Form 990-PF Or Section 4947(A)(1) Trust Treated As Private Foundation 110- Do Not Enter Social Security Numbers on This Form As It May Be Made Public
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Return of Private Foundation OMB No 1545-0052 Form 990-PF or Section 4947(a)(1) Trust Treated as Private Foundation 110- Do not enter Social Security numbers on this form as it may be made public. 2013 Department of the Treasury • • , www 1.1 ZZIM= Internal Revenue Seance ► Information about Form 990-PF and its separate instructions is at .irs.gov/f`orm9gopf. For calendar y ear 2013 or tax y ear be innin 11/01 , 2013, and endin g 10/31, 20 14 Name of foundation A Employer identification number JOHN DEERE FOUNDATION 36-6051024 Number and street (or P 0 box number if mail is not delivered to street address) Room /suite B Telephone number (see instructions) h1 (309) 765-5256 ONE JOHN DEERE PLACE a City or town, state or province, country , and ZIP or foreign postal code LL q C If exemption application is ► pending, check here • • • • . MOLINE, IL 61265 Check all that apply Initial return Initial return of a former public charity w^ D 1. Foreign organizations , check here • ► El Final return Amended return 2. Foreign organizations meeting the 85% Address chang e Name change test , check here and attach computation . • • • . ► Check type of organization X Section 501(c 3 exempt private foundation E If private foundation status was terminated Section 4947 nonexem pt charitable trust Other taxable rivate foundation (a)( 1 ) p under section 507(b)( 1)(A), check here . ► E] -171 Fair market value of all assets at J Accounting method Cash X Accrual F If the foundation is in a 60-month termination end of year (from Part fl, col (c), line q Other (specify) ...................... under section 5o7(b)(1)(s), check here . 0. 16) ► $ 19 5 , 0 6 9 , 7 6 7 . (Part t, column (d) must be on cash basis) (d) Disbursements Analysis of Revenue and Expenses (The (a) Revenue and (b) Net investment (c) Adjusted net for charitable total of amounts in columns (b), (c), and (d) expenses per may not necessanly equal the amounts in income income purposes column (a) (see instructions)) books (cash basis only) 1 Contributions, grants , etc , received (attach schedule) 19,745,755 , if the foundation is not required to 2 Check ► attach Sch B . 3 Interest on savings and temporary cash investments 2,656 . 2,656. ATCH 1 4 Dividends and interest from securities , , 3,028,989 , 3, 028, 989. ATCH 2 C". 5a Gross rents . • . b Net rental income or (loss) o 6 a Net gain or (loss ) from sale of assets not on line 10 -35,822 . b Gross sales price for all 1,500,000 . t-_) o assets on line 6a q 7 Capital gain net income (from Part IV, line 2) 8 Net short-term capital gain . I,, 9 Income modifications . • • . 10 a Gross sales less returns 27,986. ATCH 3 and allowances • • • • b Less Cost of goods sold 9,912 . c Gross profit or (loss) (attach schedule) . 18,074. 18,074. f/) 11 Other income (attach schedule) ATCH 4 , , 28, 642. 28,642. 12 Total. Add lines 1 th roug h 11 22, 788, 294. 3, 031, 645. 46,716. 13 Compensation of officers , directors , trustees, etc ,, 14 Other employee salaries and wages . 15 Pension plans , employee benefits X 16 a Lega tech schedule) c Other pro esslonais ee sc ule . , . 17 Interest , . • . , . , • . , . , . , . c 18 `Taxes (attactr scheduie}{eertttstrGCtions ATCH 5 309,910. E 19 -Deprec ain a to is D eaule an depletion. I 20 s u arc `- V 21 pI el, ^ferejce,$, arj i . ..... 22 and publications . 23 rl tin9 I t Hf 3 5 5, 011. 5 6, 4 8 2. 4 6, 716. 2 51, 813 24 tal dpeF^lib^!Wadmnistrati v expenses. p t Ines 13 through 23 664 , 921. 56 , 482. 46,716. 251,813 25 Contributions , gifts, grants paid . .. .... 15, 381, 361. 15, 026, 395 26 Total exensesanddisbursements. Add lines 24 and 25 16, 046, 282. 56, 482. 46, 716. 15, 278, 208 27 Subtract line 26 from Itne 12 a Excess of revenue over expenses and disbursements 6,742,012. b Net investment Income (if negative, enter -0-) 2,975,163. c Adjusted net income (if negative, enter -0-) . SSA For Paperwork Reduction Act Notice , see instructions . Form 990-PF(2013) 3E14101000 (V 9/10/2015 10:31:35 AM V 13-7.15 PAGE 1- ) A Form 990-PF (2013) JOHN DEERE FOUNDATION 36-6051024 Paoe 2 Attached schedules and amounts in the Beginning of year End of year ,Balance Sheets description column should be for end-of-year amounts only ( See instructions) (a) Book Value ( b) Book Value (c) Fair Market Value 1 Cash - non-Interest-bearing . .............. 32,332,2 39. 21, 352, 070. 21, 352, 070 2 Savings and temporary cash investments . , 682, 435. 3 Accounts receivable ► ----------------------- Less allowance for doubtful accounts 548, 058. 682, 435. 682,435 ► -- -- -- -- -- -- - 4 Pledges receivable Less allowance for doubtful accounts ► 5 Grants receivable . 6 Receivables due from officers , directors , trustees, and other disqualified persons (attach schedule) (see instructions) , , , , 7 Other notes and loans receivable (attach schedule) ► - _ _ _ Less allowance for doubtful accounts ► _ _ _ _ _ _ _ _ _ _ _ _ m 3,749. 6 106. 6,106 da) 8 Inventories for sale or use 9 Prepaid expenses and deferred charges . , 10 a Investments - US and state government obligations (attach schedule ) .** 38, 913, 220. 45, 544, 647. 45, 544, 647 b Investments - corporate stock (attach schedule) ATCH 8 67, 294, 958. 78, 140, 859. 78,140, 859 c Investments - corporate bonds (attach schedule)ATCH . 9. 35, 331, 443. 48, 499, 508. 48, 499, 508 11 Investments - land, buildings, and equipment basis ► __________________ Less accumulated depreciation ► ( attach schedule) ------------------- 12 Investments - mortgage loans . 13 Investments - other (attach schedule) , , . 14 Land , buildings , and 150, 590 equipment basis ►________ 1, Less accumulated depreciation ► 306, 448. 83, 141. 44, 142. 44, 142 (attach schedule ) ------------------- ATCH- 10 --_- ) 779,500. 15 Other assets (describe ► ____-___- 16 Total assets (to be completed by all filers - see the instructions . Also, seepage 1, item 1) . 176, 086, 308. 195, 069, 767. 195, 069, 767 17 Accounts payable and accrued expenses , , , , , , , , , , , .486,363. 729, 332 . 18 Grants payable .3,743,964. 3, 291, 215. 19 Deferred revenue . 20 Loans from officers , directors, trustees, and otherdisqualfied persons 21 Mortgages and other notes payable (attach schedule) . 22 Other liabilities (describe ► 23 Total liabilities (add lines 17 through 22) 4, 230, 327. 4, 020, 547 . Foundations that follow SFAS 117 , check here . X and complete lines 24 through 26 and lines 30 and 31. 220. 24 Unrestricted . .. .. 1, 855, 981. 191, 049, 25 Temporarily restricted . 26 Permanently restricted C Foundations that do not follow SFAS 117, .. -1 check here and complete lines 27 through 31. 27 Capital stock , trust principal , or current funds 28 Paid-in or capital surplus , or land , bldg , and equipment fund . 29 Retained earnings, accumulated income , endowment, or other funds d 30 Total net assets or fund balances (see Instructions ). 1, 855, 981. 191, 049, 220. Z 31 Total liabilities and net assets/fund balances (see instructions) 6, 086, 308. 195, 069, 767. Analysis of Changes in Net Assets or Fund Balances 1 Total net assets or fund balances at beginning of year - Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year's return) , , , , , , , , , , , , , , , , , , , , , , , , , , 1 171, 855, 981 2 Enter amount from Part I, line 27a ................................ ... 2 6,742,012 3 Other increases not included in line 2 ( itemize) ATCH 11 3 12,451,227 ►------------------------------------ 4 Add lines 1, 2, and3 4 191,049,220 in 5 Decreases not included line 2 (itemize) 5 ► --------------------------------------- 6 Total net assets or fund balances at end of ear line 4 minus line 5 -Part II column b line 30 . 6 191, 049, 220 * *ATCH / Form 990-PF (2013) JSA 3c 1420 1 000 9/10/2015 10:31:35 AM V 13-7.15 PAGE 2 JOHN DEERE FOUNDATION 36-6051024 Form 990-PF (2013) Page 3 ' Capital Gains and Losses for Tax on Investment Income acqIow (c) Date (a) List and describe the kind(s) of property sold (e g real estate , acquired (d) Date sold 2-sto ry brick warehouse , or common stock, 200 shs MLC Co P-Purchase mo , da ) D - Donation (mo , day, yr) y, N) la SEE PART IV SCHEDULE b c d e Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (f) (or allowable) plus expense of sale (e) plus (f) minus (g) a b c d e Com plete only for assets showin gain in column (h ) and owned by the foundation on 12/31 /69 (I) Gains (Col (h) gain minus Adjusted basis (k) Excess of col. (i) col (k), but not less than -0-) or (i) F M V as of 12/31 /69 A ) as of 12 /31/69 over col Q), if any Losses (from col (h)) a b c d e If gain , also enter in Part I, line 7 2 Capital gain net income or ( net capital loss) { If (loss), enter -0- in Part I , line 7 } 2 -35,822. 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6)' If gain , also enter in Part I, line 8, column (c) (see instructions) If (loss), enter -0- in 1 Part I, line 8 .......................................... J 3 0 JIMM Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income ) If section 4940(d)(2) applies, leave this part blank.