EXPO GUIDE EXPO 2014

30 th Annual

3 days • 130 exhibitors • Over 30 sessions and social events • 5,000+ attendees EXPO Floorplan EXPO 2014

SALON A - SILVER HALL SEF STAGE SEF STAGE AUDIENCE SEATING AUDIENCE SEATING EXPO GUIDE

THE INSTITUTE TAIWAN GELIN DAHUA EDGE FOR FINANCIAL SEF STAGECAPE CITY FUTURES FUTURES FINANCIAL THEMARKE INSTITUTETS COMMAND TAIWAN GELINCO., DAHUA LTD TECHNOLOGIESEDGE EXCHANGE FOR FINANCIAL CAPE CITY CORVIL & THINK BIG FUTURES FUTURES FINANCIAL 1603 MARKE1606TS 1608 1610 1612 COMMAND1614 EXCHANGE CO., LTD TECHNOLOGIES 1626 CORVIL & THINK BIG 1603 1606 1608 AUDIENCE1610 SEATING 1612 1614 EUREX 1626 EUREX CYBERSPOT U.S. ENTRANCE DALIAN THE INSTITUTE MARKETAXESS COMMODITY TAIWAN GELIN DAHUA EDGE FOR FINANCIAL RENAISSANCE CORPORATIONCAPEINVEA- CITY CYBERSPOT DEVEXPERTS COMMODITY FUTURES FUTURES FUTURES FINANCIAL METAMAKO EXCHANGE TRADINGU.S. MARKETS CAPITAL MARKETAXESSCOMMAND DALIAN COMMODITY EXCHANGE CO., LTD TECHNOLOGIES TECH COMMISSION RENAISSANCE CORPORATION INVEA- CORVIL & THINK BIG COMMODITY FUTURES METAMAKO DEVEXPERT1523 S 1525 1527TRADING CAPITAL1505 1509 1511 1513 EXCHANGE 1603 1606 1608 1610 16121507 1614TECH COMMISSION TO SALON D - GREEN HALL SALON TO 1626 1505 1507 1509 1511 1513 1523 1525 1527 EUREX TO LOWER LEVEL REGISTRATION DESK LEVEL REGISTRATION LOWER TO

CYBERSPOT U.S. DALIAN MARKETAXESS Pop-Up Pop-Up Pop-Up Pop-Up COMMODIPop-UpTY TRADING RENAISSANCE CORPORATION INVEA- COMMODITY FUTURES TMX | METAMAKO DEVEXPERTS TRADING CAPITAL Meeting Room Meeting Room Meeting Room Meeting RoomEXCHANGE Meeting Room TECHNOLOGIES OPTIONSCITY TECH Pop-Up Pop-Up Pop-Up Pop-Up COMMISSIONPop-Up MONTRÉALTMX | EUREX TRADING 1523 1525 1527 SOFTWARE, 1505 1507 1509 Meeting1511 Room1513Meeting Room Meeting Room Meeting Room Meeting Room MONTRÉALEXCHANGE INTERNATIONAL,TECHNOLOGIES INC. OPTIONSCITY EUREX INC. EXCHANGE INTERNATIONAL, INC. SOFTWARE, INC. 620 720 820 920 SOLARFLARE REDLINE ONE- ADVANTAGE MARKET- COMMUNI- STELLAR TRADING TRADING 620 720 820 920 SALON D - GREEN HALL CDW SOLARFLARECATIONS, SYSTEMS SUNESYS REDLINE FUTURES DAONE-TA LLC SOLUTIONS ADVANTAGE Pop-Up MARKET-Pop-COUpMMUNI-INC. STELLAR TRADING TRADING Pop-Up Pop-Up CATIONS, Pop-Up FUTURES ESCALATORS TMX | TRADING 511 CDW 515DATA LLC 517 519 SYSTEMS SUNESYS525 527 529 Meeting Room Meeting RoomINC. SOLUTIONS FROM OPTIONSCITY Meeting Room Meeting Room Meeting Room MONTRÉAL EUREX TECHNOLOGIES 511 515 517 519 525 527 529 REGISTRAESCALATORSTION EXCHANGE INTERNATIONAL, INC. SOFTWAUSTRALIANARE, FROM ORC GLOBALRISK REGISTRATION MCGLADREY INC.SECURITIES CORPORATION INTELLECTUAL KOREA LLP AUSTRALIANEXCHANGE GROUP LIGHTOWER RTS, A ORC GLOBALRISK AZUL PROPERTY BORSA ITALIANA - MCGLADREY SECURITIES CORPORATION NETRIX, EXCHANGE 620 720 BLOOMBERG820 EXCHANGE 815 920 914 FIDESSA 1014 1015 ONE- SOLARFLAREFIBER SYSTEMS, INTELLECTUAL REDLINE KOREA LLP EXCHANGE GROUP DTCC INTERNATIONAL, LONDON STOCKADVANTAGE OFFERINGRTS, A COMMUNI-LIGHTOWERNETWORKS STELLARAZUL TRADING PROPERTY INTER- INFORMATICA BLUE MARKET- INC. LLC INC (IPXI) BORSATRADING ITALIANA - PRIME CATIONS, NETRIX, EXCHANGE EXCHANGE GROUPFUTURES CONTINENTAL BLOOMBERG EXCHANGE 815 914 FIDESSA 1014 1015TRADING CDW DATA LLC FIBER SYSTEMS,SYSTEMS SUNESYS LONDON STOCK 510DTCC INC.512 514 516 518INTERNATIONAL, 520SOLUTIONS EXCHANGE OFFERING ANALYTICS MCOBJECT SYSTEMS, NETWORKS INC. LLC INTER- INFORMATICA PRIME BLUE INC (IPXI) EXCHANGE GROUP ESCALATORS CONTINENTAL 714 LLC TRADINGLLC 511 515 517 519 525 527 529 ANALYTICS 510 512 514 516 518 520 FROM EXCHANGE 713 812 912 913 1012MCOBJECT 1013SYSTEMS, LLC HENDERSON DUBAI GOLD AND REGISTRATION 714 LLC ANOVA THOMSON ION TRADING 812 AUSTRALIAN WOLVERINE LAW LLP COMMODITIES EXCHANGE TECHNOLOGIES CBOE 713 912MOSCOW ORC 913EXECUTION GLOBALRISK1012HIBERNIA 1013BNP DUBAI GOLD AND REUTERS MCGLADREY SECURITIES CORPORATION HENDERSON (DGCX) ANOVA THOMSON WOSERVICESLVERINE NETWORKS PARIBAS INTELLECTUAL ION TRADING LLP EXCHANGE EXCHANGEGROUP LAW LLP COMMODITIES EXCHANGE RTS, A KOREA MOSCOW EXECUTION(WEX) HIBERNIA BNP LIGHTOWER AZUL411 413 PROPERTY BORSATECHNOLOGIES417 ITALIANA419REUTERS - 421 CBOE 427 IIT STUART SHORTCUTS TO SALON A & D HALLS SALON TO SHORTCUTS SERVICES TO SALON C - BLUE HALL SALON TO EXCHANGE 815 FIBER SYSTEMS, NETRIX, (DGCX)EXCHANGE 609 BLOOMBERGSCHOOL OF GLOBAL914 PARTNER PAVILION FIDESSA910EXCHANGE1014 911 1015 1010NETWORKS 1011PARIBAS DTCC INTERNATIONAL, LONDON STOCK OFFERING (WEX) NETWORKS 411INC. LLC413 417 419 421 427 INTER- INFORMATICA IITBUSINESS STUART IPC SPRING BLUE INC (IPXI) EXCHANGE GROUP PRIME ERIS CONTINENTAL 609 SCHOOL OF SYSTEMS GLOBAL PARTNER PAVILION 910SECURITIES 911 TRADING 1010 1011 510 512 514 516 518 520 ANALYTICS MCOBJECT SYSTEMS, R3COGNITION EXCHANGE 710BUSINESS IPC INTERNATIONALSPRING EXCHANGE CMELLC GROUP LLC ERIS 714 RUSSELL SYSTEMS SECURITIES MATBA - 812 R3COGNITION INDEXES713 710 912 913 INTERNATIONAL908 1012 1013 EXCHANGE1008 1009 MERCADO A BM&FCME BOVESPAGROUP TELX HENDERSON DUBAI GOLD AND SINGAPORE RUSSELL WOLVERINE NADEX ANOVATERMINOMATBA THOMSON-DE QUINCY LAW LLP COMMODITIES EXCHANGE ION TRADING EXECUTION BNP TECHNOLOGIESBUENOSMERCADO AIRES REUTERSA EXCHANGECBOE INDEXES MEXICAN DERIBM&FMOSVATIVES BOVESPACO EXCHANGEW (MEXDER) 908 HIBERNIA TELX 1008 1009DATA & SINGAPORE SERVICES ENYX (DGCX) NADEX TERMINO DE EXCHANGE TELSTRANETWORKS PARIBAS QUINCYMCKAY 410 412 414 (WEX) 411 413 417BUENOS AIRES419 EXCHANGE421 427 IIT STUART ACQUIRE MEXICANMINNEAPOLIS DERIVATIVES GRAIN EXCHANGE EXCHANGE (MEXDER) BRDAOTTAHERS & 410 412 414 609 SCHOOL OF 605 MEDIA GLOBAL707 PARTNER PAVILION 910 911 906TELSTRA1010 907 1011 1006ENYX 1007MCKAY BUSINESS IPC ACQUIRE MINNEAPOLISGCFD CHARITY GRAIN RAFFLE EXCHANGE BROTHERS TRADINGSCREEN SPRING S&P ERIS MARKET SOLACE BLOOMBERG 605 SYSTEMS706 707IMAGINE SECURITIES 906 907MAXELER 1006 1007 MEDIA R3COGNITION NEWS OCC INC. 710 GCFDINTERNATIONAL CHARITY RAFFLE CAPITALEXCHANGE TECHNOLOGIES STEADFAST SYSTEMS LP SOFTWARE S&P INTERNATIONALMARKET SOLACE TRADINGSCREEN BLOOMBERG RUSSELL 706 CMEIMAGINE GROUP IQ MAXELER MATBA - NEWS OCC INC. 327 CAPITAL TECHNOLOGIES STEADFAST MERCADO A 311 313SYSTEMS 315 NASDAQ 321 LP INDEXES BM&F705SOFT BOVESPAWARE 908 807 TELX 904 1008 905 1009 1004 1005INTERNATIONAL SINGAPORE IQ NADEX TERMINO DE 327 QUINCY BUENOS AIRES 311EXCHANGE313 315 321 MEXICAN DERI705VATIVES EXCHANGE (MEXDER) 807 DATA & 904 ENYX 905 1004 1005 HONG KONG410 412 414 TELSTRA MCKAY EXCHANGES & ACQUIRE MINNEAPOLIS GRAIN EXCHANGE BROTHERS HONGCLEARING KONG / 605 MEDIA 707 906 907 1006 1007 CINNOBER G. H. GCFD CHARITY RAFFLE EXCHANGESLONDON & INTERNATIONAL EZE TETHYS QUICK PICO FINANCIAL S&P MARKET METACLEARINGL EXCHANGE / SOLACECOMPUTER SOFTWARE TRADINGSCREENTECHNOLOGY, FINANCIALS, BLOOMBERG CQG, INC. 706 MAXELER TECHNOLOGYCINNOBER SCREEN NEWEDGE IMAGINE NEWS 205LONDON OCC INTERNATIONALCONCEPTS EZE TETHINC.YS G.LLC H. QUICK CAPITAL TECHNOLOGIES SYSTEMS GROUPNASDAQ PICO FINANCIALAB INC. TRADING LP SOFTWARE STEADFAST INTERNATIONAL METAL EXCHANGE COMPUTER TECHNOLOGY, FINANCIALS, CQG, INC. SOFTWARE TECHNOLOGY SCREEN NEWEDGE IQ 205 308CONCEPTS 310 312 314 316INC. 318 320327 322 326 311 313 315 GROUP AB 321 LLC TRADING 705 807 904 905 1004 1005 308 310 312 314 316 318 320 322 326 PHILLIP SAPIENT FIFTH KOI NISSAN FIA JAPAN

TO SALON A -SILVER HALL A -SILVER SALON TO NOVASPARKS HONG KONG TRADEWEB YONGAN EXCHANGE LOMBARD GLOBAL THIRD COMPUTERS, CENTURY TECHNOLOGY EXCHANGES & CAPITAL GROUP, INC. RISK MARKETS MARKSAPIENTETS FIFTH FUTURES KOI SECURITIESNISSAN SERVICES,FIA INC. JAPAN CLEARING / EIZO PHILLIP BANK INC. NOVASPARKS (JPX) INC. CINNOBERLOMBARD TRADEWEB GLOBAL YONGAN CENTURYCO., LTD. TECHNOLOGY EXCHANGE LONDON INTERNATIONAL EZE CAPITAL TETHYS G. H. QUICKTHIRD COMPUTERS, INC. PICO209 FINANCIAL211 213MARKETS 215 217 219FUTURES 221 223SECURITIES 225SERVICES, 227 INC. 229GROUP, INC. METAL EXCHANGE COMPUTER RISK TECHNOLOGY, FINANCIALS,MARKETS BANK CQG, INC. EIZOSOFTWARE INC. TECHNOLOGY SCREEN INC. CO., LTD. (JPX) 205 CONCEPTS NEWEDGE 204INC. GROUP 209 211AB 213INC. LLC215 TRADING217 219 221 223 225 227 229 308 310 312 314 316 318 320 322 326 204 EUREX TOKYO CYBERSPOT OBJECT+ NATIONAL TOKYO SAPIENT NISSANTERA- JAFINANCIALPAN EUREX PHILLIP AMERICAS FUTURES FIFTH ARISTA FUTURESKOI NOVASPARKSNANHUA FIA LOMBARD TRADEWEB GLOBAL TRADEMONSTER YONGAN CENTURY COMMODITY EXCHANGEEXCHANGETOKYO CYBERSPOT CAPITAL OBJECT+LLC THIRD NETWORKS COMPUTERS,ASSOCIATION EXCHANGE FUTURES TECHNOLOGY MARKETS MAGAZINE FUTURES NATIONAL SECURITIES EXCHANGETOKYO GROUFINANCIALINC.P, INC.(TFX) RISK AMERICAS FUTURESMARKETS BANK ARISTA INC. TERA- NANHUA SERVICES, INC. EIZO INC. TRADEMONSTER FUTURES CO., LTD. COMMODITY EXCHANGE(JPX) 208 210 212 NE214TWORKS 216 EXCHANGE218 220FUTURES 222 224 325 INC. 209 211 213LLC MAGAZINE215 217 219 221ASSOCIATION 223 225 227EXCHANGE 229INC. (TFX) 204 208 210 212 214 216 218 220 222 224 325 CHINA WOLFRAM ALTERA MATRIX PATRINA BORSA CORPORATION FOW TELECOM CORPORATION RESEARCH İSTANBUL - SUNGARD EUREX ALTERA TRADING CHINA PATRINA BORSA OBJECT+ WOLFRAM MATRIX AMERICAS TOKYOVIOP CYBERSPOT CORPORATIONNATIONAL FOW TELECOMTOCORPORATIONKYO FINANCIALİSTANBUL - SUNGARD AMERICAS FUTURES 107RESEARCHARISTA109 111 TERA-113 NANH115UA 117 119 121 TRADEMONSTER FUTURESTRADING COMMODITY EXCHANGE NETWORKS EXCHANGE FUTURESAMERICAS VIOP LLC MAGAZINE ASSOCIATION EXCHANGE INC. (TFX) 107 109 111 113 115 117 119 121 C - BLUE HALL SALON TO 208 210 212 214 216 218 220 222 224 325

UNIVERSITY OF STRAITS GREEN KEY ALTERA CHINA PATRINA BORSAINTELLETRACE, SKY BT WOLFRAM MATRIX TECHNOLOGIES FINANCIAL CFNCORPORATION SERVICES FINANCIALFOW TELECOMITG CORPORATION INC. SUNGARD AMERICAS UNIVERSITY OF RESEARCH STRAITS GREENİSTANBUL KEY - ROAD MATHEMATICS TRADING LLC INTELLETRACE, SKY BT CHICAGO AMERICAS TECHNOLOGIESVIOP PROGRAM CFN SERVICES FINANCIAL ITG INC. FINANCIAL 107 104 109 111 108113 110115 117 112 119 114 121 116ROAD 118AMERICAS 120MATHEMATICS LLC PROGRAM 104 108 110 112 114 116 118 120

UNIVERSITY OF STRAITS GREEN KEY INTELLETRACE, SKY BT CHICAGO TECHNOLOGIES CFN SERVICES FINANCIAL ITG INC. FINANCIAL ROAD AMERICAS MATHEMATICS LLC PROGRAM 104 108 110 112 114 116 118 120 EXPO Floorplan EXPO 2014

Exhibit Hall Hours

Wednesday, November 5, 10:00 a.m. - 4:00 p.m. Wednesday, November 5, 4:00 p.m. - 6:00 p.m. – Taste Of Expo Reception Thursday, November 6, 10:00 a.m. - 4:00 p.m.

SEF STAGE

AUDIENCE SEATING

TO LOWER LEVEL REGISTRATION DESK THE INSTITUTE TAIWAN GELIN DAHUA EDGE FOR FINANCIAL CAPE CITY FUTURES FINANCIAL FUTURES MARKETS COMMAND EXCHANGE CO., LTD TECHNOLOGIES CORVIL & THINK BIG 1603 1606 1608 1610 1612 1614 1626 SALON C - BLUE HALL EUREX

CYBERSPOT U.S. MARKETAXESS DALIAN COMMODITY RENAISSANCE CORPORATION INVEA- COMMODITY FUTURES METAMAKO DEVEXPERTS TRADING CAPITAL EXCHANGE TECH COMMISSION 1505 1507 1509 1511 1513 1523 1525 1527 HALL EEN R Pop-Up Pop-Up Pop-Up Pop-Up Pop-Up TMX | TRADING Meeting Room Meeting Room OPTIONSCITY Meeting Room Meeting Room Meeting Room MONTRÉAL EUREX TECHNOLOGIES EXCHANGE INTERNATIONAL, INC. SOFTWARE, N D - G INC.

620 720 820 920 SOLARFLARE REDLINE SALO ONE- ADVANTAGE MARKET- COMMUNI- STELLAR TRADING TRADING CDW CATIONS, SYSTEMS SUNESYS FUTURES DATA LLC INC. SOLUTIONS TO 511 515 517 519 525 527 529 ESCALATORS FROM REGISTRATION AUSTRALIAN ORC GLOBALRISK MCGLADREY SECURITIES CORPORATION INTELLECTUAL KOREA LLP EXCHANGE GROUP LIGHTOWER RTS, A AZUL PROPERTY BORSA ITALIANA - EXCHANGE 815 FIBER SYSTEMS, NETRIX, EXCHANGE BLOOMBERG 914 FIDESSA 1014 1015 DTCC INTERNATIONAL, LONDON STOCK OFFERING NETWORKS INC. LLC INTER- INFORMATICA PRIME BLUE INC (IPXI) EXCHANGE GROUP CONTINENTAL TRADING 510 512 514 516 518 520 EXCHANGE ANALYTICS MCOBJECT SYSTEMS, 714 LLC LLC 713 812 912 913 1012 1013 HENDERSON DUBAI GOLD AND THOMSON WOLVERINE ANOVA ION TRADING BNP LAW LLP COMMODITIES EXCHANGE TECHNOLOGIES REUTERS CBOE MOSCOW EXECUTION HIBERNIA (DGCX) EXCHANGE SERVICES NETWORKS PARIBAS 411 413 417 419 421 427 IIT STUART (WEX) 609 SCHOOL OF GLOBAL PARTNER PAVILION 910 911 1010 1011 IPC BUSINESS SPRING ERIS SYSTEMS SECURITIES R3COGNITION 710 INTERNATIONAL EXCHANGE RUSSELL CME GROUP MATBA - INDEXES 908 TELX 1008 1009 MERCADO A SINGAPORE BM&F BOVESPA NADEX TERMINO DE QUINCY BUENOS AIRES EXCHANGE MEXICAN DERIVATIVES EXCHANGE (MEXDER) DATA & 410 412 414 TELSTRA ENYX MCKAY HALL ACQUIRE MINNEAPOLIS GRAIN EXCHANGE BROTHERS 605 707 906 907 1006 1007 MEDIA GCFD CHARITY RAFFLE S&P MARKET SOLACE TRADINGSCREEN BLOOMBERG EEN 706 MAXELER IMAGINE NEWS

OCC R CAPITAL TECHNOLOGIES SYSTEMS NASDAQ INC. LP SOFTWARE STEADFAST INTERNATIONAL IQ 311 313 315 321 327 705 807 904 905 1004 1005 N D - G HONG KONG EXCHANGES & CLEARING / CINNOBER LONDON INTERNATIONAL EZE PICO TETHYS G. H. QUICK

FINANCIAL SALO

METAL EXCHANGE COMPUTER CQG, INC. SOFTWARE TECHNOLOGY TECHNOLOGY, FINANCIALS, SCREEN 205 CONCEPTS NEWEDGE GROUP AB INC. LLC TRADING 308 310 312 314 316 318 320 322 326 TO

PHILLIP SAPIENT FIFTH KOI NISSAN FIA JAPAN TRADEWEB YONGAN NOVASPARKS EXCHANGE LOMBARD GLOBAL THIRD COMPUTERS, CENTURY TECHNOLOGY CAPITAL FUTURES SECURITIES GROUP, INC. RISK MARKETS MARKETS BANK SERVICES, INC. EIZO INC. INC. CO., LTD. (JPX) INC. 209 211 213 215 217 219 221 223 225 227 229 204

EUREX OBJECT+ TOKYO CYBERSPOT NATIONAL TOKYO FINANCIAL AMERICAS FUTURES ARISTA TERA- NANHUA Futures Industry November 2014 TRADEMONSTER FUTURES COMMODITY EXCHANGE | NETWORKS EXCHANGE FUTURES 55 LLC MAGAZINE ASSOCIATION EXCHANGE INC. (TFX) 208 210 212 214 216 218 220 222 224 325

CHINA WOLFRAM ALTERA MATRIX PATRINA BORSA CORPORATION FOW TELECOM CORPORATION İSTANBUL - SUNGARD RESEARCH TRADING AMERICAS VIOP 107 109 111 113 115 117 119 121

UNIVERSITY OF STRAITS GREEN KEY INTELLETRACE, SKY BT CHICAGO TECHNOLOGIES CFN SERVICES FINANCIAL ITG INC. FINANCIAL ROAD AMERICAS MATHEMATICS LLC PROGRAM 104 108 110 112 114 116 118 120 Exhibitors EXPO 2014

Exhibitor Booth Exhibitor Booth

Acquire Media...... 706 MATba - Mercado a Termino de Buenos Aires...... 412 Advantage Futures...... 529 Matrix Trading...... 111 Altera Corporation...... 109 Maxeler Technologies...... 905 Anova Technologies...... 417 McGladrey LLP...... 815 Arista Networks...... 214 McObject...... 1012 Australian Securities Exchange...... 914 Metamako...... 1513 Azul Systems, Inc ...... 514 Mexican Derivatives Exchange (MexDer) ...... 807 Bloomberg LP...... 327 Minneapolis Grain Exchange...... 807 Blue Trading Systems, LLC...... 1013 ...... 910 BM&F Bovespa...... 807 NADEX...... 410 BNP Paribas...... 1011 Nanhua Futures...... 220 -VIOP...... 119 Nasdaq...... 315 Borsa Italiana - London Group...... 520 National Futures Association...... 216 BT Americas...... 118 Netrix, LLC...... 516 Cape City Command...... 1614 Newedge...... 322 CBOE...... 421 Nissan Century Securities Co ., Ltd ...... 223 CDW...... 511 NovaSparks ...... 225 CFN Services...... 104 Object+ Americas LLC...... 208 China Telecom Americas...... 115 OCC...... 311 Cinnober Financial Technology AB ...... 314 OneMarketData LLC...... 515 CME Group...... 807 OptionsCity Software, Inc ...... 920 Corvil...... 1626 Orc Group...... 1014 CQG, Inc ...... 326 Patrina Corporation...... 117 Dalian Commodity Exchange...... 1525 Phillip Capital Inc ...... 209 Devexperts...... 1523 Pico...... 312 DTCC...... 510 Prime Analytics LLC...... 912 Dubai Gold and Commodities Exchange (DGCX) ...... 413 Quick Screen Trading ...... 320 Edge Financial Technologies...... 1612 Quincy Data & McKay Brothers...... 1007 EIZO Inc ...... 204 R3COGNITION...... 1009 Enyx...... 1006 Redline Trading Solutions...... 527 Eris Exchange ...... 1008 Renaissance Capital...... 1505 Eurex...... 720 RTS, A Bloomberg Offering...... 713 Eze Software Group...... 310 Russell Indexes...... 605 FIA Technology Services, Inc ...... 227 S&P Capital IQ...... 904 Fidessa...... 913 Sapient Global Markets...... 215 ...... 217 ...... 414 FOW ...... 113 Sky Road...... 116 Futures Magazine...... 210 Solace Systems...... 313 G . H . Financials, LLC...... 318 SolarFlare Communications, Inc ...... 517 Gelin Dahua Futures Co ., Ltd ...... 1610 Spring Securities International...... 908 GlobalRisk Corporation...... 1015 Steadfast...... 1004 Green Key Technologies...... 112 Stellar Trading Systems...... 519 Henderson Law LLP...... 411 Straits Financial LLC ...... 108 Hibernia Networks...... 1010 Sunesys...... 525 Hong Kong Exchanges and Clearing / London Metal Exchange. . .205 SunGard...... 121 IIT Stuart School of Business...... 710 Taiwan ...... 1603 Imagine Software ...... 705 Telstra...... 906 Informatica...... 714 Telx...... 907 The Institute for Financial Markets...... 1606 TeraExchange ...... 218 Intellectual Property Exchange International, Inc (IPXI)...... 518 Tethys Technology, Inc ...... 316 Intelletrace, Inc ...... 114 Think Big ...... 1626 Intercontinental Exchange...... 609 Thomson Reuters...... 419 International Computer Concepts...... 308 TMX | Montréal Exchange...... 620 INVEA-TECH...... 1509 Tokyo Commodity Exchange...... 222 ION Trading...... 427 Tokyo Financial Exchange Inc . (TFX)...... 224 IPC Systems...... 707 tradeMONSTER ...... 212 ITG ...... 110 Tradeweb Markets...... 213 , Inc . (JPX)...... 229 Trading Technologies International, Inc ...... 820 Koi Computers, Inc ...... 221 TradingScreen Inc ...... 321 ...... 812 U S. . Commodity Futures Trading Commission ...... 1527 Lightower Fiber Networks...... 512 University of Chicago Financial Mathematics Program...... 120 Lombard Risk...... 211 Wolfram Research...... 107 Market News International...... 1005 Wolverine Execution Services (WEX)...... 911 MarketAxess Corporation...... 1507 Yongan Futures ...... 219

56 Futures Industry | www.fia.org Program-at-a-Glance EXPO 2014 Tuesday, November 4, 2014 6:00 p.m. Opening Reception WEDNESDAY, NOVEMBER 5, 2014 Industry Issues Markets Trading Technology Workshops 8:00 a.m. Registration Opens 8:45 a.m. Welcoming Remarks 9:00 a.m. CFTC Keynote Address: Chairman Timothy Massad 9:30 a.m. The CEO Vision 10:00 a.m. Exhibit Hall Opens 10:45 a.m. Newedge Networking Break 11:15 a.m. Keynote Address: Commissioner Sharon Bowen 11:45 a.m. FIA Excuse the Disruption 12:30 p.m. Keynote Lunch: James Surowiecki

SIFMA Asset Management The Home Stretch: Developments in Challenges of Testing an 2:00 p.m. Group presents: A View Implementing Customer from the Buy-Side on Commodity Trading Entire Trading Ecosystem Cleared Derivatives Fund Protections 3:15 p.m. Newedge Networking Break New Realities & InformationXchange: 3:45 p.m. CCP Risk Latin America The Way Forward Korea Exchange 4:00 p.m. Taste of Expo Exhibit Hall Reception 6:00 p.m. Exhibit Hall Closes 6:00 p.m. CME Group Reception THURSDAY, NOVEMBER 6, 2014 Industry Issues Equity Options Trading Technology Workshops 8:00 a.m. Registration Opens Washington Outlook: Risk Management Market Data: 9:00 a.m. Recapping the Midterm Elections and What’s Next 2014 A Valuable Asset for Policy Makers 10:00 a.m. Exhibit Hall Opens 10:15 a.m. Networking Break Equity Electronic 10:45 a.m. Transforming Clearing OCR Workshop Options Jenga Market Design 12:00 p.m. Networking Lunch FIA Cleared Swaps Opera- Best Practices FIA Compliance Committee tions Committee presents New Directions: Volatility, in Developing and 1:00 p.m. Addressing Operational presents Round 2: Risk & Market Structure Operating Automated Challenges in the Cleared FCM & Swap Dealer Issues Swaps World Trading Systems FIA Chicago presents Transaction Cost Cybersecurity Threats InformationXchange: 2:15 p.m. Point/Counterpoint: Analysis in the Futures & Responses Netrix Operations 360° & Options Space 3:30 p.m. Networking Break 4:00 p.m. SEFs One Year Later Monitoring Algos 4:00 p.m. Exhibit Hall Closes 5:15 p.m. Panel Sessions Conclude 6:30 p.m. FIA Cares Great Chicago Steak Out Dinner Reception (Ticket Required)

Futures Industry | November 2014 57 SEF Stage EXPO 2014

thurSDAY, NOVEMBER 6, 2014 10:00 a.m. Exhibit Hall Opens 10:30 a.m. SEF Presentation: MarketAxess 11:00 a.m. SEF Presentation: Tradeweb 11:30 a.m. SEF Presentation: TeraExchange 2:00 p.m. SEF Presentation: Bloomberg 2:30 p.m. SEF Presentation: ICE Swap Trade 4:00 p.m. Exhibit Hall Closes

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58 Futures Industry | www.fia.org EXPO Sponsors EXPO 2014 KRX Corporation Identity Design Guide Basic System | BS 13

시그니처 Signature 시그니쳐 시스템은 KRX Identifier와 로고타입을 적절한 비례로 조합한 것으로 적용 상황에 맞는 조합을 선택 활용할pt 수ar 있으며, 모든ne 원고의 사용은rs CD 매뉴얼의 컴퓨터 데이터에 의해 확대·축소하여 사용하는 것을 원칙으로 하며 이미지의 오용·훼손이 발생하지 않도록 한다.

4a 좌우조합형

A(10a) 1.5a 8.5a

4a

A(10a) 8.5a sponsors 4a

6.17a A(10a) 1.62a 2.21a

5a

일반적인 사용은 금지하며 A(10a) Signage 의 경우에만 제한적으로 사용할수 있다.

supporters KRX Identifier 없이 별도로 쓰일 경우에 한하여 A(10a) 제한적으로 사용한다. 2.5a 3.2a

Futures Industry | November 2014 59 EXPO Program EXPO 2014

8:45 a.m. Grand Ballroom T uesday, November 4, 2014 Welcoming Remarks

6:00 p.m. – 8:00 p.m. Speaker: Walt Lukken, President & Chief Opening Reception Executive Officer, FIA Block 37 108 N. State Street, 3rd Floor Chicago, IL 60602

Let’s get Expo started! Meet up with business associates, colleagues and friends at the cool, industrial loft space located W9:00A Grand Ballroom on the third floor of Block 37, a stylish retreat in the heart of CFTC Keynote Address downtown Chicago. An RSVP is not necessary; however you must be pre-regis- Speaker: Timothy Massad, Chairman, tered for Expo in order to attend the reception. All registered Commodity Futures Trading Commission trade show and conference attendees are welcome. However, only those that have registered by Friday, October 30 will Now that the CFTC has completed a appear on the guest list. We apologize, but walk-ups will not be majority of their Dodd-Frank rulemakings, accommodated. There are no exceptions. CFTC Chairman Timothy Massad is lead- ing the agency’s efforts to fine-tune regu- Directions: Enter at either State Street or the Dearborn lations and finalize remaining rules. Since entrance and, following the signs, take the escalator to the 3rd being sworn in last June as CFTC chairman, a key focus for Floor. Chairman Massad has been the agency’s work to coordinate with regulators in Europe and elsewhere on cross-border over- Getting There: Transportation will NOT be provided. Block 37 sight of over-the-counter derivatives markets, dealers, trading is located in the heart of the Loop, about a mile north of the platforms and central clearinghouses. Join us for Chairman Hilton Chicago. The venue hosts a parking garage and easy Massad’s first keynote address to FIA. access to the Blue and Red Lines. W9:30A Grand Ballroom The CEO Vision Wednesday, November 5, 2014 We welcome back the exchange leaders to Expo 2014. This year has been tough on volume—what factors are depressing futures and options volume and will it turnaround in 2015? 8:00 a.m. 8th Street Lobby Level Registration Will volume on cleared swaps execution trading platforms pick Registration Opens area & Lower Level Registration Area up? We will ask our panel of thought leaders to give their views on what is helping versus what is harming their markets. Topics Stop by the registration desk to get your SGX badge and include cross-border wrangling of regulators, new demands CME Group tote bag filled with Expo materials before heading on clients, and uncertainty all around. Are they concerned into your first session. about the impact of the new capital regime on clearing mem- bers? What are the bright spots and where are the threats? Are recent technology acquisitions only the beginning of exchange diversification?

Speakers: Phupinder Gill, Chief Executive Officer, CME Group; Andreas Preuss, Chief Executive Officer, Eurex; Jeffrey Sprecher, Chairman & Chief Executive Officer, Intercontinental Exchange; Edward Tilly, Chief Executive Officer, Chicago Board Options Exchange

10:00 a.m. Lower Level, Tradeshow Floor - Silver/ Exhibit Hall Opens Green/ Blue Exhibit Halls

60 Futures Industry | www.fia.org EXPO Program EXPO 2014

10:45 a.m. Continental Foyer, Lobby Level W12:30A Grand Ballroom Newedge Networking Break Keynote Lunch Keynote Speaker Sponsored By:

Newedge, now owned 100% by Societe Generale, is proud to be a sponsor of the 2014 FIA Expo. To learn more about Speaker: James Surowiecki, Author, The Newedge, stop by during the networking breaks on Wednesday, Wisdom of Crowds November 5th or visit www.newedge.com. James Surowiecki is the foremost authority on the power of collective W11:15A Continental B/C wisdom. The Wisdom of Crowds: Why Keynote Address The Many Are Smarter Than The Few And How Collective Wisdom Shapes Speaker: Sharon Bowen, Commissioner, Business, Economies, Societies And Nations Commodity Futures Trading Commission describes systematic ways to organize and aggregate the intelligence available in order to arrive at superior decisions Sharon Bowen was sworn in as a commis- — often better than those that individuals would make, even if sioner at the Commodity Futures Trading they are ‘experts’. Commission in June for a term through April Jim writes a twice-monthly financial column for The New 2018. She was previously confirmed by the Yorker that is typically pegged to current events and incorporates U.S. Senate and appointed by President the kind of insights from economics, sociology, and business his- Obama in 2010 to serve as Vice Chair of the Securities Investor tory that make The Wisdom of Crowds so valuable. His work has Protection Corporation and assumed the role of Acting Chair also appeared in The New York Times Magazine, Wired, and The in March 2012. Prior to her appointment to the CFTC, she was Wall Street Journal and other major publications. a partner in the New York office of Latham & Watkins LLP. Most recently, Commissioner Bowen was appointed sponsor of the CONCURRENT SESSIONS CFTC’s Market Risk Advisory Committee, which advises the agency on matters related to market structure and the move- W2:00A Continental A ment of risk across clearinghouses, exchanges, intermediaries, SIFMA Asset Management Group presents: A View from the market-makers and end-users. Join us to hear Commissioner Buy-Side on Cleared Derivatives Bowen’s views on her first few months in office. Chair: Matthew Nevins, Managing Director & W11:45A Continental B/C Associate General Counsel, SIFMA FIA: Excuse the Disruption The responsibilities of customers in the Speakers: Walt Lukken, President & Chief cleared derivatives markets have changed Executive Officer, FIA; Kim Taylor, President, dramatically as new rules have gone into Global Operations, Technology & Risk, CME effect in the U.S. and abroad as a result of Group the financial crisis and high-profile clearing firm defaults. What changes has the buy-side embraced and ESPN’s popular “Pardon the Interruption” what has made it difficult to continue to use these markets format is coming to EXPO 2014. Join for risk management? What are the obstacles to implement- our outspoken hosts as they discuss and ing the structural changes being established for global swaps debate topics of the day in the derivatives markets? Panelists will discuss the buy side’s perspective markets…and (most likely) other stuff. on clearing in the U.S. and Europe (including impediments to Our version of the show will borrow the clearing, cross-border issues and potential impending clearing “rundown” graphics and limit the discus- mandates); segregation of margin (including a discussion of sion per topic to a quick 1:30 minutes. We collateral protection models and segregating margin for sep- may even include an interview segment. A arate accounts); SEF execution (including SEF volumes, the

combo of predictions, opinions and banter... MAT determination process, package transactions and block it is a production you won’t want to miss. trades); and futurization. Speakers: John Dabbs, U.S. Head of Listed Derivatives & OTC Clearing, Credit Suisse; Stephen Humenik, Of Counsel, Covington & Burling; Jork Muijres, Product Developer, Transtrend BV; Angela Patel, Senior Vice President, Putnam Investments; William Thum, Principal, Vanguard Futures Industry | November 2014 61 EXPO Program EXPOEXPO 20142014

Wednesday, November 5, 2014 continued W2:00C Continental C Challenges of Testing an Entire Trading Ecosystem

W2:00B Continental B Chair: Keith Fishe, Managing Partner, Developments in Commodity Trading TradeForecaster Global Markets

Chair: Paul Pantano, Partner, Cadwalader Multiple challenges surround the test- Wickersham & Taft ing of the trading ecosystem for all market participants. As new regulations change An unprecedented number of changes the way testing occurs, new methods are in structure are chal- needed for the systems and algorithms to lenging the way global commodity trad- be production ready. Our panel of exchanges, FCMs, trading ing is conducted. Our group of commodity firms, and vendors will discuss testing from the front end all experts will explain how to navigate the the way through to the back end. What are the logistical chal- new commodity landscape. Panelists will discuss EFRP execu- lenges of testing algos and internal systems, and what are some tion and documentation issues, including third-party account potential solutions? When best practices conflict with regula- controllers, FX EFRPs and differences between CME and ICE tory mandates, what can be done? rules; compare and contrast proposed US and EU position limit regimes; and address block trade execution questions, includ- Speakers: Brian Adams, Executive Vice President & Chief ing what constitutes pre-hedging and when and why it is pro- Information Officer, Rosenthal Collins Group; Wolfgang Eholzer, hibited. Topics also include recent trends in CFTC and exchange Head of Department, Trading IT, Eurex; Jim Northey, Senior Partner, investigations in the commodities space, LME warehousing Lasalletech Solutions, and Co-Chair, FIX Protocol Global Technical issues, and SDR and swaps large-trader reporting challenges. Committee; Ambaj Sharma, Managing Partner, Nirvana Technology Solutions Speakers: Matthew Chamberlain, Head of Business Development, London Metal Exchange; Reggie Griffith,Head of Futures W2:00D Buckingham Compliance, Americas, Newedge USA; Jerry Jeske, Group Chief The Home Stretch: Implementing Customer Fund Compliance Counsel, Mercuria Energy Trading; Thomas LaSala, Protections Managing Director, Chief Regulatory Officer, CME Group; Kurt The industry is in the final stages of implementing customer Windeler, Director, Market Regulation, Intercontinental Exchange protection rules. This panel will focus on the residual inter- est rule going into effect on November 14 and key areas of compliance, status of no-action relief on the limitation on 30.7 (foreign futures and options customer) funds held outside of the U.S., and SROs’ views on acceptable margin practices. This session will address concerns of treasury, funding, operations, compliance, and business professionals.

Speakers: Mark Buro, Director, Regulatory Reportin, Bank of America Merrill Lynch; Debbie Kokal, Executive Director, Financial & Regulatory Surveillance, CME Group; Dale Spoljaric, Managing Director, Compliance, National Futures Association; and additional speakers to be announced.

QUENCH downloAD OUR APP! • Program schedule YOUR THIRST • Speaker listing with ICE cold water, located • Sponsors & exhibitor lists throughout the conference venue, • Venue information sponsored by Intercontinental Exchange . Sponsored by

Scan this QR code with your smart phone or search and down- load “FIA EXPO 2014” from the iTunes store or Google Play. 62 Futures Industry | www.fia.org EXPO Program EXPO 2014

3:15 p.m. Continental Foyer, Lobby Level W3:45B Continental B Newedge Networking Break Latin America

Chair: Diego Perfumo, Analyst, ERDesk

Senior representatives with expertise in Latin America will discuss recent devel- Newedge, now owned 100% by Societe Generale, is proud opments in the region. How are geopoliti- to be a sponsor of the 2014 FIA Expo. To learn more about cal events both inside and outside of Latin Newedge, stop by during the networking breaks on Wednesday, America affecting business in the region? November 5th or visit www.newedge.com. What are the opportunities and current risks for doing business? Our panel of experts will offer candid viewpoints on topics such as liquidity in Latin America, the best CONCURRENT SESSIONS products to trade, the pros and cons of cross-listed products, W3:45A Continental A exchange partnerships, and more. CCP Risk Speakers: Ismael Caram, Chief Operating Officer, ROFEX; Chair: Jacqueline Mesa, Executive Director, José Miguel De Dios Gómez, Chief Operating Officer, MexDer; FIA Global Fabio Dutra, Managing Director Client & Business Development, BM&FBOVESPA; Otto Niño, Vice President, Head of Latin America Business Development, Markit; Philip Ruffat, Vice President, Head CCPs play a critical and expanding role in of Latin America Business Development, Macquarie Futures USA the financial system, and therefore market participants are keenly interested in their risk management policies and procedures. W3:45C Continental C As CCPs clear more OTC derivatives, regu- New Realities & The Way Forward lators and market participants are increasingly concerned that Chair: Robert Creamer, President & Chief the CCPs are safe and resilient. This panel will discuss whether Executive Officer, Geneva Trading CCPs need greater transparency and safeguards and the cur- rent thinking regarding global and national recovery and res- olution regimes. We’ve assembled a panel of trading firm executives to discuss the opportunities and Speakers: Sunil Cutinho, Senior Managing Director & challenges facing this vibrant Chicago com- President, CME Clearing; Christopher Edmonds, Senior Vice munity. Panelists will discuss how market President, Financial Markets, Intercontinental Exchange; behavior, the regulatory environment and Tracey Jordal, Executive Vice President & Attorney, PIMCO; other market structure factors have impacted their businesses Roland Neuschwander, Director, Division Strategy, Policy over the past two years. Are business models changing? Are & Oversight- Payments & Securities Settlement, Deutsche mergers likely? They also will tackle hot topics such as trading Bundesbank; Emily Portney, Global Head of Agency Clearing, swaps, changing market maker obligations, access to European Collateral Management & Execution, J.P. Morgan; Mark Wetjen, markets, and U.S. market structure changes. Commissioner, Commodity Futures Trading Commission; John Williams, Partner, Milbank Tweed Hadley & McCloy Speakers: Sebastiaan Koeling, Chief Executive Officer, Optiver US; Remco Lenterman, Managing Director, IMC Trading; and additional speakers to be announced.

For the fifth year, Expo Today LIVE! brings Expo to life with video segments highlighting the goings on around the RELAX & RECHARGE trade show floor and sessions. Stop by AT THE EUREX MEDIA LOUNGE & CYBERSPOTS Sponsored the Salon C Blue Hall to visit the Expo To- Silver and Green Exhibit Halls. By day LIVE! Studio for news programming Free internet access and chargers for mobile devices will be including interviews with top industry available to you throughout the duration of the show . leaders, regulators and service providers .

Futures Industry | November 2014 63 KRX Corporation Identity Design Guide Basic System | BS 13

시그니처 Signature 시그니쳐 시스템은 KRX Identifier와 로고타입을 적절한 비례로 조합한 것으로 적용 상황에 맞는 조합을 선택 활용할 수 있으며, 모든 원고의 사용은 CD 매뉴얼의 컴퓨터 데이터에 의해 확대·축소하여 사용하는 것을 원칙으로 하며 이미지의 오용·훼손이 발생하지 않도록 한다.

4a 좌우조합형

A(10a) 1.5a 8.5a

4a

EXPOA(10a) Program 8.5a EXPO 2014

4a

6.17a A(10a) Wednesday, November 5, 2014 continued 1.62a 2.21a T hursday, November 6, 2014

W3:45D Buckingham 8:00 a.m. 8th Street Lobby Level Registration InformationXchange: Korea Exchange Registration Opens area & Lower Level Registration Area

Stop by the registration desk to get your SGX badge and CME Group tote bag filled with Expo materials before heading Representatives from KRX Derivatives Market Division into your first session. of the Korea Exchange, Inc. (KRX) will provide an overview of derivatives market regulatory changes and give an update on new developments. Attendees will hear the latest on product initiatives, significant changes in the Korean derivatives mar- ket, international cooperation, OTC clearing initiatives and more. Join us for this informative session to enhance your insights on the Korean market. CONCURRENT SESSIONS Welcome Address: Ki-Won Kang, President5a & Chief Operating Officer, Derivatives Market Division, Korea Exchange T9:00A Continental B 일반적인 사용은 금지하며 Washington Outlook: Recapping the Midterm Elections and A(10a) Signage 의 경우에만 제한적으로Overview: 사용할수 있다. Bae-Yong Kim, Senior Vice President of Equity What’s Next for Policymakers Derivatives Rules & Regulations, Korea Exchange Chair: A.B. Stoddard, Associate Editor & Columnist, The Hill 4:00 p.m. Lower Level, Tradeshow Floor - KRX Identifier 없이 별도로 쓰일 경우에 한하여 A(10a) 제한적으로 사용한다. 2.5a Silver/ Green/ Blue Exhibit Halls Taste of Expo3.2a Exhibit Hall Reception Come learn how Tuesday’s mid-term elections will impact the landscape in The Chicago trading community’s premier event! Unwind Washington during the last two years of and log precious networking hours during the annual Taste of Obama’s Presidency. A.B. Stoddard, asso- Expo! Join us from 4:00 - 6:00 p.m. for drinks and light fare, ciate editor at The Hill newspaper and courtesy of the Expo 2014 exhibitors. a regular contributor to Fox’s Special Report with Bret Baier, 6:00 p.m. as well as MSNBC, CNN and BBC, will provide an overview Exhibit Hall Closes of the elections and will then moderate a dynamic panel of Washington insiders to examine the impact of the elections on relevant agendas of national policymakers. 6:00 p.m. Union Station CME Group Reception Speakers: Rostin Behnam, Senior Counsel, Senate Committee on Sponsored By: Agriculture, Nutrition and Forestry; Dee Buchanan, Principal, Ogilvy Government Relations; Martha Scott Poindexter, Vice President, Government & Industry Affairs, Bunge North America; Jill Sommers, Senior Advisor, Patomak Global Partners; Paul Thornell, Managing Director, Federal Government Affairs, Citigroup CME Group invites you to a special reception at Chicago’s famed Union Station! Join your fellow delegates for food and drinks in the magnificent Great Hall, a 20,000 square foot clas- sic venue boasting 18 soaring Corinthian columns and a spec- tacular five-story, barrel-vaulted, atrium ceiling. Trolleys will be provided to take delegates from the Hilton Chicago to the venue starting at 5:45 p.m.

64 Futures Industry | www.fia.org EXPO Program EXPO 2014

T9:00B Continental C CONCURRENT SESSIONS Risk Management 2014 T10:45A Continental B Risk management considerations are front and center Transforming Clearing among clearing firms and clearinghouses. This session will cover how market risk, credit risk and liquidity risk are man- Chair: Raymond Kahn, Managing Director, aged at clearing firms, and discuss what role the exchanges and Barclays CCPs can play. It also will cover new approaches to measuring risk at various exchanges and whether market price is a fair ref- Clearing futures, options and swaps erence point for risk controls and error rules. is being reshaped by regulatory changes, new capital requirements, and demands Speakers: Alicia Crighton, Managing Director, Goldman Sachs; of clearing members and clients. New John Fennell, Executive Vice President, Financial Risk, OCC; clearinghouses are emerging as a result of Jeanine Hightower, Business Development Officer, International mergers and acquisitions. We’ve seen dramatic changes in the Securities Exchange; Jud Pyle, Chief Capital Markets Officer, Apex clearing landscape in the past year and more are yet to come. Clearing; and additional speakers to be announced. Clearinghouse leaders will share their views on a variety of topics such as new capital demands on clearing members, T9:00C Boulevard, 2nd Floor clearing certainty, leverage ratios, European reauthorization of Market Data: A Valuable Asset clearinghouses and new customer protection rules going into effect in November. Chair: Matthew Rees, Chief Customer Officer, R.J. O’Brien & Associates Speakers: Thomas Book, Chief Executive Officer, Eurex Clearing; Sunil Cutinho, Senior Managing Director & President, CME Clearing; As the exchanges roll out new revenue Michael Davie, Chief Executive Officer, LCH. Clearnet; Peter Hiom, models based on fees for usage of mar- Deputy Chief Executive Officer, ASX Group; Trevor Spanner, Chief ket data, the industry must develop new Executive Officer, LME Clear; Paul Swann, President & Managing systems and processes for administering, Director, ICE Clear Europe tracking and reconciling these fees. What technology needs to be developed and how will it be imple- T10:45B Continental C mented? What are the difficulties in managing this new process Equity Options Jenga and how can best practices assist in easing the burden? This panel of FCMs, ISVs and users will debate the finer points of Chair: Joseph Sellitto, Chief Executive Officer, the pay for market data model and how the industry can adjust Global Execution Brokers, Affiliate of to this new reality. Susquehanna International Group

Speakers: Tayloe Draughon, Head of ESolutions Product Changing market structure is like a Jenga Management, Newedge; Rod Giffen, President & Chief Operating game….pulling out chunks of the structure Officer, CQG; Chris Monnery, North American Head, Electronic can leave other parts in a precarious posi- Execution, Listed Derivatives, Citigroup; Tatiana Potekhina, Product tion. This panel will discuss various regula- Manager, Market Connectivity & Research, Trading Technologies tory changes that are having an impact on market quality.

10:00 a.m. Lower Level, Tradeshow Floor - Speakers: Dennis Davitt, Managing Principal & Chief Investment Exhibit Hall Opens silver/ Green/ Blue Exhibit Halls Officer, Harvest Advisors; Ed Haravon, Partner & Chief Operating Officer, Spot Trading; Patrick Hickey, Head of Market Structure, Optiver; Johnathan Werts, Managing Director, Bank of America 10:15 a.m. Continental Foyer, Lobby Level Merrill Lynch; and additional speakers to be announced. Networking Break

Futures Industry | November 2014 65 EXPO Program EXPO 2014

thurs day, November 6, 2014 continued CONCURRENT SESSIONS T1:00A Continental B FIA Cleared Swaps Operations Committee presents Addressing T10:45C Boulevard, 2nd Floor Operational Challenges in the Cleared Swaps World Electronic Market Design Chair: Anthony Smith, Vice President, Goldman Sachs Chair: Chris Zuehlke, Director of OMS Risk Constructing a market by regulation has not been without Management, DRW Trading its challenges. Navigating a patchwork set of rules and trying to make it all work has been a multi-year undertaking by the cleared Electronic markets are constantly evolv- swaps community. How have we progressed over the past year? ing to meet the needs of their participants Where are the pain points, and what still needs to be done? and adopt advances in technology. In order to make sure they evolve efficiently, we Speakers: Darcy Baber, Senior Product Manager, LCH, Clearnet; must question new ideas as much as we Elisabeth Kirby, Director, U.S. Markets Strategy, Tradeweb; question the status quo. This panel will explore the strengths Diana Shapiro, Vice President, OTC Clearing Product Specialist, and weaknesses of existing market design as well as the mer- Citigroup; Nicholas Solinger, Head of Product Strategy & Chief its and risks of recently proposed changes to market design. Is Marketing Officer, Traiana; Mark Willkehr, Executive Director, real time matching better than delayed matching? Is there a Global Execution & Clearing, UBS “best” matching algorithm? Is “dark” liquidity helping or hurting markets? These are complex questions that require thoughtful T1:00B Continental C consideration and data-driven analytics. Panelists will share New Directions: Volatility, Risk & Market Structure their opinions on these, and more market design topics. Our U.S. equity options exchange leaders will give an update Speakers: Eric Budish, Associate Professor of Economics, University on the state of the equity options industry and share their of Chicago, Booth School of Business; Richard Gorelick, Chief thoughts on risk management and market structure changes Executive Officer, RGM Advisors; Michael Mendelson, Principal, currently being considered. Panelists also will give an overview AQR Capital Management of the competitive landscape and discuss what’s driving market share and each exchange’s value proposition. What’s behind the proliferation of new exchanges? September volume was T10:45D Buckingham strong, bringing year-to-date volume up about 2%. What’s the OCR Workshop outlook for year-end? Chair: Mary Beth Rooney, Director, Speakers: Shelly Brown, Senior Vice President, Strategic Planning Compliance, Futures, Citigroup Global Markets & Operations, MIAX Options; Steven Crutchfield, Executive Vice President, Head of Options, ETPs, & Bonds, NYSE; Lisa Fall, One year after the CFTC published final President, BOX Options Exchange; Jeromee Johnson, Vice President, rules for account ownership and control Market Development, BATS Options; Gary Katz, President & reporting, how is the industry coping with Chief Executive Officer, International Securities Exchange; Edward the increased data collection and new obli- Provost, President & Chief Operating Officer, Chicago Board gations for refreshing and annually updat- Options Exchange; Thomas Wittman, Executive Vice President & ing the data? This session will provide an overview of how OCR Global Head of Equities, NASDAQ OMX fits together with large-trader reporting and position limit aggregation and discuss how reporting firms, customers and T1:00C Boulevard, 2nd Floor swap dealers are preparing for the new reporting regime. Best Practices in Developing and Operating Automated Speakers: Neal Kumar, Associate, Cadwalader Wickersham & Taft; Trading Systems Sandra Valtierra, Manager, Market Regulation, CME Group; and Chair: Leslie Sutphen, Director of Strategies & additional speakers to be announced. Implementation, Chopper Trading

12:00 p.m. Lower Level, Tradeshow Floor - After the Flash Crash and the Knight Networking Lunch silver/ Green/ Blue Exhibit Halls Incident, regulators around the world have been examining every aspect of the imple- Take a break and boost your energy by joining us in the Expo mentation of automated trading strategies. exhibit halls for a bite to eat. Network with colleagues and The FIA has developed a series of white Expo exhibitors while enjoying a grab-n-go lunch. Each hall will papers addressing various aspects of direct market access feature its own unique lunch buffet, so come dig in! and system development. Currently the Market Technology Division of FIA is sponsoring a broad-reaching committee effort to update best practices and enhance the codification of best practices from system trading controls, responses to 66 Futures Industry | www.fia.org EXPO Program EXPO 2014

trading interruptions, post execution processes and controls, CTI, customer protection and more. co-location, business continuity, software development, test- ing, deployment, change management, operational support Speakers: Barry Brown, Vice President, Americas Regulatory and system documentation. The results of this effort will lead Reporting - Listed Derivatives, Deutsche Bank; Chris Meens, to a standard that can be applied across the globe and asset Global Head of Customer Service, SunGard; Robert Sylverne, classes. It is hoped that the adoption of such a standard will Chief Executive Officer, Rolfe & Nolan Products, ION Trading; Ray assist regulators in developing guidelines that are consistent Tubridy, Associate Director, North American Operations & Clearing across the globe and reflective of practical reality. Manager, Macquarie Futures; Andrew Vrabel, Executive Director & Global Head of Investigations, CME Group; Kurt Windeler, Director, Speakers: Marika Maroni, Quality Assurance Manager, Spot Market Regulation, Intercontinental Exchange; National Futures Trading; James Moran, Executive Director, Global Markets Association Representative Regulation, CME Group; Ben Morof, Associate General Counsel & Chief Compliance Officer, Teza Technologies T2:15B Continental C Cybersecurity Threats & Responses T1:00D Buckingham FIA Compliance Committee presents Round 2: FCM & Swap Chair: Stephen Devine, Managing Director, Patomak Global Dealer Issues Partners The financial services industry is an attractive target for Chair: Michelle Broom, Executive Director & cyber-attacks on systems and databases. What are the biggest Chief Compliance Officer, Macquarie Futures threats to market infrastructure and how are cybersecurity experts addressing these threats? Members of the FIA Compliance Committee will bring delegates up-to-date Speakers: Daniel DeWaal, First Vice President & Chief Security on requirements for Chief Compliance Officer, OCC; Mauricio Paez, Partner, Jones Day; Jerry Perullo, Officers and new risk program rules for Chief Information Security Officer, Intercontinental Exchange; and FCMs and Swap Dealers. What does busi- additional speakers to be announced. ness as usual look like under the new customer protection regime including components of a risk management program, T2:15C Boulevard, 2nd Floor quarterly risk exposure reports and disclosures required under Transaction Cost Analysis in the Futures & Options Space 1.55? How are swap dealers revising processes for next year’s CCO annual report based on feedback from the NFA and CFTC? Chair: Greg Wood, Director, Algorithmic What deadlines are approaching over the next 12 months? Execution, Listed Derivatives and Foreign Exchange, Deutsche Bank Securities Speakers: Mark Basile, Senior Vice President, Compliance, Macquarie; Katrina Jackiewicz, Vice President, Securities Division Transaction Cost Analysis (TCA) has Compliance, Goldman Sachs; David King, Director, General Counsel been a key tool for equities traders for Division-Listed Deravatives Compliance, Credit Suisse Securities; many years. It has now become widely Jamila Piracci, Vice President, OTC Derivatives, National Futures adopted for futures and options trading and Association has been making inroads into other asset classes as well. The panel will discuss what the drivers are behind this adoption. CONCURRENT SESSIONS Why do firms want to quantify their trades and measure their T2:15A Continental B execution performance? Is this a new phenomenon or simply FIA Chicago presents Point/Counterpoint: Operations 360° a refinement of how traders have always qualified what isa “good” or “bad” trade? What are the differences between TCA Co-Chairs: Mark Dillon, Director of GMLD for futures and options and equities? How does past perfor- OPS Americas, Deutsche Bank Securities; mance influence the next trade? Mary Beth Rooney, Director, Compliance, Futures, Citigroup Global Markets Speakers: Philippe Buhannic, Chairman & Chief Executive Officer, TradingScreen; Scott Gromacki, Head of European Trading, Join us for a lively roundtable discussion Campbell & Company; Andrew Keane, Global Head, Listed that considers legacy operational functions Derivatives Algo Trading, Citigroup Global Markets; Yuriy Shterk, and processes that need to be improved Head of Product Management, Derivatives, Fidessa or reengineered to reflect the challenges in today’s markets. Representatives from vendors, FCMs, exchanges, and regulatory organizations will discuss topics such as position management, position limit moni- toring, self-match prevention, LSOC, CTR/

Futures Industry | November 2014 67 EXPO Program EXPO 2014

thurs day, November 6, 2014 continued T4:00C Continental C Monitoring Algos

T2:15D Buckingham Chair: Eileen Flaherty, Global Head of Compliance & FCP, Newedge InformationXchange: Netrix USA, and General Counsel, Newedge Americas The Use of Distributed Computing in Hyper Regulators around the world are looking at ways of safe- Contextual Trading guarding markets against runaway algorithms. They are con- sidering registration of direct access market participants and algo providers, examining code, and increased supervisory responsibilities. What can help protect markets and what goes too far?

Speakers: Peter Nabicht, Senior Advisor, Modern Markets Initiative; High frequency trading is declining - down from 70% of Greg Wood, Director, Algorithmic Execution, Listed Derivatives and equity volume to less than 50%. Hyper-contextual trad- Foreign Exchange, Deutsche Bank Securities; Vassiliki Veliou, Vice ing (HCT) is the next discontinuity in the market. HCT is the President, Market Structure, Eurex; and additional speakers to be real-time assimilation of both classic news feeds (Bloomberg, announced. Thomson-Reuters, AP, CNN) & social media feeds (Twitter, Facebook, LinkedIn, Blogs, etc.) in order to exploit market news for competitive trading advantages. It will all be driven by ana- 4:00 p.m. lytics to ingest, process, and derive insights at speed to exploit Exhibit Hall Closes market discontinuities. It’s all about distributed computing and performance; latency is becoming table stakes, and is no lon- 5:15 p.m. ger a differentiator. Firms and their IT environment will need Panel Sessions Conclude to pre-digest hundreds of information feeds in real time (clas- sic market data and news/social feeds will each exceed 40 MM MPS by 2016) and this requires highly specialized program- 6:30 p.m. Grand Ballroom ming and network equipment. FIA Cares Great Chicago Steak Out Dinner Reception (Ticket Required) Speaker: Andrew Bach, Chief Architect, Financial Services, Juniper Chefs from Chicago’s finest steakhouses will be prepar- Networks ing their favorite dishes at this marquee event. The Chicago Private Dining Steakhouse Group donates their talent and cui- 3:30 p.m. Continental Foyer, Lobby Level sine and all proceeds from the event go directly to the Greater Networking Break Chicago Food Depository

CONCURRENT SESSIONS T4:00A Continental B SEFs One Year Later

Chair: Will Acworth, Senior Vice President, Communications, FIA

It has been just over a year since the CAR IA ES launch of trading on swap execution facili- F ties. This panel will provide a variety of per- spectives on how trading is going and what still needs to be done to make cleared swaps trading go smoothly. Panelists will discuss the made-available- to-trade process; examine various market components such as average pricing, allocations, and block trading; and explore var- ious models that are emerging to facilitate trading.

Speakers: Stephen Berger, Director, Government & Regulatory Policy, Citadel; Johah Platt, Executive Director & Counsel, Foreign Exchange, Rates & Commodities, UBS; George Harrington, Global Head, Fixed Income Trading, Bloomberg; Supurna Vedbrat, Managing Director, Co-Head Electronic Trading & Market Structure, BlackRock 68 Futures Industry | www.fia.org CME GROUP RECEPTION FUTURES & OPTIONS EXPO 2014

Round-trip trolley service between the Hilton WHERE Chicago’s 8th Street entrance and Union Station Union Station will be available beginning at 5:45 p.m. 500 W. Jackson Blvd Chicago, You must be registered for Expo to attend this WHEN event. Please wear your Expo badge for entry. Wednesday, November 5 6:00 p.m. – 8:00 p.m. EXPO Program EXPO 2014

FIA Cares A CARE FI S Charity Drive in conjunction with FIA Futures & Options Expo

November 4 – 6, 2014 • Hilton Chicago www.fia.org/fc

The futures community has raised more than $2,000,000 over five years as a part of the FIA Cares charity drive benefiting the Greater Chicago Food Depository.

FIA Cares—a donation drive and charity dinner held in conjunction with Futures & Options Expo each fall—gives companies and individuals in the industry the opportunity to provide www.chicagosfoodbank.org funds to feed people in need. All proceeds from the drive benefit the Greater Chicago Food Depository, a nonprofit food distribution and training center providing food for hungry people. Visit www.chicagosfoodbank.org for more information on the Food Depository.

CME Group, in support of the Greater Chicago Food Depository, will also host a raffle for two business class tickets to anywhere in the world served by United Airlines. Raffle tickets will be sold in CME Group’s Global Partner Pavilion, Booth 807, throughout Expo 2014, Presented by and at the Futures Cares Great Chicago Steak Out dinner. The winning raffle ticket will be pulled at the dinner! Don’t miss it!

Platinum Sponsors 2014

Great Chicago Steak Out Silver Sponsors Dinner Reception November 6, 2014 | Hilton Chicago

Sample cuisine from Chicago’s Private Dining Steakhouse Group. Individual bronze Sponsors tickets may still be available. Go to the Bank of America Merrill Lynch • BMO Harris Bank Steak Out and GCFD Charity Booth at the CBOE Holdings • DRW Trading Group Foundation • Eurex Exchange • FIA Futures Services Division • FIA Law & Compliance entrance to Salon C-Blue Hall for details. Division • FIA Technology Services • Fidessa • HTG Capital Part- ners IMC - Chicago • Jones Day • McGladrey LLP • Mizuho Securi- ties USA Inc. • Optiver US, LLC • Peter G. Johnson • R. J. O’Brien & Associates • Rosenthal Collins Group • S&P Capital IQ • SunGard HELPING TO END HUNGER IN CHICAGO The OCC • Trading Technologies • UBS Securities LLC • XR Trading

70 Futures Industry | www.fia.org Great Chicago steak out Restaurants

Futures Industry | November 2014 71 Steering Committees EXPOEXPO 20142014

Expo 2014 Steering Committee Equity Options Steering Committee

Bruce Beatus Tom Brady Bank of America Merrill Lynch Chicago Board Options Exchange

Mark Dillon Alan Grigoletto Deutsche Bank Securities OCC

Edward Licciardo Molly McGregor State Street Global Markets International Securities Exchange

Anita Liskey Barry Nobel CME Group NASDAQ OMX

Chuck Mackie Bill Ryan Maven Wave Partners NYSE Amex Options

Joanna Mallers Patty Schuler Mizuho Securities BOX Options Exchange FIA PTG Joseph Sellitto Ben Morof Susquehanna International Group Teza Technologies Mike Walinskas Steve Staszak OCC CME Group

Vassilis Vergotis Eurex

Teresa Warta J.P. Morgan

Greg Wood Deutsche Bank Securities

Chris Zuehlke DRW Trading

72 Futures Industry | www.fia.org Resource Guide Index EXPO 2014

Accounting & Legal Services CO-LOCATION & PROXIMITY HOUSING SERVICES • Futures Magazine • McGladrey LLP • Henderson Law LLP • Advantage Futures Exchange (MexDer) • Australian Securities • Moscow Exchange ALGORITHMIC TRADING SOLUTIONS Exchange • Nasdaq • BM&F Bovespa • Netrix, LLC • BT Americas • Acquire Media • OptionsCity Software, Inc. • Pico • CFN Services • Advantage Futures • Orc Group • Redline Trading Solutions • China Telecom Americas • Azul Systems, Inc. • Pico • Renaissance Capital • CQG, Inc. • Bloomberg LP • Redline Trading Solutions • RTS, A Bloomberg Offering • Fidessa • Bloomberg Tradebook • Renaissance Capital • S&P Capital IQ • Futures Magazine • Blue Trading Systems, LLC • RTS, A Bloomberg Offering • Steadfast • Hibernia Networks • Corvil • S&P Capital IQ • Stellar Trading Systems • Intelletrace, Inc. • CQG, Inc. • Stellar Trading Systems • SunGard • ION Trading • Edge Financial Technologies • Telstra • Telstra • Lightower Fiber Networks • Enyx • TeraExchange • Trading Technologies • Maxeler Technologies International, Inc. • Eze Software Group • Tethys Technology, Inc. • Mexican Derivatives • TradingScreen Inc. • Futures Magazine • Thomson Reuters • ION Trading • Trading Technologies • ITG International, Inc. • Market News International • TradingScreen Inc. CONNECTIVITY • Maxeler Technologies • Wolfram Research • Metamako • Wolverine Execution • Advantage Futures • ITG • NovaSparks Services (WEX) • Anova Technologies • Maxeler Technologies • OneMarketData LLC • Australian Securities • Metamako Exchange • Moscow Exchange • BM&F Bovespa • Nasdaq BACK OFFICE, MIDDLE OFFICE • BT Americas • Netrix, LLC & OPERATIONS • Cape City Command • Orc Group • CFN Services • Pico • China Telecom Americas • Renaissance Capital • Advantage Futures • Imagine Software • CQG, Inc. • RTS, A Bloomberg Offering • Bloomberg LP • The Institute for Financial • Enyx • S&P Capital IQ • Bloomberg Tradebook Markets • Fidessa • Steadfast • BM&F Bovespa • International Computer • Futures Magazine • Sunesys • BNP Paribas Concepts • Green Key Technologies • Telstra • BT Americas • ION Trading • Hibernia Networks • Telx • Devexperts • ITG • Intelletrace, Inc. • Thomson Reuters • Edge Financial • Lombard Risk • International Computer • Trading Technologies Technologies • RTS, A Bloomberg Offering Concepts International, Inc. • EIZO Inc. • S&P Capital IQ • ION Trading • TradingScreen Inc. • Eze Software Group • Sapient Global Markets • IPC Systems • Wolfram Research • FIA Technology Services, • SunGard Inc. • Thomson Reuters • Fidessa • TradingScreen Inc. CONSULTING • Futures Magazine • Azul Systems, Inc. • Maxeler Technologies • Devexperts • McGladrey LLP • Edge Financial • OneMarketData LLC CAREERS & EDUCATION Technologies • Pico • Fidessa • Sapient Global Markets • Bloomberg LP • University of Chicago • Futures Magazine • Steadfast • Futures Magazine Financial Mathematics • International Computer • SunGard • IIT Stuart School of Program Concepts • Telstra Business • Wolfram Research • ION Trading • Wolfram Research • The Institute for Financial • Lombard Risk Markets Futures Industry | November 2014 73 Resource Guide Index EXPO 2014

EXHANGES AND CLEARING HOUSES IT INFRASTRUCTURE (continued)

• Advantage Futures • Intercontinental Exchange • International Computer • Pico • Australian Securities • Japan Exchange Group, Inc. Concepts • Sapient Global Markets Exchange (JPX) • ION Trading • Solace Systems • Bloomberg LP • Korea Exchange • Koi Computers, Inc. • Steadfast • Bloomberg Tradebook • MATba - Mercado a • McObject • SunGard • BM&F Bovespa Termino de Buenos Aires • Metamako • Telstra • Borsa Istanbul-VIOP • Maxeler Technologies • Netrix, LLC • TradingScreen Inc. • Borsa Italiana - London • Mexican Derivatives • Orc Group • Wolfram Research Stock Exchange Group Exchange (MexDer) • BT Americas • Minneapolis Grain • CBOE Exchange • Cinnober Financial • Moscow Exchange MANAGED SERVICES Technology AB • NADEX • CME Group • Nasdaq • BT Americas • Lightower Fiber Networks • Dalian Commodity • OCC • CFN Services • Netrix, LLC Exchange • S&P Capital IQ • China Telecom Americas • Orc Group • DTCC • Sapient Global Markets • Cinnober Financial • Patrina Corporation • Dubai Gold and • Singapore Exchange Technology AB • Pico Commodities Exchange • • CQG, Inc. • Redline Trading Solutions (DGCX) • Telstra • Devexperts • S&P Capital IQ • Eris Exchange • TeraExchange • Eze Software Group • Sapient Global Markets • Eurex • TMX | Montréal Exchange • Fidessa • Steadfast • Futures Magazine • Tokyo Commodity • Futures Magazine • Sunesys • Intellectual Property Exchange • Green Key Technologies • SunGard Exchange International, Inc • Tokyo Financial Exchange • Imagine Software • Telstra (IPXI) Inc. (TFX) • Intelletrace, Inc. • Trading Technologies • ION Trading International, Inc. • IPC Systems • TradingScreen Inc. FCMS • Advantage Futures • Nissan Century Securities MARKET DATA • BM&F Bovespa Co., Ltd. • BNP Paribas • Phillip Capital Inc. • Anova Technologies • NovaSparks • Futures Magazine • S&P Capital IQ • Australian Securities • OneMarketData LLC • G. H. Financials, LLC • Straits Financial LLC Exchange • Orc Group • Imagine Software • Telstra • Azul Systems, Inc. • Pico • Moscow Exchange • TradingScreen Inc. • Bloomberg LP • Quick Screen Trading • Nanhua Futures • Yongan Futures • Bloomberg Tradebook • Quincy Data & McKay • Newedge • BM&F Bovespa Brothers • BT Americas • Redline Trading Solutions • CFN Services • Renaissance Capital IT INFRASTRUCTURE • Corvil • RTS, A Bloomberg Offering • CQG, Inc. • Russell Indexes • Advantage Futures • Corvil • Devexperts • S&P Capital IQ • Anova Technologies • CQG, Inc. • Enyx • Sapient Global Markets • Arista Networks • Devexperts • Eze Software Group • SunGard • Australian Securities • Edge Financial • Fidessa • Telstra Exchange Technologies • FOW • Thomson Reuters • BT Americas • EIZO Inc. • Futures Magazine • Tradeweb Markets • Cape City Command • Enyx • Imagine Software • Trading Technologies • CDW • Futures Magazine • ION Trading International, Inc. • CFN Services • Green Key Technologies • Market News International • TradingScreen Inc. • China Telecom Americas • Informatica • Moscow Exchange • Wolfram Research • Cinnober Financial • Intelletrace, Inc. • Nasdaq • Wolverine Execution Technology AB • Netrix, LLC Services (WEX)

74 Futures Industry | www.fia.org Resource Guide Index EXPO 2014

MONEY MANAGERS SWAP EXECUTION FACILITIES (SEF)

• Bloomberg LP • Futures Magazine • Bloomberg LP • MarketAxess Corporation • Bloomberg Tradebook • BNP Paribas • Maxeler Technologies • Cinnober Financial • Moscow Exchange Technology AB • TeraExchange • Fidessa • Thomson Reuters NEWS MEDIA AND PUBLICATIONS • Futures Magazine • Tradeweb Markets

• Acquire Media • FOW • Bloomberg LP • Futures Magazine • Cinnober Financial • Thomson Reuters TELECOMMUNICATIONS Technology AB • Anova Technologies • Hibernia Networks • Australian Securities • Intelletrace, Inc. Exchange • IPC Systems REGULATION & COMPLIANCE • Azul Systems, Inc. • Lightower Fiber Networks • BT Americas • Netrix, LLC • Advantage Futures • ITG • CFN Services • Sunesys • Bloomberg LP • Lombard Risk • China Telecom Americas • Telstra • Bloomberg Tradebook • Maxeler Technologies • Futures Magazine • Telx • BT Americas • National Futures • Green Key Technologies • Cinnober Financial Association Technology AB • Orc Group • Edge Financial • Patrina Corporation Technologies • R3COGNITION TRADING SYSTEMS • Eze Software Group • Sapient Global Markets • Advantage Futures • Maxeler Technologies • FIA Technology Services, • SunGard • Australian Securities • Metamako Inc. • Thomson Reuters Exchange • Moscow Exchange • Fidessa • TradingScreen Inc. • Azul Systems, Inc. • Nasdaq • Futures Magazine • U.S. Commodity Futures • Bloomberg LP • The Institute for Financial Trading Commission • Object+ Americas LLC Markets • Bloomberg Tradebook • OptionsCity Software, Inc. • Blue Trading Systems, LLC • Orc Group • BM&F Bovespa • Pico • CFN Services • Prime Analytics LLC RISK MANAGMENT • Cinnober Financial • Quick Screen Trading Technology AB • Redline Trading Solutions • Advantage Futures • Nasdaq • Corvil • RTS, A Bloomberg • Azul Systems, Inc. • Netrix, LLC • CQG, Inc. Offering • Bloomberg LP • Object+ Americas LLC • Devexperts • S&P Capital IQ • Bloomberg Tradebook • OptionsCity Software, • Edge Financial • Sapient Global Markets • Blue Trading Systems, LLC Inc. Technologies • Sky Road • BM&F Bovespa • Orc Group • EIZO Inc. • Stellar Trading Systems • Cinnober Financial • Pico • Enyx • SunGard Technology AB • Prime Analytics LLC • Eris Exchange • Telstra • Devexperts • Redline Trading Solutions • Eze Software Group • TeraExchange • Edge Financial • RTS, A Bloomberg • Fidessa • Tethys Technology, Inc. Technologies Offering • Futures Magazine • Thomson Reuters • Eze Software Group • S&P Capital IQ • GlobalRisk Corporation • tradeMONSTER • Fidessa • Sapient Global Markets • Imagine Software • Tradeweb Markets • Futures Magazine • SunGard • International Computer • Trading Technologies • GlobalRisk Corporation • Telstra Concepts International, Inc. • Imagine Software • Thomson Reuters • ION Trading • TradingScreen Inc. • The Institute for Financial • Trading Technologies • IPC Systems • Wolfram Research Markets International, Inc. • ITG • Wolverine Execution • ION Trading • TradingScreen Inc. • MarketAxess Corporation Services (WEX) • Lombard Risk • Wolfram Research • Maxeler Technologies

Futures Industry | November 2014 75 Resource Guide EXPO 2014

ACQUIRE MEDIA BLOOMBERG LP Booth 706 - Blue Hall Booth 327 - Green Hall 3 Becker Farm Road, Suite 401 731 Lexington Avenue Roseland, NJ 07068 New York, NY 10022 www .acquiremedia .com www .bloomberg .com @newsedge AU STRALIAN SECURITIES EXCHANGE Contact: Eugene Miculet Contact: Don Rigg Booth 914 - Blue Hall 212 .617 .6558 973 .422 .0800 www .asx .com .au emiculet@bloomberg .net sales@acquiremedia .com @ASX Contact: Cynthia Tazioli 312 .803 .5840 ADVANTAGE FUTURES cynthia .tazioli@asx com. .au Booth 529 - Green Hall 231 S . LaSalle Street, Suite 1400 ASX is one of the world’s leading financial Chicago, IL 60604 market exchanges offering a full suite of ser- BLOOMBERG TRADEBOOK www AdvantageFutures. .com vices, including futures and equities trading, Booth 327 - Green Hall @FuturesNews listings, clearing and settlement, across a 120 Park Avenue 312 .800 .7000 comprehensive range of asset classes . As New York, NY 10017 contactus@advantagefutures .com the first major financial market open every www .BloombergTradebook .com day, ASX is a world leader in raising capital, Contact: John L . Gonzalez consistently ranking among the top five 312 .443 .5943 ALTERA CORPORATION exchanges globally . jgonzalez19@bloomberg .net Booth 109 - Green Hall The Sydney Futures Exchange (SFE) 101 Innovation Drive merged with ASX in 2006 . Today, the ASX Bloomberg Tradebook is a leading agency San Jose, CA 95134 and its proprietary trading platform, ASX broker that partners with both the buy-side www .altera .com Trade24, are home to the interest rate fu- and sell-side to provide high-quality liquidity, @alteracorp tures products listed on the ASX 24 market . market insight, and customized solutions 408 .544 .7000 Follow us: Twitter @ASX or based on innovative technologies . Founded www asx. .com .au in 1996, Tradebook offers its customer base trading solutions for equities, futures, op- ANOVA TECHNOLOGIES tions, and foreign exchange (FX) to actively Booth 417 - Green Hall manage complex trading strategies in more 205 N . Michigan Avenue, Suite 4230 than 100 global exchanges . Chicago, IL 60601 The Tradebook Futures platform is a so- www anova-tech. .com phisticated direct market access, multi-bro- @anovatech ker, turnkey trading solution that integrates Contact: Scott Kenik AZUL SYSTEMS, INC. with both the Bloomberg Professional 312 .540 .9594 x1104 Booth 514 - Green Hall service and multiple order management skenik@anova-tech .com 1173 Borregas Avenue systems . Sunnyvale, CA 94089 www .azulsystems .com ARISTA NETWORKS @AzulSystems BLUE TRADING SYSTEMS, LLC Booth 214 - Green Hall Contact: Sales Assistance Booth 1013 - Blue Hall 5453 Great America Parkway 650 .230 .6500 194 Finley Golf Course Road, Suite 100 Santa Clara, CA 95054 info@azulsystems .com Chapel Hill, NC 27517 www .arista .com www bluetradesys. .com @AristaNetworks Azul Zing® eliminates trading system noise @bts_software Contact: Dean Nebrig and jitter, lowers both average and maximum Contact: Kevin Darby 408 .547 .5500 latency and solves Java warm-up . Created by 919 .913 .0853 us-sales@arista .com Azul Systems®, a trusted supplier to the financial sales@bluetradesys .com sector for over 10 years, Zing delivers innovative low latency Java solutions for derivatives market participants utilizing high frequency trading, al- gorithmic trading or business-critical messaging applications . It is fully compliant with Java SE 8, 7 or 6 and requires no coding changes to existing applications . Deploy futures, options, messaging and risk applications on Azul Zing to start fast and stay fast and push peak Java latencies into the microseconds . Booth #514: www .azulsystems com/onWallStreet. 76 Futures Industry | www.fia.org Resource Guide EXPO 2014

BM&F BOVESPA CAPE CITY COMMAND for Data, IP and Voice Wholesale services Booth 807 - Blue Hall Booth 1614 - Silver Hall to multinational companies, organizations One N . End Avenue, Suite 1241 219 Station Road, Suite 203 and international carriers requiring China New York, NY 10282 Wilmington, NC 28405 domestic services and international access www .bmfbovespa .com .br www .capecitycommand .com to China & Asia Pacific. With headquarters @bmfbovespa Contact: Tony Pettipiece in Herndon, Virginia, and offices in Chicago, Contact: Marcelo Gualda 910 .799 .9770 Los Angeles, New York, San Jose, and subsid- 212 .750 4197. xccelerator .info@capecitycommand .com iaries in Toronto, Canada, and Sao Paolo, mgualda@bvmf .com .br Brazil, China Telecom Americas continues to expand its strength and reach . China CBOE Telecom Americas provides locally-based, BNP PARIBAS Booth 421 - Green Hall one-stop-shop, turn-key solutions for every- Booth 1011 - Blue Hall 400 S . LaSalle Street thing from China domestic and international www .bnpparibas .com Chicago, IL 60605 data circuits to IDC services, network man- Contact: Nathaniel Litwak www .cboe .com agement, equipment management, system 212 471. .6509 @cboe integration, and much more . For additional nathaniel .litwak@us bnpparibas. com. Contact: Felicia Garcia information on China Telecom Americas, 312 .786 .8310 please visit www ctamericas. .com . institutional@cboe .com BORSA ISTANBUL-VIOP Booth 119 - Green Hall Tuncay Artun Cad . Resitpasa Mah . CDW Emirgan Booth 511 - Green Hall Istanbul, 34467 120 S . Riverside Turkey Chicago, IL 60606 CINNOBER FINANCIAL TECHNOLOGY AB www borsaistanbul. .com/en/home-page www.cdw.com/content/industries/finan- Booth 314 - Green Hall @borsaistanbulen cial-services/default .aspx Kungsgatan 36 Contact: Onur Olgun Contact: Scott Hiemstra Stockholm, SE11135 +90 .212 298. .2924 312 .705 .8187 Sweden onur .olgun@borsaistanbul .com FinancialServices-Chicago@cdw .com www .cinnober .com @cinnober Contact: Ulf Axman BORSA ITALIANA - LONDON STOCK CFN SERVICES +46850304700 EXCHANGE GROUP Booth 104 - Green Hall sales@cinnober com. Booth 520 - Green Hall 13454 Sunrise Valley Drive Piazza degli Affari 6 Herndon, VA 20171 Cinnober, leading supplier of mis- Milan, 20123 www .cfnservices .com sion-critical solutions and services to trading Italy @cfnservices and clearing venues around the globe, is www .borsaitaliana .it Contact: Brian Heacox active in the ongoing paradigm shift to @borsaitalianaIT 703 .788 .6633 real-time clearing and risk management . Contact: Sara Malaguti sales@cfnservices .com Two solutions were recently launched at +39 .02 .72426446 BM&FBOVESPA and LME Clear . At FIA sara malaguti@borsaitaliana. .it Expo, Cinnober also proudly presents one of Chicago’s finest — John Lothian News. At Booth 314, John and his team will conduct BT AMERICAS interviews and contribute insightful discus- Booth 118 - Green Hall sions covering a wide range – from trading, 620 Eighth Avenue clearing and risk management to technolo- New York, NY 10018 CHINA TELECOM AMERICAS gies . And perhaps other important subjects, www.bt.com/financialservices Booth 115 - Green Hall such as the true difference between Bears @BT_GBFM 607 Herndon Parkway, Suite 201 and Packers fans . See www cinnober. com. Contact: Walter Terbrusch Herndon, VA 20170 and www johnlothiannews. .com 212 .205 1995. www .ctamericas .com walter terbrusch@bt. .com Contact: China Telecom Americas 703 .787 .0088 sales@ctamericas .com

China Telecom Americas, a wholly-owned US-based subsidiary of China Telecom Corp . Ltd ., is an international telecom provider

Futures Industry | November 2014 77 Resource Guide EXPO 2014

of transactions per day at the world’s top DTCC banks, exchanges and service providers, Booth 510 - Green Hall providing real-time operational analytics 55 Water Street CME GROUP that power decisions and actions in the now . New York, NY 10004 Booth 807 - Blue Hall www .dtcc .com 20 S . Wacker Drive @The_DTCC Chicago, IL 60606 www .cmegroup .com @CMEGroup DUBAI GOLD AND COMMODITIES 312 .930 .1000 EXCHANGE (DGCX) CQG, INC. Booth 413 - Green Hall As the world’s leading and most diverse Booth 326 - Green Hall Gold Tower (AU), Level UP (Floor 37) derivatives marketplace, CME Group 311 S . Wacker Drive, #6100 Jumeirah Lakes Towers (JLT) (www cmegroup. .com) is where the world Chicago, IL 60606 Dubai, DXB 37736 comes to manage risk, offering the widest www .cqg .com UAE range of global benchmark products across @CQGInc www .dgcx .ae all major asset classes . We bring buyers and Contact: Patrick Kenny @dgcx sellers together through our CME Globex® 800 .525 .7082 Contact: Madyan Jabr electronic trading platform and our trading tellmemore@cqg .com +9714 .361 .1616 facilities in New York and Chicago . CME madyan .jabr@dgcx .ae Clearing, an industry-leading central coun- CQG provides high-performance trade terparty clearing provider, offers clearing routing, global market data, and advanced and settlement services for exchange-traded technical analysis . CQG partners with more and over-the-counter derivatives . than one hundred FCMs and provides Direct Market Access to more than forty exchanges through its global network of co-located Hosted Exchange Gateways . CQG’s server-side order management tools for EDGE FINANCIAL TECHNOLOGIES spreading, market aggregation, and smart Booth 1612 – Silver Hall orders are unsurpassed for speed and ease- 141 W . Jackson Boulevard, Suite 1943 of-use . CQG’s market data feed consolidates Chicago, IL 60604 CORVIL more than seventy-five sources, including www.edgefinite.com Booth 1626 - Silver Hall exchanges worldwide for futures, options, @edgefinite 6 Georges Dock fixed income, foreign exchange, and equities Contact: Jitesh Thakkar IFSC as well as data on debt securities, industry 312 .981 .8870 Dublin, 1 reports, and financial indices. For more infor- [email protected] Ireland mation about CQG, visit www .cqg .com . www .corvil .com Edge Financial Technologies is a software @CorvilInc consulting firm specializing in custom front Contact: Aoife Byrne DALIAN COMMODITY EXCHANGE office, middle office and back-office cus- +353 .1 .859 .1000 Booth 1525 - Silver Hall tomer software solutions for banks, FCMs, No .129 Huizhan Road trading firms, and clearing members in the Corvil is the IT data analytics company Dalian, 116023 futures, equities FX and options markets . for business in the now . The Corvil stream- China We advise firms on software and trading ing analytics platform transforms IT data www .dce .com .cn architectures, and we help optimize trading into real-time operational intelligence to +86411 .84808888 strategies to maximize profits. provide an order of magnitude improvement Our expertise includes developing trad- in the speed to see, understand and act on ing applications on top of Trading Technolo- business as it’s happening . Corvil provides DEVEXPERTS gies, CQG, CTS T4, RTS Tango, TradeStation, the full picture of customers, business and Booth 1523 - Silver Hall , and more . IT infrastructure all interacting together in 2500 Plaza 5, Harborside Financial Center We develop algorithmic trading strat- real-time . It does this by making sense of the Jersey City, NJ 07311 egies that include market-making, trend raw IT data streaming through the network, www .devexperts .com following, spreading and arbitrage as well as enriching it with analytics and making it @devexperts back-testing and simulation of strategies . In accessible, searchable and consumable . Contact: Antonio Goncalves addition, Edge Financial develops pre-trade Corvil is built to handle the low-latency, 773 .360 .3439 and post-trade risk controls such as risk high-performance and big data analytics info@devexperts .com monitoring and kill switch applications . We requirements for the world’s most demand- also develop reconciliation, reporting and ing real-time businesses . It is used to look compliance software . after the health and performance of billions Visit us at Booth #1612 to learn more .

78 Futures Industry | www.fia.org Resource Guide EXPO 2014

EIZO INC. middle, and back office. Eze Software Group Booth 204 - Green Hall partners with more than 1,500 buy-side and 5710 Warland Drive sell-side institutions in 30 countries across Cypress, CA 90630 North and South America, EMEA, and Asia www .eizo .com Pacific. Its clients include broker-dealers, FIDESSA @EizoUSA endowments, family offices, hedge funds, Booth 913 - Blue Hall Contact: Lisa Havener institutional asset managers, mutual funds, 17 State Street, 41st Floor 630 .363 .6064 pension funds, and professional individual New York, NY 10004 lisa .havener@eizo .com investors . www.fidessa.com Formed in 2013, Eze Software brings @fidessa together the proven success of the Real- Contact: Dorothy Ferlanti ENYX Tick EMS®, Eze OMS™, and Tradar PMS™ 212 .269 .9000 Booth 1006 - Blue Hall teams . Offering award-winning products and [email protected] 8 Rue Greneta unparalleled customer service, Eze Software Paris, 75003 Group is committed to providing cutting-edge Exceptional trading, investment and France solutions for your investment needs . information solutions for the world’s financial www .enyxfpga .com community . @Enyxfpga For more information visit www .ezesoft .com . 85% of the world’s premier financial Contact: Nicolas Karonis institutions trust Fidessa to provide them 347 .201 .4827 with their multi-asset trading and investment sales@enyxfpga .com infrastructure, their market data and analysis, and their decision making and workflow tech- nology . We offer unique access to the world’s ERIS EXCHANGE largest and most valuable trading community Booth 1008 - Blue Hall FIA TECHNOLOGY SERVICES, INC. of buy-side and sell-side professionals, from 227 W . Monroe Street, Suite 2070 Booth 227 - Green Hall global institutions and investment banks to Chicago, IL 60606 2001 Pennsylvania Avenue NW, Suite 600 boutique brokers and niche hedge funds . $12 www .erisfutures .com Washington, DC 20006 trillion worth of transactions flow across our @erisfutures www.fia-tech.com global connectivity network each year . Contact: Sales Contact: Erin Kairys Fidessa’s unrivalled set of mission-critical 888 .587 .2699, 2 202 .772 .3029 products and services uniquely serve both sales@erisfutures com. the buy-side and sell-side communities . FIA Technology Services, Inc . is a whol- ly-owned subsidiary of FIA . We collaborate EUREX with the global futures industry to improve FIFTH THIRD BANK Booth 720 - Blue Hall operational efficiency via web based software Booth 217 - Green Hall 233 S . Wacker Drive, Suite 2450 systems . FIA Tech operates three platforms: 222 S . Riverside Plaza Chicago, IL 60606 the Electronic Give-Up System (EGUS), the Chicago, IL 60606 www .eurexchange .com Electronic Give-Up Automated Invoicing www 53. .com @EurexGroup System (eGAINS), and FIA Tech’s Reconcilia- Contact: Matt Berman 312 .544 .1000 tion Software (eRECS) . These three systems 312-704-6935 info .usa@eurexchange .com integrate to help firms efficiently settle and matthew berman@53. com. reconcile their give-up brokerage . As part of our commitment to improving efficiency and standards within the futures industry, FIA FOW Tech continues to work with firms to expand Booth 113 - Green Hall the functionality of its systems . Nestor House Playhouse Yard EZE SOFTWARE GROUP London, EC4V 5EX Booth 310 - Green Hall United Kingdom 12 Farnsworth Street www FOW. com. Boston, MA 02210 @FOWgroup www .ezesoft .com Contact: Hanna De’Bank @Eze_Soft +44 .20 .7779 .8810 Contact: EzeSoft Sales accountmanager@fow .com 617 .316 .1000 SalesAmericas@ezesoft .com

Eze Software Group is a premier provider of global investment technology for the front,

Futures Industry | November 2014 79 Resource Guide EXPO 2014

FUTURES MAGAZINE the opportunity to discuss how we might be Booth 210 - Green Hall of assistance to you . 107 W . Van Buren Street, Suite 203 Please stop by our booth to meet our Chicago, IL 60605 lawyers, and be sure to enter our raffle to www .futuresmag .com GLOBALRISK CORPORATION win a Starbuck’s or Binny’s gift card . @FuturesMagazine Booth 1015 - Blue Hall Contact: Chris Casey 401 S . LaSalle Street, Suite 301 312 .846 .4606 Chicago, IL 60605 HIBERNIA NETWORKS ccasey@futuresmag .com www .globalrisk .com Booth 1010 - Blue Hall @Global_Risk 25 DeForest Avenue, Suite 108 Contact: Curt Wichmann Summit, NJ 07901 312 .588 .1300 x114 www .hibernianetworks .com cpw@globalrisk .com @HiberniaNetwork Contact: Joseph Hilt GlobalRisk is the purveyor of FirmRisk: 908 .516 .4201 the industry’s leading market risk man- Joseph .Hilt@hibernianetworks com. agement system for over 20 years . FCMs, brokerages, exchanges and trading groups all use this scalable system to manage portfolio HONG KONG EXCHANGES AND CLEAR- G. H. FINANCIALS, LLC risk across currencies and product classes ING / LONDON METAL EXCHANGE Booth 318 - Green Hall – equities, futures, swaps, options and fixed Booth 205 - Green Hall 311 S . Wacker Drive, Suite 3280 income - by providing a centralized analysis www .lme .com Chicago, IL 60606 hub for all of your data sources . Create risk @lme_news www.ghfinancials.com alerts, portfolio stress tests, what-if analysis, Contact: Mark Phelps high and low altitude reports for the firm and 312 544. .0316 x2102 your customers all in real-time . FirmRisk is IIT STUART SCHOOL OF BUSINESS [email protected] customized to meet your firms’ specific risk Booth 710 - Blue Hall management processes and requirements . 10 W . 35th Street, 13th Floor G . H . Financials has provided market Chicago, IL 60616 access and clearing services, on interna- www .stuart .iit edu. tional derivatives exchanges, to professional GREEN KEY TECHNOLOGIES @IITStuart traders and institutions around the globe Booth 112 - Green Hall Contact: Helen Ezenwa since 1993. During the last financial year, 415 Madison Avenue, 15th Floor 312 .906 .6555 GHF cleared over 280 million contracts on New York, NY 10022 careers@stuart .iit .edu over twenty-five exchanges globally and www greenkeytech. .com have been consistently one of the largest Contact: Sales clearing members on the European and US 646 .673 .8539 IMAGINE SOFTWARE futures exchanges . info@greenkeytech .com Booth 705 - Blue Hall G . H . Financials is headquartered in 22 Cortlandt Street, 32nd Floor London and operates subsidiary businesses New York, NY 10007 in both Chicago and Hong Kong . www imaginesoftware. .com For further information about GHF, @imagineticker please visit www.ghfinancials.com Contact: Brendan Quinn 212 .371 .7690 brendanq@imaginesoftware .com GELIN DAHUA FUTURES CO., LTD. Booth 1610 – Silver Hall www gldhqh. .com .cn HENDERSON LAW LLP Booth 411 - Green Hall 175 W . Jackson Boulevard, Suite 240 Chicago, IL 60604 www.hlaw-firm.com Contact: Donna Peterson 312 .986 .6963 [email protected]

Henderson Law focuses its practice in the financial services industry. Its lawyers have represented individuals and firms in the industry for over 30 years, and we welcome

80 Futures Industry | www.fia.org Resource Guide EXPO 2014

INTELLETRACE, INC. IPC SYSTEMS Booth 114 - Green Hall Booth 707 - Blue Hall 448 Ignacio Boulevard, #222 3 Second Street, Plaza 10, 15th Floor Novato, CA 94949 Jersey City, NJ 07311 THE INSTITUTE FOR FINANCIAL www .intelletrace .com www .ipc .com MARKETS Contact: Darren Stich @IPC_Systems_Inc Booth 1606 – Silver Hall 952 .445 .4240 Contact: Allison Liantonio 2001 Pennsylvania Avenue NW, Suite 600 dstich@intelletrace com. 201 .253 .2331 Washington, DC 20006 allison .liantonio@ipc .com www theIFM. .org @the_IFM Contact: Trish Foshee ITG 202 .223 .1528 Booth 110 - Green Hall info@theIFM .org One Liberty Plaza 165 Broadway The IFM, established in 1989 as a non- New York, NY 10006 profit foundation, is the independent source INTERCONTINENTAL EXCHANGE www itg. .com for education and data for the derivatives Booth 609 - Blue Hall @ITGinc industry . The IFM provides education and 2100 RiverEdge Parkway 212 .444 .6100 ethics courses, publications, and indepen- Atlanta, GA 30328 info@itg .com dent research about financial markets. Our www .theice .com unique data services serve as industry utili- @ICE_markets ties to help firms conduct business globally Contact: ICE JAPAN EXCHANGE GROUP, INC. (JPX) and meet their compliance, reporting and 770 .857 .4700 Booth 229 - Green Hall regulatory responsibilities . ICE@theice .com 2-1 Nihombashi Kabutocho Chuo-ku, Tokyo 103-8224 Intercontinental Exchange (NYSE: ICE) is Japan INVEA-TECH the leading network of regulated exchanges www ose. .or jp/e/. Booth 1509 – Silver Hall and clearing houses for financial and com- Contact: Market Planning & Development U Vodarny 2965/2 modity markets . ICE delivers transparent, Dept . Brno, 61600 reliable and accessible data, technology +81 .50 .3377 .8645 Czech Republic and risk management services to markets mkt-biz@jpx .co .jp www .tradecope .com around the world through its portfolio of @InveaTech exchanges, including the New York Stock Contact: Petr Kastovsky Exchange, ICE Futures and Liffe . KOI COMPUTERS, INC. +420 .511 .205 .264 Booth 221 - Green Hall kastovsky@tradecope com. 200 W . North Avenue INTERNATIONAL COMPUTER Lombard, IL 60148 CONCEPTS www koicomputer. com. INFORMATICA Booth 308 - Green Hall Contact: Catherine Ho Booth 714 - Blue Hall 300 N . Wainwright Drive 630 .627 .8811 2100 Seaport Boulevard Northbrook, IL 60062 catherineho1@koicomputer .com Redwood City, CA 94063 www .icc-usa .com www .informatica .com @iccusa @InformaticaCorp Contact: Srijay Sunil KOREA EXCHANGE Contact: Bob Breisch 847 .808 .7789 x122 Booth 812 - Blue Hall 630 .393 .7570 srijay@icc-usa .com Jaseong-ro 134 rbreisch@informatica .com Dong-gu Busan, 601-720 ION TRADING South Korea INTELLECTUAL PROPERTY EXCHANGE Booth 427 - Green Hall eng .krx .co .kr INTERNATIONAL, INC (IPXI) 200 N . LaSalle Street, 22nd Floor Contact: Jaemin Choi Booth 518 - Green Hall Chicago, IL 60601 +82 .51 .662 .2704 10 S . LaSalle Street, Suite 2130 www .iontrading .com choijam@krx .co .kr Chicago, IL 60603 312 .559 .0250 www .ipxi .com sales@iontrading .com @ipxi Contact: Michaela Neatherton 312 .275 .2721

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LIGHTOWER FIBER NETWORKS MATRIX TRADING Metamako provides intelligent, ul- Booth 512 - Green Hall Booth 111 - Green Hall tra-low-latency and deterministic network 80 Central Street 10 West Street, Suite 19c solutions such as MetaConnect, a pack- Boxborough, MA 01719 New York, NY 10004 et-aware physical layer switch with a latency www .lightower .com www .matrixtrading .com of only 4 nanoseconds . Our next generation @Lightower Contact: Jonathan Durinda/Louis Liu solutions bring specialized applications close Contact: info@lightower .com Phone: 929 .400 .5800 to the wire in a form factor that is easy to 888 .583 .4237 support@matrixtrading .com deploy and manage . Metamako’s products info@lightower .com are used by leading proprietary traders, banks and service providers who value MAXELER TECHNOLOGIES uncompromised performance backed up by LOMBARD RISK Booth 905 - Blue Hall individually tailored service and support . Booth 211 - Green Hall 1 Down Place 489 Fifth Avenue, 10th Floor London, W6 9JH New York, NY 10017 United Kingdom www .lombardrisk .com www maxeler. .com @LombardRiskM Contact: Dr . Stephen Weston Contact: John Groetch +44 .208 .762 .6132 646 .432 .9970 weston@maxeler com. info@lombardrisk .com MEXICAN DERIVATIVES EXCHANGE (MEXDER) MCGLADREY LLP Booth 807 - Blue Hall MARKET NEWS INTERNATIONAL Booth 815 - Blue Hall Paseo de la Reforma 255, 10th Floor Booth 1005 - Blue Hall One S . Wacker Drive, Suite 800 Mexico City, 06500 40 Fulton Street, 5th Floor Chicago, IL 60606 Mexico New York, NY 10038 www mcgladrey. .com www mexder. com. www.alphaflash.com @mcgladrey Contact: Berenice Corral Contact: Aditya Kapashi Contact: Brian Blacklaw +5255 .5342 .9930 773 516. .5576 312 .634 .4606 bcorral@mexder .com mx. akapashi@mni-news .com brian .blacklaw@mcgladrey .com MexDer is the Mexican Derivatives Exchange, subsidiary of the Mexican Stock MARKETAXESS CORPORATION MCOBJECT Exchange (BMV Group) . It began operations Booth 1507 - Silver Hall Booth 1012 - Blue Hall 15 years ago, operates full service cash and 299 Park Avenue, 10th Floor 33309 1st Way S ., Suite A-208 derivatives exchanges, equities, fixed income New York, NY 10171 Federal Way, WA 98003 securities listings; CFTC approved products . www . .com financial.mcobject.com A self-regulated entity, MexDer along @MarketAxess @LowLatencyDB with Asigna (Clearing House), offer transpar- Contact: Grigorios Reppas Contact: Chris Mureen ent benchmark products based 212 .813 .6342 425 .888 .8505 on interest rates, foreign exchange and stock greppas@marketaxess .com info@mcobject .com indexes . In 2011, CME Group and MexDer joined forces . With this partnership, the exchanges MATBA - MERCADO A TERMINO DE linked their electronic trading platforms so BUENOS AIRES customers can trade and route electronic Booth 412 - Green Hall orders on MexDer . Bouchard 454 5to MexDer is celebrating its sixteenth anni- Caba, Buenos Aires 1106 versary and is very glad to invite you to visit Argentina the Booth 807 during FIA Expo 2014 . www matba. .com .ar METAMAKO @matba1907 Booth 1513 - Silver Hall Contact: Araceli Basurto Suite 207, Level 2, 83 York Street MINNEAPOLIS GRAIN EXCHANGE +5411 .4311 .4716 Sydney, 2000 Booth 807 - Blue Hall info@matba .com .ar Australia 400 S . 4th Street www .metamako .com 130 Grain Exchange Building @metamakoLP Minneapolis, MN 55415 Contact: Dave Snowdon www mgex. com. +612 .926 .15476 @MGEX1 info@metamako .com 612 .321 .7101 mgex@mgex .com

white 82 Futures Industry | www.fia.org Resource Guide EXPO 2014

MOSCOW EXCHANGE NATIONAL FUTURES ASSOCIATION NovaSparks unique FPGA centric approach Booth 910 - Blue Hall Booth 216 - Green Hall delivers sub-microsecond processing latency Vozdvizhenka Str, 4/7, Bld 1 300 S . Riverside Plaza, Suite 1800 including book building, even during market Moscow, 125009 Chicago, IL 60606 peak periods . Available for over 30 feeds Russia www .nfa .futures .org among the major Equity, Futures and Op- www moex. .com/en/ @NFA_News tions venues across North America, Europe Contact: Stanislav Govorov and Asia, the feed-handlers are packaged +7 .495 .363 .32 .32 in ‘easy-to-deploy’ appliances offering an Stanislav Go. vorov@moex .com NETRIX, LLC extensive fan-out capability for market data Booth 516 - Green Hall distribution . Founded in 2008 and backed 333 W . Wacker Drive by well-established investors, NovaSparks’ Chicago, IL 60606 offices are located in Paris, France and New www .netrixllc .com York, USA . @Netrix_LLC Contact: Tony Stanfield 847 .886 .5734 [email protected] NADEX Booth 410 - Green Hall 311 S . Wacker Drive, Suite 2675 NEWEDGE Chicago, IL 60606 Booth 322 - Green Hall www nadex. com. 550 W . Jackson Boulevard, Suite 500 OBJECT+ AMERICAS LLC @Nadex_US Chicago, IL 60661 Booth 208 - Green Hall Contact: Dan Cook - Director of Business www .newedge .com 141 W . Jackson Boulevard, Suite 1740 Development @Newedge Chicago, IL 60604 866 .296 .0167 Contact: Antoine Babule www .objectplus .com customerservice@nadex .com 312 .762 .1000 @Object_Plus Contact: Martin van Aalderen Nadex is the first and largest regulated, 312 .613 .4004 retail-focused, online binary options ex- NISSAN CENTURY SECURITIES CO., LTD. info@objectplus .com change in the US . Through Nadex’s desktop Booth 223 - Green Hall and mobile platforms, traders can hedge 1-38-11 Object+ is a software development against or speculate on price movements in Nihonbashi Kakigara-cho, Chuo-ku company for the securities services industry . currency, commodity, event and equity index Tokyo, 103-0014 Our focus is on developing risk management markets . Nadex is headquartered in Chicago, Japan applications (Post and Pre Trade) and client and is subject to regulatory oversight by the www .nc-sec .co .jp/english specific software developments for front-, CFTC . Contact: Global Sales back and mid office purposes. +81 .3 .5623 .5028 It is our mission to use state of the art info .gsd@nc-sec .co .jp technology to develop the best possible NANHUA FUTURES software solutions for our customers . Our Booth 220 - Green Hall employees are without exception experts 10 S . Wacker Drive, Suite 3340 in the areas of risk management, post trade Chicago, IL 60606 processing, business- and information anal- us .nanhua .net ysis and software development (C++, Java, Contact: Peiyuan Zheng NOVASPARKS Java scripting) . +852 .25349149 Booth 225 - Green Hall For more information please visit zhengpeiyuan@nawaa .com 520 8th Avenue, Floor 18 www objectplus. .com or call 312 .613 .4004 New York, NY 10018 and ask for Martin van Aalderen . www .novasparks .com NASDAQ @NovaSparksFPGA Booth 315 - Green Hall Contact: Olivier Baetz OCC 165 Broadway 646 .476 .5422 Booth 311 - Green Hall New York, NY 10006 sales@novasparks .com One N . Wacker Drive www nasdaqomx. .com Chicago, IL 60606 @Nasdaq Visit NovaSparks booth and uncover optionsclearing .com Contact: Nasdaq NOVATick, NovaSparks third generation Contact: Carolyn Mitchell 800 .846 .0477 feed-handler solution . 312 .322 .6200 sales@nasdaq .com NovaSparks is the leader in FPGA-based investorservices@theocc .com high performance and ultra-low latency mar- ket data solutions for the financial industry.

Futures Industry | November 2014 83 Resource Guide EXPO 2014

ONEMARKETDATA LLC PHILLIP CAPITAL INC. QUINCY DATA & MCKAY BROTHERS Booth 515 - Green Hall Booth 209 - Green Hall Booth 1007 - Blue Hall 2 Hudson Place 141 W . Jackson Boulevard, Suite 3050 2355 Broadway, Suite 207 Hoboken, NJ 07030 Chicago, IL 60604 Oakland, CA 94612 www .onetick .com www .phillipcapital .com www .quincy-data .com Contact: Ross Dubin Contact: Laura Chia @QuincyData 201 .710 .5977 312 .356 .9000 Contact: Stephane Tyc info@onetick .com sales@phillipcapital .com 201 .884 .1114 contact@quincy-data .com

PICO Booth 312 - Green Hall R3COGNITION 120 Wall Street, 16th Floor Booth 1009 - Blue Hall New York, NY 10010 Coppergate House www .picotrading .com 16 Brune Street OPTIONSCITY SOFTWARE, INC. 646 .701 .6123 London, E1 7NJ Booth 920 - Blue Hall sales@picotrading .com United Kingdom 200 W . Adams Street, Suite 1010 www r3cognition. .co .uk Chicago, IL 60606 @R3COGNITION www .optionscity com. PRIME ANALYTICS LLC Contact: Mark Cheesman @OptionsCity Booth 912 - Blue Hall +44 .207 .953 .8686 Contact: John Churchill 111 W . Jackson Boulevard, Suite 2210 info@r3cognition .co .uk 312 .605 .4517 Chicago, IL 60604 jchurchill@optionscity .com www .ProOpticus .com @ProOpticus OptionsCity Software powers the trad- Contact: John P Kelley ing, risk management and analytics needs 312 .650 .7034 of professional futures and options traders, sales@prime-analytics .com market-makers and financial institutions REDLINE TRADING SOLUTIONS worldwide . OptionsCity’s diverse suite of Booth 527 - Green Hall powerful tools includes Metro, its flagship 18 Commerce Way electronic trading and market-making Woburn, MA 01801 platform, and Freeway, a multi-asset auto- www redlinetrading. .com mated trading engine designed to build, test, QUICK SCREEN TRADING @redlinetrading and deploy algorithms with micro-second Booth 320 - Green Hall Contact: Al Maillet, VP Sales execution. OptionsCity is a certified Inde- 566 W . Adams Street, Suite 700 781 .995 .3403 pendent Software Vendor on leading global Chicago, IL 60661 sales@redlinetrading .com derivative exchanges and markets . For more www .quickscreentrading .com information, please visit www optionscity. . Contact: Scott Benz Redline Trading Solutions provides com . 312 .980 .8200 ultra-low latency market data and order sales@computervoice .com execution systems that enable banks, market makers, proprietary trading firms, and ex- ORC GROUP • QST is a revolutionary futures trading changes to excel in today’s equities, options, Booth 1014 - Blue Hall application that combines comprehen- futures, and FX markets . 190 S . LaSalle Street, Suite 1200 sive, fast and flexible order entry/order Our ultra-low latency ticker plant and Chicago, IL 60603 management with world-class charting order execution gateway improve trading www orc-group. .com and analytics, real-time quotes and news . performance with faster access to intelligent @OrcGroupAB • One application can consolidate order price and order status information while Contact: Steve Lukes flow on ION, TT, CQG, and OAK. This lowering development and operational costs . 312 .327 .8557 gives you the flexibility to route your We offer capabilities specific to options mar- sales_americas@orc-group .com order flow through a single FCM or ket makers such as handling mass quotes, multiple FCM’s at the same time, utilizing RFQs and auctions . firm-wide risk controls. This also provides We support over 85 global equity and de- PATRINA CORPORATION possible Market Data Fee Savings . rivative exchanges and 35 foreign exchange Booth 117 - Green Hall • Order entry is pervasive throughout QST. banks and ECNs . 2 Wall Street, New York, NY 10005 From virtually any screen, you can enter www .patrina .com and manage orders and fills. Contact: Mark Opila • Integrated Paper Trading. 212 233. .1155 • QST has a full suite of Native Mobile mopila@patrina .com Apps .

84 Futures Industry | www.fia.org Resource Guide EXPO 2014

foster innovation . Working with a range of FIA member firms, Sapient Global Markets is uniquely positioned to provide insight into areas such as regulatory reporting and compliance for cleared derivatives, data RENAISSANCE CAPITAL S&P CAPITAL IQ readiness and maturity modeling, clearing Booth 1505 - Silver Hall Booth 904 - Blue Hall and collateral management, standardization, 50 Bank Street 55 Water Street trade repository reporting, as well as the Canary Wharf New York, NY 10041 industrialization of businesses relating to London, E145NT www .spcapitaliq .com cost efficiency and control. United Kingdom @spcapitaliq www rencap. .com Contact: Salloum AbouSaleh @RenCap 312 .233 .7129 Contact: Justin Mittlemann salloum .abousaleh@spcapitaliq .com +44 .203 .379 .7789 ETGSALES@rencap .com S&P Capital IQ, a business unit of McGraw Hill Financial (NYSE:MHFI), is a SINGAPORE EXCHANGE Renaissance Capital (www rencap. .com) leading provider of multi-asset class and real Booth 414 - Green Hall is a leading emerging and frontier markets time data, research and analytics to institu- 2 Shenton Way investment bank with operations in Russia, tional investors, investment and commercial #02-02 SGX Centre Central and Eastern Europe, Africa and banks, investment advisors and wealth man- 068804 recently the Middle East . Part of Onexim agers, corporations and universities around Singapore Group, the firm is the largest independent the world . S&P Capital IQ provides a broad www .sgx .com Russian broker that is financially stable and suite of capabilities designed to help track Contact: Rama Pillai profitable. Founded in 1995 in Moscow, Re- performance, generate alpha, and identify +65 .62368888 naissance Capital offers electronic trading new trading and investment ideas, and per- rama .pillai@sgx .com services to Russian markets – MOEX, SELT, form risk analysis and mitigation strategies . FORTS as well as Through leading desktop and enterprise Singapore Exchange (SGX) is the Asian IOB to access Russian listed securities . We solutions, research offerings, and company Gateway, connecting investors in search of provide our customers with competitive and funds research, S&P Capital IQ sharpens Asian growth to corporate issuers in search rates, one of the best cross-margining sys- financial intelligence into the wisdom today’s of global capital . SGX represents the premier tems, bespoke loan products, fast connec- investors need . access point for managing Asian capital and tions, and a high level of dedicated service . investment exposure, and is Asia’s most Contact ETGSALES@rencap .com . international exchange with more than 40% of companies listed on SGX originating outside of Singapore . SGX offers its clients RTS, A BLOOMBERG OFFERING the world’s biggest offshore market for Booth 713 - Blue Hall Asian equity futures, centred on Asia’s three 311 S . Wacker Drive largest economies – China, India and Japan . Chicago, IL 60606 SAPIENT GLOBAL MARKETS In addition to offering a fully integrated www rtsgroup. .net Booth 215 - Green Hall value chain from trading and clearing, to @RTSGroup 30 W . Monroe Street, 12th Floor settlement and depository services, SGX is Contact: Americas Sales Chicago, IL 60603 also Asia’s pioneering central clearing house . 312 .630 .9006 www .sapientglobalmarkets .com Headquartered in Asia’s most globalised city, sales .usa@rtsgroup .net @SapientGM and centred within the AAA strength and Contact: Kirk Friedenberger stability of Singapore’s island nation, SGX is 312 .458 .1800 a leading Asian counterparty for the clearing RUSSELL INDEXES kfriedenberger@sapient .com of financial and commodity products. Booth 605 - Blue Hall 1301 2nd Avenue, 18th Floor Sapient Global Markets provides Seattle, WA 98101 business and technology services and SKY ROAD www .russell .com/indexes solutions to capital and commodity market Booth 116 - Green Hall Contact: Patrick Fay participants, intermediaries and regulators . 1901 Butterfield Road, Suite 640 312 780. 7110. We leverage our deep industry insight and Downers Grove, IL 60515 pfay@russell .com integrated breadth of capabilities to enable www skyroad. .com transformation for our clients and the indus- @skyroad try . Delivered on a global scale, our offerings Contact: Mark Froese help our clients to grow and enhance their 630 .390 .7048 organizations, create robust and transparent mfroese@skyroad .com infrastructures, manage operating costs, and

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SOLACE SYSTEMS SUNESYS Booth 313 - Green Hall Booth 525 - Green Hall 30 S . Wacker Drive, 22nd Floor 185 Titus Avenue Chicago, IL 60606 Warrington, PA 18976 solacesystems .com sunesys .com TELX @solacesystems @Sunesys Booth 907 - Blue Hall Contact: Charlie Glick Contact: Dave Cushing 1 State Street, 21st Floor 847 .847 .1900 248 .760 .0326 New York, NY 10004 charlie .glick@solacesystems .com Dcushing@sunesys .com www telx. .com @Telx_Group Contact: Kevin Hohman SOLARFLARE COMMUNICATIONS, INC. SUNGARD 312 .453 .0751 Booth 517 - Green Hall Booth 121 - Green Hall khohman@telx .com 7505 Irvine Center Drive, Suite 100 340 Madison Avenue Irvine, CA 92618 New York, NY 10173 Telx is a new kind of data center solution www.solarflare.com sungard.com/financialsystems provider fueling infrastructure, interconnec- 949 581. .6830 tion and business progress . With indus- [email protected] try-leading 100% uptime and 100% on-time TAIWAN FUTURES EXCHANGE service delivery SLAs, Telx helps companies Booth 1603 - Silver Hall build more agile businesses faster with SPRING SECURITIES INTERNATIONAL 100 Roosevelt Road, 14th Floor, Sec . 2 reduced infrastructure complexity and Booth 908 - Blue Hall Taipei, 100 broader reach to new markets . A privately Sveavägen 31 Taiwan held company headquartered in New York 111 34 Stockholm www taifex. .com .tw with west coast operations out of San Fran- Sweden Contact: Joseph Juan cisco, Telx serves a broad range of industries www .springsecurities .com +886 .2 .2366 .3254 from 20 data centers located across 13 US Contact: Sales joseph@taifex .com .tw markets: the New York/New Jersey metro +46 8. .402 .2973 area, Chicago, Dallas, Los Angeles, San Francisco, Santa Clara, Seattle, Portland, Atlanta, Miami, Phoenix and Charlotte, N C. . STEADFAST Telx manages 1 .3 million square feet of data Booth 1004 - Blue Hall center space and more than 48,000 network 800 S . Wells Street, Suite 190 connections, enabling the interconnection Chicago, IL 60607 of more than 10 million square feet of data www .steadfast .net TELSTRA center space globally . @steadfastnet Booth 906 - Blue Hall Contact: Joe Bong 40 Wall Street 312 .602 .2689 New York, NY 10005 TERAEXCHANGE sales@steadfast .net www .telstra .com Booth 218 - Green Hall Contact: Troy Drake 25 DeForest Avenue, Suite 203 212 .863 .2846 Summit, NJ 07901 STELLAR TRADING SYSTEMS troy .drake@team .telstra .com www teraexchange. .com Booth 519 - Green Hall @TeraExchange 24 Cornhill Telstra offers a suite of proven, innovative 908 .273 .8200 London, EC3V 3ND solutions for the financial services industry, sales@teraexchange .com United Kingdom including; connectivity, global cloud, security, as www .stellartradingsystems .com well as real-time communication and collabora- Contact: Peter Crouch tion services . TETHYS TECHNOLOGY, INC. +44 20. .7664 .6450 Telstra is a leading global supplier of managed Booth 316 - Green Hall info@stellartradingsystems .com network services and international data, voice 989 Sixth Avenue, 19th Floor and satellite services and owns one of the most New York, NY 10018 technologically advanced IP backbone networks www tethystech. .com STRAITS FINANCIAL LLC in the world . @TethysTech Booth 108 - Green Hall We are strategically located across all the 212 .509 .5600 440 S . LaSalle Street, Suite 3990 major exchanges providing you with faster Sales@TethysTech .com Chicago, IL 60605 access to market data and improved response www.straitsfinancial.com times . Telstra serves companies, spanning 312 .462 .4499 Europe, Asia Pacific and the Americas. We are in [email protected] 230 countries and territories across the globe . Visit www telstraglobal. com. for more infor- mation . 86 Futures Industry | www.fia.org Resource Guide EXPO 2014

THINK BIG TOKYO COMMODITY EXCHANGE TRADINGSCREEN INC. Booth 1626 - Silver Hall Booth 222 - Green Hall Booth 321 - Green Hall 520 San Antonio Road, Suite 210 Nihonbashi Horidomecho 1-10-7 215 Park Avenue S ., Floor 13 Mountain View, CA 94040 Chuo-ku, Tokyo 103-0012 New York, NY 10003 thinkbig .teradata .com Japan www .tradingscreen .com 650 .949 .2350 www .tocom .or jp. @TradingScreen Contact: Hidefumi Moriyama (Tokyo), Ha- Contact: Sales, Americas yami Shiraishi (Chicago) 212 .359 .4100 +81 .3 .3661 .1660 (Tokyo); 312 .203 .3957 sales@tradingscreen .com (Chicago) moriyama@tocom .or .jp; hayami@tocom . or .jp U.S. COMMODITY FUTURES TRADING COMMISSION THOMSON REUTERS Booth 1527 - Silver Hall Booth 419 - Green Hall TOKYO FINANCIAL EXCHANGE INC. Washington, DC 3 Times Square (TFX) www cftc. .gov New York, NY 10036 Booth 224 - Green Hall thomsonreuters .com 2-6-1 Marunouchi Contact: Greg Eppen Chiyoda-ku, Tokyo 100-6915 UNIVERSITY OF CHICAGO FINANCIAL 312 408. 8540. Japan MATHEMATICS PROGRAM greg .eppen@thomsonreuters .com www tfx. .co .jp/en Booth 120 - Green Hall 5727 S . University Avenue, Suite 001 Thomson Reuters connects and powers Chicago, IL 60637 the global financial community through our TRADEMONSTER www-finmath.uchicago.edu open and trusted news, data, analytics and Booth 212 - Green Hall Contact: Ms . Joan Olivier insight, tools and applications, trading ca- 10 S . Riverside Plaza, Suite 2050 773 .834 .7436 pabilities, and infrastructure and services – Chicago, IL 60606 [email protected] enabling discovery, liquidity and compliance . www trademonster. .com Let us show you how you can: @tradeMONSTER • Experience our revolutionary financial 312 .488 .4399 WOLFRAM RESEARCH desktop platform, Thomson Reuters info@trademonster com. Booth 107 - Green Hall Eikon, the trusted go-to-source for fast, 100 Trade Center Drive intuitive access to critical information and Champaign, IL 61820 liquidity . TRADEWEB MARKETS www wolfr. am .com • Utilize our global, ultra-high speed Booth 213 - Green Hall @WolframResearch information network through Thomson 1177 Avenue of the Americas Contact: Jeff Todd Reuters Elektron to access and share New York, NY 10036 217 .398 .0700 information faster and more cost effec- www .tradeweb .com jtodd@wolfram .com tively . @tradeweb • Leverage our high performance, custom- Contact: Customer Relations izable solutions for low latency trading 800 .541 .2268 WOLVERINE EXECUTION SERVICES strategies, including sophisticated spread help@tradeweb .com (WEX) trading tools . Booth 911 - Blue Hall 175 W . Jackson Boulevard TRADING TECHNOLOGIES Chicago, IL 60604 TMX | MONTRÉAL EXCHANGE INTERNATIONAL, INC. www tradewex. .com Booth 620 - Blue Hall Booth 820 - Blue Hall Contact: Sales 800 Victoria Square 222 S . Riverside Plaza, #1100 877 .310 .8155 P O. . Box 61 Chicago, IL 60606 sales@tradewex .com Montréal, Quebec H4Z 1A9 www .tradingtechnologies .com Canada @Trading_Tech www .m-x .ca Contact: Sales Department YONGAN FUTURES @MtlExchange 312 .476 .1000 Booth 219 - Green Hall Contact: Claude Cyr sales@tradingtechnologies .com Floor 3-10, Zhejiang Xiezuo Mansion 514 .871 .7887 No .208 Chaowang Road ccyr@m-x .ca Hangzhou, Zhejiang 310005, China www yafco. .com Contact: Yongan Futures Chicago Office 215 .820 .2853 inquiry@yafco .com

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FIA affiliates are thought leaders, advocates and educators for the centrally-cleared derivatives industry around the globe.

across Europe and deliver high standards of industry practice . In addition to engaging in regulatory dialogue and market liaison, FIA Europe facilitates an exchange of views and FIA Global FIA Asia resolves issues between members and others 2001 Pennsylvania Avenue NW, Suite 600 Level 21, Centennial Tower through committees, working groups and Washington, DC 20006 3 Temasek Avenue forums . It also maintains an extensive library www.fia.org Singapore 039190 of documentation . +1 202. .466 .5460 www.fiaasia.org [email protected] +65 .6549 .7333/7337 [email protected] FIA Global was formed in 2013 as a struc- ture uniting the world’s leading trade organiza- As the primary industry association for tions for the centrally cleared derivatives indus- the Asia, FIA Asia represents the institu- try. Under FIA Global, the affiliates – F IA, FIA tions active in the region’s centrally cleared FIA Tech Europe and FIA Asia – have strengthened their derivatives markets, including brokers, banks, 2001 Pennsylvania Avenue NW, Suite 600 influence on cross-border issues and risk man- exchanges, vendors and other firms. It strives Washington, DC 20006 agement, substantially increasing the coordina- to preserve the system of free and competi- www.fia-tech.com tion and information flow between regions and tive markets and protect the public interest +1 .202 .772 .3000 providing a powerful global voice to express the through adherence to high standards of [email protected] views of their members . The organizations deal professional conduct and financial integrity. with legislative, regulatory and market issues The organization engages in regulatory and FIA Technology Services, Inc . is a whol- in their respective time-zones and continue to legislative advocacy, based on comprehensive ly-owned subsidiary of FIA . We collaborate operate with their own leadership and staff, analysis, member consensus and industry with the global futures industry to improve separate boards of directors and distinct mem- best practices, and collaborates with regional operational efficiency via web based software berships . The board of FIA Global represents regulators, legislators and other trade systems . FIA Tech operates three platforms: nine global heads of the leading members of associations to anticipate and fulfill members’ the Electronic Give-Up System (EGUS), the derivatives clearinghouses worldwide . current and future needs . FIA Asia serves Electronic Give-Up Automated Invoicing as a critical source of industry information System (eGAINS), and FIA Tech’s Reconcilia- through conferences, educational programs, tion Software (eRECS) . These three systems publications and rapid dissemination of indus- integrate to help firms efficiently settle and try news . reconcile their give-up brokerage . As part of our commitment to improving efficiency and FIA standards within the futures industry, FIA 2001 Pennsylvania Avenue NW, Suite 600 Tech continues to work with firms to expand Washington, DC 20006 the functionality of its systems . www.fia.org @FIAAmericas +1 202. .466 .5460 FIA Europe [email protected] 2nd Floor 36-38 Botolph Lane FIA is the leading trade organization for London EC3R 8DE the futures, options and cleared swaps mar- United Kingdom kets worldwide . FIA’s membership includes www.fia-europe.org clearing firms, exchanges, clearinghouses and @FIAeurope trading firms from more than 25 countries +44 .20 .7929 .0081 as well as technology vendors, lawyers and [email protected] other professionals serving the industry . FIA’s mission is to support open, transparent and FIA Europe, formerly the Futures and competitive markets, protect and enhance the Options Association (FOA), represents some integrity of the financial system, and promote 175 firms involved in the exchange-traded high standards of professional conduct . As and centrally-cleared derivatives markets the principal members of derivatives clearing- – including banks, brokers, commodity houses worldwide, FIA’s member firms play a firms, exchanges, CCPs, vendors, law firms critical role in the reduction of systemic risk in and consultants . FIA Europe works with its the global financial markets. members to maintain constructive dialogue with government and regulatory authorities

88 Futures Industry | www.fia.org