Directorate for Mathematical and Physical Sciences
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Directorate for Mathematical and Physical Sciences Government Performance and Results Act FY 2001 Report Introducing the “Directorate for Mathematical and Physical Sciences Government Performance and Results Act (GPRA) Performance Report for FY 2001” It is with considerable pleasure that the Directorate for Mathematical and Physical Sciences (MPS) of the National Science Foundation presents its FY 2001 GPRA Performance Report. In this Report we offer a small sample of examples of support for research and education fulfilling the Outcome Goals of the National Science Foundation. The broad portfolio of research and educational activities supported by the Directorate has resulted in a number of remarkable discoveries that have attracted the attention of the press and the public. These discoveries are only, of course, small pieces of a puzzle ultimately leading to development of a fuller, more accurate understanding of the world and universe we inhabit. Progress in the mathematical and physical sciences is, of course, linked to other disciplines, and there are many examples of work jointly supported with other NSF Directorates of other agencies. In addition, the development of technology and progress in all fields of research are closely related, We wish to emphasize, however, that in all the research highlighted here, the education of future citizens and future scientists is becoming an integral component. The Directorate supports thousands of graduate students and postdoctoral students in the physical sciences. These individuals will form a major portion of the leadership of the physical sciences community in the coming decades. We are committed to making the results of the research we support available and understandable to the general public. We are also attempting to increase the involvement of our community with teachers and with students in grades K-12. It is essential that our community become involved in improving the mathematical and science skills of all Americans. The report gives a number of examples of this type of activity. I’m sure you’ll agree this Report illustrates that MPS is not only alive and well, but that the research it is supporting is dramatic and forward-looking. I encourage you to contact us should you require further information on any aspect of the material contained within the Report. Robert A. Eisenstein Assistant Director for Mathematical and Physical Sciences ii Contents Introduction 1 III. Outcome Goal: Tools Funding Priorities 4 Introduction Tools - 1 The Relationship of Resources to Outcomes 4 Performance Indicators Tools - 2 Organizational Highlights 4 COV Assessments Tools - 2 Independent Assessments of MPS Divisions 5 Indicator 1 Tools - 3 Cross-cutting and Coordination Activities 9 Indicator 2 Tools - 16 High-Risk Investment Areas 16 Indicator 3 Tools - 19 Areas of Special Emphasis in FY 2000 17 IV. Tables I. Outcome Goal: People Table 1 – External Evaluations T - 1 Introduction People - 1 Table 2 – COV Schedules T - 5 Performance Indicators People - 4 Table 3 – COV Outcome Results T- 6 COV Assessments People - 4 Table 4 – Management Goals T - 9 Indicator 1 People - 7 Table 5 – Investment Goals T- 10 Indicator 2 People - 11 Table 6 – Use of Merit Review by Division of Chemistry (CHE) T - 14 Indicator 3 People - 16 Table 7 – Use of Merit Review by Indicator 4 People - 25 Division of Mathematical Sciences (DMS) T - 20 II. Outcome Goal: Ideas Introduction Ideas - 1 Performance Indicators Ideas - 7 COV Assessments Ideas - 7 Indicator 1 Ideas - 9 Indicator 2 Ideas - 19 Indicator 3 Ideas - 36 Indicator 4 Ideas - 45 iii Directorate for Mathematical and Physical Sciences GPRA Performance Report FY 2001 The Directorate for Mathematical and Physical budget justifications, press releases and related Sciences (MPS) supports a strong and diverse media materials, divisional annual reports, and portfolio of research and education in formal external evaluations. mathematics, astronomy, physics, chemistry, and materials research. The purpose of this work is The Division of Chemistry both to deepen our understanding of the physical universe and to use that understanding in service The mission of the Division of Chemistry (CHE) to society both as a means of intellectual is to promote the health of academic chemistry enrichment and as a wellspring to future and to enable research and education in economic development. The mathematical and chemistry at the highest possible professional, physical sciences, supported across all Federal technical, and creative levels. agencies, serve as the training ground for at least half of all doctoral scientists now employed in The Division of Chemistry provides about one- U.S. industry. quarter of Federal research funds for academic chemistry. The National Institutes of Health The Directorate places a high priority on provide about one-third of the Federal funds for multidisciplinary work and on partnerships. academic chemistry, narrowly targeted to Within MPS the Office of Multidisciplinary projects that directly benefit biomedical research. Activities serves as a catalyst in emerging areas The chemical and allied processes industries of research and education at disciplinary (including pharmaceuticals) have sales of over boundaries. $400 billion and invest about $18 billion per year in research. This industry segment employs about 94,300 scientists and engineers. In International partnerships are critical in the work addition, other industries such as semiconductor, MPS supports, especially in astronomy, physics, transportation, and agriculture, support and and materials research, all of which require large depend on chemistry research. These industry facilities in order to carry out state-of-the-art investments in research are usually short-term research. A critical objective of MPS is world and targeted to a narrow purpose. Thus, the leadership in the sciences MPS supports, and, Division is the only significant source of funds to over the years, numerous MPS-supported build the knowledge base and educate the future researchers have received the Nobel Prize or workforce on which this large, diverse, and other awards of high international standing. economically important enterprise depends. Postdoctoral training, Research Experiences for The Division places a high priority on support Undergraduate (REU) sites, graduate student for high risk-high potential research, for traineeships, national facilities and centers, adequate funding of academic investigators at the partnerships with the Directorate for Education beginning of their careers, for support and and Human Resources (EHR), and workshops encouragement of chemists who are members of and conferences are means through which the underrepresented groups, and for projects Directorate for Mathematical and Physical integrating research and education. The Division Sciences helps develop the nation’s next is extensively involved in interdisciplinary and generation of scientists and engineers. crosscutting NSF-wide programs. All Programs and Divisions within the MPS The total FY 2001 Current Plan funding is Directorate have provided background $153.46 million. information for this report. Other sources include project reports, FY 2001 COV reports, Introduction - 1 The Division of Mathematical Sciences priority area in the mathematical sciences with the first year of a 5-year investment strategy The Division of Mathematical Sciences (DMS) beginning in FY 2003. To jumpstart this supports over 65 percent of Federal academic investment, the Division is targeted with an investments in the mathematical sciences. additional $20M increase in FY 2002. At this date the precise budget for this priority area has Today's advances in science and engineering, not yet been determined by Congress and driven in part by increasingly sophisticated and approved by the President, but this future multi- readily available computing environments, lift year investment will empower the mathematical the mathematical sciences to the forefront of sciences on three frontiers: (a) advancing science and engineering, reshaping modern fundamental mathematical sciences, (b) science and engineering discovery through advancing the mathematical sciences in quantitative predictions, modeling, visualization, interdisciplinary science and engineering, and (c) computational algorithms, and optimization advancing the nation’s mathematical skills and methods. Science and engineering are becoming literacy. more mathematical and statistical, not only in the physical, engineering and informational sciences, The total FY 2001 Current Plan funding for but also the biological, geophysical, DMS is $121.48 million. environmental, social, behavioral, and economic sciences. While the mathematical sciences are The Division of Physics pervasive in science, technology and health, mathematics and statistics is often an invisible The Division of Physics (PHY) has major partner, encapsulated, for example, in stewardship responsibility for the university algorithms, models, and software packages. sector of the physics community. The field of Today the mathematical sciences play a physics provides the basis for the fundamental fundamental role in the security of understanding of the physical universe, from the communications; in robust computation and basic building blocks of matter to the evolution and structure of the universe. Physics also contributes conceptual underpinnings and technologies to many other fields. Moreover, physics contributes strongly to the training of the