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Title Critical analysis of the efficacy of therapies for acute and subacute phase treatment of depressive disorders: a .

Permalink https://escholarship.org/uc/item/8790p0mx

Journal Psychosomatics, 56(2)

ISSN 0033-3182

Authors Jain, Felipe A Walsh, Roger N Eisendrath, Stuart J et al.

Publication Date 2015-03-01

DOI 10.1016/j.psym.2014.10.007

License https://creativecommons.org/licenses/by/4.0/ 4.0

Peer reviewed

eScholarship.org Powered by the California Digital Library University of California Psychosomatics 2015:56:140–152 & 2015 The Academy of Psychosomatic Medicine. Published by Elsevier Inc. All rights reserved. Review Articles

Critical Analysis of the Efficacy of Meditation Therapies for Acute and Subacute Phase Treatment of Depressive Disorders: A Systematic Review

Felipe A. Jain, M.D., Roger N. Walsh, M.D., Ph.D., Stuart J. Eisendrath, M.D., Scott Christensen, B.A.,B.Rael Cahn, M.D., Ph.D.

Background: Recently, the application of meditative largest proportion of studies. Studies including patients practices to the treatment of depressive disorders has having acute major depressive episodes (n ¼ 10 met with increasing clinical and scientific interest, owing studies), and those with residual subacute clinical to a lower side-effect burden, potential reduction of symptoms despite initial treatment (n ¼ 8), demon- polypharmacy, and theoretical considerations that such strated moderate to large reductions in interventions may target some of the cognitive roots of symptoms within the group, and relative to control depression. Objective: We aimed to determine the state groups. There was significant heterogeneity of techni- of the evidence supporting this application. Methods: ques and trial designs. Conclusions: A substantial body Randomized controlled trials of techniques meeting the of evidence indicates that meditation therapies may have Agency for Healthcare Research and Quality definition salutary effects on patients having clinical depressive of meditation, for participants having clinically diag- disorders during the acute and subacute phases of nosed depressive disorders, not currently in remission, treatment. Owing to methodologic deficiencies and were selected. Meditation therapies were separated into trial heterogeneity, large-scale, randomized controlled praxis (i.e., how they were applied) components, and trials with well-described comparator interventions trial outcomes were reviewed. Results: 18 studies and measures of expectation are needed to clarify meeting the inclusion criteria were identified, encom- the role of meditation in the depression treatment passing 7 distinct techniques and 1173 patients. armamentarium. -Based Cognitive Therapy comprised the (Psychosomatics 2015; 56:140–152)

INTRODUCTION Received September 30, 2014; revised October 15, 2014; accepted October 16, 2014. From Department of Psychiatry, Semel Institute for Depressive disorders, including major depressive dis- Neuroscience and Human Behavior, University of California, order (MDD) and dysthymia, have a 12-month Los Angeles, CA (FAJ, SC); Department of Psychiatry, University of California, Irvine, CA (RNW); Department of Psychiatry, University 1 prevalence of approximately 7% in the general of California, San Francisco, CA (SJE); Department of Psychiatry, population, and the prevalence is higher in hospital- University of Southern California, Los Angeles, CA (BRC); Brain and 2 Creativity Institute, University of Southern California, Los Angeles, ized patients with medical illness and ambulatory CA (BRC). Send correspondence and reprint requests to Felipe A. Jain, 3,4 medical patients. However, initial trials of currently M.D., UCLA Psychiatry & Biobehavioral Sciences, 760 Westwood Plaza, available pharmacologic and psychotherapeutic treat- 57-436 Semel Institute, Los Angeles, CA 90095-1759; e-mail: fjain@ mednet.ucla.edu ments result in depression remission less than 50% of & 2015 The Academy of Psychosomatic Medicine. Published by the time with multiple trials5,6 and overall have Elsevier Inc. All rights reserved.

140 www.psychosomaticsjournal.org Psychosomatics 56:2, March/April 2015 Jain et al. moderate effect sizes.7 Furthermore, in patients with create expectations regarding the practice; and “self- comorbid medical illness, pharmacotherapeutics for induced state” distinguishes meditation from hypnosis depression carry the risk for polypharmacy, drug-drug or guided imagery practices. A few examples of interactions, and increased side effects. There is a need practices identified as meditation-based included for new depression treatments with a more favorable mindfulness, many types of , , Tran- risk/benefit profile and different mechanisms of action scendental Meditation, and . However, this from existing treatments. Interest in the use of mind- definition met with some criticism owing to its relative body therapies for MDD and other psychiatric dis- nonspecificity.22 A more recent iteration from the orders is high among patients8 and increasing among Agency for Healthcare Research and Quality was to practitioners: for example, “mindfulness” is highest dissociate “purely meditative” techniques, done while among the therapeutic orientations rated most likely maintaining a stationary posture, from those that used to increase in use over the coming decade by psycho- a meditative awareness during movement; however, a therapy experts.9 detailed rationale for excluding the movement prac- tices while retaining stationary meditation groupings 23 Definition of Meditation was not provided.

The term meditation refers to a broad set of Meditation and Acute Psychologic Symptoms psychosomatic practices that involve training and regulating attention toward interoceptive or extero- When performing meta-analysis of the clinical ceptive foci, or intentionally created mental images, literature on meditation techniques used as therapeu- while observing or redirecting attention from distract- tics for psychologic symptoms, many authors have ing thoughts.10–15 Examples of interoceptive foci are collapsed across different meditation therapies using sensations associated with the breath or other parts of the same type of meditation (e.g., Mindfulness-Based the body, or “awareness itself”; exteroceptive foci may Stress Reduction and Mindfulness-Based Cognitive include such things as a statue or flame; and mentally Therapy [MBCT]), or broad categories of meditation generated imaginal representations may include ver- or mindfulness techniques, such as focused attention bal (repetitive words or sets of syllables) or and open monitoring, or with and without movement, visual images.16,17 Those meditation techniques and tried to draw conclusions about the effect size of involving sustained attention to a specific focus or meditation or mindfulness techniques as a group.24–29 limited range of inner or outer experience have often These meta-analyses have generally concluded that been referred to as concentrative or focused attention meditation techniques provide small to moderate practices, whereas those incorporating a broader salutary benefits for symptoms of depression or attentional spotlight to an array of changing stimuli , and for patients with comorbid medical have been called mindfulness, open-awareness, or illnesses such as cancer, rheumatoid arthritis, fibro- open monitoring practices.18–20 Open monitoring myalgia, and heart disease. Of these meta-analyses, practices de-emphasize delineation of an explicit focus 2 also analyzed meditation therapies by technique, but in favor of nonreactive but clear and vivid observation when doing so collated subjects with divergent symp- of moment-to-moment experiences.19 tom types (anxiety and mood) and severity, potentially There is disagreement about which therapies are confounding the results.28,29 based on meditation and are comparable in mecha- There are difficulties in identifying the efficacious nism of action. In attempting to address this con- components across meditation therapies for several troversy, the Agency for Healthcare Research and reasons. First, a rigorous comparison of the praxis Quality proposed a consensus definition of meditation elements of individual meditative therapies has not using a modified Delphi process.21 This definition been undertaken, and thus the extent of commonality is suggested that there are 3 principles essential to not known. Because there is evidence to suggest that meditation: a defined technique, logic relaxation, different meditative practices involve different neuro- and a self-induced state or mode. “Defined technique” nal substrates, it is likely that meditation therapies that denotes a describable set of instructions; “logic relax- incorporate different practices affect the biologic sub- ation” refers to a lack of “intent” to analyze, judge, or strates of target psychologic symptoms differently.20,30

Psychosomatics 56:2, March/April 2015 www.psychosomaticsjournal.org 141 Meditation Therapies for Depression

It is also unclear that all meditation therapies based on who are currently in remission,33–39 and most of these a particular form of meditation, such as “mindfulness- have demonstrated a reduction in relapse rate relative based therapies,” share a common neural mechanism to treatment as usual or .33,35–38 Systematic of action. For example, it may be that the cognitive meta-analysis indicated that MBCT is an effective component to MBCT engages neural mechanisms not treatment for depressive relapse in patients with MDD present within the less cognitively-oriented Mind- who have had 3 or more (but not 2 or less) previous fulness-Based Stress Reduction Intervention.20,30 By MDEs.40 However, the specific role of meditation grouping different forms of meditation, authors may be practice in these results remains unclear because a obscuring individual differences among meditation dismantling study failed to differentiate MBCT effects therapies that might result in different effect sizes. on relapse prevention from a cognitive therapy Therefore, we have not attempted to collapse across designed to mimic MBCT but without experiential meditation practices to compute an effect size in the mindfulness elements, except in a secondary analysis current review. that indicated increased efficacy of MBCT in subjects with high levels of childhood trauma.39 Meditation as a Treatment Across Systematic review has never been undertaken to the Depression “Life Cycle” elucidate the evidence base for the treatment of clinically diagnosed depressive disorders across the Treatments for clinical depressive disorders occur spectrum of meditative therapies. Our objective was to during distinct phases of the illness: acute, continu- determine the evidence base for meditation therapies ation, and maintenance phases, and relapse prevention as depression therapeutics during these phases by in the acute or continuation phase.31 Because initial answering the following 3 questions: treatments for depression result in remission only about one-third of the time,5 there is often also a (1) What are the similarities and differences among subacute phase in which those who have experienced the praxis elements of the therapies (and thus the partial benefit from an initial treatment receive aug- extent to which generalizations can be made across mentation with either medications or psychotherapy. techniques)? Several authors who have reviewed the efficacy of (2) What does the empirical evidence from random- meditation techniques for reduction of depressive ized controlled trials (RCTs) demonstrate? symptoms have grouped together patients with depres- (3) How can future research be designed to advance sive disorders across the depression life cycle, and not our knowledge of the role of meditation therapies differentiated among patients at different phases of in treating depression? their depressive illnesses.26,27,32 However, this approach might underestimate or overestimate the MATERIAL AND METHODS effect size for meditation depending on the depressive phase. For example, patients amid an acute severe Literature Search major depressive episode (MDE) might lack the concentration needed to meditate as effectively as MEDLINE, the Cochrane Collaboration, and Psy- during partial remission, and thus the effects of cINFO were searched according to the PRISMA meditation might be larger during partial remission. guidelines through January 2014 for RCTs, including Alternatively, effects of meditation might be weaker articles with the terms “meditation,”“yog*,”“mind- for patients with subacute depressive illness in partial fulness*,”“Tai Chi,”“T'ai Chi,”“Qigong,”“Vipas- remission owing to a ceiling effect for improvement. It sana,”“,” combined with “depressi*,” or is therefore important that reviews of meditation for “dysthymi*,” combined with “random*,” or “RCT.” depressive symptoms take phase of depressive illness Articles were selected that (1) identified the subject into consideration. population as suffering from a depressive disorder, i.e., Accounting for phase of depressive illness has MDD, dysthymia, or both and (2) had as a primary been systematically accomplished only with MBCT. outcome reduction of current depressive symptoms. Several trials have aimed to determine whether MBCT Thus, the many articles that studied depressive symp- may reduce the relapse rate for patients with MDD toms as an outcome but in clinically nondiagnosed

142 www.psychosomaticsjournal.org Psychosomatics 56:2, March/April 2015 Jain et al. populations were excluded. Reference lists were articles were identified from other systematic reviews. reviewed from these articles to identify additional These 18 depression trials included 1173 subjects and publications, and other review articles were also used. used 7 different meditation techniques (Table 1).

Meditation Therapy Component Evaluation Meditation Techniques

The descriptions of the meditation therapies within The most frequently studied techniques included the articles were studied, and cited references obtained. MBCT, 8 studies43–50; Tai Chi, 3 studies51–53; Sudar- In cases of lack of clarity regarding components of a shan Kriya Yoga (SKY), 2 studies54,55; and Patañjali fi speci c intervention, corresponding authors were Yoga, 2 studies.56,57 contacted and asked to provide further details. Com- None of the interventions used an exclusively one- ponents of meditation practices, focusing on praxis, pointed focus of attention throughout the interven- were derived using descriptive principles drawn from tion, but generally consisted of multiple different Patañjali's Yoga Sutras,16 the Satipatthana Sutta,17 41 attentional foci and techniques. With the exception and mental imagery theory. Resultant categories of Sahaj Yoga, therapies contained a significant included the role of movement, spirituality, mental amount of meditative awareness during nonaerobic imagery (internal representations of somatic, visual, or movement exercises, in addition to stationary pos- verbal/auditory domains), object of attention (soma- tures, whereas only one (Tai Chi) focused exclusively tosensory, emotional, cognitive, and external), the on meditative engagement during movement. At least provision of a holistic philosophical viewpoint, and 4 of the 7 therapies used imagery to modulate feeling any other associated therapeutic elements. state during some practices (inner resources medita- tion, MBCT during body scan practice, Patañjali Statistical Analysis Yoga, and Sahaj Yoga), and 4 of the 7 explicitly Effect sizes (Hedges g) were calculated using the included a holistic philosophical overview for the practice (MBCT, Patañjali Yoga, qigong, and Sahaj following formula: (ū1 ū2)/Sp, where ū1 is the mean of the treatment group (for between-group compar- Yoga). Of the 7 techniques, 2 (MBCT and inner resources meditation) provided additional therapeutic isons) or baseline (for within-group comparisons), ū2 is the mean of the control group (for between-group elements drawn from cognitive-behavioral therapy comparisons) or end point (for within-group compar- (CBT), whereas all of them (with the possible excep- tion of Sahaj Yoga, for which this was indeterminate) isons), and Sp is the pooled variance. Effect sizes were corrected for small sample sizes.42 included an element of group support.

RESULTS Efficacy of Meditation Therapies in the Acute Phase of Major Depression Treatment Search Results Eleven trials included participants with a current Of 1673 trials of meditation identified, 926 dupli- MDE (or a mix of patients with MDEs, dysthymia, cates were removed. The remaining 747 abstracts were and residual subacute symptoms Table 2). Of these, 5 screened, and publications excluded that were non– included patients only with MDEs and found large English language, review articles, and nonclinical within-group effect sizes ranging from 0.93–3.33, populations, and also those not using techniques that whereas the rest of the studies included mixed pop- were considered to be meditation were excluded. 119 ulations and demonstrated effect sizes ranging from articles were selected for full-text review, of which 105 0.33–1.47.58 Of the 5 studies including only subjects articles for relapse prevention, theses, adolescent with MDEs, 3 included a mix of patients who were populations, secondary articles from RCTs, and non- receiving meditation as a primary treatment or aug- clinically diagnosed populations were removed. 14 mentation therapy,45,53,60 whereas 2 of the studies articles were found to be RCTs focused on treatment were carried out in an inpatient setting with unmedi- of active depression symptoms in clinically diagnosed cated patients.54,55 The largest of the 11 studies populations (not in remission), and an additional 4 to include subjects with a MDE (219 subjects) found

Psychosomatics 56:2, March/April 2015 www.psychosomaticsjournal.org 143 eiainTeaisfrDepression for Therapies Meditation 144 TABLE 1. Elements of Meditation Therapies Technique Overview Mental imagery Attention Holistic philosophical overview Additional therapeutic elements www.psychosomaticsjournal.org Inner meditation (attention to Somatic: breathing imagery Somatosensory: “surrender” to Unclear Bibliotherapy (Feeling Good resources a word or phrase with passive (e.g., imagine lungs as body during yoga and Handbook) provided to all meditation disregard for passing balloons filling with air). breathing meditation. participants, conducted in a thoughts), mindfulness, yoga Visual: guided imagery to Emotional: “surrender” to group setting 1 d/wk for asanas (low impact and help “let go” of thoughts emotion during meditation 12 wk; homework 6 d/wk nonaerobic), and a subject- and feelings. Verbal: mantra exercises. Cognitive: dependent spiritual repetition “surrender” to thought during component meditation exercise Becoming more aware of what is Attitudinal: Relate to symptoms Mindfulness- Mindfulness meditation with Somatic: during body scan Somatosensory: to sensations of happening “in the moment” of depression not as personal “ ” based focus on bringing an ( feel or imagine the breath eating, breathing, breath and provides a greater choice in failings but as parts of an cognitive equanimous, observing moving into body parts to body as a whole, walking. relationship to life experience. impersonal syndrome. During therapy awareness to present-moment aid in bringing attention to Emotional: awareness of Developing a stance of an body scan, bringing an experience of breath, body, each area of the body) feelings. Cognitive: awareness equanimous observing “interested and friendly sound, thought, and of thoughts as events in the awareness toward the contents awareness,” having “lightness “ ” fi awareness itself, yoga eld of awareness as if of awareness and the craving/ of touch” in awareness. As a “ ” asanas (low impact and projected on: bringing a screen, full aversion tendencies of mind way of accepting into nonaerobic), and cognitive Externalawareness to senses generally provides access to decreased awareness difficult sensations/ therapy. Emphasis on and awareness of “pleasant rumination and identification feelings/thoughts, may silently developing mindfulness during events” with thought, deeper wisdom, repeat “It's ok. Whatever it is, formal practice and also and self-compassion it's ok. Let me feel it.” Other implementing this mindful CBT components include awareness during day-to-day creating pleasant and activities, especially unpleasant events calendars, emotionally challenging times making an action plan for activities to help respond to negative moods, raising awareness of depleting vs scooais5:,MrhArl2015 March/April 56:2, Psychosomatics nourishing activities, raising awareness of personal warning signs for onset of depression. Conducted in group setting 1 d/wk for 8 wk and an optional 6-h retreat day; Ethical behavior and Conductedhomework in 6 a d/wk group setting Patañjali 5 Components: Yoga asanas Visual: during dharana stage, Somatosensory: to body during withdrawal from sensory 6 d/wk for 8 wk Yoga (nonaerobic, gradual and focusing attention on an yoga, . Cognitive: preoccupation leads to feelings sustained tonic stretch), “object or symbol—mostly aboutto “3 types“random” of” thoughtsexperiences,— of well being Pranayama (breath control a visual image” disturbing thoughts, and with slow alternate nostril desiring to change breathing), Pratyahara (withdrawal of attention from sense objects), Dharana (focused concentration), and Dhyana (steadfast meditation) scooais5:,MrhArl2015 March/April 56:2, Psychosomatics Qigong Series of physical postures (low Unclear Somatosensory: to body during Balancing and training the flow Conducted in a group setting impact and nonaerobic), while movement. External: to sight of “qi” promotes health 2 d/wk; daily homework focusing on breathing and during movement practice “under trained family present-moment physical supervision” sensations and “clearing the mind” Sahaj Yoga Meditation practice beginning Verbal: internally generating Cognitive: witnessing thoughts Prayer asking God for “divine Participants encouraged to with a standardized set of “questions and assertions” until a “thought-free state” knowledge” and “self- practice 3 times a week for spiritual “questions and emerges realization” 30 min and also to repeat the assertions” by the subject, practice at night with their feet repeated several times, with resting in salt water before bed hands placed in different gestures, followed by a period of direct witnessing of thoughts until a “thought- free” state emerges Sudarshan Pranayama consisting of None Somatosensory: to sensations of Not in these studies Attitudinal: during yoga nidra, Kriya “focused hyperventilation” breathing participants instructed to Yoga with attention directed toward “relax and let go”; conducted the breath, followed by yoga in a group setting 6 d/wk nidra (lying down, deeply restful meditation) Unclear Somatosensory: to body during Not in these studies Conducted in a group setting T'ai Chi Seriesnonstrenuous, of repetitive, nonaerobic, slow, movement. External: to visual 1 d/wk physical movements with a surroundings during mindful, present-oriented movement attentional focus on the movements

CBT ¼ cognitive-behavioral therapy. www.psychosomaticsjournal.org Jain 145 tal. et eiainTeaisfrDepression for Therapies Meditation 146 TABLE 2. Meditation Therapy Trials for Acute Depression Study/country Design Homework Subjects Duration Results Effect size Relative deficiencies www.psychosomaticsjournal.org Inner resources meditation (IRM) 61 Butler et al., IRM vs hypnosis vs 6 d/wk N ¼ 52, age Z18 y, 12 wk Greater remission in IRM vs Not calculated Lack of blinding, short-term USA bibliotherapy; all chronic unipolar bibliotherapy at 9 mo (p o due to lack of outcome posttherapy not reported, groups þ TAU DSM-IV depressive 0.05 with χ 2 test); no difference short-term mix of patients with different disorder lasting Z2y between IRM and hypnosis; postinterven- depressive illnesses, not rigorously rate of change of HAM-D tion data designed to assess nonequivalence, nondifferent inappropriate statistical test for sample size Mindfulness-based cognitive therapy (MBCT) þ ¼ – Z Barnhofer MBCT TAU vs 6 d/wk N 31, age 18 65 y, 3 8 wk Greater reduction in BDI-II in WS: 1.07 Mix of acute and subacute depressive 44 þ ¼ et al.,UK TAU MDEs or current MBCT TAU group (p BS: 0.88 phases, therapist and patient MDE Z 2 y, and 0.001). Fewer MBCT þ TAU expectations not assessed current MDE or still in MDE (SCID, p ¼ 0.03) residual symptoms 43 Chiesa et al., Augmentation of 6 d/wk N ¼ 18, age Z18 y, 8 wk Greater reduction in HAM-D in WS: 1.02 Lack of blinding, therapist and Italy ADM with MBCT unipolar MDD, MBCT group at week 8 (p ¼ BS: 0.75 patient expectations not assessed or PED HAM-D 4 0.04) 7 following ADM treatment þ ¼ Z fi Geschwind MBCT TAU vs 6 d/wk N 130, age 18 y, 8 wk Greater reduction in HAM-D in WS: 0.73 TAU not well de ned, therapist and 46 o et al., TAU history of MDD, MBCT group (p 0.001) BS: 0.57 patient expectations not assessed Netherlands residual symptoms with HAM-D Z 7 Hamidian MBCT þ ADM vs 6 d/wk N ¼ 50, age Z18 y, 8 wk Greater reduction in BDI-II in WS: 1.23 Patients poorly defined, mix of et al., 47 Iran ADM dysthymia or double MBCT group than ADM BS: 0.66 patients with different depressive depression group (p o 0.0001) illnesses, ADM not described, expectations not assessed MBCT vs CBT; 6 d/wk N ¼ 69, age Z18 y, 8 wk Nondifferent reductions in BDI- WS: 0.93 Lack of blinding to study hypotheses,

scooais5:,MrhArl2015 March/April 56:2, Psychosomatics Manicavasgar 45 et al., augmentation of unipolar MDE, not II BS: 0.15 some groups not randomized, not Australia current treatment if melancholic rigorously designed to assess any equivalence between therapies Omidi et al., 48 MBCT modified 6 d/wk N ¼ 90, age 18–45 y, 8 wk General severity index of brief Not calculated Lack of blinding to study hypotheses, Iran with “behavioral MDD on ADM, symptom inventory (BSI) due to not rigorously designed to assess enhancement” þ phase of illness not showed nondifferent nonstandard equivalence between therapies, TAU vs CBT þ established reductions between MBCT and depression TAU not well defined; phase of TAU vs TAU CBT, greater than TAU (p o outcome illness poorly defined 0.01) measure 49 ¼ – Z Shahar et al., MBCT vs wait list, 6 d/wk N 52, age 24 64 y, 3 8 wk Greater reduction in BDI in WS: 0.87 Mix of patients with different phases USA subjects could MDEs, residual MBCT group. Effects of BS: 1.09 of depression, lack of active control continue on stable symptoms or current MBCT mediated by reduction group ADM (12 wk episode (if symptoms in brooding and increase in without change “fluctuated toward mindfulness (both p o 0.05) before study) remission”) scooais5:,MrhArl2015 March/April 56:2, Psychosomatics van Aalderen MBCT þ TAU vs 6 d/wk N ¼ 219, age 47.3 Ϯ 8 wk Greater reduction in HAM-D in WS: 0.33 TAU not well defined (participants et al., 50 TAU; subjects 11.5 y, Z 3 MDEs, MBCT group (p o 0.001). No BS: 0.47 needing to stay on ADM without Netherlands could continue on current MDE or difference between those with change suggests not a true TAU stable ADM (6 wk residual symptoms acute and subacute phase control); expectations not assessed without change depression reductions before study) Patañjali Yoga (PY) 56 ¼ – Vahia et al., PY vs pseudo- None, but N 95, age 15 50 y, 6 wk 74% improvement in PY vs 43% Not calculated Subjects poorly characterized, India Patañjali Yoga treatment “psychoneurosis” in PPY on target symptom owing to expectations of patients and (PPY) sessions (including depression relief (p ¼ 0.04) missing therapists not assessed 6 d/wk subpopulation) information 57 Vahia et al., PY vs medication None, but N ¼ 39, age 15–50 y, 6 wk HAM-D nondifferent between Not calculated Subjects poorly characterized, India (amitryptyline and treatment psychoneurotic and both groups owing to expectations not assessed, not chlordiazepoxide) sessions psychosomatic missing rigorously designed to assess 6 d/wk disorders (25% information nonequivalence between therapies depression) Qigong and Tai Chi (TC) 52 ¼ Z Chou et al., TC vs wait list None, TC N 14, age 60 y, 12 wk TC showed greater reduction in WS: 1.47 No active control, mix of patients Hong Kong, sessions unipolar MDE or CES-D (p o 0.01) BS: 2.12 with different depressive illnesses China 3 d/wk dysthymia, CES-D Z 16 Lavretsky TC vs PED Not N ¼ 73, age Z60 y, 8 wk TC showed greater reductions in WS: 0.65 Lack of blinding, therapist and 51 et al., USA men- unipolar MDD, no HAM-D (p o 0.05). BS: 0.39 patient expectations not assessed tioned, remission on TC escitalopram sessions 1 d/wk 59 ¼ Z Tsang et al., Qigong vs newspaper Daily N 97, age 65 y, 16 wk GDS showed greater reductions in WS: 0.79 Mix of patients with different Hong Kong, reading group history of diagnosed Qigong than in NRG (p o 0.05) BS: 1.54 depressive illnesses, therapist and China (NRG) depressive disorder or patient expectations not assessed, www.psychosomaticsjournal.org elevated GDS not rigorously designed to assess nonequivalence between therapies 53 Yeung et al., TC vs wait list (WL), TC sessions N ¼ 39, age 50 Ϯ 10 y, 12 wk No difference in HAM-D or WS: 1.67 No active control, underpowered USA all subjects 2 d/wk current MDE with response (24% in TC vs 0% in BS: 0.10 continued current HAM-D Z 18, all WL, p ¼ 0.15) or remission treatment (if any) Chinese American rates (20% in TC vs 0% in WL, p ¼ 0.30) between groups Sahaj Yoga (SY) 60 ¼ – Sharma et al., Augmentation of None, but N 30, age 18 45 y, 8 wk HAM-D reduction in SY group WS: 2.80 Expectations of patients and India ADM with SY or SY current MDE greater than PSY (p ¼ 0.003). BS: 0.71 therapists not assessed, medication Pseudo-Sahaj sessions Greater remission in SY group protocol and dosages not described

Yoga (PSY) 3 d/wk (47%) than PSY group (13%) at Jain 8wk(p ¼ 0.02) 147 tal. et Meditation Therapies for Depression

¼ that the efficacy of MBCT did not differ whether 17-

¼ patients had an MDE or had subacute residual symptoms.50

Efficacy of Meditation Therapies in the Subacute Phase of Treatment ciencies Center for Epidemiologic fi

¼ Three studies included only patients with residual depression symptoms after acute phase treatment, and

psychoeducation group; SCID – therapist and patient expectations not assessed, not rigorously designed to assess equivalence between therapies not assessed, not rigorously designed to assess nonequivalence between therapies these demonstrated effect sizes ranging from 0.65 ¼ 1.02.43,46,51 Geriatric Depression Scale; HAM-D 0.23 0.85 ¼ Efficacy of Meditation Therapies Relative to Control Groups BS (IMN): WS: 2.07 Lack of blinding to study hypotheses, BS: 0.64 WS: 3.34 Patient and therapist expectations BS (ECT): Relative to wait list or treatment-as-usual controls, studies demonstrated moderate to large effect sizes (0.47–2.12),44,46,47,49,50,52 with the exception of Yeung cognitive-behavioral therapy; CES-D 53 0.06)

¼ et al. (2012). In the latter study, the wait list control major depressive episode; PED o ¼ group exhibited an abnormally large reduction in p depressive symptoms (within-group effect size 1.54) electroconvulsive therapy; GDS 0.04) ¼

¼ relative to the control groups of other studies (within- p group effect sizes: 0.60 to 0.35). Among studies that used psychoeducation nondifferent reductions in HAM-D; ECT superior to both ( nondifferent reductions in BDI. F-SKY tended tohigher have response a rate (80%) than P-SKY (47%) ( or pseudotherapy control group arms, between- between subjects; CBT within subjects. ¼

¼ group sizes favored meditation and were moderate to large (0.39–1.54).43,51,55,59,60 The within-subject 4 wk SKY and ADM showed 4 wk F-SKY and P-SKY showed effects in psychoeducation groups ranged from

18, – major depressive disorder; MDE 0.02 0.59. 7.8 y, Z ¼ 60 y,

Ϯ Three studies for MDD, and one for a depressed – subpopulation diagnosed with psychoneurosis, also used as controls validated, first-line depression treat- 17, hospitalized

treatment as usual; WS 45,48 54

30, age 18 ments: MBCT vs CBT, SKY vs imipramine, and Z ¼ 45, age 36.0 57 ¼ ¼ current MDE, HAM- D current MDE, not on ADM HAM-D hospitalized Patañjali Yoga vs amitryptiline. These showed no N N fi

imipramine; MDD signi cant differences in reduction of depressive Beck Depression Inventory II; BS ¼ ¼ symptoms between the meditation and the control groups. The study of SKY also used a second-line sessions 6 d/wk treatment sessions daily None, SKY None, but treatment for depression, electroconvulsive therapy, as

Diagnostic and Statistical Manual of Mental Disorders IV; ECT a further control condition, and this demonstrated ¼ inferiority of the SKY intervention (effect size of SKY 0.94 relative to electroconvulsive therapy).

DISCUSSION Yoga (SKY) vs ADM (imipramine) vs ECT vs Partial SKY (P- SKY) Sudarshan Kriya Full SKY (F-SKY) 55

antidepressant medication; BDI-II The data from RCTs suggest that meditative inter- Continued ¼ India . ventions may have substantial effects on depressive 54 symptoms in patients with clinically diagnosed depres- ADM India et al., sive disorders, including those currently having an item Hamilton Depression Rating Scale; IMN Studies Depression Scale; DSM-IV Structured Clinical Interview for DSM Disorders; TAU Study/country Design Homework Subjects Duration Results Effect size Relative de Sudarshan Kriya Yoga (SKY) Janakiramaiah Rohini et al., TABLE 2 acute MDE and those in partial remission. Across

148 www.psychosomaticsjournal.org Psychosomatics 56:2, March/April 2015 Jain et al. trials, the upper limit of effect sizes was larger for heterogeneity in praxis. These variations included subjects having an acute MDE than those with elements of movement, spirituality, attention directed residual symptoms, possibly owing to a ceiling effect toward different foci, mental imagery, and whether the of improvement for subjects with residual symptoms. practices took place within the provision of a larger However, variations among the subcomponents of the philosophical framework. Because almost all therapies different meditation therapies resulted in our conclud- included substantial movement components in addi- ing that the therapies were not similar enough to allow tion to sitting meditation practices, we could not for derivation of a common effect size. rigorously differentiate therapies on this basis. Our There were several factors across the trials categorization accorded in part with the framework that, while increasing the generalizability of the provided by Shear, which included the types of mental findings across depressive condition type and illness faculties used (e.g., attention and visual imagery), how stage, limited their commonality. Patient populations the faculties were used (e.g., active and passive), the contained a mixture of patients with different depres- foci for these faculties (e.g., thoughts, bodily sensa- sive illnesses in several of the trials, including MDD tions, and spirit/God).14 However, groupings based on and dysthymia,47,61 and multiple “psychoneurotic elements other than praxis are possible, such as a focus disorders.”56,57 In several trials, exclusion of bipolar on the stated goal of the meditation practice, the depressed subjects was not specifically men- contextual and historical background of the practice, tioned.44,46,59 Even those studies that focused on the or the meditative state experienced as a result of the same stage of depressive illness used meditation in practice.63 The heterogeneity in praxis, and thus different ways, i.e., as treatment augmentation, or as likelihood of different neural mechanism, precluded primary treatment. attributing the effects of the meditation therapies to a Within trials, there were several common issues common mechanism of action. precluding definitive conclusion that the efficacy of To advance the field, several kinds of experimental assayed meditative practices was due to specific refinements will be necessary. First, because negative elements of the therapies, as opposed to nonspecific studies are less likely to be published, clinical trial factors. Subject numbers were small within most of the registration is essential. Selection of a control group is trials, and none of the trials were conducted at more also critical. Our results suggested a large heteroge- than 1 site. Follow-up data were often not obtained, neity in within-group effect sizes for wait-list and and 4 of the studies lasted 6 weeks or less.54–57 treatment-as-usual controls, ranging from moderate Uniformly, the expectations of therapists leading negative effects (0.60) to large positive effects (1.54). sham or partial treatment control groups relative to This indicates that such controls are not always inert those leading full meditation protocols were not and may have nocebo effects (possibly because of assessed or accounted for. As has previously been subjects being told they will need to wait for a noted, therapist expectations may account for a treatment that they believe will be beneficial), placebo significant portion of the effect size of psychotherapy effects (possible resulting from increased clinical interventions.62 Similarly, the expectations of subjects attention), or possibly even active effects depending were often not addressed. Several trials did not specify on the extent of treatment within “treatment-as-usual” which medications subjects were taking, or other groups. To understand why these control groups forms of psychotherapy they might have been engaged evince such a range of effects, future studies using in. Treatment-as-usual groups were not fully described these groups may benefit from measuring expectations in any of the trials, nor were prior or concurrent regarding clinical symptom outcome after subjects psychotherapies that patients might have received. In have been assigned to the control group or the several trials, dropout rates were not explicitly stated. experimental treatment, as well as monitoring and Additionally, possible adverse reactions to the med- reporting medication and psychotherapy changes, itation practices were generally not described. along with their timing. Psychoeducation control Although we used the Agency for Healthcare groups provided a more consistent range of effect size Research and Quality definition for meditation to (0.02–0.54), and their use may thus facilitate compar- include relevant studies, our component evaluation of isons among different meditation trials, while not the meditation therapies themselves suggested major providing so much active effect as to obscure positive

Psychosomatics 56:2, March/April 2015 www.psychosomaticsjournal.org 149 Meditation Therapies for Depression effects of meditation. However, it would still be , in which the same psychometric and important to measure and adjust for expectations of neurophysiologic measures are used, may indicate benefit in such trials. Recently, active control groups the extent to which the benefits of different meditation such as health education control groups that incorpo- therapies are mediated by common mechanisms of rate the same amount of group contact, focus on action. healthy behaviors and homework time, but without In summation, although meditative therapies are the inclusion of meditative practices, have been commonly used and increasingly advocated, this advocated.64,65 Although we believe that such groups critical review clearly suggests that the role of med- may minimize nocebo effects and help to account for itation techniques in the clinical armamentarium for nonspecific effects, they also may provide active depression has not been firmly established. Existing treatment with features of behavioral activation, such RCTs are uniformly positive in demonstrating reduc- as exercise that may reduce symptoms of depression tions in depressive symptoms, and although the and confound results. Studies that aim to determine variability both within the clinical populations and the relative efficacy of meditation to known efficacious the techniques studied suggests wide generalizability treatments, such as antidepressant therapy or across depressive condition type and illness stage, the CBT, need to be adequately powered and delineate absence of well-matched control groups and the lack in advance meaningful clinical criteria by which of large replication trials also limit the reliability and differences (or noninferiority) will be determined. specificity of the results and conclusions that may be All in all we suggest that an ideal study to confirm drawn. Using meditation in the clinical setting on a the efficacy of meditation for depression would be first-line basis or as an adjunctive treatment for adequately powered and have 3 arms: meditation, a depression appears promising—especially given their credible active comparator (such as CBT), and a favorable risk/benefit profile—but carefully designed modest psychoeducation group that allows for a studies that account for the various shortcomings comparison of the effects of meditation to minimal of the studies reviewed are necessary. Further treatment. studies should be conducted of these promising Another important research question concerns techniques, particularly in patients with medical elucidating the nature of the interaction between comorbidities who may be more vulnerable to meditation and other depression treatments, including polypharmacy and side effects of antidepressant psychotherapy, antidepressant medications, and other medications. lifestyle changes. This is critically important for deter- mining how meditative techniques best fit into the We would like to thank Dr. Andrew F. Leuchter, M.D., established therapeutic armamentarium for depression. for his helpful comments on the manuscript. Such interactions may be partially or fully additive, The funding sources were not involved in data synergistic, or inhibitory. Just as combining psycho- collection, data analysis, manuscript writing, or pub- therapy and antidepressant medication can result in lication. Dr. Eisendrath reports research funding improved outcomes, the same may be true of combin- from the National Center for Complementary ing meditation with antidepressant medication.66 and , USA (R01AT004572). Indeed, interviews with meditators taking antidepres- Dr. Jain was supported by an institutional sants provide preliminary suggestions that this may Ruth L. Kirschstein National Research Service Award be the case.67 Studies comparing different kinds of no. 5T32MH017140.

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