EXTENDED TO NOVEMBER 16, 2020 Return of Private Foundation OMB No. 1545-0047 Form 990-PF or Section 4947(a)(1) Trust Treated as Private Foundation | Do not enter social security numbers on this form as it may be made public. Department of the Treasury 2019 Internal Revenue Service | Go to www.irs.gov/Form990PF for instructions and the latest information. Open to Public Inspection For calendar year 2019 or tax year beginning , and ending Name of foundation A Employer identification number
THE ROCKEFELLER FOUNDATION 13-1659629 Number and street (or P.O. box number if mail is not delivered to street address) Room/suite B Telephone number 420 FIFTH AVENUE 212-852-8361
City or town, state or province, country, and ZIP or foreign postal code C If exemption application is pending, check here ~ | NEW YORK, NY 10018-2702 G Check all that apply: Initial return Initial return of a former public charity D 1. Foreign organizations, check here ~~ | Final return Amended return 2. Foreign organizations meeting the 85% test, Address change Name change check here and attach computation ~~~~ | X H Check type of organization: Section 501(c)(3) exempt private foundation E If private foundation status was terminated Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation under section 507(b)(1)(A), check here ~ | X I Fair market value of all assets at end of year J Accounting method: Cash Accrual F If the foundation is in a 60-month termination (from Part II, col. (c), line 16) Other (specify) under section 507(b)(1)(B), check here ~ | | $ 4,929,907,452. (Part I, column (d), must be on cash basis.) Part I Analysis of Revenue and Expenses (a) Revenue and (b) Net investment (c) Adjusted net (d) Disbursements (The total of amounts in columns (b), (c), and (d) may not for charitable purposes necessarily equal the amounts in column (a).) expenses per books income income (cash basis only) 1 Contributions, gifts, grants, etc., received ~~~ 793,344. 2 Check | if the foundation is not required to attach Sch. B Interest on savings and temporary 3 cash investments ~~~~~~~~~~~~~~ 4,035,221. 4,035,221. STATEMENT 1 4 Dividends and interest from securities~~~~~ 14,934,109. 37,178,652. STATEMENT 2 5a Gross rents ~~~~~~~~~~~~~~~~ b Net rental income or (loss) 6a Net gain or (loss) from sale of assets not on line 10 ~~ 318,721,441. Gross sales price for all b assets on line 6a ~~ 229,577,284. 7 Capital gain net income (from Part IV, line 2) ~~~~~ 193,133,090.
Revenue 8 Net short-term capital gain ~~~~~~~~~ 9 Income modifications~~~~~~~~~~~~ Gross sales less returns 10a and allowances ~~~~ b Less: Cost of goods sold ~ c Gross profit or (loss) ~~~~~~~~~~~~ 11 Other income ~~~~~~~~~~~~~~~ -996,389. 2,040,970. 1,519. STATEMENT 3 12 Total. Add lines 1 through 11 337,487,726. 236,387,933. 1,519. 13 Compensation of officers, directors, trustees, etc. ~~~ 5,590,193. 2,207,256. 0. 3,382,937. 14 Other employee salaries and wages ~~~~~~ 27,151,792. 4,146,059. 1,519. 22,493,089. 15 Pension plans, employee benefits ~~~~~~ 9,517,275. 952,198. 0. 8,829,937. 16a Legal fees~~~~~~~~~~~~~~~~~STMT 4 5,802,076. 277,974. 0. 4,794,045. b Accounting fees ~~~~~~~~~~~~~~STMT 5 398,575. 213,734. 0. 126,841. c Other professional fees ~~~~~~~~~~~STMT 6 33,162,712. 5,631,647. 0. 26,431,127. 17 Interest ~~~~~~~~~~~~~~~~~~ 271,592. 2,550,157. 0. 271,592. 18 Taxes~~~~~~~~~~~~~~~~~~~STMT 7 1,198,366. 2,540,744. 0. 0. 19 Depreciation and depletion ~~~~~~~~~ 2,566,233. 228,510. 0. 20 Occupancy ~~~~~~~~~~~~~~~~ 2,556,647. 144,091. 0. 2,412,555. 21 Travel, conferences, and meetings ~~~~~~ 4,813,856. 310,081. 0. 4,763,747. 22 Printing and publications ~~~~~~~~~~ 207,829. 14,038. 0. 193,791. 23 Other expenses ~~~~~~~~~~~~~~STMT 8 5,468,431. 35,663,460. 0. 5,283,266. 24 Total operating and administrative expenses. Add lines 13 through 23 ~~~~~ 98,705,577. 54,879,949. 1,519. 78,982,927.
Operating and Administrative Expenses 25 Contributions, gifts, grants paid ~~~~~~~ 150,802,470. 146,298,106. 26 Total expenses and disbursements. Add lines 24 and 25 249,508,047. 54,879,949. 1,519. 225,281,033. 27 Subtract line 26 from line 12: a Excess of revenue over expenses and disbursements ~ 87,979,679. b Net investment income (if negative, enter -0-)~~~ 181,507,984. c Adjusted net income (if negative, enter -0-) 0. 923501 12-17-19 LHA For Paperwork Reduction Act Notice, see instructions. Form 990-PF (2019) 1 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 Form 990-PF (2019) THE ROCKEFELLER FOUNDATION 13-1659629 Page 2 Beginning of year End of year Part II Balance Sheets Attached schedules and amounts in the description column should be for end-of-year amounts only. (a) Book Value (b) Book Value (c) Fair Market Value 1 Cash - non-interest-bearing ~~~~~~~~~~~~~~~~~~ 14,244,459. 33,978,439. 33,978,439. 2 Savings and temporary cash investments ~~~~~~~~~~~~ 136,883,934. 242,539,094. 242,539,094. 3 Accounts receivable | Less: allowance for doubtful accounts | 4 Pledges receivable | Less: allowance for doubtful accounts | 5 Grants receivable ~~~~~~~~~~~~~~~~~~~~~~~ 6 Receivables due from officers, directors, trustees, and other disqualified persons ~~~~~~~~~~~~~~~~~~~~~~ 7 Other notes and loans receivable ~~~~~~~~ | Less: allowance for doubtful accounts | 8 Inventories for sale or use ~~~~~~~~~~~~~~~~~~~ 9 Prepaid expenses and deferred charges ~~~~~~~~~~~~~
Assets 10a Investments - U.S. and state government obligations ~~~~~~~STMT 11 32,113,710. 33,044,574. 33,044,574. b Investments - corporate stock ~~~~~~~~~~~~~~~~~STMT 12 9,763,596. 11,348,183. 11,348,183. c Investments - corporate bonds ~~~~~~~~~~~~~~~~~ 11 Investments - land, buildings, and equipment: basis ~~ | Less: accumulated depreciation ~~~~~~~~ | 12 Investments - mortgage loans ~~~~~~~~~~~~~~~~~ 13 Investments - other ~~~~~~~~~~~~~~~~~~~~~~STMT 13 4,183,874,772. 4,537,017,372. 4,537,017,372. 14 Land, buildings, and equipment: basis | 51,167,348. Less: accumulated depreciation ~~~~~~~~STMT 14 | 41,699,560. 9,462,474. 9,467,788. 9,467,788. 15 Other assets (describe | STATEMENT 15 ) 57,531,397. 62,512,002. 62,512,002. 16 Total assets (to be completed by all filers - see the instructions. Also, see page 1, item I) 4,443,874,342. 4,929,907,452. 4,929,907,452. 17 Accounts payable and accrued expenses ~~~~~~~~~~~~~ 8,006,451. 9,557,398. 18 Grants payable ~~~~~~~~~~~~~~~~~~~~~~~~ 68,332,902. 72,837,268. 19 Deferred revenue ~~~~~~~~~~~~~~~~~~~~~~~ 20 Loans from officers, directors, trustees, and other disqualified persons ~~~~ 21 Mortgages and other notes payable ~~~~~~~~~~~~~~~
Liabilities 22 Other liabilities (describe | STATEMENT 16 ) 46,061,989. 51,974,786.
23 Total liabilities (add lines 17 through 22) 122,401,342. 134,369,452. Foundations that follow FASB ASC 958, check here ~~ | X and complete lines 24, 25, 29, and 30. 24 Net assets without donor restrictions ~~~~~~~~~~~~~~ 4,321,473,000. 4,795,538,000. 25 Net assets with donor restrictions ~~~~~~~~~~~~~~~~ Foundations that do not follow FASB ASC 958, check here | and complete lines 26 through 30. 26 Capital stock, trust principal, or current funds ~~~~~~~~~~~ 27 Paid-in or capital surplus, or land, bldg., and equipment fund ~~~~ 28 Retained earnings, accumulated income, endowment, or other funds ~ 29 Total net assets or fund balances~~~~~~~~~~~~~~~~ 4,321,473,000. 4,795,538,000. Net Assets or Fund Balances 30 Total liabilities and net assets/fund balances 4,443,874,342. 4,929,907,452. Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year - Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year's return) ~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1 4,321,473,000. 2 Enter amount from Part I, line 27a ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2 87,979,679. 3 Other increases not included in line 2 (itemize) | SEE STATEMENT 9 3 394,163,706. 4 Add lines 1, 2, and 3 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 4 4,803,616,385. 5 Decreases not included in line 2 (itemize) | SEE STATEMENT 10 5 8,078,385. 6 Total net assets or fund balances at end of year (line 4 minus line 5) - Part II, column (b), line 29 6 4,795,538,000. Form 990-PF (2019)
923511 12-17-19 2 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 Form 990-PF (2019) THE ROCKEFELLER FOUNDATION 13-1659629 Page 3 Part IV Capital Gains and Losses for Tax on Investment Income SEE ATTACHED STATEMENTS (a) List and describe the kind(s) of property sold (for example, real estate, (b) How acquired (c) Date acquired (d) Date sold P - Purchase 2-story brick warehouse; or common stock, 200 shs. MLC Co.) D - Donation (mo., day, yr.) (mo., day, yr.) 1a b c d e (e) Gross sales price (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (or allowable) plus expense of sale ((e) plus (f) minus (g)) a b c d e 229,577,284. 215,472,655. 193,133,090. Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69. (l) Gains (Col. (h) gain minus (j) Adjusted basis (k) Excess of col. (i) col. (k), but not less than -0-) or Losses (from col. (h)) (i) FMV as of 12/31/69 as of 12/31/69 over col. (j), if any a b c d e 193,133,090. rIf gain, also enter in Part I, line 7 p 2 Capital gain net income or (net capital loss) sqIf (loss), enter -0- in Part I, line 7 ~~~~~~ om 2 193,133,090. 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): If gain, also enter in Part I, line 8, column (c). mp If (loss), enter -0- in Part I, line 8 o 3 N/A Part V Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? ~~~~~~~~~~~~~~~~ Yes X No If "Yes," the foundation doesn't qualify under section 4940(e). Do not complete this part. 1 Enter the appropriate amount in each column for each year; see the instructions before making any entries. (a) (b) (c) (d) Base period years Distribution ratio Calendar year (or tax year beginning in) Adjusted qualifying distributions Net value of noncharitable-use assets (col. (b) divided by col. (c)) 2018 222,910,331. 4,415,574,219. .050483 2017 208,280,282. 4,172,740,418. .049915 2016 200,048,032. 3,954,610,518. .050586 2015 212,112,263. 4,158,196,009. .051011 2014 196,412,211. 4,061,252,404. .048362
2 Total of line 1, column (d)~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2 .250357 3 Average distribution ratio for the 5-year base period - divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3 .050071
4 Enter the net value of noncharitable-use assets for 2019 from Part X, line 5 ~~~~~~~~~~~~~~~~~~~~~ 4 4,584,969,946.
5 Multiply line 4 by line 3 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 5 229,574,030.
6 Enter 1% of net investment income (1% of Part I, line 27b) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 6 1,815,080.
7 Add lines 5 and 6 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 7 231,389,110.
8 Enter qualifying distributions from Part XII, line 4~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 8 234,576,209. If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
923521 12-17-19 Form 990-PF (2019) 3 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 Form 990-PF (2019) THE ROCKEFELLER FOUNDATION 13-1659629 Page 4 Part VI Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948 - see instructions) 1a Exempt operating foundations described in section 4940(d)(2), check here | and enter "N/A" on line 1. np Date of ruling or determination letter: (attach copy of letter if necessary-see instructions) n b Domestic foundations that meet the section 4940(e) requirements in Part V, check here | X and enter 1% nm 1 1,815,080. of Part I, line 27b~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ n c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations, enter 4% of Part I, line 12, col. (b) o 2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only; others, enter -0-) ~~~~~~~~ 2 0. 3 Add lines 1 and 2 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3 1,815,080. 4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only; others, enter -0-) ~~~~~~~~ 4 0. 5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ~~~~~~~~~~~~~~~~~ 5 1,815,080. 6 Credits/Payments: a 2019 estimated tax payments and 2018 overpayment credited to 2019 ~~~~~~~~ 6a 7,460,000. b Exempt foreign organizations - tax withheld at source ~~~~~~~~~~~~~~~~ 6b 0. c Tax paid with application for extension of time to file (Form 8868) ~~~~~~~~~~ 6c 0. d Backup withholding erroneously withheld ~~~~~~~~~~~~~~~~~~~~~ 6d 0. 7 Total credits and payments. Add lines 6a through 6d ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 7 7,460,000. 8 Enter any penalty for underpayment of estimated tax. Check here X if Form 2220 is attached ~~~~~~~~~~~~~ 8 0. 9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed ~~~~~~~~~~~~~~~~~~~~ | 9 10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid | 10 5,644,920. 11 Enter the amount of line 10 to be: Credited to 2020 estimated tax | 5,644,920. Refunded | 11 0. Part VII-A Statements Regarding Activities 1a During the tax year, did the foundation attempt to influence any national, state, or local legislation or did it participate or intervene in Yes No any political campaign? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1a X b Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions for the definition ~~~~ 1b X If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials published or distributed by the foundation in connection with the activities. c Did the foundation file Form 1120-POL for this year? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1c X d Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year: (1) On the foundation. | $ 0. (2) On foundation managers. | $ 0. e Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed on foundation managers. | $ 0. 2 Has the foundation engaged in any activities that have not previously been reported to the IRS? ~~~~~~~~~~~~~~~~~~~~ 2 X If "Yes," attach a detailed description of the activities. 3 Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes ~~~~~~~~~~~~~~~~~~~~~~~~ 3 X 4a Did the foundation have unrelated business gross income of $1,000 or more during the year? ~~~~~~~~~~~~~~~~~~~~~ 4a X b If "Yes," has it filed a tax return on Form 990-T for this year? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 4b X 5 Was there a liquidation, termination, dissolution, or substantial contraction during the year? ~~~~~~~~~~~~~~~~~~~~~~ 5 X If "Yes," attach the statement required by General Instruction T. 6 Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either: ¥ By language in the governing instrument, or ¥ By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict with the state law remain in the governing instrument? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 6 X 7 Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV ~~~~~~~~ 7 X
8a Enter the states to which the foundation reports or with which it is registered. See instructions. 9 NY,CA b If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney General (or designate) of each state as required by General Instruction G? If "No," attach explanation ~~~~~~~~~~~~~~~~~~~~~~~~~~~ 8b X 9 Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3) or 4942(j)(5) for calendar year 2019 or the tax year beginning in 2019? See the instructions for Part XIV. If "Yes," complete Part XIV ~~~~~~~~~~~~~~~~ 9 X 10 Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses 10 X Form 990-PF (2019)
923531 12-17-19 4 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 Form 990-PF (2019) THE ROCKEFELLER FOUNDATION 13-1659629 Page 5 Part VII-A Statements Regarding Activities (continued) Yes No 11 At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~STATEMENT 18 STMT 19 11 X 12 Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had advisory privileges? If "Yes," attach statement. See instructions ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 12 X 13 Did the foundation comply with the public inspection requirements for its annual returns and exemption application? ~~~~~~~~~~~ 13 X Website address | WWW.ROCKEFELLERFOUNDATION.ORG 14 The books are in care of | DOMINICK J. IMPEMBA, CPA/CGMA/CFO Telephone no. |212-852-8361 Located at | 420 FIFTH AVENUE, NEW YORK, NY ZIP+4 |10018-2702 15 Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 - check here ~~~~~~~~~~~~~~~~~~~~~~~ | and enter the amount of tax-exempt interest received or accrued during the year ~~~~~~~~~~~~~~~~~~~ | 15 N/A 16 At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over a bank, Yes No securities, or other financial account in a foreign country? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 16 X See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes," enter the name of the foreign country | SEE STATEMENT 17 Part VII-B Statements Regarding Activities for Which Form 4720 May Be Required File Form 4720 if any item is checked in the "Yes" column, unless an exception applies. Yes No 1a During the year, did the foundation (either directly or indirectly): (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ~~~~~~~~~~~~~~ Yes X No (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from) a disqualified person? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X No (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ~~~~~~~~~~~~~ X Yes No (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ~~~~~~~~~~~~~~ X Yes No (5) Transfer any income or assets to a disqualified person (or make any of either available for the benefit or use of a disqualified person)?~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X No (6) Agree to pay money or property to a government official? ( Exception. Check "No" if the foundation agreed to make a grant to or to employ the official for a period after termination of government service, if terminating within 90 days.) ~~~~~~~~~~~~~~~~~~~~~ Yes X No b If any answer is "Yes" to 1a(1)-(6), did any of the acts fail to qualify under the exceptions described in Regulations section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ~~~~~~~~~~~~~~~~~~~~~~ 1b X Organizations relying on a current notice regarding disaster assistance, check here ~~~~~~~~~~~~~~~~~~~~~ | c Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts, that were not corrected before the first day of the tax year beginning in 2019?~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1c X 2 Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private operating foundation defined in section 4942(j)(3) or 4942(j)(5)): a At the end of tax year 2019, did the foundation have any undistributed income (Part XIII, lines 6d and 6e) for tax year(s) beginning before 2019? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X No If "Yes," list the years | , , , b Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2) (relating to incorrect valuation of assets) to the year's undistributed income? (If applying section 4942(a)(2) to all years listed, answer "No" and attach statement - see instructions.) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~N/A 2b c If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here. | , , , 3a Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at any time during the year? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ X Yes No b If "Yes," did it have excess business holdings in 2019 as a result of (1) any purchase by the foundation or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3) the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Form 4720, Schedule C, to determine if the foundation had excess business holdings in 2019.) ~~~~~~~~~~~~~~~~~~~~~~~~~~ 3b X 4a Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes? ~~~~~~~~~~~~~ 4a X b Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019? 4b X Form 990-PF (2019)
923541 12-17-19 5 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 Form 990-PF (2019) THE ROCKEFELLER FOUNDATION 13-1659629 Page 6 Part VII-B Statements Regarding Activities for Which Form 4720 May Be Required (continued) 5a During the year, did the foundation pay or incur any amount to: Yes No (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ~~~~~~~~~~~~~ Yes X No (2) Influence the outcome of any specific public election (see section 4955); or to carry on, directly or indirectly, any voter registration drive? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X No (3) Provide a grant to an individual for travel, study, or other similar purposes? ~~~~~~~~~~~~~~~~~ X Yes No (4) Provide a grant to an organization other than a charitable, etc., organization described in section 4945(d)(4)(A)? See instructions ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ X Yes No (5) Provide for any purpose other than religious, charitable, scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X No b If any answer is "Yes" to 5a(1)-(5), did any of the transactions fail to qualify under the exceptions described in Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ~~~~~~~~~~~~~~~~~~~~~~~~ 5b X Organizations relying on a current notice regarding disaster assistance, check here ~~~~~~~~~~~~~~~~~~~~~ | c If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the tax because it maintained expenditure responsibility for the grant?~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~SEE STATEMENT 21 X Yes No If "Yes," attach the statement required by Regulations section 53.4945-5(d). 6a Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on a personal benefit contract? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X No b Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ~~~~~~~~~~~~~~~~ 6b X If "Yes" to 6b, file Form 8870. 7a At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? ~~~~~~~~~ Yes X No b If "Yes," did the foundation receive any proceeds or have any net income attributable to the transaction? N/A 7b 8 Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or excess parachute payment(s) during the year? X Yes No Part VIII Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, and Contractors 1 List all officers, directors, trustees, and foundation managers and their compensation. (b) Title, and average (c) Compensation (d) Contributions to (e) Expense employee benefit plans (a) Name and address hours per week devoted (If not paid, and deferred account, other to position enter -0-) compensation allowances
SEE STATEMENT 20 5590193 541369. 0.
2 Compensation of five highest-paid employees (other than those included on line 1). If none, enter "NONE." (b) Title, and average (d) Contributions to (e) Expense employee benefit plans (a) Name and address of each employee paid more than $50,000 hours per week (c) Compensation and deferred account, other devoted to position compensation allowances DOUGLASS COYLE DEPUTY CHIEF INVESTMENT OFFICER 420 FIFTH AVENUE, NEW YORK, NY 10018 45.00 686,185. 79,652. 0. MICHELLE PAK MANAGING DIRECTOR, INVESTMENTS 420 FIFTH AVENUE, NEW YORK, NY 10018 45.00 562,931. 79,858. 0. ASHVIN DAYAL SVP/CHIEF - POWER AND CLIMATE 420 FIFTH AVENUE, NEW YORK, NY 10018 45.00 547,349. 79,652. 0. ROY STEINER SVP/CHIEF - FOOD INITIATIVE 420 FIFTH AVENUE, NEW YORK, NY 10018 45.00 474,420. 71,263. 0. DEBORAH C. WRIGHT SVP/CHIEF - ECONOMIC OPPORTUNITY 420 FIFTH AVENUE, NEW YORK, NY 10018 45.00 428,922. 66,008. 0. Total number of other employees paid over $50,000 | 109 Form 990-PF (2019)
923551 12-17-19 6 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 Form 990-PF (2019) THE ROCKEFELLER FOUNDATION 13-1659629 Page 7 Part VIII Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, and Contractors (continued) 3 Five highest-paid independent contractors for professional services. If none, enter "NONE." (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation ACCENTURE DEVELOPMENT PARTNERSHIPS PROGRAMMATIC CONSULTING 20 OLD BAILEY, LONDON, UNITED KINGDOM SERVICE 3,828,761. PATTERSON, BELKNAP, WEBB & TYLER LLP - 1133 AVENUE OF THE AMERICAS, NEW YORK, NY 10036 LEGAL SERVICES 2,584,243. SECONDMUSE, LLC PROGRAMMATIC CONSULTING PO BOX 582, BERNALILLO, NM 87004 SERVICE 1,654,937. VENTUCOM LLC - 145 WEST 28TH ST., 10TH FL., NEW YORK, NY 10001 IT CONSULTANT 1,244,851. THE BANK OF NEW YORK MELLON 135 SANTILLI HIGHWAY, EVERETT, MA 02149 CUSTODIAL SERVICE 1,235,645. Total number of others receiving over $50,000 for professional services 9 116 Part IX-A Summary of Direct Charitable Activities List the foundation's four largest direct charitable activities during the tax year. Include relevant statistical information such as the Expenses number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. 1 SEE STATEMENT 32
5,956,090. 2
SEE STATEMENT 22 4,122,811. 3
SEE STATEMENT 23 3,349,923. 4
SEE STATEMENT 24 1,654,937. Part IX-B Summary of Program-Related Investments Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount 1 A PRI TO WINDGEN POWER USA INC. TO SUPPORT THE RELIEF OF POOR AND DISTRESSED PEOPLE IN COMMUNITIES IN SUB-SAHARAN AFRICA THAT HAVE INADEQUATE ACCESS TO ELECTRICITY 2,500,000. 2 A PRI TO ATLAS AI P.B.C. TO REVOLUTIONIZE THE MEASUREMENT OF ECONOMIC AND AGRICULTURAL ACTIVITY IN THE DEVELOPMENT SECTOR IN AFRICA AND OTHER EMERGING MARKETS 2,000,000. All other program-related investments. See instructions. 3
SEE STATEMENT 25 2,494,139. Total. Add lines 1 through 3 J 6,994,139. Form 990-PF (2019)
923561 12-17-19 7 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 Form 990-PF (2019) THE ROCKEFELLER FOUNDATION 13-1659629 Page 8
Part X Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
1 Fair market value of assets not used (or held for use) directly in carrying out charitable, etc., purposes: a Average monthly fair market value of securities ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1a 4,594,955,607. b Average of monthly cash balances ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1b 49,772,645. c Fair market value of all other assets ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1c 10,063,571. d Total (add lines 1a, b, and c) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1d 4,654,791,823. e Reduction claimed for blockage or other factors reported on lines 1a and 1c (attach detailed explanation) ~~~~~~~~~~~~~~~~~~~~~~ 1e 0. 2 Acquisition indebtedness applicable to line 1 assets ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2 0. 3 Subtract line 2 from line 1d~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3 4,654,791,823. 4 Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see instructions) ~~~~~~~~ 4 69,821,877. 5 Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4 ~~~~~~~~~~ 5 4,584,969,946. 6 Minimum investment return. Enter 5% of line 5 6 229,248,497. Part XI Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations, check here 9 and do not complete this part.) 1 Minimum investment return from Part X, line 6 1 229,248,497. 2a Tax on investment income for 2019 from Part VI, line 5 ~~~~~~~~~~~ 2a 1,815,080. b Income tax for 2019. (This does not include the tax from Part VI.) ~~~~~~~ 2b c Add lines 2a and 2b ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2c 1,815,080. 3 Distributable amount before adjustments. Subtract line 2c from line 1 ~~~~~~~~~~~~~~~~~~~~~~~ 3 227,433,417. 4 Recoveries of amounts treated as qualifying distributions ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 4 4,638,605. 5 Add lines 3 and 4 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 5 232,072,022. 6 Deduction from distributable amount (see instructions) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 6 0. 7 Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 7 232,072,022.
Part XII Qualifying Distributions (see instructions)
1 Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes: a Expenses, contributions, gifts, etc. - total from Part I, column (d), line 26 ~~~~~~~~~~~~~~~~~~~~~~ 1a 225,281,033. b Program-related investments - total from Part IX-B ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1b 6,994,139. 2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc., purposes ~~~~~~~~~ 2 2,301,037. 3 Amounts set aside for specific charitable projects that satisfy the: a Suitability test (prior IRS approval required)~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3a b Cash distribution test (attach the required schedule) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3b 4 Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8; and Part XIII, line 4 ~~~~~~~~~ 4 234,576,209. 5 Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment income. Enter 1% of Part I, line 27b ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 5 1,815,080. 6 Adjusted qualifying distributions. Subtract line 5 from line 4 ~~~~~~~~~~~~~~~~~~~~~~~~~~~ 6 232,761,129. Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for the section 4940(e) reduction of tax in those years. Form 990-PF (2019)
923571 12-17-19 8 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 Form 990-PF (2019) THE ROCKEFELLER FOUNDATION 13-1659629 Page 9
Part XIII Undistributed Income (see instructions)
(a) (b) (c) (d) Corpus Years prior to 2018 2018 2019 1 Distributable amount for 2019 from Part XI, line 7 ~~~~~~~~~~~~~~~~~ 232,072,022. 2 Undistributed income, if any, as of the end of 2019: a Enter amount for 2018 only ~~~~~~~ 0. b Total for prior years: , , 0. 3 Excess distributions carryover, if any, to 2019: a From 2014 ~~~ b From 2015 ~~~ 5,493,837. c From 2016 ~~~ 583,399. d From 2017 ~~~ 816,930. e From 2018 ~~~ 4,768,114. f Total of lines 3a through e ~~~~~~~~ 11,662,280. 4 Qualifying distributions for 2019 from Part XII, line 4: 9 $ 234,576,209. a Applied to 2018, but not more than line 2a ~ 0. b Applied to undistributed income of prior years (Election required - see instructions) ~ 0. c Treated as distributions out of corpus (Election required - see instructions) ~~~ 0. d Applied to 2019 distributable amount ~~~ 232,072,022. e Remaining amount distributed out of corpus 2,504,187. 5 Excess distributions carryover applied to 2019 (If an amount appears in column (d), the same amount must be shown in column (a).) ~~~~~~~~ 0. 0. 6 Enter the net total of each column as indicated below: a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 ~~ 14,166,467. b Prior years' undistributed income. Subtract line 4b from line 2b ~~~~~~~~~~~ 0. c Enter the amount of prior years' undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed ~~~~~~~~~~~~~~~ 0. d Subtract line 6c from line 6b. Taxable amount - see instructions ~~~~~~~~ 0. e Undistributed income for 2018. Subtract line 4a from line 2a. Taxable amount - see instr.~ 0. f Undistributed income for 2019. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2020 ~~~~~~~~~~ 0. 7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) ~~~~ 0. 8 Excess distributions carryover from 2014 not applied on line 5 or line 7 ~~~~~~~ 0. 9 Excess distributions carryover to 2020. Subtract lines 7 and 8 from line 6a ~~~~ 14,166,467. 10 Analysis of line 9: a Excess from 2015~ 5,493,837. b Excess from 2016~ 583,399. c Excess from 2017~ 816,930. d Excess from 2018~ 4,768,114. e Excess from 2019 2,504,187. 923581 12-17-19 Form 990-PF (2019) 9 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 Form 990-PF (2019) THE ROCKEFELLER FOUNDATION 13-1659629 Page 10 Part XIV Private Operating Foundations (see instructions and Part VII-A, question 9) N/A 1 a If the foundation has received a ruling or determination letter that it is a private operating foundation, and the ruling is effective for 2019, enter the date of the ruling ~~~~~~~~~~~ 9 b Check box to indicate whether the foundation is a private operating foundation described in section ~~~ 4942(j)(3) or 4942(j)(5) 2 a Enter the lesser of the adjusted net Tax year Prior 3 years income from Part I or the minimum (a) 2019 (b) 2018 (c) 2017 (d) 2016 (e) Total investment return from Part X for each year listed ~~~~~~~~~ b 85% of line 2a ~~~~~~~~~~ c Qualifying distributions from Part XII, line 4, for each year listed ~~~~~ d Amounts included in line 2c not used directly for active conduct of exempt activities ~~~~~~~~~ e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c~~~~ 3 Complete 3a, b, or c for the alternative test relied upon: a "Assets" alternative test - enter: (1) Value of all assets ~~~~~~ (2) Value of assets qualifying under section 4942(j)(3)(B)(i) ~ b "Endowment" alternative test - enter 2/3 of minimum investment return shown in Part X, line 6, for each year listed ~~~~~~~~~~~~~~ c "Support" alternative test - enter: (1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ~~~~ (2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii) ~~~ (3) Largest amount of support from an exempt organization ~~~~ (4) Gross investment income Part XV Supplementary Information (Complete this part only if the foundation had $5,000 or more in assets at any time during the year-see instructions.) 1 Information Regarding Foundation Managers: a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).) NONE b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership or other entity) of which the foundation has a 10% or greater interest. NONE 2 Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs: Check here 9 X if the foundation only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds. If the foundation makes gifts, grants, etc., to individuals or organizations under other conditions, complete items 2a, b, c, and d. a The name, address, and telephone number or email address of the person to whom applications should be addressed: OFFICE OF GRANTS MANAGEMENT, 212-852-8465 420 FIFTH AVENUE, NEW YORK, NY 10018 b The form in which applications should be submitted and information and materials they should include: SEE STATEMENT 28 c Any submission deadlines: SEE STATEMENT 28 d Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other factors: SEE STATEMENT 28
923601 12-17-19 Form 990-PF (2019) 10 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 Form 990-PF (2019) THE ROCKEFELLER FOUNDATION 13-1659629 Page 11 Part XV Supplementary Information (continued) 3 Grants and Contributions Paid During the Year or Approved for Future Payment Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient ** a Paid during the year
100 WOMEN IN FINANCE FOUNDATION NA PC SEE STATEMENT 888C 8TH AVENUE NO 453 NEW YORK, NY 10018
750.
22 UNTIL NONE NA PC SEE STATEMENT 18402 N. 19TH AVE. PHOENIX, AZ 85023
300.
ACADEMY OF BOSNIA AND HERZEGOVINA INC NA PC SEE STATEMENT 5523 31ST AVE APT 6D WOODSIDE, NY 10001
6,000.
ACCESS NA PC SEE STATEMENT 2651 SAULINO CT DEARBORN, NY 10001
13,500.
ACLU FOUNDATION (AMERICAN CIVIL NA PC SEE STATEMENT LIBERTIES UNION FOUNDATION INC) 125 BROAD STREET, 18TH FLOOR NEW YORK, NY 10018 1,500. Total SEE CONTINUATION SHEET(S) 9 3a 146,298,106. b Approved for future payment
ACUMEN FUND, INC. NA PC SEE STATEMENT 40 WORTH STREET, NEW YORK, NY 10013
999,000.
AFRICAN DEVELOPMENT BANK NA GOV SEE STATEMENT RUE JOSEPH ANOMA ABIDJAN , COTE D'IVOIRE (IVORY COAS
300,000.
AFRICAN RISK CAPACITY SPECIALIZED NA GOV SEE STATEMENT AGENCY OF THE AFRICAN UNION BUILDING 1, SUNHILL PARK, 1 EGLIN ROAD, SUNNINGHILL, JOHANNESBURG, SOUTH AFRICA 150,000. Total SEE CONTINUATION SHEET(S) 9 3b 72,837,268. Form 990-PF (2019) 923611 12-17-19 ** SEE PURPOSE OF GRANT CONTINUATIONS 11 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 Form 990-PF (2019) THE ROCKEFELLER FOUNDATION 13-1659629 Page 12 Part XVI-A Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e) (c) (a) (b) Exclu- (d) Related or exempt Business Amount sion 1 Program service revenue: code code Amount function income a PROGRAM RELATED INVESTMENT INCOME 833,327. b PAMIGA PRI GAIN 214,661. c SPI INDIA 1,519. d e f g Fees and contracts from government agencies ~~~ 2 Membership dues and assessments ~~~~~~~~~ 3 Interest on savings and temporary cash investments ~~~~~~~~~~~~~~~~~~~~ 14 4,035,221. 4 Dividends and interest from securities ~~~~~~~~ 525990 5,776,583. 14 9,157,526. 5 Net rental income or (loss) from real estate: a Debt-financed property ~~~~~~~~~~~~~ b Not debt-financed property ~~~~~~~~~~~~ 6 Net rental income or (loss) from personal property ~~~~~~~~~~~~~~~~~~~~~ 7 Other investment income ~~~~~~~~~~~~~~ 8 Gain or (loss) from sales of assets other than inventory ~~~~~~~~~~~~~~~~~~~ 525990 8,340,714. 18 310,380,727. 9 Net income or (loss) from special events ~~~~~~~ 10 Gross profit or (loss) from sales of inventory ~~~~~ 11 Other revenue: a SEE STATEMENT 26 -8403765 6357869 b c d e 12 Subtotal. Add columns (b), (d), and (e) ~~~~~~~~ 5,713,532. 329,931,343. 1,049,507. 13 Total. Add line 12, columns (b), (d), and (e) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 13 336,694,382. (See worksheet in line 13 instructions to verify calculations.) Part XVI-B Relationship of Activities to the Accomplishment of Exempt Purposes
Line No. Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of < the foundation's exempt purposes (other than by providing funds for such purposes). 1A SEE PART IX-B AND STATEMENT 25 1B SEE PART IX-B AND STATEMENT 25 1C SEE PART IX-A, LINE 3 AND STATEMENT 23
923621 12-17-19 Form 990-PF (2019) 12 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 Form 990-PF (2019) THE ROCKEFELLER FOUNDATION 13-1659629 Page 13 Part XVII Information Regarding Transfers to and Transactions and Relationships With Noncharitable Exempt Organizations 1 Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) Yes No (other than section 501(c)(3) organizations) or in section 527, relating to political organizations? a Transfers from the reporting foundation to a noncharitable exempt organization of: (1) Cash ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1a(1) X (2) Other assets~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1a(2) X b Other transactions: (1) Sales of assets to a noncharitable exempt organization ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1b(1) X (2) Purchases of assets from a noncharitable exempt organization ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1b(2) X (3) Rental of facilities, equipment, or other assets ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1b(3) X (4) Reimbursement arrangements ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1b(4) X (5) Loans or loan guarantees ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1b(5) X (6) Performance of services or membership or fundraising solicitations ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1b(6) X c Sharing of facilities, equipment, mailing lists, other assets, or paid employees ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1c X d If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received. (a) Line no. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements A1 160,000. OASIS OPEN SEE STATEMENT 27 A1 200,000. ST. LOUIS DEVELOPMENT CORPORATION
2a Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations described in section 501(c) (other than section 501(c)(3)) or in section 527? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X No b If "Yes," complete the following schedule. (a) Name of organization (b) Type of organization (c) Description of relationship N/A
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge May the IRS discuss this and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge. return with the preparer Sign CHIEF FINANCIAL shown below? See instr. Here = = OFFICER X Yes No Signature of officer or trustee Date Title Print/Type preparer's name Preparer's signature Date Check if PTIN self- employed Paid THOMAS BLANEY THOMAS BLANEY 11/06/20 P00234022 Preparer Firm's name 9 PKF O'CONNOR DAVIES, LLP Firm's EIN 9 27-1728945 Use Only Firm's address 9 665 FIFTH AVENUE NEW YORK, NY 10022 Phone no. 212-286-2600 Form 990-PF (2019)
923622 12-17-19 13 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 CONTINUATION FOR 990-PF, PART IV THE ROCKEFELLER FOUNDATION 13-1659629 PAGE 1 OF 12 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e.g., real estate, (b) How acquired (c) Date acquired (d) Date sold P - Purchase 2-story brick warehouse; or common stock, 200 shs. MLC Co. D - Donation (mo., day, yr.) (mo., day, yr.) 1a SALES OF PUBLICLY TRADED EQUITY SECURITIES P b SALES OF PUBLICLY TRADED FIXED INCOME SECURITIES P c MISCELLANEOUS (EQUITY OTHER) P d MISCELLANEOUS (FIXED INCOME FUTURES) P e MISCELLANEOUS (FIXED INCOME OTHER) P f ABRY ASF II P g ABRY HERITAGE P h ABRY PARTNERS VII P i ABRY PARTNERS VIII P j ABRY SR EQUITY FUND P k ACCEL FUND IX P l ACCEL FUND X P m ACCEL FUND XI P n ACCEL GROWTH FD III P o ACCEL GROWTH FUND IV P (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a 166,728,565. 157,429,616. 9,298,949. b 62,848,719. 58,043,039. 4,805,680. c 7,091,659. d 3,778,183. e -104,388. f 230,655. g 873,342. h 51,323. i 1,083,644. j 776,115. k 684,583. l 19,672,175. m 129,562. n 4,134,979. o 222,489. Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Losses (from col. (h)) (j) Adjusted basis (k) Excess of col. (i) Gains (excess of col. (h) gain over col. (k), (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (j), if any but not less than "-0-") a 9,298,949. b 4,805,680. c 7,091,659. d 3,778,183. e -104,388. f 230,655. g 873,342. h 51,323. i 1,083,644. j 776,115. k 684,583. l 19,672,175. m 129,562. n 4,134,979. o 222,489.
~~ If gain, also enter in Part I, line 7 ~~~~~~ 2 Capital gain net income or (net capital loss) iIf (loss), enter "-0-" in Part I, line 7 j 2 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): p If gain, also enter in Part I, line 8, column (c). m If (loss), enter "-0-" in Part I, line 8 o 3
923591 04-01-19 14 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 CONTINUATION FOR 990-PF, PART IV THE ROCKEFELLER FOUNDATION 13-1659629 PAGE 2 OF 12 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e.g., real estate, (b) How acquired (c) Date acquired (d) Date sold P - Purchase 2-story brick warehouse; or common stock, 200 shs. MLC Co. D - Donation (mo., day, yr.) (mo., day, yr.) 1a ACCEL GROWTH II P b ACCEL INDIA III LP P c ACCEL LEADERS FUND P d ACCEL XII L.P. P e ADELIS EQ PTNRS II P f ADELIS EQ PTRNS FD P g ADVANTAGE PRTS IV P h AH III P i AH PARALLEL III P j AH PARALLEL IV P k ALPINE INVESTORS III P l ALPINE INVESTORS IV P m ALPINE INVESTORS V P n ARCLIGHT FUND IV P o ATERIAN INVSTMT II P (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a 9,099,476. b 2,835,372. c 573,475. d 1,899,858. e 1,182. f 2,441,823. g 24,588. h 3,754,848. i 2,449,224. j 1,750,867. k -4,542,587. l 16,896,518. m 11,859,066. n 854,778. o 3,471,410. Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Losses (from col. (h)) (j) Adjusted basis (k) Excess of col. (i) Gains (excess of col. (h) gain over col. (k), (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (j), if any but not less than "-0-") a 9,099,476. b 2,835,372. c 573,475. d 1,899,858. e 1,182. f 2,441,823. g 24,588. h 3,754,848. i 2,449,224. j 1,750,867. k -4,542,587. l 16,896,518. m 11,859,066. n 854,778. o 3,471,410.
~~ If gain, also enter in Part I, line 7 ~~~~~~ 2 Capital gain net income or (net capital loss) iIf (loss), enter "-0-" in Part I, line 7 j 2 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): p If gain, also enter in Part I, line 8, column (c). m If (loss), enter "-0-" in Part I, line 8 o 3
923591 04-01-19 15 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 CONTINUATION FOR 990-PF, PART IV THE ROCKEFELLER FOUNDATION 13-1659629 PAGE 3 OF 12 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e.g., real estate, (b) How acquired (c) Date acquired (d) Date sold P - Purchase 2-story brick warehouse; or common stock, 200 shs. MLC Co. D - Donation (mo., day, yr.) (mo., day, yr.) 1a AUDAX FUND II P b AUDAX FUND IV P c BAIN CAP IX CO-INV P d BAIN CAP VIII EUR P e BAIN CAPITAL ASIA P f BAIN CAPITAL IX P g BANYAN PARTNERS FD I P h BANYAN PARTNERS II P i BANYAN PARTNERS III P j BATTERY VENTRS VI P k BENCHMARK CAP V P l BENCHMARK CAP VI P m BENCHMARK CAPVII P n BERKSHIRE PRTS VI P o BERKSHIRE PRTS VII P (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a 389,946. b 2,342,009. c 114,253. d 148,187. e 62,633. f 239,494. g 1,307,225. h 11,997,809. i 159,088. j -3,493,175. k 2,681,984. l 1,272,840. m 52,883,025. n -1,437,798. o -1,939,994. Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Losses (from col. (h)) (j) Adjusted basis (k) Excess of col. (i) Gains (excess of col. (h) gain over col. (k), (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (j), if any but not less than "-0-") a 389,946. b 2,342,009. c 114,253. d 148,187. e 62,633. f 239,494. g 1,307,225. h 11,997,809. i 159,088. j -3,493,175. k 2,681,984. l 1,272,840. m 52,883,025. n -1,437,798. o -1,939,994.
~~ If gain, also enter in Part I, line 7 ~~~~~~ 2 Capital gain net income or (net capital loss) iIf (loss), enter "-0-" in Part I, line 7 j 2 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): p If gain, also enter in Part I, line 8, column (c). m If (loss), enter "-0-" in Part I, line 8 o 3
923591 04-01-19 16 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 CONTINUATION FOR 990-PF, PART IV THE ROCKEFELLER FOUNDATION 13-1659629 PAGE 4 OF 12 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e.g., real estate, (b) How acquired (c) Date acquired (d) Date sold P - Purchase 2-story brick warehouse; or common stock, 200 shs. MLC Co. D - Donation (mo., day, yr.) (mo., day, yr.) 1a BERSKHIRE PRTS VIII P b BLACKSTONE RE IX P c BLACKSTONE RE VIII P d BLUE RIDGE OFFSHORE P e BRCP RLTY BRDRCH II P f BROOKDALE FUND VI P g CADENT ENERGY II P h CARLMARKS STR OPP II P i CARNELIAN ENERGY P j CARNELIAN ENERGY II P k CERBERUS III P l CERBERUS IV P m CERBERUS V P n CHARLES RIV XI ANNEX P o CHARLES RIVER XIII P (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a 498,105. b 36,317. c 776,517. d 486,482. e -1,174,282. f 6,735. g 4,691,048. h 986,430. i 6,655,805. j 525,579. k 116,184. l 427,779. m 414,387. n -59,481. o 105,146. Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Losses (from col. (h)) (j) Adjusted basis (k) Excess of col. (i) Gains (excess of col. (h) gain over col. (k), (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (j), if any but not less than "-0-") a 498,105. b 36,317. c 776,517. d 486,482. e -1,174,282. f 6,735. g 4,691,048. h 986,430. i 6,655,805. j 525,579. k 116,184. l 427,779. m 414,387. n -59,481. o 105,146.
~~ If gain, also enter in Part I, line 7 ~~~~~~ 2 Capital gain net income or (net capital loss) iIf (loss), enter "-0-" in Part I, line 7 j 2 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): p If gain, also enter in Part I, line 8, column (c). m If (loss), enter "-0-" in Part I, line 8 o 3
923591 04-01-19 17 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 CONTINUATION FOR 990-PF, PART IV THE ROCKEFELLER FOUNDATION 13-1659629 PAGE 5 OF 12 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e.g., real estate, (b) How acquired (c) Date acquired (d) Date sold P - Purchase 2-story brick warehouse; or common stock, 200 shs. MLC Co. D - Donation (mo., day, yr.) (mo., day, yr.) 1a CHRYS CAPITAL IV P b CHRYS CAPITAL V P c CICC GROWTH CAP I P d COMMONFD NAT RES VI P e COMMONFD NAT RES VII P f CONDUIT LAT PWR III P g DECHENG II P h DENHAM CAPITAL VI P i DYMON ASIA MACRO FD P j EMERALD HILL II P k EMERALD HILL III P l ENCAP ENERGY X P m FARALLON P n FIVE POINT ENERGY I P o FIVE POINT ENERGY II P (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a -2,086,160. b -2,264,605. c 486,765. d 413,732. e 314,119. f 104,750. g 568,037. h 2,706,069. i 3,596,809. j 878,516. k 485,571. l 11,294. m 537,945. n 4,039,797. o 1,405,637. Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Losses (from col. (h)) (j) Adjusted basis (k) Excess of col. (i) Gains (excess of col. (h) gain over col. (k), (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (j), if any but not less than "-0-") a -2,086,160. b -2,264,605. c 486,765. d 413,732. e 314,119. f 104,750. g 568,037. h 2,706,069. i 3,596,809. j 878,516. k 485,571. l 11,294. m 537,945. n 4,039,797. o 1,405,637.
~~ If gain, also enter in Part I, line 7 ~~~~~~ 2 Capital gain net income or (net capital loss) iIf (loss), enter "-0-" in Part I, line 7 j 2 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): p If gain, also enter in Part I, line 8, column (c). m If (loss), enter "-0-" in Part I, line 8 o 3
923591 04-01-19 18 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 CONTINUATION FOR 990-PF, PART IV THE ROCKEFELLER FOUNDATION 13-1659629 PAGE 6 OF 12 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e.g., real estate, (b) How acquired (c) Date acquired (d) Date sold P - Purchase 2-story brick warehouse; or common stock, 200 shs. MLC Co. D - Donation (mo., day, yr.) (mo., day, yr.) 1a FIVE POINT ENRG II B P b FIVE POINT ENRGY I C P c FIVE POINT NRG II-A P d FLEXPOINT FUND II P e FORUM ASIAN RLTY II P f FREMONT FUND II P g GGV CAPITAL V LP P h GRAHAM FUND II P i GRAHAM II CO-INV P j GRATICULE ASIA MACRO P k HIGHFIELDS P l HIGHLAND CAPITAL V P m HIGHLAND CAPITAL VI P n HSI HY CREDIT I P o HSI HY CREDIT I (A) P (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a 9,952. b 73,077. c 823,785. d 11,216. e -4,370,624. f -7,310,280. g 1,355,163. h 171,437. i 96,930. j 2,213,758. k -17,230. l 53,836. m 356,789. n -66,983. o -66,983. Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Losses (from col. (h)) (j) Adjusted basis (k) Excess of col. (i) Gains (excess of col. (h) gain over col. (k), (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (j), if any but not less than "-0-") a 9,952. b 73,077. c 823,785. d 11,216. e -4,370,624. f -7,310,280. g 1,355,163. h 171,437. i 96,930. j 2,213,758. k -17,230. l 53,836. m 356,789. n -66,983. o -66,983.
~~ If gain, also enter in Part I, line 7 ~~~~~~ 2 Capital gain net income or (net capital loss) iIf (loss), enter "-0-" in Part I, line 7 j 2 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): p If gain, also enter in Part I, line 8, column (c). m If (loss), enter "-0-" in Part I, line 8 o 3
923591 04-01-19 19 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 CONTINUATION FOR 990-PF, PART IV THE ROCKEFELLER FOUNDATION 13-1659629 PAGE 7 OF 12 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e.g., real estate, (b) How acquired (c) Date acquired (d) Date sold P - Purchase 2-story brick warehouse; or common stock, 200 shs. MLC Co. D - Donation (mo., day, yr.) (mo., day, yr.) 1a HSI HY CREDIT I (B) P b HSI SPEC OPP II 1 P c HSI SPEC OPP II 2 P d HSI SPEC OPP II 3 P e HUTENSKY FUND II P f IDG CHINA VENTURE IV P g IDG-ACCEL CHINA II P h IDG-ACCEL CHN GR II P i IDG-ACCEL CHN GR III P j JC FLOWERS II P k KILDARE EUROPEAN P l KILDARE II P m KING STREET CAP II P n LANSDOWNE DVLP MKTS P o LC FUND V P (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a -66,983. b 30,572. c 30,572. d 30,572. e 63,040. f 2,077,661. g 185,969. h 4,499,472. i 372,673. j -2,897,915. k 604,066. l 1,292,439. m 57,229. n 14,994,144. o 1,704,015. Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Losses (from col. (h)) (j) Adjusted basis (k) Excess of col. (i) Gains (excess of col. (h) gain over col. (k), (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (j), if any but not less than "-0-") a -66,983. b 30,572. c 30,572. d 30,572. e 63,040. f 2,077,661. g 185,969. h 4,499,472. i 372,673. j -2,897,915. k 604,066. l 1,292,439. m 57,229. n 14,994,144. o 1,704,015.
~~ If gain, also enter in Part I, line 7 ~~~~~~ 2 Capital gain net income or (net capital loss) iIf (loss), enter "-0-" in Part I, line 7 j 2 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): p If gain, also enter in Part I, line 8, column (c). m If (loss), enter "-0-" in Part I, line 8 o 3
923591 04-01-19 20 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 CONTINUATION FOR 990-PF, PART IV THE ROCKEFELLER FOUNDATION 13-1659629 PAGE 8 OF 12 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e.g., real estate, (b) How acquired (c) Date acquired (d) Date sold P - Purchase 2-story brick warehouse; or common stock, 200 shs. MLC Co. D - Donation (mo., day, yr.) (mo., day, yr.) 1a LIME ROCK FUND III P b LIME ROCK FUND IV P c LIME ROCK FUND V P d LITTLEJOHN III P e LNK PARTNERS P f LNK PARTNERS II P g LONE PINON P h LONE STAR RE FUND II P i LONE STAR VI P j LONGREACH II P k LONGREACH III P l LYME FOREST FUND P m M&H RLTY PARTNERS V P n MARATHON SPECIAL OPP P o MISSIONPOINT I P (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a -3,657,202. b 104,281. c 21,002. d 39,672. e -5,587,031. f 17,464,983. g 7,282,700. h 67,373. i 699,232. j 1,226,980. k -488. l 55,900. m 35,586. n 61,353. o 2,059,729. Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Losses (from col. (h)) (j) Adjusted basis (k) Excess of col. (i) Gains (excess of col. (h) gain over col. (k), (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (j), if any but not less than "-0-") a -3,657,202. b 104,281. c 21,002. d 39,672. e -5,587,031. f 17,464,983. g 7,282,700. h 67,373. i 699,232. j 1,226,980. k -488. l 55,900. m 35,586. n 61,353. o 2,059,729.
~~ If gain, also enter in Part I, line 7 ~~~~~~ 2 Capital gain net income or (net capital loss) iIf (loss), enter "-0-" in Part I, line 7 j 2 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): p If gain, also enter in Part I, line 8, column (c). m If (loss), enter "-0-" in Part I, line 8 o 3
923591 04-01-19 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 CONTINUATION FOR 990-PF, PART IV THE ROCKEFELLER FOUNDATION 13-1659629 PAGE 9 OF 12 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e.g., real estate, (b) How acquired (c) Date acquired (d) Date sold P - Purchase 2-story brick warehouse; or common stock, 200 shs. MLC Co. D - Donation (mo., day, yr.) (mo., day, yr.) 1a MORGAN STANLEY ASIA P b NCP III (QUADRANGLE) P c NEW ENTERPRISE IX P d NEW ENTERPRISE X P e NEW ENTERPRISE XI P f NEW ENTERPRISE XII P g NORTH BRIDGE GRWTH I P h OCH-ZIFF EUR OVRSEAS P i OCM OPPS FUND III P j OCM OPPS FUND IV P k OZ OVERSEAS FUND II P l PARVUS EUROPE HF P m QUANTUM ENERGY V P n REDPOINT VENST II P o REDPOINT VENTS OMEGA P (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a 70,464. b 10,731. c 46,611. d 98,460. e 192,163. f 179,012. g 143,310. h 97,874. i -50,435. j -1. k 1,260,042. l -4,761,914. m 1,223,815. n 72,977. o 261,546. Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Losses (from col. (h)) (j) Adjusted basis (k) Excess of col. (i) Gains (excess of col. (h) gain over col. (k), (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (j), if any but not less than "-0-") a 70,464. b 10,731. c 46,611. d 98,460. e 192,163. f 179,012. g 143,310. h 97,874. i -50,435. j -1. k 1,260,042. l -4,761,914. m 1,223,815. n 72,977. o 261,546.
~~ If gain, also enter in Part I, line 7 ~~~~~~ 2 Capital gain net income or (net capital loss) iIf (loss), enter "-0-" in Part I, line 7 j 2 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): p If gain, also enter in Part I, line 8, column (c). m If (loss), enter "-0-" in Part I, line 8 o 3
923591 04-01-19 22 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 CONTINUATION FOR 990-PF, PART IV THE ROCKEFELLER FOUNDATION 13-1659629 PAGE 10 OF 12 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e.g., real estate, (b) How acquired (c) Date acquired (d) Date sold P - Purchase 2-story brick warehouse; or common stock, 200 shs. MLC Co. D - Donation (mo., day, yr.) (mo., day, yr.) 1a SB ASIA INVEST II P b SCGE OFFSHORE FUND P c SEQUOIA CAP CHINA P d SEQUOIA CAP CHINA II P e SEQUOIA CAP CHN GR I P f SEQUOIA CAP GLOBAL P g SEQUOIA CAP US VI P h SEQUOIA CAPITAL X P i SEQUOIA CAPITAL XII P j SEQUOIA CH GR FD 3 P k SEQUOIA CHINA GRW 10 P l SEQUOIA CHINA VEN 10 P m SEQUOIA CHINA VEN 5 P n SEQUOIA CHINA VEN 6 P o SEQUOIA CHINA VEN IV P (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a 239,752. b 4,999,475. c 1,630,056. d 4,009,393. e 151,597. f 1,744,838. g 2,154,939. h 1,742. i 5,424,376. j 898,735. k 1,162,057. l 1,285,895. m 554,349. n 12,109. o 625,664. Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Losses (from col. (h)) (j) Adjusted basis (k) Excess of col. (i) Gains (excess of col. (h) gain over col. (k), (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (j), if any but not less than "-0-") a 239,752. b 4,999,475. c 1,630,056. d 4,009,393. e 151,597. f 1,744,838. g 2,154,939. h 1,742. i 5,424,376. j 898,735. k 1,162,057. l 1,285,895. m 554,349. n 12,109. o 625,664.
~~ If gain, also enter in Part I, line 7 ~~~~~~ 2 Capital gain net income or (net capital loss) iIf (loss), enter "-0-" in Part I, line 7 j 2 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): p If gain, also enter in Part I, line 8, column (c). m If (loss), enter "-0-" in Part I, line 8 o 3
923591 04-01-19 23 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 CONTINUATION FOR 990-PF, PART IV THE ROCKEFELLER FOUNDATION 13-1659629 PAGE 11 OF 12 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e.g., real estate, (b) How acquired (c) Date acquired (d) Date sold P - Purchase 2-story brick warehouse; or common stock, 200 shs. MLC Co. D - Donation (mo., day, yr.) (mo., day, yr.) 1a SEQUOIA GLOBAL GRW 2 P b SEQUOIA INDIA FUND 4 P c SEQUOIA INDIA GR II P d SEQUOIA INDIA III P e SEQUOIA INDIA V P f SEQUOIA ISRAEL VN V P g SEQUOIA US GROWTH 7 P h SEQUOIA US GRWTH IV P i SEQUOIA US GRWTH V P j SEQUOIA US VENT 2010 P k SEQUOIA US VENT XIV P l SG GROWTH PRTNRS II P m SG GROWTH PRTNRS III P n SIERRA VENTURES VII P o SQUIAUSVENT2010 SEED P (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a 747,361. b 5,303,946. c 168,139. d 53,699. e 303,951. f 559,951. g 4,249,117. h 4,564,622. i 7,636,088. j 8,948,147. k 5,349,947. l 2,109,297. m 1,830,512. n -7,256,576. o 1,202,880. Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Losses (from col. (h)) (j) Adjusted basis (k) Excess of col. (i) Gains (excess of col. (h) gain over col. (k), (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (j), if any but not less than "-0-") a 747,361. b 5,303,946. c 168,139. d 53,699. e 303,951. f 559,951. g 4,249,117. h 4,564,622. i 7,636,088. j 8,948,147. k 5,349,947. l 2,109,297. m 1,830,512. n -7,256,576. o 1,202,880.
~~ If gain, also enter in Part I, line 7 ~~~~~~ 2 Capital gain net income or (net capital loss) iIf (loss), enter "-0-" in Part I, line 7 j 2 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): p If gain, also enter in Part I, line 8, column (c). m If (loss), enter "-0-" in Part I, line 8 o 3
923591 04-01-19 24 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 CONTINUATION FOR 990-PF, PART IV THE ROCKEFELLER FOUNDATION 13-1659629 PAGE 12 OF 12 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e.g., real estate, (b) How acquired (c) Date acquired (d) Date sold P - Purchase 2-story brick warehouse; or common stock, 200 shs. MLC Co. D - Donation (mo., day, yr.) (mo., day, yr.) 1a SUMMIT EUR GROWTH II P b SUMMIT EUROPE I P c SUMMIT PE FUND VI P d SUMMIT PE FUND VII P e SVEAFASTIGHETER III P f THINK INVESTMENTS P g TIGER GLOBAL PIP IV P h TIGER GLOBAL PIP V P i TROWE PRICE P j US VENTURE IX P k US VENTURE VIII P l WELLINGTON BAY POND P m WELLINGTON SPINDRIFT P n THROUGH K-1S NET OF UBI P o (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a 1,812,715. b 2,730,333. c 309,795. d 42,434. e -1,616,138. f 4,912,967. g -542,983. h 181,839. i -7,320,128. j 1,528,056. k 207,520. l 22,260,896. m 582. n -125,588,351. o Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Losses (from col. (h)) (j) Adjusted basis (k) Excess of col. (i) Gains (excess of col. (h) gain over col. (k), (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (j), if any but not less than "-0-") a 1,812,715. b 2,730,333. c 309,795. d 42,434. e -1,616,138. f 4,912,967. g -542,983. h 181,839. i -7,320,128. j 1,528,056. k 207,520. l 22,260,896. m 582. n -125,588,351. o
~~ If gain, also enter in Part I, line 7 ~~~~~~ 2 Capital gain net income or (net capital loss) iIf (loss), enter "-0-" in Part I, line 7 j 2 193,133,090. 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): p If gain, also enter in Part I, line 8, column (c). m If (loss), enter "-0-" in Part I, line 8 o 3 N/A
923591 04-01-19 25 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient ACLU FOUNDATION (AMERICAN CIVIL NA PC SEE STATEMENT LIBERTIES UNION FOUNDATION INC) 125 BROAD STREET, 18TH FLOOR NEW YORK, NY 10001 750. ACRE CAPITAL LIMITED NA NC SEE STATEMENT SHOEMAKER HOUSE, 37 GREAT GUILDFORD STREET, SEI 0ES LONDON, UNITED KINGDOM 150,000. ACTIONAID USA NA PC SEE STATEMENT 1220 L ST NW WASHINGTON, DC 20001
600. ACUMEN FUND, INC. NA PC SEE STATEMENT 40 WORTH STREET, NEW YORK, NY 10013
25,000. AFRICA GREENCO NA PC SEE STATEMENT 11-12 ST JAMES SQUARE, SUITE 1, 3RD FLOOR LONDON, UNITED KINGDOM
150,963. AFRICAN DEVELOPMENT BANK NA GOV SEE STATEMENT RUE JOSEPH ANOMA ABIDJAN , COTE D'IVOIRE (IVORY COAS
300,000. AFRICAN RISK CAPACITY SPECIALIZED NA GOV SEE STATEMENT AGENCY OF THE AFRICAN UNION BUILDING 1, SUNHILL PARK, 1 EGLIN ROAD, SUNNINGHILL, JOHANNESBURG, SOUTH AFRICA 150,000. AFRICAN VENTURE PHILANTHROPY ALLIANCE NA PC SEE STATEMENT LIMITED ABC TOWER, 10TH FLOOR, WAIYAKI WAY, NAIROBI, KENYA 200,000. AGNES M. DASEWICZ NONE I SEE STATEMENT 7110 RICHARD CASEY CT. ALEXANDRIA, VA 22307
235,000. AID TECHNOLOGY LIMITED NA NC SEE STATEMENT THE DIGITAL HUB, ROE LANE, D08 TCV4 DUBLIN, IRELAND
19,983. Total from continuation sheets 146,276,056.
923631 04-01-19 26 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient AL OTRO LADO INC NA PC SEE STATEMENT PO BOX 32578 LOS ANGELES, CA 94106
450. ALBANY LAW SCHOOL NA PC SEE STATEMENT 80 NEW SCOTLAND AVE ALBANY, NY 10001
30,000. ALBANY LAW SCHOOL NA PC SEE STATEMENT 80 NEW SCOTLAND AVE ALBANY, NY 10018
30,000. ALL ON PARTNERSHIPS FOR ENERGY NA PC SEE STATEMENT ACCESS, LIMITED BY GUARANTEE 44 BOURDILLON ROAD, IKOYI LAGOS, NIGERIA 1,000,000. ALLIANCE FOR A GREEN REVOLUTION IN NA PC SEE STATEMENT AFRICA P.O. BOX 66773 NAIROBI, KENYA 624,221. ALLIANCE FOR A GREEN REVOLUTION IN NA PC SEE STATEMENT AFRICA P.O. BOX 66773 NAIROBI, KENYA 15,000,000. ALLIANCE FOR A GREEN REVOLUTION IN NA PC SEE STATEMENT AFRICA P.O. BOX 66773, WESTLANDS, 00800 NAIROBI, KENYA 50,000. ALLIANCE OF ARTISTS COMMUNITIES NA PC SEE STATEMENT 144 WESTMINSTER STREET PROVIDENCE , RI 02908 5,000. ALZHEIMERS ASSOCIATION NATIONAL NA PC SEE STATEMENT OFFICE 225 N. MICHIGAN AVE FL. 17 CHICAGO, IL 60007 600. AMERICAN ASSOCIATION FOR THE NA PC SEE STATEMENT ADVANCEMENT OF SCIENCE 1200 NEW YORK AVENUE, NW WASHINGTON, DC 20005 300,000. Total from continuation sheets
923631 04-01-19 27 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient AMERICAN CANCER SOCIETY INC NA PC SEE STATEMENT 250 WILLIAMS ST ATLANTA, GA 30303
300. AMERICAN CANCER SOCIETY INC NA PC SEE STATEMENT 250 WILLIAMS ST ATLANTA, GA 30316
600. AMERICAN DANCE MACHINE FOR THE 21ST NA PC SEE STATEMENT CENTURY FOUNDATION INC 45 E 80TH ST APT 18B NEW YORK, NY 10001 150. AMERICAN FOUNDATION FOR SUICIDE NA PC SEE STATEMENT PREVENTION 199 WATER STREET 11TH FLOOR NEW YORK, NY 10001 375. AMERICAN HEART ASSOCIATION NA PC SEE STATEMENT 7272 GREENVILLE AVE. DALLAS, TX 75231
225. AMERICAN LIVER FOUNDATION NA PC SEE STATEMENT 39 BROADWAY NEW YORK, NY 10018
150. AMERICANS FOR IMMIGRANT JUSTICE NA PC SEE STATEMENT 6355 NW 36TH STREET MIAMI, FL 33125
300. ANDREW SHAW MEMORIAL TRUST NA PC SEE STATEMENT PO BOX 2315 DARIEN, NY 10001
4,500. ANIMAL HAVEN INC. NA PC SEE STATEMENT 200 CENTRE STREE NEW YORK , NY 10001 12,500. ANTI-DEFAMATION LEAGUE NA PC SEE STATEMENT 605 3RD AVE NEW YORK, NY 10018
750. Total from continuation sheets
923631 04-01-19 28 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient ARIEL EDUCATION INTIATIVE NA PC SEE STATEMENT 200 E RANDOLPH ST STE 2900 CHICAGO, IL 60007
90,000. ARIZONA COMMUNITY FOUNDATION, INC. NA PC SEE STATEMENT 2201 E. CAMELBACK ROAD, SUITE 405B PHOENIX, AZ 85001
1,250,000. ART AFRICA CENTRE NA PC SEE STATEMENT 28 ST. GEORGES MALL, 5TH FLOOR, CAPE TOWN, SOUTH AFRICA
11,357. ASIA FOUNDATION NA PC SEE STATEMENT 465 CALIFORNIA STREET, 9TH FLOOR SAN FRANCISCO, CA 94016
200,000. ASIA FOUNDATION NA PC SEE STATEMENT 465 CALIFORNIA STREET, 9TH FLOOR SAN FRANCISCO, CA 94104
50,000. ASIA FOUNDATION NA PC SEE STATEMENT 465 CALIFORNIA STREET, 9TH FLOOR SAN FRANCISCO, CA 94104
200,000. ASIA SOCIETY NA PC SEE STATEMENT 725 PARK AVENUE NEW YORK, NY 10001
1,125. ASIAN VENTURE PHILANTHROPY NETWORK NA PC SEE STATEMENT LIMITED 171 TRAS STREET, 10-179 UNION BUILDING, SINGAPORE 100,000. ASIAN VENTURE PHILANTHROPY NETWORK NA PC SEE STATEMENT LIMITED 171 TRAS STREET, 10-179 UNION BUILDING, WASHINGTON, DC 20001 150,000. ASPEN INSTITUTE, INC. NA PC SEE STATEMENT 2300 N STREET, NW, 700 WASHINGTON, DC 20001
175,000. Total from continuation sheets
923631 04-01-19 29 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient ASSOCIATION FOR COMPUTING MACHINERY NA PC SEE STATEMENT 1601 BROADWAY NEW YORK , NY 10001 20,000. ASSOCIAZIONE VOLONTARI SOCCORSO NA PC SEE STATEMENT BELLAGIO VIA LAZZARRETTO 12 BELLAGIO , ITALY 83,604. ASSOCIAZIONE VOLONTARI SOCCORSO NA PC SEE STATEMENT BELLAGIO VIA LAZZARETTO 12 BELLAGIO, ITALY 10,802. ASSOCIAZIONE VOLONTARI SOCCORSO NA PC SEE STATEMENT BELLAGIO VIA LAZZARETTO 12 BELLAGIO , ITALY 9,000. ASYLUM ACCESS NA PC SEE STATEMENT 555 12TH STREET, 5TH FLOOR OAKLAND, CA 94106
3,000. ATLANTIC COUNCIL OF THE UNITED STATES NA PC SEE STATEMENT 1030 15TH STREET NW, 12TH FLOOR WASHINGTON, DC 20001
200,000. ATLANTIC COUNCIL OF THE UNITED NA PC SEE STATEMENT STATES, INC. 1030 15TH STREET NW, 12TH FLOOR WASHINGTON, DC 20001 6,000,000. AUDUBON SOCIETY OF NEW YORK STATE INC NA PC SEE STATEMENT 46 RARICK RD SELKIRK, NY 10001
1,500. AVAIL NYC NA PC SEE STATEMENT 115 W 45TH STREET, 4TH FL NEW YORK, NY 10018
750. BARNARD COLLEGE NA PC SEE STATEMENT 3009 BROADWAY BOX AS NEW YORK, NY 10001
6,000. Total from continuation sheets
923631 04-01-19 30 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient BARNARD COLLEGE NA PC SEE STATEMENT 3009 BROADWAY BOX AS NEW YORK, NY 10018
9,000. SEE STATEMENT BELLAGIO CENTER THE ROCKEFELLER NA PC FOUNDATION VILLA SERBELLONI BELLAGIO , ITALY 5,956,090. BENEFITS DATA TRUST NA PC SEE STATEMENT CENTRE SQUARE WEST, 1500 MARKET STREET PHILADELPHIA, PA 19019
2,000,000. BEST FRIENDS ANIMAL SOCIETY NA PC SEE STATEMENT 5001 ANGEL CANYON ROAD KANAB, UT 84741
750. BEYOND ZERO NA NC SEE STATEMENT PO BOX 40530-00100 NAIROBI, KENYA
46,935. BIG BROTHERS BIG SISTERS OF NEW YORK NA PC SEE STATEMENT CITY INC 40 RECTOR ST., FLOOR 11 NEW YORK CITY, NY 10001 7,500. BIG ELEPHANT STUDIOS NA NC SEE STATEMENT 903 N. HONORE, UNIT 2, CHICAGO, IL 60007
73,200. BIKE AND WALK MONTCLAIR NA PC SEE STATEMENT PO BOX 3387 MONTCLAIR, NJ 07043-3387
300. BIKE TO THE BEACH NA PC SEE STATEMENT 1990 K ST NW, 2ND FLOOR WASHINGTON, DC 20001
150. BIPARTISAN POLICY CENTER, INC. NA PC SEE STATEMENT 1225 I STREET, NW, SUITE 1000 WASHINGTON, DC 20001
1,500,000. Total from continuation sheets
923631 04-01-19 31 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient BLOOM NA PC SEE STATEMENT 11000 CORRYVILLE RD RICHMOND, VA 23173
750. BOSNIAK AMERICAN ADVISORY SERVICE FOR NA PC SEE STATEMENT BPSNIA AND HERZEGOVINA INC 815 CONNECTICUT AVE NW STE 200 WASHINGTON, DC 20001 9,000. BOSNIAN-HERZEGOVINIAN-AMERICAN NA PC SEE STATEMENT ACADEMY OF ARTS AND SCIENCES INC 2411 NEWBURG RD LOUISVILLE, KY 40502 9,000. BOYS AND GIRLS CLUBS OF THE PENINSULA NA PC SEE STATEMENT 401 PIERCE RD MENLO PARK, CA 94106
375. BREAKING GROUND NA PC SEE STATEMENT 505 8TH AVE FL 5 NEW YORK, NY 10001
900. BROADWAY MALL MAINTENANCE FUND INC NA PC SEE STATEMENT 2095 BROADWAY RM 403 NEW YORK, NY 10001
1,500. BROOKINGS INSTITUTION NA PC SEE STATEMENT 1775 MASS AVE NW WASHINGTON, DC 20001
15,000. BROOKINGS INSTITUTION NA PC SEE STATEMENT 1775 MASS AVE NW WASHINGTON, DC 20036-2103
15,000. BROOKINGS INSTITUTION NA PC SEE STATEMENT 1775 MASSACHUSETTS AVENUE, NW WASHINGTON, DC 20001
275,000. BROOKLYN HISTORICAL SOCIETY NA PC SEE STATEMENT 128 PIERREPONT STREET BROOKLYN, NY 10001
1,500. Total from continuation sheets
923631 04-01-19 32 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient CAB INTERNATIONAL NA GOV SEE STATEMENT NOSWORTHY WAY OXFORDSHIRE, UNITED KINGDOM
27,049. CAMPUS MISSION CHURCH INC NA PC SEE STATEMENT 603 W 115TH STREET NEW YORK, NY 10001
13,560. CAMPUS MISSION CHURCH INC NA PC SEE STATEMENT 603 W 115TH STREET NEW YORK, NY 10018
3,060. CANDID NA PC SEE STATEMENT 4801 COURTHOUSE STREET WILLIAMSBURG , NY 10001 12,000. CANDID NA PC SEE STATEMENT 32 OLD SLIP, 24TH FLOOR, NEW YORK, NY 10001
120,000. CAPITAL FOR GOOD USA NA PC SEE STATEMENT 1536 E. LANCASTER AVENUE PAOLI, NY 10001
7,650. CARE NA PC SEE STATEMENT 151 ELLIS STREET NE ATLANTA, GA 30303
15,000. CARE NA PC SEE STATEMENT 151 ELLIS STREET NE ATLANTA, GA 30316
9,000. CAROLINA FOR KIBERA, INC. NA PC SEE STATEMENT 301 PITTSBORO STREET, SUITE 4119 CHAPEL HILL, NC 27599
300. CAROLINA FOR KIBERA, INC. NA PC SEE STATEMENT 301 PITTSBORO STREET, SUITE 4119 CHAPEL HILL, NC 27514
300. Total from continuation sheets
923631 04-01-19 33 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient CATHOLIC MINISTRIES APPEAL NA PC SEE STATEMENT PO BOX 4000 ROCKVILLE CENTRE, NY 10001
300. CENTER FOR COMMUNITY CHANGE NA PC SEE STATEMENT 1536 U ST NW WASHINGTON, DC 20009-3912
750. CENTER FOR GLOBAL DEVELOPMENT NA PC SEE STATEMENT 2055 L ST NW FIFTH FL WASHINGTON, DC 20036-4983
300. CENTER FOR REPRODUCTIVE RIGHTS INC NA PC SEE STATEMENT 199 WATER STREET NEW YORK, NY 10018
300. CENTER FOR STRATEGIC AND NA PC SEE STATEMENT INTERNATIONAL STUDIES INC 1616 RHODE ISLAND AVE NW WASHINGTON, DC 20036-3206 6,000. CENTER FOR STRATEGIC AND NA PC SEE STATEMENT INTERNATIONAL STUDIES INC 1616 RHODE ISLAND AVE NW WASHINGTON, DC 20001 12,000. CENTER FOR US GLOBAL LEADERSHIP NA PC SEE STATEMENT 1129 20TH STREET NW, SUITE 600 WASHINGTON, DC 20036
50,000. CENTER FOR US GLOBAL LEADERSHIP NA PC SEE STATEMENT 1129 20TH STREET NW, SUITE 600 WASHINGTON, DC 20001
250,000. CENTER ON BUDGET AND POLICY NA PC SEE STATEMENT PRIORITIES 820 FIRST STREET, NE, SUITE 510 WASHINGTON, DC 20001 1,500,000. CENTRAL PARK CONSERVANCY INC NA PC SEE STATEMENT 14 EAST 60TH STREET, 8TH FLOOR NEW YORK, NY 10018
150. Total from continuation sheets
923631 04-01-19 34 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient CEREBRAL PALSY FOUNDATION INC NA PC SEE STATEMENT 3 COLUMBUS CIR FL 15 NEW YORK, NY 10018
750. CEREBRAL PALSY SOCIETY OF KENYA NA PC SEE STATEMENT P.O. BOX 52360 NAIROBI , KENYA
12,500. CHICAGO COUNCIL ON GLOBAL AFFAIRS NA PC SEE STATEMENT 180 N. STETSON AVENUE, CHICAGO, IL 60601
306,400. CHILDRENS HOSPITAL FOUNDATION NA PC SEE STATEMENT 801 ROEDER RD, STE 400 SILVER SPRING, MD 20810
225. CIRCLE OF HEALTH INTERNATIONAL NA PC SEE STATEMENT 411 W.MONROE STREET AUSTIN , NJ 07101 27,500. CITY LIMITS NEWS INC NA PC SEE STATEMENT 8 W 126TH ST NEW YORK, NY 10001
2,400. CITY OF BOSTON NA GOV SEE STATEMENT 1 CITY HALL SQUARE, BOSTON, MA 02201
100,000. CITYMEALS-ON-WHEELS NA PC SEE STATEMENT 355 LEXINGTON AVE FL 3 NEW YORK, NY 10001
450. CLEVELAND MUSEUM OF ART NA PC SEE STATEMENT 11150 EAST BLVD CLEVELAND, OH 44106-1711
750. CLIMATE BONDS INITIATIVE NA PC SEE STATEMENT 72 MUSWELL HILL PLACE, LONDON, UNITED KINGDOM
20,000. Total from continuation sheets
923631 04-01-19 35 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient CLIMATE FINANCE ADVISORS, BENEFIT LLC NA NC SEE STATEMENT 7032 WILSON LANE BETHESDA, MD 20810
148,109. CLIMATE POLICY INITIATIVE, INC. NA PC SEE STATEMENT 180 SANSOME STREET, SUITE 1000 SAN FRANCISCO, CA 94016
666,667. CLIMATE POLICY INITIATIVE, INC. NA PC SEE STATEMENT 180 SANSOME STREET, SUITE 1000 SAN FRANCISCO, CA 94016
500,000. CODE FOR AMERICA LABS, INC. NA PC SEE STATEMENT 972 MISSION STREET, 5TH FLOOR SAN FRANCISCO, CA 94016
500,000. COMMNUNITY VENTURES CORPORATION NA PC SEE STATEMENT 1450 N. BROADWAY LEXINGTON , KY 40502 10,000. COMMUNITIES FOUNDATION OF TEXAS, INC. NA PC SEE STATEMENT 5500 CARUTH WAY PARKWAY DALLAS , TX 75001 15,000. COMMUNITY CHEST OF PORT WASHINGTON NA PC SEE STATEMENT INC 382 MAIN STREET STE105 PORT WASHINGTON, OH 44106-1711 750. COMMUNITY FOUNDATION OF NORTHERN NA PC SEE STATEMENT COLORADO 4745 WHEATON DRIVE FORT COLLINS, CO 80014 1,901,300. COMMUNITY PARTNERS NA PC SEE STATEMENT 1000 N. ALAMEDA STREET, SUITE 240 LOS ANGELES, CA 94016
400,000. COMMUNITY SOLUTIONS INTERNATIONAL, NA PC SEE STATEMENT INC. 60 BROAD STREET, SUITE 2510A, NEW YORK, NY 10001 100,000. Total from continuation sheets
923631 04-01-19 36 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient COMPREHENSIVE DEVELOPMENT NA PC SEE STATEMENT INCORPORATED 240 2ND AVE NEW YORK, NY 10001 10,406. CONNECTICUT HUMANE SOCIETY NA PC SEE STATEMENT 701 RUSSELL RD NEWINGTON, NY 10001
7,500. CONSUMER REPORTS NA PC SEE STATEMENT 101 TRUMAN AVE YONKERS, NY 10001
15,145. CONVERGENCE BLENDED FINANCE, INC. NA PC SEE STATEMENT 110 YONGE STREET TORONTO , ONTARIO , CANADA 10,000. CONVERGENCE BLENDED FINANCE, INC. NA PC SEE STATEMENT 110 YONGE STREET ONTARIO , CANADA
10,000. CORNELL UNIVERSITY NA PC SEE STATEMENT 130 E SENECA ST 400 ITHACA, NY 10001
840. CORNERSTONE BAPTIST CHURCH NA PC SEE STATEMENT 56274 MADISON STREET BROOKLYN, NY 10001
3,101. COUNCIL ON FOUNDATIONS, INC. NA PC SEE STATEMENT 2121 CRYSTAL DRIVE, ARLINGTON, VA 22202
55,000. CRADLES TO CRAYONS INC NA PC SEE STATEMENT 281 NEWTONVILLE AVENUE NEWTON, MA 02460
3,000. CRADLES TO CRAYONS INC NA PC SEE STATEMENT 281 NEWTONVILLE AVENUE NEWTON, NY 10001
1,500. Total from continuation sheets
923631 04-01-19 37 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient CROSSBOUNDARY LLC NA NC SEE STATEMENT 1627 I STREET NW, SUITE 810 WASHINGTON DC, DC 20001
700,000. CSC REPERTORY LTD NA PC SEE STATEMENT 136 E 13TH ST NEW YORK, NY 10018
150. CUNY GRADUATE SCHOOL OF JOURNALISM NA PC SEE STATEMENT FOUNDATION INC. 219 WEST 40TH STREET NEW YORK, NY 10018 150,000. DALBERG CONSULTING - U.S., LLC NA NC SEE STATEMENT 99 MADISON AVENUE, 17TH FLOOR NEW YORK, NY 10016
67,000. DALBERG CONSULTING CC NA NC SEE STATEMENT 195 JAN SMUTS AVENUE, ROSEBANK JOHANNESBURG, SOUTH AFRICA
271,301. DALTON SCHOOLS INC NA PC SEE STATEMENT 108 E 89TH ST NEW YORK, NY 10018
7,500. DATAKIND NA PC SEE STATEMENT 195 MONTAGUE STREET, BROOKLYN, NY 11201
25,000. DATAKIND, INC. NA PC SEE STATEMENT 195 MONTAGUE STREET, BROOKLYN, NY 11201
2,000,000. DAVIDSON COLLEGE NA PC SEE STATEMENT PO BOX 7174 DAVIDSON, NY 10001
750. DC GREENS, INC. NA PC SEE STATEMENT 2000 P STREET NW, SUITE 240 WASHINGTON , DC 20001
200,000. Total from continuation sheets
923631 04-01-19 38 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient DC SUMMER MATH INSTITUTE INC NA PC SEE STATEMENT 3529 14TH ST NW APT 3 WASHINGTON, DC 20001
1,125. DELTA PHILANTHROPIES NA PC SEE STATEMENT 20 PRIMROSE STREET LONDON, UNITED KINGDOM
150,000. DISABLED AMERICAN VETERANS CHARITABLE NA PC SEE STATEMENT SERVICE TRUST 3725 ALEXANDRIA PIKE COLD SPRING, CO 41076-1712 450. DOCTORS WITHOUT BORDERS/MDECINS SANS NA PC SEE STATEMENT FRONTIRES (MSF) 40 RECTOR STREET NEW YORK, NY 10018 6,000. DOCTORS WITHOUT BORDERS/MDECINS SANS NA PC SEE STATEMENT FRONTIRES (MSF) 40 RECTOR STREET NEW YORK, NY 10001 6,000. DONORSCHOOSE.ORG NA PC SEE STATEMENT 134 W. 37TH STREET, 11TH FLOOR NEW YORK, NY 10001
453. DUKE UNIVERSITY NA PC SEE STATEMENT BOX 90581 DURHAM, NC 27708-0581
24,000. EAST MEADOW HIGH SCHOOL PTA NA PC SEE STATEMENT 101 CARMAN AVE EAST MEADOW, NC 27708-0581
300. ECOAGRICULTURE INTERNATIONAL, INC. NA PC SEE STATEMENT 3057 NUTLEY STREET, FAIRFAX, VA 23173
100,000. EDUS NA PC SEE STATEMENT KEMALA KAPETANOVICA 43 SARAJEVO, BOSNIA-HERZEGOVINA
9,000. Total from continuation sheets
923631 04-01-19 39 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient EDWARD M KENNEDY INSTITUTE FOR THE NA PC SEE STATEMENT UNITED STATES SENATE INC COLUMBIA POINT BOSTON, MA 02101 750. EIGHTEEN EAST CAPITAL LTD NA NC SEE STATEMENT 86-90 PAUL STREET LONDON, UNITED KINGDOM
50,000. EMPOWER GENERATION NA PC SEE STATEMENT C/O ANYA CHERNEFF 1409 66TH ST BERKELEY, CA 94702-0000
120. ENTERPRISE COMMUNITY PARTNERS, INC. NA PC SEE STATEMENT 11000 BROKEN LAND PARKWAY, 7TH FLOOR COLUMBIA, SC 29044
50,000. E-RIIGI AKADEEMIA SIHTASUTUS NA PC SEE STATEMENT ROTERMANNI 8 TALLINN, ESTONIA
125,000. EUPHEMIA L HAYNES PUBLIC CHARTER NA PC SEE STATEMENT SCHOOL INC 3600 GEORGIA AVENUE, NW WASHINGTON, DC 20001 3,750. EVERY MOTHER COUNTS NA PC SEE STATEMENT 180 VARICK STREET NEW YORK , NY 10001 60,000. EVERY MOTHER COUNTS NA PC SEE STATEMENT 333 HUDSON STREET SUITE 1006 NEW YORK, NY 10001
150. EXPERIENCE CAMPS NA PC SEE STATEMENT PO BOX 5121 WESTPORT, CT 06881-5099
4,500. FACTORE VENTURES PBC NA NC SEE STATEMENT 430 NORTH COLLEGE AVE FORT COLLINS, CO 80524
45,810. Total from continuation sheets
923631 04-01-19 40 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient FAILTE CARE CORPORATION NA PC SEE STATEMENT 1040 JACKSON AVE LONG ISLAND CITY, NY 10018
90. FAITH ASSEMBLY OF GOD NA PC SEE STATEMENT 921 CHESTNUT RIDGE RD CHESTNUT RDG, NY 10001
51,093. FAMILIA MOJA SUPPORT INITIATIVE NA PC SEE STATEMENT MANGU - NDARUGU ROAD P O BOX 83-01028 GATUKUYU THIKA, KENYA
1,456. FEEDING AMERICA NA PC SEE STATEMENT 35 EAST UPPER WACKER DRIVE, CHICAGO, IL 60601
150,000. FISTULA FOUNDATION NA PC SEE STATEMENT 1922 THE ALAMEDA STE 302 SAN JOSE, CA 95126
1,500. FLYING MANES THERAPEUTIC RIDING INC NA PC SEE STATEMENT PO BOX 508 SCARSDALE, AZ 85001
2,250. FOOD BANK FOR NEW YORK CITY FOOD FOR NA PC SEE STATEMENT SURVIVAL 39 BROADWAY 10TH FLOOR NEW YORK, NY 10018 800. FOOD FOR SOUL NA PC SEE STATEMENT VIA RUA MURO 85 MODENA, ITALY
231,500. FOODCORPS, INC. NA PC SEE STATEMENT 1140 SE 7TH AVE PORTLAND, OR 97035
400,000. FOODSHOT GLOBAL, INC. NA PC SEE STATEMENT 104 WEST 123RD STREET, NEW YORK, NY 10027
125,000. Total from continuation sheets
923631 04-01-19 41 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient FORDHAM PREPARATORY SCHOOL NA PC SEE STATEMENT 441 EAST FORDHAM RD BRONX, NY 10458
900. FOUNDATION FINANCIAL OFFICERS GROUP, NA PC SEE STATEMENT INC. 19 MANTUA ROAD MOUNT ROYAL , NY 10001 2,050. FOUNDATION FOR LOUISIANA NA PC SEE STATEMENT 4354 S. SHERWOOD FOREST BLVD., SUITE 100 BATON ROUGE, LA 70816
200,000. FRACTURED ATLAS PRODUCTIONS INC NA PC SEE STATEMENT 248 W 35TH ST FL 10 NEW YORK, NY 10001
300. FRACTURED ATLAS PRODUCTIONS INC NA PC SEE STATEMENT 248 W 35TH ST FL 10 NEW YORK, NY 10018
225. FREE AT LAST COMMUNITY RECOVERY AND NA PC SEE STATEMENT REHABILITATION SERVICES 1796 BAY RD EAST PALO ALTO, CA 94106 510. FRICK COLLECTION NA PC SEE STATEMENT 1 E 70TH ST NEW YORK, NY 10001
225. FRIENDS OF ALTA INC NA PC SEE STATEMENT PO BOX 8126 ALTA, UT 84092-8126
750. FRIENDS OF ALTA INC NA PC SEE STATEMENT PO BOX 8126 ALTA, UT 84092-8126
750. FSG, INC. NA PC SEE STATEMENT 500 BOYLSTON STREET, SUITE 600 BOSTON, MA 02116
50,000. Total from continuation sheets
923631 04-01-19 42 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient FULL FRAME INITIATIVE INC NA PC SEE STATEMENT 308 MAIN ST STE 2A GREENFIELD, MA 01301
75,000. FULL FRAME INITIATIVE INC NA PC SEE STATEMENT 308 MAIN ST STE 2A GREENFIELD, NC 01301-3423
30,000. FUND FOR CITIES OF SERVICE, INC. NA PC SEE STATEMENT 909 THIRD AVENUE, 15TH FLOOR NEW YORK, NY 10001
360,000. FUND FOR THE CITY OF NEW YORK INC NA PC SEE STATEMENT 121 SIXTH AVENUE 6TH FL NEW YORK, NY 10018
600. FUNDERS NETWORK FOR SMART GROWTH AND NA PC SEE STATEMENT LIVABLE COMMUNITIES INC. 1500 SAN REMO AVENUE CORAL GABLES , FL 33124 30,000. FURRY SMILES INTERNATIONAL RESCUE NA PC SEE STATEMENT 1715 OLYMPUS AVE HACIENDA HTS, NY 10001
75. GAS LAMP INC NA PC SEE STATEMENT 88 OXFORD ST GLEN RIDGE, CA 94106
300. GAVI ALLIANCE NA PC SEE STATEMENT CHEMIN DU POMMIER 40 GENEVA, SWITZERLAND
3,000,000. GAY MENS HEALTH CRISIS NA PC SEE STATEMENT 307 WEST 38TH STREET NEW YORK , NY 10001 12,500. GAY MENS HEALTH CRISIS INC NA PC SEE STATEMENT 446 W 33RD ST NEW YORK, NY 10001
75. Total from continuation sheets
923631 04-01-19 43 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient GENESIS ANALYTICS PTY LTD NA NC SEE STATEMENT 50 SIXTH ROAD, JOHANNESBURG, SOUTH AFRICA
130,000. GEORGETOWN UNIVERSITY NA PC SEE STATEMENT 3300 WHITEHAVEN ST STE 3000 WASHINGTON, DC 20001
1,050. GEORGETOWN UNIVERSITY NA PC SEE STATEMENT 37TH AND O STREETS, NW, BOX 571168 WASHINGTON, DC 20057
900,000. GEORGETOWN UNIVERSITY NA PC SEE STATEMENT 37TH AND O STREETS, NW, BOX 571168 WASHINGTON, DC 20001
50,000. GILDER LEHRMAN INSTITUTE OF AMERICAN NA PC SEE STATEMENT HISTORY 49 WEST 45TH STREET, 6TH FLOOR NEW YORK, NY 10036 1,500,000. GIRLS WHO INVEST INC NA PC SEE STATEMENT 1345 AVENUE OF THE AMERICAS, 33RD FLOOR NEW YORK, NY 10018
750. GIVEDIRECTLY NA PC SEE STATEMENT P.O. BOX 3221 NEW YORK, NY 10018
300. GLOBAL ALLIANCE FOR IMPROVED NA PC SEE STATEMENT NUTRITION RUE DE VAREMB 7 GENEVA, SWITZERLAND 150,000. GLOBAL ALLIANCE FOR IMPROVED NA PC SEE STATEMENT NUTRITION RUE DE VAREMB 7 GENEVA, SWITZERLAND 500,000. GLOBAL HEALTH STRATEGIES LLC NA NC SEE STATEMENT 38 E 32ND STREET, 12TH FLOOR, SUITE 900 NEW YORK, NY 10001
160,000. Total from continuation sheets
923631 04-01-19 44 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient GLOBAL IMPACT INVESTING NETWORK NA PC SEE STATEMENT 30 BROAD STREET NEW YORK , NY 10001 20,000. SEE STATEMENT GLOBAL INVESTMENT FUND FOR WATER NA NC LIMITED STEEL HOUSE, 13-17 PRINCES ROAD SURREY, UNITED KINGDOM 100,000. GLOBAL KIDS, INC. NA PC SEE STATEMENT 137 E 25TH ST, 2ND FL NEW YORK, NY 10001
3,000. GLOBAL KIDS, INC. NA PC SEE STATEMENT 137 E 25TH ST, 2ND FL NEW YORK, NY 10018
3,000. GLOBALGIVING FOUNDATION NA PC SEE STATEMENT 1110 VERMONT AVE NW, SUITE 550 WASHINGTON, DC 20005
10,500. GOWANUS CANAL CONSERVANCY INC NA PC SEE STATEMENT 232 3RD STREET, UNIT B102 BROOKLYN, NY 10018
3,500. GRACA MACHEL TRUST NA PC SEE STATEMENT BLOCK C, INVESTMENT PLACE, 10TH ROAD, HYDE PARK JOHANNESBURG, SOUTH AFRICA
15,000. GREATER HOUSTON COMMUNITY FOUNDATION NA PC SEE STATEMENT 515 POST OAK BLVD HOUSTON, TX 77001
1,500. GREATER NY FOUNDATION NA PC SEE STATEMENT 1385 BROADWAY 23RD FLOOR NEW YORK, NY 10001
7,500. GUARDIAN NEWS AND MEDIA LTD NA NC SEE STATEMENT KING PLACE, 90 YORK WAY, LONDON, UNITED KINGDOM
1,000,000. Total from continuation sheets
923631 04-01-19 45 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient HABITAT FOR HUMANITY GREATER BOSTON, NA PC SEE STATEMENT INC. 240 COMMERCIAL ST 4TH FLR BOSTON, MA 02101 1,500. HABITAT FOR HUMANITY INTERNATIONAL NA PC SEE STATEMENT INC 322 W LAMAR ST AMERICUS, GA 31709 1,275. HABITAT FOR HUMANITY INTERNATIONAL, NA PC SEE STATEMENT INC. 270 PEACHTREE STREET, NW, ATLANTA, GA 30316 250,000. HABITAT FOR HUMANITY INTERNATIONAL, NA PC SEE STATEMENT INC. 270 PEACHTREE STREET, NW, SUITE 1300 ATLANTA, GA 30303 75,000. HABITAT FOR HUMANITY OF COASTAL NA PC SEE STATEMENT FAIRFIELD COUNTY INC 1542 BARNUM AVENUE BRIDGEPORT, CT 06515 1,200. HAND OF PROGRESS E.V. NA PC SEE STATEMENT KAMMERMUEHLENWEG 15 NAIROBI, KENYA
1,000. HARLEM SCHOOL OF THE ARTS INC NA PC SEE STATEMENT 645 ST NICHOLAS AVENUE NEW YORK, NY 10001
20,250. HEALTH STRATEGY AND POLICY INSTITUTE NA GOV SEE STATEMENT A36 LANE, HO TUNG MAU ST, CAU GIAY DISTRICT HANOI, VIETNAM
50,000. HEIFER INTERNATIONAL FOUNDATION NA PC SEE STATEMENT 1 WORLD AVE LITTLE ROCK, AR 72202-2863
300. HEIFER PROJECT INTERNATIONAL NA PC SEE STATEMENT 1 WORLD AVE LITTLE ROCK, AR 72002
360. Total from continuation sheets
923631 04-01-19 46 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient HEIFER PROJECT INTERNATIONAL NA PC SEE STATEMENT 1 WORLD AVE LITTLE ROCK, AR 72202-2863
360. HENRY VISCARDI SCHOOL NA PC SEE STATEMENT 201 I U WILLETS RD ALBERTON, MT 59820
9,000. HETRICK-MARTIN INSTITUTE NA PC SEE STATEMENT 2 ASTOR PLACE NEW YORK , NY 10001 20,000. HIKMA HEALTH INC NA PC SEE STATEMENT PO BOX 70238 SUNNYVALE, NY 10001
300. HOLOCAUST MEMORIAL CENTER NA PC SEE STATEMENT 28123 ORCHARD LAKE RD FARMINGTN HLS, MI 48334-3738
75. HOPE FOR CANCER KIDS (HCK) NA PC SEE STATEMENT HOPE FOR CANCER KIDS TOP PLAZA, SUITE 2-2 KINDARUMA RD NAIROBI, KENYA
1,000. HOPEWELL FUND NA PC SEE STATEMENT 1201 CONNECTICUT AVENUE, NW, WASHINGTON, DC 20001
1,000,000. HUMAN NEEDS PROJECT INC. NA PC SEE STATEMENT 36 PROFESSIONAL CENTER PARKWAY SAN RAFAEL, CA 94903
65,000. HUMAN NETWORK INTERNATIONAL NA PC SEE STATEMENT 53335 WISCONSIN AVENUE NW, WASHINGTON, DC 20015
50,000. HUMANITY IN ACTION INC NA PC SEE STATEMENT 41 FLATBUSH AVENUE BROOKLYN, NY 10001
750. Total from continuation sheets
923631 04-01-19 47 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient IDENTITY2020 SYSTEMS INC. NA PC SEE STATEMENT 264 CANAL STREET, NEW YORK, NY 10013
30,000. IDEO.ORG NA PC SEE STATEMENT 444 SPEAR STREET, SUITE 213 SAN FRANCISCO, CA 94016
183,496. IDFC FOUNDATION NA NC SEE STATEMENT 6TH FLOOR, THE CAPITAL COURT OLOF PALME MARG, NEW DELHI, INDIA
200,000. IDH SUSTAINABLE TRADE INITIATIVE NA PC SEE STATEMENT ARTHUR VAN SCHENDELSTRAAT 500 UTRECHT, NETHERLANDS
600,000. IMANI REHABILITATION CENTRE NA PC SEE STATEMENT P.O BOX 71589-00610 KAYOLE NAIROBI, KENYA
289. IMPACT SHARES CORP. NA PC SEE STATEMENT 2189 BROKEN BEND SAN FRANCSISCO, CA 94016
350,000. IMPACTALPHA NA NC SEE STATEMENT 2009 FRANCISCO STREET BERKELEY, CA 94016
15,000. IMPACTASSETS, INC. NA PC SEE STATEMENT 7315 WISCONSIN AVE, SUITE 1000W BETHESDA, MD 20810
650,000. IMPERIAL COLLEGE OF SCIENCE, NA PC SEE STATEMENT TECHNOLOGY AND MEDICINE SHERFIELD BUILDING, SOUTH KENSINGTON LONDON, UNITED KINGDOM 450,000. INCLUSIVE BUSINESS LEADERSHIP LTD. NA NC SEE STATEMENT 18 EUSTACE STREET DUBLIN, IRELAND
200,000. Total from continuation sheets
923631 04-01-19 48 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient INDEPENDENT FEATURE PROJECT, INC. NA PC SEE STATEMENT 30 JOHN STREET BROOKLYN, NY 10001
225,000. INDEPENDENT SECTOR NA PC SEE STATEMENT 1602 L STREET NW, SUITE 900 WASHINGTON, DC 20036
25,000. INJURED MARINE SEMPER FI FUND NA PC SEE STATEMENT BOX 555193 CAMP PENDLETON, NY 10001
1,500. INSTITUTE FOR ADVANCED STUDY NA PC SEE STATEMENT 1 EINSTEIN DRIVE PRINCETON, NY 10001
30,000. INSTITUTE FOR MIDDLE EAST NA PC SEE STATEMENT UNDERSTANDING 2913 EL CAMINO REAL STE 436 TUSTIN, NY 10001 15,000. INSTITUTE FOR TRANSFORMATIVE NA PC SEE STATEMENT TECHNOLOGIES FOUNDATION 812 CREED ROAD OAKLAND, CA 94610 200,000. INSTITUTE OF INTERNATIONAL EDUCATION, NA PC SEE STATEMENT INC. 809 UNITED NATIONS PLAZA NEW YORK, NY 10017-3580 849,600. INTELLECAP ADVISORY SERVICES PRIVATE NA NC SEE STATEMENT LIMITED 10TH FLOOR, UNIT NO. A1002, A BLOCK, THE PLATINA GACHIBOWLI HYDERABAD, INDIA 19,400. INTERACTION INSTITUTE FOR SOCIAL NA PC SEE STATEMENT CHANGE 485 MASACHUSSETTS AVENUE CAMBRIDGE , MA 02101 5,000. INTERNATIONAL BANK FOR RECONSTRUCTION NA GOV SEE STATEMENT AND DEVELOPMENT 1818 H STREET, NW WASHINGTON, DC 20433 500,000. Total from continuation sheets
923631 04-01-19 49 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient INTERNATIONAL BANK FOR RECONSTRUCTION NA GOV SEE STATEMENT AND DEVELOPMENT 1818 H STREET, NW WASHINGTON, DC 20001 60,000. INTERNATIONAL BANK FOR RECONSTRUCTION NA GOV SEE STATEMENT AND DEVELOPMENT 1818 H STREET, NW WASHINGTON, DC 20001 1,500,000. INTERNATIONAL BANK FOR RECONSTRUCTION NA GOV SEE STATEMENT AND DEVELOPMENT 1818 H STREET, NW WASHINGTON, DC 20001 1,100,000. INTERNATIONAL CAREER ADVANCEMENT NA PC SEE STATEMENT ASSOCIATION PO BOX 65258 WASHINGTON, NY 10001 1,500. INTERNATIONAL CENTRE OF INSECT NA PC SEE STATEMENT PHYSIOLOGY AND ECOLOGY P.O. BOX 30772 NAIROBI, KENYA 200,000. INTERNATIONAL COMMITTEE OF THE RED NA PC SEE STATEMENT CROSS P.O. BOX 303 GENEVA, SWITZERLAND 7,500. INTERNATIONAL FUND FOR AGRICULTURAL NA GOV SEE STATEMENT DEVELOPMENT VIA PAOLO DI DONO, 44 ROME, ITALY 112,500. INTERNATIONAL RESCUE COMMITTEE INC NA PC SEE STATEMENT 122 EAST 42ND STREET NEW YORK, NY 10001
3,600. INTERNATIONAL RESCUE COMMITTEE INC NA PC SEE STATEMENT 122 EAST 42ND STREET NEW YORK, NY 10018
3,300. INTERNATIONAL RESCUE COMMITTEE NA PC SEE STATEMENT 122 EAST 42ND STREET NEW YORK, NY 10001
400,000. Total from continuation sheets
923631 04-01-19 50 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient INTERNATIONAL SCHOOL OF BROOKLYN NA PC SEE STATEMENT 477 COURT ST BROOKLYN, NY 10001
150. INTERNATIONAL SCHOOL OF BROOKLYN NA PC SEE STATEMENT 477 COURT ST BROOKLYN, NY 10018
300. INTERNATIONAL SENIOR LAWYERS PROJECT NA PC SEE STATEMENT 110 W 40TH STREET NEW YORK , NY 10001 25,000. INTERNATIONAL YOUTH FOUNDATION NA PC SEE STATEMENT 1 EAST PRATT STREET, SUITE 701 BALTIMORE, MD 21202
20,000. INTRINSIC VALUE EXCHANGE, INC. NA NC SEE STATEMENT 548 MARKET STREET, SUITE 19660 SAN FRANCISCO, CA 94016
650,000. INVEST ATLANTA NA GOV SEE STATEMENT 133 PEACHTREE STREET, NE, ATLANTA, GA 30316
200,000. IOWA STATE UNIVERSITY OF SCIENCE AND NA PC SEE STATEMENT TECHNOLOGY 1750 BEARDSHEAR HALL, AMES, IA 50011 250,000. JAMES BLAKE FOUNDATION INC NA PC SEE STATEMENT C/O 1360 EAST 9TH ST STE 1100 CLEVELAND, NY 10001
660. JAZZ AT LINCOLN CENTER INC NA PC SEE STATEMENT 3 COLUMBUS CIR FL 12 NEW YORK, NY 10001
3,000. JAZZ AT LINCOLN CENTER, INC. NA PC SEE STATEMENT 3 COLUMBUS CIRCLE, 12TH FLOOR NEW YORK, NY 10019
250,000. Total from continuation sheets
923631 04-01-19 51 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient JEFF MICHNER SCHOLARSHIP FUND A NEW NA PC SEE STATEMENT JERSEY NON-PROFIT CORPORATION 314 OSPREY DR CAPE MAY CH, NY 10001 150. JENNIFER ASHLEIGH CHILDRENS CHARITY NA PC SEE STATEMENT 10800 CONCESSION 5 TORONTO, CANADA
75. JESPY HOUSE NA PC SEE STATEMENT 102 PROSPECT ST SOUTH ORANGE, NJ 07101
150. JOHNS HOPKINS UNIVERSITY NA PC SEE STATEMENT 3400 N. CHARLES STREET BALTIMORE, MD 21218
8,191. JOYCE THEATER FOUNDATION INC NA PC SEE STATEMENT 175 8TH AVENUE NEW YORK, NY 10001
420. JUNIOR ACHIEVEMENT INDIA SERVICES NA PC SEE STATEMENT CO AZIM PREMJI FOUND, NEXT TO WIPRO CORP, 134 DODDAKANNELLI, SARJAPUR, KARNATAKA, INDIA 500,000. JUNTOS NA PC SEE STATEMENT 1537 SOUTH 6TH ST 1ST FLOOR PHILADELPHIA, PA 19019
450. JUNTOS NA PC SEE STATEMENT 1537 SOUTH 6TH ST 1ST FLOOR PHILADELPHIA, PA 19019
900. KARAN CAPOOR NONE I SEE STATEMENT 3507 CUMMINGS LANE CHEVY CHASE, MD 20815
62,500. KARIUNGA GREENS SELF HELP GROUP NA PC SEE STATEMENT MUKIMA NANYUKI, KENYA
7,388. Total from continuation sheets
923631 04-01-19 52 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient KENAN-FLAGLER BUSINESS SCHOOL NA PC SEE STATEMENT FOUNDATION PO BOX 309 CHAPEL HILL, NC 10018 750. KENAN-FLAGLER BUSINESS SCHOOL NA PC SEE STATEMENT FOUNDATION PO BOX 309 CHAPEL HILL, NC 27514 3,750. KHOJ INTERNATIONAL ARTISTS NA PC SEE STATEMENT ASSOCIATION S-17 KHIRKEN EXTENSION NEW DELHI , INDIA 66,617. KINGS COLLEGE LONDON, UNIVERSITY OF NA PC SEE STATEMENT LONDON 57 WATERLOO ROAD LONDON, UNITED KINGDOM 50,000. KKS ADVISORS LLC NA NC SEE STATEMENT 559 EAST 2ND STREET, UNIT 3 BOSTON, MA 02127
100,000. LAAL NYC NA PC SEE STATEMENT 5793 TYNDALL AVE BRONX, NY 10001
750. LINCOLN CENTER FOR THE PERFORMING NA PC SEE STATEMENT ARTS, INC. 70 LINCOLN CENTER PLAZA NEW YORK, NY 10023-6583 150,000. LIVING CITIES, INC. THE NATIONAL NA PC SEE STATEMENT COMMUNITY DEVELOPMENT INITIATIVE 1040 AVENUE OF THE AMERICAS, FLOOR 17 NEW YORK, NY 10001 500,000. LOCAL INITIATIVES SUPPORT CORPORATION NA PC SEE STATEMENT 501 SEVENTH AVENUE, 7TH FLOOR NEW YORK, NY 10001
200,000. LONDON SCHOOL OF ECONOMICS AND NA PC SEE STATEMENT POLITICAL SCIENCE HOUGHTON STREET LONDON, UNITED KINGDOM 71,468. Total from continuation sheets
923631 04-01-19 53 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient LONG ISLAND BULLDOG RESCUE NA PC SEE STATEMENT 1254 N COUNTRY RD STONY BROOK, NY 10001
3,000. LONG ISLAND BULLDOG RESCUE NA PC SEE STATEMENT 1254 N COUNTRY RD STONY BROOK, NY 10018
75. LONG ISLAND CARES INC NA PC SEE STATEMENT 10 DAVIDS DR HAUPPAUGE, NY 10001
750. LT MICHAEL P MURPHY USN MEMORIAL NA PC SEE STATEMENT SCHOLARSHIP FOUNDATION 224 GRIFFING AVENUE RIVERHEAD, NY 10001 375. MAHILA SEWA TRUST NA PC SEE STATEMENT SEWA RECEPTION CENTRE, OPPOSITE VICTORIA GARDEN AHMEDABAD, INDIA
200,000. MAKE A WISH FOUNDATION OF NA PC SEE STATEMENT PHILADELPHIA, DELAWARE AND SUSQUEHANNA VALLEY 5 VALLEY SQ STE 210 BLUE BELL, PA 19422-2703 1,500. MAKE-A-WISH FOUNDATION OF AMERICA NA PC SEE STATEMENT 1702 E HIGHLAND AVE STE 400 PHOENIX, AZ 85016
750. MALARIA NO MORE FUND NA PC SEE STATEMENT 2341 EASTLAKE AVE E, SUITE 200 SEATTLE, WA 98101
200,000. MANGU DISPENSARY INTEGRATED AIDS NA PC SEE STATEMENT PROGRAMME THIKA P.O. BOX 6121 THIKA, KENYA 2,899. MANHATTAN CLASS COMPANY INC NA PC SEE STATEMENT 231 W. 29TH ST. STE 303 NEW YORK, NY 10018
75. Total from continuation sheets
923631 04-01-19 54 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient MANHATTAN THEATRE CLUB INC NA PC SEE STATEMENT 311 W 43RD ST 8TH FLOOR NEW YORK, NY 10018
300. MAPLE STREET SCHOOL NA PC SEE STATEMENT 21 LINCOLN ROAD BROOKLYN, NY 10018
150. MARC LUSTGARTEN PANCREATIC CANCER NA PC SEE STATEMENT FOUNDATION 415 CROSSWAYS PARK DRIVE, SUITE D WOODBURY, CT 06798 300. MARC LUSTGARTEN PANCREATIC CANCER NA PC SEE STATEMENT FOUNDATION 415 CROSSWAYS PARK DRIVE, SUITE D WOODBURY, NY 10001 774. MARIST COLLEGE NA PC SEE STATEMENT 3399 NORTH RD POUGHKEEPSIE, NY 10001
180. MARTHAS TABLE NA PC SEE STATEMENT 2375 ELVANS RD., SE WASHINGTON, DC 20001
30,000. MASSACHUSETTS COALITION FOR THE NA PC SEE STATEMENT HOMELESS INC 73 BUFFUM STREET LYNN, NY 10001 3,000. MASSACHUSETTS INSTITUTE OF TECHNOLOGY NA PC SEE STATEMENT 77 MASSACHUSETTS AVENUE, ROOM 3-208 CAMBRIDGE, MA 02101
206,298. MASSACHUSETTS INSTITUTE OF TECHNOLOGY NA PC SEE STATEMENT 77 MASSACHUSETTS AVENUE, ROOM 3-208 CAMBRIDGE, MA 02101
400,000. MAXTUDIO, SNC NA NC SEE STATEMENT PIAZZA MEUCCI 23 ROME, ITALY
10,000. Total from continuation sheets
923631 04-01-19 55 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient MA-YI THEATER COMPANY NA PC SEE STATEMENT 520 8TH AVE, SUITE 309 NEW YORK, NY 10018
75. MEDIC MOBILE, INC. NA PC SEE STATEMENT 3254 19TH STREET, FLOOR TWO SAN FRANCISCO, CA 94016
2,999,759. MELANIE WALKER NONE I SEE STATEMENT 715 SECOND AVENUE 1503 SEATTLE, WA 98104
131,812. MERIDIAN INSTITUTE NA PC SEE STATEMENT 105 VILLAGE PLACE, PO BOX 1829 DILLON, NY 10001
500,000. MERIDIAN INSTITUTE NA PC SEE STATEMENT 105 VILLAGE PLACE, PO BOX 1829 DILLON, NY 10001
263,235. MERIDIAN INSTITUTE NA PC SEE STATEMENT 105 VILLAGE PLACE, PO BOX 1829 DILLON, SC 29044
300,000. MERIDIAN INSTITUTE NA PC SEE STATEMENT PO BOX 1829 DILLON, CO 80435
17,290. MERIDIAN INSTITUTE NA PC SEE STATEMENT PO BOX 1829 DILLON, NY 10001
195,000. METROPOLITAN OPERA ASSOCIATION INC NA PC SEE STATEMENT 30 LINCOLN CENTER NEW YORK, NY 10001
22,500. METROPOLITAN PLANNING COUNCIL NA PC SEE STATEMENT 140 S. DEARBORN STREET, SUITE 1400 CHICAGO, IL 60007
500,000. Total from continuation sheets
923631 04-01-19 56 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient METROWEST YMCA NA PC SEE STATEMENT 280 OLD CONNECTICUT PATH FRAMINGHAM, MI 48334-3738
37,500. MEXICAN AMERICAN LEGAL DEFENSE AND NA PC SEE STATEMENT EDUCATIONAL FUND 634 S SPRING ST 11TH FLOOR LOS ANGELES, CA 90014-3921 15,000. MILKEN INSTITUTE NA PC SEE STATEMENT 1250 FOURTH STREET SANTA MONICA, CA 94016
200,000. MINISTRY OF FINANCE, TRADE, NA GOV SEE STATEMENT INVESTMENT AND ECONOMIC PLANNING LIBERTY HOUSE, P.O. BOX 313 VICTORIA, SEYCHELLES 50,000. MISSOURI BUDGET PROJECT NA PC SEE STATEMENT 1 CAMPBELL PLAZA, SUITE 101 - BUILDING A ST. LOUIS, MO 63101
150,000. MONA FOUNDATION NA PC SEE STATEMENT 218 MAIN ST STE 404 KIRKLAND, NY 10001
234. MONA FOUNDATION NA PC SEE STATEMENT 218 MAIN ST STE 404 KIRKLAND, WA 98033-6108
1,766. MONHEGAN HISTORIAL AND CULTURAL NA PC SEE STATEMENT MUSEUM ASSOCIATION 1 LIGHTHOUSE HILL MONHEGAN, ME 04852-0000 750. MONTCLAIR EMERGENCY SERVICES FOR THE NA PC SEE STATEMENT HOMELESS INC PO BOX 1919 MONTCLAIR, NJ 07042-7919 300. MONTCLAIR FUND FOR EDUCATIONAL NA PC SEE STATEMENT EXCELLENCE INC 22 VALLEY RD MONTCLAIR, NJ 07101 825. Total from continuation sheets
923631 04-01-19 57 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient MOREHEAD-CAIN SCHOLARSHIP FUND NA PC SEE STATEMENT PO BOX 690 CHAPEL HILL, NC 27514
600. MOREHEAD-CAIN SCHOLARSHIP FUND NA PC SEE STATEMENT PO BOX 690 CHAPEL HILL, NC 27514-0690
600. MOUNT SINAI HOSPITAL NA PC SEE STATEMENT ONE GUSTAVE L LEVY PLACE BOX 1049 NEW YORK, NY 10018
300. MUSEUM OF CONTEMPORARY DIASPORAN ARTS NA PC SEE STATEMENT 80 HANSON PLACE, 6TH FLOOR BROOKLYN , NY 10001 12,500. MUSEUM OF FINE ARTS NA PC SEE STATEMENT 465 HUNTINGTON AVE BOSTON, MA 02101
4,500. MUSEUM OF MODERN ART NA PC SEE STATEMENT 11 WEST 53 ST. NEW YORK, NY 10001
249. MUSLIMS GIVING BACK INC NA PC SEE STATEMENT 5218 3RD AVE BROOKLYN, NY 10001
1,125. NAACP LEGAL DEFENSE AND EDUCATIONAL NA PC SEE STATEMENT FUND, INC. 40 RECTOR STREET, 5TH FLOOR NEW YORK, NY 10001 18,750. NATIONAL ACADEMY OF SCIENCES NA PC SEE STATEMENT 500 FIFTH STREET, NW WASHINGTON, DC 20001
10,000. NATIONAL ACADEMY OF SCIENCES NA PC SEE STATEMENT 500 FIFTH STREET, NW WASHINGTON, DC 20001
250,000. Total from continuation sheets
923631 04-01-19 58 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient NATIONAL ACADEMY OF SCIENCES NA PC SEE STATEMENT 500 FIFTH STREET, NW WASHINGTON, DC 20001
250,000. NATIONAL ANATOLIAN SHEPHERD RESCUE NA PC SEE STATEMENT NETWORK PO BOX 2001 HIGLEY, NY 10001 3,000. NATIONAL BREAST CANCER COALITION FUND NA PC SEE STATEMENT 1010 VERMONT AVE. NW SUITE 900 WASHINGTON, DC 20001
300. NATIONAL CAUCUS AND CENTER ON BLACK NA PC SEE STATEMENT AGING INC 1220 L ST NW STE 800 WASHINGTON, DC 20001 750. NATIONAL COMMITTEE FOR RESPONSIVE NA PC SEE STATEMENT PHILANTHROPY 1900 L STREET NW, SUITE 825 WASHINGTON, DC 20036 75,000. NATIONAL EATING DISORDERS ASSOCIATION NA PC SEE STATEMENT 1500 BROADWAY NEW YORK, NY 10001
450. NATIONAL GEOGRAPHIC SOCIETY NA PC SEE STATEMENT 1145 17TH ST NW WASHINGTON, DC 20036-4707
750. NATIONAL IMMIGRATION LAW CENTER NA PC SEE STATEMENT 3450 WILSHIRE BLVD. 108 62 LOS ANGELES, CA 90010
300. NATIONAL KIDNEY FOUNDATION INC NA PC SEE STATEMENT 30 EAST 33RD STREET NEW YORK, NY 10001
1,200. NATIONAL MULTIPLE SCLEROSIS SOCIETY NA PC SEE STATEMENT 733 3RD AVE FL 3 NEW YORK, NY 10001
90. Total from continuation sheets
923631 04-01-19 59 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient NATIONAL OUTDOOR LEADERSHIP SCHOOL NA PC SEE STATEMENT 284 LINCOLN STREET LANDER, WY 82520
750. NATIONAL REDISTRICTING FOUNDATION NA PC SEE STATEMENT PO BOX 7456 WASHINGTON, DC 20001
3,000. NATIONAL WOMENS LAW CENTER NA PC SEE STATEMENT 11 DUPONT CIRCLE, NW, WASHINGTON, DC 20036-1209
50,000. NATURAL RESOURCES DEFENSE COUNCIL, NA PC SEE STATEMENT INC. 40 WEST 20TH STREET NEW YORK, NY 10011 1,212,732. NATURE CONSERVANCY NA PC SEE STATEMENT 4245 NORTH FAIRFAX DRIVE, SUITE 100 ARLINGTON, VA 22203-1606
1,500. NEST M PARENT TEACHERS ASSOCIATION NA PC SEE STATEMENT INC 111 COLUMBIA ST NEW YORK, NY 10001 4,500. NEW AMERICA FOUNDATION NA PC SEE STATEMENT 740 15TH ST NW STE 900 WASHINGTON, DC 20005-1031
9,000. NEW AMERICA FOUNDATION NA PC SEE STATEMENT 740 15TH ST NW STE 900 WASHINGTON, NY 10001
12,000. NEW AMERICA FOUNDATION NA PC SEE STATEMENT 740 15TH STREET NW, SUITE 900 WASHINGTON, DC 20005
10,000. NEW AMERICA FOUNDATION NA PC SEE STATEMENT 740 15TH STREET NW, SUITE 900 WASHINGTON, DC 20005
1,892,500. Total from continuation sheets
923631 04-01-19 60 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient NEW JERSEY POLICY PERSPECTIVE, INC. NA PC SEE STATEMENT 137 WEST HANOVER STREET TRENTON, NJ 07101
100,000. NEW JERSEY SCHOLARS PROGRAM INC NA PC SEE STATEMENT PO BOX 6008 LAWRENCEVILLE, NY 10001
375. NEW LIFE HOME TRUST NA PC SEE STATEMENT LENANA ROAD P.O. BOX 25341 NAIROBI, KENYA
1,000. NEW MEXICO COMMUNITY CAPITAL NA PC SEE STATEMENT 219 CENTRAL AVENUE ALBUQUERQUE , NM 87101 5,000. NEW VENTURE FUND NA PC SEE STATEMENT 1201 CONNECTICUT AVE. NW, SUITE 300 WASHINGTON, DC 20001
1,000,000. NEW VENTURE FUND NA PC SEE STATEMENT 1201 CONNECTICUT AVE. NW, SUITE 300 WASHINGTON, DC 20001
700,000. NEW VENTURE FUND NA PC SEE STATEMENT 1201 CONNECTICUT AVE. NW, SUITE 300 WASHINGTON, DC 20001
250,000. NEW VENTURE FUND NA PC SEE STATEMENT 1201 CONNECTICUT AVE. NW, SUITE 300 WASHINGTON, DC 20001
550,000. NEW VENTURE FUND NA PC SEE STATEMENT 1201 CONNECTICUT AVE. NW, SUITE 300 WASHINGTON, DC 20001
200,000. NEW VENTURE FUND NA PC SEE STATEMENT 1201 CONNECTICUT AVE. NW, SUITE 300 WASHINGTON, DC 20036
7,500,000. Total from continuation sheets
923631 04-01-19 61 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient SEE STATEMENT
NEW VENTURE FUND NA PC 1201 CONNECTICUT AVENUE, NW SUITE 300 WASHINGTON, DC 20036 51,249. NEW WOMEN NEW YORKERS INC NA PC SEE STATEMENT 601 WEST 26TH STREE NEW YORK , NY 10001 12,500. NEW YORK AND PRESBYTERIAN HOSPITAL NA PC SEE STATEMENT 525 E 68TH ST BOX 156 NEW YORK, NY 10001
273. NEW YORK CITY AUDUBON SOCIETY INC NA PC SEE STATEMENT 71 WEST 23RD ST., SUITE 1523 NEW YORK, NY 10001
300. NEW YORK GILBERT SULLIVAN PLAYERS INC NA PC SEE STATEMENT 225 W. 99TH ST. NEW YORK, NY 10001
1,500. NEW YORK LAW SCHOOL NA PC SEE STATEMENT 185 WEST BROADWAY, SUITE E300 NEW YORK, NY 10001
1,170. NEW YORK LAW SCHOOL NA PC SEE STATEMENT 185 WEST BROADWAY, SUITE E300 NEW YORK, NY 10018
5,700. NEW YORK PUBLIC RADIO NA PC SEE STATEMENT 160 VARICK STREET NEW YORK, NY 10001
19,950. NEW YORK PUBLIC RADIO NA PC SEE STATEMENT 160 VARICK STREET NEW YORK, NY 10018
2,085. NEW YORK SHAKESPEARE FESTIVAL NA PC SEE STATEMENT 425 LAFAYETTE ST NEW YORK, NY 10001
1,770. Total from continuation sheets
923631 04-01-19 62 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient NEW YORK THEATRE WORKSHOP INC NA PC SEE STATEMENT 83 E 4TH ST NEW YORK, NY 10001
3,300. NEW YORK UNIVERSITY NA PC SEE STATEMENT 25 WEST 4TH STREET, 4TH FLOOR NEW YORK, NY 10001
28,500. NEW YORK UNIVERSITY NA PC SEE STATEMENT 25 WEST 4TH STREET, 4TH FLOOR NEW YORK, NY 10018
7,500. NEWARK ALLIANCE, INC. NA PC SEE STATEMENT 60 PARK PLACE, SUITE 604 NEWARK, NJ 07101
67,000. NEWARK PUBLIC RADIO INC NA PC SEE STATEMENT 54 PARK PL NEWARK, NJ 07102-4302
750. NEWS DEEPLY, INC. NA NC SEE STATEMENT 115 FIFTH AVE., 6TH FLOOR NEW YORK, NY 10003
100,000. NONPROFIT FINANCE FUND NA PC SEE STATEMENT 5 HANOVER SQUARE, 9TH FLOOR NEW YORK, NY 10004
50,000. NON-PROFIT TECHNOLOGY ENTERPRISE NA PC SEE STATEMENT NETWORK 621 SW ALDER STREET PORTLAND, OR 97205-3634 120. NON-PROFIT TECHNOLOGY ENTERPRISE NA PC SEE STATEMENT NETWORK 621 SW ALDER STREET PORTLAND, OR 97035 170. NORTH SHORE ANIMAL LEAGUE AMERICA INC NA PC SEE STATEMENT 25 DAVIS AVE PORT WASHINGTON, NY 11050
750. Total from continuation sheets
923631 04-01-19 63 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient NORTHEASTERN UNIVERSITY NA PC SEE STATEMENT 405 LAKE HALL BOSTON, MA 02101
500,000. NORTHERN CALIFORNIA VIPASSANA CENTER NA PC SEE STATEMENT PO BOX 265 COBB, NY 10001
1,800. NORTHWESTERN UNIVERSITY NA PC SEE STATEMENT 1201 DAVIS ST., RM. 1-400 EVANSTON, IL 60007
38,870. NORTHWESTERN UNIVERSITY NA PC SEE STATEMENT 633 CLARK STREET EVANSTON, IL 60007
147,420. NOVAK DJOKOVIC FOUNDATION USA NA PC SEE STATEMENT SUITE 16, 8401 CHAGRIN ROAD CHAGRIN FALLS, OH 44023
300. OASIS OPEN NA NC SEE STATEMENT 35 CORPORATE DRIVE, SUITE 150 BURLINGTON, NY 10001
160,000. OBERLIN COLLEGE NA PC SEE STATEMENT 173 W LORAIN ST OBERLIN, NY 10001
3,000. OPEN AGRICULTURE FOUNDATION NA PC SEE STATEMENT 29 CLIFTON HEIGHTS LANE MARBLEHEAD, NY 10001
200,000. OPPORTUNITY FINANCE NETWORK NA PC SEE STATEMENT 123 S BROAD STREET, PHILADELPHIA, PA 19019
200,000. ORPHEUS CHAMBER ORCHESTRA INC NA PC SEE STATEMENT 490 RIVERSIDE DRIVE 11TH FLOOR NEW YORK, NY 10001
37,500. Total from continuation sheets
923631 04-01-19 64 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient PACT INSTITUTE, INC. NA PC SEE STATEMENT 1828 L STREET, NW, SUITE 300 WASHINGTON, DC 20001
3,000,000. PACT INSTITUTE, INC. NA PC SEE STATEMENT 1828 L STREET, NW, SUITE 300 WASHINGTON, DC 20001
1,000,000. PAGE SEVENTY-THREE PRODUCTIONS INC NA PC SEE STATEMENT 80 HANSON PLACE, 6TH FLOOR BROOKLYN, NY 10018
450. PAN MASSACHUSETTS CHALLENGE, INC NA PC SEE STATEMENT 77 4TH AVENUE NEEDHAM, NY 10001
1,890. PANZI FOUNDATION NA PC SEE STATEMENT 5185 MACARTHUR BLVD. NW, WASHINGTON, DC 20001
150,000. PARC INC PLAINVILLE NA PC SEE STATEMENT PO BOX 15 PLAINVILLE, NY 10001
2,265. PARKINSONS FOUNDATION INC NA PC SEE STATEMENT 1359 BROADWAY STE 1509 NEW YORK, NY 10001
300. PARTNERSHIP FOR PUBLIC SERVICE, INC. NA PC SEE STATEMENT 1100 NEW YORK AVENUE NW, SUITE 1090 EAST WASHINGTON, DC 20005
250,000. PATH NA PC SEE STATEMENT 2201 WESTLAKE AVE, SUITE 200 SEATTLE, WA 98101
300,000. PATH NA PC SEE STATEMENT 2201 WESTLAKE AVE, SUITE 200 SEATTLE, WA 98121
238,805. Total from continuation sheets
923631 04-01-19 65 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient PEAK GRANTMAKING NA PC SEE STATEMENT 1666 K. STREET WASHINGTON , DC 20001 10,000. PENNINGTON SCHOOL NA PC SEE STATEMENT 112 W DELAWARE AVE PENNINGTON, NY 10001
3,000. PERSON TO PERSON INC NA PC SEE STATEMENT 1864 POST RD DARIEN, NY 10001
3,000. PETS ARE WONDERFUL SUPPORT INC NA PC SEE STATEMENT 134 W. 29TH STREET NEW YORK, NY 10018
300. PHILABUNDANCE NA PC SEE STATEMENT 3616 S GALLOWAY ST PHILADELPHIA, PA 19019
3,000. PHILADELPHIA OUTWARD BOUND CENTER NA PC SEE STATEMENT 3401 RESERVOIR DR PHILADELPHIA, PA 19019
300. PHILANTHROPY NEW YORK INC NA PC SEE STATEMENT 320 EAST 43RD STREET NEW YORK, NY 10001
360. PHILANTHROPY NEW YORK INC NA PC SEE STATEMENT 320 EAST 43RD STREET NEW YORK, NY 10018
750. PHILANTHROPY NEW YORK, INC. NA PC SEE STATEMENT 320 EAST 43RD STREET NEW YORK, NY 10001
40,000. PHYSICIANS FOR REPRODUCTIVE HEALTH NA PC SEE STATEMENT INC 1430 BROADWAY, SUITE 1614 NEW YORK, NY 10001 2,850. Total from continuation sheets
923631 04-01-19 66 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient PIERPONT MORGAN LIBRARY NA PC SEE STATEMENT 225 MADISON AVENUE NEW YORK, NY 10001
270. PIONEER ELEMENTARY SCHOOL NA PC SEE STATEMENT 32737 BEL AIRE STREET UNION CITY, NY 10001
1,800. PLANET LABS INC. NA NC SEE STATEMENT 645 HARRISON ST., 4TH FLOOR SAN FRANCISCO, CA 94016
175,000. PLANNED PARENTHOOD FEDERATION OF NA PC SEE STATEMENT AMERICA 123 WILLIAM STREET, 10TH FL. NEW YORK, NY 10018 3,150. PLANNED PARENTHOOD FEDERATION OF NA PC SEE STATEMENT AMERICA 123 WILLIAM STREET, 10TH FL. NEW YORK, NY 10001 1,725. PLANNED PARENTHOOD OF GREATER NEW NA PC SEE STATEMENT YORK, INC. 26 BLEECKER ST NEW YORK, NY 10001 3,000. PORT WASHINGTON FIRE DEPARTMENT INC NA PC SEE STATEMENT 423 PORT WASHINGTON BLVD PRT WASHINGTN, NY 11050
750. PORT WASHINGTON LIBRARY FOUNDATION NA PC SEE STATEMENT INC 1 LIBRARY DR PRT WASHINGTN, NY 11050 300. POST ROAD FOUNDATION NA PC SEE STATEMENT 1999 HARRISON STREET, SUITE 1800 OAKLAND, CA 94016
299,853. POST ROAD FOUNDATION NA PC SEE STATEMENT 1999 HARRISON STREET, SUITE 1800 OAKLAND, CA 94612
30,000. Total from continuation sheets
923631 04-01-19 67 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient POWER FOR ALL NA PC SEE STATEMENT 1012 TORNEY AVE, SAN FRANCISCO, CA 94106
500,000. POWER FOR ALL NA PC SEE STATEMENT 1012 TORNEY AVE, TIDES COWORKING CO POWER FOR ALL, SAN FRANCISCO, CA 94016 250,000. POWER FOR ALL NA PC SEE STATEMENT 1012 TORNEY AVE, TIDES COWORKING CO POWER FOR ALL SAN FRANCISCO, CA 94129 250,000. PRABHAT EDUCATION FOUNDATION NA PC SEE STATEMENT B1002 RUSHIN TOWERS, OPP STAR BAZAAR, GUJARAT, INDIA 380015
10,000. PRESBYTERIAN CHURCH OF UPPER NA PC SEE STATEMENT MONTCLAIR 53 NORWOOD AVE MONTCLAIR, NJ 07043 19,920. PRESBYTERIAN CHURCH OF UPPER NA PC SEE STATEMENT MONTCLAIR 53 NORWOOD AVE MONTCLAIR, NJ 07101 21,600. PRESIDENT AND FELLOWS OF HARVARD NA PC SEE STATEMENT COLLEGE 1350 MASSACHUSETTS AVENUE, CAMBRIDGE, MA 02138 30,000. PRESIDENT AND FELLOWS OF HARVARD NA PC SEE STATEMENT COLLEGE 1350 MASSACHUSETTS AVENUE CAMBRIDGE, MA 02138 251,261. PRESIDENTS AND FELLOWS OF HARVARD NA PC SEE STATEMENT COLLEGE 124 MOUNT AUBURN STREET - 5TH FLOOR CAMBRIDGE, MA 02138 10,500. PRI ASSOCIATION NA PC SEE STATEMENT 25 CAMPERDOWN STREET, 5TH FLOOR LONDON, UNITED KINGDOM
15,606. Total from continuation sheets
923631 04-01-19 68 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient PRINCETON DAY SCHOOL INC NA PC SEE STATEMENT PO BOX 75 PRINCETON, NY 10001
450. PRINCETON PROJECT 55 INC NA PC SEE STATEMENT 12 STOCKTON ST PRINCETON, NY 10001
3,000. PRO PUBLICA INC NA PC SEE STATEMENT 155 AVENUE OF THE AMERICAS NEW YORK, NY 11050
300. PROJECT OF EASTON INC NA PC SEE STATEMENT 320 FERRY ST EASTON, PA 19019
750. PROSPECT PARK ALLIANCE NA PC SEE STATEMENT 95 PROSPECT PARK W BROOKLYN, NY 10001
1,500. PROVIDENCE COMMUNITY LIBRARY NA PC SEE STATEMENT PO BOX 9267 PROVIDENCE, NY 10001
618. PULITZER CENTER ON CRISIS REPORTING NA PC SEE STATEMENT 1779 MASSACHUSETTS AVENUE, NW, WASHINGTON, DC 20001
375,000. PUSHKIN INDUSTRIES, INC. NA NC SEE STATEMENT C/O JACOB WEISBERG, 142 DUANE STREET, 2A NEW YORK, NY 10001
346,250. PYXERA GLOBAL INC. NA PC SEE STATEMENT 1030 15TH STREET NW, SUITE 730 EAST WASHINGTON, DC 20005
100,000. QUANTIFIED VENTURES LLC NA NC SEE STATEMENT 1875 CONNECTICUT AVENUE NW, 10TH FLOOR WASHINGTON, DC 20009
12,500. Total from continuation sheets
923631 04-01-19 69 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient QUEENS UNIVERSITY OF CHARLOTTE NA PC SEE STATEMENT 1900 SELWYN AVE CHARLOTTE, NC 27514
37,911. QUEENS UNIVERSITY OF CHARLOTTE NA PC SEE STATEMENT 1900 SELWYN AVE CHARLOTTE, NC 28105
9,000. RAILS TO TRAILS CONSERVANCY NA PC SEE STATEMENT 2121 WARD CT NW FL 5 WASHINGTON, DC 20001
300. RAINFOREST ALLIANCE NA PC SEE STATEMENT 125 BROAD ST NEW YORK, NY 10001
150. REFUGEE AND IMMIGRANT CENTER FOR NA PC SEE STATEMENT EDUCATION AND LEGAL SERVICES (RAICES) 1305 N. FLORES STREET SAN ANTONIO, TX 78006 540. REFUGEE AND IMMIGRANT FUND NA PC SEE STATEMENT 3818 BROADWAY ASTORIA , NY 10001 12,500. REINVESTMENT PARTNERS NA PC SEE STATEMENT 110 E GEER ST DURHAM, NC 27514
200,000. RESCUE DOGS ROCK INC NA PC SEE STATEMENT 401 E 89TH ST APT 3K NEW YORK, NY 10001
150. RESOLUTION PROJECT INC NA PC SEE STATEMENT 420 LEXINGTON AVENUE, SUITE 1626-27 NEW YORK, NY 10001
1,000. RESULTS FOR DEVELOPMENT INSTITUTE, NA PC SEE STATEMENT INC. 1111 19TH STREET, NW, SUITE 700 WASHINGTON, DC 20001 30,000. Total from continuation sheets
923631 04-01-19 70 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient RESULTS FOR DEVELOPMENT INSTITUTE, NA PC SEE STATEMENT INC. 1111 19TH STREET, NW, SUITE 700 WASHINGTON, DC 20001 100,000. RESULTS FOR DEVELOPMENT INSTITUTE, NA PC SEE STATEMENT INC. 1111 19TH STREET, NW, SUITE 700 WASHINGTON, DC 20001 250,056. RIGHT TO THE CITY ALLIANCE INC NA PC SEE STATEMENT 388 ATLANTIC AVE STE 2 BROOKLYN, NY 10001
300. RIVERKEEPER, INC. NA PC SEE STATEMENT 20 SECOR RD OSSINING, NY 10520
3,000. ROBERT F. KENNEDY HUMAN RIGHTS NA PC SEE STATEMENT 88 PINE STREET NEW YORK , NY 10001 5,000. ROBIN HOOD FOUNDATION NA PC SEE STATEMENT 826 BROADWAY FL 9 NEW YORK, NY 10001
750. SEE STATEMENT ROCKEFELLER PHILANTHROPY ADVISORS, NA PC INC. 6 WEST 48TH STREET 10TH FLOOR NEW YORK, NY 10036 181,874. ROCKEFELLER PHILANTHROPY ADVISORS, NA PC SEE STATEMENT INC. 6 WEST 48TH STREET, NEW YORK, NY 10001 50,000. ROCKEFELLER PHILANTHROPY ADVISORS, NA PC SEE STATEMENT INC. 6 WEST 48TH STREET, NEW YORK, NY 10001 445,000. ROCKEFELLER PHILANTHROPY ADVISORS, NA PC SEE STATEMENT INC. 6 WEST 48TH STREET, NEW YORK, NY 10001 150,000. Total from continuation sheets
923631 04-01-19 71 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient ROCKEFELLER PHILANTHROPY ADVISORS, NA PC SEE STATEMENT INC. 6 WEST 48TH STREET, NEW YORK, NY 10001 8,000,000. ROCKEFELLER PHILANTHROPY ADVISORS, NA PC SEE STATEMENT INC. 6 WEST 48TH STREET, 10TH FLOOR NEW YORK, NY 10036 250,000. ROCKEFELLER PHILANTHROPY ADVISORS, NA PC SEE STATEMENT INC. 6 WEST 48TH STREET, 10TH FLOOR NEW YORK, NY 10036 2,265,116. ROCKEFELLER PHILANTHROPY ADVISORS, NA PC SEE STATEMENT INC. 6 WEST 48TH STREET, 10TH FLOOR NEW YORK, NY 10001 2,000,000. ROCKEFELLER PHILANTHROPY ADVISORS, NA PC SEE STATEMENT INC. 6 WEST 48TH STREET, 10TH FLOOR NEW YORK, NY 10001 1,000,000. ROCKEFELLER PHILANTHROPY ADVISORS, NA PC SEE STATEMENT INC. 6 WEST 48TH STREET, 10TH FLOOR NEW YORK, NY 10001 500,000. ROYAL INSTITUTE OF INTERNATIONAL NA PC SEE STATEMENT AFFAIRS 10 ST. JAMESS SQUARE LONDON, UNITED KINGDOM 21,957. RUTGERS UNIVERSITY FOUNDATION NA PC SEE STATEMENT 335 GEORGE STREET NEW BRUNSWICK, NJ 07101
7,500. SAFE HAVEN ANIMAL SHELTER AND NA PC SEE STATEMENT WILDLIFE CENTER 14 SCRIBO LN WAPPINGERS , NY 10001 75. SAFE PASSAGE PROJECT CORPORATION NA PC SEE STATEMENT 185 W BROADWAY NEW YORK, NY 10001
840. Total from continuation sheets
923631 04-01-19 72 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient SAMBODHI RESEARCH AND COMMUNICATIONS NA NC SEE STATEMENT PRIVATE LIMITED C - 126, SECTOR 2, NOIDA UTTAR PRADESH, INDIA 200,000. SAN DIEGO WORKFORCE PARTNERSHIP, INC. NA PC SEE STATEMENT 9246 LIGHTWAVE AVENUE, SUITE 210 SAN DIEGO, CA 94016
450,000. SANCTUARY FOR FAMILIES INC NA PC SEE STATEMENT P.O. BOX 1406, WALL STREET STATION NEW YORK, NY 10001
750. SANDY HOOK PROMISE FOUNDATION NA PC SEE STATEMENT PO BOX 3489 NEWTOWN, NY 10001
300. SCHOLARS OF SUSTENANCE FOUNDATION NA PC SEE STATEMENT 77 LAN LUANG ROAD, WAR SOMMNAT, POM PRAP SATTRU PHAI BANGKOK , THAILAND 10,000. SEA ISLANDS HUNGER AWARENESS NA PC SEE STATEMENT FOUNDATION PO BOX 268 JOHNS ISLAND, NY 10001 600. SEA ISLANDS HUNGER AWARENESS NA PC SEE STATEMENT FOUNDATION PO BOX 268 JOHNS ISLAND, NY 10001 1,200. SEABROOK ISLAND GREEN SPACE NA PC SEE STATEMENT CONSERVANCY PO BOX 185 JOHNS ISLAND, NY 10001 600. SEED SYSTEMS GROUP, INC. NA PC SEE STATEMENT 1209 ORANGE STREET WILMINGTON, NC 27514
300,000. SHACK DWELLERS INTERNATIONAL NA PC SEE STATEMENT NO 4 SEYMOUR STREET, OBSERVATORY CAPE TOWN, SOUTH AFRICA
25,000. Total from continuation sheets
923631 04-01-19 73 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient SHELL FOUNDATION NA NC SEE STATEMENT SHELL CENTRE LONDON, UNITED KINGDOM
250,000. SHINING HOPE FOR COMMUNITIES INC. NA PC SEE STATEMENT 175 VARICK STREET, 5TH FLOOR NEW YORK, NY 10001
150,000. SHOOTOUT FOR SOLDIERS INC NA PC SEE STATEMENT 19 ROLLING ACRES WAY REISTERSTOWN, NY 10001
150. SIDWELL FRIENDS SCHOOL NA PC SEE STATEMENT 3825 WISCONSIN AVE NW WASHINGTON, DC 20001
750. SIERRA CLUB FOUNDATION NA PC SEE STATEMENT 2101 WEBSTER STREET, SUITE 1250 OAKLAND, CA 94106
3,000. SKOWHEGAN SCHOOL OF PAINTING AND NA PC SEE STATEMENT SCULPTURE INC 136 WEST 22ND STREET NEW YORK, NY 10001 57,000. SMART GROWTH AMERICA NA PC SEE STATEMENT 1152 15TH STREET NW, SUITE 450 WASHINGTON, DC 20001
400,000. SMITHSONIAN INSTITUTION NA PC SEE STATEMENT P.O. BOX 37012, MRC 712 WASHINGTON, DC 20001
3,000. SOCIAL FINANCE, INC. NA PC SEE STATEMENT 10 MILK STREET, SUITE 1010 BOSTON, MA 02101
180,000. SOCIAL PROGESS IMPERATIVE INC NA PC SEE STATEMENT 2101 L ST NW STE 800 WASHINGTON, DC 20001
16,380. Total from continuation sheets
923631 04-01-19 74 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient SOCIAL PROGESS IMPERATIVE INC NA PC SEE STATEMENT 2101 L ST NW STE 800 WASHINGTON, DC 20001
3,120. SOCIAL TEES ANIMAL RESCUE FOUNDATION NA PC SEE STATEMENT 443 EAST 9TH ST NEW YORK, NY 10001
75. SOLACE HOUSE INC. NA PC SEE STATEMENT 1040 JACKSON AVENUE LONG ISLAND CITY, NY 10001
600. SOLID GROUND WASHINGTON NA PC SEE STATEMENT 1501 N 45TH STREET SEATTLE, WA 98101
500,000. SOLIDARIET KENYA ONLUS NA PC SEE STATEMENT VIA G. MAZZINI 18/C ERBA, ITALY
38,419. SOLIDARIET KENYA ONLUS NA PC SEE STATEMENT VIA G. MAZZINI 18/C FAIRFAX, VA 22031
41,701. SOUTHAMPTON FRESH AIR HOME NA PC SEE STATEMENT 36 BARKERS ISLAND ROAD SOUTHAMPTON, NY 10001
3,000. SOUTHERN POVERTY LAW CENTER INC NA PC SEE STATEMENT 400 WASHINGTON AVE MONTGOMERY, NY 10001
300. SOUTHERN POVERTY LAW CENTER NA PC SEE STATEMENT 400 WASHINGTON AVENUE MONTGOMERY, AL 36104
35,526. SOUTHSIDE HARM REDUCTION SERVICES NA PC SEE STATEMENT 2214 11TH AVE S MINNEAPOLIS, MN 55111
300. Total from continuation sheets
923631 04-01-19 75 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient SPANNOCCHIA FOUNDATION NA PC SEE STATEMENT 160 B LARRABEE ROAD BLDG B STE 1 WESTBROOK, NY 10001
75. SPCA OF WESTCHESTER NA PC SEE STATEMENT 590 N STATE RD BRIARCLIFF, NY 10001
300. SPEAK UP AFRICA, INC NA PC SEE STATEMENT 215 PARK AVE SOUTH, 11TH FLOOR NEW YORK, NY 10001
300,000. SPECIAL OLYMPICS CONNECTICUT INC NA PC SEE STATEMENT 2666 STATE ST STE 1 HAMDEN, NY 10001
300. SPECIAL OLYMPICS CONNECTICUT INC NA PC SEE STATEMENT 2666 STATE ST STE 1 HAMDEN, NY 10001
300. SPECIAL OLYMPICS NEW JERSEY, INC NA PC SEE STATEMENT 1 EUNICE KENNEDY SHRIVER WAY LAWRENCEVILLE, NY 10001
225. SPELMAN COLLEGE NA PC SEE STATEMENT 530 SPELMAN LANE, S.W. BOX 1551 ATLANTA, GA 30316
500,000. SQ FOUNDATION NA PC SEE STATEMENT SQ FOUNDATION AND AGMB / BILL ABRAMS LOS ANGELES, CA 90001
150. ST RAPHAEL CHURCH NA PC SEE STATEMENT 600 NEWBRIDGE RD EAST MEADOW, NY 10001
3,255. ST RAPHAEL CHURCH NA PC SEE STATEMENT 600 NEWBRIDGE RD EAST MEADOW, NY 10001
1,995. Total from continuation sheets
923631 04-01-19 76 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient ST WILLIAM THE ABBOT ROMAN CATHOLIC NA PC SEE STATEMENT CHURCH 2000 JACKSON AVE SEAFORD, NY 10001 12,450. ST. BALDRICKS FOUNDATION NA PC SEE STATEMENT 1333 SOUTH MAYFLOWER AVENUE SUITE 400 MONROVIA, NY 10001
450. ST. BALDRICKS FOUNDATION NA PC SEE STATEMENT 1333 SOUTH MAYFLOWER AVENUE SUITE 400 MONROVIA, NY 10001
300. ST. JUDE CHILDRENS RESEARCH HOSPITAL NA PC SEE STATEMENT 501 ST. JUDE PLACE MEMPHIS, TN 37501
375. ST. LOUIS DEVELOPMENT CORPORATION NA NC SEE STATEMENT 1520 MARKET STREET, ST. LOUIS, MO 63101
200,000. ST. LUKES EPISCOPAL CHURCH NA PC SEE STATEMENT 1864 POST ROAD DARIEN, NY 10001
4,500. ST. MARYS HOSPITAL FOR CHILDREN NA PC SEE STATEMENT 2901 216TH ST BAYSIDE, NY 10001
750. ST. URSULA SCHOOL NA PC SEE STATEMENT 8900 HARFORD ROAD BALTIMORE, MD 21201
75. STONEWALL COMMUNITY FUND NA PC SEE STATEMENT 446 WEST 33RD RD NEW YORK , NY 10001 10,000. STONEWALL COMMUNITY FUND NA PC SEE STATEMENT 1270 BROADWAY RM 501 NEW YORK, NY 10001
4,350. Total from continuation sheets
923631 04-01-19 77 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient STRATHMORE EDUCATIONAL TRUST NA PC SEE STATEMENT P.O BOX 25469-00603 LAVINGTON NAIROBI, KENYA
2,561. STRATHMORE UNIVERSITY NA PC SEE STATEMENT MADARAKA ESTATE, OLE SANGALE RD NAIROBI, KENYA
2,207. STRATHMORE UNIVERSITY NA PC SEE STATEMENT MADARAKA ESTATE, OLE SANGALE RD NAIROBI, KENYA
5,384. STUDIO MUSEUM IN HARLEM INC NA PC SEE STATEMENT 144 W 125TH STREET NEW YORK, NY 10001
7,500. STUDIO MUSEUM IN HARLEM INC NA PC SEE STATEMENT 144 W 125TH STREET NEW YORK, NY 10001
18,750. SUSTAINABLE ENERGY FOR ALL VEREIN FUR NA NC SEE STATEMENT NACHHALTIGE ENERGIE ANDROMEDA TOWER 15TH FLOOR, DONAN CITY STRASSE 61120 VIENNA, AUSTRIA 500,000. TAHIRIH JUSTICE CENTER NA PC SEE STATEMENT 6402 ARLINGTON BLVD, SUITE 300 FALLS CHURCH, NY 10001
9,000. TAHIRIH JUSTICE CENTER NA PC SEE STATEMENT 6402 ARLINGTON BLVD, SUITE 300 FALLS CHURCH, NY 10001
3,000. TAP CANCER OUT INC NA PC SEE STATEMENT 2 ENTERPRISE DR STE 307 SHELTON, NY 10001
75. TEANECK COMMUNITY CHORUS NA PC SEE STATEMENT 1100 CAMBRIDGE RD TEANECK, NY 10001
2,100. Total from continuation sheets
923631 04-01-19 78 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient TEANECK COMMUNITY CHORUS NA PC SEE STATEMENT 1100 CAMBRIDGE RD TEANECK, NY 10001
1,050. TECHNOSERVE, INC. NA PC SEE STATEMENT 1120 19TH STREET NW, WASHINGTON, DC 20036
800,000. TECHNOSERVE, INC. NA PC SEE STATEMENT 1120 19TH STREET NW, WASHINGTON, DC 20036
438,171. TECHNOVATION NA PC SEE STATEMENT 532 W. 22ND STREET LOS ANGELES, CA 90001
100. TECTONIC THEATER PROJECT INC NA PC SEE STATEMENT 520 8TH AVENUE NEW YORK, NY 10001
220. THE 24 HOUR PLAYS NA PC SEE STATEMENT 151 BANK STREET NEW YORK , NY 10001 12,500. THE ADMINISTRATORS OF THE TULANE NA PC SEE STATEMENT EDUCATIONAL FUND PO BOX 61075 NEW ORLEANS, LA 70032 90,000. THE ASIA SOCIETY NA PC SEE STATEMENT 725 PARK AVENUE NEW YORK, NY 10001
200,000. THE BARACK OBAMA FOUNDATION NA PC SEE STATEMENT 5235 S. HARPER COURT CHICAGO, IL 40503
9,000. THE BOARD OF TRUSTEES OF THE LELAND NA PC SEE STATEMENT STANFORD JUNIOR UNIVERSITY 450 SERRA MALL STANFORD, CA 94305-2004 107,474. Total from continuation sheets
923631 04-01-19 79 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient THE BOARD OF TRUSTEES OF THE LELAND NA PC SEE STATEMENT STANFORD JUNIOR UNIVERSITY 450 SERRA MALL STANFORD, CA 94305-2004 200,000. THE BORLAUG TRAINING FOUNDATION NA PC SEE STATEMENT 1 NORTH JEFFERSON ST. LOUIS , MO 63101 25,000. THE BOSTON FOUNDATION NA PC SEE STATEMENT 75 ARLINGTON STREET BOSTON , MA 02101 20,000. THE CARNEGIE HALL CORPORATION NA PC SEE STATEMENT 881 SEVENTH STREET NEW YORK , NY 10001 30,000. THE CENTER FOR EFFECTIVE NA PC SEE STATEMENT PHILANTHROPY, INC. 675 MASSACHUSETTS AVENUE, 7TH FLOOR CAMBRIDGE, MA 02101 100,000. THE CHILDRENS HEALTH FUND NA PC SEE STATEMENT P.O. BOX 572 NEW YORK, NY 10001
108. THE CITIZENS FOUNDATION USA NA PC SEE STATEMENT 2425 TOUHY AVE ELK GROVE VLG, NY 10001
1,950. THE COMMONS PROJECT FOUNDATION NA NC SEE STATEMENT 1 WEST 67TH STREET, 301 NEW YORK, NY 10001
300,000. THE COMMUNITY FUND OF DARIEN NA PC SEE STATEMENT PO BOX 926 DARIEN, NY 10001
450. THE DAVID SHELDRICK WILDLIFE TRUST NA PC SEE STATEMENT USA INC 25283 CABOT RD. SUITE 101 LAGUNA HILLS, CA 94106 309. Total from continuation sheets
923631 04-01-19 80 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient THE DOCUMENTARY GROUP, LLC NA NC SEE STATEMENT 114 WEST 26TH STREET, 7TH FLOOR, NEW YORK, NY 10001
260,600. THE DOCUMENTARY GROUP, LLC NA NC SEE STATEMENT 114 WEST 26TH STREET, 7TH FLOOR NEW YORK, NY 10001
129,420. THE EDNA ST VINCENT MILLAY SOCIETY C NA PC SEE STATEMENT O ELIZABETH BARNETT PO BOX 2 AUSTERLITZ, NY 10001 150. THE ELWYN FOUNDATION NA PC SEE STATEMENT 111 ELWYN RD ELWYN, NY 10001
155. THE ENERGY FOR GROWTH HUB NA PC SEE STATEMENT 2055 L STREET NW WASHINGTON, DC, DC 20001
250,000. THE ENERGY FOR GROWTH HUB NA PC SEE STATEMENT 2055 L STREET NW WASHINGTON, DC, DC 20001
1,000,000. THE ENTERPRISE CENTER NA PC SEE STATEMENT 4548 MARKET PLACE PHILADELPHIA , PA 19019 10,000. THE FREEDOM FUND NA PC SEE STATEMENT 215 PARK AVE S, 11TH FLOOR OFFICE 49 NEW YORK, NY 10001
1,050. THE FRESH AIR FUND NA PC SEE STATEMENT 633 THIRD AVENUE NEW YORK, NY 10001
300. THE FRIENDS OF HARLEM HOSPITAL, INC. NA PC SEE STATEMENT 506 LENOX AVENUE NEW YORK , NY 10001 75,000. Total from continuation sheets
923631 04-01-19 81 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient THE GLOBAL ALLIANCE FOR TB DRUG NA PC SEE STATEMENT DEVELOPMENT, INC. 40 WALL STREET, NEW YORK, NY 10001 250,000. THE GLOBAL DEVELOPMENT INCUBATOR, NA PC SEE STATEMENT INC. 1401 K STREET, NW, SUITE 900 WASHINGTON, DC 20001 100,000. THE GLOBAL STEERING GROUP FOR IMPACT NA PC SEE STATEMENT INVESTMENT 32 HAMPSTEAD HIGH STREET, LONDON, UNITED KINGDOM 50,000. THE GLOBAL STEERING GROUP FOR IMPACT NA PC SEE STATEMENT INVESTMENT 32 HAMPSTEAD HIGH STREET, NW3 1QD, LONDON, UNITED KINGDOM 400,000. THE LEUKEMIA AND LYMPHOMA SOCIETY NA PC SEE STATEMENT (LLS) 3 INTERNATIONAL DRIVE, SUITE 200 RYE BROOK, NY 10001 150. THE METROPOLITAN MUSEUM OF ART NA PC SEE STATEMENT 1000 FIFTH AVENUE NEW YORK, NY 10001
210. THE MIAMI FOUNDATION INC. NA PC SEE STATEMENT 40 NW 3RD STREET, SUITE 305 MIAMI, FL 33128
100,000. THE MULTIPLE MYELOMA RESEARCH NA PC SEE STATEMENT FOUNDATION INC P.O. BOX 414238 BOSTON, MA 02101 30,000. THE MULTIPLE MYELOMA RESEARCH NA PC SEE STATEMENT FOUNDATION INC P.O. BOX 414238 BOSTON, MA 02101 30,000. THE ONE CAMPAIGN NA PC SEE STATEMENT 1299 PENNSYLVANIA AVENUE, NW, SUITE 400 WASHINGTON, DC 20001
250,000. Total from continuation sheets
923631 04-01-19 82 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient THE ONE CAMPAIGN NA PC SEE STATEMENT 1400 EYE STREET, NW, SUITE 600 WASHINGTON, DC 20005
4,500. THE PARENT TEACHER ASSOCIATION OF PS NA PC SEE STATEMENT 41 MANHATTAN 116 W 11TH ST NEW YORK, NY 10001 22,500. THE POND THEATRE COMPANY INC NA PC SEE STATEMENT C/O LILY DORMENT 370 WASHINGTON AVE BROOKLYN, NY 10001
225. THE ROXBURY LATIN SCHOOL INC NA PC SEE STATEMENT 101 SAINT THERESA AVE WEST ROXBURY, NY 10001
1,275. THE SYNERGOS INSTITUTE, INC. NA PC SEE STATEMENT 3 EAST 54TH STREET, 14TH FLOOR NEW YORK, NY 10001
60,000. THE TASK FORCE FOR GLOBAL HEALTH, INC NA PC SEE STATEMENT 325 SWANTON WAY DECATUR, GA 30316
100,000. THE TRUSTEES OF COLUMBIA UNIVERSITY NA PC SEE STATEMENT IN THE CITY OF NY 202 LOW MEMORIAL LIBRARY, 535 W 116TH STREET NEW YORK, NY 10027 300,000. THE UNIVERSITY OF THE INCARNATE WORD NA PC SEE STATEMENT 4301 BROADWAY ST, CPO 317 SAN ANTONIO, TX 78006
3,000. THE URBAN INSTITUTE NA PC SEE STATEMENT 2100 M STREET, N.W. WASHINGTON, DC 20037
1,000,000. THE WORKERS LAB NA PC SEE STATEMENT 1111 BROADWAY, FLOOR 3 OAKLAND, CA 94016
500,000. Total from continuation sheets
923631 04-01-19 83 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient THEATER LABRADOR INC NA PC SEE STATEMENT 25 BROADWAY 9TH FL NEW YORK, NY 10001
150. THREE JEWELS OUTREACH CENTER INC NA PC SEE STATEMENT 5 E 3RD ST NEW YORK, NY 10001
324. TISBEST PHILANTHROPY NA PC SEE STATEMENT 317 S. BENNETT ST SEATTLE, WA 98101
803. TOTAL IMPACT ADVISORS LLC NA NC SEE STATEMENT 4800 MONTGOMERY LANE, SUITE 630 BETHESDA, MD 20810
345,847. TOUGALOO COLLEGE NA PC SEE STATEMENT 500 WEST COUNTY LINE ROAD TOUGALOO, MS 39174
480. TRANSFAIR USA NA PC SEE STATEMENT 1500 BROADWAY, SUITE 400 OAKLAND, CA 94612
200,000. TRINITY COLLEGE NA PC SEE STATEMENT 300 SUMMIT STREET HARTFORD, CT 06161
3,000. TROOPER SANDERS NONE I SEE STATEMENT 631 D STREET NW, WASHINGTON, DC 20004
120,000. TRUSTEES OF BOSTON UNIVERSITY NA PC SEE STATEMENT 881 COMMONWEALTH AVENUE BOSTON, MA 02101
50,000. TRUSTEES OF BOSTON UNIVERSITY NA PC SEE STATEMENT 881 COMMONWEALTH AVENUE BOSTON, MA 02101
1,500,000. Total from continuation sheets
923631 04-01-19 84 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient TRUSTEES OF COLUMBIA UNIVERSITY IN NA PC SEE STATEMENT THE CITY OF NEW YORK 622 WEST 113TH STREET, MC 4524 NEW YORK, NY 10001 129,000. TRUSTEES OF THE UNIVERSITY OF NA PC SEE STATEMENT PENNSYLVANIA SUITE 300 - GAAANDR, 2929 WALNUT STREET PHILADELPHIA, PA 19019 4,500. TRUSTEES OF TUFTS COLLEGE NA PC SEE STATEMENT 136 HARRISON AVENUE BOSTON, MA 02101
90,000. TRUSTEES OF TUFTS COLLEGE NA PC SEE STATEMENT 136 HARRISON AVENUE BOSTON, MA 02101
250,000. TRUSTEES OF TUFTS COLLEGE NA PC SEE STATEMENT 80 GEORGE STREET MEDFORD, NY 10001
90,000. TWO STATE YMCA NA PC SEE STATEMENT 748 HAMILTON RD. BECKET, NY 10001
375. TYLER CLEMENTI FOUNDATION NA PC SEE STATEMENT 104 W 29TH STREET, 11TH FLOOR NEW YORK, NY 10001
300. UNIDOSUS NA PC SEE STATEMENT 1126 16TH STREET, NW WASHINGTON, DC 20001
75,000. UNIDOSUS NA PC SEE STATEMENT 1126 16TH STREET, NW WASHINGTON, DC 20001
250,000. UNION OF CONCERNED SCIENTISTS INC NA PC SEE STATEMENT TWO BRATTLE SQUARE CAMBRIDGE, MA 02102
750. Total from continuation sheets
923631 04-01-19 85 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient UNION OF CONCERNED SCIENTISTS, INC. NA PC SEE STATEMENT 2 BRATTLE SQUARE CAMBRIDGE, MA 02138-3780
100,000. UNITED NATIONS CONVENTION TO COMBAT NA GOV SEE STATEMENT DESERTIFICATION PLATZ DER VEREINTEN NATIOINEN 1 BONN, GERMANY 150,000. UNITED NATIONS DEVELOPMENT PROGRAMME NA GOV SEE STATEMENT ONE UNITED NATIONS PLAZA NEW YORK, NY 10001
200,000. SEE STATEMENT UNITED NATIONS ECONOMIC COMMISSION NA GOV FOR AFRICA PO BOX 3001 ADDIS ABABA, ETHIOPIA 100,000. UNITED NATIONS FOUNDATION, INC. NA PC SEE STATEMENT 1750 PENNSYLVANIA AVENUE, NW, SUITE 300 WASHINGTON, DC 20006
50,000. UNITED NATIONS FOUNDATION, INC. NA PC SEE STATEMENT 1750 PENNSYLVANIA AVENUE, NW, SUITE 300 WASHINGTON, DC 20001
611,725. UNITED NATIONS FOUNDATION, INC. NA PC SEE STATEMENT 1750 PENNSYLVANIA AVENUE, NW, SUITE 300 WASHINGTON, DC 20001
91,000. UNITED STATES ARTISTS, INC. NA PC SEE STATEMENT 900 N. MICHIGAN AVENUE, CHICAGO, IL 60611
50,000. UNITED STATES ASSOCIATION FOR UNHCR NA PC SEE STATEMENT 1310 L STREET NW, SUITE 45 WASHINGTON, DC 20001
50,000. UNITED STATES FUND FOR UNICEF NA PC SEE STATEMENT 125 MAIDEN LANE, NEW YORK, NY 10001
4,000,000. Total from continuation sheets
923631 04-01-19 86 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient UNITYWORKS FOUNDATION NA PC SEE STATEMENT 3500 MEADOWCREST LN YAKIMA, WA 98101
450. UNIVERSITY COLLEGE LONDON NA PC SEE STATEMENT GOWER STREET LONDON, UNITED KINGDOM
147,000. UNIVERSITY OF CHICAGO NA PC SEE STATEMENT 5801 SOUTH ELLIS AVENUE CHICAGO, IL 60007
49,123. UNIVERSITY OF GREENWICH NA PC SEE STATEMENT MARITIME GREENWICH CAMPUS, OLD ROYAL NAVAL COLLEGE LONDON, UNITED KINGDOM
100,000. UNIVERSITY OF HAWAII FOUNDATION NA PC SEE STATEMENT 1314 SOUTH KING STREET SUITE B HONOLULU, HI 96795
30,000. UNIVERSITY OF HAWAII FOUNDATION NA PC SEE STATEMENT 1314 SOUTH KING STREET SUITE B HONOLULU, HI 96795
30,000. UNIVERSITY OF MASSACHUSETTS, AMHERST NA GOV SEE STATEMENT 100 VENTURE WAY, SUITE 201 HADLEY, NY 10001
1,500,000. UNIVERSITY OF MASSACHUSETTS, AMHERST NA GOV SEE STATEMENT OFFICE OF GRANT AND CONTRACT ADMINISTRATION, 100 VENTURE WAY, SUITE 201 HADLEY, NY 10001 1,821,000. UNIVERSITY OF NAIROBI NA PC SEE STATEMENT P.O BOX 30197 NAIROBI , KENYA
12,000. UNIVERSITY OF NEBRASKA FOUNDATION NA PC SEE STATEMENT 1010 LINCOLN MALL, STE 300 LINCOLN, NY 10001
4,500. Total from continuation sheets
923631 04-01-19 87 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient UNIVERSITY OF NEW ORLEANS NA PC SEE STATEMENT 2000 LAKESHORE DRIVE NEW ORLEANS, LA 70148
260,966. UNIVERSITY OF PITTSBURGH NA PC SEE STATEMENT PARK PLAZA, 128 NORTH CRAIG STREET PITTSBURGH, PA 19019
600. UNIVERSITY OF WASHINGTON NA GOV SEE STATEMENT 4333 BROOKLYN AVE. NE, BOX 359472 SEATTLE, WA 98101
334,053. UNIVERSITY PLAZA NURSERY SCHOOL INC NA PC SEE STATEMENT 110 BLEECKER STREET NEW YORK, NY 10001
750. UNRWA USA NATIONAL COMMITTEE NA PC SEE STATEMENT 1875 CONNECTICUT AVENUE NW WASHINGTON, DC 20001
975. URBAN SCHOOL FOOD ALLIANCE NA PC SEE STATEMENT 266 WEST 37TH ST, SUITE 1600 NEW YORK, NY 10001
275,000. US ASSOCIATION FOR UNHCR (UN REFUGEE NA PC SEE STATEMENT AGENCY) 1310 L ST. NW WASHINGTON, DC 20001 570. US ASSOCIATION FOR UNHCR (UN REFUGEE NA PC SEE STATEMENT AGENCY) 1310 L ST. NW WASHINGTON, DC 20001 120. US SIF FOUNDATION, LTD. NA PC SEE STATEMENT 1660 L STREET, NW, SUITE 306 WASHINGTON, DC 20001
360,704. USHAHIDI, INC. NA PC SEE STATEMENT 12472 LAKE UNDERHILL ROAD 330 ORLANDO, FL 32828
100,000. Total from continuation sheets
923631 04-01-19 88 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient VARIETY BOYS AND GIRLS CLUB OF QUEENS NA PC SEE STATEMENT INC 2112 30TH RD LONG IS CITY, NY 10001 600. VERA INSTITUTE OF JUSTICE NA PC SEE STATEMENT 233 BROADWAY, 12TH FLOOR NEW YORK, NY 10001
600. VETERANS OF FOREIGN WARS FOUNDATION NA PC SEE STATEMENT 406 W. 34TH ST., SUITE 920 KANSAS CITY, MO 64109
450. VIRGINIA ORGANIZING NA PC SEE STATEMENT 703 CONCORD AVENUE CHARLOTTESVILLE, VA 22903
25,000. VOX MEDIA, INC. NA NC SEE STATEMENT 1201 CONNECTICUT AVE., NW, 11TH FLOOR WASHINGTON, DC 20036
130,100. WASHINGTON AREA TOUGALOO ALUMNI NA PC SEE STATEMENT CHAPTER 6900 33RD ST NW WASHINGTON, DC 20001 450. WENDY TAYLOR NONE I SEE STATEMENT 2501 RIDGE ROAD DRIVE ALEXANDRIA, VA 22302
206,250. WIKIMEDIA FOUNDATION NA PC SEE STATEMENT P.O. BOX 98204 WASHINGTON, DC 20001
60. WIKIMEDIA FOUNDATION NA PC SEE STATEMENT P.O. BOX 98204 WASHINGTON, DC 20001
90. WILDERNESS SOCIETY NA PC SEE STATEMENT 1615 M ST NW LBBY 2 WASHINGTON, DC 20001
750. Total from continuation sheets
923631 04-01-19 89 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient WILDLIFE CONSERVATION SOCIETY NA PC SEE STATEMENT 2300 SOUTHERN BLVD BRONX, NY 10001
5,100. WILLA CATHER FOUNDATION NA PC SEE STATEMENT 413 N WEBSTER ST RED CLOUD, NY 10001
750. WINDWARD FUND NA PC SEE STATEMENT 1201 CONNECTICUT AVE NW, WASHINGTON, DC 20036
100,000. WINDWARD FUND NA PC SEE STATEMENT 1201 CONNECTICUT AVE NW, SUITE 300 WASHINGTON, DC 20001
490,000. WINGS TO THE SPIRIT FOUNDATION INC NA PC SEE STATEMENT 113 BAY BRIDGE DR GULF BREEZE, NY 10001
375. WNET NA PC SEE STATEMENT 825 8TH AVE FL 14 -MATCHING GIFTS NEW YORK, NY 10001
750. WNET NA PC SEE STATEMENT 825 8TH AVE FL 14 -MATCHING GIFTS NEW YORK, NY 10001
300. WOMEN DELIVER INC. NA PC SEE STATEMENT 588 BROADWAY, SUITE 905, NEW YORK, NY 10001
250,000. WOMEN IN NEED INC NA PC SEE STATEMENT ONE STATE STREET PLAZA, 18TH FLOOR NEW YORK, NY 10001
150. WORKLIFE PARTNERSHIP NA PC SEE STATEMENT 99 INCA STREET DENVER, CO 80014
175,000. Total from continuation sheets
923631 04-01-19 90 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient WORLD AFFAIRS COUNCIL OF NORTHERN NA PC SEE STATEMENT CALIFORNIA 312 SUTTER STREET, SUITE 200 SAN FRANCISCO, CA 94108-4384 75,000. WORLD CENTRAL KITCHEN INCORPORATED NA PC SEE STATEMENT 1342 FLORIDA AVE NW WASHINGTON, DC 07101
60,000. SEE STATEMENT WORLD CENTRAL KITCHEN INCORPORATED NA PC 1342 FLORIDA AVENUE, NW WASHINGTON, DC 20001 250,000. WORLD CENTRAL KITCHEN, INC. NA PC SEE STATEMENT 1342 FLORIDA AVENUE, NW WASHINGTON , DC 20001 250,000. WORLD ECONOMIC FORUM NA NC SEE STATEMENT 91-93 ROUTE DE LA CAPITE, COLOGNY GENEVA, SWITZERLAND
250,000. WORLD FOOD PROGRAMME NA GOV SEE STATEMENT VIA CESARE GIULIO VIOLA 68, PARCO DEI MEDICI ROME, ITALY
14,312. WORLD HEALTH ORGANIZATION NA GOV SEE STATEMENT 20 AVENUE APPIA, CH-1211 GENEVA, SWITZERLAND
2,500,000. WORLD HEALTH ORGANIZATION NA GOV SEE STATEMENT 20 AVENUE APPIA, CH-1211 GENEVA, SWITZERLAND
15,000. WORLD RESOURCES INSTITUTE NA PC SEE STATEMENT 10 G STREET, NE, WASHINGTON, DC 20002
50,000. WORLD WIDE WEB FOUNDATION NA PC SEE STATEMENT 1110 VERMONT AVE NW, SUITE 550 WASHINGTON , DC 20001 10,000. Total from continuation sheets
923631 04-01-19 91 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient WORLD WILDLIFE FUND INC NA PC SEE STATEMENT 1250 TWENTY-FOURTH STREET, N.W., WASHINGTON, DC 20001
1,650. WORLD WILDLIFE FUND INC. NA PC SEE STATEMENT 1250 24TH STREET, NW WASHINGTON, DC 20001
300,000. WORLD WILDLIFE FUND INC. NA PC SEE STATEMENT 1250 24TH STREET, NW WASHINGTON, DC 20037
963,000. YALE ALUMNI NONPROFIT ALLIANCE --BAY NA PC SEE STATEMENT AREA 607 WEST END AVE STE 9A NEW YORK, NY 07101 150. YIDDISH BOOK CENTER NA PC SEE STATEMENT 1021 WEST STREET AMHERST, NJ 07101
1,428. YMCA BUFFALO NIAGARA NA PC SEE STATEMENT 301 CAYUGA ROAD BUFFALO, NY 10001
150. YMCA OF SOUTHERN MAINE NA PC SEE STATEMENT 70 FOREST AVE PORTLAND, OR 97035
195. YOUNG MENS CHRISTIAN ASSOCIATION OF NA PC SEE STATEMENT MONTCLAIR 25 PARK ST MONTCLAIR, NJ 07101 7,755. YOUNG MENS CHRISTIAN ASSOCIATION OF NA PC SEE STATEMENT MONTCLAIR 25 PARK ST MONTCLAIR, NY 10001 6,000. YOUNG SURVIVAL COALITION INC NA PC SEE STATEMENT 75 BROAD ST, STE 409 NEW YORK, NY 10001
1,950. Total from continuation sheets
923631 04-01-19 92 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient ZIGEN FUND INC NA PC SEE STATEMENT 213-37 39TH AVE., SUITE 355 BAYSIDE, NY 10001
12,000.
Total from continuation sheets
923631 04-01-19 93 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient ALL ON PARTNERSHIPS FOR ENERGY NA PC SEE STATEMENT ACCESS, LIMITED BY GUARANTEE 44 BOURDILLON ROAD, IKOYI LAGOS, NIGERIA 2,484,240. ALLIANCE FOR A GREEN REVOLUTION IN NA PC SEE STATEMENT AFRICA P.O. BOX 66773 NAIROBI, KENYA 10,000,000. ALLIANCE FOR A GREEN REVOLUTION IN NA PC SEE STATEMENT AFRICA P.O. BOX 66773, WESTLANDS, 00800 NAIROBI, KENYA 50,000. AMERICAN ASSOCIATION FOR THE NA PC SEE STATEMENT ADVANCEMENT OF SCIENCE 1200 NEW YORK AVENUE, NW WASHINGTON, DC 20005 300,000. AMERICAN ENTERPRISE INSTITUTE FOR NA PC SEE STATEMENT PUBLIC POLICY RESEARCH 1789 MASSACHUSETTS AVENUE, NW WASHINGTON, DC 20036 25,000. ARIZONA COMMUNITY FOUNDATION, INC. NA PC SEE STATEMENT 2201 E. CAMELBACK ROAD, SUITE 405B PHOENIX, AZ 85001
500,000. ASIA FOUNDATION NA PC SEE STATEMENT 465 CALIFORNIA STREET, 9TH FLOOR SAN FRANCISCO, CA 94016
100,000. ASIA FOUNDATION NA PC SEE STATEMENT 465 CALIFORNIA STREET, 9TH FLOOR SAN FRANCISCO, CA 94104
100,000. ASIAN VENTURE PHILANTHROPY NETWORK NA PC SEE STATEMENT LIMITED 171 TRAS STREET, 10-179 UNION BUILDING, WASHINGTON, DC 20001 100,000. ASPEN INSTITUTE, INC. NA PC SEE STATEMENT 2300 N STREET, NW, 700 WASHINGTON, DC 20001
175,000. Total from continuation sheets 71,388,268.
923635 04-01-19 94 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient ATLANTIC COUNCIL OF THE UNITED STATES NA PC SEE STATEMENT 1030 15TH STREET NW, 12TH FLOOR WASHINGTON, DC 20001
50,000. ATLANTIC COUNCIL OF THE UNITED NA PC SEE STATEMENT STATES, INC. 1030 15TH STREET NW, 12TH FLOOR WASHINGTON, DC 20001 24,000,000. CANDID NA PC SEE STATEMENT 32 OLD SLIP, 24TH FLOOR, NEW YORK, NY 10001
240,000. CENTER FOR US GLOBAL LEADERSHIP NA PC SEE STATEMENT 1129 20TH STREET NW, SUITE 600 WASHINGTON, DC 20001
250,000. CLIMATE POLICY INITIATIVE, INC. NA PC SEE STATEMENT 180 SANSOME STREET, SUITE 1000 SAN FRANCISCO, CA 94016
200,000. CODE FOR AMERICA LABS, INC. NA PC SEE STATEMENT 972 MISSION STREET, 5TH FLOOR SAN FRANCISCO, CA 94016
250,000. COMMUNITY PARTNERS NA PC SEE STATEMENT 1000 N. ALAMEDA STREET, SUITE 240 LOS ANGELES, CA 94016
357,214. COUNCIL ON FOUNDATIONS, INC. NA PC SEE STATEMENT 2121 CRYSTAL DRIVE, ARLINGTON, VA 22202
55,000. CROSSBOUNDARY LLC NA NC SEE STATEMENT 1627 I STREET NW, SUITE 810 WASHINGTON DC, DC 20001
98,941. DALBERG RESEARCH LTD NA NC SEE STATEMENT 72 - 82 ROSEBERY AVENUE, 2ND FLOOR, EC1R 4RW LONDON, UNITED KINGDOM
50,600. Total from continuation sheets
923635 04-01-19 95 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient DC GREENS, INC. NA PC SEE STATEMENT 2000 P STREET NW, SUITE 240 WASHINGTON , DC 20001
109,227. ELEVATE CONSULTING AND NA NC SEE STATEMENT COMMUNICATIONS, LLC P.O. BOX 8325 PORTLAND, OR 97035 20,000. ENTERPRISE COMMUNITY PARTNERS, INC. NA PC SEE STATEMENT 11000 BROKEN LAND PARKWAY, 7TH FLOOR COLUMBIA, SC 29044
50,000. E-RIIGI AKADEEMIA SIHTASUTUS NA PC SEE STATEMENT ROTERMANNI 8 TALLINN, ESTONIA
25,000. FARM CONCERN INTERNATIONAL NA PC SEE STATEMENT DEVELOPMENT TRUST P.O. BOX 15185-00100 NAIROBI, KENYA 250,000. FEEDING AMERICA NA PC SEE STATEMENT 35 EAST UPPER WACKER DRIVE, CHICAGO, IL 60601
50,000. FOODCORPS, INC. NA PC SEE STATEMENT 1140 SE 7TH AVE PORTLAND, OR 97035
600,000. FSG, INC. NA PC SEE STATEMENT 500 BOYLSTON STREET, SUITE 600 BOSTON, MA 02116
50,000. FUND FOR CITIES OF SERVICE, INC. NA PC SEE STATEMENT 909 THIRD AVENUE, 15TH FLOOR NEW YORK, NY 10001
240,000. FUNDACION JUMEX ASOCIACION CIVIL NA NC SEE STATEMENT BOULEVARD VIA MORELOS 72-A, ECATEPEC, MEXICO
6,000. Total from continuation sheets
923635 04-01-19 96 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient FUNDACION JUMEX ASOCIACION CIVIL NA NC SEE STATEMENT BOULEVARD VIA MORELOS 72-A, COL. RUSTICA XALOSTOC ECATEPEC, MEXICO
4,000. GAVI ALLIANCE NA PC SEE STATEMENT CHEMIN DU POMMIER 40 GENEVA, SWITZERLAND
2,054,000. GENESIS ANALYTICS PTY LTD NA NC SEE STATEMENT 50 SIXTH ROAD, JOHANNESBURG, SOUTH AFRICA
19,624. HUMAN NETWORK INTERNATIONAL NA PC SEE STATEMENT 53335 WISCONSIN AVENUE NW, WASHINGTON, DC 20015
5,000. IDEO.ORG NA PC SEE STATEMENT 444 SPEAR STREET, SUITE 213 SAN FRANCISCO, CA 94016
25,000. IMPACT INVESTMENT SHUJOG LIMITED NA PC SEE STATEMENT 1 KING GEORGES AVENUE, SINGAPORE
50,000. IMPACTASSETS, INC. NA PC SEE STATEMENT 7315 WISCONSIN AVE, SUITE 1000W BETHESDA, MD 20810
181,126. IMPERIAL COLLEGE OF SCIENCE, NA PC SEE STATEMENT TECHNOLOGY AND MEDICINE SHERFIELD BUILDING, SOUTH KENSINGTON LONDON, UNITED KINGDOM 335,530. INDEPENDENT FEATURE PROJECT, INC. NA PC SEE STATEMENT 30 JOHN STREET BROOKLYN, NY 10001
25,475. INDEPENDENT SECTOR NA PC SEE STATEMENT 1602 L STREET NW, SUITE 900 WASHINGTON, DC 20036
25,000. Total from continuation sheets
923635 04-01-19 97 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient INSTITUTE OF INTERNATIONAL EDUCATION, NA PC SEE STATEMENT INC. 809 UNITED NATIONS PLAZA NEW YORK, NY 10017-3580 1,580,554. INTERNATIONAL BANK FOR RECONSTRUCTION NA GOV SEE STATEMENT AND DEVELOPMENT 1818 H STREET, NW WASHINGTON, DC 20433 250,000. INTERNATIONAL BANK FOR RECONSTRUCTION NA GOV SEE STATEMENT AND DEVELOPMENT 1818 H STREET, NW WASHINGTON, DC 20001 1,000,000. INTERNATIONAL BANK FOR RECONSTRUCTION NA GOV SEE STATEMENT AND DEVELOPMENT 1818 H STREET, NW WASHINGTON, DC 20001 300,000. INTERNATIONAL RESCUE COMMITTEE NA PC SEE STATEMENT 122 EAST 42ND STREET NEW YORK, NY 10001
100,000. INVEST ATLANTA NA GOV SEE STATEMENT 133 PEACHTREE STREET, NE, ATLANTA, GA 30316
200,000. KNACK.IT CORP. NA NC SEE STATEMENT P.O. BOX 591316 SAN FRANCISCO, CA 94159
10,000. LIVING CITIES, INC. THE NATIONAL NA PC SEE STATEMENT COMMUNITY DEVELOPMENT INITIATIVE 1040 AVENUE OF THE AMERICAS, FLOOR 17 NEW YORK, NY 10001 1,500,000. LOCAL INITIATIVES SUPPORT CORPORATION NA PC SEE STATEMENT 501 SEVENTH AVENUE, 7TH FLOOR NEW YORK, NY 10001
200,000. MAHILA SEWA TRUST NA PC SEE STATEMENT SEWA RECEPTION CENTRE, AHMEDABAD, INDIA
50,000. Total from continuation sheets
923635 04-01-19 98 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient MALARIA NO MORE FUND NA PC SEE STATEMENT 2341 EASTLAKE AVE E, SUITE 200 SEATTLE, WA 98101
290,719. MERIDIAN INSTITUTE NA PC SEE STATEMENT 105 VILLAGE PLACE, PO BOX 1829 DILLON, NY 10001
500,000. MERIDIAN INSTITUTE NA PC SEE STATEMENT 105 VILLAGE PLACE, PO BOX 1829 DILLON, NY 10001
217,848. MERIDIAN INSTITUTE NA PC SEE STATEMENT 105 VILLAGE PLACE, PO BOX 1829 DILLON, SC 29044
100,000. MERIDIAN INSTITUTE NA PC SEE STATEMENT PO BOX 1829 DILLON, NY 10001
5,000. MILKEN INSTITUTE NA PC SEE STATEMENT 1250 FOURTH STREET SANTA MONICA, CA 94016
40,000. NATIONAL GOVERNORS ASSOCIATION CENTER NA PC SEE STATEMENT FOR BEST PRACTICES 444 NORTH CAPITOL STREET, N.W., WASHINGTON, DC 20001-1512 25,000. NEW AMERICA FOUNDATION NA PC SEE STATEMENT 740 15TH STREET NW, SUITE 900 WASHINGTON, DC 20005
50,000. NEW VENTURE FUND NA PC SEE STATEMENT 1201 CONNECTICUT AVE. NW, SUITE 300 WASHINGTON, DC 20001
5,500,000. NEW VENTURE FUND NA PC SEE STATEMENT 1201 CONNECTICUT AVE. NW, SUITE 300 WASHINGTON, DC 20001
100,000. Total from continuation sheets
923635 04-01-19 99 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient NEW VENTURE FUND NA PC SEE STATEMENT 1201 CONNECTICUT AVE. NW, SUITE 300 WASHINGTON, DC 20001
200,000. NEW VENTURE FUND NA PC SEE STATEMENT 1201 CONNECTICUT AVE. NW, SUITE 300 WASHINGTON, DC 20001
200,000. NONPROFIT FINANCE FUND NA PC SEE STATEMENT 5 HANOVER SQUARE, 9TH FLOOR NEW YORK, NY 10004
50,000. NORTHEASTERN UNIVERSITY NA PC SEE STATEMENT 405 LAKE HALL BOSTON, MA 02101
245,567. NORTHWESTERN UNIVERSITY NA PC SEE STATEMENT 633 CLARK STREET EVANSTON, IL 60007
149,380. OASIS OPEN NA NC SEE STATEMENT 35 CORPORATE DRIVE, SUITE 150 BURLINGTON, NY 10001
240,000. OPEN AGRICULTURE FOUNDATION NA PC SEE STATEMENT 29 CLIFTON HEIGHTS LANE MARBLEHEAD, NY 10001
49,500. OXFAM-AMERICA INC. NA PC SEE STATEMENT 226 CAUSEWAY STREET, 5TH FLOOR BOSTON, MA 02114-2206
100,000. PANAHPUR NA NC SEE STATEMENT 84 HIGH STREET KENT, UNITED KINGDOM
50,000. PARTNERSHIP FOR PUBLIC SERVICE, INC. NA PC SEE STATEMENT 1100 NEW YORK AVENUE NW, SUITE 1090 EAST WASHINGTON, DC 20005
250,000. Total from continuation sheets
923635 04-01-19 100 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient PATH NA PC SEE STATEMENT 2201 WESTLAKE AVE, SUITE 200 SEATTLE, WA 98121
100,000. PHILANTHROPY NEW YORK, INC. NA PC SEE STATEMENT 320 EAST 43RD STREET NEW YORK, NY 10001
120,000. PLANET LABS INC. NA NC SEE STATEMENT 645 HARRISON ST., 4TH FLOOR SAN FRANCISCO, CA 94016
25,000. REINVESTMENT PARTNERS NA PC SEE STATEMENT 110 E GEER ST DURHAM, NC 27514
100,350. ROCKEFELLER FOUNDATION DONATIONS NA PC SEE STATEMENT 420 FIFTH AVENUE NEW YORK, NY 10001
4,722. ROCKEFELLER FOUNDATION DONATIONS NA PC SEE STATEMENT 420 FIFTH AVENUE NEW YORK, NY 10001
713,120. ROCKEFELLER PHILANTHROPY ADVISORS, NA PC SEE STATEMENT INC. 6 WEST 48TH STREET, 10TH FLOOR NEW YORK, NY 10001 4,000,000. SAMBODHI RESEARCH AND COMMUNICATIONS NA NC SEE STATEMENT PRIVATE LIMITED C - 126, SECTOR 2, NOIDA UTTAR PRADESH, INDIA 100,000. SAN DIEGO WORKFORCE PARTNERSHIP, INC. NA PC SEE STATEMENT 9246 LIGHTWAVE AVENUE, SUITE 210 SAN DIEGO, CA 94016
91,496. SOUTHERN POVERTY LAW CENTER NA PC SEE STATEMENT 400 WASHINGTON AVENUE MONTGOMERY, AL 36104
14,474. Total from continuation sheets
923635 04-01-19 101 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient ST. LOUIS DEVELOPMENT CORPORATION NA NC SEE STATEMENT 1520 MARKET STREET, ST. LOUIS, MO 63101
200,000. SUSTAINABLE FOOD LAB NA PC SEE STATEMENT 3 LINDEN ROAD HARTLAND, VT 05048
50,000. THE ASIA SOCIETY NA PC SEE STATEMENT 725 PARK AVENUE NEW YORK, NY 10001
50,000. THE BOARD OF TRUSTEES OF THE LELAND NA PC SEE STATEMENT STANFORD JUNIOR UNIVERSITY 450 SERRA MALL STANFORD, CA 94305-2004 200,000. THE CENTER FOR EFFECTIVE NA PC SEE STATEMENT PHILANTHROPY, INC. 675 MASSACHUSETTS AVENUE, 7TH FLOOR CAMBRIDGE, MA 02101 100,000. THE ENERGY FOR GROWTH HUB NA PC SEE STATEMENT 2055 L STREET NW WASHINGTON, DC 20001
1,000,000. THE NISKANEN CENTER INC. NA PC SEE STATEMENT 820 FIRST STREET, NE 675 WASHINGTON, DC 20002
25,000. THE ONE CAMPAIGN NA PC SEE STATEMENT 1299 PENNSYLVANIA AVENUE, NW, SUITE 400 WASHINGTON, DC 20001
1,000,000. THE SYNERGOS INSTITUTE, INC. NA PC SEE STATEMENT 3 EAST 54TH STREET, 14TH FLOOR NEW YORK, NY 10001
180,000. THE URBAN INSTITUTE NA PC SEE STATEMENT 2100 M STREET, N.W. WASHINGTON, DC 20037
2,029,387. Total from continuation sheets
923635 04-01-19 102 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient TOTAL IMPACT ADVISORS LLC NA NC SEE STATEMENT 4800 MONTGOMERY LANE, SUITE 630 BETHESDA, MD 20810
50,000. TRUSTEES OF BOSTON UNIVERSITY NA PC SEE STATEMENT 881 COMMONWEALTH AVENUE BOSTON, MA 02101
75,000. TRUSTEES OF BOSTON UNIVERSITY NA PC SEE STATEMENT 881 COMMONWEALTH AVENUE BOSTON, MA 02101
1,000,000. TRUSTEES OF TUFTS COLLEGE NA PC SEE STATEMENT 136 HARRISON AVENUE BOSTON, MA 02101
10,000. TRUSTEES OF TUFTS COLLEGE NA PC SEE STATEMENT 136 HARRISON AVENUE BOSTON, MA 02101
101,362. UNITED NATIONS FOUNDATION, INC. NA PC SEE STATEMENT 1750 PENNSYLVANIA AVENUE, NW, SUITE 300 WASHINGTON, DC 20001
44,266. UNITED NATIONS FOUNDATION, INC. NA PC SEE STATEMENT 1750 PENNSYLVANIA AVENUE, NW, SUITE 300 WASHINGTON, DC 20001
9,000. UNIVERSITY COLLEGE LONDON NA PC SEE STATEMENT GOWER STREET LONDON, UNITED KINGDOM
120,000. UNIVERSITY OF MASSACHUSETTS, AMHERST NA GOV SEE STATEMENT OFFICE OF GRANT AND CONTRACT ADMINISTRATION, 100 VENTURE WAY, SUITE 201 HADLEY, NY 10001 179,000. VITAL RESEARCH LLC NA NC SEE STATEMENT 6380 WILSHIRE BOULEVARD, LOS ANGELES, CA 90048
100,000. Total from continuation sheets
923635 04-01-19 103 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient WORLD HEALTH ORGANIZATION NA GOV SEE STATEMENT 20 AVENUE APPIA, CH-1211 GENEVA, SWITZERLAND
2,431,546. WORLD WILDLIFE FUND INC. NA PC SEE STATEMENT 1250 24TH STREET, NW WASHINGTON, DC 20001
100,000.
Total from continuation sheets
923635 04-01-19 104 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - 100 WOMEN IN FINANCE FOUNDATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - 22 UNTIL NONE
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - ACADEMY OF BOSNIA AND HERZEGOVINA INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - ACCESS
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - ACLU FOUNDATION (AMERICAN CIVIL LIBERTIES UNION
FOUNDATION INC)
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
923655 04-01-19 105 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - ACLU FOUNDATION (AMERICAN CIVIL LIBERTIES UNION
FOUNDATION INC)
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - ACRE CAPITAL LIMITED
IN SUPPORT OF THE DESIGN OF AN IMPACT INVESTMENT VEHICLE THAT WOULD
LEVERAGE EXPORT CREDIT AGENCY CAPITAL TO FUND SOCIAL INFRASTRUCTURE
PROJECTS IN EMERGING MARKETS
NAME OF RECIPIENT - ACTIONAID USA
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - ACUMEN FUND, INC.
IN SUPPORT OF EQUIPPING SOCIAL ENTERPRISES AND IMPACT INVESTORS WITH
INNOVATIVE TECHNOLOGIES TO COST-EFFECTIVELY COLLECT AND ANALYZE DATA ON
THE SOCIAL IMPACT OF THEIR PROGRAMS
NAME OF RECIPIENT - AFRICA GREENCO
TOWARD THE COSTS OF ESTABLISHING A NEW PUBLIC-PRIVATE PARTNERSHIP THAT
923655 04-01-19 106 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
CATALYZES PRIVATE SECTOR INVESTMENT IN AFRICAN ENERGY PROJECTS
NAME OF RECIPIENT - AFRICAN DEVELOPMENT BANK
TOWARD THE COSTS OF ITS LEADERSHIP 4 AGRICULTURE PLATFORM TO SERVE AS A
FORUM FOR DIALOGUE AND POLICY FORMULATION TO ADVANCE AFRICAS
AGRICULTURE TRANSFORMATION AGENDA, AND OF SCALING YOUTH EMPLOYMENT
THROUGH ITS JOBS FOR YOUTH IN AFRICA PROGRAM
NAME OF RECIPIENT - AFRICAN RISK CAPACITY SPECIALIZED AGENCY OF THE
AFRICAN UNION
IN SUPPORT OF PLANNING AND DESIGNING A NEW SOVEREIGN RISK POOL TO
INSURE PARTICIPATING NATIONS IN THE EVENT OF DISEASE OUTBREAKS AND
EPIDEMICS
NAME OF RECIPIENT - AFRICAN VENTURE PHILANTHROPY ALLIANCE LIMITED
TOWARD THE COSTS OF ESTABLISHING A PAN-AFRICAN MEMBERSHIP NETWORK WHICH
WILL SERVE TO SIGNIFICANTLY INCREASE THE FLOW OF EFFECTIVELY APPLIED
FINANCIAL, HUMAN AND INTELLECTUAL CAPITAL TOWARDS POOR AND VULNERABLE
COMMUNITIES IN AFRICA
NAME OF RECIPIENT - AGNES M. DASEWICZ
IN SUPPORT OF A FELLOWSHIP TO LANDSCAPE OPPORTUNITIES FOR
INFRASTRUCTURE INVESTMENT IN SELECT CITIES IN THE U.S. AND ASIA, AND
FURTHER CHARITABLE PURPOSES
NAME OF RECIPIENT - AID TECHNOLOGY LIMITED
IN SUPPORT OF IMPLEMENTING TWO DISCRETE PILOT PROJECTS THAT DEMONSTRATE
THE TRANSFORMATIVE POTENTIAL OF BLOCKCHAIN TECHNOLOGY FOR SOCIAL IMPACT
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - AL OTRO LADO INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - ALBANY LAW SCHOOL
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - ALBANY LAW SCHOOL
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - ALL ON PARTNERSHIPS FOR ENERGY ACCESS, LIMITED BY
GUARANTEE
IN SUPPORT OF ESTABLISHING THE ALL ON HUB, A SUPPORT FACILITY FOR
ENERGY ENTREPRENEURS THAT WILL BUILD THE CAPABILITIES OF MINI-GRID AND
OFF-GRID ENTREPRENEURS IN THE NIGERIAN ENERGY SECTOR
NAME OF RECIPIENT - ALLIANCE FOR A GREEN REVOLUTION IN AFRICA
IN SUPPORT OF REDUCING POST-HARVEST FOOD LOSS AND IMPROVING THE LIVES
OF SMALL HOLDER FARMERS AND OTHER VULNERABLE PEOPLE IN THE MAIZE VALUE
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
CHAIN IN TANZANIA
NAME OF RECIPIENT - ALLIANCE FOR A GREEN REVOLUTION IN AFRICA
TOWARD THE COSTS OF IMPLEMENTING ITS NEW STRATEGIC APPROACH TO
INCLUSIVE AND INTEGRATED AGRICULTURAL TRANSFORMATION IN AFRICA
NAME OF RECIPIENT - ALLIANCE FOR A GREEN REVOLUTION IN AFRICA
TOWARD THE COSTS OF CONVENING THE AFRICA GREEN REVOLUTION FORUM OVER
THE NEXT THREE YEARS AND OF DEVELOPING A REFRESHED STRATEGY TO SHAPE
THE FUTURE OF THE FORUM AND ITS ROLE IN INFLUENCING AND DRIVING A
SHARED VISION ON AN INCLUSIVE AGRICULTURAL TRANSFORMATION IN AFRICA
NAME OF RECIPIENT - ALLIANCE OF ARTISTS COMMUNITIES
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - ALZHEIMERS ASSOCIATION NATIONAL OFFICE
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - AMERICAN ASSOCIATION FOR THE ADVANCEMENT OF SCIENCE
TOWARD THE COSTS OF ESTABLISHING THE CENTER FOR SCIENTIFIC EVIDENCE IN
PUBLIC ISSUES IN ORDER TO PROVIDE IMPARTIAL, EVIDENCE-BASED,
RAPID-RESPONSE SCIENTIFIC INFORMATION RELEVANT TO PUBLIC ISSUES
923655 04-01-19 109 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - AMERICAN CANCER SOCIETY INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - AMERICAN CANCER SOCIETY INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - AMERICAN DANCE MACHINE FOR THE 21ST CENTURY
FOUNDATION INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - AMERICAN FOUNDATION FOR SUICIDE PREVENTION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - AMERICAN HEART ASSOCIATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
923655 04-01-19 110 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - AMERICAN LIVER FOUNDATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - AMERICANS FOR IMMIGRANT JUSTICE
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - ANDREW SHAW MEMORIAL TRUST
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - ANIMAL HAVEN INC.
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - ANTI-DEFAMATION LEAGUE
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - ARIEL EDUCATION INTIATIVE
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - ARIZONA COMMUNITY FOUNDATION, INC.
FOR USE BY ECONOMIC OPPORTUNITY FUNDERS TOWARD THE COSTS OF THE EARNED
INCOME TAX CREDIT POOLED FUND, AN EFFORT TO GAIN TAX FAIRNESS AND
ECONOMIC OPPORTUNITY FOR LOW-INCOME WORKERS AND FAMILIES THROUGH THE
PROMOTION AND PROTECTION OF THE FEDERAL AND STATE EARNED INCOME TAX
CREDITS
NAME OF RECIPIENT - ART AFRICA CENTRE
IN SUPPORT OF CONDUCTING OUTREACH AND NOMINATING AFRICAN ARTISTS AS
CANDIDATES FOR RESIDENCIES AT THE ROCKEFELLER FOUNDATION BELLAGIO
CENTER, ITALY
NAME OF RECIPIENT - ASIA FOUNDATION
IN SUPPORT OF A PROJECT ON "ACHIEVING SUSTAINABLE DEVELOPMENT IN
SOUTHEAST ASIA THROUGH GREATER ENGAGEMENT WITH CHINAS DEVELOPMENT
ACTORS"
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - ASIA FOUNDATION
IN SUPPORT OF FOSTERING CONSTRUCTIVE ENGAGEMENT BETWEEN CIVIL SOCIETY
ACTORS AND GOVERNMENT TO EFFECTIVELY UNDERTAKE POLICY REFORM IN MYANMAR
NAME OF RECIPIENT - ASIA FOUNDATION
IN SUPPORT OF ASSISTING THE ASSOCIATION OF SOUTHEAST ASIAN NATIONS
(ASEAN) ESTABLISH A CENTER FOR SUSTAINABLE DEVELOPMENT THAT WILL
SOLIDIFY ASEANS LEADERSHIP ROLE IN DEVELOPMENT OPERATION AND
HUMANITARIAN ASSISTANCE
NAME OF RECIPIENT - ASIA SOCIETY
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - ASIAN VENTURE PHILANTHROPY NETWORK LIMITED
IN SUPPORT OF A PROJECT TO ADVANCE UNDERSTANDING OF THE CURRENT
LANDSCAPE OF INNOVATIVE FINANCING TOOLS IN ASIA, ,
NAME OF RECIPIENT - ASIAN VENTURE PHILANTHROPY NETWORK LIMITED
IN SUPPORT OF A PROJECT TO CAPACITATE PUBLIC SECTOR AGENTS OF CHANGE TO
EFFECTIVELY MOBILIZE PRIVATE SECTOR CAPITAL TO ADVANCE POLICY
INITIATIVES IN INDIA
NAME OF RECIPIENT - ASPEN INSTITUTE, INC.
FOR USE BY ITS CONGRESSIONAL PROGRAM TOWARD THE COSTS OF A NONPARTISAN
923655 04-01-19 113 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
PROJECT TO EDUCATE LEGISLATORS ON KEY PUBLIC POLICY ISSUES
NAME OF RECIPIENT - ASSOCIATION FOR COMPUTING MACHINERY
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - ASSOCIAZIONE VOLONTARI SOCCORSO BELLAGIO
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - ASSOCIAZIONE VOLONTARI SOCCORSO BELLAGIO
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - ASSOCIAZIONE VOLONTARI SOCCORSO BELLAGIO
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - ASYLUM ACCESS
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
923655 04-01-19 114 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - ATLANTIC COUNCIL OF THE UNITED STATES
FOR USE BY ITS GEOTECH CENTER IN SUPPORT OF A SERIES OF CONVENINGS AND
REPORTS EXPLORING CHINAS EMERGING GLOBAL ROLE AS A LEADER IN THE
DEVELOPMENT OF ARTIFICIAL INTELLIGENCE
NAME OF RECIPIENT - ATLANTIC COUNCIL OF THE UNITED STATES, INC.
FOR USE BY ITS ADRIENNE ARSHT-ROCKEFELLER FOUNDATION RESILIENCE CENTER
IN SUPPORT OF IDENTIFYING, IMPLEMENTING, AND SCALING SOLUTIONS TO THE
URGENT CRISES OF CLIMATE CHANGE, MIGRATION, AND SECURITY
NAME OF RECIPIENT - AUDUBON SOCIETY OF NEW YORK STATE INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - AVAIL NYC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - BARNARD COLLEGE
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
923655 04-01-19 115 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - BARNARD COLLEGE
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - BENEFITS DATA TRUST
IN SUPPORT OF TECH-ENABLED SOLUTIONS FOR STREAMLINING ACCESS TO KEY
BENEFITS AND SERVICES TO ELIGIBLE POPULATIONS ACROSS THE U.S.
NAME OF RECIPIENT - BEST FRIENDS ANIMAL SOCIETY
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - BEYOND ZERO
IN SUPPORT OF STUDYING THE FEASIBILITY OF ESTABLISHING NEW SPECIALIZED
CARE HEALTH FACILITIES IN KENYA TO HELP CONTROL HIV AND PROMOTE
MATERNAL, NEWBORN, AND CHILDRENS HEALTH
NAME OF RECIPIENT - BIG BROTHERS BIG SISTERS OF NEW YORK CITY INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
923655 04-01-19 116 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - BIG ELEPHANT STUDIOS
IN SUPPORT OF ORGANIZING A CONVENING OF DATA SCIENTISTS AND FIELD
EXPERTS FOCUSED ON JOBS, ECONOMIC OPPORTUNITY AND PATHWAYS TO WORK IN
THE UNITED STATES
NAME OF RECIPIENT - BIKE AND WALK MONTCLAIR
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - BIKE TO THE BEACH
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - BLOOM
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - BOSNIAK AMERICAN ADVISORY SERVICE FOR BPSNIA AND
HERZEGOVINA INC
923655 04-01-19 117 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - BOSNIAN-HERZEGOVINIAN-AMERICAN ACADEMY OF ARTS AND
SCIENCES INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - BOYS AND GIRLS CLUBS OF THE PENINSULA
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - BREAKING GROUND
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - BROADWAY MALL MAINTENANCE FUND INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
ORGANIZATIONS
NAME OF RECIPIENT - BROOKINGS INSTITUTION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - BROOKINGS INSTITUTION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - BROOKINGS INSTITUTION
IN SUPPORT OF DEVELOPING PRACTICAL SCENARIOS AND STRATEGIC OPTIONS FOR
THE NEXT ITERATIONS OF THE SUSTAINABLE DEVELOPMENT GOALS 17 ROOMS
CONCEPT IN ORDER TO SUPPORT IMPROVED ACTIONS FOR IMPLEMENTATION OF THE
SUSTAINABLE DEVELOPMENT GOALS
NAME OF RECIPIENT - BROOKLYN HISTORICAL SOCIETY
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - CAB INTERNATIONAL
FOR USE BY ITS SCIDEV.NET DIVISION IN SUPPORT OF EXECUTING A THEMATIC
923655 04-01-19 119 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
RESIDENCY AND A SELECT NUMBER OF CONFERENCES ALIGNED WITH "SCIENCE FOR
DEVELOPMENT" AT THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY,
NOVEMBER 2018, AND COLLECTING AND DISSEMINATING THE RESULTING KNOWLEDGE
ASSETS
NAME OF RECIPIENT - CAMPUS MISSION CHURCH INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - CAMPUS MISSION CHURCH INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - CANDID
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - CANDID
IN GENERAL SUPPORT OF ITS MISSION TO STRENGTHEN THE SOCIAL SECTOR BY
ADVANCING KNOWLEDGE ABOUT PHILANTHROPY IN THE U.S. AND AROUND THE WORLD
NAME OF RECIPIENT - CAPITAL FOR GOOD USA
923655 04-01-19 120 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
FOR USE BY FINANCING ALLIANCE FOR HEALTH IN SUPPORT OF DEVELOPING
INVESTMENT PLANNING, INNOVATIVE FINANCING STRATEGIES, AND CAPACITY
MOBILIZATION FOR THE COMMUNITY HEALTH EXTENSION WORKERS PROGRAM IN
UGANDA
NAME OF RECIPIENT - CARE
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - CARE
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - CAROLINA FOR KIBERA, INC.
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - CAROLINA FOR KIBERA, INC.
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - CATHOLIC MINISTRIES APPEAL
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - CENTER FOR COMMUNITY CHANGE
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - CENTER FOR GLOBAL DEVELOPMENT
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - CENTER FOR REPRODUCTIVE RIGHTS INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - CENTER FOR STRATEGIC AND INTERNATIONAL STUDIES INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
923655 04-01-19 122 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - CENTER FOR STRATEGIC AND INTERNATIONAL STUDIES INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - CENTER FOR US GLOBAL LEADERSHIP
TOWARD THE COSTS OF ITS HEARTLAND INITIATIVE AIMED AT RENEWING BROAD
ENGAGEMENT AROUND THE SIGNIFICANCE OF U.S. LEADERSHIP IN GLOBAL
DEVELOPMENT
NAME OF RECIPIENT - CENTER FOR US GLOBAL LEADERSHIP
IN GENERAL SUPPORT OF ITS MISSION TO EDUCATE AND ENGAGE THE AMERICAN
PUBLIC AND OPINION LEADERS ACROSS THE COUNTRY ON THE IMPORTANCE OF
AMERICAS CIVILIAN TOOLS OF DEVELOPMENT AND DIPLOMACY
NAME OF RECIPIENT - CENTER ON BUDGET AND POLICY PRIORITIES
TOWARD THE COSTS OF EFFORTS TO STRENGTHEN THE EARNED INCOME TAX CREDIT
(EITC)AND CHILD TAX CREDIT (CTC) WITH ROBUST POLICY ANALYSIS, IMPROVED
MESSAGING, AND BROADENING NATIONAL AND STATE-LEVEL VOICES ON TAX
CREDITS
NAME OF RECIPIENT - CENTRAL PARK CONSERVANCY INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - CEREBRAL PALSY FOUNDATION INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - CEREBRAL PALSY SOCIETY OF KENYA
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - CHICAGO COUNCIL ON GLOBAL AFFAIRS
IN SUPPORT OF A FELLOWSHIP TO REVIEW THE INTERNATIONAL INSTITUTIONS AND
PROGRAMS THAT COULD ADVANCE HUMANITARIAN RELIEF, DEVELOPMENT AND PEACE,
AND TO IDENTIFY SPECIFIC RECOMMENDATIONS FOR GOVERNANCE AND
ORGANIZATIONAL CHANGES TO IMPROVE THE EFFECTIVENESS OF INTERNATIONAL
RESPONSES TO HUMANITARIAN CHALLENGES
NAME OF RECIPIENT - CHILDRENS HOSPITAL FOUNDATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - CIRCLE OF HEALTH INTERNATIONAL
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - CITY LIMITS NEWS INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - CITY OF BOSTON
TOWARD THE COSTS OF EXPANDING ITS ECONOMIC MOBILITY LAB TO ADVANCE
ECONOMIC MOBILITY AND SECURITY FOR LOWER AND LOWER-MIDDLE CLASS
BOSTONIANS
NAME OF RECIPIENT - CITYMEALS-ON-WHEELS
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - CLEVELAND MUSEUM OF ART
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - CLIMATE BONDS INITIATIVE
IN SUPPORT OF DEVELOPING DEMONSTRATION PROJECTS TO PROMOTE THE USE OF
FINANCIAL AGGREGATION SOLUTIONS FOR GREEN PROJECTS IN DEVELOPING
COUNTRIES
NAME OF RECIPIENT - CLIMATE FINANCE ADVISORS, BENEFIT LLC
IN SUPPORT OF A CONVENING ORIENTED ON UNLOCKING AND SCALING MORE
INVESTMENT FOR CLIMATE INFRASTRUCTURE HELD AT THE ROCKEFELLER
FOUNDATION BELLAGIO CENTER, ITALY, JULY 2019
NAME OF RECIPIENT - CLIMATE POLICY INITIATIVE, INC.
FOR USE BY ITS GLOBAL INNOVATION LAB FOR CLIMATE FINANCE IN SUPPORT OF
FURTHER DEVELOPING A CLIMATE RESILIENCE WORK STREAM TO LEVERAGE
INNOVATIVE SOURCES OF CAPITAL THAT BENEFIT POOR AND VULNERABLE
POPULATIONS, INCLUDING DEVELOPING INNOVATIVE FINANCIAL MECHANISMS TO
INCREASE ACCESS TO CLEAN AND SUSTAINABLE ENERGY
NAME OF RECIPIENT - CLIMATE POLICY INITIATIVE, INC.
TOWARD THE COSTS OF DESIGNING A NEW SET OF INNOVATIVE FINANCIAL TOOLS
THAT WILL ENABLE INVESTORS, COUNTRIES AND GOVERNMENTS TO MANAGE THEIR
CLIMATE TRANSITION RISKS
NAME OF RECIPIENT - CODE FOR AMERICA LABS, INC.
TOWARD THE COSTS OF THE PILOTING PHASE OF A DATA-DRIVEN INITIATIVE
AIMED AT INCREASING PARTICIPATION RATES IN THE EARNED INCOME TAX CREDIT
IN PARTNERSHIP WITH THE IRS VOLUNTEER INCOME TAX ASSISTANCE (VITA)
PROGRAM
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - COMMNUNITY VENTURES CORPORATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - COMMUNITIES FOUNDATION OF TEXAS, INC.
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - COMMUNITY CHEST OF PORT WASHINGTON INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - COMMUNITY FOUNDATION OF NORTHERN COLORADO
FOR USE BY FACTOR(E) VENTURES, PBC IN SUPPORT OF AN EFFORT TO MASSIVELY
SCALE THE ABILITY OF THE ENERGY SECTOR TO IDENTIFY, PROMOTE AND DEPLOY
LEAPFROG TECHNOLOGIES TO INCREASE ACCESS TO HIGH QUALITY, RELIABLE
ENERGY IN DEVELOPING COUNTRIES
NAME OF RECIPIENT - COMMUNITY PARTNERS
FOR USE BY ITS CENTER FOR GOOD FOOD PURCHASING IN SUPPORT OF ITS
EFFORTS TO DEVELOP IMPACT ANALYSIS TOOLS FOR TRACKING AND ANALYZING
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
INSTITUTIONAL FOOD PURCHASING DATA, IN ORDER THAT IT CAN BE USED TO
ENCOURAGE THE DELIVERY OF HEALTHIER FOOD TO LOW-INCOME POPULATIONS
NAME OF RECIPIENT - COMPREHENSIVE DEVELOPMENT INCORPORATED
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - CONNECTICUT HUMANE SOCIETY
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - CONSUMER REPORTS
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - CONVERGENCE BLENDED FINANCE, INC.
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - CONVERGENCE BLENDED FINANCE, INC.
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - CORNELL UNIVERSITY
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - CORNERSTONE BAPTIST CHURCH
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - COUNCIL ON FOUNDATIONS, INC.
IN GENERAL SUPPORT OF ITS MISSION TO PROVIDE THE OPPORTUNITY,
LEADERSHIP AND TOOLS NEEDED BY PHILANTHROPIC ORGANIZATIONS TO EXPAND,
ENHANCE AND SUSTAIN THEIR ABILITY TO ADVANCE THE COMMON GOOD
NAME OF RECIPIENT - CRADLES TO CRAYONS INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - CRADLES TO CRAYONS INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - CROSSBOUNDARY LLC
IN SUPPORT OF DEVELOPING AN INNOVATION LAB TO ASSESS THE VIABILITY OF
MINI-GRID MODELS TO SUPPORT ENERGY SERVICE COMPANIES TO ACCELERATE
ENERGY ACCESS FOR POOR AND VULNERABLE PEOPLE IN RURAL AREAS IN AFRICA
NAME OF RECIPIENT - CSC REPERTORY LTD
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - CUNY GRADUATE SCHOOL OF JOURNALISM FOUNDATION INC.
FOR USE BY THE CITY UNIVERSITY OF NEW YORK GRADUATE SCHOOL OF
JOURNALISM IN SUPPORT OF CREATING A THREE YEAR RESILIENCE FELLOWSHIP
PROGRAM
NAME OF RECIPIENT - DALBERG CONSULTING - U.S., LLC
IN SUPPORT OF A RESEARCH AND LANDSCAPE ASSESSMENT THAT SYNTHESIZES
FORWARD-LOOKING KNOWLEDGE ON PRESSING PROBLEMS AND DYNAMIC
OPPORTUNITIES IN THE LIVES OF POOR OR VULNERABLE POPULATIONS
NAME OF RECIPIENT - DALBERG CONSULTING CC
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
IN SUPPORT OF ORGANIZING A CONVENING TO BRING TOGETHER STAKEHOLDERS TO
ADVANCE APPLICATIONS THAT LEVERAGE DATA SCIENCE TOWARD BUILDING A MORE
RESILIENT LABOR FORCE IN AFRICA
NAME OF RECIPIENT - DALTON SCHOOLS INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - DATAKIND
IN SUPPORT OF BUILDING KNOWLEDGE ABOUT HOW ARTIFICIAL INTELLIGENCE AND
PREDICTIVE ANALYTICS CAN IMPROVE LIVES AROUND THE WORLD, AND IN GENERAL
SUPPORT OF ITS MISSION TO CONNECT THE DATA SCIENCE AND NONPROFIT
COMMUNITIES FOR GREATER SOCIAL IMPACT
NAME OF RECIPIENT - DATAKIND, INC.
IN GENERAL SUPPORT OF ITS MISSION TO CONNECT THE DATA SCIENCE AND
NONPROFIT COMMUNITIES FOR GREATER SOCIAL IMPACT
NAME OF RECIPIENT - DAVIDSON COLLEGE
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - DC GREENS, INC.
IN SUPPORT OF EXPANDING A PROGRAM IN WASHINGTON DC THAT INCREASES
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
ACCESS TO HEALTHY FOODS FOR PATIENTS WITH DIET-RELATED DISEASES,
ROBUSTLY EVALUATING THAT PROGRAM AND DEVELOPING A NATIONAL COMMUNITY OF
PRACTICE
NAME OF RECIPIENT - DC SUMMER MATH INSTITUTE INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - DELTA PHILANTHROPIES
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - DISABLED AMERICAN VETERANS CHARITABLE SERVICE TRUST
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - DOCTORS WITHOUT BORDERS/MDECINS SANS FRONTIRES (MSF)
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - DOCTORS WITHOUT BORDERS/MDECINS SANS FRONTIRES (MSF)
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - DONORSCHOOSE.ORG
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - DUKE UNIVERSITY
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - EAST MEADOW HIGH SCHOOL PTA
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - ECOAGRICULTURE INTERNATIONAL, INC.
IN SUPPORT OF COORDINATING EFFORTS TO SCALE UP REGENERATIVE LANDSCAPE
PRACTICES GLOBALLY AND TO FACILITATE DISSEMINATION OF THE FOOD SYSTEM
VISION PRIZE
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - EDUS
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - EDWARD M KENNEDY INSTITUTE FOR THE UNITED STATES
SENATE INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - EIGHTEEN EAST CAPITAL LTD
IN SUPPORT OF RESEARCHING AND DESIGNING SUSTAINABLE DEVELOPMENT
CERTIFICATES, A FUNDING MODEL TO INCREASE THE CAPACITY OF DEVELOPMENT
FINANCE INSTITUTIONS TO MAKE IMPACT INVESTMENTS IN UNDERDEVELOPED
MARKETS SERVING POOR AND VULNERABLE COMMUNITIES
NAME OF RECIPIENT - EMPOWER GENERATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - ENTERPRISE COMMUNITY PARTNERS, INC.
TOWARD THE COSTS OF THE RESEARCH AND DESIGN OF A COMMUNITY DEVELOPMENT
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
FINANCE INDEX TO INCREASE CAPITAL FLOW INTO POOR AND VULNERABLE
POPULATIONS THROUGH NEW FINANCIAL PRODUCTS
NAME OF RECIPIENT - E-RIIGI AKADEEMIA SIHTASUTUS
IN SUPPORT OF DEVELOPING AND TESTING A CONCEPT FOR A "DIGITAL
TRANSFORMATION ACCELERATOR" DESIGNED TO INCREASE GOVERNMENT
CAPABILITIES FOR PUBLIC SERVICE DIGITIZATION
NAME OF RECIPIENT - EUPHEMIA L HAYNES PUBLIC CHARTER SCHOOL INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - EVERY MOTHER COUNTS
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - EVERY MOTHER COUNTS
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - EXPERIENCE CAMPS
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - FACTORE VENTURES PBC
IN SUPPORT OF A TECHNICAL AND MARKET ASSESSMENT OF HOW TO DELIVER
PRODUCTIVE POWER AND ASSOCIATED APPLIANCES TO POOR AND VULNERABLE
PEOPLE IN OFF-GRID CONTEXTS
NAME OF RECIPIENT - FAILTE CARE CORPORATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - FAITH ASSEMBLY OF GOD
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - FAMILIA MOJA SUPPORT INITIATIVE
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - FEEDING AMERICA
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
IN SUPPORT OF AN EFFORT TO IDENTIFY AND RESCUE SURPLUS MEAT AND SEAFOOD
AND REDISTRIBUTE IT TO FOOD INSECURE POPULATIONS IN THE U.S.
NAME OF RECIPIENT - FISTULA FOUNDATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - FLYING MANES THERAPEUTIC RIDING INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - FOOD BANK FOR NEW YORK CITY FOOD FOR SURVIVAL
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - FOOD FOR SOUL
IN SUPPORT OF BUILDING ITS ORGANIZATIONAL CAPACITY IN SUPPORT OF ITS
MISSION TO REDUCE FOOD WASTE AND ADDRESS FOOD INSECURITY, AND TO
SUPPORT THE LAUNCH OF SEVERAL INNOVATIVE SOUP KITCHENS IN THE UNITED
STATES
NAME OF RECIPIENT - FOODCORPS, INC.
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
TOWARD THE COSTS OF "REWORKING LUNCH," TO DESIGN AND IMPLEMENT
SOLUTIONS THAT MAKE HEALTHIER, MORE SUSTAINABLE FOOD READILY ACCESSIBLE
FOR SCHOOLS AND STUDENTS NATIONWIDE
NAME OF RECIPIENT - FOODSHOT GLOBAL, INC.
TOWARD THE COSTS OF THE GROUNDBREAKER PRIZE TO SUPPORT INNOVATIVE WORK
THAT ADVANCES A HEALTHIER, MORE SUSTAINABLE, AND MORE EQUITABLE FOOD
SYSTEM
NAME OF RECIPIENT - FORDHAM PREPARATORY SCHOOL
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - FOUNDATION FINANCIAL OFFICERS GROUP, INC.
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - FOUNDATION FOR LOUISIANA
TOWARD THE COSTS OF EXPANDING AND ENHANCING ITS WORK IN CREATING
REGIONAL AND STATEWIDE CONSISTENCY IN PLANNING FOR FUTURE FLOOD RISK
NAME OF RECIPIENT - FRACTURED ATLAS PRODUCTIONS INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - FRACTURED ATLAS PRODUCTIONS INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - FREE AT LAST COMMUNITY RECOVERY AND REHABILITATION
SERVICES
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - FRICK COLLECTION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - FRIENDS OF ALTA INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - FRIENDS OF ALTA INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - FSG, INC.
TOWARD THE COSTS OF ITS SHARED VALUE INITIATIVE, TO CONTINUE TO DEVELOP
THE CONCEPT OF SHARED VALUE AND PROMOTE IT AS A GUIDING PHILOSOPHY AND
CORE BUSINESS PRACTICE THAT DRIVES INNOVATION BY ADDRESSING SOCIAL
NEEDS
NAME OF RECIPIENT - FULL FRAME INITIATIVE INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - FULL FRAME INITIATIVE INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - FUND FOR CITIES OF SERVICE, INC.
IN SUPPORT OF THE GUIDING OPPORTUNITY (GO) AMERICORPS VISTA PROGRAM, AN
EFFORT TO HELP CITY LEADERS IN THE U.S. ACHIEVE POSITIVE ECONOMIC AND
SOCIAL OUTCOMES THROUGH COMMUNITY-INFORMED OPPORTUNITY ZONE INVESTMENTS
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - FUND FOR THE CITY OF NEW YORK INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - FUNDERS NETWORK FOR SMART GROWTH AND LIVABLE
COMMUNITIES INC.
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - FURRY SMILES INTERNATIONAL RESCUE
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - GAS LAMP INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - GAVI ALLIANCE
TOWARD THE COSTS OF ITS EFFORTS TO DEVELOP A DIGITALLY COMPETENT AND
923655 04-01-19 141 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
ADAPTIVE FRONTLINE WORKFORCE TO BENEFIT THE HEALTH OF CHILDREN GLOBALLY
NAME OF RECIPIENT - GAY MENS HEALTH CRISIS
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - GAY MENS HEALTH CRISIS INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - GENESIS ANALYTICS PTY LTD
IN SUPPORT OF DEVELOPING A TOOLKIT TO SHARE THE LEARNINGS OF THE
ROCKEFELLER FOUNDATIONS YIELDWISE INITIATIVE TO THE RELEVANT ACTORS IN
THE FOOD LOSS AND WASTE SECTOR
NAME OF RECIPIENT - GEORGETOWN UNIVERSITY
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - GEORGETOWN UNIVERSITY
FOR USE BY ITS BEECK CENTER FOR SOCIAL IMPACT + INNOVATION IN SUPPORT
OF LAUNCHING AND COORDINATING A "DIGITAL STATE NETWORK," AN
923655 04-01-19 142 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
ACTION-ORIENTED RESEARCH PORTFOLIO, AND AN OPEN PLATFORM FOR KNOWLEDGE
SHARING TO HELP CIVIL SERVANTS AND POLICY MAKERS LEVERAGE GOVERNMENT
DATA AND TECHNOLOGY ETHICALLY AND AT SCALE
NAME OF RECIPIENT - GEORGETOWN UNIVERSITY
FOR USE BY THE WALSH SCHOOL OF FOREIGN SERVICE IN SUPPORT OF A PROJECT
TO DRAW LESSONS FROM LEADERS OF COUNTRIES UNDERGOING OR EMERGING FROM
POST-CONFLICT RECONSTRUCTION AND TO SHARE THESE SUCCESS STORIES WITH
THE INTERNATIONAL COMMUNITY
NAME OF RECIPIENT - GILDER LEHRMAN INSTITUTE OF AMERICAN HISTORY
TOWARD THE COSTS OF EXPANDING ITS HAMILTON EDUCATION PROGRAM TO PROVIDE
SUBSIDIZED TICKETS TO THE SHOW "HAMILTON" FOR UNDERPRIVILEGED HIGH
SCHOOL STUDENTS, AND TO DISTRIBUTE ACCOMPANYING EDUCATIONAL MATERIALS
THAT INTEGRATE THEATRICAL PERFORMANCE AND THE STUDY OF AMERICAN HISTORY
NAME OF RECIPIENT - GIRLS WHO INVEST INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - GIVEDIRECTLY
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - GLOBAL ALLIANCE FOR IMPROVED NUTRITION
IN SUPPORT OF GATHERING DATA ABOUT DIET QUALITY IN GHANA AND TANZANIA
TO INFORM THE GALLUP GLOBAL DIET QUALITY PROJECT, AN EFFORT TO BUILD
THE FIRST GLOBAL DIET QUALITY DATABASE FREELY ACCESSIBLE TO THE PUBLIC
NAME OF RECIPIENT - GLOBAL ALLIANCE FOR IMPROVED NUTRITION
IN SUPPORT OF DEVELOPING THE FIRST NUTRITIOUS FINANCING FACILITY TO
SUPPORT SMALL-AND MEDIUM-SIZED ENTERPRISES INCREASE ACCESS TO
NUTRITIOUS FOODS IN SUB-SAHARA AFRICA
NAME OF RECIPIENT - GLOBAL HEALTH STRATEGIES LLC
IN SUPPORT OF DEVELOPING COMMUNICATIONS AND ADVOCACY STRATEGIES AND
MATERIALS TO POSITION DIGITALLY-ENABLED COMMUNITY HEALTH WITHIN GLOBAL
CONVERSATIONS ABOUT ACHIEVING UNIVERSAL HEALTH COVERAGE
NAME OF RECIPIENT - GLOBAL IMPACT INVESTING NETWORK
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - GLOBAL KIDS, INC.
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - GLOBAL KIDS, INC.
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - GLOBALGIVING FOUNDATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - GOWANUS CANAL CONSERVANCY INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - GRACA MACHEL TRUST
IN SUPPORT OF RESEARCHING AND DESIGNING A PAN-AFRICAN INVESTMENT
VEHICLE TO ACCELERATE WOMEN'S ECONOMIC DEVELOPMENT IN AFRICA
NAME OF RECIPIENT - GREATER HOUSTON COMMUNITY FOUNDATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - GREATER NY FOUNDATION
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - GUARDIAN NEWS AND MEDIA LTD
IN CONTINUED SUPPORT OF ITS GUARDIAN CITIES SECTION TO FOSTER READER
ENGAGEMENT AND UNDERSTANDING OF RESILIENCE AS IT AFFECTS POOR AND
VULNERABLE COMMUNITIES IN URBAN AREAS
NAME OF RECIPIENT - HABITAT FOR HUMANITY GREATER BOSTON, INC.
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - HABITAT FOR HUMANITY INTERNATIONAL INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - HABITAT FOR HUMANITY INTERNATIONAL, INC.
IN SUPPORT OF CONDUCTING A FEASIBILITY STUDY ON THE VIABILITY OF A
SECURITIZATION MECHANISM FOR ITS AFFILIATES TO SCALE UP HOMEBUILDING
EFFORTS
NAME OF RECIPIENT - HABITAT FOR HUMANITY OF COASTAL FAIRFIELD COUNTY INC
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - HAND OF PROGRESS E.V.
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - HARLEM SCHOOL OF THE ARTS INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - HEALTH STRATEGY AND POLICY INSTITUTE
IN SUPPORT OF A PROJECT TO STRENGTHEN POLICY AROUND AND THE PRACTICE OF
IMPROVING UNIVERSAL HEALTH COVERAGE IMPLEMENTATION IN VIETNAM BY USING
EVIDENCE-BASED DATA AND ANALYSES AND BUILDING LOCAL CAPACITY
NAME OF RECIPIENT - HEIFER INTERNATIONAL FOUNDATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - HEIFER PROJECT INTERNATIONAL
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - HEIFER PROJECT INTERNATIONAL
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - HENRY VISCARDI SCHOOL
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - HETRICK-MARTIN INSTITUTE
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - HIKMA HEALTH INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
ORGANIZATIONS
NAME OF RECIPIENT - HOLOCAUST MEMORIAL CENTER
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - HOPE FOR CANCER KIDS (HCK)
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - HOPEWELL FUND
FOR USE BY ITS ECONOMIC SECURITY PROJECT TOWARD THE COSTS OF
MODERNIZING AND EXPANDING THE EARNED INCOME TAX CREDIT AT THE STATE AND
FEDERAL LEVEL
NAME OF RECIPIENT - HUMAN NEEDS PROJECT INC.
IN SUPPORT OF A PROJECT TO PROVIDE INNOVATIVE ENERGY TECHNOLOGIES IN
THE KIBERA SLUM IN NAIROBI, KENYA AND IN GENERAL SUPPORT OF ITS MISSION
TO ENABLE THE POOR TO ACCESS PROSPERITY THROUGH LOCALIZED COMMUNITY
CENTERS
NAME OF RECIPIENT - HUMAN NETWORK INTERNATIONAL
IN SUPPORT OF TESTING A TECHNOLOGY-ENABLED APPROACH FOR COLLECTING
MONITORING AND EVALUATION DATA ON VULNERABLE POPULATIONS IN RURAL
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
COMMUNITIES
NAME OF RECIPIENT - HUMANITY IN ACTION INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - IDENTITY2020 SYSTEMS INC.
IN SUPPORT OF EXPANDING ITS EFFORTS TO ASSESS AND IMPLEMENT PILOT
PROJECTS THAT SEEK TO PROVIDE DIGITAL IDENTITY TO POPULATIONS CURRENTLY
LACKING ANY TYPE OF FORMAL IDENTIFICATION
NAME OF RECIPIENT - IDEO.ORG
IN SUPPORT OF HUMAN-CENTERED, DESIGN-DRIVEN RESEARCH TO STUDY AND
SHOWCASE WAYS THAT PEOPLE AND COMMUNITIES MAY BENEFIT FROM DIGITAL
GOVERNMENT TRANSFORMATION
NAME OF RECIPIENT - IDFC FOUNDATION
IN SUPPORT OF ITS IDFC INSTITUTE TO DEVELOP A CAPACITY-ENHANCING
FRAMEWORK IN ORDER TO PROVIDE CITIZEN-CENTRIC PUBLIC SERVICES THROUGH
THE USE OF DATA AND TECHNOLOGY
NAME OF RECIPIENT - IDH SUSTAINABLE TRADE INITIATIVE
IN SUPPORT OF PROVIDING TECHNICAL ASSISTANCE TO CASSAVA PROCESSORS IN
NIGERIA IN ORDER TO INTEGRATE SMALL HOLDER FARMERS INTO THEIR SUPPLY
CHAINS AND RESOLVE SYSTEMIC CHALLENGES IN THE CASSAVA VALUE CHAIN
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - IMANI REHABILITATION CENTRE
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - IMPACT SHARES CORP.
IN SUPPORT OF DEVELOPING STRATEGIES FOR A SERIES OF CAUSE-BASED
EXCHANGE TRADED FUNDS (ETFS) IN PARTNERSHIP WITH LEADING NONPROFITS IN
AN EFFORT TO CREATE BETTER SOCIALLY RESPONSIBLE INVESTMENT SOLUTIONS
NAME OF RECIPIENT - IMPACTALPHA
IN SUPPORT OF ITS AGENTS OF IMPACT SCHOLARSHIP FUND, AN EFFORT TO
PROVIDE SUBSCRIPTIONS FOR ACADEMIC INSTITUTIONS TO A DAILY NEWSLETTER
AND OTHER CONTENT RELATED TO IMPACT INVESTING AND SUSTAINABLE FINANCE
NAME OF RECIPIENT - IMPACTASSETS, INC.
IN SUPPORT OF EVALUATING MARKETING AND DISTRIBUTION STRATEGIES FOR UP
TO FOUR IMPACT INVESTMENT PRODUCTS, AS WELL AS SUPPORTING INVESTMENTS
IN SMALL- AND MEDIUM-ENTERPRISE FUND MANAGERS UTILIZING
SELF-LIQUIDATING AND REVENUE-BASED REPAYMENT MODELS, ALL IN AN EFFORT
TO TEST WAYS OF ADDRESSING ACCESS TO CAPITAL FOR UNDERSERVED
POPULATIONS IN THE UNITED STATES
NAME OF RECIPIENT - IMPERIAL COLLEGE OF SCIENCE, TECHNOLOGY AND MEDICINE
FOR USE BY THE CONWAY CENTRE IN SUPPORT OF RESEARCH TO EXAMINE THE
INTERACTIONS OF SPECIFIC, UNDER-RESEARCHED FOOD COMPOUNDS ON HUMAN AND
LIVESTOCK HEALTH
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - INCLUSIVE BUSINESS LEADERSHIP LTD.
TOWARD THE COSTS OF THE VALUABLE CAMPAIGN TO INCREASE THE INCLUSION OF
PEOPLE WITH DISABILITIES THROUGH INCLUSIVE BUSINESS PRACTICES
NAME OF RECIPIENT - INDEPENDENT FEATURE PROJECT, INC.
IN SUPPORT OF THE DESIGN AND IMPLEMENTATION OF A DISTRIBUTION STRATEGY
FOR THE SOLVABLE FILM PRODUCTS
NAME OF RECIPIENT - INDEPENDENT SECTOR
IN GENERAL SUPPORT OF ITS MISSION TO ADVANCE THE COMMON GOOD BY
LEADING, STRENGTHENING AND MOBILIZING THE NONPROFIT COMMUNITY
NAME OF RECIPIENT - INJURED MARINE SEMPER FI FUND
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - INSTITUTE FOR ADVANCED STUDY
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - INSTITUTE FOR MIDDLE EAST UNDERSTANDING
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - INSTITUTE FOR TRANSFORMATIVE TECHNOLOGIES FOUNDATION
IN SUPPORT OF THE 50 BREAKTHROUGHS 2.0 PLATFORM WITH AN AIM TO
CONSOLIDATE AND INFLUENCE ADOPTION OF THE TECHNOLOGY FOR DEVELOPMENT
MODEL WITHIN THE LARGER PUBLIC, PRIVATE, AND NON-PROFIT ECOSYSTEM
NAME OF RECIPIENT - INSTITUTE OF INTERNATIONAL EDUCATION, INC.
IN SUPPORT OF ADMINISTERING SEVERAL ACTIVITIES AND PROGRAMS AT THE
ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY: THE SEMI-ANNUAL
COMPETITIONS FOR BELLAGIO RESIDENTS, THE BELLAGIO TRAVEL AND LEARNING
FUND, AND OUTREACH ACTIVITIES
NAME OF RECIPIENT - INTELLECAP ADVISORY SERVICES PRIVATE LIMITED
IN SUPPORT OF PRODUCING RESEARCH PRODUCTS THAT WILL ENHANCE THE
STRATEGIC KNOWLEDGE BASE OF THE INTERNATIONAL DEVELOPMENT COMMUNITY ON
TOPICS RELATED TO RESILIENCE AND INCLUSIVE ECONOMIES IN THE GLOBAL
SOUTH
NAME OF RECIPIENT - INTERACTION INSTITUTE FOR SOCIAL CHANGE
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - INTERNATIONAL BANK FOR RECONSTRUCTION AND DEVELOPMENT
IN SUPPORT OF DEVELOPING A GLOBAL FRAMEWORK FOR ACTION ON FOOD LOSS AND
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
WASTE INCLUDING DEVELOPING COUNTRY DIAGNOSTICS AND FORMING A HIGH-LEVEL
TASK FORCE
NAME OF RECIPIENT - INTERNATIONAL BANK FOR RECONSTRUCTION AND DEVELOPMENT
TOWARD THE COSTS OF DEVELOPING THE TROPICAL FOREST FINANCE FACILITY, AN
INSTRUMENT TO PROVIDE FINANCIAL INCENTIVES FOR TROPICAL FOREST
COUNTRIES TO SLOW AND REVERSE DEFORESTATION
NAME OF RECIPIENT - INTERNATIONAL BANK FOR RECONSTRUCTION AND DEVELOPMENT
FOR USE BY ITS GLOBAL FINANCING FACILITY FOR WOMEN, CHILDREN AND
ADOLESCENTS TOWARD THE COSTS OF IDENTIFYING AND SUPPORTING THE
NATIONAL SCALE UP OF EVIDENCE-BASED DATA SCIENCE AND DIGITAL HEALTH
INNOVATIONS TO ACCELERATE REPRODUCTIVE, MATERNAL, NEWBORN, CHILD AND
ADOLESCENT HEALTH OUTCOMES
NAME OF RECIPIENT - INTERNATIONAL BANK FOR RECONSTRUCTION AND DEVELOPMENT
FOR USE BY ITS ENERGY SECTOR MANAGEMENT ASSISTANCE PROGRAM (ESMAP)
TOWARD THE COSTS OF ESTABLISHING A TARGETED PROGRAM FOR STIMULATING
ELECTRICITY DEMAND IN ORDER TO ACCELERATE ENERGY ACCESS IN UP TO FOUR
AFRICAN COUNTRIES
NAME OF RECIPIENT - INTERNATIONAL CAREER ADVANCEMENT ASSOCIATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - INTERNATIONAL CENTRE OF INSECT PHYSIOLOGY AND ECOLOGY
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
IN SUPPORT OF TESTING BUSINESS MODELS FOR SCALING INSECT-BASED PROTEIN
FEED FOR USE IN POULTRY FARMING AND AQUACULTURE IN KENYA
NAME OF RECIPIENT - INTERNATIONAL COMMITTEE OF THE RED CROSS
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - INTERNATIONAL FUND FOR AGRICULTURAL DEVELOPMENT
IN SUPPORT OF PROVIDING TECHNICAL SUPPORT AND TRAINING TO A NETWORK OF
ROCKEFELLER FOUNDATION PARTNERS, IN AN EFFORT TO HELP FARMERS REDUCE
POST-HARVEST LOSSES FOR CROPS IN KENYA, RWANDA, NIGERIA AND TANZANIA
NAME OF RECIPIENT - INTERNATIONAL RESCUE COMMITTEE INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - INTERNATIONAL RESCUE COMMITTEE INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - INTERNATIONAL RESCUE COMMITTEE
IN SUPPORT OF RESEARCH ON THE COST-EFFECTIVENESS OF SIMPLIFIED
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
TREATMENT PROTOCOLS FOR ACUTE MALNUTRITION, IN ORDER TO LEVERAGE THE
SUPPORT OF COMMUNITY HEALTH SYSTEMS TO IDENTIFY AND TREAT CHILDREN IN
VULNERABLE COMMUNITIES
NAME OF RECIPIENT - INTERNATIONAL SCHOOL OF BROOKLYN
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - INTERNATIONAL SCHOOL OF BROOKLYN
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - INTERNATIONAL SENIOR LAWYERS PROJECT
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - INTERNATIONAL YOUTH FOUNDATION
IN SUPPORT OF ESTABLISHING THE COHORT 2030 INITIATIVE AND PLANNING A
RELATED CONVENING AT THE ROCKEFELLER FOUNDATION BELLAGIO CENTER TO
ENGAGE NEXT GENERATION LEADERS TO DELIVER THE 2030 AGENDA FOR
SUSTAINABLE DEVELOPMENT
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - INTRINSIC VALUE EXCHANGE, INC.
TOWARD THE COSTS OF RESEARCHING AND DEVELOPING THE INTRINSIC VALUE
EXCHANGE, A MODEL FOR PUBLIC OWNERSHIP OF NATURAL CAPITAL ECOSYSTEM
SERVICES
NAME OF RECIPIENT - INVEST ATLANTA
IN SUPPORT OF ENHANCING ATLANTAS CAPACITY TO LEVERAGE THE OPPORTUNITY
ZONES TAX INCENTIVE TO ATTRACT PRIVATE INVESTMENTS INTO DISTRESSED
COMMUNITIES
NAME OF RECIPIENT - IOWA STATE UNIVERSITY OF SCIENCE AND TECHNOLOGY
IN SUPPORT OF ESTABLISHING GLOBAL PARTNERSHIPS IN ORDER TO ADVANCE
COLLABORATIVE THINKING AND LEVERAGE EXPERTISE, KNOWLEDGE, AND
INNOVATION FOR THE SUSTAINABLE REDUCTION OF POST-HARVEST LOSS WITHIN
THE GLOBAL FOOD SYSTEM
NAME OF RECIPIENT - JAMES BLAKE FOUNDATION INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - JAZZ AT LINCOLN CENTER INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - JAZZ AT LINCOLN CENTER, INC.
IN SUPPORT OF CONTINUING ITS LET FREEDOM SWING: THE RESILIENT CITIES
TOUR, AN EFFORT TO INFORM STUDENTS ABOUT JAZZ AND ITS MUSICAL,
HISTORICAL AND CULTURAL IMPACT ON BUILDING RESILIENT COMMUNITIES
NAME OF RECIPIENT - JEFF MICHNER SCHOLARSHIP FUND A NEW JERSEY NON-PROFIT
CORPORATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - JENNIFER ASHLEIGH CHILDRENS CHARITY
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - JESPY HOUSE
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - JOHNS HOPKINS UNIVERSITY
FOR USE BY ITS BLOOMBERG SCHOOL OF PUBLIC HEALTHS JOHNS HOPKINS CENTER
FOR HEALTH SECURITY IN SUPPORT OF DEVELOPING A HEALTH SYSTEM RESILIENCE
CHECKLIST AND IMPLEMENTATION GUIDE THAT HEALTH SYSTEMS IN A BROAD SET
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
OF COUNTRIES CAN USE TO ENSURE AN EFFECTIVE RESPONSE TO HEALTH
EMERGENCIES
NAME OF RECIPIENT - JOYCE THEATER FOUNDATION INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - JUNIOR ACHIEVEMENT INDIA SERVICES
IN SUPPORT OF ITS GLOBAL ALLIANCE FOR MASS ENTREPRENEURSHIP (GAME) TO
CATALYZE ENTREPRENEURSHIP IN INDIA IN ORDER TO ACHIEVE GREATER LEVELS
OF EMPLOYMENT
NAME OF RECIPIENT - JUNTOS
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - JUNTOS
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - KARAN CAPOOR
IN SUPPORT OF A FELLOWSHIP TO LANDSCAPE AND IDENTIFY THE MOST PROMISING
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
OPPORTUNITIES TO SCALE ENERGY INFRASTRUCTURE IN ORDER TO INCREASE
ENERGY ACCESS TO POOR PEOPLE AROUND THE WORLD, AND FURTHER CHARITABLE
PURPOSES
NAME OF RECIPIENT - KARIUNGA GREENS SELF HELP GROUP
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - KENAN-FLAGLER BUSINESS SCHOOL FOUNDATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - KENAN-FLAGLER BUSINESS SCHOOL FOUNDATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - KHOJ INTERNATIONAL ARTISTS ASSOCIATION
IN SUPPORT OF CONDUCTING OUTREACH AND NOMINATING ASIAN ARTISTS AS
CANDIDATES FOR ONE-MONTH RESIDENCIES AT THE ROCKEFELLER FOUNDATION
BELLAGIO CENTER, ITALY
NAME OF RECIPIENT - KINGS COLLEGE LONDON, UNIVERSITY OF LONDON
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
FOR USE BY ITS DEPARTMENT OF INTERNATIONAL DEVELOPMENT IN SUPPORT OF A
SPECIAL SERIES OF THE LANCET ENTITLED POLITICAL SCIENCE IN GLOBAL
HEALTH POLICY-MAKING.
NAME OF RECIPIENT - KKS ADVISORS LLC
IN SUPPORT OF DEVELOPING A MECHANISM TO IMPROVE THE SOCIAL AND
ENVIRONMENTAL OUTCOMES OF PRIVATE SECTOR COMPANIES BY INCREASING
COLLABORATION ACROSS CORPORATE ACTORS
NAME OF RECIPIENT - LAAL NYC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - LINCOLN CENTER FOR THE PERFORMING ARTS, INC.
IN SUPPORT OF EXPANDING ITS PILOT FOR A SECOND ROUND OF THE LINCOLN
CENTER CULTURAL INNOVATION FUND, A GRANT PROGRAM TO SUPPORT NEW YORK
CITY-BASED CULTURAL AND COMMUNITY ORGANIZATIONS TO SPUR CULTURAL
INNOVATION IN THE SOUTH BRONX AND CENTRAL BROOKLYN
NAME OF RECIPIENT - LIVING CITIES, INC. THE NATIONAL COMMUNITY
DEVELOPMENT INITIATIVE
IN SUPPORT OF ITS CLOSING THE GAPS ACCELERATOR PROJECT, A COMMUNITY OF
PRACTICE FOR 30 CITIES TO ADDRESS SYSTEMIC INEQUITIES AND CLOSE INCOME
AND WEALTH GAPS, AND IN GENERAL SUPPORT OF ITS MISSION TO ADVANCE
OPPORTUNITY AND PROSPERITY IN U.S. CITIES AND THEIR LOW-INCOME
POPULATIONS
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - LOCAL INITIATIVES SUPPORT CORPORATION
IN SUPPORT OF ENHANCING WASHINGTON D.C.S CAPACITY TO LEVERAGE THE
OPPORTUNITY ZONES TAX INCENTIVE TO ATTRACT PRIVATE INVESTMENTS INTO
DISTRESSED COMMUNITIES
NAME OF RECIPIENT - LONDON SCHOOL OF ECONOMICS AND POLITICAL SCIENCE
FOR USE BY ITS INTERNATIONAL GROWTH CENTRE TOWARD THE COSTS OF
COLLABORATING WITH THE GOVERNMENT OF SIERRA LEONE TO DEVELOP A NATIONAL
STRATEGIC PLAN FOR A COMMUNITY HEALTH WORKFORCE AS AN INTEGRAL PART OF
THEIR EFFORTS TO BUILD RESILIENCE WITHIN THE COUNTRYS HEALTH SYSTEM IN
THE WAKE OF THE EBOLA CRISIS
NAME OF RECIPIENT - LONG ISLAND BULLDOG RESCUE
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - LONG ISLAND BULLDOG RESCUE
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - LONG ISLAND CARES INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - LT MICHAEL P MURPHY USN MEMORIAL SCHOLARSHIP
FOUNDATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - MAHILA SEWA TRUST
IN SUPPORT OF EXPANDING THE RURAL BUSINESS-TO-CONSUMER MARKET FOR ITS
WOMEN MEMBERS IN INDIA IN PARTNERSHIP WITH AMAZON
NAME OF RECIPIENT - MAKE A WISH FOUNDATION OF PHILADELPHIA, DELAWARE AND
SUSQUEHANNA VALLEY
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - MAKE-A-WISH FOUNDATION OF AMERICA
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - MALARIA NO MORE FUND
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
TOWARD THE COSTS OF THE DESIGN AND LAUNCH OF A "DEMONSTRATION DEAL" TO
CHANNEL LARGE AMOUNTS OF PRIVATE CAPITAL TOWARDS ACHIEVING THE HEALTH
SUSTAINABLE DEVELOPMENT GOALS, INCLUDING A CONVENING TO BE HELD AT THE
ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY IN 2020
NAME OF RECIPIENT - MANGU DISPENSARY INTEGRATED AIDS PROGRAMME
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - MANHATTAN CLASS COMPANY INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - MANHATTAN THEATRE CLUB INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - MAPLE STREET SCHOOL
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - MARC LUSTGARTEN PANCREATIC CANCER FOUNDATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - MARC LUSTGARTEN PANCREATIC CANCER FOUNDATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - MARIST COLLEGE
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - MARTHAS TABLE
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - MASSACHUSETTS COALITION FOR THE HOMELESS INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - MASSACHUSETTS INSTITUTE OF TECHNOLOGY
FOR USE BY ITS SLOAN SCHOOL OF MANAGEMENTS LABORATORY FOR FINANCIAL
ENGINEERING IN SUPPORT OF DEVELOPING RESEARCH BACKED OBLIGATIONS
(RBOS), A NEW MODEL FOR FUNDING EARLY STAGE BIOMEDICAL RESEARCH
NAME OF RECIPIENT - MASSACHUSETTS INSTITUTE OF TECHNOLOGY
IN SUPPORT OF CREATING A GLOBAL COMMISSION THAT WILL SHOWCASE AND
ADVANCE SPECIFIC RECOMMENDATIONS, POLICY ACTION, AND INVESTMENTS IN
INTEGRATED ELECTRIFICATION MODELS
NAME OF RECIPIENT - MAXTUDIO, SNC
IN SUPPORT OF DEVELOPING KNOWLEDGE PRODUCTS BASED ON MONITORING AND
EVALUATION OF THE FOUNDATIONS INITIATIVES IN ORDER TO SUPPORT LEARNING
PRACTICE AND THOUGHT LEADERSHIP AMONG THE FOUNDATIONS GRANTEES AND
PARTNERS IN DEVELOPMENT AND PHILANTHROPY
NAME OF RECIPIENT - MA-YI THEATER COMPANY
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - MEDIC MOBILE, INC.
IN SUPPORT OF THE DEVELOPMENT OF MEDIC RESEARCH, AN INNOVATION LAB
FOCUSED ON BIG IDEAS TO SUPPORT THE POTENTIAL OF PRECISION PUBLIC
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
HEALTH TO BENEFIT VULNERABLE COMMUNITIES
NAME OF RECIPIENT - MELANIE WALKER
IN SUPPORT OF A FELLOWSHIP TO IDENTIFY THE NEXT GENERATION OF
FUNDAMENTALS IN THE LIFE SCIENCES AND PROMOTE LESS INVASIVE APPROACHES
TO DISEASE MANAGEMENT, AND FURTHER CHARITABLE PURPOSES
NAME OF RECIPIENT - MERIDIAN INSTITUTE
TOWARD THE COST OF BUILDING DATASETS FOR MACHINE LEARNING TO ADDRESS
BIAS AND INEQUITY IN EXISTING MODELS
NAME OF RECIPIENT - MERIDIAN INSTITUTE
TOWARD THE COSTS OF CREATING THE FOOD PERIODIC TABLE GLOBAL CONSORTIUM,
AN EFFORT TO SPUR SCIENTIFIC ADVANCEMENTS IN UNDERSTANDING THE
BIOCHEMICAL ELEMENTS OF DIET THAT CONTRIBUTE TO HEALTH AND WELLBEING
NAME OF RECIPIENT - MERIDIAN INSTITUTE
IN SUPPORT OF A CONVENING TO ADVANCE INTEGRATED ELECTRIFICATION IN
ORDER TO HELP END ENERGY POVERTY TO BE HELD AT THE ROCKEFELLER
FOUNDATION BELLAGIO CENTER, ITALY, DECEMBER 2019
NAME OF RECIPIENT - MERIDIAN INSTITUTE
IN SUPPORT OF EXPLORING THE FEASIBILITY OF DEVELOPING A GLOBAL LIBRARY
FOR AGRICULTURAL IMAGES AND DATA (GLAID) INITIATIVE, IN AN EFFORT TO
USE DATA AND MACHINE LEARNING TO INCREASE EFFECTIVENESS ACROSS
AGRICULTURAL PRODUCTION AND DISTRIBUTION
NAME OF RECIPIENT - MERIDIAN INSTITUTE
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
FOR USE BY ITS GLOBAL ALLIANCE FOR THE FUTURE OF FOOD IN SUPPORT OF ITS
EFFORTS TO LEVERAGE RESOURCES IN ORDER TO SHIFT FOOD SYSTEMS TOWARD
GREATER SUSTAINABILITY, SECURITY AND EQUITY
NAME OF RECIPIENT - METROPOLITAN OPERA ASSOCIATION INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - METROPOLITAN PLANNING COUNCIL
FOR USE BY ECONOMIC SECURITY FOR ILLINOIS TOWARD THE COSTS OF AN EFFORT
TO ADVANCE AN EXPANDED AND MODERNIZED STATE EARNED INCOME TAX CREDIT TO
INCREASE FINANCIAL SECURITY FOR LOW- AND MIDDLE-INCOME PEOPLE IN
ILLINOIS
NAME OF RECIPIENT - METROWEST YMCA
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - MEXICAN AMERICAN LEGAL DEFENSE AND EDUCATIONAL FUND
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - MILKEN INSTITUTE
TOWARD THE COSTS OF DEVELOPING AN INNOVATIVE IMPACT FUND FOR INVESTMENT
IN MINORITY-OWNED DEPOSITORY INSTITUTIONS IN AN EFFORT TO INCREASE
THEIR CAPACITY TO CATALYZE CAPITAL FOR MINORITY POPULATIONS AND OTHER
VULNERABLE GROUPS
NAME OF RECIPIENT - MINISTRY OF FINANCE, TRADE, INVESTMENT AND ECONOMIC
PLANNING
IN SUPPORT OF DESIGNING AND LAUNCHING A BLUE BOND TO SUPPORT INVESTMENT
IN OCEAN AND FISHERY VALUE CHAINS IN THE SEYCHELLES
NAME OF RECIPIENT - MISSOURI BUDGET PROJECT
TOWARD THE COSTS OF ITS CAMPAIGN FOR TAX FAIRNESS INITIATIVE, A
STATEWIDE COALITION TO ADVANCE AWARENESS OF THE IMPORTANCE OF AN EARNED
INCOME TAX CREDIT FOR LOW-INCOME WORKERS IN MISSOURI
NAME OF RECIPIENT - MONA FOUNDATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - MONA FOUNDATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - MONHEGAN HISTORIAL AND CULTURAL MUSEUM ASSOCIATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - MONTCLAIR EMERGENCY SERVICES FOR THE HOMELESS INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - MONTCLAIR FUND FOR EDUCATIONAL EXCELLENCE INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - MOREHEAD-CAIN SCHOLARSHIP FUND
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - MOREHEAD-CAIN SCHOLARSHIP FUND
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
ORGANIZATIONS
NAME OF RECIPIENT - MOUNT SINAI HOSPITAL
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - MUSEUM OF CONTEMPORARY DIASPORAN ARTS
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - MUSEUM OF FINE ARTS
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - MUSEUM OF MODERN ART
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - MUSLIMS GIVING BACK INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - NAACP LEGAL DEFENSE AND EDUCATIONAL FUND, INC.
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - NATIONAL ACADEMY OF SCIENCES
IN SUPPORT OF EXPLORING THE DEVELOPMENT OF A NATIONAL INVESTMENTS
MODELLING TOOL IN ORDER TO USE SCIENCE AND SYSTEMS TO PRIORITIZE
DECISIONS RELATED TO THE SUSTAINABLE DEVELOPMENT GOALS
NAME OF RECIPIENT - NATIONAL ACADEMY OF SCIENCES
FOR USE BY ITS COMMITTEE ON SCIENCE, TECHNOLOGY AND LAW TOWARD THE
COSTS OF AN INTERNATIONAL INITIATIVE ON THE CLINICAL USE OF GERMLINE
GENOME EDITING
NAME OF RECIPIENT - NATIONAL ACADEMY OF SCIENCES
FOR USE BY THE NATIONAL ACADEMY OF MEDICINE TOWARD THE COSTS OF
DEVELOPING A GLOBAL ROADMAP FOR HEALTHY LONGEVITY
NAME OF RECIPIENT - NATIONAL ANATOLIAN SHEPHERD RESCUE NETWORK
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
ORGANIZATIONS
NAME OF RECIPIENT - NATIONAL BREAST CANCER COALITION FUND
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - NATIONAL CAUCUS AND CENTER ON BLACK AGING INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - NATIONAL COMMITTEE FOR RESPONSIVE PHILANTHROPY
IN GENERAL SUPPORT OF ITS MISSION TO PROMOTE PHILANTHROPY THAT SERVES
THE PUBLIC GOOD, IS RESPONSIVE TO PEOPLE AND COMMUNITIES WITH THE LEAST
WEALTH AND OPPORTUNITY, AND IS HELD ACCOUNTABLE TO THE HIGHEST
STANDARDS OF INTEGRITY AND OPENNESS
NAME OF RECIPIENT - NATIONAL EATING DISORDERS ASSOCIATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - NATIONAL GEOGRAPHIC SOCIETY
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - NATIONAL IMMIGRATION LAW CENTER
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - NATIONAL KIDNEY FOUNDATION INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - NATIONAL MULTIPLE SCLEROSIS SOCIETY
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - NATIONAL OUTDOOR LEADERSHIP SCHOOL
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - NATIONAL REDISTRICTING FOUNDATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - NATIONAL WOMENS LAW CENTER
TOWARD THE COSTS OF INCREASING PUBLIC AWARENESS OF ISSUES RELATED TO
SEXUAL HARASSMENT IN THE WORKPLACE AND OF SUPPORTING EFFORTS TO DESIGN
AND EDUCATE ON POLICY SOLUTIONS TO IMPROVE WORKER PROTECTION
NAME OF RECIPIENT - NATURAL RESOURCES DEFENSE COUNCIL, INC.
IN SUPPORT OF REDUCING FOOD WASTE IN TWO U.S. CITIES OVER THE NEXT
FIVE YEARS, AND IMPLEMENTING ADDITIONAL PROGRAMS AND POLICIES THAT
PROMOTE GOOD WASTE PREVENTION, SURPLUS FOOD RESCUE, AND RECYCLING OF
FOOD SCRAPS ACROSS THE COUNTRY
NAME OF RECIPIENT - NATURE CONSERVANCY
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - NEST M PARENT TEACHERS ASSOCIATION INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - NEW AMERICA FOUNDATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - NEW AMERICA FOUNDATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - NEW AMERICA FOUNDATION
IN SUPPORT OF ITS BLOCKCHAIN TRUST ACCELERATOR PROGRAM, AN EFFORT TO
EXPAND PUBLIC UNDERSTANDING OF HOW BLOCKCHAIN TECHNOLOGY CAN ADDRESS
SOCIAL AND GOVERNANCE CHALLENGES
NAME OF RECIPIENT - NEW AMERICA FOUNDATION
IN SUPPORT OF ITS NEW INITIATIVE, DIGITAL STATE PRACTICE, TO DEVELOP
THE NEXT GENERATION OF PUBLIC SECTOR, TECHNOLOGY PLATFORMS TO TRANSFORM
THE WAY GOVERNMENTS DELIVER VALUE FOR CITIZENS
NAME OF RECIPIENT - NEW JERSEY POLICY PERSPECTIVE, INC.
TOWARD THE COSTS OF RAISE THE FLOOR, A PROJECT TO IMPROVE THE EARNED
INCOME TAX CREDIT TO PROVIDE GREATER ECONOMIC SECURITY FOR LOW-INCOME
WORKERS IN NEW JERSEY
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - NEW JERSEY SCHOLARS PROGRAM INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - NEW LIFE HOME TRUST
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - NEW MEXICO COMMUNITY CAPITAL
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - NEW VENTURE FUND
FOR USE BY ITS PROJECT DATA.ORG/DATA SCIENCE FOR SOCIAL IMPACT ALLIANCE
TOWARD THE COSTS OF BUILDING THE FIELD OF DATA SCIENCE FOR SOCIAL
IMPACT.
NAME OF RECIPIENT - NEW VENTURE FUND
FOR USE BY ITS SAFETY NET DEFENSE FUND TOWARD THE COSTS OF AN EFFORT TO
PROTECT SOCIAL SAFETY NET PROGRAMS, SUCH AS MEDICAID AND THE
SUPPLEMENTAL NUTRITION ASSISTANCE PROGRAM, FOR LOW-INCOME PEOPLE IN THE
U.S.
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - NEW VENTURE FUND
FOR USE BY ITS U.S. IMPACT INVESTING ALLIANCE TOWARD THE COSTS OF THE
TIPPING POINT FUND, A DONOR COLLABORATIVE TO FUND FIELD BUILDING
INFRASTRUCTURE THAT WILL SUPPORT THE GROWTH AND PRACTICE OF IMPACT
INVESTING
NAME OF RECIPIENT - NEW VENTURE FUND
FOR USE BY ITS OAKLAND FUND FOR PUBLIC INNOVATION TOWARD THE COSTS OF
ENHANCING OAKLANDS CAPACITY TO LEVERAGE THE OPPORTUNITY ZONES TAX
INCENTIVE TO ATTRACT PRIVATE INVESTMENTS INTO DISTRESSED COMMUNITIES
NAME OF RECIPIENT - NEW VENTURE FUND
FOR USE BY CO-IMPACT, A GLOBAL COLLABORATIVE FOR SYSTEMS CHANGE, TOWARD
THE COSTS OF FUNDING SYSTEMS CHANGE EFFORTS IN HEALTH, EDUCATION AND
ECONOMIC OPPORTUNITY FOCUSING ON UNDERSERVED POPULATIONS WITH THE
GREATEST NEED
NAME OF RECIPIENT - NEW WOMEN NEW YORKERS INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - NEW YORK AND PRESBYTERIAN HOSPITAL
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
ORGANIZATIONS
NAME OF RECIPIENT - NEW YORK CITY AUDUBON SOCIETY INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - NEW YORK GILBERT SULLIVAN PLAYERS INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - NEW YORK LAW SCHOOL
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - NEW YORK LAW SCHOOL
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - NEW YORK PUBLIC RADIO
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
923655 04-01-19 179 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - NEW YORK PUBLIC RADIO
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - NEW YORK SHAKESPEARE FESTIVAL
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - NEW YORK THEATRE WORKSHOP INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - NEW YORK UNIVERSITY
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - NEW YORK UNIVERSITY
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - NEWARK ALLIANCE, INC.
TOWARD THE COSTS OF ENHANCING NEWARKS CAPACITY TO LEVERAGE THE
OPPORTUNITY ZONES TAX INCENTIVE TO ATTRACT PRIVATE INVESTMENTS INTO
DISTRESSED COMMUNITIES
NAME OF RECIPIENT - NEWARK PUBLIC RADIO INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - NEWS DEEPLY, INC.
IN SUPPORT OF SCOPING AND DESIGNING THE STRUCTURE AND CONTENT OF A
DIGITAL CONVENING PLATFORM INTENDED TO BECOME A HUB FOR GLOBAL
INFLUENCERS AND FUNCTION TO EXTEND AND AMPLIFY THEIR REACH
NAME OF RECIPIENT - NONPROFIT FINANCE FUND
IN GENERAL SUPPORT OF ITS MISSION TO PROVIDE NONPROFIT ORGANIZATIONS
WITH ADVISORY SERVICES AND TOOLS TO UNDERSTAND THEIR FINANCIAL HEALTH,
FINANCIALLY PROTECT THEMSELVES AND THEIR PROGRAMS, AND GROW
STRATEGICALLY
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - NON-PROFIT TECHNOLOGY ENTERPRISE NETWORK
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - NON-PROFIT TECHNOLOGY ENTERPRISE NETWORK
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - NORTH SHORE ANIMAL LEAGUE AMERICA INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - NORTHEASTERN UNIVERSITY
IN SUPPORT OF DEVELOPING THE TOOLSETS NEEDED TO ACQUIRE THE MOST
ACCURATE INFORMATION ON FOOD COMPOSITION AND THE WAYS IN WHICH
NUTRITIONAL COMPONENTS AFFECT HEALTH
NAME OF RECIPIENT - NORTHERN CALIFORNIA VIPASSANA CENTER
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - NORTHWESTERN UNIVERSITY
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - NORTHWESTERN UNIVERSITY
FOR USE BY ITS KELLOGG SCHOOL OF MANAGEMENT IN SUPPORT OF FACULTY
CONVENINGS AND CURRICULUM DEVELOPMENT IN AN EFFORT TO BUILD THE FIELD
OF IMPACT INVESTING IN BUSINESS AND PROFESSIONAL EDUCATION
NAME OF RECIPIENT - NOVAK DJOKOVIC FOUNDATION USA
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - OASIS OPEN
FOR USE BY ITS OPEN MOBILITY FOUNDATION, IN SUPPORT OF PROVIDING CITIES
WITH OPEN SOURCE SOFTWARE AND DATA STANDARDS THAT WILL ENABLE SAFE,
EQUITABLE GOVERNANCE OF PUBLIC NEEDS
NAME OF RECIPIENT - OBERLIN COLLEGE
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - OPEN AGRICULTURE FOUNDATION
IN SUPPORT OF THE NATIONAL PRODUCE CHEMOTYPING PROJECT, AN EFFORT TO
STUDY THE CHEMICAL VARIABILITY OF FRUITS AND VEGETABLES TO CREATE
HEALTHIER AND MORE INVENTIVE FOOD SYSTEMS
NAME OF RECIPIENT - OPPORTUNITY FINANCE NETWORK
TOWARD THE COSTS OF AN INITIATIVE TO HELP COMMUNITY DEVELOPMENT
FINANCIAL INSTITUTIONS AND INVESTORS IDENTIFY AND EVALUATE PROJECTS
THAT HAVE HIGH RESILIENCE POTENTIAL IN AN EFFORT TO IMPROVE THE
ECONOMIC AND CLIMATE RESILIENCE OF VULNERABLE COMMUNITIES IN THE U.S.
NAME OF RECIPIENT - ORPHEUS CHAMBER ORCHESTRA INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - PACT INSTITUTE, INC.
TOWARD THE COSTS OF ESTABLISHING A SMART POWER MYANMAR FACILITY TO
ACCELERATE THE SPREAD OF DECENTRALIZED RENEWAL ENERGY SOLUTIONS IN
MYANMAR
NAME OF RECIPIENT - PACT INSTITUTE, INC.
FOR USE BY ITS SMART POWER MYANMAR PROJECT IN SUPPORT OF AN EFFORT TO
ENSURE THAT QUALITY DATA IS AVAILABLE AND USED FOR PLANNING TO
ACCELERATE EFFECTIVE ON-GRID AND OFF-GRID ELECTRIFICATION IN MYANMAR
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - PAGE SEVENTY-THREE PRODUCTIONS INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - PAN MASSACHUSETTS CHALLENGE, INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - PANZI FOUNDATION
IN GENERAL SUPPORT OF ITS MISSION TO SERVE AS A CENTER OF EXCELLENCE
FOR SURVIVORS OF SEXUAL VIOLENCE AND DELIVERING MOTHERS IN THE
DEMOCRATIC REPUBLIC OF THE CONGO
NAME OF RECIPIENT - PARC INC PLAINVILLE
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - PARKINSONS FOUNDATION INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - PARTNERSHIP FOR PUBLIC SERVICE, INC.
IN GENERAL SUPPORT OF ITS MISSION TO REVITALIZE THE U.S. FEDERAL
GOVERNMENT BY TRANSFORMING THE WAY IT WORKS AND INSPIRING A NEW
GENERATION TO SERVE
NAME OF RECIPIENT - PATH
FOR USE BY ITS DIGITAL SQUARE PROGRAM IN SUPPORT OF A FEASIBILITY
STUDY CATALYZING A HEALTH DATA SCIENCE EXCHANGE TO IMPROVE THE REACH,
QUALITY AND EFFICIENCY OF HEALTH SERVICE DELIVERY TO PEOPLE IN
LOW-AND-MIDDLE-INCOME COUNTRIES
NAME OF RECIPIENT - PATH
IN SUPPORT OF A PROJECT TO ASSESS WHETHER CULTURED PROTEINS,
PARTICULARLY EGG AND DAIRY, CAN PLAY A MEANINGFUL ROLE IN ADDRESSING
GLOBAL MALNUTRITION IN A MORE ENVIRONMENTALLY SUSTAINABLE WAY THAN
TRADITIONAL ANIMAL-SOURCED FOODS
NAME OF RECIPIENT - PEAK GRANTMAKING
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - PENNINGTON SCHOOL
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
ORGANIZATIONS
NAME OF RECIPIENT - PERSON TO PERSON INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - PETS ARE WONDERFUL SUPPORT INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - PHILABUNDANCE
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - PHILADELPHIA OUTWARD BOUND CENTER
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - PHILANTHROPY NEW YORK INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - PHILANTHROPY NEW YORK INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - PHILANTHROPY NEW YORK, INC.
IN GENERAL SUPPORT OF ITS MISSION TO SUPPORT THE PRACTICE OF EFFECTIVE
PHILANTHROPY FOR THE PUBLIC GOOD THROUGH EDUCATIONAL ACTIVITIES,
PUBLICATIONS AND COMMUNICATIONS
NAME OF RECIPIENT - PHYSICIANS FOR REPRODUCTIVE HEALTH INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - PIERPONT MORGAN LIBRARY
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - PIONEER ELEMENTARY SCHOOL
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - PLANET LABS INC.
IN SUPPORT OF ORGANIZING A CONVENING OF DATA SCIENTISTS AND FIELD
EXPERTS TO DEVELOP USE-CASES AND ANALYTICAL SOLUTIONS FOR CLIMATE
FINANCE
NAME OF RECIPIENT - PLANNED PARENTHOOD FEDERATION OF AMERICA
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - PLANNED PARENTHOOD FEDERATION OF AMERICA
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - PLANNED PARENTHOOD OF GREATER NEW YORK, INC.
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - PORT WASHINGTON FIRE DEPARTMENT INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - PORT WASHINGTON LIBRARY FOUNDATION INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - POST ROAD FOUNDATION
IN SUPPORT OF PILOTING A SUSTAINABLE DIGITAL INFRASTRUCTURE PROJECT IN
A RURAL COMMUNITY AND USING IT AS A BLUEPRINT TO BRIDGE THE DIGITAL
DIVIDE ACROSS THE U. S.
NAME OF RECIPIENT - POST ROAD FOUNDATION
TOWARD THE COSTS OF CONDUCTING PRE-FEASIBILITY STUDIES FOR THREE
COMMUNITIES IN THE U.S. TO ASSESS THE POTENTIAL FOR INTEGRATED AND
SUSTAINABLE DIGITAL INFRASTRUCTURE INVESTMENTS
NAME OF RECIPIENT - POWER FOR ALL
IN SUPPORT OF THE DESIGN AND INITIAL IMPLEMENTATION OF AN INTEGRATED
ELECTRIFICATION APPROACH IN UGANDA
NAME OF RECIPIENT - POWER FOR ALL
IN SUPPORT OF THE DESIGN AND INITIAL IMPLEMENTATION OF AN INTEGRATED
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
ELECTRIFICATION APPROACH IN UGANDA
NAME OF RECIPIENT - POWER FOR ALL
TOWARD THE COSTS OF ESTABLISHING A GLOBAL POLICY PLATFORM THAT ADVANCES
THE ADOPTION OF INTEGRATED NATIONAL ELECTRIFICATION FRAMEWORKS IN
LOW-ENERGY-ACCESS COUNTRIES
NAME OF RECIPIENT - PRABHAT EDUCATION FOUNDATION
IN SUPPORT OF STRENGTHENING ITS CORE CAPACITY AND LEADERSHIP CAPACIATY
TO ACHIEVE ITS MISSION OF PROVIDING COMMUNITY-BASED SERVICES TO
MARGINALIZED DISABLED POPULATIONS IN THE SLUMS OF AHMEDABAD, INDIA
NAME OF RECIPIENT - PRESBYTERIAN CHURCH OF UPPER MONTCLAIR
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - PRESBYTERIAN CHURCH OF UPPER MONTCLAIR
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - PRESIDENT AND FELLOWS OF HARVARD COLLEGE
FOR USE BY ITS HARVARD KENNEDY SCHOOLS CENTER FOR PUBLIC LEADERSHIP IN
SUPPORT OF THE INITIATIVE FOR RESPONSIBLE INVESTING, AN EFFORT TO
EXPLORE ALTERNATIVE APPROACHES TO INSTITUTIONAL INVESTMENT IN
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
SUSTAINABLE INFRASTRUCTURE IN THE U.S.
NAME OF RECIPIENT - PRESIDENT AND FELLOWS OF HARVARD COLLEGE
FOR USE BY ITS HUTCHINS CENTER FOR AFRICAN AND AFRICAN AMERICAN
RESEARCH IN SUPPORT OF DEVELOPING SELMA ONLINE, A MULTIMEDIA,
INTERACTIVE ONLINE EDUCATION PLATFORM USING THE SELMA VOTING RIGHTS
CAMPAIGN AS A CASE-STUDY IN LEADERSHIP, DECISION-MAKING, RACE, CIVIL
RIGHTS AND ENGAGED CITIZENSHIP
NAME OF RECIPIENT - PRESIDENTS AND FELLOWS OF HARVARD COLLEGE
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - PRI ASSOCIATION
TOWARD THE COSTS OF PROMOTING THE SYSTEMATIC AND TRANSPARENT
INCORPORATION OF ENVIRONMENTAL, SOCIAL AND GOVERNANCE FACTORS INTO
CREDIT RATINGS IN ORDER TO DEVELOP A MORE ECONOMICALLY EFFICIENT AND
SOCIALLY SUSTAINABLE SYSTEM
NAME OF RECIPIENT - PRINCETON DAY SCHOOL INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - PRINCETON PROJECT 55 INC
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - PRO PUBLICA INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - PROJECT OF EASTON INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - PROSPECT PARK ALLIANCE
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - PROVIDENCE COMMUNITY LIBRARY
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - PULITZER CENTER ON CRISIS REPORTING
IN SUPPORT OF A FELLOWSHIP PROGRAM TO PROMOTE INTERNATIONAL LONG-FORM
REPORTING AND EDUCATIONAL OUTREACH FOCUSED ON HEALTH, FOOD, POWER AND
JOBS
NAME OF RECIPIENT - PUSHKIN INDUSTRIES, INC.
IN SUPPORT OF PRODUCING THE "SOLVABLE" PODCAST, AN ORIGINAL AUDIO
SERIES SHOWCASING WORLD THINKERS PROPOSING SOLUTIONS TO THE WORLDS MOST
CHALLENGING PROBLEMS AFFECTING POOR AND VULNERABLE POPULATIONS
NAME OF RECIPIENT - PYXERA GLOBAL INC.
IN SUPPORT OF REDUCING POST-HARVEST FOOD LOSS AND IMPROVING THE LIVES
OF SMALLHOLDER FARMERS AND OTHER VULNERABLE PEOPLE IN THE NIGERIAN
TOMATO VALUE CHAIN
NAME OF RECIPIENT - QUANTIFIED VENTURES LLC
IN SUPPORT OF ASSISTING TWO U.S. MUNICIPAL WATER AUTHORITIES TO ISSUE
PAY-FOR-SUCCESS MUNICIPAL BONDS TO FINANCE GREEN INFRASTRUCTURE
PROJECTS SERVING POOR AND VULNERABLE COMMUNITIES
NAME OF RECIPIENT - QUEENS UNIVERSITY OF CHARLOTTE
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - QUEENS UNIVERSITY OF CHARLOTTE
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - RAILS TO TRAILS CONSERVANCY
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - RAINFOREST ALLIANCE
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - REFUGEE AND IMMIGRANT CENTER FOR EDUCATION AND LEGAL
SERVICES (RAICES)
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - REFUGEE AND IMMIGRANT FUND
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
ORGANIZATIONS
NAME OF RECIPIENT - REINVESTMENT PARTNERS
TOWARD THE COSTS OF EXPANDING THEIR PRODUCE PRESCRIPTION PROGRAM FOR
MEDICAID RECIPIENTS IN NORTH CAROLINA
NAME OF RECIPIENT - RESCUE DOGS ROCK INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - RESOLUTION PROJECT INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - RESULTS FOR DEVELOPMENT INSTITUTE, INC.
IN SUPPORT OF THE PLANNING PHASE TO LANDSCAPE CIVIL SOCIETY
ORGANIZATIONS IN AFRICA AND CREATE AN ACCESSIBLE, SEARCHABLE ONLINE
REPOSITORY TO FACILITATE THE STRENGTHENING OF THE SECTOR
NAME OF RECIPIENT - RESULTS FOR DEVELOPMENT INSTITUTE, INC.
FOR USE BY THE INTERNATIONAL DEVELOPMENT INNOVATION ALLIANCE, A NETWORK
OF LEADING DEVELOPMENT INNOVATION FUNDERS, IN SUPPORT OF PROMOTING AND
ADVANCING INNOVATION AS A MEANS OF TRANSFORMING THE LIVES OF POOR OR
VULNERABLE PEOPLE
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - RESULTS FOR DEVELOPMENT INSTITUTE, INC.
IN SUPPORT OF EFFORTS TO CREATE AN ACCESSIBLE, ONLINE REGISTRY OF CIVIL
SOCIETY ORGANIZATIONS IN AFRICA IN ORDER TO FACILITATE THE
STRENGTHENING THE SECTOR
NAME OF RECIPIENT - RIGHT TO THE CITY ALLIANCE INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - RIVERKEEPER, INC.
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - ROBERT F. KENNEDY HUMAN RIGHTS
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - ROBIN HOOD FOUNDATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
ORGANIZATIONS
NAME OF RECIPIENT - ROCKEFELLER PHILANTHROPY ADVISORS, INC.
IN SUPPORT OF THE PARTICIPATION OF CHIEF RESILIENCE OFFICERS FROM
CITIES AROUND THE WORLD AT THE RESILIENT CITIES NETWORK CONVENING TO BE
HELD IN NEW YORK CITY, NOVEMBER 2019
NAME OF RECIPIENT - ROCKEFELLER PHILANTHROPY ADVISORS, INC.
FOR USE BY ITS MDG HEALTH ALLIANCE IN SUPPORT OF WORKING WITH
GOVERNMENTS TO STRENGTHEN AND SCALE COMMUNITY-HEALTH PROGRAMS
NAME OF RECIPIENT - ROCKEFELLER PHILANTHROPY ADVISORS, INC.
FOR USE BY ITS UPSTART CO-LAB IN SUPPORT OF DEFINING AND PROMOTING THE
INCLUSIVE CREATIVE ECONOMY FIELD AMONG THE IMPACT INVESTING COMMUNITY
NAME OF RECIPIENT - ROCKEFELLER PHILANTHROPY ADVISORS, INC.
FOR USE BY ITS FUND FOR SHARED INSIGHT TOWARD THE COSTS OF ITS EFFORTS
TO IMPROVE PHILANTHROPY BY INCREASING OPENNESS IN FOUNDATIONS AND
CAPTURING AND SHARING CROSS-CUTTING LEARNING ACROSS FOUNDATIONS,
GRANTEES AND THEIR BENEFICIARIES
NAME OF RECIPIENT - ROCKEFELLER PHILANTHROPY ADVISORS, INC.
FOR USE BY 100 RESILIENT CITIES IN SUPPORT OF EXPANDING AND ENRICHING
THE GLOBAL RESILIENCE ACADEMY CURRICULUM AND INSTITUTIONALIZING ITS
APPROACH (IN PARTNERSHIP WITH COLUMBIA UNIVERSITYS GRADUATE SCHOOL OF
ARCHITECTURE, PLANNING, AND PRESERVATION)
NAME OF RECIPIENT - ROCKEFELLER PHILANTHROPY ADVISORS, INC.
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
FOR USE BY ITS GLOBAL RESILIENT CITIES NETWORK TOWARD THE COSTS OF
ESTABLISHING AN INDEPENDENT ORGANIZATION TO SUSTAIN THE 100 RESILIENT
CITIES NETWORK
NAME OF RECIPIENT - ROCKEFELLER PHILANTHROPY ADVISORS, INC.
FOR USE BY ITS MDG HEALTH ALLIANCE IN SUPPORT OF WORKING WITH
GOVERNMENTS TO STRENGTHEN AND SCALE COMMUNITY-HEALTH PROGRAMS
NAME OF RECIPIENT - ROCKEFELLER PHILANTHROPY ADVISORS, INC.
FOR USE BY ITS INTERNATIONAL COMMISSION ON FINANCING GLOBAL EDUCATION
OPPORTUNITY TOWARD THE COSTS OF DESIGNING THE INTERNATIONAL FINANCE
FACILITY FOR EDUCATION, A PARTNERSHIP BETWEEN DEVELOPING COUNTRIES,
INTERNATIONAL FINANCIAL INSTITUTIONS AND PUBLIC AND PRIVATE DONORS TO
MOBILIZE NEW, CRITICALLY NEEDED FUNDING FOR EDUCATION
NAME OF RECIPIENT - ROYAL INSTITUTE OF INTERNATIONAL AFFAIRS
IN SUPPORT OF RESEARCH IDENTIFYING POLICY PRIORITIES AND ENTRY POINTS
FOR MAINSTREAMING THE CIRCULAR ECONOMY CONCEPT IN DEVELOPING COUNTRIES
NAME OF RECIPIENT - RUTGERS UNIVERSITY FOUNDATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - SAFE HAVEN ANIMAL SHELTER AND WILDLIFE CENTER
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - SAFE PASSAGE PROJECT CORPORATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - SAMBODHI RESEARCH AND COMMUNICATIONS PRIVATE LIMITED
IN SUPPORT OF A PROJECT TO CONDUCT AN IMPACT ASSESSMENT OF THE
FOUNDATIONS SMART POWER FOR RURAL DEVELOPMENT (SPRD) INITIATIVE AND THE
EXTENT TO WHICH THE INITIATIVE IS POSITIVELY IMPACTING THE LIVES OF
PEOPLE AND SPURRING ECONOMIC GROWTH IN SPRD-SUPPORTED COMMUNITIES IN
INDIA
NAME OF RECIPIENT - SAN DIEGO WORKFORCE PARTNERSHIP, INC.
IN SUPPORT OF RESEARCHING THE FEASIBILITY AND POTENTIAL IMPACT OF
RESTRUCTURING DEFAULTED CONSUMER DEBT TO AN INCOME-CONTINGENT STRUCTURE
IN AN EFFORT TO BUILD FINANCIAL RESILIENCE FOR POOR AND VULNERABLE
POPULATIONS IN THE U.S
NAME OF RECIPIENT - SANCTUARY FOR FAMILIES INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - SANDY HOOK PROMISE FOUNDATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - SCHOLARS OF SUSTENANCE FOUNDATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - SEA ISLANDS HUNGER AWARENESS FOUNDATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - SEA ISLANDS HUNGER AWARENESS FOUNDATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - SEABROOK ISLAND GREEN SPACE CONSERVANCY
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
ORGANIZATIONS
NAME OF RECIPIENT - SEED SYSTEMS GROUP, INC.
IN SUPPORT OF DEVELOPING AGRICULTURAL SEED SYSTEM FEASIBILITY STUDIES
AND ROAD MAPS FOR SELECT AFRICAN COUNTRIES IN AN EFFORT TO BRING
HIGHER-YIELDING CROP VARIETIES TO AFRICAN FARMERS
NAME OF RECIPIENT - SHACK DWELLERS INTERNATIONAL
IN SUPPORT OF STRENGTHENING ITS KNOW YOUR CITY DATA PLATFORM WITH THE
AIM OF MAKING IT THE PREMIER SOURCE OF COMMUNITY-GATHERED INFORMATION
ON INFORMAL SETTLEMENTS FOR RESILIENCE CITY PLANNING IN AFRICA, AND A
KEY PLATFORM PARTNER FOR RELEVANT CITIES IN THE 100 RESILIENT CITIES
NETWORK
NAME OF RECIPIENT - SHELL FOUNDATION
TOWARD THE COSTS OF A FEASIBILITY STUDY FOR A NEW MODEL OF ENERGY
COMPANY IN NIGERIA THAT WOULD PROVIDE UNIVERSAL ENERGY ACCESS THROUGH A
COMBINATION OF ON- AND OFF-GRID SOLUTIONS
NAME OF RECIPIENT - SHOOTOUT FOR SOLDIERS INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - SIDWELL FRIENDS SCHOOL
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - SIERRA CLUB FOUNDATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - SKOWHEGAN SCHOOL OF PAINTING AND SCULPTURE INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - SMART GROWTH AMERICA
IN SUPPORT OF ESTABLISHING AND MANAGING THE NATIONAL OPPORTUNITY ZONE
ACADEMY TO SUPPORT CHIEF OPPORTUNITY ZONE OFFICERS THROUGHOUT THE U.S.
IN AN EFFORT TO ENSURE THAT COMMUNITIES HAVE THE TOOLS AND KNOWLEDGE
NECESSARY TO PROMOTE RESILIENT AND EQUITABLE DEVELOPMENT
NAME OF RECIPIENT - SMITHSONIAN INSTITUTION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - SOCIAL FINANCE, INC.
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
IN SUPPORT OF RESEARCHING OPPORTUNITIES TO CONNECT DONOR-ADVISED FUNDS
TO IMPACT INVESTMENT OPPORTUNITIES
NAME OF RECIPIENT - SOCIAL PROGESS IMPERATIVE INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - SOCIAL PROGESS IMPERATIVE INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - SOCIAL TEES ANIMAL RESCUE FOUNDATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - SOLACE HOUSE INC.
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - SOLID GROUND WASHINGTON
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
TOWARD THE COSTS OF ITS COMMUNITY VOICES FOR WASHINGTONS WORKING
FAMILIES TAX CREDIT CAMPAIGN, AN EFFORT TO HELP LOW-INCOME WORKERS BY
FUNDING AND EXPANDING WASHINGTONS VERSION OF THE EARNED INCOME TAX
CREDIT
NAME OF RECIPIENT - SOLIDARIET KENYA ONLUS
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - SOLIDARIET KENYA ONLUS
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - SOUTHAMPTON FRESH AIR HOME
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - SOUTHERN POVERTY LAW CENTER INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - SOUTHERN POVERTY LAW CENTER
IN SUPPORT OF DEVELOPING A STUDENT CURRICULUM USING THE SELMA VOTING
RIGHTS CAMPAIGN AS A CASE-STUDY IN LEADERSHIP, DECISION-MAKING, RACE,
CIVIL RIGHTS AND ENGAGED CITIZENSHIP
NAME OF RECIPIENT - SOUTHSIDE HARM REDUCTION SERVICES
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - SPANNOCCHIA FOUNDATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - SPCA OF WESTCHESTER
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - SPEAK UP AFRICA, INC
IN SUPPORT OF ITS ONE BY ONE CAMPAIGN TO CATALYZE LEADERSHIP IN AFRICA
TO UTILIZE DATA DRIVEN DECISION MAKING IN COMMUNITY HEALTH TO ADVANCE
THE UNIVERSAL HEALTH COVERAGE AGENDA
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - SPECIAL OLYMPICS CONNECTICUT INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - SPECIAL OLYMPICS CONNECTICUT INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - SPECIAL OLYMPICS NEW JERSEY, INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - SPELMAN COLLEGE
IN SUPPORT OF A PROGRAM TO ADVANCE TALENTED SPELMAN FACULTY BY
INVESTING IN THEIR PROFESSIONAL DEVELOPMENT, SEEDING THEIR RESEARCH AND
REDUCING DEMANDS ON THEIR TIME
NAME OF RECIPIENT - SQ FOUNDATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
ORGANIZATIONS
NAME OF RECIPIENT - ST RAPHAEL CHURCH
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - ST RAPHAEL CHURCH
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - ST WILLIAM THE ABBOT ROMAN CATHOLIC CHURCH
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - ST. BALDRICKS FOUNDATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - ST. BALDRICKS FOUNDATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - ST. JUDE CHILDRENS RESEARCH HOSPITAL
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - ST. LOUIS DEVELOPMENT CORPORATION
IN SUPPORT OF ENHANCING ST. LOUISS CAPACITY TO LEVERAGE THE OPPORTUNITY
ZONES TAX INCENTIVE TO ATTRACT PRIVATE INVESTMENTS INTO DISTRESSED
COMMUNITIES
NAME OF RECIPIENT - ST. LUKES EPISCOPAL CHURCH
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - ST. MARYS HOSPITAL FOR CHILDREN
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - ST. URSULA SCHOOL
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - STONEWALL COMMUNITY FUND
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - STONEWALL COMMUNITY FUND
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - STRATHMORE EDUCATIONAL TRUST
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - STRATHMORE UNIVERSITY
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - STRATHMORE UNIVERSITY
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - STUDIO MUSEUM IN HARLEM INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - STUDIO MUSEUM IN HARLEM INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - SUSTAINABLE ENERGY FOR ALL VEREIN FUR NACHHALTIGE
ENERGIE
IN SUPPORT OF ACCELERATING THE DEVELOPMENT OF INTEGRATED
ELECTRIFICATION PATHWAYS IN SUB-SAHARAN AFRICA TO ENSURE UNIVERSAL
ACCESS TO AFFORDABLE, RELIABLE ENERGY SERVICES, AND ITS 2020 FORUM TO
BE HELD IN KIGALI, RWANDA, MAY 2020
NAME OF RECIPIENT - TAHIRIH JUSTICE CENTER
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - TAHIRIH JUSTICE CENTER
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - TAP CANCER OUT INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - TEANECK COMMUNITY CHORUS
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - TEANECK COMMUNITY CHORUS
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - TECHNOSERVE, INC.
TOWARD THE COSTS OF EXPANDING THE DEMONSTRATION OF POSTHARVEST LOSS
REDUCTION IN NIGERIAS TOMATO VALUE CHAIN IN ORDER TO IMPROVE THE LIVES
OF SMALLHOLDER FARMERS
NAME OF RECIPIENT - TECHNOSERVE, INC.
IN SUPPORT OF EXPANDING THE DEMONSTRATION OF FOOD LOSS REDUCTION IN
KENYAS MANGO VALUE CHAIN IN ORDER TO IMPROVE THE LIVES OF SMALLHOLDER
FARMERS AND OTHER VULNERABLE PEOPLE
NAME OF RECIPIENT - TECHNOVATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - TECTONIC THEATER PROJECT INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - THE 24 HOUR PLAYS
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - THE ADMINISTRATORS OF THE TULANE EDUCATIONAL FUND
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - THE ASIA SOCIETY
FOR USE BY ITS ASIA SOCIETY POLICY INSTITUTE IN SUPPORT OF FOSTERING
RELATIONSHIPS WITH CHINESE LEADERS, PHILANTHROPISTS AND INNOVATORS TO
HELP SHAPE THE FUTURE OF CHINESE VENTURE PHILANTHROPY
NAME OF RECIPIENT - THE BARACK OBAMA FOUNDATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - THE BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR
UNIVERSITY
FOR USE BY ITS IMMIGRATION POLICY LAB TOWARD THE COSTS OF IMPLEMENTING,
TESTING, AND EVALUATING THE USE OF A PREDICTIVE ANALYTICS TOOL IN
MATCHING REFUGEES TO RESETTLEMENT LOCATIONS IN TWO TO THREE PILOT
COUNTRIES
NAME OF RECIPIENT - THE BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR
UNIVERSITY
IN SUPPORT OF CREATING A NEW INITIATIVE TO PROVIDE COMPREHENSIVE
SUPPORT FOR TRANSFORMATIONAL INNOVATIONS IN GLOBAL FOOD SYSTEMS
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - THE BORLAUG TRAINING FOUNDATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - THE BOSTON FOUNDATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - THE CARNEGIE HALL CORPORATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - THE CENTER FOR EFFECTIVE PHILANTHROPY, INC.
IN GENERAL SUPPORT OF ITS MISSION TO PROVIDE DATA AND CREATE INSIGHT SO
PHILANTHROPIC FUNDERS CAN BETTER DEFINE, ASSESS AND IMPROVE THEIR
EFFECTIVENESS AND IMPACT,
NAME OF RECIPIENT - THE CHILDRENS HEALTH FUND
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
ORGANIZATIONS
NAME OF RECIPIENT - THE CITIZENS FOUNDATION USA
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - THE COMMONS PROJECT FOUNDATION
IN SUPPORT OF DESIGNING AND STRUCTURING A NEW ORGANIZATIONAL MODEL FOR
DEVELOPING, FINANCING, AND OPERATING DIGITAL, PUBLIC INFRASTRUCTURE
PROJECTS
NAME OF RECIPIENT - THE COMMUNITY FUND OF DARIEN
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - THE DAVID SHELDRICK WILDLIFE TRUST USA INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - THE DOCUMENTARY GROUP, LLC
IN SUPPORT OF PRODUCING "SOLVABLE," A MULTI-MEDIA STORYTELLING PROJECT
THAT RAISES AWARENESS, CONVERSATION AND ACTION ON PRESSING GLOBAL
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
CHALLENGES FOR WHICH PROMISING SOLUTIONS HAVE BEEN IDENTIFIED, IN ORDER
TO INSPIRE COMMITMENT TO MAKE THOSE SOLUTIONS A REALITY FOR VULNERABLE
PEOPLE AROUND THE WORLD
NAME OF RECIPIENT - THE DOCUMENTARY GROUP, LLC
IN CONTINUED SUPPORT OF PRODUCING "SOLVABLE," A MULTI-MEDIA
STORYTELLING PROJECT THAT RAISES AWARENESS, CONVERSATION AND ACTION ON
PRESSING GLOBAL CHALLENGES FOR WHICH PROMISING SOLUTIONS HAVE BEEN
IDENTIFIED, IN ORDER TO INSPIRE COMMITMENT TO MAKE THOSE SOLUTIONS A
REALITY FOR VULNERABLE PEOPLE AROUND THE WORLD
NAME OF RECIPIENT - THE EDNA ST VINCENT MILLAY SOCIETY C O ELIZABETH
BARNETT
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - THE ELWYN FOUNDATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - THE ENERGY FOR GROWTH HUB
TOWARD THE COSTS OF CREATING A NEW ENERGY CONSUMPTION METRIC THAT
BETTER CAPTURES ENERGYS ROLE IN ECONOMIC TRANSFORMATION AND HELPS TO
TRANSLATE RESEARCH INTO POLICY TO SUPPORT MORE EFFECTIVE AND INCREASED
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
ENERGY PROVISION FOR ECONOMIC GROWTH
NAME OF RECIPIENT - THE ENERGY FOR GROWTH HUB
TOWARD THE COSTS OF CREATING A NEW ENERGY CONSUMPTION METRIC THAT
BETTER CAPTURES ENERGYS ROLE IN ECONOMIC TRANSFORMATION AND HELPS TO
TRANSLATE RESEARCH INTO POLICY TO SUPPORT MORE EFFECTIVE AND INCREASED
ENERGY PROVISION FOR ECONOMIC GROWTH
NAME OF RECIPIENT - THE ENTERPRISE CENTER
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - THE FREEDOM FUND
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - THE FRESH AIR FUND
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - THE FRIENDS OF HARLEM HOSPITAL, INC.
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - THE GLOBAL ALLIANCE FOR TB DRUG DEVELOPMENT, INC.
IN SUPPORT OF AN INVESTMENT CASE STUDY TO ACCELERATE THE INTRODUCTION
OF A NEW DRUG-RESISTANT TB REGIMEN THAT COULD POTENTIALLY END DEATHS
FROM DRUG-RESISTANT TB BY 2025
NAME OF RECIPIENT - THE GLOBAL DEVELOPMENT INCUBATOR, INC.
FOR USE BY ITS REFUGEE INVESTMENT NETWORK TOWARD THE COSTS OF SCALING
INVESTMENT TO ADDRESS THE NEEDS OF DISPLACED POPULATIONS AND REFUGEES
NAME OF RECIPIENT - THE GLOBAL STEERING GROUP FOR IMPACT INVESTMENT
TOWARD THE COSTS OF THE GSG IMPACT SUMMIT TO BE HELD IN BUENOS AIRES,
ARGENTINA, NOVEMBER 2019, A GATHERING OF GLOBAL IMPACT LEADERS TO SHARE
BEST PRACTICES AND DISCUSS WAYS TO ADVANCE THE GLOBAL IMPACT INVESTMENT
MOVEMENT
NAME OF RECIPIENT - THE GLOBAL STEERING GROUP FOR IMPACT INVESTMENT
IN GENERAL SUPPORT OF ITS MISSION TO CREATE A WORLD WHERE MEASURABLE
SOCIAL AND ENVIRONMENTAL IMPACT IS EMBRACED AS A DELIVERABLE DRIVER IN
EVERY INVESTMENT AND BUSINESS DECISION AFFECTING PEOPLE AND THE PLANET
NAME OF RECIPIENT - THE LEUKEMIA AND LYMPHOMA SOCIETY (LLS)
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
ORGANIZATIONS
NAME OF RECIPIENT - THE METROPOLITAN MUSEUM OF ART
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - THE MIAMI FOUNDATION INC.
TOWARD THE COSTS OF ITS ROLE AS THE CONVENER, COMMUNICATOR, ADVISOR,
AND MONITOR OF PROGRESS FOR THE GREATER MIAMI AND THE BEACHES 100
RESILIENT CITIES RESILIENCE STRATEGY AND PARTNERSHIP, AND SUPPORT FOR
THE VAN ALEN INSTITUTES SOUTH FLORIDA CHALLENGE
NAME OF RECIPIENT - THE MULTIPLE MYELOMA RESEARCH FOUNDATION INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - THE MULTIPLE MYELOMA RESEARCH FOUNDATION INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - THE ONE CAMPAIGN
IN GENERAL SUPPORT OF ITS MISSION TO FIGHT EXTREME POVERTY AND
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
PREVENTABLE DISEASE, PARTICULARLY IN AFRICA, BY RAISING PUBLIC
AWARENESS AND EDUCATING POLICY MAKERS ABOUT THE IMPORTANCE OF SMART AND
EFFECTIVE POLICIES AND PROGRAMS
NAME OF RECIPIENT - THE ONE CAMPAIGN
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - THE PARENT TEACHER ASSOCIATION OF PS 41 MANHATTAN
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - THE POND THEATRE COMPANY INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - THE ROXBURY LATIN SCHOOL INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - THE TASK FORCE FOR GLOBAL HEALTH, INC
IN GENERAL SUPPORT OF ITS MISSION TO SOLVE LARGE-SCALE HEALTH PROBLEMS
AFFECTING VULNERABLE POPULATIONS AROUND THE WORLD AND TO BUILD
SUSTAINABLE SYSTEMS THAT PROTECT AND PROMOTE HEALTH
NAME OF RECIPIENT - THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NY
FOR USE BY ITS SCHOOL OF INTERNATIONAL AND PUBLIC AFFAIRS IN SUPPORT OF
RESEARCH AND PUBLIC PRESENTATIONS ON RESILIENCE PRACTICE AND THEORY
NAME OF RECIPIENT - THE UNIVERSITY OF THE INCARNATE WORD
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - THE URBAN INSTITUTE
IN SUPPORT OF MONITORING AND EVALUATING THE PROGRESS AND LONG-TERM
IMPACTS OF 100 RESILIENT CITIES - PIONEERED BY THE ROCKEFELLER
FOUNDATION, AND GENERATING LEARNING FOR THE URBAN PLANNING AND
RESILIENCE MEASUREMENT FIELDS
NAME OF RECIPIENT - THE WORKERS LAB
TOWARD THE COSTS OF PILOTING THE WORKERS STRENGTH FUND, AN EMERGENCY
GRANT FUND PROVIDING CASH BENEFITS OF UP TO $1,000 TO LOW-WAGE, GIG
ECONOMY WORKERS TO HELP COVER UNEXPECTED EXPENSES
NAME OF RECIPIENT - THEATER LABRADOR INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - THREE JEWELS OUTREACH CENTER INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - TISBEST PHILANTHROPY
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - TOTAL IMPACT ADVISORS LLC
IN SUPPORT OF DESIGNING AND LAUNCHING AN ASSET-BACKED FINANCING
PLATFORM TO FACILITATE THE FINANCING OF SMALL- AND MEDIUM-SIZED
ENTERPRISES IN THE PHARMACEUTICAL SECTOR IN KENYA IN AN EFFORT TO
ENHANCE ACCESS TO MEDICATIONS , ,
NAME OF RECIPIENT - TOUGALOO COLLEGE
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - TRANSFAIR USA
TOWARD THE COSTS OF ACTIVITIES DESIGNED TO DEVELOP A MARKET FOR
RESPONSIBLE SEAFOOD BY SCALING FAIR TRADE PRINCIPLES TO OTHER SEAFOOD
COMMODITIES
NAME OF RECIPIENT - TRINITY COLLEGE
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - TROOPER SANDERS
IN SUPPORT OF A FELLOWSHIP TO IDENTIFY JOB GROWTH OPPORTUNITIES
RESULTING FROM TECHNOLOGICAL ADVANCEMENT AND INNOVATION, AND FURTHER
CHARITABLE PURPOSES
NAME OF RECIPIENT - TRUSTEES OF BOSTON UNIVERSITY
FOR USE BY ITS INITIATIVE ON CITIES TOWARD THE COSTS OF CONDUCTING THE
ANNUAL MENINO SURVEY OF MAYORS AND DISSEMINATING THE SURVEY FINDINGS
BROADLY
NAME OF RECIPIENT - TRUSTEES OF BOSTON UNIVERSITY
FOR USE BY ITS SCHOOL OF PUBLIC HEALTH FOR RESEARCH, THE DEVELOPMENT OF
A WEBSITE AND A COMMISSION REPORT ON HEALTH DETERMINANTS, DATA AND
DECISION-MAKING, DESIGNED TO INCREASE THE USE OF DATA-DRIVEN INSIGHTS
TO IMPROVE THE HEALTH OF VULNERABLE PEOPLE
NAME OF RECIPIENT - TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
YORK
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - TRUSTEES OF TUFTS COLLEGE
FOR USE BY THE FLETCHER SCHOOL IN SUPPORT OF THE SCOPING PHASE OF
EFFORTS TO DEVELOP A PROTOTYPE DATA TOOL THAT WILL INFORM POLICY
DECISIONS AROUND DIGITAL TRANSFORMATION AS PART OF THE INDIAN
GOVERNMENTS MISSION TO TRANSLATE THE RAPID DIGITAL UPTAKE IN INDIAN
CITIES INTO DATA FOR NEW SERVICES AND DIGITALLY ENABLED JOB CREATION
NAME OF RECIPIENT - TRUSTEES OF TUFTS COLLEGE
FOR USE BY ITS GERALD J. AND DOROTHY R. FRIEDMAN SCHOOL OF NUTRITION
SCIENCE AND POLICY IN SUPPORT OF LANDSCAPING CURRENT FUNDING FOR
NUTRITION RESEARCH, AND GATHERING EVIDENCE ON THE NEED FOR A LARGER,
COORDINATED EFFORT TO ADVANCE NUTRITION SCIENCE IN THE U. S.
NAME OF RECIPIENT - TRUSTEES OF TUFTS COLLEGE
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - TWO STATE YMCA
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - TYLER CLEMENTI FOUNDATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - UNIDOSUS
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - UNIDOSUS
TOWARD THE COSTS OF BUILDING SUPPORT FOR IMPROVEMENTS TO TAX CREDITS
FOR LOW-INCOME FAMILIES BY ENGAGING IN POLICY, PROGRAM AND ADVOCACY
WORK ON BEHALF OF THE LATINO COMMUNITY
NAME OF RECIPIENT - UNION OF CONCERNED SCIENTISTS INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - UNION OF CONCERNED SCIENTISTS, INC.
TOWARD THE COSTS OF A SUSTAINED AND STRATEGIC COMMUNICATIONS EFFORT TO
DEFEND THE VITAL ROLE SCIENCE PLAYS IN OUR DEMOCRACY TO KEEP AMERICANS
SAFE AND HEALTHY
NAME OF RECIPIENT - UNITED NATIONS CONVENTION TO COMBAT DESERTIFICATION
IN SUPPORT OF ORGANIZING THE "BELLAGIO CONVERSATION ON FRAGILE STATES
IN THE SAHEL" TO BE HELD AT THE ROCKEFELLER FOUNDATION BELLAGIO CENTER,
ITALY, MAY 2019
NAME OF RECIPIENT - UNITED NATIONS DEVELOPMENT PROGRAMME
FOR USE BY ITS UNITED NATIONS RESIDENT COORDINATORS OFFICE TO SUPPORT
THE SUSTAINABLE DEVELOPMENT GOALS (SDGS) PLATFORMS FOOD AND NUTRITION
SECURITY WINDOW IN ORDER TO ENSURE THAT ALL KENYANS RECEIVE FOOD IN
SUFFICIENT QUANTITY AND QUALITY TO SATISFY THEIR NUTRITIONAL NEEDS FOR
OPTIMAL HEALTH
NAME OF RECIPIENT - UNITED NATIONS FOUNDATION, INC.
FOR USE BY ITS FUTURE STATE INITIATIVE IN SUPPORT OF A PLANNING PHASE
TO EXPLORE WAYS TO ASSIST NATIONS AND INSTITUTIONS WHO WANT TO EMULATE
AND ADAPT MODELS THAT FOSTER INCLUSIVE DIGITAL INFRASTRUCTURE
NAME OF RECIPIENT - UNITED NATIONS FOUNDATION, INC.
FOR USE BY ITS FUTURE STATE INITIATIVE IN SUPPORT OF TRAINING AND
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
OUTREACH ON THE USE AND GOVERNANCE OF DATA TO PROMOTE ECONOMIC
EMPOWERMENT AND DEMOCRATIC VALUES
NAME OF RECIPIENT - UNITED NATIONS FOUNDATION, INC.
TO HOLD A BELLAGIO CONVENING AIMED AT SHAPING A GLOBAL DATA GOVERNANCE
AGENDA AND CONDUCT RELATED RESEARCH
NAME OF RECIPIENT - UNITED STATES ARTISTS, INC.
IN SUPPORT OF IDENTIFYING POTENTIAL ARTISTS FOR THE ARTS AND LITERARY
ARTS RESIDENCY PROGRAM AT THE ROCKEFELLER FOUNDATION BELLAGIO CENTER,
ITALY
NAME OF RECIPIENT - UNITED STATES ASSOCIATION FOR UNHCR
IN GENERAL SUPPORT OF ITS MISSION TO PROTECT REFUGEES AND EMPOWER THEM
WITH HOPE AND OPPORTUNITIES, INCLUDING THE FORMATION OF A ROHINGYA
ACTION NETWORK
NAME OF RECIPIENT - UNITED STATES FUND FOR UNICEF
IN SUPPORT OF IMPLEMENTING THE "INTELLIGENT COMMUNITY HEALTH SYSTEMS: A
PARTNERSHIP BETWEEN THE ROCKEFELLER FOUNDATION AND UNICEF" TO
STRENGTHEN DATA-DRIVEN COMMUNITY HEALTH
NAME OF RECIPIENT - UNITYWORKS FOUNDATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - UNIVERSITY COLLEGE LONDON
FOR USE BY ITS INSTITUTE FOR INNOVATION AND PUBLIC PURPOSE IN SUPPORT
OF ESTABLISHING A MISSION-ORIENTED INNOVATION NETWORK TO FOSTER
CROSS-SECTORAL SOLUTIONS TO GLOBAL CHALLENGES
NAME OF RECIPIENT - UNIVERSITY OF CHICAGO
FOR USE BY ITS INTERNATIONAL INNOVATION CORPS IN SUPPORT OF AN E-HEALTH
SYSTEMS PROJECT WITH THE MINISTRY OF HEALTH AND FAMILY WELFARE OF INDIA
TO IMPROVE THE EFFICIENCY AND EFFECTIVENESS OF PUBLIC HEALTHCARE IN
INDIA
NAME OF RECIPIENT - UNIVERSITY OF GREENWICH
FOR USE BY ITS NATURAL RESOURCES INSTITUTE IN SUPPORT OF DEVELOPING A
CASSAVA BAG THAT WILL INCREASE THE SHELF LIFE OF CASSAVA BY UP TO 10
DAYS IN ORDER TO IMPROVE FOOD SECURITY FOR POOR AND VULNERABLE PEOPLE
NAME OF RECIPIENT - UNIVERSITY OF HAWAII FOUNDATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - UNIVERSITY OF HAWAII FOUNDATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - UNIVERSITY OF MASSACHUSETTS, AMHERST
TOWARD THE COSTS OF ESTABLISHING THE ELECTRICITY GROWTH AND USE IN
DEVELOPING ECONOMIES (E-GUIDE) CENTER THAT WILL USE ADVANCED ANALYTICS
TO IMPROVE THE UNDERSTANDING OF ENERGY DEMAND AND USE IN EMERGING
COUNTRIES AND CONTRIBUTE TO IMPROVED ENERGY PLANNING, ACCESS AND THE
PRODUCTIVE USE OF ENERGY
NAME OF RECIPIENT - UNIVERSITY OF MASSACHUSETTS, AMHERST
IN SUPPORT OF ITS E-GUIDE NIGERIA INITIATIVE, AN EFFORT TO ESTIMATE
LATENT DEMAND FOR ELECTRICITY IN NIGERIA TO HELP IDENTIFY FUTURE
OPPORTUNITIES FOR INVESTMENTS AND ACCELERATE THE REPLACEMENT OF
GENERATORS WITH CHEAPER, CLEANER SOURCES OF ELECTRICITY
NAME OF RECIPIENT - UNIVERSITY OF NAIROBI
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - UNIVERSITY OF NEBRASKA FOUNDATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - UNIVERSITY OF NEW ORLEANS
FOR USE BY ITS CENTER FOR HAZARDS ASSESSMENT, RESPONSE AND TECHNOLOGY
TOWARD THE COSTS OF LEADING GLOBAL CONVERSATIONS AND RESEARCH TO
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
ENHANCE THE COLLECTIVE UNDERSTANDING OF HOW TO PLAN FOR AND ADAPT TO
CLIMATE CHANGE AND SEA LEVEL RISE
NAME OF RECIPIENT - UNIVERSITY OF PITTSBURGH
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - UNIVERSITY OF WASHINGTON
FOR USE BY ITS INSTITUTE FOR HEALTH METRICS AND EVALUATION IN SUPPORT
OF DEVELOPING A REPORT ON CHARACTERIZING THE MINIMUM RISK DIET FOR 195
COUNTRIES IN AN EFFORT TO ADVANCE A MORE NOURISHING AND SUSTAINABLE
FOOD SYSTEM
NAME OF RECIPIENT - UNIVERSITY PLAZA NURSERY SCHOOL INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - UNRWA USA NATIONAL COMMITTEE
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - URBAN SCHOOL FOOD ALLIANCE
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
TOWARD THE COSTS OF APPLYING DATA-DRIVEN REFORM TO THE SCHOOL FOOD
SYSTEM IN ORDER TO IMPROVE THE AFFORDABILITY AND AVAILABILITY OF
HEALTHY AND SUSTAINABLE FOOD IN SCHOOLS
NAME OF RECIPIENT - US ASSOCIATION FOR UNHCR (UN REFUGEE AGENCY)
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - US ASSOCIATION FOR UNHCR (UN REFUGEE AGENCY)
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - US SIF FOUNDATION, LTD.
IN SUPPORT OF RESEARCH AND A CONVENING TO EXPLORE HOW TO GROW RETAIL
DEMAND FOR IMPACT INVESTING IN RETIREMENT PLANS, TO BE HELD AT THE
ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY, AUGUST 2019
NAME OF RECIPIENT - USHAHIDI, INC.
TOWARD THE COST OF BUILDING MACHINE LEARNING SOFTWARE TO AUTONOMOUSLY
MATCH CRISIS-AFFECTED COMMUNITIES WITH THE SERVICES, MATERIALS AND HELP
THEY NEED
NAME OF RECIPIENT - VARIETY BOYS AND GIRLS CLUB OF QUEENS INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - VERA INSTITUTE OF JUSTICE
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - VETERANS OF FOREIGN WARS FOUNDATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - VIRGINIA ORGANIZING
FOR USE BY ITS PROJECT, TRANSFORM FINANCE, TOWARD THE COSTS OF
DEVELOPING AN INVESTING TOOLKIT THAT AIMS TO EMPOWER INVESTORS TO MAKE
CAPITAL ALLOCATION DECISIONS BASED ON AN ENHANCED UNDERSTANDING OF
RACIAL JUSTICE
NAME OF RECIPIENT - VOX MEDIA, INC.
IN SUPPORT OF EXPANDING ITS COVERAGE TO INCLUDE A NEW DIGITAL SECTION
DEDICATED TO COVERING THE POLICIES, PEOPLE AND IDEAS THAT DRIVE THE
MODERN ALTRUIST COMMUNITY
NAME OF RECIPIENT - WASHINGTON AREA TOUGALOO ALUMNI CHAPTER
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - WENDY TAYLOR
IN SUPPORT OF A FELLOWSHIP TO LEVERAGE ACCELERATING TECHNOLOGIES AND
DATA TO IMPROVE DISEASE SURVEILLANCE AND RESPONSE, AND DIGITALLY
ENABLED COMMUNITY HEALTH, AND FURTHER CHARITABLE PURPOSES
NAME OF RECIPIENT - WIKIMEDIA FOUNDATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - WIKIMEDIA FOUNDATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - WILDERNESS SOCIETY
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - WILDLIFE CONSERVATION SOCIETY
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - WILLA CATHER FOUNDATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - WINDWARD FUND
TOWARD THE COSTS OF IMPLEMENTING THE RESILIENCE MEASUREMENT, EVIDENCE
AND LEARNING COMMUNITY OF PRACTICE, A PROJECT WHICH BRINGS TOGETHER
LEADING RESILIENCE MEASUREMENT EXPERTS AND PRACTITIONERS TO JOINTLY
ADVANCE THE CONCEPT AND PRACTICE OF RESILIENCE MEASUREMENT
NAME OF RECIPIENT - WINDWARD FUND
FOR USE BY FACTOR(E) VENTURES, PBC IN SUPPORT OF TESTING TECHNOLOGIES
AND BUSINESS MODELS WHICH WILL UTILIZE ENERGY TO UNLOCK AGRICULTURAL
PRODUCTIVITY AND CREATE A COMMUNITY OF PRACTICE FOCUSED ON JOINT
PLANNING, RESEARCH AND INVESTMENT RELATED TO THE INTERSECTION OF ENERGY
AND AGRICULTURE TO DRIVE ECONOMIC OPPORTUNITY IN SUB-SAHARAN AFRICA
NAME OF RECIPIENT - WINGS TO THE SPIRIT FOUNDATION INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - WNET
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - WNET
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - WOMEN DELIVER INC.
TOWARD THE COSTS OF THE FIFTH GLOBAL WOMEN DELIVER CONFERENCE ON THE
HEALTH, RIGHTS AND WELL-BEING OF GIRLS AND WOMEN, TO BE HELD IN
VANCOUVER, CANADA, JUNE 2019
NAME OF RECIPIENT - WOMEN IN NEED INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - WORKLIFE PARTNERSHIP
FOR USE BY ITS PROJECT, WORKLAB INNOVATIONS, TOWARD THE COSTS OF
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
INCREASING THE NUMBER OF FRONTLINE AND LOWER-WAGE WORKERS WITH ACCESS
TO SPECIAL ASSISTANCE THAT WILL HELP THEM ADDRESS BARRIERS TO STABLE
EMPLOYMENT SUCH AS CHILDCARE, TRANSPORTATION, HOUSING, HEALTH AND
FINANCIAL STABILITY
NAME OF RECIPIENT - WORLD AFFAIRS COUNCIL OF NORTHERN CALIFORNIA
TOWARD THE COSTS OF ITS GLOBAL PHILANTHROPY FORUM, WHICH BRINGS
TOGETHER FOUNDATION LEADERS, INDIVIDUAL DONORS, SOCIAL INVESTORS, AND
AGENTS OF CHANGE TO LEARN MORE ABOUT OPPORTUNITIES FOR INTERNATIONAL
PHILANTHROPY
NAME OF RECIPIENT - WORLD CENTRAL KITCHEN INCORPORATED
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - WORLD CENTRAL KITCHEN, INC.
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - WORLD ECONOMIC FORUM
IN SUPPORT OF BRINGING INNOVATIVE SOLUTIONS TO TODAYS MOST PRESSING
GLOBAL CHALLENGES THROUGH THE SHAPING THE FUTURE OF ENERGY AND
MATERIALS AND SHAPING THE FUTURE OF GLOBAL PUBLIC GOODS INITIATIVES
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - WORLD FOOD PROGRAMME
IN SUPPORT OF SCALING ITS AGRICULTURAL MARKET ACCESS + ZERO FOOD LOSS
INITIATIVE TO TANZANIA AND TO ALIGN POST-HARVEST TRAINING AND
TECHNOLOGIES WITH EXISTING VALUE CHAINS
NAME OF RECIPIENT - WORLD HEALTH ORGANIZATION
IN SUPPORT OF DEVELOPING A DIGITAL GOVERNANCE FRAMEWORK AND
ACCELERATING THE DIGITALIZATION OF ITS GUIDELINES IN ORDER TO MAKE ITS
NORMS AND STANDARDS READILY AVAILABLE TO THE GLOBAL HEALTH COMMUNITY,
IN ORDER TO HELP COUNTRIES ACHIEVE THEIR SDG3 TARGETS ESPECIALLY WITH
REGARD TO MATERNAL AND CHILD HEALTH
NAME OF RECIPIENT - WORLD HEALTH ORGANIZATION
TOWARD THE COSTS OF "WALK THE TALK: THE HEALTH FOR ALL CHALLENGE" TO BE
HELD IN NEW YORK, NEW YORK, SEPTEMBER, 2019
NAME OF RECIPIENT - WORLD RESOURCES INSTITUTE
IN SUPPORT OF PRODUCING TWO PUBLICATIONS ON FOOD LOSS AND WASTE THAT
SEEK TO CONSOLIDATE A GLOBAL NARRATIVE ABOUT THE ISSUE AND SHARE NEW
QUANTITATIVE EVIDENCE ON EFFECTIVE ACTION
NAME OF RECIPIENT - WORLD WIDE WEB FOUNDATION
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - WORLD WILDLIFE FUND INC
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - WORLD WILDLIFE FUND INC.
IN SUPPORT OF LAUNCHING A FOOD WASTE PREVENTION COLLABORATIVE IN THE
PACIFIC NORTHWEST, AND OTHER ONGOING EFFORTS TO PREVENT FOOD WASTE IN
THE UNITED STATES
NAME OF RECIPIENT - WORLD WILDLIFE FUND INC.
IN SUPPORT OF REDUCING FOOD WASTE AND ASSESSING GLOBAL PROTEIN
PRODUCTION SYSTEMS TO INFORM HIGH-IMPACT, STRATEGIC INTERVENTIONS AIMED
AT SUPPORTING A NOURISHING AND SUSTAINABLE FOOD SYSTEM
NAME OF RECIPIENT - YALE ALUMNI NONPROFIT ALLIANCE --BAY AREA
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - YIDDISH BOOK CENTER
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - YMCA BUFFALO NIAGARA
923655 04-01-19 239 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - YMCA OF SOUTHERN MAINE
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - YOUNG MENS CHRISTIAN ASSOCIATION OF MONTCLAIR
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - YOUNG MENS CHRISTIAN ASSOCIATION OF MONTCLAIR
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - YOUNG SURVIVAL COALITION INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - ZIGEN FUND INC
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
923655 04-01-19 241 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information
3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - ACUMEN FUND, INC.
IN SUPPORT OF DEVELOPING A SUITE OF RESOURCES FOR STUDENT SOCIAL
INNOVATION COMPETITIONS, INCLUDING TOOLS, TRAINING, FUNDING, AND A
NETWORK OF PEER INNOVATORS AND INVESTORS
NAME OF RECIPIENT - AFRICAN DEVELOPMENT BANK
TOWARD THE COSTS OF ITS LEADERSHIP 4 AGRICULTURE PLATFORM TO SERVE AS A
FORUM FOR DIALOGUE AND POLICY FORMULATION TO ADVANCE AFRICAS
AGRICULTURE TRANSFORMATION AGENDA, AND OF SCALING YOUTH EMPLOYMENT
THROUGH ITS JOBS FOR YOUTH IN AFRICA PROGRAM
NAME OF RECIPIENT - AFRICAN RISK CAPACITY SPECIALIZED AGENCY OF THE
AFRICAN UNION
IN SUPPORT OF PLANNING AND DESIGNING A NEW SOVEREIGN RISK POOL TO
INSURE PARTICIPATING NATIONS IN THE EVENT OF DISEASE OUTBREAKS AND
EPIDEMICS
NAME OF RECIPIENT - ALL ON PARTNERSHIPS FOR ENERGY ACCESS, LIMITED BY
GUARANTEE
IN SUPPORT OF ESTABLISHING THE ALL ON HUB, A SUPPORT FACILITY FOR
ENERGY ENTREPRENEURS THAT WILL BUILD THE CAPABILITIES OF MINI-GRID AND
OFF-GRID ENTREPRENEURS IN THE NIGERIAN ENERGY SECTOR
NAME OF RECIPIENT - ALLIANCE FOR A GREEN REVOLUTION IN AFRICA
TOWARD THE COSTS OF IMPLEMENTING ITS NEW STRATEGIC APPROACH TO
INCLUSIVE AND INTEGRATED AGRICULTURAL TRANSFORMATION IN AFRICA
NAME OF RECIPIENT - ALLIANCE FOR A GREEN REVOLUTION IN AFRICA
923651 04-01-19 242 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information
3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
TOWARD THE COSTS OF CONVENING THE AFRICA GREEN REVOLUTION FORUM OVER
THE NEXT THREE YEARS AND OF DEVELOPING A REFRESHED STRATEGY TO SHAPE
THE FUTURE OF THE FORUM AND ITS ROLE IN INFLUENCING AND DRIVING A
SHARED VISION ON AN INCLUSIVE AGRICULTURAL TRANSFORMATION IN AFRICA
NAME OF RECIPIENT - AMERICAN ASSOCIATION FOR THE ADVANCEMENT OF SCIENCE
TOWARD THE COSTS OF ESTABLISHING THE CENTER FOR SCIENTIFIC EVIDENCE IN
PUBLIC ISSUES IN ORDER TO PROVIDE IMPARTIAL, EVIDENCE-BASED,
RAPID-RESPONSE SCIENTIFIC INFORMATION RELEVANT TO PUBLIC ISSUES
NAME OF RECIPIENT - AMERICAN ENTERPRISE INSTITUTE FOR PUBLIC POLICY
RESEARCH
TOWARD THE COSTS OF DEVELOPING RECOMMENDATIONS THAT PROMOTE SOCIAL AND
ECONOMIC MOBILITY AMONG LOW- AND MIDDLE-INCOME AMERICANS THROUGH
ENTREPRENEURSHIP AND SELF-EMPLOYMENT
NAME OF RECIPIENT - ARIZONA COMMUNITY FOUNDATION, INC.
FOR USE BY ECONOMIC OPPORTUNITY FUNDERS TOWARD THE COSTS OF THE EARNED
INCOME TAX CREDIT POOLED FUND, AN EFFORT TO GAIN TAX FAIRNESS AND
ECONOMIC OPPORTUNITY FOR LOW-INCOME WORKERS AND FAMILIES THROUGH THE
PROMOTION AND PROTECTION OF THE FEDERAL AND STATE EARNED INCOME TAX
CREDITS
NAME OF RECIPIENT - ASIA FOUNDATION
IN SUPPORT OF A PROJECT ON "ACHIEVING SUSTAINABLE DEVELOPMENT IN
SOUTHEAST ASIA THROUGH GREATER ENGAGEMENT WITH CHINAS DEVELOPMENT
ACTORS"
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3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - ASIA FOUNDATION
IN SUPPORT OF ASSISTING THE ASSOCIATION OF SOUTHEAST ASIAN NATIONS
(ASEAN) ESTABLISH A CENTER FOR SUSTAINABLE DEVELOPMENT THAT WILL
SOLIDIFY ASEANS LEADERSHIP ROLE IN DEVELOPMENT OPERATION AND
HUMANITARIAN ASSISTANCE
NAME OF RECIPIENT - ASIAN VENTURE PHILANTHROPY NETWORK LIMITED
IN SUPPORT OF A PROJECT TO CAPACITATE PUBLIC SECTOR AGENTS OF CHANGE TO
EFFECTIVELY MOBILIZE PRIVATE SECTOR CAPITAL TO ADVANCE POLICY
INITIATIVES IN INDIA
NAME OF RECIPIENT - ASPEN INSTITUTE, INC.
FOR USE BY ITS CONGRESSIONAL PROGRAM TOWARD THE COSTS OF A NONPARTISAN
PROJECT TO EDUCATE LEGISLATORS ON KEY PUBLIC POLICY ISSUES
NAME OF RECIPIENT - ATLANTIC COUNCIL OF THE UNITED STATES
FOR USE BY ITS GEOTECH CENTER IN SUPPORT OF A SERIES OF CONVENINGS AND
REPORTS EXPLORING CHINAS EMERGING GLOBAL ROLE AS A LEADER IN THE
DEVELOPMENT OF ARTIFICIAL INTELLIGENCE
NAME OF RECIPIENT - ATLANTIC COUNCIL OF THE UNITED STATES, INC.
FOR USE BY ITS ADRIENNE ARSHT-ROCKEFELLER FOUNDATION RESILIENCE CENTER
IN SUPPORT OF IDENTIFYING, IMPLEMENTING, AND SCALING SOLUTIONS TO THE
URGENT CRISES OF CLIMATE CHANGE, MIGRATION, AND SECURITY
NAME OF RECIPIENT - CANDID
IN GENERAL SUPPORT OF ITS MISSION TO STRENGTHEN THE SOCIAL SECTOR BY
ADVANCING KNOWLEDGE ABOUT PHILANTHROPY IN THE U.S. AND AROUND THE WORLD
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3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - CENTER FOR US GLOBAL LEADERSHIP
IN GENERAL SUPPORT OF ITS MISSION TO EDUCATE AND ENGAGE THE AMERICAN
PUBLIC AND OPINION LEADERS ACROSS THE COUNTRY ON THE IMPORTANCE OF
AMERICAS CIVILIAN TOOLS OF DEVELOPMENT AND DIPLOMACY
NAME OF RECIPIENT - CLIMATE POLICY INITIATIVE, INC.
TOWARD THE COSTS OF DESIGNING A NEW SET OF INNOVATIVE FINANCIAL TOOLS
THAT WILL ENABLE INVESTORS, COUNTRIES AND GOVERNMENTS TO MANAGE THEIR
CLIMATE TRANSITION RISKS
NAME OF RECIPIENT - CODE FOR AMERICA LABS, INC.
TOWARD THE COSTS OF THE PILOTING PHASE OF A DATA-DRIVEN INITIATIVE
AIMED AT INCREASING PARTICIPATION RATES IN THE EARNED INCOME TAX CREDIT
IN PARTNERSHIP WITH THE IRS VOLUNTEER INCOME TAX ASSISTANCE (VITA)
PROGRAM
NAME OF RECIPIENT - COMMUNITY PARTNERS
FOR USE BY ITS CENTER FOR GOOD FOOD PURCHASING IN SUPPORT OF ITS
EFFORTS TO DEVELOP IMPACT ANALYSIS TOOLS FOR TRACKING AND ANALYZING
INSTITUTIONAL FOOD PURCHASING DATA, IN ORDER THAT IT CAN BE USED TO
ENCOURAGE THE DELIVERY OF HEALTHIER FOOD TO LOW-INCOME POPULATIONS
NAME OF RECIPIENT - COUNCIL ON FOUNDATIONS, INC.
IN GENERAL SUPPORT OF ITS MISSION TO PROVIDE THE OPPORTUNITY,
LEADERSHIP AND TOOLS NEEDED BY PHILANTHROPIC ORGANIZATIONS TO EXPAND,
ENHANCE AND SUSTAIN THEIR ABILITY TO ADVANCE THE COMMON GOOD
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3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - CROSSBOUNDARY LLC
IN SUPPORT OF DEVELOPING AN INNOVATION LAB TO ASSESS THE VIABILITY OF
MINI-GRID MODELS TO SUPPORT ENERGY SERVICE COMPANIES TO ACCELERATE
ENERGY ACCESS FOR POOR AND VULNERABLE PEOPLE IN RURAL AREAS IN AFRICA
NAME OF RECIPIENT - DALBERG RESEARCH LTD
IN SUPPORT OF PRODUCING EARLY-STAGE RESEARCH PRODUCTS THAT WILL ENHANCE
THE STRATEGIC KNOWLEDGE BASE OF THE INTERNATIONAL DEVELOPMENT COMMUNITY
ON EMERGING AND CHANGING PROBLEMS AFFECTING THE POOR AND VULNERABLE
NAME OF RECIPIENT - DC GREENS, INC.
IN SUPPORT OF EXPANDING A PROGRAM IN WASHINGTON DC THAT INCREASES
ACCESS TO HEALTHY FOODS FOR PATIENTS WITH DIET-RELATED DISEASES,
ROBUSTLY EVALUATING THAT PROGRAM AND DEVELOPING A NATIONAL COMMUNITY OF
PRACTICE
NAME OF RECIPIENT - ELEVATE CONSULTING AND COMMUNICATIONS, LLC
IN SUPPORT OF ESTABLISHING THE NORTHEAST INFRASTRUCTURE ACCELERATOR AND
DESIGNING AN INFRASTRUCTURE INVESTMENT MODEL FOR STATES AND REGIONS TO
UNDERSTAND THE SAVINGS ASSOCIATED WITH ADOPTING A RESILIENT WATER
INFRASTRUCTURE
NAME OF RECIPIENT - ENTERPRISE COMMUNITY PARTNERS, INC.
TOWARD THE COSTS OF THE RESEARCH AND DESIGN OF A COMMUNITY DEVELOPMENT
FINANCE INDEX TO INCREASE CAPITAL FLOW INTO POOR AND VULNERABLE
POPULATIONS THROUGH NEW FINANCIAL PRODUCTS
NAME OF RECIPIENT - E-RIIGI AKADEEMIA SIHTASUTUS
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3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
IN SUPPORT OF DEVELOPING AND TESTING A CONCEPT FOR A "DIGITAL
TRANSFORMATION ACCELERATOR" DESIGNED TO INCREASE GOVERNMENT
CAPABILITIES FOR PUBLIC SERVICE DIGITIZATION
NAME OF RECIPIENT - FARM CONCERN INTERNATIONAL DEVELOPMENT TRUST
IN SUPPORT OF THE DEVELOPMENT AND IMPLEMENTATION OF AN AGGREGATION
STRATEGY ACROSS THREE VALUE CHAINS - MANGO, MAIZE AND TOMATO - AND THE
DEVELOPMENT OF FORTY AGRI-MARKET SERVICE CENTERS
NAME OF RECIPIENT - FEEDING AMERICA
IN SUPPORT OF AN EFFORT TO IDENTIFY AND RESCUE SURPLUS MEAT AND SEAFOOD
AND REDISTRIBUTE IT TO FOOD INSECURE POPULATIONS IN THE U.S.
NAME OF RECIPIENT - FOODCORPS, INC.
TOWARD THE COSTS OF "REWORKING LUNCH," TO DESIGN AND IMPLEMENT
SOLUTIONS THAT MAKE HEALTHIER, MORE SUSTAINABLE FOOD READILY ACCESSIBLE
FOR SCHOOLS AND STUDENTS NATIONWIDE
NAME OF RECIPIENT - FSG, INC.
TOWARD THE COSTS OF ITS SHARED VALUE INITIATIVE, TO CONTINUE TO DEVELOP
THE CONCEPT OF SHARED VALUE AND PROMOTE IT AS A GUIDING PHILOSOPHY AND
CORE BUSINESS PRACTICE THAT DRIVES INNOVATION BY ADDRESSING SOCIAL
NEEDS
NAME OF RECIPIENT - FUND FOR CITIES OF SERVICE, INC.
IN SUPPORT OF THE GUIDING OPPORTUNITY (GO) AMERICORPS VISTA PROGRAM, AN
EFFORT TO HELP CITY LEADERS IN THE U.S. ACHIEVE POSITIVE ECONOMIC AND
SOCIAL OUTCOMES THROUGH COMMUNITY-INFORMED OPPORTUNITY ZONE INVESTMENTS
923651 04-01-19 247 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information
3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - FUNDACION JUMEX ASOCIACION CIVIL
IN SUPPORT OF CONDUCTING OUTREACH AND NOMINATING LATIN AMERICAN ARTISTS
AS CANDIDATES FOR ONE-MONTH RESIDENCIES AT THE ROCKEFELLER FOUNDATION
BELLAGIO CENTER, ITALY
NAME OF RECIPIENT - FUNDACION JUMEX ASOCIACION CIVIL
IN SUPPORT OF CONDUCTING OUTREACH AND SELECTING LATIN AMERICAN ARTISTS
AS CANDIDATES FOR ONE-MONTH RESIDENCIES AT THE ROCKEFELLER FOUNDATION
BELLAGIO CENTER, ITALY
NAME OF RECIPIENT - GAVI ALLIANCE
TOWARD THE COSTS OF ITS EFFORTS TO DEVELOP A DIGITALLY COMPETENT AND
ADAPTIVE FRONTLINE WORKFORCE TO BENEFIT THE HEALTH OF CHILDREN GLOBALLY
NAME OF RECIPIENT - GENESIS ANALYTICS PTY LTD
IN SUPPORT OF DEVELOPING A TOOLKIT TO SHARE THE LEARNINGS OF THE
ROCKEFELLER FOUNDATIONS YIELDWISE INITIATIVE TO THE RELEVANT ACTORS IN
THE FOOD LOSS AND WASTE SECTOR
NAME OF RECIPIENT - HUMAN NETWORK INTERNATIONAL
IN SUPPORT OF TESTING A TECHNOLOGY-ENABLED APPROACH FOR COLLECTING
MONITORING AND EVALUATION DATA ON VULNERABLE POPULATIONS IN RURAL
COMMUNITIES
NAME OF RECIPIENT - IDEO.ORG
IN SUPPORT OF HUMAN-CENTERED, DESIGN-DRIVEN RESEARCH TO STUDY AND
SHOWCASE WAYS THAT PEOPLE AND COMMUNITIES MAY BENEFIT FROM DIGITAL
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3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
GOVERNMENT TRANSFORMATION
NAME OF RECIPIENT - IMPACT INVESTMENT SHUJOG LIMITED
IN SUPPORT OF MONITORING AND EVALUATING THE WOMEN'S LIVELIHOOD BOND, A
REPLICABLE SOCIAL MISSION BOND DESIGNED TO RAISE CAPITAL TO PROMOTE
ECONOMIC INCLUSION AND RESILIENCE FOR POOR AND VULNERABLE WOMEN IN
SOUTH AND SOUTHEAST ASIA
NAME OF RECIPIENT - IMPACTASSETS, INC.
IN SUPPORT OF EVALUATING MARKETING AND DISTRIBUTION STRATEGIES FOR UP
TO FOUR IMPACT INVESTMENT PRODUCTS, AS WELL AS SUPPORTING INVESTMENTS
IN SMALL- AND MEDIUM-ENTERPRISE FUND MANAGERS UTILIZING
SELF-LIQUIDATING AND REVENUE-BASED REPAYMENT MODELS, ALL IN AN EFFORT
TO TEST WAYS OF ADDRESSING ACCESS TO CAPITAL FOR UNDERSERVED
POPULATIONS IN THE UNITED STATES
NAME OF RECIPIENT - IMPERIAL COLLEGE OF SCIENCE, TECHNOLOGY AND MEDICINE
FOR USE BY THE CONWAY CENTRE IN SUPPORT OF RESEARCH TO EXAMINE THE
INTERACTIONS OF SPECIFIC, UNDER-RESEARCHED FOOD COMPOUNDS ON HUMAN AND
LIVESTOCK HEALTH
NAME OF RECIPIENT - INDEPENDENT FEATURE PROJECT, INC.
IN SUPPORT OF THE DESIGN AND IMPLEMENTATION OF A DISTRIBUTION STRATEGY
FOR THE SOLVABLE FILM PRODUCTS
NAME OF RECIPIENT - INDEPENDENT SECTOR
IN GENERAL SUPPORT OF ITS MISSION TO ADVANCE THE COMMON GOOD BY
LEADING, STRENGTHENING AND MOBILIZING THE NONPROFIT COMMUNITY
923651 04-01-19 249 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information
3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - INSTITUTE OF INTERNATIONAL EDUCATION, INC.
IN SUPPORT OF ADMINISTERING SEVERAL ACTIVITIES AND PROGRAMS AT THE
ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY: THE SEMI-ANNUAL
COMPETITIONS FOR BELLAGIO RESIDENTS, THE BELLAGIO TRAVEL AND LEARNING
FUND, AND OUTREACH ACTIVITIES
NAME OF RECIPIENT - INTERNATIONAL BANK FOR RECONSTRUCTION AND DEVELOPMENT
IN SUPPORT OF DEVELOPING A GLOBAL FRAMEWORK FOR ACTION ON FOOD LOSS AND
WASTE INCLUDING DEVELOPING COUNTRY DIAGNOSTICS AND FORMING A HIGH-LEVEL
TASK FORCE
NAME OF RECIPIENT - INTERNATIONAL BANK FOR RECONSTRUCTION AND DEVELOPMENT
FOR USE BY ITS GLOBAL FINANCING FACILITY FOR WOMEN, CHILDREN AND
ADOLESCENTS TOWARD THE COSTS OF IDENTIFYING AND SUPPORTING THE
NATIONAL SCALE UP OF EVIDENCE-BASED DATA SCIENCE AND DIGITAL HEALTH
INNOVATIONS TO ACCELERATE REPRODUCTIVE, MATERNAL, NEWBORN, CHILD AND
ADOLESCENT HEALTH OUTCOMES
NAME OF RECIPIENT - INTERNATIONAL BANK FOR RECONSTRUCTION AND DEVELOPMENT
FOR USE BY ITS ENERGY SECTOR MANAGEMENT ASSISTANCE PROGRAM (ESMAP)
TOWARD THE COSTS OF ESTABLISHING A TARGETED PROGRAM FOR STIMULATING
ELECTRICITY DEMAND IN ORDER TO ACCELERATE ENERGY ACCESS IN UP TO FOUR
AFRICAN COUNTRIES
NAME OF RECIPIENT - INTERNATIONAL RESCUE COMMITTEE
IN SUPPORT OF RESEARCH ON THE COST-EFFECTIVENESS OF SIMPLIFIED
TREATMENT PROTOCOLS FOR ACUTE MALNUTRITION, IN ORDER TO LEVERAGE THE
923651 04-01-19 250 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information
3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
SUPPORT OF COMMUNITY HEALTH SYSTEMS TO IDENTIFY AND TREAT CHILDREN IN
VULNERABLE COMMUNITIES
NAME OF RECIPIENT - INVEST ATLANTA
IN SUPPORT OF ENHANCING ATLANTAS CAPACITY TO LEVERAGE THE OPPORTUNITY
ZONES TAX INCENTIVE TO ATTRACT PRIVATE INVESTMENTS INTO DISTRESSED
COMMUNITIES
NAME OF RECIPIENT - KNACK.IT CORP.
IN SUPPORT OF A PROJECT TO DEMONSTRATE INNOVATIVE JOB-MATCHING
TECHNOLOGY AND CONNECT DISADVANTAGED YOUTH TO JOBS IN THE UNITED
STATES, SOUTH AFRICA, AND INDIA
NAME OF RECIPIENT - LIVING CITIES, INC. THE NATIONAL COMMUNITY
DEVELOPMENT INITIATIVE
IN SUPPORT OF ITS CLOSING THE GAPS ACCELERATOR PROJECT, A COMMUNITY OF
PRACTICE FOR 30 CITIES TO ADDRESS SYSTEMIC INEQUITIES AND CLOSE INCOME
AND WEALTH GAPS, AND IN GENERAL SUPPORT OF ITS MISSION TO ADVANCE
OPPORTUNITY AND PROSPERITY IN U.S. CITIES AND THEIR LOW-INCOME
POPULATIONS
NAME OF RECIPIENT - LOCAL INITIATIVES SUPPORT CORPORATION
IN SUPPORT OF ENHANCING WASHINGTON D.C.S CAPACITY TO LEVERAGE THE
OPPORTUNITY ZONES TAX INCENTIVE TO ATTRACT PRIVATE INVESTMENTS INTO
DISTRESSED COMMUNITIES
NAME OF RECIPIENT - MAHILA SEWA TRUST
IN SUPPORT OF EXPANDING THE RURAL BUSINESS-TO-CONSUMER MARKET FOR ITS
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3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
WOMEN MEMBERS IN INDIA IN PARTNERSHIP WITH AMAZON
NAME OF RECIPIENT - MALARIA NO MORE FUND
TOWARD THE COSTS OF THE DESIGN AND LAUNCH OF A "DEMONSTRATION DEAL" TO
CHANNEL LARGE AMOUNTS OF PRIVATE CAPITAL TOWARDS ACHIEVING THE HEALTH
SUSTAINABLE DEVELOPMENT GOALS, INCLUDING A CONVENING TO BE HELD AT THE
ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY IN 2020
NAME OF RECIPIENT - MERIDIAN INSTITUTE
TOWARD THE COST OF BUILDING DATASETS FOR MACHINE LEARNING TO ADDRESS
BIAS AND INEQUITY IN EXISTING MODELS
NAME OF RECIPIENT - MERIDIAN INSTITUTE
TOWARD THE COSTS OF CREATING THE FOOD PERIODIC TABLE GLOBAL CONSORTIUM,
AN EFFORT TO SPUR SCIENTIFIC ADVANCEMENTS IN UNDERSTANDING THE
BIOCHEMICAL ELEMENTS OF DIET THAT CONTRIBUTE TO HEALTH AND WELLBEING
NAME OF RECIPIENT - MERIDIAN INSTITUTE
IN SUPPORT OF A CONVENING TO ADVANCE INTEGRATED ELECTRIFICATION IN
ORDER TO HELP END ENERGY POVERTY TO BE HELD AT THE ROCKEFELLER
FOUNDATION BELLAGIO CENTER, ITALY, DECEMBER 2019
NAME OF RECIPIENT - MERIDIAN INSTITUTE
FOR USE BY ITS GLOBAL ALLIANCE FOR THE FUTURE OF FOOD IN SUPPORT OF ITS
EFFORTS TO LEVERAGE RESOURCES IN ORDER TO SHIFT FOOD SYSTEMS TOWARD
GREATER SUSTAINABILITY, SECURITY AND EQUITY
NAME OF RECIPIENT - MILKEN INSTITUTE
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3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
TOWARD THE COSTS OF DEVELOPING AN INNOVATIVE IMPACT FUND FOR INVESTMENT
IN MINORITY-OWNED DEPOSITORY INSTITUTIONS IN AN EFFORT TO INCREASE
THEIR CAPACITY TO CATALYZE CAPITAL FOR MINORITY POPULATIONS AND OTHER
VULNERABLE GROUPS
NAME OF RECIPIENT - NATIONAL GOVERNORS ASSOCIATION CENTER FOR BEST
PRACTICES
IN SUPPORT OF RESEARCHING HOW GOVERNORS CAN INTEGRATE OPPORTUNITY ZONE
PLANNING INTO EXISTING ECONOMIC AND WORKFORCE DEVELOPMENT STRATEGIES
NAME OF RECIPIENT - NEW AMERICA FOUNDATION
TOWARD THE COSTS OF A DIGITAL HEALTH INNOVATION SUMMIT THAT WILL
EXPLORE INNOVATIVE APPLICATIONS OF INFORMATION TECHNOLOGY TO IMPROVE
NUTRITION FOR LOW-INCOME WOMEN AND CHILDREN IN THE U.S.
NAME OF RECIPIENT - NEW VENTURE FUND
FOR USE BY ITS PROJECT DATA.ORG/DATA SCIENCE FOR SOCIAL IMPACT ALLIANCE
TOWARD THE COSTS OF BUILDING THE FIELD OF DATA SCIENCE FOR SOCIAL
IMPACT.
NAME OF RECIPIENT - NEW VENTURE FUND
FOR USE BY ITS U.S. IMPACT INVESTING ALLIANCE TOWARD THE COSTS OF THE
TIPPING POINT FUND, A DONOR COLLABORATIVE TO FUND FIELD BUILDING
INFRASTRUCTURE THAT WILL SUPPORT THE GROWTH AND PRACTICE OF IMPACT
INVESTING
NAME OF RECIPIENT - NEW VENTURE FUND
FOR USE BY ITS OAKLAND FUND FOR PUBLIC INNOVATION TOWARD THE COSTS OF
923651 04-01-19 253 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information
3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
ENHANCING OAKLANDS CAPACITY TO LEVERAGE THE OPPORTUNITY ZONES TAX
INCENTIVE TO ATTRACT PRIVATE INVESTMENTS INTO DISTRESSED COMMUNITIES
NAME OF RECIPIENT - NONPROFIT FINANCE FUND
IN GENERAL SUPPORT OF ITS MISSION TO PROVIDE NONPROFIT ORGANIZATIONS
WITH ADVISORY SERVICES AND TOOLS TO UNDERSTAND THEIR FINANCIAL HEALTH,
FINANCIALLY PROTECT THEMSELVES AND THEIR PROGRAMS, AND GROW
STRATEGICALLY
NAME OF RECIPIENT - NORTHEASTERN UNIVERSITY
IN SUPPORT OF DEVELOPING THE TOOLSETS NEEDED TO ACQUIRE THE MOST
ACCURATE INFORMATION ON FOOD COMPOSITION AND THE WAYS IN WHICH
NUTRITIONAL COMPONENTS AFFECT HEALTH
NAME OF RECIPIENT - NORTHWESTERN UNIVERSITY
FOR USE BY ITS KELLOGG SCHOOL OF MANAGEMENT IN SUPPORT OF FACULTY
CONVENINGS AND CURRICULUM DEVELOPMENT IN AN EFFORT TO BUILD THE FIELD
OF IMPACT INVESTING IN BUSINESS AND PROFESSIONAL EDUCATION
NAME OF RECIPIENT - OASIS OPEN
FOR USE BY ITS OPEN MOBILITY FOUNDATION, IN SUPPORT OF PROVIDING CITIES
WITH OPEN SOURCE SOFTWARE AND DATA STANDARDS THAT WILL ENABLE SAFE,
EQUITABLE GOVERNANCE OF PUBLIC NEEDS
NAME OF RECIPIENT - OPEN AGRICULTURE FOUNDATION
IN SUPPORT OF THE NATIONAL PRODUCE CHEMOTYPING PROJECT, AN EFFORT TO
STUDY THE CHEMICAL VARIABILITY OF FRUITS AND VEGETABLES TO CREATE
HEALTHIER AND MORE INVENTIVE FOOD SYSTEMS
923651 04-01-19 254 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information
3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - OXFAM-AMERICA INC.
IN SUPPORT OF CAPACITY BUILDING INITIATIVES, INCLUDING DATA MANAGEMENT
AND INTEGRATION, FOR GOVERNMENT AND CIVIL SOCIETY ORGANIZATIONS IN
ORDER TO PROMOTE CULTURAL DIVERSITY IN RAKHINE STATE, MYANMAR
NAME OF RECIPIENT - PANAHPUR
TOWARD THE COSTS OF DEVELOPING PROJECT SNOWBALL, A PARTNERSHIP BETWEEN
CHARITABLE ORGANIZATIONS TO FACILITATE SECONDARY TRANSACTIONS OF HIGH
SOCIAL IMPACT INVESTMENTS FOR THE BENEFIT OF POOR AND VULNERABLE
POPULATIONS
NAME OF RECIPIENT - PARTNERSHIP FOR PUBLIC SERVICE, INC.
IN GENERAL SUPPORT OF ITS MISSION TO REVITALIZE THE U.S. FEDERAL
GOVERNMENT BY TRANSFORMING THE WAY IT WORKS AND INSPIRING A NEW
GENERATION TO SERVE
NAME OF RECIPIENT - PATH
IN SUPPORT OF A PROJECT TO ASSESS WHETHER CULTURED PROTEINS,
PARTICULARLY EGG AND DAIRY, CAN PLAY A MEANINGFUL ROLE IN ADDRESSING
GLOBAL MALNUTRITION IN A MORE ENVIRONMENTALLY SUSTAINABLE WAY THAN
TRADITIONAL ANIMAL-SOURCED FOODS
NAME OF RECIPIENT - PHILANTHROPY NEW YORK, INC.
IN GENERAL SUPPORT OF ITS MISSION TO SUPPORT THE PRACTICE OF EFFECTIVE
PHILANTHROPY FOR THE PUBLIC GOOD THROUGH EDUCATIONAL ACTIVITIES,
PUBLICATIONS AND COMMUNICATIONS
923651 04-01-19 255 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information
3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - PLANET LABS INC.
IN SUPPORT OF ORGANIZING A CONVENING OF DATA SCIENTISTS AND FIELD
EXPERTS TO DEVELOP USE-CASES AND ANALYTICAL SOLUTIONS FOR CLIMATE
FINANCE
NAME OF RECIPIENT - REINVESTMENT PARTNERS
TOWARD THE COSTS OF EXPANDING THEIR PRODUCE PRESCRIPTION PROGRAM FOR
MEDICAID RECIPIENTS IN NORTH CAROLINA
NAME OF RECIPIENT - ROCKEFELLER FOUNDATION DONATIONS
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - ROCKEFELLER FOUNDATION DONATIONS
TO FACILITATE ROCKEFELLER FOUNDATION DONATIONS TO CHARITABLE
ORGANIZATIONS THROUGH ITS MATCHING GIFT PROGRAM AND OTHER SIMILAR
PROGRAMS, AS WELL AS CONTRIBUTIONS TO PHILANTHROPIC SECTOR
ORGANIZATIONS
NAME OF RECIPIENT - SAMBODHI RESEARCH AND COMMUNICATIONS PRIVATE LIMITED
IN SUPPORT OF A PROJECT TO CONDUCT AN IMPACT ASSESSMENT OF THE
FOUNDATIONS SMART POWER FOR RURAL DEVELOPMENT (SPRD) INITIATIVE AND THE
EXTENT TO WHICH THE INITIATIVE IS POSITIVELY IMPACTING THE LIVES OF
PEOPLE AND SPURRING ECONOMIC GROWTH IN SPRD-SUPPORTED COMMUNITIES IN
INDIA
923651 04-01-19 256 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information
3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT - SAN DIEGO WORKFORCE PARTNERSHIP, INC.
IN SUPPORT OF RESEARCHING THE FEASIBILITY AND POTENTIAL IMPACT OF
RESTRUCTURING DEFAULTED CONSUMER DEBT TO AN INCOME-CONTINGENT STRUCTURE
IN AN EFFORT TO BUILD FINANCIAL RESILIENCE FOR POOR AND VULNERABLE
POPULATIONS IN THE U.S
NAME OF RECIPIENT - SOUTHERN POVERTY LAW CENTER
IN SUPPORT OF DEVELOPING A STUDENT CURRICULUM USING THE SELMA VOTING
RIGHTS CAMPAIGN AS A CASE-STUDY IN LEADERSHIP, DECISION-MAKING, RACE,
CIVIL RIGHTS AND ENGAGED CITIZENSHIP
NAME OF RECIPIENT - ST. LOUIS DEVELOPMENT CORPORATION
IN SUPPORT OF ENHANCING ST. LOUISS CAPACITY TO LEVERAGE THE OPPORTUNITY
ZONES TAX INCENTIVE TO ATTRACT PRIVATE INVESTMENTS INTO DISTRESSED
COMMUNITIES
NAME OF RECIPIENT - SUSTAINABLE FOOD LAB
IN SUPPORT OF DEVELOPING AND INTEGRATING FOOD LOSS METRICS IN SELECTED
SUPPLY CHAIN PROCESSES FOR GLOBAL, REGIONAL, AND NATIONAL CORPORATES
WORKING ACROSS AGRICULTURAL CHAINS
NAME OF RECIPIENT - THE ASIA SOCIETY
FOR USE BY ITS ASIA SOCIETY POLICY INSTITUTE IN SUPPORT OF FOSTERING
RELATIONSHIPS WITH CHINESE LEADERS, PHILANTHROPISTS AND INNOVATORS TO
HELP SHAPE THE FUTURE OF CHINESE VENTURE PHILANTHROPY
NAME OF RECIPIENT - THE BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR
UNIVERSITY
923651 04-01-19 257 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information
3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
IN SUPPORT OF CREATING A NEW INITIATIVE TO PROVIDE COMPREHENSIVE
SUPPORT FOR TRANSFORMATIONAL INNOVATIONS IN GLOBAL FOOD SYSTEMS
NAME OF RECIPIENT - THE CENTER FOR EFFECTIVE PHILANTHROPY, INC.
IN GENERAL SUPPORT OF ITS MISSION TO PROVIDE DATA AND CREATE INSIGHT SO
PHILANTHROPIC FUNDERS CAN BETTER DEFINE, ASSESS AND IMPROVE THEIR
EFFECTIVENESS AND IMPACT,
NAME OF RECIPIENT - THE ENERGY FOR GROWTH HUB
TOWARD THE COSTS OF CREATING A NEW ENERGY CONSUMPTION METRIC THAT
BETTER CAPTURES ENERGYS ROLE IN ECONOMIC TRANSFORMATION AND HELPS TO
TRANSLATE RESEARCH INTO POLICY TO SUPPORT MORE EFFECTIVE AND INCREASED
ENERGY PROVISION FOR ECONOMIC GROWTH
NAME OF RECIPIENT - THE NISKANEN CENTER INC.
FOR USE BY ITS POVERTY AND WELFARE DEPARTMENT TOWARD THE COSTS OF
SOCIAL FINANCE RESEARCH TO PROMOTE SUSTAINABLE, PRO-GROWTH SOLUTIONS
FOR THE REVITALIZATION OF DISTRESSED COMMUNITIES
NAME OF RECIPIENT - THE ONE CAMPAIGN
IN GENERAL SUPPORT OF ITS MISSION TO FIGHT EXTREME POVERTY AND
PREVENTABLE DISEASE, PARTICULARLY IN AFRICA, BY RAISING PUBLIC
AWARENESS AND EDUCATING POLICY MAKERS ABOUT THE IMPORTANCE OF SMART AND
EFFECTIVE POLICIES AND PROGRAMS
NAME OF RECIPIENT - THE URBAN INSTITUTE
IN SUPPORT OF MONITORING AND EVALUATING THE PROGRESS AND LONG-TERM
IMPACTS OF 100 RESILIENT CITIES - PIONEERED BY THE ROCKEFELLER
923651 04-01-19 258 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information
3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
FOUNDATION, AND GENERATING LEARNING FOR THE URBAN PLANNING AND
RESILIENCE MEASUREMENT FIELDS
NAME OF RECIPIENT - TOTAL IMPACT ADVISORS LLC
IN SUPPORT OF DESIGNING AND LAUNCHING AN ASSET-BACKED FINANCING
PLATFORM TO FACILITATE THE FINANCING OF SMALL- AND MEDIUM-SIZED
ENTERPRISES IN THE PHARMACEUTICAL SECTOR IN KENYA IN AN EFFORT TO
ENHANCE ACCESS TO MEDICATIONS , ,
NAME OF RECIPIENT - TRUSTEES OF BOSTON UNIVERSITY
FOR USE BY ITS INITIATIVE ON CITIES TOWARD THE COSTS OF CONDUCTING THE
ANNUAL MENINO SURVEY OF MAYORS AND DISSEMINATING THE SURVEY FINDINGS
BROADLY
NAME OF RECIPIENT - TRUSTEES OF BOSTON UNIVERSITY
FOR USE BY ITS SCHOOL OF PUBLIC HEALTH FOR RESEARCH, THE DEVELOPMENT OF
A WEBSITE AND A COMMISSION REPORT ON HEALTH DETERMINANTS, DATA AND
DECISION-MAKING, DESIGNED TO INCREASE THE USE OF DATA-DRIVEN INSIGHTS
TO IMPROVE THE HEALTH OF VULNERABLE PEOPLE
NAME OF RECIPIENT - TRUSTEES OF TUFTS COLLEGE
FOR USE BY THE FLETCHER SCHOOL IN SUPPORT OF THE SCOPING PHASE OF
EFFORTS TO DEVELOP A PROTOTYPE DATA TOOL THAT WILL INFORM POLICY
DECISIONS AROUND DIGITAL TRANSFORMATION AS PART OF THE INDIAN
GOVERNMENTS MISSION TO TRANSLATE THE RAPID DIGITAL UPTAKE IN INDIAN
CITIES INTO DATA FOR NEW SERVICES AND DIGITALLY ENABLED JOB CREATION
NAME OF RECIPIENT - TRUSTEES OF TUFTS COLLEGE
923651 04-01-19 259 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information
3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
FOR USE BY ITS GERALD J. AND DOROTHY R. FRIEDMAN SCHOOL OF NUTRITION
SCIENCE AND POLICY IN SUPPORT OF LANDSCAPING CURRENT FUNDING FOR
NUTRITION RESEARCH, AND GATHERING EVIDENCE ON THE NEED FOR A LARGER,
COORDINATED EFFORT TO ADVANCE NUTRITION SCIENCE IN THE U. S.
NAME OF RECIPIENT - UNITED NATIONS FOUNDATION, INC.
FOR USE BY ITS FUTURE STATE INITIATIVE IN SUPPORT OF TRAINING AND
OUTREACH ON THE USE AND GOVERNANCE OF DATA TO PROMOTE ECONOMIC
EMPOWERMENT AND DEMOCRATIC VALUES
NAME OF RECIPIENT - UNITED NATIONS FOUNDATION, INC.
TO HOLD A BELLAGIO CONVENING AIMED AT SHAPING A GLOBAL DATA GOVERNANCE
AGENDA AND CONDUCT RELATED RESEARCH
NAME OF RECIPIENT - UNIVERSITY COLLEGE LONDON
FOR USE BY ITS INSTITUTE FOR INNOVATION AND PUBLIC PURPOSE IN SUPPORT
OF ESTABLISHING A MISSION-ORIENTED INNOVATION NETWORK TO FOSTER
CROSS-SECTORAL SOLUTIONS TO GLOBAL CHALLENGES
NAME OF RECIPIENT - UNIVERSITY OF MASSACHUSETTS, AMHERST
IN SUPPORT OF ITS E-GUIDE NIGERIA INITIATIVE, AN EFFORT TO ESTIMATE
LATENT DEMAND FOR ELECTRICITY IN NIGERIA TO HELP IDENTIFY FUTURE
OPPORTUNITIES FOR INVESTMENTS AND ACCELERATE THE REPLACEMENT OF
GENERATORS WITH CHEAPER, CLEANER SOURCES OF ELECTRICITY
NAME OF RECIPIENT - VITAL RESEARCH LLC
IN SUPPORT OF MONITORING AND EVALUATION ACTIVITIES FOR THE ROCKEFELLER
FOUNDATION BELLAGIO CENTER, ITS GRANTEES, RESIDENTS AND CONFERENCE
923651 04-01-19 260 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Part XV Supplementary Information
3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
PARTICIPANTS IN ORDER TO SUPPORT THE ADAPTIVE MANAGEMENT OF THE CENTER
AND TO DEVELOP KNOWLEDGE PRODUCTS ON USING IT TO PROMOTE GLOBAL CHANGE
NAME OF RECIPIENT - WORLD HEALTH ORGANIZATION
IN SUPPORT OF DEVELOPING A DIGITAL GOVERNANCE FRAMEWORK AND
ACCELERATING THE DIGITALIZATION OF ITS GUIDELINES IN ORDER TO MAKE ITS
NORMS AND STANDARDS READILY AVAILABLE TO THE GLOBAL HEALTH COMMUNITY,
IN ORDER TO HELP COUNTRIES ACHIEVE THEIR SDG3 TARGETS ESPECIALLY WITH
REGARD TO MATERNAL AND CHILD HEALTH
NAME OF RECIPIENT - WORLD WILDLIFE FUND INC.
IN SUPPORT OF LAUNCHING A FOOD WASTE PREVENTION COLLABORATIVE IN THE
PACIFIC NORTHWEST, AND OTHER ONGOING EFFORTS TO PREVENT FOOD WASTE IN
THE UNITED STATES
923651 04-01-19 261 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 Schedule B Schedule of Contributors OMB No. 1545-0047 (Form 990, 990-EZ, | Attach to Form 990, Form 990-EZ, or Form 990-PF. or 990-PF) | Go to www.irs.gov/Form990 for the latest information. Department of the Treasury 2019 Internal Revenue Service Name of the organization Employer identification number
THE ROCKEFELLER FOUNDATION 13-1659629 Organization type (check one):
Filers of: Section:
Form 990 or 990-EZ 501(c)( ) (enter number) organization
4947(a)(1) nonexempt charitable trust not treated as a private foundation
527 political organization
Form 990-PF X 501(c)(3) exempt private foundation
4947(a)(1) nonexempt charitable trust treated as a private foundation
501(c)(3) taxable private foundation
Check if your organization is covered by the General Rule or a Special Rule. Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
X For an organization filing Form 990, 990-EZ, or 990-PF that received, during the year, contributions totaling $5,000 or more (in money or property) from any one contributor. Complete Parts I and II. See instructions for determining a contributor's total contributions.
Special Rules
For an organization described in section 501(c)(3) filing Form 990 or 990-EZ that met the 33 1/3% support test of the regulations under sections 509(a)(1) and 170(b)(1)(A)(vi), that checked Schedule A (Form 990 or 990-EZ), Part II, line 13, 16a, or 16b, and that received from any one contributor, during the year, total contributions of the greater of (1) $5,000; or (2) 2% of the amount on (i) Form 990, Part VIII, line 1h; or (ii) Form 990-EZ, line 1. Complete Parts I and II.
For an organization described in section 501(c)(7), (8), or (10) filing Form 990 or 990-EZ that received from any one contributor, during the year, total contributions of more than $1,000 exclusively for religious, charitable, scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals. Complete Parts I, II, and III.
For an organization described in section 501(c)(7), (8), or (10) filing Form 990 or 990-EZ that received from any one contributor, during the year, contributions exclusively for religious, charitable, etc., purposes, but no such contributions totaled more than $1,000. If this box is checked, enter here the total contributions that were received during the year for an exclusively religious, charitable, etc., purpose. Don't complete any of the parts unless the General Rule applies to this organization because it received nonexclusively religious, charitable, etc., contributions totaling $5,000 or more during the year ~~~~~~~~~~~~~~~ | $
Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990, 990-EZ, or 990-PF), but it must answer "No" on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ or on its Form 990-PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990, 990-EZ, or 990-PF).
LHA For Paperwork Reduction Act Notice, see the instructions for Form 990, 990-EZ, or 990-PF. Schedule B (Form 990, 990-EZ, or 990-PF) (2019)
923451 11-06-19 Schedule B (Form 990, 990-EZ, or 990-PF) (2019) Page 2 Name of organization Employer identification number
THE ROCKEFELLER FOUNDATION 13-1659629
Part I Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a) (b) (c) (d) No. Name, address, and ZIP + 4 Total contributions Type of contribution
1 WILBUR E. TISDALE TRUST Person X Payroll C/O J.P. MORGAN, 2200 ROSS AVE., 5TH FL., TX1-2960 $ 793,344. Noncash (Complete Part II for DALLAS, TX 75201-2787 noncash contributions.)
(a) (b) (c) (d) No. Name, address, and ZIP + 4 Total contributions Type of contribution
Person Payroll $ Noncash (Complete Part II for noncash contributions.)
(a) (b) (c) (d) No. Name, address, and ZIP + 4 Total contributions Type of contribution
Person Payroll $ Noncash (Complete Part II for noncash contributions.)
(a) (b) (c) (d) No. Name, address, and ZIP + 4 Total contributions Type of contribution
Person Payroll $ Noncash (Complete Part II for noncash contributions.)
(a) (b) (c) (d) No. Name, address, and ZIP + 4 Total contributions Type of contribution
Person Payroll $ Noncash (Complete Part II for noncash contributions.)
(a) (b) (c) (d) No. Name, address, and ZIP + 4 Total contributions Type of contribution
Person Payroll $ Noncash (Complete Part II for noncash contributions.)
923452 11-06-19 Schedule B (Form 990, 990-EZ, or 990-PF) (2019) 263 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 Schedule B (Form 990, 990-EZ, or 990-PF) (2019) Page 3 Name of organization Employer identification number
THE ROCKEFELLER FOUNDATION 13-1659629
Part II Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) (c) No. (b) (d) FMV (or estimate) from Description of noncash property given Date received (See instructions.) Part I
$
(a) (c) No. (b) (d) FMV (or estimate) from Description of noncash property given Date received (See instructions.) Part I
$
(a) (c) No. (b) (d) FMV (or estimate) from Description of noncash property given Date received (See instructions.) Part I
$
(a) (c) No. (b) (d) FMV (or estimate) from Description of noncash property given Date received (See instructions.) Part I
$
(a) (c) No. (b) (d) FMV (or estimate) from Description of noncash property given Date received (See instructions.) Part I
$
(a) (c) No. (b) (d) FMV (or estimate) from Description of noncash property given Date received (See instructions.) Part I
$ 923453 11-06-19 Schedule B (Form 990, 990-EZ, or 990-PF) (2019) 264 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 Schedule B (Form 990, 990-EZ, or 990-PF) (2019) Page 4 Name of organization Employer identification number
THE ROCKEFELLER FOUNDATION 13-1659629 Part III Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this info. once.) | $ Use duplicate copies of Part III if additional space is needed. (a) No. from (b) Purpose of gift (c) Use of gift (d) Description of how gift is held Part I
(e) Transfer of gift
Transferee's name, address, and ZIP + 4 Relationship of transferor to transferee
(a) No. from (b) Purpose of gift (c) Use of gift (d) Description of how gift is held Part I
(e) Transfer of gift
Transferee's name, address, and ZIP + 4 Relationship of transferor to transferee
(a) No. from (b) Purpose of gift (c) Use of gift (d) Description of how gift is held Part I
(e) Transfer of gift
Transferee's name, address, and ZIP + 4 Relationship of transferor to transferee
(a) No. from (b) Purpose of gift (c) Use of gift (d) Description of how gift is held Part I
(e) Transfer of gift
Transferee's name, address, and ZIP + 4 Relationship of transferor to transferee
923454 11-06-19 Schedule B (Form 990, 990-EZ, or 990-PF) (2019) 265 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 Form 2220 Underpayment of Estimated Tax by Corporations OMB No. 1545-0123 FORM 990-PF Department of the Treasury | Attach to the corporation's tax return. 2019 Internal Revenue Service | Go to www.irs.gov/Form2220 for instructions and the latest information. Name Employer identification number THE ROCKEFELLER FOUNDATION 13-1659629 Note: Generally, the corporation is not required to file Form 2220 (see Part II below for exceptions) because the IRS will figure any penalty owed and bill the corporation. However, the corporation may still use Form 2220 to figure the penalty. If so, enter the amount from page 2, line 38, on the estimated tax penalty line of the corporation's income tax return, but do not attach Form 2220. Part I Required Annual Payment
1 Total tax (see instructions) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1 1,815,080.
2 a Personal holding company tax (Schedule PH (Form 1120), line 26) included on line 1 ~~~~~~ 2a b Look-back interest included on line 1 under section 460(b)(2) for completed long-term contracts or section 167(g) for depreciation under the income forecast method ~~~~~~~~~ 2b
c Credit for federal tax paid on fuels (see instructions) ~~~~~~~~~~~~~~~~~~~~~ 2c d Total. Add lines 2a through 2c ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2d 3 Subtract line 2d from line 1. If the result is less than $500, do not complete or file this form. The corporation does not owe the penalty ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3 1,815,080. 4 Enter the tax shown on the corporation's 2018 income tax return. See instructions. Caution: If the tax is zero or the tax year was for less than 12 months, skip this line and enter the amount from line 3 on line 5 ~~~~~~~~~~~~~~ 4 2,845,043.
5 Required annual payment. Enter the smaller of line 3 or line 4. If the corporation is required to skip line 4, enter the amount from line 3 5 1,815,080. Part II Reasons for Filing - Check the boxes below that apply. If any boxes are checked, the corporation must file Form 2220 even if it does not owe a penalty. See instructions. 6 The corporation is using the adjusted seasonal installment method. 7 X The corporation is using the annualized income installment method. 8 X The corporation is a "large corporation" figuring its first required installment based on the prior year's tax. Part III Figuring the Underpayment (a) (b) (c) (d) 9 Installment due dates. Enter in columns (a) through (d) the 15th day of the 4th (Form 990-PF filers: Use 5th month), 6th, 9th, and 12th months of the corporation's tax year ~~~~~~~~~~~~~~~~ 9 05/15/19 06/15/19 09/15/19 12/15/19 10 Required installments. If the box on line 6 and/or line 7 above is checked, enter the amounts from Sch A, line 38. If the box on line 8 (but not 6 or 7) is checked, see instructions for the amounts to enter. If none of these boxes are checked, enter 25% (0.25) of line 5 above in each column ~~~~ 10 453,770. 453,770. 453,770. 453,770. 11 Estimated tax paid or credited for each period. For column (a) only, enter the amount from line 11 on line 15. See instructions ~~~~~~~~~~~~~~~~~~ 11 5,050,000. 1,800,000. 610,000. Complete lines 12 through 18 of one column before going to the next column. 12 Enter amount, if any, from line 18 of the preceding column 12 4,596,230. 5,942,460. 6,098,690. 13 Add lines 11 and 12 ~~~~~~~~~~~~~~~~~ 13 6,396,230. 6,552,460. 6,098,690. 14 Add amounts on lines 16 and 17 of the preceding column 14 15 Subtract line 14 from line 13. If zero or less, enter -0- ~~ 15 5,050,000. 6,396,230. 6,552,460. 6,098,690. 16 If the amount on line 15 is zero, subtract line 13 from line 14. Otherwise, enter -0- ~~~~~~~~~~~~~~~ 16 0. 0. 17 Underpayment. If line 15 is less than or equal to line 10, subtract line 15 from line 10. Then go to line 12 of the next column. Otherwise, go to line 18 ~~~~~~~~~~~ 17 18 Overpayment. If line 10 is less than line 15, subtract line 10 from line 15. Then go to line 12 of the next column 18 4,596,230. 5,942,460. 6,098,690. Go to Part IV on page 2 to figure the penalty. Do not go to Part IV if there are no entries on line 17 - no penalty is owed. LHA For Paperwork Reduction Act Notice, see separate instructions. Form 2220 (2019)
912801 01-14-20 266 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 FORM 990-PF Form 2220 (2019) THE ROCKEFELLER FOUNDATION 13-1659629 Page 2 Part IV Figuring the Penalty
(a) (b) (c) (d) 19 Enter the date of payment or the 15th day of the 4th month after the close of the tax year, whichever is earlier. (C corporations with tax years ending June 30 and S corporations: Use 3rd month instead of 4th month. Form 990-PF and Form 990-T filers: Use 5th month instead of 4th month.) See instructions ~~~~~~~~ 19 20 Number of days from due date of installment on line 9 to the date shown on line 19 ~~~~~~~~~~~~~~~~~ 20
21 Number of days on line 20 after 4/15/2019 and before 7/1/2019 ~~ 21
22 Underpayment on line 17 x Number of days on line 21 x 6% (0.06) ~ 22 $ $ $ $ 365
23 Number of days on line 20 after 06/30/2019 and before 10/1/2019 ~ 23
24 Underpayment on line 17 x Number of days on line 23 x 5% (0.05) ~ 24 $ $ $ $ 365
25 Number of days on line 20 after 9/30/2019 and before 1/1/2020 ~~ 25
26 Underpayment on line 17 x Number of days on line 25 x 5% (0.05) ~ 26 $ $ $ $ 365
27 Number of days on line 20 after 12/31/2019 and before 4/1/2020 ~ 27
28 Underpayment on line 17 x Number of days on line 27 x 5% (0.05) ~ 28 $ $ $ $ 366
29 Number of days on line 20 after 3/31/2020 and before 7/1/2020 ~~ 29
30 Underpayment on line 17 x Number of days on line 29 x *% ~~~ 30 $ $ $ $ 366
31 Number of days on line 20 after 6/30/2020 and before 10/1/2020 ~ 31
32 Underpayment on line 17 x Number of days on line 31 x *% ~~~ 32 $ $ $ $ 366
33 Number of days on line 20 after 9/30/2020 and before 1/1/2021 ~~ 33
34 Underpayment on line 17 x Number of days on line 33 x *% ~~~ 34 $ $ $ $ 366
35 Number of days on line 20 after 12/31/2020 and before 3/16/2021 ~ 35
36 Underpayment on line 17 x Number of days on line 35 x *% ~~~ 36 $ $ $ $ 365
37 Add lines 22, 24, 26, 28, 30, 32, 34, and 36 ~~~~~~~~~ 37 $ $ $ $
38 Penalty. Add columns (a) through (d) of line 37. Enter the total here and on Form 1120, line 34; or the comparable line for other income tax returns 38 $ 0. * Use the penalty interest rate for each calendar quarter, which the IRS will determine during the first month in the preceding quarter. These rates are published quarterly in an IRS News Release and in a revenue ruling in the Internal Revenue Bulletin. To obtain this information on the Internet, access the IRS website at www.irs.gov. You can also call 1-800-829-4933 to get interest rate information. Form 2220 (2019)
912802 01-14-20 267 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Form 2220 (2019) FORM 990-PF Page 3 Schedule A Adjusted Seasonal Installment Method and Annualized Income Installment Method See instructions. Form 1120-S filers: For lines 1, 2, 3, and 21, "taxable income" refers to excess net passive income or the amount on which tax is imposed under section 1374(a), whichever applies. Part I Adjusted Seasonal Installment Method Caution: Use this method only if the base period percentage for any 6 consecutive months is at least 70%. See instructions.
(a) (b) (c) (d) 1 Enter taxable income for the following periods. First 3 months First 5 months First 8 months First 11 months a Tax year beginning in 2016 ~~~~~~~~~~~~ 1a b Tax year beginning in 2017 ~~~~~~~~~~~~ 1b
c Tax year beginning in 2018 ~~~~~~~~~~~~ 1c 2 Enter taxable income for each period for the tax year beginning in 2019. See the instructions for the treatment of extraordinary items 2
First 4 months First 6 months First 9 months Entire year 3 Enter taxable income for the following periods.
a Tax year beginning in 2016 ~~~~~~~~~~~~ 3a
b Tax year beginning in 2017 ~~~~~~~~~~~~ 3b
c Tax year beginning in 2018 ~~~~~~~~~~~~ 3c 4 Divide the amount in each column on line 1a by the amount in column (d) on line 3a ~~~~~~~~~~ 4 5 Divide the amount in each column on line 1b by the amount in column (d) on line 3b ~~~~~~~~~~ 5 6 Divide the amount in each column on line 1c by the amount in column (d) on line 3c ~~~~~~~~~~ 6
7 Add lines 4 through 6 ~~~~~~~~~~~~~~~ 7
8 Divide line 7 by 3.0 ~~~~~~~~~~~~~~~~ 8 9a Divide line 2 by line 8 ~~~~~~~~~~~~~~~ 9a b Extraordinary items (see instructions) ~~~~~~~~ 9b c Add lines 9a and 9b ~~~~~~~~~~~~~~~~ 9c 10 Figure the tax on the amt on ln 9c using the instr for Form 1120, Sch J, line 2, or comparable line of corp's return ~ 10 11a Divide the amount in columns (a) through (c) on line 3a by the amount in column (d) on line 3a ~~~~~~~ 11a b Divide the amount in columns (a) through (c) on line 3b by the amount in column (d) on line 3b ~~~~~~~ 11b c Divide the amount in columns (a) through (c) on line 3c by the amount in column (d) on line 3c ~~~~~~~ 11c 12 Add lines 11a through 11c ~~~~~~~~~~~~~ 12 13 Divide line 12 by 3.0~~~~~~~~~~~~~~~~ 13 14 Multiply the amount in columns (a) through (c) of line 10 by columns (a) through (c) of line 13. In column (d), enter the amount from line 10, column (d) ~~~~~~~~ 14 15 Enter any alternative minimum tax (trusts only) for each payment period. See instructions ~~~~~~~~~~ 15
16 Enter any other taxes for each payment period. See instr. 16 17 Add lines 14 through 16 ~~~~~~~~~~~~~~ 17 18 For each period, enter the same type of credits as allowed on Form 2220, lines 1 and 2c. See instructions ~~~~ 18 19 Total tax after credits. Subtract line 18 from line 17. If zero or less, enter -0- 19 912821 01-14-20 Form 2220 (2019) 268 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 Form 2220 (2019) FORM 990-PF Page 4 ** Part II Annualized Income Installment Method
(a) (b) (c) (d) First 2 First 3 First 6 First 9 20 Annualization periods (see instructions) ~~~~~~~ 20 months months months months 21 Enter taxable income for each annualization period. See instructions for the treatment of extraordinary items ~~ 21 84,117,638. 107,586,002. 165,044,121. 245,894,969.
22 Annualization amounts (see instructions) ~~~~~~ 22 6.000000 4.000000 2.000000 1.333330
23a Annualized taxable income. Multiply line 21 by line 22 ~ 23a 504,705,828. 430,344,008. 330,088,242. 327,859,139. b Extraordinary items (see instructions) ~~~~~~~~ 23b c Add lines 23a and 23b ~~~~~~~~~~~~~~ 23c 504,705,828. 430,344,008. 330,088,242. 327,859,139. 24 Figure the tax on the amount on line 23c using the instructions for Form 1120, Schedule J, line 2, or comparable line of corporation's return ~~~~~~ 24 5,047,058. 4,303,440. 3,300,882. 3,278,591. 25 Enter any alternative minimum tax (trusts only) for each payment period (see instructions) ~~~~~~~~~~ 25
26 Enter any other taxes for each payment period. See instr. 26
27 Total tax. Add lines 24 through 26 ~~~~~~~~~ 27 5,047,058. 4,303,440. 3,300,882. 3,278,591. 28 For each period, enter the same type of credits as allowed on Form 2220, lines 1 and 2c. See instructions ~~~~ 28 29 Total tax after credits. Subtract line 28 from line 27. If zero or less, enter -0- ~~~~~~~~~~~~~~~ 29 5,047,058. 4,303,440. 3,300,882. 3,278,591.
30 Applicable percentage ~~~~~~~~~~~~~~ 30 25% 50% 75% 100%
31 Multiply line 29 by line 30 31 1,261,765. 2,151,720. 2,475,662. 3,278,591. Part III Required Installments
Note: Complete lines 32 through 38 of one column 1st 2nd 3rd 4th before completing the next column. installment installment installment installment 32 If only Part I or Part II is completed, enter the amount in each column from line 19 or line 31. If both parts are completed, enter the smaller of the amounts in each column from line 19 or line 31 ~~~~~~~~~~~ 32 1,261,765. 2,151,720. 2,475,662. 3,278,591. 33 Add the amounts in all preceding columns of line 38. See instructions ~~~~~~~~~~~~~~~~~ 33 453,770. 907,540. 1,361,310. 34 Adjusted seasonal or annualized income installments. Subtract line 33 from line 32. If zero or less, enter -0- ~ 34 1,261,765. 1,697,950. 1,568,122. 1,917,281. 35 Enter 25% (0.25) of line 5 on page 1 of Form 2220 in each column. Note: "Large corporations," see the instructions for line 10 for the amounts to enter ~~~~ 35 453,770. 453,770. 453,770. 453,770. 36 Subtract line 38 of the preceding column from line 37 of the preceding column ~~~~~~~~~~~~~~ 36
37 Add lines 35 and 36 ~~~~~~~~~~~~~~~ 37 453,770. 453,770. 453,770. 453,770. 38 Required installments. Enter the smaller of line 34 or line 37 here and on page 1 of Form 2220, line 10. See instructions 38 453,770. 453,770. 453,770. 453,770. Form 2220 (2019) ** ANNUALIZED INCOME INSTALLMENT METHOD USING STANDARD OPTION
912822 01-14-20 269 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF INTEREST ON SAVINGS AND TEMPORARY CASH INVESTMENTS STATEMENT 1 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
(A) (B) (C) REVENUE NET INVESTMENT ADJUSTED SOURCE PER BOOKS INCOME NET INCOME }}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} INTEREST ON SAVINGS AND TEMPORARY CASH INVESTMENTS 4,035,221. 4,035,221. 4,035,221. }}}}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} TOTAL TO PART I, LINE 3 4,035,221. 4,035,221. 4,035,221. ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF DIVIDENDS AND INTEREST FROM SECURITIES STATEMENT 2 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
CAPITAL (A) (B) (C) GROSS GAINS REVENUE NET INVEST- ADJUSTED SOURCE AMOUNT DIVIDENDS PER BOOKS MENT INCOME NET INCOME }}}}}} }}}}}}}}}}} }}}}}}}}}}} }}}}}}}}}}} }}}}}}}}}}} }}}}}}}}}}} DIVIDENDS AND INTEREST 14,934,109. 0. 14,934,109. 14,934,109. 14,934,109. DIVIDENDS AND INTEREST THROUGH K-1S 0. 0. 0. 22,244,543. 0. }}}}}}}}}}} }}}}}}}}}}} }}}}}}}}}}} }}}}}}}}}}} }}}}}}}}}}} TO PART I, LINE 4 14,934,109. 0. 14,934,109. 37,178,652. 14,934,109. ~~~~~~~~~~~ ~~~~~~~~~~~ ~~~~~~~~~~~ ~~~~~~~~~~~ ~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF OTHER INCOME STATEMENT 3 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
(A) (B) (C) REVENUE NET INVEST- ADJUSTED DESCRIPTION PER BOOKS MENT INCOME NET INCOME }}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} OTHER INCOME THROUGH K-1S, NET OF UBI 0. 2,321,055. 0. SECTION 951(A) INCOME INCLUSION 0. 1,064,604. 0. PROGRAM RELATED INVESTMENT INCOME 833,327. 833,327. 0. PAMIGA PRI GAIN 214,661. 214,661. 0. SPI INDIA 1,519. 0. 1,519. FOREIGN CURRENCY LOSS -2,447,167. -2,447,167. 0. SECURITIES LITIGATION PROCEEDS 52,355. 52,355. 0. GRANT REFUNDS 339,560. 0. 0. ROYALTIES 2,135. 2,135. 0. UBIT STATE REFUNDS 7,221. 0. 0. }}}}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} TOTAL TO FORM 990-PF, PART I, LINE 11 -996,389. 2,040,970. 1,519. ~~~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~~
270 STATEMENT(S) 1, 2, 3 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF LEGAL FEES STATEMENT 4 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
(A) (B) (C) (D) EXPENSES NET INVEST- ADJUSTED CHARITABLE DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES }}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} AJAY K. SUD & ASSOCIATES, LAW OFFICES (AKSA) 7,200. 0. 0. 7,200. ANJARWALLA & KHANNA LLP 7,577. 0. 0. 7,577. AXIOM LEGAL SOLUTIONS, INC. 16,146. 0. 0. 16,146. AZB & PARTNERS 43,050. 0. 0. 43,050. BATES WELLS BRAITHWAITE LONDON LLP 2,119. 0. 0. 2,119. CENTRAL LAW GUATELMALA CORP. 20,850. 0. 0. 20,850. DECHERT LLP 780,899. 0. 0. 780,899. FOLEY & LARDNER LLP 19,690. 19,690. 0. 0. FRAGOMEN, DEL REY, BERNSEN & LOEWY, P.C. 47,306. 0. 0. 47,306. GOODELL, DEVRIES, LEECH & DANN, LLP 108,636. 0. 0. 108,636. HERRICK, FEINSTEIN LLP 10,000. 0. 0. 10,000. HOGAN LOVELLS US LLP 9,750. 9,750. 0. 0. K & L GATES LLP 3,110. 0. 0. 3,110. KAPLAN & STRATTON 2,452. 0. 0. 2,452. MORGAN, LEWIS & BOCKIUS LLP 673,674. 4,616. 0. 669,058. MORRISON & FOERSTER LLP 161,915. 0. 0. 161,915. NISHITH DESAI ASSOCIATES 31,903. 0. 0. 31,903. PATTERSON, BELKNAP, WEBB & TYLER LLP 2,584,243. 0. 0. 1,735,946. PERLMAN & PERLMAN, LLP 1,100. 0. 0. 1,100. PLANET DEPOS, LLC 17,604. 0. 0. 17,604. REED SMITH LLP 660,735. 0. 0. 778,975. ROPES AND GRAY LLP 235,368. 235,368. 0. 0. SIMPSON THACHER & BARTLETT LLP 39,900. 0. 0. 39,900. TATVA LEGAL BANGALORE 19,938. 0. 0. 19,938. TRISTER, ROSS, SCHADLER & GOLD, PLLC 11,048. 0. 0. 11,048. UNITY LEGAL 41,872. 0. 0. 41,872. WEIL, GOTSHAL & MANGES LLP 8,550. 8,550. 0. 0. WILSON SONSINI GOODRICH & ROSATI 232,441. 0. 0. 232,441. WINDELS MARX LANE & MITTENDORF, LLP 3,000. 0. 0. 3,000. }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} TO FM 990-PF, PG 1, LN 16A 5,802,076. 277,974. 0. 4,794,045. ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~
271 STATEMENT(S) 4 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF ACCOUNTING FEES STATEMENT 5 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
(A) (B) (C) (D) EXPENSES NET INVEST- ADJUSTED CHARITABLE DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES }}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} PKF O'CONNOR DAVIES, LLP 390,793. 213,734. 0. 119,059. PKF SHRIDHAR AND SANTHANAM LLP 7,782. 0. 0. 7,782. }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} TO FORM 990-PF, PG 1, LN 16B 398,575. 213,734. 0. 126,841. ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF OTHER PROFESSIONAL FEES STATEMENT 6 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
(A) (B) (C) (D) EXPENSES NET INVEST- ADJUSTED CHARITABLE DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES }}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} CONSULTANTS (ADMINISTRATIVE) 3,937,212. 0. 0. 3,937,212. CONSULTANTS (DIRECT PROGRAMMATIC EXPENDITURES) 22,080,426. 0. 0. 22,493,915. CUSTODIANS & INVESTMENT MANAGERS 7,145,074. 5,631,647. 0. 0. }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} TO FORM 990-PF, PG 1, LN 16C 33,162,712. 5,631,647. 0. 26,431,127. ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF TAXES STATEMENT 7 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
(A) (B) (C) (D) EXPENSES NET INVEST- ADJUSTED CHARITABLE DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES }}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} FOREIGN WITHHOLDING TAXES 0. 2,540,744. 0. 0. FEDERAL EXCISE AND UBI TAX 805,344. 0. 0. 0. STATE UBI TAXES 393,022. 0. 0. 0. }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} TO FORM 990-PF, PG 1, LN 18 1,198,366. 2,540,744. 0. 0. ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~
272 STATEMENT(S) 5, 6, 7 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF OTHER EXPENSES STATEMENT 8 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
(A) (B) (C) (D) EXPENSES NET INVEST- ADJUSTED CHARITABLE DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES }}}}}}}}}}} }}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} COMPUTER/FURNITURE AND EQUIPMENT 1,748,591. 2,855. 0. 1,745,736. OFFICE EXPENSES (SUPPLIES, POSTAGE, OTHER) 1,065,553. 1,970. 0. 1,064,658. SUNDRIES (INSURANCE, MEMBERSHIPS, TRAINING, STAFF FUNCTIONS, OTHER) 2,184,859. 25,146. 0. 2,156,594. CREDIT FACILITY FEES 460,944. 0. 0. 316,278. OTHER PORTFOLIO DEDUCTIONS 0. 35,625,005. 0. 0. BROKER COMMISSIONS 8,484. 8,484. 0. 0. }}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} TO FORM 990-PF, PG 1, LN 23 5,468,431. 35,663,460. 0. 5,283,266. ~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF OTHER INCREASES IN NET ASSETS OR FUND BALANCES STATEMENT 9 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
DESCRIPTION AMOUNT }}}}}}}}}}} }}}}}}}}}}}}}} CHANGE IN UNREALIZED GAIN ON INVESTMENTS AND PRI'S 390,814,906. PENSION AND POSTRETIREMENT BENEFIT LIABILITY ADJUSTMENTS 3,348,800.
}}}}}}}}}}}}}} TOTAL TO FORM 990-PF, PART III, LINE 3 394,163,706. ~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF OTHER DECREASES IN NET ASSETS OR FUND BALANCES STATEMENT 10 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
DESCRIPTION AMOUNT }}}}}}}}}}} }}}}}}}}}}}}}} DEFERRED FEDERAL EXCISE TAX 7,815,000. CHANGE IN FAIR VALUE OF INTEREST RATE SWAP 151,632. DEFERRED COMPENSATION PLAN (457B) UNREALIZED 111,753.
}}}}}}}}}}}}}} TOTAL TO FORM 990-PF, PART III, LINE 5 8,078,385. ~~~~~~~~~~~~~~
273 STATEMENT(S) 8, 9, 10 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF U.S. AND STATE/CITY GOVERNMENT OBLIGATIONS STATEMENT 11 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
U.S. OTHER FAIR MARKET DESCRIPTION GOV'T GOV'T BOOK VALUE VALUE }}}}}}}}}}} }}}}} }}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} SHORT TERM INVESTMENT FUND II X 4,810,328. 4,810,328. U S TREASURY NOTE 1.625% 02/15/2026 X DD 02/15/16 1,585,936. 1,585,936. U S TREASURY NOTE 1.625% 11/15/2022 X DD 11/15/12 1,901,406. 1,901,406. U S TREASURY NOTE 1.750% 05/15/2023 X DD 05/15/13 3,413,158. 3,413,158. U S TREASURY NOTE 2.000% 02/15/2023 X DD 02/15/13 303,516. 303,516. U S TREASURY NOTE 2.000% 11/15/2021 X DD 11/15/11 2,116,569. 2,116,569. U S TREASURY NOTE 2.000% 11/15/2026 X DD 11/15/16 2,023,200. 2,023,200. U S TREASURY NOTE 2.250% 11/15/2024 X DD 11/15/14 1,641,936. 1,641,936. U S TREASURY NOTE 2.250% 11/15/2025 X DD 11/15/15 2,876,244. 2,876,244. U S TREASURY NOTE 2.250% 11/15/2027 X DD 11/15/17 1,542,660. 1,542,660. U S TREASURY NOTE 2.375% 05/15/2027 X DD 05/15/17 1,763,427. 1,763,427. U S TREASURY NOTE 2.500% 05/15/2024 X DD 05/15/14 3,621,555. 3,621,555. U S TREASURY NOTE 2.625% 05/15/2021 X DD 05/15/18 2,534,375. 2,534,375. U S TREASURY NOTE 2.875% 05/15/2028 X DD 05/15/18 1,292,484. 1,292,484. U S TREASURY NOTE 2.875% 08/15/2028 X DD 08/15/18 1,617,780. 1,617,780.
}}}}}}}}}}}}}} }}}}}}}}}}}}}} TOTAL U.S. GOVERNMENT OBLIGATIONS 33,044,574. 33,044,574. }}}}}}}}}}}}}} }}}}}}}}}}}}}} TOTAL STATE AND MUNICIPAL GOVERNMENT OBLIGATIONS }}}}}}}}}}}}}} }}}}}}}}}}}}}} TOTAL TO FORM 990-PF, PART II, LINE 10A 33,044,574. 33,044,574. ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~
274 STATEMENT(S) 11 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF CORPORATE STOCK STATEMENT 12 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
FAIR MARKET DESCRIPTION BOOK VALUE VALUE }}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} GUARDANT HEALTH INC 1,909,898. 1,909,898. PAGERDUTY INC 1,806,410. 1,806,410. SLACK TECHNOLOGIES INC 2,127,710. 2,127,710. TENABLE HOLDINGS INC 1,290,150. 1,290,150. UBER TECHNOLOGIES INC 1,693,485. 1,693,485. VIOMI TECHNOLOGY CO LTD ADR 101,039. 101,039. ZOOM VIDEO COMMUNICATIONS INC 2,110,465. 2,110,465. ZUORA INC 309,026. 309,026. }}}}}}}}}}}}}} }}}}}}}}}}}}}} TOTAL TO FORM 990-PF, PART II, LINE 10B 11,348,183. 11,348,183. ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF OTHER INVESTMENTS STATEMENT 13 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
VALUATION FAIR MARKET DESCRIPTION METHOD BOOK VALUE VALUE }}}}}}}}}}} }}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} 12 WEST CAPITAL FMV 50,603,149. 50,603,149. 12 WEST PUNCH CARD FUND LP FMV 4,586,551. 4,586,551. 12 WEST SPV DC OPP FUND FMV 5,043,035. 5,043,035. ABRY ADVANCED SECS FD III LP FMV 10,499,580. 10,499,580. ABRY ADVANCED SECS FD IV LP FMV 2,471,827. 2,471,827. ABRY ADVANCED SECURITIES FD II FMV 954,957. 954,957. ABRY HERITAGE PARTNERS LP FMV 1,954,069. 1,954,069. ABRY PARTNERS IX LP FMV 3,854,181. 3,854,181. ABRY PARTNERS VI LP FMV 368,257. 368,257. ABRY PARTNERS VII L.P. FMV 4,084,111. 4,084,111. ABRY PARTNERS VIII LP FMV 12,883,039. 12,883,039. ABRY SENIOR EQUITY IV L.P. FMV 3,929,168. 3,929,168. ABRY SENIOR EQUITY V LP FMV 2,991,647. 2,991,647. ACCEL GROWTH FD IV LP FMV 15,570,988. 15,570,988. ACCEL GROWTH FUND II LP FMV 17,583,104. 17,583,104. ACCEL GROWTH FUND III LP FMV 22,183,122. 22,183,122. ACCEL GROWTH FUND V LP FMV 2,671,929. 2,671,929. ACCEL INDIA III LIMITED PARTNERSHIP FMV 13,719,229. 13,719,229. ACCEL INDIA IV LP FMV 24,151,956. 24,151,956. ACCEL INDIA V LP FMV 10,411,809. 10,411,809. ACCEL INDIA VI LP FMV 455,302. 455,302. ACCEL IX LP FMV 1,638,015. 1,638,015. ACCEL LEADERS FUND II LP FMV 1,074,795. 1,074,795. ACCEL LEADERS FUND LP FMV 6,370,377. 6,370,377. ACCEL X LP FMV 16,172,051. 16,172,051. ACCEL XI FMV 9,088,642. 9,088,642. ACCEL XII LP FMV 15,566,988. 15,566,988. ACCEL XIII LP FMV 4,081,587. 4,081,587. ACCEL XIV LP FMV 928,371. 928,371. ADAGE CAPITAL PARTNERS FMV 187,864,449. 187,864,449. ADELIS EQUITY PARTNERS FD I AB FMV 9,559,971. 9,559,971. ADELIS EQUITY PARTNERS FUND II AB FMV 6,133,836. 6,133,836. ADP II HOLDING 8 LP FMV 5,122,975. 5,122,975. AETOS CAPITAL ASIA T E II LTD FMV 1,368,920. 1,368,920. 275 STATEMENT(S) 12, 13 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} AFRICAN DEVELOP PTNS II HLDG 4 LP FMV 4,177,643. 4,177,643. AFRICAN DEVELOPMENT PARTNERS II LP FMV 14,519,446. 14,519,446. AFRICAN DEVELOPMENT PTNRS III FMV 651,081. 651,081. AH ANNEX FUND L.P FMV 7,509,361. 7,509,361. AH BIO FUND I LP FMV 3,676,908. 3,676,908. AH BIO FUND II LP FMV 4,076,981. 4,076,981. AH PARALLEL FUND III LP FMV 5,860,471. 5,860,471. AH PARALLEL FUND IV LP FMV 13,848,932. 13,848,932. AH PARALLEL FUND V LP FMV 6,124,757. 6,124,757. ALCHEMY SPECIAL OPP FD III LP FMV 9,895,881. 9,895,881. ALLIED INVENTORS FUND LLC FMV 1,324,708. 1,324,708. ANCHORAGE CAPITAL PARTNERS OFFSHORE FMV LTD 64,435,387. 64,435,387. ANCHORAGE CAPITAL PTNRS FD III FMV 2,499,864. 2,499,864. ANDREESSEN HOROWITZ FD IV LP FMV 21,513,991. 21,513,991. ANDREESSEN HOROWITZ FD VI LP FMV 2,557,677. 2,557,677. ANDREESSEN HOROWITZ FUND II LP FMV 15,269,283. 15,269,283. ANDREESSEN HOROWITZ FUND III LP FMV 25,373,197. 25,373,197. ANDREESSEN HOROWITZ FUND V LP FMV 9,535,394. 9,535,394. ANDREESSEN HOROWITZ LSV FD I FMV 4,232,532. 4,232,532. AP CAYMAN PARTNERS II LP FMV 150,597. 150,597. ARC ENERGY FUND 7 US LP FMV 9,929,700. 9,929,700. ARC ENERGY FUND 8 LP FMV 6,110,394. 6,110,394. ARCLIGHT ENERGY III FMV 43,703. 43,703. ARCLIGHT ENERGY PARTNERS FD V FMV 5,266,582. 5,266,582. ARCLIGHT ENERGY PTNRS FUND IV LP FMV 38,533. 38,533. ARCLINE CAPITAL PRTNR LP FMV 4,605,680. 4,605,680. ASLAN RLTY PRTNRS II LP FMV 1,493,872. 1,493,872. ASPENLEAF ENERGY LIMITED FMV 2,313,476. 2,313,476. ATERIAN INVESTMENT PARTNERS II LP FMV 19,290,919. 19,290,919. ATERIAN INVESTMENT PRTNR III FMV 4,966,817. 4,966,817. AUDAX PRIVATE EQUITY FUND II FMV 185,546. 185,546. AUDAX PRIVATE EQUITY FUND III FMV 1,432,363. 1,432,363. AUDAX PRIVATE EQUITY FUND IV LP FMV 14,097,534. 14,097,534. BAILLIE GIFFORD EM FUND CL K FMV 63,652,031. 63,652,031. BAIN CAPITAL FUND IX LP FMV 538,611. 538,611. BAIN CAPITAL FUND VIII-E LP FMV 36,937. 36,937. BAIN CAPITAL IX COINVESTMENT FUND FMV LP 279,791. 279,791. BANYAN PARTNERS FD I LP FMV 20,067,060. 20,067,060. BANYAN PARTNERS FUND II LP FMV 108,175,096. 108,175,096. BANYAN PARTNERS FUND III LP FMV 17,691,811. 17,691,811. BAUPOST VALUE IV FMV 94,885,650. 94,885,650. BC EUROPEAN CAPITAL VII FMV 94,997. 94,997. BENCHMARK CAP PTNRS VII-ANNEX LP FMV 657,825. 657,825. BENCHMARK CAPITAL PARTNERS IV FMV 768,335. 768,335. BENCHMARK CAPITAL PARTNERS IX LP FMV 2,516,591. 2,516,591. BENCHMARK CAPITAL PARTNERS V FMV 3,496,794. 3,496,794. BENCHMARK CAPITAL PARTNERS VI LP FMV 8,909,693. 8,909,693. BENCHMARK CAPITAL PARTNERS VIII LP FMV 18,564,179. 18,564,179. BENCHMARK CAPITAL PTRNS VII FMV 60,285,675. 60,285,675. BENCHMARK WS SPV LP FMV 1,891,056. 1,891,056. BLACKROCK 1 3YR TREASURY INDEX NON FMV LENDABLE FUND B 126,024,244. 126,024,244. BLACKROCK 7 10YR TREASURY INDEX NON FMV LENDABLE FUND B 66,819,538. 66,819,538. BLACKSTONE RE PARTNERS IX F LP FMV 4,290,678. 4,290,678. BLACKSTONE RE PARTNERS VIII LP FMV 15,226,135. 15,226,135.
276 STATEMENT(S) 13 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} BLC ENERGY FUND B LP FMV 1,480,927. 1,480,927. BLC II FUND B LP FMV 5,995,863. 5,995,863. BLS GLOBAL EQUITIES FMV 33,075,500. 33,075,500. BLUE RIDGE OFFSHORE PARTNERSHIP LP FMV 01/07 671,591. 671,591. BLUEHOUSE ACCESS PR0P III A FMV 4,998,836. 4,998,836. BLUEHOUSE PROPERTY FD IV FEEDER LP FMV 3,836,112. 3,836,112. BRACEBRIDGE FMV 45,092,211. 45,092,211. BRACEBRIDGE LTD CLASS Y SERIES B19 FMV 15,665,015. 15,665,015. BRIDGEWATER PURE ALPHA FMV 34,095,285. 34,095,285. BRIDGEWATER PURE ALPHA FUND II FMV ACCOUNT 2 32,817,564. 32,817,564. BROOKDALE INVESTORS FIVE LP FMV 2,522,549. 2,522,549. CADENT ENERGY PARTNERS I FMV 123,535. 123,535. CADENT ENERGY PARTNERS II FMV 10,590,346. 10,590,346. CAPITAL RESOURCE PARTNERS V FMV 2,246,659. 2,246,659. CARL MARKS STRATEGIC OPP II LP FMV 14,500,258. 14,500,258. CARNELIAN ENERGY CAPITAL II LP FMV 6,662,852. 6,662,852. CARNELIAN ENERGY CAPITAL LP FMV 1,849,688. 1,849,688. CARNELIAN ENERGY CAPL III FMV 22,350. 22,350. CASTANEA PARTNERS III LP FMV 10,072,807. 10,072,807. CATALYST FUND IV PARALLEL LP FMV 4,991,291. 4,991,291. CATALYST FUND LIMITED PARTNERSHIP FMV IV 15,064,682. 15,064,682. CATALYST FUND V FMV 9,603,391. 9,603,391. CERBERUS INSTITUTIONAL PARTNERS FMV (SERIES FOUR) L P 2,319,667. 2,319,667. CERBERUS INSTITUTIONAL PARTNERS LP FMV SERIES III 306,742. 306,742. CERBERUS INSTL PARTNERS V LP FMV 13,762,861. 13,762,861. CHARLES RIVER PARTNERSHIP XI FMV 145,152. 145,152. CHARLES RIVER PARTNERSHIP XII LP FMV 191,836. 191,836. CHARLES RIVER PARTNERSHIP XIII LP FMV 997,455. 997,455. CHARLES RIVER XII ANNEX FMV 19,247. 19,247. CICC GROWTH I FMV 4,942,731. 4,942,731. COMMONFUND NATURAL RESOURCE VI FMV 823,228. 823,228. COMMONFUND NATURAL RESOURCES FMV PARTNERS VII 2,929,706. 2,929,706. CROSSPOINT VTR PTRS 2000 Q FMV 638,522. 638,522. DECHENG CAP CHINA LIFE SCIENCE USD FMV FD II LP 14,297,171. 14,297,171. DECHENG CAP CHN LIFE SCI III LP USD FMV 13,930,265. 13,930,265. DENHAM COMMODITY PARTNERS VI FMV 14,839,444. 14,839,444. DYMON ASIA MACRO FUND SERIES 450 FMV 17,311,808. 17,311,808. DYMON ASIA MACRO FUND SERIES 702 FMV 4,649,150. 4,649,150. DYNAMO BRAZIL VIII FMV 8,561,830. 8,561,830. EDGBASTON ASIAN EQUITY TRUST FMV 38,246,591. 38,246,591. ELLIOT INTERNATIONAL FMV 50,584,457. 50,584,457. ELLIOTT INTL COINVEST FMV 6,736,077. 6,736,077. EMERALD HILL CAP PARTNERS II LP FMV 14,813,528. 14,813,528. EMERALD HILL CAP PARTNERS III LP FMV 9,155,109. 9,155,109. ENA FUND FMV 37,021,376. 37,021,376. ENCAP ENERGY CAPITAL FD X LP FMV 11,979,002. 11,979,002. FARALLON CAPITAL INST PARTNERS LP FMV 3,042,108. 3,042,108. FIRELAKE STRATEGIC TECH II FMV 1,173,173. 1,173,173. FIVE POINT ENERGY FUND I LP FMV 27,177,005. 27,177,005. FIVE POINT ENERGY FUND I-B LP FMV 5,966,051. 5,966,051. FIVE POINT ENERGY FUND I-C LP FMV 3,597,103. 3,597,103.
277 STATEMENT(S) 13 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} FIVE POINT ENERGY FUND II LP FMV 8,281,844. 8,281,844. FIVE POINT ENERGY FUND II-A FMV 3,310,490. 3,310,490. FIVE POINT ENERGY FUND II-B LP FMV 470,415. 470,415. FLEXPOINT FUND II LP FMV 3,631,869. 3,631,869. FLEXPOINT FUND III LP FMV 9,494,280. 9,494,280. FLEXPOINT PPH AGGREGATOR LLC FMV 2,499,931. 2,499,931. FLEXPOINT SPECIAL ASSETS FD LP FMV 1,868,966. 1,868,966. FORESITE CAPITAL FD II LP FMV 22,192,088. 22,192,088. FORESITE CAPITAL FUND IV LP FMV 13,268,754. 13,268,754. FORESITE CAPITAL III LP FMV 11,644,896. 11,644,896. FORESITE CAPITAL V-B LLC FMV 1,850,772. 1,850,772. FORESITE CAPITAL V-C LLC FMV 904,447. 904,447. FORESITE CAPITAL V-D LLC FMV 1,490,305. 1,490,305. FORTRESS INVEST FD III (FD-B) FMV 391,043. 391,043. FORTRESS INVESTMENT FUND V FMV (COINVESTMENT FUNDS) 2,036,173. 2,036,173. FORTRESS INVESTMENT FUND V (FUND C) FMV LP 17,014,836. 17,014,836. FORTRESS INVESTMENTS IV FMV 2,410,355. 2,410,355. FP DFT AGGREGATOR LLC FMV 2,806,945. 2,806,945. GAORONG PARTNERS FUND IV FMV 3,924,793. 3,924,793. GENERATION IM GLOBAL EQUITY FUND FMV LLC 159,810,645. 159,810,645. GGV CAPITAL V FMV 17,769,472. 17,769,472. GGV CAPITAL VI LP FMV 7,277,088. 7,277,088. GGV CAPITAL VI PLUS LP FMV 1,390,717. 1,390,717. GGV CAPITAL VII LP FMV 2,105,073. 2,105,073. GGV CAPITAL VII PLUS LP FMV 520,602. 520,602. GGV DISCOVERY FD I LP FMV 4,848,544. 4,848,544. GGV DISCOVERY II LP FMV 1,415,748. 1,415,748. GLENDON OPP FUND II LP FMV 3,146,375. 3,146,375. GLENDON OPPORTUNITIES FD LP FMV 21,310,198. 21,310,198. GRAFTON DIRECT ASSETS STRATEGY LP FMV 3,727,267. 3,727,267. GRAHAM PARTNERS II FMV 512,306. 512,306. GRAHAM PTNRS II CO-INVEST LP FMV 10,244. 10,244. HAMPSHIRE PARTNERS FUND VIII FMV 1,752,618. 1,752,618. HARVEST SMALL CAP OFFSHORE CLASS A FMV SER 05 2019 1,735,582. 1,735,582. HARVEST SMALL CAP OFFSHORE CLASS A FMV SER 1 20,314,639. 20,314,639. HARVEST SMALL CAP OFFSHORE CLASS A FMV SER 4 2017 496,672. 496,672. HARVEST SMALL CAP OFFSHORE CLASS A FMV SERIES 12 2018 2,990,113. 2,990,113. HARVEST SMALL CAP OFFSHORE CLASS A FMV SERIES 2 2018 544,249. 544,249. HARVEST SMALL CAP OFFSHORE LTD FMV CLASS A SER 1 2017 1,514,525. 1,514,525. HARVEST SMALL CAP OFFSHORE LTD FMV CLASS A SER 2 2017 760,878. 760,878. HARVEST SMALL CAP OFFSHORE LTD FMV CLASS A SERIES 1 2018 1,082,773. 1,082,773. HARVEST SMALL CAP OFFSHORE LTD FMV CLASS A SERIES 11 2018 3,360,221. 3,360,221. HARVEST SMALL CAP OFFSHORE LTD FMV CLASS A SERIES 12 2017 1,579,323. 1,579,323. HARVEST SMALL CAP OFFSHORE LTD FMV CLASS A SERIES 7 2018 3,123,429. 3,123,429.
278 STATEMENT(S) 13 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} HEMISFERIO SUL INVESTIMENTOS FD IV FMV 1,241,610. 1,241,610. HEMISFERIO SUL INVESTIMENTOS FD IV FMV (A) 1,241,610. 1,241,610. HEMISFERIO SUL INVESTIMENTOS FD IV FMV (B) 1,241,610. 1,241,610. HIGHLAND CAPITAL PARTNERS VI L P FMV 347,656. 347,656. HOSKING PARTNERS LLC FUND (HPGEF) FMV 73,950,413. 73,950,413. HSI HIGH YIELD CREDIT I A LP FMV 10,082. 10,082. HSI HIGH YIELD CREDIT I B LP FMV 10,082. 10,082. HSI HIGH YIELD CREDIT I CO- INVEST FMV PADDOCK LP 128,063. 128,063. HSI HIGH YIELD CREDIT I CO-INVEST FMV PADDOCK A 128,063. 128,063. HSI HIGH YIELD CREDIT I CO-INVEST FMV PADDOCK B 128,063. 128,063. HSI HIGH YIELD CREDIT I LP FMV 10,082. 10,082. HSI SPECIAL OPPORTUNITIES II (1) LP FMV 264,522. 264,522. HSI SPECIAL OPPORTUNITIES II (2) FMV 264,522. 264,522. HSI SPECIAL OPPORTUNITIES II (3) LP FMV 264,522. 264,522. HUTENSKY CAPITAL REIT 1 FMV 949,000. 949,000. IDG ACCEL CHINA CAPITAL I FMV 15,392,220. 15,392,220. IDG ACCEL CHINA GROWTH FD II FMV 28,676,967. 28,676,967. IDG CHINA VENTURE CAP FD IV LP FMV 23,145,322. 23,145,322. IDG-ACCEL CHINA CAPITAL FUND II FMV L.P. 12,912,033. 12,912,033. IDG-ACCEL CHINA GROWTH FUND III LP FMV 17,019,101. 17,019,101. IDG-ACCEL CHINA GROWTH FUND LP FMV 9,399,290. 9,399,290. INSTITUTIONAL VENTURE L P IV FMV 705,743. 705,743. JC FLOWERS II LP FMV 13,261. 13,261. JUNIPER CAPITAL III LP FMV 5,776,331. 5,776,331. K2 PARTNERS IV LP FMV 1,220,317. 1,220,317. K2 VENTURE PARTNERS LP FMV 1,022,669. 1,022,669. KEP II INVESTORS LP FMV 8,786,014. 8,786,014. KILDARE EUROPEAN PARTNERS I LP FMV 3,556,040. 3,556,040. KING STREET CAPITAL II FMV 122,103. 122,103. LASCAUX RESOURCE CAPITAL FUND I LP FMV 3,262,105. 3,262,105. LATIN POWER FD III FMV 25,876. 25,876. LC FUND V LP FMV 10,447,918. 10,447,918. LIME ROCK PARTNERS IV AF LP FMV 7,662,338. 7,662,338. LIME ROCK PARTNERS IV LP FMV 43,429. 43,429. LIME ROCK PARTNERS V LP FMV 4,456,683. 4,456,683. LITTLEJOHN FUND III LP FMV 125,299. 125,299. LITTLEJOHN FUND IV FMV 3,281,716. 3,281,716. LJ BRODER CO-INVEST II LLC FMV 824,606. 824,606. LJ BRODER CO-INVEST LLC FMV 3,274,758. 3,274,758. LNK LIFE TIME FD FMV 3,961,402. 3,961,402. LNK PARTNERS III LP FMV 6,754,486. 6,754,486. LONE STAR FUND V (U.S.) L.P. FMV 1,758,736. 1,758,736. LONE STAR FUND VI U S LP FMV 2,751,814. 2,751,814. LONE STAR RE FUND II (US) LP FMV 459,091. 459,091. LONGREACH CAPITAL PARTNERS I LP FMV 3,273,511. 3,273,511. LONGREACH CAPITAL PTNRS 2-USD LP FMV 8,335,508. 8,335,508. LONGREACH CP 3 USD LP FMV 2,516,591. 2,516,591. LVM LP CO INVESTMENT LP FMV 2,375,697. 2,375,697. LYME FOREST FUND III FMV 2,860,447. 2,860,447. M + H REALTY PART V LP FMV 1,199,108. 1,199,108. MAGELLAN-FRONTEGRA FMV 77,573,223. 77,573,223. MAP 2006 FMV 10,641,909. 10,641,909.
279 STATEMENT(S) 13 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} MERIT ENERGY PARTNERS E-1 FMV 155,626. 155,626. MISSIONPOINT CAPITAL PARTNERS FUND FMV I LP 36,635. 36,635. MODERN RESOURCES INC FMV 275,039. 275,039. MOHR DAVIDOW VENTURES IX FMV 9,181,653. 9,181,653. MOHR DAVIDOW VENTURES VI LP FMV 2,541,524. 2,541,524. MOHR DAVIDOW VENTURES VII LP FMV 662,849. 662,849. MOHR DAVIDOW VENTURES VIII FMV 1,586,129. 1,586,129. MORGAN STANLEY-PRIVATE EQUITY ASIA FMV LP 1,090,678. 1,090,678. NATIONAL CAPITAL PROP III FMV 16,331. 16,331. NATIONAL CAPITAL PROPERTIES IV FMV 4,753,126. 4,753,126. NEA IX LP FMV 381,395. 381,395. NEUBERGER BERMAN CHINA EQUITY FMV 55,151,491. 55,151,491. NEW ENTERPRISE ASSOCIATES X FMV 853,456. 853,456. NEW ENTERPRISE ASSOCIATES XII LP FMV 628,649. 628,649. NEW ENTERPRISE XI FMV 1,560,871. 1,560,871. NORTH BRIDGE GROWTH I LP FMV 1,259,851. 1,259,851. ONYX LATIN AMERICA EQUITY FD FMV 22,641,544. 22,641,544. ORION EUR RE II EURO FMV 7,696. 7,696. ORION EUROPEAN REAL ESTATE III FMV 1,790,524. 1,790,524. OZ OVERSEAS FMV 448,864. 448,864. PALOMA CLASS D SERIES MARCH 2019 FMV 31,106,125. 31,106,125. PALOMA INT FI ALPHA FMV 31,853,649. 31,853,649. PALOMA INT'L CLASS C USD LEAD FMV SERIES 28,679,357. 28,679,357. PALOMA INT'L CLASS D USD LEAD FMV SERIES 22,597,728. 22,597,728. PALOMA INT'L CLASS D USD SERIES OCT FMV 2019 19,976,575. 19,976,575. PW LLC FMV 79,090,974. 79,090,974. PEARL CIII HOLDINGS LP FMV 4,806,973. 4,806,973. PEARL ENERGY INVESTMENTS II LP FMV 3,777,680. 3,777,680. PEARL RW HOLDINGS LP FMV 4,972,776. 4,972,776. PEEPUL CAPITAL II LLC FMV 4,336,021. 4,336,021. PENDING SECURITY TRANSACTIONS & FMV FUNDING - NET 3,692,903. 3,692,903. PERCEPTIVE LIFE SCI CLASS AA FMV 76,384,734. 76,384,734. PERCEPTIVE XONTOGENY VENTUR FD FMV 1,716,141. 1,716,141. POINTSTATE FUND FMV 34,771,504. 34,771,504. PRIVATVARDE FUND LP FMV 4,141. 4,141. PROSPERITAS RE PARTNERS III LP FMV 10,513. 10,513. PROSPERITAS RE PTNRS III A LP FMV 10,513. 10,513. PROSPERITAS RE PTNRS III B LP FMV 10,513. 10,513. PX VENTURE (A) LLC FMV 5,030,206. 5,030,206. QUANTUM ENERGY PARTNERS IV FMV 1,953,000. 1,953,000. QUANTUM ENERGY PARTNERS V FMV 4,591,000. 4,591,000. REDPOINT OMEGA FMV 11,535,275. 11,535,275. REDPOINT VENTURES II FMV 74,587. 74,587. REDPOINT VENTURES III FMV 2,720,505. 2,720,505. RENAISSANCE RIDGE FD FMV 61,620,169. 61,620,169. RESOURCE CAPITAL FUND VI LP FMV 10,063,405. 10,063,405. ROCKLAND POWER PARTNERS LP FMV 2,580,810. 2,580,810. RWC EM MKT EQTY FD FMV 89,221,648. 89,221,648. SB ASIA INVESTMENT FUND II LP FMV 3,473,421. 3,473,421. SCGE OFFSHORE FUND FMV 72,615,931. 72,615,931. SEQUOIA CAP CHINA GR FD V LP FMV 13,899,423. 13,899,423. SEQUOIA CAP CHINA GROWTH FD I FMV 11,704,368. 11,704,368.
280 STATEMENT(S) 13 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} SEQUOIA CAP CHINA GROWTH FD III LP FMV 46,438,875. 46,438,875. SEQUOIA CAP CHINA GROWTH IV LP FMV 32,275,384. 32,275,384. SEQUOIA CAP CHINA SEED FD I LP FMV 845,826. 845,826. SEQUOIA CAP CHINA VENTURE 2010 FMV 10,448,665. 10,448,665. SEQUOIA CAP CHINA VENTURE FD IV FMV 10,229,449. 10,229,449. SEQUOIA CAP CHINA VENTURE V LP FMV 11,999,718. 11,999,718. SEQUOIA CAP CHINA VENTURE VI LP FMV 8,824,770. 8,824,770. SEQUOIA CAP CN VENT FD VII LP FMV 6,512,763. 6,512,763. SEQUOIA CAP GBL GROWTH FD II FMV 42,074,851. 42,074,851. SEQUOIA CAP GROWTH FUND III FMV 5,577,056. 5,577,056. SEQUOIA CAP INDIA FD IV LP FMV 27,384,564. 27,384,564. SEQUOIA CAP INDIA SEED FD I LP FMV 1,151,662. 1,151,662. SEQUOIA CAP ISRAEL VENTURE FD V FMV 15,371,358. 15,371,358. SEQUOIA CAP US GR FD VIII LP FMV 14,044,067. 14,044,067. SEQUOIA CAP US GROWTH FD VI LP FMV 18,604,440. 18,604,440. SEQUOIA CAP US GROWTH FD VII LP FMV 25,070,865. 25,070,865. SEQUOIA CAP US SCOUT SEED FD III LP FMV 1,304,892. 1,304,892. SEQUOIA CAP US VENT FD XVI LP FMV 2,839,912. 2,839,912. SEQUOIA CAP US VENTURE 2010 FMV 40,048,870. 40,048,870. SEQUOIA CAP US VENTURE FD XV LP FMV 10,647,811. 10,647,811. SEQUOIA CAPITAL CHINA GR 2010 LP FMV 10,352,571. 10,352,571. SEQUOIA CAPITAL CHINA I LP FMV 15,061,406. 15,061,406. SEQUOIA CAPITAL CHINA II FMV 28,902,613. 28,902,613. SEQUOIA CAPITAL GLOBAL GROWTH FD FMV 31,937,838. 31,937,838. SEQUOIA CAPITAL GLOBAL GROWTH FD FMV III - ENDURANCE PARTNERS LP 4,749,344. 4,749,344. SEQUOIA CAPITAL INDIA GROWTH FD II FMV 5,957,955. 5,957,955. SEQUOIA CAPITAL INDIA GROWTH FUND I FMV 1,696,679. 1,696,679. SEQUOIA CAPITAL INDIA III LP FMV 2,938,729. 2,938,729. SEQUOIA CAPITAL INDIA V LTD FMV 17,922,428. 17,922,428. SEQUOIA CAPITAL INDIA VI LTD FMV 10,173,751. 10,173,751. SEQUOIA CAPITAL ISRAEL III FMV 931,074. 931,074. SEQUOIA CAPITAL ISRAEL IV LP FMV 3,926,202. 3,926,202. SEQUOIA CAPITAL IX LP FMV 132,191. 132,191. SEQUOIA CAPITAL U S SCOUT SEED FMV FUND 2013 L P 366,549. 366,549. SEQUOIA CAPITAL U.S. GROWTH FUND V FMV L.P. 16,936,923. 16,936,923. SEQUOIA CAPITAL US GROWTH FUND IV FMV LP 18,803,923. 18,803,923. SEQUOIA CAPITAL US VENTURE 2010 FMV FUND-SEED FUND 5,693,905. 5,693,905. SEQUOIA CAPITAL US VENTURE FUND XIV FMV 35,181,637. 35,181,637. SEQUOIA CAPITAL X LP FMV 260,893. 260,893. SEQUOIA CAPITAL XI LP FMV 89,734. 89,734. SEQUOIA CAPITAL XII LP FMV 23,981,137. 23,981,137. SFC ENERGY PARTNERS II-B FMV 2,318,928. 2,318,928. SG GROWTH PARTNERS II LP FMV 21,548,911. 21,548,911. SG GROWTH PARTNERS III LP FMV 24,563,464. 24,563,464. SG III CO-INVEST I LP FMV 5,750,369. 5,750,369. SILCHESTER INTL INV TOBACCO FMV 107,250,973. 107,250,973. SOWOOD ALPHA FUND FMV 73,744. 73,744. SUMMIT PARTNERS EUROPE PE LP FMV 3,471,930. 3,471,930. SUMMIT PARTNERS PRIVATE EQUITY FUND FMV VII-A LP 1,315,179. 1,315,179. SUMMIT PTNRS EUROPE GROWTH EQUITY FMV FD II SCSP 4,603,252. 4,603,252. SUMMIT VENTURES II-A FMV 295,252. 295,252.
281 STATEMENT(S) 13 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} SUMMITT VENTURES VI FMV 155,083. 155,083. THE CHILDRENS INVESTMENT FUND - FMV CLASS D1 207,181,134. 207,181,134. THINK INVESTMENTS TRANCHE 01 D11 FMV 438,589. 438,589. THINK INVESTMENTS TRANCHE 01 NSE FMV 770,552. 770,552. THINK INVESTMENTS TRANCHE A RESERVE FMV CAPITAL 43,655. 43,655. TIGER GLOBAL PRVT INV PRTNRS V FMV 1,863,507. 1,863,507. TIGER GLOBAL PVT INVESTMENT FUND IV FMV 276,594. 276,594. TPG AXON PART FEE RESERVE FMV 12,714. 12,714. TPG AXON PARTNERS (OFFSHORE) FMV 823,692. 823,692. TRIVEST CHINA FOCUS FUND FMV 56,387,836. 56,387,836. TRIVEST CHINA FOCUS FUND B ( DI-2) FMV SHARES 1,206,865. 1,206,865. TRIVEST CHINA FOCUS FUND B (DI-1) FMV SHARES 2,138,845. 2,138,845. TT EMERGING MARKETS OPP FUND II FMV 72,248,533. 72,248,533. TX CAPITAL VALUE FUND (MAIN) - FMV CLASS A SHARES - SERIES 7 11,444,210. 11,444,210. UNICORN PARTNERS FD II LP FMV 1,688,312. 1,688,312. UNICORN PARTNERS FD ZERO LP FMV 7,749,503. 7,749,503. UNICORN PARTNERS FUND I LP FMV 4,163,793. 4,163,793. UNICORN PARTNERS FUND III LP FMV 158,679. 158,679. US VENTURE PARTNERS IX LP FMV 1,915,371. 1,915,371. US VENTURE PARTNERS VII FMV 776,600. 776,600. US VENTURE PARTNERS VIII LP FMV 72,179. 72,179. VARDE FUND IX LP FMV 146,605. 146,605. VARDE FUND VIII LP FMV 60,778. 60,778. VESTAR CAPITAL PARTNERS III LP FMV 32,079. 32,079. VESTAR CAPITAL PARTNERS IV LP FMV 122,187. 122,187. }}}}}}}}}}}}}} }}}}}}}}}}}}}} TOTAL TO FORM 990-PF, PART II, LINE 13 4,537,017,372. 4,537,017,372. ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF DEPRECIATION OF ASSETS NOT HELD FOR INVESTMENT STATEMENT 14 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
COST OR ACCUMULATED DESCRIPTION OTHER BASIS DEPRECIATION BOOK VALUE }}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} CONDOMINIUM INTEREST IN 420 FIFTH AVE AND IMPROVEMENTS 30,618,275. 24,418,307. 6,199,968. FURNITURE, FIXTURES AND EQUIPMENT 20,549,073. 17,281,253. 3,267,820. }}}}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} TOTAL TO FM 990-PF, PART II, LN 14 51,167,348. 41,699,560. 9,467,788. ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~
282 STATEMENT(S) 13, 14 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF OTHER ASSETS STATEMENT 15 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
BEGINNING OF END OF YEAR FAIR MARKET DESCRIPTION YR BOOK VALUE BOOK VALUE VALUE }}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} PROGRAM RELATED INVESTMENTS 32,382,255. 35,077,350. 35,077,350. PREPAID PENSION COST 22,184,494. 25,615,923. 25,615,923. REDEMPTIONS, DIVIDENDS, INTEREST, AND OTHER RECEIVABLES 499,219. 593,850. 593,850. PREPAID FEDERAL EXCISE AND UNRELATED BUSINESS INCOME TAXES 2,371,992. 1,224,879. 1,224,879. INTEREST RATE SWAP ASSET 93,437. 0. 0. }}}}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} TO FORM 990-PF, PART II, LINE 15 57,531,397. 62,512,002. 62,512,002. ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF OTHER LIABILITIES STATEMENT 16 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
DESCRIPTION BOY AMOUNT EOY AMOUNT }}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} POSTRETIREMENT BENEFIT OBLIGATION 21,403,503. 21,173,688. DEFERRED FEDERAL EXCISE TAX 16,294,000. 24,109,000. TERM LOAN PAYABLE 8,364,486. 6,633,903. TERM LOAN SWAP LIABILITY 0. 58,195. }}}}}}}}}}}}}} }}}}}}}}}}}}}} TOTAL TO FORM 990-PF, PART II, LINE 22 46,061,989. 51,974,786. ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF NAME OF FOREIGN COUNTRY IN WHICH STATEMENT 17 ORGANIZATION HAS FINANCIAL INTEREST }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
NAME OF COUNTRY }}}}}}}}}}}}}}} INDIA ITALY UNITED KINGDOM KENYA THAILAND
283 STATEMENT(S) 15, 16, 17 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF TRANSFERS TO CONTROLLED ENTITIES STATEMENT 18 PART VII-A, LINE 11 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
NAME OF CONTROLLED ENTITY EMPLOYER ID NO }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}}}}} PX VENTURE (A), LLC (SEE STMT 31) 84-1995535
ADDRESS }}}}}}} 51 ASTOR PLACE, 10TH FLOOR NEW YORK, NY 10003
DESCRIPTION OF TRANSFER }}}}}}}}}}}}}}}}}}}}}}} CAPITAL CONTRIBUTION
AMOUNT OF TRANSFER }}}}}}}}}}}}}} 5,068,728. }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}}}}}
TOTAL AMOUNT OF TRANSFERS TO CONTROLLED ENTITIES 5,068,728. ~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF SCHEDULE OF CONTROLLED ENTITIES STATEMENT 19 PART VII-A, LINE 11 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
NAME OF CONTROLLED ENTITY EMPLOYER ID NO }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}}}}} PX VENTURE (A), LLC (SEE STMT 31) 84-1995535
ADDRESS EXCESS BUSINESS HOLDING [ ] YES [X ] NO }}}}}}} 51 ASTOR PLACE, 10TH FLOOR NEW YORK, NY 10003
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
284 STATEMENT(S) 18, 19 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF PART VIII - LIST OF OFFICERS, DIRECTORS STATEMENT 20 TRUSTEES AND FOUNDATION MANAGERS }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
EMPLOYEE TITLE AND COMPEN- BEN PLAN EXPENSE NAME AND ADDRESS AVRG HRS/WK SATION CONTRIB ACCOUNT }}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}} }}}}}}}} }}}}}}}} RICHARD D. PARSONS TRUSTEE, CHAIR C/O FOUNDATION, 420 FIFTH AVENUE 2.00 9,500. 0. 0. NEW YORK, NY 10018
AGNES BINAGWAHO TRUSTEE - EFFECTIVE NOVEMBER 2019 C/O FOUNDATION, 420 FIFTH AVENUE 2.00 0. 0. 0. NEW YORK, NY 10018
HELENE GAYLE TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 2.00 7,000. 0. 0. NEW YORK, NY 10018
MELLODY HOBSON TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 2.00 9,000. 0. 0. NEW YORK, NY 10018
WALTER ISAACSON TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 0.01 0. 0. 0. NEW YORK, NY 10018
DONALD KABERUKA TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 2.00 7,500. 0. 0. NEW YORK, NY 10018
MARTIN LEIBOWITZ TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 2.50 9,000. 0. 0. NEW YORK, NY 10018
YIFEI LI TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 2.00 9,000. 0. 0. NEW YORK, NY 10018
NDIDI OKONKWO NWUNELI TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 2.00 5,000. 0. 0. NEW YORK, NY 10018
PAUL POLMAN TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 2.00 0. 0. 0. NEW YORK, NY 10018
285 STATEMENT(S) 20 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} SHARON PERCY ROCKEFELLER TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 2.00 5,500. 0. 0. NEW YORK, NY 10018
JOHN W. ROWE TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 2.50 7,000. 0. 0. NEW YORK, NY 10018
JAMES G. STAVRIDIS TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 2.50 7,500. 0. 0. NEW YORK, NY 10018
PATRICIA STONESIFER TRUSTEE - EFFECTIVE NOVEMBER 2019 C/O FOUNDATION, 420 FIFTH AVENUE 2.00 9,000. 0. 0. NEW YORK, NY 10018
RAVI VENKATESAN TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 2.00 9,000. 0. 0. NEW YORK, NY 10018
RAJEEV J. SHAH PRESIDENT C/O FOUNDATION, 420 FIFTH AVENUE 45.00 1,221,378. 77,822. 0. NEW YORK, NY 10018
STEVEN VANROEKEL CHIEF OPERATING OFFICER C/O FOUNDATION, 420 FIFTH AVENUE 45.00 505,060. 77,587. 0. NEW YORK, NY 10018
DONNA J. DEAN CHIEF INVESTMENT OFFICER C/O FOUNDATION, 420 FIFTH AVENUE 45.00 1,371,952. 55,087. 0. NEW YORK, NY 10018
CHUN LAI CHIEF INVESTMENT OFF. (EFF. 11/2019) C/O FOUNDATION, 420 FIFTH AVENUE 45.00 830,805. 79,200. 0. NEW YORK, NY 10018
DOMINICK IMPEMBA TREASURER & CFO C/O FOUNDATION, 420 FIFTH AVENUE 45.00 400,366. 78,799. 0. NEW YORK, NY 10018
MARIA R. SANTOS VALENTIN SVP/CHIEF LEGAL, ETHICS & GOVERNANCE C/O FOUNDATION, 420 FIFTH AVENUE 45.00 310,411. 46,674. 0. NEW YORK, NY 10018
ZIA KHAN SVP/CHIEF INNOVATION C/O FOUNDATION, 420 FIFTH AVENUE 45.00 500,092. 56,702. 0. NEW YORK, NY 10018
286 STATEMENT(S) 20 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} CHRISTINE M. HEENAN VICE PRESIDENT (THROUGH SEPT. 2019) C/O FOUNDATION, 420 FIFTH AVENUE 45.00 356,129. 69,498. 0. NEW YORK, NY 10018
}}}}}}}}}}} }}}}}}}} }}}}}}}} TOTALS INCLUDED ON 990-PF, PAGE 6, PART VIII 5,590,193. 541,369. 0. ~~~~~~~~~~~ ~~~~~~~~ ~~~~~~~~
287 STATEMENT(S) 20 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF EXPENDITURE RESPONSIBILITY STATEMENT STATEMENT 21 PART VII-B, LINE 5C }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} AAVISHKAAR INDIA MICRO VENTURE CAPITAL FUND
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 512, 5TH FLOOR, PLAM SPRING, LINK RD., MALAD (W) MUMBAI, INDIA, 400 064
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 361,843. 06/30/09 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $1,000,000 PROGRAM-RELATED INVESTMENT COMMITMENT IN SUPPORT OF A MICRO-EQUITY FUND WITH A MISSION TO PROMOTE SUSTAINABLE ECONOMIC DEVELOPMENT BY ENCOURAGING ENTREPRENEURSHIP AMONG LOWER-INCOME PEOPLE IN INDIA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 08/16/18, 011/15/18, 02/05/19, 05/16/19, 08/19/19, 09/06/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
288 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} AAVISHKAAR INDIA MICRO VENTURE CAPITAL FUND
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 512, 5TH FLOOR, PLAM SPRING, LINK RD., MALAD (W) MUMBAI, INDIA, 400 064
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 493,281. 11/16/10 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $1,000,000 PROGRAM-RELATED INVESTMENT COMMITMENT IN SUPPORT OF A MICRO-EQUITY FUND WITH A MISSION TO PROMOTE SUSTAINABLE ECONOMIC DEVELOPMENT BY ENCOURAGING ENTREPRENEURSHIP AMONG LOWER-INCOME PEOPLE IN INDIA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 08/16/18, 011/15/18, 02/05/19, 05/16/19, 08/19/19, 09/06/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
289 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} AAVISHKAAR INDIA MICRO VENTURE CAPITAL FUND
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 512, 5TH FLOOR, PLAM SPRING, LINK RD., MALAD (W) MUMBAI, INDIA, 400 064
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 135,646. 11/15/11 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $1,000,000 PROGRAM-RELATED INVESTMENT COMMITMENT IN SUPPORT OF A MICRO-EQUITY FUND WITH A MISSION TO PROMOTE SUSTAINABLE ECONOMIC DEVELOPMENT BY ENCOURAGING ENTREPRENEURSHIP AMONG LOWER-INCOME PEOPLE IN INDIA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 08/16/18, 011/15/18, 02/05/19, 05/16/19, 08/19/19, 09/06/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
290 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} AAVISHKAAR INDIA MICRO VENTURE CAPITAL FUND
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 512, 5TH FLOOR, PLAM SPRING, LINK RD., MALAD (W) MUMBAI, INDIA, 400 064
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 73,125. 02/13/13 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $80,000 PROGRAM-RELATED INVESTMENT IN SUPPORT OF A MICRO-EQUITY FUND WITH A MISSION TO PROMOTE SUSTAINABLE ECONOMIC DEVELOPMENT BY ENCOURAGING ENTREPRENEURSHIP AMONG LOWER-INCOME PEOPLE IN INDIA.
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 08/16/18, 011/15/18, 02/05/19, 05/16/19, 08/19/19, 09/06/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
291 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} ACUMEN CAPITAL MARKETS I, LP
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 76 NINTH AVENUE SUITE 315 NEW YORK, NY 10011
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 630,000. 12/29/08 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $3,500,000 PROGRAM-RELATED INVESTMENT COMMITMENT IN SUPPORT OF A DEBT AND EQUITY FUND TO PROMOTE SUSTAINABLE ECONOMIC DEVELOPMENT BY ENCOURAGING SOCIAL ENTREPRENEURSHIP AMONG LOWER-INCOME PEOPLE IN EAST AFRICA AND SOUTH ASIA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} ='CURRENT YEAR TOTAL VIEW'!$M$41
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
292 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} ACUMEN CAPITAL MARKETS I, LP
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 76 NINTH AVENUE, SUITE 315 NEW YORK, NY 10011
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 875,000. 11/13/11 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $3,500,000 PROGRAM-RELATED INVESTMENT COMMITMENT IN SUPPORT OF A DEBT AND EQUITY FUND TO PROMOTE SUSTAINABLE ECONOMIC DEVELOPMENT BY ENCOURAGING SOCIAL ENTREPRENEURSHIP AMONG LOWER-INCOME PEOPLE IN EAST AFRICA AND SOUTH ASIA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 05/30/18,08/29/18, 09/30/18, 01/23/19,05/06/19,08/20/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
293 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} ACUMEN CAPITAL MARKETS I, LP
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 76 NINTH AVENUE, SUITE 315 NEW YORK, NY 10011
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 1,750,000. 12/19/13 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $3,500,000 PROGRAM-RELATED INVESTMENT COMMITMENT IN SUPPORT OF A DEBT AND EQUITY FUND TO PROMOTE SUSTAINABLE ECONOMIC DEVELOPMENT BY ENCOURAGING SOCIAL ENTREPRENEURSHIP AMONG LOWER-INCOME PEOPLE IN EAST AFRICA AND SOUTH ASIA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 05/30/18,08/29/18, 09/30/18, 01/23/19,05/06/19,08/20/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
294 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} ACUMEN CAPITAL MARKETS I, LP
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 76 NINTH AVENUE, SUITE 315 NEW YORK, NY 10011
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 125,543. 01/13/17 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $3,500,000 PROGRAM-RELATED INVESTMENT COMMITMENT IN SUPPORT OF A DEBT AND EQUITY FUND TO PROMOTE SUSTAINABLE ECONOMIC DEVELOPMENT BY ENCOURAGING SOCIAL ENTREPRENEURSHIP AMONG LOWER-INCOME PEOPLE IN EAST AFRICA AND SOUTH ASIA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 05/30/18,08/29/18, 09/30/18, 01/23/19,05/06/19,08/20/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
295 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} ACUMEN CAPITAL MARKETS I, LP
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 76 NINTH AVENUE, SUITE 315 NEW YORK, NY 10011
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 119,457. 11/29/18 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $3,500,000 PROGRAM-RELATED INVESTMENT COMMITMENT IN SUPPORT OF A DEBT AND EQUITY FUND TO PROMOTE SUSTAINABLE ECONOMIC DEVELOPMENT BY ENCOURAGING SOCIAL ENTREPRENEURSHIP AMONG LOWER-INCOME PEOPLE IN EAST AFRICA AND SOUTH ASIA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 01/23/19,05/06/19,08/20/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
296 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} AFRICAN AGRICULTURAL CAPITAL LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PLOT 4 CHWA II ROAD, MBUYA HILL KAMPALA, UGANDA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 30,411. 11/16/11 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $2,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT THE DEVELOPMENT OF INTERMEDIATION CAPACITY FOR IMPACT INVESTMENT BY PROVIDING CAPITAL FOR AGRI-BUSINESSES THAT SUPPORT SMALL HOLDER FARMERS, CREATE JOBS, AND CONTRIBUTE TO FOOD SECURITY IN EAST AFRICA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 11/29/17,03/01/18,05/30/18, 01/04/19, 01/25/19, 08/15/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
297 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} AFRICAN AGRICULTURAL CAPITAL LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PLOT 4 CHWA II ROAD, MBUYA HILL KAMPALA, UGANDA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 598,025. 12/10/12 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $2,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT THE DEVELOPMENT OF INTERMEDIATION CAPACITY FOR IMPACT INVESTMENT BY PROVIDING CAPITAL FOR AGRI-BUSINESSES THAT SUPPORT SMALL HOLDER FARMERS, CREATE JOBS, AND CONTRIBUTE TO FOOD SECURITY IN EAST AFRICA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 11/29/17,03/01/18,05/30/18, 01/04/19, 01/25/19, 08/15/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
298 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} AFRICAN AGRICULTURAL CAPITAL LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PLOT 4 CHWA II ROAD, MBUYA HILL KAMPALA, UGANDA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 358,758. 12/16/13 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $2,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT THE DEVELOPMENT OF INTERMEDIATION CAPACITY FOR IMPACT INVESTMENT BY PROVIDING CAPITAL FOR AGRI-BUSINESSES THAT SUPPORT SMALL HOLDER FARMERS, CREATE JOBS, AND CONTRIBUTE TO FOOD SECURITY IN EAST AFRICA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 01/04/19, 01/25/19, 08/15/19, 09/15/19, 12/17/19, 04/13/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
299 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} AFRICAN AGRICULTURAL CAPITAL LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PLOT 4 CHWA II ROAD, MBUYA HILL KAMPALA, UGANDA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 306,000. 11/26/14 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $2,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT THE DEVELOPMENT OF INTERMEDIATION CAPACITY FOR IMPACT INVESTMENT BY PROVIDING CAPITAL FOR AGRI-BUSINESSES THAT SUPPORT SMALL HOLDER FARMERS, CREATE JOBS, AND CONTRIBUTE TO FOOD SECURITY IN EAST AFRICA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 01/04/19, 01/25/19, 08/15/19, 09/15/19, 12/17/19, 04/13/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
300 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} AFRICAN AGRICULTURAL CAPITAL LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PLOT 4 CHWA II ROAD, MBUYA HILL KAMPALA, UGANDA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 192,000. 10/27/15 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $2,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT THE DEVELOPMENT OF INTERMEDIATION CAPACITY FOR IMPACT INVESTMENT BY PROVIDING CAPITAL FOR AGRI-BUSINESSES THAT SUPPORT SMALL HOLDER FARMERS, CREATE JOBS, AND CONTRIBUTE TO FOOD SECURITY IN EAST AFRICA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 01/04/19, 01/25/19, 08/15/19, 09/15/19, 12/17/19, 04/13/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
301 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} AFRICAN AGRICULTURAL CAPITAL LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PLOT 4 CHWA II ROAD, MBUYA HILL KAMPALA, UGANDA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 110,000. 09/13/16 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $2,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT THE DEVELOPMENT OF INTERMEDIATION CAPACITY FOR IMPACT INVESTMENT BY PROVIDING CAPITAL FOR AGRI-BUSINESSES THAT SUPPORT SMALL HOLDER FARMERS, CREATE JOBS, AND CONTRIBUTE TO FOOD SECURITY IN EAST AFRICA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 01/04/19, 01/25/19, 08/15/19, 09/15/19, 12/17/19, 04/13/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
302 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} ATLAS AI P.B.C
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1076 CATHCART WAY STANFORD, CA 94305
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 1,500,000. 06/08/18 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} REVOLUTIONIZE MEASUREMENT OF ECONOMIC AND AGRICULTURAL ACTIVITY IN THE DEVELOPMENT SECTOR IN AFRICA AND OTHER EMERGING MARKETS.
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 07/18/19, 09/19/19, 10/24/19, 02/20/20, 05/14/20, 08/27/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
303 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} ATLAS AI P.B.C
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1076 CATHCART WAY STANFORD, CA 94305
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 500,000. 12/19/18 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} REVOLUTIONIZE MEASUREMENT OF ECONOMIC AND AGRICULTURAL ACTIVITY IN THE DEVELOPMENT SECTOR IN AFRICA AND OTHER EMERGING MARKETS.
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 07/18/19, 09/19/19, 10/24/19, 02/20/20, 05/14/20, 08/27/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
304 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} ATLAS AI P.B.C
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1076 CATHCART WAY STANFORD, CA 94305
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 2,000,000. 12/17/19 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} REVOLUTIONIZE MEASUREMENT OF ECONOMIC AND AGRICULTURAL ACTIVITY IN THE DEVELOPMENT SECTOR IN AFRICA AND OTHER EMERGING MARKETS.
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/20/20, 05/14/20, 08/27/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
305 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} BCLF VENTURES LLC, INC.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 56 WARREN STREET BOSTON, MA 02119
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 750,000. 05/08/02 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT IN FULL OF A $750,000 PROGRAM-RELATED INVESTMENT COMMITMENT TO SUPPORT ITS INVESTMENTS IN BUSINESSES LOCATED IN MASSACHUSETTS AND THE NORTHEASTERN UNITED STATES THAT CAN GENERATE FINANCIAL AND SOCIAL RETURNS THROUGH CREATION AND RETENTION OF HIGH-QUALITY ENTRY- AND MID-LEVEL JOBS FOR LOW-INCOME AND OTHER DISADVANTAGED GROUPS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 05/21/19, 06/04/19, 08/14/19, 11/15/19, 03/23/20, 08/17/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
306 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} CROSSBOUNDARY ENERGY ACCESS HOLDINGS
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} ABC PLACE, WAIYAKI WAY NAIROBI, KENYA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 663,457. 09/27/19 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} A PRI TO CROSSBOUNDARY ENERGY ACCESS HOLDINGS TO SUPPORT SOLVING ENERGY POVERTY BY PROMOTING ACCESS TO PRODUCTIVE POWER THAT DRIVES DEVELOPMENT AND ENABLES FAMILIES IN SUB-SAHARAN AFRICA TO LIFT THEMSELVES OUT OF POVERTY
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 01/09/20, 08/28/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
307 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} ELEVAR EQUITY III, L.P.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 220 2ND AVE S. SEATTLE, WA 98014
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 500,000. 06/26/14 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $4,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT SMALL TO MEDIUM SIZED SOCIAL ENTERPRISES SERVING BASE OF THE PYRAMID (BOP) POPULATIONS IN SOUTHEAST ASIA AND LATIN AMERICA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 06/04/19, 08/19/19, 09/06/19, 12/23/19, 02/19/20, 08/24/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
308 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} ELEVAR EQUITY III, L.P.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 220 2ND AVE S. SEATTLE, WA 98014
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 513,114. 12/08/15 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $4,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT SMALL TO MEDIUM SIZED SOCIAL ENTERPRISES SERVING BASE OF THE PYRAMID (BOP) POPULATIONS IN SOUTHEAST ASIA AND LATIN AMERICA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 06/04/19, 08/19/19, 09/06/19, 12/23/19, 02/19/20, 08/24/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
309 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} ELEVAR EQUITY III, L.P.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 220 2ND AVE S. SEATTLE, WA 98014
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 734,886. 12/30/16 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $4,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT SMALL TO MEDIUM SIZED SOCIAL ENTERPRISES SERVING BASE OF THE PYRAMID (BOP) POPULATIONS IN SOUTHEAST ASIA AND LATIN AMERICA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 06/04/19, 08/19/19, 09/06/19, 12/23/19, 02/19/20, 08/24/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
310 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} ELEVAR EQUITY III, L.P.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 220 2ND AVE S. SEATTLE, WA 98014
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 812,000. 09/13/17 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $4,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT SMALL TO MEDIUM SIZED SOCIAL ENTERPRISES SERVING BASE OF THE PYRAMID (BOP) POPULATIONS IN SOUTHEAST ASIA AND LATIN AMERICA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 06/04/19, 08/19/19, 09/06/19, 12/23/19, 02/19/20, 08/24/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
311 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} ELEVAR EQUITY III, L.P.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 220 2ND AVE S. SEATTLE, WA 98014
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 264,000. 01/03/18 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $4,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT SMALL TO MEDIUM SIZED SOCIAL ENTERPRISES SERVING BASE OF THE PYRAMID (BOP) POPULATIONS IN SOUTHEAST ASIA AND LATIN AMERICA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 06/04/19, 08/19/19, 09/06/19, 12/23/19, 02/19/20, 08/24/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
312 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} ELEVAR EQUITY III, L.P.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 220 2ND AVE S. SEATTLE, WA 98014
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 288,000. 03/02/18 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $4,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT SMALL TO MEDIUM SIZED SOCIAL ENTERPRISES SERVING BASE OF THE PYRAMID (BOP) POPULATIONS IN SOUTHEAST ASIA AND LATIN AMERICA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 06/04/19, 08/19/19, 09/06/19, 12/23/19, 02/19/20, 08/24/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
313 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} ELEVAR EQUITY III, L.P.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 220 2ND AVE S. SEATTLE, WA 98014
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 92,000. 08/01/18 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $4,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT SMALL TO MEDIUM SIZED SOCIAL ENTERPRISES SERVING BASE OF THE PYRAMID (BOP) POPULATIONS IN SOUTHEAST ASIA AND LATIN AMERICA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 06/04/19, 08/19/19, 09/06/19, 12/23/19, 02/19/20, 08/24/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
314 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} ELEVAR EQUITY III, L.P.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 220 2ND AVE S. SEATTLE, WA 98014
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 112,000. 12/18/18 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $4,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT SMALL TO MEDIUM SIZED SOCIAL ENTERPRISES SERVING BASE OF THE PYRAMID (BOP) POPULATIONS IN SOUTHEAST ASIA AND LATIN AMERICA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 06/04/19, 08/19/19, 09/06/19, 12/23/19, 02/19/20, 08/24/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
315 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} ELEVAR EQUITY III, L.P.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 220 2ND AVE S. SEATTLE, WA 98014
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 176,000. 05/16/19 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $4,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT SMALL TO MEDIUM SIZED SOCIAL ENTERPRISES SERVING BASE OF THE PYRAMID (BOP) POPULATIONS IN SOUTHEAST ASIA AND LATIN AMERICA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 05/21/19, 06/04/19, 08/19/19, 09/06/19, 12/23/19, 02/19/20, 08/24/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
316 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} ELEVAR EQUITY III, L.P.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 220 2ND AVE S. SEATTLE, WA 98014
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 11/21/19 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $4,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT SMALL TO MEDIUM SIZED SOCIAL ENTERPRISES SERVING BASE OF THE PYRAMID (BOP) POPULATIONS IN SOUTHEAST ASIA AND LATIN AMERICA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/23/19, 02/19/20, 08/24/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
317 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} FRB YUBA PROJECT I LLC-CM I
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 824 BAY STREET #1 SANTA MONICA, CA 90405
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 150,000. 08/23/19 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} A PRI TO FRB YUBA PROJECT I, LLC TO SUPPORT REDUCING THE RISK OF CATASTROPHIC WILDFIRE AND PROTECTING WATER RESOURCES IN THE NORTH YUBA RIVER WATERSHED OF THE TAHOE NATIONAL FOREST IN CALIFORNIA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 09/05/19, 02/05/20, 04/15/20, 05/08/20, 06/04/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
318 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} FRB YUBA PROJECT I LLC-CM I
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 824 BAY STREET #1 SANTA MONICA, CA 90405
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 37,500. 11/26/19 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} A PRI TO FRB YUBA PROJECT I, LLC TO SUPPORT REDUCING THE RISK OF CATASTROPHIC WILDFIRE AND PROTECTING WATER RESOURCES IN THE NORTH YUBA RIVER WATERSHED OF THE TAHOE NATIONAL FOREST IN CALIFORNIA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/05/20, 04/15/20, 05/08/20, 06/04/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
319 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} IGNIA PARTNERS, LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} AV. RICARDO MARGAIN 575, PARQUE CORPORATIVO SANTA ENGRACIA SAN PEDRO GARZA GARCIA, NL, MEXICO, 66267
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 407,295. 11/18/10 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $1,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT THE DEVELOPMENT OF INTERMEDIATION CAPACITY FOR IMPACT INVESTMENT IN A NEW SOCIAL IMPACT SUB-SECTOR BY CAPITALIZING A PRIVATE EQUITY FUND INVESTING IN SMALL- TO MEDIUM-SIZED SOCIAL ENTERPRISES SERVING EXTREMELY POOR, "BASE OF THE PYRAMID" POPULATIONS IN LATIN AMERICA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 07/30/18, 10/30/18, 04/29/19, 06/14/19, 10/28/19, 02/18/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
320 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} IGNIA PARTNERS, LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} AV. RICARDO MARGAIN 575, PARQUE CORPORATIVO SANTA ENGRACIA SAN PEDRO GARZA GARCIA, NL, MEXICO, 66267
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 117,028. 05/23/11 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $1,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT THE DEVELOPMENT OF INTERMEDIATION CAPACITY FOR IMPACT INVESTMENT IN A NEW SOCIAL IMPACT SUB-SECTOR BY CAPITALIZING A PRIVATE EQUITY FUND INVESTING IN SMALL- TO MEDIUM-SIZED SOCIAL ENTERPRISES SERVING EXTREMELY POOR, "BASE OF THE PYRAMID" POPULATIONS IN LATIN AMERICA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 07/30/18, 10/30/18, 04/29/19, 06/14/19, 10/28/19, 02/18/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
321 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} IGNIA PARTNERS, LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} AV. RICARDO MARGAIN 575, PARQUE CORPORATIVO SANTA ENGRACIA SAN PEDRO GARZA GARCIA, NL, MEXICO, 66267
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 173,985. 12/31/12 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $1,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT THE DEVELOPMENT OF INTERMEDIATION CAPACITY FOR IMPACT INVESTMENT IN A NEW SOCIAL IMPACT SUB-SECTOR BY CAPITALIZING A PRIVATE EQUITY FUND INVESTING IN SMALL- TO MEDIUM-SIZED SOCIAL ENTERPRISES SERVING EXTREMELY POOR, "BASE OF THE PYRAMID" POPULATIONS IN LATIN AMERICA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 07/30/18, 10/30/18, 04/29/19, 06/14/19, 10/28/19, 02/18/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
322 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} IGNIA PARTNERS, LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} AV. RICARDO MARGAIN 575, PARQUE CORPORATIVO SANTA ENGRACIA SAN PEDRO GARZA GARCIA, NL, MEXICO, 66267
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 200,175. 10/30/13 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $1,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT THE DEVELOPMENT OF INTERMEDIATION CAPACITY FOR IMPACT INVESTMENT IN A NEW SOCIAL IMPACT SUB-SECTOR BY CAPITALIZING A PRIVATE EQUITY FUND INVESTING IN SMALL- TO MEDIUM-SIZED SOCIAL ENTERPRISES SERVING EXTREMELY POOR, "BASE OF THE PYRAMID" POPULATIONS IN LATIN AMERICA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 07/30/18, 10/30/18, 04/29/19, 06/14/19, 10/28/19, 02/18/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
323 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} IGNIA PARTNERS, LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} AV. RICARDO MARGAIN 575, PARQUE CORPORATIVO SANTA ENGRACIA SAN PEDRO GARZA GARCIA, NL, MEXICO, 66267
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 77,221. 11/26/14 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $1,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT THE DEVELOPMENT OF INTERMEDIATION CAPACITY FOR IMPACT INVESTMENT IN A NEW SOCIAL IMPACT SUB-SECTOR BY CAPITALIZING A PRIVATE EQUITY FUND INVESTING IN SMALL- TO MEDIUM-SIZED SOCIAL ENTERPRISES SERVING EXTREMELY POOR, "BASE OF THE PYRAMID" POPULATIONS IN LATIN AMERICA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 07/30/18, 10/30/18, 04/29/19, 06/14/19, 10/28/19, 02/18/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
324 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} IGNIA PARTNERS, LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} AV. RICARDO MARGAIN 575, PARQUE CORPORATIVO SANTA ENGRACIA SAN PEDRO GARZA GARCIA, NL, MEXICO, 66267
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 14,503. 12/10/15 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $1,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT THE DEVELOPMENT OF INTERMEDIATION CAPACITY FOR IMPACT INVESTMENT IN A NEW SOCIAL IMPACT SUB-SECTOR BY CAPITALIZING A PRIVATE EQUITY FUND INVESTING IN SMALL- TO MEDIUM-SIZED SOCIAL ENTERPRISES SERVING EXTREMELY POOR, "BASE OF THE PYRAMID" POPULATIONS IN LATIN AMERICA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 07/30/18, 10/30/18, 04/29/19, 06/14/19, 10/28/19, 02/18/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
325 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} IGNIA PARTNERS, LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} AV. RICARDO MARGAIN 575, PARQUE CORPORATIVO SANTA ENGRACIA SAN PEDRO GARZA GARCIA, NL, MEXICO, 66267
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 11,718. 12/06/16 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $1,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT THE DEVELOPMENT OF INTERMEDIATION CAPACITY FOR IMPACT INVESTMENT IN A NEW SOCIAL IMPACT SUB-SECTOR BY CAPITALIZING A PRIVATE EQUITY FUND INVESTING IN SMALL- TO MEDIUM-SIZED SOCIAL ENTERPRISES SERVING EXTREMELY POOR, "BASE OF THE PYRAMID" POPULATIONS IN LATIN AMERICA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 07/30/18, 10/30/18, 04/29/19, 06/14/19, 10/28/19, 02/18/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
326 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} LEAPFROG EMERGING CONSUMER FUND III, LP
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 2ND FLOOR, THE AXIS, 26 BANK STREET, CYBERCITY EBENE , OMAN, 72201
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 866,046. 05/22/19 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} A PRI TO LEAPFROG EMERGING CONSUMER FUND III, LP TO IMPROVE THE LIVELIHOODS OF LOW INCOME AND FINANCIALLY EXCLUDED PEOPLE BY PROVIDING FINANCIAL SERVICES OR HEALTHCARE PRODUCTS AND SERVICES IN AFRICA AND ASIA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 07/12/19, 10/07/19, 03/04/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
327 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} LEAPFROG EMERGING CONSUMER FUND III, LP
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 2ND FLOOR, THE AXIS, 26 BANK STREET, CYBERCITY EBENE , OMAN, 72201
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 66,956. 08/28/19 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} A PRI TO LEAPFROG EMERGING CONSUMER FUND III, LP TO IMPROVE THE LIVELIHOODS OF LOW INCOME AND FINANCIALLY EXCLUDED PEOPLE BY PROVIDING FINANCIAL SERVICES OR HEALTHCARE PRODUCTS AND SERVICES IN AFRICA AND ASIA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/07/19, 03/04/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
328 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} LIVELIHOOD IMPACT FUND, L.P.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 637 NATOMA STREET #2 SAN FRANCISCO, CA 94103
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 800,015. 12/18/15 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $2,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT IMPROVING THE LIVELIHOODS OF THE WORKING POOR BY CAPITALIZING A VENTURE CAPITAL FUND THAT INVESTS IN SMALL- TO MEDIUM-SIZED SOCIAL ENTERPRISES IN SOUTHEAST ASIA AND INDIA, FOCUSING ON SUPPLY CHAIN, DISTRIBUTION, GENERAL BUSINESS SERVICES AND OTHER INDUSTRIES THAT REDUCE WASTE AND CATALYZE INCREASED INCOME LEVELS AND JOB CREATION AMONGST THE WORKING POOR
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 08/28/18, 12/03/18, 03/04/19, 09/05/19, 02/12/20, 03/11/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
329 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} LIVELIHOOD IMPACT FUND, L.P.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 637 NATOMA STREET #2 SAN FRANCISCO, CA 94103
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 352,066. 05/16/16 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $2,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT IMPROVING THE LIVELIHOODS OF THE WORKING POOR BY CAPITALIZING A VENTURE CAPITAL FUND THAT INVESTS IN SMALL- TO MEDIUM-SIZED SOCIAL ENTERPRISES IN SOUTHEAST ASIA AND INDIA, FOCUSING ON SUPPLY CHAIN, DISTRIBUTION, GENERAL BUSINESS SERVICES AND OTHER INDUSTRIES THAT REDUCE WASTE AND CATALYZE INCREASED INCOME LEVELS AND JOB CREATION AMONGST THE WORKING POOR
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 08/28/18, 12/03/18, 03/04/19, 09/05/19, 02/12/20, 03/11/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
330 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} LIVELIHOOD IMPACT FUND, L.P.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 637 NATOMA STREET #2 SAN FRANCISCO, CA 94103
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 520,000. 10/31/17 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $2,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT IMPROVING THE LIVELIHOODS OF THE WORKING POOR BY CAPITALIZING A VENTURE CAPITAL FUND THAT INVESTS IN SMALL- TO MEDIUM-SIZED SOCIAL ENTERPRISES IN SOUTHEAST ASIA AND INDIA, FOCUSING ON SUPPLY CHAIN, DISTRIBUTION, GENERAL BUSINESS SERVICES AND OTHER INDUSTRIES THAT REDUCE WASTE AND CATALYZE INCREASED INCOME LEVELS AND JOB CREATION AMONGST THE WORKING POOR
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 08/28/18, 12/03/18, 03/04/19, 09/05/19, 02/12/20, 03/11/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
331 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} LIVELIHOOD IMPACT FUND, L.P.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 637 NATOMA STREET #2 SAN FRANCISCO, CA 94103
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 140,192. 01/28/19 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $2,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT IMPROVING THE LIVELIHOODS OF THE WORKING POOR BY CAPITALIZING A VENTURE CAPITAL FUND THAT INVESTS IN SMALL- TO MEDIUM-SIZED SOCIAL ENTERPRISES IN SOUTHEAST ASIA AND INDIA, FOCUSING ON SUPPLY CHAIN, DISTRIBUTION, GENERAL BUSINESS SERVICES AND OTHER INDUSTRIES THAT REDUCE WASTE AND CATALYZE INCREASED INCOME LEVELS AND JOB CREATION AMONGST THE WORKING POOR
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 03/04/19, 09/05/19, 02/12/20, 03/11/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
332 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} LIVELIHOOD IMPACT FUND, L.P.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 637 NATOMA STREET #2 SAN FRANCISCO, CA 94103
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 50,000. 03/29/19 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $2,000,000 PROGRAM-RELATED INVESTMENT TO SUPPORT IMPROVING THE LIVELIHOODS OF THE WORKING POOR BY CAPITALIZING A VENTURE CAPITAL FUND THAT INVESTS IN SMALL- TO MEDIUM-SIZED SOCIAL ENTERPRISES IN SOUTHEAST ASIA AND INDIA, FOCUSING ON SUPPLY CHAIN, DISTRIBUTION, GENERAL BUSINESS SERVICES AND OTHER INDUSTRIES THAT REDUCE WASTE AND CATALYZE INCREASED INCOME LEVELS AND JOB CREATION AMONGST THE WORKING POOR
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 09/05/19, 02/12/20, 03/11/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
333 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} NEW YORK ACQUISITION FUND, LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 588 BROADWAY, SUITE 1103 NEW YORK, NY 10012
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 5,000,000. 09/15/06 1,000,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT IN FULL OF A $5,000,000 PROGRAM-RELATED INVESTMENT TO CAPITALIZE THE NEW YORK CITY ACQUISITION LOAN FUND, LLC, WHICH WILL ACCELERATE AND INCREASE THE DEVELOPMENT OF AFFORDABLE HOUSING IN NEW YORK CITY.
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 06/09/18, 08/27/18, 12/05/18, 03/01/19, 06/07/19, 09/03/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
334 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} PAMIGA FINANCE SA
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 7 RUE TAYLOR PARIS, FRANCE, 75010
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 500,000. 05/25/16 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $1,500,000 PROGRAM-RELATED INVESTMENT TO SUPPORT THE GENERAL EXPANSION OF MICROFINANCE INSTITUTIONS AND OTHER NON-BANK FINANCE INSTITUTIONS LENDING TO BASE OF THE PYRAMID POPULATIONS IN RURAL AFRICA, BY FACILITATING MICROLOANS FINANCING ACCESS TO SOLAR ENERGY AND WATER AS WELL AS FEMALE ENTREPRENEURS IN RURAL AFRICA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 05/23/18,08/16/18, 11/15/18, 08/19/19, 09/05/19, 10/09/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
335 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} SOCIAL IMPACT PARTNERSHIP LP
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 42 PORTLAND PLACE LONDON, UNITED KINGDOM, W1B 1NB
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 139,462. 08/10/11 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $500,000 PROGRAM-RELATED INVESTMENT TO SUPPORT AN INNOVATIVE APPROACH TO IMPACT INVESTING INTERMEDIATION WITH POTENTIAL BROAD APPLICATION IN SOLVING SOCIAL PROBLEMS, TO REDUCE RECIDIVISM AMONG AN ESTIMATED 3,000 MALE PRISONERS WITH SHORT-TERM SENTENCES IN AN ECONOMICALLY DEPRESSED AREA OF THE U.K.
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 07/31/15, 09/29/15, 10/13/15, 02/13/16, 04/15/16, 07/15/16
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
336 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} SOCIAL IMPACT PARTNERSHIP LP
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 42 PORTLAND PLACE LONDON, UNITED KINGDOM, W1B 1NB
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 64,775. 07/05/12 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $500,000 PROGRAM-RELATED INVESTMENT TO SUPPORT AN INNOVATIVE APPROACH TO IMPACT INVESTING INTERMEDIATION WITH POTENTIAL BROAD APPLICATION IN SOLVING SOCIAL PROBLEMS, TO REDUCE RECIDIVISM AMONG AN ESTIMATED 3,000 MALE PRISONERS WITH SHORT-TERM SENTENCES IN AN ECONOMICALLY DEPRESSED AREA OF THE U.K.
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 07/31/15, 09/29/15, 10/13/15, 02/13/16, 04/15/16, 07/15/16
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
337 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} SOCIAL IMPACT PARTNERSHIP LP
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 42 PORTLAND PLACE LONDON, UNITED KINGDOM, W1B 1NB
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 77,560. 09/18/13 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $500,000 PROGRAM-RELATED INVESTMENT TO SUPPORT AN INNOVATIVE APPROACH TO IMPACT INVESTING INTERMEDIATION WITH POTENTIAL BROAD APPLICATION IN SOLVING SOCIAL PROBLEMS, TO REDUCE RECIDIVISM AMONG AN ESTIMATED 3,000 MALE PRISONERS WITH SHORT-TERM SENTENCES IN AN ECONOMICALLY DEPRESSED AREA OF THE U.K.
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 07/31/15, 09/29/15, 10/13/15, 02/13/16, 04/15/16, 07/15/16
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
338 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} SOCIAL IMPACT PARTNERSHIP LP
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 42 PORTLAND PLACE LONDON, UNITED KINGDOM, W1B 1NB
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 81,871. 09/05/14 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $500,000 PROGRAM-RELATED INVESTMENT TO SUPPORT AN INNOVATIVE APPROACH TO IMPACT INVESTING INTERMEDIATION WITH POTENTIAL BROAD APPLICATION IN SOLVING SOCIAL PROBLEMS, TO REDUCE RECIDIVISM AMONG AN ESTIMATED 3,000 MALE PRISONERS WITH SHORT-TERM SENTENCES IN AN ECONOMICALLY DEPRESSED AREA OF THE U.K.
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 07/31/15, 09/29/15, 10/13/15, 02/13/16, 04/15/16, 07/15/16
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
339 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} SUNFUNDER BEYOND THE GRID SOLAR FUND LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 419 7TH ST NW SUITE 300 WASHINGTON, DC 20004
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 715,000. 11/08/16 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} SUNFUNDER (SF) TO SUPPORT A MISSION TO UNLOCK CAPITAL FOR ENERGY IN EMERGING MARKET. SF'S EFFORTS TO FILL CRITICAL GAPS FOR THE UNDERSERVED RURAL POOR, THE POPULATION MOST AFFLICTED, AND TRAPPED IN POVERTY, BY LACK OF ACCESS TO ENERGY SOLUTIONS.
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PIOR REPORTS+ 03/04/19, 05/16/19, 08/19/19, 11/15/19, 06/16/20, 08/24/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
340 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} SUNFUNDER BEYOND THE GRID SOLAR FUND LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 419 7TH ST NW SUITE 300 WASHINGTON, DC 20004
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 1,457,157. 11/06/17 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} SUNFUNDER (SF) TO SUPPORT A MISSION TO UNLOCK CAPITAL FOR ENERGY IN EMERGING MARKET. SF'S EFFORTS TO FILL CRITICAL GAPS FOR THE UNDERSERVED RURAL POOR, THE POPULATION MOST AFFLICTED, AND TRAPPED IN POVERTY, BY LACK OF ACCESS TO ENERGY SOLUTIONS.
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PIOR REPORTS+ 03/04/19, 05/16/19, 08/19/19, 11/15/19, 06/16/20, 08/24/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
341 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} SUNFUNDER BEYOND THE GRID SOLAR FUND LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 419 7TH ST NW SUITE 300 WASHINGTON, DC 20004
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 827,843. 03/29/18 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} SUNFUNDER (SF) TO SUPPORT A MISSION TO UNLOCK CAPITAL FOR ENERGY IN EMERGING MARKET. SF'S EFFORTS TO FILL CRITICAL GAPS FOR THE UNDERSERVED RURAL POOR, THE POPULATION MOST AFFLICTED, AND TRAPPED IN POVERTY, BY LACK OF ACCESS TO ENERGY SOLUTIONS.
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PIOR REPORTS+ 03/04/19, 05/16/19, 08/19/19, 11/15/19, 06/16/20, 08/24/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
342 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} CLOUDFACTORY GROUP LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1010 MIRAMAR TOWER, 132 NATHAN ROAD, TSIM SHA TSUI, KOWLOON HONG KONG, HONG KONG
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 1,000,000. 12/11/14 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $2,000,000 PROGRAM-RELATED INVESTMENT LOAN TO SUPPORT JOB CREATION AND SKILLS DEVELOPMENT FOR DISADVANTAGED AFRICAN YOUTH BY CAPITALIZING A LEADING IMPACT SOURCING COMPANY THAT IS GROWING IN KENYA AS WELL AS OTHER AFRICAN COUNTRIES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 08/31/18, 11/15/18, 03/01/19, 06/04/19, 08/28/19, 09/24/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
343 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} CLOUDFACTORY GROUP LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1010 MIRAMAR TOWER, 132 NATHAN ROAD, TSIM SHA TSUI, KOWLOON HONG KONG, HONG KONG
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 1,000,000. 08/18/15 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $2,000,000 PROGRAM-RELATED INVESTMENT LOAN TO SUPPORT JOB CREATION AND SKILLS DEVELOPMENT FOR DISADVANTAGED AFRICAN YOUTH BY CAPITALIZING A LEADING IMPACT SOURCING COMPANY THAT IS GROWING IN KENYA AS WELL AS OTHER AFRICAN COUNTRIES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 08/31/18, 11/15/18, 03/01/19, 06/04/19, 08/28/19, 09/24/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
344 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} HEALTH CO PARTICIPANT LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1700 MARKET STREET, 19TH FLOOR PHILADELPHIA, PA 19103
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 1,500,000. 12/19/13 1,090,075.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $3,000,000 PROGRAM RELATED INVESTMENT LOAN TO SUPPORT EXPANDING AND IMPROVING AFFORDABLE PRIMARY HEALTHCARE AND CREATING JOBS FOR LOW-INCOME INDIVIDUALS, BY PROVIDING LOANS TO FEDERALLY QUALIFIED HEALTHCARE CENTERS; $1,090,075 PRINCIPAL REPAID
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 02/12/19, 06/16/19, 08/13/19, 11/13/19, 02/18/20, 08/10/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
345 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} HEALTH CO PARTICIPANT LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1700 MARKET STREET, 19TH FLOOR PHILADELPHIA, PA 19103
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 1,125,000. 03/06/14 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $3,000,000 PROGRAM RELATED INVESTMENT LOAN TO SUPPORT EXPANDING AND IMPROVING AFFORDABLE PRIMARY HEALTHCARE AND CREATING JOBS FOR LOW-INCOME INDIVIDUALS, BY PROVIDING LOANS TO FEDERALLY QUALIFIED HEALTHCARE CENTERS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 02/12/19, 06/16/19, 08/13/19, 11/13/19, 02/18/20, 08/10/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
346 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} HEALTH CO PARTICIPANT LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1700 MARKET STREET, 19TH FLOOR PHILADELPHIA, PA 19103
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 375,000. 03/26/15 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $3,000,000 PROGRAM RELATED INVESTMENT LOAN TO SUPPORT EXPANDING AND IMPROVING AFFORDABLE PRIMARY HEALTHCARE AND CREATING JOBS FOR LOW-INCOME INDIVIDUALS, BY PROVIDING LOANS TO FEDERALLY QUALIFIED HEALTHCARE CENTERS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 02/12/19, 06/16/19, 08/13/19, 11/13/19, 02/18/20, 08/10/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
347 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} OMC POWER PRIVATE LTD
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 201, SUMER KENDRA, , 400018 P.B. MARG, WORLI MUMBAI, INDIA, 400018
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 2,932,336. 01/16/17 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} POWER PRIVATE LTD TO SUPPORT A SMART POWER OF RURAL DEVELOPMENT INITIATIVE THAT AIMS TO FACILITATE THE PROVISION OF POWER TO HOUSEHOLDS AND MICROENTERPRISES IN DISADVANATGED, RURAL COMMUNITIES TO ENABLE ECONOMIC DEVELOPMENT AND IMPROVED HEALTH AND EDUCATION
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 08/20/19, 09/17/19, 10/31/19, 12/02/19, 01/10/20, 07/28/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
348 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} OMC POWER PRIVATE LTD
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 201, SUMER KENDRA, , 400018 P.B. MARG, WORLI MUMBAI, INDIA, 400018
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 730,000. 12/11/18 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} OMC POWER PRIVATE LTD TO SUPPORT A SMART POWER OF RURAL DEVELOPMENT INITIATIVE THAT AIMS TO FACILITATE THE PROVISION OF POWER TO HOUSEHOLDS AND MICROENTERPRISES IN DISADVANATGED, RURAL COMMUNITIES TO ENABLE ECONOMIC DEVELOPMENT AND IMPROVED HEALTH AND EDUCATION
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 08/20/19, 09/17/19, 10/31/19, 12/02/19, 01/10/20, 07/28/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
349 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} HUSK POWER SYSTEMS PRIVATE LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 45E, FIRST FLOOR, HASANPUR VILLAGE NEW DELHI, INDIA, 110092
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 1,002,349. 08/31/18 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO SUPPORT A SMART POWER OF RURAL DEVELOPMENT INITIATIVE THAT AIMS TO FACILITATE THE PROVISION OF POWER TO HOUSEHOLDS AND MICROENTERPRISES IN DISADVANATGED, RURAL COMMUNITIES TO ENABLE
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 05/30/19, 10/23/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
350 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} OMNIVORE PARTNERS OFFSHORE FUND 2
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} ROGERS CAPITAL FUND SERVICES, 3RD FL ROGERS HOUSE, #5 PRES. JOHN KENNEDY ST PORT LOUIS, MAURITIUS
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 217,656. 02/01/18 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO IMPROVE THE LIVELIHOODS OF POOR SMALLHOLDER FARMERS BY CAPITALIZING A VENTURE CAPITAL FUND THAT INVESTS IN SMALL TO MEDIUM SIZED SOCIAL ENTERPRISES IN THE AGRICULTURAL SECTOR IN INDIA. THESE COMPANIES WILL SUPPORT THE REDUCTION OF POST-HARVEST LOSS, AND CATALYZE INCREASED INCOME LEVELS AND JOB CREATION FOR POOR SMALLHOLDER FARMERS.
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 03/13/20, 06/09/20, 06/14/20, 06/17/20, 07/14/20, 09/09/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
351 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} OMNIVORE PARTNERS OFFSHORE FUND 2
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} ROGERS CAPITAL FUND SERVICES, 3RD FL ROGERS HOUSE, #5 PRES. JOHN KENNEDY ST PORT LOUIS, MAURITIUS
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 19,472. 03/16/18 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO IMPROVE THE LIVELIHOODS OF POOR SMALLHOLDER FARMERS BY CAPITALIZING A VENTURE CAPITAL FUND THAT INVESTS IN SMALL TO MEDIUM SIZED SOCIAL ENTERPRISES IN THE AGRICULTURAL SECTOR IN INDIA. THESE COMPANIES WILL SUPPORT THE REDUCTION OF POST-HARVEST LOSS, AND CATALYZE INCREASED INCOME LEVELS AND JOB CREATION FOR POOR SMALLHOLDER FARMERS.
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 03/13/20, 06/09/20, 06/14/20, 06/17/20, 07/14/20, 09/09/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
352 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} OMNIVORE PARTNERS OFFSHORE FUND 2
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} ROGERS CAPITAL FUND SERVICES, 3RD FL ROGERS HOUSE, #5 PRES. JOHN KENNEDY ST PORT LOUIS, MAURITIUS
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 56,843. 06/13/18 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO IMPROVE THE LIVELIHOODS OF POOR SMALLHOLDER FARMERS BY CAPITALIZING A VENTURE CAPITAL FUND THAT INVESTS IN SMALL TO MEDIUM SIZED SOCIAL ENTERPRISES IN THE AGRICULTURAL SECTOR IN INDIA. THESE COMPANIES WILL SUPPORT THE REDUCTION OF POST-HARVEST LOSS, AND CATALYZE INCREASED INCOME LEVELS AND JOB CREATION FOR POOR SMALLHOLDER FARMERS.
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 03/13/20, 06/09/20, 06/14/20, 06/17/20, 07/14/20, 09/09/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
353 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} OMNIVORE PARTNERS OFFSHORE FUND 2
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} ROGERS CAPITAL FUND SERVICES, 3RD FL ROGERS HOUSE, #5 PRES. JOHN KENNEDY ST PORT LOUIS, MAURITIUS
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 55,708. 08/30/18 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO IMPROVE THE LIVELIHOODS OF POOR SMALLHOLDER FARMERS BY CAPITALIZING A VENTURE CAPITAL FUND THAT INVESTS IN SMALL TO MEDIUM SIZED SOCIAL ENTERPRISES IN THE AGRICULTURAL SECTOR IN INDIA. THESE COMPANIES WILL SUPPORT THE REDUCTION OF POST-HARVEST LOSS, AND CATALYZE INCREASED INCOME LEVELS AND JOB CREATION FOR POOR SMALLHOLDER FARMERS.
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 03/13/20, 06/09/20, 06/14/20, 06/17/20, 07/14/20, 09/09/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
354 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} OMNIVORE PARTNERS OFFSHORE FUND 2
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} ROGERS CAPITAL FUND SERVICES, 3RD FL ROGERS HOUSE, #5 PRES. JOHN KENNEDY ST PORT LOUIS, MAURITIUS
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 57,888. 10/03/18 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO IMPROVE THE LIVELIHOODS OF POOR SMALLHOLDER FARMERS BY CAPITALIZING A VENTURE CAPITAL FUND THAT INVESTS IN SMALL TO MEDIUM SIZED SOCIAL ENTERPRISES IN THE AGRICULTURAL SECTOR IN INDIA. THESE COMPANIES WILL SUPPORT THE REDUCTION OF POST-HARVEST LOSS, AND CATALYZE INCREASED INCOME LEVELS AND JOB CREATION FOR POOR SMALLHOLDER FARMERS.
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 03/13/20, 06/09/20, 06/14/20, 06/17/20, 07/14/20, 09/09/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
355 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} OMNIVORE PARTNERS OFFSHORE FUND 2
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} ROGERS CAPITAL FUND SERVICES, 3RD FL ROGERS HOUSE, #5 PRES. JOHN KENNEDY ST PORT LOUIS, MAURITIUS
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 125,041. 10/31/18 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO IMPROVE THE LIVELIHOODS OF POOR SMALLHOLDER FARMERS BY CAPITALIZING A VENTURE CAPITAL FUND THAT INVESTS IN SMALL TO MEDIUM SIZED SOCIAL ENTERPRISES IN THE AGRICULTURAL SECTOR IN INDIA. THESE COMPANIES WILL SUPPORT THE REDUCTION OF POST-HARVEST LOSS, AND CATALYZE INCREASED INCOME LEVELS AND JOB CREATION FOR POOR SMALLHOLDER FARMERS.
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 03/13/20, 06/09/20, 06/14/20, 06/17/20, 07/14/20, 09/09/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
356 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} OMNIVORE PARTNERS OFFSHORE FUND 2
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} ROGERS CAPITAL FUND SERVICES, 3RD FL ROGERS HOUSE, #5 PRES. JOHN KENNEDY ST PORT LOUIS, MAURITIUS
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 162,887. 01/04/19 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO IMPROVE THE LIVELIHOODS OF POOR SMALLHOLDER FARMERS BY CAPITALIZING A VENTURE CAPITAL FUND THAT INVESTS IN SMALL TO MEDIUM SIZED SOCIAL ENTERPRISES IN THE AGRICULTURAL SECTOR IN INDIA. THESE COMPANIES WILL SUPPORT THE REDUCTION OF POST-HARVEST LOSS, AND CATALYZE INCREASED INCOME LEVELS AND JOB CREATION FOR POOR SMALLHOLDER FARMERS.
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 03/13/20, 06/09/20, 06/14/20, 06/17/20, 07/14/20, 09/09/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
357 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} OMNIVORE PARTNERS OFFSHORE FUND 2
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} ROGERS CAPITAL FUND SERVICES, 3RD FL ROGERS HOUSE, #5 PRES. JOHN KENNEDY ST PORT LOUIS, MAURITIUS
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 81,101. 02/22/19 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO IMPROVE THE LIVELIHOODS OF POOR SMALLHOLDER FARMERS BY CAPITALIZING A VENTURE CAPITAL FUND THAT INVESTS IN SMALL TO MEDIUM SIZED SOCIAL ENTERPRISES IN THE AGRICULTURAL SECTOR IN INDIA. THESE COMPANIES WILL SUPPORT THE REDUCTION OF POST-HARVEST LOSS, AND CATALYZE INCREASED INCOME LEVELS AND JOB CREATION FOR POOR SMALLHOLDER FARMERS.
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 03/13/20, 06/09/20, 06/14/20, 06/17/20, 07/14/20, 09/09/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
358 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} SIXUP PBC, INC.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 230 CALIFORNIA ST, SUITE 600 SAN FRANCISCO, CA 94111
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 1,000,000. 08/24/18 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO PROVIDE EDUCATION FINANCING TO HIGH-ACHIEVING, LOW-INCOME STUDENTS BY CAPITALIZING AN ONLINE LENDING PLATFORM INNOVATING COLLEGE FINANCING AND EDUCATION SUPPORT SERVICES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 08/22/19, 06/04/20, 07/06/20, 09/08/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
359 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} SIXUP COMMUNITY FUND II, LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 230 CALIFORNIA ST, SUITE 600 SAN FRANCISCO, CA 94111
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 3,000,000. 10/10/18 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO PROVIDE EDUCATION FINANCING TO HIGH-ACHIEVING, LOW-INCOME STUDENTS BY CAPITALIZING AN ONLINE LENDING PLATFORM INNOVATING COLLEGE FINANCING AND EDUCATION SUPPORT SERVICES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 08/22/19, 06/04/20, 07/06/20, 09/08/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
360 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} WINDGEN POWER USA
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 400 S OCEAN BLVD DELRAY BEACH, FL 33483
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 1,700,000. 09/27/19 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} A PRI TO WINDGEN POWER USA INC. TO SUPPORT THE RELIEF OF POOR AND DISTRESSED PEOPLE IN COMMUNITIES IN SUB-SAHARAN AFRICA THAT HAVE INADEQUATE ACCESS TO ELECTRICITY
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 05/08/20, 06/20/20, 06/23/20, 07/06/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
361 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} WINDGEN POWER USA
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 400 S OCEAN BLVD DELRAY BEACH, FL 33483
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 800,000. 12/16/19 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} A PRI TO WINDGEN POWER USA INC. TO SUPPORT THE RELIEF OF POOR AND DISTRESSED PEOPLE IN COMMUNITIES IN SUB-SAHARAN AFRICA THAT HAVE INADEQUATE ACCESS TO ELECTRICITY
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 05/08/20, 06/20/20, 06/23/20, 07/06/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
362 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} DIABETIC ASSOCIATION OF BANGLADESH
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 122 KAZI NAZRUL ISLAM AVENUE, SHAHBAG DHAKA, BANGLADESH, 1000
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 90,000. 12/16/12 53,112.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR USE BY ITS BANGLADESH INSTITUTE OF SCIENCES TOWARD THE COSTS OF ESTABLISHING THE DEPARTMENT OF HEALTH INFORMATICS TO LAUNCH A MASTERS OF SCIENCE CURRICULUM ON HEALTH INFORMATICS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 11/14/17, 12/13/17, 04/06/18, 05/29/18, 07/01/19, 09/23/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
363 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} WORLD FOOD PRIZE FOUNDATION*
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 666 GRAND AVENUE, SUITE 1700 DES MOINES, IA 50309
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 1,000,000. 10/11/11 270,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ENDOW AN ANNUAL AWARD IN HONOR OF DR. NORMAN E. BORLAUG RECOGNIZING AN OUTSTANDING YOUNG FIELD RESEARCH SCIENTIST OR EXTENSION WORKER IN AGRICULTURAL DEVELOPMENT, AND TO CONTRIBUTE TO THE BORLAUG DIALOGUE INTERNATIONAL SYMPOSIUM OVER THE NEXT 10 YEARS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 02/02/15, 02/04/16, 01/30/17, 02/09/18, 03/05/19, 03/03/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
364 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} WORLD FOOD PRIZE FOUNDATION*
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 666 GRAND AVENUE, SUITE 1700 DES MOINES, IA 50309
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 250,000. 03/29/12 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ENDOW AN ANNUAL AWARD IN HONOR OF DR. NORMAN E. BORLAUG RECOGNIZING AN OUTSTANDING YOUNG FIELD RESEARCH SCIENTIST OR EXTENSION WORKER IN AGRICULTURAL DEVELOPMENT, AND TO CONTRIBUTE TO THE BORLAUG DIALOGUE INTERNATIONAL SYMPOSIUM OVER THE NEXT 10 YEARS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 02/02/15, 02/04/16, 01/30/17, 02/09/18, 03/05/19, 03/03/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
365 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} FUNDACION JUMEX ASOCIACION CIVIL
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} BOULEVARD VIA MORELOS 72-A ECATEPEC, MEXICO
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 15,000. 06/28/16 15,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF CONDUCTING OUTREACH AND SELECTING LATIN AMERICAN ARTISTS AS CANDIDATES FOR ONE-MONTH RESIDENCIES AT THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 03/15/17,03/15/18, 03/01/19, 04/15/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
366 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} SAL FOREST CO. LTD.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 2, SUKHUMVIT 43 ROAD BANGKOK, THAILAND, 10110
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 17,000. 03/30/16 16,928.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF RESEARCH TO DEVELOP A CASE STUDY FOR PROMOTING FINANCIAL INCENTIVES TO ENCOURAGE ORGANIC FARMING IN THAILAND IN ORDER TO IMPROVE THE LIVELIHOODS AND ECONOMIC RETURNS OF SMALLHOLDER FARMERS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 08/15/16, 11/14/16, 04/04/17, 07/18/18, 10/07/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
367 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} ELEVATE CONSULTING & COMMUNICATIONS, LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O. BOX 8325 PORTLAND, ME 04104
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 180,000. 07/31/15 174,190.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF ESTABLISHING THE NORTHEAST INFRASTRUCTURE ACCELERATOR AND DESIGNING AN INFRASTRUCTURE INVESTMENT MODEL FOR STATES AND REGIONS TO UNDERSTAND THE SAVINGS ASSOCIATED WITH ADOPTING A RESILIENT WATER INFRASTRUCTURE
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 03/18/16, 06/30/17, 10/18/18, 07/12/19, 07/14/19, 10/12/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
368 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} KNACK.IT CORP.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O. BOX 591316 SAN FRANCISCO, CA 94159
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 900,000. 12/22/15 900,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A PROJECT TO DEMONSTRATE INNOVATIVE JOB-MATCHING TECHNOLOGY AND CONNECT DISADVANTAGED YOUTH TO JOBS IN THE UNITED STATES, SOUTH AFRICA, AND INDIA. INCOMPLETE REPORTING: NO FURTHER FUNDING WILL BE PROVIDED TO THIS GRANTEE.
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/29/16,08/16/17
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
369 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} KNACK.IT CORP.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O. BOX 591316 SAN FRANCISCO, CA 94159
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 90,000. 05/26/16 90,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A PROJECT TO DEMONSTRATE INNOVATIVE JOB-MATCHING TECHNOLOGY AND CONNECT DISADVANTAGED YOUTH TO JOBS IN THE UNITED STATES, SOUTH AFRICA, AND INDIA. INCOMPLETE REPORTING: NO FURTHER FUNDING WILL BE PROVIDED TO THIS GRANTEE.
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 08/16/17
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
370 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} VITAL RESEARCH LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 6380 WILSHIRE BOULEVARD LOS ANGELES, CA 90048
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 90,000. 11/10/16 90,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF MONITORING AND EVALUATION ACTIVITIES FOR THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITS GRANTEES, RESIDENTS AND CONFERENCE PARTICIPANTS IN ORDER TO SUPPORT THE ADAPTIVE MANAGEMENT OF THE CENTER AND TO DEVELOP KNOWLEDGE PRODUCTS ON USING IT TO PROMOTE GLOBAL CHANGE
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 03/23/17,10/06/17,04/26/18, 12/05/19, 01/07/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
371 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} OGILVY PUBLIC RELATIONS WORLDWIDE INC.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 636 11TH AVENUE NEW YORK, NY 10036
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 200,000. 10/04/17 118,872.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF PROVIDING COMMUNICATIONS SUPPORT FOR THE INFLUENCE OBJECTIVES OF THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, TO INFORM NEW AUDIENCES ABOUT THE RESIDENCY AND CONFERENCE OPPORTUNITIES, INCREASE AWARENESS OF THE FOUNDATIONS STRATEGIC GOALS AMONGST PARTICIPANTS, AND ELEVATE THE WORK ADVANCED BY PARTICIPANTS, PARTICULARLY THOSE WORKING TO BUILD RESILIENCE AND MORE INCLUSIVE ECONOMIES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 04/23/18, 08/22/18
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
372 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} MAXTUDIO, SNC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PIAZZA MEUCCI 23 ROME, ITALY, 146
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 10,000. 03/14/19 10,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING KNOWLEDGE PRODUCTS BASED ON MONITORING AND EVALUATION OF THE FOUNDATION'S INITIATIVES IN ORDER TO SUPPORT LEARNING PRACTICE AND THOUGHT LEADERSHIP AMONG THE FOUNDATIONS GRANTEES AND PARTNERS IN DEVELOPMENT AND PHILANTHROPY
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 07/10/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
373 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} GUARDIAN NEWS AND MEDIA LTD
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} KING PLACE, 90 YORK WAY LONDON, UNITED KINGDOM, N1 9GU
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 1,000,000. 08/16/19 1,000,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN CONTINUED SUPPORT OF ITS GUARDIAN CITIES SECTION TO FOSTER READER ENGAGEMENT AND UNDERSTANDING OF RESILIENCE AS IT AFFECTS POOR AND VULNERABLE COMMUNITIES IN URBAN AREAS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 07/27/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
374 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} YUNUS SOCIAL BUSINESS GMBH
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} NIDDASTR. 63 FRANKFURT AM MAIN, GERMANY, 60329
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 113,002. 11/16/18 49,967.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF PILOTING THE SOCIAL SUCCESS NOTE, AN INNOVATIVE FINANCING INSTRUMENT, TO ENABLE IMPACT WATER (OR A COMPARABLE SOCIAL ENTERPRISE) TO FUND WATER PURIFICATION SYSTEMS IN UGANDA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 04/18/19, 05/27/19, 09/11/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
375 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} SMART POWER FOR RURAL DEVELOPMENT INDIA FOUNDATION*
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} C/O SCORPIO CORPORATE ADVISORS NEW DELHI, INDIA, 110048
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 5,000,000. 08/11/16 5,000,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF SCALING UP ORGANIZATIONAL CAPACITY TO SUPPORT THE LAUNCH OF 300 NEW DECENTRALIZED RENEWABLE ENERGY POWER PLANTS IN INDIA AND PROVIDE CONTINUED ACCELERATED ENERGY ACCESS TO RURAL HOMES AND LOCAL BUSINESSES.
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 07/31/18, 08/21/18, 09/10/18, 11/09/18, 12/19/18, 10/08/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
376 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} SMART POWER FOR RURAL DEVELOPMENT INDIA FOUNDATION*
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} C/O SCORPIO CORPORATE ADVISORS NEW DELHI, INDIA, 110048
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 2,981,229. 11/14/17 2,981,229.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF SCALING UP ORGANIZATIONAL CAPACITY TO SUPPORT THE LAUNCH OF 300 NEW DECENTRALIZED RENEWABLE ENERGY POWER PLANTS IN INDIA AND PROVIDE CONTINUED ACCELERATED ENERGY ACCESS TO RURAL HOMES AND LOCAL BUSINESSES.
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 07/31/18, 08/21/18, 09/10/18, 11/09/18, 12/19/18, 10/08/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
377 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} ROCKEFELLER ARCHIVE CENTER*
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 15 DAYTON AVENUE SLEEPY HOLLOW, NY 10591
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 168,394. 10/06/16 168,394.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF HISTORICAL RESEARCH, SEMINARS, WEB-BASED CONTENT DELIVERY AND CONFERENCES TO STRENGTHEN THE UNDERSTANDING OF THE FOUNDATIONS HISTORY IN A GLOBAL CONTEXT
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 08/31/17, 08/31/18, 03/10/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
378 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} ROCKEFELLER ARCHIVE CENTER*
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 15 DAYTON AVENUE SLEEPY HOLLOW, NY 10591
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 172,249. 10/11/17 172,249.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF HISTORICAL RESEARCH, SEMINARS, WEB-BASED CONTENT DELIVERY AND CONFERENCES TO STRENGTHEN THE UNDERSTANDING OF THE FOUNDATIONS HISTORY IN A GLOBAL CONTEXT
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 08/31/18, 03/10/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
379 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} ROCKEFELLER ARCHIVE CENTER
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 15 DAYTON AVENUE SLEEPY HOLLOW, NY 10591
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 226,240. 10/11/18 45,334.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF HISTORICAL RESEARCH, SEMINARS, WEB-BASED CONTENT DELIVERY AND CONFERENCES TO STRENGTHEN THE UNDERSTANDING OF THE FOUNDATIONS HISTORY IN A GLOBAL CONTEXT
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 03/10/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
380 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} INTELLECAP ADVISORY SERVICES PRIVATE LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 10TH FLOOR, UNIT NO. A1002, A BLOCK HYDERABAD, INDIA, 500 032
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 19,400. 05/09/19 19,400.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF PRODUCING RESEARCH PRODUCTS THAT WILL ENHANCE THE STRATEGIC KNOWLEDGE BASE OF THE INTERNATIONAL DEVELOPMENT COMMUNITY ON TOPICS RELATED TO RESILIENCE AND INCLUSIVE ECONOMIES IN THE GLOBAL SOUTH
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/29/18
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
381 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} FUNDACION JUMEX ASOCIACION CIVIL
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} BOULEVARD VIA MORELOS 72-A, COL. RUSTICA XALOSTOC ECATEPEC, MEXICO
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 50,000. 01/03/18 50,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF CONDUCTING OUTREACH AND NOMINATING LATIN AMERICAN ARTISTS AS CANDIDATES FOR ONE-MONTH RESIDENCIES AT THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 12/20/18, 01/29/19, 02/28/19, 03/04/19, 05/03/19, 10/31/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
382 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} FUNDACION JUMEX ASOCIACION CIVIL
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} BOULEVARD VIA MORELOS 72-A, COL. RUSTICA XALOSTOC ECATEPEC, MEXICO
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 49,800. 06/07/18 49,800.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF CONDUCTING OUTREACH AND NOMINATING LATIN AMERICAN ARTISTS AS CANDIDATES FOR ONE-MONTH RESIDENCIES AT THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/20/18, 01/29/19, 02/28/19, 03/04/19, 05/03/19, 10/31/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
383 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} IQBUSINESS (PTY) LTD
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} IQBUSINESS PARK, NO 3 THIRD AVENUE SANDTON SANDTON, SOUTH AFRICA, 2128
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 73,167. 11/16/18 73,167.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF PROMOTING THE DEMAND DRIVEN TRAINING TOOLKIT TO TECHNICAL AND VOCATIONAL EDUCATION AND TRAINING COLLEGES AND UNIVERSITIES IN SOUTH AFRICA TO SCALE SKILLS DEVELOPMENT FOR YOUTH
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 08/31/19, 09/30/19, 10/31/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
384 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} INTERNATIONAL ASSOCIATION OF OUTSOURCING PROFESSIONALS
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 4333 INDIAN DEER ROAD WINDERMERE, FL 34786
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 30,000. 08/03/17 15,950.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF SCALING IMPACT SOURCING THROUGH AN ANNUAL RECOGNITION PROCESS TO PROMOTE ITS ADOPTION AMONG MEMBERS AND ASSOCIATES IN THE BUSINESS PROCESS OUTSOURCING SECTOR
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 07/24/17,07/31/17,01/15/18,04/26/18, 03/15/19, 09/15/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
385 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} INTERNATIONAL ASSOCIATION OF OUTSOURCING PROFESSIONALS
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 4333 INDIAN DEER ROAD WINDERMERE, FL 34786
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 15,000. 05/16/18 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF SCALING IMPACT SOURCING THROUGH AN ANNUAL RECOGNITION PROCESS TO PROMOTE ITS ADOPTION AMONG MEMBERS AND ASSOCIATES IN THE BUSINESS PROCESS OUTSOURCING SECTOR
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 03/15/19, 09/15/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
386 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} THE GLOBAL DEVELOPMENT INCUBATOR, INC.*
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1634 EYE STREET NW WASHINGTON, DC 20006
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 10/30/17 100,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR USE BY ITS INITIATIVE FOR SMALLHOLDER FINANCE IN SUPPORT OF PILOTING A TECHNOLOGY-DRIVEN FINANCING MECHANISM TO PROVIDE LOW-COST SUPPLY CHAIN FINANCING TO UNDERSERVED SMALL AND MEDIUM-SIZED ENTERPRISES IN INDIA AS AN INCENTIVE FOR MEETING ENVIRONMENTAL, LABOR AND SAFETY STANDARDS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/28/18, 03/06/18, 12/18/18, 02/27/19, 05/28/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
387 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} THE GLOBAL DEVELOPMENT INCUBATOR, INC.*
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1634 EYE STREET NW WASHINGTON, DC 20006
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 20,000. 05/23/18 20,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR USE BY ITS INITIATIVE FOR SMALLHOLDER FINANCE IN SUPPORT OF PILOTING A TECHNOLOGY-DRIVEN FINANCING MECHANISM TO PROVIDE LOW-COST SUPPLY CHAIN FINANCING TO UNDERSERVED SMALL AND MEDIUM-SIZED ENTERPRISES IN INDIA AS AN INCENTIVE FOR MEETING ENVIRONMENTAL, LABOR AND SAFETY STANDARDS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/18/18, 02/27/19, 05/28/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
388 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} QUANTIFIED VENTURES LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1875 CONNECTICUT AVENUE NW WASHINGTON, DC 20009
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 267,688. 05/11/17 267,688.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF ASSISTING TWO U.S. MUNICIPAL WATER AUTHORITIES TO ISSUE PAY-FOR-SUCCESS MUNICIPAL BONDS TO FINANCE GREEN INFRASTRUCTURE PROJECTS SERVING POOR AND VULNERABLE COMMUNITIES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PIROR REPORTS+ 11/12/18, 03/25/19, 04/23/19, 09/18/19, 10/15/19, 12/24/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
389 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} QUANTIFIED VENTURES LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1875 CONNECTICUT AVENUE NW WASHINGTON, DC 20009
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 50,000. 02/22/18 50,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF ASSISTING TWO U.S. MUNICIPAL WATER AUTHORITIES TO ISSUE PAY-FOR-SUCCESS MUNICIPAL BONDS TO FINANCE GREEN INFRASTRUCTURE PROJECTS SERVING POOR AND VULNERABLE COMMUNITIES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 11/12/18, 03/25/19, 04/23/19, 09/18/19, 10/15/19, 12/24/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
390 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} QUANTIFIED VENTURES LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1875 CONNECTICUT AVENUE NW WASHINGTON, DC 20009
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 12,500. 12/13/18 12,500.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF ASSISTING TWO U.S. MUNICIPAL WATER AUTHORITIES TO ISSUE PAY-FOR-SUCCESS MUNICIPAL BONDS TO FINANCE GREEN INFRASTRUCTURE PROJECTS SERVING POOR AND VULNERABLE COMMUNITIES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 03/25/19, 04/23/19, 09/18/19, 10/15/19, 12/24/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
391 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} QUANTIFIED VENTURES LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1875 CONNECTICUT AVENUE NW WASHINGTON, DC 20009
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 12,500. 10/18/19 12,500.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF ASSISTING TWO U.S. MUNICIPAL WATER AUTHORITIES TO ISSUE PAY-FOR-SUCCESS MUNICIPAL BONDS TO FINANCE GREEN INFRASTRUCTURE PROJECTS SERVING POOR AND VULNERABLE COMMUNITIES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 09/18/19, 10/15/19, 12/24/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
392 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} GLOBAL INVESTMENT FUND FOR WATER LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} STEEL HOUSE, 13-17 PRINCES ROAD SURREY, UNITED KINGDOM, TW10 6DG
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 50,000. 10/17/19 50,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF PILOTING A PRIVATE SECTOR-LED MICRO-LEVY ON BOTTLED WATER
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/26/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
393 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} GLOBAL INVESTMENT FUND FOR WATER LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} STEEL HOUSE, 13-17 PRINCES ROAD SURREY, UNITED KINGDOM, TW10 6DG
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 50,000. 10/17/19 50,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF PILOTING A PRIVATE SECTOR-LED MICRO-LEVY ON BOTTLED WATER
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/26/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
394 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} KKS ADVISORS LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 559 EAST 2ND STREET, UNIT 3 BOSTON, MA 02127
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 05/16/19 100,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING A MECHANISM TO IMPROVE THE SOCIAL AND ENVIRONMENTAL OUTCOMES OF PRIVATE SECTOR COMPANIES BY INCREASING COLLABORATION ACROSS CORPORATE ACTORS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 06/27/19, 11/26/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
395 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} EIGHTEEN EAST CAPITAL LTD
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 86-90 PAUL STREET LONDON, UNITED KINGDOM, EC2A 4NE
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 25,000. 08/15/18 16,184.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING IMPACTBAY, A NOT-FOR-PROFIT MARKET PLACE DESIGNED TO FACILITATE SECONDARY TRANSACTIONS OF FRONTIER AND EMERGING MARKET IMPACT INVESTMENTS IN AN EFFORT TO GROW THE ASSETS AVAILABLE TO BENEFIT POOR AND VULNERABLE POPULATIONS IN DEVELOPING COUNTRIES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/25/19, 02/29/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
396 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} BEYOND ZERO
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PO BOX 40530-00100 NAIROBI, KENYA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 150,000. 04/18/18 150,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF STUDYING THE FEASIBILITY OF ESTABLISHING NEW SPECIALIZED CARE HEALTH FACILITIES IN KENYA TO HELP CONTROL HIV AND PROMOTE MATERNAL, NEWBORN, AND CHILDRENS HEALTH
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 05/31/18, 12/14/18, 12/22/18, 03/12/19, 03/15/19, 09/18/19, 10/15/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
397 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} BEYOND ZERO
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PO BOX 40530-00100 NAIROBI, KENYA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 46,935. 12/12/19 46,935.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF STUDYING THE FEASIBILITY OF ESTABLISHING NEW SPECIALIZED CARE HEALTH FACILITIES IN KENYA TO HELP CONTROL HIV AND PROMOTE MATERNAL, NEWBORN, AND CHILDRENS HEALTH
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 09/18/19, 10/15/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
398 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} OVE ARUP & PARTNERS INTERNATIONAL LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 13 FITZROY STREET LONDON, UNITED KINGDOM, W1T 4BQ
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 02/22/18 99,227.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING A CITY WATER RESILIENCE FRAMEWORK TO PROVIDE A COMPREHENSIVE SET OF INDICATORS, VARIABLES AND METRICS THAT CAN BE USED BY CITIES TO MEASURE THE RESILIENCE OF THEIR URBAN WATER SYSTEMS OVER TIME
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 06/24/18, 12/20/18, 3/29/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
399 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} SAMBODHI RESEARCH AND COMMUNICATIONS PRIVATE LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} C - 126, SECTOR 2, NOIDA UTTAR PRADESH, INDIA, 201 301
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 200,000. 12/06/17 200,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A PROJECT TO CONDUCT AN IMPACT ASSESSMENT OF THE FOUNDATIONS SMART POWER FOR RURAL DEVELOPMENT (SPRD) INITIATIVE AND THE EXTENT TO WHICH THE INITIATIVE IS POSITIVELY IMPACTING THE LIVES OF PEOPLE AND SPURRING ECONOMIC GROWTH IN SPRD-SUPPORTED COMMUNITIES IN INDIA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 04/12/19, 12/12/19, 12/13/19, 12/26/19, 01/29/20, 03/02/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
400 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} SAMBODHI RESEARCH AND COMMUNICATIONS PRIVATE LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} C - 126, SECTOR 2, NOIDA UTTAR PRADESH, INDIA, 201 301
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 200,000. 06/14/19 57,030.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A PROJECT TO CONDUCT AN IMPACT ASSESSMENT OF THE FOUNDATIONS SMART POWER FOR RURAL DEVELOPMENT (SPRD) INITIATIVE AND THE EXTENT TO WHICH THE INITIATIVE IS POSITIVELY IMPACTING THE LIVES OF PEOPLE AND SPURRING ECONOMIC GROWTH IN SPRD-SUPPORTED COMMUNITIES IN INDIA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/12/19, 12/13/19, 12/26/19, 01/29/20, 03/02/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
401 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} FACTORE VENTURES PBC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 430 NORTH COLLEGE AVE FORT COLLINS, CO 80524
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 300,000. 01/05/18 261,941.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A TECHNICAL AND MARKET ASSESSMENT OF HOW TO DELIVER PRODUCTIVE POWER AND ASSOCIATED APPLIANCES TO POOR AND VULNERABLE PEOPLE IN OFF-GRID CONTEXTS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 01/31/18, 02/06/18, 05/01/18, 11/16/18, 01/31/19, 03/27/19, 11/05/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
402 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} FACTORE VENTURES PBC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 430 NORTH COLLEGE AVE FORT COLLINS, CO 80524
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 158,100. 05/17/18 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A TECHNICAL AND MARKET ASSESSMENT OF HOW TO DELIVER PRODUCTIVE POWER AND ASSOCIATED APPLIANCES TO POOR AND VULNERABLE PEOPLE IN OFF-GRID CONTEXTS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 11/16/18, 01/31/19, 03/27/19, 11/05/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
403 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} FACTORE VENTURES PBC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 430 NORTH COLLEGE AVE FORT COLLINS, CO 80524
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 45,810. 12/16/19 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A TECHNICAL AND MARKET ASSESSMENT OF HOW TO DELIVER PRODUCTIVE POWER AND ASSOCIATED APPLIANCES TO POOR AND VULNERABLE PEOPLE IN OFF-GRID CONTEXTS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} NO REPORTS TO DATE
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
404 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} DALBERG CONSULTING - U.S., LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 99 MADISON AVENUE, 17TH FLOOR NEW YORK, NY 10016
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 350,000. 06/02/17 350,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A RESEARCH AND LANDSCAPE ASSESSMENT THAT SYNTHESIZES FORWARD-LOOKING KNOWLEDGE ON PRESSING PROBLEMS AND DYNAMIC OPPORTUNITIES IN THE LIVES OF POOR OR VULNERABLE POPULATIONS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/18/17, 09/05/19, 11/05/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
405 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} DALBERG CONSULTING - U.S., LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 99 MADISON AVENUE, 17TH FLOOR NEW YORK, NY 10016
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 67,000. 11/27/19 67,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A RESEARCH AND LANDSCAPE ASSESSMENT THAT SYNTHESIZES FORWARD-LOOKING KNOWLEDGE ON PRESSING PROBLEMS AND DYNAMIC OPPORTUNITIES IN THE LIVES OF POOR OR VULNERABLE POPULATIONS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 11/05/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
406 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} AID TECHNOLOGY LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} THE DIGITAL HUB, ROE LANE DUBLIN, IRELAND, D08 TCV4
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 19,983. 03/29/19 19,983.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF IMPLEMENTING TWO DISCRETE PILOT PROJECTS THAT DEMONSTRATE THE TRANSFORMATIVE POTENTIAL OF BLOCKCHAIN TECHNOLOGY FOR SOCIAL IMPACT
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 03/06/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
407 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} PYMETRICS, INC.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 79 MADISON AVENUE NEW YORK, NY 10016
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 06/14/17 100,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A PILOT PROJECT TO DEMONSTRATE HOW CANDIDATE ASSESSMENT TECHNOLOGIES CAN REDUCE BIAS IN YOUTH HIRING AND UNLOCK ADDITIONAL EMPLOYMENT OPPORTUNITIES FOR DISADVANTAGED YOUNG PEOPLE IN THE U.S.
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 03/22/18, 10/03/18, 11/08/18, 08/08/19, 11/13/19, 02/07/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
408 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} PYMETRICS, INC.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 79 MADISON AVENUE NEW YORK, NY 10016
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 50,000. 04/17/18 50,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A PILOT PROJECT TO DEMONSTRATE HOW CANDIDATE ASSESSMENT TECHNOLOGIES CAN REDUCE BIAS IN YOUTH HIRING AND UNLOCK ADDITIONAL EMPLOYMENT OPPORTUNITIES FOR DISADVANTAGED YOUNG PEOPLE IN THE U.S.
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/03/18, 11/08/18, 08/08/19, 11/13/19, 02/07/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
409 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} DANIEL J. EDELMAN, INC.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 250 HUDSON STREET NEW YORK, NY 10013
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 08/02/18 100,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF INCREASING THE UNDERSTANDING OF THE ISSUES RELATED TO FOOD LOSS AND WASTE INCLUDING THE CHALLENGES OF ENDING HUNGER, ACHIEVING FOOD SECURITY AND IMPROVED NUTRITION, AND PROMOTING SUSTAINABLE AGRICULTURE
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 09/11/18, 11/08/19, 11/11/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
410 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} DANIEL J. EDELMAN, INC.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 250 HUDSON STREET NEW YORK, NY 10013
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 11/01/18 100,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF INCREASING THE UNDERSTANDING OF THE ISSUES RELATED TO FOOD LOSS AND WASTE INCLUDING THE CHALLENGES OF ENDING HUNGER, ACHIEVING FOOD SECURITY AND IMPROVED NUTRITION, AND PROMOTING SUSTAINABLE AGRICULTURE
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 11/08/19, 11/11/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
411 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} NEWS DEEPLY, INC.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 115 FIFTH AVE., 6TH FLOOR NEW YORK, NY 10003
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 77,500. 04/17/19 77,500.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF SCOPING AND DESIGNING THE STRUCTURE AND CONTENT OF A DIGITAL CONVENING PLATFORM INTENDED TO BECOME A HUB FOR GLOBAL INFLUENCERS AND FUNCTION TO EXTEND AND AMPLIFY THEIR REACH
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 04/22/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
412 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} NEWS DEEPLY, INC.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 115 FIFTH AVE., 6TH FLOOR NEW YORK, NY 10003
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 22,500. 06/11/19 22,500.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF SCOPING AND DESIGNING THE STRUCTURE AND CONTENT OF A DIGITAL CONVENING PLATFORM INTENDED TO BECOME A HUB FOR GLOBAL INFLUENCERS AND FUNCTION TO EXTEND AND AMPLIFY THEIR REACH
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 04/22/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
413 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} IDFC FOUNDATION*
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 6TH FLOOR, THE CAPITAL COURT`, OLOF PALME MARG, MUNIRKA NEW DELHI, INDIA, 110067
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 300,000. 10/16/18 289,740.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF ITS IDFC INSTITUTE TO DEVELOP A CAPACITY-ENHANCING FRAMEWORK IN ORDER TO PROVIDE CITIZEN-CENTRIC PUBLIC SERVICES THROUGH THE USE OF DATA AND TECHNOLOGY
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/28/18, 03/31/19, 05/31/19, 04/29/20, 04/30/20, 05/31/20, 06/29/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
414 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} IDFC FOUNDATION*
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 6TH FLOOR, THE CAPITAL COURT`, OLOF PALME MARG, MUNIRKA NEW DELHI, INDIA, 110067
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 200,000. 06/14/19 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF ITS IDFC INSTITUTE TO DEVELOP A CAPACITY-ENHANCING FRAMEWORK IN ORDER TO PROVIDE CITIZEN-CENTRIC PUBLIC SERVICES THROUGH THE USE OF DATA AND TECHNOLOGY
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 04/29/20, 04/30/20, 05/31/20, 06/29/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
415 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} VOX MEDIA, INC.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1201 CONNECTICUT AVE., NW, 11TH FLOOR WASHINGTON, DC 20036
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 250,000. 07/18/18 250,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF EXPANDING ITS COVERAGE TO INCLUDE A NEW DIGITAL SECTION DEDICATED TO COVERING THE POLICIES, PEOPLE AND IDEAS THAT DRIVE THE MODERN ALTRUIST COMMUNITY
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/31/18, 03/01/19, 09/16/19, 11/04/19, 11/18/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
416 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} VOX MEDIA, INC.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1201 CONNECTICUT AVE., NW, 11TH FLOOR WASHINGTON, DC 20036
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 130,100. 04/25/19 130,100.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF EXPANDING ITS COVERAGE TO INCLUDE A NEW DIGITAL SECTION DEDICATED TO COVERING THE POLICIES, PEOPLE AND IDEAS THAT DRIVE THE MODERN ALTRUIST COMMUNITY
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 09/16/19, 11/04/19, 11/18/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
417 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} WORLD ECONOMIC FORUM
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 91-93 ROUTE DE LA CAPITE, COLOGNY GENEVA, SWITZERLAND, CH-1223
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 750,000. 11/02/18 750,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF BRINGING INNOVATIVE SOLUTIONS TO TODAYS MOST PRESSING GLOBAL CHALLENGES THROUGH ITS CENTRE FOR PUBLIC GOODS, CENTRE FOR THE NEW ECONOMY AND SOCIETY, SHAPING THE FUTURE OF FOOD SYSTEMS INITIATIVE, AND SHAPING THE FUTURE OF HEALTH AND HEALTHCARE SYSTEMS INITIATIVE
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 08/30/19, 04/27/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
418 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} THE DOCUMENTARY GROUP, LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 114 WEST 26TH STREET, 7TH FLOOR NEW YORK, NY 10001
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 500,000. 12/13/18 500,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF PRODUCING "SOLVABLE," A MULTI-MEDIA STORYTELLING PROJECT THAT RAISES AWARENESS, CONVERSATION AND ACTION ON PRESSING GLOBAL CHALLENGES FOR WHICH PROMISING SOLUTIONS HAVE BEEN IDENTIFIED, IN ORDER TO INSPIRE COMMITMENT TO MAKE THOSE SOLUTIONS A REALITY FOR VULNERABLE PEOPLE AROUND THE WORLD
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 03/15/19, 04/17/19, 05/16/19, 07/10/19, 07/23/19, 11/04/19, 11/11/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
419 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} THE DOCUMENTARY GROUP, LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 114 WEST 26TH STREET, 7TH FLOOR NEW YORK, NY 10001
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 200,000. 04/18/19 200,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF PRODUCING "SOLVABLE," A MULTI-MEDIA STORYTELLING PROJECT THAT RAISES AWARENESS, CONVERSATION AND ACTION ON PRESSING GLOBAL CHALLENGES FOR WHICH PROMISING SOLUTIONS HAVE BEEN IDENTIFIED, IN ORDER TO INSPIRE COMMITMENT TO MAKE THOSE SOLUTIONS A REALITY FOR VULNERABLE PEOPLE AROUND THE WORLD
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 05/16/19, 07/10/19, 07/23/19, 11/04/19, 11/11/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
420 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} THE DOCUMENTARY GROUP, LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 114 WEST 26TH STREET, 7TH FLOOR NEW YORK, NY 10001
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 45,000. 05/24/19 45,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF PRODUCING "SOLVABLE," A MULTI-MEDIA STORYTELLING PROJECT THAT RAISES AWARENESS, CONVERSATION AND ACTION ON PRESSING GLOBAL CHALLENGES FOR WHICH PROMISING SOLUTIONS HAVE BEEN IDENTIFIED, IN ORDER TO INSPIRE COMMITMENT TO MAKE THOSE SOLUTIONS A REALITY FOR VULNERABLE PEOPLE AROUND THE WORLD
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 07/10/19, 07/23/19, 11/04/19, 11/11/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
421 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} THE DOCUMENTARY GROUP, LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 114 WEST 26TH STREET, 7TH FLOOR NEW YORK, NY 10001
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 15,600. 07/30/19 15,345.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF PRODUCING "SOLVABLE," A MULTI-MEDIA STORYTELLING PROJECT THAT RAISES AWARENESS, CONVERSATION AND ACTION ON PRESSING GLOBAL CHALLENGES FOR WHICH PROMISING SOLUTIONS HAVE BEEN IDENTIFIED, IN ORDER TO INSPIRE COMMITMENT TO MAKE THOSE SOLUTIONS A REALITY FOR VULNERABLE PEOPLE AROUND THE WORLD
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 11/04/19, 11/11/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
422 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} PUSHKIN INDUSTRIES, INC.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} C/O JACOB WEISBERG, 142 DUANE STREET, 2A NEW YORK, NY 10013
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 750,000. 12/12/18 750,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF PRODUCING THE "SOLVABLE" PODCAST, AN ORIGINAL AUDIO SERIES SHOWCASING WORLD THINKERS PROPOSING SOLUTIONS TO THE WORLDS MOST CHALLENGING PROBLEMS AFFECTING POOR AND VULNERABLE POPULATIONS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 08/01/19, 12/05/19, 12/16/19, 03/06/20, 03/09/20, 03/17/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
423 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} PUSHKIN INDUSTRIES, INC.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} C/O JACOB WEISBERG, 142 DUANE STREET, 2A NEW YORK, NY 10013
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 200,000. 07/15/19 200,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF PRODUCING THE "SOLVABLE" PODCAST, AN ORIGINAL AUDIO SERIES SHOWCASING WORLD THINKERS PROPOSING SOLUTIONS TO THE WORLDS MOST CHALLENGING PROBLEMS AFFECTING POOR AND VULNERABLE POPULATIONS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 08/01/19, 12/05/19, 12/16/19, 03/06/20, 03/09/20, 03/17/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
424 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} PUSHKIN INDUSTRIES, INC.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} C/O JACOB WEISBERG, 142 DUANE STREET, 2A NEW YORK, NY 10013
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 146,250. 08/27/19 146,250.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF PRODUCING THE "SOLVABLE" PODCAST, AN ORIGINAL AUDIO SERIES SHOWCASING WORLD THINKERS PROPOSING SOLUTIONS TO THE WORLDS MOST CHALLENGING PROBLEMS AFFECTING POOR AND VULNERABLE POPULATIONS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/05/19, 12/16/19, 03/06/20, 03/09/20, 03/17/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
425 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} GLOBAL HEALTH STRATEGIES LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 38 E 32ND STREET, 12TH FLOOR, SUITE 900 NEW YORK, NY 10016
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 70,000. 08/06/19 70,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING COMMUNICATIONS AND ADVOCACY STRATEGIES AND MATERIALS TO POSITION DIGITALLY-ENABLED COMMUNITY HEALTH WITHIN GLOBAL CONVERSATIONS ABOUT ACHIEVING UNIVERSAL HEALTH COVERAGE
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 9/14/19, 09/16/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
426 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} GLOBAL HEALTH STRATEGIES LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 38 E 32ND STREET, 12TH FLOOR, SUITE 900 NEW YORK, NY 10016
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 70,000. 08/06/19 70,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING COMMUNICATIONS AND ADVOCACY STRATEGIES AND MATERIALS TO POSITION DIGITALLY-ENABLED COMMUNITY HEALTH WITHIN GLOBAL CONVERSATIONS ABOUT ACHIEVING UNIVERSAL HEALTH COVERAGE
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 9/14/19, 09/16/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
427 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} GLOBAL HEALTH STRATEGIES LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 38 E 32ND STREET, 12TH FLOOR, SUITE 900 NEW YORK, NY 10016
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 20,000. 09/19/19 20,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING COMMUNICATIONS AND ADVOCACY STRATEGIES AND MATERIALS TO POSITION DIGITALLY-ENABLED COMMUNITY HEALTH WITHIN GLOBAL CONVERSATIONS ABOUT ACHIEVING UNIVERSAL HEALTH COVERAGE
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 9/14/19, 09/16/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
428 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} PANAHPUR*
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 84 HIGH STREET TONBRIDGE, KENT, UNITED KINGDOM, TN9 1AP
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 300,000. 06/07/18 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF DEVELOPING PROJECT SNOWBALL, A PARTNERSHIP BETWEEN CHARITABLE ORGANIZATIONS TO FACILITATE SECONDARY TRANSACTIONS OF HIGH SOCIAL IMPACT INVESTMENTS FOR THE BENEFIT OF POOR AND VULNERABLE POPULATIONS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 06/25/18, 06/29/18, 07/30/18, 11/20/18, 09/09/19, 12/17/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
429 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} PANAHPUR*
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 84 HIGH STREET TONBRIDGE, KENT, UNITED KINGDOM, TN9 1AP
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 75,000. 10/04/18 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF DEVELOPING PROJECT SNOWBALL, A PARTNERSHIP BETWEEN CHARITABLE ORGANIZATIONS TO FACILITATE SECONDARY TRANSACTIONS OF HIGH SOCIAL IMPACT INVESTMENTS FOR THE BENEFIT OF POOR AND VULNERABLE POPULATIONS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 11/20/18, 09/09/19, 12/17/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
430 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} PANAHPUR*
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 84 HIGH STREET TONBRIDGE, KENT, UNITED KINGDOM, TN9 1AP
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 75,000. 11/30/18 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF DEVELOPING PROJECT SNOWBALL, A PARTNERSHIP BETWEEN CHARITABLE ORGANIZATIONS TO FACILITATE SECONDARY TRANSACTIONS OF HIGH SOCIAL IMPACT INVESTMENTS FOR THE BENEFIT OF POOR AND VULNERABLE POPULATIONS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 09/09/19, 12/17/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
431 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} ACRE CAPITAL LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} SHOEMAKER HOUSE, 37 GREAT GUILDFORD STREET, SEI 0ES LONDON, UNITED KINGDOM
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 400,840. 11/08/18 400,840.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF THE DESIGN OF AN IMPACT INVESTMENT VEHICLE THAT WOULD LEVERAGE EXPORT CREDIT AGENCY CAPITAL TO FUND SOCIAL INFRASTRUCTURE PROJECTS IN EMERGING MARKETS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 04/30/19, 07/03/19, 09/30/19, 12/13/19, 03/26/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
432 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} ACRE CAPITAL LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} SHOEMAKER HOUSE, 37 GREAT GUILDFORD STREET, SEI 0ES LONDON, UNITED KINGDOM
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 12/19/19 100,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF THE DESIGN OF AN IMPACT INVESTMENT VEHICLE THAT WOULD LEVERAGE EXPORT CREDIT AGENCY CAPITAL TO FUND SOCIAL INFRASTRUCTURE PROJECTS IN EMERGING MARKETS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 03/26/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
433 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} ACRE CAPITAL LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} SHOEMAKER HOUSE, 37 GREAT GUILDFORD STREET, SEI 0ES LONDON, UNITED KINGDOM
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 50,000. 12/19/19 49,888.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF THE DESIGN OF AN IMPACT INVESTMENT VEHICLE THAT WOULD LEVERAGE EXPORT CREDIT AGENCY CAPITAL TO FUND SOCIAL INFRASTRUCTURE PROJECTS IN EMERGING MARKETS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 03/26/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
434 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} IMPACTALPHA
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 2009 FRANCISCO STREET BERKELEY, CA 94709
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 35,000. 09/20/18 35,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF ITS AGENTS OF IMPACT SCHOLARSHIP FUND, AN EFFORT TO PROVIDE SUBSCRIPTIONS FOR ACADEMIC INSTITUTIONS TO A DAILY NEWSLETTER AND OTHER CONTENT RELATED TO IMPACT INVESTING AND SUSTAINABLE FINANCE
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 11/08/19, 06/02/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
435 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} IMPACTALPHA
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 2009 FRANCISCO STREET BERKELEY, CA 94709
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 15,000. 11/27/19 15,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF ITS AGENTS OF IMPACT SCHOLARSHIP FUND, AN EFFORT TO PROVIDE SUBSCRIPTIONS FOR ACADEMIC INSTITUTIONS TO A DAILY NEWSLETTER AND OTHER CONTENT RELATED TO IMPACT INVESTING AND SUSTAINABLE FINANCE
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 11/08/19, 06/02/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
436 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} EIGHTEEN EAST CAPITAL LTD
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 86-90 PAUL STREET LONDON, UNITED KINGDOM, EC2A 4NE
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 200,000. 12/07/18 200,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF RESEARCHING AND DESIGNING SUSTAINABLE DEVELOPMENT CERTIFICATES, A FUNDING MODEL TO INCREASE THE CAPACITY OF DEVELOPMENT FINANCE INSTITUTIONS TO MAKE IMPACT INVESTMENTS IN UNDERDEVELOPED MARKETS SERVING POOR AND VULNERABLE COMMUNITIES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/22/19, 05/27/19, 11/29/19, 12/10/19, 02/29/20, 08/31/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
437 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} EIGHTEEN EAST CAPITAL LTD
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 86-90 PAUL STREET LONDON, UNITED KINGDOM, EC2A 4NE
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 20,000. 06/14/19 20,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF RESEARCHING AND DESIGNING SUSTAINABLE DEVELOPMENT CERTIFICATES, A FUNDING MODEL TO INCREASE THE CAPACITY OF DEVELOPMENT FINANCE INSTITUTIONS TO MAKE IMPACT INVESTMENTS IN UNDERDEVELOPED MARKETS SERVING POOR AND VULNERABLE COMMUNITIES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 11/29/19, 12/10/19, 02/29/20, 08/31/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
438 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} EIGHTEEN EAST CAPITAL LTD
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 86-90 PAUL STREET LONDON, UNITED KINGDOM, EC2A 4NE
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 30,000. 12/05/19 30,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF RESEARCHING AND DESIGNING SUSTAINABLE DEVELOPMENT CERTIFICATES, A FUNDING MODEL TO INCREASE THE CAPACITY OF DEVELOPMENT FINANCE INSTITUTIONS TO MAKE IMPACT INVESTMENTS IN UNDERDEVELOPED MARKETS SERVING POOR AND VULNERABLE COMMUNITIES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/29/20, 08/31/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
439 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} RSG NEWCO, LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 3223 ARAPAHOE AVENUE, SUITE 210 BOULDER, CO 80303
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 200,000. 11/21/18 200,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF PROVIDING TECHNICAL ASSISTANCE TO THE COMMUNITIES THRIVE CHALLENGE GRANTEES TO HELP THEM SCALE THEIR IMPACT
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/05/18, 02/27/19, 01/31/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
440 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} RSG NEWCO, LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 3223 ARAPAHOE AVENUE, SUITE 210 BOULDER, CO 80303
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 296,834. 12/18/18 296,834.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF PROVIDING TECHNICAL ASSISTANCE TO THE COMMUNITIES THRIVE CHALLENGE GRANTEES TO HELP THEM SCALE THEIR IMPACT
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/27/19, 01/31/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
441 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} THE ENERGY FOR GROWTH HUB
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 2055 L STREET NW WASHINGTON, DC 20036
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 500,000. 12/06/18 500,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF CREATING A NEW ENERGY CONSUMPTION METRIC THAT BETTER CAPTURES ENERGYS ROLE IN ECONOMIC TRANSFORMATION AND HELPS TO TRANSLATE RESEARCH INTO POLICY TO SUPPORT MORE EFFECTIVE AND INCREASED ENERGY PROVISION FOR ECONOMIC GROWTH
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/25/19, 04/30/19, 07/31/19, 10/28/19, 10/29/19, 03/31/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
442 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} SHELL FOUNDATION
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} SHELL CENTRE LONDON, UNITED KINGDOM, SE1 7NA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 250,000. 12/07/18 250,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF A FEASIBILITY STUDY FOR A NEW MODEL OF ENERGY COMPANY IN NIGERIA THAT WOULD PROVIDE UNIVERSAL ENERGY ACCESS THROUGH A COMBINATION OF ON- AND OFF-GRID SOLUTIONS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 03/11/19, 03/21/19, 05/30/19, 10/18/19, 12/17/19, 02/25/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
443 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} SHELL FOUNDATION
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} SHELL CENTRE LONDON, UNITED KINGDOM, SE1 7NA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 150,000. 03/22/19 150,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF A FEASIBILITY STUDY FOR A NEW MODEL OF ENERGY COMPANY IN NIGERIA THAT WOULD PROVIDE UNIVERSAL ENERGY ACCESS THROUGH A COMBINATION OF ON- AND OFF-GRID SOLUTIONS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 05/30/19, 10/18/19, 12/17/19, 02/25/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
444 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} SHELL FOUNDATION
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} SHELL CENTRE LONDON, UNITED KINGDOM, SE1 7NA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 11/07/19 100,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF A FEASIBILITY STUDY FOR A NEW MODEL OF ENERGY COMPANY IN NIGERIA THAT WOULD PROVIDE UNIVERSAL ENERGY ACCESS THROUGH A COMBINATION OF ON- AND OFF-GRID SOLUTIONS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/17/19, 02/25/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
445 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} DALBERG CONSULTING CC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 195 JAN SMUTS AVENUE ROSEBANK, JOHANNESBURG, ZAMBIA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 237,000. 05/01/19 237,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF ORGANIZING A CONVENING TO BRING TOGETHER STAKEHOLDERS TO ADVANCE APPLICATIONS THAT LEVERAGE DATA SCIENCE TOWARD BUILDING A MORE RESILIENT LABOR FORCE IN AFRICA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 07/29/19, 08/05/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
446 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} DALBERG CONSULTING CC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 195 JAN SMUTS AVENUE ROSEBANK, JOHANNESBURG, ZAMBIA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 34,301. 09/18/19 34,301.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF ORGANIZING A CONVENING TO BRING TOGETHER STAKEHOLDERS TO ADVANCE APPLICATIONS THAT LEVERAGE DATA SCIENCE TOWARD BUILDING A MORE RESILIENT LABOR FORCE IN AFRICA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 08/05/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
447 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} PLANET LABS INC.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 645 HARRISON ST., 4TH FLOOR SAN FRANCISCO, CA 94107
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 135,000. 06/18/19 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF ORGANIZING A CONVENING OF DATA SCIENTISTS AND FIELD EXPERTS TO DEVELOP USE-CASES AND ANALYTICAL SOLUTIONS FOR CLIMATE FINANCE
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/02/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
448 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} PLANET LABS INC.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 645 HARRISON ST., 4TH FLOOR SAN FRANCISCO, CA 94107
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 40,000. 12/16/19 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF ORGANIZING A CONVENING OF DATA SCIENTISTS AND FIELD EXPERTS TO DEVELOP USE-CASES AND ANALYTICAL SOLUTIONS FOR CLIMATE FINANCE
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} NO REPORTS TO DATE
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
449 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} BIG ELEPHANT STUDIOS
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 903 N. HONORE, UNIT 2 CHICAGO, IL 60622
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 63,200. 04/15/19 63,200.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF ORGANIZING A CONVENING OF DATA SCIENTISTS AND FIELD EXPERTS FOCUSED ON JOBS, ECONOMIC OPPORTUNITY AND PATHWAYS TO WORK IN THE UNITED STATES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/15/19, 12/16/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
450 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} BIG ELEPHANT STUDIOS
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 903 N. HONORE, UNIT 2 CHICAGO, IL 60622
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 10,000. 12/17/19 3,055.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF ORGANIZING A CONVENING OF DATA SCIENTISTS AND FIELD EXPERTS FOCUSED ON JOBS, ECONOMIC OPPORTUNITY AND PATHWAYS TO WORK IN THE UNITED STATES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/15/19, 12/16/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
451 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} OASIS OPEN
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 35 CORPORATE DRIVE, SUITE 150 BURLINGTON, MA 01803
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 160,000. 07/03/19 124,240.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR USE BY ITS OPEN MOBILITY FOUNDATION, IN SUPPORT OF PROVIDING CITIES WITH OPEN SOURCE SOFTWARE AND DATA STANDARDS THAT WILL ENABLE SAFE, EQUITABLE GOVERNANCE OF PUBLIC NEEDS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/24/20, 03/09/20, 07/15/20, 07/21/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
452 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} GENESIS ANALYTICS PTY LTD
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 50 SIXTH ROAD HYDE PARK, JOHANNESBURG, ZAMBIA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 130,000. 10/02/19 74,298.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING A TOOLKIT TO SHARE THE LEARNINGS OF THE ROCKEFELLER FOUNDATION'S YIELDWISE INITIATIVE TO THE RELEVANT ACTORS IN THE FOOD LOSS AND WASTE SECTOR
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 04/29/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
453 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} TOTAL IMPACT ADVISORS LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 4800 MONTGOMERY LANE, SUITE 630 BETHESDA, MD 20814
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 345,847. 09/26/19 36,752.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DESIGNING AND LAUNCHING AN ASSET-BACKED FINANCING PLATFORM TO FACILITATE THE FINANCING OF SMALL- AND MEDIUM-SIZED ENTERPRISES IN THE PHARMACEUTICAL SECTOR IN KENYA IN AN EFFORT TO ENHANCE ACCESS TO MEDICATIONS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/15/19, 01/09/20, 04/15/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
454 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} INTRINSIC VALUE EXCHANGE, INC.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 548 MARKET STREET, SUITE 19660 SAN FRANCISCO, CA 94104
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 550,000. 10/04/19 326,560.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF RESEARCHING AND DEVELOPING THE INTRINSIC VALUE EXCHANGE, A MODEL FOR PUBLIC OWNERSHIP OF NATURAL CAPITAL ECOSYSTEM SERVICES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/26/20, 05/11/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
455 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} INTRINSIC VALUE EXCHANGE, INC.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 548 MARKET STREET, SUITE 19660 SAN FRANCISCO, CA 94104
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 12/19/19 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF RESEARCHING AND DEVELOPING THE INTRINSIC VALUE EXCHANGE, A MODEL FOR PUBLIC OWNERSHIP OF NATURAL CAPITAL ECOSYSTEM SERVICES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 05/11/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
456 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} CLIMATE FINANCE ADVISORS, BENEFIT LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 7032 WILSON LANE BETHESDA, MD 20817
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 148,109. 07/10/19 148,109.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A CONVENING ORIENTED ON UNLOCKING AND SCALING MORE INVESTMENT FOR CLIMATE INFRASTRUCTURE HELD AT THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY, JULY 2019
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 08/14/19, 08/26/19, 11/18/19, 11/25/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
457 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} ST. LOUIS DEVELOPMENT CORPORATION
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1520 MARKET STREET, SUITE 2000 ST. LOUIS, MO 63103
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 200,000. 11/27/19 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF ENHANCING ST. LOUIS'S CAPACITY TO LEVERAGE THE OPPORTUNITY ZONES TAX INCENTIVE TO ATTRACT PRIVATE INVESTMENTS INTO DISTRESSED COMMUNITIES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 02/19/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
458 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} INCLUSIVE BUSINESS LEADERSHIP LTD.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 18 EUSTACE STREET DUBLIN, IRELAND
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 200,000. 09/27/19 200,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF THE #VALUABLE CAMPAIGN TO INCREASE THE INCLUSION OF PEOPLE WITH DISABILITIES THROUGH INCLUSIVE BUSINESS PRACTICES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 03/21/20, 04/08/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
459 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} WORLD ECONOMIC FORUM
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 91-93 ROUTE DE LA CAPITE, COLOGNY GENEVA, SWITZERLAND, CH-1223
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 250,000. 12/19/19 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF BRINGING INNOVATIVE SOLUTIONS TO TODAYS MOST PRESSING GLOBAL CHALLENGES THROUGH THE SHAPING THE FUTURE OF ENERGY AND MATERIALS AND SHAPING THE FUTURE OF GLOBAL PUBLIC GOODS INITIATIVES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} NO REPORTS TO DATE
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
460 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} CROSSBOUNDARY LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1627 I STREET NW, SUITE 810 WASHINGTON, DC 20006
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 700,000. 08/14/19 586,458.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING AN INNOVATION LAB TO ASSESS THE VIABILITY OF MINI-GRID MODELS TO SUPPORT ENERGY SERVICE COMPANIES TO ACCELERATE ENERGY ACCESS FOR POOR AND VULNERABLE PEOPLE IN RURAL AREAS IN AFRICA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 03/24/20, 03/26/20
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
461 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} THE DOCUMENTARY GROUP, LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 114 WEST 26TH STREET, 7TH FLOOR NEW YORK, NY 10001
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 110,500. 05/28/19 110,500.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN CONTINUED SUPPORT OF PRODUCING "SOLVABLE," A MULTI-MEDIA STORYTELLING PROJECT THAT RAISES AWARENESS, CONVERSATION AND ACTION ON PRESSING GLOBAL CHALLENGES FOR WHICH PROMISING SOLUTIONS HAVE BEEN IDENTIFIED, IN ORDER TO INSPIRE COMMITMENT TO MAKE THOSE SOLUTIONS A REALITY FOR VULNERABLE PEOPLE AROUND THE WORLD
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 07/23/19, 11/04/19, 11/11/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
462 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} THE DOCUMENTARY GROUP, LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 114 WEST 26TH STREET, 7TH FLOOR NEW YORK, NY 10001
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 18,920. 08/02/19 18,920.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN CONTINUED SUPPORT OF PRODUCING "SOLVABLE," A MULTI-MEDIA STORYTELLING PROJECT THAT RAISES AWARENESS, CONVERSATION AND ACTION ON PRESSING GLOBAL CHALLENGES FOR WHICH PROMISING SOLUTIONS HAVE BEEN IDENTIFIED, IN ORDER TO INSPIRE COMMITMENT TO MAKE THOSE SOLUTIONS A REALITY FOR VULNERABLE PEOPLE AROUND THE WORLD
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 11/04/19, 11/11/19
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
463 STATEMENT(S) 21 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF SUMMARY OF DIRECT CHARITABLE ACTIVITIES STATEMENT 22 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
ACTIVITY TWO }}}}}}}}}}}} ACCENTURE: TO CATALYZE A SYSTEM AND CULTURE OF DATA USE AND ANALYSIS IN INDIA AND UGANDA, WHICH WILL ALLOW NEW INSIGHTS TO INFORM FRONT-LINE DELIVERY OF HEALTH SERVICES, AND IMPROVE MATERNAL AND CHILD HEALTH OUTCOMES; ENGAGING MINISTRIES OF HEALTH TO DEVELOP DATA-DRIVEN INSIGHTS THAT WILL INFORM DECISIONS AROUND SERVICE DELIVERY, PLANNING, AND SUPPLY CHAINS.
EXPENSES }}}}}}}}}}}}}} TO FORM 990-PF, PART IX-A, LINE 2 4,122,811. ~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF SUMMARY OF DIRECT CHARITABLE ACTIVITIES STATEMENT 23 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
ACTIVITY THREE }}}}}}}}}}}}}} SMART POWER FOR RURAL DEVELOPMENT INDIA FOUNDATION ("SPI"): TO PROVIDE TECHNICAL ASSISTANCE TO DEVELOPERS AND HELP EXPAND THE FIELD OF OFFGRID RENEWABLE ENERGY TO RURAL VILLAGES IN INDIA. IN 2019, A SPECIFIC FOCUS WAS ON THE TATA POWER TRANSACTION WHEREIN RF, SPI AND TATA HAVE PARTNERED TO ROLL OUT A PILOT MINI-GRID PROJECT OF 300 VILLAGES WHICH WE HOPE TO SCALE UP TO 10,000 VILLAGES IN 10 YEARS. PROVIDING THE TECHNICAL ASSISTANCE FOR FREE ON THE SITE SELECTIONS, DEMAND/CUSTOMER ACQUISITION AND PLANT DESIGN. TATA WOULD PROVIDE OPERATION, MANAGEMENT, PROCUREMENT, AND CREDITORS TO THE PROJECT. RF IS PROVIDING THE FUNDING FOR ITS SUBSIDIARY, SPI, AND WILL PROVIDE CONCESSIONAL EQUITY CAPITAL AFTER THE PILOT PHASE IS COMPLETED AND SUCCESSFUL.
EXPENSES }}}}}}}}}}}}}} TO FORM 990-PF, PART IX-A, LINE 3 3,349,923. ~~~~~~~~~~~~~~
464 STATEMENT(S) 22, 23 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF SUMMARY OF DIRECT CHARITABLE ACTIVITIES STATEMENT 24 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
ACTIVITY FOUR }}}}}}}}}}}}} FOOD SYSTEM VISION PRIZE: AN INVITATION FOR ORGANIZATIONS AROUND THE GLOBE TO DEVELOP A VISION OF THE REGENERATIVE AND NOURISHING FOOD SYSTEM THAT THEY ASPIRE TO CREATE BY THE YEAR 2050 AND EFFECTIVELY ADDRESSES SCIENTIFIC, TECHNOLOGICAL AND ENVIRONMENTAL TRENDS, GROWING RESOURCE DEMANDS, AND REGIONAL CHARACTERISTICS. THE PRIZE IS INTENDED TO AMPLIFY THE DISCOURSE ON THE STATE AND THE FUTURE OF THE WORLD'S MANY FOOD SYSTEMS AND TO EMPOWER COMMUNITIES GLOBALLY TO DEVELOP ACTIONABLE SOLUTIONS AND BECOME PROTAGONISTS IN THEIR OWN FOOD FUTURE. THE PRIZE COMPETITION WAS DESIGNED WITH ASSISTANCE FROM SECONDMUSE IN 2019 AND PRIZES WILL BE AWARDED IN 2020.
EXPENSES }}}}}}}}}}}}}} TO FORM 990-PF, PART IX-A, LINE 4 1,654,937. ~~~~~~~~~~~~~~
465 STATEMENT(S) 24 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF OTHER PROGRAM-RELATED INVESTMENTS STATEMENT 25 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
DESCRIPTION AMOUNT }}}}}}}}}}} }}}}}}}}}}}}}} A PRI TO LEAPFROG EMERGING CONSUMER FUND III, LP TO IMPROVE 933,002. THE LIVELIHOODS OF LOW INCOME AND FINANCIALLY EXCLUDED PEOPLE BY PROVIDING FINANCIAL SERVICES OR HEALTHCARE PRODUCTS AND SERVICES IN AFRICA AND ASIA
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} DESCRIPTION AMOUNT }}}}}}}}}}} }}}}}}}}}}}}}} A PRI TO CROSSBOUNDARY ENERGY ACCESS HOLDINGS TO SUPPORT 663,457. SOLVING ENERGY POVERTY BY PROMOTING ACCESS TO PRODUCTIVE POWER THAT DRIVES DEVELOPMENT AND ENABLES FAMILIES IN SUB-SAHARAN AFRICA TO LIFT THEMSELVES OUT OF POVERTY
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} DESCRIPTION AMOUNT }}}}}}}}}}} }}}}}}}}}}}}}} A PRI TO ELEVAR EQUITY TO SUPPORT SMALL TO MEDIUM SIZED 276,000. SOCIAL ENTERPRISES SERVING BASE OF THE PYRAMID (BOP) POPULATIONS IN SOUTHEAST ASIA AND LATIN AMERICA
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} DESCRIPTION AMOUNT }}}}}}}}}}} }}}}}}}}}}}}}} A PRI TO OMNIVORE PARTNERS OFFSHORE FUND 2 TO IMPROVE THE 243,988. LIVELIHOODS OF POOR SMALLHOLDER FARMERS BY CAPITALIZING A VENTURE CAPITAL FUND THAT INVESTS IN SMALL TO MEDIUM SIZED SOCIAL ENTERPRISES IN THE AGRICULTURE SECTOR IN INDIA
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} DESCRIPTION AMOUNT }}}}}}}}}}} }}}}}}}}}}}}}} A PRI TO LIVELIHOOD IMPACT FUND, L.P. TO SUPPORT IMPROVING 190,192. THE LIVELIHOODS OF THE WORKING POOR BY CAPITALIZING A VENTURE CAPITAL FUND THAT INVESTS IN SMALL- TO MEDIUM-SIZED SOCIAL ENTERPRISES PRIMARILY BUT NOT EXCLUSIVELY IN SOUTHEAST ASIA.
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} DESCRIPTION AMOUNT }}}}}}}}}}} }}}}}}}}}}}}}} A PRI TO FRB YUBA PROJECT I, LLC TO SUPPORT REDUCING THE 187,500. RISK OF CATASTROPHIC WILDFIRE AND PROTECTING WATER RESOURCES IN THE NORTH YUBA RIVER WATERSHED OF THE TAHOE NATIONAL FOREST IN CALIFORNIA
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}}}}} TOTAL TO FORM 990-PF, PART IX-B, LINE 3 2,494,139. ~~~~~~~~~~~~~~
466 STATEMENT(S) 25 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF OTHER REVENUE STATEMENT 26 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
RELATED OR BUS UNRELATED EXCL EXCLUDED EXEMPT FUNC- DESCRIPTION CODE BUSINESS INC CODE AMOUNT TION INCOME }}}}}}}}}}} }}}}}} }}}}}}}}}}}} }}}} }}}}}}}}}}} }}}}}}}}}}}} FOREIGN CURRENCY LOSS 14 -2,447,167. SECURITIES LITIGATION PROCEEDS 14 52,355. GRANT REFUNDS 01 339,560. ROYALTIES 15 2,135. OTHER INCOME THROUGH K-1S 525990 NOT ON BOOKS -8,403,765. 14 8,403,765. UBIT STATE REFUNDS 01 7,221.
}}}}}}}}}}}} }}}}}}}}}}} }}}}}}}}}}}} TOTAL TO FORM 990-PF, PG 12, LN 11 -8,403,765. 6,357,869. ~~~~~~~~~~~~ ~~~~~~~~~~~ ~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 990-PF INVOLVEMENT WITH NONCHARITABLE ORGANIZATIONS STATEMENT 27 PART XVII, LINE 1, COLUMN (D) }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
NAME OF NONCHARITABLE EXEMPT ORGANIZATION }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} OASIS OPEN
DESCRIPTION OF TRANSFERS, TRANSACTIONS, AND SHARING ARRANGEMENTS }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} FOR USE BY ITS OPEN MOBILITY FOUNDATION, IN SUPPORT OF PROVIDING CITIES WITH OPEN SOURCE SOFTWARE AND DATA STANDARDS THAT WILL ENABLE SAFE, EQUITABLE GOVERNANCE OF PUBLIC NEEDS
NAME OF NONCHARITABLE EXEMPT ORGANIZATION }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} ST. LOUIS DEVELOPMENT CORPORATION
DESCRIPTION OF TRANSFERS, TRANSACTIONS, AND SHARING ARRANGEMENTS }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} IN SUPPORT OF ENHANCING ST. LOUIS'S CAPACITY TO LEVERAGE THE OPPORTUNITY ZONES TAX INCENTIVE TO ATTRACT PRIVATE INVESTMENTS INTO DISTRESSED COMMUNITIES
467 STATEMENT(S) 26, 27 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ GENERAL EXPLANATION STATEMENT 28 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
FORM/LINE IDENTIFIER }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} 990PF, PAGE 10, PART XV, LINES 2A THROUGH 2D
EXPLANATION:
GRANT APPLICATION SUBMISSION INFORMATION
(A) THE FOUNDATION DID NOT ACCEPT UNSOLICITED INQUIRIES IN 2019 EXCEPT FOR APPLICANTS TO THE BELLAGIO CENTER, ITALY.
(B) APPLICANTS TO THE BELLAGIO CENTER, ITALY, ARE ASKED TO APPLY ON LINE AT WWW.ROCKEFELLERFOUNDATION.ORG.
(C) IN 2019, THERE WERE NO SPECIFIC SUBMISSION DEADLINES FOR THE FOUNDATION'S PROGRAMS, OTHER THAN FOR THE BELLAGIO PROGRAM. IN ADDITION, FROM TIME TO TIME, REQUESTS FOR PROPOSALS WERE SENT OUT WITH SPECIFIC DEADLINES TO A SELECT GROUP OF PROSPECTIVE GRANTEES FOR PARTICULAR PROJECTS.
(D) THE ROCKEFELLER FOUNDATION DEVELOPS ITS PROGRAMS, STRATEGIES AND APPROACHES DESIGNED TO HAVE AN IMPACT ON A PARTICULAR SET OF ISSUES OR CHALLENGES THROUGH A CONSULTATIVE AND COLLABORATIVE PROCESS. WE ENGAGE A VARIETY OF GROUPS, INCLUDING SUBJECT MATTER EXPERTS, POLICYMAKERS AND REPRESENTATIVES OF APPLICABLE COMMUNITIES TO FULLY UNDERSTAND A GIVEN CHALLENGE OR OPPORTUNITY, INCLUDING THE ECONOMIC, POLITICAL OR SOCIAL CONTEXT IN WHICH IT RESIDES. IN THE COURSE OF PROGRAM DEVELOPMENT, THE FOUNDATION IDENTIFIES AND CONSIDERS ORGANIZATIONS THAT WE BELIEVE ARE BEST POSITIONED TO IMPLEMENT DEFINED COMPONENTS OF A PROGRAM. THIS PROCESS HELPS DETERMINE THE ORGANIZATIONS TO WHICH THE FOUNDATION WILL PROVIDE GRANTS, AND WE WILL THEN REQUEST PROJECT PROPOSALS FROM THOSE ORGANIZATIONS. IN ORDER TO FOCUS AND MAXIMIZE THE IMPACT OF OUR GRANTMAKING, WE RARELY PROVIDE FUNDING IN RESPONSE TO UNSOLICITED PROPOSALS. AS A MATTER OF POLICY, THE FOUNDATION DOES NOT GIVE OR LEND MONEY FOR PERSONAL AID TO INDIVIDUALS OR, EXCEPT IN RARE CASES, FUND ENDOWMENTS, OR CONTRIBUTE TO BUILDING AND OPERATING FUNDS.
DURING 2019, THE ROCKEFELLER FOUNDATION PURSUED ITS 1913 MISSION OF PROMOTING THE WELL-BEING OF HUMANITY THROUGHOUT THE WORLD BY BUILDING COLLABORTIVE RELATIONSHIPS WITH PARTNERS AND GRANTEES TO SOLVE GLOBAL CHALLENGES RELATED TO HEALTH, FOOD, POWER AND ECONOMIC MOBILITY. CURRENT WORK WITHIN THESE INITIATIVES, AS WELL AS AREAS BEING EXPLORED FOR FUTURE INITIATIVES, ARE DESCRIBED ON THE FOUNDATION'S WEB SITE AT WWW.ROCKEFELLERFOUNDATION.ORG, WHICH IS CONTINUALLY UPDATED. ACTIVE WORK DURING 2019 INCLUDED: CLIMATE AND RESILIENCE; HEALTH INITIATIVE; 100 RESILIENT CITIES; SMART POWER FOR RURAL DEVELOPMENT; DATA AND TECHNOLOGY; AND EQUITY AND ECONOMIC OPPORTUNITY.
THE FOUNDATION ALSO OPERATES A CONFERENCE AND STUDY PROGRAM AT ITS BELLAGIO CENTER IN ITALY.
468 STATEMENT(S) 28 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ GENERAL EXPLANATION STATEMENT 29 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
FORM/LINE IDENTIFIER AND DESCRIPTION/RETURN REFERENCE }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} 990PF, PART VII-B, LINE 5(C) - EXPENDITURE RESPONSIBILITY GRANTS AND PRIS
EXPLANATION:
THE FOLLOWING TEXT RELATES TO THE STATEMENT 21, THE EXPENDITURE RESPONSIBILITY STATEMENT, IN RESPONSE TO PART VII-B, LINE 5C.
PROSPECTIVE GRANTEES ARE ASKED TO FURNISH INFORMATION IN ORDER TO ENABLE THE FOUNDATION TO DETERMINE WHETHER THEY HAVE NOT RECEIVED A DETERMINATION OF 501(C)(3) STATUS FROM THE U.S. INTERNAL REVENUE SERVICE OR MAY BE CONSIDERED THE EQUIVALENT OF A TAX-EXEMPT CHARITY, IF FORMED OUTSIDE THE UNITED STATES. PROSPECTIVE GRANTEES WITH RESPECT TO WHOM THE FOUNDATION HAS "EXPENDITURE RESPONSIBILITY" OBLIGATIONS ARE INFORMED BY LETTER, BEFORE PAYMENT IS MADE ON A GRANT, OF THE RESPONSIBILITIES IMPOSED UPON THE FOUNDATION AND ITS GRANTEES BY THE INTERNAL REVENUE CODE OF 1986, AS AMENDED. EACH GRANTEE MUST AGREE IN WRITING TO THOSE TERMS AND CONDITIONS, INCLUDING THE OBLIGATION TO PROVIDE FINANCIAL AND SUBSTANTIVE REPORTS ON HOW FOUNDATION GRANT FUNDS ARE EXPENDED. THE REPORTS THAT ARE RECEIVED ARE REVIEWED FOR GENERAL ACCURACY, SUFFICIENCY AND COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE GRANT. ADDITIONAL INFORMATION IS REQUESTED FROM GRANTEES IN INSTANCES WHERE REPORTS ARE CONSIDERED INADEQUATE. WHERE THE FOUNDATION HAS NOT RECEIVED FINANCIAL OR SUBSTANTIVE REPORTS FROM A GRANTEE WHEN EXPECTED, FOUNDATION STAFF FOLLOW UP IN SEVERAL WAYS, INCLUDING REMINDERS THAT ARE SENT AT MONTHLY INTERVALS AFTER REPORTS ARE EXPECTED AND PERSONAL FOLLOW-UP BY PROGRAM AND GRANTS MANAGEMENT STAFF THROUGH TELEPHONE, MAIL AND E-MAIL.
STATEMENT 21 LISTS GRANT AND PROGRAM-RELATED INVESTMENT EXPENDITURES WITH RESPECT TO WHICH THE FOUNDATION HAS EXERCISED EXPENDITURE RESPONSIBILITY. WHERE THE GRANTEE'S NAME IS FOLLOWED BY AN ASTERISK (*), THE GRANTEE ORGANIZATION IS EITHER A PRIVATE FOUNDATION, A PRIVATE OPERATING FOUNDATION, OR A FOREIGN PRIVATE-FOUNDATION EQUIVALENT. ALL OTHER GRANTEES ARE NON-501(C)(3) ORGANIZATIONS OR ORGANIZATIONS FOR WHICH THE FOUNDATION HAS NOT MADE A REASONABLE DETERMINATION OF 501(C)(3) EQUIVALENCY STATUS THAT RECEIVED GRANTS FOR CHARITABLE PROJECTS AND MAINTAINED PAYMENTS IN SEGREGATED FUNDS AS REQUIRED BY TREASURY REG. 53.4945-6(C).
IF A PARTICULAR GRANT EXPENDITURE IS SHOWN TO HAVE BEEN FULLY EXPENDED BY THE GRANTEE BUT THE FOUNDATION HAS NOT YET RECEIVED ONE OR MORE NARRATIVE REPORTS, THE FOUNDATION WILL REPORT ON THE STATUS OF THE EXPENDITURE ON OUR 2019 990-PF. UNLESS OTHERWISE NOTED, THE REPORTS RECEIVED WERE FOUND TO BE IN ORDER AND TO SHOW THAT THE FUNDS WERE FULLY EXPENDED FOR THE PURPOSE OF THE GRANT.
REPORTING STATUS IS AS OF 10/15/2020.
469 STATEMENT(S) 29 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ GENERAL EXPLANATION STATEMENT 30 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
FORM/LINE IDENTIFIER AND DESCRIPTION/RETURN REFERENCE }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} 990PF, PART XV - FOUNDATION STATUS CODE "PC"
EXPLANATION:
WITH REGARD TO PART XV SUPPLEMENTARY INFORMATION REFLECTING GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR AND APPROVED FOR FUTURE PAYMENT, ORGANIZATIONS GIVEN THE FOUNDATION STATUS CODE DESIGNATION "PC" (OR PUBLIC CHARITY) INCLUDE U.S. PUBLIC CHARITIES DESCRIBED IN SECTION 509(A)(1) OR (2) OF THE CODE AND ORGANIZATIONS BASED OUTSIDE THE U.S. THAT HAVE BEEN FOUND TO BE THE EQUIVALENT OF A U.S. PUBLIC CHARITY.
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ GENERAL EXPLANATION STATEMENT 31 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
FORM/LINE IDENTIFIER AND DESCRIPTION/RETURN REFERENCE }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} 990-PF, PAGE 5, PART VII-A, LINE 11 - CONTROLLED ENTITIES
EXPLANATION:
THE FOLLOWING CONTROLLED ENTITY IS NOT AN EXCESS BUSINESS HOLDING:
PX VENTURE (A), LLC 51 ASTOR PLACE, 10TH FLOOR NEW YORK, NY 10003 EIN# 84-1995535 TRANSACTION: $5,068,728 CAPITAL CONTRIBUTION (TRANSFER TO CONTROLLED ENTITY)
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ GENERAL EXPLANATION STATEMENT 32 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
FORM/LINE IDENTIFIER AND DESCRIPTION/RETURN REFERENCE }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} 990PF, PAGE 7, PART IX-A - SUMMARY OF DIRECT CHARITABLE ACTIVITIES
EXPLANATION:
THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY SUMMARY OF DIRECT CHARITABLE ACTIVITES FORM 990PF, PART IX-A
THE BELLAGIO CENTER HAD OPERATING EXPENSES OF $5,956,090.06, SINCE 470 STATEMENT(S) 30, 31, 32 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} 1959, THE CENTER HAS SERVED AS A RESOURCE FOR FOSTERING DIALOGUE AND PROBLEM SOLVING FOR DIVERSE PARTICIPANTS AROUND THE WORLD. THE CENTER HOSTS CONFERENCES THAT FOCUS ON TOPICS OF INTERNATIONAL INTEREST, WITH PREFERENCE GIVEN TO APPLICANTS WHO PROMOTE DEVELOPMENT AND ALIGN WITH THE FOUNDATION'S AREAS OF INTEREST. IN 2019 THE BELLAGIO CENTER HOSTED 50 MEETINGS WITH A TOTAL OF 1260 PARTICIPANTS; 37% OF WHOM WERE FROM THE UNITED STATES, 35% FROM DEVELOPED COUNTRIES OUTSIDE OF UNITED STATES, AND 22% FROM DEVELOPING COUNTRIES.
IN ADDITION, THE CENTER OFFERS TWO-TO-FOUR WEEK RESIDENCIES TO SCHOLARS, ARTISTS, AND PRACTITIONERS. IN 2019, THE CENTER HOSTED 101 RESIDENTS, 46 % OF WHOM WERE FROM THE UNITED STATES, 33% FROM DEVELOPED COUNTRIES OUTSIDE OF THE UNITED STATES, AND 13% FROM DEVELOPING COUNTRIES. A LISTING OF 2019 CONFERENCES, TEAM RESIDENCIES AND INDIVIDUAL RESIDENTS IS BELOW.
2019 BELLAGIO CENTER CONFERENCES
2/11/2019 2/15/2019, " DIVERSITY AND INCLUSION IN DIPLOMACY, CONFLICT RESOLUTION AND DEVELOPMENT: WORKSHOP TO REFINE EDITED VOLUME AND DEVELOP CURRICULAR MATERIALS," INSTITUTE FOR WOMEN, PEACE AND SECURITY, UNITED STATES
2/18/2019 2/22/2019, " REIMAGINING INDEPENDENT MEDIA SUPPORT," BBC MEDIA ACTION, UNITED KINGDOM
2/19/2019 TO 2/23/2019, " SCALING FOR-BENEFIT ENTERPRISE: SHAPING AN ECONOMY THAT BENEFITS ALL STAKEHOLDERS," FOURTH SECTOR GROUP, UNITED STATES
2/25/2019 TO 3/1/2019, " LEADING CHANGE IN INTERNATIONAL ORGANIZATIONS," THE ROCKEFELLER FOUNDATION, UNITED STATES 3/4/2019 TO 3/8/2019, "GLOBAL RESILIENCE PARTNERSHIP," GLOBAL RESILIENCE PARTNERSHIP, UNITED KINGDOM
3/11/2019 TO 3/15/2019, "#GIVINGTUESDAY GLOBAL SUMMIT," #GIVINGTUESDAY, UNITED STATES
3/25/2019 TO 3/29/2019, "DEFENDING DEMOCRACY AND SUPPORTING THE TRANSATLANTIC PARTNERSHIP," CENTER FOR AMERICAN PROGRESS, UNITED STATES
3/27/2019 TO 3/30/2019, "MISSION ORIENTED INNOVATION NETWORK (MOIN) SUMMIT," UCL, INSTITUTE FOR INNOVATION AND PUBLIC PURPOSE, ITALY
4/2/2019 TO 4/6/2019, "LAUNCHING AN SDG LEADERSHIP CITIES INITIATIVE," BROOKINGS INSTITUTION, UNITED STATES
4/8/2019 TO 4/12/2019, "ACCELERATING DEVELOPMENT AT THE INTERSECTION OF AGRICULTURE AND ENERGY," 430 NORTH COLLEGE AVE, UNITED STATES
4/9/2019 TO 4/13/2019, "CELEBRITY PHILANTHROPY SYMPOSIUM: HOW TO LEVERAGE FAME FOR SOCIAL GOOD," SAINT PARTNERS PHILANTHROPY SERVICES, PHILIPPINES
4/23/2019 TO 4/27/2019, "CONNECTING WOMEN LEADERS TO CREATE CHANGE," PAT MITCHELL MEDIA, UNITED STATES
5/6/2019 TO 5/10/2019, "A DIALOGUE TOWARD A NEW GLOBAL AID REGIME," NATIONAL SCHOOL OF DEVELOPMENT, CHINA
471 STATEMENT(S) 32 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
5/9/2019 TO 5/11/2019, "DEVELOPING THE ROCKEFELLER FOOD STRATEGY," THE ROCKEFELLER FOUNDATION, UNITED STATES
5/13/2019 TO 5/17/2019, "THE SAHEL, LAND OF OPPORTUNITIES: FRAMING CONTEXTUAL AND PRACTICAL SOLUTIONS FOR LASTING PEACE AND PROSPERITY IN THE SAHEL," UNITED NATIONS CONVENTION TO COMBAT DESERTIFICATION (UNCCD), MAURITANIA
5/20/2019 TO 5/24/2019, "CREATING A UNIVERSITY GLOBAL COMPACT, "GEORGE MASON UNIVERSITY, UNITED STATES
5/21/2019 TO 5/25/2019, "DELIVERING ON THE SDGS: WHAT NEEDS TO BE DONE TO IMPROVE THE GLOBAL INSTITUTIONAL ARCHITECTURE AND FINANCING OF THE FOOD AND AGRICULTURE SECTOR," CHATHAM HOUSE, UNITED KINGDOM
5/27/2019 TO 5/31/2019, "IGNITING A REVOLUTION IN DEVELOPMENT THAT HAS PEOPLE AND LEADERSHIP AT THE CENTER," TEACH FOR ALL, UNITED STATES
6/5/2019 TO 6/9/2019, "INNOVATIVE FRONTIERS OF DEVELOPMENT II," MAGIC SEED MEDIA, UNITED KINGDOM
6/10/2019 TO 6/13/2019, "CO-IMPACT COLLABORATIVE PHILANTHROPY," BILL & MELINDA GATES FOUNDATION, UNITED STATES
6/18/2019 TO 6/24/2019, "BELLAGIO60," THE ROCKEFELLER FOUNDATION, UNITED STATES
6/19/2019 TO 6/24/2019, "HOMECOMING," THE ROCKEFELLER FOUNDATION, UNITED STATES
6/30/2019 TO 7/4/2019, "FUTURE OF DEMOCRACY ROUND TABLE II," BERGGRUEN INSTITUTE, CANADA
7/8/2019 TO 7/12/2019, "REIMAGINING CLIMATE FINANCE, 2020-2030," CLIMATE FINANCE ADVISORS, BLLC, UNITED STATES
7/9/2019 TO 7/13/2019, "IDENTIFYING PRACTICAL SOLUTIONS TO ACCELERATING FINANCIAL INCLUSION THROUGH INTERNATIONAL COLLABORATION," CONSUMER CENTRIX, UNITED STATES
7/15/2019 TO 7/19/2019, "RESULTS BASED FINANCING FOR MINI-GRIDS," EED ADVISORY, KENYA
7/22/2019 TO 7/26/2019, "COHORT 2030 CONVENING: STRATEGIES TO UNLOCK THE POWER OF THE NEW GENERATION TO DELIVER ON THE SDG 16+ AGENDA AND BUILD PEACEFUL, JUST, AND INCLUSIVE SOCIETIES," INTERNATIONAL YOUTH FOUNDATION, UNITED STATES
7/29/2019 TO 8/2/2019, "THE DIGITAL REACH INITIATIVE RESOURCE MOBILIZATION WORKSHOP," TILLER, UNITED STATES
7/30/2019 TO 8/2/2019, "ACCELERATING PROGRESS TO ERADICATE TB," STONY BROOK UNIVERSITY, UNITED STATES
8/5/2019 TO 8/9/2019, "CIVIC SPACE 2040-BUILDING A BETTER FUTURE FOR CIVIL SOCIETY, PHILANTHROPY AND DEVELOPMENT," INTERNATIONAL CENTER FOR NOT FOR PROFIT LAW, HUNGARY
8/19/2019 TO 8/23/2019, "THE EARLY YEARS IN CRISIS: WORKING TOGETHER TO
472 STATEMENT(S) 32 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} MOBILIZE SUPPORT FOR THE YOUNGEST REFUGEES AND THE PEOPLE WHO CARE FOR THEM EVERY DAY," BERNARD VAN LEER FOUNDATION / MOVING MINDS ALLIANCE, NETHERLANDS
8/26/2019 TO 8/31/2019, "ACCADEMIA CONCERTANTE WORKSHOP," ACCADEMIA CONCERTANTE D'ARCHI DI MILANO, ITALY
8/27/2019 TO 8/31/2019, "IMPACT INVESTING FOR RETAIL INVESTORS," US SIF: THE FORUM FOR SUSTAINABLE AND RESPONSIBLE INVESTMENT, UNITED STATES
9/2/2019 TO 9/6/2019, "TRANSFORMING CHILD & ADOLESCENT HEALTH: TECHNICAL REVIEW & LANCET SERIES FINALIZATION MEETING (BELLAGIO SERIES UPDATE: 15 YEARS ON)," SICKKIDS CENTRE FOR GLOBAL CHILD HEALTH, CANADA
9/9/2019 TO 9/13/2019, "BUILT FOR PURPOSE: CHARTING THE FUTURE OF ASIA'S CIVIL SOCIETY IN TRANSFORMATIVE TIMES," NEELAN TIRUCHELVAM TRUST, SRI LANKA
9/9/2019 TO 9/12/2019, "GLOBAL COMMISSION TO END ENERGY POVERTY," MIT, UNITED STATES
9/16/2019 TO 9/20/2019, "POWER OF LAW AND POWER OF PEOPLE: MOVEMENT LAWYERING FOR GLOBAL JUSTICE," EARTH RIGHTS INTERNATIONAL, UNITED STATES
9/23/2019 TO 9/27/2019, "A GLOBAL AGENDA FOR A NEW MAP OF LIFE PREPARING THE WORLD FOR LONGER, HEALTHIER AND MORE FULFILLED LIVES," THE LONGEVITY FORUM/LONDON BUSINESS SCHOOL, UNITED KINGDOM
9/24/2019 TO 9/28/2019, "WOMEN'S AND GENDER STUDIES IN AFRICA: PROMOTING GENDER JUSTICE AND SOCIAL EQUITY IN AN AGE OF NEOLIBERALISM AND CONSERVATISM," THE PENNSYLVANIA STATE UNIVERSITY, UNITED STATES
10/8/2019 TO 10/12/2019, "DESIGNING A FUTURE FOR AI IN SOCIETY," CASPIAN AGENCY, UNITED STATES
10/16/2019 TO 10/19/2019, "AI GOVERNANCE AND HUMAN RIGHTS," ELEMENT AI, CANADA
10/22/2019 TO 10/25/2019, "OPERATIONALIZING A VISION OF LIBERATING DATA TO EMPOWER PEOPLE," UNITED NATIONS FOUNDATION, UNITED STATES
11/4/2019 TO 11/8/2019, "DIGITAL FINANCING OF THE SUSTAINABLE DEVELOPMENT GOALS (UN SECRETARY GENERAL'S TASK FORCE)," UNITED NATIONS DEVELOPMENT PROGRAMME (UNDP), UNITED STATES
11/11/2019 TO 11/15/2019, "MINE 2 CONSUMER: MULTI-STAKEHOLDER ROUNDTABLE ON RESPONSIBLE MINERALS AND METAL SOURCING FROM AUTOMOTIVE TO JEWELRY," THE DEVELOPMENT PARTNER INSTITUTE, UNITED KINGDOM
11/12/2019 TO 11/16/2019, "ONLINE CONTENT MODERATION AND THE PROMISE OF ARTIFICIAL INTELLIGENCE," ANNENBERG PUBLIC POLICY CENTER, UNIVERSITY OF PENNSYLVANIA, UNITED STATES
11/18/2019 TO 11/22/2019, "TOWARD A GLOBAL GOLD STANDARD FOR FEMINIST FOREIGN POLICY," INTERNATIONAL CENTER FOR RESEARCH ON WOMEN, UNITED STATES
11/19/2019 TO 11/23/2019, "PUTTING HUMANS AT THE CENTRE OF SOCIAL
473 STATEMENT(S) 32 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} CHANGE: TRANSFORMING THE CULTURE OF SOCIAL CHANGE," THE WELLBEING PROJECT, BELGIUM
11/25/2019 TO 11/29/2019, "LANCET COMMISSION ON THE VALUE OF DEATH," POINT OF CARE FOUNDATION, UNITED KINGDOM
12/2/2019 TO 12/6/2019, "BELLAGIO EXTREME URBAN HEAT CONFERENCE," ATLANTIC COUNCIL, UNITED STATES
12/9/2019 TO 12/13/2019, "SYSTEMS CHANGERS 2020: SHAPING AN ECONOMY THAT BENEFITS ALL STAKEHOLDERS," FOURTH SECTOR GROUP, UNITED STATES
TEAM RESIDENCIES
ALBERTO, JORGE, COLUMBIA, UNIVERSIDAD SANTO TOMAS MEDELLN, ""MEDELLIN, A COLLECTIVE PROJECT. A CRITICAL APPROACH. ARCHITECTURE AND URBAN DESIGN AS TOOLS FOR SOCIAL CHANGE." (8/21/2019-9/18/2019)
PEREZ, JARAMILLO, COLOMBIA, UNIVERSIDAD SANTO TOMAS MEDELLN, "MEDELLIN, A COLLECTIVE PROJECT. A CRITICAL APPROACH. ARCHITECTURE AND URBAN DESIGN AS TOOLS FOR SOCIAL CHANGE." (8/21/2019-9/18/2019)
DABIR, NEELA, INDIA, TATA INSTITUTE OF SOCIAL SCIENCE, MUMBAI, INDIA, "A BLUEPRINT FOR THE INTEGRATION OF VOCATIONAL EDUCATION INTO MAINSTREAM HIGHER EDUCATION IN INDIA, IN THE CONTEXT OF THE UPCOMING NEW EDUCATION POLICY" (7/8/2019-7/29/2019)
WADIA, LEENA, INDIA, OBSERVER RESEARCH FOUNDATION, "A BLUEPRINT FOR THE INTEGRATION OF VOCATIONAL EDUCATION INTO MAINSTREAM HIGHER EDUCATION IN INDIA, IN THE CONTEXT OF THE UPCOMING NEW EDUCATION POLICY" (7/8/2019-7/29/2019)
LI, TANIA, CANADA, UNIVERSITY OF TORONTO, "PLANTATION LIFE" (3/20/2019 4/17/2019)
SEMEDI, PUJO, INDONESIA, DEPT. OF ANTHROPOLOGY, UNIVERSITAS GADJAH MADA, "PLANTATION LIFE" (3/20/2019 4/17/209)
RAO, APARNA, INDIA, PORS & RAO, "PATHOS: POETIC ANIMATRONICS THROUGH HAND ON OPEN SYSTEMS" (2/4/2019 3/4/2019)
SIMONSEN, SOREN, DENMARK, PORS & RAO, "PATHOS: POETIC ANIMATRONICS THROUGH HAND ON OPEN SYSTEMS" (2/4/2019 3/4/2019)
2019 BELLAGIO CENTER RESIDENTS:
ADAMS, ALEXANDRA, UNITED STATES, MONTANA STATE UNIVERSITY, "PARENTING CHILDREN IN TRAUMATIC TIMES: LESSONS IN RESILIENCE FROM INDIGENOUS COMMUNITIES"
ALONSO, PEDRO IGNACIA, SCHOOL OF ARCHITECTURE PONTIFICIA UNIVERSIDAD CATOLICA DE CHILE, CHILE, "HOW CONCRETE PANELS HOUSED THE WORLD: TOWARDS A GLOBAL MAPPING OF LARGE CONCRETE PANEL SYSTEMS OF PREFABRICATION."
AMOAKOH-COLEMAN, MARY, NMIR, GHANA, UNIVERSITY OF GHANA, "THE EFFECT OF AN ENHANCED INTER- FACILITY COMMUNICATION SYSTEM ON OUTCOME OF MATERNAL REFERRALS AT THE DISTRICT LEVEL IN GREATER ACCRA REGION, GHANA."
474 STATEMENT(S) 32 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ANDERSON BARBATA, LARA, MEXICO, UNIVERSITY OF WISCONSIN, MADISON, "THE EYE OF THE BEHOLDER. PERFORMANCE AND ZINE."
ARIAS, BARONA, LOLA, SPAIN, LOLA ARIAS COMPANY, "CHILDREN OF NONE."
ASMARA, MICHAEL, INDONESIA, YOGYAKARTA CONTEMPORARY MUSIC FESTIVAL, "MONKEY MAN" A CONTEMPORARY OPERA BASE ON RAMAYANA EPIC. LIBRETTO WRITTEN BY VINITA RAHMANI."
BARADARAN, AMIR, UNITED STATES, COLUMBIA UNIVERSITY, "A NEW {AI}RA... THEN WHAT?"
BERKOWITZ, DANIEL, UNITED STATES, UNIVERSITY OF PITTSBURGH, "TRANSPARENCY, CORRUPTION AND GOVERNMENT ACCOUNTABILITY."
BIBARS, IMAN, EGYPT, ASHOKA, "IBTIKAR KHANA."
BOU AKAR, HIBA, LEBANON, COLUMBIA UNIVERSITY, "THE EVERYDAY LIFE OF CONFLICT OF SYRIAN REFUGEES IN A BEIRUT PERIPHERY: OVERLAPPING JURISDICTIONS, PARAMILITARIZATION, AND DIRE LIVING CONDITIONS"
BUI, THI, UNITED STATES, CALIFORNIA COLLEGE OF THE ARTS, COMICS, "THE SEA IS RISING."
BUOLAMWINI, JOY, UNITED STATES, ALGORITHMIC JUSTICE LEAGUE, "PHD PROPOSAL: STORYTELLING INTERVENTIONS TOWARDS ALGORITHMIC JUSTICE
BYRD, DONALD, UNITED STATES, SPECTRUM DANCE THEATER, "BECOMING IS A COLLECTION OF ESSAYS - PART MEMOIR, PART MUSINGS, PART SPECULATION - ON HOW I, A "DISADVANTAGED" BLACK BOY GROWING UP IN THE SEGREGATED SOUTH, BECAME AN ARTIST."
CASSILS, CASSILS, CANADA, RONALD FELDMAN FINE ARTS, "HUMAN MEASURE."
CHALAMISH, EFRAIM, ISRAEL, NYU, "BALANCING NATIONAL SECURITY AND COMMERCE."
CHEAH, PHAIK YEONG, MALAYSIA, UNIVERSITY OF OXFORD; MAHIDOL OXFORD TROPICAL MEDICINE RESEARCH UNIT, "DATA ACCESS COMMITTEES: WHO SHOULD BE ON THEM AND WHAT SHOULD THEIR ROLES AND RESPONSIBILITIES BE?"
CHONG, CHRIS CHAN FUI, MALAYSIA, "LINUS' GARDEN"
CHOWDHURY, RUMMAN, UNITED STATES, ACCENTURE, "TOWARDS COMMUNITY-DRIVEN SMART CITIES: INCLUSIVE DESIGN AND LOCAL EMPOWERMENT FOR MODERN URBAN CIVIC DIGITAL INFRASTRUCTURE"
CLAPP, JENNIFER, CANADA, UNIVERSITY OF WATERLOO, "THE RISE OF AGRIFOOD MEGA-COMPANIES: IMPLICATIONS FOR THE GLOBAL FOOD SYSTEM
COLLINS, WILLIAMS, UNITED STATES, OVERSEAS PRESS CLUB OF AMERICA, "PRESS FREEDOM: RECRUITING THE GLOBAL BUSINESS COMMUNITY AS A SUPPORTER AND STAKEHOLDER
COLWELL, CHIP, UNITED STATES, DENVER MUSEUM OF NATURE & SCIENCE, "A PALIMPSEST THEORY OF OBJECTS"
CORNEJO, CESAR, PERU, UNIVERSITY OF SOUTH FLORIDA, "PUNO MUSEUM OF CONTEMPORARY ART 2020 EXHIBITION, PRELIMINARY RESEARCH PROCESSING AND DESIGN OF SCULPTURAL ELEMENTS REQUIRED TO TRANSFORM THE HOUSES INTO
475 STATEMENT(S) 32 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} MUSEUMS."
DAVIES, TIM, UNITED KINGDOM, PRACTICAL PARTICIPATION, "STRUCTURED: THE INFLUENCE OF DATA STANDARDS ON ALGORITHMIC OUTCOMES"
DEMBITZER, BENNY, UNITED KINGDOM, GRASSROOTS AFRICA/ETHICAL EVENTS LTD "ENABLING DEVELOPMENT FROM THE GRASSROOTS"
DHAR, VILAS, UNITED STATES, PATRICK J. MCGOVERN FOUNDATION, "AI + PHILANTHROPY: BETTER GIVING IN THE DATA AGE"
DUST, FRED, UNITED STATES, HARPER COLLINS, "DESIGNING DIALOGUE: THE SOCIAL HISTORY OF DIALOGUE AND THE PATH TO REDESIGN"
EBERHARD, ROLFE, SOUTH AFRICA, INDEPENDENT, "BUILDING URBAN RESILIENCE IN THE CONTEXT OF CLIMATE CHANGE THROUGH TRANSPARENCY, ACCOUNTABILITY AND TRUST: LESSONS FOR CITY LEADERS FROM THE CAPE TOWN WATER CRISIS"
EL TAHAWY, MONA, UNITED STATES, WWW.MONAELTAHAWY.COM, "BECOMING THE ONE YOU HAVE BEEN WAITING FOR: A MEMOIR"
FARRELL, HUNTER, UNITED STATES, PITTSBURGH THEOLOGICAL SEMINARY, "REDIRECTING U.S. CONGREGATIONAL PHILANTHROPY"
FLEETWOOD, NICOLE, UNITED STATES, RUTGERS UNIVERSITY, "MARKING TIME: ART IN THE ERA OF MASS INCARACERATION"
FLORES, LORI, UNITED STATES, STONY BROOK UNIVERSITY, "LATINO FOOD WORKERS AND THEIR STRUGGLES FOR JUSTICE IN THE U.S. NORTHEAST, 1940 TO THE PRESENT"
FRANCOIS, CAMILLE, FRANCE, GRAPHIKA, "INFORMATION OPERATIONS ON SOCIAL MEDIA: LESSONS FROM THE INTERNET RESEARCH AGENCY"
FRIES, KENNY, UNITED STATES, GODDARD COLLEGE, "STUMBLING OVER HISTORY: AKTION T4, DISABILITY, AND THE HOLOCAUST"
GANESH, MAYA INDIRA, INDIA, HFG KARLSRUHE, AND, LEUPHANA UNIVERSITY, "THE IRONIES OF AUTONOMY: UPDATES TO HUMAN-MACHINE INTERACTION IN AI"
GOMES, MARCELO, BRAZIL, MISTI FILMES, "LEDA"
GREEN, MELISSA, AUSTRALIA, UNIVERSITY OF NEW SOUTH WALES, "DETECTING MODIFIABLE RISK FACTORS IN CHILDHOOD TO PREVENT THE DEVELOPMENT OF MENTAL DISORDERS"
GUO, ZHIYUAN, CHINA, CHINA UNIVERSITY OF POLITICAL SCIENCE AND LAW, "THE EVOLVING CHINESE MENTAL HEALTH LAW: HISTORY, LAW AND PRACTICE
GYLFASON, THORVALDUR, ICELAND, UNIVERSITY OF ICELAND, "ICELAND AND ITS NEW CONSTITUTION
HADDAD, SAED, GERMANY, "RE-ORCHESTRATION OF MY NEW CHROMATIC HARMONICA CONCERTO"
HALDER, SANTOSHI, INDIA, UNIVERSITY OF CALCUTTA, "PROMOTING EMPLOYMENT OPPORTUNITIES FOR INDIVIDUALS WITH AUTISM SPECTRUM DISORDER: A CRITICAL REVIEW"
HANIF, MOHAMMED, UNITED KINGDOM, FREELANCE "RED BIRDS OF OUR SOUL: A
476 STATEMENT(S) 32 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} NOVEL:"
HELIE LUCAS, MARIEME, ALGERIA, SECULARISM IS A WOMEN'S ISSUE, "A PERSONAL HISTORY OF THE WOMEN LIVING UNDER MUSLIM LAWS NETWORK: KEY CHALLENGES IN A RAPIDLY EVOLVING WORLD SITUATION"
HEMLEY, ROBIN, UNITED STATES, THE UNIVERSITY OF IOWA, "EXCLAVES: AN EXPLORATION OF IDENTITY, NATIONAL AND OTHERWISE"
HILL, ALICE, UNITED STATES, HOOVER INSTITUTION, STANFORD UNIVERSITY, "RETHINKING HOW AND WHERE WE BUILD: RESILIENCE IN A CHANGING CLIMATE"
HU, MING, CHINA, UNIVERSITY OF MARYLAND, SCHOOL OF ARCHITECTURE, "NET ZERO BUILDING: PREDICTED AND UNINTENDED CONSEQUENCES"
JEYIFOUS, OLALEKAN, UNITED STATES, INDEPENDENT, "SHANTY MEGASTRUCTURES VOL.05: THE ANARCHONAUTS OF CHAT-SMS: 2125"
KHOMAN, SIRLAKSANA, THAILAND, NATIONAL ANTI-CORRUPTION COMMISSION, "HANDBOOK ON CORRUPTION CASES IN THAILAND: LESSONS LEARNED"
KOLBERT, ELIZABETH, UNITED STATES, THE NEW YORKER, "THE CONTROL OF NATURE: GETTING BY IN THE ANTHROPOCENE
LAZARUS, RICHARD, UNITED STATES, HARVARD LAW SCHOOL, HARVARD UNIVERSITY, "RESEARCH AND DRAFTING OF BOOK ON CLIMATE CHANGE LITIGATION BEFORE THE UNITED STATE SUPREME COURT. TENTATIVE BOOK TITLE: "RULE OF FIVE: CLIMATE WARRIORS AT THE SUPREME COURT."
LEVENSON, NOAH, UNITED STATES, MOZILLA FOUNDATION, "UNTITLED INTERACTIVE DEEPFAKES AND SYNTHETIC MEDIA DOCUMENTARY'
LINDEN, DAVID, UNITED STATES, JOHNS HOPKINS UNIVERSITY SCHOOL OF MEDICINE, "UNIQUE: THE SCIENCE OF HUMAN INDIVIDUALITY"
MARTON, KATI, UNITED STATES, FREELANCE, "THE ENIGMA OF ANGELA MERKEL, A BIOGRAPHY BY KATI MARTON"
MARX, ANTHONY, UNITED STATES, NYPL, "MIND WORK"
MAZA, SARAH, UNITED STATES, NORTHWESTERN UNIVERSITY, "A TALE OF TWO NOVELS: RACE, CLASS, AND THE TRANSATLANTIC MORAL IMAGINATION, 1850'S TO 1920'S
MCCORMICK, SABRINA, UNITED STATES, GEORGE WASHINGTON UNIVERSITY, "CLIMATE CHANGE LAWSUITS AROUND THE GLOBE: PUBLIC SOCIOLOGY TO MASS MEDIA"
MEHROTRA, DEEPTI, INDIA, DAYALBAGH EDUCATIONAL INSTITUTE, "RESISTANCE AND CONSTRUCTIVE ACTION: SOCIAL MOVEMENTS IN DELHI A STUDY OF SURVIVAL AND EMPOWERMENT IN CONTEMPORARY INDIA
MIGNUCCI GIANNONI, ANDRES, UNITED STATES, ANDRES MIGNUCCI ARQUITECTOS / UNIVERSITY OF PUERTO RICO, "COMMON GROUND: PUBLIC SPACE AND THE RESILIENT CITY
MOHAMED, NADIFA, UNITED KINGDOM, ROYAL HOLLOWAY UNIVERSITY, "THE STOKER (WORKING TITLE ONLY)
MOSENEKE, DIKGANG, SOUTH AFRICA, CONSTITUTIONAL COURT OF SOUTH AFRICA,
477 STATEMENT(S) 32 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} "JUDICIAL MEMOIR"
NANCE, TERRENCE, UNITED STATES, MVMT FILMS, "CHANNEL ETCETERA"
NEWMAN, SARAH, UNITED STATES, METALAB AT HARVARD UNIVERSITY, "THE MYTH OF AGENCY"
OSORNO, DIEGO, MEXICO, INDEPENDENT, "MIDDAY COWBOY"
PAKZAD, ROYA, IRAN, TARAAZ, "AI IN THE MIDDLE EAST AND NORTH AFRICAN"
PETERS-SCHWENKE, ANNE, GERMANY, MAX PLANCK INSTITUTE FOR COMPARATIVE PUBLIC LAW AND INTERNATIONAL LAW, "INTERNATIONAL LAW, "INTERNATIONAL LAW AND ANIMALS"
PEUTZ, NATHALIE, UNITED STATES, NEW YORK UNIVERSITY ABU DHABI, "GATE OF TEARS: WAR, FAMINE, AND MIGRATION ACROSS THE RED SEA"
RAICOVICH, LAURA, UNITED STATES, "TRANSFORMING THE MUSEUM: ART, POLITICS, AND THE COMMONS"
REES, TOBIAS, GERMANY, NEW SCHOOL / BERGGRUEN INSTITUTE, "AI AND THE HUMAN."
RIANO ALCALA, PILAR, CANADA, UNIVERSITY OF BRITISH COLUMBIA, "RETURN TO THE DESERT: MEMORY WORK AND REPAIR WORLDS IN THE UPPER GUAJIRA OF COLOMBIA"
RICE, THOMAS, UNITED STATES, UNIVERSITY OF CALIFORNIA, LOS ANGELES (UCLA), "HEALTH INSURANCE SYSTEMS: BEST INTERNATIONAL PRACTICES"
ROBILLARD, PAUL, UNITED STATES, WORLD WATER WATCH, "COMMUNICATING CLIMATE RISKS TO NATIVE COMMUNITIES: A CULTURAL AND SCIENTIFIC EXCHANGE"
SANTOS-FEBRES, MAYRA, PUERTO RICO, UNIVERSITY OF PUERTO RICO, "LA OTRA JULIA"
SARO-WIWA, NOO, UNITED KINGDOM, NOOSARO-WIWA (SELF-EMPLOYED), "THE SOURCE OF IT ALL"
SCHMIDLE, NICHOLAS, UNITED STATES, THE NEW YORKER, "UNTITLED: THE MAKING OF A PRIVATE SPACE TOURISM COMPANY"
SEVORTIAN, ANNA, RUSSIA, EU-RUSSIA CIVIL SOCIETY FORUM, "HUMAN RIGHTS PROTECTION ARCHITECTURE IN WIDER EUROPE. CHALLENGES AND STRATEGIES"
SHEHAB, BAHIA, EGYPT, AMERICAN UNIVERSITY IN CAIRO, "RECONSIDERING THE MARRIAGE CONTRACT"
SOMMERS, MARC, UNITED STATES, (SELF-EMPLOYED), "MARLEY'S WAR: ADAPTING LESSONS ABOUT YOUTH ALIENATION, POPULAR CULTURE, AND TERROR WARFARE IN SIERRA LEONE TO ENHANCE THE GLOBAL PRACTICE OF DEVELOPMENT, GOVERNANCE, AND SECURITY."
SRIVASTAVA, LINA, UNITED STATES, CIEL, "BUILDING A JUST FUTURE: AN INNOVATION LAB FOR TRANSFORMATIONAL CHANGE LEADERS" SULLIVAN, NICHOLAS, UNITED STATES, THE FLETCHER SCHOOL (TUFTS UNIVERSITY), "THE BLUE-GREEN REVOLUTION: NEW MODELS FOR HUNTING, HARVESTING, AND FARMING FISH (AND MARINE PLANTS) TO MEET GLOBAL DEMAND
478 STATEMENT(S) 32 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} FOR LEAN PROTEIN. FISHING 4.0: A TALE OF ADAPTATION AND RESILIENCY"
SUNDARAM, ANJAN, FRANCE, ANJANSUNDARAM.COM, "CODED WORLD: HOW MATHEMATICS IS COMING ALIVE" SUTTON BARBARA, UNITED STATES, UNIVERSITY AT ALBANY (STATE UNIVERSITY OF NEW YORK), "CLANDESTINE NO MORE: ABORTION POLITICS AND REPRODUCTIVE HEALTH IN ARGENTINA"
SWINBURN, BOYD, NEW ZEALAND, UNIVERSITY OF AUCKLAND, "ADDRESSING THE GLOBAL SYNDEMIC" TENGER, HALE, TURKEY, ARTIST, "INTERDISCIPLINARY SURVEY ON SOCIOPOLITICAL TRAUMAS: ON SOCIAL MISTRUST AND CONFLICT RESOLUTION IN TURKEY"
TIERNEY, WILLIAM, UNITED STATES, PULLIAS CENTER FOR HIGHER EDUCATION/UNIVERSITY OF SOUTHERN CALIFORNIA, "THE CHANGING ROLE OF HIGHER EDUCATION IN ADVANCING DEMOCRACY: A COMPARATIVE PERSPECTIVE" TONNANG, HENRI, CAMEROON, INTERNATIONAL INSTITUTE OF TROPICAL AGRICULTURE (IITA), "UNDERSTANDING SMALL HOLDER FARMERS WELL-BEING USING SYSTEM THINKING APPROACH"
TOWNSEND, JOHN, UNITED STATES, POPULATION COUNCIL, "RESEARCH TO IMPROVE CONTRACEPTIVE AND ABORTION TECHNOLOGY: CRITICAL ISSUE BUT SURPRISINGLY LOW PRIORITY FOR DEVELOPMENT COMMUNITY"
VINE, DAVID, UNITED STATES, AMERICAN UNIVERSITY, "THE WAR MACHINE: EMPIRE AND U.S. MILITARY EXPANSION FROM COLUMBUS TO THE ISLAMIC STATE"
WHITT, RICHARD, UNITED STATES, GLIA FOUNDATION, "A WEB THAT WEAVES ITSELF"
WHITTLE, DENNIS, UNITED STATES, FEEDBACK LABS, "LISTENING, LEADING, AND DEMOCRACY"
WILLIAMS, SABRA, UNITED KINGDOM, CREATIVE ARTS, "BEAUTY IN THE BEAST: THE POWER OF THE ARTS BEHIND BARS"
WINKLER, HARALD, SOUTH AFRICA, UNIVERSITY OF CAPE TOWN, "MITIGATING CLIMATE CHANGE BY REDUCING INEQUALITY"
WONG, SERIFE, UNITED STATES, ICARUS SALON, "AI ETHICS OBSERVATORY STAGE 1"
WYNNE, KATHLEEN, CANADA, LEGISLATIVE ASSEMBLY OF ONTARIO, "EXPLORING THE CHALLENGE OF PUBLIC LEADERSHIP OF SOCIOECONOMIC POLARIZATION INCREASES
ZANETTI, OSCAR, CUBA, UNIVERSIDAD DE LA HABANA, "CUBA: THE LONG TWENTIETH CENTURY"
479 STATEMENT(S) 32 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 Form 8868 Application for Automatic Extension of Time To File an (Rev. January 2020) Exempt Organization Return OMB No. 1545-0047 | File a separate application for each return. Department of the Treasury Internal Revenue Service | Go to www.irs.gov/Form8868 for the latest information.
Electronic filing (e-file). You can electronically file Form 8868 to request a 6-month automatic extension of time to file any of the forms listed below with the exception of Form 8870, Information Return for Transfers Associated With Certain Personal Benefit Contracts, for which an extension request must be sent to the IRS in paper format (see instructions). For more details on the electronic filing of this form, visit www.irs.gov/e-file-providers/e-file-for-charities-and-non-profits.
Automatic 6-Month Extension of Time. Only submit original (no copies needed). All corporations required to file an income tax return other than Form 990-T (including 1120-C filers), partnerships, REMICs, and trusts must use Form 7004 to request an extension of time to file income tax returns.
Type or Name of exempt organization or other filer, see instructions. Taxpayer identification number (TIN) print THE ROCKEFELLER FOUNDATION 13-1659629 File by the due date for Number, street, and room or suite no. If a P.O. box, see instructions. filing your 420 FIFTH AVENUE return. See instructions. City, town or post office, state, and ZIP code. For a foreign address, see instructions. NEW YORK, NY 10018-2702 Enter the Return Code for the return that this application is for (file a separate application for each return) 0 4 Application Return Application Return Is For Code Is For Code Form 990 or Form 990-EZ 01 Form 990-T (corporation) 07 Form 990-BL 02 Form 1041-A 08 Form 4720 (individual) 03 Form 4720 (other than individual) 09 Form 990-PF 04 Form 5227 10 Form 990-T (sec. 401(a) or 408(a) trust) 05 Form 6069 11 Form 990-T (trust other than above) 06 Form 8870 12 DOMINICK J. IMPEMBA, CPA/CGMA/CFO ¥ The books are in the care of | 420 FIFTH AVENUE - NEW YORK, NY 10018-2702 Telephone No. | 212-852-8361 Fax No. | ¥ If the organization does not have an office or place of business in the United States, check this box ~~~~~~~~~~~~~~~~~ | ¥ If this is for a Group Return, enter the organization's four digit Group Exemption Number (GEN) . If this is for the whole group, check this box | . If it is for part of the group, check this box | and attach a list with the names and TINs of all members the extension is for.
1 I request an automatic 6-month extension of time until NOVEMBER 16, 2020 , to file the exempt organization return for the organization named above. The extension is for the organization's return for: | X calendar year 2019 or | tax year beginning , and ending .
2 If the tax year entered in line 1 is for less than 12 months, check reason: Initial return Final return Change in accounting period
3a If this application is for Forms 990-BL, 990-PF, 990-T, 4720, or 6069, enter the tentative tax, less any nonrefundable credits. See instructions. 3a $ 6,507,237. b If this application is for Forms 990-PF, 990-T, 4720, or 6069, enter any refundable credits and estimated tax payments made. Include any prior year overpayment allowed as a credit. 3b $ 7,460,000. c Balance due. Subtract line 3b from line 3a. Include your payment with this form, if required, by using EFTPS (Electronic Federal Tax Payment System). See instructions. 3c $ 0. Caution: If you are going to make an electronic funds withdrawal (direct debit) with this Form 8868, see Form 8453-EO and Form 8879-EO for payment instructions. LHA For Privacy Act and Paperwork Reduction Act Notice, see instructions. Form 8868 (Rev. 1-2020)
923841 12-30-19 554 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 Electronic Filing PDF Attachment
556 11541106 756359 1621570.011 2019.04030 THE ROCKEFELLER FOUNDATIO 16215701 THE ROCKEFELLER FOUNDATION EIN# 13-1659629 CONFORMED COPY OF AMENDMENT OF BYLAWS
I CERTIFY THAT THE ATTACHED AMENDMENT OF BYLAWS IS COMPLETE AND ACCURATE.
Signature: ______
Name: ______Dominick J. Impemba Title:______Treasurer & Chief Financial Officer THE ROCKEFELLER FOUNDATION
BYLAWS
(As amended and restated November 21, 2019)
FOREWORD
The Rockefeller Foundation (the “corporation”) as now constituted is a corporation resulting from the consolidation, pursuant to the Membership Corporations Law of the State of New York, of The Rockefeller Foundation, a corporation created by Special Act of the legislature of the State of New York (Chapter 488 of the Laws of 1913, approved May 14, 1913), and The Laura Spelman Rockefeller Memorial, a corporation incorporated under the Membership Corporations Law of the State of New York on October 9, 1918.
The consolidation of the two corporations in accordance with an agreement for consolidation was approved on January 3, 1929, by an order of the Supreme Court of the State of New York and a certified copy of the order was filed with the Secretary of State of the State of New York on the same date.
TRUSTEES
Section 1. The board of trustees of the corporation (the “board”) shall consist of not fewer than 10 members. The “entire board” as that phrase is used herein shall mean the number of trustees elected as of the most recently held election of trustees.
Section 2. The president shall serve as an ex officio trustee with full voting rights and shall count toward quorum. No salaried officer of the corporation other than the president shall be eligible to serve as a trustee.
Section 3. Trustees, other than the board chair, shall be elected at the annual meeting each year. A trustee may be reelected subject to the following term limits, but shall have no right to bereelected. A trustee may serve for only ten full consecutive one year terms, except in the case of the board chair, the president and a trustee for whom the board makes a determination of exceptional circumstances that necessitate additional consecutive terms of service, where such additional terms further significant interests of the corporation. All other trustees who serve for the ten-term limit shall not be eligible for reelection for at least two years.
Section 4. The absence of a trustee from three consecutive meetings of the board shall be deemed to be a resignation by such trustee, effective as of the date of such third meeting, unless the board determines otherwise.
Section 5. At any meeting of the board an existing or anticipated vacancy in the place of a trustee may be filled by the board, effective immediately or prospectively on a date fixed by the board.
Section 6. The vote of a majority of the entire board shall be necessary to elect a trustee or to make a determination of exceptional circumstances under Section 3.
Effective November 21, 2019 The Rockefeller Foundation Bylaws – 1
BOARD MEETINGS
Section 7. Regular meetings of the board may be held on such dates and at such times and places as set by the secretary, subject to approval of the board. The annual meeting of the board shall be held in the second calendar quarter of each year. A special meeting of the board may be called, and the date, time and place of the meeting shall be set, by the board chair, the president or any three trustees.
Section 8. The secretary shall give to each trustee not less than ten days’ written notice of the time and place of each annual and regular meeting of the board, and shall give two days’ written notice of special meetings.
Section 9. At the annual meeting of the board the president and the treasurer shall present the annual financial report required by Section 519 of the New York Not-for-Profit Corporation Law or any successor statute. The report shall be filed with the minutes of the annual meeting.
Section 10. Section 10. A majority of the entire board shall constitute a quorum for the transaction of business at meetings of the board. Except as required by law or these bylaws, all matters shall be decided by a majority vote of the trustees present at a meeting at which a quorum is present. In the absence of a quorum at the time and place set for a meeting of the board, the trustees present may adjourn the meeting from time to time until a quorum is present.
Section 11. Any one or more of the trustees may participate in a meeting of the board by means of conference telephone, videoconference, or other communications equipment as long as all persons participating in the meeting can hear each other at the same time. Participation by such means shall be deemed presence in person at the meeting.
Section 12. Any action required or permitted to be taken by the board may be taken without a meeting, if all the trustees consent to the adoption of a resolution authorizing the action. Consent may be written or electronic. If written, the consent must be executed by the trustee by signing such consent or causing his or her signature to be affixed to such consent by any reasonable means, including but not limited to facsimile signature. If electronic, the transmission of the consent must be sent by electronic mail and set forth or be submitted with information from which it can reasonably be determined that the transmission was authorized by the trustee. The resolution and the consents thereto shall be filed with the minutes of the board.
OFFICERS OF THE CORPORATION
Section 13. The officers of the corporation shall include a board chair, a president, a chief operating officer, a secretary, a treasurer, a chief investment officer, a general counsel, and a chief financial officer. The officers may also include such assistant secretaries, assistant general counsels, assistant treasurers or other officers as shall be deemed appropriate to carry out the business of the corporation. All officers of the corporation shall be elected by the board. Officers other than the board chair and president shall be elected upon recommendation of the president. Between meetings of the board, the president may appoint acting officers of the corporation (other than a board chair and a president), subject to election by the board at its next meeting. Any officer whose duties and powers are not described in these bylaws shall have such duties and powers as the board or the president shall determine, as the case may be. The president may appoint vice
Effective November 21, 2019 The Rockefeller Foundation Bylaws – 2 presidents, directors, managing directors, deputy directors, associate directors, assistant directors, program officers, or other staff, who shall not be officers of the corporation, as determined necessary to carry out the programs and administrative operations of the corporation.
Section 14. The board chair shall be elected for a term of five years and may be reelected for up to five additional one-year terms. All other officers shall be elected for an indefinite term and hold office at the pleasure of the board.
Section 15. The president’s compensation shall be set by the board on recommendation of the executive committee. The salaries and other compensation of the other officers of the corporation shall be subject to a reasonableness review and set by the executive committee unless otherwise determined by the board. Salaries and other compensation of any vice president appointed by the President shall also be subject to a reasonableness review and the salaries and compensation of each such vice president shall be reported to the Executive Committee on an annual basis.
BOARD CHAIR
Section 16. The board chair, when present, shall preside at all meetings of the board. In the absence of the board chair the trustees present shall appoint one of their own number, other than the president, to preside. The board chair shall be a member ex officio, with the right to vote, of all committees of the board and of the investment committee. No employee of the corporation may serve as board chair.
PRESIDENT
Section 17. The president shall be the chief executive officer of the corporation, responsible to the board for the administration of the corporation’s business and affairs. Except as otherwise provided in these bylaws or by resolution of the board, the president shall sign for the corporation all deeds, memoranda of understanding, powers of attorney and other formal instruments. The president shall be a member ex officio, with the right to vote, of the investment committee and of all committees of the board except the audit committee. In the absence or disability of the president, a vice president or other officer designated by the board shall have the powers and duties of the president.
CHIEF OPERATING OFFICER
Section 18. The chief operating officer shall have such duties as may be assigned by the president.
SECRETARY
Section 19. The secretary shall give or cause to be given notice, as provided in these bylaws, of all meetings of the board and its committees, shall prepare or cause to be prepared, under the direction of the president, dockets of the business to be transacted at these meetings and shall record and keep or cause to be recorded and kept the minutes of these meetings, provided that the chief investment officer may record or cause to be recorded the minutes of meetings of the investment committee, in which case the chief investment officer shall transmit or cause to be
Effective November 21, 2019 The Rockefeller Foundation Bylaws – 3 transmitted such minutes to the secretary to be filed and retained with the corporate records. The secretary shall have the custody of the corporate seal and shall have the authority to affix the same to any instrument requiring it, and when so affixed, to attest it. The secretary shall in general perform all duties incident to the office of secretary and shall perform such other administrative duties as the president or the board may direct. In the absence or disability of the secretary, any assistant secretary shall perform the duties of the secretary.
TREASURER
Section 20. The treasurer, subject to these bylaws and to any resolutions of the board, shall deposit, or cause to be deposited, the funds and the securities of the corporation and The Retirement Income Plan for Employees of the Rockefeller Foundation (the “RIP”) in such banks, trust companies, custody accounts or other depositories as the treasurer may deem advisable The treasurer shall, jointly with the chief investment officer: (i) monitor the performance of the custodians; and (ii) approve all contracts with custodians and trustees.
Section 21. The treasurer shall keep or cause to be kept, and the independent auditor selected to perform the annual audits of the corporation shall from time to time review, proper books of account and other books showing at all times the character, value and amount of the investments and funds of the corporation and the RIP. The books and records shall be at all times open to the inspection of the trustees, and shall be provided to the independent auditor selected to perform the annual audits of the corporation and the RIP.
Section 22. The treasurer shall have and execute such other authority as may be delegated to the treasurer by the board, and shall perform such other duties as the president may direct. In the absence or disability of the treasurer, any assistant treasurer shall perform the duties of the treasurer.
Section 23. The treasurer shall be bonded for the faithful performance of his or her duties, as appropriate.
CHIEF INVESTMENT OFFICER
Section 24. The chief investment officer, subject to these bylaws and to any resolutions of the board and the investment committee, shall have responsibility for the investment funds and securities of the corporation and the assets of the RIP.
Section 25. The chief investment officer, subject to these bylaws and to any resolutions of the board and the investment committee, shall develop and recommend the asset allocation strategy, investment strategies and spending policies of the corporation and the RIP and, in accordance with such guidelines and policies as approved by the investment committee, shall have the authority and responsibility to operate the investment programs of the corporation and the RIP, including (i) monitoring the performance of the investment managers and, jointly with the treasurer, custodians; (ii) allocating assets among the investment managers and custodians; (iii) establishing the investment guidelines to be followed by each investment manager and custodian; (iv) approving, jointly with the treasurer, and executing all contracts with custodians and trustees, and approving and executing all contracts with investment managers and investment partners and executing investment-related powers of attorney; and (v) approving the proxy voting process with
Effective November 21, 2019 The Rockefeller Foundation Bylaws – 4 respect to securities owned by the corporation or the RIP, including appointing other internal individuals, the investment advisors that initiated the securities’ purchase, or external proxy voting services to execute or to rescind proxies.
Section 26. The chief investment officer shall report to the investment committee on the performance of the investment programs of the corporation and the RIP. The chief investment officer shall keep records of the investment committee, including a record of actions taken on investment matters between meetings of the investment committee, and shall quarterly send copies of such records to all members of the investment committee and to the secretary to be filed and retained with the corporate records.
Section 27. The chief investment officer shall have and execute such other authority as may be delegated to the chief investment officer by the investment committee, and shall perform such other duties as the president may direct.
Section 28. The chief investment officer and each staff member in the investments office shall be bonded for the faithful performance of their duties, as appropriate.
CHIEF FINANCIAL OFFICER
Section 29. The chief financial officer shall keep proper records of all appropriations, budgets and other authorizations of expenditure and shall maintain duly itemized and classified accounts of expenditures and shall perform such other duties as may be assigned by the president or the chief operating officer. The chief financial officer shall have responsibility for the custodial and operational accounts of the corporation and shall establish procedures for payments of funds of the corporation and for each annual meeting of the board shall prepare such financial statements and reports as the board may require. The chief financial officer shall coordinate the preparation of the materials to be provided to the independent auditor selected to perform the corporation’s annual audit.
COMMITTEES
Section 30. By resolution adopted by a majority of the entire board, the board shall designate the following committees of the board from among its members: an executive committee, an audit committee, a budget and compensation committee and a trusteeship committee, and may also designate from among its members other committees of the board, each consisting of not fewer than three trustees, and each having the authority delegated to it by these bylaws or the board. The board shall also designate an investment committee, a majority of whose members shall be trustees.
Section 31. The board may establish committees of the corporation and determine their powers and duties, provided that no such committee shall have the authority to bind the board. Such committees may have members who are not trustees.
Section 32. Except as otherwise provided in these bylaws or by the board, members of committees shall be elected each year at the annual meeting and may be eligible for reelection. The members of each committee and each committee chair shall serve at the pleasure of the board for the term specified in these bylaws or by the board. A vacancy in any committee may be filled
Effective November 21, 2019 The Rockefeller Foundation Bylaws – 5 by the board at any meeting. Except as otherwise provided in these bylaws, any committee member elected to fill a vacancy shall serve for the remainder of the unexpired term.
Section 33. Except as otherwise provided in these bylaws, (a) meetings of each committee shall be held on the call of the board chair, the president, the committee chair or a majority of its members, (b) a majority of the committee members present in person at a meeting shall constitute a quorum, and (c) action shall be taken by a majority vote of those present at such meeting, except in the case of the executive committee where a majority of the entire executive committee shall be necessary for such action. If a committee chair is not designated by these bylaws or the board, the board chair shall designate such committee chair. A committee chair shall be eligible for re- designation as such.
Section 34. No committee shall have authority to:
fill vacancies in the board or in any committee;
fix compensation of the trustees for serving on the board or on any committee;
amend or repeal these bylaws or adopt new bylaws;
amend or repeal any resolution of the board which by its terms shall not be so amendable or repealable;
elect or remove officers and directors;
approve a merger or plan of dissolution;
approve amendments to the certificate of incorporation; or
authorize the disposition of all or substantially all the assets of the corporation.
Section 35. Any one or more members of a committee may participate in a meeting of the committee by means of conference telephone, videoconference, or other communications equipment as long as all persons participating in the meeting can hear each other at the same time. Participation by such means shall be deemed presence in person at the meeting.
Section 36. Any action required or permitted to be taken by any committee may be taken without a meeting, if all the members of the committee consent to the adoption of a resolution authorizing the action. Consent may be written or electronic. If written, the consent must be executed by the committee member by signing such consent or causing his or her signature to be affixed to such consent by any reasonable means, including but not limited to facsimile signature. If electronic, the transmission of the consent must be sent by electronic mail and set forth or be submitted with information from which it can reasonably be determined that the transmission was authorized by the committee member. The resolution and the written consents thereto by the members of such committee shall be filed with the minutes of the committee.
Section 37. Each committee shall report its actions to the board.
Effective November 21, 2019 The Rockefeller Foundation Bylaws – 6 EXECUTIVE COMMITTEE
Section 38. The executive committee shall consist of the board chair, the president and the chairs of the other committees of the board and of the investment committee, ex officio and with the right to vote.
Section 39. During periods between meetings of the board, the executive committee shall have all the powers and duties of the board except the power to alter fundamental policies of the board, the power to make appropriations which are not in accordance with the general policies approved by the board, the power to elect the board chair or the president and the power to take the actions described in Section 34.
Section 40. The board chair shall be the chair of the executive committee. In the absence of the board chair, a member of the committee, other than the president, designated by the board chair shall preside at meetings of the committee.
Section 41. Whenever action istaken by the executive committee at a meeting or by unanimous consent, a written summary of the actions taken shall be sent to each trustee. At each meeting of the board the executive committee shall present a written report of actions taken since the preceding meeting of the board.
INVESTMENT COMMITTEE
Section 42. The investment committee shall consist of the board chair and the president, each ex officio and with the right to vote, and not fewer than four other members, provided that a majority of the members shall be trustees. The investment committee chair, who shall be a trustee, shall be elected by the board at each annual meeting. Non-trustee members of the investment committee shall be elected at the annual meeting each year, and may be re-elected subject to the following term limits, but shall have no right to be re-elected. A non-trustee member of the investment committee may serve for only ten full consecutive terms. At any other meeting of the board, a vacancy in the investment committee chair may be filled by the election of a chair to serve until the next annual meeting.
Section 43. The investment committee shall have the power and responsibility to:
approve the asset allocation strategy and the investment strategies of the corporation, based on the chief investment officer’s annual investment policy recommendation including the allocations to the various asset classes, and on the chief investment officer’s periodic asset class strategy recommendations;
approve the spending policies of the corporation, based on the chief investment officer’s annual recommendation on spending policy and long-term spending objectives;
monitor the performance of the investment program, taking into account risk and return objectives;
Effective November 21, 2019 The Rockefeller Foundation Bylaws – 7 monitor the performance of the investments office;
authorize the investments office to function as an investment manager, subject to the corporation’s investment guidelines approved by the investment committee for such internally managed assets; and oversee the investments made under the RIP (as defined in Section 20); establish investment policies and guidelines (including asset allocation and investment strategies) based on the chief investment officer’s recommendation, review the investment performance of the assets of the RIP; monitor the performance of the RIP’s trustee and its investment managers (including, as appropriate, the investments office); authorize the investments office to function as an investment manager with respect to the investments of the RIP, subject to the applicable investment policies and guidelines established by the investment committee; and approve the purchase of any annuity contracts.
Section 44. The chair of the investment committee shall have the power and responsibility, on recommendation of the chief investment officer, to select and appoint investment managers and to vest in such managers the power to make and change investments, subject to the corporation’s investment guidelines, including, without limitation, (i) buying and selling securities, unregistered securities, mortgages, insurance contracts, partnership interests, participation in limited liability companies, real estate, derivative instruments, and other investment vehicles and (ii) taking other necessary actions to protect the corporation’s interests with regard to such investments. The chair of the investment committee shall also have the power and responsibility, on recommendation of the chief investment officer, to select and appoint investment managers to manage the assets of the RIP and to vest in such managers the power to make and change investments, subject to the RIP’s investment guidelines and the requirements of applicable law, including, without limitation, (i) buying and selling securities, unregistered securities, mortgages, insurance contracts, partnership interests, participation in limited liability companies, real estate, derivative instruments, and other investment vehicles and (ii) taking other necessary actions to protect the RIP’s interests with regard to such investments.
Section 45. From time to time the investment committee shall keep the board advised of the performance of the corporation’s investments and of its investment managers.
BUDGET AND COMPENSATION COMMITTEE
Section 46. The budget and compensation committee shall consist of the board chair and the president, ex officio and with the right to vote, and not fewer than four other trustees. The budget and compensation committee chair shall be elected by the board at each annual meeting. At any other meeting of the board, a vacancy in the budget and compensation committee chair may be filled by the election of a chair, to serve until the next annual meeting.
Section 47. The budget and compensation committee shall review and approve matters affecting the corporation’s budgets, expenditures and appropriation guidelines, and the compensation levels and benefits of the corporation’s staff, subject to the provisions of these bylaws.
Effective November 21, 2019 The Rockefeller Foundation Bylaws – 8 AUDIT COMMITTEE
Section 48. The audit committee shall consist of the board chair, ex officio and with the right to vote, and not fewer than five other trustees. Each member of the audit committee shall be an “independent” trustee as defined in the New York Not-for-Profit Corporation Law. The audit committee chair shall be elected by the board at each annual meeting. At any other meeting of the board, a vacancy in the audit committee chair may be filled by the election of a chair, to serve until the next annual meeting.
Section 49. The audit committee shall be responsible for performing the following duties: (1) overseeing the accounting and financial reporting processes of the corporation and the audit of its financial statements; (2) annually retaining or renewing the retention of an independent auditor to conduct the audit; (3) reviewing the results of the audit, including the management letter, with the independent auditor; (4) reviewing with the independent auditor the scope and planning of the audit prior to the audit’s commencement; (5) upon completion of the audit, reviewing and discussing with the independent auditor any material risks and weaknesses in internal controls identified by the auditor, any restrictions on the scope of the auditor’s activities or access to requested information, any significant disagreements between the auditor and management, and the adequacy of the corporation’s accounting and financial reporting processes; (6) annually considering the performance and independence of the independent auditor; (7) overseeing the adoption, implementation of, and compliance with any conflict of interest or whistleblower policies adopted by the board; (8) examining and considering such other matters relating to the audit of the accounts of the corporation and the corporation’s financial affairs as the audit committee may determine to be desirable; and (9) reporting on its activities to the board.
TRUSTEESHIP COMMITTEE
Section 50. The trusteeship committee shall consist of the board chair and the president, ex officio and with the right to vote, and not fewer than four other trustees. The trusteeship committee chair shall be elected by the board upon the recommendation of the board chair at each annual meeting. At any other meeting of the board, a vacancy in the trusteeship committee chair may be filled by the election of a chair, to serve until the next annual meeting.
Section 51. The trusteeship committee may make recommendations at any meeting of the board regarding trustees to be elected to fill existing or anticipated vacancies and shall make recommendations at any meeting of the board regarding appointments to fill any existing or anticipated vacancy in the office of board chair, president, or in the membership or chair of a committee. A member of the trusteeship committee shall abstain from participation in any recommendation with respect to such member’s appointment as an officer, trustee, committee member or committee chair. The trusteeship committee shall be responsible for developing and administering governance policies other than the conflict of interest and whistleblower policies, orientation and continual education of trustees, and evaluation of board and trustee performance, and shall perform such other duties as may be assigned by the board.
Effective November 21, 2019 The Rockefeller Foundation Bylaws – 9 GENERAL FISCAL PROVISIONS
Section 52. Contracts, checks and other instruments: In addition to any specific authorizations contained in or pursuant to these bylaws, the board may authorize one or more officers or other persons to enter into any contract or to execute and to deliver any instrument or to sign checks or authorize electronic transfers upon any accounts held by the corporation. Any such officers or other persons with these responsibilities shall be bonded for the faithful performance of their duties, as appropriate.
Section 53. Loans: No indebtedness shall be incurred on behalf of the corporation and no negotiable paper shall be issued on its behalf unless authorized by vote of the board or the executive committee. When so authorized, any officer of the corporation may effect loans and advances at any time for the corporation from any bank, trust company or other similar institution, or from any firm, corporation or individual.
FISCAL YEAR
Section 54. The fiscal year of the corporation shall be the calendar year.
CONFLICT OF INTEREST POLICY
Section 55. To ensure adherence by trustees, officers, and staff to the highest ethical standards in all matters affecting the corporation’s administration and operations, the board shall from time to time adopt a conflict of interest policy as recommended by the audit committee. This policy shall be designed to identify conflicts of interest and shall require full disclosure by the individual involved of any conflict or potential conflict.
INDEMNIFICATION
Section 56. Except as limited by law, the corporation (i) shall indemnify and advance expenses to each trustee, officer, non-trustee member of the investment committee and employee and (ii) may indemnify and advance expenses to any agent or member of any committee of the corporation, in each case to the extent that such individual has been made, or threatened to be made, a party to or involved in (including as a witness) any threatened, pending or completed action, suit, inquiry or proceeding, whether formal or informal, by reason of the fact that such individual is or was a trustee, officer, employee, committee member or agent, or at the request of the corporation served any other corporation or enterprise in any capacity, in each case against judgments, fines, amounts paid in settlement, and reasonable expenses including attorneys’ fees, necessarily incurred as a result of such action, suit, inquiry or proceeding, and in each case provided that the board has determined that the indemnified person was acting in good faith and within the scope of his or her authority. Notwithstanding the foregoing, no advancement of expenses shall be made unless the individual seeking the advancement provides in advance an undertaking to the corporation to repay all amounts so advanced to the extent it is ultimately determined that the person is not entitled to be indemnified under these bylaws or otherwise for such amounts, unless the advancement of expenses is ordered by a court of competent jurisdiction in which case no undertaking shall be required.
Effective November 21, 2019 The Rockefeller Foundation Bylaws – 10 NOTICES
Section 57. All notices required by these bylaws shall be given by the secretary in writing and may be delivered in person, by mail, by facsimile telecommunication or by electronic mail addressed to trustees or members of any committee, as the case may be. Notice of a meeting need not be given to any trustee or committee member who submits a waiver of notice whether before or after the meeting, or who attends the meeting without protesting, prior thereto or at its commencement, the lack of notice to such trustee or committee member. Waiver may be written or electronic. If written, the waiver must be executed by the trustee or committee member by signing such waiver or causing his or her signature to be affixed to such waiver by any reasonable means, including but not limited to facsimile signature. If electronic, the transmission of the waiver must be sent by electronic mail and set forth or be submitted with information from which it can reasonably be determined that the transmission was authorized by the trustee or committee member.
DISSOLUTION
Section 58. In the event of the liquidation, dissolution or winding up of the corporation (whether voluntary, involuntary or by operation of law), the corporation’s property or assets shall not be conveyed or distributed to any trustee, officer, employee, committee member, or other person connected with the corporation, or any other private individual, nor to any organization created or operated for profit; but, after deducting all necessary expenses of liquidation, dissolution or winding up, as the case may be, all the remaining property and assets of the corporation shall be distributed only to such other organizations as shall then qualify under Section 501(c)(3) of the Internal Revenue Code as the board shall in its discretion determine.
AMENDMENTS
Section 59. Provided that written notice of the text of proposed amendments has been sent to every trustee at least ten days in advance of the date of meeting, these bylaws may be amended at any meeting of the board by a vote of a majority of the entire board, except that Section 58 may not be amended unless permitted by applicable law.
Effective November 21, 2019 The Rockefeller Foundation Bylaws – 11