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Proc. Indian Acad. Sci. (Chem. Sci.), Vol. 10{L Nos 2 & 3, April 1988, pp. 235-252. Printed in India. Carbon-carbon bond formation and annulation reactions using trimethyl and triethyl orthoformates SUBRATA GHOSH and USHA RANJAN GHATAK* Department of Organic Chemistry, Indian Association for the Cultivation of Science, Jadavpur, Calcutta 7(10 032, India Abstract. Synthetic utility of trimethyl and triethyl orthoformates for carbon-carbon bond formation is briefly surveyed, particularly in relation to dialkoxymethylation, carbonyl transposition-homologation, and cycloalkenone annulation reactions recently reported from the authors' and other laboratories. The complex mechanisms involved in the one-step and two-step annulations of rigid/3, 3'- and 3', &unsaturated ketones have been discussed. Keywords. Trimethyl orthoformate; triethyl orthoformate; cyclopentenone and cyclohex- enone annulations; carbonyl transposition and homologation; bridged bicyelo [3.3.1] nonanes; intramolecular hydride transfer; polycyclic synthesis. 1. Introduction The carbon-oxygen bond formation involving orthoesters, such as trimethyl-or triethyl orthoformate with aldehydes and ketones is a well-established reaction (Fieser and Fieser 1967). On the other hand, carbon-carbon bond formation reactions with orthoesters have not been adequately explored. However, the synthetic potential of these reactions cannot be ignored. Even ring annulation can be achieved in specially designed substrates under proper reaction conditions. In general, carbon-carbon bonds are formed by lhe reaction of orthoesters with compounds having active methylene or methyl groups, diazoketones and diazo esters, and by electrophilic addition and substitution reactions of dialkoxy carbonium ions derived from orthoesters under the influence of Lewis acids (Dewelfe 1970; Perst 1971), with suitable substrates. 2. Reactions of orthoesters with activated methylene or methyl groups Compounds having active methylene groups like acetyl acetone, ethyl acetoacetate and diethylmalonate react with triethyl orthoformate in presence of acetic anhydride to form ethoxymethylene derivatives (Ciaisen 1893), XYCH2 + HC(OEt)3 + 2(CH3CO)20 --> XYC = CH(OEt) + 2CH3CO2H + 2CH3CO2Et (1) X = Y = COCH3; X = COCH3, Y = CO2Et;X = Y = co2gt. * For correspondence 235 236 Subrata Ghosh and Usha Ranjan Ghatak One of the successful applications of this reaction is found in the synthesis of chromone (2) (Sathe et al 1949) by the reaction of the hydroxy ketone (1) with triethyl orthoformate in presence of triethylamine. OH 0 ~]~i 6H5 CH2C6H5HC(OEt) 3 ~ Et3N I 2 More recently, chromones (4) have also been synthesised in high yields in perchloric acid catalysed reactions of o-hydroxy aromatic acyl ketones (3) with triethyl orthoformate (Dorofeenko and Mezheritskii 1968; Dorofeenko and Tkachenko 1972; and Becket et al 1978). 2{~ OH HC{OEI''3 :"R~ R COCHzRI HC'04 RI 0 3 4 The application of the reaction of diazoketones or ethyl diazo-acetate with trialkyl orthocarboxylates in presence of borontrifluoride etherate to form an alkoxyacetal (2) (Schonberg and Praefeke 1964, 1966; Schonberg et al 1966) has remained practically unexplored. RCOCHN2 + RIC(OR2)3 BF3.Et20 ~ RCO-CH(OR 2) -- N2 I CRI(OR2)2 (2) 3. Eiectrophilic substitution with orthoesters 3.1 Reaction of orthoesters with acetylenes. According to Howk and Sauer (1958, 1963), the terminal alkynes react with triethyl orthocarboxylates in presence of Lewis acids such as zinc chloride, zinc iodide, cadmium chloride, magnesium chloride or mercuric bromide to form acetylenic acetals, ketals and orthoesters are illustrated by the preparation of phenyl propargyl aldehyde (5). Znl2 C6HsC~CH + HC(OEt)3 ~ C6HsC-=C - CH(OEt)2 -- C2HsOH ~ H3O+ C6H5. C~C - CHO 5 The carbon-carbon bond-forming step in this reaction probably initiates through an attack by a dialkoxy carbonium ion on the triple bond of the acetylene, and is thus an electrophilic substitution reaction. C-C bond formation and annulation reactions 237 3.2 Aromatic substitution with orthoesters Phenols and aromatic tertiary amines react with triethyl orthoformate in the presence of Lewis acids to form substituted benzaldehyde diethyl acetals through electrophilic attack by the diethoxy carbonium ion on an activated position of the aromatic ring. A number of phenols were converted to substituted o- and p-hydroxy benzaldehydes in 40-96% yields with triethyl orthoformate and aluminium chloride in dichloromethane (Gross et al 1963) e.g. resorcinal (6) produces 2,4-dihydroxy benzaldehyde (8) after hydrolysis of the intermediate H0 0HHooE30:~ H OH , H H AlCl 3 "CH (OEt)2 ~ ~'CHO 6 7 8 diethyl acetal (7). Phenols with electron withdrawing substituents are relatively unreactive or do not react at all. Aryloxy magnesium halides having an unsubstituted ortho position react with triethyl orthoformate to yield, after hydrolysis, o-hydroxy aromatic aldehydes with no detectable amount of the p-hydroxy isomers (Casnati et al 1965). The reaction is sensitive to the electronic and steric properties of substituents on the aromatic ring of the phenol. The specifity observed in this reaction suggests that it involves electrophilic attack on the ortho position of the phenol by the acyl carbon of an orthoformate molecule in an aryloxy magnesium halide-orthoformate complex (9) or by a diethoxy carbonium ion of an ion-pair derived from such a complex. X OMg~ o/Mg~o+ "Y~I/'CH(OEt)2 HC(OEt)$) H~(OEI)2 J > ~.~o gx + C2H50H 9 An application of this type of reaction is found in the conversion of azulene (10) to azulene aldehyde (Treibe 1967; Kirby and Raid 1961; Hafner et al 1961). i_0 Ij 238 Subrata Ghosh and Usha Ranjan Ghatak 4. Addition of orthoesters to double bonds The orthoesters may add to double bonds in the presence of Lewis acids to form 1,1,3-trialkoxy derivatives (3). Probably, a dialkoxy carbonium ion is generated initially which then adds to double bond to form the final product. + RC(OR1)3 + A --~ RC(OR1)2 + RIOA[A=Lewis acid] OR l OR 1 RC(OR1)z+C=C-R-C -C-C ) R-C- CC-OR 1 (3) OR/ ~ I O/R1 f I A variety of olefinic compounds such as ketenes, alkenes, cycloalkenes, enol ethers and enol acetates undergo Lewis-acid-catalysed addition (Perst 1971). 5. Alkylation of enolates with orthoformates Mukaiyama and Hayashi (1974) have shown that silyl enol ether on reaction with trimethyl orthoformate in the presence of TiCI4 produces the /3:ketoacetal (4). OSiR 3 O I HC(OMe)3 ICI R 1 - C = CHR 2 ) R 1 - - CHR 2 - CH(OMe)2. TiCI4 (4) Exploiting this strategy a simple synthesis of 7-ionone (14)has been achieved from 3-methyl cyclohexenone (12), through the /3-keto acetal (13). Me Me Me 1 IMeMgi/Cut 0 2Me3SiCI NEt3 I ~,~OSIMe 3J m~ I C(Oie~j TiCI4 Me Me 0 Me Me OMe Me < OMe Steps v "%~0 ~_4 L3 More recently this group has extende.d (Takazawa and Mukaiyama 1982) this reaction to achieve alkylation on enamines (5). C-C bond formation and annulation reactions 239 R3 R4 0 ~N ~ I. HC(ORS)3 RI--~ --CHR2-'CH(OR5)2 (5) R,CHR2,.~ 1 Lewis ocid > 2 H20 Suzuki et al (1982) have developed a similar route to /3-keto acetals by regiospecific a-dialkoxymethylation of preformed enolates with trialkyl orthofor- mates in presence of Lewis acids, the enolates being generated by addition of methyl lithium to the corresponding silyl enol ethers (6). L< MeLi~ BF3Et20 ~ R" v "OMe (6) R HC(OMe)3- Suzuki et al (1981) have also developed a sequence for the introduction of a dialkoxy alkyl group at the sp 2 hybridised a-position of a,/3-unsaturated ketones as exemplified by the transformation of cyclohexenone (15) to 2-dimethoxymethyl-2- cyclohexen-l-one (16). [~ Me3SiSePh >_ Me3 SiSO3CF3 !_.5 I HC(OMe) OMe OMe ( H202 I ( -o.. / v ~SePh _] 16 An intramolecular ~enolate alkylation with orthoformate (e.g. (17) ~ (18) has been developed by Lombert et al (1986) for cyclopentannulation to enones. OSiMe30Me 0 HOMe I) n-BuLi ~,_ MeO~I/OMe f~OMe OMe ,~OMe 21Cyclohexenone >" ~ Me3SiS03C F'3> L -J SOEPh OMe 3) Me3SiCI,NEt3 ~ i I S02Ph H S02Ph =__7 i_s Recently, Miller (1981) has shown that anthrone (19) on refluxing with 10 molar excess of the orthoester in presence of sulphuric acid resulted in the formation of 10-(diethoxymethyl)-9-anthrone (20) in 65% yield. 240 Subrata Ghosh and Usha Ranjan Ghatak 0 0 19 CH(OEt)2 -- 2_9 A reaction analogous to dialkoxyalkylation of enolates and enamines of ketones has been achieved by Mock and. Tsou (1981) in a single step by reaction of aliphatic and aromatic ketones with diethoxy carbonium fluoroborate (21), generated in situ pO BF4-" ~H(OEt)2( 2l ) ) i- Pr2N Et OEt 2._.22 CH2CI2' - 78"C OEt z_~a JI T-- (OEt)2C" H OCH (OEt)2 ~6CH (OEt) 2 ~ i - Pr2 NEt > -H t ~,'K~,.~H (0 Et) 2 from triethyl orthoformate and boron trifluoride etherate. For example, cyclohex- anone (22) is transformed to the fl-keto acetal (23) by reaction with (21) in the presence of N,N-diisopropylethylamine in methylene chloride at -78~ The regioselectivity observed for unsymmetrically substituted ketones provides a clue to the mechanism for this reaction. The ketone is activated by some form of O-alkylation and is then deprotonated to an enol ether which subsequently yields the observed reaction products by electrophilic addition of diethoxy carbonium ion to the double bond. Based on this one step a-dialkoxyalkylation of ketones, a" simple synthesis of a,fl-unsaturated aldehydes by 1,3-carbonyl transposition through one carbon OMe 0 OMe 0 HC(OEt)3, BF3 El20 > ~CH (OEt):) i-Pr2NEf, CH2CI2 OMe OMe z_55 24 i) NOBH4, MeOH i) 6N HCI OMe I OMe OH OMe OMe J zs C-C bond formation and annulafion reactions 241 homologation has been achieved (table 1) from the authors' laboratory (Dasgupta and Ghatak 1985).