SECURITIES AND EXCHANGE COMMISSION

FORM 13F-HR Initial quarterly Form 13F holdings report filed by institutional managers

Filing Date: 2017-02-14 | Period of Report: 2016-12-31 SEC Accession No. 0001178913-17-000438

(HTML Version on secdatabase.com)

FILER Migdal Insurance & Financial Holdings Ltd. Mailing Address Business Address 4, EF'AL STREET 4, EF'AL STREET CIK:1415912| IRS No.: 930000948 | State of Incorp.:L3 | Fiscal Year End: 1231 PETACH TIKVA L3 49512 PETACH TIKVA L3 49512 Type: 13F-HR | Act: 34 | File No.: 028-17312 | Film No.: 17604277 972-3-9168959

Copyright © 2017 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE OMB Number: 3235-0006 COMMISSION Expires: July 31, 2015 Washington, D.C. 20549 Estimated average burden hours per response: 23.8 FORM 13F

FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12-31-2016 Check here if Amendment: ☐ Amendment Number: This Amendment (Check only one.): ☐ is a restatement. ☐ adds new holdings entries.

Institutional Investment Manager Filing this Report: Name: Migdal Insurance & Financial Holdings Ltd. Address: 4, Ef'al Street Petach Tikva, L3 49512 Form 13F File Number: 028-17312

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager: Name: Eran Czerninski Title: CEO Phone: 972-76-8868490

Signature, Place, and Date of Signing: /s/ Eran Czerninski Petach Tikva, 02-13-2017 [Signature] [City, State] [Date]

Report Type (Check only one.): ☒ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ☐ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ☐ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

Form 13F Summary Page Report Summary: Number of Other Included Managers: 3 Form 13F Information table Entry Total: 472 Form 13F Information table Value Total: 3937188 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name CIK 1 028-17386 Migdal Insurance Co Ltd 0001667119 2 028-17385 Migdal Makefet Pension Funds & Provident Funds Ltd 0001667118 3 028-17384 Yozma Pension Fund for the Self Employed Ltd 0001667117

Copyright © 2013 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0006 Washington, D.C. 20549 Expires: July 31, 2015 Estimated average burden FORM 13F hours per response: 23.8

FORM 13F INFORMATION TABLE

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE Communications Ltd Common Stock M0854Q105 9,755 2,036,431 SH DFND 1,2, 2,036,431 0 0 Alphabet Inc Common Stock 02079K305 2,869 3,620 SH DFND 1,, 3,620 0 0 Alphabet Inc Common Stock 02079K107 31,607 40,951 SH DFND 1,2,3 40,951 0 0 Amazon.com Inc Common Stock 023135106 32,904 43,880 SH DFND 1,2,3 43,880 0 0 Amdocs Ltd Common Stock G02602103 35,067 600,000 SH DFND 1,2,3 600,000 0 0 American Express Co Common Stock 025816109 17,795 240,218 SH DFND 1,2,3 240,218 0 0 Apple Inc Common Stock 037833100 3,324 28,700 SH DFND 1,, 28,700 0 0 Bank of America Corp Common Stock 060505104 33,403 1,511,437 SH DFND 1,2,3 1,511,437 0 0 BlackRock Inc Common Stock 09247X101 16,417 43,140 SH DFND 1,2,3 43,140 0 0 Caesarstone Ltd Common Stock M20598104 13,428 468,700 SH DFND 1,2,3 468,700 0 0 Ceragon Networks Ltd Common Stock M22013102 6,196 2,364,961 SH DFND 1,2, 2,364,961 0 0 Check Point Software Technolog Common Stock M22465104 50,676 600,000 SH DFND 1,2,3 600,000 0 0 Cisco Systems Inc Common Stock 17275R102 16,978 561,810 SH DFND 1,2,3 561,810 0 0 Citigroup Inc Common Stock 172967424 16,634 279,894 SH DFND 1,2,3 279,894 0 0 Cognizant Technology Solutions Common Stock 192446102 6,863 122,495 SH DFND 1,2,3 122,495 0 0 Comcast Corp Common Stock 20030N101 2,507 36,161 SH DFND 1,, 36,161 0 0 Consumer Discretionary Select ETP 81369Y407 13,609 167,190 SH DFND 1,, 167,190 0 0 Consumer Staples Select Sector ETP 81369Y308 7,958 153,890 SH DFND 1,, 153,890 0 0 CSX Corp Common Stock 126408103 2,695 75,000 SH DFND 1,, 75,000 0 0 Deutsche X-trackers MSCI Europ ETP 233051853 11,120 438,317 SH DFND 1,2,3 438,317 0 0 Delphi Automotive PLC Common Stock G27823106 15,258 226,550 SH DFND 1,2,3 226,550 0 0 Deutsche X-trackers MSCI Emerg ETP 233051101 48,744 2,532,382 SH DFND 1,2,3 2,532,382 0 0 Ellomay Capital Ltd Common Stock M39927120 8 1,000 SH DFND ,2, 1,000 0 0 Energy Select Sector SPDR Fund ETP 81369Y506 15,787 209,602 SH DFND 1,, 209,602 0 0 Expedia Inc Common Stock 30212P303 9,380 82,807 SH DFND 1,2,3 82,807 0 0 Facebook Inc Common Stock 30303M102 87,730 762,534 SH DFND 1,2,3 762,534 0 0 Financial Select Sector SPDR F ETP 81369Y605 26,514 1,140,381 SH DFND 1,, 1,140,381 0 0 Gazit-Globe Ltd Common Stock M4793C102 864 100,000 SH DFND 1,, 100,000 0 0 Goldman Sachs Group Inc/The Common Stock 38141G104 19,763 82,536 SH DFND 1,2,3 82,536 0 0 Guggenheim S&P 500 Equal Weigh ETP 78355W874 119 1,000 SH DFND 1,, 1,000 0 0 Health Care Select Sector SPDR ETP 81369Y209 125,068 1,814,152 SH DFND 1,2,3 1,814,152 0 0 Industrial Select Sector SPDR ETP 81369Y704 21,161 340,098 SH DFND 1,, 340,098 0 0 iShares Core S&P 500 ETF ETP 464287200 17,734 78,820 SH DFND 1,2, 78,820 0 0 iShares Currency Hedged MSCI E ETP 46434G509 93,576 4,368,866 SH DFND 1,2,3 4,368,866 0 0 iShares Currency Hedged MSCI J ETP 46434V886 8,209 292,470 SH DFND 1,2,3 292,470 0 0 iShares U.S. Home Construction ETP 464288752 22,771 828,656 SH DFND 1,2,3 828,656 0 0 iShares U.S. Medical Devices E ETP 464288810 3,089 23,200 SH DFND 1,, 23,200 0 0 iShares US Telecommunications ETP 464287713 3,105 90,000 SH DFND 1,, 90,000 0 0 iShares Transportation Average ETP 464287192 44,715 274,593 SH DFND 1,2,3 274,593 0 0 iShares China Large-Cap ETF ETP 464287184 64,847 1,868,239 SH DFND 1,2,3 1,868,239 0 0 iShares Global Energy ETF ETP 464287341 106,926 3,072,582 SH DFND 1,2,3 3,072,582 0 0 iShares MSCI ACWI ETF ETP 464288257 13,550 229,000 SH DFND ,2, 229,000 0 0 iShares MSCI All Country Asia ETP 464288182 9,447 171,986 SH DFND 1,, 171,986 0 0 iShares MSCI Brazil Capped ETF ETP 464286400 41,983 1,259,203 SH DFND 1,2,3 1,259,203 0 0 iShares MSCI India ETF ETP 46429B598 636 23,730 SH DFND ,2, 23,730 0 0 iShares MSCI Mexico Capped ETF ETP 464286822 357 8,115 SH DFND ,2, 8,115 0 0

Copyright © 2013 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document iShares MSCI Switzerland Cappe ETP 464286749 3,277 111,236 SH DFND 1,, 111,236 0 0 iShares Nasdaq Biotechnology E ETP 464287556 60,361 227,452 SH DFND 1,2,3 227,452 0 0 iShares Residential Real Estat ETP 464288562 20,201 325,775 SH DFND 1,2,3 325,775 0 0 iShares Russell 2000 ETF ETP 464287655 3,182 23,600 SH DFND 1,, 23,600 0 0 iShares Latin America 40 ETF ETP 464287390 72,972 2,645,830 SH DFND 1,2,3 2,645,830 0 0 iShares North American Tech-So ETP 464287515 5,464 50,200 SH DFND 1,, 50,200 0 0 iShares US Aerospace & Defense ETP 464288760 3,843 27,340 SH DFND 1,, 27,340 0 0 Israel Chemicals Ltd Common Stock M5920A109 11,869 2,855,000 SH DFND 1,2,3 2,855,000 0 0 Location and Control Lt Common Stock M6158M104 30,946 1,159,026 SH DFND 1,2,3 1,159,026 0 0 JPMorgan Chase & Co Common Stock 46625H100 19,868 230,250 SH DFND 1,2,3 230,250 0 0 Juniper Networks Inc Common Stock 48203R104 12,224 432,567 SH DFND 1,2,3 432,567 0 0 Ltd Common Stock M6240T109 2,526 463,434 SH DFND 1,2,3 463,434 0 0 Kite Pharma Inc Common Stock 49803L109 8,968 200,000 SH DFND 1,2,3 200,000 0 0 Kornit Digital Ltd Common Stock M6372Q113 6,641 525,000 SH DFND 1,2,3 525,000 0 0 KraneShares CSI China Internet ETP 500767306 14,283 411,265 SH DFND 1,2,3 411,265 0 0 Kroger Co/The Common Stock 501044101 18,493 535,882 SH DFND 1,2,3 535,882 0 0 LivePerson Inc Common Stock 538146101 12,512 1,657,246 SH DFND 1,2, 1,657,246 0 0 VanEck Vectors Retail ETF ETP 92189F684 2,653 35,000 SH DFND 1,, 35,000 0 0 VanEck Vectors Russia ETF ETP 92189F403 106,909 5,036,948 SH DFND 1,2,3 5,036,948 0 0 VanEck Vectors Semiconductor E ETP 92189F676 6,663 93,000 SH DFND 1,, 93,000 0 0 Mastercard Inc Common Stock 57636Q104 58,196 563,643 SH DFND 1,2,3 563,643 0 0 Materials Select Sector SPDR F ETP 81369Y100 6,442 129,618 SH DFND 1,, 129,618 0 0 MediWound Ltd Common Stock M68830104 7,720 1,685,947 SH DFND 1,2,3 1,685,947 0 0 Ltd Common Stock M51363113 51,242 1,252,857 SH DFND 1,2,3 1,252,857 0 0 Merck & Co Inc Common Stock 58933Y105 8,567 144,382 SH DFND 1,2,3 144,382 0 0 Microsoft Corp Common Stock 594918104 2,090 33,619 SH DFND 1,, 33,619 0 0 Mobileye NV Common Stock N51488117 17,109 448,829 SH DFND 1,2,3 448,829 0 0 Moody's Corp Common Stock 615369105 17,641 187,129 SH DFND 1,2,3 187,129 0 0 Mylan NV Common Stock N59465109 227,763 5,970,200 SH DFND 1,2, 5,970,200 0 0 NetEase Inc ADR 64110W102 9,912 46,030 SH DFND 1,2,3 46,030 0 0 Nice Ltd ADR 653656108 116,666 1,696,713 SH DFND 1,2,3 1,696,713 0 0 Nova Measuring Instruments Ltd Common Stock M7516K103 15,982 1,214,429 SH DFND 1,2, 1,214,429 0 0 OPKO Health Inc Common Stock 68375N103 20,904 2,247,747 SH DFND 1,2, 2,247,747 0 0 Oracle Corp Common Stock 68389X105 10,762 279,901 SH DFND 1,2,3 279,901 0 0 Inc Common Stock 686688102 84,473 1,575,394 SH DFND 1,2,3 1,575,394 0 0 Partner Communications Co Ltd ADR 70211M109 880 187,701 SH DFND 1,2, 187,701 0 0 Co PLC Common Stock G97822103 118,667 1,425,772 SH DFND 1,2, 1,425,772 0 0 Pfizer Inc Common Stock 717081103 23,301 717,407 SH DFND 1,2,3 717,407 0 0 PIMCO 1-3 Year U.S. Treasury I ETP 72201R106 280 5,515 SH DFND 1,2, 5,515 0 0 PIMCO Investment Grade Corpora ETP 72201R817 3,381 32,960 SH DFND 1,2, 32,960 0 0 PJT Partners Inc Common Stock 69343T107 42 1,374 SH DFND 1,, 1,374 0 0 PowerShares Fundamental High Y ETP 73936T557 196 10,409 SH DFND 1,2, 10,409 0 0 Powershares QQQ Trust Series 1 ETP 73935A104 5,701 48,116 SH DFND 1,, 48,116 0 0 Prologis Inc REIT 74340W103 12,162 230,390 SH DFND 1,2,3 230,390 0 0 Redhill Biopharma Ltd ADR 757468103 4,087 390,690 SH DFND 1,2,3 390,690 0 0 S&P Global Inc Common Stock 78409V104 18,011 167,486 SH DFND 1,2,3 167,486 0 0 Southwest Airlines Co Common Stock 844741108 8,221 164,252 SH DFND 1,2,3 164,252 0 0 SPDR Bloomberg Barclays High Y ETP 78464A417 7,064 192,843 SH DFND 1,2,3 192,843 0 0 SPDR Bloomberg Barclays Interm ETP 78464A375 6,160 181,557 SH DFND 1,2, 181,557 0 0 SPDR Bloomberg Barclays Interm ETP 78464A672 181 3,031 SH DFND 1,2, 3,031 0 0 SPDR S&P Homebuilders ETF ETP 78464A888 72,819 2,151,215 SH DFND 1,2,3 2,151,215 0 0 SPDR S&P500 ETF Trust ETP 78462F103 74,465 331,302 SH DFND 1,2, 331,302 0 0 SPDR S&P Biotech ETF ETP 78464A870 3,415 57,700 SH DFND 1,, 57,700 0 0 SPDR S&P China ETF ETP 78463X400 54 750 SH DFND 1,, 750 0 0 SPDR S&P Oil & Gas Exploration ETP 78464A730 6,739 162,700 SH DFND 1,, 162,700 0 0

Copyright © 2013 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document SPDR S&P Retail ETF ETP 78464A714 3,556 80,700 SH DFND 1,, 80,700 0 0 Syneron Medical Ltd Common Stock M87245102 7,378 878,350 SH DFND 1,2,3 878,350 0 0 Technology Select Sector SPDR ETP 81369Y803 18,650 385,647 SH DFND 1,, 385,647 0 0 Teva Pharmaceutical Industries ADR 881624209 165,461 4,564,560 SH DFND 1,2, 4,564,560 0 0 TJX Cos Inc/The Common Stock 872540109 22,657 301,573 SH DFND 1,2,3 301,573 0 0 Ltd Common Stock M87915274 18,755 985,564 SH DFND 1,2, 985,564 0 0 Under Armour Inc Common Stock 904311206 12,096 480,560 SH DFND 1,2,3 480,560 0 0 Utilities Select Sector SPDR F ETP 81369Y886 5,989 123,315 SH DFND 1,, 123,315 0 0 Vanguard Information Technolog ETP 92204A702 136,156 1,120,622 SH DFND 1,2,3 1,120,622 0 0 Vanguard FTSE Emerging Markets ETP 922042858 155,797 4,354,308 SH DFND 1,2,3 4,354,308 0 0 Vanguard FTSE Europe ETF ETP 922042874 230 4,800 SH DFND 1,, 4,800 0 0 Vanguard S&P 500 ETF ETP 922908363 406,296 1,978,940 SH DFND 1,2,3 1,978,940 0 0 Vanguard Short-Term Corporate ETP 92206C409 51,269 645,945 SH DFND 1,2,3 645,945 0 0 Vanguard Short-Term Government ETP 92206C102 298 4,899 SH DFND 1,2, 4,899 0 0 Vascular Biogenics Ltd Common Stock M96883109 1,940 400,000 SH DFND 1,2,3 400,000 0 0 Verint Systems Inc Common Stock 92343X100 30,668 870,000 SH DFND 1,2,3 870,000 0 0 Visa Inc Common Stock 92826C839 60,988 781,696 SH DFND 1,2,3 781,696 0 0 Wells Fargo & Co Common Stock 949746101 51,920 942,124 SH DFND 1,2,3 942,124 0 0 Western Digital Corp Common Stock 958102105 2,464 36,000 SH DFND 1,, 36,000 0 0 WisdomTree Europe Hedged Equit ETP 97717X701 3,427 59,684 SH DFND ,2, 59,684 0 0 WisdomTree India Earnings Fund ETP 97717W422 72,208 3,574,645 SH DFND 1,2,3 3,574,645 0 0 Xilinx Inc Common Stock 983919101 2,173 36,000 SH DFND 1,, 36,000 0 0 ORCL 5 07/08/19 Common Stock 68389XAG0 83 75,000 SH DFND 75,000 0 0 MO 2.85 08/09/22 Common Stock 02209SAN3 101 100,000 SH DFND 100,000 0 0 V 2.8 12/14/22 Common Stock 92826CAC6 101 100,000 SH DFND 100,000 0 0 SANFP 4 03/29/21 Common Stock 80105NAG0 483 450,000 SH DFND 450,000 0 0 CSCO 2.125 3/1/2019 Common Stock 17275RAR3 457 450,000 SH DFND 450,000 0 0 TGT 2.3 1260619 Common Stock 87612EBB1 274 270,000 SH DFND 270,000 0 0 XOM 2.222 03/01/21 Common Stock 30231GAV4 594 590,000 SH DFND 590,000 0 0 ORCL 1.9 09/15/21 Common Stock 68389XBK0 99 100,000 SH DFND 100,000 0 0 MRK 2.35 02/10/22 Common Stock 58933YAQ8 70 70,000 SH DFND 70,000 0 0 STLNO 3.125 8/17/2017 Common Stock 85771PAB8 409 400,000 SH DFND 400,000 0 0 CSCO 4.45 15.01.20 Common Stock 17275RAH5 33 30,000 SH DFND 30,000 0 0 XOM 2.726 03/01/23 Common Stock 30231GAR3 81 80,000 SH DFND 80,000 0 0 XOM 1.439 03/01/18 Common Stock 30231GAU6 60 60,000 SH DFND 60,000 0 0 T 2.375 11/27/2018 Common Stock 00206RCA8 25 25,000 SH DFND 25,000 0 0 VOD 1.5 2/19/2018 Common Stock 92857WBE9 255 255,000 SH DFND 255,000 0 0 VZ 3.65 9/14/2018 Common Stock 92343VBP8 26 25,000 SH DFND 25,000 0 0 XOM 0 03/06/22 Common Stock 30231GAK8 10 10,000 SH DFND 10,000 0 0 BANCOL 5 1/8 09/11/2 Common Stock 05968LAH5 52 50,000 SH DFND 50,000 0 0 EMBRBZ 5.15 6/15/2022 Common Stock 29082AAA5 42 40,000 SH DFND 40,000 0 0 VZ 3.45 03/15/21 Common Stock 92343VCC6 87 84,000 SH DFND 84,000 0 0 T 4.45 05/15/21 Common Stock 00206RAX0 88 82,000 SH DFND 82,000 0 0 JPM 2.4 06/07/21 Common Stock 46625HRT9 69 69,000 SH DFND 69,000 0 0 T 2.3 03/11/19 Common Stock 00206RCC4 152 150,000 SH DFND 150,000 0 0 VIA 2 3/4 12/15/19 Common Stock 92553PAY8 150 150,000 SH DFND 150,000 0 0 MMM 1 3/8 08/07/18 Common Stock 88579YAP6 443 440,000 SH DFND 440,000 0 0 BABA 1 5/8 11/28/17 Common Stock 01609WAE2 500 500,000 SH DFND 500,000 0 0 PSTIW Common Stock 72940R128 0 10,000 SH DFND 10,000 0 0 DSPG Common Stock 23332B106 1 80 SH DFND 80 0 0 ABBV Common Stock 00287Y109 24 385 SH DFND 385 0 0 MDY Common Stock 78467Y107 1,215 4,028 SH DFND 4,028 0 0 NVS Common Stock 66987V109 34 460 SH DFND 460 0 0 PAY Common Stock 92342Y109 6 335 SH DFND 335 0 0 CSCO Common Stock 22160K105 15 500 SH DFND 500 0 0

Copyright © 2013 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document CRC Common Stock 13057Q206 0 8 SH DFND 8 0 0 FTSL US Common Stock 33738D309 3,669 75,570 SH DFND 75,570 0 0 VCIT US Common Stock 92206C870 6,401 74,695 SH DFND 74,695 0 0 EWU US Common Stock 46434V548 987 32,152 SH DFND 32,152 0 0 SPLV US Common Stock 73937B779 3,105 74,656 SH DFND 74,656 0 0 HYLS US Common Stock 33738D408 2,291 47,486 SH DFND 47,486 0 0 SCPB US Common Stock 78464A474 1,204 39,437 SH DFND 39,437 0 0 STIP US Common Stock 46429B747 3,077 30,550 SH DFND 30,550 0 0 PJP Common Stock 73935X799 306 5,466 SH DFND 5,466 0 0 UST Common Stock 74347R180 47 2,460 SH DFND 2,460 0 0 HEZU US Common Stock 46434V639 107 3,979 SH DFND 3,979 0 0 NOBL UP Common Stock 74348A467 633 11,740 SH DFND 11,740 0 0 HYS US Common Stock 72201R783 191 1,917 SH DFND 1,917 0 0 DXGE Common Stock 97717W448 83 2,930 SH DFND 2,930 0 0 DIA Common Stock 78467X109 1,800 9,100 SH DFND 9,100 0 0 SPHD US Common Stock 73937B654 51 1,305 SH DFND 1,305 0 0 RSP Common Stock 78355W106 56 648 SH DFND 648 0 0 SDY Common Stock 78464A763 47 545 SH DFND 545 0 0 MOAT US Common Stock 92189F643 23 660 SH DFND 660 0 0 BKLN US Common Stock 73936Q769 26 1,100 SH DFND 1,100 0 0 XLRE US Common Stock 81369Y860 16 525 SH DFND 525 0 0 PKW Common Stock 73935X286 116 2,300 SH DFND 2,300 0 0 EUSC Common Stock 97717X552 302 11,653 SH DFND 11,653 0 0 EWU US Common Stock 46435G334 268 8,740 SH DFND 8,740 0 0 SJNK Common Stock 78468R408 26 925 SH DFND 925 0 0 GOVT US Common Stock 46429B267 50 2,000 SH DFND 2,000 0 0 SPXS Common Stock 25459Y371 47 120 SH DFND 120 0 0 HACK US Common Stock 26924G201 33 1,265 SH DFND 1,265 0 0 BOND Common Stock 72201R775 19 185 SH DFND 185 0 0 HEWG Common Stock 46434V704 32 1,235 SH DFND 1,235 0 0 FMB US Common Stock 33739N108 51 1,000 SH DFND 1,000 0 0 USMV Common Stock 46429B697 4 85 SH DFND 85 0 0 GLD Common Stock 78463V107 997 9,100 SH DFND 9,100 0 0 DXJ Common Stock 97717W851 3,632 72,765 SH DFND 72,765 0 0 QLTA Common Stock 46429B291 224 4,367 SH DFND 4,367 0 0 CERDICORP LTD Common Stock G2519Y108 178 1,127 SH DFND 1,127 0 0 COSAN LTD-CL A SHRS Common Stock G25343107 244 32,000 SH DFND 32,000 0 0 AMBEV SA Common Stock 02319V103 215 43,500 SH DFND 43,500 0 0 BRF-BRASIL FOODS SA-ADR Common Stock 10552T107 299 20,250 SH DFND 20,250 0 0 BRASKEM SA-SPON ADR Common Stock 105532105 295 14,000 SH DFND 14,000 0 0 CEMEX SAB - SPONS ADR PART CER Common Stock 151290889 239 30,000 SH DFND 30,000 0 0 COCA-COLA FEMSA S.A.-ADR Common Stock 191241108 79 1,230 SH DFND 1,230 0 0 BRASIL DISTR PAO ADR Common Stock 20440T201 208 12,510 SH DFND 12,510 0 0 CIA DI MINAS BUENAVENTUR-ADR Common Stock 204448104 72 6,100 SH DFND 6,100 0 0 FOMENTO ECONOMICO MEX-SP ADR Common Stock 344419106 284 3,700 SH DFND 3,700 0 0 ITAU UNIBANCO HLDGS-PREF ADR Common Stock 465562106 357 34,450 SH DFND 34,450 0 0 PETROLEO BRASILEIRO SA-ADR Common Stock 71654V408 342 33,100 SH DFND 33,100 0 0 TIM PARTICIPACOES SA-ADR Common Stock 088706P20 336 28,000 SH DFND 28,000 0 0 VALE SA-SP ADR Common Stock 91912E105 332 42,000 SH DFND 42,000 0 0 ISHARES MSCI ALL PERU CAPPED ETP 046428984 49 1,500 SH DFND 1,500 0 0 MARKET VECTORS-BRAZIL SM-CAP ETP 092189F82 28 1,750 SH DFND 1,750 0 0 GILEAD SCIENCES INC Common Stock 037555810 25 341 SH DFND 341 0 0 MCCORMICK & CO-NON VTG SHRS Common Stock 057978020 591 6,311 SH DFND 6,311 0 0 MONSANTO CO Common Stock 061166W10 926 8,801 SH DFND 8,801 0 0 SPDR S&P 500 ETF TRUST ETP 78462F103 1,387 6,179 SH DFND 6,179 0 0

Copyright © 2013 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document HEALTH CARE SELECT SECTOR ETP 81369Y209 520 7,510 SH DFND 7,510 0 0 CONSUMER STAPLES SPDR ETP 81369Y308 18 340 SH DFND 340 0 0 TECHNOLOGY SELECT - XLK ETP 81369Y803 110 2,250 SH DFND 2,250 0 0 UTILITIES SELECT SECTOR SPDR ETP 81369Y886 433 8,995 SH DFND 8,995 0 0 SPDR GOLD TRUST ETP 78463V107 1,824 16,745 SH DFND 16,745 0 0 JC PENNEY COMPANY INC (HLDG CO Common Stock 708160106 738 87,500 SH DFND 87,500 0 0 CELGENE CORP Common Stock 015102010 117 1,000 SH DFND 1,000 0 0 PRICELINE.COM INC Common Stock 074150340 118 80 SH DFND 80 0 0 NIKE INC -CL B Common Stock 065410610 87 1,700 SH DFND 1,700 0 0 ISHARES DJ US HEALTHCARE(IYH) ETP 046428776 72 500 SH DFND 500 0 0 CONSUMER DISCRETIONARY SELT ETP 81369Y407 468 5,700 SH DFND 5,700 0 0 VANGUARD INFO TECH VIPERS ETP 92204A702 86 700 SH DFND 700 0 0 DOCTOR REDDY'S LAB-ADR Common Stock 025613520 640 14,300 SH DFND 14,300 0 0 HDFC BANK LTD- ADR Common Stock 040415F10 896 14,734 SH DFND 14,734 0 0 ICICI BANK LTD-SPON ADR Common Stock 045104G10 939 126,900 SH DFND 126,900 0 0 INFOSYS LTD-SP ADR Common Stock 045678810 766 52,000 SH DFND 52,000 0 0 TATA MOTORS LTD-SPON ADR Common Stock 087656850 595 17,387 SH DFND 17,387 0 0 WIPRO LTD-ADR Common Stock 097651M10 683 71,100 SH DFND 71,100 0 0 I SHARES S&P INDIA 50 ETP 046428952 25 900 SH DFND 900 0 0 WISDOMTREE INDIA EARNINGS ETP 97717W422 216 10,724 SH DFND 10,724 0 0 VANGUARD S/T CORP BOND ETF VCSH ETP 92206C409 366 4,625 SH DFND 4,625 0 0 ISHARES INTERMEDIATE CREDIT CIU ETP 046428863 180 1,670 SH DFND 1,670 0 0 GOOGLE INC C CLASS Common Stock 02079K107 125 160 SH DFND 160 0 0 ALPHABET INC-CL A Common Stock 02079K305 24 30 SH DFND 30 0 0 MACY'S INC Common Stock 055616P10 54 1,500 SH DFND 1,500 0 0 MARKET VECTORS GOLD MINERS ETP 092189F10 240 11,866 SH DFND 11,866 0 0 CH ROBINSON WORLDWIDE INC Common Stock 012541W20 483 6,563 SH DFND 6,563 0 0 FACEBOOK INC-A Common Stock 30303M102 1,091 9,358 SH DFND 9,358 0 0 INTEGRATED DEVICE TECH INC Common Stock 045811810 236 9,724 SH DFND 9,724 0 0 INTUIT INC Common Stock 046120210 289 2,510 SH DFND 2,510 0 0 KLA-TENCOR CORPORATION Common Stock 048248010 268 3,370 SH DFND 3,370 0 0 LANCASTER COLONY CORP Common Stock 051384710 563 3,992 SH DFND 3,992 0 0 NAVIENT CORP Common Stock 063938C10 358 21,824 SH DFND 21,824 0 0 NVIDIA CORP Common Stock 067066G10 484 4,389 SH DFND 4,389 0 0 SKYWORKS SOLUTIONS INC Common Stock 083088M10 250 3,259 SH DFND 3,259 0 0 SYMANTEC CORP Common Stock 087150310 372 15,386 SH DFND 15,386 0 0 SYNTEL INC Common Stock 087162H10 103 5,218 SH DFND 5,218 0 0 UBIQUITI NETWORKS INC Common Stock 090347A10 235 4,086 SH DFND 4,086 0 0 ALTRIA GROUP INC Common Stock 002209S10 141 2,086 SH DFND 2,086 0 0 CAMDEN PROPERTY TRUST Common Stock 013313110 435 5,235 SH DFND 5,235 0 0 DELTA AIR LINES Common Stock 024736170 401 8,125 SH DFND 8,125 0 0 EASTMAN CHEMICAL COMPANY Common Stock 027743210 363 4,808 SH DFND 4,808 0 0 EQUITY RESIDENTIAL Common Stock 029476L10 470 7,407 SH DFND 7,407 0 0 FORD MOTOR CO Common Stock 034537086 93 7,573 SH DFND 7,573 0 0 HCA HOLDINGS Common Stock 040412C10 412 5,588 SH DFND 5,588 0 0 INTERDIGITAL COMM CORP Common Stock 045867G10 251 2,737 SH DFND 2,737 0 0 LEGGETT & PLATT INC Common Stock 052466010 975 19,669 SH DFND 19,669 0 0 MGIC INVESTMENT CORP Common Stock 055284810 409 39,672 SH DFND 39,672 0 0 MEAD JOHNSON NUTRITION CO-A Common Stock 058283910 371 5,235 SH DFND 5,235 0 0 PPL CORPORATION Common Stock 069351T10 254 7,453 SH DFND 7,453 0 0 PHILIP MORRIS INTL Common Stock 071817210 106 1,165 SH DFND 1,165 0 0 POLARIS INDUSTRIES INC. Common Stock 073106810 352 4,345 SH DFND 4,345 0 0 PRUDENTIAL FINANCIAL INC Common Stock 074432010 313 2,992 SH DFND 2,992 0 0 QUEST DIAGNOSTICS Common Stock 074834L10 456 4,963 SH DFND 4,963 0 0 ROBERT HALF INTL INC Common Stock 077032310 710 14,529 SH DFND 14,529 0 0

Copyright © 2013 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document TESORO PETROLEUM CORP Common Stock 088160910 144 1,630 SH DFND 1,630 0 0 UNITED PARCEL SERVICE-CL B Common Stock 091131210 114 992 SH DFND 992 0 0 UNIVERSAL HEALTH SERVICES-B Common Stock 091390310 364 3,428 SH DFND 3,428 0 0 WYNDHAM WORLDWIDE CORP-W/I Common Stock 098310W10 312 4,075 SH DFND 4,075 0 0 FOREST CITY REALTY TRUST- A Common Stock 034560510 271 13,391 SH DFND 13,391 0 0 HSN INC Common Stock 040430310 351 10,277 SH DFND 10,277 0 0 HOLLY ENERGY PARTNERS LP Common Stock 043576310 612 18,904 SH DFND 18,904 0 0 MEDNAX INC Common Stock 058502B10 426 6,387 SH DFND 6,387 0 0 NRG YIELD INC-CLASS C Common Stock 062942X40 235 14,611 SH DFND 14,611 0 0 NORDSTROM INC Common Stock 065566410 235 4,866 SH DFND 4,866 0 0 SANTANDER CONSUMER USA HOLDING Common Stock 080283M10 353 26,175 SH DFND 26,175 0 0 SCRIPPS NETWRK Common Stock 081106510 304 4,233 SH DFND 4,233 0 0 TUPPERWARE BRANDS CORP Common Stock 089989610 297 5,610 SH DFND 5,610 0 0 WESTERN REFINING INC Common Stock 095931910 6 166 SH DFND 166 0 0 ISHARES JAPAN INDEX FD ETP 046428684 80 1,630 SH DFND 1,630 0 0 ISHARES DJ SELECT DIVIDEN DVY ETP 046428716 44 500 SH DFND 500 0 0 SPDR BARCLAYS CONVERTIBLE SE CWB ETP 078464A35 37 800 SH DFND 800 0 0 AMERICAN AIRLINES GRP Common Stock 002376R10 57 1,200 SH DFND 1,200 0 0 HAIN CELESTIAL GROUP INC Common Stock 040521710 107 2,700 SH DFND 2,700 0 0 INTEL CORP Common Stock 045814010 56 1,530 SH DFND 1,530 0 0 QUALCOMM INC Common Stock 074752510 50 757 SH DFND 757 0 0 STERICYCLE INC Common Stock 085891210 54 700 SH DFND 700 0 0 URBAN OUTFITTERS INC Common Stock 091704710 32 1,100 SH DFND 1,100 0 0 WALGREEN BOOTS ALLIANCE INC Common Stock 093142710 685 8,211 SH DFND 8,211 0 0 CENTENE CORP Common Stock 015135B10 97 1,700 SH DFND 1,700 0 0 CHEVRON CORP Common Stock 016676410 845 7,172 SH DFND 7,172 0 0 DANAHER CORP Common Stock 023585110 44 567 SH DFND 567 0 0 DEVON ENERGY CORPORATION Common Stock 025179M10 92 2,000 SH DFND 2,000 0 0 GENERAL MOTORS CO Common Stock 037045V10 120 3,425 SH DFND 3,425 0 0 HALLIBURTON CO Common Stock 040621610 82 1,517 SH DFND 1,517 0 0 JP MORGAN CHASE & CO Common Stock 46625H100 112 1,300 SH DFND 1,300 0 0 MERCK & CO INC Common Stock 58933Y105 88 1,492 SH DFND 1,492 0 0 ORACLE CORP Common Stock 68389X105 34 884 SH DFND 884 0 0 PEPSICO INC Common Stock 071344810 628 5,984 SH DFND 5,984 0 0 THERMO FISHER SCIENTIFIC Common Stock 088355610 50 350 SH DFND 350 0 0 TOLL BROTHERS INC Common Stock 088947810 85 2,700 SH DFND 2,700 0 0 TRIUMPH GROUP INC Common Stock 089681810 889 33,233 SH DFND 33,233 0 0 US BANCORP Common Stock 090297330 67 1,300 SH DFND 1,300 0 0 VISA INC-CLASS A SHARES Common Stock 92826C839 78 1,000 SH DFND 1,000 0 0 WILLIAMS-SONOMA INC Common Stock 096990410 72 1,500 SH DFND 1,500 0 0 ZIMMER BIOMET HOLDINGS INC Common Stock 098956P10 62 600 SH DFND 600 0 0 AMERICAN TOWER CORP Common Stock 003027X10 221 2,077 SH DFND 2,077 0 0 BOSTON PROPERTIES INC Common Stock 010112110 155 1,254 SH DFND 1,254 0 0 ESSEX PROPERTY TRUST INC Common Stock 029717810 147 639 SH DFND 639 0 0 HCP INC Common Stock 040414L10 696 23,699 SH DFND 23,699 0 0 HOST MARRIOTT CORP Common Stock 044107P10 132 7,053 SH DFND 7,053 0 0 LIBERTY PROPERTY TRUST Common Stock 053117210 123 3,143 SH DFND 3,143 0 0 PROLOGIS INC Common Stock 74340W103 130 2,478 SH DFND 2,478 0 0 PUBLIC STORAGE INC Common Stock 074460D10 217 983 SH DFND 983 0 0 SIMON PROPERTY GROUP INC Common Stock 082880610 237 1,347 SH DFND 1,347 0 0 UDR INC Common Stock 090265310 139 3,868 SH DFND 3,868 0 0 VENTAS INC Common Stock 092276F10 154 2,496 SH DFND 2,496 0 0 VORNADO REALTY TRUST Common Stock 092904210 187 1,819 SH DFND 1,819 0 0 HEALTH CARE REIT INC Common Stock 095040Q10 164 2,492 SH DFND 2,492 0 0 ISHARES MSCI GERMANY INDEX ETP 046428680 26 1,000 SH DFND 1,000 0 0

Copyright © 2013 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ALIBABA GROUP HOLDINGS Common Stock 001609W10 511 5,847 SH DFND 5,847 0 0 CHINA MOBILE LTD-SP ADR Common Stock 016941M10 282 5,376 SH DFND 5,376 0 0 ISHARES EMERGING MKT ETP 046428723 17 500 SH DFND 500 0 0 ISHARES IBOXX HIGH YIELD COR HYG ETP 046428851 474 5,475 SH DFND 5,475 0 0 PIMCO 0-5 YEAR H/Y CORP BOND HYS ETP 72201R783 464 4,650 SH DFND 4,650 0 0 MARKET VECTORS FALLEN ANGEL ETP 092189F43 472 16,400 SH DFND 16,400 0 0 FIDELITY TOTAL BOND ETF FBND ETP 031618830 505 10,211 SH DFND 10,211 0 0 ISHARES MSCI AUSTRALIA INDEX ETP 046428610 8 381 SH DFND 381 0 0 ISHARES MSCI CANADA ETP 046428650 14 525 SH DFND 525 0 0 ISHARE MSCI EAFE VALUE INX ETF ETP 046428887 127 2,697 SH DFND 2,697 0 0 ISH RUSSELL 1000 INDEX ETP 046428762 216 1,731 SH DFND 1,731 0 0 BIOGEN INC Common Stock 009062X10 17 59 SH DFND 59 0 0 KITE PHARMA INC Common Stock 49803L109 5 111 SH DFND 111 0 0 LTD - SPON ADR Common Stock 057886P10 4 191 SH DFND 191 0 0 REGENERON PHARMACEUTICALS Common Stock 075886F10 13 36 SH DFND 36 0 0 JUNO THERAPEUTICS INC Common Stock 048205A10 2 118 SH DFND 118 0 0 KITOV PHARMACEUTICALS HO-ADR Common Stock 049803V10 1 396 SH DFND 396 0 0 FIRST TRUST NYSE ARCA BIOTEC ETP 33733E203 16 177 SH DFND 177 0 0 PBE POWERSHARES DYNAMIC BIOTEC ETP 073935X85 16 401 SH DFND 401 0 0 SPDR S&P BIOTECH ETF ETP 78464A870 17 287 SH DFND 287 0 0 MARKET VECTORS BIOTECH ETF ETP 092189F72 16 151 SH DFND 151 0 0 CINTAS CORP Common Stock 017290810 652 5,603 SH DFND 5,603 0 0 T ROWE PRICE GROUP INC Common Stock 074144T10 678 8,973 SH DFND 8,973 0 0 AT&T INC Common Stock 000206R10 705 16,526 SH DFND 16,526 0 0 ABBVIE INC Common Stock 00287Y109 624 9,948 SH DFND 9,948 0 0 CARDINAL HEALTH INC Common Stock 014149Y10 573 7,926 SH DFND 7,926 0 0 CLOROX COMPANY Common Stock 018905410 613 5,051 SH DFND 5,051 0 0 COCA COLA CO/THE Common Stock 019121610 593 14,252 SH DFND 14,252 0 0 COLGATE-PALMOLIVE CO Common Stock 019416210 556 8,437 SH DFND 8,437 0 0 CONSOLIDATED EDISON INC Common Stock 020911510 607 8,191 SH DFND 8,191 0 0 DOVER CORP Common Stock 026000310 654 8,692 SH DFND 8,692 0 0 ECOLAB INC Common Stock 027886510 604 5,135 SH DFND 5,135 0 0 EMERSON ELECTRIC CO Common Stock 029101110 679 12,082 SH DFND 12,082 0 0 EXXON MOBIL CORP Common Stock 030231G10 623 6,896 SH DFND 6,896 0 0 FRANKLIN RESOURCES INC Common Stock 035461310 680 17,256 SH DFND 17,256 0 0 WW GRAINGER INC Common Stock 038480210 684 2,927 SH DFND 2,927 0 0 HORMEL FOODS CORP Common Stock 044045210 556 15,775 SH DFND 15,775 0 0 ILLINOIS TOOL WORKS Common Stock 045230810 649 5,300 SH DFND 5,300 0 0 Johnson & Johnson Common Stock 047816010 609 5,275 SH DFND 5,275 0 0 KIMBERLY-CLARK CORP Common Stock 049436810 605 5,261 SH DFND 5,261 0 0 LOWE'S COS INC Common Stock 054866110 602 8,443 SH DFND 8,443 0 0 MCDONALD'S CORPORATION Common Stock 058013510 648 5,277 SH DFND 5,277 0 0 NUCOR CORP Common Stock 067034610 775 12,720 SH DFND 12,720 0 0 PPG INDUSTRIES INC Common Stock 069350610 613 6,428 SH DFND 6,428 0 0 PROCTER & GAMBLE CO Common Stock 074271810 609 7,222 SH DFND 7,222 0 0 S&P GLOBAL INC Common Stock 78409V104 522 4,809 SH DFND 4,809 0 0 SHERWIN-WILLIAMS CO/THE Common Stock 082434810 585 2,157 SH DFND 2,157 0 0 STANLEY BLACK AND DECKER Common Stock 085450210 578 5,015 SH DFND 5,015 0 0 SYSCO CORP Common Stock 087182910 702 12,554 SH DFND 12,554 0 0 TARGET CORP Common Stock 87612E106 638 8,780 SH DFND 8,780 0 0 3M CO Common Stock 088579Y10 624 3,499 SH DFND 3,499 0 0 VF CORP Common Stock 091820410 606 11,293 SH DFND 11,293 0 0 WAL-MART STORES INC Common Stock 093114210 600 8,662 SH DFND 8,662 0 0 BROWN-FORMAN CORP-CLASS B Common Stock 011563720 596 13,210 SH DFND 13,210 0 0 CINCINNATI FINANCIAL CORP Common Stock 017206210 632 8,331 SH DFND 8,331 0 0

Copyright © 2013 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document GENUINE PARTS CO Common Stock 037246010 635 6,585 SH DFND 6,585 0 0 REAL ESTATE SELECT SECT SPDR ETP 81369Y860 31 1,030 SH DFND 1,030 0 0 CUBIC CORP Common Stock 022966910 343 7,175 SH DFND 7,175 0 0 GENERAL DYNAMICS CORP Common Stock 036955010 1,065 6,147 SH DFND 6,147 0 0 L-3 COMMUNICATIONS HOLDINGS Common Stock 050242410 1,041 6,805 SH DFND 6,805 0 0 LOCKHEED MARTIN CORPORATION Common Stock 053983010 1,041 4,154 SH DFND 4,154 0 0 NORTHROP GRUMMAN CORP Common Stock 066680710 1,052 4,522 SH DFND 4,522 0 0 RAYTHEON COMPANY Common Stock 075511150 1,057 7,370 SH DFND 7,370 0 0 ROCKWELL COLLINS INC Common Stock 077434110 1,068 11,425 SH DFND 11,425 0 0 TEXTRON INC Common Stock 088320310 1,082 22,281 SH DFND 22,281 0 0 UNITED TECHNOLOGIES CORP Common Stock 091301710 1,086 9,820 SH DFND 9,820 0 0 BWX TECHNOLOGIES INC Common Stock 005605H10 1,098 27,631 SH DFND 27,631 0 0 CURTISS-WRIGHT CORP Common Stock 023156110 888 8,971 SH DFND 8,971 0 0 DIGITALGLOBE INC Common Stock 025389M87 370 12,773 SH DFND 12,773 0 0 ENGILITY HOLDINGS INC Common Stock 029286C10 121 3,603 SH DFND 3,603 0 0 ESTERLINE TECHNOLOGIES CORP Common Stock 029742510 615 6,762 SH DFND 6,762 0 0 HEICO CORP Common Stock 042280610 503 6,377 SH DFND 6,377 0 0 HEXCEL CORP Common Stock 042829110 1,043 20,172 SH DFND 20,172 0 0 HUNTINGTON INGALLS INDUSTRIE Common Stock 044641310 1,097 5,940 SH DFND 5,940 0 0 KLX INC Common Stock 048253910 606 13,365 SH DFND 13,365 0 0 MERCURY SYSTEMS INC Common Stock 058937810 237 7,798 SH DFND 7,798 0 0 MOOG INC-CLASS A Common Stock 061539420 287 4,322 SH DFND 4,322 0 0 NATIONAL PRESTO INDS INC Common Stock 063721510 88 824 SH DFND 824 0 0 ORBITAL ATK INC Common Stock 068557N10 1,085 12,269 SH DFND 12,269 0 0 SPIRIT AEROSYSTEMS HOLD-CL A Common Stock 084857410 1,036 17,669 SH DFND 17,669 0 0 TASER INTERNATIONAL INC Common Stock 087651B10 1,121 45,206 SH DFND 45,206 0 0 TELEDYNE TECHNOLOGIES INC Common Stock 087936010 639 5,163 SH DFND 5,163 0 0 TRANSDIGM GROUP INC Common Stock 089364110 1,080 4,322 SH DFND 4,322 0 0 WESCO AIRCRAFT HOLDINGS INC Common Stock 095081410 252 16,780 SH DFND 16,780 0 0 SPDR S&P AEROSPACE &DEF ETF ETP 078464A63 2,264 35,488 SH DFND 35,488 0 0 CME GROUP INC Common Stock 012572Q10 15 134 SH DFND 134 0 0 CA INC Common Stock 012673P10 7 233 SH DFND 233 0 0 Cisco Systems Inc Common Stock 17275R102 160 5,250 SH DFND 5,250 0 0 PACCAR INC Common Stock 069371810 14 216 SH DFND 216 0 0 AES CORP Common Stock 000130H10 8 695 SH DFND 695 0 0 CATERPILLAR INC Common Stock 014912310 13 134 SH DFND 134 0 0 CENTERPOINT ENERGY INC Common Stock 015189T10 11 445 SH DFND 445 0 0 CENTURYTEL INC Common Stock 015670010 12 501 SH DFND 501 0 0 DOMINION RESOURCES INC/VA Common Stock 025746U10 9 115 SH DFND 115 0 0 DOW CHEMICAL Common Stock 026054310 10 178 SH DFND 178 0 0 DUKE ENERGY CORP Common Stock 026441C20 9 116 SH DFND 116 0 0 ENTERGY CORP Common Stock 029364G10 10 133 SH DFND 133 0 0 EXELON CORP Common Stock 030161N10 9 240 SH DFND 240 0 0 FIRSTENERGY CORP Common Stock 033793210 9 295 SH DFND 295 0 0 INTL BUSINESS MACHINES CORP Common Stock 045920010 9 56 SH DFND 56 0 0 INTERNATIONAL PAPER CO Common Stock 046014610 13 235 SH DFND 235 0 0 PITNEY BOWES INC Common Stock 072447910 9 586 SH DFND 586 0 0 PUBLIC SERVICE ENTERPRISE GP Common Stock 074457310 9 193 SH DFND 193 0 0 VERIZON COMMUNICATIONS INC Common Stock 092343V10 10 187 SH DFND 187 0 0 WESTERN UNION CO Common Stock 095980210 9 424 SH DFND 424 0 0 WEYERHAEUSER CO Common Stock 096216610 10 336 SH DFND 336 0 0 XEROX CORP Common Stock 098412110 7 830 SH DFND 830 0 0 CUMMINS INC Common Stock 023102110 11 77 SH DFND 77 0 0 IRON MOUNTAIN INC Common Stock 046284V10 10 308 SH DFND 308 0 0 PEOPLE'S UNITED FINANCIAL Common Stock 071270410 15 778 SH DFND 778 0 0

Copyright © 2013 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document SOUTHERN CO/THE Common Stock 084258710 10 195 SH DFND 195 0 0 POWERSHARES S&P 500 HIGH DIV ETP 73937B654 16 400 SH DFND 400 0 0 F5 NETWORKS INC Common Stock 031561610 74 508 SH DFND 508 0 0 FIREEYE INC Common Stock 031816Q10 65 5,530 SH DFND 5,530 0 0 FORTINET INC Common Stock 34959E109 121 3,977 SH DFND 3,977 0 0 LEIDOS HOLDINGS INC Common Stock 052532710 53 1,028 SH DFND 1,028 0 0 MANTECH INTERNATIONAL CORP Common Stock 056456310 63 1,490 SH DFND 1,490 0 0 VERISIGN INC Common Stock 92343E102 61 807 SH DFND 807 0 0 ZIXIT CORPORATION Common Stock 098974P10 28 5,686 SH DFND 5,686 0 0 IMPERVA INC. Common Stock 045321L10 79 2,125 SH DFND 2,125 0 0 JUNIPER NETWORKS INC Common Stock 48203R104 84 2,946 SH DFND 2,946 0 0 PALO ALTO NETWORKS INC Common Stock 069743510 91 730 SH DFND 730 0 0 VASCO DATA SECURITY INTL Common Stock 092230Y10 108 7,926 SH DFND 7,926 0 0 INTRALINKS HOLDINGS INC Common Stock 046118H10 116 8,645 SH DFND 8,645 0 0 KEYW HOLDING CORP/THE Common Stock 049372310 79 6,613 SH DFND 6,613 0 0 PROOFPOINT INC Common Stock 074342410 121 1,705 SH DFND 1,705 0 0 QUALYS INC Common Stock 074758T30 108 3,396 SH DFND 3,396 0 0 RAPID7 INC Common Stock 075342210 71 5,817 SH DFND 5,817 0 0 SCIENCE APPLICATIONS INTE Common Stock 080862510 201 2,357 SH DFND 2,357 0 0 SPLUNK INC Common Stock 084863710 99 1,911 SH DFND 1,911 0 0 CTRIP.COM INTERNATIONAL - ADR Common Stock 022943f10 220 5,500 SH DFND 5,500 0 0 JD.COM INC-ADR Common Stock 047215P10 212 8,270 SH DFND 8,270 0 0 CHINA LIFE INSURANCE CO. Common Stock 016939P10 240 18,658 SH DFND 18,658 0 0 CHINA TELECOM CORP LTD-ADR Common Stock 016942610 142 3,060 SH DFND 3,060 0 0 CHINA UNICOM -ADR Common Stock 016945R10 116 10,000 SH DFND 10,000 0 0 PETROCHINA CO LTD-ADR Common Stock 71646E100 116 1,562 SH DFND 1,562 0 0 ISHARES MSCI TURKEY ETF ETP 046428671 72 2,200 SH DFND 2,200 0 0 ISHARE MSCI SOUTH KOREA INDEX ETP 046428677 273 5,100 SH DFND 5,100 0 0 ISHARES MSCI SOUTH AFRICA ETP 046428678 199 3,700 SH DFND 3,700 0 0 ISHARES MSCI INDONESIA INVES ETP 046429B30 257 10,500 SH DFND 10,500 0 0 ISHARE MSCI TAIWAN INDEX ETP 046434G77 207 7,000 SH DFND 7,000 0 0 ISHARES MSCI MALAYSIA ETP 046434G81 71 2,500 SH DFND 2,500 0 0 MARKET VECTORS RUSSIA ETF ETP 92189F403 381 18,000 SH DFND 18,000 0 0 FULTON FINANCIAL CORP Common Stock 036027110 0 10 SH DFND 10 0 0 HILL-ROOM HOLDINGS INC Common Stock 043147510 0 2 SH DFND 2 0 0 LEGG MASON INC Common Stock 052490110 0 8 SH DFND 8 0 0 UNUMPROVIDENT CORP Common Stock 091529Y10 0 4 SH DFND 4 0 0 TWILIO INC - A Common Stock 090138F10 0 11 SH DFND 11 0 0 ZENDESK INC Common Stock 098936J10 0 6 SH DFND 6 0 0 CNOOC LTD-ADR Common Stock 012613210 57 456 SH DFND 456 0 0 CHINA PETROLEUM & CHEM- ADR Common Stock 016941R10 60 842 SH DFND 842 0 0

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