CURRICULUM VITAE

1. Patrick Heller Professor of Sociology and International Studies Department of Sociology

2. 197 Ivy Street Providence, RI 02906

3. EDUCATION B.A. University of California, Santa Cruz, Sociology (Honors) and South Asian Studies (Honors), 1985. M.A. University of California, Berkeley, Sociology, 1988. Ph.D. University of California, Berkeley, Sociology, Dissertation: "The Politics of Redistributive Development: State and Class in Kerala, India," 1994.

4. PROFESSIONAL APPOINTMENTS

2009-present Professor of Sociology and International Studies, Sociology and Watson Institute, 2012-2014 Visiting Senior Fellow, Centre for Policy Research, New Delhi 2002-2009 Associate Professor of Sociology, Brown University 2009- present Director, Graduate Program in Development, Watson Institute for International Affairs 2008-present Fellow and co-director of the Graduate Program in Development, Watson Institute for International Affairs 2007-2008 Visiting Fellow, Princeton Institute of International and Regional Studies, 2006- 2007 Director, Program in Political Economy and Development, Watson Institute for International Affairs 2001-2005 Director, Development Studies concentration, Watson Institute, Brown University 2000-2001 Visiting Senior Researcher, Centre for Policy Studies, Johannesburg 2001 Consultant, European Union and the Unicity Committee of Durban 2000 Visiting Researcher, Institute of Social and Economic Research, University of Durban Westville 1999-2000 Associate Professor of Sociology and International Affairs, 1995-1999 Assistant Professor of Sociology and International Affairs, Columbia University 1991-1995 Lecturer, Department of Sociology, University of California, Berkeley

5. COMPLETED PUBLICATIONS a. Books

Forthcoming Development and Deliberation: Rethinking the Role of Voice and Collective Action in Unequal Societies. Edited with Vijayendra Rao. Washinton D.C.: The Group.

2011. Bootstrapping Democracy: Transforming Local Governance and Civil Society in Brazil (co-authored with Gianpaolo Baiocchi and Marcelo Kunrath Silva). Press.

P. Heller - Page 2 2007. Social Democracy in the Global Periphery: Origins and Prospects (co-authored with Richard Sandbrook, Marc Edelman and Judith Teichman). Cambridge University Press.

1999. The Labor of Development: Workers and the Transformation of Capitalism in Kerala, India. Cornell University Press. b. Chapters in Books

Forthcoming “Development in the City: Growth and Inclusion in India, Brazil and South Africa,” in State Building in the Developing World. Miguls Centeno, Deborah Yashar and Atul Kohli (eds) Cambridge: Cambridge University Press.

2014. “Human Development, State Transformation and the Politics of the Developmental State,” (with Peter Evans) ed. Stephan Leibfried, Frank Nullmeier, Evelyne Huber, Matthew Lange, Jonah Levy & John Stephens (eds.) The Oxford Handbook of Transformations of the State.

2013. “Challenges and Opportunities: Civil Society and Social Movements in a Globalizing World,” pp. 186-245 in Khalid Malik and Maurice Kugler (eds.) Human Progress and the Rising South. New York: UNDP Human Development Report Office. Available as UNDP 2013 Human Development Report, Occasional Papers at http://hdr.undp.org/en/reports/global/hdr2013/occasional-papers/

2012. “Remaking the Apartheid City: Local Government and Civil Society in South Africa,” (with Bongani Ngqulanga) pp. 198-217 in Gerhard Bruyns and Arie Graafland (eds.) African Perspective- South Africa: City, Society, Space, Literature and Archtecture. Rotterdam: 010 Publishers.

2012. “Movements, Politics and Democracy: Kerala in Comparative Perspective,” pp. 270-281 in Atul Kohli and Prerna Singh (eds.) Routledge Handbook of Indian Politics. London: Routledge.

2011. “Making Citizens from Below and Above: The Prospects and Challenges of Decentralization in India,” pp. 157-171 in Ruparelia, Sanjay and Sanjay Reddy, John Harriss and Stuart Corbridge (eds). Understanding India’s New Political Economy. Oxfordshire: Routledge.

2010. “Representation by Design? Variations on Participatory Reforms in Brazilian Municípios,” (with Gianpaolo Baiocchi) pp. 119-140 in Kristian Stokke, Olle Tornquist and Neil Webster (eds) Rethinking Popular Representation. Houndsmills Basingstoke: Palgrave Macmillan.

P. Heller - Page 3 2009. “Making Citizens from Below: India’s Emerging Local Government,” p. 85-104 in Gary Bland and Cynthia Aronson (eds) Democratic Deficits: Addressing Challenges to Sustainability and Consolidation Around the World. Washington D.C: Woodrow Wilson International Center for Scholars.

2008 “Local Democracy and Development in Comparative Perspective,” pp. 153-174 in Mirjam van Donk, Mark Swilling, Edgar Pieterse and Susan Parnell (eds) Consolidating Developmental Local Government: Lessons from the South African Experience. Cape Town: University of Cape Town Press.

2005. “Reinventing Public Power in the Age of Globalization: the Transformation of Movement Politics in Kerala,” pp. 79-106 in Raka Ray and Mary Katzenstein (eds.), Social Movements in India: Poverty, Power and Politics. New York: Rowman and Littlefield Publishers Inc.

2005. “The Politics and Institutional Design of Participatory Democracy: Lessons from Kerala, India,”(with T.M. Thomas Isaac) pp. 405-443 in Boaventura de Sousa Santos (ed.), Democratizing Democracy: Beyond the Liberal Democratic Canon. London: Verso.

Also published as: “O perfil politico e institucional da democracia participativa: licoes de Kerala, India,” pp. 601-645 in Boaventura de Sousa Santos (ed.), Democratizar a Democracia: Os Caminhos Da Democracia Participativa. Rio de Janeiro: Civilizacao Brasileira, 2002.

2003. “Reclaiming Democratic Spaces: Civics and Politics in Post-Transition Johannesburg,” pp. 155-184 in Robert Beauregard and Richard Tomlinson (eds.), Emerging Johannesburg. New York: Routledge.

2003. “Democracy and Development: Decentralized Planning in Kerala,” (with T.M. Thomas Isaac) pp. 77-110 in Archon Fung and Erik O. Wright (eds.), Deepening Democracy: Institutional Innovations in Empowered Participatory Democracy. London, Verso Press.

2000. “Social Capital and the Developmental State: Industrial Workers in Kerala,” pp. 66-87 in Govindan Parayil (ed.), Kerala: the Development Experience. London: Zed Books. (Modified version of “Social Capital as Product of Class Mobilization and State Intervention: Industrial Workers in Kerala, India,” pp. 1055-1071, World Development 24:6, June, 1996). c. Refereed Journal Articles

2012. “Democracy, Participatory Politics and Development: Some Comparative Lessons from Brazil, India and South Africa,” Polity, 44, 643-665.

2010. “The Spatial Dynamics of Middle Class Formation in Post-Apartheid South Africa: Enclavization and Fragmentation in Johannesburg,” (with Amy Kraker-Selzer, first author) Political Power and Social Theory, Volume 21.

2010. “Legacies, Change and Transformation in the Post-Apartheid City: Towards an Urban P. Heller - Page 4 Sociological Cartography,” (with Daniel Schensul, first author), International Journal of Urban and Regional Research.

2010. “Taking Tilly South: Durable Inequalities, Democratic Contestation and Citizenship in the Southern Metropolis,” (with Peter Evans). Theory and Society, 39:433-450.

2009. “Dependency and Development in a Globalized World,” (with Dietrich Rueschemeyer and Richard Snyder). Studies in Comparative and International Development, 44:4.

2009. “Democratic Deepening in India and South Africa,” Journal of Asian and African Studies, 41:4, pp. 123-149.

2008. “Making Space for Civil Society: Institutional Reform and Local Democracy in Brazil,” (with Gianpaolo Baiocchi and Marcelo Kunrath Silva) Social Forces, 86:3, pp. 911-936.

2007. “Building Local Democracy: Evaluating the Impact of Decentralization in Kerala, India,” (first author with K.N. Harilal and Shubham Chaudhuri) World Development, 35:4, pp. 626-648.

2006. “Hegemonic Aspirations: New Middle Class Politics and India’s Democracy in Comparative Perspective,” (with Leela Fernandes) Critical Asian Studies, 38:4, pp. 495- 522.

2006. “Can Social Democracies Survive in the Third World,” (with Marc Edelman, Richard Sandbrook and Judith Teichman) Dissent, Summer.

Also published as: “Pueden sobrevivir las democracias socialies en el Sur globalizado,” Nueva Sociedad, 204, pp. 24-36.

2001. “Moving the State: The Politics of Decentralization in Kerala, South Africa and Porto Alegre,” pp. 131-163, Politics and Society 29:1.

Reprinted in modified version as: "Den Staat in Bewegung Bringen: Die Politik der Demokratischen Dezentralisierung in Kerala, Suedafrika und Porto Alegre," . pp. 337- 377, Peripherie: Zeitschrift fuer Politik und Oekonomie in der Dritten Welt, 22. Jahrgang, Nr. 87, 2002.

Excerpt reprinted in Sharad Chari and Stuart Corbridge (eds) The Development Reader. Routledge: London, 2008.

2000. “Degrees of Democracy: Some Comparative Lessons from India,” pp. 484-519, World Politics 52, July.

1996. “Social Capital as Product of Class Mobilization and State Intervention: Industrial Workers in Kerala, India,” pp. 1055-1071, World Development 24:6, June.

Also published in: State-Society Synergy: Government and Social Capital in P. Heller - Page 5 Development, pp. 48-84 in Peter Evans (ed.) Berkeley: International and Areas Studies, 1996.

1995. “From Class Struggle to Class Compromise: Redistribution and Growth in a South Indian State,” pp. 645-672, Journal of Development Studies, 31:5, June.

Excerpt reprinted in Jonathan Harris et al. (eds.) A Survey of Sustainable Development: Social and Economic Dimensions. Washington D.C.: Island Press, 2001. d. Non-refereed Journal Articles and Research Reports

2014. “Citizenship in Urban India: the Evidence from Bangalore” (with Ebony Bertorelli, Siddarth Swaminathan and Shutosh Varshney). A Report by the Janaagraha-Brown Initiative Citizenship Index. Bangalore.

2011. “Participation, Democracy and Development: Some Comparative Lessons from Brazil, India and South Africa,” paper prepared for the APSA Report of the Task Force on Democracy, Economic Security, and Social Justice in a Volatile World, August 2011

2011. “The Great Transformations of Indian States,” Seminar, 620, April.

2006. “Evaluating Empowerment: Participatory Budgeting In Brazilian Municipalities,” (with Gianpaolo Baiocchi, Shubham Chaudhuri and Marcelo Kunrath Silva) p. 95-128 in Ruth Alsop, M. Bertelsen and J. Holland (eds) Empowerment in Practice: From Analysis to Implementation (The World Bank).

2004. “Does Decentralization Make a Difference? A Study of the People’s Campaign for Decentralized Planning in the Indian State of Kerala,” (with Shubham Chaudhuri and K.N. Harilal) Report submitted to the Ford Foundation, January.

2003. “The Resilience and Transformability of Inequality in Latin America,” (with James Mahoney) report submitted for the World Bank Flagship Report on Latin America, May 2003.

2003. “The Plasticity of Participation: Evidence from a Participatory Governance Experiment,” (with S. Chaudhuri) Columbia University ISERP Working Paper.

2001. “A Civic Movement or a Movement of Civics?: The South African National Civic Organisation (SANCO) in the Post-apartheid Period,” (with Libhongo Ntlokonkulu) Research Report No. 84, Social Policy Series, Centre for Policy Studies, Johannesburg, June.

2001. “An Investigation into Approaches to and the Implementation of Area Based Development and Management in Durban,” (with Doug Hindson), the Unicity Committee of Durban, Durban, South Africa, June. e. Book Reviews and Commentaries 2004. Book Review of “Race and Regionalism in the Politics of Taxation in Brazil and South P. Heller - Page 6 Africa,” by Evan S. Lieberman,” Perspectives on Politics, 2: 872-874

2004. Book Review of “Local Democracy and Development: The Kerala People's Campaign for Decentralized Planning,” by T.V Thomas Isaac and Richard Franke, American Anthropologist 106:3, 623.

1998. Commentary: “Problematizing the Kerala Model,” pp. 33-35, Bulletin of Concerned Asian Scholars, 30:3.

1996. Book Review of “Governance and Reform: India's Political Economy” by John P. Lewis, pp. 736-737, Political Science Quarterly 111:4, Winter.

1994. Book Review of “The State and the Poor: Public Policy and Political Development in India and the ” by John Echeverri-Gent, pp. 547-549, American Journal of Sociology 100:2, September. f. Newspaper Articles and Institute Reports 2000. “Land Reform Led to Kerala’s Success,” Land & Rural Digest (South Africa) No. 15, November/December.

2000. “Beware the Tunnel Vision of Bureaucrats” Inside Story, The Sunday Independent, Johannesburg, June 18.

2000. “Conflict, Co-operation between ANC and SANCO hold Important Lessons for Local Democracy,” Synopsis, Centre for Policy Studies, 4:3, December.

2000. “Civil Society and the ANC in Local Government Election,” The Sunday Independent, November 19.

2000. “Technocratic Creep Threatens Local Government Reform,” Synopsis, Centre for Policy Studies, 4:1, June. g. Invited Lectures

2014. Centre for the Advanced Study of India, University of Pennsylvania; New School for Social Research; Duke University; Princeton Institute of International and Regional Studies; Conference on Democratic Deepening, Trivandrum, India.

2013. Princeton Institute of International and Regional Studies; Department of Sociology, UCSC; JNU, New Delhi; Pune University, India; Jindal University, Delhi.

2012. Department of Sociology at the University of Illinois, Department of Sociology Cornell, as well as Jama Islamia, JNU and Delhi University in Delhi, India

2011. Talks at Department of Sociology, Princeton; Department of Sociology, Yale; Kellog Institute of International Studies, Notre Dame; Centre for Policy Research, New Delhi, India; Conference on Urban India, Mysore, India; others …

P. Heller - Page 7 2010. Talks at Department of Sociology, USSC; John F. Kennedy School, Harvard; Ash Institute, Harvard; others …

2009. “Democratic Deepening in Brazil, India and South Africa: Towards a Comparative Framework,” Department of Geography and Sociology, University of Cape Town, April 8.

“Democratic Deepening in Brazil, India and South Africa: Towards a Comparative Framework,” Department of Sociology, Johns Hopkins University, April 27.

2008. “Can Inequality be Unmade? The Spatial Transformation of the Post-Apartheid City,” Princeton Institute of International and Regional Studies, Princeton University, April 23.

2007. “Making Citizens from Below: the Prospects and Challenges of Decentralization in India,” South Asia Program, Princeton, December 6.

“Civil Society and Democracy in Post-transition Societies: Lessons from South Africa,” Comparative Politics Seminar, Yale University, December 4.

“Democratic Deepening in Comparative Perspective,” Democracy and Development Program, Princeton University, November 14.

“Social Democracy in the Global Periphery,” CUNY Graduate Center, November 8.

“Making Citizens from Below: the Prospects and Challenges of Decentralization in India,” South Asian Studies Program, UCSC, May 8.

“Making Citizens from Below: the Prospects and Challenges of Decentralization in India,” South Asia Center, , Ann Arbor, March 5.

2005. “Building Local Democracy: Lessons from Kerala,” Plenary Talk given at the “State of the Panchayats and the Way forward,” sponsored by the Minister of Panchayati Raj, Delhi, December 17.

2005. “Making Space for Civil Society: Evidence from Governance Reforms in 10 Brazilian Municipalities,” (with Gianpaolo Baiocchi) Latin American Studies Program, University of Massachussettes, November 18.

2004. “Building Local Democracy: Evidence from Kerala, India,” Network of South Asian Political Scientists, Paris, July 1.

2003. “Power and Politics in the (un)making of poverty,” Key Note Address, Norwegian Association for Development Research, Annual Conference, Oslo, October 24.

2003. “The Plasticity of Participation,” Norwegian Institute of Urban and Regional Research, Oslo, October 22.

P. Heller - Page 8 2003. “Contested High Modernism the Politics of Development Planning in Durban, South Africa," (with Bongani Ngqulunga) Urban Studies and Planning Department, MIT, May 4.

2003. “Reinventing Public Power in the Age of Globalization: the Transformation of Movement Politics in Kerala,” Munk Center for International Studies, University of Toronto, January 24.

2002. “Democracy and Participation in India,” International Conference on Democracy and Participation,” Sao Paulo, December 11.

2001 “From Redistribution to Decentralization: the Transformation of Movement Politics in Kerala,” Social Movements and Poverty in a Transnational Age, University of California, Berkeley, April 14.

2000. “Local Government Reform - Some Lessons from India,” Department of Sociology, University of Cape Town, October 30.

2000. “Civil Society and Social Policy: Some Thoughts from India,” Centre for Policy Studies, Johannesburg, August 5.

2000. “Some Conceptual Issues in the Study of Civil Society and Democratisation,” Centre for Policy Studies, Johannesburg, May 20.

1999. “Making Democracy Work for Development: the View from Kerala, India,” Department of Sociology, Brown University, November 30.

1999. “The Practice and Theory of Decentralization,” Social Policy Program, University of Durban-Westville, March 10.

1998. "Beneath Globalization: Social Movements and State Embeddedness," Seminar on Globalization and Equity, Center for International Studies, Duke University, October 26.

1997. "The Politics of Decentralization and the Decentralization of Politics," Department of Urban and Planning Studies, Massachusetts Institute of Technology, November 3.

1997. "Democratization and State Capacity," Department of Urban Studies and Planning, Massachusetts Institute of Technology, March 18.

1996. "Democracy and Development: the View from Kerala," Southern Asia Institute, Columbia University, New York, February 14.

1994. "Redistribution and Growth: Is the Kerala Model Sustainable?" South Asia Program and Government Department, Cornell University, April 8. h. Papers Read 2009. “Middle Class Politics in Comparative Perspective,” paper presented at “The Politics of P. Heller - Page 9 the Emerging Middle-Class in Developing Countries Conference,” Princeton University, May 22-23.

“Democratic Deepening in Brazil, South Africa and India,” Building Sustainable Democracies Conference, Indiana University - Bloomington, January 29-30.

2008. “Transnational Transmission, Local Politics and the Re-shaping of Local Governance in the Global South,” paper presented to Canadian Institute for Advanced Research Successful Societies Program, September 27, Toronto.

“Social Democracy in the Global Periphery,” author meets critics special session, Society for the Advancement of Socio-Economics annual conference, San Jose, Costa Rica, July 22.

2007. “Making Space for Civil Society: Evidence from Governance Reforms in 10 Brazilian Cities,” (with Gianpaolo Baiocchi) Latin American Studies Association Meetings, September 6.

2006. “Making Space for Civil Society,” Regular Sessions, American Political Science Association Meetings, Philadelphia, August.

“Transforming the Apartheid City: the New Spatial Configuration of Durban,” XVI World Congress of Sociology, Durban South Africa, July 26.

2005. “The Antinomies of Civil Society and Democracy: Civics in Post-Apartheid South Africa, Regular Session, American Sociological Association Annual Meeting, San Francisco, August.

2002. “Real and (possible) Utopias: on the Associational and Institutional Preconditions for Democratic Decentralization,” Special Session, American Sociological Association Annual Meeting, Chicago, August 17.

2002. “Reclaiming Democratic Spaces: Civics and Politics in Post-Transition Johannesburg,” American Sociological Association Annual Meeting, Chicago, August 17.

2000. “Moving the State: The Politics of Decentralization in Kerala, South Africa and Porto Alegre,” Conference on Democratic Decentralization, Trivandrum, India, May 24-28.

1998. "The Politics of Public Action: Explaining Social Development in Kerala, India," Special Session, American Sociological Association Annual Meeting, San Francisco, August 3.

1997. "The Political Origins of Social Capital," The World Bank, Conference on Social Capital, Washington D.C., July 1.

1995. "Social Capital as Product of Class Mobilization and State Intervention: Industrial Workers in Kerala, India," Conference on "Government Action, Social Capital Formation and Third World Development," Sponsored by the American Academy of Arts and P. Heller - Page 10 Sciences, , May 5.

1994. "From Class Struggle to Class Compromise: Redistribution and Growth in a South Indian State," regular session on political sociology at the American Sociological Association Annual Meetings, Los Angeles, August 6.

1990. "The Politics of Class Formation: A Comparison of Punjab and Kerala," Association for Asian Studies Annual Meeting, Austin, October 10. i. Books Under Review

i. Articles Under Review

“Civil Society and Democracy in Post-transition Societies: Lessons from South Africa,” to be submitted Sociological Theory.

j. Work In Progress

Books

Paths of Development in a Globalized World, edited with Dietrich Rueschemeyer and Richard Snyder.

Democratic Possibilities: Citizens and Equity in India, South Africa and Brazil.

6. RESEARCH GRANTS a. Currently Awarded

2013-2014 Indian Council of Social Science Research, Co-PI with the Centre for Policy Research, New Delhi. 3,000,000 Rps (approx. $54,000) for one year project on “Urban Transformation in India”

2009-2014 National Science Foundation. Co-PI of Integrated Graduate Education and Training Grant (IGERT) on Inequality in the Developing World and Director of Graduate Program in Development (GPD). With Barbara Stallings (PI). $3,100,000. Interdisciplinary training and research program on inequality in the developing world with 4 partner institutions (Brazil, China, India, South Africa) that builds on and expands GPD. With Watson Institute, Anthropology, Political Science and Sociology.

2014-2015 National Science Foundation. PI for Doctoral Dissertation Research, Jamie McPike, Understanding Urban Policy Implementation P. Heller - Page 11

2013-2014 National Science Foundation. PI for Doctoral Dissertation Research, Diana Graizbord, Modeling Mexico: Expertise, Statecraft and Social Policy c. Completed Grants 2011-2012. Office of the Vice-President of Research, Brown University. PI – Urban Transformation in India. $75,000 (with Ashutosh Varshney).

2010-11 National Science Foundation. PI for Doctoral Dissertation Research, Shruti Majumdar, Civic Engagement and Differentiated Citizenship.

2010-11 National Science Foundation. PI for Doctoral Dissertation Research, Amy Kracker, Urban Governance and Spatial Patterns of Public Investment

2009 National Science Foundation. PI for Doctoral Dissertation Research, Jennifer Costanza. Multicultural Citizenship and Indigenous Identity

2009 Department for International Development. Co-PI (Michael Walton PI). Urban Governance and Inequality in India. £18,975. Seed grant for multi-year 4-5 city project.

2008 National Science Foundation. PI for Doctoral Dissertation Research, Chris Gibson. Developmental Trajectories: A Comparative-Historical Analysis

2007-2009 Watson Institute Initiative on Inequality, PI with G. Baiocchi, K. Brown, N. Chorev, S. Pulver and R. Snyder, Global Governance and Inequality. $100,000. Project examines emergence of new regimes of global governance across 6 sectors and assesses their impact on inequality.

2007-2008 Brown Provost's Office Seed Funding for Internationalization Initiative, with G. Baiocchi, J. Logan and V. Henderson, $16,070 Spatial Inequalities in the Global South Working Group: A Brown University/CEBRAP (Brazil) Partnership

2005-2009 National Science Foundation, Human Social Dynamics, PI Remaking the Apartheid City $459,621 Using GIS techniques and qualitative field work, this project explores the economic and P. Heller - Page 12 social re-configuration of the post-Apartheid city. Through a close examination of the cases of Durban, Cape Town and Johannesburg, the project measures the impact of planning and infrastructural policies on the economic and racial segregation. Specifically, the goal is to develop a social map of the evolution the Apartheid city to better understand the interface of social space, economic development and state intervention.

2004-2005 National Science Foundation. PI for Doctoral Dissertation Research, Aaron Katz. “Encoded Hierarchies: Globalization and Governance of the Software Commodity Chain”

2003-2004 World Bank, with Shubham Chaudhuri and Gianpaolo Baiocchi, An Evaluation of Participatory Budgeting in Brazilian Municipalities. $147,000 This project begins with an analysis of financial, political and social development data from over 5,000 municipalities to measure the impact of participatory budgeting. Ten cities have also been selected for intensive fieldwork to determine how civil society, political configurations and regional factors shape the budgeting process.

2001-2002 Ford Foundation, India, Principal Investigator with Shubham Chaudhuri (Columbia University) and in collaboration with the Centre for Development Studies, Does Democratic Decentralization Make a Difference? $80,000. Working with 42 enumerators we have collected socio-economic and expenditure data from 85 villages and conducted 950 interviews to asses the impact that decentralization has had on democratic participation and local development planning, as well as to identify the causes in variation of participation levels and government performance between villages.

Salomon Grant ($10,000), Principal Investigator, May 2002-present, Technocrats, Politicians and Civil Society in the Building of the Post-Apartheid City: Democratic Transformation in Durban and Johannesburg To study the causes and effects of two different models of planned social and economic integration.

2001. MacArthur Foundation, Collaborative Research Grants (with co-researchers) awarded $74,700 grant to build a collaborative research network to study experiments in democratic decentralization in South Africa, Brazil and India.

2000. Swiss Development Cooperation, $3,000 grant to partially fund conference on democratic decentralization in Kerala, India.

2000. American Institute of Indian Studies, Senior Short-Term Research Grant, awarded $4,500 for 4 month research project on participatory structures in local government in Kerala, India. P. Heller - Page 13

1999. Institute of Social and Economic Theory and Research, Columbia University, (with Shubham Chaudhuri) awarded $10,000 for seed grant project to assess financial and developmental impact of decentralization in Kerala, India.

1997. American Institute of Indian Studies, Senior Short-Term Research Grant, awarded for 4 month research project on the politics of class compromise in Kerala, India.

7. SERVICE (i) To Brown University Summer 2011 Co-organizer and coordinator of Brown International Advanced Research Institute on Development and Inequality Summer 2010 Co-organizer and coordinator of Brown International Advanced Research Institute on Development and Inequality Summer 2009 Co-organizer and coordinator of Brown International Advanced Research Institute on Development and Inequality Fall 2008 Director of Graduate Studies, Department of Sociology 2004 - Co-director, Graduate Program in Development Spring 2006 Chair, Search Committee for Assistant or Associate Professor with Joint Appointment at the Watson Institute Spring 2005 Chair, Search Committee for Assistant Professor in Comparative Development Spring 2005 Member, Search Committee for Director of the Watson Institute Fall 2000-2005 Director, Development Studies Concentration, Watson Institute 2001-2005 Co-chair of Graduate Admissions committee for Masters Program in Development Studies Spring 2002 Convener of the Work Group on States, Institutions and Organizations in the Sociology Department Spring 2002 Member of Search Committee for Assistant Professor in the Global Environment Program, Watson Institute

(i) To Columbia University 1997-1999 Director, Economic and Political Development Program, School of International and Public Affairs, Columbia University 1996-1999 Coordinator of Dissertation Workshop, Sociology Department 1996-1999 Coordinator of Development Reading Group (Monthly meetings with PhD students in Political Science, Sociology, Public Health and Anthropology) Fall 1999 Member, Search Committee for Professor in Comparative Political Economy 1997-1998 Director, Summer School, Sociology Department Fall 1998 Member, Search Committee for Professor in Gender and Globalization Fall 1998 Member, Dean’s Curriculum Task Force, School of International and Public Affairs Fall 1997 Member, Search Committee for Professor in the Practice of Economic and Political Development (ii) To the Profession P. Heller - Page 14 2011 Member, Task Force for the President of the American Political Science Association 2008- Member of Editorial Collective, Politics and Society 2005- Member of Editorial Collective, Studies in International and Comparative Development 2007 Organizer of the Regular Session on Development, American Sociological Association Meetings 2004 Organizer of the Regular Session on Development, American Sociological Association Meetings, August, San Francisco 2003 Conference Organizer, The Road Less Traveled: Democratic-Egalitarian Reformism In A Neoliberal Age. Brown University, Watson Institute, Oct 31-Nov 1. 1997-present Reviewer for Social Forces, American Journal of Sociology, World Development, World Politics, Social Power and Political Theory, Theory and Society, American Sociological Review, International Journal of Urban and Regional Studies 2001-2003 Screener for the Social Science Research Council International Dissertation Field Research Fellowships. 2001-2002 Reviewer for the Norwegian Government Social Science Grants Council 2001 Co-organizer, Conference on Democratic Participation. Centro de Assessoria e Estudos Urbanos, Porto Alegre, Brazil. December 16-20. 2001 Co-Organizer, Workshop on Democratic Decentralization in South Africa, India and Brazil, Centre for Policy Studies, Johannesburg, May 18-22. 2001 Co-organizer and Discussant, Conference on Civil Society and Donors, Centre for Policy Studies, Johannesburg, April 17-19. 2000 Co-Organizer, International Conference on Democratic Decentralization, Trivandrum, India, May 24-28. 1998 Organizer and Discussant, Conference on Bihar and Kerala in Comparative Perspective, Cornell University, April 15-16. 1998 Workshop organizer, "Decentralization and Democracy in Kerala, India," The Southern Asian Institute and the Economic and Political Development Concentration, Columbia University, December 4.

(iii) To the Community 2000-present Advisor to the Area Based Management Implementation Committee, Durban, South Africa. 2000 Advisor, South African Broadcasting Corporation, Khululeka (Educational Program). 1997-1999 Lecturer on South Asia politics and society in New York High School Teachers Advanced Training Program.

8. ACADEMIC HONORS, FELLOWSHIPS

2007-2008 Visiting Fellow, Princeton Institute of International and Regional Affairs 2003 Barrett Hazeltine citation for outstanding teaching, voted by the class of 2003 2001-2004 Core Member, Network of South Asian Politics and Political Economy, P. Heller - Page 15 Center for South Asian Studies, University of Michigan (funded by Ford Foundation). 1993-1994 Chancellor's Dissertation-Year Fellowship, University of California, Berkeley. 1992-1993 John L. Simpson Scholarship, Institute of International Studies, University of California, Berkeley. 1991-1992 American Institute of Indian Studies, Research Fellowship.

1990 Newhouse Foundation Fellowship, University of California, Berkeley.

1989-1990 Teaching Award, Outstanding Teaching Assistant, University of California, Berkeley. 1987-1988 Teaching Award, Outstanding Teaching Assistant, University of California, Berkeley. 1986-1987 University Fellowship, University of California, Berkeley.

9. TEACHING Courses (i) Brown University: Spring 2014 Globalization and Social Conflict (130 students) Sociology 2050, Recent Sociology Theory (15 students) Fall 2013 Development Studies 2000, Theory and Research in Development (18 students) Spring 2011 Comparative Political Sociology (10 students) Fall 2010 Globalization and Social Conflict (105 students) Theory and Research in Development (19 students) Spring 2009 Sociology 205, Recent Sociology Theory (8 students) Fall 2008 Sociology 0162, Globalization and Social Conflict (151 students) Development Studies 2000, Theory and Research in Development (16 students) Spring 2007 Sociology 162, Globalization and Social Conflict (160 students) DS 201, Theory and Research in Development, (9 students) Fall 2006 DS 200, Theory and Research in Development, (17students) Spring 2006 DS 201, Theory and Research in Development, (7students) Sociology 162, Globalization and Social Conflict (165 students) Fall 2005 DS 200, Theory and Research in Development, (17students) Spring 2005 Sociology 205, Recent Sociology Theory (12 students) Sociology 162, Globalization and Social Conflict (180 students) Spring 2004 Sociology 205, Recent Sociology Theory (12 students) Sociology 162, Globalization and Social Conflict (179 students) Fall 2003 Sociology 297-02, Democracy and Civil Society in Comparative Perspective, (14 students) Spring 2003 Sociology 162, Globalization and Social Conflict (181 students) Sociology 205, Recent Sociological Theory (9 students) Fall 2002 Development Studies 198, Seminar in Development Studies (27 students) Spring 2002 Sociology 162, Globalization and Social Conflict (100 students) Sociology 205, Recent Sociological Theory (12 students) P. Heller - Page 16 Fall 2001 Development Studies 198, Seminar in Development Studies (23 students)

Academic Advising (i) Brown University 2001-present

Senior Thesis, 1st Reader – Fall 2010 Charles Wisoff (Independent Concentration) Senior Thesis 2nd Reader – Fall 2009 Nandina Jayakrishna (Development Studies) Senior Thesis 1st Reader – Spring 2007 Nadia Lambek (Development Studies) Rukmini Giridharadas (Sociology) Cynthia Wise (Development Studies) Senior Thesis 1st Reader – Spring 2005 Kevin Novell (Development Studies) Senior Thesis 1st Reader – Spring 2004 Alexa Rosenberg (Development Studies) Diana Denham (Development Studies) Senior Thesis 1st Reader – Spring 2003 Alexandra Fallon (Development Studies) Maya Pinot (Development Studies) Senior Thesis 2nd Reader – Spring 2003 Lea Anne Hegg (Development Studies) Elizabeth-Ann Tierney (Development Studies) Ameya Balsekar (Development Studies) Senior Theses 1st Reader – Fall 2002 Vinay Ravi Olivia Geiger Senior Theses 2nd Reader – Spring 2002 Schoenfelder, Lindsey (Development Studies) Masters Committee Member Arisha Ashraf (Development Studies) Kayoung Chung (Development Studies) Mark Silverman (Development Studies) Master Committee Chair Adam Swartzbaugh (Development Studies) Madeline Otis (Development Studies) Shruti Majumdar (Sociology) Daniel Schensul (Sociology) Jennifer Darrah (Sociology) Esther Hernandez (Sociology) Graduate Preliminary Exams Committee Sabrina McCormick (Development and Social Movements) Aaron Katz (Economic Development and Inequality) Brian Mayer (Social Movements) Patricia Widener (Social Movements) P. Heller - Page 17 Bongnai Ngqulunga (Civil Society and Democracy) Eric Larsen (Civil Society and Social Theory) Daniel Schensul Holly Reed Rebecca Altman (Social Movements) Esther Hernandez-Medina (Chair) Oslec Villegas (Comparative Historical) Myung-Ji Yang (Political Economy of Development) Jennifer Darrah (Civil Society and Social Movements) Blessing Mberu (Development) Sukriti Issar (Theory) Jennifer Costanza (Political Sociology) Chris Gibson (Globalization) Ana-Margarita Esteves (Political Sociology) Dikshya Thapa (Globalization) Amy Kracker (Development) Trille Loft (Theory) Gayatri Singh (Inequality) Shruti Majumdar (Political Economy of Development)

Dissertation Chair Finished Won-Ki Hwang Daniel Schensul Bongani Ngqulunga Myung-Ji Yang Christopher Gibson Jennifer Costanza Amy Kracker Shruti Majumdar Dikshya Thapa Esther Hernandez-Medina

Current Diana Graizbord Jaime McPike

Dissertation Committee Finished Sabrina McCormick Matt Lange Patricia Widener Brian Mayers Jennifer Darrah Oslec Villegas Cecilia Perla (Political Science) P. Heller - Page 18 Jorge Alvarez (Political Science) Eduardo Moncado (Political Science) Feryaz Ocakli (Political science) Erin Beck (Political science) Akshay Mangla (Political Science, MIT) Gayatri Singh Sukriti Issar (Sociology) Sinem Adar (Sociology) Trina Vithayathil (Sociology) Sohini Kar (Anthropology)

Current Bhawani Buswala (Anthropology) Marcelo Bohrt Seeghers (Sociology) Meghan Kallman (Sociology) Mujun Zhou (Sociology) Carla Alberti (Political Science) Diego Diaz (Political Science) Poulomi Chakrabarti (Political Science) Irene Pang (Sociology) Peter Klein (Sociology)

UTRA Projects Nathaniel Wolfson (Urban Transformation in Brazil) Lindsey Shoenfelder (Development Studies) Teaching Assistant and Web Manager for Globalization and Social Conflict Olivia Geiger (Development Studies) Decentralization in India Vinay Ravi (Development Studies) Local Government Transformation in South Africa Elizabeth Kaufman (Sociology) Globalization and Social Disruption Vannesa Locks (Aids in Comparative Perspective) Sunil Jacobs (Development and Inequality in India) (ii) Columbia University 1995-1999 Graduate Independent Studies (22) Dissertation Defenses (9) Dissertation Proposal Defenses (6)

10. Prepared: January 10, 2014