Thank You To Our 2017-18 Partners Aberdeen Americas Foundation Katten Muchin Rosenman LLP Rhodes Securities, Inc. ABN AMRO Clearing LLC Cullen Investment Group, Ltd. Keane Financial, LLC Robinhood Financial, LLC ABN AMRO Securities (USA) LLC Cutter & Company Brokerage Kristen Kimmell Robinson & Robinson Inc. Academy Services, Inc. Richard Daly King & Spaulding LLC Rosenblatt Securities Acorns Securities, LLC Steven Dapcic Kinetix Trading Solutions S&P Dow Jones Indices Adlip Software Davenport & Company LLC Kipling Jones & Co., Ltd. Sadis & Goldberg LLP Advisor Group Davis Polk & Wardwell LLP Kirkland & Ellis LLP Safe Banking Systems, LLC AGNC Mortgage Management, LLC Davy Securities Limited Michael Kisber Samuel A. Ramirez & Co., Inc. AIM Software D. A. Davidson & Co KKR Sanford C. Bernstein & Co., LLC Alamo Capital Deloitte KPMG LLP Santander Investment Securities Inc. Allen & Overy LLP Todd Diganci Evan LaHuta William Schifani AllianceBernstein Holdings DnB Markets, Inc. Latham & Watkins LLP Schulte Roth & Zabel LLP Allianz Global Investors US LLC Dodge & Cox Latour Trading LLC Matt Scogin Allison-Williams Company Dorsey & Company, Inc. Laurel Hill Securities LLC SEBA International Ameriprise , Inc. DoubleLine Capital LP LCH. Clearnet Limited Mark Shannon James Anderson Droit Financial Technologies LLC Lebenthal & Co., LLC Shearman & Sterling LLP Apex Clearing Corporation DST Legal & Investment Management Americas, Inc. Sia Partners Appway Inc. DST Market Services Legg Mason Global Asset Management SIFMA Advancing AQR Capital Management, LLC E*TRADE Financial Corp. Leumi Investment Services Inc. Sionic Advisors Arbor Research & Trading, LLC Edward D. Jones & Co. L.P. Liquidnet, Inc. SIX Financial Information USA Ashurst LLP Edwards Family Fund Lombard Risk Skadden, Arps, Slate, Meagher & Flom LP Asia Pacific Financial Management Group Electronic Transaction Clearing, Inc. Lord, Abbett & Co. SmartStream Technologies Financial Capability & Assured Guaranty Elliott Management Corporation LPL Financial, LLC Smith Moore Atlas Strategic Advisors, LLC Ernst & Young LLP Luminex Trading & Analytics LLC Snowden Account Services Auriga USA LLC eSentire Susan Lum Societe Generale Foundation Estrada Hinojosa & Company MarketSphere Consulting, LLC SPF, Inc. Capital Markets Literacy of America Lynch Eurex I Deutsche Boerse M&A Securities Group, Inc. SpiderRock EXS, LLC Barclays Euroclear Bank SA/NV Macquarie Capital (USA) Inc. State Farm VP Management Corp. BB&T Securities Matrix Applications, LLC State Street Advisors BBVA Securities Inc. Fidelity Management & Research, LLC McDermott Will & Emery LLP Joan Steinberg Beech Hill Securities, Inc. Fieldpoint Private Securities McDonald Partners, LLC Stern Brothers & Co. Berenberg Capital Markets LLC Fifth Third Securities, Inc. McLaughlin Ryder Investments Steward Securities Group LLC Berkshire Capital Securities FINRA Melanie Mortimer , Nicolaus & Company Bethesda Securities, LLC First Bankers’ Banc Securities, Inc. Millennium Management LLC Stoever Glass & Co., Inc. Betterment Securities First Kentucky Securities Corp MMC Securities Corp. Stroock & Stroock & Lavan LLP BIDS Trading L.P. First Republic Securities Company, LLC Moore & Van Allen, PLLC SumRidge Partners LLC BlackRock First Tennessee Foundation Morgan Lewis SWIFT Pan-Americas, Inc. , L.P. First Trust Portfolios L.P. TD Ameritrade Bloomberg, L.P. FISERV Inc. Morgan Stanley Foundation TD Securities (USA) LLC Bloomberg Tradebook LLC FOLIOfn Investments, Inc. Mortgage Industry Advisory Corp. The Baker Group, LP Blueprint Regulatory Consulting, LLC Foresters Financial Services, Inc. Mu$eum of American Finance The Consulting Group BMO Capital Markets Corp. Franklin Templeton Distributors, Inc. Murphy & McGonigle, P.C. The Depository Trust & Clearing Corp. BNP Paribas Freddie Mac nabSecurities, LLC The Frazer Lanier Company, Inc. BNY Mellon Corporation FTN Financial Securities Corp. OMX The Huntington Investment Company Boenning & Scattergood, Inc. Gartland and Melina Group Corp. NASDAQ Educational Foundation The Lamport Foundation Borden Ladner Gervais LLP GBM International, Inc. National Bank of Canada Financial Inc. The San Francisco Corporation Bridge Capital Associates, Inc. General Motors Asset Management Navigant Capital Advisors, LLC The Strategic Alliance Corp. Broadridge Business Process Outsourcing, LLC Global Atlantic Financial Group Limited Neidiger, Tucker, Bruner, Inc. Thurston, Springer, Miller, Herd & Titak, Inc. Broadridge Financial Solutions, Inc. Goal Group Limited Nestlerode & Loy, Inc. TIAA-CREF Individual & Institutional Services, LLC Broadridge Foundation Northern Trust Securities, Inc. Total Bank Solutions, LLC BrokerTec Americas LLC Goodwin Procter LLP Norton Rose Fulbright Trillium Labs Brown Brothers Harriman & Co. Great American Advisors, Inc. NTB Financial Corporation Tullett Prebon Financial Services LLC Brownstone Investment Group, LLC Griffiths McBurney Corp. n-Tier Financial Services LLC Lawrence Thomas BTG Pactual US Capital Chris & Tom Guba Oak Rock Capital Corporation Lizzie & Jonathan Tisch Burch & Company, Inc. Guggenheim Partners Investment Management, LLC Oliver Wyman Trade-PMR, Inc. Helping our children to become financially literate Cadaret, Grant & Co., Inc. Guggenheim Securities, LLC OpenDoor Securities, LLC Tradeweb LLC Cadwalader, Wickersham & Taft LLP Hartford Funds Openlink Tradition Securities and Derivatives Inc. “will ensure that they are well prepared to make CAIS Capital LLC Hefren-Tillotson, Inc. OppenheimerFunds Distributor Trumid Financial, LLC Inc. Height Securities, LLC OTC Link LLC Turner Broadcasting smart financial decisions as they come of age. Capital One Financial Corporation Hennion & Walsh, Inc. Owl Rock Capital Corporation Two Sigma Securities, LLC Capco Herndon Plant Oakley Ltd. Paul Hastings LLP UBS Financial Services Inc. Programs like the Market Game™ provide a Carty & Company, Inc. Hexaware Technologies Penserra Securities, LLC U.S. Bancorp Investments Cascade Financial Management, Inc. HighTower Securities, LLC Perella Weinberg U.S. Bank foundation for the youth of today to be the vital Cboe Global Markets Hogan Lovells US LLP Performance Trust Capital Partners, LLC Capital Markets, Inc. Centennial Securities Co, LLC Horner, Townsend & Kent, Inc. Pershing, a BNY Mellon Company Venable LLP contributors to society of tomorrow. Chapin Davis HSBC Securities (USA) Inc. Piper Jaffray & Co. Vestmark The SIFMA Foundation is dedicated to fostering knowledge ” Charles River Brokerage, LLC Hunter Associates, Inc. PNC Financial Services ViewTrade Securities, Inc. Charles Schwab & Co, Inc. Hunton & Williams LLP PwC Virtu Americas LLC and understanding of the financial markets for individuals Charles Schwab Foundation ICAP Securities USA LLC Promontory Financial Group Vision Financial Markets LLC of all backgrounds with a focus on youth. Drawing on the China Renaissance Securities (US) Inc. IMAGINE Software Promontory Interfinancial Network, LLC Voya Investment Management support and expertise of the financial industry, the SIFMA CIBC World Markets Corp. IMC Puma Capital, LLC Wealthfront Brokerage Corporation Cisco Systems & Presidio Incapital LLC Purrington Moody Weill LLP Nina Weiss Foundation provides financial education programs and tools Citadel Securities Independent Investment Bankers Corp. Putnam Investment Management Wellington that strengthen economic opportunity across communities and Citi Industrial and Commercial Bank of China Financial Quantex Clearing, LLC Bank, N.A. Citihub Inc. Services LLC QuisLex, Inc. Wells Fargo Foundation increase individuals’ awareness of and access to the benefits of Citizens Capital Markets, Inc. Infosys Limited R.W. Smith & Associates, Inc. W. H. Reaves & Co., Inc. the global marketplace. Clearpool Execution Services, LLC Intercontinental Asset Management Wiley Bros – Aintree Capital, LLC Cleary, Gottlieb, Steen & Hamilton LLP Investment Placement Group RBC The William Capital Group, L.P. CODE Advisors LLC Ipreo RBS Securities Inc. Willis Securities, Inc. www.sifma.org/foundation Commonwealth Australia Securities LLC Jane Street Capital, LLC Red Capital Markets, LLC Willkie Farr & Gallagher LLP Computershare Inc. Janney Montgomery Scott LLC Reed Smith LLP WilmerHale Vanessa Cooksey Janus Capital Group Regional Inc. Randy Williams Cormark Securities USA LTD J.W. Korth & Company Regions Securities LLC William Blair & Company Credit Agricole Securities (USA) Inc. Johnson & Wales University Renaissance Regulatory Services, Inc. Wunderlich Securities, Inc. J.P. Morgan

0818 About Us Our Impact Volunteer & Firm Activities Join Us

The SIFMA Foundation is dedicated to fostering knowledge Recent history has taught us just how important it is to have Are you a financial industry professional or a financial Through the generous support of SIFMA member firms, and understanding of the financial markets for individuals a fundamental understanding of saving and investing. The services firm wanting to volunteer? SIFMA Foundation offers corporate partners, private foundations, and individuals, of all backgrounds with a focus on youth. Drawing on the Stock Market Game has a significant and measurable impact simple ways to invest your talent and skills-based expertise the SIFMA Foundation has provided students in grades support and expertise of the financial industry, the SIFMA on student financial capability and academic achievement to make a difference in your community. 4–12, their teachers, and their families with a deeper Foundation provides financial education programs and tools across all grades. understanding of the essential role that financial markets In Person: that strengthen economic opportunity across communities play in the global economy, while also reinforcing their Guest Speaker Make a personal finance related presentation and increase individuals’ awareness of and access to the An independent study by Learning Point Associates found to a classroom or afterschool program (in person, with knowledge of personal finance. benefits of the global marketplace. students who participated in the SMG program scored significantly higher on mathematics tests than their peers a buddy or as a team). Average duration 2-4 hours. We Grants and financial contributions support the The Stock Market Game™ program is an online simulation of who did not participate. They also found that teachers provide the material! development of new educational programs or the the global capital markets that engages students grades 4-12 expansion of existing programs. who taught SMG reported the program influenced them to Invite our schools and classrooms to your in the world of economics, investing and personal finance, Field Trip Host engage in financial planning, research, and use of investment When you and your company contribute to the SIFMA and prepares them for financially independent futures. More office and introduce them to the inside world of a financial products and services. Foundation, you: than 600,000 students take part every school year across firm. Average duration 1.5 – 4 hours. A perfect fit for all 50 states. The Stock Market Game has reached 17 million community days or team building. n Provide first-hand access to the fundamentals of students since its inception in 1977. MATH COMPETENCY Recruiter Encourage a school to register for The Stock bond, , and stock investing to audiences The Capitol Hill ChallengeTM is the nation’s only financial Market Game™ program or invite a colleague to join you in who might otherwise never have this exposure. education program supported by 100% of Congress. This volunteering. Anytime, anywhere. n Educate young people about the role that the special edition of The Stock Market Game™ presented by Virtual: securities industry and financial markets play in the Charles Schwab Foundation and offered each spring EMentor Answer students’ questions on portfolios, the strengthening the nation. matches Members of Congress with middle and high schools market or the broader economy directly online in our portal. nationwide. Since its inception in 2004, Capitol Hill Challenge n Average duration one hour. Protect and grow the economy through the creation has engaged over 116,000 students. The top 10 teams win a of an informed investor public and a new generation trip to Washington, DC for a ceremony on Capitol Hill, to learn InvestWrite Judge Judge essays in our national essay of financially literate youth. about fiscal policymaking, and to tour financial landmarks. competition, occurring twice per year. Average duration 1-3 Join us in our mission to provide individuals access hours depending on the grade level of essays assigned. InvestWrite® national essay competition is a culminating to the tools and skills they need to lead financially activity generously underwritten by the Wells Fargo Remote Guest Speaker Same great experience and material independent lives and to help our communities and Foundation for Stock Market Game students, extending what as in-person speaking, but via skype, google chat or a firm our nation grow and prosper. they have learned in SMG by challenging them to analyze, hosted webinar. Average duration 1 hour. think critically and problem solve. Students address real world Video Volunteer Record a quick clip video (2 min) on financial issues and situations by answering a question about your phone or device, answering students’ most frequently long-term saving and investing. Thousands of industry experts asked investing questions, exposing students to a financial volunteer as essay judges each year. professional regardless of location or technology. Invest It Forward™ is an industry-wide financial education and capital markets literacy campaign convening hundreds of financial firms that are committed to giving young Americans a solid understanding of the capital markets system and the invaluable tools to achieve their dreams. Invest It Forward is designed to connect teachers and classrooms with financial Teachers: industry professionals and firms through a variety of volunteer Register your students for The Stock Market Game™ program opportunities across the country and throughout the year. today so they have the life skills to succeed tomorrow. Visit www.stockmarketgame.org

Parents: Encourage your child’s teacher to review The Stock Market Game™ website at www.stockmarketgame.org and register their class to participate.

For more information visit www.sifma.org/foundation To register for The Stock Market Game program visit: www.stockmarketgame.org