,136.3 280.6 2.1% Other Public Health 542.7 385.2 854.6 624.6 - 2,407.1 2,732.4 (325.3) -11.9% Public Safety 76.4 138.5 56.8 129.0 - 400.7 382.8 17.9 4.7% Public Welfare 266.7 200.5 238.6 373.1 - 1,078.9 1,160.6 (81.7) -7.0% Support and Regulate Business 0.1 1.2 10.0 1.5 - 12.8 5.6 7.2 128.6% Transportation 192.6 380.8 310.6 289.4 - 1,173.4 1,534.9 (361.5) -23.6% Total Local Assistance Grants 4,328.5 5,814.2 5,677.6 4,734.7 ------20,555.0 20,747.1 (192.1) -0.9% Departmental Operations: Personal Service 434.6 624.6 438.8 380.6 - 1,878.6 2,591.5 (712.9) -27.5% Non-Personal Service 252.4 338.7 335.5 246.3 - 1,172.9 1,369.1 (196.2) -14.3% General State Charges 158.9 104.5 48.6 99.5 - 411.5 679.2 (267.7) -39.4% Capital Projects ------0.0%

Total Disbursements 5,174.4 6,882.0 6,500.5 5,461.1 ------24,018.0 25,386.9 (1,368.9) -5.4%

Excess (Deficiency) of Receipts over Disbursements 278.8 (342.8) 659.4 965.3 ------1,560.7 (1,502.4) 3,063.1 203.9%

OTHER FINANCING SOURCES (USES): Transfers from Other Funds 381.9 284.8 592.2 218.2 (273.7) 1,203.4 3,489.5 (2,286.1) -65.5% Transfers to Other Funds 7.7 (163.3) (347.9) (53.0) 273.7 (282.8) (667.4) (384.6) -57.6%

Total Other Financing Sources (Uses) 389.6 121.5 244.3 165.2 ------920.6 2,822.1 (1,901.5) -67.4%

Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses 668.4 (221.3) 903.7 1,130.5 ------2,481.3 1,319.7 1,161.6 88.0%

Ending Fund Balance $ 4,970.5 $ 4,749.2 $ 5,652.9 $ 6,783.4 $ - $ - $ - $ - $ - $ - $ - $ - $ - $ 6,783.4 $ 5,591.9 $ 1,191.5 21.3%

(*) Intra-Fund transfer eliminations represent transfers between Special Revenue-State and Federal Funds.

23 STATE OF NEW YORK EXHIBIT G SPECIAL REVENUE FUNDS - STATE STATEMENT OF CASH FLOW FISCAL YEAR 2018-2019 (Amounts in millions)

4 Months Ended July 31 2018 2019 $ Increase/ % Increase/ APRIL MAY JUNE JULY AUGUST SEPTEMBER OCTOBER NOVEMBER DECEMBER JANUARY FEBRUARY MARCH 2018 2017 (Decrease) Decrease Beginning Fund Balance $ 4,008.5 $ 5,103.0 $ 5,119.6 $ 5,600.1 $ 4,008.5 $ 3,732.3 $ 276.2 7.4%

RECEIPTS: Taxes: Personal Income Tax - - - - - 57.6 (57.6) -100.0% Consumption/Use Taxes: Sales and Use 98.2 73.0 100.1 74.7 346.0 326.1 19.9 6.1% Auto Rental 0.9 (0.1) 11.2 - 12.0 16.7 (4.7) -28.1% Cigarette/Tobacco Products 63.6 69.3 72.9 77.7 283.5 286.8 (3.3) -1.2% Medical Marijuana 0.2 0.3 0.3 0.2 1.0 0.4 0.6 150.0% Motor Fuel 7.9 9.2 9.8 10.0 36.9 36.1 0.8 2.2% Alcoholic Beverage ------0.0% Highway Use 2.8 (2.2) - 0.1 0.7 0.7 - 0.0% Metropolitan Commuter Trans. Taxicab Trip 12.8 0.7 0.4 12.4 26.3 27.6 (1.3) -4.7% Total Consumption/Use Taxes 186.4 150.2 194.7 175.1 ------706.4 694.4 12.0 1.7% Business Taxes Corporation Franchise 120.8 25.6 128.0 26.0 300.4 237.9 62.5 26.3% Corporation and Utilities 23.6 0.8 25.3 1.3 51.0 44.8 6.2 13.8% Insurance 4.8 1.9 37.4 0.8 44.9 44.9 - 0.0% Bank (2.7) (0.1) 6.7 3.2 7.1 (9.7) 16.8 173.2% Petroleum Business 25.5 55.7 44.0 43.8 169.0 159.8 9.2 5.8% Total Business Taxes 172.0 83.9 241.4 75.1 ------572.4 477.7 94.7 19.8% Other Taxes Metropolitan Commuter Trans. Mobility - - - - - 431.5 (431.5) -100.0% Total Other Taxes ------431.5 (431.5) -100.0%

Total Taxes 358.4 234.1 436.1 250.2 ------1,278.8 1,661.2 (382.4) -23.0%

Miscellaneous Receipts: Abandoned Property: Abandoned Property 0.7 1.2 0.7 0.8 3.4 3.7 (0.3) -8.1% Assessments: Business 83.4 18.2 69.1 78.5 249.2 138.6 110.6 79.8% Medical Care 524.3 468.3 543.7 500.1 2,036.4 1,909.6 126.8 6.6% Public Utilities 1.8 - 0.6 - 2.4 2.2 0.2 9.1% Other - 0.8 0.1 - 0.9 7.6 (6.7) -88.2% Fees, Licenses and Permits: Audit Fees - 0.3 1.6 0.2 2.1 1.9 0.2 10.5% Business/Professional 37.1 39.5 87.5 40.3 204.4 204.0 0.4 0.2% Civil 4.6 4.6 4.8 4.6 18.6 18.3 0.3 1.6% Criminal 0.3 0.8 1.1 0.8 3.0 1.9 1.1 57.9% Motor Vehicle 44.9 45.0 45.2 41.5 176.6 176.8 (0.2) -0.1% Recreational/Consumer 43.3 51.8 48.9 55.2 199.2 181.9 17.3 9.5% Fines, Penalties and Forfeitures 52.0 13.9 5.8 13.8 85.5 62.6 22.9 36.6% Gaming: Casino 28.2 15.5 17.2 30.3 91.2 70.0 21.2 30.3% Lottery 199.0 236.1 187.0 182.7 804.8 800.9 3.9 0.5% Video Lottery 75.1 86.4 68.8 67.7 298.0 316.8 (18.8) -5.9% Interest Earnings 9.9 11.3 11.4 12.5 45.1 24.3 20.8 85.6% Receipts from Public Authorities: Bond Proceeds ------0.0% Cost Recovery Assessments 2.6 (2.6) - 20.4 20.4 - 20.4 100.0% Issuance Fees 7.2 - - - 7.2 7.2 - 0.0% Non Bond Related 5.0 5.3 3.7 8.4 22.4 14.8 7.6 51.4% Receipts from Municipalities 4.1 2.9 7.5 14.3 28.8 21.0 7.8 37.1% Rentals 38.7 32.6 16.4 33.4 121.1 115.3 5.8 5.0% Revenues of State Departments: Administrative Recoveries 14.8 8.8 1.1 0.8 25.5 52.9 (27.4) -51.8% Commissions 0.4 0.5 0.5 0.3 1.7 1.4 0.3 21.4% Commission- Asset Conversion - - - 1,000.0 1,000.0 - 1,000.0 100.0% Gifts, Grants and Donations 1.5 0.8 4.7 0.9 7.9 4.0 3.9 97.5% Indirect Cost Recoveries - - - - - 0.1 (0.1) -100.0% Patient/Client Care Reimbursement 204.0 247.5 134.0 177.7 763.2 620.5 142.7 23.0% Rebates 5.1 3.5 1.7 4.4 14.7 21.7 (7.0) -32.3% Restitution and Settlements 47.9 1.3 1.4 5.6 56.2 17.4 38.8 223.0% Student Loans 4.9 7.7 10.5 15.2 38.3 38.9 (0.6) -1.5% All Other 42.4 43.6 42.0 31.1 159.1 144.7 14.4 10.0%

24 STATE OF NEW YORK EXHIBIT G SPECIAL REVENUE FUNDS - STATE STATEMENT OF CASH FLOW FISCAL YEAR 2018-2019 (Amounts in millions)

4 Months Ended July 31 2018 2019 $ Increase/ % Increase/ APRIL MAY JUNE JULY AUGUST SEPTEMBER OCTOBER NOVEMBER DECEMBER JANUARY FEBRUARY MARCH 2018 2017 (Decrease) Decrease Sales 2.5 1.4 2.3 1.6 7.8 3.9 3.9 100.0% Tuition 37.8 49.5 83.8 47.6 218.7 201.3 17.4 8.6% Total Miscellaneous Receipts 1,523.5 1,396.5 1,403.1 2,390.7 ------6,713.8 5,186.2 1,527.6 29.5%

Federal Receipts (2.6) - - (0.1) (2.7) 0.4 (3.1) -775.0%

Total Receipts 1,879.3 1,630.6 1,839.2 2,640.8 ------7,989.9 6,847.8 1,142.1 16.7%

DISBURSEMENTS: Local Assistance Grants: Education 0.1 0.1 327.2 0.8 328.2 386.5 (58.3) -15.1% Environment and Recreation - 0.3 - - 0.3 0.9 (0.6) -66.7% General Government 10.5 27.5 2.6 14.5 55.1 61.2 (6.1) -10.0% Public Health: Medicaid 280.3 540.7 457.3 333.5 1,611.8 1,587.1 24.7 1.6% Other Public Health 62.8 38.1 97.9 165.8 364.6 901.8 (537.2) -59.6% Public Safety 11.8 20.0 13.0 13.0 57.8 42.5 15.3 36.0% Public Welfare 0.5 1.2 0.4 0.3 2.4 1.7 0.7 41.2% Support and Regulate Business 0.1 1.1 8.0 1.3 10.5 4.4 6.1 138.6% Transportation 189.9 376.6 305.1 286.0 1,157.6 1,515.3 (357.7) -23.6% Total Local Assistance Grants 556.0 1,005.6 1,211.5 815.2 ------3,588.3 4,501.4 (913.1) -20.3% Departmental Operations: Personal Service 382.9 554.4 376.8 335.7 1,649.8 2,364.1 (714.3) -30.2% Non-Personal Service 182.7 248.0 244.9 185.4 861.0 1,053.2 (192.2) -18.2% General State Charges 119.5 77.2 38.9 77.6 313.2 604.6 (291.4) -48.2% Capital Projects ------0.0%

Total Disbursements 1,241.1 1,885.2 1,872.1 1,413.9 ------6,412.3 8,523.3 (2,111.0) -24.8%

Excess (Deficiency) of Receipts over Disbursements 638.2 (254.6) (32.9) 1,226.9 ------1,577.6 (1,675.5) 3,253.1 194.2%

OTHER FINANCING SOURCES (USES): Transfers from Other Funds 381.9 284.8 592.2 218.2 1,477.1 3,692.9 (2,215.8) -60.0% Transfers to Other Funds 74.4 (13.6) (78.8) 18.1 - 0.1 (208.2) (208.3) -100.0%

Total Other Financing Sources (Uses) 456.3 271.2 513.4 236.3 ------1,477.2 3,484.7 (2,007.5) -57.6%

Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses 1,094.5 16.6 480.5 1,463.2 ------3,054.8 1,809.2 1,245.6 68.8%

Ending Fund Balance $ 5,103.0 $ 5,119.6 $ 5,600.1 $ 7,063.3 $ - $ - $ - $ - $ - $ - $ - $ - $ 7,063.3 $ 5,541.5 $ 1,521.8 27.5%

25 STATE OF NEW YORK EXHIBIT G SPECIAL REVENUE FUNDS - FEDERAL STATEMENT OF CASH FLOW FISCAL YEAR 2018-2019 (Amounts in millions)

4 Months Ended July 31 2018 2019 $ Increase/ % Increase/ APRIL MAY JUNE JULY AUGUST SEPTEMBER OCTOBER NOVEMBER DECEMBER JANUARY FEBRUARY MARCH 2018 2017 (Decrease) Decrease Beginning Fund Balance $ 293.6 $ (132.5) $ (370.4) $ 52.8 $ 293.6 $ 539.9 $ (246.3) -45.6%

RECEIPTS: Miscellaneous Receipts: Abandoned Property: Abandoned Property ------0.0% Assessments: Business 4.2 37.0 0.2 2.5 43.9 41.4 2.5 6.0% Medical Care ------0.0% Public Utilities ------0.0% Other ------0.0% Fees, Licenses and Permits: Business/Professional ------0.0% Civil ------0.0% Criminal ------0.0% Motor Vehicle ------0.0% Recreational/Consumer ------0.0% Fines, Penalties and Forfeitures 1.2 0.5 0.7 0.6 3.0 2.9 0.1 3.4% Interest Earnings 0.4 0.8 0.4 0.5 2.1 2.0 0.1 5.0% Receipts from Public Authorities: Bond Proceeds ------0.0% Cost Recovery Assessments ------0.0% Issuance Fees ------0.0% Non Bond Related ------0.0% Receipts from Municipalities ------0.0% Rentals ------0.0% Revenues of State Departments: Administrative Recoveries ------0.0% Commissions ------0.0% Gifts, Grants and Donations - - - - - 0.4 (0.4) -100.0% Indirect Cost Recoveries ------0.0% Patient/Client Care Reimbursement ------0.0% Rebates 8.2 9.2 8.4 9.3 35.1 36.3 (1.2) -3.3% Restitution and Settlements ------0.0% Student Loans ------0.0% All Other - 0.1 0.9 0.1 1.1 2.4 (1.3) -54.2% Sales - 0.1 - (0.1) - 0.2 (0.2) -100.0% Tuition ------0.0% Total Miscellaneous Receipts 14.0 47.7 10.6 12.9 ------85.2 85.6 (0.4) -0.5%

Federal Receipts 3,559.9 4,860.9 5,310.1 3,772.7 17,503.6 16,951.1 552.5 3.3%

Total Receipts 3,573.9 4,908.6 5,320.7 3,785.6 ------17,588.8 17,036.7 552.1 3.2%

26 STATE OF NEW YORK EXHIBIT G SPECIAL REVENUE FUNDS - FEDERAL STATEMENT OF CASH FLOW FISCAL YEAR 2018-2019 (Amounts in millions)

4 Months Ended July 31 2018 2019 $ Increase/ % Increase/ APRIL MAY JUNE JULY AUGUST SEPTEMBER OCTOBER NOVEMBER DECEMBER JANUARY FEBRUARY MARCH 2018 2017 (Decrease) Decrease DISBURSEMENTS: Local Assistance Grants: Education 378.1 605.8 339.8 340.1 1,663.8 1,330.8 333.0 25.0% Environment and Recreation - 0.3 0.1 0.2 0.6 0.3 0.3 100.0% General Government 3.2 1.9 11.7 0.4 17.2 14.8 2.4 16.2% Public Health: Medicaid 2,577.8 3,531.4 3,068.3 2,627.6 11,805.1 11,549.2 255.9 2.2% Other Public Health 479.9 347.1 756.7 458.8 2,042.5 1,830.6 211.9 11.6% Public Safety 64.6 118.5 43.8 116.0 342.9 340.3 2.6 0.8% Public Welfare 266.2 199.3 238.2 372.8 1,076.5 1,158.9 (82.4) -7.1% Support and Regulate Business - 0.1 2.0 0.2 2.3 1.2 1.1 91.7% Transportation 2.7 4.2 5.5 3.4 15.8 19.6 (3.8) -19.4% Total Local Assistance Grants 3,772.5 4,808.6 4,466.1 3,919.5 ------16,966.7 16,245.7 721.0 4.4% Departmental Operations: Personal Service 51.7 70.2 62.0 44.9 228.8 227.4 1.4 0.6% Non-Personal Service 69.7 90.7 90.6 60.9 311.9 315.9 (4.0) -1.3% General State Charges 39.4 27.3 9.7 21.9 98.3 74.6 23.7 31.8% Capital Projects ------0.0%

Total Disbursements 3,933.3 4,996.8 4,628.4 4,047.2 ------17,605.7 16,863.6 742.1 4.4%

Excess (Deficiency) of Receipts over Disbursements (359.4) (88.2) 692.3 (261.6) ------(16.9) 173.1 (190.0) -109.8%

OTHER FINANCING SOURCES (USES): Transfers from Other Funds ------0.0% Transfers to Other Funds (66.7) (149.7) (269.1) (71.1) (556.6) (662.6) (106.0) -16.0%

Total Other Financing Sources (Uses) (66.7) (149.7) (269.1) (71.1) ------(556.6) (662.6) (106.0) -16.0%

Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses (426.1) (237.9) 423.2 (332.7) ------(573.5) (489.5) (84.0) -17.2%

Ending Fund Balance $ (132.5) $ (370.4) $ 52.8 $ (279.9) $ - $ - $ - $ - $ - $ - $ - $ - $ (279.9) $ 50.4 $ (330.3) -655.4%

27 STATE OF NEW YORK EXHIBIT H DEBT SERVICE FUNDS STATEMENT OF CASH FLOW FISCAL YEAR 2018-2019 (Amounts in millions) 4 Months Ended July 31 2018 2019 $ Increase/ % Increase/ APRIL MAY JUNE JULY AUGUST SEPTEMBER OCTOBER NOVEMBER DECEMBER JANUARY FEBRUARY MARCH 2018 2017 (Decrease) Decrease Beginning Fund Balance $ 153.1 $ 346.7 $ 520.2 $ 424.6 $ 153.1 $ 144.4 $ 8.7 6.0%

RECEIPTS: Taxes: Personal Income Tax 2,928.1 1,091.5 2,475.9 1,449.9 7,945.4 3,601.0 4,344.4 120.6% Consumption/Use Taxes: Sales and Use 502.8 526.5 723.9 550.1 2,303.3 2,163.7 139.6 6.5% Total Consumption/Use Taxes 502.8 526.5 723.9 550.1 ------2,303.3 2,163.7 139.6 6.5% Other Taxes: Real Estate Transfer 87.0 91.8 89.5 87.1 355.4 363.5 (8.1) -2.2% Total Other Taxes 87.0 91.8 89.5 87.1 ------355.4 363.5 (8.1) -2.2%

Total Taxes 3,517.9 1,709.8 3,289.3 2,087.1 ------10,604.1 6,128.2 4,475.9 73.0%

Miscellaneous Receipts: Assessments: Medical Care ------0.0% Fees, Licenses and Permits: Alcohol Beverage Control Licensing ------0.0% Business/Professional ------0.0% Civil ------0.0% Criminal ------0.0% Motor Vehicle ------0.0% Recreational/Consumer ------0.0% Interest Earnings 0.1 - - - 0.1 0.2 (0.1) -50.0% Receipts from Municipalities - 0.4 0.1 0.8 1.3 1.4 (0.1) -7.1% Rentals ------0.0% Revenues of State Departments: Patient/Client Care Reimbursement 43.8 48.3 17.4 62.0 171.5 187.6 (16.1) -8.6% All Other - 0.1 - - 0.1 - 0.1 100.0% Sales ------0.0% Total Miscellaneous Receipts 43.9 48.8 17.5 62.8 ------173.0 189.2 (16.2) -8.6%

Federal Receipts - - - 1.6 1.6 1.6 - 0.0%

Total Receipts 3,561.8 1,758.6 3,306.8 2,151.5 ------10,778.7 6,319.0 4,459.7 70.6%

DISBURSEMENTS: Departmental Operations: Non-Personal Service 0.8 1.6 6.6 0.8 9.8 15.1 (5.3) -35.1% Debt Service, Including Payments On Financing Agreements 64.1 126.1 166.2 25.4 381.8 449.5 (67.7) -15.1%

Total Disbursements 64.9 127.7 172.8 26.2 ------391.6 464.6 (73.0) -15.7%

Excess (Deficiency) of Receipts over Disbursements 3,496.9 1,630.9 3,134.0 2,125.3 ------10,387.1 5,854.4 4,532.7 77.4%

OTHER FINANCING SOURCES (USES): Transfers from Other Funds 226.4 187.6 134.8 301.6 850.4 999.5 (149.1) -14.9% Transfers to Other Funds (3,529.7) (1,645.0) (3,364.4) (2,074.8) (10,613.9) (6,217.5) 4,396.4 70.7%

Total Other Financing Sources (Uses) (3,303.3) (1,457.4) (3,229.6) (1,773.2) ------(9,763.5) (5,218.0) (4,545.5) -87.1%

Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses 193.6 173.5 (95.6) 352.1 ------623.6 636.4 (12.8) -2.0%

Ending Fund Balance $ 346.7 $ 520.2 $ 424.6 $ 776.7 $ - $ - $ - $ - $ - $ - $ - $ - $ 776.7 $ 780.8 $ (4.1) -0.5%

28 STATE OF NEW YORK EXHIBIT I CAPITAL PROJECTS FUNDS - COMBINED STATEMENT OF CASH FLOW FISCAL YEAR 2018-2019 (Amounts in millions)

Intra-Fund 4 Months Ended July 31 2018 2019 Transfer $ Increase/ % Increase/ APRIL MAY JUNE JULY AUGUST SEPTEMBER OCTOBER NOVEMBER DECEMBER JANUARY FEBRUARY MARCH Eliminations (*) 2018 2017 (Decrease) Decrease Beginning Fund Balance $ (1,151.2) $ (1,241.2) $ (1,403.6) $ (1,224.2) $ - $ (1,151.2) $ (1,060.5) $ (90.7) -8.6%

RECEIPTS: Taxes: Consumption/Use Taxes: Auto Rental 0.6 - 18.7 0.1 - 19.4 29.6 (10.2) -34.5% Motor Fuel 31.0 34.7 36.7 36.7 - 139.1 133.2 5.9 4.4% Highway Use 12.8 14.6 11.2 14.9 - 53.5 1.5 52.0 3,466.7% Total Consumption/Use Taxes 44.4 49.3 66.6 51.7 ------212.0 164.3 47.7 29.0% Business Taxes: Corporation Franchise ------0.0% Corporation and Utilities 3.1 - 2.2 0.2 - 5.5 3.5 2.0 57.1% Petroleum Business 64.5 38.1 57.8 56.1 - 216.5 200.0 16.5 8.3% Total Business Taxes 67.6 38.1 60.0 56.3 ------222.0 203.5 18.5 9.1% Other Taxes: Real Estate Transfer - - 11.9 11.9 - 23.8 23.8 - 0.0% Total Other Taxes - - 11.9 11.9 ------23.8 23.8 - 0.0%

Total Taxes 112.0 87.4 138.5 119.9 ------457.8 391.6 66.2 16.9%

Miscellaneous Receipts: Abandoned Property: Bottle Bill - - 23.0 - - 23.0 23.0 - 0.0% Assessments: Business 15.7 9.1 8.9 8.8 - 42.5 46.5 (4.0) -8.6% Fees, Licenses and Permits: Business/Professional 3.5 9.9 2.9 2.6 - 18.9 15.7 3.2 20.4% Civil ------0.0% Motor Vehicle 66.2 74.7 73.8 74.0 - 288.7 269.0 19.7 7.3% Recreational/Consumer 0.1 0.2 0.2 - - 0.5 0.6 (0.1) -16.7% Fines, Penalties and Forfeitures 2.4 2.4 2.9 2.2 - 9.9 11.2 (1.3) -11.6% Interest Earnings 0.7 0.9 0.8 0.9 - 3.3 1.8 1.5 83.3% Receipts from Public Authorities: Bond Proceeds 315.8 24.3 3.3 210.7 - 554.1 1,199.2 (645.1) -53.8% Issuance Fees ------0.0% Non Bond Related 0.5 0.5 0.4 0.6 - 2.0 1.5 0.5 33.3% Receipts from Municipalities 0.2 - - 0.1 - 0.3 0.5 (0.2) -40.0% Rentals 0.6 1.0 0.8 0.5 - 2.9 2.7 0.2 7.4% Revenues of State Departments: Administrative Recoveries ------0.0% Gifts, Grants and Donations - (0.6) 0.2 0.5 - 0.1 10.7 (10.6) -99.1% Indirect Cost Recoveries ------0.0% Rebates - 0.1 - - - 0.1 0.2 (0.1) -50.0% Restitution and Settlements 0.1 4.9 0.3 0.1 - 5.4 0.5 4.9 980.0% All Other 1.1 1.9 (1.6) 3.2 - 4.6 5.6 (1.0) -17.9% Sales 0.1 - 0.8 0.2 - 1.1 1.2 (0.1) -8.3% Total Miscellaneous Receipts 407.0 129.3 116.7 304.4 ------957.4 1,589.9 (632.5) -39.8%

Federal Receipts 58.7 54.5 141.4 313.8 - 568.4 670.7 (102.3) -15.3%

Total Receipts 577.7 271.2 396.6 738.1 ------1,983.6 2,652.2 (668.6) -25.2%

29 STATE OF NEW YORK EXHIBIT I CAPITAL PROJECTS FUNDS - COMBINED STATEMENT OF CASH FLOW FISCAL YEAR 2018-2019 (Amounts in millions)

Intra-Fund 4 Months Ended July 31 2018 2019 Transfer $ Increase/ % Increase/ APRIL MAY JUNE JULY AUGUST SEPTEMBER OCTOBER NOVEMBER DECEMBER JANUARY FEBRUARY MARCH Eliminations (*) 2018 2017 (Decrease) Decrease DISBURSEMENTS: Local Assistance Grants: Education 8.0 16.9 16.7 17.3 - 58.9 45.3 13.6 30.0% Environment and Recreation 7.6 29.5 7.7 7.7 - 52.5 43.4 9.1 21.0% General Government 24.6 98.2 54.5 110.6 - 287.9 131.7 156.2 118.6% Public Health: Medicaid ------0.0% Other Public Health 19.5 17.2 24.7 59.3 - 120.7 59.2 61.5 103.9% Public Safety 0.6 1.0 1.5 29.1 - 32.2 13.1 19.1 145.8% Public Welfare 112.6 63.9 - - - 176.5 75.3 101.2 134.4% Support and Regulate Business 109.2 23.6 60.1 133.3 - 326.2 412.3 (86.1) -20.9% Transportation 54.3 39.2 350.5 42.9 - 486.9 196.9 290.0 147.3% Total Local Assistance Grants 336.4 289.5 515.7 400.2 ------1,541.8 977.2 564.6 57.8% Departmental Operations: Personal Service ------0.0% Non-Personal Service ------0.0% General State Charges ------0.0% Capital Projects 361.2 590.4 523.0 672.9 - 2,147.5 1,904.0 243.5 12.8%

Total Disbursements 697.6 879.9 1,038.7 1,073.1 ------3,689.3 2,881.2 808.1 28.0%

Excess (Deficiency) of Receipts over Disbursements (119.9) (608.7) (642.1) (335.0) ------(1,705.7) (229.0) (1,476.7) -644.8%

OTHER FINANCING SOURCES (USES): Bond Proceeds (net) ------0.0% Transfers from Other Funds 55.7 473.6 847.7 314.2 - 1,691.2 585.8 1,105.4 188.7% Transfers to Other Funds (25.8) (27.3) (26.2) (28.7) - (108.0) (125.9) (17.9) -14.2%

Total Other Financing Sources (Uses) 29.9 446.3 821.5 285.5 ------1,583.2 459.9 1,123.3 244.2%

Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses (90.0) (162.4) 179.4 (49.5) ------(122.5) 230.9 (353.4) -153.1% . Ending Fund Balance $ (1,241.2) $ (1,403.6) $ (1,224.2) $ (1,273.7) $ - $ - $ - $ - $ - $ - $ - $ - $ - $ (1,273.7) $ (829.6) $ (444.1) -53.5%

(*) Intra-Fund transfer eliminations represent transfers from Capital Projects-State and Federal Funds.

30 STATE OF NEW YORK EXHIBIT I CAPITAL PROJECTS FUNDS - STATE STATEMENT OF CASH FLOW FISCAL YEAR 2018-2019 (Amounts in millions)

4 Months Ended July 31 2018 2019 $ Increase/ % Increase/ APRIL MAY JUNE JULY AUGUST SEPTEMBER OCTOBER NOVEMBER DECEMBER JANUARY FEBRUARY MARCH 2018 2017 (Decrease) Decrease Beginning Fund Balance $ (568.4) $ (609.5) $ (702.1) $ (532.0) $ (568.4) $ (490.9) $ (77.5) -15.8%

RECEIPTS: Taxes: Consumption/Use Taxes Auto Rental 0.6 - 18.7 0.1 19.4 29.6 (10.2) -34.5% Motor Fuel 31.0 34.7 36.7 36.7 139.1 133.2 5.9 4.4% Highway Use 12.8 14.6 11.2 14.9 53.5 1.5 52.0 3,466.7% Total Consumption/Use Taxes 44.4 49.3 66.6 51.7 ------212.0 164.3 47.7 29.0% Business Taxes Corporation Franchise ------0.0% Corporation and Utilities 3.1 - 2.2 0.2 5.5 3.5 2.0 57.1% Petroleum Business 64.5 38.1 57.8 56.1 216.5 200.0 16.5 8.3% Total Business Taxes 67.6 38.1 60.0 56.3 ------222.0 203.5 18.5 9.1% Other Taxes Real Estate Transfer - - 11.9 11.9 23.8 23.8 - 0.0% Total Other Taxes - - 11.9 11.9 ------23.8 23.8 - 0.0%

Total Taxes 112.0 87.4 138.5 119.9 ------457.8 391.6 66.2 16.9%

Miscellaneous Receipts: Abandoned Property: Bottle Bill - - 23.0 - 23.0 23.0 - 0.0% Assessments: Business 15.7 9.1 8.9 8.8 42.5 46.5 (4.0) -8.6% Fees, Licenses and Permits: Business/Professional 3.5 9.9 2.9 2.6 18.9 15.7 3.2 20.4% Civil ------0.0% Motor Vehicle 66.2 74.7 73.8 74.0 288.7 269.0 19.7 7.3% Recreational/Consumer 0.1 0.2 0.2 - 0.5 0.6 (0.1) -16.7% Fines, Penalties and Forfeitures 2.4 2.4 2.9 2.2 9.9 11.2 (1.3) -11.6% Interest Earnings 0.7 0.9 0.8 0.9 3.3 1.8 1.5 83.3% Receipts from Public Authorities: Bond Proceeds 315.8 24.3 3.3 210.7 554.1 1,199.2 (645.1) -53.8% Issuance Fees ------0.0% Non Bond Related 0.5 0.5 0.4 0.6 2.0 1.5 0.5 33.3% Receipts from Municipalities 0.2 - - 0.1 0.3 0.5 (0.2) -40.0% Rentals 0.5 1.0 0.7 0.5 2.7 2.5 0.2 8.0% Revenues of State Departments: Administrative Recoveries ------0.0% Gifts, Grants and Donations - (0.6) 0.2 0.5 0.1 10.7 (10.6) -99.1% Indirect Cost Recoveries ------0.0% Rebates - 0.1 - - 0.1 0.2 (0.1) -50.0% Restitution and Settlements 0.1 4.9 0.3 0.1 5.4 0.5 4.9 980.0% All Other 1.1 1.9 (1.6) 3.2 4.6 5.6 (1.0) -17.9% Sales 0.1 - 0.8 0.2 1.1 0.4 0.7 175.0% Total Miscellaneous Receipts 406.9 129.3 116.6 304.4 ------957.2 1,588.9 (631.7) -39.8%

Federal Receipts ------0.0%

Total Receipts 518.9 216.7 255.1 424.3 ------1,415.0 1,980.5 (565.5) -28.6%

31 STATE OF NEW YORK EXHIBIT I CAPITAL PROJECTS FUNDS - STATE STATEMENT OF CASH FLOW FISCAL YEAR 2018-2019 (Amounts in millions)

4 Months Ended July 31 2018 2019 $ Increase/ % Increase/ APRIL MAY JUNE JULY AUGUST SEPTEMBER OCTOBER NOVEMBER DECEMBER JANUARY FEBRUARY MARCH 2018 2017 (Decrease) Decrease DISBURSEMENTS: Local Assistance Grants: Education 8.0 16.9 16.7 17.3 58.9 45.3 13.6 30.0% Environment and Recreation 7.6 29.5 7.7 7.7 52.5 43.4 9.1 21.0% General Government 24.6 98.2 54.5 110.6 287.9 131.7 156.2 118.6% Public Health: Medicaid ------0.0% Other Public Health 19.5 17.2 24.7 56.5 117.9 59.2 58.7 99.2% Public Safety 0.6 1.0 1.5 11.6 14.7 13.1 1.6 12.2% Public Welfare 112.6 63.9 - - 176.5 75.3 101.2 134.4% Support and Regulate Business 109.2 23.6 60.1 133.3 326.2 412.3 (86.1) -20.9% Transportation 2.9 2.5 323.6 25.5 354.5 66.9 287.6 429.9% Total Local Assistance Grants 285.0 252.8 488.8 362.5 ------1,389.1 847.2 541.9 64.0% Departmental Operations: Personal Service ------0.0% Non-Personal Service ------0.0% General State Charges ------0.0% Capital Projects 304.9 502.8 417.7 563.4 1,788.8 1,512.9 275.9 18.2%

Total Disbursements 589.9 755.6 906.5 925.9 ------3,177.9 2,360.1 817.8 34.7%

Excess (Deficiency) of Receipts over Disbursements (71.0) (538.9) (651.4) (501.6) ------(1,762.9) (379.6) (1,383.3) -364.4%

OTHER FINANCING SOURCES (USES): Bond Proceeds (net) ------0.0% Transfers from Other Funds 55.7 473.6 847.7 314.2 1,691.2 585.8 1,105.4 188.7% Transfers to Other Funds (25.8) (27.3) (26.2) (28.7) (108.0) (121.2) (13.2) -10.9%

Total Other Financing Sources (Uses) 29.9 446.3 821.5 285.5 ------1,583.2 464.6 1,118.6 240.8%

Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses (41.1) (92.6) 170.1 (216.1) ------(179.7) 85.0 (264.7) -311.4%

Ending Fund Balance $ (609.5) $ (702.1) $ (532.0) $ (748.1) $ - $ - $ - $ - $ - $ - $ - $ - $ (748.1) $ (405.9) $ (342.2) -84.3%

32 STATE OF NEW YORK EXHIBIT I CAPITAL PROJECTS FUNDS - FEDERAL STATEMENT OF CASH FLOW FISCAL YEAR 2018-2019 (Amounts in millions)

4 Months Ended July 31 2018 2019 $ Increase/ % Increase/ APRIL MAY JUNE JULY AUGUST SEPTEMBER OCTOBER NOVEMBER DECEMBER JANUARY FEBRUARY MARCH 2018 2017 (Decrease) Decrease Beginning Fund Balance $ (582.8) $ (631.7) $ (701.5) $ (692.2) $ (582.8) $ (569.6) $ (13.2) -2.3%

RECEIPTS: Miscellaneous Receipts: Abandoned Property: Bottle Bill ------0.0% Assessments: Business ------0.0% Fees, Licenses and Permits: Business/Professional ------0.0% Civil ------0.0% Motor Vehicle ------0.0% Recreational/Consumer ------0.0% Fines, Penalties and Forfeitures ------0.0% Interest Earnings ------0.0% Receipts from Public Authorities: Bond Proceeds ------0.0% Issuance Fees ------0.0% Non Bond Related ------0.0% Receipts from Municipalities ------0.0% Rentals 0.1 - 0.1 - 0.2 0.2 - 0.0% Revenues of State Departments: Administrative Recoveries ------0.0% Gifts, Grants and Donations ------0.0% Indirect Cost Recoveries ------0.0% Restitution and Settlements ------0.0% All Other ------0.0% Sales - - - - - 0.8 (0.8) -100.0% Total Miscellaneous Receipts 0.1 - 0.1 ------0.2 1.0 (0.8) -80.0%

Federal Receipts 58.7 54.5 141.4 313.8 568.4 670.7 (102.3) -15.3%

Total Receipts 58.8 54.5 141.5 313.8 ------568.6 671.7 (103.1) -15.3%

DISBURSEMENTS: Local Assistance Grants: Education ------0.0% Environment and Recreation ------0.0% General Government ------0.0% Public Health: Medicaid ------0.0% Other Public Health - - - 2.8 2.8 - 2.8 100.0% Public Safety - - - 17.5 17.5 - 17.5 100.0% Public Welfare ------0.0% Support and Regulate Business ------0.0% Transportation 51.4 36.7 26.9 17.4 132.4 130.0 2.4 1.8% Total Local Assistance Grants 51.4 36.7 26.9 37.7 ------152.7 130.0 22.7 17.5% Departmental Operations: Personal Service ------0.0% Non-Personal Service ------0.0% General State Charges ------0.0% Capital Projects 56.3 87.6 105.3 109.5 358.7 391.1 (32.4) -8.3%

Total Disbursements 107.7 124.3 132.2 147.2 ------511.4 521.1 (9.7) -1.9%

Excess (Deficiency) of Receipts over Disbursements (48.9) (69.8) 9.3 166.6 ------57.2 150.6 (93.4) -62.0%

OTHER FINANCING SOURCES (USES): Transfers from Other Funds ------0.0% Transfers to Other Funds - - - - - (4.7) (4.7) -100.0%

Total Other Financing Sources (Uses) ------(4.7) (4.7) -100.0%

Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses (48.9) (69.8) 9.3 166.6 ------57.2 145.9 (88.7) -60.8%

Ending Fund Balance $ (631.7) $ (701.5) $ (692.2) $ (525.6) $ - $ - $ - $ - $ - $ - $ - $ - $ (525.6) $ (423.7) $ (101.9) -24.1%

33 STATE OF NEW YORK EXHIBIT J ENTERPRISE FUNDS STATEMENT OF CASH FLOW FISCAL YEAR 2018-2019 (Amounts in millions)

4 Months Ended July 31 2018 2019 $ Increase/ % Increase/ APRIL MAY JUNE JULY AUGUST SEPTEMBER OCTOBER NOVEMBER DECEMBER JANUAR Y FEBRUARY MARCH 2018 2017 (Decrease) Decrease Beginning Fund Balance$ 24.6 $ 25.7 $ 26.4 $ 26.3 $ 24.6 $ 23.6 $ 1.0 4.2%

RECEIPTS: Miscellaneous Receipts 3.9 6.0 4.4 4.4 18.7 18.1 0.6 3.3% Federal Receipts 1.0 1.2 0.9 1.1 4.2 5.7 (1.5) -26.3% Unemployment Taxes 191.1 148.1 135.0 182.1 656.3 704.9 (48.6) -6.9%

Total Receipts 196.0 155.3 140.3 187.6 ------679.2 728.7 (49.5) -6.8%

DISBURSEMENTS: Departmental Operations: Personal Service 0.4 0.6 0.4 0.4 1.8 1.7 0.1 5.9% Non-Personal Service 2.4 4.5 4.1 3.1 14.1 14.4 (0.3) -2.1% General State Charges - 0.1 0.1 0.1 0.3 0.5 (0.2) -40.0% Unemployment Benefits 192.1 149.4 135.8 183.4 660.7 710.4 (49.7) -7.0%

Total Disbursements 194.9 154.6 140.4 187.0 ------676.9 727.0 (50.1) -6.9%

Excess (Deficiency) of Receipts over Disbursements 1.1 0.7 (0.1) 0.6 ------2.3 1.7 0.6 35.3%

OTHER FINANCING SOURCES (USES): Transfers from Other Funds ------0.0% Transfers to Other Funds ------0.0%

Total Other Financing Sources (Uses) ------0.0%

Excess (Deficiency) of Receipts and Other Financing Sources Over Disbursements and Other Financing Uses 1.1 0.7 (0.1) 0.6 ------2.3 1.7 0.6 35.3%

Ending Fund Balance$ 25.7 $ 26.4 $ 26.3 $ 26.9 $ - $ - $ - $ - $ - $ - $ - $ - $ 26.9 $ 25.3 $ 1.6 6.3%

34 STATE OF NEW YORK EXHIBIT K INTERNAL SERVICE FUNDS STATEMENT OF CASH FLOW FISCAL YEAR 2018-2019 (Amounts in millions)

4 Months Ended July 31 2018 2019 $ Increase/ % Increase/ APRIL MAY JUNE JULY AUGUST SEPTEMBER OCTOBER NOVEMBER DECEMBER JANUARY FEBRUARY MARCH 2018 2017 (Decrease) Decrease Beginning Fund Balance$ (269.2) $ (300.3) $ (253.4) $ (253.5) $ (269.2) $ (200.4) $ (68.8) -34.3%

RECEIPTS: Miscellaneous Receipts 22.6 73.5 50.2 26.7 173.0 170.6 2.4 1.4%

Total Receipts 22.6 73.5 50.2 26.7 ------173.0 170.6 2.4 1.4%

DISBURSEMENTS: Departmental Operations: Personal Service 8.1 11.4 8.5 8.0 36.0 35.9 0.1 0.3% Non-Personal Service 48.0 27.3 46.2 23.4 144.9 177.2 (32.3) -18.2% General State Charges 0.2 9.8 4.1 6.8 20.9 15.6 5.3 34.0%

Total Disbursements 56.3 48.5 58.8 38.2 ------201.8 228.7 (26.9) -11.8%

Excess (Deficiency) of Receipts over Disbursements (33.7) 25.0 (8.6) (11.5) ------(28.8) (58.1) 29.3 50.4%

OTHER FINANCING SOURCES (USES): Transfers from Other Funds 2.6 21.9 8.6 1.6 34.7 7.7 27.0 350.6% Transfers to Other Funds - - (0.1) - (0.1) - (0.1) -100.0%

Total Other Financing Sources (Uses) 2.6 21.9 8.5 1.6 ------34.6 7.7 26.9 349.4%

Excess (Deficiency) of Receipts and Other Financing Sources Over Disbursements and Other Financing Uses (31.1) 46.9 (0.1) (9.9) ------5.8 (50.4) 56.2 111.5%

Ending Fund Balance$ (300.3) $ (253.4) $ (253.5) $ (263.4) $ - $ - $ - $ - $ - $ - $ - $ - $ (263.4) $ (250.8) $ (12.6) -5.0%

35 STATE OF NEW YORK EXHIBIT L PENSION TRUST FUNDS STATEMENT OF CASH FLOW FISCAL YEAR 2018-2019 (Amounts in millions)

4 Months Ended July 31 2018 2019 $ Increase/ % Increase/ APRIL MAY JUNE JULY AUGUST SEPTEMBER OCTOBER NOVEMBER DECEMBER JANUARY FEBRUARY MARCH 2018 2017 (Decrease) Decrease Beginning Fund Balance$ (2.0) $ (2.8) $ (12.1) $ (13.1) $ (2.0) $ (1.9) $ (0.1) -5.3%

RECEIPTS: Miscellaneous Receipts 5.2 7.9 5.2 5.1 23.4 23.2 0.2 0.9% Total Receipts 5.2 7.9 5.2 5.1 ------23.4 23.2 0.2 0.9%

DISBURSEMENTS: Departmental Operations: Personal Service 5.2 7.9 5.4 5.1 23.6 21.3 2.3 10.8% Non-Personal Service 0.8 1.5 0.8 1.7 4.8 4.7 0.1 2.1% General State Charges - 7.8 - 13.3 21.1 14.9 6.2 41.6% Total Disbursements 6.0 17.2 6.2 20.1 ------49.5 40.9 8.6 21.0%

Excess (Deficiency) of Receipts over Disbursements (0.8) (9.3) (1.0) (15.0) ------(26.1) (17.7) (8.4) -47.5%

OTHER FINANCING SOURCES (USES): Transfers from Other Funds ------0.0% Transfers to Other Funds ------0.0% Total Other Financing Sources (Uses) ------0.0%

Excess (Deficiency) of Receipts and Other Financing Sources Over Disbursements and Other Financing Uses (0.8) (9.3) (1.0) (15.0) ------(26.1) (17.7) (8.4) -47.5% Ending Fund Balance$ (2.8) $ (12.1) $ (13.1) $ (28.1) $ - $ - $ - $ - $ - $ - $ - $ - $ (28.1) $ (19.6) $ (8.5) -43.4%

36 STATE OF NEW YORK EXHIBIT M PRIVATE PURPOSE TRUST FUNDS STATEMENT OF CASH FLOW FISCAL YEAR 2018-2019 (Amounts in millions)

4 Months Ended July 31 2018 2019 $ Increase/ % Increase/ APRIL MAY JUNE JULY AUGUST SEPTEMBER OCTOBER NOVEMBER DECEMBER JANUARY FEBRUARY MARCH 2018 2017 (Decrease) Decrease Beginning Fund Balance$ 11.9 $ 12.1 $ 12.2 $ 12.3 $ 11.9 $ 10.7 $ 1.2 11.2%

RECEIPTS: Miscellaneous Receipts 0.2 0.1 0.2 0.1 0.6 0.6 - 0.0% Total Receipts 0.2 0.1 0.2 0.1 ------0.6 0.6 - 0.0%

DISBURSEMENTS: Departmental Operations: Personal Service - - 0.1 - 0.1 0.1 - 0.0% Non-Personal Service ------0.0% General State Charges ------0.0% Total Disbursements - - 0.1 ------0.1 0.1 - 0.0%

Excess (Deficiency) of Receipts over Disbursements 0.2 0.1 0.1 0.1 ------0.5 0.5 - 0.0%

OTHER FINANCING SOURCES (USES): Transfers from Other Funds ------0.0% Transfers to Other Funds ------0.0% Total Other Financing Sources (Uses) ------0.0%

Excess (Deficiency) of Receipts and Other Financing Sources Over Disbursements and Other Financing Uses 0.2 0.1 0.1 0.1 ------0.5 0.5 - 0.0% Ending Fund Balance$ 12.1 $ 12.2 $ 12.3 $ 12.4 $ - $ - $ - $ - $ - $ - $ - $ - $ 12.4 $ 11.2 $ 1.2 10.7%

37 STATE OF NEW YORK SCHEDULE 1 GOVERNMENTAL FUNDS SUMMARY OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES FISCAL YEAR 2018-2019 FOR THE MONTH OF JULY 2018 (Amounts in millions) BALANCE OTHER FINANCING BALANCE JULY 1, 2018 RECEIPTS DISBURSEMENTS SOURCES (USES) JULY 31, 2018

GENERAL FUND 10000-10049-Local Assistance Account$ - $ (136.594) $ 3,447.472 $ 3,584.066 $ - 10050-10099-State Operations Account 6,268.212 2,423.597 1,055.951 (2,263.181) 5,372.677 10100-10149-Tax Stabilization Reserve - - - - - 10150-10199-Contingency Reserve - - - - - 10200-10249-Universal Pre-K Reserve - - - - - 10250-10299-Community Projects 44.445 - 0.537 - 43.908 10300-10349-Rainy Day Reserve Fund - - - - - 10400-10449-Refund Reserve Account - - - - - 10500-10549-Fringe Benefits Escrow - 169.660 169.660 - - 10550-10599-Tobacco Revenue Guarantee - - - - - TOTAL GENERAL FUND 6,312.657 2,456.663 4,673.620 1,320.885 5,416.585

SPECIAL REVENUE FUNDS-STATE 20000-20099-Mental Health Gifts and Donations 2.343 (1.557) - - 0.786 20100-20299-Combined Expendable Trust 63.980 2.237 0.505 - 65.712 20300-20349-New York Interest on Lawyer Account 42.262 3.203 5.446 - 40.019 20350-20399-NYS Archives Partnership Trust 0.310 0.001 0.024 - 0.287 20400-20449-Child Performer's Protection 0.319 0.009 0.029 - 0.299 20450-20499-Tuition Reimbursement 7.251 0.326 0.168 - 7.409 20500-20549-New York State Local Government Records Management Improvement 4.878 0.732 0.895 - 4.715 20550-20599-School Tax Relief 0.005 - (0.002) - 0.007 20600-20649-Charter Schools Stimulus 5.242 0.009 0.060 - 5.191 20650-20699-Not-For-Profit Short Term Revolving Loan - - - - - 20800-20849-HCRA Resources 273.965 513.471 501.069 (8.123) 278.244 20850-20899-Dedicated Mass Transportation Trust 86.074 57.015 65.100 - 77.989 20900-20949-State Lottery 647.756 250.712 5.271 - 893.197 20950-20999-Combined Student Loan 13.957 2.181 0.181 - 15.957 21000-21049-Sewage Treatment Program Mgmt. & Administration (3.535) - 0.137 - (3.672) 21050-21149-Encon Special Revenue (5.381) 7.018 13.564 - (11.927) 21150-21199-Conservation 66.773 2.837 2.172 - 67.438 21200-21249-Environmental Protection and Oil Spill Compensation 38.733 5.979 3.353 (2.802) 38.557 21250-21299-Training and Education Program on OSHA 8.108 12.018 3.862 - 16.264 21300-21349-Lawyers' Fund for Client Protection 7.793 0.951 1.715 - 7.029 21350-21399-Equipment Loan for the Disabled 0.537 0.002 - - 0.539 21400-21449-Mass Transportation Operating Assistance 274.858 117.828 172.762 (0.084) 219.840 21450-21499-Clean Air (26.357) 3.279 4.040 - (27.118) 21500-21549-New York State Infrastructure Trust 0.069 - - - 0.069 21550-21599-Legislative Computer Services 11.084 0.071 0.008 - 11.147 21600-21649-Biodiversity Stewardship and Research - - - - - 21650-21699-Combined Non-Expendable Trust 0.463 - - - 0.463 21700-21749-Winter Sports Education Trust - - - - - 21750-21799-Musical Instrument Revolving 0.001 - - - 0.001 21850-21899-Arts Capital Revolving 0.923 0.003 - - 0.926 21900-22499-Miscellaneous State Special Revenue 1,425.463 279.240 146.495 35.427 1,593.635 22500-22549-Court Facilities Incentive Aid 44.014 0.073 4.677 - 39.410

38 STATE OF NEW YORK SCHEDULE 1 GOVERNMENTAL FUNDS SUMMARY OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES FISCAL YEAR 2018-2019 FOR THE MONTH OF JULY 2018 (Amounts in millions) BALANCE OTHER FINANCING BALANCE JULY 1, 2018 RECEIPTS DISBURSEMENTS SOURCES (USES) JULY 31, 2018

SPECIAL REVENUE FUNDS-STATE (CONTINUED) 22550-22599-Employment Training 0.050 - - - 0.050 22650-22699-State University Income 1,737.692 290.404 404.111 226.959 1,850.944 22700-22749-Chemical Dependence Service 19.733 0.853 (0.015) - 20.601 22750-22799-Lake George Park Trust 0.671 0.001 0.077 - 0.595 22800-22849-State Police Motor Vehicle Law Enforcement and Motor Vehicle Theft and Insurance Fraud Prevention 58.092 6.555 0.157 - 64.490 22850-22899-New York Great Lakes Protection 0.448 0.001 0.023 - 0.426 22900-22949-Federal Revenue Maximization 0.023 - - - 0.023 22950-22999-Housing Development 9.873 0.016 0.211 - 9.678 23000-23049-NYS/DOT Highway Safety Program (11.026) (0.002) 0.244 - (11.272) 23050-23099-Vocational Rehabilitation 0.011 0.012 - - 0.023 23100-23149-Drinking Water Program Management and Administration (5.351) - - - (5.351) 23150-23199-NYC County Clerks' Operations Offset (34.466) - 3.373 - (37.839) 23200-23249-Judiciary Data Processing Offset 19.404 5.085 2.552 - 21.937 23250-23449-IFR/CUTRA 161.519 5.942 9.515 - 157.946 23500-23549-USOC Lake Placid Training 0.196 0.003 - - 0.199 23550-23599-Indigent Legal Services 266.573 14.438 3.871 - 277.140 23600-23649-Unemployment Insurance Interest and Penalty 39.003 0.897 0.251 - 39.649 23650-23699-MTA Financial Assistance Fund 80.604 29.493 48.850 (0.002) 61.245 23700-23749-New York State Commercial Gaming Fund 33.073 14.506 8.881 - 38.698 23750-23799-Medical Marihuana Trust Fund 4.823 0.289 0.301 - 4.811 23800-23899-Dedicated Miscellaneous State Special Revenue 4.652 0.085 0.025 - 4.712 24850-24899-Health Care Transformation - 1,000.000 - - 1,000.000 24900-24949-Charitable Gift Trust Fund - - - - - 24950-24999-Interactive Fantasy Sports 9.180 0.272 - - 9.452 40350-40399-State University Dormitory Income 213.468 14.341 - (15.057) 212.752 TOTAL SPECIAL REVENUE FUNDS-STATE 5,600.133 2,640.829 1,413.958 236.318 7,063.322

SPECIAL REVENUE FUNDS-FEDERAL 25000-25099-Federal USDA/Food and Consumer Services 4.743 233.937 230.535 - 8.145 25100-25199-Federal Health and Human Services 155.396 3,224.281 3,400.794 (71.094) (92.211) 25200-25249-Federal Education (17.569) 244.475 240.324 - (13.418) 25300-25899-Federal Miscellaneous Operating Grants (233.143) 42.933 139.657 - (329.867) 25900-25949-Unemployment Insurance Administration 145.656 31.189 19.641 - 157.204 25950-25999-Unemployment Insurance Occupational Training (0.512) 0.467 0.389 - (0.434) 26000-26049-Federal Employment and Training Grants (1.783) 8.334 15.901 - (9.350) TOTAL SPECIAL REVENUE FUNDS-FEDERAL 52.788 3,785.616 4,047.241 (71.094) (279.931)

TOTAL SPECIAL REVENUE FUNDS 5,652.921 6,426.445 5,461.199 165.224 6,783.391

DEBT SERVICE FUNDS 40000-40049-Debt Reduction Reserve - - - - - 40100-40149-Mental Health Services 178.064 45.540 0.166 (10.214) 213.224 40150-40199-General Debt Service 212.005 1,726.532 25.758 (1,395.023) 517.756 40250-40299-State Housing Debt Service - 0.854 - (0.854) - 40300-40349-Department of Health Income 30.692 16.473 - (10.408) 36.757 40400-40449-Clean Water/Clean Air 2.020 87.086 - (82.183) 6.923 40450-40499-Local Government Assistance Tax 1.810 275.046 0.275 (274.530) 2.051 TOTAL DEBT SERVICE FUNDS 424.591 2,151.531 26.199 (1,773.212) 776.711

39 STATE OF NEW YORK SCHEDULE 1 GOVERNMENTAL FUNDS SUMMARY OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES FISCAL YEAR 2018-2019 FOR THE MONTH OF JULY 2018 (Amounts in millions) BALANCE OTHER FINANCING BALANCE JULY 1, 2018 RECEIPTS DISBURSEMENTS SOURCES (USES) JULY 31, 2018

CAPITAL PROJECTS FUNDS 30000-30049-State Capital Projects - 208.881 461.563 252.682 - 30050-30099-Dedicated Highway and Bridge Trust 90.526 194.049 203.825 (24.633) 56.117 30100-30299-SUNY Residence Halls Rehabilitation and Repair 165.078 0.238 15.788 2.000 151.528 30300-30349-New York State Canal System Development 9.092 0.014 - - 9.106 30350-30399-Parks Infrastructure (53.121) - 7.115 - (60.236) 30400-30449-Passenger Facility Charge 0.015 - - - 0.015 30450-30499-Environmental Protection 155.402 13.135 12.994 - 155.543 30500-30549-Clean Water/Clean Air Implementation - - - - - 30600-30609-Energy Conservation Thru Improved Transportation Bond 0.164 - - - 0.164 30610-30619-Park and Recreation Land Acquisition Bond - - - - - 30620-30629-Pure Waters Bond 0.668 - - - 0.668 30630-30639-Transportation Capital Facilities Bond 3.328 - - - 3.328 30640-30649-Environmental Quality Protection Bond 1.420 - - - 1.420 30650-30659-Rebuild and Renew New York Transportation Bond 18.967 - - (0.007) 18.960 30660-30669-Transportation Infrastructure Renewal Bond 4.255 - - - 4.255 30670-30679-1986 Environmental Quality Bond Act 5.551 - - - 5.551 30680-30689-Accelerated Capacity and Transportation Improvement Bond 2.778 - - - 2.778 30690-30699-Clean Water/Clean Air Bond 1.428 - - - 1.428 30700-30709-State Housing Bond - - - - - 30710-30719-Smart Schools Bond - - - - - 30750-30799-Outdoor Recreation Development Bond - - - - - 30900-30949-Rail Preservation and Development Bond - - - - - 31350-31449-Federal Capital Projects (692.160) 313.796 147.205 - (525.569) 31450-31499-Forest Preserve Expansion 0.921 0.002 - - 0.923 31500-31549-Hazardous Waste Remedial (93.588) 2.593 12.751 (2.071) (105.817) 31650-31699-Suburban Transportation 0.518 0.001 - - 0.519 31700-31749-Division for Youth Facilities Improvement (44.783) - 3.699 - (48.482) 31800-31849-Housing Assistance (13.109) - - - (13.109) 31850-31899-Housing Program (321.998) - - - (321.998) 31900-31949-Natural Resource Damage 17.970 0.029 0.155 - 17.844 31950-31999-DOT Engineering Services (12.369) - (0.002) - (12.367) 32200-32249-Miscellaneous Capital Projects 61.802 3.215 2.947 3.287 65.357 32250-32299-CUNY Capital Projects (0.026) (0.001) - - (0.027) 32300-32349-Mental Hygiene Facilities Capital Improvement (633.528) 1.895 19.053 - (650.686) 32350-32399-Correction Facilities Capital Improvement (244.097) - 39.079 - (283.176) 32400-32999-State University Capital Projects 154.813 0.253 8.636 (25.837) 120.593 33000-33049-NYS Storm Recovery Fund (76.882) - 3.760 - (80.642) 33050-33099 Dedicated Infrastructure Investment Fund 266.815 - 134.511 80.000 212.304 TOTAL CAPITAL PROJECTS FUNDS (1,224.150) 738.100 1,073.079 285.421 (1,273.708)

TOTAL GOVERNMENTAL FUNDS $ 11,166.019 $ 11,772.739 $ 11,234.097 $ (1.682) $ 11,702.979

40 STATE OF NEW YORK SCHEDULE 2 PROPRIETARY FUNDS SUMMARY OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES FISCAL YEAR 2018-2019 FOR THE MONTH OF JULY 2018 (Amounts in millions)

OTHER BALANCE FINANCING BALANCE FUND TYPE JULY 1, 2018 RECEIPTS DISBURSEMENTS SOURCES (USES) JULY 31, 2018

ENTERPRISE FUNDS 50000-50049-Youth Commissary $ 0.094 $ 0.002 $ (0.001) $ - $ 0.097 50050-50099-State Exposition Special 3.181 0.816 0.547 - 3.450 50100-50299-Correctional Services Commissary 3.570 2.900 2.490 - 3.980 50300-50399-Agencies Enterprise 2.954 0.438 0.290 - 3.102 50400-50449-Sheltered Workshop 2.160 0.032 0.056 - 2.136 50450-50499-Patient Workshop 1.752 0.221 0.089 - 1.884 50500-50599-Mental Hygiene Community Stores 4.346 0.091 0.080 - 4.357 50650-50699-Unemployment Insurance Benefit 8.194 183.120 183.444 - 7.870 TOTAL ENTERPRISE FUNDS 26.251 187.620 186.995 - 26.876

INTERNAL SERVICE FUNDS

55000-55049-Centralized Services (50.278) 17.892 19.618 0.863 (51.141) 55050-55099-Agency Internal Service (132.943) 4.131 5.799 0.815 (133.796) 55100-55149-Mental Hygiene Revolving 0.118 0.127 0.160 - 0.085 55150-55199-Youth Vocational Education 0.074 0.004 - - 0.078 55200-55249-Joint Labor and Management Administration 1.482 0.002 0.174 - 1.310 55250-55299-Audit and Control Revolving (34.074) - 5.605 - (39.679) 55300-55349-Health Insurance Revolving (11.776) 0.568 1.102 (0.009) (12.319) 55350-55399-Correctional Industries Revolving (26.115) 4.004 5.809 0.013 (27.907) TOTAL INTERNAL SERVICE FUNDS (253.512) 26.728 38.267 1.682 (263.369)

TOTAL PROPRIETARY FUNDS$ (227.261) $ 214.348 $ 225.262 $ 1.682 $ (236.493)

41 STATE OF NEW YORK SCHEDULE 3 FIDUCIARY FUNDS SUMMARY OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES FISCAL YEAR 2018-2019 FOR THE MONTH OF JULY 2018 (Amounts in millions) OTHER BALANCE FINANCING BALANCE FUND TYPE JULY 1, 2018 RECEIPTS DISBURSEMENTS SOURCES (USES) JULY 31, 2018

PENSION TRUST FUNDS

65000-65049-Common Retirement Administration $ (13.079) $ 5.136 $ 20.123 $ - $ (28.066) TOTAL PENSION TRUST FUNDS (13.079) 5.136 20.123 - (28.066)

PRIVATE PURPOSE TRUST FUNDS 66000-66049-Agriculture Producers' Security 2.801 0.004 0.021 - 2.784 66050-66099-Milk Producers' Security 9.458 0.107 (0.011) - 9.576 TOTAL PRIVATE PURPOSE TRUST FUNDS 12.259 0.111 0.010 - 12.360

AGENCY FUNDS

60050-60149-School Capital Facilities Financing Reserve 22.389 0.108 - - 22.497 60150-60199-Child Performer's Holding 0.496 0.001 0.007 - 0.490 60200-60249-Employees Health Insurance 952.055 812.111 871.158 - 893.008 60250-60299-Social Security Contribution 15.644 98.626 99.136 - 15.134 60300-60399-Employee Payroll Withholding 37.860 369.508 393.591 - 13.777 60400-60449-Employees Dental Insurance 21.325 5.360 5.672 - 21.013 60450-60499-Management Confidential Group Insurance 0.479 0.780 0.779 - 0.480 60500-60549-Lottery Prize 609.566 83.643 73.804 - 619.405 60550-60599-Health Insurance Reserve Receipts 0.139 - - - 0.139 60600-60799-Miscellaneous New York State Agency 1,112.238 46.378 60.554 - 1,098.062 60800-60849-Elderly Pharmaceutical Insurance Coverage (EPIC) Escrow 23.666 8.210 4.189 - 27.687 60850-60899-CUNY Senior College Operating 103.499 232.314 177.524 - 158.289 60900-60949-Medicaid Management Information System (MMIS) Escrow 270.659 5,415.841 5,378.887 - 307.613 60950-60999-Special Education - - - - - 61000-61099-State University of New York Revenue Collection 78.722 96.537 - - 175.259 61100-61999-State University Federal Direct Lending Program (0.500) 23.510 26.483 - (3.473) 62000-62049-SSI SSP Payment Escrow - - - - - TOTAL AGENCY FUNDS 3,248.237 7,192.927 7,091.784 - 3,349.380

TOTAL FIDUCIARY FUNDS $ 3,247.417 $ 7,198.174 $ 7,111.917 $ - $ 3,333.674

42 STATE OF NEW YORK SCHEDULE 4 SOLE CUSTODY AND INVESTMENT ACCOUNTS STATEMENT OF CASH RECEIPTS AND DISBURSEMENTS FISCAL YEAR 2018-2019 FOR THE MONTH OF JULY 2018 (Amounts in millions)

BALANCE BALANCE FUND TYPE JULY 1, 2018 RECEIPTS DISBURSEMENTS JULY 31, 2018

ACCOUNTS 70000-70049-Tobacco Settlement$ 2.773 $ 0.004 $ - $ 2.777 70093-Mobility Tax Trust Account (*) 98.412 111.595 98.412 111.595 70050-70149-Sole Custody Investment (**) 2,003.176 7,241.501 7,112.421 2,132.256 70200-Comptroller's Refund Account - 175.244 175.244 - TOTAL ACCOUNTS$ 2,104.361 $ 7,528.344 $ 7,386.077 $ 2,246.628

(*) See Footnotes - Note #4 (**) Includes Public Asset Fund resources: Chapter 1 of the Laws of 2002 authorized the conversion of Empire Health Choice, d/b/a Empire Blue Cross and Blue Shield from a not-for-profit corporation to a for-profit corporation. Chapter 1 requires, in part, that upon such conversion, assets representing 95 percent of the fair market value of the not-for-profit corporation be transferred to a fund designated as the "Public Asset Fund" and 5 percent transferred to a Charitable Foundation - as set forth in Section 7317 of the Insurance Law. On December 28, 2005, WellChoice, Inc. (previously known as Empire Blue Cross, Blue Shield) approved a takeover by WellPoint, Inc. This conversion was also subject to the same Chapter 1 requirements of assigning assets representing 95 percent of the fair market value of the not-for-profit corporation be transferred to the "Public Asset Fund". As of July 31, 2018, $9,178,121.26 (representing the remaining balance of the State's 95 percent share of the fair market value of the not-for-profit corporation plus interest) is on deposit in the sole custody account titled Public Asset Fund. In accordance with Section 4301(j)(4)(F) and (O) of the Insurance Law and at the direction of the Director of the Budget, these funds are available for transfer to HCRA Resources Fund (20800-20849).

43 STATE OF NEW YORK SCHEDULE 5 DEBT SERVICE FUNDS STATEMENT OF DIRECT STATE DEBT ACTIVITY FISCAL YEAR 2018-2019

DEBT DEBT ISSUED DEBT MATURED DEBT INTEREST DISBURSED OUTSTANDING MONTH OF 4 MONTHS ENDED MONTH OF 4 MONTHS ENDED OUTSTANDING MONTH OF 4 MONTHS ENDED PURPOSE APR. 1, 2018 JULY JULY 31, 2018 JULY JULY 31, 2018 JULY 31, 2018 JULY JULY 31, 2018

GENERAL OBLIGATION BONDED DEBT:

Accelerated Capacity and Transportation Improvements $ 32,275,100.89 $ - $ - $ - $ 10,919,265.60 $ 21,355,835.29 $ - $ 393,577.96

Clean Water/Clean Air: Air Quality 3,117,448.29 - - - 155,950.14 2,961,498.15 - 9,646.57 Safe Drinking Water ------Clean Water 346,341,865.67 - - - 8,964,855.81 337,377,009.86 - 1,424,621.41 Solid Waste 27,878,354.94 - - - 1,745,370.35 26,132,984.59 - 29,323.74 Environmental Restoration 56,923,093.56 - - - 155,000.00 56,768,093.56 - 226,491.33

Energy Conservation Through Improved Transportation: Rapid Transit and Rail Freight 1,617,602.67 - - - 144,787.74 1,472,814.93 - 32,179.20

Environmental Quality (1972): Air 169,207.37 - - - 160,000.00 9,207.37 - 4,000.00 Land and Wetlands 3,324,942.21 - - - 395,830.42 2,929,111.79 - 15,645.88 Water 15,647,986.47 - - - 1,417,503.04 14,230,483.43 - 111,475.06

Environmental Quality (1986): Land Acquisition/Development/Restoration/Forests 8,471,182.46 - - - 877,240.43 7,593,942.03 - 40,675.23 Solid Waste Management 116,058,318.43 - - - 6,896,891.29 109,161,427.14 - 1,250,920.61

Housing: Low Income 10,360,000.00 - - - 800,000.00 9,560,000.00 - 159,400.00 Middle Income 8,410,000.00 - - - - 8,410,000.00 - -

Park and Recreation Land Acquisition ------

Pure Waters 20,989,840.04 - - - 1,313,010.07 19,676,829.97 - 181,573.95

Rail Preservation Development ------

Rebuild and Renew New York Transportation: Highway Facilities 690,922,411.06 - - - - 690,922,411.06 - 1,562,924.47 Canals and Waterways 15,195,330.58 - - - - 15,195,330.58 - 49,567.25 Aviation 45,220,784.83 - - - - 45,220,784.83 - - Rail and Port 95,856,947.16 - - - - 95,856,947.16 - - Mass Transit - Dept. of Transportation 5,412,943.09 - - - - 5,412,943.09 - - Mass Transit - Metropolitan Transportation Authority 759,341,045.05 - - - - 759,341,045.05 - 3,128,717.83

Rebuild New York-Transportation Infrastructure Renewal: Highways, Parkways, and Bridges 919,698.60 - - - - 919,698.60 - 1,623.86 Rapid Transit, Rail and Aviation 3,686,569.96 - - - 503,952.61 3,182,617.35 - 74,336.60

Smart Schools Bond Act 99,505,289.03 - - - - 99,505,289.03 - -

Transportation Capital Facilities: Aviation 3,739,037.10 - - - 270,342.50 3,468,694.60 - 53,534.09 Mass Transportation ------

Total General Obligation Bonded Debt$ 2,371,384,999.46 $ - $ - $ - $ 34,720,000.00 $ 2,336,664,999.46 $ - $ 8,750,235.04

44 STATE OF NEW YORK SCHEDULE 5a DEBT SERVICE FUNDS FINANCING AGREEMENTS FOR THE FOUR MONTHS ENDED JULY 31, 2018

LOCAL DEBT GENERAL DEPARTMENT GOVERNMENT MENTAL REVENUE SALES TAX REDUCTION DEBT OF HEALTH ASSISTANCE HEALTH BOND REVENUE BOND COMBINED TOTALS RESERVE SERVICE INCOME TAX SERVICES TAX TAX 4 MONTHS ENDED JULY 31 $ INCREASE/ Special Contractual Financing Obligations: (40000-40049) (40151) (40300-40349) (40450-40499) (40100-40149) (40152) (40154) 2018 2017 (DECREASE) Payments to Public Authorities: City University Construction $ - $ 88,126,278 $ - $ - $ - $ - $ - $ 88,126,278 $ 106,392,833 $ (18,266,555) Dormitory Authority: Consolidated Service Contract Refunding - 57,690,325 - - - - - 57,690,325 73,976,300 (16,285,975) DASNY Revenue Bond - - - - - 58,275 - 58,275 - 58,275 Department of Health Facilities - - 13,085,126 - - - - 13,085,126 13,470,076 (384,950) Mental Health Facilities - - - - 154,222 - - 154,222 106,254 47,968 Secured Hospital Program ------SUNY Community Colleges - 3,620,528 - - - - - 3,620,528 2,904,962 715,566 SUNY Educational Facilities ------Environmental Facilities Corporation - - - - - 1,671,869 - 1,671,869 2,303,044 (631,175) Housing Finance Agency - 377,974 - - - 437,771 - 815,745 327,306 488,439 Local Government Assistance Corporation - - - 1,801,863 - - - 1,801,863 19,681,624 (17,879,761) Metropolitan Transportation Authority: Transit and Commuter Rail Projects - 35,457,621 - - - - - 35,457,621 42,043,163 (6,585,542) Thruway Authority: Dedicated Highway and Bridge - 98,455,652 - - - - - 98,455,652 111,949,564 (13,493,912) Local Highway and Bridge ------Transportation ------Urban Development Corporation: Clarkson University - 51,975 - - - - - 51,975 - 51,975 Columbia Univer. Telecommunications Center - 2,777,000 - - - - - 2,777,000 - 2,777,000 Consolidated Service Contract Refunding - 25,923,969 - - - - - 25,923,969 - 25,923,969 Cornell Univer. Supercomputer Center - 362,000 - - - - - 362,000 - 362,000 Correctional Facilities ------Debt Reduction Reserve ------UDC Revenue Bond - - - - - 8,251,737 - 8,251,737 11,693,796 (3,442,059) University Facilities Grant 95 Refunding ------Total Disbursements for Special Contractual Financing Obligations $ - $ 312,843,322 $ 13,085,126 $ 1,801,863 $ 154,222 $ 10,419,652 $ - $ 338,304,185 $ 384,848,922 $ (46,544,737)

45 STATE OF NEW YORK SCHEDULE 6 SUMMARY OF THE OPERATING FUND INVESTMENTS FOR THE MONTH OF JULY 2018 AS REQUIRED OF THE STATE COMPTROLLER (Amounts in millions)

MONTH OF FISCAL YEAR PRIOR FISCAL JULY 2018 TO DATE YEAR TO DATE

SHORT TERM INVESTMENT POOL (*)

AVERAGE DAILY INVESTMENT BALANCE (**)$ 15,732.1 $ 15,699.8 $ 10,477.3 AVERAGE YIELD (**) 2.055% 1.952% 1.052% TOTAL INVESTMENT EARNINGS$ 27.071 $ 99.455 $ 35.303

Month-End Portfolio Balances JULY 2018 JULY 2017 DESCRIPTION PAR AMOUNT PAR AMOUNT GOVT. AGENCY BILLS/NOTES$ 1,800.0 $ - REPURCHASE AGREEMENTS 26.1 19.0 COMMERCIAL PAPER 11,753.6 8,448.2 CERTIFICATES OF DEPOSIT/SAVINGS 2,937.8 4,102.1 0% COMPENSATING BALANCE CDs 325.0 1,780.0 $ 16,842.5 $ 14,349.3

(*) Pursuant to §98 of the State Finance Law, the State Comptroller is authorized to invest and keep invested all moneys, in any fund, held by the State. The Short Term investment Pool (STIP) represents an accounting mechanism that allows for the separate accounting of individual funds (on deposit in the State's General Checking account) for the purpose of making short term investments. Pursuant to State Finance Law §4(5) the STIP is authorized to temporarily loan to the General Fund-State Operations Account (10050) funds for a period of four months or the end of the fiscal year, whichever is shorter. However, it must be noted that certain funds are invested as part of STIP, but are held by the State Comptroller in a fiduciary capacity. Fiduciary fund balances are restricted and may not be used for any State purposes since moneys in such funds are held by the State in a trustee (or fiduciary) capacity or as an agent for individuals, private organizations, or non-State governmental units (e.g. local governments and public authorities). Therefore, Fiduciary fund balances are not available to be temporarily loaned to the General Fund-State Operations Account. Fiduciary fund balances are presented in Schedules 3 and 4 of this report.

(**) Does not include 0% Compensating Balance CDs.

46

STATE OF NEW YORK APPENDIX A HCRA RESOURCES FUND STATEMENT OF RECEIPTS AND DISBURSEMENTS BY ACCOUNT FISCAL YEAR 2018-2019

2018 2019 4 Months Ended APRIL MAY JUNE JULY AUGUST SEPTEMBER OCTOBER NOVEMBER DECEMBER JANUARY FEBRUARY MARCH July 31, 2018

OPENING CASH BALANCE $ 14,572,292 $ 173,364,071 $ 212,183,278 $ 273,964,603 $ 14,572,292

RECEIPTS: Cigarette Tax 63,521,980 69,369,871 72,916,067 77,734,147 283,542,065 State Share of NYC Cigarette Tax 2,365,000 2,743,000 2,812,000 2,266,000 10,186,000 STIP Interest 293,039 473,413 649,724 847,128 2,263,304 Public Asset Transfers - - - - - Assessments 447,767,954 397,979,961 466,725,584 427,994,749 1,740,468,248 Fees 469,000 407,000 2,659,000 579,000 4,114,000 Rebates 5,097,831 2,853,191 1,309,536 4,043,093 13,303,651 Restitution and Settlements - - - - - Miscellaneous 45,460 - - 7,475 52,935 Total Receipts 519,560,264 473,826,436 547,071,911 513,471,592 ------2,053,930,203

DISBURSEMENTS: Grants 342,597,291 431,476,254 479,603,225 497,415,435 1,751,092,205 Interest - Late Payments 1,347 36 113 30 1,526 Personal Service 573,967 731,320 1,126,266 500,110 2,931,663 Non-Personal Service 1,786,723 1,631,242 3,050,142 2,396,131 8,864,238 Employee Benefits/Indirect Costs 482,663 379,315 1,083,476 756,913 2,702,367 Total Disbursements 345,441,991 434,218,167 484,863,222 501,068,619 ------1,765,591,999

OPERATING TRANSFERS: Transfers to Capital Projects Fund - - - - - Transfers to General Fund - - - - - Transfers to Revenue Bond Tax Fund - - - - - Transfers to Miscellaneous Special Revenue Fund: Administration Program Account - 110,000 - - 110,000 Empire State Stem Cell Trust Account 14,237,000 - - 7,000,000 21,237,000 Transfers to SUNY Income Fund 1,089,494 679,062 427,364 1,123,385 3,319,305 Total Operating Transfers 15,326,494 789,062 427,364 8,123,385 ------24,666,305

Total Disbursements and Transfers 360,768,485 435,007,229 485,290,586 509,192,004 ------1,790,258,304

CLOSING CASH BALANCE $ 173,364,071 $ 212,183,278 $ 273,964,603 $ 278,244,191 $ - $ -$ -$ -$ -$ - $ - $ - $ 278,244,191

47 STATE OF NEW YORK APPENDIX B HCRA RESOURCES FUND STATEMENT OF PROGRAM DISBURSEMENTS FISCAL YEAR 2018-19

Appropriation 4 Months Ended Program/Purpose Amount (*) April May June July July 31, 2018 (**) CENTER FOR COMMUNITY HEALTH PROGRAM $ 8,313,000 ADEPHI UNIVRST CANC SPRT PRG $ - $ - $ - $ - $ - BRST CANCER HOTLINE - ADELPHI - - - - - CENTER FOR COMMUNITY HLTH 149,963 501,090 152,873 524,265 1,328,191 EVIDENCE BASED CANCER SVC - - - - - FAMILY PLANNING - - - - - HYPERTENSION PREVENTION TREATMENT - - - - - INDIAN HEALTH PROGRAM - - - - - LEAD POISONING PREVENTION - - - - - MATERNITY AND EARLY CHHOOD FOUNDATION - - - - - NUTRITION SERVICES/EDUC - PREG WOMEN, CHILDREN - - - - - PRENATAL CARE ASSISTANCE PROGRAM - - - - - PUBLIC HEALTH CAMPAIGN - - - - - RAPE CRISIS - - - - - SCHOOL BASED HEALTH PROGRAM - - - - - STATE AID PHYSICALLY HANICAPPED CHILDREN REHAB - - - - - TOBACCO ENFORCEMENT - - - - - TUBERCULOSIS - - - - - CHILD HEALTH INSURANCE PROGRAM 983,260,000 CHILD HEALTH INSURANCE 19,660,803 22,235,382 33,806,174 21,412,626 97,114,985 COMMUNITY SUPPORT PROGRAM 120,000 COMMUNITY SUPPORT - 30,000 - - 30,000 ELDERLY PHARMACEUTICAL INS COVERAGE PRG 291,634,000 ELDERLY PHARMACEUTICAL INSURANCE COVERAGE 7,482,245 10,224,965 11,843,391 11,611,442 41,162,043 HEALTH CARE REFORM ACT PROGRAM 1,916,478,605 AIDS DRUG ASSISTANCE - - - - - AMBULATORY CARE TRAINING - 102,142 33,837 - 135,979 AREA HEALTH EDUCATION CENTER - 511,935 - - 511,935 COMMISSIONER EMERGENCY DISTRIBUTIONS - 108,073 - - 108,073 DIAGNOSTIC AND TREATMENT CTR UNCOMPENSATED CARE - - - - - DIVERSITY IN MEDICINE 245,830 - - - 245,830 EMPIRE CLINIC RESEARCH INVESTMENT (ECRIP) - - - - - HCRA PAYOR/PROVIDER AUDITS - - 832,500 - 832,500 HEALTH FACILITY RESTRUCTURING DASNY 19,600,000 - - - 19,600,000 HEALTH WORKFORCE RETRAINING 90,986 812,202 217,506 43,635 1,164,329 INFERTILITY SERVICES GRANTS 8,607 93,382 13,851 47,332 163,172 MEDICAL INDEMNITY FUND - - 52,000,000 - 52,000,000 PART 405.4 HOSPITAL AUDITS - - - - - PART 405.4 HOSPITAL AUDITS NYCRR - - 162,826 - 162,826 PAY FOR PERFORMANCE - - - - - PHYSICIAN EXCESS MEDICAL MALPRACTICE - - - 117,400,000 117,400,000 PHYSICIAN LOAN REPAYMENT 276,107 536,180 56,448 1,114,776 1,983,511 PHYSICIAN LOAN REPAYMENT AND PRACTICE SUPPORT - - - - - PHYSICIAN PRACTICE SUPPORT 2,669,668 1,195,319 42,166 149,580 4,056,733 PHYSICIAN WORKFORCE STUDIES - - - - - POISON CONTROL CENTERS - - - - - POOL ADMINISTRATION 258,198 - 848,244 - 1,106,442 ROSWELL PARK CANCER INSTITUTE 12,825,750 - - 12,825,750 25,651,500

48 STATE OF NEW YORK APPENDIX B HCRA RESOURCES FUND STATEMENT OF PROGRAM DISBURSEMENTS FISCAL YEAR 2018-19

Appropriation 4 Months Ended Program/Purpose Amount (*) April May June July July 31, 2018 (**) RPCI CANC RSRCH OPERATING COSTS - - - - - RURAL HEALTH CARE ACCESS - 565,004 140,260 386,472 1,091,736 RURAL HEALTH NETWORK - 1,387,663 99,538 - 1,487,201 SCHOOL BASED HEALTH CENTERS - - - - - SCHOOL BASED HEALTH CLINICS-POOL ADMN - - - - - TOBACCO USE PREVENTION/CONTROL - - - - - TRANSITION ACCT - PRIOR YEAR ALLOCATION - - - - - MEDICAL ASSISTANCE PROGRAM 28,136,329,000 BREAST AND CERVICAL CANCER - - - - - DISABLED PERSONS - - - - - FAMILY HEALTH PLUS - - - - - FINANCIAL ASSISTANCE - - - - - HOME HEALTH RATE INCREASE - - - - - INPATIENT NURSING HOME PHARMACIES - - - - - MEDICAID INDIGENT CARE 61,244,939 63,795,436 52,248,152 72,027,939 249,316,466 MEDICAL ASSISTANCE 220,195,000 331,449,000 330,849,000 262,678,000 1,145,171,000 NYC MEDICAID - - - - - PHYSICIAN SERVICES - - - - - PRIMARY CARE CASE MANAGEMENT - - - - - PSNL CRE WRKR RECR & RETEN NYC (***) - - - - - PSNL CRE WRKR RECR & RETEN ROS (****) - - - - - SUPPLEMENTAL MEDICAL INSURANCE - - - - - OFFICE OF HEALTH INSURANCE PROGRAM 1,834,000 OFFICE OF HEALTH INSURANCE - - - - - OFFICE OF HEALTH SYSTEMS MANAGEMENT 48,413,000 OFFICE HEALTH SYSTEMS MANAGEMENT 1,823,292 1,349,309 566,226 1,960,858 5,699,685 OFFICE OF LONG TERM CARE 2,477,800 ADULT HOME INITIATIVE - - - - - ENABLE AIR CONDITIONING - - - - - ENABLE QUALITY OF LIFE - - - - - QUALITY PROG ADULT CARE FACILITIES - - - - - REVENUE, PROCESSING & RECONCILIATION 8,190,000 REVENUE, PROCESSING & RECONCILIATION - - 1,387,038 - 1,387,038 TOTAL 31,397,049,405 346,531,388 434,897,082 485,300,030 502,182,675 1,768,911,175 Reclass of SUNY Hospital Disprop Share to Transfer (1,089,495) (679,061) (427,364) (1,123,385) (3,319,305) Reclass of SUNY Hospital Poison Control Centers to Transfer - - - - - Reclass of SUNY Empire Clinical Research Investigator Program to Transfer - - - - - Reconciling Adjustment (P-Card and T-Card) 98 146 (9,444) 9,329 129 TOTAL APPROPRIATED AMOUNT$ 31,397,049,405 $ 345,441,991 $ 434,218,167 $ 484,863,222 $ 501,068,619 $ 1,765,591,999

(*) Includes amounts appropriated in SFY 2018-19, as well as prior year appropriations that were reappropriated. (**) Disbursements from the HCRA Resources Fund includes direct grant payments to program beneficiaries, services and expenses for administration of grant programs, and transfers to the Public Goods Pool to finance payments made by the State’s fiscal agent. (***) Full title is: NYC Personal Care Workforce Recruitment and Retention Rates Grants. (****) Full title is: Personal Care Workforce Recruitment and Retention Rates Grants.

49 APPENDIX C STATE OF NEW YORK STATEMENT OF CASH FLOW - PUBLIC GOODS POOL FISCAL YEAR 2018-19

1st Quarter 2018 APRIL - JUNE JULY 2018-19

OPENING CASH BALANCE$ 388,501,821.91 $ 199,663,741.18 $ 388,501,821.91

RECEIPTS: Patient Services 760,924,062.46 389,622,496.36 1,150,546,558.82 Covered Lives 223,281,927.40 115,723,035.84 339,004,963.24 Provider Assessments 28,949,536.79 15,865,315.46 44,814,852.25 1% Assessments 95,435,692.00 36,905,151.00 132,340,843.00 DASNY- MOE/Recast receivables - - - Interest Income 118,537.48 60,209.75 178,747.23 Unassigned 2,798,776.73 (2,794,484.88) 4,291.85 Total Receipts 1,111,508,532.86 555,381,723.53 1,666,890,256.39

PROGRAM DISBURSEMENTS: Poison Control Centers - - - School Based Health Center Grants - - - ECRIP Distributions - - - Total Program Disbursements - - -

Excess (Deficiency) of Receipts over Disbursements 1,111,508,532.86 555,381,723.53 1,666,890,256.39

OTHER FINANCING SOURCES (USES): Transfers From Other Pools: Medicaid Disproportionate Share - - - Health Facility Assessment Fund - Hospital Quality Contribution 12,122,154.68 3,904,332.00 16,026,486.68 Transfers From State Funds: HCRA Resources Fund - - - Total Other Financing Sources 12,122,154.68 3,904,332.00 16,026,486.68

Transfers To Other Pools: Medicaid Disproportionate Share - - - Health Facility Assessment Fund - - - Transfers To State Funds: HCRA Resources Fund (1,122,837,438.09) (364,559,367.10) (1,487,396,805.19) Indigent Care Fund - Matched (183,242,126.90) (63,429,946.72) (246,672,073.62) Indigent Care Fund - Unmatched (6,389,203.28) - (6,389,203.28) Total Other Financing Uses (1,312,468,768.27) (427,989,313.82) (1,740,458,082.09)

Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses (188,838,080.73) 131,296,741.71 (57,541,339.02)

CLOSING CASH BALANCE$ 199,663,741.18 $ 330,960,482.89 $ 330,960,482.89

Source: HCRA - Office of Pool Administration

50 APPENDIX D

STATE OF NEW YORK STATEMENT OF CASH FLOW - MEDICAID DISPROPORTIONATE SHARE FISCAL YEAR 2018-19

1st Quarter 2018 APRIL - JUNE JULY 2018-19

OPENING CASH BALANCE$ 1,881.16 $ 5,434.72 $ 1,881.16

RECEIPTS: Interest Income 8,284.56 775.36 9,059.92 Total Receipts 8,284.56 775.36 9,059.92

PROGRAM DISBURSEMENTS: Indigent Care (190,699,555.68) (63,429,946.72) (254,129,502.40) High Need Indigent Care - - - Other 3,105,175.24 3,117,415.39 6,222,590.63 Total Program Disbursements (187,594,380.44) (60,312,531.33) (247,906,911.77)

Excess (Deficiency) of Receipts over Disbursements (187,586,095.88) (60,311,755.97) (247,897,851.85)

OTHER FINANCING SOURCES (USES): Transfers From Other Pools: Public Goods Pool - - - Health Facility Assessment Fund - - - Transfers From State Funds: HCRA Resources Indigent Care - Matched 91,621,063.45 31,714,973.36 123,336,036.81 HCRA Resources Indigent Care - Unmatched 7,457,428.78 - 7,457,428.78 HCRA Resources Indigent Care - ATB - - - Federal DHHS Fund 91,621,063.45 31,714,973.36 123,336,036.81 Other - - - Total Other Financing Sources 190,699,555.68 63,429,946.72 254,129,502.40

Transfers To Other Pools: Public Goods Pool - - - Health Facility Assessment Fund - - - Transfers To State Funds: HCRA Resources Fund Indigent Care Acct (3,109,906.24) (3,122,850.11) (6,232,756.35) Total Other Financing Uses (3,109,906.24) (3,122,850.11) (6,232,756.35)

Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses 3,553.56 (4,659.36) (1,105.80)

CLOSING CASH BALANCE$ 5,434.72 $ 775.36 $ 775.36

Source: HCRA - Office of Pool Administration

51 STATE OF NEW YORK APPENDIX E SUMMARY OF OFF-BUDGET SPENDING REPORT FISCAL YEAR 2018-2019 (Amounts in thousands)

2018 2018 2018 2018 2018 2018 2018 2018 2018 2019 2019 2019 2018-2019 APRIL MAY JUNE JULY AUGUST SEPTEMBER OCTOBER NOVEMBER DECEMBER JANUARY FEBRUARY MARCH TOTAL

DORMITORY AUTHORITY: Education - All Other$ - $ 1 $ - $ - $ 1 Education - EXCEL 1,178 443 3,263 899 5,783 Department of Health - All Other - - - - - Community Enhancement Facilities Assistance Program (CEFAP) - - - - - Regional Development: Community Capital Assistance Program (CCAP)/RESTORE 860 725 343 410 2,338 Multi-modal - - - - - GenNYsis - - - - - CUNY Senior Colleges 19,515 21,647 7,451 20,771 69,384 CUNY Community Colleges 5,072 1,787 622 4,677 12,158 SUNY Dormitories - - - - - Upstate Community Colleges 6,444 2,235 2,014 3,558 14,251 Mental Health 9,662 8,727 - 17,898 36,287 Developmental Disabilities 547 1,047 281 1,345 3,220 Alcoholism and Substance Abuse 266 826 - 1,115 2,207 Brooklyn Court Officer Training Academy 424 595 217 1,286 2,522 TOTAL DORMITORY AUTHORITY 43,968 38,033 14,191 51,959 ------148,151

EMPIRE STATE DEVELOPMENT CORP: Regional Development: Centers of Excellence - - - - - Community Capital Assistance Program (CCAP) - - - - - Empire Opportunity - - - - - Community Enhancement Facilities Assistance Program (CEFAP) - - - - - State Facilities and Equipment - - - - - TOTAL EMPIRE STATE DEVELOPMENT CORP ------

TOTAL OFF-BUDGET$ 43,968 $ 38,033 $ 14,191 $ 51,959 $ - $ - $ - $ - $ - $ - $ - $ - $ 148,151

The Division of the Budget (DOB) is responsible for organizing and presenting the above schedule of ‘Off Budget Spending’. Such reported disbursements are drawn from unaudited financial data provided by public authorities. Although the Office of the State Comptroller (OSC) has no reason to believe this information to be unreliable, it is important to note that these program disbursements are financed with public authority bond proceeds deposited directly into public authority accounts and all disbursements are made without any oversight by the OSC. Therefore, and pursuant to the provisions of Chapter 60, §16, of the Laws of 2006; this schedule is provided for information only.

52 APPENDIX F

STATE OF NEW YORK SCHEDULE OF MONTH-END TEMPORARY LOANS OUTSTANDING(*)

SFS Fund ACCOUNT TITLE April 30, 2018 May 31, 2018 June 30, 2018 Change July 31, 2018 GENERAL FUND 10050 STATE OPERATIONS AND LOCAL ASSISTANCE$ - $ - $ - $ - $ - (***) TOTAL GENERAL FUND - - - - -

CAPITAL PROJECT AND BOND REIMBURSABLE FUNDS 30051 HIGHWAY AND BRIDGE CAPITAL 39,847,017.23 69,612,154.82 - - - 30053 AVIATION PURPOSE ACCOUNT 2,014,969.75 1,530,839.26 1,783,339.82 (1,783,339.82) - 30101 REHAB/REPAIR MARITIME - - - - - 30102 D21RVE- MARITIME - - - - - 30103 D36RVE- CENTRAL ADMIN - - - - - 30104 RESIDENCE HALL CAMPUS LET BOND PROCEEDS - - - - - 30105 REHAB/REPAIR ALBANY - - - - - 30106 D01RVE- ALBANY - - - - - 30107 REHAB/REPAIR BINGHAMTON - - - - - 30108 D07RVE- BINGHAMTON - - - - - 30109 REHAB/REPAIR BUFFALO UNIVERSITY - - - - - 30110 D28RVE- SUNY BUFFALO - - - - - 30111 REHAB/REPAIR STONYBROOK - - - - - 30112 D13RVE- STONYBROOK - - - - - 30113 REHAB/REPAIR BROOKLYN - - - - - 30114 D14RVE - HSC BROOKLYN - - - - - 30115 REHAB/REPAIR SYRACUSE - - - - - 30116 D15RVE- HSC SYRACUSE - - - - - 30117 REHAB/REPAIR BROCKPORT - - - - - 30118 D02RVE- BROCKPORT - - - - - 30119 REHAB/REPAIR BUFFALO COLLEGE - - - - - 30120 D03RVE -SUB BUFFALO - - - - - 30121 REHAB/REPAIR CORTLAND - - - - - 30122 D04RVE- CORTLAND - - - - - 30123 REHAB/REPAIR FREDONIA - - - - - 30124 D05RVE- FREDONIA - - - - - 30125 REHAB/REPAIR GENESEO - - - - - 30126 D06RVE- GENESEO - - - - - 30127 REHAB/REPAIR OLD WESTBURY - - - - - 30128 D31RVE- OLD WESTBURY - - - - - 30129 REHAB/REPAIR NEW PALTZ - - - - - 30130 D08RVE- NEW PALTZ - - - - - 30131 REHAB/REPAIR ONEONTA - - - - - 30132 D09RVE- ONEONTA - - - - - 30133 REHAB/REPAIR OSWEGO - - - - - 30134 D10RVE- OSWEGO - - - - - 30135 REHAB/REPAIR PLATTSBURGH - - - - - 30136 D11RVE- PLATTSBURGH - - - - - 30137 REHAB/REPAIR POTSDAM - - - - - 30138 D12RVE- POTSDAM - - - - - 30139 REHAB/REPAIR PURCHASE - - - - - 30140 D29RVE- PURCHASE - - - - - 30141 REHAB/REPAIR FOR UTICA/ROME - - - - - 30142 D27RVE- CAMPUS RESERVE - - - - - 30143 REHAB/REPAIR ALFRED - - - - - 30144 D22RVE- ALFRED - - - - - 30145 REHAB/REPAIR CANTON - - - - - 30146 D23RVE- CANTON - - - - - 30147 REHAB/REPAIR COBLESKILL - - - - - 30148 D24RVE- COBLESKILL - - - - - 30149 REHAB/REPAIR DELHI - - - - - 30150 D25RVE- DELHI - - - - - 30151 REHAB/REPAIR FARMINGDALE - - - - - 30152 D26RVE- FARMINGDALE - - - - - 30153 REHAB/REPAIR MORRISVILLE - - - - - 30154 D27RVE- MORRISVILLE - - - - - 30351 STATE PARK INFRASTRUCTURE 14,241,924.74 31,732,471.38 53,121,127.20 7,115,073.01 60,236,200.21 30501 CW/CA IMPLEMENTATION DEC - - - - - 30502 CW/CA IMPLEMENTATION STATE - - - - - 30503 CW/CA IMPLEMENTATION ERDA - - - - - 30504 CW/CA IMPLEMENTATION EFC - - - - - 31506 HAZARDOUS WASTE CLEAN UP 108,020,602.89 116,962,795.54 122,534,257.92 11,830,138.86 134,364,396.78 31701 YOUTH FACILITIES IMPROVEMENT 28,687,579.81 37,744,825.49 44,782,974.57 3,698,881.31 48,481,855.88 31801 HOUSING ASSISTANCE 13,108,506.19 13,108,506.19 13,108,506.19 - 13,108,506.19 31851 HOUSING PROG FD-HSG TR FD CORP 116,419,048.04 145,865,586.15 145,865,586.15 - 145,865,586.15 31852 HOUSING PROG FD AFFORD HSG CORP 52,004,501.01 57,911,177.48 57,911,177.48 - 57,911,177.48 31853 HOUSING PROG FD-DEPT OF SOCIAL SERVICES 118,513,306.94 118,513,306.94 118,513,306.94 - 118,513,306.94 31854 HOUSING PROG FD-HFA - - - - - 31951 HIGHWAY FAC PURPOSE 12,441,192.17 12,368,617.78 12,368,617.78 (1,633.00) 12,366,984.78

53 APPENDIX F

STATE OF NEW YORK SCHEDULE OF MONTH-END TEMPORARY LOANS OUTSTANDING(*)

SFS Fund ACCOUNT TITLE April 30, 2018 May 31, 2018 June 30, 2018 Change July 31, 2018 32213 NY RACING ACCOUNT 153,750.00 153,750.00 153,750.00 - 153,750.00 32214 CAPITAL PROJECT MISC GIFTS - - - - - 32215 IT CAPITAL FINANCING ACCT 4,991,125.34 5,111,779.98 5,182,209.00 627,206.20 5,809,415.20 32219 NY ENVIRONMENTAL PROTECTION & SPILL REMEDIATION - - - - - 32301 OPWDD-STATE FACILITIES PRE 12/99 - - - - - 32302 DSAS-COMMUINTY FACILITIES - - - - - 32303 OMH-COMMUNITY FACILITIES 170,626,551.00 163,902,009.38 164,776,910.08 616,495.72 165,393,405.80 32304 OPWDD-COMMUNITY FACILITIES - - - - - 32305 OASAS-COMMUNITY FACILITIES 274,277,763.00 260,695,788.34 269,286,334.34 3,930,745.68 273,217,080.02 32306 DASNY - OMH ADMIN 19,122,565.71 19,122,565.71 19,122,565.71 - 19,122,565.71 32307 DASNY - OPWDD ADMIN 8,260,978.11 8,260,978.11 8,260,978.11 3,553,732.90 11,814,711.01 32308 DASNY - OASAS ADMIN 2,255,583.90 2,255,583.90 2,255,583.90 - 2,255,583.90 32309 OMH -STATE FACILITIES 158,432,965.86 171,884,971.27 188,135,967.83 9,075,138.30 197,211,106.13 32310 OPWDD -STATE FACILITIES - - - - - 32311 OASAS -STATE FACILITIES 49,496.38 49,496.38 49,496.38 - 49,496.38 32351 CORR. FACILITIES CAPITAL IMPROVEMENT - - - - - 32352 DOCS-REHABILITATION PROJECTS 194,856,246.41 221,878,565.34 244,096,803.40 39,078,972.94 283,175,776.34 33001 STORM RECOVERY ACCOUNT 75,933,319.48 76,689,280.51 76,882,348.57 3,759,302.01 80,641,650.58 TOTAL CAPITAL AND BOND REIMBURSABLE FUNDS 1,414,258,993.96 1,535,355,049.95 1,548,191,841.37 81,500,714.11 1,629,692,555.48

STATE SPECIAL REVENUE FUNDS 20452 VOCATIONAL SCHOOL SUPERVISION - - - - - 20501 LOCAL GOVERNMENT RECORDS MGMT - - - - - 20810 CHILD HEALTH INSURANCE 19,705,624.94 41,941,006.68 75,747,161.50 (75,747,161.50) - 20818 EPIC PREMIUM ACCOUNT 1,612,473.29 8,897,246.91 18,315,101.88 (18,315,101.88) - 20901 LOTTERY-EDUCATION - - - - - 20904 VLT EDUCATION - - - - - 21001 ENVIR FAC CORP ADM ACCT - - - - - 21002 ENCON ADMIN ACCT 3,385,240.69 3,497,827.69 3,535,396.45 136,284.65 3,671,681.10 21061 HAZARDOUS BULK STORAGE - - - - - 21064 UTILITY ENVIRONMENTAL REGULATORY ACCOUNT - - - - - 21065 FEDERAL GRANTS INDIRECT COST RECOVERY ACCOUNT 68,690.71 1,072,610.74 1,708,554.45 631,557.19 2,340,111.64 21066 ENCON-LOW LEVEL RADIOACTIVE WASTE SITING 3,948,459.39 3,683,688.32 3,812,986.17 278,862.09 4,091,848.26 21067 ENCON-RECREATION 1,522,152.55 1,371,184.08 884,572.38 (681,004.88) 203,567.50 21077 PUBLIC SAFETY RECOVERY ACCOUNT - - - - - 21081 ENVIRONMENTAL REGULATORY 37,645,747.60 40,751,061.75 43,348,231.77 3,687,586.11 47,035,817.88 21082 NATURAL RESOURCES ACCOUNT 15,711,889.31 14,879,771.67 14,333,973.59 (369,863.60) 13,964,109.99 21084 MINED LAND RECLAMATION ACCT - - - - - 21087 GREAT LAKES RESTORATION INITIATIVE - - - - - 21201 AUDIT AND CONTROL OIL SPILL 47,511.16 203,220.03 240,543.76 48,721.31 289,265.07 21202 HEALTH DEPT OIL SPILL 42,672.44 65,398.74 80,590.66 20,299.68 100,890.34 21203 DEPT OF ENVIRONMENTAL CONSERVATION OIL SPILL 1,065,912.08 3,966,698.60 4,884,484.19 3,291,447.27 8,175,931.46 21204 OIL SPILL COMPENSATION - - - - - 21205 LICENSE FEE SURCHARGES - - - - - 21401 PUBLIC TRANSPORTATION SYSTEMS - - - - - 21402 METROPOLITAN MASS TRANSPORTATION - - - - - 21451 OPERATING PERMIT PROGRAM 23,706,471.47 24,409,583.28 24,859,225.68 1,320,142.76 26,179,368.44 21452 MOBILE SOURCE 1,192,274.68 1,415,097.91 1,497,632.35 (559,035.73) 938,596.62 21902 HEALTH-SPARC'S - - - - - 21905 THRUWAY AUTHORITY ACCT - - - - - 21907 MENTAL HYGIENE PROGRAM - - - - - 21909 MENTAL HYGIENE PATIENT INCOME ACCOUNT - - - - - 21911 FINANCIAL CONTROL BOARD 138,450.41 597,548.73 714,852.12 (202,849.81) 512,002.31 21912 RACING REGULATION ACCOUNT 3,633,442.07 3,176,186.50 3,571,267.89 (519,208.52) 3,052,059.37 21913 NY METROPOLITAN TRANSPORTATION COUNCIL 18,292,577.21 18,292,577.21 18,292,577.21 - 18,292,577.21 21937 SU DORM INCOME REIMBURSE 172,697.39 109,216.15 259,004.29 (102,406.79) 156,597.50 21945 CRIMINAL JUSTICE IMPROVEMENT - - - - - 21959 ENV LAB REF FEE - - - - - 21962 CLINICAL LAB FEE 8,940,889.10 11,237,465.64 11,505,322.96 (258,814.78) 11,246,508.18 21978 INDIRECT COST RECOVERY - - - - - 21979 HIGH SCHOOL EQUIVALENCY PROGRAM - - - - - 21989 MULTI - AGENCY TRAINING ACCOUNT - - - - - 22003 BELL JAR COLLECTION ACCOUNT - - - - - 22004 INDUSTRY AND UTILITY SERVICE - - - - - 22006 REAL PROPERTY DISPOSITION - - - - - 22007 PARKING ACCOUNT - - - - - 22008 COURTS SPECIAL GRANTS - - - - - 22009 ASBESTOS SAFETY TRAINING 215,934.43 207,797.73 168,096.58 (24,714.40) 143,382.18 22032 BATAVIA SCHOOL FOR THE BLIND 10,162,794.50 11,673,952.36 7,343,452.72 (274,956.66) 7,068,496.06 22034 INVESTMENT SERVICES - - - - - 22036 SURPLUS PROPERTY ACCOUNT - - - - - 22039 FINANCIAL OVERSIGHT 170,439.62 732,401.65 893,147.43 (650,550.62) 242,596.81 22046 REGULATION INDIAN GAMING 72,816,373.69 73,761,914.40 74,512,398.00 1,285,060.06 75,797,458.06 22053 ROME SCHOOL FOR THE DEAF 3,170,784.85 4,379,164.30 689,463.63 (689,463.63) -

54 APPENDIX F

STATE OF NEW YORK SCHEDULE OF MONTH-END TEMPORARY LOANS OUTSTANDING(*)

SFS Fund ACCOUNT TITLE April 30, 2018 May 31, 2018 June 30, 2018 Change July 31, 2018 22054 DSP-SEIZED ASSETS 5,565,610.55 5,411,518.17 5,308,103.58 (83,848.93) 5,224,254.65 22055 ADMINISTRATIVE ADJUDICATION 10,076,238.03 6,294,464.18 11,965,260.93 (4,333,083.06) 7,632,177.87 22056 FEDERAL SALARY SHARING 534,976.76 827,080.50 1,018,023.31 748,932.00 1,766,955.31 22062 NYC ASSESSMENT ACCT - - - - - 22063 CULTURAL EDUCATION ACCOUNT 1,577,594.87 2,872,203.06 2,271,584.29 (567,027.28) 1,704,557.01 22078 LOCAL SERVICE ACCOUNT - - - - - 22085 DHCR MORTGAGE SERVICES 10,289,148.27 10,894,026.61 11,372,000.59 239,528.47 11,611,529.06 22087 DMV-COMPULSORY INS PRGM 646,762.72 646,762.72 646,762.72 (646,762.72) - (****) 22090 HOUSING INDIRECT COST RECOVERY - 144,055.16 239,449.60 268,879.57 508,329.17 22100 DHCR-HOUSING CREDIT AGENCY APPLY FEE 3,346,025.70 3,628,315.23 3,662,699.93 133,925.53 3,796,625.46 22130 LOW INCOME HOUSING CREDIT MONITORING - - - - - 22135 EFC-CORPORATION ADMINISTRATION - - - - - 22144 MONTROSE VETERAN'S HOME - 80,973.54 - - - 22151 DEFERRED COMPENSATION ADMIN 198,338.80 244,347.03 119,341.15 115,272.31 234,613.46 22156 RENT REVENUE OTHER - NYC - - - - - 22158 RENT REVENUE 150,568.80 162,809.36 129,591.28 (89,099.59) 40,491.69 22168 TAX REVENUE ARREARAGE ACCOUNT - - - - - 22654 S.U. NON-RESIDENT REV. OFFSET 19,788,792.92 19,818,132.14 19,848,878.84 32,024.65 19,880,903.49 22751 LAKE GEORGE PARK TRUST FUND 213,267.15 - - - - 22802 STATE POLICE MV ENFORCE - - - - - 23001 DOT - HIGHWAY SAFETY PRGM 10,730,412.34 11,023,651.76 11,025,826.95 246,019.78 11,271,846.73 23102 DOH DRINKING WATER PROGRAM 5,350,949.70 5,350,949.70 5,350,949.70 - 5,350,949.70 23151 NYCCC OPERATING OFFSET 28,632,837.75 32,100,897.08 34,465,585.25 3,373,847.78 37,839,433.03 23701 COMMERCIAL GAMING REVENUE - - - - - 23702 COMMERCIAL GAMING REGULATION 8,710,100.30 9,490,849.50 9,707,939.89 781,181.48 10,489,121.37 23800 INTERSTATE RECIPROCITY FOR POST SEC DIST ED - - - - - 23801 HIGHWAY USE TAX ADMIN - - - - - 23806 NYS SECURE CHOICE ADMIN - - - - - 24951 FANTASY SPORTS ADMINISTRATION - - - - - TOTAL STATE SPECIAL REVENUE FUNDS 333,181,128.24 379,313,656.81 428,330,035.67 (87,475,381.69) 340,854,653.98

FEDERAL FUNDS 25000-25099 FEDERAL USDA/FOOD AND NUTRITION SERVICES FUND 3,443,679.90 7,249,966.63 15,940,186.11 (7,626,623.30) 8,313,562.81 25100-25199 FEDERAL HEALTH AND HUMAN SERVICES FUND 176,500,375.66 335,279,114.81 299,638,783.87 370,541,162.83 670,179,946.70 25200-25249 FEDERAL EDUCATION GRANTS FUND 19,296,582.18 52,366,545.85 20,064,309.97 (4,173,642.86) 15,890,667.11 25250-25299 FEDERAL DHHS BLOCK GRANTS - - - - - 25300-25899 FEDERAL OPERATING GRANTS FUND 394,140,596.64 450,408,608.98 380,147,576.46 91,302,045.24 471,449,621.70 31351 MILITARY AND NAVAL AFFAIRS 8,855,620.35 8,619,592.09 8,677,389.90 (93,861.06) 8,583,528.84 31354 DEPARTMENT OF TRANSPORTATION 551,488,079.05 624,833,497.70 604,111,504.33 (173,502,595.52) 430,608,908.81 31350-31449 FEDERAL CAPITAL PROJECTS FUND (ALL OTHER) 103,731,063.57 100,439,767.19 111,637,937.64 7,005,944.60 118,643,882.24 25900-25949 UNEMPLOYMENT INSURANCE ADMINISTRATION 27,001,130.61 13,816,094.50 20,677,824.29 (10,899,533.23) 9,778,291.06 25950 FEDERAL UNEMPLOYMENT INS OCCUPATIONAL TRAINING 417,807.62 405,417.12 502,925.87 (79,403.00) 423,522.87 26001-26049 DOL EMPLOYMENT AND TRAINING GRANTS 2,813,093.32 1,234,469.53 1,782,812.68 7,567,115.03 9,349,927.71 TOTAL FEDERAL FUNDS 1,287,688,028.90 1,594,653,074.40 1,463,181,251.12 280,040,608.73 1,743,221,859.85 (**)

AGENCY FUNDS 60201 EMPLOYEES HEALTH INSURANCE ACCT - - - - - 60901 MMIS - STATE AND FEDERAL - - - - - TOTAL AGENCY FUNDS - - - - -

ENTERPRISE FUND 50318 OGS CONVENTION CENTER ACCOUNT - 81,083.02 161,900.91 (161,900.91) - 50327 EMPIRE PLAZA GIFT SHOP 103,424.58 131,720.51 123,086.68 14,834.34 137,921.02 TOTAL ENTERPRISE FUND 103,424.58 212,803.53 284,987.59 (147,066.57) 137,921.02

INTERNAL SERVICE FUNDS 55001 CENTRALIZED SERVICES-FLEET MGMT - - - - - 55002 CENTRALIZED SERVICES-DATA PROCESSING - - - - - 55003 CENTRALIZED SERVICES-PRINTING 2,462,787.85 2,576,685.29 1,354,436.58 (85,311.20) 1,269,125.38 55004 CENTRALIZED SERVICES-REAL PROPERTY-LABOR - - - - - 55005 CENTRALIZED SERVICES-DONATED FOODS - - 149,463.35 (149,463.35) - 55006 CENTRALIZED SERVICES-PERSONAL PROPERTY - - - - - 55007 CENTRALIZED SERVICES-CONSTRUCTION SERVICES 1,473,709.82 1,538,003.31 1,445,344.19 186,035.74 1,631,379.93 55008 CENTRALIZED SERVICES-PASNY 19,363,312.85 11,723,443.68 11,001,795.22 2,514,034.92 13,515,830.14 55009 CENTRALIZED SERVICES-ADMIN SUPPORT - - - - - 55010 CENTRALIZED SERVICES-DESIGN AND CONSTR 3,625,331.31 7,930,383.41 7,032,845.59 2,149,567.28 9,182,412.87 55011 CENTRALIZED SERVICES-INSURANCE 1,930,810.99 2,297,985.31 1,016,834.54 290,261.36 1,307,095.90 55012 CENTRALIZED SERVICES-SECURITY CARD ACCESS 140,391.43 135,581.43 105,135.66 (5,243.00) 99,892.66 55013 CENTRALIZED SERVICES-COP'S - - - - - 55014 CENTRALIZED SERVICES-FOOD SERVICES - - - - - 55015 CENTRALIZED SERVICES-HOMER FOLKS - - - - - 55016 CENTRALIZED SERVICES-IMMICS 27,520.91 165,361.09 1,267,812.28 (28,050.31) 1,239,761.97 55017 DOWNSTATE WAREHOUSE 506,119.70 393,084.85 473,868.85 (183,903.45) 289,965.40

55 APPENDIX F

STATE OF NEW YORK SCHEDULE OF MONTH-END TEMPORARY LOANS OUTSTANDING(*)

SFS Fund ACCOUNT TITLE April 30, 2018 May 31, 2018 June 30, 2018 Change July 31, 2018 55018 BUILDING ADMINISTRATION 6,492,839.43 5,859,649.43 5,547,139.45 (392,351.00) 5,154,788.45 55019 LEASE SPACE INITIATIVE - - - - - 55020 OGS ENTERPRISE CONTRACTING ACCT 68,729,538.15 31,332,536.98 31,541,177.22 (3,363,745.63) 28,177,431.59 55021 NYS MEDIA CENTER 3,709,867.46 4,365,061.94 4,250,635.70 294,443.56 4,545,079.26 55022 BUSINESS SERVICES CENTER 5,095,571.83 54,320.15 371,213.39 616,800.16 988,013.55 55052 ARCHIVES RECORD MGMT I.S. - - - - - 55053 FEDERAL SINGLE AUDIT - - - - - 55056 CIVIL SERVICE EHS OCCUP HEALTH PROG - - - - - 55057 BANKING SERVICES ACCOUNT 6,566.75 114,429.61 3,437.21 10,634.83 14,072.04 55058 CULTURAL RESOURCE SURVEY 4,097,086.56 1,950,006.06 2,226,932.64 (313,524.50) 1,913,408.14 55059 NEIGHBOR WORK PROJECT 12,374,165.29 12,410,835.93 12,269,087.96 (1,951,465.07) 10,317,622.89 55060 AUTOMATIC/PRINT CHARGBACKS - - 496,725.66 949,042.77 1,445,768.43 55061 OFT NYT ACCT 2,076,781.89 2,076,790.89 2,076,790.89 (2,999.38) 2,073,791.51 55062 DATA CENTER ACCOUNT 55,237,438.77 55,237,438.77 45,448,438.77 - 45,448,438.77 55066 CYBER SECURITY INTRUSION ACCT 1,261,584.27 1,261,584.27 1,261,584.27 - 1,261,584.27 55067 DOMESTIC VIOLENCE GRANT 97,292.81 116,008.70 98,376.70 (72,540.31) 25,836.39 55069 CENTRALIZED TECHNOLOGY SERVICES 75,292,963.58 63,140,847.47 62,929,892.99 1,113,138.44 64,043,031.43 55071 LABOR CONTACT CENTER ACCT 150,476.85 323,195.10 410,577.11 (294,647.98) 115,929.13 55072 HUMAN SERVICES CONTACT CNTR ACCT - 624,157.28 852,982.57 747,717.23 1,600,699.80 55073 TAX CONTACT CENTER ACCT - - - - - 55074 CIVIL RECOVERIES ACCT 5,121,794.96 11,693,990.87 13,902,947.80 64,963.49 13,967,911.29 55251 EXECUTIVE DIRECTION INTERNAL AUDIT 6,672,651.30 7,326,887.26 7,610,726.65 824,747.25 8,435,473.90 55252 CIO INFORMATION TECHNOLOGY CENTRALIZED SERVICES 23,052,253.62 24,971,918.91 26,462,670.58 4,780,391.06 31,243,061.64 55300 HEALTH INSURANCE INTERNAL SERVICE 4,712,632.45 6,026,926.77 7,600,928.36 942,959.46 8,543,887.82 55301 CIVIL SERVICE EMPLOYEE BENEFITS DIV ADM 4,743,866.44 4,489,929.17 4,175,341.40 (400,383.62) 3,774,957.78 55350 CORR INDUSTRIES INTERNAL SERVICE 23,677,549.17 23,542,454.30 26,114,399.36 1,792,337.06 27,906,736.42 TOTAL INTERNAL SERVICE FUNDS 332,132,906.44 283,679,498.23 279,499,542.94 10,033,445.81 289,532,988.75

GRAND TOTAL - TEMPORARY LOANS OUTSTANDING$ 3,367,364,482.12 $ 3,793,214,082.92 $ 3,719,487,658.69 $ 283,952,320.39 $ 4,003,439,979.08

(*) Temporary Loans are authorized pursuant to Subdivision 5 of Section 4 of the State Finance Law and Chapter 59, Part BBB, Section 1, of the Laws of 2018-19. The loans represent authorizations made by the Legislature to allow certain funds/accounts to make appropriated payments regardless of the fund (cash) balance. Such loans are made from the State's Short-Term Investment Pool (STIP) and are intended to satisfy temporary cash shortfalls whenever scheduled disbursements exceed available revenues during the fiscal year. Generally, temporary loans are repaid from the first cash receipts of the fund or account; however, in some cases actual revenues are not sufficient to repay all loans made to the fund or account and a transfer from the General Fund "Repayment of Receivables" appropriation is approved by the Budget Director. The balances reported here in Appendix F are the actual fund balances as of the close of business on the last day of the reporting month and do not include post-closing adjustments. Please refer to Schedule 1 for a detailed analysis of the 'reported' cash balances of the fund group. (**) Temporary loans to federal funds are typically reimbursed within 2-3 days. Such loans are made pursuant to federal regulations which require the State to disburse funds prior to making a reimbursement claim from the U.S. Treasury. (***) Per Section 72 of the State Finance Law, the General Fund includes the Local Assistance Fund (10000) and State Purpose Fund (10050). (****) Temporary Loan authorized pursuant to Subdivision 5 of Section 4 of the State Finance Law and Chapter 59, Part XXX, Section 1, of the Laws of 2017-18.

56

STATE OF NEW YORK APPENDIX G DEDICATED INFRASTRUCTURE INVESTMENT FUND (*) STATEMENT OF RECEIPTS AND DISBURSEMENTS FISCAL YEAR 2018-2019

2018 2019 4 Months Ended APRIL MAY JUNE JULY AUGUST SEPTEMBER OCTOBER NOVEMBER DECEMBER JANUARY FEBRUARY MARCH July 31, 2018

OPENING CASH BALANCE $ 61,655,957 $ 135,765,684 $ 191,206,988 $ 266,815,434 $ 61,655,957

RECEIPTS: Transfers from General Fund (**) 100,000,000 200,000,000 170,000,000 80,000,000 550,000,000 Total Receipts 100,000,000 200,000,000 170,000,000 80,000,000 ------550,000,000

DISBURSEMENTS: Affordable and Homeless Housing 2,000,000 28,512,817 - - 30,512,817 Broadband Initiative 6,122,914 4,460,310 6,175,544 4,566,866 21,325,634 Downtown Revitalization 513,141 42,196 896,108 71,083 1,522,528 Health Care / Hospital Initiatives 2,834,953 2,747,912 2,602,340 2,756,547 10,941,752 Empire State Poverty Reduction Initiatives 531,642 608,224 928,214 888,906 2,956,986 Information Technology/Infrastructure for Behavioral Sciences - - (59,639) - (59,639) Infrastructure Improvements 15,989 - 2,662,996 697,012 3,375,997 Jacob Javits Center Expansion - 68,411,544 - 82,763,713 151,175,257 Life Sciences Initiative - 7,500,000 2,108,000 - 9,608,000 Municipal Restructuring / Consolidation Competition 372,477 - 391,037 - 763,514 Penn Station Access - - - - - Resiliency, Mitigation, Security and Emergency Response 3,622,682 11,881,706 (3,152,844) 12,837,911 25,189,455 Southern Tier / Hudson Valley Farm Initiative 134,401 49,376 1,948,902 87,164 2,219,843 Thruway Stabilization Program 4,291,738 19,143,308 67,699,706 19,710,005 110,844,757 Transformative Economic Development Projects 4,200 775,821 8,590,634 2,515,440 11,886,095 Transporation Capital Plan - - 3,008,528 15,186 3,023,714 Upstate Revitalization Program 5,446,136 425,482 592,028 7,601,818 14,065,464 Total Disbursements 25,890,273 144,558,696 94,391,554 134,511,651 ------399,352,174

OPERATING TRANSFERS: Transfers to General Fund - - - - - Total Operating Transfers ------

Total Disbursements and Transfers 25,890,273 144,558,696 94,391,554 134,511,651 ------399,352,174

CLOSING CASH BALANCE $ 135,765,684 $ 191,206,988 $ 266,815,434 $ 212,303,783 $ - $ - $ - $ - $ - $ - $ - $ - $ 212,303,783

(*) Fund created pursuant to Chapter 60, Laws of 2015-16, Part H and SFL § 93-b (**) Pursuant to Section 93(b) of the State Finance Law

57

STATE OF NEW YORK Combined Balance Sheet Governmental Funds June 30, 2018 (Amounts in thousands)(Unaudited)

Federal Special Special Debt Capital General Revenue Revenue Service Projects ASSETS: Cash and investments...... $ 5,652,563 $ 305,804 $ 4,714,122 $ 1,383,057 $ 1,893,643 Receivables, net of allowances for uncollectibles: Taxes...... 6,781,639 - 551,580 2,136,950 57,736 Due from Federal government...... - 8,872,140 - 3,701 733,152 Other...... 1,068,076 606,350 948,493 85,976 149,749 Due from other funds...... 3,149,860 65,221 53,645 365,329 969,865 Other assets...... 1,893,811 9,456 126 - 7,221 Total assets...... $ 18,545,949 $ 9,858,971 $ 6,267,966 $ 3,975,013 $ 3,811,366

LIABILITIES: Tax refunds payable...... $ 5,883,718 $ - $ 443,799 $ 1,668,588 $ 23,430 Accounts payable...... 695,474 107,018 24,653 12,403 308,412 Accrued liabilities...... 2,152,186 2,468,322 17,330 11,531 55,019 Payable to local governments...... 4,485,956 5,238,926 2,949,017 175,515 114,233 Due to other funds...... 3,517,514 973,454 130,552 304,482 1,982,738 Pension contributions payable...... 356,758 - - - - Unearned revenues...... 95,985 318,787 - 1,934 516

Total liabilities...... 17,187,591 9,106,507 3,565,351 2,174,453 2,484,348

DEFERRED INFLOWS OF RESOURCES...... 789,475 739,359 112,253 157,432 16,217

FUND BALANCES: Restricted...... - 13,105 827,933 857,448 135,176 Committed...... 399,996 - 4,325,524 785,680 1,745,004 Assigned...... 41,278 - 5,406 - 54,890 Unassigned...... 127,609 - (2,568,501) - (624,269)

Total fund balances...... 568,883 13,105 2,590,362 1,643,128 1,310,801

Total liabilities, deferred inflows of resources and fund balances...... $ 18,545,949 $ 9,858,971 $ 6,267,966 $ 3,975,013 $ 3,811,366

See accompanying notes to the financial statements.

STATE OF NEW YORK Combined Statement of Revenues, Expenditures and Changes in Fund Balances Governmental Funds For the Three Months Ended June 30, 2018 (Amounts in thousands)(Unaudited)

Federal Special Special Debt Capital General Revenue Revenue Service Projects REVENUES: Taxes...... $ 7,892,400 $ - $ 952,084 $ 8,639,301 $ 319,478 Federal grants...... 8 13,760,001 - - 334,804 Miscellaneous...... 1,113,869 45,797 1,233,959 94,586 438,058

Total revenues...... 9,006,277 13,805,798 2,186,043 8,733,887 1,092,340

EXPENDITURES: Local assistance grants...... 14,429,879 12,767,948 6,011,010 - 1,076,287 State operations...... 4,364,578 406,126 127,614 11,471 - Debt service, including payments on financing arrangements...... - - - 631,736 - Capital construction...... - - - - 1,364,462

Total expenditures...... 18,794,457 13,174,074 6,138,624 643,207 2,440,749

Excess (deficiency) of revenues over expenditures...... (9,788,180) 631,724 (3,952,581) 8,090,680 (1,348,409)

OTHER FINANCING SOURCES (USES): Transfers from other funds...... 8,918,618 - 934,748 692,658 1,178,839 Transfers to other funds...... (3,233,109) (629,347) (22,161) (8,991,703) (119,316)

Net other financing sources (uses)...... 5,685,509 (629,347) 912,587 (8,299,045) 1,059,523

Net change in fund balances...... (4,102,671) 2,377 (3,039,994) (208,365) (288,886)

Fund balances at beginning of period...... 4,671,554 10,728 5,630,356 1,851,493 1,599,687

Fund balances at June 30, 2018...... $ 568,883 $ 13,105 $ 2,590,362 $ 1,643,128 $ 1,310,801

See accompanying notes to the financial statements. STATE OF NEW YORK Notes to Financial Statements June 30, 2018 (Unaudited)

NOTE 1 The accounting policies and methods of estimating and accumulating financial data for preparation of the June 30, 2018 interim financial statements for governmental fund types are similar to those used to prepare the March 31, 2018 governmental fund financial statements.

NOTE 2 Within the governmental funds, transfers to other funds exceeded transfers from other funds by $1,271 million. Subsidies to the State University of New York and the Senior Colleges of the City University of New York totaling $2,071 million are reported as transfers to other funds offset by $800 million in Enterprise Funds subsidies which are reported as transfers from other funds.

NOTE 3 The following table presents a reconciliation of the budgetary cash basis operating results for the three months ended June 30, 2018 as reported in the State Register, with the operating results for Governmental Fund Types prepared in accordance with generally accepted accounting principles (amounts in thousands):

Federal Special Special Debt Capital General Revenue Revenue Service Projects Excess (deficiency) of receipts and other financing sources over (under) disbursements and other financing uses ...... $ (3,132,300) $ (240,800) $ 1,591,600 $ 271,500 $ (73,000) Entity differences: Receipts and other financing sources over (under) disbursements and other financing uses for funds and accounts not included in the cash basis financial plan ...... (405,410) (62,587) (74,571) (426,173) (397,366) Perspective differences: Receipts and other financing sources over (under) disbursements and other financing uses of the Miscellaneous Special Account, Infrastructure Trust Account, Child Performer’s Protection Account and Charter Schools Stimulus Account, which are treated as Special Revenue Funds in the financial plan and as part of the General Fund for GAAP reporting ...... 184,920 - (184,920) - - College and University Funds ...... - - (337,116) - (16,939) Lottery Fund ...... - - (541,804) - - Temporary interfund cash loans ...... (465,474) 22,615 11,127 - 431,732 Basis of accounting differences: To adjust for revenue accruals ...... (929,448) (1,121,197) (760,195) (463,376) 228,831 To adjust for expenditure accruals ...... 645,041 1,404,346 (2,744,115) 409,684 (462,144) Net change in fund balances ...... $ (4,102,671) $ 2,377 $ (3,039,994) $ (208,365) $ (288,886)

STATE OF NEW YORK Notes to Financial Statements June 30, 2018 (Unaudited) (cont’d)

NOTE 4 During the three months ended June 30, 2018, there were no debt refunding issues.

Office of the New York State Comptroller

Thomas P. DiNapoli, State Comptroller

Office of Operations – Division of Payroll, Accounting and Revenue Services

John C. Traylor, Executive Deputy Comptroller Christopher M. Gorka, Deputy Comptroller David J. Hasso, CPA, CGFM, CGMA, Assistant Comptroller

Bureau of Financial Reporting and Oil Spill Remediation

Deborah J. Hilson, Director Maria Guzman, CPA, Assistant Director

GAAP Reporting Cash Reporting Deidre Clark, Assistant Chief Accountant Carrie Piser, Assistant Chief Accountant Jennifer Hallanan, CGFM, Principal Accountant Maria Moran, CPA, CGFM, Principal Accountant Maureen Shaw, CBA, Principal Accountant Rosemary Liss, Supervising Accountant Renée Bult, Supervising Accountant Laura Hennessey, Associate Accountant Donna Greenberg, CPA, CGFM, Supervising Accountant Bo Jiang, Associate Accountant Laura Canham-Lunde, Associate Accountant Stephen Raptoulis, CPA, Associate Accountant Gregory Cerio, Associate Accountant Laurie Ferlazzo, Senior Accountant Kara Deiana, CPA, Associate Accountant Christine Wemette, Accountant Trainee 2 Sandra Trzcinski, CGAP, CGFM, Associate Accountant Brenda Carver, CPA, CBA, DBA, Business Systems Analyst 2 Cara Jo Vettovalli, Associate Accountant Stacey Myrie, Accountant Aide Paula Walker, Associate Accountant Vincenzo Lollino, Senior Accountant Kelly Nadeau, Senior Accountant