Expo Guide October 29-31 • Hilton Chicago #Fiaexpo | 1

EXP 2019 35th Annual Futures & OpǗons Expo OCTOBER 29-31, 2019 | HIL TON CHICAGO Explore What’s Possible.

EXPO GUIDE OCTOBER 29-31 • HILTON CHICAGO #FIAEXPO | 1

EXPO2019ProGuide_FINAL2.indd 1 10/21/19 4:37 PM Welcome to FIA’s 35th Annual Expo!

FIA Expo continues to grow and develop with more informative programming, thought leadership, exciting exhibitors and networking opportunities. At Expo 2019, we’re focusing on the opportunities and challenges facing the industry and what it holds for the future while navigating the various political storms around the world.

Our program this year will feature discussions on the topics that matter most to your businesses, including the impact of Brexit, the need for diversity in derivatives, technological changes and new benchmarks. And, as always, you’ll hear about industry trends from exchange leaders and clearinghouse executives.

For the fifth year in a row, we’re hosting the Innovators Pavilion in the Green Hall, a showcase for 20 fintech startups providing exciting new and potentially disruptive products and services for the cleared derivatives industry. I encourage you to attend our Meet the Innovators panel on Wednesday to hear from some of these companies directly and attend the Innovator of Year Award Ceremony on Thursday morning. Other forward-looking sessions will address the future of FX, the next phase for crypto assets, the products of tomorrow, and the evolution of futures for the next generation of investors.

In this year’s program, we are joined by an incredible group of speakers, including CFTC Chairman & CEO Heath Tarbert, presidential historian and Pulitzer Prize winner Doris Kearns Goodwin, and Illinois Governor J.B. Pritzker.

We also invite you to visit the Expo Learning Lab in the Blue Hall that will feature an FIA Speaks podcast recording, Tech Talks, FIA Training session on Spoofing and a special session on performance management. In addition, our dynamic trade show features more than 100 exhibitors showcasing products, services and solutions for the industry.

Our commitment to charity and giving back continues with the Great Chicago Steak Out benefiting the Greater Chicago Food Depository. Since 2008, we’ve raised $4.1 million to help feed those in need, so please join us in supporting the Food Depository’s valuable mission.

I hope you find Expo to be insightful, engaging and educational, and I look forward to our discussions.

Walt Lukken, President and CEO, FIA

Listen to our latest episode CME Group Chairman and CEO Terry Duffy CME Group’s Terry Duffy talks to FIA President and CEO Walt Lukken about how he got to the top spot at the CME Group, growth prospects SPEAKS for CME Group and the industry and the role reputation plays in the A global markets marketplace. podcast www.fia.org/fia-speaks

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EXPO2019ProGuide_FINAL2.indd 2 10/21/19 4:37 PM EXP 2019 SPONSORS 35th Annual Futures & OpǗons Expo OCTOBER 29-31, 2019 | HIL TON CHICAGO

Platinum Sponsors

Gold Sponsor

Silver Sponsors

Bronze Sponsors

Contributing Sponsors

McKay Brothers Quincy Data VERTEX

Partners

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EXPO2019ProGuide_FINAL2.indd 3 10/21/19 4:37 PM EXP 2019 35th Annual Futures & OpǗons Expo OCTOBER 29-31, 2019 | HIL TON CHICAGO WEDNESDAY, OCTOBER 30, 2019 Expo Learning Lab CONTINENTAL A CONTINENTAL B CONTINENTAL C BUCKINGHAM in Blue Exhibit Hall 8:00 a.m. Registration Opens 8TH STREET LOBBY REGISTRATION & LOWER LEVEL REGISTRATION Sponsored by

8:00 a.m. Welcome Coffee INTERNATIONAL BALLROOM FOYER 8:45 a.m. Opening Remarks INTERNATIONAL BALLROOM 9:00 a.m. Keynote Address: CFTC Chairman Heath Tarbert INTERNATIONAL BALLROOM 9:30 a.m. Exchanging Views INTERNATIONAL BALLROOM 10:00 a.m. Exhibit Halls Open LOWER LEVEL 10:30 a.m. Networking Break CONTINENTAL FOYER 11:00 a.m. Sponsored Session 11:00 a.m. The Health of the L&C: How Law & Compliance Meet the Performance Mindset Industry Innovators Workshop is Shaping Your CONTINENTAL A CONTINENTAL C Business BUCKINGHAM 11:45 a.m. CONTINENTAL B FIA Speaks Live 12:30 p.m. 12:30 p.m. Tech Talk: Discovering Keynote Lunch: the New Digital Asset Doris Kearns Goodwin Frontier INTERNATIONAL BALLROOM Sponsored by

2:00 p.m. Diversity in L&C: Passing the The Products of Sponsored Session Book Buck - Evolution Derivatives of Global Clearing Tomorrow CONTINENTAL A Models CONTINENTAL C CONTINENTAL B BUCKINGHAM 3:00 p.m. 3:00 p.m. Tech Talk: Operational Networking Break Efficiency in a Digital Age CONTINENTAL FOYER Sponsored by

3:30 p.m. L&C: Ghosts of 3:30 p.m. Responding to Regulation Rising The Future of FX WILD Presents: Sustainability Creating More from the Crypt(o) CONTINENTAL C CONTINENTAL A Balanced Corporate CONTINENTAL B Boards 4:00 p.m. Taste of Expo EXHIBIT HALLS 4:30 p.m. Is there a Innovation in Crypto Assets – Liquidity Crisis? Commodity Markets The Next Phase CONTINENTAL A CONTINENTAL B CONTINENTAL C 6:00 p.m. Exhibit Halls Close 6:30 p.m. FIA Cares Great Chicago Steak Out Dinner Reception (Separate Ticket Required) INTERNATIONAL BALLROOM

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EXPO2019ProGuide_FINAL2.indd 4 10/21/19 4:38 PM PROGRAM

THURSDAY, OCTOBER 31, 2019 Expo Learning Lab CONTINENTAL A CONTINENTAL B CONTINENTAL C BUCKINGHAM in Blue Exhibit Hall 8:00 a.m. Registration Opens 8TH STREET LOBBY REGISTRATION & LOWER LEVEL REGISTRATION Sponsored by

8:00 a.m. Welcome Coffee INTERNATIONAL BALLROOM FOYER 8:30 a.m. FIA Innovator of the Year Award Ceremony INTERNATIONAL BALLROOM 8:45 a.m. Keynote Address INTERNATIONAL BALLROOM 9:15 a.m. ETD: Excuse the CCP Risk Management The Future of – What’s Left to Be Disruption Done? Operations CONTINENTAL A CONTINENTAL B CONTINENTAL C 10:00 a.m. Exhibit Halls Open LOWER LEVEL 10:15 a.m. 10:15 a.m. FIA Training: Prepping Networking Break Your Team to Avoid CONTINENTAL FOYER Spoofing

10:45 a.m. Accessing Europe – Clearing – The Way The Evolution of Cloud Technology in Brexit and Beyond Forward Financial Markets CONTINENTAL A CONTINENTAL B CONTINENTAL C 11:45 a.m. 11:45 a.m. The Evolution of Market Data – For The Countdown Hedge Talk: Hedging AI and the Post- Futures for the Risk in Volatile Times the Market and For to Transitioning to Trade Environment New Generation Profit? New IBORs Sponsored by CONTINENTAL C of Customers CONTINENTAL A CONTINENTAL B BUCKINGHAM

12:45 p.m. Networking Lunch EXHIBIT HALLS 3:00 p.m. Exhibit Halls Close/Conference Concludes

THANK YOU

for presenting the Tuesday night Expo 2019 Opening Reception!

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EXPO2019ProGuide_FINAL2.indd 5 10/21/19 4:38 PM FIA’S MAGAZINE OF THE GLOBAL FUTURES, OPTIONS AND CLEARED SWAPS MARKETS

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EXPO2019ProGuide_FINAL2.indd 6 10/21/19 4:38 PM EXP 2019 EXHIBITOR LIST 35th Annual Futures & OpǗons Expo OCTOBER 29-31, 2019 | HIL TON CHICAGO

@Tokyo...... 414 McKay Brothers & Quincy Data...... 317 Abans Global Ltd ...... 603 McObject, LLC ...... 308 Algo-Logic Systems...... 514 Mexican Derivatives Exchange (MexDer) ...... 810 Anova Financial Networks ...... 412 Minneapolis Grain Exchange, Inc...... 804 Arista Networks...... 519 Moscow Exchange...... 910 ASX Group...... 914 Avelacom...... 908 Nanhua USA LLC ...... 211 B3 - Brazilian Exchange and OTC...... 806 National Stock Exchange of India Limited...... 218 Barchart ...... 707 Naviga ...... 607 Baton Systems...... 1012 Neovest Inc...... 518 BCS Global Markets ...... 210 Netcope Technologies...... 321 Beavo Investment ...... 421 NFA ...... 216 BIOS IT...... 515 NovaSparks...... 525 BittWare...... 312 OCC...... 311 Blue Trading Systems, LLC...... 1013 OpenFin ...... 204 BSO...... 714 BTG Pactual...... 1011 Orient Futures Co., Ltd...... 217 Cassini Systems ...... 410 Osaka Exchange, Inc...... 426 Cboe Global Markets...... 427 PeerNova...... 225 CDW...... 511 Pico+Corvil ...... 913 ChartIQ...... 605 Predata...... 529 CIARA, a Hypertec Brand...... 711 QBITIA ...... 214 CME Group ...... 807 Quick Suite Trading...... 320 CN First International Futures Limited...... 1010 Rival Systems LLC ...... 229 CQG, Inc...... 326 Dalian Commodity Exchange ...... 220 RSM US LLP...... 815 Digital Realty...... 907 SAF North America ...... 209 Direct Access USA LLC...... 411 Scila...... 314 DTCC...... 227 Shanghai Gold Exchange ...... 520 DTN...... 223 Shengli Financial Software Development ...... 219 ENYX ...... 318 Singapore Exchange ...... 420 Eris Innovations ...... 912 SmartStream Technologies, Inc...... 415 ErisX ...... 423 Solarflare, a Xilinx Company...... 517 Eurex Exchange ...... 720 Exablaze...... 512 Stellar Trading Systems...... 521 Exchange Data International (EDI)...... 212 SU2 Systems, Inc...... 418 EY...... 417 Taiwan Futures Exchange ...... 215 EZOPS, INC...... 905 Tamba Networks ...... 213 FIS ...... 1014 Taskize...... 904 FreightWaves ...... 920 Telstra...... 1009 GlobalRisk Corporation ...... 1015 THE TECHNANCIAL COMPANY...... 323 GTT ...... 313 TMX | Montréal Exchange...... 620 Guotai Junan Futures Co., Ltd ...... 708 GX2 Spread Markets LLC...... 527 Tokyo Commodity Exchange Inc...... 222 Huatai Futures Co., Ltd...... 715 Tokyo Financial Exchange (TFX)...... 224 Illinois Institute of Technology Stuart School of Business. . .710 Trading Technologies International, Inc...... 820 Imagine Software...... 1008 Transaction Network Services (TNS) ...... 319 Informatica ...... 419 Trillium ...... 310 Intercontinental Exchange Inc. (ICE)...... 609 U.S. Commodity Futures Trading Commission...... 205 International Computer Concepts Inc...... 316 Vela ...... 327 IPC...... 413 VERMEG Management Ltd...... 705 Ixia A Keysight Technologies...... 221 Warsaw Stock Exchange ...... 416 Korea Exchange ...... 812 London Metal Exchange...... 424 Wedbush Securities Inc...... 322 Mailyard Futures Co. Ltd ...... 208 Wolverine Execution Services, LLC...... 911 MBOCHIP ...... 510 Zhengzhou Commodity Exchange ...... 906

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ESCALATORS FIRST FLOOR INTERNATIONAL BALLROOM

LOBBY LEVEL CONTINENTAL ROOMS, BUCKINGHAM & 8TH STREET REGISTRATION

LOWER LEVEL EXHIBIT HALLS & LOWER LEVEL REGISTRATION

See page GREEN HALL 7 for BOOTHS 100-599 Exhibitor List. TO BLUE 424 HALL

417 419 421 423 427

426

CONTINENTAL ROOMS CONTINENTAL ESCALATORS TO/FROM TO/FROM ESCALATORS

TO BLUE E HALL UNG TTENDEE LO A

INNOVATORS PAVILION

MEETING ROOMS

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EXPO2019ProGuide_FINAL2.indd 8 10/21/19 4:38 PM FLOORPLANS

EXHIBIT HALL HOURS

WEDNESDAY, OCTOBER 30 10:00 a.m. - 6:00 p.m. 4:00 p.m. - 6:00 p.m. Taste of Expo

THURSDAY, OCTOBER 31 COAT CHECK 10:00 a.m. - 3:00 p.m. RESTROOMS 12:45 p.m. - 1:45 p.m. Networking Lunch

Elevator LOWER LEVEL Bay REGISTRATION

RESTROOMS

ENTRANCE FROM BLUE HALL LOWER LEVEL REGISTRATION BOOTHS 600 - 1099

TO GREEN HALL See page 7 for Exhibitor List.

915

TO 913 GREEN HALL

708 LEARNING 603 LAB

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@TOKYO BARCHART BTG PACTUAL BOOTH 414 BOOTH 707 BOOTH 1011 www.attokyo.com/ www.barchart.com/solutions www.btgpactual.com/home_en/home.aspx

ABANS GLOBAL LTD. BOOTH 603 www.abansglobal.com BATON SYSTEMS CASSINI SYSTEMS BOOTH 1012 BOOTH 410 batonsystems.com www.cassinisystems.com/

ALGO-LOGIC SYSTEMS CBOE GLOBAL MARKETS BOOTH 514 BCS GLOBAL MARKETS BOOTH 427 www.algo-logic.com BOOTH 210 www.cboe.com www.bios-it.co.uk

ANOVA FINANCIAL NETWORKS BOOTH 412 www.anovanetworks.com CDW BEAVO INVESTMENT BOOTH 511 BOOTH 421 www.cdw.com www.beavoinvest.com

ARISTA BOOTH 519 www.arista.com/en/

BIOS IT CHARTIQ BOOTH 515 BOOTH 605 www.bios-it.com www.chartiq.com

ASX GROUP BOOTH 914 www.asx.com.au/ BITTWARE CIARA, A HYPERTEC BRAND BOOTH 312 BOOTH 711 www.bittware.com www.ciaratech.com

AVELACOM BOOTH 908 www.avelacom.com BLUE TRADING SYSTEMS, LLC CME GROUP BOOTH 1013 BOOTH 807 www.bluetradingsystems.com www.cmegroup.com

B3 BOOTH 806 CN FIRST INTERNATIONAL FUTURES www.b3.com.br/en_us/ BSO LIMITED BOOTH 714 BOOTH 1010 www.bsonetwork.com www.cnfirst.com.hk

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EXPO2019ProGuide_FINAL2.indd 10 10/21/19 4:38 PM EXHIBITORS

CQG, INC. ERISX GLOBALRISK CORPORATION BOOTH 326 BOOTH 423 BOOTH 1015 www.cqg.com www.erisfutures.com www.globalrisk.com

DALIAN COMMODITY EXCHANGE BOOTH 220 EUREX EXCHANGE GTT www.dce.com.cn BOOTH 720 BOOTH 313 www.eurexchange.com www.gtt.net

DIGITAL REALTY EXABLAZE BOOTH 907 BOOTH 512 GUOTAI JUNAN FUTURES CO., LTD. www.digitalrealty.com exablaze.com BOOTH 708

DIRECT ACCESS USA LLC GX2 Spread Markets BOOTH 411 EXCHANGE DATA INTERNATIONAL (EDI) www.directaccess.us.com/ BOOTH 212 GX2 SPREAD MARKETS LLC www.exchange-data.com/ BOOTH 527 www.gx2spreadmarkets.com/

DTCC (NEW JERSEY) BOOTH 227 HUATAI FUTURES CO., LTD. www.dtcc.com BOOTH 715 EY www.huataiusa.com BOOTH 417 www.ey.com

DTN BOOTH 223 ILLINOIS INSTITUTE OF www.dtn.com TECHNOLOGY STUART EZOPS, INC SCHOOL OF BUSINESS BOOTH 905 BOOTH 710 www.ezops.com stuart.iit.edu

ENYX BOOTH 318 www.enyx.com FIS BOOTH 1014 IMAGINE SOFTWARE www.fisglobal.com BOOTH 1008 www.imaginesoftware.com

ERIS INNOVATIONS BOOTH 912 www.erisfutures.com FREIGHTWAVES BOOTH 920 www.freightwaves.com/

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INFORMATICA MAILYARD FUTURES CO. LTD NANHUA USA LLC BOOTH 419 BOOTH 208 BOOTH 211 www.informatica.com www.mfc.com.cn www.nanhua-usa.com

MBOCHIP BOOTH 510 NATIONAL STOCK EXCHANGE OF INTERCONTINENTAL www.mbochip.com INDIA LIMITED EXCHANGE INC. (ICE) BOOTH 218 BOOTH 609 www.nseindia.com/index_nse.htm www.theice.co

McKay Brothers Quincy Data

MCKAY BROTHERS QUINCY DATA NAVIGA BOOTH 317 BOOTH 607 INTERNATIONAL COMPUTER www.mckay-brothers.com www.navigaglobal.com CONCEPTS INC. BOOTH 316 www.icc-usa.com

NEOVEST INC. MCOBJECT BOOTH 518 BOOTH 308 www.neovest.com www.financial.mcobject.com/

IPC BOOTH 413 www.ipc.com/

NETCOPE TECHNOLOGIES MEXICAN DERIVATIVES EXCHANGE BOOTH 321 BOOTH 810 www.tradecope.com www.mexder.com.mx

IXIA A KEYSIGHT TECHNOLOGIES BOOTH 221 www.ixiacom.com NFA MINNEAPOLIS GRAIN BOOTH 216 EXCHANGE, INC. www.nfa.futures.org BOOTH 804 www.mgex.com

KOREA EXCHANGE NOVASPARKS BOOTH 812 BOOTH 525 www.global.krx.co.kr www.novasparks.com MOSCOW EXCHANGE BOOTH 910 www.moex.com/en/

LONDON METAL EXCHANGE OCC BOOTH 424 BOOTH 311 www.lme.com www.theocc.com

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EXPO2019ProGuide_FINAL2.indd 12 10/21/19 4:38 PM EXHIBITORS

OPENFIN RIVAL SYSTEMS SOLARFLARE, A XILINX COMPANY BOOTH 204 BOOTH 229 BOOTH 517 www.openfin.co/ www.rivalsystems.com/ www.solarflare.com

ORIENT FUTURES CO., LTD. RSM US LLP BOOTH 217 BOOTH 815 STELLAR TRADING SYSTEMS www.en.orientfutures.com www.rsmus.com/financialinstitutions BOOTH 521 stellartradingsystems.com

SU2 SYSTEMS, INC. OSAKA EXCHANGE, INC SAF NORTH AMERICA BOOTH 418 BOOTH 426 BOOTH 209 www.su2systems.com www.jpx.co.jp/english/ www.saftehnika.com

TAIWAN FUTURES EXCHANGE PEERNOVA SCILA BOOTH 215 BOOTH 225 BOOTH 314 www.taifex.com.tw www.peernova.com www.scila.se

PICO+CORVIL SHANGHAI GOLD EXCHANGE TAMBA NETWORKS BOOTH 913 BOOTH 520 BOOTH 213 www.picotrading.com/ www.en.sge.com.cn www.tambanetworks.com

PREDATA SHENGLI FINANCIAL SOFTWARE TASKIZE BOOTH 529 DEVELOPMENT BOOTH 904 www.predata.com BOOTH 219 www.taskize.com www.shenglisoft.com

QBITA BOOTH 214 SINGAPORE EXCHANGE TELSTRA www.qbitia.com BOOTH 420 BOOTH 1009 www.sgx.com www.telstraglobal.com

uick Suite Trading

QUICK SUITE TRADING SMARTSTREAM TECHNOLOGIES, INC. BOOTH 320 BOOTH 415 THE TECHNANCIAL COMPANY www.quicksuitetrading.com/ www.smartstream-stp.com BOOTH 323 www.technancial.com

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TMX | MONTRÉAL EXCHANGE TRILLIUM WEDBUSH SECURITIES INC. BOOTH 620 BOOTH 310 BOOTH 312 http://www.m-x.ca www.trlm.com/surveyor www.wedbushfutures.com/

WOLVERINE EXECUTION TOKYO COMMODITY EXCHANGE INC. U.S. COMMODITY FUTURES SERVICES, LLC BOOTH 222 TRADING COMMISSION BOOTH 911 www.tocom.or.jp BOOTH 205 www.tradewex.com www.whistleblower.gov

TOKYO FINANCIAL EXCHANGE (TFX) ZHENGZHOU COMMODITY BOOTH 224 VELA EXCHANGE www.tfx.co.jp/en/ BOOTH 327 BOOTH 906 www.tradevela.com www.czce.com.cn

TRADING TECHNOLOGIES INTERNATIONAL, INC. VERMEG MANAGEMENT LTD BOOTH 820 BOOTH 705 www.tradingtechnologies.com www.vermeg.com

TRANSACTION NETWORK SERVICES WARSAW STOCK EXCHANGE (TNS) BOOTH 416 BOOTH 319 www.gpw.pl www.tnsi.com

EXPO 2019 STEERING COMMITTEE Bottled Water Russ Abramson, Bank of America Merrill Lynch Eric Aldous, RBC Capital Markets Stations Tammy Botsford, J.P. Morgan Rob Creamer, Geneva Trading Quench your thirst with ICE Alicia Crighton, Goldman Sachs cold water, located throughout Paul Davidson, J.P. Morgan the conference venue. Chris Edmonds, Intercontinental Exchange Brian Gaffud, Rosenthal Collins Group Sponsored by Matthias Graulich, Eurex Julie Holzrichter, CME Group Kristen Kozuch, Trading Technologies Damon Leavall, Intercontinental Exchange Anita Liskey, CME Group JB Mackenzie, TD Ameritrade John Omahen, FIS Ken Raisler, Sullivan & Cromwell Allan Schoenberg, Nasdaq Phil Simons, Eurex Kyle Zasky, Sena Hill Partners

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EXPO2019ProGuide_FINAL2.indd 14 10/21/19 4:38 PM EXP 2019 CONNECT@EXPO 35th Annual Futures & OpǗons Expo OCTOBER 29-31, 2019 | HIL TON CHICAGO

DOWNLOAD THE FIA CONNECT APP! • Build your network & connect with other attendees • Access full agenda & maps • Learn about our sponsors & exhibitors • Get the latest conference news and updates EXP Search for “FIA Connect App” 201 in your app store or visit 9 FIA.org/app Mobile App Sponsored by

Sponsored by

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EXPO2019ProGuide_FINAL2.indd 15 10/21/19 4:39 PM INNOVATORS PAVILION EXP 2019 35th Annual Futures & OpǗons Expo OCTOBER 29-31, 2019 | HIL TON CHICAGO Congratulations to the 2019 Innovators! Make sure to see their innovative ideas in Green Hall. CAPPITECH www.cappitech.com Cappitech is a leading provider of regulatory reporting and intelligence solutions for the financial services industry. CapptivateTM, Cappitech’s cross-jurisdiction compliance platform, fully automates the reporting process BLOCKFI and provides a comprehensive view on 24 EXCHANGE BERMUDA LIMITED www.blockfi.com/ a single, intuitive dashboard. Offering www.24exchange.net @TheRealBlockFi next-generation analytics, Cappitech is 24 Exchange is the first multi-asset class BlockFi offers financial products that revolutionising the way financial services multi-bank trading platform that was enable cryptocurrency holders to put firms meet their compliance obligations. created to implement the most cost- their crypto to work. The company Cappitech is relied on by global banks, services customers worldwide, including effective way to trade all asset classes for brokers, asset managers and corporates. its members. 24 Exchange is domiciled 47 U.S. states, with interest-earning offshore, in Bermuda, to facilitate the accounts and USD crypto-backed loans. BlockFi is backed by leading institutional most costs effective solution available. investors and operates with a focus on compliance with US laws and regulations.

DATADOCK SOLUTIONS www.datadocksolutions.com @DataDockSol DataDock Solutions delivers enterprise subscription-based data analytics and AMERICAN FINANCIAL EXCHANGE BLUEFIREAL LIMITED intelligence software to the financial services (AFX) http://bluefireai.com/ industry. We give sales, trading and www.ameribor.net Blue Fire AI is a Capital Markets investment business leaders the tools @the_afx Intelligence Firm, a unique combination to make their most important decisions The American Financial Exchange (AFX) of Capital Markets Experts, Leading based on data analytics, not anecdotes. is self-regulated exchange founded in Academics and Pioneering Technologists. In production at a major investment 2015. With more than 150 members Synthesizing the latest state of truth bank, multiple data pilots ongoing. across the 50 U.S. states, AFX seeks to around companies through the delivery offer a suite of innovative products to of machine generated; data, signals and improve transparency and efficiency in strategies. Used by large global institutions the current interbank loans marketplace. to capture asset investment performance. AFX also facilitates the determination of Quantitative capabilities on par with a market-based interest rate benchmark hedge funds while our published R&D DRUMG TECHNOLOGIES called the American Interbank Offered in AI is ranked globally #1 in multiple www.drumg.com Rate (AMERIBOR®). tasks in English and Mandarin. DrumG is creating a world-class application development, operation and support platform for global financial services, unlocking value at the intersection of previously walled gardens. DrumG brings together a sophisticated understanding of BMLL TECHNOLOGIES technology and business processes ARCUS PRODUCTS to deliver and operate enteprise www.arcuspartners.com/ https://bmlltech.com @bmlltech grade distributed ledger solutions @arcuspartners for financial services. Arcus Partners provides cloud and DrumG is creating a world-class distributed ledger technology (DLT) enabled application development, operation solutions for U.S. and multinational and support platform for global financial financial services companies. Its services, unlocking value at the Finity360™ cloud-based solutions include intersection of previously walled data warehouse, intelligent document gardens. DrumG brings together a EZOPS INC. www.ezops.com management, digital recovery, hosting sophisticated understanding of technology @ezopsinc and analytics applications providing and business processes to deliver and EZOPS is an industry leader and pioneer capital markets firms with an agile, operate enterprise grade distributed that utilizes AI and Machine Learning scalable and customizable way to drive ledger solutions for financial services. to increase operational efficiencies by digital transformation. addressing issues a firm faces related to

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EXPO2019ProGuide_FINAL2.indd 16 10/21/19 4:39 PM EXP 2019 INNOVATORS PAVILION 35th Annual Futures & OpǗons Expo OCTOBER 29-31, 2019 | HIL TON CHICAGO data control and data quality. Having a allows your business to reach the modular platform and being asset class and mosaïque next level in terms of time system agnostic has provided some of our synchronization. Our solution distributes largest customers a future proof platform MOSAIQUE, LLC time information with sub-nanosecond that offers cutting-edge intelligent www.msqu.io accuracy and is interoperable with a wide automation to post-trade, compliance, @msqu_io range of synchronization mechanisms. finance and accounting operations. Mosaique is a Chicago-based FinTech offering post-trade solutions through enterprise SaaS and smart contract technologies. Our platform solves the problem of data lineage between derivatives brokerage legal agreements SMALL EXCHANGE, INC. and trades fees settlement by using a www.thesmallexchange.com distributed ledger. We provide a compre- @small_exchange HIVEMIND TECHNOLOGIES LTD hensive view of brokerage fees across Small. Standard. Simple. www.hvmd.io buy side and sell side participants. The Small Exchange’s mission is to @HivemindLtd become the world’s largest customer-centric Using the collective intelligence of futures exchange, bridging the futures man and machine, Hivemind helps product gap for investors of all sizes businesses create valuable, bespoke by providing futures products that are datasets from messy or unstructured capital efficient, simple to use, and easy sources, and brings control and efficiency OTCXN, INC. to understand for all participants. to their data processing—making it www.otcxn.com auditable, and more accurate. @OTCXN OTCXN is blockchain-powered trading and settlement platform. Our multi- custodian blockchain network eliminates counterparty risk (like Stripe), instantly SOLIDUS LABS clears and settles trades (like Venmo) www.soliduslabs.com and aggregates fragmented global @Solidus_Labs liquidity into a single order book that Solidus Labs is a leader in market is accessible through just one account surveillance and compliance for digital INCA DIGITAL SECURITIES with any custodian (like Amazon). assets. Exchanges, regulators and market www.incas.ec participants globally, in both digital asset @AdamZarazinski and traditional markets, use our crypto-native Inca Digital was founded to build positive and machine learning powered solutions change through cutting edge data RAFT to conduct real-time market surveillance aggregation and analytics technology. and transaction monitoring, minimize Inca’s open source data analytics platform false-positives and simplify investigative – NTerminal – allows you to holistically TECHNOLOGIES workflows in a unified case management and efficiently examine markets, quickly www.raft-tech.com/ platform. analyze data across ecosystems, and RAFT Technologies has developed & leverage new open datasets as indutries deployed a wireless ultra-low latency, migrate to blockchain solutions. transcontinental communications system Delivering data between exchange co-locations in the speed of light. . We offer the lowest latency in the market today! Geared for financial markets and particularly HFT VIGILANT LEVYX INC. Algo-trading firms who understand www.vigilant.cc/ www.levyx.com that getting there first, is everything. @GetVigilant @levyxinc Vigilant is the leading public records Levyx eliminates memory limits and search and monitoring solution. Our I/O bottlenecks for latency-sensitive, Compliance solutions help teams in financial compute-intensive workloads. Our services monitor for potential risks like HeliumTM software delivers RAM-level employee’s undisclosed political performance using NVM, overcoming contributions and outside business activities. three data processing obstacles: Capacity SEVEN SOLUTIONS Compliance teams ranging from small for large-scale datasets; Persistence www.sevensols.com/ investment firms to large global banks use without delays; and Performance by @sevensols Vigilant to save significant time and optimizing accelerators. Visit us in the Seven Solutions can offer you a resources in accessing and making sense Innovators Pavilion to talk about solving comprehensive package based on of the critical information they need to your big-data processing issues. White Rabbit technology that avoid risk and ensure policy adherence.

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EXPO2019ProGuide_FINAL2.indd 17 10/21/19 4:39 PM SPONSORS EXP 2019 35th Annual Futures & OpǗons Expo OCTOBER 29-31, 2019 | HIL TON CHICAGO

PLATINUMPLATINUM

B3 - Brazilian Exchange and OTC CME Group www.b3.com.br/en_us/ www.cmegroup.com Mariana Fernanda Roverse +1 312.930.1000 +55 11.2565.5459 @CMEGroup [email protected] @B3_Oficial

B3 is a Brazilian company and one of the world’s As the world’s leading and most diverse derivatives largest financial market infrastructure companies, marketplace, CME Group (www.cmegroup.com) providing trading services in an exchange and OTC enables clients to trade futures, options, cash and environment. B3 also one of the largest companies OTC markets, optimize portfolios, and analyze data in market value holding a prominent global posi- – empowering market participants worldwide to tion in the stock market industry. efficiently manage risk and capture opportunities. CME Group exchanges offer the widest range of global benchmark products across all major asset classes based on interest rates, equity indexes, foreign exchange, energy, agricultural products and metals. The company offers futures and options on futures trading through the CME Globex® platform, fixed income trading via BrokerTec and foreign exchange trading on the EBS platform. In addition, it operates one of the world’s leading central counterparty clearing providers, CME Clearing. With a range of pre- and post-trade products and services underpinning the entire lifecycle of a trade, CME Group also offers optimization and reconciliation services through TriOptima, and trade processing services through Traiana. Hilton Room Key Cards