Locomotive Emissions Monitoring Program 2011

www.railcan.ca Locomotive Emissions Monitoring Program 2011

Acknowledgements Readers’ Comments In preparing this document, the Railway Association Comments on the contents of this report of wishes to acknowledge appreciation for may be addressed to: the services, information and perspectives provided Enrique Rosales by members of the following organizations: Research Analyst Railway Association of Canada Management Committee 99 Bank Street, Suite 901 Ellen Burack (Chairperson), Transport Canada (TC) Ottawa, K1P 6B9 Mike Lowenger, Railway Association of Canada (RAC) P: 613.564.8104 • F: 613.567.6726 Steve McCauley, Environment Canada (EC) Email: [email protected] Bob Oliver, Pollution Probe Normand Pellerin, National (CN) Bruno Riendeau, Review Notice This report has been reviewed and approved by the Technical Technical Review Committee Review and Management Committees of the Memorandum Erika Akkerman, CN of Understanding between Transport Canada and the Railway Pascal Bellavance, EC Association of Canada for reducing locomotive emissions. Singh Biln, SRY Rail Link This report has been prepared with funding support from Ursula Green, TC the Railway Association of Canada and Transport Canada. Michael Gullo, RAC Lionel King, TC Louis Machado, Agence métropolitaine de transport (AMT) Bob Mackenzie, GO Transit Derek May, Pollution Probe Eva Mohan, TC Ken Roberge (Chairperson), Canadian Pacific (CP) Enrique Rosales, RAC

Consultants Gordon Reusing, Conestoga-Rovers & Associates Sean Williams, Conestoga-Rovers & Associates Emissions calculations and analysis

ISBN number: 978-1-927520-02-4 Executive Summary

The Locomotive Emissions Monitoring Program (LEM) data filing for 2011 has been completed in accordance with the terms of the 2011-2015 Memorandum of Understanding (2011 – 2015 MOU) signed on April 30, 2013, between the Railway Association of Canada (RAC) and Transport Canada (TC) concerning the emissions of greenhouse gases (GHG) and criteria air contaminants (CAC) from locomotives operating in Canada. This is the first report prepared under the 2011-2015 MOU.

Summary of LEM Data for 2011 Railway Traffic

Freight Traffic: • Gross Tonne-Kilometres (GTK): In 2011, the railways handled over 689.69 billion GTK of traffic as compared to 652.63 billion GTK in 2010, an increase of 5.7 percent. GTK traffic is 51.6 percent higher than for 1990, the reference year, having increased by an average annual rate of 2.5 percent. Class I GTK traffic accounted for 93.5 percent of the total GTK hauled in 2011. • Revenue Tonne-Kilometres (RTK): In 2011, the railways handled 359.69 billion RTK of traffic as compared to 349.14 billion RTK in 2010, an increase of 3.0 percent. RTK traffic is 43.8 percent higher than for 1990, the reference year, having risen by an average annual rate of 2.1 percent. Of the freight traffic handled in 2011, Class I freight railways were responsible for 93.9 percent. • Freight Carloads by Commodity: Of the total freight car loadings in 2011, intermodal dominated at 23.4 percent.

Intermodal Traffic: • Intermodal tonnage increased 7.4 percent to 32.24 million tonnes in 2011, from 30.01 million tonnes in 2010. Overall, intermodal tonnage comprising both container on flat car and trailer on flat car traffic has risen 152.1 percent since 1990 equating to an average annual growth of 7.2 percent. Class I railways’ intermodal traffic increased from 83.58 billion RTK in 2010 to 87.17 billion RTK in 2011, an increase of 4.3 percent.

Passenger Traffic: • Intercity passenger traffic in 2011 by all carriers totalled 4.46 million passengers compared to 4.48 million in 2010, a decrease of 0.4 percent. VIA Rail Canada transported 4.13 million passengers, that is, 92.6 percent of the intercity traffic. • Commuter rail traffic decreased from 68.56 million passengers in 2010 to 68.43 million in 2011, a drop of 0.2 percent. This is up from 41.00 million passengers in 1997, when the RAC first started collecting commuter statistics, an increase of 66.9 percent. • In 2011, nine RAC member railways reported Tourist and Excursion traffic totalling 0.17 million passengers, a decrease of 24.3 percent below the 0.22 million passengers transported in 2010.

Fuel Consumption Data: • Fuel Consumption: Overall, the fuel consumed in railway operations in Canada decreased by 3.3 percent from 2,048.82 million litres in 2010 to 1,980.18 million litres in 2011. This decrease reflects the fuel reduction methods taken by member railways, which include an increased proportion of fuel efficient high-horsepower locomotives in the fleet and careful re-matching of in-train locomotive power with traffic. • Of the total fuel consumed by all railway operations, Class I freight train operations consumed 86.5 percent and Regional and Short Lines consumed 5.4 percent. Yard switching and work train operations consumed 2.5 percent and passenger operations accounted for 5.6 percent. • For freight operations, the overall fuel consumption in 2011 was 1,869.86 million litres, 3.7 percent below corresponding figures for 2010. • For total freight operations, fuel consumption per productivity unit (litres per 1,000 RTK) in 2011 was 5.20 litres per 1,000 RTK as compared to 5.56 litres per 1000 RTK in 2010, an improvement of 6.5 percent. This is down from 7.83 litres per 1,000 RTK in 1990, a reduction of 33.6 percent. • For total passenger operations, the overall fuel consumption in 2011 was 3.0 percent above corresponding figures for 2010. • Diesel Fuel Properties: In 2011, the sulphur content of railway diesel fuel averaged 106 parts per million (ppm) for freight operations and 15 ppm for passenger operations. i LEM 2011 Locomotive Inventory • Locomotive Fleet: The number of diesel-powered locomotives and diesel mobile units (DMUs) in active service in Canada belonging to RAC member railways totalled 2,978 in 2011 versus 2,948 in 2010. • For line-haul freight operations, 2,380 are in service of which 1,850 are on Class I Mainline, 281 are on Class I Road Switching service and 249 are on Regional and Short Lines. A further 351 are in Switching and Work Train operations, of which 263 are in Class I service and 88 in Regional and Short lines. A total of 247 locomotives and DMUs are in passenger operations, of which 83 are in VIA Rail Canada intercity services, 142 in Commuter, 18 in Tourist and Excursion services and 4 in Passenger Switching operations. • Locomotives Compliant with US EPA Emission Limits: In 2011, 48.1 percent of the total fleet met the US EPA Tier 0, Tier 0+, Tier 1, Tier 1+ and Tier 2 emissions standards. A total of 77 Tier 2 high-horsepower locomotives were added to the Class I line-haul fleet in 2011 and the net in-service increase was 82. A total of 65 medium-horsepower locomotives manufactured between 1973 and 1999 were retired. • Locomotives Equipped with Anti-Idling Devices: The number of locomotives in 2011 equipped with a device to minimize unnecessary idling such as an Automatic Engine Stop-Start (AESS) system or Auxiliary Power Unit (APU) increased to 1,804, compared with 1,275 in 2010.

Locomotive Emissions • Emissions Factors (EF) and Calculations: • GHG emissions are calculated according to the amount of diesel fuel consumed and the emission factor for total

GHG emissions, expressed as CO2eq, the constituents of which for diesel cycle combustion are carbon dioxide (CO2),

methane (CH4) and nitrous oxide (N2O). The EF used to calculate total GHG emissions was 3.00715 kilograms per litre (kg/L). This value is in-line with the National Inventory Report 1990 – 2011 submitted by Environment Canada to the United Nations Framework Convention on Climate Change and reflects the latest analyses of the carbon content, density and oxidation rates of Canadian liquid fuels.

• Similarly CAC emissions, namely nitrogen oxides (NOx), particulate matter (PM), carbon monoxide (CO),

hydrocarbons (HC), and sulphur oxides (SOx, but expressed as SO2) are based on the amount and type of diesel fuel consumed, CAC emission factors and duty cycles reflecting a locomotive’s operation service. • Emissions Generated:

• Total GHG emissions from all railway operations, expressed as CO2eq, in 2011 were 5,954.70 kilotonnes (kt) as compared to 6,156.82 kt in 2010 and 6,196.70 kt in 1990. • The 2011-2015 MOU states that emission targets will be measured against 2010 industry levels and achievement of the targets will be determined at the end of the Memorandum. The following table presents 2010 and 2011 performance data:

Railway Operation Percent Reduction Target 2010 2011 2015 Productivity Unit (by 2015) Target

Class I Freight 6% reduction from 2010 16.43 15.24 15.45 kg CO2eq per 1,000 revenue tonne kilometres

Intercity Passenger 6% reduction from 2010 0.12 0.12 0.11 kg CO2eq per passenger kilometre

Regional & Short Lines 3% reduction from 2010 15.21 14.88 14.75 kg CO2eq per 1,000 revenue tonne kilometres

• The total CAC emissions from all railway operations in 2011 were determined to be: 95.94 kt of NOx, 2.30 kt of PM,

13.91 kt of CO, 4.47 kt of HC and 0.35 kt of SOx. The NOx emission intensity was determined to be equal to 0.25 kg/1,000 RTK. • Tropospheric Ozone Management Areas (TOMA): Of the total Canadian rail sector fuel consumed and corresponding GHG emitted in 2011, 3.0 percent occurred in the Lower Fraser Valley of , 14.8 percent in the Windsor-

Quebec City Corridor and 0.2 percent in the Saint John area of New Brunswick. Similarly, NOx emissions for the three TOMA were, respectively, 3.0 percent, 14.8 percent and 0.2 percent. • Emissions Reduction Initiatives by Railways: Railways continue to implement a number of initiatives outlined in the Locomotive Emissions Monitoring Program 2011-2015 Action Plan for Reducing GHG Emissions. This action plan presents a variety of initiatives for railways, governments and the RAC to implement in effort of achieving the expected outcomes of the 2011-2015 MOU.

ii LEM 2011 Table of Contents

i Executive Summary

1 1 Introduction 2 1.1 Summary of the 2006-2010 Memorandum of Understanding

3 2 Traffic Data 3 2.1 Freight Traffic Handled 3 2.1.1 Freight Carloads by Commodity Grouping 4 2.1.2 Class I Intermodal Traffic 5 2.2 Passenger Traffic Handled 5 2.2.1 Intercity Passenger Services 6 2.2.2 Commuter Rail 6 2.2.3 Tourist and Excursion Services

7 3 Fuel Consumption Data 7 3.1 Freight Operations 9 3.2 Passenger Services 9 3.3 Diesel Fuel Properties

10 4 Locomotive Inventory 10 4.1 Locomotives Compliant with United States Environmental Protection Agency Emissions Limits

12 5 Locomotive Emissions 12 5.1 Emission Factors 13 5.2 Emissions Generated 13 5.2.1 Greenhouse Gases 15 5.2.2 Criteria Air Contaminants

17 6 Tropospheric Ozone Management Areas 17 6.1 Data Derivation 18 6.2 Seasonal Data

21 7 Emissions Reduction Initiatives

23 8 Summary and Conclusion

iii LEM 2011 List of Tables 3 Table 1 Total Freight Traffic 4 Table 2 Canadian Rail Originated Freight by Commodity Grouping 7 Table 3 Canadian Rail Operations Fuel Consumption 8 Table 4 Freight Operations Fuel Consumption 9 Table 5 Passenger Services Fuel Consumption 10 Table 6 2011 Locomotive Fleet Breakdown by Service 10 Table 7 Locomotives in Canadian Fleet Meeting US EPA Emissions Limits 11 Table 8 2011 Locomotive Fleet Breakdown by US EPA Tier Level 11 Table 9 Changes in Locomotive Fleet by Tier Level 13 Table 10 CAC Emission Factors for Diesel Locomotives 1990, 2006-2011 14 Table 11 2011 GHG Emissions and Emission Intensities by Railway Service in Canada 15 Table 12 GHG Emissions Intensities by Category of Operation 16 Table 13 Locomotive CAC Emissions 1990, 2006-2011 17 Table 14 TOMA Percentages of Total Fuel Consumption and GHG Emissions

17 Table 15 TOMA Percentages of Total NOx Emissions 18 Table 16 TOMA No. 1 – Lower Fraser Valley, B.C. Traffic, Fuel and Emissions Data, 2011 19 Table 17 TOMA No. 2 – Windsor– City Corridor Traffic, Fuel and Emissions Data, 2011 20 Table 18 TOMA No. 3 – Saint John Area, New Brunswick Traffic, Fuel and Emissions Data, 2011

List of Figures 3 Figure 1 Total Freight Traffic (1990–2011) 4 Figure 2 Canadian Rail Originated Freight by Commodity Grouping 4 Figure 3 Class I Intermodal Tonnage 5 Figure 4 VIA Rail Canada Passenger Traffic 5 Figure 5 VIA Rail Canada Revenue Passenger-Kilometres 6 Figure 6 VIA Rail Canada Train Efficiency 6 Figure 7 Commuter Rail Passengers 7 Figure 8 Freight Operations Fuel Consumption 8 Figure 9 Freight Fuel Consumed per 1,000 RTK

Appendices 24 Appendix A RAC Member Railways Participating in the 2011-2015 MOU by Province 25 Appendix B-1 2011 Locomotive Fleet – Freight Train Line-Haul Operations 27 Appendix B-2 2011 Locomotive Fleet – Freight Yard Switching & Work Train Operations 28 Appendix B-3 2011 Locomotive and DMU Fleet – Passenger Train Operations 29 Appendix C Railways Operating in Tropospheric Ozone Management Areas 30 Appendix D Locomotive Emissions Standards in the United States 32 Appendix E Glossary of Terms 35 Appendix F Conversion Factors Related to Railway Emissions 36 Appendix G Abbreviations and Acronyms Used in the Report

iv LEM 2011 1 Introduction/Background

This report contains the Locomotive Emissions Monitoring Program (LEM) data filing for 2011 in accordance with the terms of the Memorandum of Understanding (MOU) signed on April 30, 2013, between the Railway Association of Canada (RAC) and Transport Canada (TC) concerning voluntary arrangements to limit greenhouse gases (GHG) and criteria air contaminants (CAC) emitted from locomotives operating in Canada. This MOU establishes a framework through which the RAC, its member companies (as listed in Appendix A) and TC will address emissions of GHGs and CACs from railway locomotives operating in Canada. The 2011-2015 MOU includes measures, targets and actions, which will further reduce GHG and CAC emission intensities from rail operations and help protect the health and environment for all Canadians as well as address climate change. The 2011-2015 MOU is posted on the RAC website. This is the first report prepared under the MOU.

The MOU identifies the following GHG and CAC-related commitments for railway companies to achieve over the course of 2011 to 2015:

• GHG Commitments: As stated in the 2011-2015 MOU, The RAC will encourage all of its members to make every effort to reduce the GHG emission intensity from railway operations. The GHG emission targets, expressed as kilograms (kg) of carbon dioxide

equivalent (CO2 eq.) per productivity unit, for the rail industry are:

Railway Operation Percent Reduction Target 2010 2011 2015 Productivity Unit (by 2015) Target

Class I Freight 6% reduction from 2010 16.43 15.24 15.45 kg CO2eq per 1,000 revenue tonne kilometres

Intercity Passenger 6% reduction from 2010 0.12 0.12 0.11 kg CO2eq per passenger kilometre

Regional & Short Lines 3% reduction from 2010 15.21 14.88 14.75 kg CO2eq per 1,000 revenue tonne kilometres

• CAC Commitments: As stated in the 2011-2015 MOU, until such time that new Canadian regulations to control CAC emissions are introduced, the RAC will encourage all of its members to continue to conform to United States (US) Environmental Protection Agency (EPA) emission standards (Title 40 of the Code of Federal Regulations of the United States, Part 1033).

For the duration of the Memorandum, the RAC will: • Encourage all members to continue to conform to US EPA emissions standards until new Canadian Regulations to control CAC emissions are introduced. • Encourage all of its members to adopt operating practices aimed at reducing CAC emissions (i.e. nitrogen oxides, particulate matter, carbon monoxide, hydrocarbons and sulphur oxides). • Encourage all members to continue to conform to appropriate CAC emission standards for the duration of the 2011- 2015 MOU. • Conversely, TC will undertake compliance promotion activities with affected stakeholders, including education and outreach related to the regulatory requirements.

In accordance with the RAC LEM protocol, annual data for this report was collected via a survey sent to each member railway of the RAC. An overview of the survey methodology is posted to the RAC website. Based on this data, the GHG and CAC emissions produced by in-service locomotives in Canada were calculated. The GHG emissions in this report are expressed

as CO2eq, the constituents of which are carbon dioxide (CO2), methane (CH4) and nitrous oxide (N2O). CAC emissions include

nitrogen oxides (NOx), particulate matter (PM), carbon monoxide (CO), hydrocarbons (HC), and sulphur oxides (SOx). The

SOx emitted is a function of the sulphur content of the diesel fuel and is expressed as SO 2. The calculation methodology document used to determine emissions is posted on the RAC website. Separate sections of the report highlight the particulars for 2011 regarding traffic, fuel consumption, inventory and, GHG and CAC emissions. Also included is a section on initiatives being taken or examined by the sector to reduce fuel consumption and, consequently, all emissions, particularly GHGs. In addition, the report contains data on the fuel consumed and emissions produced by railways operating in three designated Tropospheric Ozone Management Areas (TOMA): the Lower Fraser Valley in British Columbia, the Windsor– Corridor and the Saint John area in New Brunswick. Data for winter and summer operations have also been segregated.

1 LEM 2011 For the most part, data and statistics by year for traffic, fuel consumption and emissions are listed for the period starting with 2006. For historical comparison purposes, the year 1990 has been set as the reference year, and has also been included. LEM statistics for the Canadian railway sector dating from 1995 can be found in the 1995-2010 LEM Reports.1 Unless otherwise specified, metric units are used and quantities are expressed to two significant figures, while percentages are expressed to one significant figure. To facilitate comparison with American railway operations, traffic, fuel consumption and emissions data in US units have been posted on the RAC website. The 51 RAC member railway signatories to the 2011-2015 MOU are provided in Appendix A.

1.1 Summary of the 2006-2010 Memorandum of Understanding

The RAC, TC and Environment Canada (EC) entered into a Memorandum of Understanding (MOU) that established a framework for reducing locomotive emissions from rail operations in Canada from 2006 to 2010. This MOU identified voluntary commitments for Canadian railway to reduce their respective GHG and CAC emissions. For GHGs, member railways were to meet a series of GHG emission intensity targets by 2010. These targets, categorized by freight and passenger railway carrier type, were met with the exception of Commuter Rail, which did not meet the targets in 2010 as a result of an increased level of service during off-peak hours when corresponding ridership is typically low. For CACs, member railways were to acquire new and upgrade existing locomotives that meet the United States Environmental Protection Agency (US EPA) standards and retire locomotives that were manufactured between 1973 and 1999 where possible. These requirements were met, with 421 Tier 2 locomotives acquired, 151 high-horsepower and 23 medium-horsepower locomotives upgraded, and 196 locomotives retired between 2006 and 2010. The results of this MOU highlight that Canadian railways developed robust fuel management programs and are implementing a number of strategies and technologies to improve the efficiency of their operations and reduce emissions. Details regarding the 2006-2010 MOU and its results can be found in the 2010 LEM report available from the RAC website.

1 LEM Reports from 1995 - 2010 are available by request. Please contact the RAC.

2 LEM 2011 2 Traffic Data

2.1 Freight Traffic Handled

As shown in Table 1 and Figure 1, traffic in 2011 handled by Canadian railways totalled 689.69 billion gross tonne- kilometres (GTK) compared with 652.63 billion GTK in 2010, an increase of 5.7 percent, and 454.94 billion GTK for 1990 (the reference year) for an increase of 51.6 percent. Similarly, revenue traffic in 2011 increased to 359.69 billion revenue tonne-kilometres (RTK) from 349.14 billion RTK in 2010, and is up from 250.13 billion RTK in 1990 – an increase by 3.0 and 43.8 percent, respectively. Since 1990, the average annual growth was, respectively, 2.5 percent for GTK and 2.1 percent for RTK.

Table 1 Total Freight Traffic Tonne-kilometres (billion)

1990 2006 2007 2008 2009 2010 2011

GTK Class I 629.93 638.66 621.90 549.17 620.16 644.75 Regional + Short Line 41.07 37.77 34.72 30.82 32.47 44.94 Total 454.94 671.00 676.43 656.62 579.99 652.63 689.69

RTK Class I 330.96 338.32 324.99 288.82 327.81 337.90 Regional + Short Line 24.87 23.30 21.35 19.06 21.33 21.79 Total 250.13 355.83 361.62 346.34 307.88 349.14 359.69

Ratio of RTK/GTK 0.55 0.53 0.54 0.53 0.53 0.54 0.52

Note: No data is available separating Class I and Short Line traffic for the reference year, 1990.

Figure 1 Total Freight Traffic Tonne-kilometres (billion)

800 51.6 percent increase since 1990 GTK

600

43.8 percent increase since 1990 RTK

400

200

0 1990 91 92 93 94 95 96 97 98 99 2000 01 02 03 04 05 06 07 08 09 2010 11

In 2011, Class I GTK traffic increased by 4.0 percent to 644.75 billion from 620.16 billion in 2010 (Table 1), accounting for 93.5 percent of the total GTK hauled. Similarly, Class I RTK traffic increased 3.1 percent in 2011 to 337.90 billion from 327.81 billion in 2010, accounting for 93.9 percent of the total RTK. Of the total freight traffic, Regional and Short Lines were responsible for 44.94 billion GTK (or 6.5 percent) and 21.79 billion RTK (or 6.1 percent). In 2011, Regional and Short Lines traffic experienced a 2.2 percent increase in RTK compared to 2010.

2.1.1 Freight Carloads by Commodity Grouping

As shown in Figure 2 and Table 2, freight carloads for 2011 by 11 commodity groups range from food products at 1.4 percent to intermodal at 23.4 percent. Minerals, agriculture and fuels and chemicals were next highest with 20.7 percent, 12.3 percent and 11.4 percent, respectively. Manufacturing and miscellaneous, paper products and metals ranked low with 2.3 percent, 4.2 percent and 4.2 percent, respectively (Figure 2). Table 2 presents originated carloads by commodity grouping.

3 LEM 2011 Figure 2 Canadian Rail Originated Freight by Commodity Grouping

12% Agriculture 11% Fuels & Chemicals

12 9% Coal 4% Paper Products 23 21% Minerals 2% Food Products 9 6% Forest Products 2% Manufactured & Miscellaneous

2 4% Metals 23% Intermodal 2 4 21 5% Machinery & Auto

11

5 4 6

Table 2 Canadian Rail Originated Freight by Commodity Grouping

Forest Machinery & Fuel & Paper Food Manufactured & Agriculture Coal Minerals Products Metals Automotive Chemicals Products Products Miscellaneous Intermodal Total

466,305 348,556 785,911 226,035 160,085 186,522 431,891 157,780 54,943 88,482 890,167 3,796,677

2.1.2 Class I Intermodal Traffic

Of the total freight carloads in 2011, intermodal dominated at 23.4 percent, as illustrated by Figure 2. The number of intermodal carloads handled by the Class I railways in Canada in 2011 rose to 890,170 from 847,832 in 2010, an increase of 5.0 percent. Intermodal tonnage rose 7.4 percent to 32.24 million tonnes from 30.01 million tonnes in 2010. Overall, since 1990 intermodal tonnage, comprising both container-on-flat-car and trailer-on-flat-car traffic, has risen 152.1 percent equating to an average annual growth of 7.2 percent, as illustrated in Figure 3.

Figure 3 Class 1 Intermodal Tonnage million

40 152.1 percent increase since 1990

30

20

10

0 1990 91 92 93 94 95 96 97 98 99 2000 01 02 03 04 05 06 07 08 09 2010 11

Class I intermodal RTK totalled 87.17 billion in 2011 versus 83.58 billion for 2010, an increase of 4.3 percent. Of the 337.90 billion RTK transported by the Class I railways in 2011, intermodal accounted for 25.8 percent of their RTK. Intermodal service growth is an indication that the Canadian railways have been effective in partnering with shippers and the trucking industry to affect a modal shift in the transportation of goods from road to rail.

4 LEM 2011 2.2 Passenger Traffic Handled

2.2.1 Intercity Passenger Services

Intercity passenger traffic in 2011 in Canada totalled 4.46 million, as compared to 4.48 million in 2010, a drop of 0.4 percent. The carriers were VIA Rail Canada, CN / Algoma Central, Ontario Northland Railway, , and Tshiuetin Rail Transportation. Of the total, 92.6 percent (4.13 million) was transported by VIA Rail Canada (Figure 4). This was a 0.6 percent decrease from the 4.15 million transported in 2010, and an increase of 19.4 percent from 3.46 million in 1990. The total revenue passenger-kilometres (RPK) for intercity passenger traffic totalled 1,428 million. This is an increase of 1.2 percent as compared to 1,412 million in 2010. The value for VIA Rail Canada for 2011 was 1,369 million2, versus 1,362 million for 2010, an increase of 0.5 percent. It is up from 1,263 million in 1990, a rise of 8.4 percent (Figure 5). The annual statistics since 1990 (where available) for VIA’s traffic and RPK are displayed in Figures 4 and 5.

Figure 4 VIA Rail Canada Passenger Traffic million

5.0 19.4 percent increase since 1990

4.5

4.0

3.5

3.0 1990 91 92 93 94 95 96 97 98 99 2000 01 02 03 04 05 06 07 08 09 2010 11

Figure 5 VIA Rail Canada Revenue Passenger-Kilometres million

1,750 8.4 percent increase since 1990

1,500

1,250

1,000 1990 91 92 93 94 95 96 97 98 99 2000 01 02 03 04 05 06 07 08 09 2010 11

The term to express intercity train efficiency is ‘average passenger-kilometres (km) per train-kilometre (km)’. As shown in Figure 6, VIA’s train efficiency in 2011 was 129 passenger-km per train-km, versus 1273 in 2010 and 123 in 1990. As a percentage, train efficiency in 2011 was 4.9 percent above that in 1990.

2 Note that in the 2010 LEM Report VIA’s RPK was reported as 1,346 million. This number was revised to 1,362 as per the updated performance figures available in VIA’s 2010 Annual Report. 3 Note that in the 2010 LEM Report VIA’s passenger-km per train-km was reported as 125. This number was revised to 127 as per the updated performance figures available in VIA’s 2010 Annual Report.

5 LEM 2011 Figure 6 VIA Rail Canada Train Efficiency Passenger-kilometres per train-kilometre

150 4.9 percent increase since 1990

125

100 1990 91 92 93 94 95 96 97 98 99 2000 01 02 03 04 05 06 07 08 09 2010 11

2.2.2 Commuter Rail

In 2011, commuter rail passengers totalled 68.43 million (Figure 7). This is down from 68.56 million in 2010, a decrease of 0.2 percent. As shown in Figure 7, by 2011, commuter traffic has increased 66.9 percent over the 1997 base year of 41.00 million passengers when the RAC first started to collect commuter rail statistics. This is an average annual rate of 4.8 percent since 1997. The four commuter operations in Canada using diesel locomotives are Agence métropolitaine de transport (serving the Montreal-centred region), Capital Railway (Ottawa), Metrolinx (serving the Greater Area) and (serving the Vancouver-lower Fraser valley region).

Figure 7 Commuter Rail Passengers million

70

60 66.9 percent increase since 1997

50

40

30 97 98 99 2000 01 02 03 04 05 06 07 08 09 2010 11

2.2.3 Tourist and Excursion Services

In 2011, the nine RAC member railways offering tourist and excursion services transported 0.17 million passengers as compared to 0.22 million in 2010, a decrease of 24.3 percent. The railways reporting these services were: Prairie Railway Excursions, Barrie-Collingwood Railway, CN/Algoma Central (also operates a scheduled passenger service), CP/Royal Canadian Pacific, Great Canadian Railtour Company, Ontario Northland Railway (also operates a scheduled passenger service), , Tshiuetin Rail Transportation (which also operates a scheduled passenger service), and Train Touristique .

6 LEM 2011 3 Fuel Consumption Data

According to the RAC’s 2011 Rail Trends report, “Rail is the most efficient form of freight surface transportation as it can move one tonne of freight more than 180 kilometres on just one litre of fuel.” 4

As shown in Table 3, total rail sector fuel consumption decreased to 1,980.18 million litres in 2011 from 2,048.82 million litres in 2010 and 2,060.66 million litres in 1990. As a percentage, fuel consumption in 2011 was 3.3 percent lower than in 2010 and 3.9 percent under the 1990 level. The lower fuel consumption in 2011 relative to 2010 reflects improvements made to the locomotive fleet, such as more fuel efficient high-horsepower locomotives and optimizing in-train locomotive power with traffic weight. Of the total fuel consumed by all railway operations, freight train operations consumed 91.9 percent, yard switching and work train operations consumed 2.5 percent and passenger operations accounted for 5.6 percent.

Table 3 Canadian Rail Operations Fuel Consumption Litres (million)

1990 2006 2007 2008 2009 2010 2011

Freight Train 1,822.60 2,037.05 2,066.64 2,015.09 1,716.48 1,898.99 1,820.25

Yard Switching 119.36 64.67 62.20 55.30 40.73 35.70 42.19

Work Train 16.00 7.49 6.09 7.57 5.97 7.06 7.42

Total Freight Operations 1,957.96 2,109.21 2,134.94 2,077.96 1,763.18 1,941.76 1,869.86

Total Passenger Operations 102.70 101.17 102.30 105.99 108.20 107.06 110.32

Total Rail Operations 2,060.66 2,210.38 2,237.24 2,183.95 1,871.38 2,048.82 1,980.18

3.1 Freight Operations

The volume of fuel consumption since 1990 in overall freight operations is shown in Figure 8. Fuel consumption in 2011 for all freight train, yard switching and work train operations was 1,869.86 million litres, a decrease of 3.7 percent from the 1,941.76 million litres consumed in 2010 and 4.5 percent from the 1990 level of 1,957.96 million litres.

Figure 8 Freight Operations Fuel Consumption Litres (million)

2,500 4.5 percent decrease since 1990

2,000

1,500 1990 91 92 93 94 95 96 97 98 99 2000 01 02 03 04 05 06 07 08 09 2010 11

A measure of freight traffic fuel efficiency is the amount of fuel consumed per 1,000 RTK. As shown in Figure 9, the value in 2011 for overall rail freight traffic was 5.20 litres per 1,000 RTK. Compared to 5.56 litres per 1,000 RTK in 2010, it is a 6.5 percent improvement, and is 33.6 percent below the 1990 level of 7.83 litres per 1,000 RTK. The improvement shows the ability of the Canadian freight railways to accommodate traffic growth while reducing fuel consumption per unit of work by carefully matching locomotive power with train weight.

4 Rail Trends 2011 is available at: http://www.railcan.ca/publications/trends

7 LEM 2011 Figure 9 Freight Fuel Consumption per 1,000 RTK Litres

9 33.6 percent improvement since 1990

8

7

6

5 1990 91 92 93 94 95 96 97 98 99 2000 01 02 03 04 05 06 07 08 09 2010 11

Improved fuel efficiency has been achieved primarily by replacing older locomotives with modern fuel-efficient US EPA compliant locomotives. As well, operating practices that reduce fuel consumption are being implemented and new strategies are emerging to accommodate specific commodities, their respective weight and destination. Section 7 provides details on a number of initiatives railways implemented in 2011 to reduce their fuel consumption. A comprehensive list of emerging technologies and management options available to the railways can be viewed in the LEM 2011-2015 Action Plan for Reducing GHG Emissions. Table 4 shows the freight operations fuel consumption by service type for 2011 compared to years 1990, and 2006 through 2010. Of the total diesel fuel consumed in freight operations in 2011, Class I freight trains accounted for 91.6 percent, Regional and Short Lines 5.8 percent and Yard Switching and Work Train 2.7 percent.

Table 4 Freight Operations Fuel Consumption Litres (million)

Freight Train Operations 1990 2006 2007 2008 2009 2010 2011

Class I 1,822.60 1,914.92 1,948.75 1,902.88 1,626.47 1,791.11 1,712.47

Regional and Short Line n/a* 122.13 117.89 112.20 90.01 107.88 107.78

Sub-total 1822.60 2,037.05 2,066.64 2,015.09 1,716.48 1,898.99 1,820.25

Yard Switching 120.13 64.67 62.20 55.30 40.73 35.70 42.19

Work Train 15.67 7.49 6.09 7.57 5.97 7.06 7.42

Sub-total 135.80 72.16 68.29 62.87 46.70 42.76 49.61

Total 1958.41 2,109.21 2,134.92 2,077.96 1,763.18 1,941.76 1,869.86

*n/a = not available

8 LEM 2011 3.2 Passenger Services

Overall rail passenger fuel consumption, that is, the sum of intercity, commuter and tourist and excursion train operations, was 110.32 million litres in 2011, up from 107.06 million litres in 2010, an increase of 3.0 percent. The breakdown and comparison with previous years are shown on Table 5. VIA’s fuel consumption in 2011 increased by 0.5 percent from that of 2010. Fuel consumption for commuter rail in 2011 increased 6.2 percent over 2010; this increase is mainly as a result of operating trains more frequently.

Table 5 Passenger Services Fuel Consumption Litres (million)

2005 2006 2007 2008 2009 2010 2011

VIA Rail Canada 60.09 58.75* 58.97 59.70 57.43 52.16 52.45

AMTRAK 0.64 0.64 0.64 0.79 1.91 1.42 1.50

Commuter 35.31 34.23 35.94 38.85 42.68 46.92 49.81

Tourist Train & Excursion 5.06 7.67 6.75 6.65 6.18 6.55 6.56

Total 101.10 101.17 102.30 105.99 108.20 107.06 110.32

* Corrected from 58.63 to 58.75 following an internal VIA audit in 2007 of its 2006 operations.

3.3 Diesel Fuel Properties

Effective June 1, 2007, amendments to Environment Canada’s Sulphur in Diesel Fuel Regulations came into force limiting the sulphur content of railway diesel fuel to 500 parts per million (ppm) (or 0.05 percent). A further reduction came into force June 1, 2012, limiting sulphur content in diesel fuel produced or imported for use in locomotives to 15 ppm (or 0.0015 percent) – referred to as ultra-low sulphur diesel (ULSD) fuel. However, the sulphur content in diesel fuel sold for use in locomotive engines will remain at 500 ppm. The RAC survey confirmed that in 2011 VIA Rail Canada and the commuter railways have standardized use of ULSD fuel in their operations. The survey also showed that, for the Canadian freight railways, the weighted average sulphur content of their diesel fuel was 106 ppm. This is down from the average of 129 ppm in 2010, 500 ppm in 2007 and 1,275 ppm in 2006. The lower sulphur content of the fuels used in 2011 results in a decrease in the emission factor for the calculation of

the amount of sulphur oxides (SOx, but expressed as SO2) compared to 2010.

9 LEM 2011 4 Locomotive Inventory

Table 6 presents an overview of the active fleet of diesel and non-diesel locomotives in Canada for freight and passenger railways. The detailed locomotive fleet inventory is presented in Appendix B.

Table 6 2011 Canadian Locomotive Fleet Summary

Freight Operations

Locomotives for Line Haul Freight

Mainline 1,850

Regional 86

Short line 163

Locomotives for Freight Switching Operations

Yard 351

Road Switching 281

Total - Freight Operations 2,731

Passenger Operations

Passenger Train 234

DMUs 9

Yard Switching 4

Total - Passenger Operations 247

Total - Passenger & Freight Operations 2,978

4.1 Locomotives Compliant with United States Environmental Protection Agency Emissions Limits

The MOU indicates that the RAC member railways are encouraged to conform to all applicable emission standards, which includes the current US EPA standards that are listed in Appendix D. The CAC and GHG emissions intensity for the Canadian fleet is projected to decrease as the railways continue to introduce new locomotives, retrofit high-horsepower and medium-horsepower in-service locomotives when remanufactured, and retire non-compliant locomotives. Table 7 shows the progressive number of in-service locomotives meeting Tier 0, Tier 0+, Tier 1, Tier 1+ or Tier 2 standards compared to the total number of freight and passenger line-haul train locomotives. Excluded were steam locomotives, non-powered slug units and Electrical Multiple Units (EMUs) as they do not contribute diesel combustion emissions.

Table 7 Locomotives in Canadian Fleet Meeting US EPA Emissions Limits

2000 2006 2007 2008 2009 2010 2011

Total number of freight train 1,991 2,425 2,565 2,390 2,239 2,260 2,933 and passenger train line-haul locomotivesab

Number of freight train and 80 956 1,082c 1,110 1,159 1,309 1,433 passenger train locomotives meeting US EPA emissions limits

a Does not include DMUs, EMUs, RDCs, slugs, historic or steam locomotives.

b 2011 year includes switcher locomotives.

c Corrected following the audit from 1,065 to 1,082.

10 LEM 2011 In 2011, 48.1 percent of the total fleet (1,433 locomotives) met the US EPA Tier 0, Tier 0+, Tier 1, Tier 1+ and Tier 2 emissions standards. The US EPA emission standards are phased in over time and are applicable only to ‘new’ locomotives (i.e. originally manufactured and remanufactured locomotives). Locomotives manufactured prior to 1973 and that have not been upgraded and locomotives below 1,006 horsepower (hp) are not required to meet the US EPA emission standards. The remaining locomotive fleet is not required to meet the standards until the time of their next remanufacture. The total number of locomotives meeting each tier level in 2011 is shown in Table 8.

Table 8 2011 Locomotive Fleet Breakdown By US EPA Tier Level

Uncontrolled 1,545

Tier 0 517

Tier 0+ 170

Tier 1 111

Tier 1+ 94

Tier 2 541

Total 2,978a

a Does include DMUs, EMUs, RDCs, slugs, historic and steam locomotives (would all be included in the “Uncontrolled” category).

In 2011, 77 Tier 2 high-horsepower locomotives were added to the Class I Freight Line-haul fleet and 5 Tier 2 high- horsepower locomotives were added to the Passenger fleet, a total of 132 Class I Freight Line-haul locomotives were upgraded to Tier 0+ and Tier 1+, and 65 medium-horsepower locomotives manufactured between 1973 and 1999 were retired from Class I and 7 retired from other operations. The number of locomotives in 2011 equipped with a device to minimize unnecessary idling such as an Automatic Engine Stop-Start (AESS) system or Auxiliary Power Unit (APU) was 1,804 (Table 9), compared with 1,380 in 2010. This represents 60.6 percent of the total in-service fleet in 2011 versus 46.8 percent in 2010. Table 9 provides a summary of the fleet changes by emissions tier level for the overall fleet with the Class I Freight Line-Haul fleet noted in parenthesis.

Table 9 Changes in Locomotive Fleet by Tier Level

Added Retired Remanufactured Locomotives with anti-idling devices

Uncontrolled 72 (65) 726

Tier 0 279 (100)

Tier 0+ 100 170

Tier 1 55 (32)

Tier 1+ 32 92

Tier 2 82 (77) 482

Total 82 72 132 1,804

11 LEM 2011 5 Locomotive Emissions

5.1 Emission Factors

Emission Factors for Greenhouse Gases:

The emission factors (EF) used to calculate the three GHGs emitted from engines (i.e. CO2, CH4 and

N2O) are those used in Environment Canada’s National Inventory Report 1990-2011: Greenhouse Gas Sources and Sinks in Canada submitted annually to the United Nations Framework Convention on Climate Change (UNFCCC).5

The EFs for GHGs can be found in the Conversion Factors Related to Railway Emissions section of this report. The CO2eq EF used to calculate GHG emissions was 3.00715 kilograms per litre (kg/L).

Emission Factors for Criteria Air Contaminant Emissions: The methodology for calculating CAC emissions for the annual LEM Report has evolved since reporting began in 1995. For the 2008 LEM Report, new CAC EFs were established based on the amount of diesel fuel consumed, the US EPA emission factors and the Canadian duty cycles. The duty cycle is an element of the daily locomotive utilization profile. An explanation of what constitutes the Locomotive Utilization Profile and where the duty cycle fits in the profile is given in the Glossary of Terms. Duty cycles are determined by evaluating the time spent at each power notch level for a statistically significant sample of locomotives. The duty cycles for the different services as well as the year of update can be found on the RAC website.

New CAC EFs for 2011 have been calculated in grams per litre (g/L) of fuel consumed for nitrogen oxides (NO x), carbon

monoxide (CO), hydrocarbons (HC), particulate matter (PM), and sulphur oxides (SO x) for each category of operation (i.e., freight, switch, and passenger operations). The methodology document describing the calculation of these emission factors is posted on the RAC website.

The EFs to calculate emissions of SOx (calculated as SO2) are based on the sulphur content of the diesel fuel (using freight based on 106 ppm). As noted in Section 3.3 of this report, the new regulations in 2007 have contributed to significant reduction in the sulphur content of railway diesel fuel in Canada. The CAC EFs are listed in Table 10 for 1990 and 2006-2011. Emission factors for years prior to 2005 are posted on the RAC website.

5 National Inventory Report 1990–2011: Greenhouse Gas Sources and Sinks in Canada, Environment Canada, 2011. http://www.ec.gc.ca/Publications/default.asp?lang=En&xml=A07097EF-8EE1-4FF0-9AFB-6C392078D1A9

12 LEM 2011 Table 10 CAC Emissions Factors for Diesel Locomotives 1990, 2006-2011 (g/L)

Year NOx PM CO HC SO2

Total Freight 2011 47.53 1.15 7.02 2.21 0.17

2010 49.23 1.23 7.06 2.38 0.21

2009 50.41 1.31 7.07 2.47 0.18

2008 51.19 1.38 7.32 2.74 0.24

2007 52.74 1.44 7.35 2.79 0.82

2006 55.39 1.50 6.98 2.53 2.10

1990 71.44 1.59 7.03 2.64 2.47

Total Yard Switching 2011 69.64 1.53 7.35 4.06 0.17

2010 69.65 1.54 7.35 4.06 0.21

2009 69.42 1.53 7.35 4.04 0.18

2008 69.88 1.54 7.35 4.06 0.24

2007 69.88 1.57 7.35 4.06 0.82

2006 69.88 1.63 7.35 4.06 2.10

1990 69.88 1.65 7.35 4.06 2.47

Total Passenger 2011 54.94 1.16 7.02 2.19 0.18

2010 56.23 1.18 7.03 2.23 0.21

2009 62.60 1.29 7.03 2.40 0.18

2008 62.37 1.29 7.03 2.39 0.24

2007 70.69 1.47 7.03 2.62 0.82

2006 71.44 1.57 7.03 2.64 2.10

1990 71.44 1.59 7.03 2.64 2.47

5.2 Emissions Generated

5.2.1 Greenhouse Gases

In 2011, GHG emissions produced by the railway sector as a whole (expressed as CO2eq) were 5,954.70 kt, as compared to 6,156.82 kt in 2010 and 6,196.70 kt in 1990. This is a decrease of 3.9 percent since 1990, with a corresponding rise in RTK traffic of 43.8 percent. Table 11 displays the GHG emissions produced in the reference year (1990) and annually since 2006 for the constituent railway operations. The GHG emissions for years prior to 2006 are posted on the RAC website.

13 LEM 2011 Table 11 2011 GHG Emissions and Emission Intensities by Railway Service in Canada (in kilotonnes unless otherwise specified)

1990 2006 2007 2008 2009 2010 2011

Total Railway

CO2 eq. 6,196.70 6,646.95 6,727.68 6,564.44 5,627.48 6,156.82 5,954.70

CO2 5,487.53 5,886.24 5,957.73 5,815.83 4,983.45 5,452.21 5,273.22

CH4 6.48 6.97 7.05 6.88 5.89 6.45 6.24

N2O 702.69 753.74 762.90 744.72 638.14 698.16 675.24

Passenger - Intercity, Commuter, Tourist/Excursion

CO2 eq. 308.83 304.24 307.62 318.73 325.22 317.66 331.75

CO2 273.49 269.42 272.42 282.25 288.00 281.31 293.78

CH4 0.32 0.32 0.32 0.33 0.34 0.33 0.35

N2O 35.02 34.50 34.88 36.14 36.88 36.02 37.62

Freight-Line Haul

CO2 eq. 5,480.83 6,125.71 6,214.70 6,056.65 5,161.70 5,710.56 5,473.77

CO2 4,853.58 5,424.66 5,503.46 5,366.16 4,570.97 5,057.02 4,847.33

CH4 5.74 6.42 6.51 6.35 5.41 5.98 5.73

N2O 621.51 694.63 704.73 687.14 585.32 647.56 620.71

Yard Switching and Work Train

CO2 eq. 407.04 217.00 205.36 189.06 140.43 128.60 149.19

CO2 360.46 192.16 181.85 167.42 124.36 113.88 132.11

CH4 0.42 0.23 0.22 0.20 0.15 0.13 0.16

N2O 46.16 24.61 23.29 21.44 15.92 14.58 16.92

Total Freight Operations

CO2 eq. 5,887.87 6,342.71 6,420.06 6,245.71 5,302.26 5,839.16 5,622.96

CO2 5,214.04 5,616.82 5,685.31 5,533.58 4,695.45 5,170.90 4,979.44

CH4 6.16 6.65 6.73 6.55 5.55 6.12 5.89

N2O 667.67 719.24 728.02 708.58 601.26 662.14 637.62

Emissions Intensity - Total Freight (kg/1,000 RTK)

CO2 eq. 23.54 17.83 17.75 18.05 17.22 16.72 15.63

CO2 20.85 15.79 15.72 15.98 15.25 14.81 13.84

CH4 0.02 0.02 0.02 0.02 0.02 0.02 0.02

N2O 2.67 2.02 2.01 2.05 1.95 1.90 1.77

Emissions Intensity - Class I Freight Line-Haul (kg/1,000 RTK)

CO2 eq. n/a* 17.40 17.32 17.61 16.94 16.43 15.24

Emissions Intensity - Regional and Short Line Freight (kg/1,000 RTK)

CO2 eq. n/a* 14.77 15.22 15.8 14.2 15.21 14.88

Emissions Intensity - Intercity Passenger (kg/Passenger-km)

CO2 eq. n/a* 0.13 0.13 0.12 0.13 0.12 0.12

Emissions Intensity - Commuter Rail (kg/Passenger)

CO2 eq. n/a* 1.70 1.71 1.74 1.95 2.06 2.19

*n/a = indicates not available

14 LEM 2011 The GHG emissions intensities for freight traffic decreased in 2011 to 15.63 kg per 1,000 RTK from 16.72 kg in 2010 and 23.54 kg in 1990. Yearly values from 1990 to 2005 are posted on the RAC website. As a percentage, the 2011 GHG emissions intensity for total freight was 6.5 percent below the level for 2010 and 33.6 percent below that for 1990. The 2011-2015 MOU between the RAC and TC, sets out targets to be achieved by 2015 for GHG emissions intensities by category of railway operation. In relation to the 2015 targets, Table 12 shows the GHG emissions intensity levels for Class I freight, Intercity passenger and Regional and Short Lines for 2011.

Table 12 GHG Emissions Intensities by Category of Operation

Railway Operation Units 2010 2011 MOU 2015 Target

Class I Freight kg/1,000 RTK 16.43 15.24 15.45

Intercity Passenger kg/passenger-km 0.12 0.12 0.11

Regional and Short Lines kg/1,000 RTK 15.21 14.88 14.75

In 2011, the Class I freight railways were successfully able to re-match locomotive power with the increase in freight traffic, which allowed Class I freight to both lower the overall GHG emission intensity relative to the 2010 value (16.43 kg/1,000 RTK) as well as exceed the 2015 target for GHG emissions intensity. The reduction in GHG emissions intensity was also attributed to various technological and operational improvements, particularly new high-horsepower locomotives and distributed power in long trains, as described in Section 7 of the report. While passenger operations have less flexibility to match changing traffic levels, Intercity Passenger operations were able to successfully match locomotive power with fluctuating traffic levels, and therefore the Intercity Passenger GHG emissions intensity decreased relative to 2010 by 0.8 percent yet remains slightly above the MOU 2015 target. As previously stated, commuter railways do not have a GHG emissions intensity target under the 2011 – 2015 MOU. Regional and Short Lines also experienced an increase in freight traffic, and were successfully able to re-match locomotive power, which allowed them to lower the GHG intensity relative to the 2010 value (15.21 kg/1,000 RTK) by 2.2 percent.

5.2.2 Criteria Air Contaminants

Table 13 displays the CAC emissions produced annually by locomotives in operation in Canada for the reference year (1990) and annually from

2006 to 2011, namely NOx, PM, CO, HC and SOx. The values are for both absolute amounts and intensities per productivity unit. The emissions and intensities for years previous to 2006 are available on the RAC website. The CAC of key concern for the railway sector

is nitrogen oxides (NOx). As shown in Table 13,

the Canadian railway-generated NOx emissions in 2011 totalled 95.94 kt. Freight operations accounted for 93.8 percent of railway-generated

NOx emissions in Canada.

The NOx emissions intensity (i.e., the quantity

of NOx emitted per unit of productivity) was 0.25 kg per 1,000 RTK in 2011. This is down from 0.52 kg per 1,000 RTK in 1990, a 53.0 percent reduction as compared to 0.28 kg per 1,000 RTK in 2010, a 10.7 percent reduction.

15 LEM 2011 Table 13 Locomotive CAC Emissions 1990, 2006-2011 in kilotonnes, unless otherwise noted

Operation Year NOx PM CO HC SO2 Total Freight 2011 86.51 2.10 12.78 4.03 0.32 2010 93.49 2.34 13.40 4.52 0.40 2009 86.52 2.25 12.13 4.24 0.31 2008 103.15 2.78 14.76 5.51 0.49 2007 109.00 2.97 15.20 5.76 1.70 2006 112.83 3.06 14.22 5.15 4.27 1990 130.38 2.91 12.84 4.81 4.50 Total Yard Switching 2011 3.45 0.08 0.36 0.20 0.01 2010 2.98 0.07 0.31 0.17 0.01 2009 3.24 0.07 0.34 0.19 0.01 2008 4.39 0.10 0.46 0.26 0.02 2007 4.77 0.11 0.50 0.28 0.06 2006 5.04 0.12 0.53 0.29 0.15 1990 9.49 0.22 1.00 0.55 0.34 Total Passenger (1) 2011 5.98 0.13 0.76 0.24 0.02 2010 5.94 0.12 0.74 0.24 0.02 2009 6.65 0.14 0.75 0.25 0.02 2008 6.56 0.14 0.74 0.25 0.03 2007 7.19 0.15 0.72 0.27 0.08 2006 7.18 0.16 0.71 0.27 0.21 1990 7.35 0.16 0.72 0.27 0.25 Total Freight Operations (2) 2011 89.96 2.18 13.15 4.23 0.33 2010 96.47 2.40 13.27 4.69 0.41 2009 89.76 2.32 12.47 4.43 0.32 2008 107.54 2.88 15.22 5.77 0.50 2007 113.78 3.08 15.70 6.03 1.76 2006 117.88 3.18 14.75 5.44 4.42 1990 139.87 3.13 13.84 5.36 4.84 Total Railway Operations (3) 2011 95.94 2.30 13.91 4.47 0.35 2010 102.41 2.53 14.46 4.92 0.43 2009 96.41 2.46 13.22 4.68 0.34 2008 114.10 3.01 15.96 6.02 0.53 2007 120.96 3.23 16.41 6.30 1.84 2006 125.06 3.34 15.46 5.71 4.64 1990 147.21 3.30 14.56 5.64 5.09 Total Freight Emissions Intensity 2011 0.25 0.01 0.04 0.01 0.00 (kg/1000 RTK) 2010 0.28 0.01 0.04 0.01 0.00 2009 0.29 0.01 0.04 0.01 0.00 2008 0.31 0.01 0.04 0.02 0.00 2007 0.31 0.01 0.04 0.02 0.00 2006 0.33 0.01 0.04 0.02 0.01 1990 0.52 0.01 0.05 0.02 0.02

(1) Passenger data does not take into account Amtrak due to the definition of active locomotive fleet used to calculate CAC emissions.

(2) Freight Operations = Freight + Yard Switching

(3) Total Railway Operations = Freight + Yard Switching + Passenger

16 LEM 2011 6 Tropospheric Ozone Management Areas

6.1 Data Derivation

The three Tropospheric Ozone Management Areas (TOMA) relate to air quality for Lower Fraser Valley in British Columbia, the Windsor-Quebec City Corridor and the Saint John area in New Brunswick: TOMA No. 1: The Lower Fraser Valley in British Columbia represents a 16,800-km2 area in the southwestern corner averaging 80 km in width and extending 200 km up the Fraser River Valley from the mouth of the river in the Strait of Georgia to Boothroyd, British Columbia. Its southern boundary is the Canada/United States international boundary and it includes the Greater Vancouver Regional District. TOMA No. 2: The Windsor-Quebec City Corridor in the provinces of Ontario and Quebec represents a 157,000-km2 area consisting of a strip of land 1,100 km long and averaging 140 km in width stretching from the City of Windsor (adjacent to in the United States) in Ontario to Quebec City. The Windsor-Quebec City Corridor TOMA is located along the north shore of the Great Lakes and the St. Lawrence River in Ontario and straddles the St. Lawrence River from the Ontario– Quebec border to Quebec City. It includes the urban centres of Windsor, London, Hamilton, Toronto, Ottawa, Montréal, Trois-Rivières and Quebec City. TOMA No.3: The Saint John TOMA is represented by the two counties in southern New Brunswick—Saint John County and Kings County. The area covers 4,944.67-km2 with a total population 133,869 (2006), approximately 20 percent of the total population of the province of New Brunswick.

Fuel Consumption and Emissions The fuel consumption in each TOMA region is derived from the total traffic in the area as provided by the railways. Table 14 shows the fuel consumption and the GHG emissions in the TOMA regions as a percentage of the total fuel consumption for

all rail operations in Canada. Table 15 shows NOx emissions in the TOMAs as a percentage of the total NOx emissions for all rail operations.

Table 14 TOMA Percentages of Total Fuel Consumption and GHG Emissions

1999 2006 2007 2008 2009 2010 2011

Lower Fraser Valley, B.C. 4.2 2.8 3.0 2.8 3.0 3.1 3.0

Windsor-Quebec City Corridor 17.1 16.8 17.4 17.1 15.7 15.3 14.8

Saint John, N.B. 0.1 0.2 0.2 0.2 0.2 0.2 0.2

Table 15

TOMA Percentages of Total NOx Emissions*

1999 2006 2007 2008 2009 2010 2011

Lower Fraser Valley, B.C. 4.4 2.8 2.9 2.8 2.9 3.1 3.0

Windsor-Quebec City Corridor 17.8 17.4 16.6 16.8 15.1 15.3 14.8

Saint John, N.B. 0.1 0.2 0.2 0.2 0.2 0.2 0.2

*2009-2011 values are the only values that were updated using the revised CAC EFs.

The emissions of GHGs for the three TOMA regions were calculated using the respective GHG emissions factors as discussed in Section 5.1 and the fuel consumption data available for each TOMA region. The CAC emission factors and emissions for the three TOMA regions were calculated based on the total fuel usage for each region. The emission factors for each CAC presented for these three regions is a weighted average of the calculated Freight, Switch, and Passenger emission factors, as presented in Section 5.1, and based on the reported Passenger and Freight fuel usage. Since the Freight fuel usage includes both the Freight Train fuel usage and the Switching fuel usage, the percentage of fuel allocated for these TOMA regions to Switching was based on the percentage of fuel used Canada-wide. Once these weighted CAC emission factors were derived, the emissions for each CAC were calculated by multiplying the emission factors by the fuel usage for each TOMA region.

17 LEM 2011 6.2 Seasonal Data

The emissions in each TOMA have been split according to two seasonal periods: • Winter (seven months) January to April and October to December, inclusively; and • Summer (five months) May to September, inclusively.

The division of traffic in the TOMA regions in the seasonal periods was taken as equivalent to that on the whole system for each railway. The fuel consumption in each of the TOMAs was divided by the proportion derived for the traffic on each railway. The traffic, fuel consumption and emissions data in the seasonal periods for each railway are summarized in Tables 16 to 18.

Table 16 TOMA No. 1 Lower Fraser Valley, B.C. Traffic, Fuel and Emissions Data 2011

Seasonal Split Total Winter Summer 100% 58% 42%

TRAFFIC Million GTK

CN 8,830 5,122 3,709

CP 10,042 5,825 4,218

Burlington Northern Santa Fe (1) 1,263 732 530

Southern Rail of BC 240 139 101

Total Freight Traffic 20,375 11,818 8,558

FUEL CONSUMPTION Million Litres

Freight operations

Freight Fuel Rate (L/1,000 GTK) = 2.71 (2)

Total Freight Fuel Consumption 55.26 32.05 23.21

Passenger Fuel Consumption

VIA Rail Canada 0.47 0.27 0.20

Great Canadian Railtours 1.92 1.12 0.81

West Coast Express 1.28 0.74 0.54

Total Passenger Fuel Consumption 3.67 2.13 1.54

Total Rail Fuel Consumption 58.93 34.18 24.75

EMISSIONS Kilotonnes/Year

Emission Factors (g/L) (3)

NOX: 48.49 2.86 1.66 1.20

PM10: 1.16 0.07 0.04 0.03

CO: 7.03 0.41 0.24 0.17

HC: 2.26 0.13 0.08 0.06

SO2: 0.17 0.01 0.01 0.00

CO2: 2663 156.88 90.99 65.89

CH4: 3.15 0.19 0.11 0.08

N2O: 341 20.09 11.65 8.44

C02 eq.: 3,007.15 177.16 102.75 74.41

(1) Burlington Northern Santa Fe is not a signatory to the MOU and as such their associated emissions are not included in the total emissions.

(2) Freight fuel rate has been calculated by dividing the total Canadian freight fuel usage (see Table 4) by the total Canadian freight GTK (see Table 1).

(3) The emission factor used in the emissions calculations is a weighted average of the overall Freight, Switching and Passenger emissions factor based on the quantity of Freight and Passenger fuel used.

18 LEM 2011 Table 17 TOMA No.2 - Windsor-Quebec City Corridor Traffic, Fuel and Emissions Data 2011

Seasonal Split Total Winter Summer 100% 58% 42%

TRAFFIC Million GTK

CN 51,823 30,057 21,765

CP 22,822 13,237 9,585

Essex Terminals 32 18 13

Goderich & Exeter 362 210 152

Montreal, Maine & Atlantic 555 322 233

Norfolk Southern 2 1 1

Ottawa Valley Railway (1) 0 0 0

Quebec Gatineau 1,046 606 439

Southern Ontario 233 135 98

St-Lawrence & Atlantic (Canada) 319 185 134

Total Freight Traffic 77,193 44,772 32,421

FUEL CONSUMPTION Million Litres

Freight operations

Freight Fuel Rate (L/1,000 GTK) = 2.71 (2)

Total Freight Fuel Consumption 209.28 121.38 87.90

Passenger Fuel Consumption

VIA Rail Canada 36.06 20.91 15.14

Commuter Rail 48.53 28.15 20.38

Total Passenger Fuel Consumption 84.59 49.06 35.53

Total Rail Fuel Consumption 294.02 170.53 123.49

EMISSIONS Kilotonnes/Year

Emission Factors (g/L) (3)

NOX: 48.49 14.25 8.26 5.98

PM10: 1.16 0.34 0.20 0.14

CO: 7.03 2.07 1.20 0.87

HC: 2.26 0.66 0.38 0.28

SO2: 0.17 0.05 0.03 0.02

CO2: 2663 782.59 453.90 328.69

CH4: 3.15 0.93 0.54 0.39

N2O: 341 100.21 58.12 42.09

C02 eq.: 3,007.15 883.72 512.56 371.16

(1) data are included in CP data.

(2) Freight fuel rate has been calculated by dividing the total Canadian freight fuel usage (see Table 4) by the total Canadian freight GTK (see Table 1).

(3) The emission factor used in the emissions calculations is a weighted average of the overall Freight, Switching and Passenger emissions factor based on the quantity of Freight and Passenger fuel used.

19 LEM 2011 Table 18 TOMA No.3 - Saint John Area, New Brunswick Traffic, Fuel and Emissions Data 2011

Seasonal Split Total Winter Summer 100% 58% 42%

TRAFFIC Million GTK

CN 718 417 302

New Brunswick 626 363 263

Total Freight Traffic 1,345 780 565

FUEL CONSUMPTION Million Litres

Freight Operations

Freight Fuel Rate (L/1,000 GTK) = 2.71 (1)

Total Freight Fuel Consumption 3.65 2.12 1.53

Passenger Fuel Consumption

Total Passenger Fuel Consumption 0.00 0.00 0.00

Total Rail Fuel Consumption 3.65 2.12 1.53

EMISSIONS Kilotonnes/Year

Emission Factors (g/L) (2)

NOX: 48.49 0.18 0.10 0.07

PM10: 1.16 0.00 0.00 0.00

CO: 7.03 0.03 0.01 0.01

HC: 2.26 0.01 0.00 0.00

SO2: 0.17 0.00 0.00 0.00

CO2: 2663 9.71 5.63 4.08

CH4: 3.15 0.01 0.01 0.00

N2O: 341 1.24 0.72 0.52

C02 eq.: 3,007.15 10.96 6.36 4.60

(1) Freight fuel rate has been calculated by dividing the total Canadian freight fuel usage (see Table 4) by the total Canadian freight GTK (see Table 1).

(2) The emission factor used in the emissions calculations is a weighted average of the overall Freight, Switching and Passenger emissions factor based on the quantity of Freight and Passenger fuel used.

20 LEM 2011 7 Emissions Reductions Initiatives

There are multiple approaches for achieving the emission reduction targets outlined in the MOU, with railways and governments playing a critical role in reducing emissions and achieving expected results. Investments in new technologies, management strategies focused on fuel economy and the fluidity of operations, targeted training for employees and research and development programs are effective methods for reducing emissions. The Locomotive Emissions Monitoring Program 2011 - 2015 Action Plan for Reducing GHG Emissions presents a roadmap for railways to reduce their emissions. It includes a comprehensive list of emerging technologies and novel management strategies to be implemented by the railway sector as appropriate. Below is a short summary of a few initiatives undertaken by railways and government in 2011 to reduce emissions in the railway sector.

Freight Carrier initiatives

Canadian Pacific: Canadian Pacific expanded the use of a new system designed to reduce idling during temperatures below which normal automatic stop start devices do not operate. This new system involves a new diesel-fired burner system (LTP) which is equipped with full automatic electronic engine control functions (stop-start) as well as status monitoring equipment. Similar to traditional stop-start devices the system monitors the coolant water temperature, ambient temperature, locomotive battery voltage, air pressure and other critical factors. However, this system acts to maintain the locomotive coolant water at a suitable temperature through the use of its 50kW burner system. As a result, this allows for longer periods of shutdown, until one of the other criteria such as battery voltage do not meet their minimum levels. The LTP system uses only 0 - 5 litres of diesel fuel per hour which is significantly less than the regular locomotive does in idle.

CN: In 2011 CN invested in Trip Optimizer technology, an intelligent Auto-Pilot Control System that automatically determines optimal throttle settings on locomotives by following a pre-determined speed trajectory over a GPS track map to optimize fuel consumption. This technology is interactive with the topography and adjusts to slow orders. In addition to reducing GHGs by reducing fuel consumption, Trip Optimizer controls throttle adjustments to reduce in-train forces, minimizing the likelihood of train separations or damage to customers’ goods. At the end of 2011, Trip Optimizer was operational with a first version of software installed on 90 GE EVO locomotives.

21 LEM 2011 SRY Rail Link: Whereas Class 1 railroads expend majority of their fuel and hence generate their emissions output on higher speed mainline train operations, the nature of the business at short lines such as SRY Rail Link is for slower speed switching operations. Analysis of locomotive event recorder data in early 2011 revealed that SRY’s locomotive fleet operates on average below 10mph for over 90 percent of the time. For many of SRY’s switching operations, two locomotives were used to ensure that the units could develop sufficient tractive power to perform the work. Similarly, two locomotives allowed operating cabs at each end providing improved visibility and safety of operations when switching or travelling on the mainline. SRY embarked on a program to ensure that their switching operations could be sustained using their older locomotives but generating minimal emissions. The solution for SRY was to use proven low-cost technology in the form of “cab slugs” or tractive effort boosters. SRY converted 3 of their 24 locomotives with electrical cabling and controls that power the slug traction motors from an adjoining master locomotive. The engines on the slugs were disabled but retained for weight and cabs were retained for double-ended operation. Implementation of this technology has allowed SRY to reduce their fuel consumption and resulting emissions by over 45 percent. SRY refers to these three slugs as “zero-emission” locomotives and continues to look for opportunities to reduce emissions and operating costs.

Passenger Carrier Initiatives

Metrolinx: In response to concerns from residents about locomotive exhaust emissions in the Greater Toronto Area, Metrolinx committed to introducing Tier 4 compliant locomotives as soon as they are commercially available. In the meantime, Metrolinx embarked on a Tier 4 conversion program for a portion of its existing locomotive fleet as a pilot project. The project included one prototype to be followed by an additional ten locomotives, upgrading them from EPA Tier 2 to Tier 4 level. Bids were received and the contract awarded to Motive Power Inc. in October 2011. Detailed design work on the conversion has almost been completed, with the actual conversion work on the prototype to be completed in 2014, followed by in-service testing in 2015.

Agence métropolitaine de transport (AMT): In 2011 AMT embarked on ambitious project to reduce its emissions. The carrier installed shorepower in all of its layover yards and at Central Station, allowing it to turnoff locomotives as they arrive in yards or at central station and restart locomotives 1 hour prior to their scheduled departure. This initiative has allowed the carrier to maximize its fuel economy for first and last-mile operations as well as minimize noise and vibration at layover yards. In addition to this initiative AMT purchased 20 new dual mode and Tier 3 compliant locomotives to service its operations. This acquisition allowed the carrier to reduce its fuel consumption and resulting emissions by a factor of approximately 10 percent as well as reduce the number of locomotives from two to one for mainline operations.

Railway-Government Initiatives

On February 4, 2011, Prime Minister Stephen Harper and President Barack Obama announced the creation of the Canada- U.S. Regulatory Cooperation Council (RCC) and on December 7, 2011, announced the RCC’s Joint Action Plan. Included in the RCC Joint Action Plan is the Locomotive Emissions Initiative – an initiative for Canada and the U.S. to work together to reduce GHG emissions produced by locomotives. A Technology and Infrastructure Scan, prepared by the National Research Council of Canada, was commissioned in 2011 and discussed at the 2012 Railroad Workshop: Working Together to Reduce Locomotive Emissions in Urbana, Illinois on October 18-19, 2012. This workshop was co-hosted by Transport Canada and the U.S. Environmental Protection Agency, in close cooperation with the Railway Association of Canada and the Association of American Railroads. Close to 50 industry experts from Canada and the U.S. attended this workshop to discuss technologies and other measures for reducing emissions from locomotives, focusing primarily on GHG emissions. The workshop was successful and stimulated discussion in a number of areas where opportunities exist for reducing emissions.

22 LEM 2011 8 Summary and Conclusions

The 2011 Locomotive Emissions Monitoring Report highlights that Canadian railways are well placed to meet their GHG reduction targets by 2015, demonstrating strong fuel economy in light of increasing volumes of freight traffic and relatively moderate levels of intercity and commuter passenger traffic. GHG emissions from all railway operations in Canada totalled 5,954.70 kt, down 3.3 percent from 6,156.82 kt in 2010. This reduction reflects a decrease in fuel consumption due to better matching of available locomotive power to freight traffic and implementation of modern technologies and novel management strategies as described in the The Locomotive Emissions Monitoring Program 2011 –

2015 Action Plan for Reducing GHG Emissions. For overall freight operations, the GHG emissions intensity (in kg of CO2eq per 1,000 RTK) decreased from 16.72 in 2010 to 15.63 in 2011. Compared to 23.54 in 1990, 2011 performance is a 33.6 percent improvement. In 2011, Canadian railways invested heavily in fleet upgrades with 77 Tier 2 high-horsepower locomotives added to the Class I Freight Line-haul fleet and 132 locomotives were upgraded to Tier 0+ and Tier 1+. Older and lower horsepower locomotives continue to be retired and in 2011, 65 medium-horsepower locomotives manufactured between 1973 and 1999 were taken out of active duty. Overall the Canadian fleet totalled 2,978 units in 2011 of which 1,433 locomotives (i.e. 48.1 percent of the in-service fleet) were compliant with the US EPA emissions standards, whereas the number of locomotives equipped with APUs or AESS systems to minimize unnecessary idling totalled 1,804 or 60.6 percent of the in-service fleet. Through implementation of the 2011-2015 Action Plan for Reducing GHG Emissions, Canadian railways and the Government of Canada will continue their efforts to reduce GHG emissions in the railway sector and achieve the expected outcome of the MOU. This report meets the filing requirements for 2011.

23 LEM 2011 Appendix A

RAC Member Railways Participating in the 2011-2015 MOU by Province

Railway Provinces of Operation 6970184 Canada Ltd Agence métropolitaine de transport Québec Alberta Prairie Railway Excursions Alberta Amtrak British Columbia, Ontario, Québec ArcelorMittal Mines Canada Québec Arnaud Railway Company Québec Barrie-Collingwood Railway Ontario BCR Properties British Columbia Canadian Pacific British Columbia, Alberta, Saskatchewan, , Ontario, Québec Cape Breton & Central Nova Scotia Capital Railway Ontario Saskatchewan Inc. Manitoba Company Inc. Québec CN British Columbia, Alberta, Saskatchewan, Manitoba, Ontario, Québec, New Brunswick, Nova Scotia CSX Transportation Inc. Ontario, Québec Eastern Maine Railway Company (Maine) Company Ontario Goderich-Exeter Railway Company Ltd. Ontario Great Canadian Railtour Company Ltd. British Columbia Ltd. Saskatchewan Great Western Railway Ltd. Saskatchewan Hudson Bay Railway Manitoba Inc. Ontario Pacific Railway Ltd. British Columbia Kettle Falls International Railway, LLC British Columbia Metrolinx Ontario Montréal, Maine & Atlantic Railway, Ltd. Québec, New Brunswick New Brunswick Southern Railway Company Ltd. New Brunswick Nipissing Central Railway Company Ontario, Québec Ontario Ontario Northland Transportation Commission Ontario, Québec Ontario Southland Railway Inc. Ontario Ottawa Valley Railway Ontario, Québec Québec Gatineau Railway Inc. Québec Québec North Shore and Railway Company Inc. Québec, Newfoundland and Labrador Roberval and Saguenay Railway Company, The Québec Romaine River Railway Company Québec Société du chemin de fer de la Gaspésie Quebec South Simcoe Railway Ontario Railway Ontario Southern Railway of British Columbia Ltd. British Columbia Southern Railway of Vancouver Island British Columbia St. Lawrence & Atlantic Railroad (Québec) Inc. Québec Nova Scotia Toronto Terminals Railway Company Limited, The Ontario Co. Ltd. Ontario Tshiuetin Rail Transportation Inc. Québec VIA Rail Canada Inc. British Columbia, Alberta, Saskatchewan, Manitoba, Ontario, Québec, New Brunswick, Nova Scotia Company, Limited Newfoundland and Coast Express Ltd. British Columbia

24 LEM 2011 Appendix B-1

Locomotive Fleet – Freight Train Line-Haul Operations

Total US EPA Regional Total Tier Year of Year of Total Short and Short Freight OEM Model Level Engine Cylinders hp Manufacture Remanufacture CN CP Class I Regional Lines Lines Fleet

Mainline Locomotives

GM/EMD SD40-3 567 16V 3100 0 4 4 4

GM/EMD SD40-2 Tier 0 645E3 16V 3000 1978-1985 7 16 23 0 23

GM/EMD F40-PHR 645E3B 16V 3200 1940 0 2 2 2

GM/EMD SD60 710 16V 3800 1985-1989 8 8 0 8

GM/EMD SD60 Tier 0 710 16V 3800 1985-1989 2002-2005 31 31 0 31

GM/EMD SD60 Tier 0+ 710 16V 3800 1985-1989 2002-2011 20 20 0 20

GM/EMD SD70 710 16V 4000 1995 1 1 0 1

GM/EMD SD70 Tier 0 710 16V 4000 1995 2001-2005 10 10 0 10

GM/EMD SD70 Tier 0+ 710 16V 4000 1995 2001-2011 14 14 0 14

GM/EMD SD70-M2 Tier 2 710G3C 16V 4300 2005-2010 187 187 0 187

GM/EMD SD75-I 710G3C 16V 4300 1996-1999 6 6 5 5 11

GM/EMD SD75-I Tier 0 710 16V 4300 1996-1999 2002-2005 87 87 0 87

GM/EMD SD75-I Tier 0+ 710 16V 4300 1996-1999 2002-2011 68 68 0 68

GM/EMD SD90-MAC 710 16V 4300 1989-1999 58 58 0 58

GM/EMD SD90-MAC-H Tier 0 265H 16V 6000 1999 0 5 5 5

GM/EMD RM (EMD-1) 567 12V 1200 1958 0 3 3 3

GM/EMD GP9 567 16V 1750 1950-1960 1980-1981 0 7 7 7

GM/EMD GP10 567 16V 1800 1967-1977 0 3 3 3

GM/EMD GP30 567 16V 2250 1961-1963 0 1 1 1

GM/EMD GP40-3 567 16V 3000 1966-1968 2002 0 3 3 3

GM/EMD GP40-3 567 16V 3100 1966-1968 0 2 2 2

GM/EMD GP9 645C 16V 1800 1954-1981 0 7 7 7

GM/EMD SD38-2 645 16V 2000 1975 0 3 3 3

GM/EMD SD38 645 16V 2000 1971-1974 0 1 1 1

GM/EMD GP38 645 16V 2000 1970-1986 0 3 26 29 29

GM/EMD GP35-2 645 16V 2000 1963-1966 0 1 1 1

GM/EMD GP38-2 645E 16V 2000 1972-1986 0 8 17 25 25

GM/EMD GP38-3 645 16V 2000 1981-1983 0 9 9 9

GM/EMD GP35-3 645 16V 2500 0 3 3 3

GM/EMD GP40 645 16V 3000 1975-1987 0 6 6 6

GM/EMD GP40-2 645 16V 3000 1972-1986 54 4 58 3 25 28 86

GM/EMD SD40-2 645E3 16V 3000 1972-1990 1994-1995 80 230 310 18 8 26 336

GM/EMD Sub-Total 573 308 881 37 136 173 1,054

25 LEM 2011 Appendix B-1 continued

2011 Locomotive Fleet – Freight Train Line-Haul Operations

Total US EPA Regional Total Tier Year of Year of Total Short and Short Freight OEM Model Level Engine Cylinders hp Manufacture Remanufacture CN CP Class I Regional Lines Lines Fleet

Mainline Locomotives

GE B39-8E 7FDL16 16V 3900 1987-1988 0 7 7 7

GE Dash 8-40CM 7FDL16 16V 4000 1990-1992 92 92 3 2 5 97

GE Dash 8-40CM Tier 0+ 7FDL16 16V 4400 1990-1992 2011 41 41 0 41

GE Dash 9-44CW 7FDL16 16V 4400 1996-1999 9 9 2 2 11

GE Dash 9-44CW Tier 0 7FDL16 16V 4400 1994-2001 2001-2003 101 101 9 9 110

GE Dash 9-44CW Tier 1 7FDL16 16V 4400 2002-2004 48 48 0 48

GE Dash 9-44CW Tier 1+ 7FDL16 16V 4400 1994-2004 2011 31 31 0 31

GE AC4400CW Tier 0 7FDL16 16V 4400 1995-1999 162 162 9 9 171 1. Appendix B-1 (1st page). Model: SD75-I, Tier level: Tier 0. Remanufacture year should be: 2002-2005 GE AC4400CW Tier 0 7FDL17 16V 4400 2000-2001 53 53 24 24 77 2. Appendix B-1 (1st page). Model: SD75-I, Tier level: Tier 0+. Remanufacture year should be: 2002-2011 3. Appendix B-1 (1st page). Model: SD70, Tier level: Tier 0. Remanufacture year should be: 2001-2005 GE AC4400CW Tier 0+ 7FDL16 16V 4400 1995-2001 23 23 0 23 4. Appendix B-1 (1st page). Model: SD70, Tier level: Tier 0+. Remanufacture year should be: 2001-2011 GE AC4400CW Tier 1 7FDL16 16V 4400 2002-2004 53 53 9 9 62 5. Appendix B-1 (1st page). Model: SD60, Tier level: Tier 0. Remanufacture year should be: 2002-2005 6. Appendix B-1 (1st page). Model: SD60, Tier level: Tier 0+. Remanufacture year should be: 2002-2011 GE AC4400CW Tier 1+ 7FDL16 16V 4400 2002-2004 63 63 0 63 7. Appendix B-1 (1st page). Model: SD40, Tier level: none. Remanufacture year should be: 1994-1995 GE ES44AC Tier 2 GEVO 12 16V 4360 2005-2011 174 174 0 174 8. Appendix B-1 (1st page). Model: GP40-3, Tier level: none, year of purchase: 1966-1968. Remanufacture year should be: 2002 9. Appendix B-1 (1st page). Model: GP9, Tier level: none, engine: 567. Remanufacture year should be: 1980-1981 GE ES44DC Tier 2 GEVO 12 16V 4400 2006-2008 119 119 2 2 121 10. Appendix B-1 (2nd page). Model: Dash 9-44CW, Tier level: 0. Remanufacture year should be: 2001-2003 GE Sub-Total 441 528 969 49 18 67 1,036 11. Appendix B-1 (2nd page), Road Switchers Section. Model: GP9, Tier level: none, engine: 567. Remanufacture year should be: 1980-1981 12. Appendix B-1 (2nd page), Road Switchers Section. Model: GP38-2, Tier level: 0+. Remanufacture year should be: 2011 MLW RS-18 251 12V 1800 1954-1958 0 3 3 3

MLW M420(W) 251-B 12V 2000 1971-1975 0 3 3 3

MLW M420R(W) 251-B 12V 2000 1971-1975 0 2 2 2

MLW HR412 251 12V 2000 1975 0 1 1 1

MLW Sub-Total 0 0 0 0 9 9 9

Freight Mainline Sub-Total 1,014 836 1,850 86 163 249 2,099

Road Switchers

GM/EMD GMD-1 645 12V 1200 1958-1960 16 16 0 16

GM/EMD GP9 567 16V 1750 1950-1960 1980-1981 41 41 0 0 41

GM/EMD GP9 645C 16V 1800 1954-1981 20 20 0 0 20

GM/EMD GP38AC 645 16V 2000 1970-1971 15 15 0 15

GM/EMD GP38-2 645E 16V 2000 1972-1986 72 108 180 0 180

GM/EMD GP38-2 Tier 0+ 645 16V 2000 1983-1986 2011 4 4 0 4

GM/EMD SD38-2 645 16V 2000 1975 3 3 0 3

GM/EMD GS1B Tier 2 Cummins 2100 2008 2 2 0 2

GM/EMD Road Switchers Sub-Total 111 170 281 0 0 0 281

Road Switchers Sub-Total 111 170 281 0 0 0 281

Total Mainline Freight 1,125 1,006 2,131 86 163 249 2,380

26 LEM 2011 Appendix B-2

2011 Locomotive Fleet – Freight Yard Switching & Work Train Operations

Total US EPA Regional Total Tier Year of Year of Total Short and Short Freight OEM Model Level Engine Cylinders hp Manufacture Remanufacture CN CP Class I Regional Lines Lines Fleet

GM/EMD SW14 645E 12V 1400 1950 0 1 1 1

GM/EMD GMD-1 645 12V 1200 1958-1960 0 4 4 4

GM/EMD SW1200 567 12V 1200 1955-1962 12 12 4 4 16

GM/EMD SW1500 567 12V 1500 1966-1974 0 6 6 6

GM/EMD SD40-2 Tier 0 645 16V 3000 1983-1985 2009 3 3 0 3

GM/EMD SW900 567 8V 900 1954-1965 1 1 13 13 14

GM/EMD GP7 567 16V 1500 1949-1954 1980-1988 8 8 4 4 12

GM/EMD GP9 567 16V 1750 1950-1963 1980-1991 88 88 2 7 9 97

GM/EMD GP15 645 16V 1500 1981-1984 0 3 3 3

GM/EMD GP9 645 16V 1700 1960 1980-1981 0 1 1 1

GM/EMD GP9 645 16V 1750 1954-1981 1980-1991 0 1 1 2 2

GM/EMD GP9 645 16V 1800 1954-1981 1980-1981 100 100 1 1 101

GM/EMD GP38 645 16V 2000 1970-1986 0 4 4 4

GM/EMD GP38-2 645E 16V 2000 1972-1986 17 17 0 17

GM/EMD SD40-2 645 16V 3000 1972-1990 34 34 0 34

GM/EMD Sub-Total 117 146 263 3 49 52 315

GE 44T Cummins 300 1947 0 1 1 1

GE B23-S7 7FDL12 12V 2250 1977-1984 0 7 7 7

GE C30-7 7FDL16 16V 3000 0 12 12 12

GE Sub-Total 0 0 0 0 20 20 20

MLW S-13 251 6V 1000 1959-1960 1978 0 5 5 5

MLW RS-18 251 12V 1800 1954-1958 0 4 4 4

MLW RS-23 251 18V 1000 1959-1960 0 5 5 5

MLW Sub-Total 0 0 0 0 14 14 14

ALCO S-6 251 6V 900 1953 0 1 1 1

ALCO S-2 539 6V 1000 1944 0 1 1 1

ALCO Sub-Total 0 0 0 0 2 2 2

Yard Switching & Work Train Total 117 146 263 3 85 88 351

27 LEM 2011 Appendix B-3

2011 Locomotive and DMU Fleet – Passenger Train Operations

US EPA VIA Tier Year of Year of Rail Tourist & OEM Model Level Engine Cylinders hp Manufacture Remanufacture Canada Commuter Excursion Total

Passenger Train Locomotives

GM/EMD F40-PH2 645E3C 16V 3000 1976-1981 16 16

GM/EMD FP40-PH2 645 16V 3000 1987-1989 53 53

GM/EMD GP9 645 16V 1800 1967-1978 1 1 2

GM/EMD GP40-FH2 645 16V 3000 1987 5 5

GM/EMD GP40-2 645E3C 16V 3000 1974-1976 1993 9 9

GM/EMD F59-PH 710G3 12V 3000 1988-1994 3 14 17

GM/EMD F59-PHI 710G3 12V 3000 1995 2000-2001 16 16

GM/EMD Sub-Total 56 52 10 118

GE LL162/162 251 990 1954-1966 1 1

GE P42DC 7FDL16 16V 4250 2001 21 21

GE Sub-Total 21 0 1 22

Motive Power MP40PH-3C Tier 2 710 16V 4000 2007 57 57

Motive Power MP36PH-3C Tier 1 645 16V 3600 2006 1 1

Motive Power Sub-Total 0 58 0 58

Bombardier MR90 Electric 25kv 1500 1994-1995 29 29

Bombardier Sub-Total 0 29 0 29

R&H 28-ton 165 1950 1 1

CLC 44-ton H44A3 400 1960 1 1

GE 70-ton FWL-6T 600 1948 1 1

Other Sub-Total 0 0 3 3

Baldwin B280 1920 1 1

Baldwin B282 1947 0

Baldwin Steam Engines Sub-Total 0 0 1 1

Other 2

MLW M482 1944 1 1

Other Steam Engines Sub-Total 0 3 3

Passenger Train Locomotives Sub-Total 77 139 18 234

Yard Switching Passenger Operations

GM/EMD SW1000 645 8V 900 1967-1969 2 2

ALCO DQS18 251 1800 1957 2 2

Yard Switching Passenger Operations Sub-Total 2 0 2 4

DMUs

Bombardier DMU BR643 846 2001 3 3

BUDD RDC-1 DD6-110 520 1955 1 1

BUDD RDC-1 Cummins 600 1956-1958 2 2

BUDD RDC-2 Cummins 600 1956-1958 3 3

DMUs Sub-Total 6 3 0 9

Passenger Operations Total 85 142 20 247

28 LEM 2011 Appendix C

Railways Operating in Tropospheric Ozone Management Areas

Railway Lines Included in Tropospheric Ozone Management Areas

TOMA Region No. 1: TOMA Region No. 2: Lower Fraser Valley, British Columbia Windsor – Quebec City Corridor, Ontario and Quebec

CN CN Division Subdivision District Champlain Pacific Squamish Subdivisions Yale Becancour Rouses Point Bridge Sorel CP Deux-Montagnes St. Hyacinthe Operations Service Area Subdivision Drummondville St. Laurent Vancouver Cascade Joliette Valleyfield Mission Montreal Page Westminster District Great Lakes Subdivisions BCR Properties All Alexandria Grimsby Strathroy BNSF All Caso Halton Talbot Southern Railway of BC Ltd All Chatham Kingston Uxbridge Great Canadian Railtour Company Part Dundas Oakville Weston VIA Rail Canada Part Guelph Paynes York West Coast Express All CP TOMA Region No. 3: Operations Service Area Montreal Saint John Area, New Brunswick Subdivisions All

CN Operations Service Area Southern Ontario District Subdivision Subdivisions Champlain Denison Belleville Hamilton North Toronto Sussex Canpa MacTier St. Thomas Galt Montrose Waterloo Windsor

Agence métropolitaine de transport All Capital Railway All GO Transit All VIA Rail Canada Part CSX All Essex Terminal Railway All Goderich – Exeter Railway All Montreal Maine & Atlantic All Norfolk Southern All Ottawa Central All Ottawa Valley Railway Part Quebec Gatineau All All St. Lawrence & Atlantic All

29 LEM 2011 Appendix D

Locomotive Emissions Standards in the United States

The US Environmental Protection Agency (US EPA) rulemaking promulgated in 1998 contains three levels of locomotive- specific emissions limits corresponding to the date of a locomotive’s original manufacture – Tier 0, Tier 1 and Tier 2 (as listed below). The significance of the US EPA regulations for Canadian railways is that the new locomotives they traditionally acquire from the American locomotive original equipment manufacturers (OEM) are manufactured to meet the latest US EPA emissions limits. Hence, emissions in Canada are reduced as these new locomotives are acquired.

Compliance Schedule for US EPA Locomotive-Specific Emissions Limits(g/bhp-hr)

Duty Cycle HC CO NOx PM

Tier 0 (1973 - 2001)

Line-haul 1.0 5.0 9.5 0.60

Switching 2.1 8.0 14.0 0.72

Tier 1 (2002 - 2004)

Line-haul 0.55 2.2 7.4 0.45

Switching 1.2 2.5 11.0 0.54

Tier 2 (2005 and later)

Line-haul 0.3 1.5 5.5 0.20

Switching 0.6 2.4 8.1 0.24

Estimated Pre-Regulation (1997) Locomotive Emissions Rates

Line-haul 0.5 1.5 13.5 0.34

Switching 1.1 2.4 19.8 0.41

Referencing the above-listed limits for locomotives operating in the US, the US EPA in 2008 put into force revisions, which tighten the existing Tier 0 to Tier 2 standards. The revisions are now referred to as Tier 0+, Tier 1+ and Tier 2+ standards. As indicated in the tables below, the revised standards also take into account the year of original manufacture of the locomotive. Also, two new, more stringent standards levels were introduced, designated as Tier 3 and Tier 4. The revised and new standards are to be phased-in between 2011 and 2015 for locomotives as they become new (new in this case includes both when locomotives are originally manufactured and when remanufactured). It is envisaged that to meet the Tier 4 standards, locomotives manufactured starting in 2015 will require additional exhaust gas aftertreatment technologies to be installed and be dependent upon diesel fuel having a sulphur content capped at 15 ppm. Elaboration on the US EPA locomotive emissions regulations can be viewed on the website: http://www.epa.gov/otaq/locomotives.htm.

Line-Haul Locomotive Emission Standards (g/bhp-hr)

Tier *MY Date HC CO NOx PM

Tier 0+a 1973-1992 2011c 1.00 5.0 8.0 0.22

Tier 1+a 1993-2004b 2011c 0.55 2.2 7.4 0.22

Tier 2+a 2005-2011 2013c 0.30 1.5 5.5 0.10d

Tier 3e 2012-2014 2012 0.30 1.5 5.5 0.10

Tier 4 2015 or later 2015 0.14f 1.5 1.3f 0.03

a Tier 0+ to Tier 2+ line-haul locomotives must also meet switch standards of the same Tier.

b 1993–2001 locomotives that were not equipped with an intake air coolant system are subject to Tier 0+ rather than Tier 1+ standards.

c As early as 2008 if approved engine upgrade kits become available.

d 0.20 g/bhp-hr until January 1, 2013 (with some exceptions).

e Tier 3 line-haul locomotives must also meet Tier 2+ switching standards.

f Manufacturers may elect to meet a combined NOx + HC standard of 1.4 g/bhp-hr.

* MY—Year of original manufacture

30 LEM 2011 Switching Locomotive Emission Standards (g/bhp-hr)

Tier *MY Date HC CO NOx PM

Tier 0+ 1973-2001 2011b 2.10 8.0 11.8 0.26

Tier 1+a 2002-2004 2011b 1.20 2.5 11.0 0.26

Tier 2+a 2005-2010 2013b 0.60 2.4 8.1 0.13c

Tier 3 2011-2014 2011 0.60 2.4 5.0 0.10

Tier 4 2015 or later 2015 0.14d 2.4 1.3d 0.03

a Tier 1+ and Tier 2+ switching locomotives must also meet line-haul standards of the same Tier.

b As early as 2008 if approved engine upgrade kits become available.

c 0.24 g/bhp-hr until January 1, 2013 (with some exceptions).

d Manufacturers may elect to meet a combined NOx + HC standard of 1.3 g/bhp-hr.

* MY—Year of original manufacture

31 LEM 2011 Appendix E

Glossary of Terms

Terminology Pertaining to Railway Operations

Class I Railway: This is a class of railway within the legislative authority of the Parliament of Canada that realized gross revenues that exceed a threshold indexed to a base of $250 million annually in 1991 dollars for the provision of Canadian railway services. The three Canadian Class I railways are CN, CP and VIA Rail Canada.

Intermodal Service: The movement of trailers on flat cars (TOFC) or containers on flat cars (COFC) by rail and at least one other mode of transportation. Import and export containers generally are shipped via marine and rail. Domestic intermodal services usually involve the truck and rail modes.

Locomotive Active Fleet: This refers to the total number of all locomotives owned and on long-term lease, including units that are stored but available for use. Not counted in the active fleet are locomotives on short-term lease and those declared surplus or have been retired or scrapped.

Locomotive Power Ranges: Locomotives are categorized as high horsepower (having engines greater than 3,000 hp), medium horsepower (2,000 to 3,000 hp) or low horsepower (less than 2,000 hp).

Locomotive Prime Movers: The diesel engine is the prime mover of choice for locomotives in operation on Canadian railways. Combustion takes place in a diesel engine by compressing the fuel and air mixture until auto-ignition occurs. It has found its niche as a result of its fuel-efficiency, reliability, ruggedness and installation flexibility. Two diesel prime mover installation arrangements are currently in use:

Medium-speed diesel engine: This engine is installed in versions from 8 to 16 cylinders at up to 4,400 hp, with an operating speed of 800 to 1,100 rpm.

Multiple ‘GenSet’ diesel engines: This ‘stand alone’ generating set (GenSet) is each powered by a 700 hp industrial diesel engine driving separate generators, which are linked electronically to produce up to 2,100 traction horsepower, with an operating speed up to 1,800 rpm. For switching locomotive applications, the advantage of this arrangement is that individual GenSet engines can be started or stopped according to the power required.

Locomotive Remanufacture: The ‘remanufacture’ of a locomotive is a process in which all of the power assemblies of a locomotive engine are replaced with freshly manufactured (containing no previously used parts) or refurbished power assemblies or those inspected and qualified. Inspecting and qualifying previously used parts can be done in several ways, including such things as cleaning, measuring physical dimensions for proper size and tolerance, and running performance tests to assure that the parts are functioning properly and according to specifications. Refurbished power assemblies could include some combination of freshly manufactured parts, reconditioned parts from other previously used power assemblies, and reconditioned parts from the power assemblies that were replaced. In cases where all of the power assemblies are not replaced at a single time, a locomotive will be considered to be ‘remanufactured’ (and therefore ‘new’) if all power assemblies from the previously new engine had been replaced within a five year period.(This definition for remanufactured locomotives is taken from the U.S. Federal Register Volume 63, No. 73 April 16, 1998 / Rules and Regulations for the Environmental Protection Agency (US EPA) 40 CFR Parts 85, 89 and 92 (Emission Standards for Locomotives and Locomotive Engines).

Locomotive Utilization Profile: This is the breakdown of locomotive activity within a 24-hour day (based on yearly averages).

| 24-hour day | | Locomotive Available | Unavailable | | Engine Operating Time | Engine Shutdown | | Low-Idle, Idle | DB, N1 to N8 | | Duty Cycle |

32 LEM 2011 The elements in the above diagram constitute, respectively:

Locomotive Available: This is the time, expressed in percent of a 24-hour day that a locomotive could be used for operational service. Conversely, Unavailable is the percentage of the day that a locomotive is being serviced, repaired, remanufactured or in storage. Locomotive available time plus unavailable time equals 100 percent.

Engine Operating Time: This is the percentage of Locomotive Available time that the diesel engine is turned on. Conversely, Engine Shutdown is the percentage of Locomotive Available time that the diesel engine is turned off.

Idle: This is the percent of the operating time that the engine is operating at idle or low-idle setting. It can be further segregated into Manned Idle (when an operating crew is on-board the locomotive) and Isolate (when the locomotive is unmanned).

Duty Cycle: This is the profile of the different locomotive power settings (Low-Idle, Idle, , or Notch levels 1 through 8) as percentages of Engine Operating Time.

Railway Productivity Units:

Gross Tonne-Kilometres (GTK): This term refers to the product of the total weight (in tonnes) of the trailing tonnage (both loaded and empty railcars) and the distance (in kilometres) the freight train travelled. It excludes the weight of locomotives pulling the trains. Units can also be expressed in gross ton-miles (GTM).

Revenue Tonne-Kilometres (RTK): This term refers to the product of the weight (in tonnes) of revenue commodities handled and the distance (in kilometres) transported. It excludes the tonne-kilometres involved in the movement of railway materials or any other non-revenue movement. The units can also be expressed in revenue ton-miles (RTM).

Passenger-Kilometres per Train-Kilometre: This term is a measure of intercity train efficiency, which is the average of all revenue passenger kilometres travelled divided by the average of all train kilometres operated.

Revenue Passenger-Kilometres (RPK): This term is the total of the number of revenue passengers multiplied by the distance (in kilometres) the passengers were transported. The units can also be expressed in revenue passenger-miles (RPM).

Terminology of Diesel Locomotive Emissions

Emission Factors (EF): An emission factor is the average mass of a product of combustion emitted from a particular locomotive type for a specified amount of fuel consumed. The EF units are grams, or kilograms, of a specific emission product per litre of diesel fuel consumed (g/L).

Emissions of Criteria Air Contaminant (CAC): CAC emissions are by-products of the combustion of diesel fuel that impact on human health and the environment. The principal CAC emissions are:

Nitrogen Oxides (NOx): These result from high combustion temperatures. The amount of NOx emitted is a function of

peak combustion temperature. NOx reacts with hydrocarbons to form ground-level ozone in the presence of sunlight which contributes to smog formation.

Carbon Monoxide (CO): This toxic gas is a by-product of the incomplete combustion of fossil fuels. Relative to other prime movers, it is low in diesel engines.

Hydrocarbons (HC): These are the result of incomplete combustion of diesel fuel and lubricating oil.

33 LEM 2011 Particulate Matter (PM): This is residue of combustion consisting of soot, hydrocarbon particles from partially burned fuel and lubricating oil and agglomerates of metallic ash and sulphates. It is known as primary PM.

Increasing the combustion temperatures and duration can lower PM. It should be noted that NOx and PM emissions

are interdependent such that technologies that control NO x (such as retarding injection timing) result in higher PM

emissions, and conversely, technologies that control PM often result in increased NOx emissions.

Sulphur Oxides (SOx): These emissions are the result of burning fuels containing sulphur compounds. For LEM

reporting, sulphur emissions are calculated as SO2. These emissions can be reduced by using lower sulphur content diesel fuel. Reducing fuel sulphur content will also typically reduce emissions of sulphate-based PM.

Emissions of Greenhouse Gases (GHG)

In addition to CACs, GHG emissions are also under scrutiny due to their accumulation in the atmosphere and contribution to global warming. The GHG constituents produced by the combustion of diesel fuel are listed below:

Carbon Dioxide (CO2): This gas is by far the largest by-product of combustion emitted from engines and is the principal ‘greenhouse gas,’ which due to its accumulation in the atmosphere, is considered to be the main contributor to global

warming. It has a Global Warming Potential of 1.0. CO2 and water vapour are normal by-products of the combustion of fossil fuels.

Methane (CH4): This is a colourless, odourless and inflammable gas, which is a bi-product of incomplete diesel

combustion. Relative to CO2, it has a Global Warming Potential of 21 relative to CO2.

Nitrous Oxide (N2O): This is a colourless gas produced during combustion that has a Global Warming Potential of 310

(relative to CO2).

The sum of the constituent greenhouse gases expressed in terms of their equivalents to the Global Warming Potential of

CO2 is depicted as CO2 eq. This is calculated by multiplying the volume of fuel consumed by the emission factors of each constituent then, in turn, multiplying the product by the respective Global Warming Potential, and then summing them. See Appendix F for conversion values pertaining to diesel fuel combustion.

Emissions Metrics: The unit of measurement for the constituent emissions is grams per brake horsepower-hour (g/bhp-hr). This is the amount (in grams) of a particular constituent emitted by a locomotive’s diesel engine for a given amount of mechanical work (brake horsepower) over one hour for a specified duty cycle. This measurement allows a ready comparison of the relative cleanliness of two engines, regardless of their rated power.

RAC LEM Protocol: This is the collection of financial and statistical data from RAC members and the RAC database (where data is systematically stored for various RAC applications). Data from the RAC database, which is used in this report, include freight traffic revenue tonne kilometres and gross tonne kilometres, intermodal statistics, passenger traffic particulars, fuel consumption, average fuel sulphur content and locomotive inventory. The Class I railways’ Annual Reports and Financial and Related Data submissions to Transport Canada also list much of this data.

34 LEM 2011 Appendix F

Conversion Factors Related to Railway Emissions

Emission Factors (in grams or kilograms per litre of diesel fuel consumed)

Emission Factors for the Criteria Air Contaminants (NOx, CO, HC, PM, SOx) in g/L are found in Table 10.

Emission Factors for Sulphur Dioxide (SO2) for 2011: Freight Railways (106 ppm sulphur in fuel) 0.000106 kg / L

Emission Factors for Greenhouse Gases:

Carbon Dioxide CO2 2.66300 kg / L

Methane CH4 0.00015 kg / L

Nitrous Oxide N2O 0.00110 kg / L Hydrofluorocarbons* HFC Perfluorocarbons* PFC

Sulphur hexafluoride* SF6

† CO2eq of all six GHGs 3.00715 kg / L

Global Warming Potential for CO2 1

Global Warming Potential for CH4 21

Global Warming Potential for N2O 310

* Not present in diesel fuel † Sum of constituent Emissions Factors multiplied by their Global Warming Potentials

Conversion Factors Related to Railway Operations Imperial gallons to litres 4.5461 US gallons to litres 3.7853 Litres to Imperial gallons 0.2200 Litres to US gallons 0.2642 Miles to kilometres 1.6093 Kilometres to miles 0.6214 Metric tonnes to tons (short) 1.1023 Tons (short) to metric tonnes 0.9072 Revenue ton-miles to Revenue tonne-kilometres 1.4599 Revenue tonne-kilometres to Revenue ton-miles 0.6850

Metrics Relating Railway Emissions and Operations Emissions in this report are displayed both as an absolute amount and as ‘intensity,’ which is either a ratio that relates a

specific emission to productivity or units of work performed. An example of emissions intensity metrics is the ratio NOx

per 1,000 RTK; which is the mass in kilograms of NOx emitted per 1,000 revenue tonne-kilometres of freight hauled.

35 LEM 2011 Appendix G

Abbreviations and Acronyms used in the Report

Abbreviations of Units of Measure Acronyms of Organizations bhp Brake horsepower AAR Association of American Railroads g Gram ALCO American Locomotive Company g/bhp-hr Grams per brake horsepower hour CCME Canadian Council of the Ministers of the g/GTK Grams per gross tonne-kilometre Environment g/L Grams per litre CN Canadian National Railway g/RTK Grams per revenue tonne-kilometre CP Canadian Pacific hr Hour EC Environment Canada kg/1,000 RTK Kilograms per 1,000 revenue tonne- ESDC Engine Systems Development Centre of kilometres CAD Railway Industries Ltd. km Kilometre GE General Electric Transportation Systems kt Kilotonne GM/EMD General Motors Corporation Electro-Motive L Litre Division. L/hr Litres/hour MLW Montreal Locomotive Works lb Pound MPI Motive Power Industries ppm Parts per million NRE National Railway Equipment Co. OEM Original Equipment Manufacturer Abbreviations of Emissions and Related Parameters RAC Railway Association of Canada CAC Criteria Air Contaminant TC Transport Canada

CO2 Carbon Dioxide UNFCCC United Nations Framework Convention on

CO2eq Carbon Dioxide equivalent of all six Climate Change Greenhouse Gases US EPA United States Environmental Protection CO Carbon Monoxide Agency EF Emissions Factor VIA VIA Rail Canada GHG Greenhouse Gas HC Hydrocarbons

NOx Nitrogen Oxides PM Particulate Matter

SOx Sulphur Oxides

SO2 Sulphur Dioxide TOMA Tropospheric Ozone Management Areas

Abbreviations used in Railway Operations AESS Automated Engine Start-Stop APU Auxiliary Power Unit COFC Container-on-Flat-Car DB Dynamic Brake DMU Diesel Multiple Unit EMU Electric Multiple Unit GTK Gross tonne-kilometres LEM Locomotive Emissions Monitoring MOU Memorandum of Understanding N1, N2 … Notch 1, Notch 2… Throttle Power Settings RDC Rail Diesel Car RPK Revenue Passenger-Kilometres RPM Revenue Passenger-Miles RTK Revenue Tonne-Kilometres RTM Revenue Ton-Miles TOFC Trailer-on-Flat-Car ULSD Ultra-low Sulphur Diesel Fuel

36 LEM 2011