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Advancing Financial Capability & Capital Markets Literacy

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Advancing Financial Capability & Capital Markets Literacy Thank You To Our 2017-18 Partners Aberdeen Asset Management Credit Suisse Americas Foundation Katten Muchin Rosenman LLP Rhodes Securities, Inc. ABN AMRO Clearing Chicago LLC Cullen Investment Group, Ltd. Keane Financial, LLC Robinhood Financial, LLC ABN AMRO Securities (USA) LLC Cutter & Company Brokerage Kristen Kimmell Robinson & Robinson Inc. Academy Services, Inc. Richard Daly King & Spaulding LLC Rosenblatt Securities Acorns Securities, LLC Steven Dapcic Kinetix Trading Solutions S&P Dow Jones Indices Adlip Software Davenport & Company LLC Kipling Jones & Co., Ltd. Sadis & Goldberg LLP Advisor Group Davis Polk & Wardwell LLP Kirkland & Ellis LLP Safe Banking Systems, LLC AGNC Mortgage Management, LLC Davy Securities Limited Michael Kisber Samuel A. Ramirez & Co., Inc. AIM Software D. A. Davidson & Co KKR Sanford C. Bernstein & Co., LLC Alamo Capital Deloitte KPMG LLP Santander Investment Securities Inc. Allen & Overy LLP Todd Diganci Evan LaHuta William Schifani AllianceBernstein Holdings DnB Markets, Inc. Latham & Watkins LLP Schulte Roth & Zabel LLP Allianz Global Investors US LLC Dodge & Cox Latour Trading LLC Matt Scogin Allison-Williams Company Dorsey & Company, Inc. Laurel Hill Securities LLC SEBA International Ameriprise Financial Services, Inc. DoubleLine Capital LP LCH. Clearnet Limited Mark Shannon James Anderson Droit Financial Technologies LLC Lebenthal & Co., LLC Shearman & Sterling LLP Apex Clearing Corporation DST Legal & Investment Management Americas, Inc. Sia Partners Appway Inc. DST Market Services Legg Mason Global Asset Management SIFMA Advancing AQR Capital Management, LLC E*TRADE Financial Corp. Leumi Investment Services Inc. Sionic Advisors Arbor Research & Trading, LLC Edward D. Jones & Co. L.P. Liquidnet, Inc. SIX Financial Information USA Ashurst LLP Edwards Family Fund Lombard Risk Skadden, Arps, Slate, Meagher & Flom LP Asia Pacific Financial Management Group Electronic Transaction Clearing, Inc. Lord, Abbett & Co. SmartStream Technologies Financial Capability & Assured Guaranty Elliott Management Corporation LPL Financial, LLC Smith Moore Atlas Strategic Advisors, LLC Ernst & Young LLP Luminex Trading & Analytics LLC Snowden Account Services Auriga USA LLC eSentire Susan Lum Societe Generale Baird Foundation Estrada Hinojosa & Company MarketSphere Consulting, LLC SPF, Inc. Capital Markets Literacy Bank of America Merrill Lynch Eurex I Deutsche Boerse M&A Securities Group, Inc. SpiderRock EXS, LLC Barclays Euroclear Bank SA/NV Macquarie Capital (USA) Inc. State Farm VP Management Corp. BB&T Securities Fidelity Investments Matrix Applications, LLC State Street Advisors BBVA Securities Inc. Fidelity Management & Research, LLC McDermott Will & Emery LLP Joan Steinberg Beech Hill Securities, Inc. Fieldpoint Private Securities McDonald Partners, LLC Stern Brothers & Co. Berenberg Capital Markets LLC Fifth Third Securities, Inc. McLaughlin Ryder Investments Steward Securities Group LLC Berkshire Capital Securities FINRA Melanie Mortimer Stifel, Nicolaus & Company Bethesda Securities, LLC First Bankers’ Banc Securities, Inc. Millennium Management LLC Stoever Glass & Co., Inc. Betterment Securities First Kentucky Securities Corp MMC Securities Corp. Stroock & Stroock & Lavan LLP BIDS Trading L.P. First Republic Securities Company, LLC Moore & Van Allen, PLLC SumRidge Partners LLC BlackRock First Tennessee Foundation Morgan Lewis SWIFT Pan-Americas, Inc. The Blackstone Group, L.P. First Trust Portfolios L.P. Morgan Stanley TD Ameritrade Bloomberg, L.P. FISERV Inc. Morgan Stanley Foundation TD Securities (USA) LLC Bloomberg Tradebook LLC FOLIOfn Investments, Inc. Mortgage Industry Advisory Corp. The Baker Group, LP Blueprint Regulatory Consulting, LLC Foresters Financial Services, Inc. Mu$eum of American Finance The Boston Consulting Group BMO Capital Markets Corp. Franklin Templeton Distributors, Inc. Murphy & McGonigle, P.C. The Depository Trust & Clearing Corp. BNP Paribas Freddie Mac nabSecurities, LLC The Frazer Lanier Company, Inc. BNY Mellon Corporation FTN Financial Securities Corp. NASDAQ OMX The Huntington Investment Company Boenning & Scattergood, Inc. Gartland and Melina Group Corp. NASDAQ Educational Foundation The Lamport Foundation Borden Ladner Gervais LLP GBM International, Inc. National Bank of Canada Financial Inc. The San Francisco Corporation Bridge Capital Associates, Inc. General Motors Asset Management Navigant Capital Advisors, LLC The Strategic Alliance Corp. Broadridge Business Process Outsourcing, LLC Global Atlantic Financial Group Limited Neidiger, Tucker, Bruner, Inc. Thurston, Springer, Miller, Herd & Titak, Inc. Broadridge Financial Solutions, Inc. Goal Group Limited Nestlerode & Loy, Inc. TIAA-CREF Individual & Institutional Services, LLC Broadridge Foundation Goldman Sachs Northern Trust Securities, Inc. Total Bank Solutions, LLC BrokerTec Americas LLC Goodwin Procter LLP Norton Rose Fulbright Trillium Labs Brown Brothers Harriman & Co. Great American Advisors, Inc. NTB Financial Corporation Tullett Prebon Financial Services LLC Brownstone Investment Group, LLC Griffiths McBurney Corp. n-Tier Financial Services LLC Lawrence Thomas BTG Pactual US Capital Chris & Tom Guba Oak Rock Capital Corporation Lizzie & Jonathan Tisch Burch & Company, Inc. Guggenheim Partners Investment Management, LLC Oliver Wyman Trade-PMR, Inc. Helping our children to become financially literate Cadaret, Grant & Co., Inc. Guggenheim Securities, LLC OpenDoor Securities, LLC Tradeweb LLC Cadwalader, Wickersham & Taft LLP Hartford Funds Openlink Tradition Securities and Derivatives Inc. “will ensure that they are well prepared to make CAIS Capital LLC Hefren-Tillotson, Inc. OppenheimerFunds Distributor Trumid Financial, LLC Canaccord Genuity Inc. Height Securities, LLC OTC Link LLC Turner Broadcasting smart financial decisions as they come of age. Capital One Financial Corporation Hennion & Walsh, Inc. Owl Rock Capital Corporation Two Sigma Securities, LLC Capco Herndon Plant Oakley Ltd. Paul Hastings LLP UBS Financial Services Inc. Programs like the Stock Market Game™ provide a Carty & Company, Inc. Hexaware Technologies Penserra Securities, LLC U.S. Bancorp Investments Cascade Financial Management, Inc. HighTower Securities, LLC Perella Weinberg U.S. Bank foundation for the youth of today to be the vital Cboe Global Markets Hogan Lovells US LLP Performance Trust Capital Partners, LLC UniCredit Capital Markets, Inc. Centennial Securities Co, LLC Horner, Townsend & Kent, Inc. Pershing, a BNY Mellon Company Venable LLP contributors to society of tomorrow. Chapin Davis HSBC Securities (USA) Inc. Piper Jaffray & Co. Vestmark The SIFMA Foundation is dedicated to fostering knowledge ” Charles River Brokerage, LLC Hunter Associates, Inc. PNC Financial Services ViewTrade Securities, Inc. Charles Schwab & Co, Inc. Hunton & Williams LLP PwC Virtu Americas LLC and understanding of the financial markets for individuals Charles Schwab Foundation ICAP Securities USA LLC Promontory Financial Group Vision Financial Markets LLC of all backgrounds with a focus on youth. Drawing on the China Renaissance Securities (US) Inc. IMAGINE Software Promontory Interfinancial Network, LLC Voya Investment Management support and expertise of the financial industry, the SIFMA CIBC World Markets Corp. IMC Puma Capital, LLC Wealthfront Brokerage Corporation Cisco Systems & Presidio Incapital LLC Purrington Moody Weill LLP Nina Weiss Foundation provides financial education programs and tools Citadel Securities Independent Investment Bankers Corp. Putnam Investment Management Wellington that strengthen economic opportunity across communities and Citi Industrial and Commercial Bank of China Financial Quantex Clearing, LLC Wells Fargo Bank, N.A. Citihub Inc. Services LLC QuisLex, Inc. Wells Fargo Foundation increase individuals’ awareness of and access to the benefits of Citizens Capital Markets, Inc. Infosys Limited R.W. Smith & Associates, Inc. W. H. Reaves & Co., Inc. the global marketplace. Clearpool Execution Services, LLC Intercontinental Asset Management Raymond James Financial Wiley Bros – Aintree Capital, LLC Cleary, Gottlieb, Steen & Hamilton LLP Investment Placement Group RBC Wealth Management The William Capital Group, L.P. CODE Advisors LLC Ipreo RBS Securities Inc. Willis Securities, Inc. www.sifma.org/foundation Commonwealth Australia Securities LLC Jane Street Capital, LLC Red Capital Markets, LLC Willkie Farr & Gallagher LLP Computershare Inc. Janney Montgomery Scott LLC Reed Smith LLP WilmerHale Vanessa Cooksey Janus Capital Group Regional Brokers Inc. Randy Williams Cormark Securities USA LTD J.W. Korth & Company Regions Securities LLC William Blair & Company Credit Agricole Securities (USA) Inc. Johnson & Wales University Renaissance Regulatory Services, Inc. Wunderlich Securities, Inc. J.P. Morgan 0818 About Us Our Impact Volunteer & Firm Activities Join Us The SIFMA Foundation is dedicated to fostering knowledge Recent history has taught us just how important it is to have Are you a financial industry professional or a financial Through the generous support of SIFMA member firms, and understanding of the financial markets for individuals a fundamental understanding of saving and investing. The services firm wanting to volunteer? SIFMA Foundation offers corporate partners, private foundations, and individuals, of all backgrounds with a focus on youth. Drawing on the Stock Market Game has a significant and measurable impact simple ways to invest your talent and skills-based expertise the SIFMA Foundation
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