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EXHIBIT 1 Case 1:15-cv-09185-CM-KNF Document 154-1 Filed 05/24/19 Page 2 of 35

UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF NEW YORK

BENJAMIN MICHAEL MERRYMAN, Civil Action No. 1:15-cv-09185-CM-KNF AMY WHITAKER MERRYMAN TRUST, AND B MERRYMAN AND A MERRYMAN 4TH GENERATION REMAINDER TRUST, individually and on behalf of all others similarly situated,

Plaintiffs,

v.

CITIGROUP, INC., CITIBANK, N.A., and CITIGROUP GLOBAL MARKETS INC.,

Defendants.

DECLARATION OF JUSTIN R. HUGHES REGARDING (A)RECEIPT OF REGISTERED HOLDER DATA; (B) MAILING OF THE POSTCARD NOTICE; (C)ESTABLISHMENT OF THE TELEPHONE HOTLINE; (D)ESTABLISHMENT OF THE SETTLEMENT WEBSITE; AND (E) REPORT ON REQUESTS FOR EXCLUSION RECEIVED TO DATE

I, Justin R. Hughes, declare and state as follows:

1. I am a Vice President of Class Actions at Kurtzman Carson Consultants LLC

(“KCC”). KCC is headquartered at 3301 Kerner Boulevard, San Rafael, California 94901.

Pursuant to the Court’s September 4, 2018 Order Preliminarily Approving Settlement and

Providing for Notice (ECF No. 134) (the “Preliminary Approval Order”), Lead Counsel was authorized to retain KCC as the Claims Administrator in connection with the proposed

Settlement of the above-captioned Litigation.1 I have personal knowledge of the matters stated herein and, if called upon, could and would testify thereto.

1 All terms with initial capitalization not otherwise defined herein shall have the meanings ascribed to them in the Stipulation and Agreement of Settlement, dated August 20, 2018 (ECF No. 131) (the “Stipulation”). Case 1:15-cv-09185-CM-KNF Document 154-1 Filed 05/24/19 Page 3 of 35

MAILING OF THE POSTCARD NOTICE

2. In accordance with the Stipulation and Preliminary Approval Order, and as more fully described in the Declaration of Justin R. Hughes Regarding Registered Holder Data and Nominee Outreach and Response (the “Initial Hughes Declaration”), in September 2018,

KCC received from Citibank, N.A.’s transfer agent, Computershare, 24 separate spreadsheets collectively containing the names, addresses and cash distribution information for 209,954 unique Registered Holder Damages Class Members (i.e., Class Members who hold (or held) their eligible American Depositary Receipts (“ADRs”) directly and are listed on the records of Citi’s transfer agent).

3. Pursuant to the Court’s Order Approving Modifications to Notice Plan and

Schedule for Approval of Settlement, dated February 14, 2019 (ECF No. 145) (the “Notice

Modification Order”), KCC was responsible for disseminating notice via postcard (the “Postcard

Notice”) to Registered Holder Damages Class Members.2 A copy of the Postcard Notice is attached hereto as Exhibit A.

4. In accordance with the Notice Modification Order, on March 15, 2019, KCC caused Postcard Notices to be mailed by first-class mail to 209,815 Registered Holder Damages

Class Members.3 Following the initial mailing, through May 22, 2019, KCC has re-mailed 2,149

Postcard Notices that were initially returned as undeliverable by the United States Postal Service

(“USPS”), but re-mailed based on updated addresses provided by the USPS or obtained through a third-party vendor to which KCC subscribes.

2 The efforts KCC conducted in accordance with the Preliminary Approval Order and prior to the Court’s entry of the Notice Modification Order—e.g., processing data received from Citi’s transfer agent and performing outreach to nominees, is set forth in the Initial Hughes Declaration. 3 Of the 209,954 unique Registered Holder Damages Class Members provided by Citi’s transfer agent, a total of 139 had incomplete address information and these records were removed from the mailing. 2 Case 1:15-cv-09185-CM-KNF Document 154-1 Filed 05/24/19 Page 4 of 35

5. As a result of the efforts described above, as of May 22, 2019, KCC has mailed a total of 211,964 Postcard Notices.

TELEPHONE HOTLINE

6. In accordance with the Preliminary Approval Order, KCC established and continues to maintain a toll-free telephone number (1-866-680-6138) for potential Class

Members to call and obtain information about the Settlement, including important dates and deadlines. The telephone hotline connects callers with an Interactive Voice Recording (“IVR”), providing pre-recoded information about the Settlement and the ability to seek assistance from a live operator during regular business hours. The telephone hotline became operational on

October 16, 2018. Following the Court’s entry of the Notice Modification Order, KCC updated the IVR to reflect the modifications to the notice plan approved by the Court as well as the revised Settlement-related dates and deadlines.

7. The telephone hotline is accessible 24 hours a day, 7 days a week. As of May

22, 2019, KCC has received a total of 5,682 calls to the telephone hotline, of which 2,107 calls were handled by a live operator.

SETTLEMENT WEBSITE

8. To further assist potential Class Members, KCC, in accordance with the

Preliminary Approval Order and in coordination with Lead Counsel, designed, implemented and currently maintains a website, www.CitibankADRSettlement.com, dedicated to the Settlement

(the “Settlement Website”). The address for the Settlement Website is set forth in the Postcard

Notice, the long-form Notice, the Claim Form,4 and the Summary Notice utilized in the multi-

4 Copies of the Notice and Claim Form are attached hereto as Exhibits B and C. The Notice and Claim Form were updated to reflect the modifications approved by the Court’s Notice Modification Order as well as the revised Settlement-related dates and deadlines. 3 Case 1:15-cv-09185-CM-KNF Document 154-1 Filed 05/24/19 Page 5 of 35

media notice campaign (“Multi-Media Notice Program”) and published in various magazines, newspapers and investment newsletters.5

9. The Settlement Website became operational on October 15, 2018, and following the Court’s entry of the Notice Modification Order, was updated to reflect the modifications to the notice plan approved by the Court and the revised Settlement-related dates and deadlines. The Settlement Website is accessible 24 hours a day, 7 days a week. The

Settlement Website lists the exclusion, objection, and claim submission deadlines, as well as the date and time of the Final Approval Hearing. In addition, the Settlement Website contains links to downloadable copies of the Stipulation, Preliminary Approval Order, Notice Modification

Order, Notice, Claim Form and operative complaint for the Litigation. The Settlement Website also contains detailed instructions for entities who wish to submit claims electronically. Finally, the Settlement Website provides Non-Registered Holder Damages Class Members with the ability to file a claim online.

10. In conjunction with the Postcard Notice mailing to Registered Holder

Damages Class Members, on March 15, 2019, KCC added functionality (the “Claim Portal”) to the Settlement Website so that Registered Holder Damages Class Members can access their holding and cash distribution information provided by Citi’s transfer agent using the unique

Claim Number and PIN set forth on the Postcard Notice. When accessing the Claim Portal,

Registered Holder Damages Class Members are also provided with instructions on how to amend or supplement their claim if they believe the information provided by Citi’s transfer agent is incorrect or incomplete.

5 Details of the Multi-Media Notice Program conducted by HF Media, LLC are described in the Declaration of Jeanne C. Finegan which is also being submitted with Plaintiffs’ settlement submission. 4 Case 1:15-cv-09185-CM-KNF Document 154-1 Filed 05/24/19 Page 6 of 35

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6GJ4;F=E;W=MWNJP4W0E3W2 *42NWT42PN43W=EW(0EW'07W W0@=9L=0WFEW#0UWW W Case 1:15-cv-09185-CM-KNF Document 154-1 Filed 05/24/19 Page 7 of 35

Exhibit A Case 1:15-cv-09185-CM-KNF Document 154-1 Filed 05/24/19 Page 8 of 35

Citibank ADR Settlement c/o KCC Class Action Services P.O. Box 404077 Louisville, KY 40233-4077 Merryman et al. v. Citigroup, Inc. et al. No. 1:15-cv-09185-CM-KNF (S.D.N.Y.) 2D THIS NOTICE ONLY PROVIDES LIMITED INFORMATION ABOUT THIS CLASS ACTION LAWSUIT «BarCode» Postal Service: Please do not mark barcode AND SETTLEMENT. Claim#: CI2-«ClaimNumber» Please Visit www.CitibankADRSettlement.com «Owner» or call 1-866-680-6138 «CoOwner» for more information. «Representative» «Address1» «Address2» «City» «StateCd» «Zip» «Country»

CI2

Carefully separate at perforation NAME/ADDRESS CHANGES (IF ANY): IF YOU HAVE A CHANGE OF NAME/ADDRESS, PLEASE FILL OUT THIS FORMAND MAIL IT TO THE CLAIMS ADMINISTRATOR VIA THE U.S. POSTAL SERVICE. THE ADDRESS IS ON THE BACK OF THIS CARD.

First Name

Last Name

Street Address

City State Zip Code «Owner» —— «Address1» «Address2» 2D «City» «StateCd» «Zip» Area Code Telephone Number (Home) «Country»

Email

*<>* CI2-<> Case 1:15-cv-09185-CM-KNF Document 154-1 Filed 05/24/19 Page 9 of 35

IMPORTANT. PLEASE READ.

Place Stamp +HUH

Citibank ADR Settlement c/o KCC Class Action Services P.O. Box 404077 Louisville, KY 40233-4077

CI2 Case 1:15-cv-09185-CM-KNF Document 154-1 Filed 05/24/19 Page 10 of 35

Exhibit B

Case 1:15-cv-09185-CM-KNF Document 154-1 Filed 05/24/19 Page 11 of 35 UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF NEW YORK

BENJAMIN MICHAEL MERRYMAN, AMY WHITAKER MERRYMAN TRUST, AND B Civil Action No. 1:15-cv-09185-CM-KNF MERRYMAN AND A MERRYMAN 4TH GENERATION REMAINDER TRUST, individually and on behalf of all others similarly situated, Plaintiffs, v. CITIGROUP, INC., CITIBANK, N.A., and CITIGROUP GLOBAL MARKETS INC., Defendants.

NOTICE OF (I) PENDENCY OF CLASS ACTION AND PROPOSED SETTLEMENT; (II) FINAL APPROVAL HEARING; AND (III) MOTION FOR ATTORNEYS’ FEES AND REIMBURSEMENT OF LITIGATION EXPENSES TO: All persons or entities (1) who received cash distributions from the Depositary-sponsored American Depositary Receipts (“ADRs”) listed in Appendix 1 hereto from January 1, 2006 to September 4, 2018, inclusive, and were damaged thereby (the “Damages Class”) and/or (2) who currently own the Depositary- sponsored ADRs listed in Appendix 1 hereto (the “Current Holder Class” and, together with the Damages Class, the “Class”). A Federal Court authorized this Notice. This is not a solicitation from a lawyer. This notice (“Notice”) is being issued pursuant to Rule 23 of the Federal Rules of Civil Procedure and an Order of the United States District Court for the Southern District of New York (“Court”). The purpose of this Notice is to advise you of the pendency of the above-captioned class action (“Litigation”) and the proposed Settlement of the Litigation for $14,750,000 in cash and certain additional non-monetary relief (“Settlement”) on the terms and provisions contained in the Stipulation and Agreement of Settlement dated August 20, 2018 (“Stipulation”).1 The Honorable Colleen McMahon is presiding over the Litigation. Judge McMahon has provisionally certified the proposed Class for purposes of settlement only, has approved this Notice to potential members of the Class and has scheduled a final settlement hearing for July 12, 2019, at 10:00 a.m. (“Final Approval Hearing”). The Final Approval Hearing will be held in Courtroom 24A of the Daniel Patrick Moynihan United States Courthouse, 500 Pearl Street, New York, NY 10007. The Settlement resolves claims by Benjamin Michael Merryman, Amy Whitaker Merryman Trust, and B Merryman and A Merryman 4th Generation Remainder Trust (“Named Plaintiffs”) and Chester County Employees Retirement Fund and Stephen Hildreth (“Proposed Intervenors” and, together with the Named Plaintiffs, “Plaintiffs”), that have been asserted on behalf of the Class against Citibank, N.A. (“Defendant” or “Depositary”). Plaintiffs allege that, during the relevant time period, Defendant – as depositary bank for the ADRs listed in Appendix 1 to this Notice – systematically deducted impermissible fees for conducting foreign exchange (“Conversion”) from dividends and/or cash distributions issued by foreign companies, and owed to ADR holders. A more detailed description of the claims asserted by Plaintiffs in the Litigation, as well as the history of the Litigation, is set forth in ¶¶ 11-21 below. As more fully described in ¶¶ 26-27 below, the Settlement provides for $14.75 million (“Settlement Amount”) to be paid by or on behalf of Defendant for the benefit of eligible Class Members, which amount has been deposited into an interest-bearing escrow account. The Net Settlement Fund (i.e., the Settlement Amount plus any interest earned thereon (“Settlement Fund”) less (i) any Taxes and Tax Expenses; (ii) any Notice and Administration Costs; and (iii) any attorneys’ fees and Litigation Expenses awarded by the Court) will be distributed to eligible Damages Class Members (i.e., “Authorized Recipients”) according to a Court-approved plan of allocation. The proposed Plan of Allocation is set forth in Exhibit 1 hereto. The Settlement also provides the additional non-monetary relief related to Conversions provided in ț 28 below. PLEASE NOTE: Those Damages Class Members who hold (or held) their eligible ADRs directly and are listed on the records of the Depositary’s transfer agent (the “Registered Holder Damages Class Members”) do not have to take any action in order to be eligible to receive a payment from the Settlement. However, those Damages Class Members who hold (or held) their eligible ADRs through a bank, broker or other nominee and are not listed on the records of the Depositary’s transfer agent (the “Non-Registered Holder Damages Class Members”) must complete and submit a valid Claim Form in order to be eligible to receive a payment from the Settlement. See ¶¶ 38-40 below.

1 The Stipulation can be viewed at www.CitibankADRSettlement.com. Any capitalized terms used in this Notice that are not otherwise defined herein shall have the meanings ascribed to them in the Stipulation.

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Case 1:15-cv-09185-CM-KNF Document 154-1 Filed 05/24/19 Page 12 of 35 Any questions regarding this Notice, the Litigation, the Settlement or your eligibility to participate in the Settlement should be directed to Lead Counsel: Sharan Nirmul, Esq., Kessler Topaz Meltzer & Check, LLP, 280 King of Prussia Road, Radnor, Pennsylvania 19087, (610) 667-7706, [email protected], www.ktmc.com. Further information may be obtained by contacting the Court-authorized Claims Administrator, Kurtzman Carson Consultants LLC (“KCC”), at Citibank ADR Settlement, c/o KCC Class Action Services, P.O. Box 404077, Louisville, KY 40233-4077, 1-866-680-6138, [email protected]. Please DO NOT contact the Court, the Clerk’s office, Citibank, N.A., or its counsel. All questions should be directed to either Lead Counsel or the Claims Administrator.

IF YOU ARE A CLASS MEMBER, PLEASE READ THIS NOTICE CAREFULLY. This Notice explains important rights you may have, including the possible receipt of cash from the Settlement. If you are a member of the Class, your legal rights will be affected whether or not you act.

A SUMMARY OF YOUR LEGAL RIGHTS AND OPTIONS IN THIS SETTLEMENT

SUBMIT A CLAIM FORM If you are a Non-Registered Holder Damages Class Member (as defined above), POSTMARKED NO LATER this is the only way for you to be eligible to receive a payment from the Settlement. THAN AUGUST 12, 2019, UNLESS YOU ARE A If you are a Registered Holder Damages Class Member (as defined above), you do REGISTERED HOLDER not need to take any further action (i.e., submit a Claim Form) to be eligible to receive DAMAGES CLASS MEMBER. a payment from the Settlement.

EXCLUDE YOURSELF FROM If you are a member of the Class and choose to exclude yourself from the Class, THE CLASS BY SUBMITTING you will not be eligible to receive any payment from the Settlement. This is the only A WRITTEN REQUEST FOR option that allows you ever to be part of any other lawsuit against the Depositary or EXCLUSION SO THAT IT IS any of the other Defendant Released Parties concerning the Released Claims. See RECEIVED NO LATER THAN ¶¶ 46-51 below for details and requirements for requesting exclusion. JUNE 7, 2019.

OBJECT TO THE If you do not like the proposed Settlement, the proposed Plan of Allocation, and/or Lead SETTLEMENT BY Counsel’s request for attorneys’ fees and reimbursement of Litigation Expenses, you SUBMITTING A WRITTEN may write to the Court and explain why you do not like them. You can only object to the OBJECTION SO THAT IT IS Settlement, the Plan of Allocation and/or the fee and expense request if you are a Class RECEIVED NO LATER THAN Member and you do not exclude yourself from the Class. See ¶¶ 56-62 below for details JUNE 7, 2019. and requirements for objecting.

FILE A NOTICE OF INTENTION Filing a written objection and notice of intention to appear by June 7, 2019 allows TO APPEAR SO THAT IT IS you to speak in Court, at the discretion of the Court, about the fairness of the RECEIVED NO LATER THAN proposed Settlement, the proposed Plan of Allocation, and/or Lead Counsel’s JUNE 7, 2019, AND GO TO request for attorneys’ fees and reimbursement of Litigation Expenses. If you submit THE FINAL APPROVAL a written objection, you may (but you do not have to) attend the hearing and, at the HEARING ON JULY 12, 2019. discretion of the Court, speak to the Court about your objection.

You will remain a member of the Class, which means that you give up your right to sue the Defendant or any of the other Defendant Released Parties about the claims that are resolved by the Settlement and you will be bound by any judgments or DO NOTHING. orders entered by the Court in the Litigation. Please Note: If you are a Non-Registered Holder Damages Class Member and do nothing, you will not be eligible to receive a payment from the Settlement.

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Case 1:15-cv-09185-CM-KNF Document 154-1 Filed 05/24/19 Page 13 of 35

WHAT THIS NOTICE CONTAINS SUMMARY OF THE SETTLEMENT Page 3 BASIC INFORMATION Page 4 What Is The Purpose Of This Notice? Page 4 What Is This Litigation About? What Has Happened So Far? Page 5 Why Is This Litigation A Class Action? Page 6 Why Is There A Settlement? Page 6 How Do I Know If I Am Part Of The Class? Page 6 What Does The Settlement Provide? Page 6 How Do I Participate In The Settlement? What Do I Need To Do? Page 8 What Will Be My Share Of The Settlement Fund? Page 9 When Will I Receive My Payment? Page 9 Can I Exclude Myself From The Class? Page 9 THE LAWYERS REPRESENTING YOU Page 10 Do I Have A Lawyer In This Case? Page 10 How Will The Lawyers Be Paid? Page 10 OBJECTIONS Page 10 How Do I Tell The Court If I Do Not Like The Settlement? Page 10 THE COURT’S FINAL APPROVAL HEARING Page 11 When And Where Will The Court Decide Whether To Approve The Settlement? Page 11 Do I Have To Come To The Hearing? Page 11 May I Speak At The Hearing? Page 11 IF YOU DO NOTHING Page 11 What Happens If I Do Nothing At All? Page 11 GETTING MORE INFORMATION Page 12 How Do I Get More Information? Page 12 LISTS OF ADRS AT ISSUE IN THE LITIGATION Appendix 1 PLAN OF ALLOCATION OF NET SETTLEMENT FUND Exhibit 1 SUMMARY OF THE SETTLEMENT 1. As described in more detail below (and in the operative complaint filed in the Litigation), Plaintiffs allege that during the relevant time period, the Depositary, as depositary bank for the issuance of ADRs, systematically deducted impermissible Conversion fees from dividends and/or cash distributions, and owed to ADR holders. A copy of the operative complaint in the Litigation – the Class Action Complaint dated November 20, 2015 (“Complaint”) – is available on the website for the Settlement, www.CitibankADRSettlement.com. 2. An Escrow Account has been established to hold the Settlement Amount prior to being distributed to Authorized Recipients pursuant to the Court-approved plan of allocation. After the Settlement becomes Final and pursuant to Order of the Court, the Net Settlement Fund will be distributed to Authorized Recipients. As a result of the Court’s certification decision, Plaintiffs’ and the certified class’s alleged damages were approximately $4.6 million, based on the analysis of Plaintiffs’ damages expert. With the inclusion of Proposed Intervenors Chester County Employees Retirement Fund and Stephen Hildreth (intervention to which the Depositary is stipulating for purposes of the Settlement), the Class’s alleged damages range from approximately $61.9 million to $68.8 million. These amounts are only estimates. The Depositary does not concede the accuracy of Plaintiffs’ damages expert’s calculation, or that there were any damages. A Damages Class Member’s Recognized Claim, as explained in the Plan of Allocation, reflects Plaintiffs’ view of the purported margin(s) retained by the Depositary for Conversions of ADR dividends and cash distributions. A Damages Class Member’s actual recovery will be based upon the Net Settlement Fund, which will consist of the Settlement Fund, less certain amounts to be deducted from the Settlement Fund as described herein and in the Stipulation, including expenses associated with providing notice to the Class, Court-awarded attorneys’ fees and Litigation Expenses (including any Service Awards to Plaintiffs for the effort and time spent by them in connection with the prosecution of the Litigation), Taxes and Tax Expenses, and other costs related to the administration of the Settlement and implementation of the Plan of Allocation, and will be allocated in accordance with the plan of allocation approved by the Court. (See ¶¶ 41-44 below and the proposed Plan of Allocation attached as Exhibit 1.)

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Case 1:15-cv-09185-CM-KNF Document 154-1 Filed 05/24/19 Page 14 of 35 3. The Class is defined as follows: All persons or entities (1) who received cash distributions from the Depositary-sponsored ADRs listed in Appendix 1 hereto from January 1, 2006 to September 4, 2018, inclusive, and who were damaged thereby and/or (2) who currently own the Depositary-sponsored ADRs listed in Appendix 1 hereto. Please Note: There are exceptions to being included in the Class. A description of those persons and entities excluded by definition from the Class is provided below in ¶ 25. 4. As with any litigation, the Parties would face an uncertain outcome of continuing this Litigation. Absent the Settlement, orders and appeals in connection with the Proposed Intervenors’ motion (see ¶ 18 below), summary judgment and a trial could result in a judgment or verdict greater or less than the recovery obtained by the Settlement, or no recovery at all. This Litigation has been hotly contested from the outset. Throughout this Litigation, Plaintiffs and the Depositary have disagreed on both liability and damages. The Depositary, among other things: (1) has denied, and continues to deny, the material allegations of the Complaint, (2) has denied, and continues to deny, any wrongdoing or liability whatsoever, (3) believes that its actions were a proper exercise of its judgment and in good faith, and were consistent with its obligations under the governing deposit agreements and complied with all applicable laws, rules, regulations, codes, market practices, and standards, (4) would assert certain other defenses, including statute of limitations defenses, if this Settlement is not consummated, and (5) is entering into the Settlement solely to avoid the cost, disruption, and uncertainty of continued litigation. The Parties have taken into account the uncertainty and risks inherent in this Litigation, particularly its complex nature, and have concluded that it is desirable that this Litigation be fully and finally settled on the terms and conditions set forth in the Stipulation. 5. Over the course of this Litigation, the Parties briefed a motion to dismiss the Complaint and engaged in discovery efforts, which included the Depositary’s production of over 81,000 pages of documents, Named Plaintiffs’ production of over 2,500 pages of documents, productions from several third parties, 13 depositions and the exchange of expert reports. 6. Lead Counsel in this Litigation, on behalf of Plaintiffs’ counsel, will apply to the Court for an award of attorneys’ fees in an amount not to exceed 33⅓% of the Settlement Amount and reimbursement of Litigation Expenses of Plaintiffs’ counsel in an amount not to exceed $800,000, plus interest earned on these amounts. Plaintiffs will share in the allocation of the money paid to members of the Class on the same basis and to the same extent as all other members of the Class, except that, in addition thereto, Plaintiffs may apply to the Court for Service Awards of up to $25,000 in the aggregate. Any Service Awards granted to Plaintiffs by the Court will be payable from the Settlement Fund, and will compensate Plaintiffs for their effort and time spent in connection with the prosecution of the Litigation, as supported by adequate written documentation of such effort and time. The aggregate amount of Service Awards (i.e., $25,000) is reflected in the maximum amount of Litigation Expenses set forth above. BASIC INFORMATION What Is The Purpose Of This Notice? 7. The Court has directed the issuance of this Notice to inform potential members of the Class about the proposed Settlement with the Depositary before the Court decides whether to approve the Settlement. If the Court approves the Settlement, and any related objections and appeals are favorably resolved, the Settlement Amount, net of the costs, fees and expenses described herein, will be allocated among eligible Damages Class Members according to a Court-approved plan of allocation and the Defendant Released Parties and Plaintiff Released Parties will be released from all Released Claims and Released Defendant Claims, respectively, as set forth in the Stipulation. 8. This Notice explains the Litigation, the Settlement, your legal rights (if you are a Class Member as defined in ¶25 below), what benefits are available, who is eligible for them, and how you will receive your portion of the benefits. The Notice also informs you of the Final Approval Hearing to be held by the Court to consider the fairness, reasonableness and adequacy of the Settlement and to consider Lead Counsel’s motion for an award of attorneys’ fees and reimbursement of Litigation Expenses from the Settlement Amount, which may include Service Awards to Plaintiffs. 9. The Final Approval Hearing will be on July 12, 2019 at 10:00 a.m., before the Honorable Colleen McMahon in the United States District Court for the Southern District of New York, Courtroom 24A of the Daniel Patrick Moynihan United States Courthouse, 500 Pearl Street, New York, NY 10007, to determine: x whether the Settlement should be finally approved as fair, reasonable and adequate; x whether the Complaint should be dismissed with prejudice pursuant to the terms of the Settlement; x whether the Notice and the means of dissemination thereof pursuant to the Settlement: (i) were appropriate and reasonable and constituted due, adequate, and sufficient notice to all persons and entities entitled to such notice and (ii) met all applicable requirements of the Federal Rules of Civil Procedure, and any other applicable law; and x whether Lead Counsel’s application for attorneys’ fees and reimbursement of Litigation Expenses, including Service Awards to Plaintiffs, should be approved.

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Case 1:15-cv-09185-CM-KNF Document 154-1 Filed 05/24/19 Page 15 of 35 10. The issuance of this Notice is not an expression of the Court’s opinion on the merits of any claim in this Litigation, and the Court still has to decide whether to approve the Settlement. If the Court approves the Settlement, payment to Authorized Recipients will be made after all related appeals, if any, are favorably resolved. It is always uncertain whether such appeals can be favorably resolved, and resolving them can take time, perhaps more than a year. Please be patient. What Is This Litigation About? What Has Happened So Far? 11. On June 2, 2015, Named Plaintiffs filed a complaint in the action captioned Merryman et al. v. Citigroup, Inc. et al., 15-cv-05129-TLB (W.D. Ark.) (“Arkansas Complaint”) asserting claims against Citigroup Inc., Citibank, N.A. and Citigroup Global Markets Inc. (collectively, the “Citi Defendants”). The Arkansas Complaint asserted claims for breach of contract, breach of implied covenant of good faith and fair dealing and conversion. On July 10, 2015, the Citi Defendants moved to dismiss, or, in the alternative, to transfer the Arkansas Complaint to the Southern District of New York, which Named Plaintiffs opposed on September 4, 2015. On November 19, 2015, the court granted the Citi Defendants’ motion to dismiss the Arkansas Complaint without prejudice on the grounds that the court lacked personal jurisdiction over the Citi Defendants. 12. On November 20, 2015, Named Plaintiffs filed the initial complaint in the Litigation (i.e., the “Class Action Complaint”) asserting claims against the Citi Defendants. Specifically, the Class Action Complaint asserted claims for breach of contract and breach of implied covenant of good faith and fair dealing against Citibank, N.A. and claims for conversion against all of the Citi Defendants. As noted above, Named Plaintiffs alleged that during the relevant time period, Citibank, N.A., as depositary bank for the issuance of ADRs, systematically deducted impermissible fees from dividends and/or cash distributions issued by foreign companies, and owed to ADR holders. More specifically, as Named Plaintiffs alleged, the Depositary assigned Conversion rates to the Conversion of non-U.S. dollar-based dividends and cash distributions by foreign companies, which reflected a spread that was added to the Conversion rate the Depositary actually received at the time of the Conversion. As a result of its practice of adding a spread to Conversion rates, Named Plaintiffs alleged that the Depositary improperly retained millions of dollars from dividends and cash distributions owed and payable to the class. 13. On December 28, 2015, the Citi Defendants moved to dismiss the Class Action Complaint with prejudice pursuant to the Securities Litigation Uniform Standards Act of 1998, 15 U.S.C. §78bb(f)(1), or Rules 8(a), 12(b)(1), and/or 12(b)(6) of the Federal Rules of Civil Procedure. Named Plaintiffs opposed the motion on January 11, 2016, and the Citi Defendants filed a reply in support of their motion on January 19, 2016. On August 15, 2016, the Court entered its Memorandum Decision and Order Granting in Part and Denying in Part Defendants’ Motion to Dismiss (“MTD Order”). Specifically, the Court: (i) denied the motion as to Count I finding that Named Plaintiffs stated a claim for breach of contract and (ii) granted the motion, with prejudice, as to Counts II and III, dismissing Named Plaintiffs’ claim for breach of implied duty of good faith as duplicative and their claim for conversion for failure to state a claim on which relief may be granted.2 By the MTD Order, the Court also (i) denied the motion, without prejudice to renewal, as to all claims asserted for the period prior to November 20, 2010, (ii) denied the Citi Defendants’ claim that the breach of contract claim was barred under SLUSA, and (iii) granted the motion and dismissed Named Plaintiffs’ claims for punitive damages. 14. The Depositary answered the Class Action Complaint on August 30, 2016. 15. On October 7, 2016, the Depositary filed a motion seeking an order certifying the Court’s MTD Order for interlocutory appeal and a partial stay of discovery related to ADRs other than those held by Named Plaintiffs and/or events prior to November 20, 2010. Named Plaintiffs opposed the Depositary’s motion on October 21, 2016 and the Depositary filed its reply in support of its motion on October 28, 2016. On January 6, 2017, the Court entered its Memorandum Decision and Order Denying Defendants’ Motion for Certification of an Interlocutory Appeal and to Stay Discovery and ordered the parties to submit a schedule for discovery. 16. Thereafter, Named Plaintiffs and the Depositary commenced discovery, which included the Depositary producing over 81,000 pages of documents, Named Plaintiffs producing over 2,500 pages of documents, document productions from several third parties, 13 depositions and the exchange of expert reports. 17. On June 30, 2017, Named Plaintiffs moved for class certification, which the Depositary opposed on August 17, 2017. Named Plaintiffs filed a reply in support of their motion on September 15, 2017, as well as a motion to exclude the Depositary’s reliance on the declaration of Scott Pollak, the Depositary’s Rule 30(b)(6) designee. On November 3, 2017, the Depositary filed a motion to preclude the proposed testimony of Named Plaintiffs’ expert G. William Brown, Jr. On March 22, 2018, the Court entered its Decision and Order Granting in Part and Denying in Part Plaintiffs’ Motion for Class Certification (“Class Certification Order”), certifying a class limited only to the three Depositary-sponsored ADRs personally owned by Named Plaintiffs. Also by its Class Certification Order, the Court found that Named Plaintiffs could not bring claims for injunctive relief, as no Named Plaintiff continued to hold these three Depositary-sponsored ADRs. 18. In response to the Class Certification Order, Chester County Employees Retirement Fund and Stephen Hildreth, owning 21 of the 35 ADRs covered by Named Plaintiffs’ original proposed class definition, filed a motion to intervene in the Litigation on May 9, 2018. The Proposed Intervenors also continue to hold Depositary-sponsored ADRs. The Depositary opposed the Proposed Intervenors’ motion on May 23, 2018, and the Proposed Intervenors filed a reply in support of their motion on May 31, 2018.

2 With the Court’s dismissal of Counts II and III, Citigroup Inc. and Citigroup Global Markets Inc. were dismissed from the Litigation.

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Case 1:15-cv-09185-CM-KNF Document 154-1 Filed 05/24/19 Page 16 of 35 19. During the foregoing efforts, counsel for Named Plaintiffs and counsel for the Depositary began discussing the possibility of resolving the Litigation. Following hard-fought, arm’s-length negotiations spanning the course of several months, the Parties reached an agreement-in-principle to settle the Litigation and informed the Court of this agreement on June 6, 2018. The Parties negotiated a term sheet setting forth the material terms of their agreement, which was executed on June 26, 2018. 20. Over the following weeks, the Parties negotiated and documented the specific terms and conditions of the Settlement, which are embodied in the Stipulation entered on August 20, 2018. The Stipulation can be viewed at www.CitibankADRSettlement.com. 21. On September 4, 2018, the Court entered the Preliminary Approval Order, directing notice to potential Class Members and scheduling the Final Approval Hearing to consider whether to grant final approval of the Settlement, among other things. On February 14, 2019, the Court entered an Order approving certain modifications to the notice plan. Why Is This Litigation A Class Action? 22. In a class action, one or more individuals or entities, referred to as “plaintiffs,” sue on behalf of individuals and entities who have similar claims. All of the Persons on whose behalf Named Plaintiffs in this Litigation are suing are members of a “class” referred to in this Notice as Class Members or members of the Class. Because Named Plaintiffs believe that the wrongful conduct alleged in this case affected all holders of the Depositary-sponsored ADRs at issue in the Litigation (reflected in Appendix 1 hereto) in the same way, Named Plaintiffs filed their case as a putative class action. The Class has been provisionally certified by the Court for purposes of effectuating the Settlement. Why Is There A Settlement? 23. The Court has not expressed any opinions or reached any decisions on the ultimate merits of Named Plaintiffs’ claims against the Depositary. Instead, Plaintiffs and the Depositary have agreed to a Settlement to resolve the Litigation. In reaching the Settlement, the Parties have avoided the cost and time of further litigation, including the costs and expenses involved in completing discovery, summary judgment briefing, a trial, post-trial briefing and potential appeals. As with any litigation, Plaintiffs would face an uncertain outcome if this case proceeded. Pursuing the Litigation against the Depositary could result in a verdict offering relief greater than the Settlement, a verdict for less money than Plaintiffs have obtained through the Settlement, or no recovery at all. Based on these risks and an evaluation of other unique risks presented by this case, Plaintiffs and Lead Counsel believe the Settlement is in the best interests of all members of the Class. Additional information concerning the Settlement is available on the website, www.CitibankADRSettlement.com. 24. As stated above, the Settlement is the product of hard-fought, arm’s-length negotiations between Lead Counsel and Defendant’s Counsel, both of which are very experienced with respect to complex litigation of this type. Lead Counsel believes the proposed Settlement is fair, reasonable and adequate and in the best interest of the Class. How Do I Know If I Am Part Of The Class? 25. The Court has provisionally certified the following Class: All persons or entities (1) who received cash distributions from the Depositary-sponsored ADRs listed in Appendix 1 hereto from January 1, 2006 to September 4, 2018, inclusive, and who were damaged thereby (i.e., the Damages Class) and/or (2) who currently own the Depositary-sponsored ADRs listed in Appendix 1 hereto (i.e., the Current Holder Class). The Depositary and its officers, directors, legal representatives, heirs, successors, corporate parents, subsidiaries, and/or assigns, other than Investment Vehicles (which are not excluded) are excluded from the Class only to the extent that such persons or entities had a proprietary (i.e., for their own account) interest in the ADRs listed in Appendix 1 hereto and not to the extent that they have held the ADRs in a fiduciary capacity or otherwise on behalf of any third-party client, account, fund, trust or employee benefit plan that otherwise falls within the definition of the Class. Also excluded from the Class are any persons and entities who or which exclude themselves from the Class by submitting a request for exclusion that is accepted by the Court. PLEASE READ THIS NOTICE CAREFULLY TO DETERMINE WHETHER YOU ARE A CLASS MEMBER AND WHETHER YOU ARE ENTITLED TO RECEIVE PROCEEDS FROM THE SETTLEMENT. IF YOU ARE A NON-REGISTERED HOLDER DAMAGES CLASS MEMBER AND YOU WISH TO BE ELIGIBLE TO RECEIVE A PAYMENT FROM THE SETTLEMENT, YOU ARE REQUIRED TO SUBMIT A CLAIM FORM AND THE REQUIRED SUPPORTING DOCUMENTATION AS SET FORTH THEREIN POSTMARKED NO LATER THAN AUGUST 12, 2019. YOU CAN OBTAIN A COPY OF THE CLAIM FORM, OR SUBMIT A CLAIM ONLINE, AT WWW.CITIBANKADRSETTLEMENT.COM. What Does The Settlement Provide? 26. The Settlement provides for $14,750,000 to be paid by or on behalf of Defendant to settle the Litigation. The $14,750,000, plus interest that accrues on this amount, will be distributed to the Damages Class after costs, expenses and fees are deducted as described below. As noted above, as a result of the Court’s class certification decision, Plaintiffs’ and the certified class’s alleged damages were approximately $4.6 million, based on the analysis of Plaintiffs’ damages expert. With the inclusion of the Proposed Intervenors, the Class’s alleged damages range from approximately $61.9 million to $68.8 million. These

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Case 1:15-cv-09185-CM-KNF Document 154-1 Filed 05/24/19 Page 17 of 35 amounts are only estimates. The Depositary does not concede the accuracy of Plaintiffs’ damages expert’s calculation, or that there were any damages. A Damages Class Member’s Recognized Claim, as explained in the Plan of Allocation, reflects Plaintiffs’ view of the purported margin(s) retained by the Depositary for Conversions of ADR dividends and cash distributions. A Damages Class Member’s actual recovery will depend upon the net amount in the Settlement Fund (after the deduction of certain amounts as described herein and in the Stipulation, including Notice and Administration Costs, Court-approved attorneys’ fees and Litigation Expenses, including any Service Awards to Plaintiffs, and Taxes and Tax Expenses), which will be allocated and paid to eligible Damages Class Members according to the plan of allocation approved by the Court. 27. The Settlement will provide for cash payments to Damages Class Members who do not exclude themselves from the Class pursuant to ¶¶ 46-51 below. Registered Holder Damages Class Members do not need to submit a Claim Form in order to be eligible for a payment from the Settlement. Non-Registered Holder Damages Class Members must submit a valid Claim Form in order to be eligible to receive a payment from the Settlement. 28. In addition to the $14,750,000 cash recovery, the Settlement also provides additional non-monetary relief for the Class. Defendant has agreed to the following additional relief: (a) Definitions: As used in this ¶ 28, the following terms shall have the meanings set forth below: x “Conversion Provider” refers to any entity, division, or business unit affiliated with the Depositary that converts or causes to be converted cash distributions on behalf of the Depositary. A Conversion Provider may transact with an affiliated market-making desk, e.g., CitiFX, when conducting a Conversion, and that desk is entitled to make a profit on any such transactions without regard to any provision of this agreement. x “Conversion” refers to the conversion of foreign currency of any cash distribution paid by any Depositary-sponsored ADR issuer (“Issuer”) pursuant to a Deposit Agreement. Conversions may be executed in multiple subparts. (b) Conversion Charge: Defendant agrees that it and its Conversion Providers shall charge no more than 20 (twenty) basis points for any Conversion. (c) Right to Modify the Conversion Charge: Notwithstanding ¶ 28(b), Defendant and an Issuer may agree to modify the Conversion Charge set forth in the Stipulation, as required by the relevant depositary agreement and any applicable SEC rules. (d) Conversion by Unaffiliated Entities and Issuers: Notwithstanding ¶ 28(b) and the capabilities of the Depositary or its Conversion Providers to enter into a Conversion, it is agreed that (i) Conversions may be managed and executed by unaffiliated local custodians or third-parties (“Unaffiliated Conversion Providers”), and, for such Conversions, the foreign exchange rate applied by the Unaffiliated Conversion Providers will be the rate given to ADR holders and (ii) Conversions may be managed at the discretion of the Issuer, meaning the Issuer may: (a) convert foreign currency independent of the Depositary and/or its Conversion Providers and/or (b) provide dividends or cash to the Depositary in US dollars at a conversion rate determined by the Issuer. (e) Multiple Days and Transactions: It is expressly agreed that the Depositary, or its Conversion Providers, may execute Conversions through multiple transactions, or over multiple days. 29. If the Settlement is approved, the Court will enter a judgment (“Order and Final Judgment”). The Order and Final Judgment will dismiss with prejudice the claims alleged in the Litigation against Defendant and pursuant to the Order and Final Judgment, without further action by anyone, upon the Effective Date of the Settlement, Plaintiffs and each member of the Class, on behalf of themselves and each of their respective heirs, executors, administrators, predecessors, successors, and assigns, in their capacities as such, shall be deemed to have, and by operation of law and of the judgment shall have, fully, finally and forever compromised, settled, released, resolved, relinquished, waived and discharged each and every Released Claim (as defined below) against any of the Defendant Released Parties (as defined below), and shall forever be barred and enjoined from prosecuting any or all of the Released Claims against any of the Defendant Released Parties. 30. In addition, pursuant to the Order and Final Judgment, without further action by anyone, upon the Effective Date of the Settlement, Plaintiffs and each member of the Class, on behalf of themselves and each of their respective heirs, executors, administrators, predecessors, successors, and assigns, in their capacities as such, shall be deemed to have, and by operation of law and of the judgment shall have, fully, finally and forever compromised, settled, released, resolved, relinquished, waived and discharged each and every Released Claim against the Unaffiliated Conversion Providers and any Issuer (as those terms are defined above in ¶ 28(a)), as well as their respective affiliates, officers, directors and employees, and shall forever be barred and enjoined from prosecuting any or all of the Released Claims against any of the Unaffiliated Conversion Providers and any Issuer, as well as their respective affiliates, officers, directors and employees. 31. “Released Claims” means all claims and causes of action of every nature and description, whether known or unknown (i.e., “Unknown Claims” as defined below), whether arising under federal, state, common or foreign law, whether class or individual in nature, that (a) Plaintiffs or any other member of the Class have asserted in any complaint filed in the Litigation (“Complaints”) or (b) Plaintiffs or any other member of the Class could have asserted in any forum that arise out of or are based upon the allegations set forth in the Complaints including claims related to all Depositary-sponsored ADRs.

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Case 1:15-cv-09185-CM-KNF Document 154-1 Filed 05/24/19 Page 18 of 35 “Released Claims” do not include claims arising out of, based upon, relating to, concerning, or in connection with the interpretation or enforcement of the terms of the Settlement. 32. “Defendant Released Parties” means the Depositary and its affiliates, officers, directors and employees. 33. “Unknown Claims” means any and all claims that any Plaintiff or any other Class Member does not know or suspect to exist in his, her, or its favor at the time of the release of the Released Claims, and any and all claims that Defendant does not know or suspect to exist in its favor at the time of the release of the Released Defendant Claims, which if known to him, her or it might have affected his, her or its decision(s) with respect to the Settlement, including, but not limited to, his, her or its decision to object or not to object to the Settlement or not to exclude himself, herself or itself from the Class. With respect to any and all Released Claims and Released Defendant Claims, the Parties stipulate and agree that, upon the Effective Date, each of the Plaintiffs and Defendant shall expressly waive, and each of the other Class Members shall be deemed to have, and by operation of the Order and Final Judgment or any Alternative Judgment shall have, expressly waived and relinquished any and all provisions, rights, and benefits conferred by any law of any state or territory of the United States or any other jurisdiction, or principle of common law that is similar, comparable, or equivalent to California Civil Code § 1542, which provides: A general release does not extend to claims which the creditor does not know or suspect to exist in his or her favor at the time of executing the release, which if known by him or her must have materially affected his or her settlement with the debtor. Any Plaintiff or Class Member may hereafter discover facts, legal theories, or authorities in addition to or different from those which he, she, or it now knows or believes to be true with respect to the subject matter of the Released Claims, but each of the Plaintiffs shall expressly, fully, and forever settle and release, and each Class Member shall be deemed to have settled and released, and upon the Effective Date and by operation of the Order and Final Judgment or any Alternative Judgment shall have settled and released, fully, finally, and forever, any and all Released Claims, known or unknown, suspect or unsuspected, contingent or noncontingent, whether or not concealed or hidden, which have existed or will exist, upon any theory of law or equity, including, but not limited to, conduct which is negligent, reckless, intentional, with or without malice, or breach of any duty, law, or rule, without regard to the subsequent discovery or existence of such different or additional facts, legal theories, or authorities. Plaintiffs and Defendant acknowledge, and each of the Class Members shall be deemed by operation of law to have acknowledged, that the foregoing waiver was separately bargained for and a key element of the Settlement. 34. In addition, if the Settlement is approved, pursuant to the Order and Final Judgment, without further action by anyone, upon the Effective Date of the Settlement, Defendant shall be deemed to have, and by operation of law and of the judgment shall have, fully, finally and forever compromised, settled, released, resolved, relinquished, waived and discharged each and every Released Defendant Claim (as defined below) against the Plaintiff Released Parties (as defined below), and shall forever be barred and enjoined from prosecuting any or all of the Released Defendant Claims against any of the Plaintiff Released Parties. 35. “Released Defendant Claims” means all claims and causes of action of every nature and description, whether known or unknown (i.e., “Unknown Claims” as defined below), whether arising under federal, state, common or foreign law, whether class or individual in nature, that arise out of or relate in any way to the institution, prosecution, or settlement of the claims against Defendant. “Released Defendant Claims” do not include claims arising out of, based upon, relating to, concerning, or in connection with the interpretation or enforcement of the terms of the Settlement. 36. “Plaintiff Released Parties” means Plaintiffs. 37. Please Note: The complete terms of the Settlement are set forth in the Stipulation which may be viewed on the website www.CitibankADRSettlement.com. How Do I Participate In The Settlement? What Do I Need To Do? 38. If you are a Damages Class Member who holds (or held) your eligible ADRs through a bank, broker or other nominee and are not listed on the records of the Depositary’s transfer agent (i.e., a Non-Registered Holder Damages Class Member) and you wish to be eligible to receive a payment from the proceeds of the Settlement, you must timely complete and return the Claim Form with adequate supporting documentation postmarked, or submitted online, no later than AUGUST 12, 2019. You can go to www.CitibankADRSettlement.com to submit a Claim Form. You can also obtain a Claim Form on the website, or you may request that a Claim Form be mailed to you by calling the Claims Administrator toll free at 1-866-680-6138 or by sending an email to the Claims Administrator at [email protected]. Please retain all records of your holdings in the eligible ADRs, as they may be needed to document your claim. If you are a Non-Registered Holder Damages Class Member and do not submit a timely and valid Claim Form, you will not be eligible to share in the Net Settlement Fund. 39. If you are a Damages Class Member who holds (or held) your eligible ADRs directly and are listed on the records of the Depositary’s transfer agent (i.e., a Registered Holder Damages Class Member) you do not have to take any further action in order to participate in the Settlement and be potentially eligible to receive a payment from the proceeds of the Settlement. If you are a Registered Holder Damages Class Member, you should receive/should have received a Post-Card Notice in the mail that contains a unique Claim Number and PIN. You can use this Claim Number and PIN to access information regarding the eligible ADRs you held and the cash distributions you received as a result of such holdings that was obtained from the Depositary’s transfer agent on the website, www.CitibankADRSettlement.com. Please Note: If you are a Registered

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Case 1:15-cv-09185-CM-KNF Document 154-1 Filed 05/24/19 Page 19 of 35 Holder Damages Class Member, your Recognized Claim and payment amount will be calculated pursuant to the information provided by the Depositary’s transfer agent. If the information regarding your holdings and distributions set forth on the website is incorrect or incomplete, you must notify the Claims Administrator (as set forth in ¶ 72 herein) immediately. If the Claims Administrator does not hear from you, they will assume the information provided by the Depositary’s transfer agent and set forth on the website is correct and complete and will use this information to calculate your Claim. 40. Damages Class Members who exclude themselves from the Class pursuant to ¶¶ 46-51 below, will not receive a payment from the Settlement proceeds. What Will Be My Share Of The Settlement Fund? 41. At this time, it is not possible to make a precise determination as to the amount of any payment that any individual Damages Class Member may receive from the Settlement. 42. Exhibit 1 to this Notice sets forth the Plan of Allocation for allocating the Net Settlement Fund among Authorized Recipients, as proposed by Plaintiffs and Lead Counsel. At the Final Approval Hearing, Lead Counsel will request the Court approve the Plan of Allocation. The Court may modify the Plan of Allocation, or approve a different plan of allocation, without further notice to the Class. 43. The Plan of Allocation describes the manner by which the Net Settlement Fund will be distributed to eligible Damages Class Members. In general, the Net Settlement Fund will be allocated to (i) Registered Holder Damages Class Members and (ii) Non-Registered Holder Damages Class Members who submit valid Claim Forms. The amount paid to each Authorized Recipient will depend on each Authorized Recipient’s calculated Recognized Claim, relative to the Recognized Claims of other Authorized Recipients. Because the Net Settlement Fund most likely will be less than the total losses alleged to have been suffered in the Litigation, an Authorized Recipient’s proportionate recovery most likely will be less than their alleged loss. 44. The tax treatment of any distribution varies based upon the recipient’s tax status and treatment of its investments. The tax treatment of any distribution from the Net Settlement Fund is the responsibility of each recipient. You should consult your tax advisor to determine the tax consequences, if any, of any distribution to you. When Will I Receive My Payment? 45. Payment is conditioned on several matters, including the Court’s approval of the Settlement and that approval becoming Final and no longer subject to any appeals. If the Court approves the Settlement and a plan of allocation, then payments to Authorized Recipients will be made after any appeals are resolved and after the completion of all Claims processing. Please be patient, as this process can take some time to complete. Can I Exclude Myself From The Class? 46. Yes. You may request to be excluded (also referred to as “opting-out”) from the Class. If you request exclusion, (a) you will not participate in any distribution of the Net Settlement Fund and you will not receive any part of the Settlement Amount; (b) you will not be bound by the terms of the Settlement, including the Releases, and you will retain any right to file your own lawsuit concerning the Released Claims; and (c) you will not be able to object to the Settlement. 47. In the event you wish to exclude yourself from the Class, you must submit a written Request for Exclusion, which must be received no later than June 7, 2019, to: Citibank ADR Settlement EXCLUSIONS c/o KCC Class Action Services 3301 Kerner Boulevard San Rafael, CA 94901 48. In order to be valid, your Request for Exclusion must set forth: (i) your name; (ii) your address; (iii) your telephone number; (iv) the identity (including quantity and dates held) of the ADRs listed in Appendix 1 that you held and the cash distributions you received per eligible ADR from January 1, 2006 to September 4, 2018, inclusive; and (v) a statement that you wish to be excluded from the Class in the Litigation. 49. To be effective, your Request for Exclusion must be received no later than June 7, 2019. Unless otherwise ordered by the Court, any Class Member who does not submit a timely and valid Request for Exclusion as provided herein shall be bound by the Settlement. Do not request exclusion if you wish to participate in the Settlement. 50. You cannot exclude yourself on the Settlement website, by telephone or by email. If you do not follow these procedures – including meeting the deadline for requesting exclusion set forth above – you will not be excluded from the Class, and you will be bound by all of the orders and judgments entered by the Court regarding the Settlement, including the release of claims.

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Case 1:15-cv-09185-CM-KNF Document 154-1 Filed 05/24/19 Page 20 of 35 51. Please Note: If you decide to exclude yourself from the Class, there is a risk that any lawsuit you may file to pursue claims alleged in the Litigation may be dismissed, including because the suit is not filed within the applicable time periods required for filing suit. The Depositary will have the right to assert any and all defenses it may have to any claims you seek to assert. Also, the Depositary may terminate the Settlement if potential Class Members who meet certain criteria exclude themselves from the Class. THE LAWYERS REPRESENTING YOU Do I Have A Lawyer In This Case? 52. Kessler Topaz Meltzer & Check, LLP is Lead Counsel for Plaintiffs and the Class in the Litigation. You will not be charged directly by Lead Counsel or any other firms representing Plaintiffs in this case. If you want to be represented by your own lawyer, you may hire one at your own expense. How Will The Lawyers Be Paid? 53. Lead Counsel, on behalf of Plaintiffs’ counsel, will apply to the Court for an award of attorneys’ fees and reimbursement of Litigation Expenses. Lead Counsel has fee-sharing agreements with additional counsel G. Chadd Mason, Esq. of Prevost, Shaff, Mason & Carns, PLLC (formerly of Mason Law Firm, PLC), 220 S. School Avenue, Fayetteville, AR 72701, and Amy C. Martin, Esq. of Amy C. Martin P.A. (formerly of Everett, Wales and Comstock), P.O. Box 765, Fayetteville, AR 72702, which provide that Lead Counsel will compensate these firms from the attorneys’ fees that Lead Counsel receives in this Litigation in amounts commensurate with those firms’ efforts in the Litigation. Lead Counsel’s application for attorneys’ fees will not exceed 33⅓% of the Settlement Fund plus reimbursement of Litigation Expenses not to exceed $800,000 incurred in connection with the prosecution and resolution of this Litigation. Lead Counsel’s application for attorneys’ fees and Litigation Expenses, which may include requests for Service Awards to Plaintiffs up to an aggregate amount of $25,000, will be filed by May 24, 2019, and the Court will consider this application at the Final Approval Hearing. A copy of Lead Counsel’s application for fees and expenses will be available for review at www.CitibankADRSettlement.com. Any award of attorneys’ fees and reimbursement of Litigation Expenses, including any Service Awards to Plaintiffs, will be paid from the Settlement Fund prior to allocation and payment to Authorized Recipients. Class Members are not personally liable for any such attorneys’ fees or expenses. 54. To date, neither Lead Counsel nor any other firms representing Plaintiffs have received any payment for their services in prosecuting this Litigation on behalf of the Class, nor have any counsel been reimbursed for their out-of- pocket expenses incurred in connection with litigating this Litigation. The attorneys’ fees requested by Lead Counsel will compensate counsel for their efforts in achieving the Settlement for the benefit of the Class and for their risk in undertaking this representation on a contingency basis. The Court will determine the actual amount of the award. 55. By following the procedures described in ¶¶ 56-62 below, you can tell the Court that you do not agree with the attorneys’ fees and expenses Lead Counsel intends to seek and ask the Court to deny its motion or limit the award. OBJECTIONS How Do I Tell The Court If I Do Not Like The Settlement? 56. Any Class Member may appear at the Final Approval Hearing and explain why he, she or it thinks the Settlement of the Litigation as embodied in the Stipulation should not be approved as fair, reasonable and adequate and why a judgment should not be entered thereon, why the attorneys’ fees and expenses of Plaintiffs’ Counsel should not be awarded, in whole or in part, or why Plaintiffs should not be awarded any Service Awards, in whole or in part. However, no Class Member shall be heard or entitled to contest these matters unless such Class Member has filed a written objection with the Court. 57. To object, you must send a letter or other written statement saying that you object to the Settlement, the Plan of Allocation, and/or Lead Counsel’s request for attorneys’ fees and Litigation Expenses (including Service Awards) in Merryman et al. v. Citigroup, Inc. et al., 1:15-cv-09185-CM-KNF. Be sure to include your name, address, telephone number, signature, and a full explanation of all reasons why you object to the Settlement. You must also include documents sufficient to prove your membership in the Class, including any of the ADRs listed on Appendix 1 that you held and the cash distributions you received as a result of such holdings during the relevant time period. 58. Your written objection must be filed with the Court, and served by mail upon the counsel listed below by no later than June 7, 2019: CLERK’S OFFICE LEAD COUNSEL DEFENDANT’S COUNSEL United States District Court Sharan Nirmul, Esq. Daniel M. Perry, Esq. Southern District of New York Kessler Topaz Meltzer Milbank LLP Clerk of the Court & Check, LLP 55 Hudson Yards Daniel Patrick Moynihan 280 King of Prussia Road New York, NY 10001 United States Courthouse Radnor, PA 19087 500 Pearl Street New York, NY 10007

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Case 1:15-cv-09185-CM-KNF Document 154-1 Filed 05/24/19 Page 21 of 35 59. You may file a written objection without having to appear at the Final Approval Hearing. You may not, however, appear at the Final Approval Hearing to present your objection unless you first file and serve a written objection in accordance with the procedures described above, unless the Court orders otherwise. 60. If you wish to be heard orally at the Final Approval Hearing, and if you file and serve a timely written objection as described above, you must also file a notice of appearance with the Clerk’s Office and serve it on Lead Counsel and Defendant’s Counsel at the addresses set forth above so that it is received on or before June 7, 2019. Persons who intend to object and desire to present evidence at the Final Approval Hearing must include in their written objection or notice of appearance the identity of any witnesses they may call to testify and exhibits they intend to introduce into evidence at the hearing. Such persons may be heard orally at the discretion of the Court. 61. You are not required to hire an attorney to represent you in making written objections to any aspect of the Settlement or in appearing at the Final Approval Hearing. However, if you decide to hire an attorney, it will be at your own expense, and that attorney must file a notice of appearance with the Court and serve it on Lead Counsel and Defendant’s Counsel at the addresses set forth above so that the notice is received on or before June 7, 2019. 62. UNLESS OTHERWISE ORDERED BY THE COURT, ANY CLASS MEMBER WHO DOES NOT OBJECT IN THE MANNER DESCRIBED HEREIN WILL BE DEEMED TO HAVE WAIVED ANY OBJECTION AND SHALL BE FOREVER FORECLOSED FROM MAKING ANY OBJECTION TO THE PROPOSED SETTLEMENT, THE PROPOSED PLAN OF ALLOCATION AND/OR LEAD COUNSEL’S REQUEST FOR ATTORNEYS’ FEES, LITIGATION EXPENSES, AND ANY SERVICE AWARDS. THE COURT’S FINAL APPROVAL HEARING When And Where Will The Court Decide Whether To Approve The Settlement? 63. The Court will hold a Final Approval Hearing at 10:00 a.m. on July 12, 2019, before the Honorable Colleen McMahon in Courtroom 24A of the United States District Court for the Southern District of New York, Daniel Patrick Moynihan United States Courthouse, 500 Pearl Street, New York, NY 10007. 64. IF YOU DO NOT WISH TO OBJECT TO THE SETTLEMENT, PLAN OF ALLOCATION OR THE REQUESTS FOR ATTORNEYS’ FEES AND LITIGATION EXPENSES (INCLUDING ANY SERVICE AWARDS), YOU NEED NOT ATTEND THE FINAL APPROVAL HEARING. 65. At the Final Approval Hearing, the Court will consider whether the proposed Settlement is fair, reasonable and adequate. If there are objections, the Court will consider them. At or after the hearing, the Court will decide whether to approve the Settlement. The Court will also consider any motions for attorneys’ fees, expenses of Plaintiffs’ counsel, and Service Awards for Plaintiffs, as well as the proposed Plan of Allocation. We do not know how long these decisions will take. Do I Have To Come To The Hearing? 66. No. Lead Counsel will answer any questions that the Court may have about the Settlement at the Final Approval Hearing. You are not required to attend the Final Approval Hearing but are welcome to come at your own expense. If you send an objection, you do not have to come to Court to discuss it. As long as you filed your written objection on time, it will be before the Court when the Court considers whether to approve the Settlement as fair, reasonable and adequate. You may also have your own lawyer attend the Final Approval Hearing at your expense, but such attendance is not mandatory. See ¶ 61 above. 67. The Final Approval Hearing may be rescheduled by the Court without further notice to the Class. If you wish to attend the Final Approval Hearing, you should confirm the date and time with Lead Counsel. May I Speak At The Hearing? 68. If you are a Class Member and you have filed a timely objection, and if you wish to speak, present evidence or present testimony at the Final Approval Hearing, you must state in your objection your intention to do so, and must identify any witnesses you intend to call or evidence you intend to present. See ¶ 60 above. IF YOU DO NOTHING What Happens If I Do Nothing At All? 69. If you are a member of the Class and do nothing and the Settlement is approved, you will be bound by the terms of the Settlement and you will be deemed to have released all Released Claims against all of the Defendant Released Parties. 70. If you are a Registered Holder Damages Class Member and do nothing, you will receive your pro rata payment from the Settlement as described in the Plan of Allocation attached hereto as Exhibit 1. The Claims Administrator will calculate your Recognized Claim using the information regarding your dividends/cash distributions provided by the Depositary’s transfer agent. However, if you are a Non-Registered Holder Damages Class Member and do nothing, you will not be eligible to receive a payment from the Settlement. If you are a Non-Registered Holder Damages Class Member you must submit a valid Claim Form to be eligible to receive a payment from the Settlement.

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Case 1:15-cv-09185-CM-KNF Document 154-1 Filed 05/24/19 Page 22 of 35 GETTING MORE INFORMATION How Do I Get More Information? 71. This Notice contains only a summary of the terms of the proposed Settlement. For more detailed information about the matters involved in this Litigation, you are referred to the papers on file in the Litigation, including the Stipulation, which may be inspected during regular office hours at the Office of the Clerk, United States District Court for the Southern District of New York, Daniel Patrick Moynihan United States Courthouse, 500 Pearl Street, New York, NY 10007. Additionally, copies of the Stipulation, this Notice, the Claim Form, the proposed Order and Final Judgment, and any related orders entered by the Court are posted on the website maintained by the Claims Administrator, www.CitibankADRSettlement.com. 72. All inquiries concerning this Notice and the Claim Form, or requests for additional information, should be directed to: Citibank ADR Settlement c/o KCC Class Action Services P.O. Box 404077 Louisville, KY 40233-4077 1-866-680-6138 [email protected] Court-Authorized Claims Administrator and/or Sharan Nirmul, Esq. KESSLER TOPAZ MELTZER & CHECK, LLP 280 King of Prussia Road Radnor, PA 19087 (610) 667-7706 [email protected] Lead Counsel for the Class DO NOT CALL OR WRITE THE COURT, THE OFFICE OF THE CLERK OF THE COURT, DEFENDANT OR ITS COUNSEL REGARDING THIS NOTICE. Dated: September 4, 2018 By Order of the Court United States District Court Southern District of New York

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Case 1:15-cv-09185-CM-KNF Document 154-1 Filed 05/24/19 Page 23 of 35 APPENDIX 1

ISSUER CUSIP TICKER ABB Ltd. 000375204 ABB Advanced Semiconductor Engineering, Inc. 00756M404 ASX BHP Billiton Ltd 088606108 BHP British American Tobacco 110448107 BTI Compania Energetica de Minas Gerais – CEMIG (Preferred) 204409601 CIG Delhaize Group 29759W101 DEG Diageo PLC 25243Q205 DEO GDF Suez (n/k/a Engie) 36160B105 / 29286D105 GDFZY / ENGIY Imperial Tobacco Group PLC (n/k/a Imperial Brands plc) 453142101 / 45262P102 ITYBY / IMBBY KT Corp. (f/k/a Korea Telecom Corp.) 48268K101 KT Nestle S.A. 641069406 NSRGY Nokia 654902204 NOK POSCO (f/k/a Pohang Iron and Steel Co.) 693483109 PKX SK Telecom Co., Ltd. (f/k/a Korea Mobile 78440P108 SKM Telecommunications Corp.) Singapore Telecommunications Ltd. 82929R304 SGAPY Taiwan Semiconductor 874039100 TSM Tata Motors 876568502 TTM Telefonaktiebolaget LM Ericsson (Ericsson) 294821608 ERIC Telefonica S.A. (f/k/a Telefonica de España S.A.) 879382208 TEF Unilever PLC 904767704 UL WPP PLC 92933H101 WPP

13

Case 1:15-cv-09185-CM-KNF Document 154-1 Filed 05/24/19 Page 24 of 35 EXHIBIT 1 PLAN OF ALLOCATION OF NET SETTLEMENT FUND The plan of allocation set forth below (“Plan of Allocation” or “Plan”) is the plan for allocating the Net Settlement Fund to Authorized Recipients that is being proposed by Plaintiffs and Lead Counsel. In accordance with the Settlement, the Net Settlement Fund will be allocated to (i) Registered Holder Damages Class Members and (ii) Non-Registered Holder Damages Class Members who submit valid Claim Forms. The Court may approve the below Plan, or modify it, without additional notice to the Class. Any order modifying the Plan will be posted on the website for the Settlement, www.CitibankADRSettlement.com. The objective of the Plan is to equitably distribute the Net Settlement Fund among as many Class Members as possible. The Plan is based on Plaintiffs’ view of the average annual margin per ADR that the Depositary retained on Conversions of ADR dividends and cash distributions as determined by Plaintiffs’ damages expert. The Depositary produced data concerning the Conversion rates, volumes and payable dates for the dividends and cash distributions for the ADRs listed in Appendix 1 to the Notice, as well the amount (if any) it retained for fourteen of those ADRs between January 1, 2007 and April 30, 2017. Utilizing this data, Plaintiffs’ damages expert calculated the average annual margin per ADR for each year from 2007 to 2016 and extrapolated the margins for 2006, 2017 and 2018 based on the overall average margin per ADR. The Depositary does not concede the accuracy of Plaintiffs’ damages expert’s calculation, or that there were any damages. The Plan is intended to be generally consistent with an assessment of, among other things, the damages that Plaintiffs and Lead Counsel believe could have been recovered for the claims asserted in the Litigation, and reflect Plaintiffs’ allegations that over the course of the relevant time period, Defendant, as depositary bank for the issuance of ADRs, systematically deducted impermissible fees for conducting Conversions from dividends and/or cash distributions issued by foreign companies, and owed to ADR holders. To the extent there are sufficient funds in the Net Settlement Fund, each Authorized Recipient will receive an amount equal to that Damages Class Member’s “Recognized Claim,” as described below. If, however, as expected, the amount in the Net Settlement Fund is not sufficient to permit payment of the total Recognized Claim of each Authorized Recipient, then each Authorized Recipient shall be paid the percentage of the Net Settlement Fund that each Authorized Recipient’s Recognized Claim bears to the total of the Recognized Claims of all Authorized Recipients – i.e., the Authorized Recipient’s pro rata share of the Net Settlement Fund.

In no case shall the Plan of Allocation result in the payment of more than 100% of a Damages Class Member’s alleged damages (inclusive of alleged interest), as calculated by G. William Brown, Jr. in his expert report dated June 30, 2017 (the “Calculated Damages”). To the extent the Plan of Allocation would result in the payment of more than 100% of a Damages Class Member’s Calculated Damages, any amount in excess of 100% of the Calculated Damages (the “Excess Amount”) shall be reallocated to other Authorized Recipients. To the extent all Authorized Recipients have received 100% of their Calculated Damages, any Excess Amount shall be contributed to a nonsectarian charitable organization selected by the Court upon application by the Parties. A. Calculation of Recognized Claims Individuals and entities are potentially eligible to participate in the Settlement and the distribution of the Net Settlement Fund if they received cash distributions from the Depositary-sponsored ADRs listed in Appendix 1 to the Notice from January 1, 2006 to September 4, 2018, inclusive, and were damaged thereby. A “Recognized Loss Amount Per ADR Per Year” will be calculated according to the formula set forth below for each eligible ADR a Damages Class Member held during the relevant time period and for which they received a dividend and/or cash distribution. A Damages Class Member’s “Recognized Claim” shall be the sum of his, her or its Recognized Loss Amounts Per ADR Per Year.

The formula for calculating a Damages Class Member’s Recognized Loss Amount Per ADR Per Year shall be as follows: Gross Amount of Dividends and Cash Calculated Average Margin for Distributions Received by the ADR (“Margin”) Per Year set X Damages Class Member for that forth in Table 1 below ADR Per Year

14

Case 1:15-cv-09185-CM-KNF Document 154-1 Filed 05/24/19 Page 25 of 35

TABLE 1 Average Margin Per Year 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 ABB Ltd. .30% .88% .16% .32% .25% .45% .44% .36% 0% .14% .19% .30% .30% (CUSIP: 000375204) Advanced Semiconductor 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% Engineering, Inc. (CUSIP: 00756M404) BHP Billiton Ltd 0% 0% 0% .55% 0% 0% 0% 0% 0% 0% 0% 0% 0% (CUSIP: 088606108) British American Tobacco 0% 0% 0% .02% .02% .02% .03% .03% .02% .02% .03% .02% .02% (CUSIP: 110448107) Compania Energetica de Minas Gerais – .22% .22% .22% .22% .22% .22% .22% .22% .22% .22% .22% .22% .22% CEMIG (Preferred) (CUSIP: 204409601) Delhaize Group 0% 0% 0% .74% .07% .05% .66% .16% .01% .13% .08% 0% 0% (CUSIP: 29759W101) Diageo PLC 0% 0% 0% 0% 0% 0% 0% .13% .13% .10% .08% .11% .11% (CUSIP: 25243Q205) GDF Suez (CUSIPs: 36160B105/ 0% 0% 2.2% 1.1% .97% .17% .34% .47% .19% .04% 0% 0% 0% 29286D105) Imperial Tobacco Group PLC .27% .20% .23% .92% .62% .52% .19% .08% .04% .12% .17% 0% 0% (CUSIPs: 453142101/ 45262P102) KT Corp. (f/k/a Korea Telecom .24% .06% .58% .29% .04% .11% .28% .30% .18% 0% .28% .24% .24% Corp.) (CUSIP: 48268K101) Nestle S.A. .66% .88% .31% .88% .20% .88% .85% 1.1% .47% .20% .88% .66% .66% (CUSIP: 641069406) Nokia .74% 0% .74% .74% .74% .74% .74% 0% .74% .74% .74% .74% .74% (CUSIP: 654902204) POSCO (f/k/a Pohang Iron and 0% 0% 0% 0% 0% 0% 0% 0% .11% .16% .28% .18% .18% Steel Co.) (CUSIP: 693483109) SK Telecom Co., Ltd. (f/k/a Korea Mobile Telecommunications .22% .07% .22% .74% .07% .13% .28% .25% .27% .13% .28% .22% .22% Corp.) (CUSIP: 78440P108) Singapore Telecommunications Ltd. 0% .31% .23% .30% .19% .30% .25% .18% .01% .25% .13% .22% .22% (CUSIP: 82929R304) Taiwan Semiconductor .02% 0% 0% 0% 0% 0% .16% .03% 0% 0% 0% 0% 0% (CUSIP: 874039100) Tata Motors .80% .80% .80% .80% .80% .80% .80% .80% .80% 0% 0% 0% 0% (CUSIP: 876568502) Telefonaktiebolaget LM Ericsson .76% .95% .91% .94% .86% 1.16% .29% .01% 0% 0% 0% 0% 0% (Ericsson) (CUSIP: 294821608) Telefonica S.A. (f/k/a Telefonica de .93% .98% .86% 1.2% .87% 1.2% .55% .46% .98% .66% .74% .93% .93% España S.A.) (CUSIP: 879382208) Unilever PLC 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% (CUSIP: 904767704) WPP PLC 0% 0% 0% .36% .30% .40% .20% .45% 0% 0% 0% 0% 0% (CUSIP: 92933H101)

15

Case 1:15-cv-09185-CM-KNF Document 154-1 Filed 05/24/19 Page 26 of 35

B. Distribution to Authorized Recipients Prior to the Effective Date, the Settlement Fund shall remain in an interest-bearing escrow account, except as otherwise provided in the Stipulation. After the Court enters the Order and Final Judgment and the Settlement becomes Final, the Claims Administrator shall distribute the Net Settlement Fund, which shall be done as promptly as possible pursuant to the Class Distribution Order. The Class Distribution Order shall not authorize payments to Authorized Recipients prior to the Effective Date. C. Additional Provisions As noted above, the Net Settlement Fund will be distributed to Authorized Recipients on a pro rata basis based on the relative size of their Recognized Claims. Specifically, a “Distribution Amount” will be calculated for each Authorized Recipient, which shall be the Authorized Recipient’s Recognized Claim divided by the total Recognized Claims of all Authorized Recipients, multiplied by the total amount in the Net Settlement Fund. If an Authorized Recipient’s Distribution Amount calculates to less than $1.00, it will not be included in the calculation and no distribution will be made to such Authorized Recipient. After the initial distribution of the Net Settlement Fund, the Claims Administrator shall make reasonable and diligent efforts to have Authorized Recipients cash their distribution checks. To the extent any monies remain in the fund nine (9) months after the initial distribution, if Lead Counsel, in consultation with the Claims Administrator, determines that it is cost- effective to do so, the Claims Administrator shall conduct a re-distribution of the funds remaining after payment of any unpaid fees and expenses incurred in administering the Settlement, including for such re-distribution, to Authorized Recipients who have cashed their initial distributions and who would receive at least $1.00 from such re-distribution. Additional re-distributions to Authorized Recipients who have cashed their prior checks and who would receive at least $1.00 on such additional re-distributions may occur thereafter if Lead Counsel, in consultation with the Claims Administrator, determines that additional re-distributions, after the deduction of any additional fees and expenses incurred in administering the Settlement, including for such re-distributions, would be cost-effective. At such time as it is determined that the re- distribution of funds remaining in the Net Settlement Fund is not cost-effective, Lead Counsel shall seek an order from the Court: (i) approving the recommendation that any further re-distribution is not cost effective or efficient and (ii) ordering the contribution of the Net Settlement Fund to a nonsectarian charitable organization selected by Plaintiffs and approved by the Court. Payment pursuant to the Plan of Allocation, or such other plan of allocation as may be approved by the Court, shall be conclusive against all Authorized Recipients. No Person shall have any claim against Plaintiffs, Plaintiffs’ counsel, Plaintiffs’ damages expert, Defendant, Defendant’s Counsel, or any of the other Plaintiff Released Parties or Defendant Released Parties, or the Claims Administrator or other agent designated by Lead Counsel arising from distributions made substantially in accordance with the Stipulation, the plan of allocation approved by the Court, or further Orders of the Court. Plaintiffs, Defendant, and their respective counsel, and all other Defendant Released Parties, shall have no responsibility or liability whatsoever for the investment or distribution of the Settlement Fund or the Net Settlement Fund; the plan of allocation; the determination, administration, calculation, or payment of any Claim or nonperformance of the Claims Administrator; the payment or withholding of Taxes and Tax Expenses or any losses incurred in connection therewith.

16 Case 1:15-cv-09185-CM-KNF Document 154-1 Filed 05/24/19 Page 27 of 35

Exhibit C Case 1:15-cv-09185-CM-KNF Document 154-1 Filed 05/24/19 Page 28 of 35

Citibank ADR Settlement c/o KCC Class Action Services P.O. Box 404077 Louisville, KY 40233-4077 1-866-680-6138 [email protected]

PROOF OF CLAIM AND RELEASE FORM

IMPORTANT – If you hold (or held) the American Depositary Receipts (“ADRs”) covered by this Litigation directly through Citibank, N.A. (“Depositary”) and are listed on the records of the Depositary’s transfer agent (referred to herein as a “Registered Holder Damages Class Member”), you DO NOT need to complete and submit this Proof of Claim and Release Form (“Claim Form”) to be eligible to receive a share of the Net Settlement Fund in connection with the Settlement of this Litigation. If you are a Registered Holder Damages Class Member, you should receive/should have received a Post- Card Notice in the mail. The Post-Card Notice contains a Claim Number and PIN to access your holding and distribution information on the website www.CitibankADRSettlement.com. Please refer to paragraph 2 of the General Instructions in this Claim Form and the full Notice available on the website for more information. If you did NOT receive a Post-Card Notice containing a Claim Number and PIN, please follow the instructions below to submit a Claim Form.

IF YOU HOLD (OR HELD) THE ADRS COVERED BY THIS LITIGATION THROUGH A BANK, BROKER OR OTHER NOMINEE AND ARE NOT LISTED ON THE RECORDS OF THE DEPOSITARY’S TRANSFER AGENT (REFERRED TO HEREIN AS A “NON- REGISTERED HOLDER DAMAGES CLASS MEMBER”), YOU MUST COMPLETE AND SIGN THIS CLAIM FORM AND MAIL IT BY PREPAID, FIRST-CLASS MAIL TO THE ABOVE ADDRESS, OR SUBMIT IT ONLINE AT WWW.CITIBANKADRSETTLEMENT.COM, POSTMARKED (OR RECEIVED) NO LATER THAN AUGUST 12, 2019 IN ORDER TO BE ELIGIBLE TO RECEIVE A SHARE OF THE NET SETTLEMENT FUND IN CONNECTION WITH THE SETTLEMENT OF THIS LITIGATION.

FAILURE TO SUBMIT YOUR CLAIM FORM BY THE DATE SPECIFIED ABOVE WILL SUBJECT YOUR CLAIM TO REJECTION AND MAY PRECLUDE YOU FROM BEING ELIGIBLE TO RECEIVE ANY MONEY IN CONNECTION WITH THE SETTLEMENT.

DO NOT MAIL OR DELIVER YOUR CLAIM FORM TO THE COURT, THE PARTIES, OR THEIR COUNSEL. SUBMIT YOUR CLAIM FORM ONLY TO THE CLAIMS ADMINISTRATOR AT THE ADDRESS SET FORTH ABOVE, OR ONLINE AT WWW.CITIBANKADRSETTLEMENT.COM.

TABLE OF CONTENTS PAGE #

PART I – CLAIMANT IDENTIFICATION 2

PART II – GENERAL INSTRUCTIONS 3

PART III – SCHEDULE OF CASH DISTRIBUTIONS PER ELIGIBLE DEPOSITARY-SPONSORED ADR PER YEAR 5

PART IV – RELEASE OF CLAIMS AND SIGNATURE 7

*CI2ONE* 1 Case 1:15-cv-09185-CM-KNF Document 154-1 Filed 05/24/19 Page 29 of 35

Must Be Postmarked or Received No Later Than August 12, 2019

2ႈFLDO UNITED STATES DISTRICT COURT 2ႈFH FOR THE SOUTHERN DISTRICT OF NEW YORK CI2 Use Only Merryman et al. v. Citigroup, Inc. et al. Civil Action No. 1:5-cv-09185-CM-KNF PROOF OF CLAIM AND RELEASE Please Type or Print in the Boxes Below Do NOT use Red Ink, Pencil, or Staples

PART I – CLAIMANT IDENTIFICATION Last Name M.I. First Name

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ATP BE FL OP FOR CLAIMS FOR CLAIMS PROCESSING KE DR ME RE PROCESSING OB CB ONLY ICI EM ND SH / / ONLY

*CI2TWO* 2 Case 1:15-cv-09185-CM-KNF Document 154-1 Filed 05/24/19 Page 30 of 35 PART II – GENERAL INSTRUCTIONS 1. It is important that you completely read and understand the Notice of (I) Pendency of Class Action and Proposed Settlement; (II) Final Approval Hearing; and (III) Motion for Attorneys’ Fees and Reimbursement of Litigation Expenses (the “Notice”) available at www.CitibankADRSettlement.com, including the proposed Plan of Allocation of Net Settlement Fund attached as Exhibit 1 to WKH1RWLFH7KH1RWLFHGHVFULEHVWKHSURSRVHG6HWWOHPHQWKRZ&ODVV0HPEHUVDUHDႇHFWHGE\WKH6HWWOHPHQWDQGWKHPDQQHU in which the Net Settlement Fund will be distributed if the Settlement and Plan of Allocation are approved by the Court. The Notice DOVRFRQWDLQVWKHGH¿QLWLRQVRIPDQ\RIWKHGH¿QHGWHUPV ZKLFKDUHLQGLFDWHGE\LQLWLDOFDSLWDOOHWWHUV XVHGLQWKLV&ODLP)RUP%\ signing and submitting this Claim Form, you will be certifying that you have read and that you understand the Notice, including the terms of the Releases described therein and provided for herein. 2. Important - Please Note: Only Non-Registered Holder Damages Class Members, i.e., Damages Class Members who hold (or held) their eligible ADRs through a bank, broker or other nominee and are not listed on the records of the Depositary’s transfer agent must submit a Claim Form in order to be eligible to receive a payment from the Settlement. Those Damages Class Members who hold (or held) their eligible ADRs directly and are listed on the records of the Depositary’s transfer agent (i.e., Registered Holder Damages Class Members) do not need to submit a Claim Form in order to be eligible to receive a payment from the Settlement. Registered Holder Damages Class Members should receive/should have received a Post-Card Notice in the mail. The Post-Card Notice contains a unique Claim Number and PIN to access, on the website www.CitibankADRSettlement. com, information regarding the ADRs Registered Holder Damages Class Members held and the cash distributions they received during the relevant period as provided by the Depositary’s transfer agent, which information will be used to calculate their Claim. If you are unsure whether you are a Non-Registered Holder Damages Class Member or a Registered Holder Damages Class Member, please contact the Claims Administrator. 3. By submitting this Claim Form, you will be making a request to share in the proceeds of the Settlement described in the 1RWLFH,)<28$5(127$&/$660(0%(5 VHHGH¿QLWLRQRI&ODVVRQSDJH6 of the Notice, which sets forth who is included in and who is excluded from the Class), OR IF YOU, OR SOMEONE ACTING ON YOUR BEHALF, SUBMITTED A REQUEST FOR EXCLUSION FROM THE CLASS, DO NOT SUBMIT A CLAIM FORM. YOU MAY NOT, DIRECTLY OR INDIRECTLY, PARTICIPATE IN THE SETTLEMENT IF YOU ARE NOT A CLASS MEMBER. THUS, IF YOU ARE EXCLUDED FROM THE CLASS, ANY CLAIM FORM THAT YOU SUBMIT, OR THAT MAY BE SUBMITTED ON YOUR BEHALF, WILL NOT BE ACCEPTED. 4. Submission of this Claim Form does not guarantee that you will share in the proceeds of the Settlement. The distribution of the Net Settlement Fund will be governed by the Plan of Allocation set forth in the Notice, if it is approved by the Court, or by such other plan of allocation as the Court approves. 5. Use the Schedule of Cash Distributions Per Eligible Depositary-Sponsored ADR Per Year in Part III of this Claim Form to supply all required information regarding the cash distributions you received per year as a result of your holdings in the ADRs covered by the Litigation. Please provide all of the requested information. 

*CI2THREE* 3 Case 1:15-cv-09185-CM-KNF Document 154-1 Filed 05/24/19 Page 31 of 35

10. By submitting a signed Claim Form, you will be swearing that you: (a) received the dividends/cash distributions you have listed in the Claim Form; or (b) are expressly authorized to act on behalf of the owner of the ADRs that received such dividends/cash distributions. 11. By submitting a signed Claim Form, you will be swearing to the truth of the statements contained therein and the genuineness of the documents attached thereto, subject to penalties of perjury under the laws of the United States of America. The making of false statements, or the submission of forged or fraudulent documentation, will result in the rejection of your Claim and may subject you to civil liability or criminal prosecution. 12. If the Court approves the Settlement, payments to eligible Authorized Recipients pursuant to the Plan of Allocation (or such other plan of allocation as the Court approves) will be made after any appeals are resolved, and after the completion of all Claims processing. The Claims process could take substantial time to complete fully and fairly. Please be patient. 13. PLEASE NOTE: As set forth in the Plan of Allocation, each Authorized Recipient shall receive his, her or its pro rata share of the Net Settlement Fund. If the prorated payment to any Authorized Recipient calculates to less than $1.00, it will not be included in the calculation and no distribution will be made to that Authorized Recipient. 14. If you have questions concerning the Claim Form, or need additional copies of the Claim Form or the Notice, you may contact the Claims Administrator, KCC Class Action Services, at the above address, by toll-free phone at 1-866-680-6138, or by email at [email protected], or you may download the documents from the website for the Settlement, www.CitibankADRSettlement.com. 15. NOTICE REGARDING ELECTRONIC FILES: Certain Claimants may request, or may be requested, to submit information UHJDUGLQJWKHLUWUDQVDFWLRQVLQHOHFWURQLF¿OHV7RREWDLQWKHPDQGDWRU\HOHFWURQLF¿OLQJUHTXLUHPHQWVDQG¿OHOD\RXW\RXPD\YLVLWWKH Settlement website at www.CitibankADRSettlement.comRU\RXPD\HPDLOWKH&ODLPV$GPLQLVWUDWRU¶VHOHFWURQLF¿OLQJGHSDUWPHQW DW1RPLQHHV#&LWLEDQN$'56HWWOHPHQWFRP$Q\¿OHQRWLQDFFRUGDQFHZLWKWKHUHTXLUHGHOHFWURQLF¿OLQJIRUPDWZLOOEHVXEMHFWWR UHMHFWLRQ1RHOHFWURQLF¿OHVZLOOEHFRQVLGHUHGWRKDYHEHHQSURSHUO\VXEPLWWHGXQOHVVWKH&ODLPV$GPLQLVWUDWRULVVXHVDQHPDLO DIWHUSURFHVVLQJ\RXU¿OHZLWK\RXUFODLPQXPEHUVDQGUHVSHFWLYHDFFRXQWLQIRUPDWLRQ'RQRWDVVXPHWKDW\RXU¿OHKDVEHHQ received or processed until you receive this email. If you do not receive such an email within 10 days of your submission, \RXVKRXOGFRQWDFWWKHHOHFWURQLF¿OLQJGHSDUWPHQWDW1RPLQHHV#&LWLEDQN$'56HWWOHPHQWFRPWRLQTXLUHDERXW\RXU¿OH DQGFRQ¿UPLWZDVUHFHLYHGDQGDFFHSWDEOH IMPORTANT: PLEASE NOTE YOUR CLAIM IS NOT DEEMED FILED UNTIL YOU RECEIVE AN ACKNOWLEDGEMENT POSTCARD. THE CLAIMS ADMINISTRATOR WILL ACKNOWLEDGE RECEIPT OF YOUR CLAIM FORM BY MAIL, WITHIN 60 DAYS. IF YOU DO NOT RECEIVE AN ACKNOWLEDGEMENT POSTCARD WITHIN 60 DAYS, PLEASE CALL THE CLAIMS ADMINISTRATOR TOLL FREE AT 1-866-680-6138.

*CI2FOUR* 4 Case 1:15-cv-09185-CM-KNF Document 154-1 Filed 05/24/19 Page 32 of 35 PART III – SCHEDULE OF CASH DISTRIBUTIONS PER ELIGIBLE DEPOSITARY-SPONSORED ADR PER YEAR Please be sure to include proper documentation with your Claim Form as described in detail in Part II – General Instructions, paragraph 6, above. $ 3OHDVH¿OOLQWKHWRWDOFDVKGLVWULEXWLRQV\RXUHFHLYHGIURP-DQXDU\WKURXJKSeptember 4, 2018 for each of the ADRs set forth below.

Code Code ADR/CUSIP (To be entered below) ADR/CUSIP (To be entered below) ABB Ltd. ABBL Nokia NOKI (CUSIP: 000375204) (CUSIP: 654902204) Advanced Semiconductor ADVA POSCO (f/k/a Pohang Iron POSC Engineering, Inc. and Steel Co.) (CUSIP: 00756M404) (CUSIP: 693483109) BHP Billiton Ltd BHPB SK Telecom Co., Ltd. SKTE (CUSIP: 088606108) (f/k/a Korea Mobile Telecommunications Corp.) (CUSIP: 78440P108) British American Tobacco BRIT Singapore SING (CUSIP: 110448107) Telecommunications Ltd. (CUSIP: 82929R304) Compania Energetica de COMP Taiwan Semiconductor TAIW Minas Gerais –CEMIG (CUSIP: 874039100) (Preferred) (CUSIP: 204409601) Delhaize Group DELH Tata Motors TATA (CUSIP: 29759W101) (CUSIP: 876568502) Diageo PLC DIAG Telefonaktiebolaget LM TELL (CUSIP: 25243Q205) Ericsson (Ericsson) (CUSIP: 294821608) GDF Suez (n/k/a Engie) GDFS Telefonica S.A. (f/k/a TELS (CUSIPs: 36160B105 / Telefonica de España S.A.) 29286D105) (CUSIP: 879382208) Imperial Tobacco Group PLC IMPE Unilever PLC UNIL (n/k/a Imperial Brands plc) (CUSIP: 904767704) (CUSIPs: 453142101 / 45262P102) KT Corp. (f/k/a Korea KTCO WPP PLC WPPP Telecom Corp.) (CUSIP: 92933H101) (CUSIP: 48268K101) Nestle S.A. NEST (CUSIP: 641069406)

*CI2FIVE* 5 Case 1:15-cv-09185-CM-KNF Document 154-1 Filed 05/24/19 Page 33 of 35

2006 2007 2008 $ $ $ . . . 2009 2010 2011 Code: $ $ $ . . . 2012 2013 2014 $ $ $ . . . &RQ¿UP3URRI(QFORVHG 2015 2016 2017 Yes No $ $ $ . . . Jan. 1, 2018 through September 4, 2018 $ . 2006 2007 2008 $ $ $ . . . 2009 2010 2011 Code: $ $ $ . . . 2012 2013 2014 $ $ $ . . . &RQ¿UP3URRI(QFORVHG 2015 2016 2017 Yes No $ $ $ . . . Jan. 1, 2018 through September 4, 2018 $ . 2006 2007 2008 $ $ $ . . . 2009 2010 2011 Code: $ $ $ . . . 2012 2013 2014 $ $ $ . . . &RQ¿UP3URRI(QFORVHG 2015 2016 2017 Yes No $ $ $ . . . Jan. 1, 2018 through September 4, 2018 $ .

IF YOU NEED ADDITIONAL SPACE TO LIST YOUR TRANSACTIONS PLEASE PHOTOCOPY THIS PAGE, WRITE YOUR NAME ON THE COPY AND FILL THIS CIRCLE: IF YOU DO NOT FILL IN THIS CIRCLE THESE ADDITIONAL PAGES MAY NOT BE REVIEWED.

*CI2SIX* 6 Case 1:15-cv-09185-CM-KNF Document 154-1 Filed 05/24/19 Page 34 of 35

PART IV - RELEASE OF CLAIMS AND SIGNATURE YOU MUST READ THE RELEASE AND CERTIFICATION BELOW AND SIGN ON PAGE 8 OF THIS CLAIM FORM. , ZH KHUHE\DFNQRZOHGJHWKDWSXUVXDQWWRWKHWHUPVVHWIRUWKLQWKH6WLSXODWLRQZLWKRXWIXUWKHUDFWLRQE\DQ\RQHXSRQWKH(ႇHFWLYH Date of the Settlement, I (we), on behalf of myself (ourselves) and my (our) respective heirs, executors, administrators, predecessors, successors, and assigns, in their capacities as such, shall be deemed to have, and by operation of law and of the judgment shall have, IXOO\¿QDOO\DQGIRUHYHUFRPSURPLVHGVHWWOHGUHOHDVHGUHVROYHGUHOLQTXLVKHGZDLYHGDQGGLVFKDUJHGHDFKDQGHYHU\5HOHDVHG Claim against any of the Defendant Released Parties, and shall forever be barred and enjoined from prosecuting any or all of the Released Claims against any of the Defendant Released Parties. , ZH KHUHE\DFNQRZOHGJHWKDWSXUVXDQWWRWKHWHUPVVHWIRUWKLQWKH6WLSXODWLRQZLWKRXWIXUWKHUDFWLRQE\DQ\RQHXSRQWKH(ႇHFWLYH Date of the Settlement, I (we), on behalf of myself (ourselves) and my (our) respective heirs, executors, administrators, predecessors, successors, and assigns, in their capacities as such, shall be deemed to have, and by operation of law and of the judgment shall have, IXOO\¿QDOO\DQGIRUHYHUFRPSURPLVHGVHWWOHGUHOHDVHGUHVROYHGUHOLQTXLVKHGZDLYHGDQGGLVFKDUJHGHDFKDQGHYHU\5HOHDVHG &ODLPDJDLQVWWKH8QDႈOLDWHG&RQYHUVLRQ3URYLGHUVDQGDQ\,VVXHU DVWKRVHWHUPVDUHGH¿QHGLQˆ D  G RIWKH6WLSXODWLRQ DV ZHOODVWKHLUUHVSHFWLYHDႈOLDWHVRႈFHUVGLUHFWRUVDQGHPSOR\HHVDQGVKDOOIRUHYHUEHEDUUHGDQGHQMRLQHGIURPSURVHFXWLQJDQ\RU DOORIWKH5HOHDVHG&ODLPVDJDLQVWDQ\RIWKH8QDႈOLDWHG&RQYHUVLRQ3URYLGHUVDQGDQ\,VVXHUDVZHOODVWKHLUUHVSHFWLYHDႈOLDWHV RႈFHUVGLUHFWRUVDQGHPSOR\HHV CERTIFICATION %\ VLJQLQJ DQG VXEPLWWLQJ WKLV &ODLP )RUP WKH &ODLPDQW V  RU WKH SHUVRQ V  ZKR UHSUHVHQW V  WKH &ODLPDQW V  FHUWL¿HV FHUWLI\  as follows: 1. that I (we) have read and understand the contents of the Notice and this Claim Form, including the Releases provided for in the Settlement and the terms of the Plan of Allocation;  WKDWWKH&ODLPDQW V LVD DUH &ODVV0HPEHU V DVGH¿QHGLQWKH1RWLFHDQGLV DUH QRWH[FOXGHGE\GH¿QLWLRQIURPWKH Class as set forth in the Notice; 3. that the Claimant has not submitted a request for exclusion from the Class;  WKDW, ZH UHFHLYHGWKHFDVKGLVWULEXWLRQVLGHQWL¿HGLQWKH&ODLP)RUPDQGKDYHQRWDVVLJQHGWKHFODLPDJDLQVWWKH'HIHQGDQW or any of the other Defendant Released Parties to another, or that, in signing and submitting this Claim Form, I (we) have the authority to act on behalf of the owner(s) thereof;  WKDWWKH&ODLPDQW V KDV KDYH QRWVXEPLWWHGDQ\RWKHUFODLPFRYHULQJWKHVDPHFDVKGLVWULEXWLRQVLGHQWL¿HGLQWKH&ODLP Form and knows (know) of no other person having done so on the Claimant’s (Claimants’) behalf; 6. that the Claimant(s) submit(s) to the jurisdiction of the Court with respect to Claimant’s (Claimants’) claim and for purposes of enforcing the Releases set forth herein; 7. that I (we) agree to furnish such additional information with respect to this Claim Form as Lead Counsel, the Claims Administrator or the Court may require; 8. that the Claimant(s) waive(s) the right to trial by jury, to the extent it exists, and agree(s) to the Court’s summary disposition of the determination of the validity or amount of the claim made by this Claim Form; 9. that I (we) acknowledge that the Claimant(s) will be bound by and subject to the terms of any judgment(s) that may be entered in the Litigation; and 10. that the Claimant(s) is (are) NOT subject to backup withholding under the provisions of Section 3406(a)(1)(C) of the Internal Revenue Code because (a) the Claimant(s) is (are) exempt from backup withholding or (b) the Claimant(s) has (have) not been QRWL¿HGE\WKH,56WKDWKHVKHLWLVVXEMHFWWREDFNXSZLWKKROGLQJDVDUHVXOWRIDIDLOXUHWRUHSRUWDOOLQWHUHVWRUGLYLGHQGVRU F WKH ,56KDVQRWL¿HGWKH&ODLPDQW V WKDWKHVKHLWLVQRORQJHUVXEMHFWWREDFNXSZLWKKROGLQJ,IWKH,56KDVQRWL¿HGWKH&ODLPDQW V  that he/she/it is subject to backup withholding, please strike out the language in the preceding sentence indicating that the FODLPLVQRWVXEMHFWWREDFNXSZLWKKROGLQJLQWKHFHUWL¿FDWLRQDERYH

*CI2SEVEN* 7 Case 1:15-cv-09185-CM-KNF Document 154-1 Filed 05/24/19 Page 35 of 35

UNDER THE PENALTIES OF PERJURY, I (WE) CERTIFY THAT ALL OF THE INFORMATION PROVIDED BY ME (US) ON THIS CLAIM FORM IS TRUE, CORRECT, AND COMPLETE, AND THAT THE DOCUMENTS SUBMITTED HEREWITH ARE TRUE AND CORRECT COPIES OF WHAT THEY PURPORT TO BE.

Signature of Claimant Date (mm/dd/yyyy)

Print Name

Signature of Joint Claimant, if any Date (mm/dd/yyyy)

Print Name

If the Claimant is other than an individual, or is not the person completing this form, the following also must be provided:

Signature of person signing on behalf of Claimant Date (mm/dd/yyyy)

Print Name

Capacity of person signing on behalf of Claimant, if other than an individual, e.g., executor, president, trustee, custodian, etc. (Must provide evidence of authority to act on behalf of Claimant – see paragraph 9 on page 3 of this Claim Form.)

REMINDER CHECKLIST  3OHDVHVLJQWKHDERYH5HOHDVHDQGFHUWL¿FDWLRQ,IWKLV&ODLP)RUPLVEHLQJPDGHRQEHKDOIRIMRLQW&ODLPDQWVWKHQERWKPXVWVLJQ 2. Remember to attach only copies of acceptable supporting documentation as these documents will not be returned to you. 3. Please do not highlight any portion of the Claim Form or any supporting documents. 4. Keep copies of the completed Claim Form and documentation for your own records.  7KH&ODLPV$GPLQLVWUDWRUZLOODFNQRZOHGJHUHFHLSWRI\RXU&ODLP)RUPE\PDLOZLWKLQGD\V

*CI2EIGHT* 8 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 1 of 158

EXHIBIT 2 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 2 of 158

UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF NEW YORK

BENJAMIN MICHAEL MERRYMAN, AMY WHITAKER MERRYMAN TRUST, AND B MERRYMAN AND A MERRYMAN 4TH GENERATION REMAINDER TRUST, individually and on behalf of all others Civil Action No. 1:15-cv-09185-CM-KNF similarly situated,

Plaintiffs,

V.

CITIGROUP, INC., CITIBANK, N.A., and CITIGROUP GLOBAL MARKETS INC.,

Defendants.

DECLARATION OF JEANNE C. FINEGAN, APR CONCERNING IMPLEMENTATION OF NOTICE TO CLASS MEMBERS THROUGH MULTI-MEDIA NOTICE PROGRAM

INTRODUCTION

1. I am President and Chief Media Officer of HF Media, LLC ("HF Media"), a division of Heffler Claims Group LLC ("Heffler"). This Declaration is based upon my personal knowledge as well as information provided to me by my associates and staff, including information reasonably relied upon in the fields of advertising media and communications. 2. Pursuant to the Order Approving Modifications to Notice Plan and Schedule for Approval of Settlement ("Notice Modification Order"), ECF No. 145 dated February 14, 2019, p. 3, my firm, HF Media, was retained by Lead Counsel to supervise and administer the multi-media notice Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 3 of 158

program in connection with the Settlement ("Multi-Media Notice Program"). 1 3. I submit this Declaration in order to provide the Court and the Parties to the Litigation a report regarding the successful implementation of the Multi-Media Notice Program, i.e., the portion of the Court-approved notice program for the Settlement conducted via print, online and social media, as well as the overall reach as it relates specifically to the Multi-Media Notice Program. 4. As described more fully below, the Multi-Media Notice Program was successfully and timely implemented. 5. In compliance with the Court's Notice Modification Order, the Multi-Media Notice Program commenced on February 22, 2019 and was substantially completed by May 17, 2019. The Multi-Media Notice Program consisted of notice via direct mail to Registered Holder Damages Class Members and media, including print, highly targeted Internet banner ads and social media. The Multi-Media Notice Program, as implemented, indeed, exceeded our original projections and reached: 1) 94% of stock owners over the age of 35 with a household income ("HHI") of $150k+ (with an average frequency of 10.7 times); 2) 90% of stock owners over the age of35 with a HHI of$100k+ (with an average frequency of 6.4 times); and 3) 84% of stock owners, regardless of age or income (with an average frequency of 5.8 times).2 6. Importantly, the successful implementation of the Multi-Media Notice Program is underscored by Class Member response, where as of May 24, 2019, a total of 69,527 users have visited the Settlement websites with over 77,476 sessions and over 121,146 page views.3

1 All capitalized terms used herein and not otherwise defined have the meanings set fo11h in the Notice Morlificcition Order. 2 As set fo11h in my Declaration previously filed with the Court on January 31, 2019 (ECF No. 155-2), I estimated that: ( 1) 91 percent of stock owners over 3 5 with a HHI of$ l 50k+ would be reached, on average, 6 times; (2) 87% of stock owners over 35 with a HHI of$100k+ would be reached, on average, 4.2 times; and (3) 83% of stock owners, regardless of age or income, would be reached, on average, 4 times. 3 Thi~ u~er ~tafotic, prnviJi;;J Lu 11tl: by Kurl/.11rwr Cm:,ou Consultants LLC ("KCC"), includes 011ly Cltl users on the www.adrfxscttlcmcnt.com landing page and users who specifically typed i,, tlr~ www.citibankadrsettlement.com website address prominently displayed in the Summary Notice published in magazines and newspapers.

2 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 4 of 158

QUALIFICATIONS

7. A comprehensive description of my credentials and experience that qualify me to provide an expert opinion on the adequacy of the class action notice program in this matter was included in my Declaration previously filed with this Court on January 31, 20l9. ECF No. 155-2. In summary, I have served as an expert directly responsible for the design and implementation of hundreds of class action notice programs, including Federal Trade Commission Enforcement actions, some of which are the largest and most complex programs ever implemented in both the United States and in Canada. 8. I was extensively involved as a lead author for "Guidelines and Best Practices Implementing 2018 Amendments to Rule 23 Class Action Settlement Provisions" published by Duke University School of Law. Also, I am a member of the Board of Directors for the Alliance for Audited Media. 9. My work includes a wide range of class actions and regulatory and consumer matters, including product liability, construction defect, antitrust, asbestos, medical, pharmaceutical, human rights, civil rights, telecommunications, media, environmental, securities, banking, insurance and bankruptcy. 10. Additionally, I have been at the forefront of modern notice, including plain language as noted in a RAND study4, and importantly, I was the first notice expert to integrate digital media and social media into court-approved legal notice programs. My recent work includes: • Chapman v. Tristar Products, Case No. l:16-cv-1114, JSG (N.D. Ohio 2018); • Cook et. al v. Rockwell International Corp. and the Dow Chemical Co., Case No. l 4- md-02562-R WS (E.D. Mo. 2016); and • In re: TracFone Unlimited Service Plan Litigation, Case No. C-13-3440 EMC (N.D. Cal. 2015). 11. In evaluating the adequacy and effectiveness of my notice programs, courts have repeatedly recognized my work as an expert. For example, in: Carter v Forjas Taurus S.S., Taurus International Manufacturing, Inc., Case No. 1: 13- CV-24583 PAS (S.D. Fla. 2016), the Honorable Patricia Seitz, in her Final Order and

4 Deborah R. Hensler et al., CLASS ACTION DILEMMAS, PURSUING PUBLIC GOALS FOR PRIVATE GAIN. RAND (2000).

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Judgment Granting Plaintiffs' Motion for Final Approval of Class Action Settlement, dated July 22, 2016, stated: "The Court considered the extensive experience of Jeanne C. Finegan and the notice program she developed. ... There is no national firearms registry and Taurus sale records do not provide names and addresses ofthe ultimate purchasers ... Thus the form and method used for notifying Class Members of the terms of the Settlement was the best notice practicable . ... The court-approved notice plan used peer-accepted national research to identify the optimal traditional, online, mobile and social media platforms to reach the Settlement Class Members. " Additionally, in the January 20, 2016, Transcript of Class Notice Hearing, p. 5, Judge Seitz stated: "I would like to compliment Ms. Finegan and her company because I was quite impressed with the scope and the effort of communicating with the Class. " 12. In In Re: Blue Buffalo Company, Ltd., Marketing and Sales Practices Litigation, Case No. 4:14-MD-2562 RWS (E.D. Mo. 2015), the Honorable Rodney Sippel, during the hearing for final approval of the settlement (Hearing for Final Approval, May 19, 2016 transcript p. 49), said: "It is my finding that notice was sufficiently provided to class members in the manner directed in my preliminary approval order and that notice met all applicable requirements of due process and any other applicable law and considerations. " 13. A comprehensive description of my credentials is attached as Exhibit A.

NOTICE PROGRAM SUMMARY

14. In compliance with the Court's Preliminary Approval Order and Notice Modification Order, the notice program for this matter included the following components:

• Direct Mail via Postcard Notice to all Registered Holder Damages Class Members listed in the records of Citi' s transfer agent;

• Publication of a short form notice (the "Publication Notice" or "Summary Notice") in seven (7) general circulation consumer magazines;

• Publication of the Publication Notice two (2) tunes in three (J) nationally circulated ut.:w'.'.lpupt.:rs;

• Banner ads in specialty investment e-newsletters;

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• Online and cross-device display banner advertising specifically targeted to Class Members over an 82-day period; a. Ads served directly to potential Class Members with known addresses via cutting-edge WIFI/IP address matching technology; b. Online banner ads appearing on a custom whitelist of approximately 4,000 pre­ vetted websites, including: i. 43 Business Journal websites;

11. A custom whitelist of approximately 140 investment websites;

u1. A custom whitelist of approximately 350 local market and top-tier news websites; and iv. Online banner ads appearing on the Wall Street Journal site; c. Search words and terms on Google AdWords; d. Social media ads through Facebook, Instagram and Linkedln; e. Transmittal of the Publication Notice in the form of a press release over PR Newswire's USl Newslines with additional targeting to finance influencers; f. An informational Settlement Website on which the long-form Notice and other important Court documents are posted; g. A general ADR FX settlement website developed to serve as a landing page for the online banner ads; and h. A toll-free information line where Class Members can call 24/7 for more information about the Settlement, including important dates and deadlines, and to request to speak to a live operator during regular business hours.

MULTI-MEDIA NOTICE PROGRAM ELEMENTS SUMMARY

15. KCC was retained by Lead Counsel as the Claims Administrator for the Settlement and was responsible for providing mailed notice (via postcard) to the Registered Holder Damages Class Members identified in Citi's transfer records and establishing the websites and toll-free information line. KCC is also responsible for processing the claims received for the Settlement. KCC's efforts are detailed in the Declaration of Justin Hughes which is being submitted, along with this Declaration, with Plaintiffs' settlement submission. 16. My firm, HF Media, was retained by Lead Counsel pursuant to the Court's Notice

5 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 7 of 158

Modification Order, to conduct the Multi-Media Notice Program for the Settlement. The Multi­ Media Notice Program is detailed below.

MEDIA OUTREACH - PUBLICATIONS

MAGAZINES

17. The magazines below were selected for the Multi-Media Notice Program in this matter based on media research data provided by GfK Mediamark Research and Intelligence LLC ("MRI"), which identified the magazines with the highest coverage and index5 against the target audience (i.e., the Class) characteristics. 18. AARP Bulletin covers news and policy that meets the needs of adults 50+ with information written just for them. AARP Bulletin's circulation is 23,000,000. A one-third page, black and white Publication Notice was published once in the national edition of this publication on May 5, 2019. 19. Money Magazine covers finance topics ranging from investing, saving, retirement and taxes to family finance issues like paying for college, credit, career and home improvement. Money's circulation is 1,580,000. A one-half page, black and white Publication Notice was published once in this magazine on April 19, 2019. 20. National Geographic is the flagship magazine of the National Geographic Society, which chronicles exploration and adventure, as well as changes that impact life on Earth. Editorial coverage encompasses people and places of the world, with an emphasis on human involvement in a changing universe. National Geographic has a circulation of 2,943,000. A one-half page, black and white Publication Notice was published once in the national edition of this magazine on April 30, 2019. 21. People Magazine is a general circulation magazine reporting on entertainment. People Magazine reports a circulation of 3,418,000. A one-half page, black and white Publication Notice was published once in the national edition of this magazine on March 22, 2019. 22. Sports Illustrated covers the world of sports through unparalleled access, emotional storytelling and in-depth reporting. Sports Jllustrated's circulation is 2,759,000. A one-half page,

3 Index is a media metric that descnbes a target audience's inclination to use a given outlet. An index over 100 suggests a target population's inclination to use a medium to a greater degree than the rest of the population. For example, an index of 157 would mean that the target is 57 percent more likely than the rest of the population to use a medium.

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black and white Publication Notice was published once in this magazine on April 4, 2019. 23. Time Magazine covers issues and events that define and impact our time. Time Magazine's circulation is 2,321,000. A one-half page, black and white Publication Notice was published once in this magazine on April 5, 2019. 24. Travel + Leisure reaches sophisticated travelers and features immersive, inspiring travel lifestyle content. Travel + Leisure reports a circulation of 953,000. A one-half page, black and white Publication Notice was published once in the national edition of this magazine on April 19, 2019. 25. In total the magazines selected for this Multi-Media Notice Program have a combined circulation of36,976,000 with more than 138,000,000 readers.6 26. Attached as Exhibit Bare tear sheets of the published Summary Notice in these magazines.

SPECIALTY INVESTMENT AND NATIONALLY CIRCULATED NEWSPAPERS

27. Investor's Business Daily provides exclusive stock lists, investing data, stock market research, education and the latest financial and business news to help investors make more money in the stock market. IBD's circulation is 106,000. A 1/6 page, black and white Publication Notice was published twice in this newspaper on March 11, 2019 and March 25, 2019. 28. The Wall Street Journal is distributed nationally and provides news and information on stock and business. The WSJ's circulation is 2,069,000. A 1/6 page, black and white Publication Notice was published twice in this newspaper on March 11, 2019 and March 25, 2019. 29. The New York Times is distributed nationally and provides news and information on stock and business. The NYT's circulation is 510,000. A 1/6 page, black and white Publication Notice was published twice in this newspaper on March 11, 2019 and March 25, 2019. 30. Attached as Exhibit C are tear sheets of the published Summary Notice in these newspapers.

E-NEWSLETTERS

31. Further, the Multi-Media Notice Program was enhanced through e-newsletter distribution

6 Each magazine has a pass-along factor. These are readers in addition to the subscriber who read a publication. For example, Sports Illustrated has a circulation of2,759,000 and a pass along factor of 5.45 to deliver more than 15,000,000 readers.

7 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 9 of 158

with one insertion in the Wall Street Journal Markets, which has a circulation of 154,000 and twenty one7 insertions in Investor's Rusiness Daily Market Prep, which has a circulation of 91,000. The e-newsletter was published on March 20, 2019 in Wall Street Journal Markets and March 18, 2019 through March 22, 2019 and April 1, 2019 through April 7, 2019 in Investor's Business Daily Market Prep. 32. Attached as Exhibit Dare copies of the hanner ads published in thee-newsletters.

MEDIA OUTREACH - INTERNET

33. Internet advertising was a particularly helpful method of providing notice in this case, given that according to MRI, nearly 98 percent of the target audience is online. 34. In total, over 212 million validated online impressions were served across a whitelist8 of approximately 4,000 pre-vetted websites, multiple exchanges, and the social media platforms Facebook, Instagram and Linkedin. We also used retargeting9 to provide additional reminders for those who expressed interest in the ads. 35. Our media outreach included banner ads on local Business Journal websites and The Wall Street Journal online, as well as top-tier national news and local news websites. Online banner ads were served across multiple devices including desktop, tablet and mobile devices. 36. Additionally, we served banner ads via WIFI/IP address targeting to a potential Class Member list consisting of 1,543,188 unique address records provided to us by KCC. These address records were provided to KCC by nominees in response to the nominee outreach conducted by KCC early in the notice program. 37. The WIFI/IP address targeting was done by mapping the physical addresses provided to the WIFI/IP address( es) in use at that physical location. If a target location's WIFI/IP address was available, that was considered a "match." Here, we matched 85.7% of the physical addresses received from nominees to WIFI/IP addresses. The same list of physical addresses was uploaded

7 HF Media planned to run eleven insertions in Investor's Business Daily Market Prep. Due to publisher error, two insertions were missed. However, HF Media negotiated a make-good on the error which resulted in an additional IO bonus insertions at no extra charge. 8 A whitelist is a custom list of acceptable websites where ad content may be served. Creating a whitelist helps lo mitigate ad fraud, ensure ads will be served in relevant digital environments to the target audience and helps to ensure tfo1t ;:irls will not appear next to offensive or objectionable content. 9 Retargeting is an online reminder ad. Herc, HF Media served additional ads to people on Facebuuk and lnstagram who engaged with our ads, either by clicking or commenting on them.

8 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 10 of 158

into Facebook's custom audience tool, allowing us to directly target and serve ads to a Facebook user when they have a Facebook or Instagram account where their address is publicly available. 38. The online banner ads utilized in the media outreach provided information for visitors to self-identify as potential Class Members, allowing them to "click" on the banner ad and link directly to the "landing page" website (www.ADRFXSettlement.com), with a further link to the Settlement Website for more detailed information regarding the Settlement, important dates and deadlines, downloadable copies of the long-form Notice, Claim Form and other relevant documents, and the ability to submit a Claim Form online. 39. To further enhance the Multi-Media Notice Program, HF Media employed Google AdWords keyword search terms. Accordingly, when identified target phrases and keywords were used in a search on Google's search engine, a link to the Settlement website appeared on the search result page. Representative key terms included, but were not limited to: Citi ADR Settlement, ADR Settlement and ADR class action, among others. 40. Attached as Exhibit E are examples of the banner ads.

SOCIAL MEDIA

41. The Multi-Media Notice Program also included the social media platforms Facebook, Instagram and Linkedln. On Facebook and Instagram, targeting included those who liked or followed investment pages such as Motley Fool, Investing.com, MarketWatch, Morning Star, Seeking Alpha, The Street, the Wall Street Journal, Yahoo! Finance, Bloomberg, Financial Times and others in addition to the potential Class Member matching described above. On Linkedln, targeting included individuals who are in top management positions in companies with 51 or more employees. 42. Attached as Exhibit F are copies of the social media ads.

PRESS RELEASE

43. The Publication Notice was also issued across PR Newswire's USl Newslines with additional targeting to finance influencers on February 22, 2019. My staff and I monitored various media channels for subsequent news articles that mentioned our press release and identified 157 various media pick-ups. 44. Attached as Exhibit G is a copy of the pick-up report.

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SETTLEMENT WEBSITE AND TOLL-FREE INFORMATION LINE

45. The Court-authorized Claims Administrator, KCC, maintains the Settlement Website. The Settlement Website is an important componenl of Lhe no lice program for the Settlement as it allows potential Class Members to get information about the Settlement, obtain a copy of the detailed long-form Notice, and/or submit a Claim Form.

46. I am informed by the Claims Administrator that the Settlement Website was optimized for mobile visitors so that information loads on their mobile device quickly. The Settlement Website address was prominently displayed in the Publication Notices, as well as the Postcard Notices mailed to Registered Holder Damages Class Members. KCC has informed me that, as of May 24, 2019, a total of 69,527 users visited the Settlement websites with over 77,476 sessions and over 121, 146 page views. 47. I am also informed by KCC that, as of May 24, 2019, the IVR has received a total of 5,692 calls.

CONCLUSION

48. Evidence for the successful response of this notice program is found in the visitor traffic to the websites and to the call center. In my opinion, the robust outreach efforts described above reflect a particularly appropriate, highly targeted and contemporary way to employ notice to the Class in this matter, and in particular, the Non-Registered Holder Damages Class Members and Current Holder Class Members who did not receive direct mailed notice. Importantly, these outreach efforts are consistent with the flexibility of notice provided in Rule 23. 49. Through the Multi-Media Notice Program detailed above, an estimated 94 percent of targeted Class Members were reached, on average, 10.7 times. In my experience, this is an excellent result. 50. Moreover, in my opinion, the efforts used in this Multi-Media Notice Program were of the highest modern communication standards, embraced by FRCP Rule 23, and were reasonably calculated to provide notice that is not only consistent, but exceeds best practicable court approved notice programs in similar matters which are consistent with the Federal Judicial Center's g,uidclim::, cu11ccrni11g appropriate reach . .', l. l declare under the penalty of perjury, under the laws of the United States of America, that

10 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 12 of 158

the foregoing is true and correct. Executed on May 24, 2019, in Tigard, Oregon. ~ca,. Jeanne C. Finegan~

11 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 13 of 158

Exhibit A Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 14 of 158

Heffler Claims Group

JEANNE C. FINEGAN, APR

BIOGRAPHY

Jeanne Finegan, APR, is President and Chief Media Officer of HF Media, LLC, a division of Heffler Claims Group. She is a member of the Board of Directors for the prestigious Alliance for Audited Media (AAM), and was named by Diversity Journal as one of the "Top 100 Women Worth Watching." She is a distinguished legal notice and communications expert with more than 30 years of communications and advertising experience.

She was a lead contributing author for Duke University's School of Law, "Guidelines and Best Practices Implementing Amendments to Rule 23 Class Action Settlement Provisions." And more recently, she has been involved with New York School of Law and The Center on Civil Justice (CCJ) assisting with a class action settlement data analysis and comparative visualization tool called the Aggregate Litigation Project, designed to help judges make decisions in aggregate cases on the basis of data as opposed to anecdotal information. Moreover, her experience also includes working with the Special Settlement Administrator's team to assist with the outreach strategy for the historic Auto Airbag Settlement, In re: Takata Airbag Products Liability Litigation MDL 2599.

During her tenure, she has planned and implemented over 1,000 high-profile, complex legal notice communication programs. She is a recognized notice expert in both the United States and in Canada, with extensive international notice experience spanning more than 170 countries and over 40 languages.

Ms. Finegan has lectured, published and has been cited extensively on various aspects of legal noticing, product recall and crisis communications. She has served the Consumer Product Safety Commission (CPSC) as an expert to determine ways in which the Commission can increase the effectiveness of its product recall campaigns. Further, she has planned and implemented large-scale government enforcement notice programs for the Federal Trade Commission (FTC) and the Securities and Exchange Commission (SEC).

Ms. Finegan is accredited in Public Relations (APR) by the Universal Accreditation Board, which is a program administered by the Public Relations Society of America (PRSA), and is also a recognized member of the Canadian Public Relations Society (CPRS). She has served on examination panels for APR candidates and worked pro bona as a judge for prestigious PRSA awards.

Ms. Finegan has provided expert testimony before Congress on issues of notice, and expert testimony in both state and federal courts regarding notification campaigns. She has conducted Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 15 of 158 !I Heffler Claims Group

numerous media audits of proposed notice programs to assess the adequacy of those programs under Fed R. Civ. P. 23(c)(2) and similar state class action statutes.

She was an early pioneer of plain language in notice (as noted in a RAND study,1) and continues to set the standard for modern outreach as the first notice expert to integrate social and mobile media into court approved legal notice programs.

In the course of her class action experience, courts have recognized the merits of, and admitted expert testimony based on, her scientific evaluation of the effectiveness ot notice plans. She has designed legal notices for a wide range of class actions and consumer matters that include product liability, construction defect, antitrust, medical/pharmaceutical, human rights, civil rights, telecommunication, media, environment, government enforcement actions, securities, banking, insurance, mass tort, restructuring and product recall.

JUDICIAL COMMENTS AND LEGAL NOTICE CASES

In evaluating the adequacy and effectiveness of Ms. Finegan 1 s notice campaigns, courts have repeatedly recognized her excellent work. The following excerpts provide some examples of such judicial approval.

Simerlein et al., v. Toyota Motor Corporation, Case No. 3:17-cv-01091-VAB (District of CT 2019). In the Ruling and Order on Motion for Preliminarily Approval, dated January 14, 2019, p. 30, the Honorable Victor Bolden stated:

"In finding that notice is sufficient to meet both the requirements of Rule 23{c) and due process, the Court has reviewed and appreciated the high-quality submission of proposed Settlement Notice Administrator Jeanne C. Finegan. See Declaration of Jeanne C. Finegan, APR, Ex. G to Agrmt., ECF No. 85-8. 11

Fitzhenry- Russell et al., v Keurig Dr. Pepper Inc., Case No. :17-cv-00564-NC, (ND Cal). In the Order Granting Final Approval of Class Action Settlement, Dated April 10, 2019, the Honorable Nathanael Cousins stated:

"... the reaction of class members to the proposed Settlement is positive. The parties anticipated that 100,000 claims would be filed under the Settlement (see Dkt. No. 327- 5 1/ 36)-91,254 claims were actually filed (see Finegan Deel 1/ 4). The 4% claim rate was reasonable in light of Heffler's efforts to ensure that notice was adequately provided to the Class. 11

I Deborah R. Hensler et al, CLASS ACTION DILEMAS, PURSUING PUBLIC GOALS FOR PRIVATE GAIN. RAND (2000).

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Pettit et al., v. Procter & Gamble Co., Case No. 15-cv-02150-RS ND Cal. In the Order Granting Final Approval of the Class Action Settlement and Judgement, Dated March 28, 2019, p. 6, the Honorable Richard Seeborg stated:

"The Court finds that the Notice Plan set forth in the Settlement Agreement, and effectuated pursuant to the Preliminary Approval Order, constituted the best notice practicable under the circumstances and constituted due and sufficient notice to the Settlement Class .... the number of claims received equates to a claims rate of 4.6%,

which exceeds the rate in comparable settlements. JI

Carter v Forjas Taurus S.S., Taurus International Manufacturing, Inc., Case No. 1:13-CV-24583 PAS (S.D. Fl. 2016). In her Final Order and Judgment Granting Plaintiffs Motion for Final Approval of Class Action Settlement, the Honorable Patricia Seitz stated:

"The Court considered the extensive experience of Jeanne C. Finegan and the notice program she developed. ... There is no national firearms registry and Taurus sale records do not provide names and addresses of the ultimate purchasers... Thus the form and method used for notifying Class Members of the terms of the Settlement was the best notice practicable. ... The court-approved notice plan used peer-accepted national research to identify the optimal traditional, online, mobile and social media

platforms to reach the Settlement Class Members. JI

Additionally, in January 20, 2016, Transcript of Class Notice Hearing, p. 5 Judge Seitz, noted:

"I would like to compliment Ms. Finegan and her company because I was quite impressed with the scope and the effort of communicating with the Class."

Cook et. al v. Rockwell International Corp. and the Dow Chemical Co., No. 90-cv-00181- KLK (D.Colo. 2017)., aka, Rocky Flats Nuclear Weapons Plant Contamination. In the Order Granting Final Approval, dated April 28, 2017, p.3, the Honorable John L. Kane said:

The Court-approved Notice Plan, which was successfully implemented by [HF Media- emphasis added] (see Doc. 2432}, constituted the best notice practicable under the circumstances. In making this determination, the Court finds that the Notice Plan that was implemented, as set forth in Declaration of Jeanne C. Finegan, APR Concerning Implementation and Adequacy of Class Member Notification (Doc. 2432), provided for individual notice to all members of the Class whose identities and addresses were identified through reasonable efforts, ... and a comprehensive national publication notice program that included, inter alia, print, television, radio and internet banner advertisements .... Pursuant to, and in accordance with, Rule 23 of the Federal Rules of Civil Procedure, the Court finds that the Notice Plan provided the best notice practicable to the Class.

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In re: Domestic Drywall Antitrust Litigation, MDL. No. 2437, in the U.S. District Court for the Eastern District of Pennsylvania. For each of the four settlements, Finegan implemented and extensive outreach effort including traditional, online, social, mobile and advanced television and online video. In the Order Granting Preliminary Approval to the IPP Settlement, Judge Michael M. Baylson stated:

"The Court finds that the dissemination of the Notice and summary Notice constitutes the best notice practicable under the circumstances; is valid, due, and sufficient notice to all persons ... and complies fully with the requirements of the Federal rule of Civil Procedure."

Warner v. Toyota Motor Sales, U.S.A. Inc., Case No 2:15-cv-02171-FMO FFMx {C.D. Cal. 2017). In the Order Re: Final Approval of Class Action Settlement; Approval of Attorney's Fees, Costs & Service Awards, dated May 21, 2017, the Honorable Fernando M. Olguin stated:

Finegan, the court-appointed settlement notice administrator, has implemented the multiprong notice program . ... the court finds that the class notice and the notice process fairly and adequately informed the class members of the nature of the action, the terms of the proposed settlement, the effect of the action and release of claims, the class members' right to exclude themselves from the action, and their right to object to the proposed settlement. (See Dkt. 98, PAO at 25-28).

Michael Allaga.c;, et al., v. BP Solar International, Inc., et al.,. BP Solar Panel Settlement, Cil~c No. 3:14-cv-00560- SI (N.D. Cal., San Francisco Div. 2016). In the Order Granting Final Approval, Dated December 22, 2016, The Honorable Susan lllston stated:

Class Notice was reasonable and constituted due, adequate and sufficient notice to all persons entitled to be provided with notice; and d. fully satisfied the requirements of the Federal Rules of Civil Procedure, including Fed. R. Civ. P. 23(c)(2) and (e), the United States Constitution (including the Due Process Clause), the Rules of this Court, and any other applicable Jaw.

Foster v. l-3 Communications EOTech, Inc. et al (6:15-cv-03519), Missouri Western District Court. In the Court's Final Order, dated July 7, 2017, The Honorable Judge Brian Wimes stated: "The Court has determined that the Notice given to the Settlement Class fully and accurately informed members of the Settlement Class of all material elements of the Settlement and constituted the best notice practicable."

In re: Skechers Toning Shoes Products liability litigation, No. ~:11-Mn-7308-TBR (W.D. Ky. 2012). In his Final Order and Judgment granting the Motion for Preliminary Approval of Settlement, the Honorable Thomas B. Russell stated:

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... The comprehensive nature of the class notice leaves little doubt that, upon receipt, class members will be able to make an informed and intelligent decision about participating in the settlement.

Brody v. Merck & Co., Inc., et al, No. 3:12-cv-04774-PGS-DEA (N.J.) (Jt Hearing for Prelim App, Sept. 27, 2012, transcript page 34). During the Hearing on Joint Application for Preliminary Approval of Class Action, the Honorable Peter G. Sheridan acknowledged Ms. Finegan's work, noting:

Ms. Finegan did a great job in testifying as to what the class administrator will do. So, I'm certain that all the class members or as many that can be found, will be given some very adequate notice in which they can perfect their claim.

Quinn v. Walgreen Co., Wal-Mart Stores Inc., 7:12 CV-8187-VB (NYSD) (Jt Hearing for Final App, March. 5, 2015, transcript page 40-41). During the Hearing on Final Approval of Class Action, the Honorable Vincent L. Briccetti stated:

"The notice plan was the best practicable under the circumstances . ... [and] "the proof is in the pudding. This settlement has resulted in more than 45,000 claims which is 10,000 more than the Pearson case and more than 40,000 more than in a glucosamine case pending in the Southern District of California I've been advised about. So the notice has reached a lot of people and a lot of people have made claims."

In Re: TracFone Unlimited Service Plan litigation, No. C-13-3440 EMC (ND Ca}. In the Final Order and Judgment Granting Class Settlement, July 2, 2015, the Honorable Edward M. Chen noted: "... [D]epending on the extent of the overlap between those class members who will automatically receive a payment and those who filed claims, the total claims rate is estimated to be approximately 25-30%. This is an excellent result. ..

In Re: Blue Buffalo Company, ltd., Marketing and Sales Practices litigation, Case No. 4:14- MD-2562 RWS (E.D. Mo. 2015), (Hearing for Final Approval, May 19, 2016 transcript p. 49). During the Hearing for Final Approval, the Honorable Rodney Sippel said:

It is my finding that notice was sufficiently provided to class members in the manner directed in my preliminary approval order and that notice met all applicable requirements of due process and any other applicable law and considerations.

DeHoyos, et al. v. Allstate Ins. Co., No. SA-01-CA-1010 (W.D.Tx. 2001). In the Amended Final Order and Judgment Approving Class Action Settlement, the Honorable Fred Biery stated:

[T]he undisputed evidence shows the notice program in this case was developed and implemented by a nationally recognized expert in class action notice programs . ... This

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program was vigorous and specifically structured to reach the African-American and Hispanic class members. Additionally, the program was based on a scientific methodology which is used throughout the advertising industry and which has been routinely embraced routinely [sic] by the Courts. Specifically, in order to reach the identified targets directly and efficiently, the notice program utilized a multi-layered approach which included national magazines; magazines specifically appropriate to the targeted audiences; and newspapers in both English and Spanish.

In re: Reebok Easytone litigation, No. 10-CV-11977 (D. MA. 2011). The Honorable F. Dennis Saylor IV stated in the Final Approval Order:

The Court finds that the dissemination of the Class Notice, the publication of the Summary Settlement Notice, the establishment of a website containing settlement­ related materials, the establishment of a toll-free telephone number, and all other notice methods set forth in the Settlement Agreement and [Ms. Finegan's] Declaration and the notice dissemination methodology implemented pursuant to the Settlement Agreement and this Court's Preliminary Approval Order ... constituted the best practicable notice to Class Members under the circumstances of the Actions.

Bezdek v. Vibram USA and Vibram Fivefingers LLC, No 12-10513 (D. MA) The Honorable Douglas P. Woodlock stated in the Final Memorandum and Order: ... [O]n independent review I find that the notice program was robust, particularly in its online presence, and implemented as directed in my Order authorizing notice.... I find that notice was given to the Settlement class members by the best means "practicable under the circumstances.,, Fed. R. Civ. P. 23{c){2).

Geme/as v. The Dannon Company Inc., No. 08-cv-00236-DAP (N.D. Ohio). In granting final approval for the settlement, the Honorable Dan A. Polster stated:

In accordance with the Court's Preliminary Approval Order and the Court-approved notice program, [Ms. Finegan] caused the Class Notice to be distributed on a nationwide basis in magazines and newspapers (with circulation numbers exceeding 81 million) specifically chosen to reach Class Members. ... The distribution of Class Notice constituted the best notice practicable under the circumstances, and fully satisfied the requirements of Federal Rule of Civil Procedure 23, the requirements of due process, 28 U.S.C. 1715, and any other applicable Jaw.

Pashmova v. New Balance Athletic Shoes, Inc., 1:11-cv-10001-LTS (D. Mass.). The Honorable Leo T. Sorokin stated in the Final Approval Order:

The Class Notice, the Summary Settlement Notice, the web site, and all other notices in the Settlement Agreement and the Declaration of [Ms Finegan], and the notice methodology implemented pursuant to the Settlement Agreement: (a) constituted the best practicable notice under the circumstances; (b) constituted notice that was

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reasonably calculated to apprise Class Members of the pendency of the Actions, the terms of the Settlement and their rights under the settlement ... met all applicable requirements of law, including, but not limited to, the Federal Rules of Civil Procedure, 28 U.S.C. § 1715, and the Due Process Clause(s) of the United States Constitution, as well as complied with the Federal Judicial Center's illustrative class action notices.

Hartless v. Clorox Company, No. 06-CV-2705 (CAB) (S.D.Cal.). In the Final Order Approving Settlement, the Honorable Cathy N. Bencivenga found:

The Class Notice advised Class members of the terms of the settlement; the Final Approval Hearing and their right to appear at such hearing; their rights to remain in or opt out of the Class and to object to the settlement; the procedures for exercising such rights; and the binding effect of this Judgment, whether favorable or unfavorable, to the Class. The distribution of the notice to the Class constituted the best notice practicable under the circumstances, and fully satisfied the requirements of Federal Rule of Civil Procedure 23, the requirements of due process, 28 U.S.C. §1715, and any other applicable law.

McDonough et al v. Toys 'R' Us et al, No. 09:-cv-06151-AB (E.D. Pa.). In the Final Order and Judgment Approving Settlement, the Honorable Anita Brody stated:

The Court finds that the Notice provided constituted the best notice practicable under the circumstances and constituted valid, due and sufficient notice to all persons entitled thereto.

In re: Pre-Filled Propane Tank Marketing & Sales Practices Litigation, No. 4:09-md-02086-GAF (W.D. Mo.) In granting final approval to the settlement, the Honorable Gary A. Fenner stated:

The notice program included individual notice to class members who could be identified by Ferrellgas, publication notices, and notices affixed to Blue Rhino propane tank cylinders sold by Ferrellgas through various retailers . ... The Court finds the notice program fully complied with Federal Rule of Civil Procedure 23 and the requirements of due process and provided to the Class the best notice practicable under the circumstances.

Stern v. AT&T Mobility Wireless, No. 09-cv-1112 CAS-AGR (C.D.Cal. 2009). In the Final Approval Order, the Honorable Christina A. Snyder stated:

[T]he Court finds that the Parties have fully and adequately effectuated the Notice Plan, as required by the Preliminary Approval Order, and, in fact, have achieved better results than anticipated or required by the Preliminary Approval Order.

In re: Processed Egg Prods. Antitrust Litig., MDL No. 08-md-02002 (E.D.P.A.). In the Order Granting Final Approval of Settlement, Judge Gene E.K. Pratter stated:

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The Notice appropriately detailed the nature of the action, the Class claims, the definition of the Class and Subclasses, the terms of the proposed settlement agreement, and the class members' right to object or request exclusion from the settlement and the timing and manner for doing so.... Accordingly, the Court determines that the notice provided to the putative Class Members constitutes adequate notice in satisfaction of the demands of Rule 23.

In re Polyurethane Foam Antitrust litigation, 10- MD-2196 (N.D. OH). In the Order Granting Final Approval of Voluntary Dismissal and Settlement of Defendant Domfoam and Others, the Honorable Jack Zouhary stated:

The notice program included individual notice to members of the Class who could be identified through reasonable effort, as well as extensive publication of a summary notice. The Notice constituted the most effective and best notice practicable under the circumstances of the Settlement Agreements, and constituted due and sufficient notice for all other purposes to all persons and entities entitled to receive notice.

Rojas v Career Education Corporation, No. 10-cv-05260 (N.D.E.D. IL) In the Final Approval Order dated October 25, 2012, the Honorable Virgina M. Kendall stated:

The Court Approved notice to the Settlement Class as the best notice practicable under the circumstance including individual notice via U.S. Mail and by email to the class members whose addresses were obtained from each Class Member's wireless carrier or from a commercially reasonable reverse cell phone number look-up service, nationwide magazine publication, website publication, targeted on-line advertising, and a press release. Notice has been successfully implemented and satisfies the requirements of the Federal Rule of Civil Procedure 23 and Due Process.

Golloher v Todd Christopher International, Inc. DBA Vogue International (Organix}, No. C 1206002 N.D CA. In the Final Order and Judgment Approving Settlement, the Honorable Richard Seeborg stated:

The distribution of the notice to the Class constituted the best notice practicable under the circumstances, and fully satisfied the requirements of Federal Rule of Civil Procedure 23, the requirements of due process, 28 U.S.C. §1715, and any other applicable law.

Stefanyshyn v. Consolidated Industries, No. 79 D 01-9712-CT-59 (Tippecanoe County Sup. Ct., Ind.). In the Order Granting Final ApproviJI of Settlement, Judge Randy Williams stated:

The long and short form notices provided a neutral, informative, and clear explanation of the Settlement. ... The proposed notice program was properly designed, recommended, and implemented ... and constitutes the "best practicable" notice of

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the proposed Settlement. The form and content of the notice program satisfied all applicable legal requirements . ... The comprehensive class notice educated Settlement Class members about the defects in Consolidated furnaces and warned them that the continued use of their furnaces created a risk of fire and/or carbon monoxide. This alone provided substantial value.

McGee v. Continental Tire North America, Inc. et al, No. 06-6234-(GEB) (D.N.J.).

The Class Notice, the Summary Settlement Notice, the web site, the toll-free telephone number, and all other notices in the Agreement, and the notice methodology implemented pursuant to the Agreement: (a) constituted the best practicable notice under the circumstances; (b) constituted notice that was reasonably calculated to apprise Class Members of the pendency of the Action, the terms of the settlement and their rights under the settlement, including, but not limited to, their right to object to or exclude themselves from the proposed settlement and to appear at the Fairness Hearing; (c) were reasonable and constituted due, adequate and sufficient notice to all persons entitled to receive notification; and {d) met all applicable requirements of law, including, but not limited to, the Federal Rules of Civil Procedure, 20 U.S.C. Sec. 1715, and the Due Process Clause(s) of the United States Constitution, as well as complied with the Federal Judicial Center's illustrative class action notices,

Varacallo, et al. v. Massachusetts Mutual life Insurance Company, et al., No. 04-2702 (JLL) (D.N.J.). The Court stated that:

[A]II of the notices are written in simple terminology, are readily understandable by Class Members, and comply with the Federal Judicial Center's illustrative class action notices . ... By working with a nationally syndicated media research firm, [Finegan's firm] was able to define a target audience for the MassMutual Class Members, which provided a valid basis for determining the magazine and newspaper preferences of the Class Members. {Preliminary Approval Order at p. 9). . . . The Court agrees with Class Counsel that this was more than adequate. {Id. at§ 5.2).

In re: Nortel Network Corp., Sec. Litig., No. 01-CV-1855 (RMB) Master File No. 05 MD 1659 (LAP) (S.D.N.Y.). Ms. Finegan designed and implemented the extensive United States and Canadian notice programs in this case. The Canadian program was published in both French and English, and targeted virtually all investors of stock in Canada. See www.nortelsecuritieslitigation.com. Of the U.S. notice program, the Honorable Loretta A. Pre ska stated:

The form and method of notifying the U.S. Global Class of the pendency of the action as a class action and of the terms and conditions of the proposed Settlement ... constituted the best notice practicable under the circumstances, and constituted due and sufficient notice to all persons and entities entitled thereto.

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Regarding the B.C. Canadian Notice effort: Jeffrey v. Nortel Networks, [2007] BCSC 69 at para. 50, the Honourable Mr. Justice Groberman said:

The efforts to give notice to potential class members in this case have been thorough. There has been a broad media campaign to publicize the proposed settlement and the court processes. There has also been a direct mail campaign directed at probable investors. I am advised that over 1.2 million claim packages were mailed to persons around the world. In addition, packages have been available through the worldwide web site nortelsecuritieslitigation.com on the Internet. Toll-free telephone lines have been set up, and it appears that class counsel and the Claims Administrator have received innumerable calls from potential class members. In short, all reasonable efforts have been made to ensure that potential members of the class have had notice of the proposal and a reasonable opportunity was provided for class members to register their objections, or seek exclusion from the settlement.

Mayo v. Walmart Stores and Sam's Club, No. 5:06 CV-93-R (W.D.Ky.). In the Order Granting Final Approval of Settlement, Judge Thomas B. Russell stated:

According to defendants' database, the Notice was estimated to have reached over 90% of the Settlement Class Members through direct mail. The Settlement Administrator ... has classified the parties' database as 'one of the most reliable and comprehensive databases [she] has worked with for the purposes of legal notice.'... The Court thus reaffirms its findings and conclusions in the Preliminary Approval Order that the form of the Notice and manner of giving notice satisfy the requirements of Fed. R. Civ. P. 23 and affords due process to the Settlement Class Members.

Fishbein v. All Market Inc., (d/b/a Vita Coco) No. 11-cv-05580 (S.D.N.Y.). In granting final approval of the settlement, the Honorable J. Paul Oetken stated:

"The Court finds that the dissemination of Class Notice pursuant to the Notice Program ... constituted the best practicable notice to Settlement Class Members under the circumstances of this Litigation ... and was reasonable and constituted due, adequate and sufficient notice to all persons entitled to such notice, and fully satisfied the requirements of the Federal Rules of Civil Procedure, including Rules 23{c)(2) and (e), the United States Constitution (including the Due Process Clause), the Rules of this Court, and any other applicable laws."

luc:as, et al. v. Kmart Corp., No. 99-cv-01923 (D.Colo.), wherein the Court recognized Jeanne Finegan as an expert in the design of notice programs, and stated:

The Court finds that the efforts of the parties and the proposed Claims Administrator in this respect go above and beyond the "reasonable efforts" required for identifying individual class members under F.R.C.P. 23(c)(2}(8}.

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In re: Johns-Manville Corp. (Statutory Direct Action Settlement, Common Law Direct Action and Hawaii Settlement), No 82-11656, 57, 660, 661, 665-73, 75 and 76 (BRL) (Bankr. S.D.N.Y.). The nearly half-billion dollar settlement incorporated three separate notification programs, which targeted all persons who had asbestos claims whether asserted or unasserted, against the Travelers Indemnity Company. In the Findings of Fact and Conclusions of a Clarifying Order Approving the Settlements, slip op. at 47-48 (Aug. 17, 2004), the Honorable Burton R. Lifland, Chief Justice, stated:

As demonstrated by Findings of Fact (citation omitted), the Statutory Direct Action Settlement notice program was reasonably calculated under all circumstances to apprise the affected individuals of the proceedings and actions taken involving their interests, Mullane v. Cent. Hanover Bank & Trust Co., 339 U.S. 306, 314 {1950), such program did apprise the overwhelming majority of potentially affected claimants and far exceeded the minimum notice required. . . . The results simply speak for themselves.

Pigford v. Glickman and U.S. Department of Agriculture, No. 97-1978. 98-1693 (PLF} (D.D.C.}. This matter was the largest civil rights case to settle in the United States in over 40 years. The highly publicized, nationwide paid media program was designed to alert all present and past African-American farmers of the opportunity to recover monetary damages against the U.S. Department of Agriculture for alleged loan discrimination. In his Opinion, the Honorable Paul L. Friedman commended the parties with respect to the notice program, stating;

The parties also exerted extraordinary efforts to reach class members through a massive advertising campaign in general and African American targeted publications and television stations. . . . The Court concludes that class members have received more than adequate notice and have had sufficient opportunity to be heard on the fairness of the proposed Consent Decree.

In re: Louisiana-Pacific Inner-Seal Siding Litig., Nos. 879-JE, and 1453-JE (D.Or.). Under the terms of the Settlement, three separate notice programs were to be implemented at three-year intervals over a period of six years. In the first notice campaign, Ms. Finegan implemented the print advertising and Internet components of the Notice program. In approving the legal notice communication plan, the Honorable Robert E. Jones stated:

The notice given to the members of the Class fully and accurately informed the Class members of all material elements of the settlement. .. [through] a broad and extensive mu/ti-media notice campaign.

Additionally, with regard to the third-year notice program for Louisiana-Pacific, the Honorable Richard Unis, Special Master, commented that the notice was:

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... well formulated to conform to the definition set by the court as adequate and reasonable notice. Indeed, I believe the record should also reflect the Court's appreciation to Ms. Finegan for all the work she's done, ensuring that noticing was done correctly and professionally, while paying careful attention to overall costs. Her understanding of various notice requirements under Fed. R. Civ. P. 23, helped to insure that the notice given in this case was consistent with the highest standards of compliance with Rule 23{d){2}.

In re: Expedia Hotel Taxes and Fees Litigation, No. 05-2-02060-1 (SEA) (Sup. Ct. of Wash. in and for King County). In the Order Granting Final Approval of Class Action Settlement, Judge Monica Benton stated:

The Notice of the Settlement given to the Class ... was the best notice practicable under the circumstances. All of these forms of Notice directed Class Members to a Settlement Website providing key Settlement documents including instructions on how Class Members could exclude themselves from the Class, and how they could object to or comment upon the Settlement. The Notice provided due and adequate notice of these proceeding and of the matters set forth in the Agreement to all persons entitled to such notice, and said notice fully satisfied the requirements of CR 23 and due process.

Thomas A. Foster and Linda E. Foster v. ABTco Siding litigation, No. 95-151-M (Cir. Ct., Choctaw County, Ala.). This litigation focused on past and present owners of structures sided with Abitibi-Priu~ ~itling. The notice program that Ms. Finegan designed and implemented was national in scope and received the following praise from the Honorable J. Lee McPhearson:

The Court finds that the Notice Program conducted by the Parties provided individual notice to all known Class Members and all Class Members who could be identified through reasonable efforts and constitutes the best notice practicable under the circumstances of this Action. This finding is based on the overwhelming evidence of the adequacy of the notice program. ... The media campaign involved broad national notice through television and print media, regional and local newspapers, and the Internet (see id. flf/9-11} The result: over 90 percent of Abitibi and ABTco owners are estimated to have been reached by the direct media and direct mail campaign.

Wilson v. Massachusetts Mut. Life Ins. Co., No. D-101-CV 98-02814 (First Judicial Dist. Ct., County of Santa Fe, N.M.). This was a nationwide notification program that included all persons in the United States who owned, or had owned, a life or disability insurance policy with Massachusetts Mutual Liff' Insurance Company and had paid additional charges when paying their premium on an installment basis. The class was estimated to exceed 1.6 million individuals. www.insuranceclassclaims.com. In granting preliminary approval to the settlement, the Honorable Art Encinias found:

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[T]he Notice Plan [is] the best practicable notice that is reasonably calculated, under the circumstances of the action. . .. [and] meets or exceeds all applicable requirements of the Jaw, including Rule 1-023{C){2) and (3) and 1-023{E), NMRA 2001, and the requirements of federal and/or state constitutional due process and any other applicable law.

Sparks v. AT&T Corp., No. 96-LM-983 (Third Judicial Cir., Madison County, 111.). The litigation concerned all persons in the United States who leased certain AT&T telephones during the 1980's. Ms. Finegan designed and implemented a nationwide media program designed to target all persons who may have leased telephones during this time period, a class that included a large percentage of the entire population of the United States. In granting final approval to the settlement, the Court found:

The Court further finds that the notice of the proposed settlement was sufficient and furnished Class Members with the information they needed to evaluate whether to participate in or opt out of the proposed settlement. The Court therefore concludes that the notice of the proposed settlement met all requirements required by law, including all Constitutional requirements.

In re: Georgia-Pacific Toxic Explosion Litig., No. 98 CVC0S-3535 (Ct. of Common Pleas, Franklin County, Ohio). Ms. Finegan designed and implemented a regional notice program that included network affiliate television, radio and newspaper. The notice was designed to alert adults living near a Georgia-Pacific plant that they had been exposed to an air-born toxic plume and their rights under the terms of the class action settlement. In the Order and Judgment finally approving the settlement, the Honorable Jennifer L. Bunner stated:

[N]otice of the settlement to the Class was the best notice practicable under the circumstances, including individual notice to all members who can be identified through reasonable effort. The Court finds that such effort exceeded even reasonable effort and that the Notice complies with the requirements of Civ. R. 23{C).

In re: American Cyanamid, No. CV-97-0581-BH-M (S.D.AI.). The media program targeted Farmers who had purchased crop protection chemicals manufactured by American Cyanamid. In the Final Order and Judgment, the Honorable Charles R. Butler Jr. wrote:

The Court finds that the form and method of notice used to notify the Temporary Settlement Class of the Settlement satisfied the requirements of Fed. R. Civ. P. 23 and due process, constituted the best notice practicable under the circumstances, and constituted due and sufficient notice to all potential members of the Temporary Class Settlement.

In re: First Alert Smoke Alarm Litig., No. CV-98-C-1546-W (UWC) (N.D.AI.). Ms. Finegan designed and implemented a nationwide legal notice and public information program. The public information program ran over a two-year period to inform those with smoke alarms of

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the performance characteristics between photoelectric and ionization detection. The media program included network and cable television, magazine and specialty trade publications. In the Findings and Order Preliminarily Certifying the Class for Settlement Purposes, Preliminarily Approving Class Settlement, Appointing Class Counsel, Directing Issuance of Notice to the Class, and Scheduling a Fairness Hearing, the I lonorable C.W. Clemon wrule lhc:1l lhe notice plan:

... constitutes due, adequate and sufficient notice to all Class Members; and (v) meets or exceeds all applicable requirements of the Federal Rules of Civil Procedure, the United States Constitution (including the Due Process Clause), the Alabama State Constitution, the Rules of the Court, and any other applicable law.

In re: James Hardie Roofing Litig., No. 00-2-17945-65SEA (Sup. Ct. of Wash., King County). The nationwide legal notice program included advertising on television, in print and on the Internet. The program was designed to reach all persons who own any structure with JHBP roofing products. In the Final Order and Judgment, the Honorable Steven Scott stated:

The notice program required by the Preliminary Order has been fully carried out. .. [and was] extensive. The notice provided fully and accurately informed the Class Members of all material elements of the proposed Settlement and their opportunity to participate in or be excluded from it; was the best notice practicable under the circumstances; was valid, due and sufficient notice to all Class Members; and complied fully with Civ. R. 23, the United States Constitution, due process, and other applicable law.

Barden v. Hurd Mil/work Co. Inc., et al, No. 2:6-cv-00046 (LA) (E.D.Wis.) ("The Court approves, as to form and content, the notice plan and finds that such notice is the best practicable under the circumstances under Federal Rule of Civil Procedure 23{c)(2)(B) and constitutes notice in a reasonable manner under Rule 23(e)(1). ")

Altieri v. Reebok, No. 4:10-cv-11977 (FDS) (D.C.Mass.) ("The Court finds that the notices ... constitute the best practicable notice... The Court further finds that all of the notices are written in simple terminology, are readily understandable by Class Members, and comply with the Federal Judicial Center's illustrative class action notices.")

Marenco v. Visa Inc., No. CV 10-08022 (DMG) {C.D.Cal.) ("[T]he Court finds that the notice plan ... meet.,; the requirements of due process, California law, and other applicable precedent. The Court finds that the proposed notice program is designed to provide the Class with the best notice practicable, under the circumstances of this action, of the pendency of this litigation and of the proposed Settlement's terms, conditions, and procedures, and shall constitute due and sufficient notice to all persons entitled thereto under California law, the United States Constitution, and any other applicable law.")

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Palmer v. Sprint Solutions, Inc., No. 09-cv-01211 (JLR) (W.D.Wa.) ("The means of notice were reasonable and constitute due, adequate, and sufficient notice to all persons entitled to be provide3d with notice.")

In re: Tyson Foods, Inc., Chicken Raised Without Antibiotics Consumer litigation, No. 1:08-md- 01982 ROB (D. Md. N. Div.) ("The notice, in form, method, and content, fully complied with the requirements of Rule 23 and due process, constituted the best notice practicable under the circumstances, and constituted due and sufficient notice to all persons entitled to notice of the settlement.")

Sager v. /named Corp. and McGhan Medical Breast Implant litigation, No. 01043771 (Sup. Ct. Cal., County of Santa Barbara) ("Notice provided was the best practicable under the circumstances. 'l

Deke, et al. v. Cardservice lnternat'I, Case No. BC 271679, slip op. at 3 (Sup. Ct. Cal., County of Los Angeles) ("The Class Notice satisfied the requirements of California Rules of Court 1856 and 1859 and due process and constituted the best notice practicable under the circumstances.").

Levine, et al. v. Dr. Philip C. McGraw, et al., Case No. BC 312830 (Los Angeles County Super. Ct., Cal.) ("[T]he plan for notice to the Settlement Class ... constitutes the best notice practicable under the circumstances and constituted due and sufficient notice to the members of the Settlement Class ... and satisfies the requirements of California law and federal due process of law.").

In re: Canadian Air Cargo Shipping Class Actions, Court File No. 50389CP, Ontario Superior Court of Justice, Supreme Court of British Columbia, Quebec Superior Court("/ am satisfied the proposed form of notice meets the requirements of s. 17(6) of the CPA and the proposed method of notice is appropriate.").

Fischer et al v. JG Investment Management, Ltd. et al, Court File No. 06-CV-307599CP, Ontario Superior Court of Justice.

In re: Vivendi Universal, S.A. Securities litigation, No. 02-cv-5571 (RJH)(HBP) (S.D.N.Y.).

In re: Air Cargo Shipping Services Antitrust Litigation, No. 06-MD-1775 (JG) (VV) (E.D.N.Y.).

Berger, et al., v. Property ID Corporation, et al., No. CV 05-5373-GHK (CWx) (C.D.Cal.).

Lozano v. AT&T Mobility Wireless, No. 02-cv-0090 CAS (AJWx) (C.D.Cal.).

Howard A. Engle, M.D., et al., v. R.J. Reynolds Tobacco Co., Philip Morris, Inc., Brown & Williamson Tobacco Corp., No. 94-08273 CA (22) (11th Judicial Dist. Ct. of Miami-Dade County, Fla.).

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In re: Royal Dutch/Shell Transport Securities Litigation, No. 04 Civ. 374 (JAP} (Consolidated Cases) (D. N.J.).

In re: Epson Cartridge Cases, Judicial Council Coordination Proceeding, No. 4347 (Sup. Ct. of Cal., County of Los Angeles).

UAW v. General Motors Corporation, No: 05-73991 (E.D.MI}.

Wicon, Inc. v. Cardservice Intern'/, Inc., BC 320215 (Sup. Ct. of Cal., County of Los Angeles).

In re: SmithK/ine Beecham Clinical Billing Litig., No. CV. No. 97-L-1230 (Third Judicial Cir., Madison County, 111.). Ms. Finegan designed and developed a national media and Internet site notification program in connection with the settlement of a nationwide class action concerning billings for clinical laboratory testing services.

MacGregor v. Schering-Plough Corp., No. EC248041 (Sup. Ct. Cal., County of Los Angeles). This nationwide notification program was designed to reach all persons who had purchased or used an aerosol inhaler manufactured by Schering-Plough. Because no mailing list was available, notice was accomplished entirely through the media program.

In re: Swiss Banks Holocaust Victim Asset Litig., No. CV-96-4849 (E.D.N.Y.). Ms. Finegan managed the design and implementation of the Internet site on this historic case. The site was developed in 21 native languc1ges. It is a highly secure data gathering tool and infonnation hub, central to the global outreach program of Holocaust survivors. www.swissbankclaims.com.

In re: Exxon Valdez Oil Spill Litig., No. A89-095-CV (HRH) (Consolidated) (D. Alaska). Ms. Finegan designed and implemented two media campaigns to notify native Alaskan residents, trade workers, fisherman, and others impacted by the oil spill of the litigation and their rights under the settlement terms.

In re: Johns-Manville Phenolic Foam litig., No. CV 96-10069 (D. Mass). The nationwide multi­ media legal notice program was designed to reach all Persons who owned any structure, including an industrial building, commercial building, school, condominium, apartment house, home, garage or other type of structure located in the United States or its territories, in which Johns-ManvillP PFRI was installed, in whole or in part, on top of a metal roof deck.

Bristow v Fleetwood Enters litig., No Civ 00-0082-S-EJL (D. Id}. Ms. Finegan designed and implemented a legal notice campaign lc1rgP.ting prPsent and former employees of Fleetwood Enterprises, Inc., or its subsidiaries who worked as hourly production workers at Fleetwoorl's housing, travel trailPr, nr motor home manufacturing pl.:ints. The comprehensive notice campaign included print, radio and television advertising.

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In re: New Orleans Tank Car Leakage Fire Litig., No 87-16374 (Civil Dist. Ct., Parish of Orleans, LA) (2000). This case resulted in one of the largest settlements in U.S. history. This campaign consisted of a media relations and paid advertising program to notify individuals of their rights under the terms of the settlement.

Garria Spencer v. Shell Oil Co., No. CV 94-074(Dist. Ct., Harris County, Tex.). The nationwide notification program was designed to reach individuals who owned real property or structures in the United States, which contained polybutylene plumbing with acetyl insert or metal insert fittings.

In re: Hurd Mil/work Heat Mirror™ Litig., No. CV-772488 (Sup. Ct. of Cal., County of Santa Clara). This nationwide multi-media notice program was designed to reach class members with failed heat mirror seals on windows and doors, and alert them as to the actions that they needed to take to receive enhanced warranties or window and door replacement.

Laborers Dist. Counsel of Alabama Health and Welfare Fund v. Clinical Lab. Servs., Inc, No. CV-97-C-629-W (N.D. Ala.). Ms. Finegan designed and developed a national media and Internet site notification program in connection with the settlement of a nationwide class action concerning alleged billing discrepancies for clinical laboratory testing services.

In re: Starlink Corn Prods. Liab. Litig., No. 01-C-1181 (N.D. Ill).. Ms. Finegan designed and implemented a nationwide notification program designed to alert potential class members of the terms of the settlement.

In re: MCI Non-Subscriber Rate Payers Litig., MDL Docket No. 1275, 3:99-cv-01275 (S.D.II1.). The advertising and media notice program, found to be "more than adequate" by the Court, was designed with the understanding that the litigation affected all persons or entities who were customers of record for telephone lines presubscribed to MCI/World Com, and were charged the higher non-subscriber rates and surcharges for direct-dialed long distance calls placed on those lines. www.rateclaims.com.

In re: Albertson's Back Pay Litig., No. 97-0159-S-BLW (D.ld.). Ms. Finegan designed and developed a secure Internet site, where claimants could seek case information confidentially.

In re: Georgia Pacific Hardboard Siding Recovering Program, No. CV-95-3330-RG (Cir. Ct., Mobile County, Ala.). Ms. Finegan designed and implemented a multi-media legal notice program, which was designed to reach class members with failed G-P siding and alert them of the pending matter. Notice was provided through advertisements, which aired on national cable networks, magazines of nationwide distribution, local newspaper, press releases and trade magazines.

In re: Diet Drugs (Phentermine, Fenfluramine, Dexfenfluramine) Prods. Liab. Litig., Nos. 1203, 99-20593. Ms. Finegan worked as a consultant to the National Diet Drug Settlement Committee on notification issues. The resulting notice program was described and

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complimented at length in the Court's Memorandum and Pretrial Order 1415, approving the settlement,

In re: Diet Drugs (Phentermine, Fenfluramine, Dexfenfluramine) Prods. Liab. Litig., 2000 WL 1222042, Nos. 1203, 99-20593 (E.D.Pa. Aug. 28, 2002).

Ms. Finegan designed the Notice programs for multiple state antitrust cases filed against the Microsoft Corporation. In those cases, it wc1s generally alleged that Microsoft unlawfully used anticompetitive means to maintain a monopoly in markets tor certain software, and that as a result, it overcharged consumers who licensed its MS-DOS, Windows, Word, Excel and Office software. The multiple legal notice programs designed by Jeanne Finegan and listed below targeted both individual users and business users of this software. The scientifically designed notice programs took into consideration both media usage habits and demographic characteristics of the targeted class members.

In re: Florida Microsoft Antitrust Litig. Settlement, No. 99-27340 CA 11 (11th Judicial Dist. Ct. of Miami-Dade County, Fla.).

In re: Montana Microsoft Antitrust litig. Settlement, No. DCV 2000 219 (First Judicial Dist. Ct., Lewis & Clark Co., Mt.).

In re: South Dakota Microsoft Antitrust Litig. Settlement, No. 00-235(Sixth Judicial Cir., County of Hughes, S.D.).

In re: Kansas Microsoft Antitrust Litig. Settlement, No. 99C17089 Division No. 15 Consolidated Cases (Dist. Ct., Johnson County, Kan.) ("The Class Notice provided was the best notice practicable under the circumstances and fully complied in all respects with the requirements of due process and of the Kansas State. An not. §60-22.3.").

In re: North Carolina Microsoft Antitrust litig. Settlement, No. 00-CvS-4073 (Wake) 00-CvS- 1246 (Lincoln) (General Court of Justice Sup. Ct., Wake and Lincoln Counties, N.C.).

In re: ABS II Pipes litig., No. 3126 (Sup. Ct. of Cal., Contra Costa County). The Court approved regional notification program designed to alert those individuals who owned structures with the pipe that they were eligible to recover the cost of replacing the pipe.

In re: Avenue A Inc. Internet Privacy Litig., No: C00-1964C (W.D. Wash.).

In re: lorazepam and Clorazepate Antitrust Litig., No. 1290 (TFH) (D.C.C.).

In re: Providian Fin. Corp. ER/SA litig., No C-01-5027 (N.D. C.:il.).

In re: H & R Block., et al Tax Refund Litig., No. 97195023/CC4111 (MD Cir. Ct., Baltimore City).

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In re: American Premier Underwriters, Inc, U.S. Railroad Vest Corp., No. 06C01-9912 (Cir. Ct., Boone County, Ind.).

In re: Sprint Corp. Optical Fiber litig., No: 9907 CV 284 (Dist. Ct., Leavenworth County, Kan).

In re: Shelter Mutual Ins. Co. litig., No. CJ-2002-263 (Dist.Ct., Canadian County. Ok).

In re: Conseco, Inc. Sec. litig., No: IP-00-0585-C Y/S CA (S.D. Ind.).

In re: Nat'/ Treasury Employees Union, et al., 54 Fed. Cl. 791 (2002).

In re: City of Miami Parking litig., Nos. 99-21456 CA-10, 99-23765 - CA-10 (11th Judicial Dist. Ct. of Miami-Dade County, Fla.).

In re: Prime Co. Incorporated D/8/A/ Prime Co. Personal Comm., No. L 1:01CV658 (E.D. Tx.).

A/sea Veneer v. State of Oregon A.A., No. 88C-11289-88C-11300.

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INTERNATIONAL EXPERIENCE

Bell v. Canadian Imperial Bank of Commerce, et al, Court File No.: CV-08-359335 (Ontario Superior Court of Justice); (2016}.

In re: Canadian Air Cargo Shipping Class Actions (Ontario Superior Court of Justice, Court File No. 50389CP, Supreme Court of British Columbia.

In re: Canadian Air Cargo Shipping Class Actions Quebec Superior Court).

Fischer v. JG Investment Management l TD., No. 06-CV-307599CP (Ontario Superior Court of Justice).

In Re Nortel I & II Securities litigation, Civil Action No. 01-CV-1855 (RMB}, Master File No. 05 MD 1659 (LAP) (S.D.N. Y. 2006}.

Frohlinger v. Nortel Networks Corporation et al., Court File No.: 02-CL-4605 (Ontario Superior Court of Justice).

Association de Protection des Epargnants et lnvestissuers du Quebec v. Corporation Nortel Networks, No.: 500-06-0002316-017 (Superior Court of Quebec).

Jeffery v. Nortel Networks Corporation et al., Court File No.: 5015159 (Supreme Court of British Columbia).

Gallardi v. Nortel Networks Corporation, No. 05-CV-285606CP (Ontario Superior Court).

Skarstedt v. Corporation Nortel Networks, No. 500-06-000277-059 (Superior Court of Quebec).

SEC ENFORCEMENT NOTICE PROGRAM EXPERIENCE

SEC v. Vivendi Universal, S.A., et al., Case No. 02 Civ. 5571 (RJH) (HBP) (S.D.N.Y.). The Notice program included publication in 11 different countries and eight different languages.

SEC v. Royal Dutch Petroleum Company, No.04-3359 (S.D. Tex.)

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FEDERAL TRADE COMMISSION NOTICE PROGRAM EXPERIENCE

FTC v. TracFone Wireless, Inc., Case No. 15-cv-00392-EMC.

FTC v. Skechers U.S.A., Inc., No. 1:12-cv-01214-JG (N.D. Ohio).

FTC v. Reebok International ltd., No. 11-cv-02046 (N.D. Ohio)

FTC v. Chanery and RTC Research and Development LLC [Nutraquest], No :05-cv-03460 (D.N.J.)

BANKRUPTCY EXPERIENCE

Ms. Finegan has designed and implemented hundreds of domestic and international bankruptcy notice programs. A sample case list includes the following:

In re AMR Corporation [American Airlines], et al., No. 11-15463 (SHL) (Bankr. S.D.N.Y.) ("due and proper notice [was] provided, and ... no other or further notice need be provided.")

In re Jackson Hewitt Tax Service Inc., et al., No 11-11587 (Bankr. D.Del.) (2011). The debtors sought to provide notice of their filing as well as the hearing to approve their disclosure statement and confirm their plan to a large group of current and former customers, many of whom current and viable addresses promised to be a difficult (if not impossible) and costly undertaking. The court approved a publication notice program designed and implemented by Finegan and the administrator, that included more than 350 local newspaper and television websites, two national online networks (24/7 Real Media, Inc. and Microsoft Media Network), a website notice linked to a press release and notice on eight major websites, including CNN and Yahoo. These online efforts supplemented the print publication and direct-mail notice provided to known claimants and their attorneys, as well as to the state attorneys general of all 50 states. The Jackson Hewitt notice program constituted one of the first large chapter 11 cases to incorporate online advertising.

In re: Nutraquest Inc., No. 03-44147 (Bankr. D.N.J.)

In re: General Motors Corp. et al, No. 09-50026 (Bankr. S.D.N.Y.). This case is the 4th largest bankruptcy in U.S. history. Ms. Finegan and her team worked with General Motors restructuring attorneys to design and implement the legal notice program.

In re: ACandS, Inc., No. 0212687 (Bankr. D.Del.) (2007) ("Adequate notice of the Motion and of the hearing on the Motion was given.").

In re: United Airlines, No. 02-B-48191 (Bankr. N.D Ill.). Ms. Finegan worked with United and its restructuring attorneys to design and implement global legal notice programs. The notice was published in 11 countries and translated into 6 languages. Ms. Finegan worked closely with

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legal counsel and UAL's advertising team to select the appropriate media and to negotiate the most favorable advertising rates. www.pd-ual.com.

In re: Enron, No. 01-16034 (Bankr. S.D.N.Y.). Ms. Finegan worked with Enron and its restructuring attorneys to publish various legal notices.

In re: Dow Corning, No. 95-20512 (Bankr. E.D. Mich.). Ms. Finegan originally designed the information website. This Internet site is .:i m.:ijor information hub that has various forms in 15 languages.

In re: Harnischfeger Inds., No. 99-2171 (RJW) Jointly Administered (Bankr. D. Del.). Ms. Finegan designed and implemented 6 domestic and international notice programs for this case. The notice was translated into 14 different languages and published in 16 countries.

In re: Keene Corp., No. 93B 46090 (5MB), (Bankr. E.D. MO.). Ms. Finegan designed and implemented multiple domestic bankruptcy notice programs including notice on the plan of reorganization directed to all creditors and all Class 4 asbestos-related claimants and counsel.

In re: Lamonts, No. 00-00045 (Bankr. W.D. Wash.). Ms. Finegan designed an implemented multiple bankruptcy notice programs.

In re: Monet Group Holdings, Nos. 00-1936 (MFW) (Bankr. D. Del.). Ms. Finegan designed and implemented a har date notice.

In re: Laclede Steel Co., No. 98-53121-399 (Bankr. E.D. MO.). Ms. Finegan designed and implemented multiple bankruptcy notice programs.

In re: Columbia Gas Transmission Corp., No. 91-804 (Bankr. S.D.N.Y.). Ms. Finegan developed multiple nationwide legal notice notification programs for this case.

In re: U.S.H. Corp. of New York, et al. (Bankr. S.D.N.Y). Ms. Finegan designed and implemented a bar date advertising notification campaign.

In re: Best Prods. Co., Inc., No. 96-35267-T, (Bankr. E.D. Va.). Ms. Finegan implemented a national legal notice program that included multiple advertising campaigns for notice of sale, bar date, disclosure and plan confirmiltion.

In re: Lodgian, Inc., et al., No. 16345 (BRL) Factory Card Outlet - 99-685 (JCA), 99-686 (JCA) (Bankr. S.D.N.Y).

In re: Jnternat'I Total Servs, Inc., et al., Nos. 01 21812, 01-21818, 01-21820, 01-21882, 01- 21824, 01 21826, 01-21827 (CD) Under Case No: 01-21812 (Bankt. E.D.N.Y).

In re: Decora Inds., Inc. and Decora, lncorp., Nos. 00-4459 and 00-4460 (JJF) (Bankr. D. Del.).

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In re: Genesis Health Ventures, Inc., et al, No. 002692 (PJW) (Bankr. D. Del.).

In re: Tel. Warehouse, Inc., et al, No. 00-2105 through 00-2110 (MFW) (Bankr. D. Del.).

In re: United Cos. Fin. Corp., et al, No. 99-450 (MFW) through 99-461 (MFW) (Bankr. D. Del.).

In re: Caldor, Inc. New York, The Caldor Corp., Caldor, Inc. CT, et al., No. 95-B44080 (JLG) (Bankr. S.D.N.Y).

In re: Physicians Health Corp., et al., No. 00-4482 (MFW) (Bankr. D. Del.).

In re: GC Cos., et al., Nos. 00-3897 through 00-3927 (MFW) (Bankr. D. Del.).

In re: Heilig-Meyers Co., et al., Nos. 00-34533 through 00-34538 (Bankr. E.D. Va.).

PRODUCT RECALL AND CRISIS COMMUNICATION EXPERIENCE

Reser's Fine Foods. Reser's is a nationally distributed brand and manufacturer of food products through giants such as Albertsons, Costco, Food Lion, WinnDixie, Ingles, Safeway and Walmart. Ms. Finegan designed an enterprise-wide crisis communication plan that included communications objectives, crisis team roles and responsibilities, crisis response procedures, regulatory protocols, definitions of incidents that require various levels of notice, target audiences, and threat assessment protocols. Ms. Finegan worked with the company through two nationwide, high profile recalls, conducting extensive media relations efforts.

Gulf Coast Claims Facility Notice Campaign. Finegan coordinated a massive outreach effort throughout the Gulf Coast region to notify those who have claims as a result of damages caused by the Deep Water Horizon Oil spill. The notice campaign included extensive advertising in newspapers throughout the region, Internet notice through local newspaper, television and radio websites and media relations. The Gulf Coast Claims Facility (GCCF) was an independent claims facility, funded by BP, for the resolution of claims by individuals and businesses for damages incurred as a result of the oil discharges due to the Deepwater Horizon incident on April 20, 2010.

City of New Orleans Tax Revisions, Post-Hurricane Katrina. In 2007, the City of New Orleans revised property tax assessments for property owners. As part of this process, it received numerous appeals to the assessments. An administration firm served as liaison between the city and property owners, coordinating the hearing schedule and providing important information to property owners on the status of their appeal. Central to this effort was the comprehensive outreach program designed by Ms. Finegan, which included a website and a heavy schedule of television, radio and newspaper advertising, along with the coordination of key news interviews about the project picked up by local media.

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ARTICLES

Author, "Creating a Class Notice Program that Satisfies Due Process" Law360, New York, {February 13, 2018 12:58 PM ET).

Author, "3 Considerations for Class Action Notice Brand Safety" Law360, New York, (October 2, 2017 12:24 PM ET).

Author, "What Would Class Action Reform Mean for Notice·?" Law360, New York, (April 13, 2017 11:50 AM ET).

Author, "Bots Can Silently Steal your Due Process Notice." Wisconsin Law Journal, April 2017.

Author, "Don't Turn a Blind Eye to Bots. Ad Fraud and Bots are a Reality of the Digital Environment." Linkedln article March 6, 2107.

Co-Author, "Modern Notice Requirements Through the Lens of Eisen and Mullane" - Bloomberg - BNA Class Action Litigation Report, 17 CLASS 1077, (October 14, 2016).

Author, "Think All Internet Impressions Are The Same? Think Again" - Law360.com, New York (March 16, 2016, 3:39 ET).

Author, "Why Class Members Should See an Online Ad More Than Once" - Law360.com, New York, (December 3, 2015, 2:52 PM ET).

Author, 'Being 'Media-Relevant' - What It Means and Why It Matters - Law360.com, New York (September 11, 2013, 2:50 PM ET).

Co-Author, "New Media Creates New Expectations for Bankruptcy Notice Programs," ABI Journal, Vol. XXX, No 9, {November 2011).

Quoted Expert, "Effective Class Action Notice Promotes Access to Justice: Insight from a New U.S. Federal Judicial Center Checklist," Canadian Supreme Court Law Review, (2011), 53 S.C.L.R. (2d).

Co-Author, with Hon. Dickran Tevrizian - "Expert Opinion: It's More Than Just a Report...Why Qualified Legal Experts Are Needed to Navigate the Changing Media Landscape," BNA Class Action Litigation Report, 12 CLASS 464, May 27, 2011.

Co-Author, with Hun. Dickran Tevrizian, Your Insight, "Expert Opinion: It's More Than Just a Report -Why Qualified Legal Experts Are Needed to Navigate the Changing Media Landscape," TXLR, Vol. 26, No. 21, May 26, 2011.

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Quoted Expert, "Analysis of the FJC's 2010 Judges' Class Action Notice and Claims Process Checklist and Guide: A New Roadmap to Adequate Notice and Beyond," BNA Class Action Litigation Report, 12 CLASS 165, February 25, 2011.

Author, Five Key Considerations for a Successful International Notice Program, BNA Class Action Litigation Report, April, 9, 2010 Vol. 11, No. 7 p. 343.

Quoted Expert, "Communication Technology Trends Pose Novel Notification Issues for Class Litigators," BNA Electronic Commerce and Law, 15 ECLR 109 January 27, 2010.

Author, "Legal Notice: R U ready 2 adapt?" BNA Class Action Report, Vol. 10 Class 702, July 24, 2009.

Author, "On Demand Media Could Change the Future of Best Practicable Notice," BNA Class Action Litigation Report, Vol. 9, No. 7, April 11, 2008, pp. 307-310.

Quoted Expert, "Warranty Conference: Globalization of Warranty and Legal Aspects of Extended Warranty," Warranty Week, warrantyweek.com/archive/ww20070228.html/ February 28, 2007.

Co-Author, "Approaches to Notice in State Court Class Actions," For The Defense, Vol. 45, No. 11, November, 2003.

Citation, "Recall Effectiveness Research: A Review and Summary of the Literature on Consumer Motivation and Behavior," U.S. Consumer Product Safety Commission, CPSC-F-02-1391, p.10, Heiden Associates, July 2003.

Author, "The Web Offers Near, Real-Time Cost Efficient Notice," American Bankruptcy Institute, ABI Journal, Vol. XXII, No. 5., 2003.

Author, "Determining Adequate Notice in Rule 23 Actions," For The Defense, Vol. 44, No. 9 September, 2002.

Author, "Legal Notice, What You Need to Know and Why," Monograph, July 2002.

Co-Author, "The Electronic Nature of Legal Noticing," The American Bankruptcy Institute Journal, Vol. XXI, No. 3, April 2002.

Author, "Three Important Mantras for CEO's and Risk Managers," - International Risk Management Institute, irmi.com, January 2002.

Co-Author, "Used the Bat Signal Lately," The National Law Journal, Special Litigation Section, February 19, 2001.

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Author, "How Much is Enough Notice," Dispute Resolution Alert, Vol. 1, No. 6. March 2001.

Author, "Monitoring the Internet Buzz," The Risk Report, Vol. XXIII, No. 5, Jan. 2001.

Author, "High-Profile Product Recalls Need More Than the Bal Signal," - International Risk Management Institute, irmi.com, July 2001.

Co-Author, "Do You Know What 100 Million People are Buzzing About Today?" Risk and Insurance Management, March 2001.

Quoted Article, "Keep Up with Class Action," Kentucky Courier Journal, March 13, 2000.

Author, "The Great Debate - How Much is Enough Legal Notice?" American Bar Association - Class Actions and Derivatives Suits Newsletter, winter edition 1999.

SPEAKER/EXPERT PANELIST /PRESENTER

Chief Litigation Counsel Speaker, "Four Factors Impacting the Cost of Your Class Action Association (CLCA) Settlement and Notice," Houston TX, May 1, 2019

CLE Webinar "Rule 23 Changes to Notice, Are You Ready for the Digital Wild, Wild West?" October 23, 2018, https://bit.ly/2RIRvZq

American Bar Assn. Faculty Panelist, 4th Annual Western Regional CLE Class Actions, "Big Brother, Information Privacy, and Class Actions: How Big Data and Social Media are Changing the Class Action Landscape" San Francisco, CA June, 2018.

Miami Law Class Action Faculty Panelist, "Settlement and Resolution of Class Actions," & Complex Litigation Forum Miami, FL December 2, 2016.

The Knowledge Group Faculty Panelist, "Class Action Settlements: Hot Topics 2016 and Beyond," Live Webcast, www.theknowledgegroup.org, October 2016.

ABA National Symposium Faculty Panelist, "Ethical Considerations in Settling Class Actions," New Orleans, LA, March 2016.

S.F. Banking Attorney Assn. Speaker, "How a Class Action Notice can Make or Break your Client's Settlement," San Francisco, CA, May 2015.

Perrin Class Action Cont. Faculty Panelist, "Being Media Relevant, What It Means and Why It Matters - The Social Media Evolution: Trends, Challenges and Opportunities," Chicago, IL May 2015.

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Bridgeport Continuing Ed. Speaker, Webinar "Media Relevant in the Class Notice Context." July, 2014.

Bridgeport Continuing Ed. Faculty Panelist, "Media Relevant in the Class Notice Context." Los Angeles, California, April 2014.

CASO 5th Annual Speaker, "The Impact of Social Media on Class Action Notice." Consumer Attorneys of San Diego Class Action Symposium, San Diego, California, September 2012.

Law Seminars International Speaker, "Class Action Notice: Rules and Statutes Governing FRCP (b)(3) Best Practicable ... What constitutes a best practicable notice? What practitioners and courts should expect in the new era of online and social media." Chicago, IL, October 2011. *Voted by attendees as one of the best presentations given.

CASO 4th Annual Faculty Panelist, "Reasonable Notice - Insight for practitioners on the FJC's Judges' Class Action Notice and Claims Process Checklist and Plain Language Guide. Consumer Attorneys of San Diego Class Action Symposium, San Diego, California, October 2011.

CLE International Faculty Panelist, Building a Workable Settlement Structure, CLE International, San Francisco, California May, 2011.

CASO Faculty Panelist, "21st Century Class Notice and Outreach." 3nd Annual Class Action Symposium CASO Symposium, San Diego, California, October 2010.

CASO Faculty Panelist, "The Future of Notice." 2nd Annual Class Action Symposium CASO Symposium, San Diego California, October 2009.

American Bar Association Speaker, 2008 Annual Meeting, "Practical Advice for Class Action Settlements: The Future of Notice In the United States and Internationally- Meeting the Best Practicable Standard." Section of Business Law Business and Corporate Litigation Committee - Class and Derivative Actions Subcommittee, New York, NY, August 2008.

Women Lawyers Assn. Faculty Panelist, Women Lawyers Association of Los Angeles "The Anatomy of a Class Action." Los Angeles, CA, February, 2008.

Warranty Chain Mgmt. Faculty Panelist, Presentation Product Recall Simulation. Tampa, Florida, March 2007.

Jeanne C. Finegan, APR CV 27 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 41 of 158 !I Heffler Claims Group

Practicing Law Institute. Faculty Panelist, CLE Presentation, 11th Annual Consumer Financial Services Litigation. Presentation: Class Action Settlement Structures - Evolving Notice Standards in the Internet Age. New York/Boston (simulcast), NY March 2006; Chicago, IL April 2006 and San Francisco, CA, May 2006.

U.S. Consumer Product Ms. Finegan participated as an invited expert panelist to the CPSC Safety Commission to discuss ways in which the CPSC could enhance and measure the recall process. As a panelist, Ms Finegan discussed how the CPSC could better motivate consumers to take action on recalls and how companies could scientifically measure and defend their outreach efforts. Bethesda, MD, September 2003.

Weil, Gotshal & Manges Presenter, CLE presentation, "A Scientific Approach to Legal Notice Communication." New York, June 2003.

Sidley & Austin Presenter, CLE presentation, "A Scientific Approach to Legal Notice Communication." Los Angeles, May 2003.

Kirkland & Ellis Speaker to restructuring group addressing "The Best Practicable Methods to Give Notice in a Tort Bankruptcy." Chicago, April 2002.

Georgetown University Law Faculty, CLE White Paper: "What are the best practicable methods to Center Mass Tort Litigation give notice? Dispelling the communications myth -A notice Institute disseminated is a notice communicated," Mass Tort Litigation Institute. Washington D.C., November, 2001.

American Bar Association Presenter, "How to Bullet-Proof Notice Programs and What Communication Barriers Present Due Process Concerns in Legal Notice," ABA Litigation Section Committee on Class Actions & Derivative Suits. Chicago, IL, August 6, 2001.

McCutchin, Doyle, Brown SperJker to litigation group in SrJn Francisco and simulcast Lu four other McCutchin locations, addressing the definition of effective notice and barriers to communication that affect due process in legal notice. San Francisco, CA, June 2001.

Mi'lrylhurst llniversity Guest lecturer on public relations research methods. rortlctrH.l, OR, February 2001.

Jeanne C. Finegan, APR CV 28 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 42 of 158 !I Heffler Claims Group

University of Oregon Guest speaker to MBA candidates on quantitative and qualitative research for marketing and communications programs. Portland, OR, May 2001.

Judicial Arbitration & Speaker on the definition of effective notice. San Francisco and Los Mediation Services (JAMS) Angeles, CA, June 2000.

International Risk Past Expert Commentator on Crisis and Litigation Communications. Management Institute www.irmi.com.

The American Bankruptcy Past Contributing Editor - Beyond the Quill. www.abi.org. Institute Journal (ABI)

BACKGROUND

Ms Finegan's past experience includes working in senior management for leading Class Action Administration firms including The Garden City Group ("GCG") and Poorman-Douglas Corp., ("EPIQ"). Ms. Finegan co-founded Huntington Advertising, a nationally recognized leader in legal notice communications. After Fleet Bank purchased her firm in 1997, she grew the company into one of the nation's leading legal notice communication agencies.

Prior to that, Ms. Finegan spearheaded Huntington Communications, (an Internet development company) and The Huntington Group, Inc., (a public relations firm). As a partner and consultant, she has worked on a wide variety of client marketing, research, advertising, public relations and Internet programs. During her tenure at the Huntington Group, client projects included advertising (media planning and buying), shareholder meetings, direct mail, public relations (planning, financial communications) and community outreach programs. Her past client list includes large public and privately held companies: Code-A-Phone Corp., Thrifty­ Payless Drug Stores, Hyster-Yale, The Portland Winter Hawks Hockey Team, U.S. National Bank, U.S. Trust Company, Morley Capital Management, and Durametal Corporation.

Prior to Huntington Advertising, Ms. Finegan worked as a consultant and public relations specialist for a West Coast-based Management and Public Relations Consulting firm.

Additionally, Ms. Finegan has experience in news and public affairs. Her professional background includes being a reporter, anchor and public affairs director for KWJJ/KJIB radio in Portland, Oregon, as well as reporter covering state government for KBZY radio in Salem, Oregon. Ms. Finegan worked as an assistant television program/promotion manager for KPDX directing $50 million in programming. She was also the program/promotion manager at KECH- 22 television.

Ms. Finegan's multi-level communication background gives her a thorough, hands-on understanding of media, the communication process, and how it relates to creating effective and efficient legal notice campaigns.

Jeanne C. Finegan, APR CV 29 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 43 of 158 !I Heffler Claims Group

MEMBERSHIPS, PROFESSIONAL CREDENTIALS

APR Accredited. Universal Board of Accreditation Public Relations Society of America • Member of the Public Relations Society of America • Member Canadian Public Relations Society

Board of Directors - Alliance for Audited Media /\lli;:inr.P fnr /\urlitcd Media ("AAM") is the recognized leader in cross-media ve1°ification. It was founded in 1~14 as the Audit Bureau of Circulations (ABC) to bring order and transparency to the media industry. Today, more than 4,000 publishers, advertisers, agencies and technology vendors depend on its data-driven insights, technology certification audits and information services to transact with trust.

SOCIAL MEDIA

linkedIn: www./inkedin.com/in/ieanne-finegan-apr-7112341b

Jeanne C. Finegan, APR CV 30 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 44 of 158

Exhibit B Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 45 of 158

5/1/2019 National Geographic, 2019 May

PREMIERES MONDAY, MAY 27, THE HOT ZONE AT 9/8C, ON NATIONAL GEOGRAPHIC

J/:-c7' ~ATit,N~ '.' ,, RAPHJS~,

Copyright© National G~~graphic Society, All Rights Reserved

https://archive.nationalgeographic. com/'!iid= 163 724#folio=CV 1 1/3 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 46 of 158

5/1/2019 National Geographic, 2019 May

IF YOU RECEIVED A CASH DISTRIBUTION IN CONNECTION WITH CERTAIN AMERICAN DEPOSITARY RECEIPTS ("AORS"} FOR WHICH CITIBANK N.A. SERVED AS DEPOSITARY OR IF YOU CURRENTLY OWN SUCH ADRS, YOUR RIGHTS MAY BE AFFECTED. Pursuant tn Federal Ru le of Civil Pmredure 2J and Court Order, Mcrrrm,m el al. 1•. Citigmup, inc. c1 al., No, I: l 5-cv- 09185-CM-K;\lf (S.D.N, Y.) lw, bceu provision;i!ly c,•niikd as a class ncrinn for senk'ment purpi~Se!', and a sd1lemen1 for $14,750.000 in cush and ec1inin adJitimrnl non-monetary rdief has bl:'ell proposeJ~ whklt. H appntv1,,;~d. will resolve nil d:,im, in the litigmh,n. This notice 1mivide, bn. 7, 2019~ in ~11:cord,tnce v,1ith the Notict:. Ir you e\,cluJe ymirself. yt'lu will not hL• hound hy any Court tlti:isio11S in thb litigati:pcnsc\ ,hould he approwd. Supponiug paper-, will be posted on the web.site once filed,

For more information visit www.CitibankADRSettlement.com, email [email protected] or call 1,866.680,6138.

Copyright© National Geographic Society, All Ri~hts Reserved

https://archive.nationalgeographic.com/? iid= 163 724#folio=CV 1 2/3 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 47 of 158 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 48 of 158

!f You own or Lease or Previously IF YOU RECEIVED A CASH DISTRIBUTION Owned, purchased, or Leased Certain IN CONNECTION WITH CERTAIN Toyota Sienna Vehicles, You Could Get L. .AMERICAN DEPOSITARY RECEIPTS I Benefits from a Class Action Settlement. {"ADRS") FOR WHICH CITIBANK N.A. SERVED AS DEPOSITARY OR IF YOU CURRENTLYOWN SUCH ADRS, YOUR RIGHTS MAY BE AFFECTED. , 10 1n Pursuant lt1 Federal Rnle of Civil Pro,edure 23 and Court Ord.er, A1erry11umet al. v. Citigroup, lru:. er aL No. l:15-cv- 09185·CM-KNF (S.D.N.Y. .) has been pr;wi.~ionally certified as a class a<.:1lonfor settlement p11.rposes and a settlement for $l4,750,{)00 in cai.h and cert.nin additiL't'ml non~inom 11a$l:>ccn proposed, which, if appro,-ed, will resolve in the litiga(1on. This notice p1-o,.,,idci;basic .inforn1atlon. It is. Si deua recibir cJta iiot{ficadOn en espafiol, lltfmenos o vi'sitf! important thst you review the detailed nmk'e (''Notice") found nucstrn pdgina >:~ovotoSie-nt:,{,.t{Jg_QL;fg,_t!i.UJlf!J!.:.!XE!J.. at -the \Vcbsite belo\v. There is a propo:o;ed Settlement in a cla:s.s action lawsuit What is this lawsuit about: Plaintiff~ allege that, during against Toyota concerning certain Sienna vehicles. Those the rckvnnt tlmc period, Citibank K.A. (I.he- "De_posi1ary") include·d in the Settlement have le.gal-rights and options that syskmaticaUy dedm:ted impermissible feeb .for coo'Chides are defective-. To·vota denies that it ha.~violated anv ot liability whatsue\'er. law. or eng'aged ill m1ywrOngdoing. The Court did not decide Who ls a Cl.as:sMember: Persons or entities en who received which side wn~ rig.ht. Instead, the parties decided Losettle, cash clistribmions from the ADRs listed in ArPcnrlix l to tht· Am I Included in the proposed Settlement? Notice frnm January l, 2006 to·September 4, 20 lS, inclusive, Subjt:ct to certain limited cxd1.1.,,;ions.you are iricludcrl if as and \vere tla..rnagcdlhcreby (the ''Damage!";Class"); and/or (2) ofMar,;h I, 2019, who currently ow11!heADRs Jisled in Appendix I to tbe Notice You own(cd), purchased. and/or fea'l:e(d) a 2(HI-2018 (the "Current Holder Class'' and. together w.ith the Drum.g:e~ model year Sienna ("St1bjet.1.Vehide 0 '); and Cfoss, the "Gass"). Your Subject Vehicle wus distributed for s;1Jeor lease in What are the benefits: If 1be Court approves the settlement. 50 the United States, tbe District _of Columbia, Puerto Rico tbe proceeds, nfte:r deduction af Court-npprovet.tlementoffers sev~ral benefits includint a Ct\stomc-i: for14 Across on or safety Ronnle 11 Rejections fighters,e.g. Confidence Pmgmm providing prospective Coverage [or What are my rights: If yo11 ari.>:a Dam:iges Class Member certain repairs lo certain sliding door pans, a Loaner Vehicle <1:ndyou held (or held) your e\DRs ditectly and .:ire listed on What Rosebud is, Gilmore Girls .53 Notfominine 19' Three, in Italy 41 Perlmanof Ch~rs to eligible Class Members, and reimbursement of cert.'Unout­ the Depositary':. transfer agent records, you are a Registered in Citizen K'ane 30 Kids' card game (abbr.) 21J Toothpaste type 42 Bucketful for uf-pocket expenses. Some of these benefit!: require action by 1-Iold.::r Damage:.· Class Member and {lQ.l!Ql have to take 2 S A Gershwin brother 31 ·s1nger Yoko 54 "Boy toy" in 23- Wheel's center /1isterEd Class Members by cermin deadlines, action 1.0 be_ eligible for .i settlement payment, However, 8 uwhen- _ Loves 32 _Pub/ic(series a Barbie collection 2.4 ''fdliketobuy_, 43 Murd:.i'sDesperate you hold (or held) your ADRs through a bank. brnker or What are my options? nominee and an.~not listed on the Th:positary';,; transfor agent a Woman"(2 wds.) for 14/18 Across set 55 Capiain Hook's Pat" (2 wds.) Housewiv~srole If you dq n01hini:r-yon-will remain.in the Cia.'>S.receive ce_rtain records. you a.re a. Non-Registc.re-d Holde:r Damages Cla~s 12 KellyofLive with in Mass,sscapit'al) henchman 25 Casual gre(:!tings 44 Lamarof Khloe bctie"fits aild will not be ::i.blcto sue Toyorn . .Yo.µ__1;;Jm ..e.J:_t;l!:l9~ your11elfb\' May.i.,.J_Ql2.if you don't want to be part of the Member and -you WJJ,S.Lw12m.ita Claim Form, postmarked KeilyandRyan Sd-fi 12_, 36 TV series 27 One-kiss, two-hug &Lamar Settlement, You wo11·t get any settlement hcncfi~, hut you. by August 2019, to he digiblc for a settlemct1! payment. 13 N1m-Regi:>1.-CredHolder Dam.ages Cfoss Membc-t;; who do He's)ust_ where 14 Across letter sign~off 45 Poker~pot starter keep the right t11 sue Toyota.You can submH.;.u:l~by n·ot.hing will not receive a p-0ymeot, and will be: bound h}' all That into You .-::ind23 Across met 2.$ Suffix with serpent 46 Typingspeed a date lo be set, which will not be earlier WUl 60 days after the COurt's Jane 4, 2019 fairness hearing, if you have out•of• Court decision... ~. 14 Rr:st name ofactor 59 Frozen over~.as. Fourth-year-college 29 Distress call !n The (inits.) pocket expenses covered by-the Set1fomen1and don.'t exclude lfyouure n Class.Mcmberantl do not want to remain in thr.Cla.ss, whoplaysJack a winter sidewalk students(abbr.) PoseidonAdventure 49 Food Network's ycn.rrself.Yffi!sfill...Qbi~Uo a!! or :part·of lhe~J!krrlSlJlJu!. you may eXclude yoursdfby reqlte$t, received by June 7, 2019, Peai'son inT/,ts IsUs 40 Wide-shoe fetters 2 Schreiber 33 Classic game show: The Best TMng ~....lill.2., if you _don'tex.dude yourself. The full notice in accordance with the Notice. If you e,:dudc yomsclf, you wm 15 "ltWon't_ 41 Boxing sequel ofSpotlight ,_Dough (2 wds.) /Ever_ describes how to e:{clude youn,,elf, submit a Claim Form Rd be bound by nny Court decisions in thL~litigation ;mJ you will and/or object LikeChristmas starring 14 Across J Olympics sword 34 Doc-(rhyming ,wt r1xeive a mrvmertt, but you wHlret~in any right you may have (Without You)" asSt;allone-'sson Lady Macbeth line: nickname for The Court wiH hold a fai.O'.lesshearing on June 4. 2019 nt to pursue yourown ldgation .:it your own cxpcn.~e concerning the: U a.m . .EDT to: (a) considerwb~ili.er the proposed settlement settled clairn ..r::. Objections to the settlement, Pl.an of Atlocatio11. com ANSWERSTOLAST 16 Preceder of (2wds.) "Out,-spotl" Spider-Mads WEEK'SPUZZLER is fair. rensonable,. and adeq_us.tc:and {b) decide the. pl.aimiff./ or tc-guest for attorneys' .fees ;md expenses. must be received by in a web address 46 Tay!orSvltf'.es UkeGand!)ior many•armed.foe) .lawyers' request. for f~es of up to $6,500,000.00 and cosn. Jun, 7, 2019, ln nccordance with the Notice. 17 Finales 1 You Padma Lakshmi and expenses of up to $500,000.00 (v1--ilic-bincludes Cfoss 'Look_ 3:$ Bronxbase-ball A hc-arin.gwill be held on Ju'ly 121 2019at 10:00 o.m .. before the 1 Repre.sentative service awMds ()f nm more than $2.500.00 18 ThisIs Us stars ROnornble Colleen McMahon, at the Daniel Patrick Moyniht'l.n Made Me Do" -.and board pfayer(inits. eacb). The motion for attorneys' fees and costs wiU be United Sitlte.~ Coutthouse, 500 Pead Street, New Ynrk, NY !astname 47 Singer Garfunkel Famed Hun +nickname) posted on the website after they :r1~ filed, You may but are 10007. to dt:!termineif rbc szttlemcnt. Plan of Allocation, nnd/or 21 Historical period 48 Mrs. Krc1bappe! 2001 56 Patriciaof are not required to appear.ar the hearing, and vou may bire an French request for fees aml ~Xpeoscs attorney to ttppea, for you~ at your mvn cxpcOsc. should be appmve,d. Supporting 22 Hawaiian garland on TheSimpsons rom-corn nominated EverybodyLove-s papetii will be po~(t~d on the. websitt'".oticl! filed. 23 Panettiere who SO Antlfurorg. {inits.) for five Oscars R.aymond For more information or a Clai.m F'onn call t-833-305~3915 1 or visit WWWTQymSi~e:J.lliml!ID.t.,[email protected]. costarred with and Sl Keanus role Type of skirt in Dangerous fish 'Formore information visit dated 14Across in The Matrix The Mod Squad in The Deep W\¥W',CitibankADRSettfement,oom, , email [email protected] ~ or call 1.866.680,6138, 84 by Patrick Merrell Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 49 of 158

Plus FINAL FOUR Arc of History: Why the Three Is Key STRENGTH COACHES College Football's Secret Power Brokers Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 50 of 158

IF YOU RECEIVED A CASH DISTRIBUTION IN CONNECTION WITH CERTAIN MILWAUKEE BUCKS AMERICAN DEPOSITARY RECEIPTS ("ADRS") FOR WHICH CITIBANK N.A. SERVED AS DEPOSITARY OR IF YOU CURRENTLYOWN SUCH ADRS, YOUR RIGHTS MAY BE AFFECTED. 1 1 Bud is aware of all this. "Oh, God, yes, it's been brought to bound him, Bud asked Antctokounmpo to do something out a lineup that stood 7 feet> 6' 11", 6' 10", 6 10" and 6 8". Pursuant to Federal Rule of Civil Procedure 23 and Court Order, to my attention," he says. "I can't control or change it in the he's historically bad at. It)s not something he plans to do often-they've only been Merryman et al. v. Citigroup, Inc. eta/., No. 1:15-cv-09185-CM­ heat of the moment." He pauses. "I'm competitive, I care! Giannis is on board. "He took me in his office and watched together 22 possessions-but the results were intriguing: KNF (S.D.N.Y.) has been provisionally certified as a cluss action My kids think it's hilarious and annoying .... It doesn't re­ clips of my threes and said, O.K., look, you shoot the ball'? 'Their point differential per 100 possessions was 119.6. i'It for settlement purposes and a settlement for $14,750,000 in cash ally bother me, but it's funny that I literally can't change it." How bad can it be?" He continues. "I1ve gotten more con­ was f------beautiful!" says Bud. "I just love that we can go and certain additional non-monetary relief bas been proposed, which, if approved, will rcsofvc all claims in,the litigation. This Players' tend to be amused. "We do a little bit of laughing," fident, I've gotten better. And he's like, 'Keep shooting it.' so many different directions." Of course, he notes, this only notice provides basic infonnation. It i,;; important that you review says Brogdon, "Some of the time he looks confused, but you He's yelling all the time to shoot the ball, and I've never works because of Giannis. the detailed notice ("Notice") found at the website below. before, It's a good feeling." On this night, Sacramento hangs around. Finally, with a can also tell he's pissed." Says Korver, "One of the best parts had that What is this lawsuit about: Plaintiffs allege that. during about playing for him is watching him in the film sessions. Under Sullivan, Giannis has moved his release point away little over a minute remaining and Milwaukee up two, the the relevant time period. Citibank N.A. (the "Depositary") But that's how his heart feels, man! He cares so much and from his head, "to let his levers work for him, not against ball pings inside to Lopez, who finds the open shooter on systematically deducted impcnnissiblc fees for conducting he's just so disgusted with what's going on in the court, but him," says the coach. He focuses on a simple, repeatable the left wing. [tis positionless motion in action.A beautiful foreign exchange from dividends and/or cash distributions it's so genuine. He's just someone you want to follow because motion: consistent wrist snap, same fol1ow-through and randomness. The Budenholzer dream. Only that shooter is issued by foreign companies. and owed to ADR holders. The Depositary has denied. and continues to deny, any wrongdoing or he's not just a good person, but he's Giannis. It's the scenario he'll face again and liability whatsoever. great at his craft." again, both this postseason and in the years Who is a Class Member: Pcrso.ns or entities (l) who received Middleton says he appreciates it: to come. whole "The team is on him to take cash distributions from the ADRs listed in Appendix l to the "He's himself, he doesn't try to be any­ that shot;' Middleton says the next day. "Don't Notice from January 1, 2006 to September 4, 2018, inclusive, and body he's not. If he feels he needs to second-guess it." Giannis doesn't hesitate. The were damaged thereby (the "Damages Class"); and/or (2) who dive on the floor,he does it." Budenhol­ ball has nice backspin. It rims in and out. The currently own the ADRs listed in Appendix I to the Notice (the zer compares coaching to parenting­ Bucks win anyway, in overtime. ''Current Holder Class" and, together with the Damages C!ass, the "Class"). his oldest two are now in college, with two more not far away. "Players are ARRING A late Raptors push, Milwau­ What are the benefits: If the Cour1 approves Lhe settlement, the proceeds, after deduction of C';ourt-approved notice and like kids," he says. "They listen more kee will h...'l.\."Chome court advantage B administration costs, attorneys' fees and expenses, will be than you realize, and they may not throughout the playoffs. The franchise distributed pursuant to the Plan of Allocation in the Notice, or act on what you want but they see ev­ may win Executive of the Year, Coach other plan approved by the Court. erything." He pauses. "How you treat of the Year and MVP. Expectations have been If you arc a Current Holder Class Member, the Settlement also people, how you interact. Everything." reset. The team talks publicly of getting out of provides additional non-monetary relief related tu the conversion the first round for the first time since 2001. The of foreign currency of cash distributions paid by eligible ADR HE STATED goal forMilwau­ real goal, of course, is loftier. issuers pursuant to a deposit agreement. T kec this season was to play They know a deep run won't be easy. The What are my rights: If you arc a Damages Class Member and the long game. Introduce the LeBron-less East is as deep as it has been in a you bold (or held) your ADRs directly and are listed on the system, but don't expect to decade. Brogdon isn't due back until the second Depositary's transfer agent records, you are a Registered Holder Damages Class Member and do not have to take any action to master it. So far, Budenholzer esti­ round, and Giannis is dealing with a recurring be eligible for a settlement payment. However. if you hold (or mates they're 60% of the way there. ankle injury. Teams will try to target Lopez in held) your ADRs through a hank, broker or nominee and are o·ot Spacing is great. Defense is solid. But pick-and-rolls and lure him to the perimeter listed on the Depositary's transfer agenl records, you arc a Non­ despite having the league's best record with lineups full of quick shooters. Registered Holder Damages Class Member and you must .mbm(r (57-20), wOrk remains. "From a coach­ Down the road, more obstacles loom. Ante- a Claim Form, postmarked by August 12, 2019. to be eligible for a settlement payment. Non-Registered Holder Damages Class ing standpoint, Bud is doing an amaz- tokounmpo's contract is up after 2020-21; "We Members who do nothing will not receive a payment, and will be 11 ing job," says a scout who saw the team recently, But I balance. Still, the stroke is herky-jerky. Giannis holds the think about it strategically every day," says Horst. Other bound by all Court decisions. don't know if I fear them at the highest level of the playoffs. ball way in front of him with those long arms, as if it's on franchises can promise brighter glares, glitzier supporting If you arc a Class Member and do not want to remain in the Class. Giannis's inability to shoot hurts them." fire. His wrist flip is exaggerated. Middleton says Giannis casts. Horst hopes that by building a basketball culture akin you may exclude yourself by request. received by June 7, 2019, Ah, yes, the shooting. It seems unfair to harp on his one sinks them in practice-"! won't bet him"-but games bring to the Spurs1 and the Warriors'-inclusive, personal and "laser­ in accordance with the Notice. lf you exclude yourself, you will flaw, but there it is. This year Giannis is shooting 24.5% a different pressure. "They'll have five guys in the restricted foctlsed on excellence'1-the Bucks can re-sign him. (So far, Ml. he bound by any Court decisions in this litigation and you will from behind the arc on 2.7 attempts per game, putting area and I'm like, 'You have to shoot that!' "says Sullivan. Giannishas said he loves Milwaukee and shows little interest !.W.!J:§.f_f.fr_LJl.JlJ..U'.W.fJJ.1,but you will retain any right you may have to pursue your own litigation at your own,expense concerning the him on pace for one of the 10 worst high-volume seasons "And he'll say, 'I'll just go dunk on all of them.' And he's in, as Bud puts it, "all that bulls--- and fame.") settled claims. Objections to the settlement, Plan of A!iocation, in history, amid chuckers like Charles Barkley and Josh not wrong. He might.'' For now, though, the Bucks will focus on what they hope or request for attorneys' fees and expenses must be received by Smith. And yet, to reach their goal, the Bucks might Giannis Even so, just the promise of Giannis becoming a wing is the first of many title pursuits. Win or lose, their coach June 7, 2019, in accordance with the Notice. need to jack more. shooter allows Bud to experiment. Against the Kings he will stalk the sideline, looking a bit disheveled no matter A hearing will be held on .July 12, 2019 at 10:011a.m,, before the This is what Bud has told him since last summer. I don't rol1s out the team's newest acquisition, 6' 10" Nikola Mirotic, how pressed his suit may be. He will pause at times, hands Honorable Colleen McMahon, at the Daniel Patrick Moynihan care if you go O for 6, I don't care if we lose because of it. It another tall sniper who allows Budenholzer to go, as he says on his hips, appearing bewildered. Disbelieving. Disgusted. United States Courthou~e. 500 Pearl Street, New York, >,iy might not happen this week, this month or this year, but I don't "counterculture/' combatiilg smallball lineups with Lopez, Meanwhile, the team's star will curse himself for missed 10007, to determine if the settlement, Plan of Allocation. and/ or request for fees and expemes should be approved. Supporting care. For U$ to get where we want to go, you're going to be a Giannis, Mirotic and the 6' 8" Middleton. Once, Bud went shots. He'll stew about his turnovers. He'll take copious notes. papers will be post~d on the website once flied. I:! better shooter. It makes sense even if there's a certain irony even bigger. "When Brogdon and Bledsoe were out against Together, the pair will press forward. United by undis- to it. Given the ultimate weapon, with only his imagination the Jazz, he says he "channeled my inner Nellie" and ran guised passion, indifferent to how it looks. • Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 51 of 158

tke • lllennlals 1 flocking· flnan~•~tiaru 1ve Ramsey. his advice 11nd? Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 52 of 158

IF YOU RECEIVED A CASH DISTRIBUTION IN CONNECTION WITH CERTAIN AMERICAN DEPOSITARY RECEIPTS ("ADRS") FOR WHICH CITIBANK N.A. SERVED AS DEPOSITARY OR IF YOU CURRENTLY OWN SUCH ADRS, YOUR RIGHTS MAY BE AFFECTED. Pursuant to Federal Rule of Civil Procedure 23 and Court Order, Menyman et al. v. Citigroup, Inc. et al., No. I: I 5-cv-09185-CM­ Fidelity, BlackRock (iShares), Vanguard, KNF (S.D.N. Y.) has been provisionally certified as a class action and Schwab, these funds offer both for settlement purposes and a settlement for $14,750,000 in cash convenience and a lower price. "It's and certain additional non-monetary relief has been proposed, which, if approved, will resolve all claims in the litigation. This impossible to beat the expense ratios notice provides basic information. It is important that you review on broad-market index funds," says Benz. the detailed notice ("Notice") found at the website below. The three core areas you want to focus What is this lawsuit about: Plaintiffs allege that, during on: total U.S. stock market, total interna­ the relevant time period, Citibank N.A. (the "Depositary") tional market, and total U.S. bond systematically deducted impermissible fees for conducting market indexes. foreign exchange from dividends and/or cash distributions issued by foreign companies, and owed to ADR holders. The Another portfolio option is a target­ Depositary has denied, and continues to deny, any wrongdoing or date fund, which holds a mix of stocks liability whatsoever. and bonds that grows more conservative Who is a Class Member: Persons or entities (I) who received as you age and can be a "superefficient" cash distributions from the ADRs listed in Appendix 1 to the way to save for retirement, according Notice from January 1, 2006 to September 4, 2018, inclusive, and to Benz. were damaged thereby (the "Damages Class"); and/or (2) who currently own the ADRs listed in Appendix I to the Notice (the Of course, if you plan on consolidating "Current Holder Class" and, together with the Damages Class, your holdings, don't overlook taxes. In the "Class"). taxable accounts, selling fund shares that What are the benefits: If the Court approves the settlement, have appreciated in value likely means the proceeds, after deduction of Court-approved notice and recognizing a taxable gain, even if you administration costs, attorneys' fees and expenses, will be distributed pursuant to the Plan of Allocation in the Notice, or immediately reinvest the money. In other plan approved by the Comt. tax-advantaged accounts like 40l(k)s and If you are a Current Holder Class Member, the Settlement also IRAs, capital gains are not an issue. provides additional non-monetary relief related to the conversion of foreign currency of cash distributions paid by eligible ADR DON'T CASH issuers pursuant to a deposit agreement. Finally, turn your attention to cash. What are my rights: If you are a Damages Class Member and Default options like brokerage sweep you hold (or held) your ADRs directly and are listed on the accounts can have notoriously low yields, Depositary's transfer agent records, you are a Registered Holder Damages Class Member and do not have to take any action to says Benz. be eligible for a settlement payment. However, if you hold (or Instead, check out what's available held) your ADRs through a bank, broker or nominee and arc not from online savings accounts. Among listed on the Depositary's transfer agent records, you are a Non­ the best available rates, according to Registered Holder Damages Class Member and you must submit a Claim Form, postmarked by August 12, 2019, to be eligible MONEY's annual Best Banks survey: for a settlement payment. Non-Registered Holder Damages Class accounts at Marcus by Goldman Sachs Members who do nothing will not receive a payment, and will be and Synchrony, which each offer bound by all Court decisions. a savings rate of 2.25%. In contrast, If you arc a Class Member and do not want to remain in the Class, brick-and-mortar banks offer savings you may exclude yourself by request, received by June 7, 2019, rates as low as 0.1%, according to our in accordance with the Notice. If you exclude yourself, you will not be bound by any Court decisions in this litigation and you will Best Banks database. Another good not receive a pavment, but you will retain any right you may have option is putting money into CDs, to pursue your own litigation at your own expense concerning the especially if you're looking for a low-risk settled claims. Objections to the settlement, Plan of Allocation, cash account for retirement. Banks such or request for attorneys' fees and expenses must be received by June 7, 2019, in accordance with the Notice. as Ally and Barclays offer some of the A hearing will be held on July 12, 2019 at 10:00 a.m., before the highest rates around: almost 3% for a Honorable Colleen McMahon, at the Daniel Patrick Moynihan 12-month maturity. United States Courthouse, 500 Pearl Street, New York, NY "You just want to make sure you're 10007, to determine if the settlement, Plan of Allocation, and/ not letting your money lie fallow," says or request for fees and expenses should be approved. Supporting Benz. "It pays to be discerning." IZl papers will be posted on the website once filed. For more information visit www.CitibankADRSettlement.com, email [email protected] or call 1.866.680.6138. Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 53 of 158

·' 22 YOUR HEALTH 28fRAUDWAl SMART STEPS THENICEfA1 HOWTOCARE. ·THESE TRAll FOR YOUR FEET YOUATARGI

HOTNEWVH AARPSPONSORSI LAUNCHES MONEl "DVICE SERIES YOUR AARP / PAGE40 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 54 of 158

IF YOU RECEIVED A CASH DISTRIBUTION IN CONNECTiON WITH CERTAIN Your Money AMERICAN DEPOSITARY RECEIPTS ("ADRS") FOR WHICH CITIBANK N.A. SERVED AS DEPOSITARY OR IF YOU BY JANE BRYANT QUINN CURRENTLY OWN SUC.H ADRS, YOUR RIGHTS MAY BE AFFECTED. Pursuant to Federal Rule of Civil Procedure 23 and Court Order, Merryman et al. v. Citigroup, Inc. et al., No. l:15-cv-09185-CM-KNF (S.D.N.Y.) has been provisionally certified as a class ~ction for settlement OLLEGE purposes and a settlement for $14,750,000 in cash and certain additional non-monetary relief has been proposed, When helping to pay for a grandchild's education, choose which, if approved, will resolve all claims in the litigation. This notice provides basic information. It fs important that you review the detailed notice ("Notice") found at the the right investment account-or iust use cash website below. What is this lawsuit about: Plaintiffs !!liege that, during the relevant time period, Citibank N.A. (the "Depositary") o you want to help ly in stock funds until the cl systematically deducted impermissible fees fot conducting finance college for a is 10, and only then start mov foreign exchange from dividends and/or cash distributions issued by foreign companies, and owed to ADR holders. grandchild? You can to bonds. ·Fees and expenses The Depositary has denied, and continues to deny, any get special tax breaks lower ifyou open an account"' wrongdoing or liability whatsoever. by investing in certain accounts, a state's "direct-sold" plan, rat Who is a Class Member: Persons or entities (I) who which I'll get to in a moment. But than one sold by a commissior received cash distributions from the ADRs listed in Appendix 1 to the Notice from January 1, 2006 to don't forget plain old cash. .financial adviser. September 4, 2018, inclusive, and were damaged thereby There's no paperwork with Payments to a school frm (the "Damages Class"); and/or (2) who currently own the cash, other than writing a check. . of grandparents grandparent's 529 can redl ADRs listed in Appendix I to the Notice (the "Current say it's important Holder Class" and, together with the Damages Class, . There's little or nothing to deal for their grand­ student aid by 50 percent the "Class"). with at tax time. When tuition children to get a the amount contributed. What are the benefits: Ifthe Court approves the settlement, bills start arriving, you can give higher edu_cation. you might consider putting I the proceeds, after deduction of Court-approved notice and money to the parents to help de­ money into a parent-owned t administration costs, attorneys' fees and expenses, will be distributed pursuant to the Plan of Allocation in the Notice, fray their cost. If you give it after in stead. You may lose a state or other plan approved ~y the Court. · they file their financial aid form, break, but only 5.64 percen1 If you are a Current Holder Class Member, the Settlement it won't even show up as an asset parental assets are counted wl: also provides additional non-monetary relief related to the . that might reduce an aid award. calculating student aid. You< conversion of foreign currency of cash distributions paid by eligible ADR issuers pursuant to a deposit agreement. Cash doesn't require making also avoid affecting aid by m. commitments years in _advance. ing 529 payments or giving c, What are my rights: If you are a Damages Class Member and you hold (or held) your ADRs directly and are listed When your grandchild reaches to your grandchild during the l on the Depositary's transfer agent records, you are a college age, you can assess your two years of college. That's I Registered Holder Damages Class _Member and do not have own needs and decide what you 21% cause the government's finarn to take any action to be ·eligible for a settlement payment. of grandparents However, if you hold (or held) your ADRs through a bank, can afford to give. (Cash gifts to an say they spend aid formula for a particular yea broker or nominee and are not listed on the Depositary's individual not exceeding $15,000 money on their based on family finances from t transfer agent records, you are a Non-Registered Holder per year, or $30,000 from a cou­ grandchildren years earlier. Money you chii: Damages Class Member anq you must submit a Claim ple, don'trequireagift-taxretum.) for school or this fall for an entering freshrr. Form, poshnarked by August 12, 2019, to be eligible for college tuition. a settlement payment.. Non-Registered Holder Damages If you'd rather get some tax could reduce her aid in herjun Class Members who do nothing will not receive a payment, breaks and want to start a college year, but money you give for a. and will be bound by all Court decisions. fund far ahead of time, there are nior won't count against aid If you are a Class Member and do not want to remain in the Class, you may exclude yourself by request, received by two main ways to go. fered in her junior or senior ye lune 7, 2019, in accordance with the Notice. If you exclude Using a state's 529 plan, you can Find more info about using a 5 yourself, you will not be bound by any Court decisions invest money that grows tax-free for grandkids at SavingForCollE in this litigation and you will not receive a pavment, but you will retain any right you may have to pursue your and can be withdrawn tax-free .com/grandparents. For a list own litigatjon at your own expense concerning the settleµ for higher education. Your state plans sold by states, search onli ~!aims. Objections_ to the settlement, Plan of Allocation, or mightevengiveyouataxbreakfor for "NerdWallet 529.'' Nearly request for attorneys' fees and expenses must be received ~Y June 7, 2019, in accordance with the Notice. contributing to thy account. You $4,075 states and the District of Colu is the average A. hearing will be held on July 12, 2019 at 10:00 a.m., pick from a list of mutual funds, bia have plans, and most sta1 ~efore the Honorable Colleen McMahon, at the Daniel the most popular of which invest amount those let you open an account ever grandparents Patrick Moynihan United States Courthouse, 500 Pearl more in stocks when your grand­ you're not a resident. Street, New York, NY I 0007, to determine if the settlement, spend annually. Plan of Allocation, and/or request for fees and expenses child is young, then shift to bonds Your other good option i: ;hould be approved. Supporting papers will be posted oh as college approaches. "But they switch too Roth IRA. If you're 50 or older, you can cc :he website once filed. qQickly;' says Mark Kantrowitz, the publish­ tribute up to $7,000 from earnings this ye er of SavingForCollege.com. For higher re­ Withdrawals are tax-free as long as you' For more information visit turns, he advises that you invest aggressive- passed age 59½ and have had an account J www.CitibankADRSettlement.com, email [email protected] or call 1.866.680.6138. Ai\FU• BULLETIN/ Real Possibilities MAY 2 019 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 55 of 158 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 56 of 158

IF YOU RECEIVED A CASH DISTRIBUTION IN CONNECTION WITH CERTAIN [ AMERICAN DEPOSITARY RECEIPTS ("ADRS") FOR WHICH CITIBANK N.A. SERVED AS DEPOSITARY OR IF YOU CURRENTLY OWN SUCH (Rome, continued 1rom page 107) sc,~med unfathomable to !eilve before which \vas being made just foros. I ADRS, YOUR RIGHTS MAY BE AFFECTED. we'd gotten our bearings in Rome, don't think I've ever been h<1ppierin my hungry soon, and tJtisJin't r\nwrica, As it· l11rneless lmpressivf:>as U1e back into our routinc.s. /\t nighl'r in On our fJst night in Rornc, wt>went day-sgoon.but for me the statues Ue, its inner shell lined w!th m:icrfJ feet from us. !n front of th~ stadium "Thi!-one looks /ust like the !.ast him, but that he is like the statues. The as hard and shiny .JS nail polish, The Souzigues? w.is, b,:ifOingly,cl ~,fus-i;-ollniobelisk one," he told me. The children couldn't statues were, after all, therefirsL As my You don't want to kmwv. I and a line of statues nf. yes, nc1kcd underst:ancJ why I had to look ;:it lhc ~on drifted off une evening, J stopped The surc~ss of Saint Barth convinted rnen, porfa:ip.iling in sports. .<:t;itucs..How could 1hey?How could ~cratching and h1rned onro my back, Tarbot1ri~ch tha! his oystl>rsrnuld pull in people

"These are the mo,~t~ianr st:il\JC<; thf:v i1nderstanJ <1lffc's work when and thought, Thi:1wu.s why they needed from afor, lk had bought a fanciful old m;mor we've S'(~enso far;' lhe older boy said. the~ couldn't even understand a lifo? I lo -'ff'elhe world. You t€H them, "The house up the mad in 2012, mostly as a place "The peuises. .ire ;ilso giant,"' the dor;'L know. I ~ue.s.;,,you hav,:,to sL1rt ;:it oldness Is the point," in hopes that they v,·here his\.vholt~ familv could live-his wife and younger one .igreed. "Louk .it the the beginning with them, You have to \.Viii undt:'rstand that 1hi!stoo shall p<.m. two of b.!sthre{:' 6ri·owr;·llp i:.:h!ldrenarc: in the nipples. They are g:i_g,intk."This \,\,,1:­ -.;tartwith the, most basic vndcrstand may-herll be gone, hci.relong :after we are, that our values l stayed in thec hotel's .sumpttious fapan room, What are my rights: ff you !Ire: ,:i t);;mag~s Clas1>Member and y US th<1t a \\:L>ek but maybe they will interrogate thal will become a monument to us, and which has a cei!lngso high itcnuld·bc on the f.kp<.)!:ate terrace .:ilmost as broad. Damage:> Class Mr:rnher .:i.mliYL.l1!,Y. hy~n s;HN place:a pt"'.r:sonal,fo:imelike foeI. CAicnsive deaf,"' he said. pretending Wf' wer<'· where we animals more up do,;e their territory knt>\N.Tbt'.'>' what the the The Courtikdsiom;. people who ever got to where we W('re Uian our litiginus country would ever kings who are honored in vast sw,aths spa focililies fearure Tarbourlet:h"s own Ostrea!ia If you :1t.c a C!a~s Me:mbe-r:md do no! want to remain in tilt Cl:1.~$, going tightly .:1ndcfficicntfy. ,.,\/Veju,st a!Tow,We wen~the only people-in the uf the City knew. They knew that wellness product~. ~1,:hichare nr.:ide with 11yster ynii inay excltide yourself by rcque!'it, received by Jum: 7, 2019, net.>da change of LJndcrwearand U1ars d!nhig room. We all ordered spaghetti, something would outhist them. Th<:1t extracts. I got a dandJ hot-rock massage, e..xttpt in :i.ccordanc:c with th~ Notice. If J(}n exclude yoursdf. you wi!! it." But the day beforewewerest•t !o fl,,finewas cacio e pcpc; l'he kids just had we are only here for a little while. "The instead of rocks they used oyster 5hel!s. Arter llQt bt: b(1und by any Court dccisbn5 ir, this leave, we c.rncde-ofl'enthe price to P~ of southern France in all its raw; nnfussy glory, posted on the W('b~tte ()flCt' lileJ. l·°lt\k.nWd M•:-0,~ Lmguedoc is ;1 greclt place to swrL •

108 n,v:i •Ct.Su<>; I ,HY or,1:, Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 57 of 158

BCJUNDARIES . •·····1.NTHEAGE · L®FTRUMP Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 58 of 158

IF YOU RECEIVED A CASH DISTRIBUTION IN CONNECTION WITH CERTAIN AMERICAN DEPOSITARY RECEIPTS ("ADRS") FOR WHICH CITIBANK N.A. SERVED AS DEPOSITARY OR IF YOU CURRENTLY OWN SUCH ADRS, YOUR RIGHTS MAY BE AFFECTED. TELEVISION Pursuant to Federal Rule of Civil Procedure 23 and Court Order, New year's Eve Merryman et al. v. Citigroup, Inc. et al., No. l: l 5-cv-09185-CM­ KNF (S.D.N.Y.) has been provisionally certified as a class action NOW IS A GREAT TIME TO REWATCH for settlement purposes and a settlement for $14,750,000 in cash Killing Eve's Season 1 finale-because and certain additional non-monetary relief has been proposed, Season 2 picks up exactly 30 seconds after which, if approved, will resolve all claims in the litigation. This its unnerving cliff-hanger. A rare encounter notice provides basic information. It is important that you review between rogue MI6 operative Eve Polastri the detailed notice ("Notice") found at the website below. (Sandra Oh, fresh off a Golden Globes What is this lawsuit about: Plaintiffs allege that, during win) and glamorous, psychotic assassin the relevant time period, Citibank N.A. (the "Depositary") Villanelle (Jodie Comer) has left our shell­ systematically deducted impermissible fees for conducting shocked heroine soaked in the blood of her foreign exchange from dividends and/or cash distributions issued by foreign companies, and owed to ADR holders. The suddenly absent foil. Depositary has denied, and continues to deny, any wrongdoing or This image sets the tone for a new liability whatsoever. season, premiering April 7 on BBC America, Who is a Class Member: Persons or entities (1) who received that inverts the thriller's original cat-and­ cash distributions from the ADRs listed in Appendix l to the mouse game. Now Eve has the upper hand: Notice from January 1, 2006 to September 4, 2018, inclusive, and Having earned the grudging respect of the were damaged thereby (the "Damages Class"); and/or (2) who boss who'd fired her, Carolyn (Fiona Shaw), currently own the ADRs listed in Appendix I to the Notice (the she's back on the job. And Villanelle is in "Current Holder Class" and, together with the Damages Class, the hospital, trying to heal, the "Class"). hide and plan her escape from What are the benefits: If the Court approves the settlement, Paris all at once. 'How do you the proceeds, after deduction of Court-approved notice and It's a canny role reversal, movefron1 administration costs, attorneys' fees and expenses, will be even if Villanelle's plight a cat and distributed pursuant to the Plan of Allocation in the Notice, or veers toward melodrama. mouse to a other plan approved by the Court. Such clumsiness may be cat and cat?' If you are a Current Holder Class Member, the Settlement also due to the departure of provides additional non-monetary relief related to the conversion original lead writer Phoebe SANDRA OH, of foreign currency of cash distributions paid by eligible ADR Waller-Bridge, whose scripts on the challenges issuers pursuant to a deposit agreement. of Season 2, in What are my rights: If you are a Damages Class Member and balanced the glossy spy Entertainment you hold (or held) your ADRs directly and are listed on the plot with details grounded Weekly in real, mundane life. Her Depositary's transfer agent records, you arc a Registered Holder replacement, head writer Damages Class Member and do not have to take any action to be eligible for a settlement payment. However, if you hold (or Emerald Fennell, doesn't seem to grok held) your ADRs through a bank, broker or nominee and arc not the characters on such a profound level­ listed on the Depositary's transfer agent records, you are a Non­ though she keeps episodes so fizzy and Registered Holder Damages Class Member and you must submit fast-paced, you hardly notice. Besides, a Claim Form, postmarked by August 12, 2019, to be eligible at this point, Oh and Comer so fully for a settlement payment. Non-Registered Holder Damages Class inhabit Eve and Villanelle, they could Members who do nothing will not receive a payment, and will be probably carry on without any script at bound by all Court decisions. all. Killing Eve may no longer be the single If you are a Class Member and do not want to remain in the Class, best show on TV, as it was in 2018. But it's you may exclude yourself by request, received by June 7, 2019, still the most exhilarating one. - J.B. in accordance with the Notice. If you exclude yourself, you will not be bound by any Court decisions in this litigation and you will not receive a pavment, but you will retain any right you may have to pursue your own litigation at your own expense concerning the settled claims. Objections to the settlement, Plan of Allocation, or request for attorneys' fees and expenses must be received by June 7, 2019, in accordance with the Notice. A hearing will be held on July 12, 2019 at 10:00 a.m., before the Honorable Colleen McMahon, at the Daniel Patrick Moynihan United States Courthouse, 500 Pearl Street, New York, NY 10007, to determine if the settlement, Plan of Allocation, and/ or request for fees and expenses should be approved. Supporting papers will be posted on the website once filed. For more information visit After a bloody season finale, Eve (Oh) cleans up www.CitibankADRSettlement.com, email [email protected] or call 1.866.680.6138. , Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 59 of 158

Exhibit C Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 60 of 158

INVESTOR'S BUSINESS DAILY WEEK OF MARCH 11, 2019 B 3

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Know Your Company! Pick stocks with strong: fundamentals & sound base patterns. Verify CAN SLU,1 vitals ~ big earnings, sales, return on equity or profit margins, fond .~ponsor~hip & market in uptrend. Reatl stock story on investors.com. Check a chart. Is your stock near a sound buy point? Or is its price extended over 5% from a chart base and more risl..... y?

IF YOU RECEIVED A CASH DISTRIBUTION IN THE SUPERIOR COtrRT OFTIIE S'l~\TE OFAIUZO:-;,\ IN CONNECTION WITH CERTAIN IN ANI) FOR THE CO!i:"ff\" OF ;\IAIUCOPA AMERICAN DEPOSITARY RECEIPTS PtTBLJC E~!PLOYEES' RETIREl".tENTSYSllil".t or ("ADRS") FOR WHICH CITIBANK N.A. SERVED AS l".IISSJSSIPPI, individual!y,mdonhchalfofall o!hcrs C:m·i'-o.: C.'\'2016-050-480 DEPOSITARY OR IF YOU CURRENTLY OWN SUCH simil

Who is a class Member: Person<; or emilies (I) ,,ho recci1cd ca,h dimihu1ions YOU ARE HEREBY ;,.;OTIFlED, pursuanl toan Ordcrof1hc SupcriorC01>t1 of1he S!aleof,\rizona. ~larkopa County. 1ha! from the ADR, Ji,;ied in Appendi.\ ! to the Notice from fanu~ry I, 2006 to I.cad Plainliff Public Employee,· lktircmen1 S;,stcm of ~l,s,;;s..,ppi. on t>d,aU' of itself and 1hc Senkmcnt Cl,1%, ,md Sepiemher 4, '.!018, indu,i,e, and \\ere damaged lherehy (the "Dnmages Clas~·'); Sprotits, J. Dougla~ Sander;. A111in N. \!aNdia, Donn.1 Bcrlm~ki. Andrc11 S. Jha,1;,r, Shon Boney. Joseph Fortuna1o, and/or('.!) who curren1ly o"n 1he ADR, li,teull1 ofS9.500.000 th.,1. 11' 11g,.dc1cm1incwh,:!hcr1hcC'o11,1,hould. (i)nppro\'c1hc !f \OU me a Currem Holder (]n,;s Mcmhcr, !he Scnlcmcn1 al,o prol'ides proposcdSc11lcmen1a,foir.rc.1.10nahk.and<1de,1u,1tc;(ii)dirn1isslhc.\c!ion\\i\hprcj11diccaspro1·idcd i111hc S1ipula1ion adionofforeigncurrencyof and,\grccmcntol'ScUkment.datcdDc,c111hcr27.2018.{iii)approw1hcpropo1edl'l:inor,\llo.:,llionfordirn,hu1ionof1hc cn,hdistrihu1io11,p;1idbyelir,ihleAJ)Ri<;sucr,pursuanttoadcpositr,greemen1. Net Sc1lk111cnt Fund: and {i1·) :1pprow Lc,1d Counsel·~ Fee ;ind J:xpcnse ,\pp)ic.111011 ·n1c Cout1 may d,angc 1hc date of the What are my righh: If you are a Dn,nar,e, C!n<;<; Member and you hold (or Scl1kmcnt Hearing wi1hout providing ano!hcr nolicc. You do ;,,:oT nad to :!\lend 1hc Scnkmcnt Hearing 1o rc,civc .1 held) your ADRs directly and are listed on 1lie Depositaf)·, trnnsfer agent dis1rihutioufromthcl\ctScnkmcn1rund records, you are a Registered ![older Danwr,es Cla<;<; Mcrnl'l SETTLEi\lE:",T ,\:',I) YOe :\I,\\' BE E,-,,:TJTLEl>TO,\ :\1O;\ET,\R\' l'AY\IE;\T ll'you hal'e not ~ct {or held) your ADRs 1hrough a hanL hro}.er or nominee and me 1101 li,ted on rccei1·cd a i,,:oticc and Proof ofCl,ilm and RckJsc !'orn1 ("Claim Fonn"J. you m.iy ohuin c"p,c, of these doc11ments h~ the Deposirnry's trnnsfer agenl records. you are a Non•Rcgiste1ed Holder ,·isiting the wehsi!c dcdic,Md to the Srnlcmcnt, ,1w\1·.Sprou1sSccuritksUtir,,1io11.co111. or h~· .;onl,1Lti11g 1hc CJ.um~ Damages C'la..s ;\lcmher and you mm/ .mh111i1 a Claim Fonn. po.m11arkcd by ,\dmini'1rn1ora1: August 11, 2019. 10 he eligible fora sculcmcm payment. Non·Regis!ered Holder Dnnmge, Clas, :vfemhcrs "bodo nothing will 1101 recei1c a pnymcnt, ;rnd will he houndhya!1Courtdeci"1on, !f you are n CJn,;,; Memher and do not wam to remain in the Cla>s. you mny e.~clude yourself hy request, ucefrcd hy J1mc 7, 2019, in accordance ,1i1h 1he Nmke. If yot1 e.\clude yourself, you \\ill !Wl he hound hy any Coun decisions in thi<; lihgation and }'Oll wi!I 11ot1rrri,ra /Jlll'lnr!II, bu! you 1,i!lretain anyrigh! Jnquinc.s. o!lwr than rc,1,1c,1~ for !he :-:01icc,Claim ronn or for inform,Hion ahou1 lhe slalus or a cl,,im. may a,lsn he m.iclc to you111ayh.:i,etopurst1eyourown!i1iga1ionntyourm111c.\pcnseconcerning1he J.cadCoun.,c!: se11lcd claims. Ohje.:1ion, to 1he scu!emcm, Plan of Allocation, or requc,t for J:un,•s\\'.Joh11

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Tuesday, 3/12 I 9am PT/12pm ET! lnvestors.com/msweblnars D.11cd. Mardi II. 2019 BY ORDER OF TIJE Sl TPER!OR COURT or Tl 11: S'UTE OF AR17,0:,.;A. i\l.\R!COPACOl;;,.;n· Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 61 of 158

INVESTORS COM .A J6 Vy_E_EK C?t.f:1A~_CH 2_~--~_/?.1? MUTUAL...... - ...... FUND PERFORMANCE- ......

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IF YOU RECEIVED A CASH DISTRIBUTION IN CONNECTION WITH CERTAIN AMERICAN DEPOSITARY RECEIPTS ("ADRS") FOR WHICH CITIBANK N.A. SERVED AS DEPOSITARY OR IF YOU CURRENTLY OWN SUCH ADRS, YOUR RIGHTS MAY BE AFFECTED. Pur<.uant to FederJI Rule of C.i,il Procedure 21 an1I Court Or

Whal <11e 111v tii;l,l~. If )"u .i,c .i D.in,,,gt, Cl.111 Me111her :11u! you hold tor h~ldj )flur ,'\U!t1 (l,r~~IIJ ~11,! ~,,: t,1kd ,,,, lhc JJcµ<"JIJ1y'., 11,111\f~I ,IJ!tlll record 1. you nre a Re~i11ered Jloldu Dam:ize< Cla11 Member and r/rl...11l1l. h.11,• Ill !.1!.,; UII}' ,H,lhJII II! h~ Jllgl/JI~ wru Jt!llt1\\l1\111~i•ll~1\l. lh,.,,,,,. ,J )"" ho,ld /or ~d,ll yni1r ADR11hm11rh a h~n\· hm\Pf or nf1•nit1H 111,I 1r~ n<>! tirl~rl on lh•l f"l>\l'"1;1,1J''' l!m,fo1 'l'"III l"""lil" )'"I 1'1' II t•Ti,n l"l•dlll!l'!,1 IJ!l,111 fhmJ.ga, Cla•.1 Member and you !ll1.0J...JJ.UJJ!li.l. n Claim form, pMfm,1rktd by ,rngiw /2, .tUJ Y. 10 M Ou "Jll 11!.l!. be bowid by any Court dec111on11n 1hi< h11gJlion and you will /I"/ rrcei\ e o 1>1t1·m~11/. hut you will re1a111 any righl youmayha,e1opur.1ueyouro"n li1iga1,onatyourow11expen1econccr11ing1he .1eubl cla"m1s. Objection~ 10 1he ,enleme11t. Plan of Alloca1ion, or reque.11 for IBD rnbll•S hare f1md, w',ch 36-lvtonth Perfonnnnce Rating A+, A or A-, at least $200 ,nillion asse{s nttome>.I° foe1a111le.,pen rnnked by ns>cfs rcg;irdless of !heir pcrfonnance. All other mutunl funds are found m www.iuvcstor'i.com/ibd-data-rnb!es. t denotes independent fund not pan of family li,ted abon~. with1he/{01ice Ench 36-Month Rnting, vs. nll other mutual fm1Js, is recnlculnt<.>J nwnthlv on a totnl return ba~is A hearing will he held ouJul>· 12, 2019at 10:00 a.m., hefore lhe 1/onorabte Dividends nnd capitnl g;iim included. Daily ncnual fund returns nre cnkuintl'11 on n month])' ba~is. Colleen McMahon, m !he Daniel Patrick Moynihan \Jniled S1ate1 Counhou$e, A+=Tup 5%, ,\=Top 10%, A-=Top 15%, Jl~ocTop 20%, B=Top 25%. B-=Top 30%, C•,,Top 35~~. 5()() Pearl S1ree1. New York. NY J()()(J7, to 1letumi11c if the 1e1tlement, Plan of C:oTop 40%, C- "Top •15%, D+,,Top 50%, D=Top 60%, D- = Top 70%, £"Below 70%. A+, A, A­ Allocal"1on.a11d/orreque\lforfee1andnpe111e<.1houtdheapprovcd.Suppor1ing amt B+ 36-Mourh Ratinw; are bo]Jfoced. Top 2"'o of funds in% pcrforma1ice yesterday afl' bold­ papcr.sw,llbero.1!~don lhewch>tlc onrcJikd. faced. l'o¢rfonnnnce of income fund.< may be compared !O other income fund<.. bcca,sl't.> U<;{!d to pay J2(b)(l) plan di,tribution costs, Fredemption dmrge nrny apply, 1FnO initinl lond and ~ppcnrs nftcr Net 1\sset Vnlue, lll"multiplc fees, p=previou> dn}"·s quote, s=split, x=ex,dividend or capirnl g;iiM For more information visit www.CltibankADRSettlement.com, di priors~s<.ion. Case P2JW070000-0-800400-11:15-cv-09185-CM-KNF ·······XA Document 154-2 Filed 05/24/19 Page 62 of 158

B4 I Monday, March 11, 2019 THE WALL STHEET JOURNAL. 7

WSJ.com/Tech Airbus Shifts Focus to Smaller Airliners European company's bus's top job. He currently Without the A:'180, Tou­ Echoingll{)('ing'slongstanding runs the company"s Commer· louse, France-based Airbus is argument against the A380, decision leaves Boeing cial-planebusiness. left to compete at the top end Mr. Faury said demand for fil777Xordr.,~ A350-1000 dominating the Airbus la~t month said that in of the airliner market with its long-haul planes is focused 2021 it would stop building the biggest twin-aisle plane, the more on smaller, V<>ry long­ big-plane market A:!80, which never turned a Emirates A350-1000. It carries on aver· rangeaircraft. profit.Airlinesshunnedthe555- Qata'A1rways nge366 pass<.>ngers and has a G<.>Uing that bet right is vi­ BYROBERTWAU. seat double-deckei; spooked by listpriceof$3GG.Smillionbe­ tal for the incoming CEO to AND DANIE!, MICBAEI-~ the11eed tofillsomanyseats Ca\h;,yPa(,fKA1rw2.ys fore industry·standard dis· prevent Boeing from stealing and by the plane's predfacount ANA counts, compared with $442.2 an edge in their tightly fought BRUSSEL':i-European plane pricetag:S115.6million. million for the largest of two duopoly. maker Airbus SE for two de· Airbus's decision leaves Lufthansa versions of Boeing's 777X. Boeing's Mr. Mounir says cades was the biggest cham­ Boeing dominating the big­ Smgapo-eA1rlmes The two manufacturers also the current competitive land­ pion of the world's largest air­ plane market. That is a big battle over the smaller wide· scape gives his company an liners.AflerdumpingtheA380 switch: Boeing for years deni­ Br1t1shA1rw3ys hodymarket,wheteB{)('ingof­ edge. "Theieisnorealcompe­ superjumbo earlier this year, grated market prospect,; for Urndcnt1f1cd fers the 787 Dreamliner and tition,"hesaid. The size of the the jet maker is all but ceding big, four-engine planes after Airbus the A330 and 777X gives it a per-seal fuel· the market for the veiy biggest Airbus bet on the A:!80. Now EM·2.dA1rways A350-900. bum advantage over the rival Tota1orderl> airliners to rival Boeing Co. theU.S.planemakeristheone A1rCara1bes Airbus previously studied Airbus plane, he said, adding Guillaume Faury, who takes pushing the big planes, albeit stretching the A350 to add the Boeing plane also has a the reins as chief executive mostly with more efficient A1rl~asc more seats but shelved the larger fuselage. next month, said the market two·e11ginemodels.Itiswind· As1;maAul1nes project to focus resources on Boeinghassecured777Xor• for planes with 400 seats or ing down production of its upgrading smaller models. ders from the world's biggest more is too small to fight over. own four-engine jumbo, the lran/111 Airbus didn't see much de· carriers, including Emirates Thecompanyinsteadwillstep humpbacked 717. Japan Airline~ mand for the larger plane, AirHne, Deutsche Lufthansa up it~ battle with Boeing for a Boeing this week will for­ 168 which also could have further AG and Qatar Ainvays Co., rangeofsmallerjetsthatmake mally unveil its new 777X, a La:an1 weakened demand for the many of the world's biggest upthebulkofthecommercial­ 125-seat twin-engine long-haul V1rg1nAtlant1c A380 when Airbus still sold large-plane buyers. But even airlinerfleet. plane. It is even !ollger than it.Mr.FaurysaidAirbushas theyseelimiteddemandinthe "Itmightmakemoresense the 747 jumbo jet and more 0pl~nes 25 50 75 100 125 150 no new plans to enlarge the segment. to be more and more competi­ fuel efficient. British Airways Aa50. "The airlines that have or­ tive servh1g 95% or 98% of the parent JnternationaJ Consoli­ ''We will see whether there dered it aretheonesyou'dex­ market than trying to invest a dated Airlines Group SA last has won more 777X orders be· Airlines will need 1,500 or are,atsomestage,reasonsto pect to order it," said Willie lot of money to capture the month announced an $18.5 bil· fore the plane even takes off more 777X-size planes, said stretch a bit the aircraft and to Walsh, lAG's chief executive, small remaining part of the lion order for that airliner to than Airbus secured for the Ihssane Mounir, Boeing's se· which extent theie is any mar• after recei1tlyb,iying the new market," Mr. Faury said in an replace thecarrier'saging747 A380 over the 19 years it was nior vice p1esident for com- ket largeenoughtojustifyfur· Boeing plane. "I thillk it's a interview ahead of taking Air- jumbo jet fleet. Boeing already for sale. mercialsales. titer investment," he said. small market."

cently, the World Wide Web Co11~ortium ratified a stan­ Renewable Help for dard called WebAuthN, which allows websites to au­ thenticate users \vith bio­ Power Line Login Woes metric informati011, or physi­ cal objects like security keys, andskipthewholepassword Is Planned Is Coming thing altogether. You could log into Facebook or Gmail ContinuedfrompageBI ContinuedfrompageBl or Amazon just by scanning long-distance, direct-current set an end date for your ses­ your fingerprillt, or with a power lines in the U.S. So far, sion, automatically closing facial-recognition scan. the aboveground efforts have your connection to the site Imagine logging into every­ been delayed or derailed by or app after a specified thing the way you currently permitting delays as well as amount of time. This seen· log into your phone. local and political opposition. iityrisk is also why you All that is left is for every Building a belowgrmmd line have to confirm your iden· app, device and website to is nearly twice as expensive tity when changillg account integrate these new stan­ per mile as an aboveground settingsorshippillgpur­ dards. Which is going to take line on towers. chases to n(.>Waddresses. years.Meanwhile, there are Developers have been try· To illustrate, let's look at acoupleofwaystomake ing to move electricity from our own wsj.com. Years ago, your logging-in life easier. one large regional grid to an• the developers building The Ifyouuseapasswordman­ other, to take advantage of Wall Street Journal's website agersuchasDashlaneor electricity price arbitrage, as decided that sessions should lPassword,itcanautomati· well as abundant renewable expire after 15 days,said callylogyouintomostsites energy in the Upper Midwest Ramin Beheshti, chi(.>fprod· on desktop and mobile. In a and Great Plains. uct and technology officer at delightfullJitofirony,you'll This project is the second the Journal's publisher, Dow still have to enter your pass· large renewable-energy invest• Jones. word manager's password pe· me11t that Copenhagen Infra­ Everyappandservicehas liodically, and even U1ese apps structure Partners has made in The project would help supply energy to Chicago, al>Wellas to states like Ohio and Pennsylvania. it,;ownversionofthisrule. don't always work with in-app theU.S.Italsohasa50%stake Dashlane, the pa%word man· browsers.Still, in general, with Avangrid Renewables in nior partner at Copenhagen A spokesman for Siemens with bringing complex infra­ ager, requesl~your password they turn the drawn-out login Vineyard Wind, an offshore Jnfrastrncture Partners, said said tl1e German company's fi. structureprojectsonline."Sie­ everyl4days.Evernotewi11 piocessintoaclickort\vo. wind farm off the coast of the project fits into his fund's nancing arm was backing the mens's high-voltage, direct­ keep you logged in for 30 be­ You can also take advantage Massachusetts. focus on "critical energy infra­ project to help "meet the current technology will be fore kicking you back out. of your browser's ability to ChristianSkakkebaek, ase- structure assets." many challenges associated used in the project. Okla, which gives users ac­ autofill data and passwords, ------~ cesstom11ltipleworkapps through a single login, let~ it,; corporatecu~tomersdecide howoftenemployeesmlt'it cough up a password. When you only had one computer, entering pass­ words every few weeks didn't feel so arduous. Now youhave!aptopsandphones and tablets and maybe even smart TVs, all logged in to the same thing~, each de­ manding a lJiweeklyreup. And it gets worse. Each device now has multiple ("ADRS") FDR WHICH CITIBANK N.A. browseisandapps-andno­ where is it more chaotic SERVED AS DEPOSITARY OR IF YOU CURRENTLY than on our beloved smart­ OWN SUCH ADRS, YOUR RIGHTS MAY BE AFFECTED. phones. If you check sports scorns onan app,you have f'urwanl to Federal Rule of Cw,! Procedure 73 and of c,,.lh d1.<1nhuuons p~,d hy chg1hlc ADR is.-uc1.1 one login: if you do the same Com! Order ..1/rn)mm, fl al., Cmgioup, l>Jc er al pw.suan! lo adcpOs, you're also impcnrn.,.s,l,le fee., for cnndueting fa)lll<'lll. and Wll! be bot111d by all sure you're still you. Apps Somctimesyouhaveto,so forc1i;.n companies. aml owed to ADR holdc,s The Co1111 dcci.<1011< cancheckifyou'reonthe that a misbehaving website 0 11 samephone,on thesanw \viii load properly, for in­ !~~~'.';~;:~/n~h:~::;t~; \~~LS~~~~~l\lCS '. deny. ~l)" ;~ i;~~ ~~-c\~~~~~l ~::,';':~.-~:1cd~u ~;~,~\~~;or::;~~~:'. network, doing the same stance.But whenever you do, Who ls a Class Member: Pc1.snns orenur1c.1 (ll \\ho r<'cl'in·d /,y Ju,,~ 7, 2019. m ac(o1 the fraud Piettysoon, even if you alerts on your credit card: If do nothing, you should start the service suspects un­ to see these things improve, 1f usual activity, it might flag including at the Journal. Mr. ~i1[~:~;£i:A~~~[1l;~~~~l~i;~~:;,'.t~~l ~t~~:~:i~:i:~;}J~!,\~:~~;;i'.:;;~~~~~~~i'. the interaction, but other­ Beheshti said he plans to What ue the benefits: lf the Court approw.< llu· be uui,cd hy J1111e 7, 2019. m nccmdanc~ wuh wise it'll leave you alone. change the session time ~,·ukml'lll. lhc procetdf. afl<'r d~ducll(>!l of Comt- the Nol1re Nobodylikespasswords­ from15daystoasma11yas • not even the services that 90. There is more work to be :~~:,::~dd ~:l:i~~,~~.d :.'.~t~~-'~;S~l~~u~~~t~;;i::~,'2';:; ~-~:~.a~i;!rt;~~ ~:o~::~b~~l /:it:.~.:i!~::,~.~- :~:~: [email protected] ask for them. "The onlypeo· done, he said, especially get· plewholoveusernamesand ting all those browsers and ~~-~:~"~.:'.~~:' m lhc No11cc. or 01hcr plan ~l~~n~lt~~ ~~~~!};:~:~:/;~:',~.;~::::Ji~dl~:~;~ 1:(~~l~~•,~~::: passwords are hackers," said apps to communicate with If y,,u nre a Cuncn! }folder Cl:i.s~ Member. the 1( the tc!llcmcm. i'lan o( Allorallnn, :md/01 ,cqHC.p you For more Information visit www.CltibankADRSettlement.com, mostbigtechplayershaw around longer. Make it long email [email protected] or call 1,866.680.6138. collaborated to developstan· enough and !might even dardsformanagingidentity start forgetting my pass· on the internet.Most re- words again. Case P21:15-cv-09185-CM-KNF JW084000·2·B00400· 1 ·······XA Document 154-2 Filed 05/24/19 Page 63 of 158

TEl'Il\OLOCY 8: T'J\\\CT: WSJ.com/Tech Eli Lilly Mini, Air or Pro: Picking the Right iPad Divulges

iPad Pro and its l2.9·inch • Login: The Air, Mini and Insulin ' ~- ~ ~ an 1:\;f~~\~ r,creen. Other than ~crccn r,ize, iPndu:;C'Apple'!!TouchlD, ··l, ~ ( iPad:lt'sa the llneup's differences boil whiletheProsusethellewer down to a handful offoatures: Face ID facial recognition. Price Data rf'~~>;., :i:cftit:~~le • Design: The Air, Mini • Keyboard: The Mini and BYPITHRl.oFTUS - end,right? andlPadhaVt'thesamede· standardil-'addon'thaveotti­ And yet Apple launched sign that iPads have had cial keyboard acci:ssmies. The Eli Lilly & Co., facing two new modch lnJt week, llll sh1c1J the Mesozoic hra. ·1hc l-'rosa11d the Alt do. ·they cost mountmg scrntmy in the U.S. iPadMiniandaniPadAir, Proshaveaslimmerbezel anextrnSi59(fortheAir), Congressoverbigincreasesin bringingthenumberofiPads and a rnorechiseled,squared $179 (Prom or $199 (Pro thelistpriceofawide\yused to five. (And that's before you d,:,sign. 12.9),butmakeforamore insulin,savs the prke it w.is dtoose color, internal storage • Charging: Th,:, Air, Mini powerful productivitydi:vice. paid dropped by 8.1% during or cellular connectivity.) and iPad USC a Lightning If you're buying the tablet the previous five years after l'vebeenusingallfive-the port to charge, lik,:, an as a drmving tool or to edit accounting for rebates and l2.9·inch Pro, the ll·inch Pro, iPhone,whereastheProsuse vidC'o and play super•intea~e discounts. the regular iPad, pht~ the new a USB·C jack, which c.in be games, by all means g,:,t a Pro. Lilly says the net price for Air mirl Mini-in ;in pffmt to ur.ed toconncctcmncrn.1m1d lrecommendthel1u-ge.1tone, iB llum,i!c,1-: ilt~uliu-Lh11blv1un Thi: M!11l b Utl:rtl for reiidlnD i!nd lhP Prn I~ a DrP:1t l1r:1wln11 r~nVilJ. flrsr•gon l'oncll. ¥0\l pair and though,th('l-'fo'r,dec1gn,Wil} ~117 Ill 301/4. llnring the.> !!Ollie anything you'd want from chaigeit by sticking it into Ccharging, Face ID login and period, the product's .iverage theA))p 8to1e. At lh1!.\.il11~ Liu• Ai1 b L!w ~pitting lrnagiJ wllh the10.5•!nchscrei'n! Its cheUghlnrng port. The Pros unproved Pencil support telt list price rose 51.9% to $594 time,they.ireaimedatdif· of the old iPadPro.Both run back~with an upgraded chip, have a new $129Pencil, likeoverkillfortheprice. perpatie11tmonthly. ferent users. If your fovorite onApple'sfastA12Bionic alowerpriceandanew which attaches magnetically The Air is the best value. Humalog is among the most app is Kindle, you'll want a chip,thesameonethatpow­ name.At $499, the Air is the to charge and pair. The It offers most of the produc· widely used insulins in the Mini. If it's Netflix,go iPad ers theiPhoneXS. median·priceiPadwithafea­ drawing and writing experi­ tivityand power you'd get U.S., where an estimated 30 Air. If it's Photoshop, you're Forthemostpart,either turesettomatch.Liketh,:, ence is nearly the same. from the Pros, fora fraction million Americans have diabe· going to w.int a Pm. you're a Mini person or you Mini,itsupportstheearlier • Storage: The iPad starts oftheprice. tes. Ultimately, though, there's aren't.Ifyouwantasmall but Pencil. The Air exist~ mostly with 32 gigabytes of storage. For most peo))le, I recom· Lilly said monthly per·pa· one pretty good default powerful tablet, it's practically because $500 has long been The other.~ offer at least mend the plain $329 iPad. tient prices were based on av• choice. Here'sahint:It's the the only game in town. It even the iPadsweetspot. 61GB. The Pros go up to a Me?IpickedtheMini.It's erage use of Humalog if taken onlyonejustcallediPad. supports the Apple Pencil, Thosenvojoin three other terabyte. not the most functional iP.id, .is prescribed. This amount~ to Apple didn't exactly blow though not the new one that updated Apple tablet~: the • Headphone jack: The but as a reader, a binge· about two vials or more than its R&D budget on the newest the latest Pros use. S329iPadwith 9.7-inch Air, Mini and iPad have3.5· watcherandadoerofcross· six pen injectors, though .ic· models. The new Mini looks As for the Air, well, do you scre,:,n; the$799iPadProwith mlllimeterheadphonejacks. words on crowded trains, the tual usernayvaryby patient. exactly like the old Mini and rememberthe2017iPad Pro ll·inch display; and the $999 The Pros don't. sizeisjustperfect. The rising cost of diabetes treatments has figured promi• nently in broader scrutiny of drug prices, and diabetes drugmakerslikei,illyarefac· Financial Literacy Becomes Required Subject ing criticism from patients, doctorsandl.iwmakers. BYANNETBRGESEN Mr. Cole said the 27·week The rising list prices have cl.iss at his high school especially hit patients without Owen Cole, a senior at Eliz· brought home th(' long-term 1:~ insurance and those with pre· abethtown High School in Ken• cost~ of.ittending a four•year scription plans that carry high tucky, planned to at- college.Italsotaughthimhow out·of·pocket cost~. Due to the tend Western Kentucky best to divide his income be· cost~, some patients say they University.iftergraduating.A twee11 his expenditures and have rationed doses,switched fin.incial literacy saving for college and repairs to low·cost versions sold at class changed his mind. on the used car his grandfa· Walmart stores or turned to The I8·year-old, who takes ther gave him. unapproved versions. home about $600 a mo11th Classes like Mr. Cole's ar,:, Thisyear,HouseandSenate asashiftm.inager at a Chick· part of a broader trend of commitleessentletterstodia· fil·A, now aims to attcmd a lo· state governments seeking to betes drugmakers Lilly, Sanofi cal community college for two help individuals get their fi. SA and Novo Nordisk A/S, yr;irn hPfnrP lnrn~fnrine fo a nandal liv'°'. inorrlor.Toholp .1eeking iufulJu.itiuu uH Lhe four•yearstate university. He the estimated 12% of private­ rising cost of their insulins expects this will help him sector workers who don't have and details about rebates paid avoid loans. access to retirement·savings to drng·supply chain compa­ "Afterfindingoutthecosts, pl a IL~ at work-many of whom nies. The drugmakers say they I knew [the extra spend· don't save at all-some states are cooperating. ing] might hurt me later in areenactingprogramstliatre· Sen. Ron Wyden m., Ore.) life," said Mr. Cole. quire or encourage companies criticized Sanofi for raising A growing number of states without these plans to offer the price of its insulin during areenactinglawsthatrequire thernand,insomecases,auto• a Febrnary hearing on drug schools to teach financial liter· maticallyenroll employees. prices where Sanofi Chief Ex· acy, reflecting concern over St.ites are tmning to finan­ ecutive Olivier Brandicourt the impact that money prob· cial-literacy programs to edu• AfexToddteachesfinandalliteracyatElizabethtown High School In Kentucky, and six other pharmaceutical !ems, which can be exacer­ cate teen_~ before they form bated by college loans and bad spending and p.iyment including Medicaid. high·schoolstudentsst11dyfl• ing to the Fed('ral Reserve, other typc.>s of debt, .ire having habit.-;, hopingtonovc toxpoy De3pite !O!l\e re~,:,,nch Jldlllidllilt'ldlYLl'fuui Lllt'Y!t'· •14% uf mlulL~ luck th!! fuud;; lU Drugmakers like Lilly onresidents'livesandstates' ersmoneyover the longterm showing mixed results, 19 ceive a diploma. That is up cover a $400 emergency. The budgets. by reducing public assistance, states currently require that froml7in2018and l3in2011, median household headed by are facing criticism ------~according to the nonprofit someone age 55 to 64 has lit· Council for Economic Educa· tie more than $100,000 in re­ from patients, doctors AOVERTISEMENT tion, which tracks .~tate laws tirement savings and 11% of and lawmakers. and trains teachers. borrowers who started repay• Lawmakers in states includ­ ing federal student loans in Marketplace ing Rhode Isl.ind, Florida, 2015 h.id defaulted within Toadvertise:S00--366·3975orWSJ.co1n/classifieds TcA.i.\ .-ml !Ju11l11 C.t1uliu,1 dl!J tl1tt!t'Yt!1Hb. l!xecullvestest!fled. coa~idering adding or expand· But academics debate In respoIL~e to the pressure ingfinancial·literacymandates whether financial·literacy over in~ulin pricing, Jndianap· in schools. New Jersey and classesareworthwhile,espe· o!is·bascdLillyhas begun tak· Wisconsin recently added fi­ dally if they take time away ing steps, including .innounc· nanciaHiteracyin~tructionre• from other subjects. ing earlier !hi.~ month it would quirements for lower grades. A 2014 study that examined startsellingage11ericversion IF YOU RECEIVED A CASH DISTRIBUTION A growing number of com• 168 academic papers found of Humalog at half the list IN CONNECTION WITH CERTAIN panies have also begun offer· such instrnction ha.~ "minus· price of the brand-name drug. ing programs that teach em• cule effects" on behavior \Ill· Lilly h.id reported average AMERICAN DEPOSITARY RECEIPTS ployeesbasicflnancialliterncy less it is delivered shortly be· list and net price changes for ("ADRS") FOR WHICH CITIBANK N.A. andmoney·managementskills, fore a person needs the its entire drug portfolio since reflecting concern over the information to make a finan· 2017, but hadn"t previously re· SERVED AS DEPOSITARY OR IF YOU CURRENTLY impact money problems are cial decision, said co·.iuthor leased thefib,ures byproduct. OWN SUCH ADRS, YOUR RIGHTS MAY BE AFFECTED. having on employees' stress John Lynch, director of the Thecompanyincl11dedthe11ew and productivity levels. Center for Research on Con• pricedetailsin.inannualre­ AnnamaiiaLusardi,director smner Financial Decision Mak· portthatitismailingtoshare· of the Global Financial Liter· ing at the University of Colo· holders and will post online. acy Excellence <.:enter at rado Boulder. The company says it in­ George Washington University, Other research has found creased the rebates and dis· s.iid the trend at schools L~ oc· that st11de11tsfromstatesthat counts paid to middlemen in curring because surveys show require financiaJ.literacy in· the drug supply chain as Hu· thal"finanriallifnaryr;inhr ~trnrtinn lwvP lnwrr ('l"Pdit· nrnlog"s Ji;t prico roso. hardly taught .it home given card balances and pay for col· A Lilly spokesman said the thelowfinancialknowledgeof lege with more grants and Humalog pricing information many parents." lower·coststudentloansthaii "1vil1 provide b'l"eater trait~par· Americans often struggle to students from states without ency into the significant re• manage their money.Accord· .'luchm.indates. bdlc,:, ,unl ~iln LD/Jtl/UMdf>'D)ll))(!grJHl C'arlyt!ur.ye.1r,Mr.t:u~per::mid. mains a challenge for drng· Recent progress in gene What are the bcnefiis: !f the Com! approw., ,lln~k )l.fovmhan Cnitcd Slate~ c,,mthnu.,c, cost·effectivefashion." won a heated auction to buy approve,! by lhc Coun 500 J•,,,rl St,~c!. ~/,wYurl;. ~y J(IOIJ7. \u ,.klcrmmc The complexities of manu• Spark Therapeutics Inc., which I( you are a Cu1rcn1 llnlcl~r Clas,; Member. 1hc if the .sculernem. i'hn of Allocan~n. ancl/or rcquc;( facturingccll and gene thera­ makes an FDA•approved gene Scnk111mt also provide,< addt11011,1l non-moneca:ry for ice, ~ndc,;pcn.ic., ~hould be approv:d. Suppornng pies means most will be pro· therapy that treaL~ a condition relief rcl.l!cd tu the co111·c1.,wn of foreign ClllTCIK}' 1iapc10 w,ll be po.sle

THE NEW YORK TIMES, MONDAY, MARCI-I 11, 2019

TECHNOLOGY

A.I. Screening Helps Indian Doctors Save Eyesight

acrossthcglobcarccxploring tcchnologicsthatdctcctcancer, s1rokc,hcartdiscascandothcr conditionsinX-rnysandinM.R.I. and CT scans. Lastmonth,rcgulatorsccrtificd thccycsystcmforuscinEuropc under the Verily name. And the FoodandDrugAdministrationrc­ ccntly.ipprovc>dasimilarsystcrn lnthcUnilcdStatcs.Buthospita!s arc !reading lightly a~ they con­ sidcr dcploying systcms that nrc vastly different from technology traditiona!lyuscdforhcalthcarc. Aravind'sfoundcr,Govindappa Vcnkataswamy, an iconic figure in who was known as "Dr. V" anddicdin2006,cnvisioncdanct­ work ofhospilillsand vision ccn­ tcrsthatopcrntc!ikcMcDonald's franchises, systematically rcpro­ dudng incxpcnsivc forms ofcyc carcforpcoplcacrossthccountry. There arc more than 40ofthcvi­ sionccntcrsaroundlndia. In addition to screening pa­ tients in Madurni - one of the complex mathematical systems and Sri Lanka. He said he was had developed a cataract. largestdtiesinsouthernlndia­ thatcanlearntasksbyanalyzing comfortahlc\l.ithamachinediag­ Doctors can sometimes make a lhc hospital plans to install va~t amounts of data By analyz­ nosinghiscyecondition,inpart diagnosis when faced with Googlc'stcchnologyinsurround­ ing millions of rctina] s("~1ns show­ hccause it happened so quickly. cataracts and blurry eye scans. ingvillagcs whcrcfcwifanycyc ing signs ofdinbctic hlindncss, a After the initial screening by the TheGooglesystemstillstniggles doctors arc available. The new neuralnctworkcanlearntoiden­ A.I. system, doctors could treat to do this. It is trained largely on A.I. system wu!d radically ex­ tifytheconditiononitsown. pand the number of people who the eyes, perhaps with laser clcar,unobstructedimagcsofthe A neural network is the same retina, though Google is exploring can be screened. technology that is rapidly improv­ "Right now, there is a bottle­ theuscoflower-qualityimages. ing facc rccognition scrvkcs, talk­ Even with this limitation, Dr. neckwhcnitcomestojustscrccn­ ing digital assistants, drivcrlcss A busy hospital tests ing palienL~. "said Dr. R Kim, a Kimsnid, thcsystcmcannugmcnt cars and instant translation scrv­ an automated system whatdoctorscandoontheirown. nephew of Dr. V's who now serves ices likc GooglcTranslntc. ns chief medical officer at Ar- Aravind already operates small Because these systems learn without cost. visioncentersinmanyofthecities fromcnormousflmountsofinfor­ and villages surrounding Madu­ Behind the new screening mation, researchers arc still surgery,tostaveoffblindncss. rai. The hope is that the Google methods arc neural networks, struggling to completely under- Thesystcmperforrnsonapar system can make eye screening 1 withtra!nedophthalmologists,nc­ ea~ier ln these facilities and per• ~l~~~d\~ ~======n ift\1\:;~x.1;:~;\cl1:~~- I~~~ cording to a srndy publishcd in hapsothcrlocat!onsacrosssouth­ IF YOU RECEIVED A CASH DISTRIBUTION ~~~\i::ki~:/~!i:t~~ ~~~t Po::i~~ TheJournalofthcArnericanMed· crnlndin. Today, in these vision centers, IN CONNECTION WITH CERTAIN erly deployed, they can funda­ ical As~uciation. But it is far from mentallyimprovchealthrnre. comp!ctclyrepladngadoctor. technicians take eye scans and AMERICAN DEPOSITARY RECEIPTS At Aravlnd, computer screens Enrlicr in the day, Pamhaiyan sendthemtodoctorsinMadurai 11 11 1 Balusamy, 5.'i, sat in the same for review. Automated diagnosis {"ADRS") FOR WHICH CITIBANK N.A. ~~; ~~~~~ t~:~s ~~\~~~~~1 :~t~ room. The Google 1>ystcm diag­ can streamline and expand the SERVED AS DEPOSITARY OR IF YOU CURRENTLY intothcmyriadl,rnguagesspoken nosed "proliferative" retinopathy proccss,reachingmorepcoplein lnhislcftcyc-thcmostserious morcplaccs-thckindu["Mc­ OWN SUCH ADRS, YOUR RIGHTS MAY BE AFFECTED. ing:~r::~ti\\:\xrun, Mr. Rnma· form of the condition - hut it Donaldization~cspouscdbyDr.V. lingmnm,60,spokeTamil,thcan­ couldnotrcadthcscanofhisright Thctechnulugystillfacesregtt­ Pursualll !o Federal Ruk of ('ivll f'wccdurL" 21 and 1d1d 1d.!lL"d lu lllL" CPi\\",rrL"l~ll c1111cn,·y dcnt lnnguage of southern India eye, most likely because the eye lato1yhurdlesinlndia,inparthe­ Cuu1l 01dL"1. ,\l,.,rymnn rl n/. v. r,t1ftW!1J!. /w. rl nl. of c,~1h d1.s1nhm1on~ paid by dig1hk /\OR 1~1uL",s causcofthcdilficultyofnavigat- No J·J5·c·v"091!\5-Ci\l-KNF (S.D.N.Y.) ha.., h~cn pnr.suantloadqmsuaµrccmenl 1 1 p1ov1.,ionally CL"Tl1ficcl a., a <"la.,., artion im S(·t!kmcnl What arc my righh; If you arc a i)anrnJ!e.S Cla.fer ,1g,'1,1 re,or,ls. itisstillnwaitingapprovalinthc 1""1'1'·~'-'d. Winch. if;,p1'10\'cd. Will r.-.,,.]\"c ,111 d.1un., m you"'":, Rq~i.11c,cd l!oltk, Damag,c, Cla.,;.s Mc,nh.:r ~OTl(!C'flUlKy.[[(11!11(0!lJIIUlSflJOlllllHO:tllllltOf!OETlUMOINll.tU11"1.<~llm,....~n=yJ~, United States. UtdJ;rl 11. ro11 r,~,·t i.t... , 0.-f<.l ta~"' 101,...11 r~m kno,,<1 «-.! 1-'1 r..,..,, m 1'1-'1 r...,,_,•t, f,4. o->J !lw hl1g;il1ld (t>r lciol<1dJ.;olH,l'lllrll<>l4"...,..-/b,-.~ukl,..,.o,rl5Mhn,,.-.l"'f.-.!ol,#,,,...i,"'l"1 o-in~,~ob-t,rl-,t.'91'.,IOI-O:Hla.lHMmHtlt the Royal Adelnidc Hospital in What is this lawsuit about: Phunt,ff.,; alk~,• that. and arc not h.s!cd on !he Dq10.111ary's 11:msfcr a~cnt l"Jt7Mcft.lo,,°""",t-,o,:11d~,.I,', Australia, said these systems n,nq..,...,hw;;l'ntl"-:<,d~M.w-trh.. M.b:~ol"ln..-,so.. ,, .. v.,kTIOO-J/,lo .... hf,,W!-/ <-'a;~f""9"lf,.,,_ lP """"' l/l)]IJ1 l»!«Ul!l!)l 1111 "lamnotconvincedtlrntpcoplc ll-,1Ku-.Jr«tr,.;,.,.,,'l'r;rl;to,".-,'"""" .. """(tl,j•d Jop.¼,.,-\dn'>.!«t-.tcff~d l!-,C,14•,lrl\, care enough about the safety or ~{1~Iit~{\~/!{i~(;t:~l:l!\\til!:\~J]~}~ti;\~l!{tf llrMc111hc1 anddono1wa11tlorcmnin ,.,:l,t,nt,,,u,t,\i.-,,.,!1<1,o,~'f-"'"1... t"'t•IK,,IOl':.-lj llcr,&Fffl/,.,,011h'9'<~M1-'r,-.l'"""d Though these deep-learning ld,<1,,..,.,,,.-JJ,.,i,,,i,i,.. d.o-~.-.:t,obhl'tt'>".-,.,,t...-1""! systcmsarenew,thcyarchard!y l\,l"t,,,,,Jn1f,:t,,(,!,:q,,l"'"~bt<1N[~,.,\.,~dknl.M~'>Nk.-olt01)01H..,_!,lntdko the first effort to aid diagnosis 1«""lllf>J\]l,;,,;s.,qai,;<'1s"Jci-.«.11ol<,,...,,_ Dr. Oakdcm-Rayncr pointed out, H,.,""1Jb>litd.b.b!,....,N1K,-IOP01)wlll,ok-,,.;i,,r,htdhN.dt,r,h"""°,-_,lJ,•.-J-.tru,'1'..-«oo=fi 1,,-.,..,_.tdNIKu-odl01)od',l:,"1!,""'"' ,,,,..,.....,,t,,,o,,it,l'«>lt..,_",,1-u,-tt1.,Ns,:=U~•.t.>d,.Uµ,.,~hl,,;,"'dlht,,,i.,.dNrn-,vJ mi:nistrationin1998-hasbccn cnwfolt.WW,~-de,,Jrt.-,, r,,s.,,-,.Jr...,M/o:\<-,no-r""'l,-.Wf,..t-,r,u.!i,m,1a.Jd>1d11olt widely adopted in the United ~~.,...1funb~t1111_d,,.J..-fUJN..-t.(,l,,\rl.-Jfdbt,P.>l...:..,p.r.,,11o.,,~,,,~.,...,N some cases declined . bythcCou11. scl\k1nc111. Pbnnp,~ll·lll1Jllda1-y will b,• JJOSh'd <)!\ th<' \\'cb.111<" 011cc flkd !l~J!!.! Rflyncrsnid."Butwhenyourollit OOI.IJ!1Y.'l(Ofl\[[l(.{DHUTY outtoahugcpopulation,therccan For more Information visit www.CltibankAORSettlement.com, 1,1ci.-.:.,rtwmw-,.,.u-,ri,,~k«-·11~)1,L,,.,,-iko1q""f-Tlrl>"!l!~(kf,,U~m.

THE NEW YORK TIMES, MONDAY, MARCH 25, 2019 B7

TECHNOLOGY

Smart Safety Checks for Smart Robots Verifying performance for complex software systems will only get harder as technology advances.

ncxtUecade.Suchadvances planningsomcthingsimilar,huilt tcms-aspotheldhyChinafor The Week in Tech aren'tlimitcdtocars-theyw11l onitsAmazonWehScrviccs fiveyears.ButChinaleadsby 8r.li\Ml£CONDLl~n: further automate everything cloudinfrnstructurc. anotherl1eymca~ure: ltnc• fromairtrnve!tofooddehvcry. Tboscthrcccompanieshappcn countcdfor227systcmsonthc Thcyarebuiltontcchnologies, tobc!heworld'slnrgcstcloud Top500list,co111parcdwithl09 Greetings from London. Herc's likeartificialintclligence,that prov!dcrs.It'snotsurprisingthat for the United States. alookatthcwcck'stcchnews: willmakesplit·seconddecisions they'rccnamoredoftheidcaof Chinaiscxpcctcdtohaveits Machincsarccontrollcdmorc for humans. takingaslicco[theSl:J.'ibillion ownexasca!csupcrcomputer thanevcrhysoftwarc,nothu­ Thr Rorioe ~ofrwnrr WM gamingindui.try,whunallit runningo330011M2020-dfu!I mans.Occasionallyitgocsfatally designedtoperformasimple couldtakeisthcflcxofanexist• ycarhcforeAurorabootsup. wrong ta~k: Nudgethcairplaoe'snose ingmuscle. In other news: OnM,irchlO,l.57pcop!cdicd downhasedonsensorre.id!ngsif !;upereompul.!!r!;l!ug-g-l.!!s when on Cthiopion,\irlincsDoc­ astilllwasant1c1patcd.Asharder • Google ha~ received Its tturd ing7:>,7Ma.x8jetcrashcd. Five tasksarehandcdtosoftware,the AhoutS500millionshouldbuya antitrustfincfromthcEuropcan Union6inco:IOl7.Thiconc,forl.6 monthscar!icr,m1othcr~rnshof 3lnkc3ri:lc. lot of computor, Thir, par,t wool!, billioneuros,oraboutSl.7hillion, thc::.wucmutfolufalrplancklllcd ",\syoucrcatcmoreadvanced we found out how much. Writing 189pcoplc.Thcrcarcindicatio11s fnrTbrTimcs,D!lnClarkcx• wasforimposing1mfairtcrmson A.I. ~y3tClll3, the horm tho! C111l plainedwhattheDcpartmentof thcscarchserviceitoffersto thatsoftwarcintcndcdtoprevcnt resultfro111the111failingc.inhc Energy would get for dropping othcrweh,itc~. the jets from stollline m,1y lmvr n•al!ylare1','·~a1r1.11111ct.1 r11ne,n playcdarolelnhothaccldt,1\ts thatsumonasupercomputer: researcherntOxford Univcrsi· There nre indications that software illlendcd to prevent D()(!ing 737 Max 8 • Facehookwillstoptargeting Reporting bv The New York L:ihoflicii'.lloprodietitwillbc ty'~Cl!llll!! fut Llil!GUVl!!Wl!lCCU/ JeB !rom slall111g may have p!a~·cd a role in two rccem plm1c crushes. Timcssuggcststhatthcsoftwarc thcfirstAmericanmachineto someofitsads.ltwillnolonger Artilicia!Jntclligencc. nllowndvcrtisingofhousing,jobs didn'trcccivcadctailcdrevicw rcachamilestonecalled"cxas• But increasing the complexity orcredittoheaimedatthoseofa bythcFcdcralAviationA(]minis­ Ms.Lcungsaid.Nonetheless,it's its cloud infrastructure makes calc"pcrformancc,surpassinga ofsystcmsmakescheckingthem trationbeforeitentcreduse: achal!cngcthathastobead• thntachievah!e.ltwillnddrncks quintillioncalculationsperscc­ ccrtainracc,gcnderoragc morcdifficult.Hardwarc,from Undcrncwruks,thcagcncy dressed. ofgaming-spccificchipstoexist­ ond.That'sroughlyseventimes group. chipstospccialscnsors,canhc delegatcdmucho[thcrcsponsi· ingservcrfarmstocsscntin!ly thespccdratingofthelllOSI • ThcPcntagon'sglamdoud difficulttotest.Andittunbc Big Tee h's New Hustle hilitytoBocing.Ifthcsoftwarc givepcoplcnnon-dcmand,re• powcrfulsystemhu\lttoUate. contrncthasaone•manholdup. difficultfortrnmnnstounder• wasatrault,andtheproblcmdid Whenacompanyspendshillions mote gaming computer. And Thcdevice,callcUAuror.:l,wi!l Dcap Ubhi, a !ittle•known entre­ slipthroughthcrcgulatorynct,it standhowsomeA.J.algorithms onworlU-leadingdigitalinfrn­ Googleof/icialsbelicvcthats!nce beuscdtofigureouteverything mnkcdecisions. preneur, is at the center of a legal raiscsqucstionsabouthow structurc,itnatura!lywamsto mostuscrsarcnowsoctosctoits fromhowdrugsworktothc battle between A111nzon and sarcty•critical technology is Ms.Leung said regulators wringeverylastcentofrcvcnue pcrvasivehardware,lagwon'tbe impactofclimatcchangc.lt's neededtobemoreawarcof OracleovcrthcSIObilHon vetted. outofit.That'spartlywhatis aproblem-anissuethatheld f!)soausefulindicatorofthc project. Thoscquestionswillbccome tail·endrisks-thehighlyun· driving Google's new Stadia back earlier game streaming nation's competitiveness in sci• moreimportantovcrthcncxt likely hut catastrophic events gamingservicc,nnnouncedon platformslikcthcnow•defunct cnce and technology- or, at this • A.I.rcscarcherscouJugivc fcwyears. thatcouldoccurifsomething Tuesday. OnLive. point,whctherit'sleadingor computersalittlcmorccredit. Ayearugo,nnArizonawoman malfunctioned.That might mean Google'spitchisstr;1ightfor· Googlcisnotaloneinthepush lflggingbehindChina.Onthat RichSutton,apionccrofsomcof wnsstruck and killed by one of introducing more conservative ward: ThinkofltasNctflixfor intowhatsomcpeoplcseensthe front,Mr.C!arkrcportstha!it today'smosteffcctivcA.l.tcch­ Uber'sautonomouscars.Thc rulcsthatrclaxustechnology ga111ing.As!ongasthcyh,1ven futureofgaming,Microsofthad hasbeenamixedhagforthc niques,arguestha1a"hittcr vehicle's autonomy systems maturcs,ideallydcvc!opedin fastinternetconnection,users alreadyannounced{hatit United States: lesson"inartificialintelligcnccis failedtohmkc,asdidthcsarcty tandem with technologists who canpay,1subscriptiontop!ay pJnnncdtoofferatrialofasimi­ An IBM system called Summit, that"thconlythingthatmauers driver behind the wheel. understanddecplyhowthcsys­ hfgh-definitionga111cs,ilkinto JarserviccforX\Joxconsoles, huiltfortheOakRiUgcNational inthclongrunisthelcvcmging CompanicslikcUbernnd tcmswork. whatthey'dfindoncurrenttop• computcrsandmobiledcvlces LaborntoryinTcnncsscc,took of computation." Waymo,alongwithmostofthc "Vcrifyingthcperfonnnnce endconsoles,onanycomputcr, thisyear.Amazon,whichowns backthcNo. lpositionlastyear autoindustry,expcctautono­ andsafctyofsoftwarcisarcally, phoneortahlet. the game-watching service onatwicc•yearlyrankingofthe Jamie Cond/iffe is editor o/ the mouscarstoprolifcmteovcrthe real!yhardtcchnicalchallengc," Theco111pany'sprontisc:that 1\vitch,iswidclybelievedtohc wor!d's500mostpowcrfulsys- DealBooknewsleller.

JenFotsc,theformerlcaddesigner forApplc"Ill,inJunc.Applehas Netflix Opts Out as Apple builtitsclfintoamcdiacolossus.

Ramps Up Programming product,thciPhonc,havestart.cU to lag. II stopped reporting how FROMFJRSTDUSINESSPAGE causethereisn'tadcar through­ manydcviccsitsoldasofSeptcm• Nctflixhasdccidedtoopt out of lineonthcshowsitbuysormakes, bor, Now, it want&invOiaon; to looll LIie 1\11111<: liuml!c, wl1lt:h will uµ. resulting inn hard.to-define at another line item - its foray sell subscriptions to HBO and hodgepodgc.Butthat'sbydesign. intothcmediabusiness,whichis CBSinadditiontoitsoriginalpro­ Netnix ha~ long maintained that stable and steadily growing. AP· grarnming.Nctflix'sabsencefrom its brand isn't about any partku· plchopcsitwillgrowcvenfastcr thcnewplatformsaysalotabout Jar aesthetic, like HBO's. It's n with the help of Hollywood. thcstateofplayinthehighlycom• service that aims to serve up Interestingly, that line item pctilivc streaming industry: a shows for all kinds of viewers, / (listedas"ServicesHon the Apple fightisbrcwingoverhowcontcnt frompcoplewhohkethctcenage incomcstntement)wasoncelittlc is distributed. thriller "You" to those who arc more than a balance-sheet curi• Mr. Hastings explained it at a tcmptcdtoc!ickonthetilcforthc osity. Now, it's a S40 billion husi· Netflixcarlierthisweck:"Applc's dystopian Polish sci-Ii show "-. ncss. The forthcoming bundle a great company. We want to have "198.3." couldaddmorcthanS12billionto pcop!cwatchourservicc-orour The same might he said for that, according to un estimate content on our service. And so Hulu,ArnazonorComcast,ullof from Goldman S:ichs. we'vechosennottointcgrntcinto whichfundoriginalcontentwhilc Forcomparison,thccntiretyof theirscrvicc,bccauscwcpreferto illsomarketingothcrcontentfrom me Walt uisney Company gencr­ have our customers wntch our channels - l!kc HBO or CBS - ated 559 bi!lion in salcs last ycar. within their platforms. content in our service." CBS, SM hillion. Ncttlix, S16 bil• Thekeywordhercis"service." Notcoincidentally,Comcastan­ lion. nounccd its own streaming bun­ Put it m101hcr way: Nctflix is a Without explicitly trying, Apple servicc,orapipc,thatwouldsiton dlcjustdaysahcaUoftheApp!e showcase. Customers who only hasbuiltitselrintoarneUiacolos· another service, or pipe, if it zonorHuluagainstitsownneeds. havcComcast's broadband scrv• elude HBO prograins and the counting for a smaller propor• agrccdtobcincludedinthcApple propertiesitgaincdthrnughits tion.) Why did AT&T buy Time Warner Sowbatdoesmeanforevcry• buntllc.Andifithadjo!ncdforces icccanspendanextraS5amonth acquisition of Warner Bros.,like But that kind of indifference (which also included CNN, TNT oncelse? with Apple, Netflix also would togctfrccstrcmningmoviesand "WonderWoman"and"Friends'" could cm against AT&T's own andWarnerBros.)ifnottojump­ have received little to no dma TV shows from ad.supported Mr.Hastingssaidith!'stonnn -hythccndofthcycar. planstosellcontentdircctlyto startitsownstream!ngbundle? October earnings call when he nbout who is subscribing or services like Pluto and YouTube. watchiug its stuff. Further mud· TheycnnatsogothroughComcnst From HBO's pcrspcctivc,al!ow­ people. 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Comcast, ,.,_.~,.~.,..,._..,,r,i,i), ~-.,."'·,ir•~.,,,,,;-,,-1 the nation's largest cable com- f;; 1.-...,n,r•,·•••• .. ,.-,,eo,. .. , .. ._..,._... secondarytoowningthcpipc.The 1 [:::i~!~C:!.:i~,;;:;;;;;:;::i:~i;1~1:z:;~1!t1;I:~}: \:~:~~Ii~l:gli~:;i~it~~~~i ~;~iffii?t~i pany, !ms 25 million hroadban(] ,...,,,11,nu"'-"'-·-n<•,.,.,,.,,. __c ... companicsarehattlingforcrcdit ('"Nohcc··) lI fo1 for.~ ice. "House or Cards" and "The owner, AT&T, is already a large If you ar.: a Cmr~nl Holder Cla.1~ Mcmha, the aud cxprn,es should he apprn,·cd. Supporting papcr.s Crown,"tocitetwocxamp!cs,are distributor, with roughly 160 111i!· :~JE!~!i!~;~EI~~~=:~.~~:;·~~: Sellknienl ;d~" prn,'1d~_.; ,hldinun.11 uun•muae\.,ry w,ll b,• p<).St,·d 011 lh,, 1,,·bs1!<• •>•n,1._1,>>-.,'.-t.t,e•c,•l:;J\••••••~•II• ,._, .. .,it.:,.,. email [email protected] or call 1.866,680.6138, Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 66 of 158

Exhibit D Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 67 of 158

Thursday, March 21, 2019 at 11:37:17 AM Eastern Daylight Time

Subject: Markets: Investors Fret Over Fed Rate Path Amid Conflicting Data Date: Thursday, March 21, 2019 at 11:36:17 AM Eastern Daylight Time From: To:

Tmuhlu viev/111u \hi3 crnai\? View in web brnwset·,

THE WALL STREET JOURNAL.

MARKETS

It's Fed day. I'm Jessica Menton, breaking down today's trading ahead of the central bank's policy decision.

The earnings calendar is thin. Investors are keeping a close eye on the latest oil-inventories report, due later this morning.

Stocks have been trading in a narrow rang~ leading up to the Fed's statement this afternoon, which will also include economic projections and a press conference by Fed Chairman Jerome Powell.

Ahead of the release, I look at how recent mixed data on the U.S. economy has sent conflicting signals lo inveslors.

Markets in a Minute

Page 1 of 9 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 68 of 158

DJIA S&P 500 U.S 10 Year 25897.78 2841.62 fJ (,1' 2.53 1l n

Crude Oil Sm.xx Europe 600 Shanghai Composite S60.12 380.61 CUJfif{: -v 3 lOt.45

DJIA S&P 500 25911.21 ( 2842.65

u.s 10 Year Crude Oil ~1 .:' "} ..:. .•)~J $60.12

Stoxx Europe 600 Shanghai Composite 380.60 3101.45 fL.

t tl

Overnight Developments

Global stocks sagged Wednesday as investors remained cautious ahead of another round of high-level trade talks between the U.S. and planned for next week. Read our full market vHaJ2 here

Investors Are Still Betting on a Fed Rate Pause Wall Street predicts that the central bank won't lift borrowing costs this year.

Page 2 of 9 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 69 of 158

Rate Reversal Expectations for at least one Federal Reserve inter0sHate increase in 2019.

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The Federal Reserve is widely expected to keep interest rates steady at the conclusion of Wednesday's meeting, but analysts are worried that some investors are banking on a long-term dovish policy stance from the central bank.

Federal-funds futures, used to place bets on the course of central­ bank policy, showed 25% of investors on Tuesday expected a Fed rate cut this year, while no investors predict a rate increase, according to data from CME Group.

Rel'.enl mixed data on the health of the U.S. economy has senl conflicting signals to investors. Hiring unexpectedly slowed sharplx in February and manufacturing activity has cased. Investors are also grappling with political uncertainties over the U.S.-China trade spat and Brexit.

In a

Page 3 of 9 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 70 of 158

shutdown and fourth-quarter earnings season was largely better than feared.

"The Fed's most difficult task will be to remain dovish while not being so dovish where it raises concerns about the strength of the U.S. economy," Andrew Acheson, director of U.S. growth at Amundi Pioneer. "A surprise is unlikely, but with a press conference, a verbal mistake from [Fed Chair] Powell is the biggest risk as opposed to an actual change in policy."

There are two things smne analysts and econo1nists say could push central bankers to change their tune on standing pat: a pickup in inflation or a sudden downturn in U.S. economic growth.

A dent in optimism about the economy has been one of the reasons Treasury yields have come down from their November highs. Expectations for dovish policy have pushed the yield on the benchmark 10-year U.S. Treasury note lower this year. The yield settled Tuesdax at 2.614%, compared with 2.605% Monday. That is well below November's seven-year high of 3.232%. Yields fall when bond prices rise.

Another key issue for investors: the Fed's balance-sheet runoff. Investors are looking for more details on how the central bank plans to end shrinking its $4 trillion asset portfolio, which it began unwinding in October 2017. If the Fed hints that the runoff will go beyond this fall, stocks will likely take a hit in the short term, according to Bryce Doty, senior vice president and senior portfolio manager at Sit Fixed Income Advisors.

"Investors expect a plan that shows the Fed is going to stop reducing its balance sheet sometime this year," Mr. Doty said. If a runoff drags on, "stock investors are going to be disappointed," he said.

Do you think the Fed will cut rates this year? Let the author know your thoughts atjessica.menton@w,~j.com. Emailed comments may be edited before publication in future newsletters, and please make sure to include your name and location.

Page 4 of 9 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 71 of 158

00 ~ cc:::. Share this email with a friend. Forwarded this email by a friend? Forward Sign UR Here

Market Facts

The S&P 500 has returned an average of 0.02% over the past five years on Fed decision days, little changed when compared with a return of 0.03% on non-Fed days, according to Dow Jones Market Data.

Of the 11,021 ratings on stocks in the S&P 500 ahead of first-quarter earnings season, 54% are buy ratings, 40% are hold ratings and 6% are sell ratings, according to FactSet. The energy (67%), health-care (60%) and communication-services (59%) sectors have the highest percentage of buy ratings, the data showed. Meanwhile, the consumer-staples sector has the highest percentage of hold ratings (50%) and sell ratings (11%).

On this day in 1929, the most notorious "pool," or stock manipulation of the 1920s, hit its peak as RCA rose to a new high of $115, or 73 times earnings and 17 times book value. RCA-the dot-com stock of its time-was being bought (and sold short) by such respectable figures as auto maker Walter Chrysler, General Motors executive John J. Raskob and Percy Rockefeller. They got out at the top while most retail investors suffered losses of up to 77% after the bubble burst in the Great Crash.

Advertisement

Page 5 of 9 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 72 of 158

GERAIS DIAGEO PLC

LEAVE THIS BOX EMPTY

Key Events

The Federal Reserve releases a policy statement at 2 p.m. ET and Chairn1an Jeron1e Powell holds a press conference at 2:30 p.m.

Crude-oil inventories are scheduled for 10:30 a.m. Government data are expected to show U.S. stockpiles rose by 800,000 barrels last ,veek, according to the average target of 11 analysts and traders surveyed by the Journal.

Must Reads

Laurence D, F:ink is chief executive of F3ictckHcck, v.:hic:/1 p1·icc client; pay to invc.,_:;t in i1s la.rQCSi eqtiily index fur-id. PHOT(): LUD()\/iC IM/\CJES

Page 6 of 9 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 73 of 158

BlackRock has never charged this little for an index mutual fund. BlackRock is cutting the price big clients pay to invest in its largest equity index fund, a bid by the giant money manager to close the gap with cheaper rivals.

Bitcoin is in the dun1ps, spreading gloom over the crypto world. Bitcoin is in the longest slump of its 10-year history, forcing su1212orters to shelve dreams of global disruplion and foeus simply on outlasting the downturn.

The Fed faces a crucial decision on the Treasury 1nix in its portfolio. As the Federal Reserve tries to decide when to stop shrinking its asset portfolio, an even more sensitive task may be to determine the composition of the Treasurys it holds.

More detail and plain English: Auditor's reports are getting a 1nakeover. Auditors are gearing up to revamp and expand audit reports to make them more hel12ful to investors and tell them more about what's going on inside companies. This includes more detail and simplified language.

Investing in Europe's Japanification. The slowdown in European growth and inflation has Wall Street once again raising the fear that Europe is turning ,Ja12anese, something Bank of America Merrill Lynch argues is now the "most consensus trade in the world."

U.S. companies are crossing the Atlantic for bond love. Companies have returned in force to the bond market following one of the weakest stretches in years. One corner of the market-U.S. companies raising money in Europe-is on a particularly strong run.

Bayer shares fell after a legal setback on Roundup weedkillers. Bayer shares fell more than 12% in early trading Wednesday after the German chemicals and pharmaceuticals giant faced anolher legal selback in its fight against accusations that its recently acquired Roundup ,veedkillers _Gause cancer.

Page 7 of 9 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 74 of 158

What We've Heard on the Street

"Facebook's live-video feature is becoming a viral problem with no apparent antidote."

- Heard on the Street columnist Laura Forman

Stocks to Watch

FedEx: The global-delivery giant late Tuesday cut its outlook for the second straight quarter after the company posted a decline in revenue in its express unit and lower profit in its ground business from the higher cost of operating six days a week.

Al:Dhabet: Google has been fined $.1.7- billion in the European Union for imposing ad restrictions on third-party websites.

Smartsheet: The cloud-based work platform beat analysts' estimates in the fourth quarter.

Michaels: Shares of the crafts retailer jumped 8.5% Tuesday, their biggest percentage gain since November 2017.

About Us

This newsletter is written and edited by Amrith Ramkumar (.(a)AmrithRarnkumar; [email protected]) and Jessica Menton (_@,JessicaMenton; [email protected]) in New York, and James Willhite (.(a)ji1mvillhite;[email protected]) in London.

Page 8 of 9 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 75 of 158

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Page 9 of 9 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 76 of 158

Monday, March 18, 2019 at 10:29:22 AM Eastern Daylight Time

Subject: Why These Breakouts Bode Well For The Market Date: Monday, March 18, 2019 at 8:54:23 AM Eastern Daylight Time From: IBD Market Prep To:

INVESTOR'S BUSINESS DAILY.

Market Prep AM I 3/18

China stocks and Edwards Lifesciences were early leaders Monday, but stock futures remained mixed as Boeing weighed on the Dow Jones industrials.

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Why These Breakouts Bode Well For Market Uptrend

As the stock marl,et powers higher·, Intel stock and Broadcom stock lead chip stocks breaking out or neming buys. Two chip ETFs also look compelling ...

No. 1 Stock In No. 2 Industry Nears New Breakout After 68% Run

Mortgage insurance leader and IBD 50 stock Essent resets its base count and nears a new buy zone after making a 68% gain ..

Page 1 of 3 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 77 of 158

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This Is Tesla's Ugly Design For Investors

The Tesla Model Y failed to wow Wall Street, but the real issue is Tesla's stock performance over the past several months and years ...

See Which Stocks Just Came On And Off 18D's Top Screens

Find the best stocks to buy and watch by seeing which top growth stocks were just added to the IBD 50, IPO Leaders and other IBD stock lists ...

Page 2 of 3 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 78 of 158

Monday, March 18, 2019 at 6:03:51 PM Eastern Daylight Time

Subject: Warren Buffett-Backed IPO Eyes Breakout Date: Monday, March 18, 2019 at 5:59:48 PM Eastern Daylight Time From: IBD Market Prep To:

INVESTOR'S BUSINESS DAILY' Market Prep PM I 3/18

Stock market indexes rose for the fifth time in the past six days, giving themselves a bit more space above key levels.

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Warren Buffett-Backed StoneCo Eyes Breakout After Earnings Crush

Brazilian payments firm StoneCo looks to break out decisively after reporting strong earnings late Monday....

China IPO To Report Earnings: Investing Action Plan($)

Leaderboa1·d stock HD Supply is set to post earnings, while China stock Tencent Music Entertainment will repo1·t for the first time since its IPO ...

Page 1 of 4 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 79 of 158

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IBD Stock Of The Day: Phishing Tools To Boost l'FPT $124,09 This Cybersecurity Stock

Cybersecurity stock Proofpoint is the IBD Stock Of The Day. Proofpoint stock is in a buy zone with a rising relative strength line following better-than­ expected results in the fourth quarter..

Tilray Earnings Miss Amid Questions About Supply Deals

Canadian cannabis producer Tilray reports fourth-quarter earnings after the close today amid questions about recent retail and supply deal.

IBD 50's HealthEquity Falls Late After Guiding Earnings Low

Health savings account custodian HealthEquity reported strong 04 earnings late Monday but the stock retreated from a buy point 011 weak forecasts ..

Medical Stock Pops As Its Heart-Valve System Seen 'Usurping' Surgery

Edwards stock jumped to a record high Monday after the medtech company's TAVR heart-valve replacement outperformed surgery in a yearlong clinical study. Medtronic and Boston stocks sank ...

Page 2 of 4 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 80 of 158

Tuesday, March 19, 2019 at 9:57:22 AM Eastern Daylight Time

Subject: These 2 IPOs Are On Fire Date: Tuesday, March 19, 2019 at 8:52:37 AM Eastern Daylight Time From: IBD Market Prep To:

INVESTOR'S BUSINESS DAILY" Market Prep AM I 3/19

StoneCo and Tilray surged on earnings news Tuesday, helping lift stock futures and position the Dow Jones industrials to retake 26,000.

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Lockheed F-35 Dinged as Boeing's F-1 SX Wins In Air Force's Plan

The U.S. Air Force outlined a five-year plan that showed the extent of the Pentagon's push to bring back Boeing's F-15 fighter and curb Lockheed's F- 35 ...

HD Supply Earnings, Sales Beat 04 Views; 01 Guidance Cautious

Industrial distributor HD Supply beat 04 earnings and revenue fo1·ecasts while giving mixed guidance for the quarter and year ahead ..

Page 1 of 3 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 81 of 158

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Boeing 737 Probe Takes Highly Unusual Turn As New Claims Emerge

A federal prosecutor is reportedly looking into the development of the Boeing 737 Max as a potential criminal case while regulators question a safety analysis ..

S&P 500 ETFs See Biggest Inflows Since Index Hit Record High

Inflows into the three ETFs that track the S&P 500 index spiked as the benchmark U.S. stock gauge enjoyed its best week of the year...

Page 2 of 3 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 82 of 158

Wednesday, March 20, 2019 at 9:53:40 AM Eastern Daylight Time

Subject: 3 Costly Errors To Avoid During 'March Madness' Date: Tuesday, March 19, 2019 at 6:21:13 PM Eastern Daylight Time From: IBD Market Prep To:

INVESTOR'S BUSINESS DAILY"

Market Prep PM I 3/19

The rally in stocks today lost steam in afternoon trade, and the Nasdaq added a new distribution day. Avoid these four costly mistakes.

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Fed Meeting Ends, Micron Reports, Levi's IPO Pricing: Action Plan ($)

Wall Street will be factored into the conclusion of a Fed meeting Wednesday. Levi's IPO is expected to price. Williams-Sonoma and Micron Technology report ...

IBD Stock Of The Day Builds New Base Soon COLM $105.29 After Gap-Up Breakout

Columbia Sportswear is the IBD Stock Of The Day. Columbia Sportswea1· stock is building a bullish flat base hot on the heels of a big breakout...

Page 1 of 4 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 83 of 158

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Veeva Systems shows how to proactively protect your profits when investing in stocks, and why you should never risk letting a good gain disappear..

Tencent Music Earnings Meet Estimates; Revenue Falls Short As Stock Tumbles

Tencent Music Entertainment reported fourth-quarter results after the market close Tuesday that met Wall Street views on the bottom line but fell short on sales. Tencent Music stock fell..

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Page 2 of 4 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 84 of 158

Wednesday, March 20, 2019 at 9:54:43 AM Eastern Daylight Time

Subject: Stocks Little Changed Ahead Of Fed Decision Date: Wednesday, March 20, 2019 at 8:46:50 AM Eastern Daylight Time From: IBD Market Prep To:

INVESTOR'S BUSINESS DAILY" Market Prep AM I 3/20

FedEx led Wednesday's early declines, while Dow Jones stock Walt Disney edged higher, as stock futures were flat ahead of the Federal Reserve announcement.

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Levi Strauss IPO, Pricing Forecasts Upgraded Amid Heavy Demand

The forthcoming Levi Strauss IPO has been upgraded and price forecasts raised amid heavy demand ....

Can U.S. Crude Oil Prices Break Through The $60 Level?

Crude oil prices pulled back from four-month highs Wednesday, whipsawed by global developments, though a bullish U.S. supply report could spark a rally ...

Page 1 of 3 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 85 of 158

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Under-The-Radar IPO Stock Soars On 1,800% Growth

Looking for breakout stocks to watch? Start with the IBD Breakout Stocks Index, where you'll find under-the-radar names like Quantenna Communications ....

Making Money In Stocks: How To Analyze The Cup With Handle

The cup with handle chart pattern is to serious investors what the single is to a baseball fan. It's the starting point for scoring runs ....

Page 2 of 3 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 86 of 158

Wednesday, March 20, 2019 at 5:49:43 PM Eastern Daylight Time

Subject: Stocks Give Up Gains After Fed Sparks Brief Rally Date: Wednesday, March 20, 2019 at 5:48:38 PM Eastern Daylight Time From: IBD Market Prep To:

INVESTOR'S BUSINESS DAILY" Market Prep PM I 3/20

The bulls got exactly what they wanted from the Federal Reserve Wednesday, a dovish policy statement, but sellers came into the stock market late.

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IBD Stock Of The Day: This IPO Draws Big FTCH $26.62 - Money With Rapid Growth

Farfetch is the IBD Stock Of The Day. Big money has been flooding into the luxury fashion retailer as the recent IPO posts rapid sales growth ....

Boeing Stock Falls Late On Report FBI Has Joined 737 Max Probe

Boeing stock fell late after the Seattle Times reported the FBI has joined the criminal investigation into the certification of the 737 Max ...

Page 1 of 4 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 87 of 158

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These Lockheed Insults >From Pentagon Chief Spark Internal Probe

Acting Secretary of Defense Patrick Shanahan is facing an internal probe after the ex Boeing executive reportedly insulted Lockheed's performance on the F- 35 ..

Nike To Report As March Madness Tips Off: Investing Action Plan

Nike earnings will come as the NCAA basketball tournament gets going and a month after an embarrassing snafu with its shoes during a Duke-North Carolina game ...

U.S. Crude Oil Prices Touch $60 After Huge Surprise On Supplies

Crude oil prices topped $60 a barrel briefly Wednesday as a stunning drop in domestic inventories overpowered global developments in oil markets ..

Page 2 of 4 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 88 of 158

Thursday, March 21, 2019 at 10:35:26 AM Eastern Daylight Time

Subject: Stocks Slide As This Biotech Giant Dives Date: Thursday, March 21, 2019 at 9:13:38 AM Eastern Daylight Time From: IBD Market Prep To:

INVESTOR'S BUSINESS DAILY'. Market Prep AM I 3/21

Stock futures slipped Thursday, threatening the Nasdaq's 4-day rally as Apple got an upgrade, Biogen swooned and the Dow Jones index retreated from 26,000.

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Chinese Internet Titan's Earnings Tumble, With More Woes Ahead

Tencent earnings fell more than expected in 04 on soaring costs and weak games 1·evenue for the Chinese internet giant. ..

No. 1-Rated Cloud Security Stock Retakes Buy Zone After Big Gap Up

Cloud security software leader Palo Alto Networks has climbed back into buy range, and is featured on the IBD 50, Sector Leaders and 18D Big Cap 20 lists of top stocks ..

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Levi Strauss Stock Is About To Debut After IPO Prices Above Views

The Levi Strauss IPO priced above expectations late Wednesday, after seeing heavy demand from institutional investors ....

Olive Garden Parent Jumps On Strong Earnings

Darden Restaurants earnings topped views Thursday, fueled by strong same­ store sales at Olive Garden. Shares rose ..

Earnings Option Trade Makes Sense For This Hot Retail Stock

Five Below stock has been a big winner in the retail sector in recent months. Does a call option trade make sense ahead of its March 27 earnings report? ...

Ethical Funds Have Never Been Cheaper As Vanguard Spurs Fee War

BlrickRock, V;:rng11nrrl Grn11r ;=ind Deutsche Bank have slashed fees fo1· ETFs tracking companies performing well on environmental, social and govP.rnrinc:P. criteria ..

Page 2 of 4 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 90 of 158

Friday, March 22, 2019 at 11:43:03 AM Eastern Daylight Time

Subject: Futures Sag As This Dow Stock Stumbles Date: Friday, March 22, 2019 at 8:51:48 AM Eastern Daylight Time From: IBD Market Prep To:

INVESTOR'S BUSINESS DAILY" Market Prep AM I 3/22

Stock futures sagged as Dow Jones stock Nike weighed on early trade Friday, while the market digested Thursday's bullish advance.

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Huge Boeing 737 Max Order Canceled As Criminal Probe Heats Up

Garuda Indonesia said Friday it's canceling an order for Boeing 737 Max jets, marking the first airline to publicly confirm such a move following the Ethiopian Airlines crash ..

Are Gold Miners Entering An "Exploration Renaissance?"

Gold mining stocks have tracked the recent gold price rally, but analysts say miners are cutting costs and entering an "explo1·ation renaissance.". ..

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LLC

Cannabis Fund Innovator Planning ETF Of U.S. Companies Only

The creator of the first marijuana ETF is looking at expanding its cannabis roster, with plans for U,S,, leveraged and inverse offerings"

No. 1-Rated Cloud Security Stock Retakes Buy Zone After Big Gap Up

Cloud security software leader Palo Alto Networks has climbed back into buy range, and is featured on the IBD 50, Sector Leaders and IBD Big Cap 20 lists of top stocks,.,

This ETF Shows Why Investors Should Always Keep Their Eye On The Fed

Exchange traded funds of real estate investment trusts have had a very good year so far, For this, they can thank the Federal Reserve",

See Which Stocks Just Came On And Off IBD's Top Screens

Find the best stocks to buy and watch by seeing which top growth stocks were just addod to the IBD 50, IPO Leaders and other IBD stock lists,,

Page 2 of 4 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 92 of 158

Monday, March 25, 2019 at 9:47:29 AM Eastern Daylight Time

Subject: Bears Clobber Stock Market: Now What? Date: Friday, March 22, 2019 at 5:44:38 PM Eastern Daylight Time From: IBD Market Prep To:

INVESTOR'S BUSINESS DAILY" Market Prep PM I 3/22

What triggered the avalanche of selling in the stock indexes? There was no shortage of suspects - from weakness in Europe to mixed signals from Trump.

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Lyft IPO, Apple Streaming Video Event Lead Action Plan For Next Week ($)

The week will begin with Apple's streaming video event and end with the highly anticipated Lyft IPO. In between, Lululemon and marijuana stocks repol"I earnings ...

IBD Stock Of The Day: Banking Software Firm QTWO Showing Accelerated Sales Gr... i•//1 f' "i' 02 Holdings is the IBD Stock of the Day as the cloud-based digital banking J,.;1,1bAvh, software provider has continued to climb since its breakout last month. 02 stock remained in the buy zone on Friday ...

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This Pentagon Supplier Flies High On Budget Hikes, Key Mergers

The Trump administration is proposing a 5% defense budget increase in 2020 to counter threats from Russia and China. That's good news for subcontrnctor Mercury Systems, an F-35 supplier. ..

Why Wall Street Still Backs This Plunging Dow Jones Stock

Analysts are playing defense for Nike, citing the company's innovation in its product pipeline, supply chain and digital technology ...

Huge Boeing 737 Max Order Canceled As Criminal Probe Heats Up

Garuda Indonesia said Friday it's canceling an order for Boeing 737 Max jets, marking the first airline to publicly confirm such a move following the Ethiopian Airlines crash ..

Trump Is About To Challenge China's Red Line On Taiwan

Trump administration officials are reportedly backing the sale of Lockheed Martin F-16 fighter jets to Taiwan, sparking a prntest from China ..

Page 2 of 4 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 94 of 158

Monday, April 1, 2019 at 11:34:30 AM Eastern Daylight Time

Subject: Stocks Jump On Uptick In China Growth Date: Monday, April 1, 2019 at 8:56:12 AM Eastern Daylight Time From: IBD Market Prep To:

INVESTOR'S BUSINESS DAILY" Market Prep AM I 4/1

Caterpillar, Netflix and Salesforce.com all rose toward buy points Monday as stock futures rallied and the Dow Jones industrials aimed to conquer 26,000.

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Retirement Income Planning Tactics Ease Money Fears

If you want to avoid worrying about running out of money in old age, good retirement income planning is vital. ..

How 5G Wireless Could Accelerate The 4th Industrial Revolution

The Fourth Industrial Revolution that's currently disrupting business models is about to get pumped up with 5G network technology. Automated factories are about to get much smarter...

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See Which Stocks Just Came On And Off IBD's Top Screens

Find the best stocks to buy and watch by seeing which top growth stocks were just added to the IBD 50, IPO Leaders and other IBD stock lists ..

When To Sell Growth Stocks: This Could Be Your No. 1 Rule

Many investors can rm prove their portfolio returns by knowing when to sell growth stocks. Treat a sharp break of the 10-week line as bearish ....

Here's Where To Find The Best Tech Stocks For Your Watch List

The best tech stocks hail from many different industries and sectors, but the tr·ue leaders can be found in IBD growth screens like the IBD 50 ..

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Page 2 of 4 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 96 of 158

Tuesday, April 2, 2019 at 9:50:16 AM Eastern Daylight Time

Subject: What Mon dais 1%+ Gain Means For The Market Outlook Date: Monday, April 1, 2019 at 6:09:10 PM Eastern Daylight Time From: IBD Market Prep To:

INVESTOR'S BUSINESS DAILY" Market Prep PM I 4/1

na Big Picture: What Monclay's 1%+ n Means For The Market Outlook ($)

The stock market stumble in March is all but a memory now after the S&P 500 climbed above its March high, causing a rethink of the market's outlook.

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Auto Sales Due, This Dow Jones Stock To Report: Action Plan

Car stocks headline the Tuesday investing action plan, with auto sales likely to slow to the lowest level in years. A Dow Jones giant has earnings due ..

IBD Stock Of The Day: Paylocity In Focus As It PCTY Targets Service Bureaus

Paylocity is the IBD Stock Of The Day as the maker of payroll software forms a flat-base chart pattern, corning out of a deep cup base. Paylocity trades about 4% below a technical buy point ...

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5 Key Ways To Play The Big Rally In China Stocks

China stock ETFs kicked off the second quarter with big gains Monday, fueled by better-than-expected manufacturing growth data from the country ...

Looking For The Next Breakout Stocks? Start Here

How can you identify the best stocks to buy and watch? By regularly checking IBD stock lists, which have a track record of outperforming the S&P 500 ..

Amazon Stock Gets Price-Target Increase On Cloud-Computing Performance

Amazon's price target was raised by a Wall Street analyst on the view that its position in artificial intelligence and cloud computing will lead to productivity improvements and cloud adoption ...

Boeing 737 Max Fix Needs More Time As Ethiopia Report Expected

Boeing 737 Max needs additional work, the FAA said Monday, adding that a software fix is expected "over the coming weeks." ...

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Tuesday, April 2, 2019 at 9:43:07 AM Eastern Daylight Time

Subject: How Will loT Impact Chip Stocks In 2019? Date: Tuesday, April 2, 2019 at 8:55:00 AM Eastern Daylight Time From: IBD Market Prep To:

INVESTOR'S BUSINESS DAILY.

Market Prep AM I 4/2

Dow Jones stock Walt Disney gained, and Walgreens dived; Lululemon and Intel moved up in their buy ranges, and stock futures held flat ahead of data on Tuesday.

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Will Kudlow Clarify Trump Administration 5G Wireless Plans At Conference?

Possible Trump administration suppoI1 for a 5G network may be a hot topic at a telecom conference Thursday. National Economic Council Director Larry Kudlow may shed light on the issue ..

Dow Stock Dives On Weak Earnings, Guidance

Walgreens Boots Alliance missed fiscal second-quarte1· earnings estimates. The Dow Jones drug store giant also cut full-year EPS guidance. Walgreens stock fell..

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20% Gap-Up, 117% Growth Kicks Off Run For No. 1 Stock In No. 9 Group

See how cloud security leader CyberArk Software was identified as one of the best stocks to buy and watch before it soai-ed to new heights ..

U.S. Cannabis Producer iAnthus Puts Up Q4 Sales Jump, Wider Losses

U.S. cannabis producer iAnthus Capital reported a sales jump but a wider loss for the fourth quarter. ..

Internet Of Things Poised To Propel Semiconductor Industry In 2019

The Internet of Things has overtaken wireless communications as the most important application driving semiconductor sales in the year ahead, according to a survey of chip executives ...

What Are FANG Stocks? And Should You Invest In Them?

The acronym FANG refers to four high-growth internet stocks. (Sometimes they're called FAANG stocks.) Here's what investors should know about FANG stocks and why they might be worth a look ...

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Wednesday, April 3, 2019 at 10:13:39 AM Eastern Daylight Time

Subject: 6 Critical Factors For A Bullish Q2 For Stocks Date: Tuesday, April 2, 2019 at 6:21:23 PM Eastern Daylight Time From: IBD Market Prep To:

INVESTOR'S BUSINESS DAILY* Market Prep PM I 4/2

The Nasdaq got a small boost by megacap techs and internet giants while small caps lagged. Growth stocks remain healthy. The quiet session shows bears are back in hibernation.

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IBD Stock Of The Day: O'Reilly Hits New Buy ORLY $394.33 -- Point After 81% Run

IBD Stock Of The Day: O'Reilly Auto Parts hit a buy point Tuesday after a strong run in the past year. Auto parts retailers have been stock market leaders ...

After Hours: These Two Tech Giants Near Buy Points Move On News

Stock futures: AMO neared a buy point late on a bullish analyst call. Altaba will liquidate, selling its 15% Alibaba stake. Tesla bulls and beai-s kept a close watch for 01 delivery data ....

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IBD 50 Stocks To Watch: A Leader Among Dividend Stocks

MGM Growth - the owner of MGM Resorts properties - is just clearing a buy point as dividend stocks known as REITs outperform the genei-al markeL

Dave & Buster's Q4 Results Beat, Expands Buyback

Gaming and dining chain Dave & Buster's reported fourth-quarter earnings after the close, with more attention focused on its new virtual-reality games .

Wall Street Coverage Of Lyft Presents Skeptical View On Profitability

Lyft stock fell Tuesday, following a 12% plunge Monday that stunned Wall Street, as analysts initiated coverage on the newly public ride-sharing company they find difficult to evaluate ...

Trump To NASA: We Need Moon; Congress To NASA: We Need Reality

The Trump administration's plan to speed up a moon shot was slammed on Capitol Hill Tuesday, as NASA was unable to say how much the accelerated mission would cosL.

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Wednesday, April 3, 2019 at 10:13:10 AM Eastern Daylight Time

Subject: Is There Light At The End Of The Trade-War Tunnel? Date: Wednesday, April 3, 2019 at 9:08:39 AM Eastern Daylight Time From: IBD Market Prep To:

INVESTOR'S BUSINESS DAILY' Market Prep AM I 4/3

Intel and Advanced Micro Devices surged as chip stocks led stock futures higher Wednesday, and the Dow Jones industrials closed in on a fresh high.

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Apple Privacy Policy Could Unlock Big Health Care Market

Apple's privacy policy looms large as big data analytics change health care. Apple's positioning as the guardian of consumer privacy could give it an edge over Google, Amazon and others ...

Dave & Buster's Q4 Results Beat, Expands Buyback

Dave & Buste1·'s stock surged afte1· the gaming and dining chain reported strong fourth-quarter earnings and announced expanded buybacks ...

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Trump To NASA: We Need Moon; Congress To NASA: We Need Reality

The Trump administration's plan to speed up a moon shot was slammed on Capitol Hill Tuesday, as NASA was unable to say how much the accelerated mission would cost. ..

Pump Up Your Stock Profits With This Bullish Chart Pattern

In a computer-generated pattern recognition study going back to 1963, the flat base made up a third of bases among a large set of the best growth stocks ....

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Wednesday, April 3, 2019 at 5:57:25 PM Eastern Daylight Time

Subject: Chip Stocks Dominate Market Rally Date: Wednesday, April 3, 2019 at 5:56:04 PM Eastern Daylight Time From: IBD Market Prep To:

INVESTOR'S BUSINESS DAILY" Market Prep PM I 4/3

Semiconductor stocks led another Nasdaq rally Wednesday, but the session was marred by a stalling day for the S&P 500.

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O'Neil Portfolio Manager: The Major Bull Market Is Far From Over

Some say the bull run is nearing its end, but it may be far from over. We analyze Chipotle stock and compare Apple vs Netflix ....

New Twist Emerges In Ethiopian Air Probe As Boeing Tests 737 Fix

Ethiopian Airlines pilots at the controls of the Boeing 737 Max that crashed last month reportedly followed some of the plane maker's emergency procedures.

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Most Powerful Rocket Ever Carries NASA's Top Controversy, Ambition

A new NASA rocket from Boeing has soared in just a few weeks to the top of the agency's human spaceflight ambitions, as well as its political agenda ..

4 Reasons This Dow Jones Bellwether Stock Is Headed For Trouble

Caterpillar faces a tough slog in China and around the world, Deutsche Bank warned, just days after U.S. and Chinese manufacturing data eased worries about global economic growth ..

Talk About Credit Card Rewards: Will Buffett Buy This Airline?

Warren Buffett's Berkshire Hathaway is more likely to buy Delta Air Lines following the carrier's renewed partnership Tuesday with credit-card giant American Express, an analyst said ...

These 2 Leaders Cleared Buy Points Wednesday: Which Is Stronger?

Growth stocks O'Reilly /\utomotive and Radian Group both topped buy pui11ls in todoy's stock market. Is one stronger than tl1e other? ...

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Thursday, April 4, 2019 at 10:00:30 AM Eastern Daylight Time

Subject: Futures Tilt Higher As Facebook Rises, Tesla Dives Date: Thursday, April 4, 2019 at 9:05:42 AM Eastern Daylight Time From: IBD Market Prep To:

INVESTOR'S BUSINESS DAILY" Market Prep AM I 4/4

Boeing and Facebook were early leaders Thursday, but Tesla dived and stock futures turned mixed as the Nasdaq and S&P 500 sought to extend their rallies.

American Depositary Receipt (ADR) Settlement You may get proceeds from a settlement if you invested in certain ADRs. Promoted Content By HF Media LtC

O'Neil Portfolio Manager: The Major Bull Market Is Far From Over

Some say the bull run is nearing its end, but it may be far from over. We analyze Chipotle stock and compare Apple vs Netflix ..

Boeing 737 Max Probe: Pilots Followed All Procedures

Ethiopian Airlines pilots at the controls of the Boeing 737 Max that crashed last month followed all of Boeing's procedures, an investigation found, ..

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LLc····.

Small Medical Device IPO Prices At High End After Getting Rare Top Rating

The Silk Road Medical !PO priced at 20 a share, at the high end of its expected range, after one IPO research firm gave the offering its highest rating . .,

8 Stocks Added To 18D's Premier Watch Lists

Here are today's top growth stocks that have just been added to the IBD stock lists, including the IBD 50, IPO Leaders and the IBD Big Cap 20 ....

Constellation Brands Rises After Earnings, Wine Sale

Constellation Brands earnings beat 04 views but guidance was weak. The Corona beer maker sold wine brands to Gallo late Wednesday. Constellation Brands stock was flat. ..

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Thursday, April 4, 2019 at 6:59:02 PM Eastern Daylight Time

Subject: Nasdaq Resilient But Software Leaders Slammed Date: Thursday, April 4, 2019 at 6:34:12 PM Eastern Daylight Time From: IBD Market Prep To:

INVESTOR'S BUSINESS DAILY" Market Prep PM I 4/4

The tech-heavy Nasdaq lagged the major stock indexes Thursday. Software stars like Zscaler and Atlassian were hammered.

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These 2 IPOs Soar In Debuts; Here's How To Play Them: Futures

Here are today's top growth stocks that have just been added to the IBD stock lists, including the IBD 50, IPO Leaders and the IBD Big Cap 20 ..

'Monumental' Trade Deal 'Very Close' But Summit On Hold

President Trump said a China trade deal is "very close," but didn't announce a summit with President Xi Jin ping, conti-adicting media repo1is ....

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Leaderboard Stock Slips As Short Seller Again Targets E-commerce Firm

Shopify stock fell as short seller Citron Research renewed its battle w·1th thee­ commerce software provider. Shopify stock fell in late 2017 on a Citron warning but bounced back strongly ....

18D Stock Of The Day Triggers This 'Elevator' $14Ul3 Sell Rule

Euronet Worldwide is the IBD tock Of The Day. After running up solid stock market gains, the ATM payments stock is hitting resistance at the 20% profit­ taking zone ...

Is Tesla Stock Buyable? These Key Technical Metrics Provide Clues

By analyzing the key traits of stocks to huy, wP: discuss whether Tesla stock is buyable now. It's important to look at the stock chart before buying, and Tesla is in a clear downtrend ..

March Jobs Report Should Be Green Light For Dow Jones Stocks

Friday's March jobs report could alleviate near-term recession fears and flash a green light for the Dow Jones ...

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Friday, April 5, 2019 at 9:31:19 AM Eastern Daylight Time

Subject: Premarket Trading Rises On Jobs Data Date: Friday, April 5, 2019 at 9:02:22 AM Eastern Daylight Time From: IBD Market Prep To:

INVESTOR'S BUSINESS DAILY" Market Prep AM I 4/5

Chips edged higher and Boeing led the Dow after the March payrolls report Friday, as the S&P 500 aimed for a seventh straight advance.

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196,000 Jobs Added In March, Lifts Economic Outlook

The U.S. economy added 196,000 jobs in March, easing concerns about a near-term slowdown. Dow Jones futures moved higher after the data ....

This Leader With 7,600% Growth Hits Buy Zone

Yogawear maker Lulu lemon Athletica has been on a monster stock market run by anyone's standards. Since hitting a low of 2. i 7 in 2009, it has increased in value by 7,600% and is on a tear....

Page 1 of 4 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 111 of 158

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Fastest-Growing Large-Cap Stocks: Who Joins Amazon, Paycom?

See who joins Amazon, Paycom, Palo Alto Networks, Atlassian, and Arista Networks on this list of the fastest-growing large-cap stocks ....

See Which Stocks Just Came On And Off 18D's Top Screens

Find the best stocks to buy and watch by seeing which top growth stocks were just added to the IBD 50, IPO Leaders and other IBD stock lists ...

Lightning Hits Twice: Multiple Sell Signals Can Show In One Day

Be sure to know as many reliable sell signals when you invest in stor.ks. When a stock has reached its peak, it can trigger multiple signals fast..

Page 2 of 4 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 112 of 158

Friday, April 5, 2019 at 5:38:04 PM Eastern Daylight Time

Subject: Is Nasdaq Ready To Break Out Again? Date: Friday, April 5, 2019 at 5:37:13 PM Eastern Daylight Time From: IBD Market Prep To:

INVESTOR'S BUSINESS DAILY" Market Prep PM I 4/5

The Big Picture: Is Nasdaq Ready To Break Out Again? ($)

KEN SHREVE I Apr 05, 2019 5:23 PM ET

A better than expected March jobs report fueled another day of outperformance for the Nasdaq composite Friday. Small caps also showed bullish action.

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Apple Privacy Stance Could Unlock This Huge New Market

Apple's privacy policy looms large as big data analytics change health care. Apple's positioning as the guardian of consumer privacy could give it an edge over Google, Amazon and others ...

Earnings Begin As Disney Plus, Boeing Q1 Deliveries Due: Action Plan ($)

Earnings reports for the fi1·st quarter will start coming out, while Disney will unveil its streaming video service and Boeing will report 01 orde1·s and deliveries ...

Page 1 of 4 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 113 of 158

American Depositary Receipt (ADR) Settlement

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Which Stocks Have The Best Mutual Funds Been Buying?

Alibaba, Autohome and four other China stocks lead the latest list of new buys by the best mutual funds. FANG stocks Netflix and Amazon also made the cut. ..

IBD Stock Of The Day: Will Tinder Grow In iillJ\illllllUJlU)UI· International Markets?

Match Group is the IBD Stock of the Day as the Tinder dating app operator crafts a shallow cup-with-handle chart pattern after a failed breakout. Match stock has gained 33% from a year ago ..

Boeing Slashes 737 Max Output After Seeing Surge To Lofty Heights

Production of the Boeing 737 Max will go down by 19% temporarily as the planemaker grapples with a worldwide grounding and customers reconsidering their orders. __

These Three Leaders Built Explosive Price Gaps On Strong Fundamentals

Companies that make IBD's stock lists can differ greatly, but they do share one thing in common: They all have strong fundamentals fueling their stock price ..

Page 2 of 4 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 114 of 158

Monday, April 8, 2019 at 9:21:12 AM Eastern Daylight Time

Subject: Nasdaq Sets Sights On All-Time Highs Date: Saturday, April 6, 2019 at 10:03:33 AM Eastern Daylight Time From: IBD Market Prep To:

INVESTOR'S BUSINESS DAILY- Market Prep: Weekly Reads I 4/6

The stock market rebounded modestly last week, with growth names once again leading the way. Read The Big Picture to put the stock market action in perspective and how to play it.

In the latest IBD Weekly, the cover story discusses how privacy policy could fuel 6R.Qle's health care ambitions. The iPhone maker's strong privacy stance, from web cookies to law enforcement, has helped it forge alliances with hospitals, researchers and consumers.

The New America i;:irofiles Lululemon, the yogawear maker and retailer that is enjoying booming growth by expanding to men, overseas markets and online. Lululemon Athletica stock was a big winner in 2018 and recently broke out of a new bullish base.

I'll be back Sunday evening with a new Stock Market TodaY. column highlighting futures and notable stocks to watch heading into the next week.

Check out IBD's live market video after every closing bell. Get notifications on IBD's live videos b.Y. subscribing on YouTube.

Ed Carson

Follow Ed Carson on Twitter at .@/BO ECarson.

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Page 1 of 5 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 115 of 158

The Big Picture: Nasdaq Sets Sights On All-Time Highs($)

A better H1an expected March jobs report fueled another· day of outperforrnance for the Nasdaq composite Friday. Small caps also showed bullish action

Apple Privacy Stance Could Unlock This Huge New Market

Apple's privacy policy looms large as big data analytics change health care. Apple's positioning as the guar·dian of consumer privacy could give it an edge over Google, Amazon and others ... -•a1 .,~

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This Leader With 7,600% Growth Hits Buy Zone

Yogawear maker Lulu lemon Athletica has been on a monster stock market run by anyone's standards. Since hitting a low of 2.17 in 2009, it has increased in value by 7 ,600% and is on a tear...

These Three Leaders Built Explosive Price Gaps On Strong Fundamentals

Cu111µur1itcci llrul rnulw IDD's stock lists can cJifl'e1· 91·ecilly, !Jul l11c,y Liu slrore u11e thing in common: They all have strong fundamentals fueling lheir stuck µrice ...

Page 2 of 5 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 116 of 158

Monday, April 8, 2019 at 9:20:25 AM Eastern Daylight Time

Subject: Stock Market Is On The Cusp Of Long Bullish Phase Date: Sunday, April 7, 2019 at 6:52:35 PM Eastern Daylight Time From: IBD Market Prep To:

INVESTOR'S BUSINESS DAILY" Market Prep PM I 4/7

Stock futures: The current stock market rally is about to show if it's a true bull market. Will software still lead? Is Boeing stock due to be grounded?

American Depositary Receipt (ADR) Settlement You may get proceeds from a settlement lf you invested in certain AORs. Promoted Content By HF Media LtC

AMO Leads 5 Hot Chip Stocks In Buy Range - But Here's The Catch

AMD stock and Intel stock are among chip stocks to watch in buy zones. The chip sector is coming back to life after a sharp sell-off in 2018.

Three Stocks From This Leading Group Are In Buy Range

A trio of top auto parts retail stocks are in buy range: O'Reilly Auto Parts, Monro stock and Genuine Parts. No. 1 Copart is slightly extended ..

Page 1 of 4 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 117 of 158

American Depositary Receipt (ADR) Settlement You may oro,cei;as from a sememe11t you invested m coitain ADRs. C6mtAuthodzM Notice.

Promoted Content By Mooi0

Which Stocks Have The Best Mutual Funds Been Buying?

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Apple Privacy Stance Could Unlock This Huge New Market

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Boeing Slashes 737 Max Output After Seeing Surge To Lofty Heights

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Page 2 of 4 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 118 of 158

Exhibit E Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 119 of 158

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The Cost Of Medicare Supplement Plans Might Change Your Minct ADOUl Getting. -

ctwl/T Allm(J{IIZED liO'l'ICE AMERICAN DEPOSITARYRECEIPT (,£\DR) SETTLEMENT You may- be entitled to•procceds from a class Jction-,ettlement if yo.i have' invested in anYof-!h~seADRs: ,Wf;,h;.;,,,,,,,~.f/!% Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 120 of 158

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Inside Nielsen And Deloitte's Joint Foray Into The Cannabis Industry - And Why It's A Big Deal

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AMERICAN DEPOSJTARYRECEIPT {i'\DRj Sl::'TTLHAfNT YOum,3y be entitled to pioceeds frrn~,.i~ d.:is~ action 5eidement lf you , havehwested irtan,-ofthese,ADRs: Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 123 of 158

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Government Probes Fidelity Over Obscure Mutual-Fund Fees Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 124 of 158

Exhibit F Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 125 of 158

.A. Class Action No!lce ,., Sponsored· 0 You may be entitled to proceeds from a class action settlement if you have invested in any of these ADRs: ABB Ltd. Compania Energetica De Minas Gerais Diageo PLC Ericsson ... See More

WWW./\DRFXSETTLEMENl',COM ADR FX Settlement learn More Court Authoriz0d Notice

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..A.· Class Action Notice '111191" Sponsored · li.1 You may be entitled to proceeds from a class action settlement if you have invested in any of these ADRs: ABB Ltd. Compania Energetica De Minas Gerais Diageo PLC Ericsson ... See More

AMERICAN DEPOSITARY RECEIPT

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WWW.ADRFXSETTLEMENT.COM ADR FX Settlement Learn More Cour1 Aulhoriz1Jd Notice

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~ Class Action Notice ~ Sponsored

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Q O Y/ You may be entitled to proceeds from a class action settlement if you have invested in any of these ADRs: .. mNe

~ Class Action Notice ~ Sponsored

AMERICAN DEPOSITARY RECEIPT SETTLEMENT

learn More Q O Y/ You may be entitled to proceeds from a class action settlement if you have invested in any of these ADRs: ,, inure Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 127 of 158

Promoted ADR FX Settlement You may get proceeds from a settlernent if you invested in certain ) ADRs .. Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 128 of 158

Exhibit G Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 129 of 158

If You Received A Cash Distribution In Connection With Certain American Depositary Receipts ("ADRs") For Which Citibank N.A. Served As Depositary Or If You Currently Own Such ADRs, Your Rights May Be Affected IEnglish I PR Newswire ID: 2382889-1 Clear Time Feb 22, 2019 9:17 AM ET

Pickup Where did my release get picked up? 157 86,478,420 total pickup total potential audience

Traffic What traffic did my release generate? 371 2,483 release views web crawler hits

Audience Who are the audiences viewing my release? 53 40 590 1,081 media views organization views targeted influencers Associated Press outlets

Engagement How are people engaging with my release?

91 total engagement actions

91 click-throuQhs Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 130 of 158

Industry Benchmarks On a scale of, - , 00, how this release pertormed compared to other similar releases.

49 total visibility

66 58 24 pickup traffic audience

94 engagement Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 131 of 158

Pickup

Overview

[ TOTAL PICKUP 157 TOTAL POTENTIAL AUDIENCE 86M

Exact Match 157 postings Exact Match 86M visitors

Total Pickup Over Time Total pickup since your content was distributed 1/5

150

125

8 100 D. . .@ 0:: 75 ~

50

25

0 2019-02-22 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 132 of 158

Total Pickup by Source Type Total Pickup by Industry

Newspaper (73/46.5%) • Media & Information (134/85.4%) Broadcast Media (47/29.9%) • Financial (19/12.1%) Online News Sites & Other Influencers (22/i 4.0%) ·' Business Services (1 /0.6%) Financial News Service (9/5.7%) Multicultural & Demographic (1/0.6%) • News & Information Service (3/1.9%) • Policy & Public Interest (1/0.6%) Other (3/1.9%) Other (i/0.6%)

Exact Match Pickup Exact matches are full text postings of your content which we have found in the online and social media that we monitor. Understand how it is calculated. Your release has generated 157 exact matches with a total potential audience of 86,478,420.

Logo Outlet Name Location Source Type Industry Potential Audience

Yahoo! Finance Global Online News Sites & Media & 73,379,000 ~A[)(J! Online c;I View Release Other Influencers Information visitors/day HW,~U

Chase United News & Information Financial 2,631,000 CHASEO Online c;I View Release States Service visitors/day

Business Insider: Markets Insider United Online News Sites & Financial 1,459,000 Online c;I View Release States Other Influencers visitors/day

Market Watch United Financial News Service Financial 789,000 I rn Online c;I View Release States visitors/day

TheStreet.com United Trade Publications Financial 230,000 Thi~tmt Online c;I View Release States visitors/day Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 133 of 158

finanzen.net Germany Financial News Service Financial 179,000 Online O View Release visitors/day

Wichita Business Journal United Newspaper Media & 168,000 iijb!mlnl Online O View Release States Information visitors/day

Washington Business Journal United Newspaper Media & 168,000 ,l.. L.,. Bh\11/rrn,11 Online O View RelP.RSP. States Information visitors/day

~ 1111111:.1~1> Minneapolis/ St. Paul B11siness ,lnurnal United Newspaper Media & 1 G0,000 ~l~t1I IJIMI, Online O View Release Stntes Information viaitors/day

Triangle Business Journal United Newspaper Media & 168,000 imY!f~1,tmi Online O View Release States Information visitors/day

Business Journal of the Greater Triad Area United Newspaper Media & 168,000 'll!.~~!t~~l.llll. Online O View Release States Information visitors/day

Tampa Bay Business Journal United Newspaper Media & 168,000 liii~~mal Online O View Release States Information visitors/day

St. Louis Business Journal United Newspaper Media & 168,000 Online O View Release States Information visitors/day

South Florida Business Journal United Newspaper Media & 168,000 Online O View Release States Information visitors/day

Puget Sound Business Journal United Newspaper Media & 168,000 Online O View Release States Information visitors/day

M¾iifl:Wf#. San Jose Business Journal United Newspaper Media & 168,000 Online O View Release States Information visitors/day

San Francisco Business Times United Newspaper Media & 168,000 Online O View Release States Information visitors/day

San Antonio Business Journal United Newspaper Media & 168,000 ~~\1\l J~1,1t Online O View Release States Information visitors/day i

Sacramento Business Journal United Newspaper Media & 168,000 l~-~/~%1 Online O View Release States Information visitors/day

Bizjournals.com, Inc. United Newspaper Media & 168,000 to~/ournalr Online O View Release States Information visitors/day !;qkw.!Q½ Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 134 of 158

Portland Business Journal United Newspaper Media & 168,000 !~1~J1i;i1 Online c;;J View Release States Information visitors/day

l:ilHllP Pittsburgh Business Tirnes United Newspaper Media & 168,000 ~II Online c;;J View Release States Information visitors/day

Bu~nessJournal~Phoen~ United Newspaper Media & 168,000 Online c;;J View Release States Information visitors/day ~i~~rnil~t--·

Philadelphia Business Journal United Newspaper Media & 168,000 R\ll Online c;;J View Release States Information visitors/day

Pacific Business News United Newspaper Media & 168,000 1v:1111:ll1m'1m\m Online c;;J View Release States Information visitors/day

Orlando Business Journal United Newspaper Media & 168,000 llliNi Online c;;J View Release States Information visitors/day

Nashville Business Journal United Newspaper Media & 168,000 Online c;;J View Release States Information visitors/day

Business Journal of Greater Milwaukee United Newspaper Media & 168,000 ~~}.i![11i~t~I Online c;;J View Release States Information visitors/day

Memphis Business Journal United Newspaper Media & 168,000 ~~ffln Online c;;J View Release States Information visitors/day

Business First of Louisville United Newspaper Media & 168,000 ~tmmf1m Online c;;J View Release States Information visitors/day

losAn,les Los Angeles Business from bizjournals United Newspaper Media & 168,000 ,,,!,,,._, Online c;;J View Release States Information visitors/day

Kansas City Business Journal United Newspaper Media & 168,000 nullNBi ~)lRil~ Online c;;J View Release States Information visitors/day

Jacksonville Business Journal United Newspaper Media & 168,000 ~llltn~ Journdl Online c;;J View Release States Information visitors/day

Houston Business Journal United Newspaper Media & 168,000 fi1;1'~i'.i\JO!'I\\\I. Online c;;J View Release States Information visitors/day

Denver Business Journal United Newspaper Media & 168,000 [}N\l~JO~fl\\l. Online c;;J View Release States Information visitors/day Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 135 of 158

Dayton Business Journal United Newspaper Media & 168,000 Online O View Release States Information visitors/day

Dallas Business Journal United Newspaper Media & 168,000 Online O View Release States Information visitors/day

Business First uf Columbus United Newspaper Media & 168,000 &DIN]~ f1r~1 Online O View Release States Information visitors/day

Cincinnati Business Courier United Newspaper Media & 168,000 ~IIl~fXl l)XRW~ Online O View Helease States Information visitors/day

Charlotte Business Journal United Newspaper Media & 168,000 ~~~i,fis}m\t Online O View Release States Information visitors/day

Business First of Buffalo United Newspaper Media & 168,000 &911eiftrfil Online O View Release States Information visitors/day JM'-f'1t!iru~

Boston Business Journal United Newspaper Media & 168,000 ~~~1,1 Online O View Release States Information visitors/day

c;;;; Birmingham Business Journal United Newspaper Media & 168,000 l~El~mx~ Online O View Release States Information visitors/day

l:laltimore Business Journal United Newspaper Media & 168,000 Online O View Release States Information visitors/day

n, Austin Business Journal United Newspaper Media & 168,000 .. Online O View Release States Information visitors/day

Atlanta Business Chronicle United Newspaper Media & 168,000 Online O View Release States Information visitors/day

New Mexico Business Weekly United Newspaper Media & 168,000 &~i~t~1Wm1x Online O View Release States Information visitors/day

Business Review (Albany) United Newspaper Media & 168,000 rii'~m1rulll1\' Online O View Release States Information visitors/day .~·,\:•i'.'•i ❖'c'< !

PR Newswire United PR Newswire Media & 123,000 ~~Newswire Online O View Release States Information visitors/day Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 136 of 158

ADVFN Germany Germany Financial News Service Financial 123,000 Online c;;J View Release visitors/day

SOGOTRADE United News & Information Financial 65,000 t!IOGOrnADf Online c;;J View Release States Service visitors/day

WFMZ-TV IND-69 [Allentown, PA] United Broadcast Media Media & 51,000 Online c;;J View Release States Information visitors/day fi~~tll ,-i~wit' Pittsburgh Post-Gazette [Pittsburgh, PA] United Newspaper Media & 40,000 ·/$/?Jrirf- Online c;;J View Release States Information visitors/day

NrnsOK Oklahoman [Oklahoma City, OK] United Newspaper Media & 39,000 Online c;;J View Release States Information visitors/day

Benzinga United Online News Sites & Financial 23,000 ~t~fo\iliA,,, ,t 1,~ Online c;;J View Release States Other Influencers visitors/day flhii,$';,m\

Daily Herald [Chicago, IL] United Newspaper Media & 18,000 Online c;;J View Release States Information visitors/day

Marketplace United Broadcast Media Media & 17,000 Online c;;J View Release States Information visitors/day

WRAL-TV CBS-5 [Raleigh, NC] United Broadcast Media Media & 17,000 Online c;;J View Release States Information visitors/day

Townhall Finance United Financial News Service Media & 17,000 Online c;;J View Release States Information visitors/day

Tamar Securities United Online News Sites & Financial 17,000 Online c;;J View Release States Other Influencers visitors/day

FinancialContent - PR Newswire United Financial News Service Media & 17,000 @f in,an~i~I Online c;;J View Release States Information visitors/day rrrtauom Rockford Register Star [Rockford, IL] United Newspaper Media & 17,000 Online c;;J View Release States Information visitors/day

Value Investing News United Financial News Service Financial 17,000 Online c;;J View Release States visitors/day

DM!/i'irn,;Akrt1 Daily Penny Alerts United Online News Sites & Financial 17,000 Online c;;J View Release States Other Influencers visitors/day Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 137 of 158

Benefit Plans Administrative Services United Online News Sites & Financial 17,000 Online l:;J View Release States Other Influencers visitors/day

1st Discount Brokerage United Financial News Service Financial 17,000 - Online l:;J View Release States visitors/day KnTV-TV CBS-6 [Tulsa, OK] Unitod Broadcast Media Media & 16,000 Online l:;J View Release States Information visitors/day

WRCB-TV NBC-3 [Chattanooga, TN] United Broadcast Media Media & 14,000 Online l:;J View Release States Information visitors/day

WBBH-TV NBC-2 [Fort Myers, FL] United Broadcast Media Media & 8,000 visitors/day Online l:;J View Release States Information

KWTV-TV CBS-9 [Oklahoma City, OK] United Broadcast Media Media & 6,000 visitors/day New)~.com Online l:;J View Release States Information

Finanzen.at Germany Online News Sites & Financial 5,000 visitors/day Online ~ View Release Other Influencers

KFMB-TV CBS-8 [San Diego, CA] United Bro;arlr.;ast Media Media & 5,000 visitors/day Online~ View Release States Information

WBOC-TV CBS-16 [Salisbury, MD] United Broadcast Media Media & 4,000 visitors/day Online l:;J View Release States Information

One News Page Global Edition Global Online News Sites & Media & 4,000 visitors/day on1Ne1ri/itei Online l:;J View Release Other Influencers Information

WVIR-TV NBC-29 [Charlottesville, VA] United Broadcast Media Media & 4,000 visitors/day Online l:;J View Release States Information I. l

Ticker Technologies United Financial News Service Financial :;,ooo visitors/day Online l:;J View Release States Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 138 of 158

Spoke United News & Information Business Services 3,000 visitors/day ~~':·Ke Online c;;J View Release States Service

KITV-TV ABC [Honolulu, HI] United Broadcast Media Media & 3,000 visitors/day Online c;;J View Release States Information

KAKE-TV ABC [Wichita, KS] United Broadcast Media Media & 3,000 visitors/day Online c;;J View Release States Information

WZVN-TV ABC-7 [Fort Myers, FL] United Broadcast Media Media & 3,000 visitors/day fl Online c;;J View Release States Information

WSIL-TV ABC-3 [Carterville, IL] United Broadcast Media Media & 2,000 visitors/day Online c;;J View Release States Information

KTVN-TV CBS-2 [Reno, NV] United Broadcast Media Media & 2,000 visitors/day Online c;;J View Release States Information

myMotherLode.com [Sonora, CA] United Newspaper Media & 2,000 visitors/day Online c;;J View Release States Information

WICU-TV NBC-12 / WSEE-TV CBS-35 United Broadcast Media Media & 2,000 visitors/day [Erie, PA] States Information Online c;;J View Release

NewsBlaze United Online News Sites & Media & 1,420 visitors/day NewsBlm Online c;;J View Release States Other Influencers Information

WENY-TV [Horseheads, NY] United Broadcast Media Media & 1,000 visitors/day Online c;;J View Release States Information

RFD-TV [Nashville, TN] United Broadcast Media Media & 1,000 visitors/day Online c;;J View Release States Information

WLNE-TV ABC-6 [Providence, RI] United Broadcast Media Media & 1,000 visitors/day Online c;;J View Release States Information

WICZ-TV FOX-40 [Binghamton, NY] United Broadcast Media Media & 1,000 visitors/day Online c;;J View Release States Information

,ijwnhldr~I The Chronicle Journal [Thunder Bay, ON] Canada Newspaper Media & 1,000 visitors/day Online c;;J View Release Information

KEYC-TV CBS-12 / FOX-12 [Mankato, MN] United Broadcast Media Media & 1,000 visitors/day Online c;;J View Release States Information Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 139 of 158

Stock Tips Guru United Online News Sites & Financial Online c;;:l View Release Kingdom Other Influencers

• Latin Business Today United Online News Sites & Multicultural & Online c;;:l View Release States Other Influencers Demographic

lnvortir USA Uniletf Online News Sites & Media & IU Online c;;:l View Release States Other Influencers Information l\lUt\l.

Axcess News United Online News Sites & Media & Ax(essNe~l Online c;;:l View Release States Other Influencers Information ,'..<·,,,·,.. ,,.

1 stCounsel United Online News Sites & Policy & Public l~Coun)el Online c;;:l View Release States Other Influencers Interest

WBCB-TV CW-21 (Youngstown, OH) United Broadcast Media Media & Online c;;:l View Release States Information

KFMB-TV CW [San Diego, CA] United Broadcast Media Media & au Online c;;:l View Release States Information IMWtGO

Telemundo Lubbock [Lubbock, TX] United Broadcast Media Media & Online c;;:l View Release States Information mt,¥1,t) :-,R:;i ' Suncoast News Network [Sarasota, FL] United Broadcast Media Media & Online c;;:l View Release States Information

ProfitQuotes United Financial News Service Online c;;:l View Release States

One News Page Unites States Edition United Online News Sites & OneNeiMiie@ Online c;;:l View Release States Other Influencers Information

Oldies 97. 7 FM [Lubbock, TX] United Broadcast Media Media & Online c;;:l View Release States Information

KMYL-TV MyLubbock-TV [Lubbock, TX] United Broadcast Media Media & ri:I Online c;;:l View Release States Information '::ioc~w

KX I CH-M 106.5 Magic [Lubbock, TX] United Broadcast Media Media & Online L.J View noloaco fi1HIP.8 l11fun11aliu11

KLCW-TV Lubbock CW [Lubbock, TX] United l:lroadcast Media Media & Online c;;:l View Release States Information Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 140 of 158

KUAM-TV NBC-8 / CBS-11 [Hagatna, United Broadcast Media Media & Guam] States Information Online l;J View Release

KHTT-FM 1 06.9 [Tulsa, OK] United Broadcast Media Media & Online l;J View Release States Information

KASA-TV Telemundo-2 [Albuquerque, NM] United Broadcast Media Media & T Online c;J View Release States Information lh!l\'1>0 ;ici

KJTV-TV FOX-34 [Lubbock, TX] United Broadcast Media Media & Online l;J View Release States Information

WBOC-TV FOX-21 [Salisbury, MD] United Broadcast Media Media & Online l;J View Release States Information

KTTU-FM 97.3 Double T [Lubbock, TX] United Broadcast Media Media & Online l;J View Release States Information

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DatelineCarolina United Online News Sites & Media & Online c;J View Release States Other Influencers Information

Warren and Hunterdon Counties CityRoom United Online News Sites & Media & (i [Warren County, NJ] States Other Influencers Information Online l;J View Release

El Paso CityRoom [El Paso, TX] United Online News Sites & Media & (i Online c;J View Release States Other Influencers Information

KXBL-FM 99.5 [Tulsa, OK] United Broadcast Media Media & Online l;J View Release States Information tlliti'iTI1

KLBB-FM 93.7 The Eagle [Lubbock, TX] United Broadcast Media Media & Online l;J View Release States Information ~\1,' ~i)]M,>) ~~,.),<,

KBEZ-FM 92.9 [Tulsa, OK] United Broadcast Media Media & Online l;J View Release States Information

• KFMB 760-AM [San Diego, CA] United Broadcast Media Media & @~ Online c;J View Release States Information lAlK KFAQ-AM 1170 [Tulsa, OK] United Broadcast Media Media & 1170 Online l;J View Release States Information RADIO

KLZK-FM 107.7 YES FM [Lubbock, TX] United Broadcast Media Media & ' Online l;J View Release States Information Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 141 of 158

100,7-FM The Score [Lubbock, TX] United Broadcast Media Media & Online O View Release States Information

IBTN9 US Global Online News Sites & Media & Online O View Release Other Influencers Information lmNlf/N

KQCW-TV CW12/1!J [Tulsa, 01,] United Broadcast Media Media & Online O View Release States Information

Fat Pitch Financials United Online News Sites & Financial Online O View Release States Other Influencers

Money Savvy Living United Blog-Parental Influencers Retail & Online O View Release States Consumer

Winslow, Evans & Crocker United Online News Sites & Financial 1l-""" Online O View Release States Other Influencers

Manhattanweek United Online News Sites & Media & Online O View Release States Other Influencers Information

KLKN-TV ABC-8 [Lincoln, NE] United Broadcast Media Media & Online O View Release States Information

KFMB I 00,7 PM [San Diego, CAJ U111led l:lroadcast Media Media & Online O View Release States Information I' Wapakoneta Daily News [Wapakoneta, United Newspaper Media & OH] States Information Online O View Release

Valley City Times-Record [Valley City, ND] United Newspaper Media & Online O View Release States Information

The Post and Mail [Columbia City, IN] United Newspaper Media & Online O View Release States Information

The Pilot News [Plymouth, IN] United Newspaper Media & Online O View Release States Information

i'·--h; The Evening Leader [St. Marys, OH] United Newspaper MP-rlia I\ Online O Vli':W Rded~e Slates lntormation iLEADeR,~,-•-p!r~

I he Antlers American [Antlers, OK] United Newspaper Media & rill•lt!ft Online O View Release States Information Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 142 of 158

Sweetwater Reporter [Sweetwater, TX] United Newspaper Media & Online O View Release States Information

1 1 Starkville Daily News [Starkville, MS] United Newspaper Media & .hriu'D ), ~ \ j, t,11K1, ; 1l:.,.1 Online O View Release States Information

I The Daily Press [St. Marys, PA] United Newspaper Media & l Online O View Release States Information

1 Ridgway Record [Ridgway, PA] United Newspaper Media & ~fr:f'!'.\'Jl!J.v/11. ~1 Online O View Release States Information

P,A:NH!i'it\~,;r The Punxsutawney Spirit [Punxsutawney, United Newspaper Media & PA] States Information Online O View Release

Poteau Daily News [Poteau, OK] United Newspaper Media & Online O View Release States Information

The Observer News Enterprise [Newton, United Newspaper Media & a1w1 lirdi!q1t~ NC] States Information 11l\t1l'JN.tll'li:ifh':W, Online O View Release

Minster Community Post [Minster, OH] United Newspaper Media & Online O View Release States Information

Mammotl1 Tuni'i Mammoth Times [Mammoth Lakes, CA] United Newspaper Media & Online O View Release States Information

MmtdUl\fl!ORO Malvern Daily Record [Malvern, AR] United Newspaper Media & Online O View Release States Information

The Kane Republican [Kane, PA] United Newspaper Media & Online O View Release States Information i tiiin1ifil11~1ir 1 Inyo Register [Bishop, CA] United Newspaper Media & .,<,..,.i,v.,-"''.-.;.:.J Online O View Release States Information

The Deer Park Tribune [Deer Park, WA] United Newspaper Media & !xtrMTrifuntt Online O View Release States Information

Decatur Daily Democrat [Decatur, IN] United Newspaper Media & Online O View Release States Information

Daily Times Leader [West Point, MS] United Newspaper Media & Online O View Release States Information Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 143 of 158

Borger News Herald [Borger, TX] United Newspaper Media & ~1!~~ Online c;l View Release States Information

Big Spring Herald [Big Spring, TX] United Newspaper Media & Online c;J View Release States Information

The Saline Courier [Benton, AR] United Newspaper Med'1a & lij[I1m1turnirn OnlinP. c;J View Release State~ Information

ThP. Mnmina News [Blackfoot, ID] United Newspaper Media & Online c;J View Release States Information Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 144 of 158

Traffic

Overview Total Release Views & Web Crawler Hits 2.9K 1 ..... _R_E_LE_A_s_E_v_1E_w_s_____ 37_1_I .__M_u_L_T1_M_E_o1_A_v_1E_w_s_&____ o__, WEB CRAWLER HITS 2.5K !_ . _ ENGAGEMENT I. Media Views 53 views

Public Views 318 views Partner Sites 46 views PR Newswire Channels 272 views

Release Views Release Views Over Time

1000

101 100 ~3 23 "18 18

10 5

0

(\/ ZO ill C l'- LC) C) l.f) 0 C() N w N t"\J 9 N C\I 9 0 0

Media Views on PR Newswire for Journalists Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 145 of 158

Top 10 Outlets

First News Live . . 1

Tho Page (1)

Chingari (1)

Daily News (1)

iv1MF', USA (1)

Ho,ilthevont7 ( 1)

Way:!Orilirn, (I)

Deccan Herald (1)

EMS Chemie A ..

Nicole Revels -,J ...

0 2

Views

Views on Partner Sites Top 10 Sites

Not Available (10) 10

WICZ-TV FOX· ..

l

Spoke (3)

RFD-TV [Nashvi. ..

ADVFN German .. .

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0 5 10 15

Views

Trnffir. to PR Newswire Properties

Type of Views Views

Type Views

Total Views on PR Newswire Properties 272 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 146 of 158

Type Views

Desktop Views 155

Mobile/Tablet Views 117

Total Views on PR Newswire Properties 272

Desktop Views Mobile/fable\ Views

External Traffic Sources Understand how viewers found your release.

Source Source Type Instances

Direct Direct 57

Google Search Engine 175

Yahoo! Search Engine 7

Bing Search Engine 5

Ask.com Search Engine 3

AOL Search Engine

DuckDuckGo Search Engine Direct • Search Engine PR Newswire Properties prnewswire.com PR Newswire Properties 17 Other Sites

start.alt.net Other Sites 2

dnserrorassist.att.net Other Sites

windstream.net Other Sites

search.myway.com Other Sites

owler.com Other Sites

Total 272 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 147 of 158

Search Engine Keywords The search terms that visitors to your release use to find it. Note that Google increasingly does not make this data available.

Google keywords not available: 175

Search Search Term Instances Engine

Ring Not Available

doec citibank have adr Gcttlcmcnt with kcc

what it the merryman et al lawsuit about

bcbjmeleqorhcudmmjgejfsbfk-... www.citibankadrsettlement.com 2 II citibankadrsettlement.com does citibank have adr sett ... Ask bcbjmeleqorhcudmmjgejfsbfk- · what it the merryman et al. .. Jeeves hjll0gxq5r_u ilkrgv7ba 19jzjyihzd3mojjwwm9e8- amjvkvsxpzzjbzt9lxt9hfwj5phou1 a4g2sw7nyzjzi0eiy3 www.citibankadrsettlement.com The rest citibankadrsettlement.com 2

AOL Not Available

Total 9 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 148 of 158

Audience

Overview

VIEWS FROM IDENTIFIED AUDIENCES AP & INFLUENCER LIST RECIPIENTS 93 1.7K

Media Views 53 Wire Distribution / AP Outlets 1.1K

Organization Views 40 Targeted Influencers 590

Audience Summary Media Demographics A break down of the industries covered, the media types and the locations of the journalists & bloggers accessing your release on PR Newswire for Journalists.

Top Industries Top Media Types Top Countries 25 20

20 15

10

10

5

5

0 0

United States Ill India Canada : Argentina Japan The rest

Geo-segmentation Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 149 of 158

See where views of your release originated. Select a region: World View

Views by country >0 . i - 10 10 - 30 30 - 100 • 100-300 •.300-1 000 .t>.f"ODO'

Views by state

>0 1 - i 0 10 - 30 30-100 • 100-300 • 300-1 000 > 1 000 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 150 of 158

Views by province

>0 1 -10 10-30

,,; 30-100 B 100-300 300 - 1 000 > 1 000

Views by country

>0 1 -10 10-30 30 100 100 - 300 B 300-1 000 > 1 000 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 151 of 158

Views by country

>0 1 - 10 10 - 30 30-100 • 100-300 • 300-1 000 > 1 000

Audience Details Media Views See the details of each media outlet from PR Newswire for Journalists that viewed your release.

Views Outlet Industry Souroo Typo r.n11nt1·y V

first IJews Live 1-reelance/Wnter India

The Page General Business Newspaper India

Chingari General Business Newspaper India

Daily News Other Other South

MMP, USA Auto, Broadcast, Consumer Products, Energy, Television United Entertainment, Environment, Features, Financial States Services, General Business, Healthcare, Heavy Industry, Media, Other, Public Issues, Sports, Technology, Transportation, Travel

Healtheventz Broadcast, Environment, Healthcare Blogger, Consumer Periodicals, India Freelance/Writer, Newspaper, Other, Radio, Television, Trade Periodicals, Web/On-Line Service, Wire Service

Way2Online Transportation Freelance/Writer India

Deccan Herald Features, Financial Services, General Business, Newspaper India Technology

EMS Chemie AG Auto, Consumer Products, General Business, Other Switzerland Technology

Total num 53 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 152 of 158

Nicole Revels - Journalist Public Issues Freelance/Writer United States prnewswire Auto Other United States

Polish N Glitter Consumer Products, Healthcare Blogg er India

NewsRx Auto, Broadcast, Consumer Products, Energy, Web/On-Line Service United Entertainment, Environment, Features, Financial States Services, General Business, Healthcare, Heavy Industry, Media, Other, Public Issues, Sports, Technology, Transportation, Travel

Great Lakes Banker Financial Services Trade Periodicals United States

Troe Radio Broadcast, Consumer Products, Energy, Radio Canada Entertainment, Environment, General Business, Healthcare, Heavy Industry, Media, Public Issues, Technology, Transportation, Travel

Univision Dallas Broadcast, General Business, Healthcare, Media, Television, Web/On-Line Service United Other, Public Issues, Sports, Technology, States Transportation, Travel

Delion Environment, Financial Services, General Blogger, Newspaper Canada Business, Other, Technology

Prevue Meetings & Incentives Energy, Environment, General Business, Public Freelance/Writer, Other United Issues, Technology, Transportation, Travel States

Robins Regional Auto, Energy, Entertainment, Features, Financial Newspaper United Services, General Business, Healthcare, Heavy States Industry, Public Issues, Sports, Technology, Transportation, Travel

Arutz 7 Auto, Broadcast, Consumer Products, Energy, Newspaper, Radio, Web/On- Israel Entertainment, Environment, Features, Financial Line Service Services, General Business, Healthcare, Heavy Industry, Media, Other, Public Issues, Sports, Technology, Transportation, Travel

BioMetAuth.com Technology Freelance/Writer United States

PR Newswire Auto, Broadcast, Consumer Products, Energy, Blogger, Consumer Periodicals, Canada Entertainment, Environment, Features, Financial Freelance/Writer, Newspaper, Services, General Business, Healthcare, Heavy Other, Radio, Television, Trade Industry, Media, Other, Public Issues, Sports, Periodicals, Web/On-Line Technology, Transportation, Travel Service, Wire Service

MMP USA Consumer Products, Environment, General Television United Business, Healthcare, Technology, Travel States

PR Newswire Other Wire Service United States

God4b Auto, Broadcast, Consumer Products, Energy, Blogger, Freelance/Writer United Entertainment, Environment, Features, Financial States Services, General Business, Healthcare, Heavy Industry, Media, Other, Public Issues, Sports, Technology, Transportation, Travel

Total num 53 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 153 of 158

16 Valvulas Auto, Healthcare Web/On-Line Service Argentina

Real Tv Canal 41 Broadcast, Entertainment, Environment, Newspaper, Television Peru Features, MecJia, Public Issues, Sports

SNL Energy Energy Trade Periodicals United States heart & soul Entertainment, Healthcare, Travel Consumer Periodicals, Radio, United Web/Un-Line Service States

Ecu11ur11ic Review Auto, Energy, Features, ~,nancral Services, Freelance/Writer, Newspaper, Pakistan Media, Public Issues, Sports Trade Periodicals

IDG Japan Technology Consumer Periodicals, Web/On- Japan Line Service, Wire Service

Thomson Corp Technology Wire Service India

PR Technology Other Malaysia

Freelancer Other Trade Periodicals United States

New York 1 News Other Television United States

WSAZ Financial Services Television United States

Walla Walla Union Bulletin Features, Healthcare, Technology Newspaper United States

Feather River Bulletin Other Newspaper UnitAd States http://gay_blog.blogspot.com/ Other, Travel Web/On-Line Service United States

Zee News Auto, Broadcast, Consumer Products, Financial Television India Services

Kingsport Times-New Other Newspaper United States

Mega Autos Auto Consumer Periodicals, Web/On- Argentina Line Service

Okinawa Marine Broadcast, Environment, Features, Financial Freelance/Writer, Newspaper, Japan Services, Media, Public Issues, I echnology, Web/On-Line Service, Wire Transportation, Travel Service

Gaceta UNAM Environment, Features, Healthcare, Media, Public Newspaper, Web/On-Line Mexico Issues, Sports, Travel Service

·1 he Kyle & Jackie O Show Rroarlr.ast, Consumer Products, Entertainment, Radio Australia Features, Media, Other, Public Issues, Technolo~y

A1rnikaee Broadcast, Consumer Products, Energy, Blogger, Freelance/Writer, United E11lertainment, Features, General Business, Newspaper, Web/On-Line States Modin, Other, Public Issues Se,vice

Total num 53 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 154 of 158

Coelum Other Consumer Periodicals, Web/On­ Italy line Service

News Aktuell Other Wire Service Switzerland

Randall-Reilly Publishing Co. Transportation Trade Periodicals United States

Telecos Consumer Products, Energy, Environment, Other Spain Healthcare, Technology

Freelancer Entertainment, Features, Healthcare Freelance/Writer, Newspaper United States

Houston Chronicle Features Newspaper United States

Formula 4 Media / Sports Broadcast, Consumer Products, Entertainment, Blogger, Consumer Periodicals, United Insight Extra Healthcare, Media, Sports Freelance/Writer, Other, States Web/On-Line Service, Wire Service

Total num 53

Organization Views See which organizations have viewed your release

Views Organization Headquarters Country Location Parent Organization Industry V

Citigroup 283 King George Rd us UNITED Citi Financial Services 8 STATES

Robbins Geller Rudman & Dowd LLP 655 West Broadway UNITED 4 STATES

Deutsche Bank 2 Gatehall Drive us UNITED Deutsche Bank AG Financial Services STATES

The Bank of New York Mellon Corporation One Wall Street us UNITED The Bank of New York Financial Services 2 STATES Company , Inc.

Ogilvy 23/F ,The Center 99 Queen's Road HK HONG KONG & Mather Worldwide, Business Services 2 Central Inc.

Lake Nona Sales 9801 Lake Nona Club Drive us UNITED Real Estate & 2 STATES Construction

OpointAS Akersgata 28 A Sentrum NO SWEDEN OpointAS

Volo.com SAL IT ITALY

MAR KIT INDIA SERVICES PVT. LTD IN INDIA

Braveway Los Angeles DC 600W 7th St us UNITED STATES

NightOwl Discovery 724 North 1st St# 500 us UNITED NightOwl Discovery Inc Law Firms & Legal STATES Services

Sudani-Huawei-WCDMA SD SUDAN

St. John's University, New York 8000 Utopia Parkway us UNITED St. John's University Education STATES

Katholische Universitaet Eichstaett Ostenstr. 24 Germany DE GERMANY

Totalnum 40 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 155 of 158

Wunderman Chicago 222 Merchandise Mart Plaza UNITED STATES

PORT AUTHORITY OF New York and 241 ERIE ST us UNITED The Port Authority Government New Jersey STATES

Tufts University 169 Holland St us UNITED Tufts University Education GTAT[S

Cu,11111eri.;e lrnura11ce 11 GORE RD us UNITED The Commerce Insurance Insurance STATES Company

BALLIE GIFFORD & CO UK UNITED l

Frcehills AU AUSIHALIA l-reeh1lls Law Firms & Legal Services

Options Technology ltd 4th Floor, Portland House, us UNITED Bressenden Place STATES

State of Florida, Department of Revenue 2450 Shumard Oak Blvd us UNITED Government STATES

GFI Group Inc 55 Water Street us UNITED GFI Group Inc Financial Services STATES

FTS 2001/Dept of labor OAS 200 constitution Ave NW Suite N. us UNITED Organization of American Non-Profit 1301 STATES States

Totalnum 40

Targeted Audience The lists below represent categories of targeted audiences you selected for your release.

Cision lnrluern:;er Lists Mutual Funds (122 organizations, 184 recipients)

Organization Number of recipients

Barron's I Magazine 6

Bloomberg News I News Service/Syndicate 6

Wall Street Journal I Daily Newspaper 6

Gartner I Industry Research Firm 5

IBD Weekly I Community Newspaper 5

Ignites.com I Internet Magazine - Online Only 5

Seeking Alpha I Internet Magazine - Online Only 5

Forbes I Magazine 3

Fund Action I Magazine

Institutional Investor I lnt0111HI M:1u,uirrc1 - Onlino Only J

Personal Finance (325 organizations, 406 recipients) Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 156 of 158

Organization Number of recipients

Squawk Box - CNBC Cable Network I Cable Network Show 15

Business Insider I Internet Magazine - Online Only 5

Srnartasset I Internet Magazine - Online Only 5

Bottorn Line/Personal I Magazine 4

GOBankingRates I Internet Magazine - Online Only 4

New York Times I Daily Newspaper 4

Wise Bread I Internet Blog 4

CNNBusiness I Internet Magazine - Online Only 3

Consumer Reports I Magazine 3

Dave Ramsey Show I Radio Syndicated Show 3

Associated Press Outlets Every PR Newswire U.S. wire newsline includes targeted distribution to the Associated Press, an essential global news network that delivers content to an extensive set of media platforms and formats. The list below represents the outlets you reach via this partnership.

Outlet Name City State Country Newsline Type Audience

C-SPAN Washington DC us US1 Television 86,200,000 Subscribers

Scribd, Inc. San CA us US1 Aggregator 43,531,670 Visitors Francisco per Month

FoxNews.com New York NY us US1, New York State Online 32,516,438 Visitors newsline per Month

CBS News Radio New York NY us US1, New York State Radio 30,000,000 newsline Broadcast Audience

New York Times New York NY us US1, New York State Newspaper 29,886,442 Visitors Digital newsline per Month

Apple Inc. Cupertino CA us US1 Organization/Company 29,709,459 Visitors per month

CNBC.com Englewood NJ us New York State Online 26,089,266 Visitors Cliffs newsline, US1 per Month

CBSnews.com New York NY us US1, New York State Online 26,080,671 Visitors newsline per Month

abcnews.com New York NY us US1, New York State Online 24,167,779 Visitors newsline per Month

U.S. News & World Washington DC us US1 Magazine 23,945,529 Visitors Report per Month Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 157 of 158

Engagement

91 1 Total Engagement Actions [______c_lic_k_-;_h _ro_u_gh_s______~J Overview Engagement Timeline See when your audience engaged with your release. 1000

100

10

0

Cumulative Click-throughs a Shares • Downloads

Engagement Details A break down of click-throughs, shares and other engagement actions. Click-th roughs The number of times your release sent visitors to the pages you linked lo

URL Click-throughs

http://www.citibankadrcottlomont.com/ 88

mailto:info@Citibani'./IDRSottlomont.oom

Total 01 Case 1:15-cv-09185-CM-KNF Document 154-2 Filed 05/24/19 Page 158 of 158

About Cision PR Newswire Contact Terms of Use Privacy Blog

Copyright© 2019 Cision US Inc., 130 E Randolph St., 7th Floor, Chicago, IL 60601. View our Privacy Policy. Case 1:15-cv-09185-CM-KNF Document 154-3 Filed 05/24/19 Page 1 of 54

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